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                    <text>�65

68
65

is

Textbook

*

�A QUESTION OF CERTAINTY
John Merritt
Honorable Mention
Junior Essay
Prologue
Montaigne summed up the state of knowledge in 1580, with the publication
of his second volume of essays; everything is

un~ertain.

The doubtfulness

of what Aristotle wrote is only augmented by each commentator and confusion is compounded so that the hundredth commentator leaves truth more
obfuscated and arcane .for the hundred-and-first.

Montaigne's solution

to this problem is unique ·-- perhaps untenable.

Since there is in the

outside world no certain knowledge, let us not sorrow or despair, but
rather, like the tortoise, withdraw into ourselves and study our nature,
study ourselves.

But his own remarks on the inconstancy of our actions

leaves him resting on a none-too-soft pillow of doubt; if there is no
knowledge, let us not bother ourselves by trying ·to add to the anarchy.
Let us instead take what comfort we can in this Heracliteen world, and if
our kidney stones should bother us, we may pleasantly write
· them.

essa~a

about

All this may have its roots in the nature of the world, but certainly
some cause for Montaigne's observation can be found in the critical
spirit of _
the fourteenth-century philosophers, notably William Ockham.
This Franciscan logician concerned himself mainly with epistemology -studied the very structure of cl assical metaphys i cs .
Summa

as Aquinas or Duns

Dominican schools

Scotusj~is.influence

was

Though he l eft no

dominant~-

even

i~

and for the three hundred · years during which his

criticism was the philosopher's principal tool, · arguments which :once
seemed uibrant and

now to drop still-born from the mouths

viril~ _ seemed

of the old masters; what was . demonstrable was. quick! y turned to -.merely
probable.

"In all

argum~nt ,"

Ockham observes, "something will be : -

accepted which is either doubtful or· taken qn _aith .. "
f
three centuries

philo.sop~ers

out the truth of Ockham
-

agreement.
Now, the

and theologians seemed determined to..•bear

is statement,
.
2)

. .

~-

seemed

For the next

for the dialectic -- and .t he dis.

interminable~
.

supr~me . i~ony ot~urred

in 1633, with the condemnation of Galileo

�2

by the Inquisition.

A board of theologians, themselves in the throes of

doubt (as Ockham and Montaigne had before remarked) condemned Galileo,
who had founded certainty with the science of nature.

from one point of

view, the establishment of a consistent, orthodox system of metaphysics
which would allow for the development of certain truth in the sciences,
and also be acceptable to the doctors of the Sorbonne is the well-nigh
insuperable task of Descartes.
I

In the midst of all the uncertainty of the theologians and the doubt
raised by Montaigne, Descartes proceeds to discover certainty.

The

proper way is to begin at the beginning, where all is dimly shadowed
forth -- with doubt.

Although his father and his daughter had died

during the writing of the Meditations, Descartes, with admirable _philosophic
fortitude, announces in the first paragraph of his book that he has
banished all care from his mind and is happily agitated by no passions.
He is, therefore, in the perfect state to prosecute his endeavor
erection of a car.ta in foundation for the sciences.

the

-~

To this end he observes

that reason teaches him to withhold assent no less carefully from what
is uncertain than from what is evidently false; the process of dialectic
is not good enough for him.
dialectical, premisses.

He must start from demonstrative, not

The reason for this is clearly seen in the first

metaphor in the book -- "When the foundation is undermined," he says,
"the superstructure will collapse of itself."

The delicate forms of

dialectic will simply never do, for they are always hanging in the air;
3
Descartes must build a building. )
Let us now see what he

do~bts,

and what are his reasons for so doing.

The natural reply to such a bold endeavor as Descartes' is "you must be
a lunatic! no one in a normal frame of mind can doubt what you doubt;
some unnatural humour has plagued your brain."

It is indeed amazing that

anyone should have so wondered about the outcome of the book that he
completed it -- that . i t was not utterly forgotten instead,. .9f~·-t'he cornerstone of a great revolt.

..•

~· ....

Certainly Descartes must shdfu us cause.

To

begin, his sen_es ·have been known to deceive him, and since a wise man
s
does not entirely trust what has once -led him into error, he therefore
denies all knowledge . contingent on sense expfrienca -- including the
fact that he has a body.

For Descartes is not a . body; he is by nature

�3

a being seeking certainty~· and ". since he must acknowledge that : he has experienced noth-ing · in waking life which can· be distinguished ·from the. life
experience in a dream, he is compelled to admit that· all nf his . senseknowledge, and even the experience whence it is derived, may be a dream,
and has no nece~~ary r~lation t6 t~uth ·-- perhaps is radically other than
truth.

The only knowledge he possesses that comes not fra·m the sens·e s

comes only- it seems,from the mind--mathematical knowledge.
,

Certainly

this is not doubtful.· But, Descartes observes, there is an old idea in
the mind that.thaie i~ a God, an a1l~powerfu1 being.

What if this being

were not b.e~evoient, but evil, and played some complicated game with
Descartes, deceiving him ·at every turn, m king him think he perceived a
·a
truth clearly, when in truth he saw as in a .glass dark1y4 ) __ ~aw nothing
qut . ,falsity everywhere he turned, and. under the aspect of truth;?

·Indeed,

it is the more probable that this gr~at Deceiver exists~ since withbut
the least consideration of this omnipotent monster, Descartes has, and
with reason, come to doubt even that he has a body.

If ·he could be

de6eived about that, surely he might be deceived in thinking

th~t

the

-

.

th~orams of p~re ~a~hematics wer~ wholly and incontrovertibli tiue.

So

Descartes, who sat at the feet of rriontaigne (who taught doubt); i~ now

--

master; he teaches with doubt.
"

Committed to a doubt deeper than Montai~n~'s, Descartes mtist either ~find
certainty or live in a world far worse tha~ his teache~ 1 s; · ~s to d~~bt
required activity in the first place, to continue on the way to knowledge
requires even more.

His mind is hurled into an abyss of uncertainty&amp;)

at the end of t~e first Medit~~i6n, and he propose~ to remain there ~or
the remainder of the day' les·t" -the old' habit of believing his senses·
should return and prevent ~is finding certainty.

One need read only the

first page .of the first Meditation in order lo see . that something v~ry
new is about to unfold, to

chall~nge

inquiry ·into what is meant by the

search after truth,

On the second day~ ' De~cartes pro~os~s to find a firmament to cl~av~ the
deep _
sea in which he finds . himself immersed.
. . ever"ything which can
if there be any.

He

has proposed to ·doubt

be . doubted; 'now. he mu·s·t find the limits to doubt'

The firmament which he proposes to find,

::plication) to .c reate, he likens to

~r~himedes'

or

(by im-

point in the se.cond

�4

metaphor of the meditation.

Archimedes has asked for but one fixed and

unmovable point in order that he be able to move the earth.
Descartes

no~

This point

seeks.

Mastery of doubt seems to follow directly from asking the question ''do
I exist?" since to answer this in the negative is plainly impossible,
and if not contrary to logic, certainly contrary to nature.

"I do not

exist" cannot be true, since that would mean that the subject of the proposition did not exist, and if there be no subject, or no term or terms
for the proposition to relate, there can be no proposition.

Plainly

and certainly, however, it can be answered in the affirmative, for even
if Descartes be utterly deceived by the great deceiver, yet can he not
fail to exist, for surely someone must be deceived.

Certainly the great

deceiver has already lost his battle; for if we were always deceived, we
would never know it, nor be allowed to think of Descartes' method.

The~e

is little analysis that can be performed on Descartes' Archimedean point
of a strictly logical sort, though some psychological analysis is possible-in fact, necessary.

Logical inquiry is hampered by the membership of

that proposition in the class of immediate inferences; it simply is true.
Mindful of the need of extricating himself from his wholly
and unnatural position

6

uncomforta~le

~ and as quickly as possible, Descartes finds

his Archimedean point in the fact of his existence; if he thinks or
experiences, doubts or in any way acts, necessarily he exists.

The

question that must now be raised is of the meaning of "I exist",if I lack
utterly a body.

It is clear that the cogito expresses a truth independent

of the idea of body, but we must ask what it means to exist
which Descartes nowhere answers.
that belong to him.

a question

Rather he discusses those experiences

He is a substance, a substance devoid of any of the

characteristics of body, and in which inhere at least the properties, or
powers, of doubt, conception, assertion, denial, and will; a substance,
moreover, which experiences imaginative pictures and what (for want of
a better term) we call sense perception.

That Descartes possesses all

these characteristics he cannot deny, even if he claims that he has no
body whatever.

But in order to further understand his ego, Descartes

directs his efforts (in what seems like definition ignotum per ignotius)
to the analysis of body.
Everything we know by that mode of consciousness called sense perception

�5

is not known by taste, touch, smell, sight, or hearing.

Nor yet is it

known by the imaginative faculty; only by a purely mental, or . intel+ectual
inspection is anything known.

To show this, Descartes chooses as an

example a piece of wax, which we are naturally inclined to think known by
the five senses

perhaps by them only.

it shows itself chimerical
fleeing.

~ot

Yet, placed down by the fire,

sends our weak knowledge (itself a chimera)

one of the properties we recognized the wax to have by

sense did it have essentially, or in nature, since each of these properties
has disappeared, and the melted wax possesses an entirely new set of
sensibly known properties.

Was the wax then known by the imaginative

power -- our capacity to mentally form pictures of extension, change,
flexibility, and so on?
capable of

~assing

Of course not.

The piece of wax is entirely

through an infinity of stages that my imagination in

its finitude could never comprehend.

How, then, is the wax known?

nature of the wax must be known only by some purely mental

The

inspe~tion

its perception is not by sight or touch; or even imagination, nor was it
ever so, though formerly Descartes took it to be so, _ when his knowledge
was imperfect and confused.

Now, however, he knows the nature of the

wax clearly and di$tinctly.

It is difficult to imagine a conversation

between Descartes and one who asked if the wax were known, or one who
claimed that he did not perceive extension by the sense of mental or
conceptual inspection, but by the sense organs.

Hard it is to know an

uncertain world.
Now, what light does this throw on the nature of Descartes' mind?

Descartes

now claims he knows himself -- he means his mind -- far more clearly and
distinctly than the piece of wax.

For clearly, when he judges that the

wax exish, and sees this .c learly, the result which follows is that he
exists, and exists as a mind, as a being who knows by inspectio.

A

fortiori, I suppose he would say, the mind is c1early known, since extension is clearly known, ·and the consciousness is that which knows.

It

is interesting indeed that the nature of extension .is mentioned before
the nature of mind -- in fact, the nature of mind does not explicitly
appear until .the last Meditation, in which material things are discussed.
One may also note that although Descartes claims mind to be better known
than body in general, yet the only property of the mind that Descartes
explicitly mentions is

existence~ ·

Betw~en

the lines, lies the

the fundamental criterion of the mind·; inspectio -- activity.

unw~ittan,

�6

Creating his universe entirely anew,

Desc~rtes

has first found a point in

the middle of his vast sea, by virtue of which he intends to push himself
to dry land, the groundwork of the third day. This earth-moving point;
is
the new center of consciousness_!/understood not in the passive sense of
the ancients, but in an active, free, and masterful way.

The way of

Bacon -- to torture and force nature to yield her secrets to man, to
teach man the language in which she wrote tha world, appears to be here
opened.

What was once the power of the gods is now man's.

The ego-centric

universe cannot be understood in the obvious pejorative sense, for the
sense of ego is now that of ordering force, active intellect, and this
is a faculty shared in by all men.

To follow Descartes through the

Meditations is to become one with Descartes; whatever is accidental to
both writer and reader disappears beneath the power and unity, the
community of intellect.

This point, the existence of active intellect,
.
.

constitutes the separation of extension and intellect, and is . more and
more clearly shown by reference to the clarity with which the nature of
extension is perceived.
III

Entering now on a quest which has the starting point (the existence of
mind), Descartes next investigates, as the proper order requires, what
is meant by the conscious being; he will try to grow by degrees more
familiar with himself.

To his opening question, "how is it so certainly

known that I exist?" Descartes replies that he clearly and distinctly
perceives it, and lays it down as a general rule, as one of the properties
of his mind , that whatever he clearly and distinctly perceives is true .
All truth, insofar as it is just that, must have some common characteristic
perceivable by men.

We must ask what this is.

Descartes knows one thing

certainly, that when he thinks, or experiences anything whatever, even
though that idea be materially false, he must exist.

He knows that he

possesses the capacities of doubt, conception, volition , asser t ion , and
denial because he exercises these powers.
act.

It is Descartes' nature to

These actions imply a subject in which they inhere -- namely

Descartes, and the nature of this implication seems to show that what
7
acts or has power exists ). ; this simply because it cannot be otherwise.
No farther into the proposition can .we go.

The evidence for ·the im-

plication is not any formal rule, and thus stands unique in this book.

�7

It is evident for one reason

that it is clear and distinct.

rule of clarity and distinctness is the only rule which

~an

Since this

be extracted

from the only truth which Descartes knows, then it must be the defining
characteristic of truth; all other truths, if there be any, must possess
that characteristic, too -- that it admits of being very clearly and
distinctly perceived.

Therefore Descartes asserts the generalization of

his rule.
Doubt, like the man-eating tiger, must return, for Descartes had only
begun his arduous journey because he found the recognized truths uncertain.
many

Before careful examination of his beliefs, Descartes believed

thing~

he can no longer hold; they no longer appear clear and dis-

tinct, though once they did.
..

Why did he arr?

Because he merely thought

he perceived such things as extension and mathematical theorems clearly
and distinctly, and was deceived by attending to his ideas with insufficient care.

Perhaps, in fact, there is a great deceiver who made

all those beliefs he formerly held appear true, though they

w~re

false.

Although he thought them to be true because he had a natural inclination
.
.

to do so, he perceived them not by the light of nature, but confusedly
only.

Thia supposition is sufficient to explain how Descartes was be-

fore deceived.

But before he can further push his knowledge, he must

inquire whether an all-powerful being exists, and whether it is within
the limits of that being's power to

deceiv~.

To this end he proceeds

methodically to classify all his thoughts, beliefs, feelings, and impressions, that he may see in which of these truth and falsity do
properly inhere.
Obloquy must indeed follow from the failure to show that God exists,
sine~

willy-nilly on that failure follows the closure of knowledge.

This

can be avoided if we observe the states of Descartes' consciousness,
his ideas.

These ideas are such as to borrow their being . fro_ Descartes'
m

consciousness, since an idea cannot be grasped clearly
consciousness perceives it.

unle~s

These ideas comprise variously imaginative

pictures of objects,_ volitions, emotions, and judgments..
speaking, nothing in the _ima. ination can be false, since
g
exists independent

~f perc~ption

true that it is . imagined.
.
.

.

the

wh~ther

it

is wholly besi9e the point; it remains

Similarly for .volitions or
. ,
..
'

Now, formally

'

emot~ons.

The

only species of cognitions in which truth or falsity may formally inhere are thus judgements; to these Descartes must now turn and discover

�8

that by virtue of which he falls into error.
Unnatur~lness

is the essence of falsehood, since the mechanism by which

falsehood occurs is the substitution of spontaneous inclination for the
light of nature.

for that inclination and the light are both "natural,"

and therefore the mind assumes that because there is a connection of
ideas, the same connection exists between the subjects of those ideas.
The implication could only be valid if the ideas were clearly and distinctly grasped, and

gra~ped

as existing.

been laid down before the next step.

The necessary precaution has

Among Descartes' ideas is the

idea of God.
The proof Descartes now offers is a proof for the existence of a

benev~

olent deity from the necessity of a first efficient cause -- a proof
ancient and honorable indeed.

But it acquires in Descartes' hands

certain changes which are essentially ramifications of certain previously
discussed Cartesian notions.

Descartes has already observed that he has

various sorts of ideas, and that of these ideas, some represent a
greater amount of reality than others~

Thus the idea of a subs~ance

has a greater amount of representative reality than the idea of an
attribute, and what represents most reality is the idea of God.

Now,

Descartes argues, the efficient cause of an idea must have at least as
much reality as the effect.

Only a being with the actual perfections

represented by the idea could have caused such an idea, and therefore
God exists.
Earlier versions of this proof had depended, at least ostensibly, on
the existence of material things, which everyone had naturally taken
for granted.

Descartes has eliminated this supposition from his

version of the proof by showing that even if nothing should exist but
his own mind, one of the aspects of that mind is the idea of God, and
that idea must have an ePficient cause.

This cause could be God, or

sensible objects, or some subject of intermediate reality, perhaps an
angel.

That the cause cannot be material beings is clear, since the

idea of God is of an infinite, omnipotent, benevolent being, possessing
characteristics which manifestly cannot inhere in extended ·being.

Nor

could it have come from. his parents or an angel; it would have had to
be in them, and since further they are not by nature necessary beings,

�9

it is impossible that they should have the idea of themselves.

Nor

can there be an infinity of causes, and therefore the idea was ultimately
caused by God, and placed ·in the consciousness to serve as a sign that
man was created in the · image and likeness of his creator.
Removal of the distinction between conservation and production with
.
.

. respect to eff,icient cause destroyed what difficulties

migh~

by controvei;.s y between a Scotist and a follower of Ockham.

observes that the act by which God

creat~d

be raised
Descartes

the world is not conceptually

distinguishable from the act by which he preserves it in being.

This

also means that there is no intermediate cause between man and God.
Man is completely dependent on God for his very being, in the same
way that the idea of God is not only . p~oduced, but conserved immediately
· by God.

The idea of God cannot be

·produced, by a

b~ing

conserved~

any more than it :can be

of less reality than Him.

There is nothing be-

tween Descartes and God.
To the objection that this idea of God could have come from himself,
Descartes has merely to point out his contingency.

There is nothing

in him which necessitates even his existence, and his lack of perfect
kn~wledge sur~ly
exis~ed

marks him as a

in him potentially.

crea~ed

being -- even if all perfections

Descartes considers, too, the objection

that , th~ idea of God could have come from several partial causes, and
re~~ct~

.it on the ground that such a conceptual grab-bag could never

give rise to the clear idea of the unicity of God.

In general, although

by nature the certainty of Descartes• proof is questionable, it can be
made satisfactory by the

el~boratio~

of certain

s~holastic

?istinctions,

with which Descartes never bothers -- and with good reason.
.

'.

.

Out of the abyss of doubt and uncertainty, Descartes has now emerged
as it seems, victorieus.
him of
wit~out

certa~n

He had need of a benevolent deity to ' assure

truths the certainty of which would be questionable

a proof that such a being existed.

He found this proof in an

old proof, manufactured anew from certain principles clear and evident
to Descartes.

First, in looking fer an efficient cause of the idea

of God, he searches out, as it were, the efficient cause of himself,
.

.

for the idea of God is a mode of his own c6nsciousness.
there cannot be, for God, any distinction between

Se~ondly,

corise~vation

and

�10

production; not only is God the first efficient cause of the idea of
God, but also the immediate efficient cause of Descartes' own mind, and
even, in some sense, a formal cause.

Thirdly, what seems to be a clear-

cut distinction in Descartes' writings, the distinction between the
actually and potentially infinite, becomes furry at the edges.

The

only difference between God and man is that the one is actually infinite,
while the other is potentially so.

But the mind is potentially infinitl3 ,

and in soma sense has a hold on the actual infinite; the idea of God is
a mode or aspect of Descartes' own being.

IV
Unless he possessed knowledge of a benevolent deity to insure that he
is undeceived, Descartes would have had to remain in ·doubt.

But doubt,

essentially an active process, cannot remain as it is (Montaigne, for
Descartes, must have been the supreme enigma), and therefore must either
push forward to knowledge or disintegrate totally and be forgotten.

But,

under Descartes' mastery, doubt has slowly been gnawing away at the
nature of ·things, leading first to the existence of the self as pure
intellect, and then to the existence of God, whose goodness prevents
his · potency to deceive.

In the fourth Meditation, Descartes reflects

on what he has done, and observes that there is little truth indeed in
our perceptions or corporeal objects, though much can be known about
the human mind, and so much more about God, who conserves Descartes
at every moment.

From the finite to the infinite is manifestly the

direction of our knowledge.

Contemplating his experiences on the past

three days, Descartes desires to move to the knowledge of other things,
and to this end, he again examines the nature of judgment.
To judge is a gift of God, and since God is good, He could not have
given man a faculty the right use of which could lead the mind astray.
But if this is true, how could man conceivably go wrong?

Descartes

has a very simple, and venerable, answer to this -- the .idea
being.

of non-

Descartes is ~~apped, as it were, between being and non~being;

error proceeds from non-being.

Since Descartes is

not . ~imsel~

God, and

thus equipped with all perfections, it is very easy to see the possibility
of deception; we must employ our God-given faculty to acquire truth
rightly.

Truth, then, comes from God, and error comes from non-being.

�11

Exceptihg one problem, this seems to be · the perfect explanation of error.
We can frame that problem by observing an obvious expansion of the principle behind God 1 s inability to deceive.

If God is the most perfect

being, then His work must be the most perfect, too, and the existence
of Descartes 1 ability to err argues a lack of . perfection that should be
in him.

Descartes proposes two answers to this problem.

First, he

recognizes the infinity of God, and observes his own finite mind to be
out of all proportion thereto.

He then sees that there are many things

about God which are mysterious indeed, and which will forever remain so,
remarking incidentally that for this reason he desires consideration
of final cause removed from physical inquiry.

Next, since he clearly

and distinctly perceives certain other beings as ideas, and also that
God is capable of creating whatever he clearly and distinctly perceives,
Descartes considers, as Leibniz later does, that creation as a whole
may be indeed perfect, though created individuals when considered in
isolation seem imperfect.

The principle of sufficient reason is a

dangerous principle, applied to God.
Turning now wi~h Descartes to his own case (since his case is our
case) we see that he separateg the
cognition
turn of

~nd

will.

phras~,

since

~ources

of error into two faculties

Error caused by cognition is an admittedly strange
th~

intellect, strictly speaking, cannot err.

Nevertheless, it can be a source of error, since the knowledge of any
being but God is finite, and privation of knowledge leads to error.
Will, however, is fully as infinite and perfect as the will of God.
The will of the soul, that is, its impetus to act, is Descartes' mark
of God's authorship, as before the idea of God had been characterized.
It remains, however, to discover whence error originates, for the will
is perfect in kind, and so also is the understanding, finite though
it be.

The answer is that the will to assert or deny the truth of a

proposition is forever outrunning the ability of the intellect to
judge correctly.

The infinite keeps drawing the finite on

-~

even

beyond its c'a pacity.
Luckily, however, we have discovered the method of not erring. as the
outcome of discovering how we

err.~)_

We_ must not. allow. the will to

carry the intellect away . with . it, but must curb it so that we. assert

�12

only what we clearly ·and distinctly perceive as true.

And that this is

entirely possible, though strange and difficult, we need only examine
the work of the first three days for abundant proof.

The light of nature

is a powerful tool, but it must be correctly used, for the chief and
greatest perfection of man is this·:

that he might never go wrong.

Now

Descartes has discovered not only the cause of falsity, but a tool for
the

disc~very

of ·truth.

v
Four Meditations have now been completed, concerned with doubt, the .
existence of mind, with the nature of co.n sciousness, God, and with
the manner of acquiring certain truth.
odd, and seems to 'pose as an
four days and the climax to
The heading

o~ _ this

in~erlude
com~ ~-

Meditation

The fifth Meditation is quite
between . the drama of the' past

a calm before the storm, as it were.

~sports

that

~tis

about the nature of

material things and the existence of God, ·though the Meditation seems
at first glance to

~

the nature of material ' things for

a higher

goal

a proof for ·the existence of God, which is ·apparently different in kind
from the proof offs.red in Meditation III.
of the same fact?

The Meditation is

Why propose two cer·tain -proofs

p~imarily

about the nature of

material things -- not the existence of God; the proof .is not essentially
different from .the previous proof, but is a simplification thereof; the
con~lusitins

on which Descartes mainly seizes are different from Meditation

III; the general conclusions of the fifth day are necessary to the
development of the following cay.
Inquiring into the nature of material things in what appears to be the
preliminary part of the Meditation, Descartes asserts that among his
various 'ideas he finds a state which can be called imaginaticin, -.c haracterized by .the formation of mental pictures of extended beings.

For

example, Descartes observes that when he thinks of a triangle, besides
experiencing the purely .mental inspection of that object, he is . aware
of a power within himself to picture such a thing by means of the
. ·:· im~gination.

Imagination can call forth these

picture~

at_ will. ·These

. : imaginative pictures, though they be of no thing that. ever was, can
. .yet ... ,.i~ no way be called. nonentities. ror Descartes clearly and dis.
.
tinctly .perceives that they have their own distirict ~nd unchangeable

�13

natures.

. hese ·natures ·are .nat .fi9ments of· the ·imagination at all, but
T

·quite independent of his thinkiryg of them -- for :various properties can
. be proved .or ·,them-

these ideas,

. ind~pendent

of their ac.t ual existence.

Triangles have by nature three sides, whether I ·choose to imagine them or
not; I am constrained by the light. :. o.f nature to so think.
Now Descartes'

di~covery

that certain properties necessarily inhere in

certain subje~ts independe~t _ the actual existenbe of these subjects
of
leads him to cons~der God's existence once again. God is the subject
in which the attribute of existe~ce nece~sarily . inheres;. . .th~~efo..re, since
.
. .
. ..
.... ..·.-- .. . ., .
·
~e.scartes has an idea of God, _
God exist~.

_ he an'?_~_ent argum~n~-- ~' ::called
T_
."ontological, 0 of passing from the possib~lity . ~o ~h~. nece~si~y of perfaction, is revived again in a new form. Implausible as Descartes•
form of the argument may

b~,

the idea behind the argument

se~~s essentially
..
ample~ - ~ strong 1 ~ersi~n of
..

sound. Descartes, however, chooses not to
the proof in order to show not only the a~alogy to
c~ncerning

.the nature of

ma~_er ial

his first existence proof.

·--

~he

·.

; _

proofs of _
theorems

· things, but also the resemblance to

In the case of both proofs, from the idea

of God, Descartes passes directly to His existence.

In the first proof,

existence is demonstrated by conserving efficient causes; that is, the
idea of God immediately implies His existence. In the second proof,
existence · is ·also ·ahowri ·oy ·immediate ·reference to the · idea. · Descartes
himself elsewhere admits that the first proof is an elaboration of the
second; the exceeding close relationship .between the efficient cause
and the formal cuase for Descartes is thus brought · into a ·strong ·· light •
.

.

Thus, the seeond form of the proof, being essentially a simpler ·version
ot ·the fir$t; has as -its · final cause a somewhat diffe~ent idea.
In diecussing ·;the .outcome· of the proof given in the third Meditation,
~escartes

the mere

says .that on all accounts, the conclusion must be that .from
fact ~ · that

clearly exists.

he exists and :has :an idea of the perfect being, God

But in his discussion of the second -proof , ;he says that

it always comes back to this -- that he is not convinced of anything
excep~ ~ha~ ~~ - elear1y · ·~rid distinctiy p~rceiv~~.

different objectivas· in mind in ·each case.

Descartes h~s ~ery

In the fifth section of the

Discourse an · Method, · De~cartes declares that resting his arguments solely
on the . perfection . of.- God·, .ha· tried . to prove · all the law's · nature that

of ·

might have beeri · doubted; like the fox, .· he ·has·· more methods .. than : 6ne
of achieving a single aim.

�14

To see what Descartes makes of this, we turn to the last part of the
Meditation (which is quite as long as the proof proper), and observe
that he returns to the .nature of truth and of material things.

Truth

depends on two things; potency to admit of clarity and distinctness of
perception, and the light of nature, which, in turn, depends on two
more things -- Descartes' intellect, and his knowledge that the deceiver
does rot exist.

In fact, Descartes asserts that were it not for his

knowledge of God, he would be uncertain of everything else.

He is not

arguing in a circle, for there ·is a distinct difference between what is
immediately clear and evident, and what one remembers to have been clear
and evident; our trouble is weakness of intellect -- we cannot be
actively knowing all the time.

Even the Deceiver could not make false

what Descartes clearly and distinctly perceives, though he could very
easily make us falsely think that we clearly perceived what we did not.
Now, at last, the argument from clarity and distinctness of properties
to necessary inherence in a subject will follow, to open the entire
field of mathematical physics as an exercise of the intellect -- not
of the senses.

VI
After all his difficult preparation, Descartes is prepared to consider
the final cause of his efforts in the sixth and final Meditation.

He

has led us from the distinction -- nay, the utter rift -- between mind
and body; now we approach the existence of material things, the
expl.~nation

of the occurrence of error in sense-perception and doubt,

and an involved discussion of Nature.

In part six of the Discourse on

Method, he claimed that just as the last things are proved by the first,
which are the causes, so also are the first things proved by the last,
which are the affects.

The sixth Meditation is the triumph and justifi-

cation of the unbearable doubt that initiated this struggle into the
opeh air, from the cave into the light of nature .
Tortured long enough by the demands of doubt, Descartes plunges into
the work of the last day with a detached fervour; no moredoea he fea:r
uncertainty, for

his·p~th

is

clea~ •

. His pains are compensated by dis-

tinguishing the mental states of intellection, imagination, and sensa.

~ion;

by considering carefully the properties of these three states,

�15

he may see that sensation implies a being other than himself.

Having laid

down the plan before it is carried out, soma of the drama seems to be
gone, but -if it is, it is ·replaced by something of essentially greater
interest -- explanation.

Descartes' distinguishes again between in-

tellect and imagination, this time .adding to the distinctness of their
functions the distinctness of their dependence on himself.

The power of

imagination is not essential to his nature, to the nature of his mind,
and therefore it is probable that it depends on some other being than
himself for existence.

Descartes now makes the most preposterous state -

ment in the Medi.tatiOns; · he claims that if he were joined intimately to
a body so that he could contemplate it instead of ideas, then he could
readily understand the phenomenon of imagination in that way.
Other considerations must be taken into account before a certain judgment can be reached.

Since the argument from imagination is a merely

probable account of the appearances, we must push our researches into
another mode of consciousness -- sensation.

At this point, as at a

similar point in the Meditation on the existence of God, Descartes
begins an enumeration.

first he considers those objects he took as

real before· the regime of doubt began, then he reviews his reasons for
doubting the capacity of sensation to lead to truth, and finally he
sets out what he may now believe.
Unquestionably the state of mind of Descartes before the opening of
the Meditations was largely determined by his body.

The first of the

so-called sensible objects he had previously held to exist was his
body, the central problem which gave rise to the Meditations.

This

body gave him experiences of pleasure, pain, appetites, emotions,
and sensations tangible, visible, and

a~dible.

that he distinguished and "knew" ·the world.
reason.

It was, in fact, thus

for this he had good

First, he experienced these sensations without, and often

contrary to, his will.

It was further his experience that the mental

state arising from sensation was far more vivid, and, in its own
more distinct than anything given by his power of imagination.

wa~,

The

inference he had made was that the things in 'the world exactly resembled
his ideas.

What cotild be more natural?

·-Tested against that touchstone, doubt, this inference has shown its

�16

base metal~ . Sense experience is indi~tin~ui~hable from what we observe
as the same mental experience in sleep, though in sleep the .subject of
sensation is missing.

Since Descartes , did not know the Author of his

being prior to . the third Meditation, he was also obliged to admit that
there might be some omnipotent ·demo·n dealing failures to all his efforts
· to find truth.

Even the intimate

expe~ienc~

of pain could not shake

his doubt that he had a body, because pain should be felt ·in a limb
only . if . that .limb exists.

But

Descarte~

had known people who had lost

. limbs to complain . of pain in their lost limbs.. Certainly it is possible
that

h~

erred.

But his stance is now different by five days from his

position prior to doubting, and stronger than on any of the preceding
days.

What may we balieve with certainty?

Confirmed in his belief that there is a God· who would not deceive him,
Descartes can now analyze both sides of- this question.
the argument proceeds as

follows~

Roughly speaking,

Because I have a clear and distinct

idea of myself as a conscious being, not an extended being, and also a
clear and distinct idea of extension ·1acking consciousness, it follows
th~t

I am really distinct from my body and

sation is
contra~y

~u~h

co~ld

exist without it.

Sen-

that it causes states of consciousness to arise even

to my will.

Therefore it cannot be that they arise from myself,

but must arise from some substance containing at least a like amount of
reality with the idea as the idea represents.

So mY

idea~

of. extension

must .arise either from corporeal objects or from some higher reality.

To

the end that I might distinguish between these sources of reality, God
has gi ven me no faculty whatever.

He has given me a strong , natural ,

inclination to believe that they arise from actual existing material
~bjects.

And because God cannot have given me any power or . inclination

· the right use of whtch · might:·:_lead me astray, I am constrained to say
that my sense impressions and imaginative powers are related to corporeal
reality.

It may be that corporeal objects are .quite unlike my ideas,

nevertheless, Descartes asserts, their nature must be what I clearly
and distinctly apprehend it to be -- that is, what. ver falls within the
e
subject-matter of 'pure mathematics!
Rhetoric's needs would seem to be now satisfied, for wha·t was to be
proved has been proved; yet half of this last medita.tion rem.a ins .•
. Natura appsars three tim~s as riiten. in the sixth Meditation as in any

�17

of the preceding ones, and provides a clue to the nature of Descartes•
book.

In this Meditation, toq, the use of verbs in the first person

slngular or the use of the personal pronoun ego has markedly decreased,
as · als~ th~

word Deus; natura has taken their place • .

Out of this proof for the existence of corporeal reality, as from the
three previous proofs, has come reflection on the nature of truth and

By

.falsity, this time cast in the contrast between nature and habit.
"my nature" is meant the complex of all that God has given me; by
"nature" is meant the whole Qf creation; by "the light of nature"
is understood the .principle by which truth is grasped by men.

Now,

the light of nature shows me many things -- that I have a body, that
by means of that . body certain sense impressions of corporeal objects
come to my mind, that these extended beings exist, and so forth.

It

is by the light of nature that I know my nature as a conscious being,
as an

ext~nded

being, and as a compound of those two natures.

I err _ nature.
by

And yet

Was . it not natural that I took extended things to

be like my ideas?

No.

Habit of inconsiderate judgment we take

a$

a

substitute. for the light of nature, and it was thus that I took extended being to be similar to my ideas.

This habit of ill-considered

judgment is developed by the will overcoming the intellect, a mechanism
explained and overcome in the fourth Meditation.
In considering nature, Descartes runs up against a further problem -,
.what among physical objects should I seek or shun?

These things .seem

to be taught by nature, because our perception of pleasure and pain
gives us our clues.

Vet what is to be done about the man who is sick

dropsy, and has no need of water, yet experiences thirst?

wi~h

In his

first reply to this, Descartes, in an astounding image, likens the human
body to a well-made clock, which. may yet run down and tell the wrong
time.

Clearly the clock obeys . all the "laws of nature" whether it runs

well or ill .
the

~ction

h~althy,

So we have been allowing our will to inadvertantly impede

of our intellect again; it is only with

that the nature 0f the dropsical is corrupted.

·such, the sick man is , quite as
·this

~aspect

~xplanation

is not

~'natural"

sufficient~

to us, the

Conside~ed

as thehealthy man.

There temains a

re~l

as

But even

fault in the

nature of the sick ma.n , since . he desires what is harmful to him. . How
can the divine goodness permit this corrupted nature to deceive us (for

�18

corrupted or no, it is still

nature)~

Repeating again the real distinction between mind and body, Descartes
observes that we have two natures,mind and body.

Now in the healthy

state, man's ability to perceive pleasure and pain are obviously
ordered for the best, because when I must take water,

r feel thirst.

This is caused by the intimate association of corporeality and
consciousness.

But nerves, as Descartes claims to have learned from

physiology, operate by pulling in the area of sensation in the body
to a common sensory center fn · the brain, which in some mysterious way
affects the mind, causing it to experience sensation.

But by a

~­

metrical example, Descartes shows that that same experience can be
caused quite as well by a pull on the same nerve, though higher or
lower than the original position.

Therefore it is possible, because

of the infirmity of our nature (that is, the nature we possess as a
compound of mind and body) that our nature should deceive us.

We have

not all the perfections of God, however perfect we may be as part of a
world.

And even taken from the ·point of view of the individual, the

mechanism of sense perception is still better ordered than any possible
alternative.
Ending this almost fantastic journey, Descartes returns to the distinction
between the infinity of God, the mystery of his omnipotence and omniscience, his depth and grandeur, and our poor, confused, finite, feeble
understanding.

Remembering the great distance the Christian must feel

between himself and the power of God, he admits that practical needs do
seldom allow us to examine so carefully a situation that we be not deceived, and cautions us to recognize the infirmity of our nature.

In-

deed the rhetoric was not finished.
EPILOGUE
Because of Galileo's condemnation, Descartes suppressed an early treatise
perhaps containing much that is in the Meditations.

It is difficult

to imagine a man convinced of the truth changing his beliefs even for the
sake of the Inquisition; force merely drives the heretic underground.
I therefore made it a rule of thumb that the Meditations was a very
subtle book.

The rule was correct.

Drama is the essence of the

�19

Meditations, and the order in which statements come is variously shocking,
amusing,

baf~ling,

astonishing, and at times, perfectly logical.

IDhy

does the simpler form of the proof for the existence of Go'cl coma·· after
the more complicated version?

To focus attention on

6l~rity

and dis-

tinctness as criteria of truth and also on the nature of material . things.
But .why .ts it there at all?

Preci'sely to take attention away 'from the

astonishing nature of material things.

Csrtainly Newton and the Sorbonne

doctors would read the Meditations differently.

Or why, in the second

Meditation does a general criterion of truth and a proof for the existence
of God follow immediately on the inquiry into the essence of ego?
Examples could be multiplied almost without limit.
Execution of Descartes' task, as of any scheme of grand dimension, requires
discipline and action.
effort is doubt.

The generating force of Descartes• stupendous

It is quite curious that the first collection of

properties Descartes takes as belonging to his nature are doubt, conception, affirmation, denial, and volition.
attribute.

Descartes has not one passive

Wonder is not in his vocabulary; if he knows what it means,

he despises it as the milquetoast's reaction to nature.

If certainty

is to be achieved, doubt must be pre-supposed, accepted, and dismissed
in reasonable and orderly fashion.

Mind for Descartes is in constant

activity, while for the ancients, the intellective faculty was passive,
open to receive the truths of Nature.

Thus that which was formerly

thrown under the intellect for contemplation is now thrown out of the
intellect for its inspection.

Both the quantity and the quality of

knowledge gained under the old aegis appalled De's cartes .

Such · a passionate

seeker after truth was he (for he had to have more and better knowledge),
that instead of founding philosophy, he created philanthropy, theodicy,
and anthromorphism.

Descartes thus commits his own cardinal sin;

before sufficient reflection, he wills that his new subject should be
metaphysics.
Coming to wisdom via doubt means embarking from an odd point -- a
mathematical one.

One of the most fascinating (and elusive) problems

of the Meditations is the ego -- what is it?

Perhaps one might say

that it is that .active, intellective, conscious tool which organizes
the vast fund of natural knowledge; it almost takes the place of God.
But still we must ask in what the being of this mind consists.

Descartes

�20

would, I s4ppose, say that this . is a great ·mystery, just like the being
of God.

Ellipsis is · D scartes 1 best; method of discussing ego.
.e

I have

already pointed · out the at_ange sequence of the third Meditation; while
r
its avowed purpose is study of ego, the criterion of truth and the

It is almost expected.

existence of God pop out as theorems.
are

per~al?s

There

three dozen places in the meditations at which the nature

of mind .is alluded · to elliptically by the dramatic -power of order.
Things, ideas, impressions, truth, God, order are all in soma strange
way related to this strange "I" that is

yo~rs

The "!",. li'ke gootj sense,

days' journey.

and mine after our six
seems· equally shared by

all men.

Of the nature of this self, so little can be said; it is true.
·were we formerly more capable of understanding ourselves?
·. We before understood ourselves as integrated
beings.

Wonderful.

What more can be said?

But

Doubtful.

physico-in~ellective

One problem, or. pseudo-

problem, which the earlier view avoids, Descartes also avoids (by not
· addressing himself to the

proble~):

how are the faculties of sense

perception and imagination possible? .How can two substances utterly
distinct,

h~ving

no properties in common but existence, interact to

produce these phenomena?

How can we know the outside world at all?

To a certain extent, we are

· creat~ng

How can we determine the extent;

it.

To how great an extent?

Descartes invented (or discovered)

what came to be known as the mind-body problem; its ramifications are
many and varied, especially in questions about the foundations of
knowledge.

Though Descartes would probably not admit to many of the

problems found in his work, he has no recourse but to mystery. . .
moving through the same problems under a different as.p act- · another
,
question comes to light.

What has happened to God?

Why are both

Descartes' proofs cast as merely plausible though they wear the mask
of demonstration?

The late scholastic masters could have made

eoormously impressive proofs
principle of sufficient
door,

f~om t~e

~eason

same material.

But the

has slipped into philosophy by the back

Though no_ until· Leibniz will it be operating · af its greatest
t

efficiency, Descar,t,es tacitly assumes it

~o.

prove his- deity benevolerat.

But in scholastic thought one ·principle i~· supreme.- --~ safeguard contingency.

The

ru~~

of .sufficient reason amounts to a denial of that

�21

principle.

Until deservedly kicked back into ignorance, the "philosophers"

will henceforth sit on the footstool of God.
Every rule proposed as universally true must be either self-evident, or
given in experience with a degree of probability approaching certainty.
Whence comes this puzzling rule of clarity and distinctness?

It is de-

rived from an examination of the cogito, but why does a criterion so
dependent on an

indi~idual's

mind ·come out?

If I perceive something

very clearly and very distinctly, and you do not, how can I possibly,convince you that it is true?

If there be no

fo~m

to a truth, about which

I can speak (and can speak because it is exterior to us, or common to us
1

all), then discourse can degenerate to .verbal squabble.

The controversy

between Hobbes and Descartes shows ·this with exquisite clarity; Descartes
will have an idea be one
else.

thing~ ·

and Hobbes must

ha~e

it mean something

And is there a ·difference in the self-evidence of "I exist" and

"God exists"?

Of the unclear · or indistinct ideas

in

the Meditations,

surely principal is the rule of clarity .and distin6tness. :
Go now from this rule, which admittedly has a certain intuitive appeal,
t~

the. nature of physical reality.

The material world can now be known

with .certainty, since the nature of .material things is strictly mathematical.

Clearly a mathematical explanation of the world. has a -greater

clarity and distinctness than one dependent on some notion . of matter or
mass as essential to material things.

With unerring foresight, Descartes

neglects to mention weight once in his description of matter; the problems
that classical mechanics raised qver the nature of mass amply attest to
the recalcitrance of this idea to formalization.

It is . form which brings

forth the clarity of everything from God to writing to matter, that is
the sole nature of things; efficient cause is to become indistinguishable
from formal cause hereafter, and both thus lose their original sense in
the blurring of the borders.
On the nature of things Descartes has imposed a great problem; if my
intellect is an active principle, it must trespass on Nature's own
ground.

Where is the line?

It must be said that ultimately we can

never know the wax, though if God be benevolent, we can know it _exists.
We know only the nature of the wax by a mathemat.ical description of
sense -- phenomena.

Nature has been re-def.ined so as to admit of

�22

ultimately being intelligible, and what the world really is, we no
longer care; we care about ordering the contents of our minds -- no
more.

Perhaps the notions which proceed from this book exceed the

vision of Descartes, though his masterful manner show clearly that he
knew· what he was doing; writing a book about the formal description
of Nature.
Death blows are often dealt by slender needles; Descartes' subtlety,
insufficient to escape the censure of the Church, was yet sufficient to
act as the first rock in the landslide.

Not once going to the trouble

to refute the metaphysics then in vogue, Descartes was never forced to
define his position in an accepted vocabulary; dialectic between the
ancients and the moderns could, and did, stop.

Taking extreme care to

avoid the Inquisition, Descartes by drama, order, metaphors, and
ellipsis put into his book the seeds of a new creation -- a creation
lacking even the quasi-determinate nature of the old order.

Systematically

Descartes destroyed the distinctions between the sensibly known and the
mentally known, matter and form, life and death, actual and potential,
pure and applied, nature and art, intellectual activity and the pursuit
of truth, man and God, and supplied us with a distinction between mind
and body that perhaps cannot be maintained.

Though he reversed the world,

he set it in speed, and though he doubted all, he left us technology; by
the kingdom of Man he replaced the kingdom of God; and if truth be the
final goal of man, or our specific excellence, justice, if man must reign
on earth and wisdom be his only guide, then by his very novelty, his
f aith a nd his failures , he has left us our proper gift , our most
necessary asset, our nobility as man -- the certainty of question.

*

*

*

*

*

*

*

*

*

*

1) The Opus Oxoniense of Duns Scotus constitutes what is fully the equivalent of a Summa, and is certainly the only grand challenger of
Thomas Aquinas' work.
2) cf. Plato, Apology 20d - 23c
3) cf. Genesis II, 1 - 9
4) Paul, I Corinthians 13, 12
5) cf. Genesis I~ i; . also, Genesis 1, 9; 1,14; 1, 26
6) It seems to me an important question whether one can ever get something natural out of what is contrary to nature.
7) cf. Plato, Sophist 247e - 258c

�23

DE LA CRUZ ESPANOLA
Lois Hoffman

I've staggsrGd down
through Old

Mad~id

Drawn to this,
La Plaza

d~

la Cruz Ve1de.

Behold the ancient square,
the rusted fountain,
cluttered with lgoves,
and Spanish soil.
Of its youth, this only
do I know;
That human fleah burned here
And blood ran from the lion's mouth

In sacrificial torrents.
Torrents of ancestral blood,
To drown the soul
With unspeakable horror.

*

*

*

*

*

*

*

*

*

CHILDREN

The first Child
Risa, child of the beautiful smile,
Nymph-like, comforts her broken dell.
The Second Child
I saw him first in the Ibizan moon;
I did not know his kitten had drowned.

"Don't cry, Lila," he said.
The Third Child
The third child greeted me at the gate,

A kiss for either cheek;
She was a Spanish rose that
But being · cut, withered

d~y,

away~ ·

But the number less child, · ·
Born of the infertile plain,
Wandered begging through Ciudad Lineal.

*

�24

PRIZE-WINNING SOLUTION TO THE JUNIOR-SENIOR
MATHEMATIC PROBLEM, June 1964
John Hetland
Theorem: If a tangent to an ellipse meets the major and minor
axes extended in P and Q, the least value of the length PQ equals
the sum of the major and minor semi-axes.
Let there be an ellipse with
center C, major axis KA, and
minor semi-axis BC. At any point
D on AC, erect an ordinate meeting the ellipse in T, and drop
the ordinate . TE to the minor axis.
At T draw a tangent meeting the
major and minor axes extended in
P and Q. Let the length AC be designated as a, BC as b, and CD as d.

=a 2 ;

2

4

a
d2

=

By Apollonius I.37,

CP•d

Similarly,

cQ·cE = b2; co2= _ _ __
b_4

CP

CE
2

KC•CA
TD2 -KD•DA
2 _ b2a 2
b

but by Ap. I.21,
therefore

CQ

-

2

a -d

2

a

•
2

TD

2

= (a+d)(a-d)

= b2__b_2__
a

-

2

2

2

2

•

• (1)

a -d

•

Since

•
Now let d

(

3

) .!

__
= (-a ) 2 ' . where

•

e is any number greater than-b.

(a+b+e)

Thus O &lt;. d

&lt;

a, for
(
( 3 ) 1..
3 )1
a )2
( _a_)2 = (
a.+ -b
a ) = a,
( a+b+e)
(

lim

and

lim
8-?'

Thus, by varying
for all possible
the points A and
same things will

co

(

3

h.

a )2
( a+b+e)
(

= o.

the quantity e within this range, we have provided
positions of the tangent on the arc AB except for
B, where the tangent will not meet both axes. The
be true iri the other quadrants.

�25

Then substituting this value for d in ( 1)'
. 2 2 )1
( 4 .
a b
a (a+b+e2 +
)2
PQ = (
3
3
a )
2
(
a
a
a+b+e )
(

=
.

-

2 2
)
(
b
( a(a+b+e)+ a . 2 ~a+b+e 3 )t
3
2
(
a · +a b+a e-a · )

(

(

a~b+eHa+b+e)

b+e

(

2 .
b ~a+b+e) h2
)
+ b+e
)

.

= ~ · (ab+ae+b2 }(a+b+e) ~· !
( .

b+e

)

(
.
= ( a 2b+2ab2 +~3+a 2e+2abe+b2e+ae2 )) !

(

b+e

(

. 2

. 2

)
'2 .

2

=

( bla +2ab+b )+e(a +2ab+b )+ae
(
b+e

=

(
(
(

~·b-~eHa+b} 2 +ae 2 .)'
)
b+e

2 )

)
)

!

.l.
2

)

..

=

PQ

(
·2 , ae 2) .l.
( (a+b) + -) 2
b+e ) ·
(

:2

e '/

o,

ae
then b+e /

if -b&lt; e &lt;

o,

·then~

If

if

='.o,·

·e

ae

2

b+e

o,

and PQ

&gt;

a+b;

&gt; .o,

and PQ

&gt;

a+b;

2

ae
then· b+e ·=

o,

and PQ

= a+b.

Therefore. the least value of the length PQ is the ~.um of the
major and minor semi-axes, which was to be proved •
· (corallary: the

t~ngent

( . a.3) J..

d
'

~((a+b )~.)
)

., , :

.rl

•

will have its

. .
mini~um

value a+b when

�;:i

26

WHAT IS KNOWLEDGE?
A Plea for the Re-entry of
the Poets into the Republic
David

c.

Dickey

All men desire to know; further, they desire the assurance that they have
discovered the 'truth' in whatever matter they have been investigating.
This formulation immediately raises numerous questions and objections:
"What is 'truth'?" "How do we recognize the truth about anything, if
there is such a thing as 'truth'?" usome men are perfectly content with
the thought that there is no such thing as ascertainable truth, and yet
proceed with the investigation of those things about which relative, or
probable knowledge can be ascertained." and, even more radically, "The
search for 'truth' is a mad undertaking!"

I shall answer none of these

questions at, this time, and, in one sense, I shall answer none of them
at all.
Let us look first at the investigating and un-disillusioned man, the man
who searches for the answers that fue thinks of, however erroneously, as
the truth.

This man will probably call himself a philosopher and pursue

his quarry with a battery of logical tools, methods of observation, and
perhaps finally, dialectic.

None of these seems to explain too much

about the process whereby a man might hope to find out anything about
that which he is investigating.
A man might hope to investigate either things that are without him or
things that are within him.

In the former instance he senses those

things tha\ are without, which is to say that he measures their effect
upon his body in one of five ways.

He knows a little about

a thing as

the light wav,es from its surface alter certain sensitive parts of his
retina.

He knows a little more about it as the particles from its

abraded surface alter the nerves in the mucuous linings of his nose and
mouth.

In fine, it would appear that, at last, he is examining nothing

more than himself.

At the very least he is finding the relationship

between two things, one of them known and the other not.

This is, of

course, what Socrates was warning us about when he spoke of the delusions
of the senses in the Phaedo, and it is perhaps the really frightening
meaning behind the Delphic commandment to "know thyself."

°Know thyself,"

�27

we are told, "for in truth you can know nothing else."
This .is qui ta possibly true, for when ·man examines nature, or - he things
t
that _
are without his body, he must both entangle himself with and separate
himself

f~om,

those things which he is trying to -observe.

The search

for 'truth,' then, must be limited tc)those things that are -within us,
but

here ~ ~gain

we meet the same sort of objection, for it would seem

to be plainly impossible for a man to separate himself,

as

the observed,

from himself, the observer, and thus to determine how the body-soul -that
is a man· works.

To do this he should have, by some device, to stop the

life-process, to see i t in stasis, but this woul_ not be examining life
d
at all.

Even were it

- fruit~ul, , ~uch

a procedure would be· impossible, for

the device of memory, whether written or organic, must be

a faulty one

since words are not omni~~ignificant, nor memory ·- eliable.
r
.'
-

Perhaps if two or more men were to cooperate -- but again, the view is
"

bleak._ man's greatest device for wo·rking with · and cooperating with his fellow man' lang'u age, is not dependable for this task' for it is con:structed upon the very thing which we wish to investigate,- namely the
workings of a body-soul which assigns to a given half-understood feeling
or action a given symbol and then·strives to

ma~ntain

a one-to-one

correspondence between symbol and perception.
The problem of obtaining certain truth is now resolved into two problems,
the problem . of clea.r perception, and the problem of communication~ - We .
b
the suggestion tha_ it is impossible ·for one person
t
have - een:·.laft '.: with _
to see the truth, and that it is impossible for two or more
in the -search for it, since

comm~nicati~n

is not

to

cooperate

acc~rate.

1
Wha.t do we mean by communication? We seem to mean a device -of persuasion )
wher_by the listener is brought to have- in his mind the same thought that
e
w~~

in that of the speaker.

If it were possible, we should desire.it to

-be a form of persuasion that produced in the mind of the listener, a
true thought, though we are not sure that .either mind could have any
•truth' to convey.
If there is an answer to this question, it . may perh~ps lie in the dia2
. lec~ic o_ Plato's Republic ), that fourth part of the divided line,
f
3
that, we are told will. lead us )·"using the hypotheses not as first prin-

�28

ciples, but only as hypotheses" to "the first principle of the whole"
and from there descend again "without the aid of any sensible object
from ideas to ideas, and in ideas she ends."

UJe should like to know,

with Glaucon the route of dialectic, but when he asks, for us, what are
the ways itnd turnings of its path, S.ocrates tells us that he cannot tell
4
us that, though he might perhaps show us something ) 11 like reality."
If the

t~uth

is to be ascertained from hypotheses· used only as hypotheses,

'
then it must be in a fashion independent of the hypothesis tha~ is used.

But it i:s plainly not some logical trick such as that attempted in the
Parmenides, of showing that a conclusion follows both from an hypothesis
and its , contrary•

When Parmenides leads us into like difficulties both

from the assumption of the

.Qr!!!.

and the assumption that there is no .QD.!!.

we are left With the hollow taste of rhetoric and sophistry, not wi~h
5
the knowledge df truth. ) We need something more before we declare that
we have found a route to the truth.
I.

I,

We know in advance that deductive

I

'

'

logic, the logic of the prior analytic can deduce

.!J.Q.

more than its

premisses contain, and we must therefore distrust a priori any logical
process that claims to attain certainty, or even something like the
truth, from a simple hypothesis used as an hypothesis.
UJe, the un-disillusioned, demand something a little more solid on our
plates, at least until we find that there is nothing better available.
But perhaps, if Socrates will not tell us directly what this dialectic
is, the structure of the dialogue itself may contain some clues.

At

the beginning we meet Kephalos, or "head," an old man who, telling us
that he has lived beyond the years of his (}vf-o's

?

and his £.Tit

(}

I

Uf U;\

is now ready to study philosophy without distractions, and ideed is
admirably suited [or this pursuit.

But he is a man who has not' made

anything in life as a money-maker, and he will not do so as a philosopher.
He must leave before the real business of the dialectic begins.

At a

later point in the paper we shall follow him and see to what place he
has gone; for now we stay within, with the men
achieve something.

who~'

apparently,

These are the men of spirit and desire, the

aggravated and the angry, the greedy for the truth, and those who wish
to win

ho~or

by refuting the great Socrates.

And now we see that there is plainly a reason for this, for the two men

6)

�29

of

w~om

Socrates thinks . the most are the utterly impossible and irritating

Thrasymachus, and the honor-greedy Glaucon, a true

Timocrat . w~o

with the best rhetorician in Athens for the praise of . the few.

contests
Neither

of these men desires the truth any more than poor Kephalos, empty-headed,
eager ·man,

y~t th~y ~e~m

to be the men best able to assist Socrates in

his search for · it~ . if i~~eed, that is wh~t they are dtiing. What then is
this Pt.e ces.s . for finding the truth, that it demands such strange qualities
on the" part of its practitioners?

for it, we are told, all of man's

faculties must be trained to the utmost, yet we seem to see little result
from the training in gymnastic and music, grammar, rhetoric and logic,
arithmetic, geometry, solid geometry, and astronomy that we are told is
necessary.
We know that it is, in soma way, from the origin of the word, . either
7
r£~ a "talking-through" or a .. § ~"' - ~ ;O&lt;&gt;S
)' something that is through two ratios or two accounts, perhaps something

sL: -Al:

'

common to t~am. W~ are given a rather poetic image of what it can do in
one part of the Republic 8 ): "It may happen that when the two contemplate
each other and rub against each other, that they will forthwith

s~rike

a light in which justice will shine out and certainly the vision which
is then revealed, we . will fix in our souls."
:
If this is truly dialectic of which he speaks here, then we might guess
at .what he means.

When, in an interesting passage, Thrasymachus .bursts

.upon the scene like an onrushing buli, Socrates uses his very conviction,
his ·
t9vr/&gt; i~ fact, to cause him to blush, and thereafter .something strange seems to have happened to him,' and he has .truly gained
more than any other person in the room in his quest for the truth · concerning

jus~ice,

for, as justice is later defined in.the Republic -- the

·right ordering of the parts of the soul, he seems to develop into a just

u_s

man; perhaps his t3ur-Js
and VC1
have indeed contemplated each
other and seen each other for what they are, and as they rub together,
and assume their just positions we ~ea the light of that fire in his
9
r-eddened face ). Sacra.t ea has won a great .victory in making this sophistic
giver ' of discourses really care whether he finds the truth,

8ur-o5

~nd

riowi with

firmly in the service of his newiy-emancipated vo Cs
he
may proceed justly -in the search for justice. Perhaps, in .this moment
of confusion and shame, brought about by the refutation o·r his hypothesis
his

�-----·--------------------------------------"I
30

as an hypothesis, he has been given a glimpse of

\

To

ov
&gt;'

of the first

principle of the whole, and can thenceforth keep and nurture this plant
which Socrates has engendered in him, achieving, at last, a measure of
truth.
What a beautiful answer this would be! but, of course, even if it works
and ·i s not a glib mis-interpretation, we do not know what it is that ·
makes it work, and we may quite fairly condemn it as "mere mysticism"
if we are unable to determine upon what that mysticism is based, if
indeed it is based on anything.
Why, then, does not this satisfy us?

We surely did not expect to find a

route to truth in logic, for deductive logic is sterile, all very well
for "descending from ideas· to ideas" but useless for getting us to the
first principle of the whole. Inductive logic, the logic of the posterior
analytic is no better10 l., for it depends upon analogy, and the notion
that what has always happened will always continue to do so.

If there

is a route to the truth, it must lie, at least in part, without the way
of logic.
Let us now leave the little-room, and its entombed occupants, and follow
Kephalos.

He has gone without to sacrifice to Bendis, the Thracian

Artemis, a terrible creature who, at a far earlier time had caused the
hounds of Actaeon to turn against their master, who had been changed
into a stag to be torn apart by those creatures in life whom he loved
the most.

She it is who uses those dark, secret chords that run through

all men and animals, uniting them by passions so unspeakable, so base,
that they should certainly not be the concern of Socrates and his
friends within the sheltering walls.
men who have no
tyrannical

6}-~;5

f7/L &amp;vi'"' t '7&lt;..

This place is only safe for old

left to warp, and who pray to have their
returned to them

only for Kephalos, and

perhaps other old men.
But even old men are not immune from the dark forces that even the gods
can only use, not mold.

At a later time old Teiresias, wisest of the

wise, danced with sage and powerful King Kadmos a wild debauched
bachanaal upon the same ground where once Actaeon's shredded corpse bore
witness to the fact that men are not thinking creatures alone. : Eu~{pides

�31

shows us with a

fascinat~d

and a horrified .genius this scene at . the start

of the Bacrihai and we watch ·as it writes its way towards another . scene,
strangely like' but· far more wrenching than that of older days. There is
a ·new god loosed in the land, a god who once more plays the dea.d ly
fascinating tunes to which all men, . will they it or not, must dance.
He is Dionysos come to claim the worship of the land that ,bore him, come
to take possession of the people from whose .dark hatreds he is sprung
as suroly as from his double birth of Zeus.
Nothing stays him, for all the women, closer perhaps to the basic sanguine
tidea, must follow him.

Sven Agave, mother of the doomed King Pentheus

is there, sucking at the fonts of milk that nature throws out to these
her children now returning in their worship to their bestial base.

No

woman can be blamed for what she · does in these rites, for none can resist.
no!

We, the watchers, feel within ourselves these same tides -- but
It is not thinkable.

liver of the examined life.
feel their pull somewhat.

We are like Penthsus, the calm, deliberating
We can resist these things, though we might
"But what if?" we ask ourselves, "What if?"

We strain •twixt wish and duty.

We blush to feel the eagerness, but uie

shall not give in.
Dionysos now approaches us -- Pentheus.

Would he not like to see the

wild women ·disport themselves on the sacred mountain, casting their
anguished bodies over ground where once brave Actaeon lost his. life?
( f"or watching women's mysteries!) He, for. us., wills to resist, but we
know that he cannot. · Off he goes, will he ~- nil! he, the last and
perfe·c t victim of that thing which is within him as much as in the
pitied, loved, and envied Bacchai.

The chorus sings for his destruction,

of ripping him, impio.us male, apart• UJe feel their rage, and though we
know it mad, we .cannot quite resist.· But quickly, as quickly as the
climax of orgasm, the rage subsides, and, gasping, we begin to see
again. .We now barely remember that we had a part in that rage, the rage
against the just .man, the outsider, the .dude; the fink, and we watch,
in washed-out resignation, the slowing .pulse of the play.
In comes Agave,
'

one

.

swif~

gl~dly
I

bearing the head of that great beast which, in
'

motion of nature-given strength, she

truding body.

'

ha~ .

ripped from its in-

She has won great honor and wishes to show her son the

�32

lion's head.

Perhpas we envy her even now her frenzy, but we see the

"real world" coming back, and the little of us that would be Agave is
abhorred with her as she slowly sees • • • that it is her own son's head
that she bears. We look at what has happened, and what happens, and we
see, if we are honest -- and the poet, by his art, has left us little
choice -- that it is all •••

~·

We do not puzzle over the meaning

of the word, but recognize that here it fits.
des.cent from madness is true.

But we see also that the

Thou·gh man may have his base in Bacchic

fren~y ' . he must return to the world of the

AD

ros .

There is something

in him reasonable that, however artificial it may be, re-asserts itself
upon him, or within him.

We see this happen to Agave, and, in measure,

are reassured.
This,

is poetry, and it has achieved something that may have meaning

then~

for us avan within the little room.
But

first~ .

what is poetry?

Let us shy away from the easy

ra~te

of

Aristotle, and· not say simply that poetry is imitation, though we have
seen that it is that.

It is something else as well.

composed and presented to men, it must
communicating.

be

It is plainly not logic.

First, it is

assumed, with the purpose of
There is left the possibility

that it is rhetoric, and therefore to be exchewed, for rhetoric, a
later follower of the Platonic-Aristotelian tradition will tell us, is
that form of persuasion which convinces by an undue and unfair appeal to
7

,,Ct

/

the · &lt;i7Tt. .uuf"'t.,o&lt;. , and it is possible, by a deception.

He further

tells us that, to him, all things in the physical world are subject to
demonstration within logic, either the prior analytic or the posterior,
and that, therefore, when rhetoric convinces of the false, it can , be
refuted by logic though perhaps with difficulty, for men's minds are
often weak.

When it convinces of the true, it is the weaker ·route to

something that could be demonstrated logically, and is therefore to
be shunned .
alternative.

But perhaps we have over looked somethi.n g.

Poetry may appeal to an entirely different· part .of the mind,

and we have seen that it does.
appeal to the

There is another

tJ%,cf s ,

£

Poetry consists in those arguments which

even as logic and rhetoric appeal to the

and
lTL (} vJL/-&lt;
respectively; but this is, in none of these
cases, a simple demarcation, for the soul is not so much divided as zoned,
VD C'S

�33

and the parts are forever and inextricably mixed, which is how we may
,.......,

speak of the

having a desire.

Vou5

We begin now to grasp how it is that poetry qonvinces, for each man,in
examining himself, and presenting the conclusions of his introspection
with the art of the poet, is able through the
audience, and without the use of the ;\;

cros

&amp;vf""rJ5

of his

in its more narrow sense

to convince another man of what he then sees to be true about himself.
Poetry is the artful suggestion of the true.
art convinces, but rather· the combination.

Neither the truth nor the
That thing which is in itself

true to the reader or the watcher of the poem is borne in upon him because

8vr!S

i t is true, and as it is presented to him, through his

the art of the poet.
compel us, without a

, by

Poets convince us, and with the very sensitive,
~6rd

of argument, but they must miraculously lose

their power, or become rhetoricians, if they essay to convince us of the
false.

The power of the combination is so great that Euripides was able

to convince us of those things which we willed not to admit about ourselves, and which he knew from a pitiless, and perhaps

mad~

examination

of himself, to be true.
These things are true, for we feel them, but what is it that makes it
work?

In short, what are the answers to the covey of questions that we

flushed in the first paragraph?
moment.

The first seems easy enough at the

What is truth?

Men have certain things basic to them and comm,on among them, for they are
created of the same stuff, their elements, whether we call them earth,
air, fire and water, or give them a name from organic chemistry with so
many syllables that it would coil four times around this page.

llie

might, in desperate instant, even call them love, honor, hate, lust,
treachery and virtue.

Whatever these things are -- for the moment it

does not matter -- they are common among men.

Upon these are based their

instincts and their weaknesses, .and that peculiar phenomenon recognized
...

by both Euclid and Plato under different names, !'&lt;Jt_Vd,.&lt;/

\I

and' vof-~fl-~Vo&lt; /\z_ ovt£s
0
ments that all men of good will must
nature.

11)

-;&gt;/

Z:.VVDLri..£.

• These are the simple state-

accep~,

because of their vary

It is to be noted that these common-.notions can apply, conceding

their origin, only to 'intuitions' and agreements about men and by man.

�34

Though we may well never

~now

what precisely is the substratum

~pon

these notions are based, we can reccggize them, and postulate it.

which
It is

these in large part that normally produce in us that very well-founded
c'o nviction that we may now call truth.
These common notions have a peculiarly

force

negat~ve

12)

, for they force

men, at least men of: good will, to accept them _ ecause they cannot, try
b
as .they will, find an alternative ·that is not repugnant

~o ~hat t~ing

within them which makes them -men, animals, and (18tural bod_ies.
in this

~ sense,

Indeed,

Euclid is a poet • . Some of his definitions are explicit,

following from sense perception; some are arbitrary

explaining _ ~he .

author's own creation, but a few ("A point is that w ich has no part."
_
h
'!An unit is that · by virtue of which each of . the

t~ings

that exist is

·called one."_ do not show us the thing being defined, but lead us by
the poet's art to that point where we must know what the subJect is, for
we cannot think otherwise, and we accept the truth that is implied,
though not demonstrated.
What then is this dialectic of which we made so unsatisfactory an
analysis in the first part of the paper?
is from poetry that it must derive

it~

It is in part poetry, and it

strength.

It is, however, a

particular form of persuasion that has one man, the questioned, as its
intended audience, and is able to work with him far more immediately
than a general poem to a general audience.
the interrogator is this:

The problem that

conf~onts

He wishes to instill a certain truth in

ano~her person, · thoug~ he is not ~et absolutely sure if it is indeed a

trtith.

He k~ows that ~oetic comm~nication will ~how that it is ·a ttuth,

thus helping both parties in the search for

t~uth

principle that he has somehow found in particular.

in

g~neral

and this

This would be all

very· well, but the one t6 be questioned is not ready to listen to any
poetry, so the problem is how to· induce in him a · state of

susceptibility~

If ha · is a man like Glaucon and Thrasymachus, a man who · has a strong
opinion in which he takes pride, in :short, · one that is involved with his

()-o~J5 , the problem may be ·salved.
I

All the interrogator need do
J

I

·is to' iiiduce ·in the question a state of tftlTOfL&lt;:X.

, . a feeling that

he has be~~ refuted in that op~niri~ or theory which he prized so highly.
Then he will be ashained with liis

t!f vrJs 1 ~) and be ready tc;- receive

the knowledge, i f it is true, for since at this moment his

&amp;rJs

is

�35

very briefly -- in complete charge of his soul, only poetic communication
could convince him, and that could only convince him of something true.
To produce this state of

:&gt;
Cl(

/

!Tof L.ol

, the interrogator might at any

time be called upon to use any of the liberal arts including rhetoric
and faulty inferences from analogy:

for the state of

'&gt;

t:l(11

I

of t_,,,&lt;7{

is only necessary that the questioned feel that he is refuted

14

,

it

).

Poetry in its more formal manifestations cannot work this closely with
its audience and so must limit itself, it it is to be successful, to
subjects to which the audience is already susceptible.

When po_ ts do
e

not do this, they automatically limit their real audience to those who
are, either by training or chance, susceptible.

But no matter which

poet we read, if he conveys something to us through his poetry, we will
find that it is compatible with that which we have received from all
other peats, for none can communicate anything but the truth.
There is a certain pleasure connected with the infusion of poetic knowledge, and since this appears to be the only way in which we can achieve
certain truth, we may easily see why it is that man finds learning
enjoyable.

Might it not be possible that a man could receive true

principles from nature as from a poem?

Would this imply a divine Author?

This question presents us with one possible answer to the perplexing
problem of how an individual mind is able, as we have seen, to do something about itself that is true.

But we do not need this suggestion.

Even though the devices of memory and writing are not completely reliable, a man may determine enough concerning himself from them so that
he will be able to present. something that is near en.ough "like reality"
so that those elements of it which are true will be heard by the
audience, and they will have learned.
Poetry is present in many fields of investigation, even in some, such
as

&amp;L~ Lft&lt;itSJ whibh

are thought to be strictly logical; a man may divide

the whole thime and time again to find something that is within him, for
though he knows not where it is, he is there, and ,like the man lost in
the woods, he can guide the
where he is.

hun~ers

to himself, though he has no idea

Just as the hunters in going to the lost man determine his

relation to the outside world, so the process of

~ivision,

guided by

poetic insight, determines as it goes the position of its object in the

15

)

�36

outside world ·of thoughts.
Aristotle, the man who would like to root all knowledge of the physical
war ld in sense pe.r ception, is forced in the fourth book of the Physics
to appeal not to

t~e

senses but to the common notion that all men have

concernin.g a "now" -- tha:t it is the boundary between the "before" and
the "after."
But be that as it may, we have delayed long
. he title to this paper.
t

eno~gh

the

sec~nd

part of

That was:

A PLEA:FOR THE RE-ENTRY

or

THE POETS ·INTO THE REPUBLIC
..

but that plea is ·aver already, the poets, we find, are in command and
always were.
non-existent

They founded the Republic and no argument directed to their
cam~l'

without the walls can dislodge them from the Acropolis.

Plato fears them for the dark forces that they speak of and seem to
manipulate.

He fears the ba6hanaal, and

is made of the same

stL~ff

judge~

rightly that the poet

and talks in the same way•

He feels that these

forces are a danger, and must be eliminated, but· he cannot exclude them,
for it is upon them, and the firm bedrock that they represent, that all
logical thought, dialectic, and the Republic itself, must be built.

The

poet Plato cannot expel himself.

*

*

*

*

*

*

*

*

*

*

NOTES

1)

It may seem a little violent to refer to communication as a form of
_
but when one is dealing with the mind of another, trying to
communicat:i f with it, the situation is indeed analogous to the sort of
persuasion whereby man seems to control nature by using her laws against
her.
persu~~io~,

2) There is no reason to suppose that the dialectic of the Republic is
inherently superior to the two other major types of Platonic dialectic,
but it is the only one that promises that it can attain certain, knowable,
first principles.
3)

Republic 511a

4)

Republic 533a

5) In the October Collegian, Mr. Klein suggested th.at the rea$Qn the
dialectic of the Parmenides seems to be so sterile i~ that .the ~artici­
pants are not including the possibility of the indeterminate dyad. If
this is the case, then .the entire dialogue, insomuch as _it is logical
in nature does not really b~ar on the possibility of ariivirig ~t . th~

�37

first principle of the whole from hypotheses used as hypoth~ses~ but
rather from a sort of artistic implication. This ~s consonant with
things that will be _brought up later in the paper.
6) . It must · oa gr~nted that there is some anomaly, i using·tha division
of the soul from the Republic in a paper that is' trying to determine
whether the method used to discover truth in the Republic is valid.
However, the division of the soul is accomplished by agreement about
personal : experiences among the vario~s parties in the room. Though
this may not . be f9ol-proof method of investigation, it is at least
a "likely story."
7) Although I do not state in the paper which of these I prefer, it
is of cou·r se clear that r favor the second theory of the origin of the
dialectic • . This tho.e ry ·would fit in admirably with the conclusion that
I draw.
·

8) Republic 434e 5. This is my own translation, though the las~phrase
is borrowed verbatim from the Jowett translation • . I translate r"A~
in two places to get both the. idea of possibility, as with the oytative,
and of immediacy. Instead ·of combininguKOff ou VTES
and Tf1-'j30vTtS
in~o the one word "frictionu .as does Jowett, . have chosen to keep. them
I
separate. The full quotation is:
-~C){~ -rrf.x .,;v' Tfd\f) c(AA~A&lt;:A o .Korro'C'vr£.&lt;... ~~ T\Lgov'TE5--'
a
,l ,
./
.... , ,
/
W&lt;l1T£f ;J&lt;. lTur~ ·t..'~, £~~o(J-L1fci.L ffOL7JQC:'-fl"EV Tr;~

r

6. L """ Lvrrv

in;r ' "'

fh/CJol 1U1CTof1-Lt9-o1...

,

f&gt;~v Z-f ~ ~ J': v o '1't. vl v
ctivr v rrcr.r 11/Z"v o&lt;vToZ.s .
1
t"

9) This proposal is, of course, not altogether serious, but is intended
as an example o·f the difficulty, and perhaps the impossibility.. of trying
to deal with the . dialectic of the Republic in a logical fashion rather
than a poetic one. This does not mean that - th7re is not a fa~ amount
of truth in it, but -I believe that the ffv~ o ~
and vov 5
rubbing
against each other to find their own place6 . is altogether too pat.
10) there .is a certain difficulty in the statefuent here, when we try to
apply ~~at ·has . be~n said about inductiv~ logic to what ·Aristotle hi~self
says in the Posterior Analytics (I 1, 2, 3
II 19) and the Metaphysics
(I 1)~ . Thar~ is implicit behind all of his arguments for building first
principles from serise perception the assumption that n~tute 'is regular
and pre~ictable. Vet · Aristotle himself, in dealing with the pr~blem of
Tv,X_ "1
and T::i. i rc5~d,. T ov . show~· tha.t what we call "chance" or
.".l uckn is o~oL.rJ.. K..(..,t,; v-uµ_,(1Ef7J t&lt;ov. .
· . • tt,e further ~ells
us, : in the metaphysics that 1tliere c'an be no scie.n ce of owf4 t&lt;o\ Ta;
Cv-?-f3z./l71 ko'v. Indee~ in the wide sense in which he ~ses the concept
or c:J'°'v(JL"' ~ v{,/µ.pi.f 7 f&lt;.d v
. in the sixth book of the Metaphysics, (i.e., those/things which are only "sometimes" but not "often")
it very much resembles n..'2rrf~1ov
• Whatever, he concedes that all .~
of these things arise out of coincidence, and that, in the chance convergence of two causal chains a new phenomenon (vis: a rainstorm in the
drought season) may occur. He does not make the next step and conclude
that this new phenomenon might well be the mover of other things, producing, in the end, something new. If he had realized this circumstance
to be a possibility, he would have been forced to abandon the assumption
that nature is predictable, for it is precisely these things that "don't
happen very often" which could render invalid the "first principles"
gained from ~epeated observations.

�38

11)

Republic 348e 9

12) That the common notions have a negative rather than a positive force
is apparent to us when we attempt to deal with th~m. We do not feel
immediately their truth, but rather we find it impossible to contradict
them, to find an "out" from such a proposition as "equals added to equals
have equal sums." We cannot see any other possibility, for if one were
to be larger, which would it be?
13) cf. Republic "• •• is not a soul equally . to be deemed halt and lame
which hates voluntary falsehood and is extremely indignant at herself
and others when they tell lies, but is patient of involuntary falsehood,
and does not mind wallowing like a swinish beast in the mire of ignorance,
and has no shame at being detected? 535e (Jowett translation)
14) We now see the full force of the scene described by Socrates at the
very start of the Republic (328a) where he talks of torch-race on horseback, with horsemen carrying torches and passing them one to another
during the race. This is, in fact, a paradigm of dialectic. The team of
man and horse: yo v.5
and ()uf'--J ~ must cooperate to pass on the flame
that has long ago been discove~ed. It must not go out!
15) This is the same problem as posed in the Meno. How is it that we
are able to recongize the truth of a proposition about which we know
nothing, or thought that we knew nothing? The device used in the Meno
is essentially a poetic one, and we need not suppose that the knowledge
of geometry was planted in the mind of the slave boy by the gods. The
hypothesis, or wrong opinion which is already within the slave boy is ~
enough to give the dialectician a lever with which to manipulate his
1
(J-u~o 5 and make use of the common chord of humanity which binds the
two -- Socrates and slave boy.
Aristotle, as we have seen, also tried to solve the Meno problem
in the first books of the Posterior analytic. Being unable to accept
an "un-natural" (in the modern sense) answer until all the "natural"
s·o 1utions had been exhausted, he first says: "Our own doctrine is that
not all knowledge is demonstrative: on the contrary, ~nowledge of the
immediate premisses is independent of demonstration. (The necessity of
this is obvious; for since we must know the prior premis~es from which
the demonstration is drawn, and since the regress must end in immediate
truths , those truths must be indemonstrable.)
This is an exciting statement, and we wait to see what this immanent
knowledge is. But we find (Posterior Analytics II 19) that is merely the
process of induction from ~epeated observations, a process that we have
already seen to be uncertain.
To this extent we must say that Plato is closer to the truth than
Aristotle, for he recognizes that the principle of learning is within
the learner by virtue .of his humanity.

��FOREWARD
The following manual on the analytic geometry is intended
to present the connective links bet1rreen the conic sections as understood by Apollonius and as they are understood by the moderns.
The manual itself is divided into three sections, an introduction,,
parts I and II. In the Introduction we shall present certain propositions
concerning the conic sections which were either known to the ancients or
which could have appeared from the point of view of the ancients even
though no ancient ever recorded them as far as we know. The proofs in
these sec~tons were taken from:
Pappus D'Alexandrie, f:. eollecti.2!!, Mathematique
trantlated by Paul Ver EEcke, Desclee De Brouwer
et C 8 , Paris, 1933·
(B) Morton, Pierce, "On the Focus of the Conic Sections"
from Ih£ Transactions of ~ Cambridge Philosophical
Society, vol. 3, pp. 185-190.
(C) Newton, Isaac, Mathematical Principles, tr. Florian
Cajori, University of California, 1947.
The second part, which is intended to be read after the first
book of Descartes' Geometrie, will present solutions to various problems
of a similar nature to those dealt with by I:Escartes in the second book.
Most of t.he proofs have been tak9n from:
(A)

Monsieur Guisnee, APPLICATION DE L'ALGEBRE A LA GEOMETRIE,
OU METHODE DE DEMONTRE PAR Lv .ALGEBRE, Les Theoremes
de Geometric, et de resoudre et contruire tous les
Problemes. Chez Quillau, Paris, 17JJ.
In connection wit h these problems it is recommended that the
student refer to Q!l Analytic Geometry by Fermat which appears in English
tran~lation in DRvid Eugene Smitb's ! Source 122.2k in Mathematics (Dover,
.19.59), -vol. ~I, · P• 389. -·
- · The second part of the manual which is intended to be read a~er
the readings from .the second book of D3scartes 1 Geonietrie, concerns itself
with ' the reinterpretation of D3scartes from the standpoint of •
the a priori
coordinate system. The sources were:
( A)
(B)

Charles Smith, !n, Elementary Treatise 2n. Conic
Sections, Macmillan and Co., London, 1904.
Smith, Salkover, and Justice, Analytic Geometry,
John' Wiley and Sons, Inc., London, 1954:

�INTRODUCTION
Prior to the study of Descartes and the modern account of the conic
it will be necessary to consider certain propositions which were
or could have been known to the ancients but do not appear when the subject
is considered from the Apollonian point of view. For this purpose, we
must see what the ancients meant by a Locus.
By the word ~ or place I mean that line or surface all the points
lying on which have some definite property in common.
For example, given the line
AB (fig. 1), I call by the name
Circle that line or place which is
such that if any point C be taken
lying in that pmace and if the lines
AC and BC be draRn, the angle ACB will
be a right angle.
Or again, if CD be dropped
Fig. 1
perpendicular to AB (fgg. 2), I
say that the locus of any point
c_
C such that the perpendicular CD
is equal in square to the rectangle AD, DB, is a circle.
(
I '\!.
A.. k~/ /
__'
Now we must consider the
/\ \
\)
.' \)
following propositions from Pappus.
\
;·
\.
Similarly, propositions 51
-------·--· ../
'
and 52 of the third book of Apollonius
may be restated as loci problems:
Fig. 2
given two points A, B, and the finite
line segment, c, then the place1. in
· which any point Plies such that AP plus BP equal c is an ellipse.
In addition to the Apolloninn problem of the locus with respect to
three and four lines, Pappus was able to present those same loci in terms
of a locus with respect to a line and a point.
sections~

· /!\\
/

- i)

"

The Solid Loci Concerning the Focus and the Directrix*
Book VII
Proposition .238
If the line RS be given in position and the point G be given not
in the same line, then 'if any line QU be drawn perpendicular to RS,
meeting RS at U, and if the ratio QU : Q be given, I say that the
G
point Q lies on one of the solid loci which is a section of a cone.
Pappus proves this proposition by means of the two proceeding
propositions.·
Proposition 236
Let the figure be as before, and let the ratio of QU : QG be that
of equality.
I say that Q lies on a parabola.
~at .. GV drawn perpendicular to RS and
QN perpendicular to av.
Now since
· NV= QG
and
GQt= QN2+ ID 2

*

Pappus d'

Alexandrie,

U C6llection MMthematique, P• 793

�-2-

and
QU·= NV,
Tfuerefore
N1J2 = QN2 + NG2
Now let VG be bisected at the point A and
such that
NN' = NG.
But since
VG,_ VN' + GN2 = VN2
and
QW~ + m~2 = VN2
Therefore
VG, VN' = QN2 •
But
VN' = VG - GN'
and
VG = 2 AG
also
GN; = 2 GN
Therefore
VN' = 2AG - 2GN
or
VN' = 2AN.
But
QN2 = VG~ VN'
Therefore
QN2 = 2AN, VG
or
QN2 = AN, 2VG.
Therefore Q lies on a parabola having
AG as diameter and 2 VG as parameter.

let N' be taken on NV
--,
,..i rt
"I
u-------- -/i\ !
----

r/

/ j

1
\

1
·
1

\ \ I

l \

I \

I

I \
I

\~

V j-----~~-~r--~c~

.-: , i

N A:

Q.

Fig. 3

E: _
D;

It should be stated that Pappus, himself, by no means considers
what we have just given to be a method for finding the parabola. On the
contrary, the above proof is followed by a sy~thetic proof in which he
finds the line P which is the parameter of the proposed section, and then
arrives at the figure itself by an appeal to Proposition 52 of Book I of
Apollonius. In later times this property of the conic becomes a defining
property and there is no longer any need to return to the cone in order
to discover the plac4 on which such points lie. One might say that the
place becomes defined as the collection of all such points. Once the
appeal to Apollonius is dropped, one is faced with the following problem.
How do you know that the collection of all the points having these
properties compose a continuous line? Perhaps the collection has holes
or is merely a cloud. It is at this time that continuity becomes a
problem. From Pappus' point of view, however, the line still has a being
of its own, and hence it is irrelevant even to raise tae problem of
continuity.
Pappus continues as follows:
The synthesis of the place may thus be accomplished i n the fol lowing
manner.
Let the points V and G be given and let the (given) ratio be that
of equal magnitude to an equal magnitude. Let us cut the line VG into
two equal parts at the point A, and let the line P be double the length
of the line VG. Now since the line A&amp;, which is terminated at the point
A, is given in position, and the line _ is given in length, then about the
P
axis AG we may describe a parabola AH of such a nature that if one takes
a point Q on it and drops a perpendicular QN to the line AG, then the
rectangle formed by the lines P and AN will be equal to the square on
the line QN. (Apollonius, Book I, prop. 52) I say that the line QH is
a part of that parabola.
Let NN' be taken off equal to N~. Now since VG is double of the
line GA and GN' is double the line GN, it follows that the line VN' is
also the double of the line AN. Consequently the rectangle contained
by the straight lines GV and VN' is equa 1 to twice the rectangle contained
by the straight . lines· VG and AN. That is to say, to the ·square on QN.

�l

I

-JNow let us add the square on the line ~N! ~hich is equ~1 to the square
on the line NG; it follows that the square , on the line ·'VN is equal to
the square on the line QN plus the square 9n the ~ine NG. Consequently,
the line ADH constitutes the (required) place.
Proposition·237
Again let the figure be as before. I say that if the ratio· Qil : QG
is greater than the ratio of equa1 ity, then Q lies on an ellipse, but if
sess than equality, it lies on an hyperbola.
Since
GQ2 = QN 2 + GN2
QU .= NV

and

NV2 : QN2 + GN2

:: QU2

GQ 2

Now take N1 such that
· · · NN°·2 : GN 2 : :. QU2 : GQ 2 •
2
2
Therefore
NV : QN2 + GN :: NN' 2 : GN 2 :: QU2 : GQ 2
2
2
2
Therefore
NV 2 - NN°·2 QN2 + GN - GN 2 : : QU : 00
or

NV2 - NN'2

i!Let

NK

Therefore

KV, N'V

Therefore ·

. (1)

Now

QN2 :: QU2 GQ2.

= NN'
2
NN'
KV, N' V ·: QN2 : :

=VN2 -

Qu2

NK : NG :: QU : GQ.

And since we have already considered
the case in which QU equals GQ, let
us now consider the other cases.
Case I

Let
UQ be larger than GQ
Since
NK:NG::QU:GQ
Therefore
and
(2) ·KG:NG::QU-GQ:GQ
Now take A' on VG in such a way that
VG:GA': :KG:GN.
Therefore VG+GK:A'G+GN::KG:GN
or
VK:A'N::KG:GN.
And take A on VG in such a way that
VG:GA: :N'G:GN

s
Fig. 4
Case II
be larger than QU
NG:NK: :GQ :QU
NG:GK: :GQ :GQ-QU
KG:QN: :GQ-QU:GQ
GQ

VG-GK:A'~-GN::KG:GN

Therefore

·vG-GN' : AG-GN: :·GN' : GN

or ·

VN' :AN: :GN' :GN.

�Hcnco

�l
-4a-

to tho plane AQP, and that the striight lino OS which lies in tho former
plane is porpondicular to tho common section AA' of tho two plane, OS
is perpendicular to ·the plane AQP?. Therefore, if a sphere be described
from the centre. 0 with tho radius OS or 03, it will touch the plane AQP
in the point s. Join iJE, and let 13DE be the circular s.oction: passing
through BE; join VP, and let it cut tho circle DDE in D, and join OD.
Thon because tho triangles VOD, VOB have two sides of tho one equal to
two sides of the other, each to oa~h, and tho included angles OVD, OVB
equal to one another, the. bases OD, OD arc likcWiso equal, and tho angle
VDO is equal to tho angle VBO, that is, to a right angle. Therefore, if
a sphere be described from tho centre 0 with the radius OS or OB,~tho
point D will be in tho spherical surface, and every other point of tho line
VP will be without.it, and tho same may be. shown with regard to every
other slant side of the conG : therG fore tho sphere.. so · de scribed will
touch the surface of the cone .in tho circle BDE.
Lot tho lines DE' AA'. (produced if necessary) . moot one another in
tho point X, and tho planes i3DE, AQi::&gt; in the lino RX. Then, because RX
· is common section ·o r .two plane~, each of which is perpendicular to the
· plane VAA'.3, RX is perpendicular to AX. From P draw PR ponpondicular to
·Rx, and therefore parallel to AA' or AX; and through V draw V.F parallel to
AA' or PR to meet ED (produced if necessary) in F, and join FD, DR. Then,
because FD and DR arc parts of tho same common section (Viz., tho connnon
section of the plane BDE with tho plano of the parallels VF, ·PR), i'ffi is
a straight line.
Lastly, ~oin SP.
Now, tho section of the sphere made by tho plane VPS is a circle;
and tho straight lino VP touches this circle in tho point D, because it
lies mn tho. same plane with it, and moots it in that point oril.y; and for
the like reason PS touches it in tho point S; therefore PD is oqual to PS.
Again, because tho triangles PDR, VDF arc similar, PD is to PR as
VD to VF; but ~D is equal to V13, and it has boon .shmm that PD is equal
· to PS; therefore PS is to PR as VlJ to VF, that is, in a constant ratio.
ihorcforo, etc. Q.E.D.
..
It need scarcely be added that bhe poino S thus found is tho focus
.
.
and RX tho directrix of the conic section.
If tho plane of tho conic section be not parallel to a slant side of
the cone, that is, if the section be an ellipse or an hyperbola, a second
sphere may be inscribed in tho lower scbmcnt of the cone (soc fig. 5a) or
in the vertical cone (sec fig. ~:e), which shall touch tho plane AQP in ~
a second point S', and tho··honical surface in a second circle, with regarld
to which tho same property obtains. For to this tho foregoing demonstration is equally applicable. the letters with dashes being substituted
ofr others, each for each. Thus wo arrive at tho other focus and tho
other directrix, and in those cases it is easy to perceive that AS is
equal to A'S', and AX to A'X'. Tho next proposition will show how
readily tho inscribing of those two spheres leads to tho simple properties
by which tho ellipse and hyperbola arc usually defined.
Proposition II
If a right cone bo cut by a plane which is not parallel to a slant
side; and if two spheres be inscribed, as in the last proposition, touching
the plane in two points Sand S', and tho conical surface in two circles
DDE and b1 D'E'; tho sum or tho difference of the distances S~ and S'P'
of any point Pin the conic section from tho points Sand S', shall be
always the same; tho sum in the case of tho ellipse, and the difference in
that of tho hyperbola.

����l

.. 7PROPOSITION :r1
Problem
Given J, K, L, M, and N, no . three . f which are in the same straight
,
it be required to construct the conic section passing through
the given points. Let it have been done.
And first let JN be parallel to
KM. Let A bisect JN so that JA
equals A~ and . B bisect KM so that
KB equals BM. Therefore the line
AB is given in position. Let it
cut the figure at G and E: thus
EG is a diameter. Let LZ be drawn
parallel to A.B meeting the figure
at z. Let KZ meet JN at P; NZ meet
GE at R; LZ meet JN at C; and ll~
meet JN at H.
Since the points
J, K, L, M, N, A, and Bare given,
then H and C are also given.
But
ZC:CP: :ZD:DK
line~ l:et:~

and

LC:CH::LD:DM

therefore

ZC,CL:PC,CH::ZD,IlL:KD,Jlv1

and

ZC,CL:JC,CN::ZD,DL:KD,IM

(cf. Apoll. III:l?)

But since C, H, J and N are given, P is also given. And since L, C, and
Let ZN meet GE at R and JL meet GE
at s. Therefore R and S are given. And by the same reasoning as above,
RA,AS = EA,AG.
But R, A, and S are given. Therefore RA,AS is given. Therefore;FA,AG
is given, and by the same reasoning EB,BG is also given. Th~refore as
will be shown, E and G are given. Therefore the diameter EG is given.
But
GA,AE:.AJ.~2::GE:the parameter.
Therefore both the diameter and the parameter are given and so the
section may be constructed. (Apoll. !:52-59)
Q.E.F.
K and P are given, Z is also given.

Lemma I 2
It remains to be shown that if the rectangles GA, AE and GB,BE are
given; and if the points A and B are given, then the points G and E are
also given.
Let
AB,BW = GB,BE
and
BA,AY = GA,AE
Therefore

WB:BG::EB:BA

and .

BW:WG: :BE:EA.

1

Pappus, Book VIII,

Prep.

Xii!. ·

2 ~·• Book VllI, Prop. XIV.

�-8But

BA :AE:, :GA :AY

Wherefore

BE:EA: :GY :YA.

Thus

BW:WG: :GY :YA

w

B

G-

A-

BW,AY = WG,GY.
Fig. 7
But since the points B,W,A, and Y are given, G is also ·given.
same reasoning, E can also be found to be given.

f

'v'
I

and=

By the

Q.E.F.
PROPOSITION IIJ
Problem
Again, let the points J, K,
L, M, and N no three of which are
on the same straight line, be
given, and let none of the lines
joining them be parallel, and let
it be required to construct the
conic section passing through the
given points.
Let it have been done, and let KN
and JM be joined, and let them
intersect at the point T. And through the point L let LT.n1 be parallel to
JM, meeting KN at U, and the figure at ~~
Now
NU,UK:LU,UW::NT,TK:MT,TJ (cf. Apoll. III:l7)
But the points J, K, M, and N are given, the ratio
NT,TK:MT,TJ
is also given. and since the lines KN and LW are
point U is given.
Therefore
NU,UK is also given.
There fore

in position, the

give~

LU, m~ is given.

Thus the point Wis given, and by the method given in the first part of
the proof, one can find the conic section passing through the points
.J, W,L,M, and N and it will also go through the point K.

Q.E.F.
PROPOSITION III4
Problem
It now remains to find the axis of the figure, given a pair of conjugate
diameters.
Let AB and CD be the given conjugate diameters, and let them intersect at
center E. And if they are not equal, let CD be the greater.

' 12i2.• , Book VIII, .Prop. IlV, . chap. 16

4

....

·-

12i2.. , chapter 17

�-9Therefore E bisects AB and CD.
Now if AB Gilt let rp bisect Angle AEC, and OP is the axis; but if not,
through .the point A·let the line GH be drawn par.aJ..lel to CD; and on the
line AB, take the point ·F such that
..-~···- ·-- -- · · · · ····&lt;,
- DE2 .
·
,/,.
.
... ·
,
EA AF '·
And let EF be .bisected at K.
· / .
·
-~·-.. . ·s·-And since CD is greater than· AB
/
c_ // :. .· ··· ---·--\--; -·--·-&gt;-~
1
K will fall between A and F. Now
/ . --. --....._
\j
/
~
let the line KL be erected perH '··- ~:.:_ -·· ---·---·- Of~- -- .. . ~_\_ -~ :
pendicular to AF meeting GH at the \
---..__ _.._
\
i
..•. ·• /) - -. · - ~~-- - ·-· --) P
•
-----I .
I ?
. point L.
.
- ·.:. .."'-._ I /
,!
-- ··
Now with radiu~ LE, let there be
\
, _.~~::·.-_ /,~/ ______./D
_
a circle described about L as
\
/ 1.1
' ---. •. ?A ···
/
t\
;,..
center, and let it cut AL at G and
· / , /"
_ ·,·r
,..
H. Next, let the lines EH and EG
'·.
.·
be drawn, and from the point A let
·
Fi~. /9 .
the perpendic~ar AM and .AN be dropped, and take··-D ·--arra P on EH such that
EO = EP 2 = GE,EN.
·
And take the points 2 and R on E such that
ER2 = ES = GE,EN.
Therefore OP and RS will be the axes. (cf. Apo~l. !:37)
Q.E.F.

=

.

.

•'

1

¥ ._ _·_ _
·- _
'\

I

/

t·

Pappus has just shown that if five points be given it is possible
to construct the conic figure passing through the five points. We, of
course, have only shown the case in which that figure turns out to be an
ellipse. The other proofs, however, are very much the same thirig.
I also say that if five lines be given one can find the conic
section which is tangent to the five lines.
The proof is taken from
Newton and will require several lemmas.

�But
: :BD:AC

=
DG

=
F

is

matter

I say

:BG.

�-11- .

Therefore
and
or

PF:AP: :GQ :BG
AP :BG: :PF :GQ: :FO:OG:
AP :BG: :AF:BQ.

LEMMA

:AF:~

.
Q• . E. D.

rrr3

It four sides of a pai:-allelogram indefinitely produced touch any
conic .section, and are ~ut by a fifth tangent : I say, that, taking 'those
segments of. any two coterminous sides that. terminate in opposite ang'1i,es
of the parallelogram, either segment is to the side from which ,it is cut'
off as that part of the other coterminous side which is intercepted between the point of contact and the third side is to the other segment.
Let the four sides~ ML, IK, KL, MI of the parallelogram MLIK touch
the , conic section in A, B, C, D; and let the fifth tangent FQ cut those
sides or the segments KH, MF of the sides KL, ML: I say that, that

f-··-··--·· ---- ---- -· ,_ 0\ .._..:, __ ~..1:',-~:---- ·-·---.--- ·- :;L
--·
__
·,

ME:MI ::.: BK :KQ,

I ../ ··

\.

and
For~

·:v /~-·

,,

KH:KL ::: AM:MF

~

by the preceding lemma,
ME: EI:..: AJ.'1

I

I

\ .\... //~. .
'

I
;

..,

'·'\

I

\
I

/

I

/

I

,l/'

!•

ME:MI ~-: BK:f:Q.

-~

.

...-/ /"' -. '\.
c

or BK :BQ,

and, by addition,

. (\
_//

I

"-

"'·,

. ~

,. ,

----- :~-- ---- ~--- ··/'!&lt;
-·-·
~ ',_
B
/ .
. "\......

KH:HL:: BK or AM:AF,

Also

/

I

I

Fig. l .1 H

and by subtf.action,
KH:KL u AM:MF.

Q.E.D.

COROLLARY

r4

Since triangle K is similar to triangle MFE,
QH
QK,ME U

KH,MF~

But since

KH:KL: :AM:MF,

Therefore

QK,ME

= KH,MF = KL,
COROLLARY

AM, which is ·~~ also given.

rr5

Let E•Q• · be a sixth tangent meeting KI at Q' ,· and MI at E'.

Now it was

shown that
ME:MI: :BK :KQ.

Therefore,

ME,K~

= MI,BK • .

) id. Bk. I, Lemma X:X:V. 41d. Bk. I, Lermna· x:x:v. Cor. I. : 5id. Cor. II

�F··:i . ..····· ·'-·-- ·----1:-1.t. __ ····-- -~- -· -··------~-· - - ...· L .
. .,
...."'.
,
,{---···
/
·

-12-

.

..

''··,,
~ .,.

But

Therefore
and

or
Therefore
or

= ME~ KQ'
KQ' = ME,KQ

-/

ME',
KQ 1 :KQ: :ME:ME'
·~·: EE 0

:

/

/

/

,.&gt;1

i

'"···~

/ e,

I '••

/

/

gQ :KQ: :EE' :ME'
.'

\\

;,

F'."l

ME' :MI: :BK :KQ'.

~·:,BK

D

·.I

,-I

c. ·l

'\ .

\

'\,

L -·----n /

:QK :ME 0 •

;

---q:~§ ---_/t&lt;

l-f

"

,.'

~Fig. ~1.2
/H
Therefore if EQ' and QE' be drawn, they will . both be parallel to the
base of the triangle IMK, and the line joini~ their mid-points will
bisect the line AM and the intersection will be the center of the
ellipse.
_

LEMMA IV6
Given a line, and a point not on the line, find a line parallel to
the first line and which will be tangent to any conic section which has
the given point as center, and to which the given line is tangent.
Let BF be the given line, and 0 the giv~n point.
Now through the point 0 let any line MON b~ drawn meeting FB at N.
And let
ON=OM.
I say that if a line KL be drawn through Mparallel to BF, it will be
tangent to any conic having 0 as center, and to which BF is tangent.

r ./-------~ -a.
·

Let there be such a conic,
and let it be tangent to BF
at T and let OT meet KL at s.
Now since

N

. /

/

sr--/--~ T

OM= ON

Therefore

I

SO:OT: :OM:ON

and

/_,.

/

OS = OT.

I\

/

!\.r
' j/' ',..,_

)., ; '
•

And therefore KL is tangent to the section.

-.....

I

/

..... -. ... _

L

..

/

/

I

- - - .. ,..

Fig. l J

Q.~.D.

PROBLEM?
To describe a conic that is tangent to five straight lines given
in position.
Let the given straight lines be ABG, BCF, G- 8D, FDE, ahd EA. TAke M and N
on · AF and BE such that
AM= MF

and :
BN = NE.
And let MN be drawn
Therefore MN passes through the center of the section.

(Lemma III, Cor. II)

6 Newton, Principia, edited and with commentary by Thomas Le Seur and
Francisci Jacquier, T. T. et J. Tegg, London, MDCCCXXXIII, p. 180, note b.

7

~ewton, op. cit., tr. Cajori, Proposition XXVII, Problem XIX.

�-13-

-.,

Fig.
Again·,~. take

J

.

...__

4

P ::af.a Q on- B:O!_,'a.nd GF such that

BP= PD
And
FQ = QG,
.and let PQ be drawn; and let it intersect MN at o.
·And since the center is also on PQ, 0 is the center of the section. Let
the line LK be drawn parallel to BF which will be .tangent to any conic
section which has 0 as center, andis tangent to BE, (Lemma IV) and let
it meet EF at K and CD at L.
·
Now let CK and LF be joined, and let them be produced to meet in ·R.
Now if 0 and R be joined and the line be pr~duced meeting BF at H, H
will be on the section. · (Cf. Lemma III, Cor. II) If .in this way the
other four points throughwhich the section passes and the section may
be found by the method of Pappus given before.

In addition to these proofs, we .s hall include Newton's .proof of the
five-line locus theorem because of its elegance.
THEOREM8
To find a point P from which if four right lines PQ, PR, PS, PT
are drati-m to as many other right lines AB, CO, AC, BD, given by_ position,
each to each at given angles, the rectangle PQ,PR, under any two of the
lines drawn, shall be to the rectang~ePS,PT, under the other two, in a
given ratio.
Suppose the lines AB, CD, to which the two .right lines PW, PR,
containing one of the rectangles, are drawn to meet two other lines,
given by position, in the points A, B, C, D. From one of those, as A,
draw any right line AH, in which you would find the point P.

e Ne-wt.on, ~·, Lemma XIX.

�-14-

7

Let this cut the
opposite lines BD~. CD, in H
and I; and, because all the
angles of the figure are
given, the ratio of PQ to
PA, and PA to PS, and therefore
of PQ to PS, will also be given.
This ratio taken as a divisor
of the given ratio of PQ, PR to PS,
PT, gives the ratio of PR to PT;
and multiplying the given ratios
of PI to PR, and PT to PH, the
ratio of PI to PH, and therefore
the point P, will be given.
Q.E.I.

.--

- \1-

·--

-~

- F

.
)

Fig. , .)

Corollary I
Hence also a tangent may be drawn to any point D of the locus of
all points P. For the chord PD, where the points P and D meet, that is,
where AH is drawn through the point D, becomes a tangent. In which case
the ultimate ratio of the evanescent lines IP and PH will be found as
before. Therefore drawn CF parallel to AD, meeting BD in F, and cut it
in E in the same ultimate ratio, then DE w~ll be the tangent; because CF
and the evanescent IH are parallel, and similarly cut in E and P.
Corollary II
Hence also the locus of all the points may be determined. Through
any of the A, B, C, D, as A, draw AE touching the locus, and through any
other point B, parallel to the tangent, draw BF. ~eeting the locus in F;
and find the point F by this Lemma. Bisect BF in G and, draw!bng .the
indefinite line AG, this will be the
A\ r-=
position of the diameter to which
,
\
BG and FG are drdinates. Let
· c
~\
this AG meet the locus in H, and
AH will be its diameter or latus
/
"
~
transversum, to whic~ the latus ·
I
\,«
rectum will be as BG to AG,GH.
~·
. If AG nowhere meets the locus, the
/
/ c.,-\
line AH being infinite, the locus
~
. /
\
will be a parabola; and· its latus
/" /
rectum corresponding to the diameter
\ v '
\
will be BG2/AG. But if it does meet
.. /4 - · - - - - - - - it anywhere, the locus will be an
\ _
hyperbola, when the points A and H
' e
Fig. /h
are placed on the same side of the
.
point G; and an ellipse, if the point G fall between the A and H~ unless,
perhaps, the angle AGB is a right angle, and at the same time BG equal
to the rectangle GA,§H, in which case the locus will be a circle.

t

And so we have given in this Corollary a solution of that famous
Problem of the ancients concerning four lines, begun by Euclid, and carri ed
on by Apollonius; and this not an analytical calculus but a geometrical
composition, such as the required.
· ·

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                <text>Lachterman, David (Editor)</text>
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                <text>The Collegian, November 1964</text>
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                <text>Issue of The Collegian.  Published in November 1964.</text>
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ST. JOHN'S COLLEGE

SEPT.
1964

�St

tine

s

Grace

Three Poems
moses maimonides
Francis Bacon
964

*

65

�s

these areas

or

di ca
ider these

several s
be

ask

cities ..

tine considers

for

sta

heaven!
reference

can better estimate its over-all
these ques

come

discusses

a

�2

God rul

cities..

ied to

over the

in this sense, the definition cannot

over vice..

and reason rul
be ap

, the soul rul

over an obedient

Because of this

tine modifies

that we can define a

his definition

of love.

a common ob

which is bound

cities vary in

of true

es of

of

11

Thus

upon the

citiness

which their citizens hold in esteem.
cussions of

as a group of

We are

ci tiness

tine's dis-

in

, Rome and Jerusalem..

one historical and the last,

with three
is S

One

What is the

of each as a

It is of great

is a
is the first

which was built

founded to acknowl

with the confusion of

indicate that the ci

this

established in opposition to God

and his a

man s

tion ..

sel

This statement is true in

agree that

the scale of true

failure of the first
of the

citiness

of veneration.

does not necessaril

e of the

the

alternatel

dark and

It is evil in its

ends,

in some sense it represents a manifestation of God s

Providence ..

sees the vastness and power of

some

as

the
the second

is
small

itical.

It

as

He often refers

ike the

, under one

central rule, considered
rule

t would

as will later become evident ..

views of the Roman state..

to

ects

condemn the notion

to God.

Rome is an historical

and

this

and

itself, as one
is true

tine

was eviJ. in its ends

as

it loved were false, and not

be low

to reach God,

a

which resulted in his

• At first
is considered to be an

is the founda-

man ..

ti on from which man launched his

an a

since it

states

tine to be far
and

to the

to that

�3

vastness

states

small
towards the

Roms

al

izes

ends,

supremacy

It is

tual

Jerusalem is a

God s covenant with Abraham
of God

was
tima tel

and will

Jerusalem

will be the one true

, the

will be bo

an

those

interests

a

l have the

these three
definition

true

senses

acknowl

and it

t on the

is

be a

understands the word
commonl

Old Testament allegory

t alone will be a state possess

scale of citiness

It

be the

as the

ect

es of cities

the

can

tine,

considers a

ect

tine s

Hobbesian terms

a commonweal.

bas

There can onl

be a

in the absolute sense of the word, when God is the
is not a true

love and service•

namel

citizens

it is

and
is evil.

Rome is not a true

But what
come to

, and as such

the

its nature as a

the supremacy of one
true

because it too held the

Jerusalem is

ts

s desire for man to

Is it

ills

man s God-crea

this question
creation of man

tima

ive

this assertion?

evidence do we see to

next question.

held

since

terms

revela-

his fall indicate that
first
one considers the Creation

says

s

�4

certainl that he
be a
, but that
and the bond of concord
commended
UI, 21
, in Adam all

Thus in Adam all men were created, and
men fell.

Both alternatives:

beatitude and his

man's

fall, indicate that he was destined to dwell within a
Had man not,

"disobedient use of his free will" fallen,

he would:
pass into the
of the
and obtain, without
the intervention of death a blessed and endless
II, 22

the

indicates tha

Adam and Eve would have

fall taken

the

tined

number of saints, who with them, would dwell in the heavenl
immortally --

for the life of the saints is a social life.

A

further indication of man's civic nature is discussed in connection
with the

ect of peace

says

"How much more
the laws of man's nature
move him to hold
and maintain peace with all
men so far as in him lies, since even wicked men wage
war to maintain peace with all men.
XIX, 12
Peace is man's desired end
this desire can be realized.
earthl

He lives in cities so that

nature.

peace is the

while eternal peace is tha

But in what sense is the

of the
a

It is clear that information about the heavenly
from revelation

and therefore we must

tion of

is

comes solel

upon

tine s

to

, whether literal or all

discover in what sense he thinks the
, is a

of the

of God, the

It is difficult to determine whether the heavenl
more than the

of the

tined,

God and one another in God. 11 (XIX, 1

to have institutions

ike those of

of the social life of this

and Rome?

Is this
tine

�5

a
more
that the life of a wise man must be
could the
of God either take a
attain its
were not a
is meant

UJha

this social life?

We are told of

describes
In its
state the heavenly
peace
faith; and
faith it lives
it refers to the attainment
action towards God and man

IX
In contrast to this statement

9

s Christian

of Plato, and Platonic
social order

but rather
rest

Can

seem
life of eternal beatitude consists

and
Hims el

ineffable sweetness
I

reconcile this Platonic

of

within the heaven!

1

31

with the statements

tine makes

social
over "obedient citizens?
tion

a

and

another

God

of this state-

firs

tion

is clear that

God, the greatest fel
the

e for man.

tion is more

the

How do we unders

of one another in God?"

remark that

tine

ife

It seems that it is

the existence of some sort

there is

this
social

the heavenl

come

The second half

among men.

be

it will come

when God
is there a
?

tine
es

es His obedient citizens

between the
sense

�6

the conditions for the contem-

social life is necessary to

the most

life to flourish
be one where the

situation would
unhindered

life could

for social invol
the

tine would say that within

this is not so.

The eternal reward is intimatel
consists

connected with the social life, even
in the

the

of one

of one another

diction in this because

God which

tells of

It is this

God ..

y

There is no contra-

of God, the supreme

another

suggests that while the

11

life is to be basicall

tive in nature, it will be embodied in the form of a
deemed men, 1
The

ife" of man

earth, because

s

'

be

in so far as it

is

and heavenl

to the "social

i t to exist

of re-

the social life.

, both earthl

lends its el

the

earth

There is a

for
ted

is

s

and not in the immediate manner in which it will

of God,,

in the ultimate

There is the need for

men to live within cities on earth to escape from the Hobbesian

"state of nature ..
s ti tutions..

We cannot do this without the

This "state of na ture

"unnatural

11

is, in real

man' s most

nature he was created to be

state, since in his

a social animal, and dwell
institutions

as such..

The
as

to God's

man will be restored to the

nature, and

assist him to live the social

one another in God ..

11

The

of his

, the institutions of the

will not be necessary

of the

ife

11

, both

y and

, is

rooted in God's Will for man to have a social nature ..

IUl

social nature
among the

In

for his nature as a "social animal.

the heavenl

ultimate!

with its

helps man whose nature has deteriorated as a result

fall

in peace,

and its in-

would say
accord

this, is that God wills man's

"the

His creation ..

and mutual peace
'

11

�es G Bell

Is

the garmen

textured time

Of their

, so entwined

Their very

were one

timeless! y

Breathed

cleft and

e

Seek and
Is it

the falls

ed

come
Be as

dream

The

and years
and self-abuse

memories
than

Less

ts

the

else

�8

EM CORE
Charles G. Bell

Marianne:
I swear, if Eve seduced Adam to eat the fruit,
to what gauds have gone unrecorded

Or Lilith
It was not

of

Of song ..

brow or breast or the dear hoarded

'

and brea

the

t old

UJitness

second

; and when you s

flute
to be

that song

for the secret savor

Your l
Of lost romantic
I

but

'

you so confound me,

wives, loves, whores

To lie in the falls of your
If ever
Off the

end, it is the drowned
Yours forever,
Charles.

Schubert,

�9

Charles C Bell
To climb, that l

resilient,

To take
To

air

all

our arms

, branch over branch, the a

And trail

for the nurture of

centuries

bone of
, terraces of green

to be, to unfold the one

Here, earth marrer, lift the
dream to be life-rooted, l

are:

of your prayer,
that tree.

�-10-

ON INTERCALATION
by
Moses Maimonides

is a very strange thing for it is
to say whether it is
a product of nature or of custom. On the one hand, this seems to be a
treatise on astronomy and yet different peoples have
count from
but
Not
Nonetheless, each is based on
motion of the same

the present treatise was written many years
, it uses
a method known to the Babylonians prior to the rise of the Greek science of
__ I've
in the
order that the
have some notion about that
inherited and
to
is
to say
or not geometry
role in the earlier science. On
, there are no
any such
on
suppose that a man could spend his
the other hand, it is hard
fe recording the motions of the
and searching for patt1rns of reoccurence
on the
in which the
moves.
The

we
in nature but on the

has · ..
foundation not
passages as well:
for each new moon of

the month of
offer a passover
your God, for it was on the
your
you from Egypt. 0

to

and
who

One
the
us are not comeach month
that each new moon start a
time fall during the same

be composed
new month
month
wmich we are
of
days

�a new moon ..
that summer
~ime of the year.
is to so
the
not commensurable
, even though the
each
have
s means that some
and some
others 1
that some
will
more

of the new
the

The
believed to
of
.l..l.IJ.\JlJ.J~U.\.J
text, .I fear that one
translation from a
J.J.O. .

of
wrote
A

Thou

of me -- may the
and in
which thou

thee

6
exertion,
this means
a teacher
any of the ideas
for thee
book alone will not be
for thee since its
the teacher
not be needed, but rather that in a conhim
I mean that in that time it
taach
the names of the terms of that science and the
which are
lead thee on the way ..
will make a
that thou shalt
and
Teach
resume to make
in need of
stead fast in
which are not
from other
But as for thee
the cause of the
but

I be brief
over any
take
place of a
I have not set it as my
of the arts
ifll'hich same
is
it even to one who is
) many other
ch come
was not to
alone.. Now

�is seven.

se

number

the Second

f

s

the
is

know the number of
of the week the
The

se

are

�each
out for thee to be
of the
for thee
hours since
for thee on
of

that from the

with the sun at a
a
time is 29
, 2 hours and
is the time of a lunar
When the
s
is the number
the total
the

account
the 7 years among
the

�4is that the

is

9 years

of the birth of each
we
which totals
s from the
and 793
is
clear that the number of a lunar month is
when thou
the
,
and 876
remainder is
we
have made
year is 13 lunar
when thou
takes the number of a lunar month and
it
3
what
totals from them
be 383 days
hours and 589
when thou
s from this there will remain 5 days
589
The
is 5'
589' Behold It becomes
to thee
that what remains from a lunar month after thou hast
lunar month is 1 12'79J 0 • The remainder of a
the
of an intercalated year is
the
of 9 years
Jhen thou
take the
times and the
the two
7 times
temain 2
6 hours and 595
what remains from the number of days of the
tr acted
I,
write for thee
should be
for thee; for the
art is
we have shown
for thee to
Know that the first year
of the years
birth of
that
The
\1

of

~ the
hours of
hours of the
of
to

an hour
thee from the
from this

�5

mean
matter, but thou
of the fourth

from
to the
of
arrivest at the birth of
in
to our
which
-- and that is the birth of
sions. The
for we added
We
birth of the

lli

we
clear the
know the birth of the
this
one
raise
·whatever remains from the column of
go back to the hours and
whatever
to
a
to the column of
not fill up
write on the
s from whatever totals more
and subtract
When thou hast done accoron the
the birth of the
is after this -- that is
come out for thee to
9 hours and 949
hour. Thus add 2t1 595 to
260, and there
thee the birth of
In the same way do
write for thee the births of 0
to
Teach
arise
in
of a teacher.
out the
in the way which we have
for thee
table. If what came out for thee agrees
in
know that
work is correct and if there comes out to be between the two
them a
of
know that that is a mistake and
answer agrees.
the
of the

of each year.

year of a
is known in the
we have
to the first birth of the years
the birth of
for thee
this
The birth of the
was
Ue added to it
hour
of hours in
form
sions.
\,l]e i'llTote it on the third
the column
the
the 3 hours of the
hour
we
to the 8 hours of the
line
and the total
that, we
with the
and the
knew that the
of the
was
of the

�6

want to
the
the birth
after it
of each

�7see Form
Behold! we
and
so that it is not
made clear and
time
to be
clear from the
become clear to him in the
thus from the
the deed of
out the birth
out the birth of each month goes on
same way
in the same way.. Know that for the wise men the
to the conjunction of the moon and the sun in
motion, and thus thou shalt
it with the
of
Name
the
Know that
look into
my
want, as I
year
be for
become
after the
Deferrable
to
comes out in any of
not be on that

of the

the

and thou must
leans upon it
s
of any month that thou
thee to know on which
New
of that

manners that birth
The rest of them

There are
The First Foundation: v-Jhen the birth of a
comes out for thee to be
4 or
6, New Years of that year is deferred to the
Do not
whatever hours you have, be
few or many.
of what
is like: if the birth comes out for thee to be on
any hour of the day or night , New
of that year
be
if
be
the birth comes out for thee to be on Day
New
of that year
comes out for thee on
6 New Years of that year
5 if the
it
or
.. The
7 Do
are never
as New Years)
But
Day 3 or
5 or
The
is
The

Foundation: vJhen
birth of a year comes out for
which is
for
-- as New Years -- and
An
at half the
more
do not fix
Years
6 hours
what this is
If the
of any
was
is 2 11
and
of that year
J:
was at
less than
even
one
-- for
if the birth was
2 11 1
of
2..
for the rest
of the
for thee to be
2 at 8
hours or
J;
if the
is on
3 at
hours or more
will be
5, because
deferred from 4 to 5. We have
made clear that New
cannot
, when the birth is on Day 5 at 8 hours or more,
same year
be on
7, because it is deferred from
and we have
explained that New Years cannot be on
when the birth is on
at 18 hours or more, New Years of
2 since it is
Day
to
2. The sign of this
is what the wise men of
Memory
(
it
before
noon, it is
afternoon
noon is as

�8
way

�9 ...
Full or
and if there

or

4

3
is on Day 5
there are between them 4
2, the year is
of the
5,
6 , Day 7 and
the
7 and the
there are between them 3 days: Day ?, Day
If the
of which thou dost want to know
is intercalated, do this verv same
) there are between the day upon
is
the day upon which the
there are 5
between them the year is Deficient; if
if 7
, the year is Full The
5~6v
D0 0'F', and
is
the first
an intercalated year is on
? and
the
that
year is
because between the 2 days there
since the
on Nhich the year which comes after the year
want to
know· is fixed, is not
in this count as we made
From what
we have
it
become lucid to
that thou are not
to know
a year is Deficient or Full or
after thou hast
that year and the year
comes
thee all the years of this our cycle in a
and the
Teach
f by it
the form of the
see Form 10 •
Know that whenever
DllF'

year
New
out.

5, if the year
if it

The
Day 3 that year is always
that
is that when New
nor Full, but
but
it is not
it can
or Tuficient as the
which
D and
2' D°
Know that when New
is
it to be Deficient, and
to be
The
in a

is

go back to
make st
to w:ha t we have
and
the
and the
year comes out for thee to be
when New Years
7 or
2 or
it comes out for thee to be
when New Years is
5 and the
thee to be
when the
know that there is a mi
it is found. When thou
New Years and whether the year is Full or
without a doubt the
of each month is known. When the
of each month is
the appointed times are known
the
are kno1,m
a doubt

�of
Of the

��-22-

the month of Nisan of the year which we
is~
918 of the creation (
year)
of
the
of the month of Nisan of
year to be
22 days from the
of the month of Nisan (which was
Day
· came out
1, since there are 22 days between
the
not reach the day of the
as we
We
1
to 22
2; we
reached to Day 3; we added .~3 days to 22 the
day of the
which is Day
Then we knew that the ........_..._..........._
·or
year which is year 4 thousand 918
of the month of
By
subject thou
the month the
of Nisan
be
thou
to know at which
'-'""'-'""" ....... L.•C:..

.i.•..i..;"'o.... ,,

.-..-~~--

in
case
of Nisan is knovm

us at 1 hour

clear
from
when
is not
but
of
fir st hour of'
of the
1

so

��I.

v

��x

�kn owl
of the

e

1

3

2

4

9

3
4

3

5

4

7

3

7

5
6
7
8

1
2

9

1

6

2

9

10
11
12
13
14
15
16
17
18
19
20
21
22

23

5
6

5

6
1
2
3
4
6
7
1
2
4

7
1
2
3

5

�1

be seen from what

we

�x

year

a

in an

x

excess over
excess
excess

one

each
year
years

years

excess
e:gcess

excess

years

years.

excess

�30

20b

the

consequence of
, there are
either
months
of

must
making the

this
the name of
have

as

�remembered

not

ris

a

is
s treatises

faceted; as seen

s

neither an ancient
a

s

a

ta

and doctrine
are

all

�32

about the "natural
method of scienti fie invas

'

of the

ti on

reason

proper

the proper end of

and (to name but a few of the many new ideas) the nature

which exist in the world.

to the first

I limit myself

because it seems necessarily

both to the

refutations and to the introduction of the new method:
can talk about

Before one

kn owl

certain methods of

ess, I think, and before one can dismiss

are

(or

false, and before one can reveal the true end

as

and the method to attain that end, and

of

to be true about the
outside of himself, one must show how the

ition of know!

is

In order to

refute the natural human reason,

it; he must

for so

Bacon must re-evaluate

e been so mistaken and unsuccess
in their

He must talk about the

of knowl

interactions exis

between the soul of man and the nature of

, and ultimately he must show how this "commerce" between the
soul of man and the
say

refutation,

in themselves

11

I use Bacon s word;

word, for I think that,

of the

can be effected

When

re-evaluation 11 is my own

his harsh and

ery

----

and that ultimatel

he must

either fall back upon some of its conclusions, use the force of its
rhetoric

order to

new method

or

As I a
~.....__~-

to
a coherent

the
a conclusion

of the

of the success of the

he

of

of this "natural human reason" and its

relation to the world outside of man, I shall refer often to the
the differences and similarities of the two

�The

as

is

e as

for he is a master at

Bacon would
to lead men

be raised is this:

The question

establ

between the

has thrown into confusion all affairs

the divorce of

Preface

their
words ?

(in the mos
that we mus

em before

ps

is not also

I

a

and rational facul

cise

order

it is mos

the

necessary

emics, and

pre-

understand

can decide as

of

Baconian method

I

the true method of
means

first
shows the

Bacon says that man's knowl
false

the candl

of

distorted

men

these secrets

e

and able to

as

is necessa

hers el

because

are too weak

recesses

man s true vocation to

into the
violentl

causes of
"act.
been
wa

and

laws
But until now this has not been
the

em

in most cases,
s

causes

�34

wha tness 11 of

and

ca us

to nature, (that is, for final and formal causes, and for the
answers to questions like, what is

find out

) rather than

to

work; the first are not

the nature of

tell us, rather

man s

unders

The

to the

and which

about the nature of
, is weak, confused

, and prone to abstract too

in

icable to

notions which do not

therefore, are of little, if any

use

man s dominion over nature.

Bacon wishes to restore man to his true
first

des

ce as ruler of Nature

all the false notions and habits which stand in
and then

the way of

man

a method

In certain cases

means of which he can discover the true causes
of the former

however,

cannot des

out that the

these habits but can

has certa

tendencies,

so tha

this insidious action of the mind may be ranked and
Preface, 445 •

His method, then,

with a way of

the

to abstractions;

its

it is a kind of non-

tial (that is

know!
the

exclusion

unders
ex-

is tabulated and retabulated so that after

of all

instances

of the

, the

can at last be allowed to consider the

"affirmative instances

, arrive at a true and useful

further
is a s
can

; Francis Bacon

"it to be for the interest of the
and future

with his

that

should be

He sets as his task the in-

unders

Bk

a "

which "readil

from the Latin

' XCVIII)

means a
Bacon
and

notions which are "false

to stand,

tion of the

a

reconstruction,

to

some sense

stores up
confused, and

and even,

upon the human mind
and accumulates
abstracted

�other

sa

is clear

Pro em

is at once

ristotle, Bacon conceives of a mind

both

and

a

The

an

seems necessary to Bacon s

telian

to have an

upon the mind

~~~

but at the same time has to
the wrong conclusions

Nature, men come up

the fa ct that

other

blame Nature

it necessary to blame the mind

postual te

men

can be active

that Bacon conceives

active in the

it is

wa

t is

concern

is

ways,

doesn

therefore, since ha

or pursue the wrong
want

for he

is described

skill full

it

is another
t
this is a
of
for in a sense 1
makes
colours into actual colours.
unmixed

in this sense of it is
since

J

Bacon
so

t

so that i

eternal,

prepare
be immortal

e Nature herself
have power

We notice that

enables
of

r~ature

the

are

..i.;......_.;...;........-.~.;;;.;_~

direct
into nature than the former

the

�36

than the restitution and
due and

a

of nature.
II

He uses the

of

effect upon the
--~~

fa cul ties of the

mind, to

......_~~-

to the effect which the

mind, and to

axioms will have upon the unders

axioms can

to nature and its

often, to

of

(and, of course, if the
2

te into nature, so can the unders

clear that the mind, as Bacon describes it, does

It is
have an innate

unders

, and what else can the

than

over nature mean but that he is more

hims el

those

, exercis

of natural

means

, become immortal

ultimate power over Nature

even

if he was to conquer, seems very like this

he had

positive state like l
am mainl

Since

of the

interested in the

of the

mind as Bacon describes it, and in the rela
its "activities

from the

and the

of

those which are called the

Idols

the crucial s

its most s

to be

I

the discuss

the Tribe

in his re-evaluation of

It is here that the

the unders

in one

'

Refute the natural human reason"

which

of which Bacon comes

between

instances..

is used

of 1

is said

The unders

like a false mirror, which,

distorts and discolours the nature of
nature in i t ..
The refutation

Bk .. I, XLI

the natural human reason because

Idols

upon a number of

hiddenness

Nature, 2

not

; among them are 1 ) the

not from the

to be discovered

Truth"
itsel

all the Idols

is

the fact that any true knowl

must come from Nature
that there is

its

tion), 3

al

of Nature
the belief

it does

and 4) the belief that man

If man couldn t know, or if there were

��38

sa

wa remember

9

tha

of sense
the senses:

is misled

hindrance and aberration
dullness

Our notions
• •
the immediate
as Hot, Cold, Black, White, do not
even
are sometimes confused
teration of matter and
of one

The senses are the

the sense
mislead us
flux and alanother

cause of all our mistakes;

more subtle than

therefore

statements about

is

famous

nature" are the necessary resul

man s

certa

is to attain

if

kn owl

For all

himself.
senses

0

the
and

of its nature prone
abstractions
to
are
to resolve nature into abstractions is less to our purpose

than to dissect her

(LI

nature a
means of these

arrived at

almost all cases, the remote axioms
relation to
because

from which

are useless, the "middle axioms" are also useless

The Baconian method
ascent"

in contras , "moves in an unbroken chain

immediate

to

final axioms
a

of nature
he has

were derived, and

so tha

its

and

it never loses

way up, then
are ever watered.

of the

back into the

font 11

Thus, says Bacon

his method, he

have

�has thrown
there is

tra

about Bacon s claim tha

his method

these habits

and
case

form abstractions

and Bacon s method can

When the time comes to

an abstraction

land?

is
I

contras

into

between

Bacon seems
as

addresses

is described

himself

the

refutation"

the conclusions
see

a

I

evident:

cause

be
Bacon:
on

inveterate
to
and raise the sciences
have a relation to

or

�, and the

sense

which is in turn divided into
~~··.. ~~-~tive,

mind.

or

and

elements

Sense and intellect are
of sensation or

the interaction between the
the activities of
from

the

and

and

which are outside

Since these

its el

two faculties have "no nature of their own other than that of
a certain

cannot make mistakes when

(III, 4),

are

the

of sense or

of sensual
and

like

are

are the so-called

about which I will sa

little

that which makes a

to be what it is,
I m fa

of an animal or
forms" which are

are

sometimes

of in this

of as

the "essential
that it is

certa
tion:

the
of the definition in the sense
the constitutive
essense is never in error nor is it the assertion of
but
t as while the
of the
can never be in error the belief
seen is a man may be mistaken so too
in the case of
which are without matter. (III, 6
Forms are often identified, both

Aristotle, I think, and

Bacon,

with final and formal causes
is a
this

soul the
forms
of the intellective soul, and

i t is clear that

for the

is

mind is

~mµv~~ible

without sensa

upon

are somehow derived from

which

for stimulation, and these

are the result of sensory stimulntion of the
of sensation is
it.,. (III,
That is,

the mind

upon the

mind is

work when sensation is not

are

intense stimula

up in the memory

and 2

the mind is

, while sensory organs are

�a

for

we can

is

when we are not
mind is

that is

thus al

to outside stimula
can

the

and acted upon

think without

To
of
an

we can think whenever we want to

even if we don t"believe 0

whenever we want to
as

Error is

and we can

a fallacious
characterized as

That is

white as white can never be mistaken

true

as

is the cause

our

this fact

the assertion ..

this kind of assertion or

a role

assertion is false

we have not

the
forms are
of
means of

11

discursive

can be fallacious

this

this action

i t is said

what
sense
is

is universal
5

these

as a

is sa

as well as
where there
(II , 3
is

the

desire

and
reason

has an

�movement with

is never found

but has no effect upon the
statement, and its

mind.

II

But,

the above

ica tions to the

mind is always
, but
either
or wrong
(
Therefore,

may be

an examina

and

tion

the

conclusion is reached that
inasmuch as an animal is
of self movement; it is not

Both

e

and calculative
tian itself

both of which are the
seems to be

ists

sources of error in the soul

this

in

God forbid tha we should
for a pattern of the world

says

is

out a dream of our own
The Plan of the Work,

llie see, then, that for Aristotle the mind

seems to be the one active force

for stimula

upon the senses

i t moves an animal

desires
animal mus

that active

it too is at first

in the soul,

the

is

have an

of the

desires are a result of

tha

ti on

for

which will resul

from an action before he can be "moved" to

to obtain it.

for these activities

and

the soul has no nature of its own other than a
to be acted

p. 451

sense) is

therefore be contrasted
was mentioned earlier

Bacon

certain

Thus:

that the soul is
to the hand; for as
tool of tools, so the mind is the form
sense the forms of sensible
III, 8
That is, the hand uses tools, and the mind uses forms,
that

is made actual
The Forms are those

them and this

is

means of which

that is

ense

�a

cross a
a sense

as

for
tha , while
each other
sake of

and final causes are sometimes

that

forms

both the form and the final cause are that

an animal "strives

, Bacon says

Matter rather than forms should be the
for forms are
of the human mind
those

tified

them tha
of

of
wherein
it is diverted from more solid

are abstractions,
laws
are
such

ther than

Idols
called

the Tribe
one

7 and

the mind s most

its proper

was

That is,
mind works

advancement

he was

itself as

does tend

forms

O, section

is

man s

be made,

as

less

the

• • • idols of
that can be done

�44

insidious
of the mind
(The Plan of the Work" 444-5

, so that
and

It is

of this nature that the mind must be forced ta follow
the "true

the pattern set for it

of induction.
Aristotle

82con seems to be in

the

marked

of

ties of the soul, 11 but I think that it is very clear that

u

he does not blame all error on the

As the

at the

effort is to effect

of this section show, his

a union of the

and

11

cont.err101.a tive"

intellect,

of the

But it seems

that an additional facul

, if such it may be called,

necessary for this union

some

of the soul, that is

able to stand outside both the
and oversee the

and the
Bacon

of both..

no name for this
that he

the

now that I have
and
mind, it remains that I
and as it were in a favorable
before
Bk .. 1

and leveled the floor of
towards what I have to

in the human unders
For I am
the world, such as it is in fact
(Bk
In his

11

refuta tion

used

of the

a

cxx

1,

Idols of the Tribe,

Bacon has both

Aristotle's theories about the soul..

while

which is
mind

, but if it is also
himself can

be

e calls those

in the commerce between
all sensual

llie see

outside of man the active forces
and the soul of man, and says that

ions,

upon those outside

forces, Bacon, al

that we cannot know

Nature without the use of the senses and that the senses are
therefore

when he says that we may be deceived

even about

True

the senses are

at the mercy of
choose to show herself, and

is

the "active mind 11 must

devise
herself

to reveal
If, as

says, the mind is the

form of forms

��46

the

in

the
but insists that "abstract

sensible
viz both
states and affections of sensible

are not in the sensible forms;

which govern the states and affections of sensible
in Nature, but "abs tract
"restless motion,

11

are

of the mind s

and of its eventual restfulness which is the most

destructive state of all.

True,

what actual sensation

is individuals, while what
is universals
II, 5

But if the so-called "universals" are forms or final causes,
the conclusion of this statement
universals

and these are in a sense
(II'

the

is indicative of the truth, but comes no where near
within the soul;

are

divert it from the true

choke it, infect it,

, and the

of the unders

out

to desire these "universals" is one which can be
and

; it cannot be rooted out.

IV
The outs

1

is one which

s new

of the underthis essay, th2t

have

is

innate

about the
innate,

Idols of the Tribe

for it is these which

are the

one of the mind s favorite idols is its
tions

to be subtle

as Bacon calls it.

linked with the fact that the
that all of Bacon s
careful

or that we are

cannot be done away with

can we know where we are

to land at a

about the motive forces in Nature?

as his

t that final moment

us
away from the lists of

That is,

to abstrac-

But this, I think, (

and flatteries, as

, cannot

when it is time to
on an axiom.

to

which

and land
to land,
a truth

How, when the mind cannot in

�are

sure

a
let

and

necessary

e

this.

�48

But if anyone conceive that my Forms too are of a somewhat
abstract nature, because
mix and combine
geneous • • • if anyone, I say, be of this
assured th:' t his mind is held in
gross appearances of
most certain that these
and alien
from each other, agree in
and that the
power of man cannot poss
and freed from the
common course of nature, and
exaulted to new
efficients and new modes of operation,
the revelation
and
of
of this kind.
(Bk .. 2, XVII)
The Aristotelian:
all the

'
and, as it were,
And the destructive (to this examination):
The· more ancient of the Greeks (whose
are lost) . . . .
did not the less follow up their
engage with Nature;
(it seems) that this very question, -- viz. whether
can be known, -- was to be settled not
"Preface", 456)
totelian 11 answer is very interes

in the l

of the
but surel

the

tables

are not

in the way that Bacon s

rhetoric is -- a moment must come when the unders
the forces of persuasion, comes to its
when it is clear that the mind is

But in terms of
s

conclusions,

the

of

extentions of Bacon's

("of this

of the under-

and its intercourse with nature, the last answer to the

question is the most

If we remember that Bacon tells

us often that the true method takes a crooked
s

, unaided

with the senses, then

to

to

(for purposes of •

of ascent,
axioms, then
' as well as

Truth therefore and
are here the very same
and works themselves are of
value as pledges of
than as
to the comforts of life.
(Bk. 1, CXXIV)

y

�we can see tha

a very

on the one hand

is

be

can't be sure of an axioms truth until

i t to the

and see if we can

said we could do, and if

on the other hand, one of the innate
and then

of the mind is to first form an
all other new information so it will seem
that true

may say

then

is not

nature of

the

That is

of the

it is not so much that

are one and the same, but that, for purposes

truth and

, what proves

scientific
.;.;.;.;;;;:~_;;_...;...-;;;._.;;;..;;;.::.~

be called a

true cause,

be useful
since we cannot

to make mistakes

of the
The

our examinations

we are
able

to say that we

This is

govern

about the motions of natural bodies

that if we can re-

this law to natural bodies and effect

a

be

direction

in the

therefore

t is

and util

finds this facul

Truth

in the direction of

are here the

intellective

then we will

same

which knows Truths as such,
all those in

soul

Bacon

most prone to err.

and

t

consequence

and if

is possible

*

1

Roman

2)

c
in
the

we are

will say tha

efforts succeed

*

*

*

Henceforth
will not as a rule be
indicate the number of the
in which the
appears
the case of books other than the ~~of
book will
after the
tion
Preface; 433, Preface; and
I Bk.
CXX
Bacon is interested
IX,
as an
of Nature

�50

To say that calculative mind
to Aristotle s
; the
tion' seams to me to be a
4)

s

one ..

C. F. Bk .. 1, CXX, XCII, CXVI, CXXVI ( 11 ! do not sl

, but govern it" ..

the under-

�Class:

Members of the Gradua

carry

'

with courage and

will be times when

can muster,

all the

which you are about to

new

that

you well and to express

first, to

Permit me

For many of you, I
in restrictive circumstances where the

find

chances

limited

and action seem

you will manage to

these narrows, and to discover

in

exercise of your powers.

a sa

what I should say
, however

f el

moral

ities

I feel

this

situation

evasion.

some

What I shall be

direction of
at all

it is because

to

or

is an intellectual conscience.

find

f a member of a

and learners who live now or who have lived and written or
pass over

true.

t

see a

of its revelations,
as a scroll when

before.

I

silence the
intellectual and social

What is

If I can

said
of

means disconnected.

seems

the age we
years ago,

t ever shone before
intellect
trace the rise of constitutional
steadil bend a
it to trial and execution
see the
t
their rulers into a
and
and the
men and the
men and every bondman and
the rocks of the mountains
fire expose the
miracles, the
the very 'heavens
him sae the restless
, see

�52
immense distances
violence to
, and
in such a fire of
as less salamandrine
could not have endured; and he who viewed Hell without
would fall to the earth
before the terrific
of intellect
which God has scattered broadcast over this whole age. 11
What, one wonders, could Peirce add if he were to return

f ram the A. Lr. C

under

melvin Calvin, a molecular
that the next

in human evolution is the

and

of outer
upon the

be undertaken, because

space; that this s

that it may suit man in the

each
future to

and read

the orbit of the moon; that there may be other

similar

at some millions of other

in the universe; that our view

of life and of man is

of the

of a trivial to

that of a ma

come to this view

entirel

inverted, from

that

, we

cosmic influence; and that,

tal and observational

upon the basis

science and scientific
Peirce s next

reads:

This
's
taken
ery -- clever feats -but this age is that in which
once more from Revelation
the
sun becomes black as sack-cloth of hair, and the moon becomes as blood,
and the stars of heaven fall unto the earth even as a
tree casteth
her
, when she is shaken of a
wind.'

reaction to all this is less bra

than visceral.

man as a frail creature, a reed,

reed, as Pascal says.

Phrases like 'the conquest of space' or

And I

of nature' seem

that there are

ourselves and our machines

I tend to think of

than that of

more

the earth ..

the surface

a bit of the available

and I can accredit ourselves as
modest ways may be able to do

, and in

the earth habitable

toward

the waste of natural resources, the wanton destruction of trees, and
to persons

violence and
our own, and insis
the
called upon to deal, and
barbarism;

on the enforcement of civil and criminal law;
is

of the situations with
our

in the scales

standards in el

and

t fanaticism and

education;

and in other ways which will occur to you or be forced on your and my attention
now and later..

Some of the details are

of human life and

e, but the end is not.

not be the

The

t

e

�53

most
consistent, we must 1
f a

scale

the means

as

universe is
it is drawn

and the stars are as small as dimes

Now
so many voices

of

more every

in such various tones

of sober sensibleness, of threat and
stern realism,

to truth

there is an

dreams

All will agree:

there

axes
hones

, all will

will agree.

is

I

is

reason

conscience

and

can learn it well
discoveries

The course is

a series

a process

is

is a process

schemes, or deductive
lucid for
has any

the

not a surface, one has

earn repea
Some

I

was clear,
s

as

say,

was

�54

realize with a little shock that energy cannot

be localized in space

assumed it could; or as one can

he had somehow
sonnet he had

read in one way

can call

I

and

about, as does a
This

This

there is a

which

of the scholar who

his way

in

, of course,

and it

s love of his shrubs and

the

the

find that a

can be taken in another.

re-examination and reflection can go on for years,

as

•

and the wall.

must dwell

There may be

But let me say a word for the faithful scholar.
It is

with

that can be known about

to know

differential

scholar

about every-

, or to have de-

astronomical tablets, or to have followed the behavior of
bees

detail

the

of ritual and

traced

or Kant till the loci of
has its

, or to have studied Philo JudaeuE

of archaic

are all familiar.

fame; and it has its

satisfactions,

conscience.
could

about matters that anyone

There is a virtue in

s

if he

Such

had the

the

and could take the

time.
Please understand:
unless you want to.
you know.

to become

am not
am

whoever you are,

You cannot know all that

to know some of the

there is not time.

But to

the veil of a

is to

the swindle

will detect the muddle,

Here

direction of the

the inadvertence, when

or

more than

with closed doors, and a
tion.

It is

of exhibits that

t can be
and

to progress

he is
ect matter

of hotmislead

But do not be too harsh on
of science, that

the sake of progress,

been so divided
breadth of

know.
Amidst a

And what if you do enter the
to choose

you will be

detect it

out.

has

It is so that the scholar can

dead, before he has

any
make for progress

or
as a

�ects

progress, we become

side-effects

the

seen in the

can no

God

and

not follow that

But there are

reliabil

a scale

diminish

it does

And

that
could die old and full

life because life underwent

had

believed

confronted with a

advance in ideas,

be tired of life, so that
scholar, as I
say

with melville

hearts

man

life could

him death has los

scholar as

its sense.

described him, cannot answer this
tears and hie aloft to

down
can add

wi

take

the scholar to

•

as

St. John Perse
the

claims

He antedates science.
seer

archaic man
cosmic

rel a
order

of cosmic events

the secret
be sa
in esoteric

of the world.
attested

and so there were
the sacred riddle

it was necessary

This
and

Listen

questions:
I ask

naval
where is

the earth I ask
where is
seed of the stallion
ask
"Whither
moons and the hal
the seasons --

�their desire hasten
Whither in their desire hasten the waters?

them
and
the source of

riddles; you solved them or for-

the ritual riddles were
feited your head.

wisdom to

It was accounted the

a riddle no one
contest among the

Yanaka holds a

could answer.

a thousand cows.

his sacrifical feast, with a

, has the cows driven away for himself before-

certain of

wise

to defeat his

hand, and

The

One of them

unable to answer,

from his trunk and falls into his

loses his head, which

Reverend

cries out

when all are silenced, Ya

Brahmins, if any of you wishes to ask any questions let him do so, or all of
of any of you, or all of

if you like; or let me ask a

if

or kills himself out of

In Greek tradition, the seer Chalcas dies of

His followers attach

, when bested in a riddle contest
themselves to the

Menander in the presence of 500

with

The Venerable

lonians and Greeks and 80 000 Buddhist monks, throws out each of his dilemmas
Find your way of that one, your Ma

with a

here

We are not far from the
fifth

Greece.
is

For the cosmos,

from which

arise.

have to render

For, says Anaximander,
did

But the sacred

of words

vouchsafes the divine decision

word is, but in the first instance it is a gesture
and a
to a

activ

the

I propose that, with

bad

our words, each of us makes a world which he inhabits

is to

tion to

be nonsense, were it not for the fact that it is not

reason it is not may be that we are all

supposes an intention

e

to the ordinance of time

one another and atone for the wrong

Now all this

love and hate

in that same

must

is

the

the furies must be

rule the universal process
of course and

and he

ike the riddle contest

Strife is the father of all

tic

attraction and discord

power

But the word still has aacred,

who knows it, can live his life.
seer and

who booked such fabulous successes

It is hard to say what a
like all

it pre-

Unlike other gestures, its
convention, an idea or universal

�center is

a

the intended
The central

one

mere
same

has lifeless

same

or if it

same
, from one identi

does so

from one context to another

to another

of immutable combinations

mere sound is inanimate

structure

this becomes evident to me if

the

to

f several times

observe it in its starkness; it

that I
, dried-out

dead

The

it is the
for different men.

nevertheless new.

on the other hand, can be called

of memoriGs associated
Like all

it is

ted and

it is

The memory is

when a memory stirs

appears as bizarre

and associa

a storehouse of

I have an

which res

an earlier one

, or a sentence

a

, or consonant
I live

t is
dissonances

works
that

us

human heart

some ultimate

is

says 5 •

is

mysterious

Parse

time
I

an unwarranted
far

tehsad says
ict

make
a

are those

mistake.

olive branch

before all

the wand

in the hands
turn
systems.

master

�58

Here all is

ear

This may be, a mathematician

, because he has created the entire structure himself
fact that, while

It is a curious

discuss their role in terms of
what

mathematicians, in

and truth

do, use words like

But I am more concerned at the moment

el

and

the fact that

method, but its deliberation and

s

mathematical

, can reveal every

orderly demonstrations carry me
How is it situated in the
mathematical

in

certain

another

The domain of mathematical

of which all the

are

each new
When the

of the

has

of other

of these new

sufficient

had their

without

The

are

has an internal life

mathematical

The various elements of mathematical

are indissolubl

which have led to its appearance, and

related to

s

of any one of them returns s

mathematical

and

he may be able to define them in an autonomous way

not fixed once for all.

one another.

The domain is unveiled

accessible.

opens new

to the earlier theories in

to the

to all the processes

e

of

from its
as

succeed in

it from the

and represent it

verifiable
of associations
of
, and

mus

is
in which it first

which borrows from that

a

data,
The

is not before

or structure may lead to the

ects or structures

the data of

the constructions are enchained in itineraries that

one can somehow traverse.

structures.

te

~..::.;::;~..;;;;.;:;.~

in one way

The evidences obtained

of a

in an

or

These constructions

progress

nor

e world with which we can

for instance,

a

cons

how is this

as such in the field -of

immediate rela
lated.

, as on a

ife of consciousness?

ects are not

belong to a .

in an assertion

, each s

We can ask:

fulcrum, round the law of

the

a

ization is

ever more

It must shell out, from a
determinate

•

It must

in the mathematical
as more

structures are

the

�59

conclusion?

t

it all too briefl

was

autonomous

tions, and contain in itsel
would constitute the

a

which would

the

to all further

mathematical

mathematical

and

here be

oeonT"!::'I

tion

elaborated in

that

ti on.

The

be

, but would go

and substitute for it.

the limit-idea of a

silent and full

own proper intell

We are here before
exis

its

the characteristics of

the

and those of

model and

all

discourse
I

means of formalization

y

a total

is unachievable.

various theorems
sta

it has been

detail the
claim that,

are

content of these theorems

the

But I

that

there is
s

more
back

resolute!

to reflect on its role

of formalization, and

one can see the limitation theorems as

believe this view can be
the relation between the

ife
character

the

out

instance

a

infinite and the actual infinite.

is the notion of an

each o

constructive
; the latter is the resul

be

that

to

substitute

There is

tha

be said about their

knowl

tha

heard that such a system cannot be achieved

which can

a

realized
Both

and mathematics construct, and

, as into an exterior

space, the formulae of their achievements
mountains

Both

mathematics, and

their
mathematics of

an incessant

with the world

ways

a

I am

Both a

a

in widel

Where are their roots?

which is not a
as a

seems

most

e

one

conseientious conscience.
to be a

indeed, the

The mind s
its work

What

�is

affairs

the connectedness of a manifold of elements.

The

grasp

eness

is

idea
correctness

tive links
movement is

Whatever is

time

escapes from the immediate coincidence

self with self

into the evanescence of the past.

itself the

There is no moment

of all the others, a

f the

as well as the future and which

itself

dimensions of all

instant involves elements tha

What is
sense

are
these

conscious

pas

mode

Consciousness
the

the future

, is open

There is an

what is not

consciousness
the non-

direction

the

, is
moderation.
s

pas

as

ied
seems so characteristic
past as i t

t
is there
can have sense

it is
an outside

some

has had

constitute itsel

consciousness
roots

, is

its

attunement to

can raise the question

its

, and to pursue
courage

its

�virtues

Let

gesture

this

liked i t

et
back

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                    <text>T HE

C OLLEGIAN

tv.iA y _JUNE 1964

�C0 N T E N T S

A Rational Extension of the Fifth Book of Euclid 0 s Elements
David Stephenson, Tutor.
Poems

. . . . . . . . . . . . . . . . . • Charles G.

The Gnomon:

.....

Bell, Tutor •

7

A Note on the "Knowern. • • • • •• Eva Brann, Tutor ••• 10

Fear and War or Fear and Peace?

*

*

...
*

*

• Andrea Jacobson,

*

*

Editor • • • • • • • • • • • • • David Lachterman
Business Manager • • • • • • • • David Rasmussen
Editorial Assistant • • • • •
Susan Roberts
Faculty Advisor
• • • • • • • • • Eva Brann

9

65 ••• 39

�'

·.. -r

•

It is my sincere hope that the Collegian has been of
value to the community during the past year.

My endeavor

has been to present the best writings from every area of
the Program along with outstanding independent work.

In

addition, an effort was made to encourage creative writing,
specifically in the medium of the short story.
ness of the response to the announced

0

The meager-

Short Story Contest 0

led me to give greater credence to the oft-expressed complaint
that the requirements of the Program enervate literary
energies.

In the hope that the summer vacation might witness

a revival of those energies , Miss Brann and I have decided to
ext end t he cont est unt il t he first week of the coming school
year.

Stories may be submitted to either of us through the

college mail.

The prize is still $20.00 for use in the

Bookstore.

DAVID LACHTERMAN

�A RATIONAL EXTENSION OF

T~E

FIFTH

~OOK

OF EUCLID 9 S ELEMENTS
David H. Stephenson

"!

ratio is a sort of relation in respect of size between two magnitudes
of the same kind. n "When of the eouimultiples, the multiple of the first
magnitude exceeds the multiple of tl'-~e secc.:-id, but the multiple of the
third does not' exceed the multipl8 of the fourth, then the first ( ·.~agnitu~)
is said to have a gr~ater ratio to the second than the third has to the
fourth. "
-;-- -In comparing these two definitions, one cannot help but be struck by the
·comparative adjective "greater" ( /'-'i ({c:- Vrf.. ) applied to ratios, for it
presupposes that ratios themselves have size. And if they have size, is
it not possible to determine a ratio of ratios consistent with Euclid 9 s
fifth book?
Definition 7, quoted above, is apparently included by Euclid to giv~ a
name to one class of ratios which are not the same, but also to distinguish
this class from the other class of unequal, or rather nnot samen, ratios.
That is, given any ratio, there are innumerable ratios other than it, and
these fall into two classes: those which Euclid would call greater than
it, and those than which it is greater, i.e., those less than it. These
three classes, the same, greater, and less, could of course have been
distinguished by adjectives without quantitative connotations, such as
same, light, and dark, Therefore the use of the word, "greater;t, to
describe a relationship of ratios implies a common conception of them in
some way akin to the conception of magnitudes.
This kinship can be explained in two ways. · First, Euclid and his con. temporaries may have felt that in the case of ratios to the same, as in
propositions 7-10 of Book V, the relative size of the two antecedent
magnitudes obviously determines the relationship of any two such ratios.
Thus a greater magnitude should be said to have a greater ratio to the
same than the less has. Since all ratios can ·be compared by finding
proportionals to the same, they can be called greater, less, or same
according to this reasoning.

.J

Secondly, the definition of ratio quoted above.implies more about the s"ze
of a ratio than 1 is immediately apparent in the translation. In particular
t&lt; 1'T ~~ ff 1:I /~ l K o 17! ,-(x , which Heath prefers to .translate "in respect
of sizen gives insufficient indication of what kind of relation between
two magnitudes con$titutes their ratio. There are two possible ways in
which the size of two unequal magnitudes can be basically compared: one
can exceed the other by a certain magnitude, or one can be a multi?le of
the other, Regardless of any ambige.ity in the term {t-11)L.1c..~11·/ &lt;;
,
Euclid could not have meant a relation with respect to difference of size
as in the former comparison. Therefore a ratio is in some way dependent
on the ~u~~titpltcative relationship of two magnituaes.
This is clear in the case of number3 and commensurable magnitudes, so that
Euclid does not bother to define either ratio or greater ratio for numbers.
Such magnitudes (or nUJ.'nbero) obviously have rati.os 'greater than, the same as'
or less than each other according as th- first antecedent magnitude contains
e
more, as many, or fewer pnrts of its cons$quent magnitude than the other
antecedent contains of its consequent. (That is if the parts taken are

�- 2 -

equal to the largest common measure.)
Moreover the definitions of same and greater ratio for incomrnensurables
in Book V hardly differ at all from the above definition for comrnensurables.
Definition 5, for example, can be restated in the following way:
Magnitudes are said to be in the same ratio, the first to the second and
the third to the fourth, when the first magnitude contains as many parts
(submultiples) of the second that the third contains of the fourth for all
equisubmultiples of the third and fourth.
That this is equivalent to Euclid 0 s definitions is evident from the fact
that according as the multiple M of one magnitude A exceeds, equals, or
is less than another multiple N of a second magnitude B, the first magnitude A itself must exceed, equal or be less than a multiple p of a part
of the second magnitude B, ·where the part BQ is the same submultiple of
the second magnitude B that the first magnitude A is of its multiple M,
and P is the same multiple of BQ that N is of B.
In modern notation :
if mA ~ nB then

~ nB = n
~
m
M - - - ·----·--+-------.
A

/If----+---

B
m
A------

13

- ·---T-

---r----

({

But this means that the relationship of two ratios is determined by the
relationship of numbers of parts of the consequent magnitudes contained
by the antecedent magnitUdes. If the numbers are the same for all equisubmultiple parts then the two ratios are the same. If in some instance
the nu.~ber of containable parts in the first ratio exceeds the number in
the second ratio, should we not say that the first ratio is larger than
the second? (This is equivalent to Euclid 0 s definition?.)
Although the above arguments are implicit in Euclid 0 s Fifth Book and are
justifications for his assumption that ratios have size, they also point
to other similar asaumptions which Euclid nevertheless refused to admit.
For if the fact that ratios have size is deduced from the quantitative
relationships between magnitudes or numbers inherent in different ~atios,
then their nrelation in respect of size" , viz. the quantuplicative
relation of these ratios should also be prescribed by these numbers or
magnitudes. So it should make sense to speak of a multiple of ratios or
a ratio of ratios.
Ratios of Ratios
Consider the following ratio of ratios: (A:B):(C:B) and the ratio of
magnitudes A:C (A,B. C therefore being of the same kind). Then if A
equals C, it is immediately apparent that (A:B):(C:B)::A:C since A:B::C:B,
therefore A:B has the same size as C:B, i.e., the magnitude A:B equals
the magnitude C:B. By dint of the com..mon notions equimultiplesof equal
magnitudes are equal; larger multiples of equals being larger than
smaller multiples. And Definition 5 establishes the above proportion.

�- 3 However if A does not equal C, (A:B):(C:B) may be greater than the same
as, or less than A:C. For instance, assume (A:B):(C:B) exceeds A:C for
all A greater than C. Then this is true in particular when A is itself
a multiple of C. By Euclid~ s De±;inition 7 there are equimultiples -- say
W;X of A:B the same multiple as K of A, and Y:Z of C:B the same multiple
as L is of C, -- such that i:v:X exceeds Y:Z but K does not exceed L.
Symbolically depicted:

W:X::(A:B + A:B +
K= ( A + A +

... + A:B)
...
+

A )

&gt; (C:B + C:B +
&lt;.. . ( C + C +

... + C ) L
... + C:B): =:Y:Z

Then since A is a multiple of C so is K. But K is less than or equal to
L. Therefore L is a greater multiple of C than is K, or else L and K are
equimul tiples. Whatever multiple K is of C let that multiple be taken of
C:B, and call it P:Q. Then K and P:Q are equimultiples; so are L and Y:Z.
Since L exceeds or equals K, Y:Z exceeds or equals P:Q, and 1~:X must
exceed P:Q since it exceeds Y:Z. Let S:T be the same multiple of C:B
that A is of C. Then since K and P:Q are equimultiples of C and C:B, they
will be equimultiples of the equimultiples A and S:T. And W:X and K are
also equimultiples of A:B and A, so W:X and P:Q are equimultiples of A:B
and S:T. Therefore since W:X exceeds P:Q, A:B exceeds S:T.
Hence a necessary condition that the ratio of two ratios (with the same
consequent) exceed the ratio of their antecedents whenever the first antecedent exceeds the second is that the multiple of a ratio be always less
than the ratio of the same multiple of its antecedent to its (unmultiplied)
consequent. That is, if (A:B) :(C:B) &gt; A:C for all A.greater than C then
E:F &gt; G:H whenever E is the same multiple of some magnitude K that G:H
is of K:F. (Algebraically, E:F: :mK:F &gt; m(K:F): :G:H for m &gt; 1)
It also follows from this that if A is less than C, this condition requires
that (A:B):(C:B)
A:C. In other words (A:B):(C:B) exceeds, is the same
as, or less than A:C according as A exceeds, equals, or is less than C.
Such ratios exist already in Euclid's work: the duplicate ratio or ratio
of the squares on two magnitudes, for example. Thus since the duplicate
ratio of A:C does exceed, equal, or become less than A:C as A exceeds,
equals, or is less than C we might simply equate or define the ratio of
two ratios having the same consequent, (A:B):(C:B), as the duplicate ratio
of their antecedents, Duplicate (A:C). But any such definition pr esumes
the necessary condition stated above concerningmultiples of ratios.

&lt;

Such a condition raises the following question: when one ratio is greater
than another, h£:d: ~ greater is ii? The multiple of any magnitude, including ratios, is so many times (viz. double, triple, etq.) as great as
the magnitude of which it is a multiple;. if then one ratio is a multiple
of another, the larger ratio, considered as a magnitude, must be so many
times as large as the smaller.
To answer this question is it not most consistent to continue in the
direction begun by Euclid in the seventh definition of Book V? That is,
as was pointed out earlier in this article, Euclid's assumption that a ratio
can be greater than another is based on the fact that some magnitudes (in
the limited sense, i.e., excluding ratios) numbers, or multiples of magnitudes are greater than others. In particular it probably struck Euclid
as obvious that, as proposition 8 states, '~the greater (magnitude) has to

�- 4the same a greater ratio than the less has". This proposition along with
the preceding one therefore imply that the relative size of two ratios with
~ ~ consequents i§. determin~d 2:z. the relative size of their antececten'ts.
And thus a ratio R:S, where R is a multiple of another magnitude Q, is as
much larger than Q:S as R is larger than Q, i.e., R:S is the same multiple
of Q:S that R is of Q.
Accepting this as a logical consequence of Euclid 0 s definitions and propositions, one must also agree that (A:B):(C:B) is not greater than A:C for
all A greater than C and less than A:C for all A less than C, because we
have just proved that this would require that for any R a multiple of Q,
R:S must be the same multiple of Q:S, and the ratio of the multiple R of
the antecedent Q to the consequent -- (R:S) -- was supposed to exceed the
same multiple of the ratio (also R:S), which is impossible.
With multiples of ratios so defined Euclid 0 s propositions in Book V can be
easily proved, and in addition the following four propositions relate
ratios of ratios and ratios of simple magnitudes.

-

Pronosition 1
.

The ratio of two ratios having the same consequent is the same as the ratio
of their antecedent magnitudes.
That is given any A,B,C, magnitudes of the same kind (A:B):(C:B)::A:C for
if not (A:B):(X:B) is greater (or less) than A:C. Hence if greater some
multiple of A:B, say P:M, exceeds another multiple of C:B, say Q:N, but
the first multiple · of A, say K, does not exceed the second multiple of C,
say L. But since K and P :M are equimul tiples, P :M: :K :B. Similarly
Q:N: :L.:B. Hence K:B exceeds L:B and by Euclid's Proposition 10, K exceeds
L, which contradicts the hypothesis. Therefore, etc.
Similarly (A:B):(A:C)::C:B

Q.E.D.
Proposition

~

The ratio of the ratio compounded of two ratios to either component ratio
is the same as the other component ratio; and if the ratio of one r at i o
to a second ratio is the same as a third ratio, the first is the same as
the ratio compounded of the second and the third. That is given any six
magnitudes A,B,C,D,E,F, such that (A:B comp C:D)::E:F, I say that
(E:F):(A:B)::C:D and (E:F):(C:D)::A:B.
As Euclid demonstrates in Book VT., to any three magnitudes a fourth proportional can be found (provided the ratios of these magnitudes can be
expressed as ratios of straight lines). Hence let A:B::K:L and C:D::L:M,
where K.L,M are straight lines. Then (A:B comp C:D)::(K:L comp L:M)::K:M,
and so K:M: :E:F. By the preceding proposition (K:M:(L:M): :K:L and
(K:M) :(K:L): :L:M. Therefore (E:F) :(C:D): :A:B and (E:F) :(A:B): :'C:D. Again
let (P:Q):(R:S)::T:U then I say that P:Q::(R:S comp T:U). Obviously from
the above if (R :S comp T :U): :V:W then (V:W): (R :S): :T :U, hence
(V:W) :(R:S): :(P:Q) :(R:S) and V:W: :P:Q. Therefore (R:S comp T:U): :P:Q.
Q.E.D.

•

�- 5- .

.The sum of two ratio$ having the same consequent is the same as the ratio
of the sum of the antecedents to the consequent. That is, given any three
magnitudes (of the same kina) A,B,C then (A:B + C:B): :(A+ C) :B.
Since (A:B):(C:B)::A:C then by Euclid 9 s Proposition 18, Book V (which it
is easy to prove for ratios as magnitudes) . (A:B + C:B):(C:B)::(A + C):C and
by the preceding proposition (A:B + C:B):: ((A+ C) :C comp C:B): :(A+C) :B
Q.E.D.
These three propositions in effect define ratio of ratios and addition of
ratios and also redefine compound ratio as . the inverse of ratio of ratios.
That compounding also corresponds in some way to multiplication of numbers
is evident from the next proposition.
Proposition

±

If four ratios are proportional, the ratio compounded of the extreme ratios
is the same as the ratio compounded of the m~an two ratios.
That is: given four ratios A:B, C:D, E:F, G:H such that (A:B):(C:D)::(E:F):
(G:H) I say that (A:B comp G:H)::(C:D comp E:F). Since it is possible to
find ratios the same as the above with either the antecedent or consequent
prescribed, it suffices to prove the follo-wing:
if (A:B):(K:B)::(B:L):(B:M) then (A:B comp. B:M)::(K:B comp B:L)
But this is immediately apparent since (A:B):(K:B)::A:K and (B:L):(B:M)::
M:L, hence A:K::M:L
Alternating according to Euclid 0 s Proposition 16, A:M::K:L. Therefore
since (A:B comp B:M)::A:M and (K:B comp B:L)::K:L (A:B comp B:M)::(K:B compB:L)
Q .E. D.

Ratios and "Real Numbersn
The fourth and last of these propositions closely resembles Proposition 19
from Book VII of the Elements. Someone might well ask, how are ratio and
number related? And the ·startling answer is that ratio is number and number
is ratio, al though in a somewhat larger sense of 99 number" than Euclid was
familiar with. That is, ratios are the same as the nposi ti ve real numbers' 7
of modern mathematical jargon.
All numbers are 77 relations in respect of quantuplicity, as are ratios.
"Threen means nothing other than the relation with respect to quantuplicity
of three things and one thing,* it cannot exist without a unit. (Even for
Euclid "a number is a multitude composed of units.") The distinguishing
characteristic of numbers is that they are relations 'With respect to a

* Used as an adjective, of course, the number attributes this relation to
the noun it modifies.

�- 6 single and non-arbitary unit.
17

An unit is that by virtue of which each of the things that exist is
called one." Things are called one, moreover, by virtue of a relation,
namely ~ relation 1.£ respect £.!: quantuplicity between ~ thing ~
itself.. Something is called one virtually because it is the same as
itself.
Therefore the unit is in fact the ratio in which antecedents and consequents are the same. Euclidean numbers, i.e., integers, are multiples*
of this unique ratio, or equivalently by our previous hypothesis, the
rati,o s of multiples of any magnitude to the magnitude itself.
Besides the integers and the unit, the real numbers include the so-called
0
rationaP~ and "irrational" numbers.
The former, as their name implies,
are ratios, distinguished from the latter by the comrnensurability of
antecedent with consequent. The '9irrationalsn, (in the modern sense of
the term) are also ratios, but ratios with incommensurable antecedents
and consequents. Although neither rational nor irrational numbers are
multiples of the unit, they do relate to it quantuplicatively since the
ratio of any real number (i.e., ratio) to the unit is the same as itself.
For example, (A:B):(C:C)::(A:B):(B:B) since obviously C:C::B:B. And
(A:B):(B:B)::A:B. Therefore, (A:B):(C:C)::A:B. FUrthermore it can be
proved that ratios as real numbers, ill 121£ show an isomorphism with the
points of a line, that they are continuous, and that they are distributed
copiously among the integers.
If Euclid had not chosen the word 0 greater" to describe one class of ratios
not the same as a given ratio, and implicitly the word "less" to describe
the other class, if instead of greater and less he had chosen to call
them light and heavy, masculine and feminine, hot and cold ratios, these
conclusions would be inconsistent ~dth Euclid 9 s thought. But he did
choose that word. Therefore it is consistent.
Q.E.D.

* something can be multiplied without reference to number simply by adding
to itself.

�- 7FOR

HOUGt~TAGANDIE

Charles G. Bell
Even the Romans in the decadence
That heaped the fallen world i:Ni th monuments
Of their gloom, and when the bitterness of sex surprised them,
Loved it, sought it, prized it.
And from fabulous shade of the Dark Ages,
Out of crypts and cloisters, rise nameless voices
Avowed monks on their knees inclining
To the dear socket of a girl 0 s inturning.
Our own forbears, sanctimonious Puritans,
Warmed beds with bundling; staid Victorian
Dames, under bustles of silence, veiled the same fesses,
Smooth, indented, thighs spread for caressing.

Body, naked, cloven, supple, swaying
Here while the great cloud waits in abeyance
At the sun's horizon, shall we not mate and slu.mber,
Our foldings wreathed:on the leaves of Indian Summer?

�- 8 - .

THE NEW FALL
Charles G, Bell

17 Triste, triste is the fall, the sad fall,
With wind and mist and leaves that fall."
(Victor Hugo, who was, alas,
The principal poet produced in France.)

While we, in a culminance of gold -Tulip and oak, sassafras, ash,
With wine and scarlet of dogwood and gum,
And the filligree of creeper and thorn -We, stripped to the skin, in rivers of sun,
On .the hilltop stand, and cry the love
Of these twined selves and earth that moves
To the waste of winter by a turning road.
W swear the rapture of this new world
e
Is the sun°s seizure on flesh of the fall.

�- 9 ..

ON THE SHORE OF BIRTH
Charles G. Bell

I wake from a cruel dream:
Odysseus, brandishing the blade
At the threshold of sleep,
Drives back the spirits
From the pool of blood,
Seeking the prophet.
I, clawing through dark
To the spilled sacrament
And wine of force,
Tear sleep with my cry:
"Odysseus, stern guard,
Put back the sword;
I am he; let my tongue
Blossom in speech. 01
I wake, my mouth filled
1Ni th the salt reek of blood.

�- 10 -

~

nrNDMQN

I

�- 11 -

THE GNOMON:

A NOTE ON THE "KNOWER"
Eva Brann

I.
II.
III.
IV.
V.
VI.

VII.

Shadows as Images: the Astronomical Gnomon
Images as Tools: the Geometrical Gnomon
Tools as '7Knowers": the Ari thmological Gnomon
THE SUNDIAL AND THE ORIGIN OF CONICS
THE SUNDIAL OF VITRUVIUS
Notes
(Correction§ to AN ANATOMY OF ORBITS, April Collegian]

The gnomon,rival in interest to the canon (Collegian, Suppl., November 1962),
appears thrice in the mathematical texts of the freshman year: in the fall
in Euclid (II, Def. 2) as a geometric shape, in the winter in Nicomachus
(I, 9) as a numerical scheme and in the spring in Ptolemy (II, 5) as an
astronomical deyice. "What do its forms have in common and why is it called
Uthe knower" ( 0 '!"
wv
' from 'f \.'I v ~ en&lt; H v., to know)?

wr

I.

Shadows

~

Images:

2

Astronomical Gnomon
"Proper people usually take their shadow
along when they go into the sunH.
Chamisso, Peter Schlemihl

It is among the wonderful facets of the visibie world that every solid body
under the sun casts a shadow. To be exact, there are two sorts of bodily
shadow, which Leonardo da Vinci, whQ was fascinated by . this appearance,
called "primary 71 and naerivative".1; The first belongs to the body itself
and is a consequence of the curious fact that bodies, in their opacity, stand
in their own light, just as they hide the larger part of themselves from
sight (whence the eye and the sun are often compared; in optics this leads
to the notion of visual rays -- cf. Euclid, Optics, D~fs. ).• , Therefore their
surface, or as the Greeks said, their ~'apparencyH ( E\fLc\'o..v £ .LCA..
)2J
always has a bright and a dark side. In the ancient world, which still
lived under one primary source of natural light, this was an overwhelming
fact. Greek pot-painting, for instance, -- a craft humble and popular enough
to permit us (as go classical text ever does) to speak of the predilections
of "the Greeks a-- · testifies to this. Athenian pottery, which was produced
in tremendous volume and sent to the ends of the known earth, used two
basic techniques, the one belonging roughly to the "archaic~' sixth, the
other to the nclassical n fifth century B. c. Archaed)logists speak of them as
"black-figure~'J) and nred-figure" respectively. In the former technique,
the figures of men, boys, horses, armor , girls (listed in descending order
of interest) and other paraphanalia are put in rich black glaze onto the
bright orange ground of the Attic clay. Therefore they appear to be seen
against the light, as schemata, as flat, sharp, black silhouettes, slimmed,
as they would be in nature, by the encroachment of the light around them.
In the later technique the reverse is done -- the figures are "reserved" out
of the black glaze covering of the pot. Therefore they appear as if the sun
were full on them, and, being nourished as it were by light, are generally
larger than the black figures, while the addition of black interior contours
gives them a more substantial look: Leonardo aptly called such body shadows

�- 12 ...

"the expression of body ;~ . Their use w elaborated by Greek painters into
as
a technique called n shadow-painting" ( o- v.. l £A y f o.. ~ (. ~
) , a species
of trompe-1°oeil which makes the image look more natural than nature; it
is often cited by Plato as the .very paradigm of the art of illusion.
(e.g., Republic, 365c, 52JB, 58JB, 586B, 602D).
But the two grandest and most instructive examples of all such shadows
were, as Empedocles taught, the darkness of night, for
11

Earth makes night by standing under the rays . of the sun
&gt;
,,.

r....
,.,
/c;,.,
c tf)
,,
/'
/
( vu V:.TC\ a~ yQ.Lo.. ·nv1crw V\LO"Tyt.vll\ ~o...££0-0'1..

n4)

'-~€:Atov5&gt;),

and those amazing phenomena after which the sun 9I s own circuit was named the
}
'\.
"circle of light failure~' ( £.~A£L"tt1Lv,05 V&lt;VK/\o~) - - the eclipses.

* * *

*

*

However, the sort of shadow relevant to the gnomon is really only the second,
the cast shadow, which the painter, considering it as darkening another body ,
calls 0 derivativen, but which is , taken in itself, a very peculiar kind of
image.
As an image, it is first of all natural, like a reflection (Republic 510E),
and inseparable from its body, being its g 'doppelgaenger ~': O-\kLD. b..n [oTolx "S
as Euripides says, (Andromache, 745). Indeed, the ability to produce a .
shadow is the very sign that a thing is a proper body among othe:r bodies;
it is at once the warrant and the effect of its substantiality.5J Secondly,
shadows are negative images, images by deficiency, in which that which is
visible in surfaces is almost entirely absent, nfor what is seen is color°'
....
'c,
.l
,,..
( 10 yo..e OfQTov
£.oTL ?( f w /-L~
- Aristotle, De Anima 4 18a29 ) •
To this kind of shadow tooJthe first accounts of the cosmos are indebted,
for as soon as failures of light in the heavens were recognized as shadow
phenomena, the outline of the earth could be seen upon the moon, and from
its phases could be inferred its character as
~1 a

night-shining borrowed light, ·wandering about the earth"
tr f.
y~1°" v t:..&gt;-. µ.. c v 6 v ~AA6'f'-OV ~ ~s

&lt;"' u v.., L~°'" ~')

ft.

).

w
1

Parmenides, Fr. 14.
But the most honorable function the cast shadow has ever served was to be
admitted to-t~lace shown. in this diagram of the metaphor for the road to
being ·iXl the Republic ( 507ff.) :
eye

--+

(

thought ---)

shadow

body

(

(

mathematical object

being

sun

&lt;

good.

The properties of shadows which fit them to be the sensible representatives
of mathematical objects are just those described above and developed below:
shadows are schematic consequences of the shapeliness of bodies, preserving
as natural images a certain truth even under deformation: they are the
lightless witnesses of all visibility, more easily consulted about its ways

•

�- 13 than is its dazzling source itself -- and so they are to the eye what
mathematical objects are to thought: the nether aspect of being.

* * *

*

*

*

The third characteristic of the cast shadow, namely that it changes in length
and direction independently of the body which produces it, is that which the
astronomical gnomon particularly exploits. These changes are so fixed and
familiar and so much more easily observed than the course of the sun t~thts~1
(the s\4.y ·'1b&lt;tf is names after the shadow
( o ~ L ct l
its clouds cast -Partrid~e~ Origins) that the reversal of their progress becomes the very
signal of God 0 s special concourse · "Behold, I will bring again the shadow
:
of the degrees, which is gone down in the sun dial of Ahaz, ten degrees
backward. So the su.n returned ten degrees, by which degrees it was gone
down" (Isaiah 38: 8, II Kings 20: 11). The gnomon, by which shadows are
observed, is a thin upright, set up so as to cast a slender, neat shadow,
whose changes with the hours and seasons can be closely w ~t-c\.J.td. A gnomon
may be no~r· more than a stick in the ground, but it can also be the pointer
of a sundial with carefully calibrated base, or even a tall obelisk-like
official monument.6) Such instruments were often called "shadow-viewers 0

( O-V.t08t'\f

Q

).

The first skiothera are said to have ~een set up in Sparta by Anaximander in
the first half of the sixth century.71 One of them seems to have been a
sun clock ( ~ f o v-v. . o\\ce..l.ov) Wf o Xoy £.L ov ) to tell the hours of the day.
It seems fitting enough that the Spartans,
then in the early days of their discipline
with its many public occasions, should
have been the first to want a public
clock. Later on most public places must
have had one; the Athenian market place,
for instance, had a very large public
water clock-sometimes also called ·&gt;
"gnomon" (Athenaeus IT, 42b, but usuallyS)
97
~A f. i' 0 J f Cl.
- - nwater stealer ) .
The name gnomonics came to be applied
by the Greeks and Romans to the flourishing practical art of dialling generall~,
and particularly to· the construction of a great variety of sun clocks (see
Vitruvius_IX, 8), among them some with inclined rather than. upright pointers,
such as the one which may have occasioned the early study of conic sections,
described in IV. below.(lndeed Kepler thought it a fact that gnomonics 77 begot
for us the geometrical doctrine of conic sections -- Eoi tome, p. 20.S.)
But
the first and most ubiquitous gnomon was always a natural one -- man, the
upright creature (Aristotle, ~ 2f Animals 653a31), talking away the
morning as his shadows waned:
These three houres that we have spent,
Walking here, Two shadowe?s went
Along With us, which we our selves produc'd;
But, now the Sunne is just above our head,
We doe . those shadowes tread;
And to brave clearnesse all things are reduc'd.
The theme of the human gnomon will recur.

* *

*

*

*

*

*

�- 14 -

The gnomon in its properly astronomical function depends only on the shadow
at high noon.9) Its construction
is, of course, identical with that
of the sun clock and one fundamental
diagram serves both, as iri V. below.
The principle on which it works is
that of a projective image. The
gnomon°s vital part is therefore its
shadow-casting tip, called by the
Romans its ~'navel'? (umbilicus) .
Because the earth is to the heavenscn~
as a point (Almagest I, 6), this tip~
be taken as the center both of the
rational and of the sensible horizon.
Thereupon the upper half of the small
circle ·drawn about it in the northsouth plane serves as a miniature
m
eridian of the heavens, while the
part toward earth may become a sensible quadrant, measuring the elevation
of the sun. Hence in the gnomon 9 s tip
coincide the center of the world and
a kind of cosmic eye on whose. retina
(the dial) the sun°s motions are projected in reverse (such projections
through the center of a circle or
sphere are r1 cw called "gnomonic " ).
while the gnomon itself, by blocking
the sun°s rays toward the earth, produces the shadow-index distinguished
by us. The interest that the ways of
such travelling markers exited is reflected in the [Aristotelian] Problems
(611a14ff.): "ivby is it that although the sun travels at a regular pace the
increase and decline of shadows are not the same in an equal period of the
time?" (La., why, in the figure of V.} is RC less than CT?); also 912a34ff.-It is:--curious and significant thought t hat within t he Copernican system the
gnomon projects the earth 9 s ow motion onto itself.
n
a. What motion of the sun does the noon shadow given off by the gnomon
follow? Anaximander, when he furnished the Spartans with a sun clock, seems
also to have installed a gnomon 11 to signal solstices and &gt;equinoxes" (Diogenes
/
Laertius, ·II, 1 -- the Greek, more appropriately, says Lcr~~.JA&lt;c...f 1..-- 0.5
-'7 equal days") .10) In our latitudes
the. shadows of the culminating sun
get shorter toward summer, come to
a standstill (solstice) and then
grow longer again, being of the same
length both at spring and autu.~n
equinox. These seasonal changes in
the shadows of the culminating sun
are perfectly familiar even to primitive peoples, who use gnomons as

•

�- 15 agricultural calendars.11)

But if the observations are reflected upon,they
yield the idea of a second solar
motion, independent of that of the
heavens which carry the sun through
its hourly and daily path, namely a
gradual ascent and descent between
the tropics (turning points), taking
place in a direction opposite to that
of the diurnal circuit. The gnomon
shows the total arc of the north-south
motion to be about 11 of the meridianvs
83 parts or c. 47°40°. This is the
eeliptic . . . /, t"'1 its obliquity, the great
dtversifying circle of astronomy.
Although Ptolemy uses two different
· instruments for obtaining the obliquity which he carefully describes (Almagest
I, 12), the various men who were credited with this great discovery, Thales,
Anaximander and Pythagoras in the sixth and Oenopides in the fifth century, 12)
were all associated with the gnomon also (see II. below), and the gnomon
was certainly instrumental to it.
b. But there is yet something more contained in the gnomon's shadows.
If the dates at which they reach their various places are carefully kept, it
is found that the time from spring equinox to summer solstice is 94t days,
but from summer solsti.ce to autumn equinox 92t days (Almagest, III, 4). This
discovery was ~ade by Meton and Euktemon in the latter part of the fifth
century B.c.13; Such an irregularity of the sun°s motion would scarcely
ever, I imagine, have been noticed, had it not been for the gnomon. For
no eye. can directly follow the path of "the· heaven 11 s 2lorious sun that will
not be deep-search 0 d with saucy looks" -- as it may~the planets. Thus the
gnomon brings down the image of an anomaly whichJonce known, becomes a prime
stimulant to the formulation of those rationalizing hypothesGs which were
_
the chief preoccupation of technical astronomy in antiquity (cf. Almagest
III, 3).
~~o~

c. Not only the sun's motion in the heavens but also man's place under
the sun is ·indicatea by the gnomon' s shadow. Vitruvius (IX, 1) says: "It
is due . to divine intelligence and a very great w
onder to all who r efl ect
upon it, that the shadow of a gnomon at the equinox is of one length in Athens,
of another in Al-exandria, of another in Rome •• ·"· Even more impressive
as a direct index of the diversifying effect of the sun's obliquity are the
varying directions of the noon shadows. So remarkable has this fact always
seemed that the habitable zones of the earth are characterized lby the
directions· of their shadows: ~ 'These [the temperate zones] ·are alone habitaple while the regions beyond the tropics · are not, for the shadow would not
fall to the north, while it is known that places become uninhabitable before
the shadows cease altogether or change to the south [i.e., south of the
summer tropic J ·, and the regions beneath the Bear [above the arctic circle}
are uninhabitable because of the coldi1 (Aristotle, Meteorologica, 362b6ff.).
So that according to Aristotle,men can live only in the temperate, 17 heteroscian ':
( f. H.- ~ o- v.. L C?S
- "other-shadowed 0 ) latitudes, while Ptolemy admits
1 parallels down to the equator ( II, 6; see also
also the :'amphiscian ~
Copernicus, II, 6); Kepler also was fascinated by this way of identifying

o

�- 16 people and quotes ~nth relish some
lines by Lucan remarking that the
shadows of Arabs are all sinister in
direction, which he explains in the
way 'bhe figure shows (Epitome, '.P• 205).
In the more accurate determinations
of geography nastronomical and shadowviewing instruments 99 are indispensable
(Ptolemy, Geography II, 1). Ptolemy
OiAi\ s'-"a- explains that while t~e heai'ens turn
c&gt;.ow1 ~o'\-.oabout us ( t\£el~o-\wv V\f'\~S ),
...;1t\.\t. pv-or&lt; so that we easily manage to see a great
I (.ft
part of it, the earth cannot be
Kcr~r
travelled over and surveyed by one or
even several men; one of the obvious
consequences is that to locate themselves on earth 1-ne."' must, strange to say,
take their bearings on the more accessible heavens. In fact, the grid of
our terrestrial maps is still a projection of celestial circles. (The figures
in V. will show ~"'"'~""-~' "\\'f how the length of the equinoctial noon shadow
immediately gives the latitude above the equator.) It follows that each
parallel is associated with a ratio, that of the gnomon°s height to the
equinoctial noon shadow (Almagest II, 6). In order to calculate this ratio
the Pythagorean theorem is necessary, and it ·is perfectly possible that the
gnomon problem invited its solution -- as we will see in III.'· the gnomon
·is first and foremost a Pythagorean affair.
·
1

O'ri£.e

&lt;;i&lt;LOVVl{~n c:. S\VV\'tle...~'•t'{

i!.

VV\c\-trstooJJ

d. And finally the gnomon car1.1,..be used to make large-scale measurements
of size. Diogenes Laertius (I, 27) reports that Thales measured the pyramids
by using himself as a gnomon, "having observed0 when it [the human shadow]
.
is ~qual in size to us 9 ~ ( na~C1..1~ ti~c-o v1~ OTi.. q _,,u.-2v tcro_rf.y£3\ \ ).14)
This story is a good one on several counts, first because the thought of
Thales outdoing the Egyptians, who are supposed to have been the Greeks~
masters in practical geometry, is a
nice one, secondly because it seems
so characteristic that a Greek, coming
from a country where buildings were
built to human scale,15J should apply
this scale to these Egyptian monstrosities, and last, because it is
a literal exemplification of man as
•
------~----'
measure. o\~ o \0r'j~\" .s&lt;:o\t&gt;Eratosthenes
S""CAc\ow o\ 0bdi::.V- =hei~\.ir.
(third-second century B.C.) used the
gnomon to measure the size of the earth itself. The method is as follows:
S is Syene, a city lying under the
summer tropic;
A is Alexandria, under the same
5
meridian but north of Syene,
0 is the center of the earth.

~

I\~

l\

tttaun

/

/

'

\

I

t

0

)

Since the sun is very far awaYJ its
rays strike parallel to each other.
At noon of the summer solstice they

�- 17 -

strike the gnomon at A at angle a, equal to 70030° or one-fiftieth of four
right angles. Arc SA is known to be equal to §,000 stades, angle AOS to
angle a. The whole circumference is therefore equal to 50 x 5, 000 or
25,000 stades = 24,662 miles.

* * *

*

*

*

*

We have looked at the gnomon as producing reflections of daily time, of
celestial motion and of terrestrial extent. Of these works, time-keeping is
the first and greatest. At least Anaximander, the supposed discoverer16) of
the gnomon,must have ascribed to the measurement of time the greatest office
possible. In his one extant fragment17) he makes time the assessor of the
penalty of destruction and the recompense .of return which things owe to
each other for the outrage they have committed by abandoning the common
pool of the boundless to come into being. But if the world 0 s changes occur
n according to the command of time ;; ( Vdl 10. .,-~ v To G XJ 6 vo u
TC:t t..V
) ,
then in keeping time men discover that order.
~
Plutarch explains why men are favorably placedfor time-keeping. In the
eighth Platonic Question (Ch. III), discussing the passage in the Timaeus
which relates how the demiurge sowed souls, 1fsome in the Earth, some in the
moon, some in all the other tools of time" ( ·O' ~yo.. vo._ /(f 6 vov
-42D),
he asks w
hether this means that the earth too revolves, for all the other
"tools of time 11 are planets. His answer is that it is best to think of the
earth as standing still, thus 'wproviding those bodies which revel ve with
risings and settings by which the first measures .of time, night and day,
are defined • • • For the gnomons of clocks also act as tools of time not
by changing positions along with the shadows but by standing still, thereby
imitating the earth's blocking ( -r o £it LIT f o ere&gt; o Ov ) of the sun as
the latter revolves about the former H (There follows the Empedocles
.
passage quoted in I.) Evidently Plutarch interprets the earth's role as a
tool of time to be
complG.mentaq to that of- those parts of the heavenly
clock which 0 have the epithet 'wanderers' 9 ~ and which were made for the
enunciation ( cJ Lo ~Lo-r 6v ) and keeping (
~ v .Ao. v-. ~ v
) of the numbers
of time i1 ( 38C). For tne earth, by nopposing itself to the sun '~ brings
about the first sensible effect, the first reflection, the first measured
measure of time. Thus because it is t he home of shadows , those movi ng
images of time -- just as time itself is · a ~?moving image of the motionless •918)
(J7D5) -- earth becomes a measure-taker, while the planets are measuremakers. Hence it is here on earth that images of the heavenly clockwork
and i~struments for fetching its motions down to earth are made.
II.

Images

~ ~:

~Geometrical

Gnomon
97 truste wel that alle conclusions that
han be founde, or ellys possibly might
be founde in so noble an instrument as
is an Astrelabie ben unknowe parfitly
to eny mortal man in this regioun, as
I suppose."
Chaucer, A Treatise on the
AStrOlabe

This same Anaximander, signifioantly the first writer of a book of the kind

�- 18 -

entitled in later references 110n Nature n ( 1\ ~fl. ~ ~ c.r ~ w 5
),
not
only "invented the gnomon • • • and was the first to draw an outline of land
and sea, but also to build a sphereu ( t. -i('.)~V Ji v,a~ yvwJ.Aovv.... qpw\05 •.•
'
""'
'(\
\ ~
&lt;"f
\.i
. ) \ \.....
,.{)/"'
\
/.
V,O.l 'fV'\'J V~C.l VO.ACt.&lt;70~1 ) 1~£.f~U~:rcov 11\WIO~ t.yfl.4. ft..J c/i.l\AC&gt;.. ~£A\: 0-\0l.Lfc'.AV
V,QTf.0-V....LUV..0-(-Dio.g. Laert. , II, 1-2). These are the basic tools of' the sci enc es of heaven
and earth. They all share an apparently simple, but on reflection very
questionable character -- they are in some way models. By a model I do not
here mean something that may be talkedabout like this: "This is only [!]
a model, the real atom contains nothing of the sort" (Eddington, The Nature
of the Physical hTorld, Ch. IX, speaking of Bohrg s model of the hydrogen
.
atoffi}.'" These instrlimental models are rather to be regarded as true images,
which~ before they are put to use as instruments of observation, can serve
as teaching models, as '1visual aids" for acquainting the student with the
rational structure of the world.
I

"""\

)/

All ancient astronomical instruments that I know of embody some such part
of the universe~~the descendent of Anaximander 0 s sphere, the .astrolabe, whose
construction PtoletnY describes in the Almagest (V, 1), is the most complete
in this respect.19) It coincides basically with the Pythagorean model
presented in the Timaeus (and here tt is of interest to note that Pythagoras
may have been Anaximander 0 s pupil 20 J ).1t consist)
of fixed "colures 11
.
representing hoops of the heavenly container acting as reference meridians
~;+_ . --------·.
and the band of the"other", the
~&gt;&lt;-,.
zodiacal circle in whose center
~ ~/ /l
~ '
''\ \."
\
lies the . sun° s path, the ecliptic. 21 )
ll/
-~
The astrolabe, however, while i t
0
omits the axis and the earth wound
5
I/,'/ :J~I . ~
around it" of the Tim}an model'
I \~ v
adds
sliding P?inters
- .
~ ;
and movable mer1d1an and horizon
6
\\~~
~ ~2/"
circles. (Such index circles are
~.::::::::.
. 0 6l"' ¥
•
called •0gnomonic", Kepler, Epitome,
""'-~_!is--~;::i
7
/
p. 134). The whole is therefore
~
~ I / / ./
a skeleton of the cosmos, that
~~ ~/
aspect of the visible world which
'
~
· --_. . -.
it has in the reflective view, in
' \
'gtheory a (,. '3 ~ w f CC\..
, from
_
_
-9 ~ 0.:J f o _)
- ~ "spectatorH);_

,e-/y.r';/
Q
,

/k

J'
1 , . '.
u

/ ~/~/~I
~r
.

\\

J~~"\\
r)
- ~.\;

calibratio~s~

Here · arises an apparently simple-minded question. What need is there of
observation if the best parts of the world are already before us? This
question might elicit from the astronomer a most important fact. The model
which he possesses has, it will turn out, a different origin and a different
standing from the astronomical theory he is working on. He has taken it
over from the physical philosophers, who themselves used only the simplest
t ools to obtain it -- particularly tools like the:· gnomon_, which produce
natural images. The artificial model they have constructed does indeed incorporate all that is knowable of the world ~- its center ~vhich is coincident with the center of refl.ection, its roundness which is the only perfectipn
possible to a moving body, and its orthagonal and oblique principles which
act as sources of regularity and irregularity. However, this latter principle
gives rise to appearances not construable in terms of a fixed and timeless
structure, but only by complex moving diagrams. The astronomer 0 s enterprise,
-l '-"'e ,-e (~c r e ;
consists ~n finding such diagrams as will "save the

�- 19 appearances 11 , that is, as will show their irregularities to be merely
apparent by producing a geometric diagram which will account for them. But
since more than one such diagram can be produced, and since none are entirely
satisfactory, they remain mere hypotheses, quite different in standing from
the model, which simpl~ represents what is and which may therefore serve as
a guiding frame for fixing the aberrant appearances.
Yet even once the usefulness of the instrument is accepted, its very nature
remains a problem. The model,as has just been emphasized, is not a model of
the total world -- it seems to overlook some appearances, in fact most of
them, while it contains all sorts of parts no one has ever seen. It is a
model only of the world 0 s rational structure, of its geometry - but it is
also a sensible artifact, made of Hcircles accurately turned with four
perpendicular surfaces each", and existing in time. Is it not, then, a
copy of some pure model, a timeless paradigm which has been espied beyond
the appearances? Is it not rather the embodiment of the model for the world
than an image 2f the world?
The Timaeus presents a fantasy answering the perplexities of a model-making .
science such as that of the Pythagoreans. It shows that such a sciencecut5 a cros~
overlooks the world as a visible, appearing world and by going always to the
geometry behind it, avoids the only road which can lead to being, that which
confronts the contradictions of appearances as appearances. It shows further
that its principles of account giving lead to a hopeless confounding of
"before" and "after ~'. For wherever the human account is to be embodied in
a mathematical, i.e., rational image, the thing to be accounted for must
itself be an image incorporating a rational paradigm. But this paradigm
arouses the suspicion of having been construed into or placed under the
world by the human inquirer himself -- he may have taken his account of the
world for its being. Hence arises the following circle, in which ever;J
image turns into a model and vice versa:
noetic

natural

man-made

pure.model

- rational model

pure image

rational image

t

i

The Timaeus grandly stops this circle by decree: 71 • • • to which of the
two models ( tt
0.. d ~ ( \( _rc...n\..) did the builder make t\,e copy alike' to that
which is always the same with itself and alike, gr to that which has become?
Certainly, if the world is a masterpiece ( v&lt; o. .A 05
), and the artisan
good, it is clear that he looked to the eternal (29 A) • • • And if this is
so, there is, again, every necessity for the world to be an im~ge of
something. The great thing is for ever;Jthing to begin according to its
natu.ral beginning . ( O.f ~ ~ v ) • Thus concerning the image and its model,
we must bring out distinctly that accounts are like in kind with those very
things which they expound. Accounts of what is stable and strong and belongs
to thought will clearly be stable and incontrovertable • • • whil~ acpounts
of that which images that model, since it is itself an image ( E- L v.. o v o_s ) ,
will be but likely-likenesses ( f~ v.;. 6 T"t 5
) , being like the former only
by similitude'° (29 B-C). 'What we must not forget is that Timaeus has introduced the very account which is to follow as a 70 likely myth 71 ( z:.t Kw)
, r J ~ 05
29 D 2), so that i t is, by the criterion of this passage, an

Ctr

�- 20 -

account of that world which is made in the i1uage of a sensible model -- and
the Timaeus itself turns out to be the likeness of a cosmologist 0 s guandar'(.
One more reflection on the principles underlying the use of instrumental
models: as instruments of observation these ancient tools are of course
deeply and significantly different from those which most captured people 0 s
imagination at the beginning of modern times22J, namely the telescope and
the microscope. For the latter are extensions of sight beyond and below the
range given by nature and take the observer 1£ objects beyond his scope -for instance, in his Starry Message, which announces discoveries made through
the "spy-glass~', all tending to assimilate the nature of the heavens to that
of the sublunar regions, Galileo says: '°It is a very beautiful thing, and
most gratifying to the sight, to behold the body of the moon, distant from
us almost sixty ·earthly radii, as if it were no farther away than two such
measures 97 23); the very name of the treatise, Siderius Nuncius, which has
the alternative interpretation, countenanced by Galileo, of Starry Messenger,
implies that the observer has been to the stars. The astrolabe, on the
other hand, fetches the star to the observer, as the name b.. O-T eu &gt;. ~ f1 o v
o~yCAvov - the ~'star-fetching tool" (Ptolemy1 Geogr. II, 1) implies. Thus,
for instance, in giving instructions on sighting with the instrument, Ptolemy
says: "the star, as if stuck to both surfaces, is sighted on the opposite
side • • • " (V, 1). The rationale of this might be said to be that the star
to be sighted actually becomes part of the astrolabe, being itself, as an
appearance, a mere fore-sight, serving to line up .t he instrument. What is
really observed is not so much an appearance, as a reading on the instrument,
the numerical stuff of a geometric diagram (at least. in theoretical astronomy).
The readings will be accurate because, except in the case of the moon, the
sensible and the rational horizon coincide and thereby make the center of the
sphere a portable little epi-center of the world, which the observer may at
once be at and look at. Kepler, who was deeply interested in the 97 sphaera
materialis 11 (see Note 21), particularly in the reason why it could be used
even .in a heliocentric system, explains its character in just this way. The
material sphere, he says, is an Heffigy of the world, such as our sight
imagines for itself; it is made in such a way that the theory (ratio) of the
prime movement and of movements dependent on it can be demonstrated to the
eye as with an instrumentn, and the earth is the 91home of eyes" (domicilium
oculoru..rn -- Epitome, pp. 101-10 2).
It is my guess that the disc.overer of the gnomon conceived the very earth
itself in the image on an instrument. Anaximander held, and was probably
the first to hold, that the. earth was in equipoise at the center of the world.
Scholars are therefore somewhat embarrassed by his notion that the earth is
cylindrical, lookin~ something .like a column drum of which we inhabit the
upper flat surface2 ) -- it seems so incongruous with his geocentric
spherical model. But could it not be that this cylinder is conceived precisely
in the i 'mage of a gnomonic column, an 71 analemma" (see V. below), the pedestal
of a gnomon? Could _ t not be that Anaximander saw the .e arth 0 s shape in the
i
image of that very instrument of observation which had shown him something
of the sun°s circuit?

* * *

*

*

*

*

To say,then, that instruments are rational copies of the world must first of
all mean that they incorporate geometric principles. But it means above

�- 21 -

all that they are constructed. Now the model-making activity is itself · in
want of tools; I mean tools whose function lies inbetween the ntheoric'°
tool,s discussed above arid the mechanical tools which literally do w~rk
( t f'f Cl. ) and therefore give their name to the whole class ( o ~ f o..vU-. ).
These tools must be a kind of embodied geometry -- we might call them
1
demiurgic tools 1' . Of course the Timaean demi urge himself, as a noetic
artisan, has no need of them, since their function is to guide the body and
to aid the senses: they nruleH the human hand so that it is not distracted
by the fits and starts of the body, and they assist the eye in answering
the questions ;'is i t straight?i 7 ,v~is it on the level?n, ~ 1 is it upright?:'.
w

The geometry incarnate in such tools is nothing else than Euclidean rulerand-compass geometry, a. because it i .s timeless, eschewing those shapes
·
·
· wh\CY. o.r~
·
.
w:h ose '. produc t ion is mec han1ca1 , 1.e. ,;\ prouuce d by th e mo t•
ion in t•
1me o f
interconnected rigid parts (for instance, it~ is reported that np1ato himself
blamed those • • • who reduced the doubling:the cube to a construction by
~e
'i"'-" l IA~_) l/\.Q l- )'A'\ J( fA.. V l V\ 4-s
means Of instruments and machines; 7
KC&lt;-T~O-\Z~v~s
- Diels I, 429, 9; this is of course precisely the kind
of construction so fascinating to the seventeenth century, whose cultivation
issued in Nev.rton°s theory of fluxions; cf., for instance, Descartes Geometry,
Bk. II); b. because it is''preferential", always working from the special and
more 19 perfect 97 elements, such as the right line, the right angle and the
circle.
Now Proclus comments on Euclid I, 12, the proposition on the1 construction
f the perp~ndicular' and in particular' on its name - V\ v,o. v~ -ros
9
"'{ f CA
V\ '
~the line let fall (as a plumb line) UJ as follOWS:
H Thi S
problem was first investigated by Oenopides [ 5 cent. B. C.J , who thought
it useful for astronomy; he, however, calls the perpendicular, in the
archaic manner, [a line drawn] gnomon-wise ( V-..e&gt;.r0.. ""'(V W/Ao V 0\. ),
because the gnomon is at right angles to the horizon" (Heath I, p. 271). This
Oenopides, who studied the geometric construction of the gnomon, is the
same man to whom the discovery of the obliquity of the ecliptic is most
authentically attributed (see I.a., above). But Proclus has much more to
say about the perpendicular; in fact he almost writes hymns about it.
Commenting on Euclid's Definitions X-XII of right, obtuse and acute angles
he says: "But the Pythagoreans take the solution of that triple distribution
back to principles and do not hesitate to define the causes of those
differences among rectilinear angles. In effect, since there are among the
principles on the one hand those w~ich reside in the finite, causes of limit,
of sameness, of equality • ' •• and"' one. the other hand the principle which
resides in the infinite ••• giving diversity to things, • • • one cause,
arising from the finite, produced the right angle which alone possesses
equality and similarity with every right angle, which . is determined, remains
al ways the same and admits neither increase nor decrease. BuL another cause,
arising from the infinite, which is inferior and of double nature, produces
two angles • • • which have an unlimited tendency to more or less •••• This
is apparently also the reason why the Pythagoreans refer the angles back up
to the pure causes of the divine arrangements • • • , for that which is
right • • • belongs to the gods .• n (Proclus, Commentaires .fil!!:. le Premier Li vre
des Elements d 0 Euclide, ed. Ver Eecke, p. 120.) And again: nThe right angle
is in fact the symbol of unyielding power which is united to equality, limit,
or boundary. It is for this reason that Timaeus calls the circle of the
other, which possesses for the divine soul the ratios of sensible things, also
0

rr

�- 22 -

right; for in our souls the circle is broken into fragments of every sort
and undergoes the various deformations which .result from generation, while in
whole souls it aintains itself intact and stable in the presence of sensible
things 0 (p. 249).
It is clear that the demiurge of the sensible model must gork with a carpenter0 s square, in fact, with the prototype of all carpenter 0s squares. This
tool is the very symbol of the builder 0 s
craft, providing by art those prime shapes
which our sublunar habitat cannot produce
by nature. The Greek word for the carpenter• s square was gnomon • Theognes,
in the mid-sixth century B.C., mentions
it along with two other such tools; he
says that the envoy sent to Delphi to
/
·,
consult the oracle should be yg straighter
than the 1 0 ~ ;v o 5
[ C&lt;?_rnpass 1 , the ctr 0: '5 ~l V)
[ plumb-line 1
and the
'fV w ~ c.,;1 v
Lcarpenter 0 s square] n (Heath I, p. 371 ) • It
is, however, not knovm which application, that to the shadow-casting upright
or to the carpenter's squ.are, was the earlier; the Theognis passage above
appears to be among the earliest uses of the word in a text. I would guess
that the workman°s gnomon came first -- the builder wants to know that posts
are perpendicular and corners square and it is the plumb-line and the
"gnomon" that can tell him. ·
However that may be, the name of the tool was next transferred to the corresponding geometrical shape. For instance,
Aristotle, when he wants.to illustrate
that alteration is different from growth,
says that "the square, when the gnomon is
placed around it, grows blJt does not . ·
al tervr ( Categor':is 15a31 )~-')
Euclid seems
to have been the first to extend the
definition to all parallelograms (I, Def.
J): " • • • let any one whatsoever of the
parallelograms about its diameter with
the two complements be called a gnomo.n".
And last, Heron of Alexandria (Definitions,
58) defines the geometrical gnomon as· any
figure which when added to any figur·e
whatever makes the whole new figure
similar to that to which it is added; and he
goes even further: ·' "In general, a gnomon
is every addition whichj~akes the whole
well-proportioned ( £. u ~ "'( e/.\.A... 0 v ) or
a figure ( (T A\
n•

q r ().

.)

The scholiast, in commenting on Euclidas
definition, explains the existence and the
name of the gnomon thus: "It is to be
noted that the gnomon was discovered by
the geometers for the sake of brevity, but
the name arise.s from an incidental property. For from it the whole is known

�- 23 ( '{ v c-0 ~ ~) ~\C1..t ) - - either that of the whole area or of the remainder,
when the gnomon is either placed about it ( 'IT£ f LT \. i.9 v( T ~ L ) or taken
away. · And in sundials it only serves to make known the actual time 97 (Euclid,
ed. Heiberg, V. pp. 22.5-226). Presumably he means that from the geometric
gnomon one may calculate the number of an area, while from the .upright one
may tell the time. Ibes this do justice to the origin, the name and the
functions of ..the nk.nower'~?
III.

~ ~

7

~Kno'\ilrers":

~

Arithmological Gnomon
Gnomon:

know-man
Florio

The Elizabethan lexicographer 0 s jeu daesprit which is quoted at the head of
this section will prove to be more apt than the scholiast 0 s exegesis, for the
gnomona s name is no accident. (The once popular use of ~'gnomon 11 for
nnose"26) evidently alludes tq a similarly pregnant homonym -- as everyone
knows, it is often the nose that knows.) But how can the gnomon, or any
tool, be said to know?
a. Obviously the gnomon as throwing off a shadow pointer might be said
to know what it points out, while as a carpenter's square it knows the nright"
angle in the same way that a plumb-line knows how to find the perpendicular O.V'ld
a ruler can command the hand. So also,...rules of right conduct are called the
'°plumb7 line of l}fe 1;_ ( o- •~()/A~ (3 \.. o u
) or th~ "gnomon of moralsu
( 'J v vu/Aw v V\ ~ w v
- Diog. Laert. IX, 12). 27 J
b. There is in Greek, as in English, a use of the word in which it is
largely synonymous with the more popular word 9 ~canonP 0 • Iv\ o.. v ~ v
means ·
simply a rod (cf. "canev') used for keeping things in shape; for instance,
the staves bracing a shield are called
V, o.. v 6 v £.. 5
in the Illiad
(XIII, 407). Later it comes to mean a guide line or straight edge such as
is used by masons. Its assumption into the theoretical realm is best exemplified in the monochord, a calibrated sounding board displaying the geometric~l realization of ~ system of inteic,~~1s worked out by compoun?ing the
simplest number ratios, namely thoseAas~the Pythagoreans had discovered,
sounded as consonances when expressed in string lengths. The monochord
could be used theoretically for experimenting and practically for tuning
other instruments. The theory of proportions according to which the canon
was "cut 71 (Sectio Canonis), or any such system of proportions, came to be
itself called a 19 canonf', as for instance, the Canon of Polyciei tus, which
was both the title of that sculptor 0 s book on proportions and the name of
the statue which embo&lt;
!ied them: ?
'Ch11tppus holds beauty to consist in the
proportion not of the elements ••• but of all th~ parts to each other, as
they are set forth in the Canon of Polyclei tus. n28) Thus the word ncanon°
came to designate the codified didactic exoosition of fil2Y_ theo:ry_, much as we
speak of 1'a theoryn or a 1'1body of knowledge 97 as if they were objects. For
instance, in the corpus of Democritus' works a logical canon ( IT'&lt;.
AD"flV....W" '..&lt;...c..vwv
- Diels II, 91, 10) is listed, just as later Aristotle's
logical writings were called the Organon; 9'The Tool 71 • Therein lies, of
course, the whole secret of this usage -- theory is here regarded as an instrument which, when mastered, makes a man expert. This is the use which
Vitruvius has in mind when, reciting the names of the great Greek theoreti~

rt

�- 24 cians, he says that "they left to posterity many things §Qncerning machines
and observational instruments (organicas et gnomicas) 0 • 2 J And this is the
use most agreeable to the moderns -- in the initial book of modern science,
called the~ Organum, theory is explicitly treated as a mental tool:
'! . • It is by instruments and helps that the work is done, which are as
much wanted for the understanding as for the hand. And as the instruments
of the hand either give motion or guide it, so the instruments of the mind
supply either suggestions for the understanding or cautions~ (Bk. I, Aphorism
II -- such books of aphorfms are precisely what the ancients called a
\\gnomo1 ogy'') •
,..
c. The Tables containing the records of readings are usually called
canons, for instance the various catalogues and tables in the Almagest, whence
instruments of observation in generaljinsofar as they yield lists of readings,
are called gnomonic or canonic. In this sense a canon is a handbook of information.
In all these three applications -as index, as theory, or as information, the
gnomon might be said to act as a tool of .knowledge. But how can there be
such tools and what is the manner of their action?

* * *

*

*

*

*

The possibility of the thing depends, it seems to me, on the possibility of
conceiving of reason itself as an instrument or of thoughtas being at work.
The notion that our bodies are tools, either our own or someone else 0 s, seems
natural enough since we can indeed feel oureel ves "pushing ourselves" or
being "handled 17 • And since the '° handiest ~', the most skillful part of our
body, is the hand, inasmuch as it can itself wield tools and also because i t
is our hand that feeds us,all men (except perhaps young men) do think of it
easily as the most : instrumental part of their bodies. But the body possesses
als&lt;j 1 other tools whose very name means •'instrument", namely the 9'organs 0
( o p 'f CA. v t;.__
) of sense.
These seem, usually, to work effortlessly and
to produce nothing new but only to make us aware -- as we suppose in practice,
whatever our theory may be -- of what already is outside us. Among them the
eye seems to bring us the most variegated awareness and from farthest off.
(All these considerations can be found in Aristotle -- proof that they are
natural ; see N
ote 30).
But anyone who has ever thought or "used his mind", particularly if -though the
effort was great- he has found it blunted and undiscerning, finds it natural
to think of it too as an norgan 77 • Usually one of the two chief .bodily organs,
the eye or the hand, is chosen as the model in the image of which the reason
or thought is conceived. The Stoics are the great proponents of the latter
metaphor31) which is always taken more or less literally by those who choose
it .
Consequen 1 \ y · ""\ l things tend to be reduced tQ the tangibly
·
material, so that even sight may become a species of touch, 32) and knowing
itself is understood under the type of 91graspingn -- Zeno, the founder of the
Stoic school, is said to have been in the habit of demonstrating the meaning
of ;1knowingn by showing his open hand and saying, n 'A visual appearance is
of this sort; 0 next he closed his fingers a little and said, 'assent is of thi s
sort', and then he pressed his fingers closely together and said that that
was comprehension -- and from this analogy he gave the name, which it had not
had before, to the thing itself: catalepsis
[v...cx 1 ~ ..X V\ 't'S -c o\"\&lt;e?t] • .... *'
(Cicero, Acacfmica II, 47).
"·
·

�- 25 Now insofar as gnomons are said to make figures ,,hold their shape ( (Jx._~ ,10-C{.. )
by acting as confining straight edges ( v&lt;. et.. v o..; LS ) and directrices
( ~ .J ~ u \ ~ 1 £_5 ) -- this is in fact a second account of the name. given by
the Euclid scholiast (p. 226) -- they may indeed be said to "comprehend"
or "grasp ~ 1 their figure. And by reason of this grasping function they may ',
in turn, be used as the tools by which .reason itself can grasp figures. Some
such commonplace of exegesis ha~ presented itself to several of those who
have been struck by the name.33) And yet it misses the point -- for "gnomon"
does not mean "instrument for knowing" but ;'knower", and first and foremost
the human knower;34)(so, for instance, certain Athenian officials, whose
duty it was to inspect the countryside to see if the law against cutting down
olive trees had been violated,., were called _, 'V' v ~,,,)6\J £.&lt;.) , -"\
Hmen who . are
{. .)
15 ,., , _}_
'"
strict because they know" - 6L CU&lt;.~\ IC:.L) 0..\\0
OU
y vWVO..L - Etymologicum Magnum, p. 236).

* *· *

*

*

*

The Pythagoreans, however, understood their gnomon, the numerical gnomon,
properly -- according to its name. In a passage of the Physics (20Ja10-16)
Aristotle characterizes it, albeit incidentally:
~

" Again, they [the Py)thagoreans] think that the limitless (T6 Rif EL- \ CJ V )
is the even ( -re o.. \ 1 L ov
) • For it, even when it has been enclosed
( LvO.ttoA~~iA.vcJ:t.vo~ and limited by the odd ( eno \OW t\rLf\.\TOU
TT € \~\. v ~ /'Lt~ov
) ,/still brings to the things that are their ii-nclefiniteness ( 1() v ~ n- c;. l -f LCLV
) •
A sign of this is what happens in numbers.
For when gnomons are plac~d .around ( ~ £ f '- 1 '-Ci f. /4 e_ v o v
) ,
the one, the form ( -ro £.'\ cJ 05 ) is one, and without the one ( KCl~
,,
")( w t"' lS )35), i t becomes always other ( i. .\\ o &amp; £ l. "( { 't v f. CJ v o.c ) ..
The main point of the passage is that the principles of "limit '' and ~' limit­
less0 reveal themselves in an arithmetical form for the Pythagoreans. For
the successive odd numbers can be added gnomon-wise to the original single
unit, that is to say, they can be
placed around it so as to preserve
-· - - - - - - - -1
the sqnare. On the other hand, if
d, d ... cA. ""'1
successive even numbers ar e p l aced
- ---1 I
about the original two, this cannot
d. oi-. d... d, t
be done gnomon-wise (see Note 35)_,
- - ---i
t
i
and the proportions of the resulting
cA cl..•d- 1 , cJ..l:
I
.
rectangles change with every
addition (although they approach
squareness).

�- 26 Three particular observations must be made about the passage:
a. Aristotle does not explicitly say that the gnomon meant is the square
gnomon, but this is sufficiently clear 1. from the analogy with the geometrical gnomon which is primarily square (see II. above); 2. from Simplicius' commentary, who says!nThe ·Pythagoreans call the odd numbers gnomons
because when they aa:e 'p laced around square [numbers} they preserve the
same shape, just as"'th.e gnomons in geometry 91 (Comm. in Arist. Graec. IX,
p. 457, 1-3) and from Theonvs presentation, who generates the square number
no less than four times; 3. and most important, from the "table of opposites",
the list of contrary principles distinguished by the Pythagoreans, which
) and the "oblong" ( b·.ep 0)A- ( ""t) ends with 17 square~ 7 ( T~Tli 'jWvOV
Metaphysics 986a25).
·
b. Although the square gnomon is clearly the first and most important
(see c.), the arithmological, like the geometrical gnomon was later given
an extended meaning. For it is possible to reproduce ,,triangular' ~ numbers
as well, namely by the addition of rows of numbers increasing by one, a
reproductive addition which is properly speaking a
canon, a straight-edge. The triangular gnomoh may
even be said to have a certain priority (Nicomachus,
II, ?; Theon. p. 37, ?ff.) because it is the image
of the series of natural numbers, because the
triangular number is the first possible kind of plane
number, and because the triangle of four rows, consisting of the beginning one and the first three
gnomons, constitutes the ntetractys", the perfect ten (which contains all the
numbers whose ratios are the consonances36J, which is the very "nature ·of
numberu, and by which the Pythagoreans swore37~. Analogously, pentagonal,38)
hexagonal and all the succeeding numbers can be generated by gnomons, provided
only that the beginning is the unit ,
.
if it is two, nothing can be done to
preserve the shape.
c. Aristotle speaks of the ~. the figure or form of numbers, and we
have mentioned triangular, tetragonal and pentagonal numbers. What are these
shaped or "figurate" numbers? "It is the way ( ~~os
of the Pythagoreans
0 ')'f c-~t-(v
to draw shapes ( O"'&gt;c_'l~o..\
)''says Simplicius (p. 457, 16).
Schematographia was the name later writers gave to the geometrical representation of numbers. This assimilation of numbers to geometrical figures,
still evident in our word "square numbers", is familiar from the Theaetetus .
In order to find one appe11ation for all commensurate numbers Theaetetus
"called square and equiiateral that number which can come about by multiplying
a number by its equal, considerinp it in the image of a square shapen (I~
CT)(ir~ &amp;n£.\.K 0..e&gt;o..v\~S ""\£yo...i-l,..\;)volf.-147E), the rest were to be called
oblong ( IT('o;-,\..~v,'i:.5 Cr)(~YC\. )l'i), and the sides or .ro~ts which could
square these oblongs are incommensurable with thos~e\o;~{ffie square numbers as
lengths but commensurable as areas, i.e., the root of the oblong with the
side numbers 2 and 1, nemely . '/"2, is incommensurable with other numbers as
a side-but the area upon it, namely 2, is com.~ensurable with them. The
crux of this correspondence is that it points to a class of geometric magnitudes for which there are no numerical counterparts, namely the sides which
square the oblongs, the irrationals, which can be made again commensurable
only by the "power:' of the square.

)

0

The Pythagoreans, however, understood their figurate numbers -- although they

�- 27 ranged them under the same · two heads of square and oblong -- in a way basically
different from that of Theaetetus. Pythagorean numbers are first of all
shapely. This appears in the fact that the extended class of the square
includes in principle all regular geometric figures, · while the Thaetetan
scheme, relying primarily on the ~ nature of figures, is confined to
rectangles of varying shape. The square number is the EB":ramount, numb e r-- sh a pe
only because it is al't'ITClys °'gnomonized" by an odd number~ f and i_p therefore
the very "sign that ·odd number is figure-producing ( £ L o o TI o Lo v
) and
limitative ( -rlEf c...""\t:.,rn K bv )" -- Simplicius, p. 456, 16. For in the
square the leading principle of the Pythagoreans, limit, assumes the character
of . the odd41); while the odd, in turn, appears in the square both as its
principie -- as the beginning one, and again in the consequences -- as the
series of odd gnomonic numbers, Where it is present, a number retains its
eidos through all changes of size42)j where the unlimited is at work, rect.::tneJ es
of infinitely many proportions arise.43)
Th•+ .:
u h"' +
•:- r n "' r.• .._ •
~
tu1l.....:; 1: be gai_d f-.() h!"'--V v
_eido__,
s
f'O rlll Or' figure?
It should' fir st of all t be emrJh::\_;.;j _r,;-,cJ that these numbers are int. cn1 l--~~ I · · . f.m
truly prior to their figure: ~ 1 from numbers carne points; from points, lines;
r:om lines' plane figures; from plane figures' solid figures: from so1 i_d
.
figures, sensible bodies."44) It is to this priority of rcd.ng' that the Euclid
scholiast refers when he says that the gevmel,,rlv grmmo n has its name Hby
analogy" ( &amp;, ti 0 _Jv- f. \ C\ ~ &lt;:&gt; f 8..5
) , al though he has already~ just .as .;;orrectly
Observud +..h!l.-b. :i.-b u~ o d.Lo o . 1 V 1;-:;"1 "1 l·;f 1.}1 o&lt;&gt; 50&lt;1111 Pt. CL"iJ (Hni.b crg. f'• 227, 3) •
Y\

l '...-. 1 "l

n. 1

HI).

r

0

0

The figure arises when the units composing the numbers are disposed nonlinearly as points in a plane. This means that there must be at least three
uni ts in the number and so t:the triangle • • • is the most original and
elementary form of plane number" (Nicom. II, 7). One of these units is always
regarded as the beginning of the number and is "potentially a triangle 11
(Nicom. II, 8) or a square,45) etc.; all the following numbers, nwhich
generate ( ~Tt'"O "{l(.. vvD vTct:.5
)46) the triangular, square and polygonal
numbers ~ 1 , , etc. are the gnomons.
The Pythagorean mode seems convincing
enough if one considers that all geometrical figures seem to include in
their determination some reference to number -- as is sh0wn in the name
"tri-angle 99 or "tetra-gon" -- yet the language of the commentators always
tends to give figure the priority. This happens in the very expression
"tetragonal number 11 , which, if the intended priority were to be observed,
should rather be "tri adie figure " . A particularly blatant case is that of
Philolaus (see belo r,.r) who on the one hand speaks of the decaa:ihe Hsource
and leader ~' of all things, and on the other, calls geometry the 11 source and
metropolis ~' of all of mathematics. ( lli.els, I 399, 26; 411 , 11).
Thus the
besetting Pythagorean difficulty concerning priorities (see II. above)
turns up once more in the thesis of the generation of figure by number.

* * *

*

*

*

*

It is the gnomon°s nature, then, to preserve the~· What kind of a thing
is it that can have such an office?
The fragments of Philolaus the
Pythagorean,47) the man with whom Cebes had studied (Phaedo, 61E), can throw
light on this question. The chief of these runs as follows (Diels,I.411,14ff.)

�- 28 r

'' The nature ( c\) u er '-_S / ) of number is to make · things
knowable ( . 'iv w ~ 1..Kc...._) and ts guide and ·to teach a_ yone
n
who is at a loss ( C'. f\ 0 \ ou )"- 'f.. V CJ
) about anything and
does not know something. 1
!or not one among th}ng9 would
)
be clear to anyone~ either-' itself ( n-o.&gt;y .\ . ct uTo
or as it is towards others .( lT f
~AA 0
) , if
number were not, or its being. But .as it is, in fitting
( ~ ejv"- 'fa ~ C,.:)...; ) them to accord With the soul ( V&lt;. 0-T\ avv I
~ u X o.., ·v
) it makes al}- of them knowable ( -y v (A) ~,-CA )
to sens~ - awar_ ness ( CA I. o 0V\. '! 'i:. L ) and conversant
e
( troT o...-yo ~c...
) with ,one an~ther according iQ. the nature
of ~ 0 knower 0 ( K O.\o. '(_VW rcve&gt;S ~ 6 crLv' -Y::48)
making them into /bodies, and distingui·s hing . ( () .X: L ~ w v
)
the ratios ( /\ o yo v S
) of things both unlimited and
limiting -- each apart 0 •

os

Interpretation: nu.mber makes things knowable by its very nature. For
entering into those things which have the form of first principles, the
unlimited and the limiting things, it makes them bodies so that they become
perceptible to sense, and it also gives them their distinctive ratios so
that they can stand in numerical relation with each other. Thus it disposes
things according to the nature of CJ\:. knower, for the knower has a soul
composed of ratios.
The passage is full of allusions to Pythagorean doctrines: 1. limit and the
limitless are the principles of things and are to be regarded as their stuff
(Metaph. 987a13); 2. therefore things are made of numbers, the immediate
consequences of· these principles (987a19); 3. hence numbers constitute sensible
bodies ( 1080b16) ~ 4. The soul is a harmony, i.e., a compound of number
ratios (De Anima 407b27; Timaeus 35ff.); 5. like is known by like (Timaeus
37ff.). ~e other fragments all propose one or the other of these doctrines.
Concerning the last of these
(AgainsLthe Mathematicians,
that the logos distinguishes
since thelogosth~t arises in
(

. ) £.
{

w ~1

\L

v&lt;. ov'

ship ·with her, if it

)

the following passage from Sextus Empiricus
VII, 92) is of interest: ~' The Pythagoreans say
[ is a K ~ L-1 ~ f Lo v] , but not generally,
mathematics is, as Philolaus says, contemplative
an~ seein3 the nature of the wholeJ has a certain kinnatural for like to be known by like. 0

Logos, it appears, had for Philolaus a double aspect -- it distinguishes and
it relates. This is precisely · what the fragment plays on. For number, in
distinguishing the ratios (logoi) of things, makes it possible for the. soul
to discern them and to give accounts (logoi) of them. This is why the
Pythagoreans ??who simply join number with the soul ~·~ call it the ~"discerning
'
~
n
tool of the world-working god" (V,fLru&lt;ov Ko~,ou~'lcu i:)£ou of~a..v0v
Diels I 109, 29). But by making things into bodies it makes them sensible
and therefore available to sense and to the soul. And since the soul is a
system of number ratios, so must the bodies be "conversant" (11fco-&lt;Ayor6'.) ~-;th.
or related to each other, i.e., they must have ratios (logoi) C\ W1on~ each· ·
other. Then they wili form a system of ratios or a harmony .and so tney will
become known to the soul as like to like.
n

It follows: as number makes things to accord with the soul, so i t make s
things according to the gnomon, which Philo la us, 9. u~ c \&lt; to se.e o.. l\ v, e.11\ c.ss.J

�- 29 interprets as the soulas representative in the visible world. For as the
gives an ~ccount of nature so does the gnomon give proportion
( o. v CL A o "{ &lt;- C\.. ) to a shape; , as the soul is the reason for the harmony
of nature; so is the gnomon the source of similarity in figures; · as the soul
takes to its like in world, so does the gnomon fit its figure; as the soul
embraces and binds body, so the gnomon delimits Rnd clasps number;-and so
both the soul and the gnomon ~re ~~~ guardians of €?l8~ , the looks of the
world.49)
·. . .

smy.

continued
Overleaf

�- 30 IV. THE SUNDIAL AND THE ORIGIN OF CONIC SECTIONS
O. NeugebauGr (Proceedings 2.£ the American Philosophical Society, XCII,
1948, pp. 136-138) $hows that the peculiarly restricted way of obtaining
sections in the pre-Apollonian theory of conics (attributed to Menaechmus,
c. 350 B.C., a pupil of Eudoxus) is accounted for if the study of conics
was first suggested through observation of the shifting shadows cast in
the course of a day by the gnomon of a certain type of. sundial.
In the early theory ( 1) only rio-ht circular cones, i.e., cones ·with axes
perpendicular to their (circula~) bases are used, and (2) the cutting plane
is always perpendiculru: to a generating line. The different sections are
then obtained by varying the vertical angle (see opposite page; cf. Collegian ,
October 1963, PP• 36ff.). Both conditions are present in the geometry of
the -- mathematically very convenient -- sundial set out on the opposite
page:

G:

GSO:
~ d:
-¥. ()\ :

GSn:
DIAL:

SfSnSa:

center of rational horizon but also shadow-casting tip of
gnomon GSn;
-- axial triangle of a right cone with vertex G and the circle of the
sun°s daily path as base; ---angle of the sun's declination, i.e., latitude above the equator;
verticle anglesc;f' opposite cones; since the maximum for ~J =23°51 9 ,
-}( cA. = 180°-2 cf is always obtuse;
the gnomon, a generating line of the opposite cone;
a cutting plane perpendicular to the gnomon;
a conic section traced out by the tip of the gnomon's shadow as the
sun progresses; the gnomon°s base itself forms the vertex.

Since the cone in this construction is always obtuse, the section will always
be a hyperbola, but the other sections are easily interpolated.

V. VITRUVIUS 0 SUNDIAL
A mathematical construction of a sundial is called an analemma, literally,
a "pedestal'°. (Ptolemy wrote a whole treatise non the Analemma", his construction is summarized by Neugebauer, ~Exact Sciences 1!1 Antiquity,
sec. 87 w
ith note.)
Vitruvius, the Roman architect, gives such an analemma in his Ten Books on
Architecture (IX, 7). The basic (observed) ratio, from which ~rest o-rthe figure follows, is that of the height of the gnomon to the length of
the equinoctial shadow (5:4 for Annapolis). The numerical latitude can
then be calculated (390N; for the method see Almagest II, 5). Vitruviusv
dial is marked only for the sun°s annual path. ~For construction see
opposite page, overleaf.)
---------

�J ••

Early Conics
and
Sundial

\

-~ ; •.., ~ ·

�Vitruvius 0 Sundial
The parts of the analemrna,in the order of their construction, are:
AB: gnomon
EBIL: meridian in N-S plane
BC: equinoctial shadow
NAG: equinoctial noon ray
GF: 15th part of meridian
LAR: summer solstice ray
KAT: winter solstice ray

FN: equator
GL: summer tropic
HK: winter tropic
N,K,L: culminating sun
PQ: N-S axis
GH: "logotomus"
Circle about D: "menaeus".

!/
/'

I

E1--~~~--&gt;,.--~~~-"ik--~~~~~~~~--t1

Arcs GF and FH, of 24° each, represent the sun's maximum declination
north and south of the equator. Lines drawn from A through the even
di visions of GDH, the diameter of the '°circle of months", cut the base
line in the ratio of the shadows for each month. The semi-circles about
Mand 0 are perpendicular to the sun°s circuit about those same centers
at summer and winter solstice respectively~ they are used in constructing
the hour dials for these seasons. (For the Construction of an hour dial
see Sundials, Circular No. 402 of the Bureau of Standards.)

�- 33 VI.

Notes

General references for the gnomon: The Thirteen Books of Euclid 11 s Elements,
ed. T. L. Heath, Ibver, 1925; W. K. 0:-Guthrie, ~ History 2.f Greek Philosophy,
Cambridge, 1962; G. S. Kirk and J. E. Raven, The Presocratic Philosophers,
Cambridge, 1963; see indices.
.
-

t. The Notebooks 2.f Leonardo da Vinci, ed. MacCurdy, pp. 947-98.5; also
R. Arnheim, Art ~ Visual Perception, pp. 2.56ff.
.
.

.

/

2. the contrary of which is the transparent ( 1ci d.Lu ~ o.v £S ) , according
to Aristotle (~ Anima, 418b1ff) not itself a body but that through which
bodies appear.

3. See J. D. Beazley,
4. ·H. Di.els, Fragmente

~Development

~

of Attic Black-figure, Berkeley, 1951.

Vorsokratiker, 7th ed., I, pp. 331, 20 •

.5. This is the theme of Chamissovs wonderful story of Peter Schlemihl who
sold his shadow to the devil. The general principle that the image makes the
man is held in universal respect in our world, where a person is not cori,s\c~.krcd
to be 11 identified 1' , which means to say, to be the same wi. th himself, until he
can produce a certain paper with his own picture on it. I have noticed a
more innocent version of the same{thing among the modern Greeks, who will
sometimes, at a first meeting, show you photographs of themselves, intending
to prove thereby that they are people of some consequence.
6.

See the picture in Ptolemy,

~

.Q.f. Kings, ed. Halma, p. xliv.

7. The texts on this matter offer certain difficulties(discussed by Kirk
and Raven, pp. 99-103) the solution to which may be that· Anaximander set up
two sciathera, one calibrated for astronomical purposes and another for
telling the hours.
8. See The Athenian Agora, ~Guide, 1962, pp. 108-109. Besides this large
piece of architecture, there has been found also an example of those portable
klepsydrai which were used in Athenian law courts to limit speeches to six
minutes (ibid., p. 164). These pots have been kno"Wn to inspire the envy and
admiration of visiting American senators.
9. The noon shadow seems to be distinguished by primitive people too, who
stay indoors then, unable to bear the uncanny feeling of going about without
a shadow, cf. Arnheim, p. 257.
10. For sun caves, an early form of solstice marker&gt;
pp. 52-54.
11.

see Kirk and Raven,

For instance in Borneo, see! History 2f. Technology, Oxford, 1954, I,

P• 117, Fig. 46.
12. See Heath, Aristarchus, Oxford 1959, pp. 21, 130ff.; Kirk and Raven,
pp. 81, 101, 103. There is some question whether the earlier men actually
discovered the oblique ecliptic or some partial feature like the tropics and
the equinoctial circle.

�- 34 13.

See J. .~ S. E. Dreyer,

!

History of Astronomy, Dover, pp. 93, 106.

14. On the story see Kirk and Raven, pp. 8J-84. The fact that pyramids are
not thin objects actually makes the geometry of ·the situation rather complicated; it is given in T. Dantzig, ~ Bequest .Qf the Greeks, New York 1955,
pp. 52ff.
15. The Parthenon, for instance, (built of course a century and a half after
Thales) is a good example of a human scale applied even to a superhuman
building. For a Greek temple rests on a platform of steps (crepidoma) whose
risers will obviously be felt to bear a relation to the human step (cf. R. D.
Martienssen, 1'.h.2, Idea of Space in~ Architecture, Johannesburg, 1958,
p~ 83).
The Parthenon steps are just twice as high as those of a man, and
for human convenience one intermediate step must be added for each rise.
Its proportions are therefore double the human.
16. a. Herodotus, insisting for some purpose of his own on the practical
nature and the foreign origin of both geometry and astronomy, says that the
Egypt; A.nn d~veJ_opoJ geometry for the purpose of assessing the lands swept
nuay by the Nile, "iuhence it came to Greece, while the Greeks learned both
the gnomon and the polos from the Babylonians=' (II, 109). This seems to
conflict with the reports giving .Anaximander as the discoverer of the gnomon
(cf. Kirk and Raven, pp. 101-102; Kahn, p. 91, n.J). FurthermoreJmost of
Anaximander 0 s inventions have also been ascribed to Thales (Guthrie, p. 74).
It seems scarcely possible to settle the matter except to point out that the
gnomon, the most natural of all tools, was scarcely in need of discovery in
an original sense in any case -- what the sources ought to be read to mean
is that he was among the first to develop it as a theoretical tool, i.e., in
a cosmological context.
b. It . is not kno~m what instrument in particular the polos was; some
identify it with the gnomon (Guthrie, p. 33). ·If it had anything to do with
the gnomon, 'it mo.i ,ho.v.t \oee\' just~~~ ·t•~, fc;( t~tcorresponds to the geometric understanding of "pole~ 7 ; Proclus, for instance, says that if an upright gnomon
is set at the center of a circle its tip will be a pole (Heath, I, p. 185 -actually the gnomon itself i.s a locus of geometric poles, a pole being any
point not in the plane of a circle which is equidistant from all the points
on the circu..mference).
Now the common later meaning of the word is pivot, as in the (Aristotelian J treatise De Hundo: "The whole of the heavens f as I have said; but
there a~e n9cess?.rily .two -.:points which are unmoved, opposj-te one another, just
as in the case of a ball being· turned in the lathe ( -r- D f v lf
) ; they
remain solidly fixed, holding the sphere in its place ( ()1.;vl-:&gt;&lt;._0-V-r-ct
),
and the whole burden moves in a circle around them; these points are called
poles. If we think of a straight line joining these two together, which some
call the axis, it ~Qll be a diameter of the cosmos, having the earth at its
ce~ter, and the poles at its extremities;' (J91b).
However, this meaning
misses the original sense of the word, which is 11 something going round 19 , from
"tTeAoyo..L
, .,,go~ 1 • Thus i t is not surprising to find an earlier use
in which polos means nheavens 11 because nit itself goes round and through it
all things gov' (Schol. to Aristophanes, Birds, 179). It is therefore equally
likely that the polos was a spherical model, perhaps Hi th movable parts.
(The pivotal poles become the crucial parts of the first planetary
model to embody a hypothetical account of p\0V'c.tq~1mo.t.ions, that of Eudoxus,
which consisted of numerous homocentric snheres each with different ooles
(see Heath, Aristarchus, Ch. XVI).
L

1-.

t'-"i!. who\e

L.05\.'V\O!i

I·,~

~~~L.'(''1cc.\

C'\v"cA

VV\OY~S

·

CC&gt;V\t-'1V'\UOV.5\';,

'

�- 35 17.

c.

The text:

Kirk and Raven, pp. 117-121. On Anaximander in general see
~Origins of Greek Cosmology, Columbia 1960.

H. Kahn, Anaximander and

;,

&gt;

I

""

18. Translating the pun on
ex - LW v -- ttun:...going" in
c:A L co.v
eterni tyu
&gt;
"
cf. 37fJ7: Lou CJ°' v 0\ '-' wv LC&gt;v
i.L-V-... o vv.-. •
. The pun expresses
the character of time as the source of self-contradiction.
;I

/

;:.

/

19. Ptolemy's astrolabe became what was later known as an '7armillary sphere",
used, at least by the fifteenth century, more for demonstration than for
observation. A picture of it is given in Cornford, Plato 0 s Cosmology,
frontispiece. It is significant that the Neoplatonist Nicholas c;· Cusa was
r
one of the best known designers of such spheres (see I. Hart, the Mechanical
Investigations of Leonardo da Vinci, p. 21; this book contains a brief
survey of simple-astronomical instruments, pp. 19-31.)
1he astrolabe of later times, on the other hand, is a plane instrument,
as was Ptolemy 0 s 11 planisphaerium11 • Neugebauer (The Exact Sciences in Antiquity
pp. 18 5, 219) says that both were based on project ions of the heavens upon a
plane. Such plane instruments as a class are called ntheoricn (Kepler,
Epitome, p. 31).
20.

See Kirk and Raven, p. 100, n. 1.

21. Archimedes says expli.citly that n 'universe 0 is the name given by most
astronomers to the sphere whose cent~e is the centre of the earth and whose
radius is equal to the straight line between the centre of the sun and the
centre of the earth" (The i-Jorks of Archime·fos, ed. Heath, Dover, p. 221 ).
This notion must have been suggested to technical astronomers by the cosmological models,forin th~se. the ecliptic is one of the containing circles.
22. See M. Nicolson, Science and Imagination, Ch. I, "The Telescope and the
Imagination"; Ch. VI, "The Microscope and the English Imaginationu.
Discoveries

24.

cf. Kirk and Raven, p. 1J4.

~

Opinions

2.f Galileo, ed. Drake, Anchor, pp. 27ff.

23.

a+ b

Va2+2ab~b2
-a2

a+b ~ab+b2
gnomon~ ... (2ab+b2)
0

26.

Hence in the arithmetical algorism for
taking the square root the second
subtrahend is still called the gnomon.

The N.O.E.D. can document this usage from the time of Ben Jonson:
• • Her nose, the .r!nomon of Loues diall, that tells you how
the clocke of your heart goes 10
0 •

to Cowper:
~'The emphatic speaker dearly loves to oppose,
In contact inconvenient, nose to nose,
As if the griomo.J2 in his neighbour 0 s phiz,
Touched with the magnet had attracted his".

�- 36 ...
the word gnomon
the former mostly
one curious
those of a
of
sdom

cal and common

of both
with
the
which tell its

Hto judge
The
for
the Freemasons it becomes a
the way we live now that·
It says much
bears the title
books on
28 ..

957

of

cf .. G..
pp .. 248-249

New

Vitruvius I
6 ..
men upon whom nature
memory that they are able
music, and other arts,
pure
Hence
arts because many are the
as tool:
as
980a2J ..

• The analogy
hand, for the hand is a
sense of

~
is like a
intellect a form of forms and

Ch

See for instance
terms of touch ..

for

conceived

Boeckh

9 P•
nos

See

Heath

2

has given a
' pp 542-545
are: v,o,_ ~
In the

see
or

or
·---!--

--

l

~

,,

I

- _[
J._~

The

is

a

be
there may be no
two, or
mnnber
the gnomons wc)uld look as
arranged in the
It is not however,
that gnomons
around
but a
can be

�- 37 when it changes the proportion of t he figure. In its latest and over-extended
such an addition ·c ould be called a gnomon if i t preserved, as do the
gnomons of 2., the numerical relations of the figure, i.e., n(n+1). But this
is surely not a possible function of the original Pythagorean gnomon which
Aristotle and Philolaos mean; even Simplicius still shows some hesitation
about using the word in this way: "And although even numbers are not called
gnomons in the primary sense, because they do not preserve the same form, yet
they may .be added as gnoU},ons to show the unlike in figurate numbers"
( CJ~ Y\ ) -t °' Ta 1 f· O \ ~- 458, 5-7).
--c\
On t _ e other hand it is evj.dently
h
possible to speak of numbers being "pl,.aced around" ( 1H: ~Li l..-$ E.,.,P.- t v o .4
)
as non-gnomons. Therefore V-.:G1.I.. )\&lt;-0r~ must mean that numbers ' which are not
gnomons are placed around the two, which is the first even number, and that the
resulting figure is even, and different with each addition.

36.

cf. Nicomachus II, 26.

37.

cf. Aetius, translated in Kirk and Raven, pp. 230-231.•

J8.

~i
\~

There are alternative ways of ge~eratins the
pentagon, as show'n; see Nicomacbus, Intrgduction
to Arithmet i c (trans. n~ooge), II, 8-11,
especially~· 244, n. 1.

See also Euclid VII, Def. 16, and

39.

Lt .

,•, ~ '

r 1 ~-~~· i.

jj..

!' .S Cotvt-.,,.Ui'-._-("_ (IT J
~

p. 287.t.f.. •
)

40. Galileo, too, felt . the fascination of the tetrasonal gnomon, for he
recognized in it the form of his rllle for free fall. 110.vin_g; 9i ven its geometric proof, Galileo adds ~ corollary in which he formulates the rule
numerically; m
.;Jhile therefore during equal intervals of time the velocities
increase as the natural n~1:11bers, the increments • • • are to each other as
the odd numbers beginning with n.a:nityn (Two New Sciences, Third Day, Th. II,
Cor. 1).
41. which is, in t urn, one of the two elements (
as Aristotle says (Metaph. 986a18).

CT x.__o

..........
l )(

t . i.. C\.

)

of number,
/"1

42. The Euclid scholiast says that "when the gnomon is added the er\v\ LA.o.
grows' while the
£.1' J 0) does not change in quality ( 0 ~) v, b. Ax 0 L o~ ) "
where the former must mean a particular figure of particular size~(Heiberg,
p. 277' 16).

,

43. Aristotle 0 s explanation of the way in which the odd represents the finite
and the even the in~inite has an alternative)given by Si~plicius, p. 455, 20
0
(see Kirk and Raven, pp. 244-245): as the figure
---~·shows, the even can be divided as long as it r emains
even, while the one in the odd blocks divi s ion and
binds the number into a finite atom.
0

•

•

•

.

.

¢&gt;

-

...

Qt

.

44. Alexander as quoted by Cornford, ~ ~ Parmenides, p. 8, ~-~·for
a discussion of Pythagorean number. Passages relevant to this theme are
collected in Kirk and Raven, pp. 242ff.
45.

so the Euclid scholiast , speaking of square gnomons , calls the unit the

�- 38 -

first square number (Heiberg, 226, 8).
,)

46.
)

""'.'

}heon, p. 37, 12; it seems as if with"·
o..rro\f£- vvG.J V\€.)
•••
VW
C&gt;v rt.-) V,o- ;\ 0~ V "\C-\L '1 he Were trying to COmment On the gnomOn 11 S name.

r

47. On Philolaus see Guthrie, pp. 329-333; Kirk and Raven, pp. 307-313. A
large part of E. Frank, ~ ~ fu sogananten . tha oreer is devoted to
proving that all the fragments of Philolaus are spurious esp. pp. 291ff.).
Scholarly literature on the "Philolaic problem 0' exceed reflections on the
content of the fragments bv better than ten to one, roughly. There is, however, an article by Newbold. _ Arch. flir Gesch. der Phil. ( 1906) which disin
cusses the gnomon fragment (pp~ 17'bff:-}"arur-;.hi~Iha:Ve not seen.
48. Diels (as rendered by K. Freeman, Ancilla to the Pre-Socratic;
Philosophens, p. 75) translates: IJ But in fact Number, fitting all things into
the soul through sense-perception, makes them recognizable and comparable
with one another as is provided by the nature of the Gnomon •• ·"· The
11
differences are crucial to the interpretation 1 es~e~1c;,\\i ~ccov-c\•~·~1-t?. for-'\V'\to.,,
11
1

-t\.-\&lt;.

!7.ov\) v\Vlc,\ ''CA..

~or''t~c 11 ~il\C&gt;V'\!\Of\.

•

49. Philolaus applies the word eidos not to th f figure but to the two "proper
forms" ( .&gt;l er\ Cl f(JV\
) of number, the orld and the even! ,, and each of these
has many shapes ( ;vt o f ~ C\..L
) which each thing shows by itself" (Di els I,
408, 10).
VII.

[Corrections to AN ANATOMY OF ORBITS, April Collegian, pp. 1-28.}

p. 8, ii, 1a add: In iv, 3 this is the ~enter of ~ravity.
p. 9, iii, 2, 1. 3: for HgeOllletri(; center"', read o;focll.$".
p. 11, iv, J, 1. 4: for ngeOW\et:rie c.ente.r",~reaci "th~ focqs of the orbits".
The figure for the
~
last two should be --;&gt;
( ~--~H;

__

'-'-...____ f~N S /
'1f{
::.-----

p. 12, diagram: the sun is S
p. 12, vii, 2, 1. 7: 77 eccentrici ty AB=AR 0

;

so also in the diagram, p. 13.

�FEAR

WA.P. OR

AND

There is a
in Thucydides 0
it concerns one of the
move men ..
of fear
Thucydides says that the truest cause of the war
the
grovrth of the
fear necessitated the war
of mutual fear is the
both as a
s for war and a means for peace.

and

have two
us in
discussion
The first of
what fear is.. In
fear is sometimes a virtue
in
the case of fear of God ..
fear is also often
taunts another with
you
men often hesitate to say
What is the emotion that is
such various
And if we succeed in
with the one that is behind
is whether fear, which
war, can ever be the basis for
be, and how is it to be
opposite effects

to deal
second
ssible cause of
ir1l11at
of fear
from the fear which has

above..

T&gt;~.s

Let us begin
them and begin
thereof
a

actions and
, from the
to i~~~~-.~~

Athenian
fear
is
become aware of their
from everyone
are

of a hurt
the future, for i t is the
s is
in the speech of the
are a match for us
another too
for us ..

at once, and
Insomuch

�- 40 unless we oppose them jointly and every nation and city
set to it Url~nimously, tl13y hL~.i overcome us without labor".
Consideration of Athct•.:i. '.3.n action ir.. the :h·'.-,Ere leads t o the concl 1 ~sion
that, if no p r evi.:H~tl~T &lt;:.~ action is tal-rnn, tiwre wili rc,su.1-t, in tbe fllture,
conditions which o.re ha.cmful.
At the time when this conclusion str:.kes someone, wheth8r after thought
or after the rrm.ch shortc1'" pro c .-; s (:if r..:.~1 un ~·:x) 0etsrl C"lgt .J::;:··: ve action by
someone or something el ,'3e, we .:; 2. ~1 .:·: '.)·~' tha,t u. ;;e:i:~ son his Lean stru.:k by
~ .-n os
, thls being th9 word 'Ihucyd::_o:.L:s uses in sr:e:::.king of Spz~:;:~+. . an
fear .9S the c~mse of the w-ar. It is sorm:·t:.!:'ling that is oL:t side the person
involved. W
h9n he has been hit by it one of two things can happen, the
persvn or city involved will follow one of two coursei&gt;.
0

The first of these is blind panic. When, in the Peloponnesian exhortation
before the battle at Naupactus, the soldiers are told that Athenian experience may be useless because ~ 0 fear confoundeth the memory p n5) the hope
expressed is that the Athenians will feel so outnumbered and overwhelmed
that they will consider their skill of lHtle VJ.lue. And so tl:?.3 i ·}·r.: s::'." tJ.nt
factor for success will become chance, which could equ.~ily favor th(nu or
the Peloponnesians.
But if chance is thus so much more powerful th!ln skill, and there is no
attempt made to use skill, the Athenians invo'L ;,red wi~Ll not bs r-:aking
decisions. They will not be trying to und .... rstand what the pw.~~ )•)ses of the
enemy are and dec-i_d-i_ng what their ot-m strategy should be. In short, they
will not be using their reason.
And if they feel th2t the injury they f8 3.~ is completely unavoidable, they
will hope only fo:::· s011!e k 3_riJ of m~:racle ~ t,.r.ic! :_- , 1 ~-~~ :&gt;.e!les by definition are
of all things least subjact to ratio!1:tli t y. .MKi so the opinion of hurt,
together with an opinion, produced by the circumstances involved, that
the hurt is not to be avoided primarily by one 0 s own efforts, can lead
men to panic or despair.
But there is another course that fear can take, and this is the one exhibited
For they are not e,q_sily sub j ect to panic, since
their case is far from a hopeless one. 'I'ney are a po ~.-n :- ful city, \iip·c; 1·:-~me
on land, and possessing powerful confederates. nWherefore, men of L3.cedaemon, decree the war, as becometh the dignity of Sparta.n6) Whether or
not they want this war, they are not panicked by it. This leaves the way
open for rationality.

by the Lacedaemonians.

The first occasion for reasoning is the decision that Athens can be stopped
only by war. Sthenelaidas may have been an irrational demagogue; but even
wise and temperate Archidamn\ls thought a war might be necessary -- vgand
prepare withal for the war~ 1 7) he tells the Lacedaemonians.
And the conduct of and preparation for a war are intensely involved with
reason. The actions of the war are in the future, and the future can be
known only by conjecture based on reasoning analysis of the past and its
analogies to the present. The Spartans will be concerned with causal

�- 41 -

relationships -- what will result from an imn1ediate invasion of Attica, is
it better to wait and attack somewhere else, what should be done to train
a navy?
The whole problem of confederates will also require much thinking. The .
Spartans must decide how best to arouse and hold their own, and also how to
persuade Athenian confederates to revolt. The awareness of separation that
is involved in
jd 05 will make tl.1.crn pay all the mo1·e attention to this
aspect of the war.

ff

And so fear can become rational, and as such is no longer something outside
the person who fears. It is more what is meant by the Greek word 6i ~
and it is, as we have seen very much concerned with the future.
.J'

Thus we have arrived at our second question. Can such a thing as fear be
the basis for a league or for peace? Clearly panic, with its heedless
thoughtless .action and its passivity, can not. But what of rational fear,
what of ~:~)
?
The first difficulty is that anything that is to be the basis of peace must
be very strong. Hobbes says, "In the nature of man we fing)three principle
causes for quarrel -- competition, diffidence, and glory. 17
And these
causes are powerful, for within their categories can be grouped all the
passions, desires, and prejudices that move men to war upon each other. What
makes us think any fear can control them, that it can override desire for
gain and glory? Do not people often act d8~ r ite their fears to obtain a
desired end?
But there are reasons for believing that fear, if great enough, will be even
more powerful than these desires. For while gain and glory are apparent
goods and certainly sought after by men, they are goods that are to be enjoyed in the future. If a man has a dec1.sion to make, and one choice' .may
lead him to gain or glory, these two goods will often come to him some time
in the future. The profits on his business will begin to accumulate at the
end of the week and by the next week he will be enjoying greater luxury; or
perhaps, in the case of glory, he will be honored for his generalship when
he returns to Athens the next year.
Fear, however, is usually more immediate and sure. Men tend not to have the
foresight to fear things far in the future, precisely because fear is concerned with undesirable objects and it is natural not to want to think of
such. The result is that when fear does arrive, the potential hurt may be
very near in time. The choice beh.reen a fairly immediate evil and a good in
the future will often be decided in favor of the former.
And, more importantly, gain can be enjoyed only by living men, and even glory
seems better if one is alive at the same time that he is glorious. In other
words, life is a pre-requisite to either of these goods, and a fear that contained an opinion of hurt to one 0 s life would have necessary priority over the
desire for some gain that, without life, would be worthless. Self-preservation
is not only an old instinct, but it may also be of the first importance in
our actions.
So fear of the right kind and in great enough quantities may be strong enough

�,. ·

- 42 to overrule the other emotions. But what is the right kind of fear? The
Mytelinaeans have spoken of mutual fear. Let us say that I am afraid of you
because you are strong, but you are also afraid of me, for I too am strong.
We agree not to hurt each other, because neither is sure of winning, neither
wants the risk of losing, and neither wants to waste energy and life in wars.
Also, if the two of us combine our strength, we will be that much more sure
against the world. Therefore -- let us have peace.
But there is a great problem in all of this, one which makes this theory always
eventually fail, and this is the factor of changes in power. My C' rr: ·~J C may
fail one year, my slaves may revolt, or my city may suffci' sect· .::. _•
You,
observing this, will judge me eeaker and perha"9s consi r_1 c.=;r :-'. ·!T ~ 2 :-,. - ..,-; 1;. :-·rth the
,.
risk, because the odds have changed. Mutual fe?..r i.s c 1 - ;» :..~ .-•._-.,.._-,_-,L~.:: ·.-. :- .:iu no
longer have a predominant opinion of hurt. And so tGo i~ the peace gone.
1
: ·. ' ..

Mutual fear is not sufficient for the basis of a league. Neither is a fear
that cannot be understood by all. For c:i.n example of th.is let us consider the
Melian dialogue. We col:ld ~; '""'·=' t llA.t w2 b.:-,-l9 the po s·-,·j)_~ i~.i ty h c :"c t.h : .:t t he
Melians are so str1-.:. c.1~ 1._:J ; -:::,c~_._-'. .::i .. . ~ : : •J ~&gt;&gt;~: :'. :t·-;:ss ab ) r (; t ::-~s :~ r/i tuu. ~_, jc·J u~ at they
are no longer bf;iqg ~· ~· .::: .L ~ . y r· : ; ·:-. ·~L•:J,~1 "':.. o rt--i t.:. .~ .'--3 r~ ~·-- C' ~-J!J..:~-i.] f..}~:?: c~' ? .::~ (~ :, -i.- 1 J'. i· henians
.JP,
hoped to have on the m2ss 0s i f E1 ·?-: :~.:-_:_ j L,~ ..-_..~1 c::.~l-j_.,r,,-,:_,:1 t n ~...: l.'. -: ;~:i_-~ '_:;c.J~ ~'./ ~ o t hem.
Let us assume, however, that t k _a · 1. ~: b t, t .n.l8 of ~:. :.~ ~; V;:&lt;.ian 1.e2ders, and that
the fighting power of the Athe1 :i ::! ·1.::; }·; · i c) no-C c .~-i1r :.J·] c.-tcly p ani cked · t h~ra. There
is s ti l.J fc: -sr i.nv0lved here, c--:r1d it i~ fo ar o f ·ct1.-:' ;_: ":'1. equ eV'l s :; ·:; of .Athenian
s
r u.1 ,s- . S· :o "::-J•~ !\ .:: c-~ei '.1 .s-:-.·si::: s nc :.:, or!'_:.y 1..~·1.~--: [-1 '._:;-,o r u.~:.1 0, bl:t c-·~ ~'.°; po 1 ·i.lu 1;:s ~ f o.r V ·.'.0y
h e:. . ·;;~ nc- t&gt;'.:.~· :-~'.-(:.:-: ·c: -~~ , ::~~. /. ~ !1 ~·;:~:.:, n ~1c:~ tl:w ma .:.·cer , r.;::- ·1_::i .J ~ ~"."· t r t:-! ;.; -r,:i..th se vc~ ri ty.
An~! 5 f L.'.:·~~ i&gt;:.::i·,'"-~ ·:. :.: v1 j-, :~~~- 8 ~.~ .• -:,_ ,_·; _d l;a co:ro .:n.:. r.; r- r;::: si·; . ; i :1 -c.:•·:. ,') c c._:_ ~-3 c .f :.hi.s ~ ong
.
:
:
-.
a n·J ·~ Y·;.J ~·:1': ~ '.'0 v:·~-:. 1.~ ~ t, :1 °:.: J:·: :;.J. iC:t l~ l .:~ . ~dt:r:; v:on ~ _ d h ·'.iVG di. f fi c·L•lt:..- - .:1 l e ad'itig a
:
rE: ,-:&gt; i_ o i' -1.1: 0 c~,_ -;·,y ~ :y::. L they had earli -, i: v:-JJ.untci.rily su.r ~ · c tic:er ed.
·t.
But
t li .~tt

~- 2

-!-.·'1~ :~

::1

~

f :·:;:::.

-~.~l e_:. T&lt;·:;-~. :~:.:_;::~\

.•e J

~ i l-:~·

1

:.~-.i.el~ i ~JJ .~:.: r:;· ,; :~.

....

,-:_,.'.-·. .'
:

o·i..l::·:·;_~

f

. :~ .~ ~·

: 1a~ i ,.· ·. 1 .

1
1i"'J:-.: •C'."t.0r:d?

r..,;:;1;.!. ,.!.

c ~-.Ytc, i nl. y

t'.;ey know

i: ·:&gt; ~er..:: f'r ee. i;.1 !:, they
uf l. l·..;:; .:. r rule, n.ot in

;~:_1:·..::::-i·f.::.'."

do t l ~:-~-. ~t~e ~,J i'.:.,'! ~:..i':-r·:': . :. :l·, tt; i'::;I.i.o. ~~. s vv1:_::_J b e , ~: . _".'&lt;:.:..'...J.
term.:-J o f t.r-j ·o :lt\-"~ t:nt r..ight oe pr8sent Ly l ( "' :. :-::1:; b -u.t in t e.r·~JJ.S of pl2-cing
::
one 17 ~ s ·::: U ' j 11 c} 1::: r) ower of people like t h e AU1enians. The Athenici.11 ambassadors s ~1 J, 19 You ~; &gt; ::::. :.:. t.:,:J.-.J3 YC':'Y ab.s t; rd counsel
in deciding to res i..st
u ~.lr:~ ?· :~-!~ ::e-: t~-~ 1}..:i.-J. ,-!~ 1 :-:: ., ;..-01J r11c•.'&gt;:e ~:!" ~ ) nisst ycurseT v es some more di scr c·~ t concl uJ
...
~
'~~ ·,.-•; T'" :J At t;. 2; ~~.rt~!'."'. i".:.l.:·-.=-; i . t r i::· cc~L!.:,J-~ \..;-::.:;n 3. ~"1 f' (.::.k er , s ul::: j i.:· ,u~ .J.ted city ,
r
ar . ~ i ;;::._t\.:::'. t ..'.~ r- 7 r.i ~ .~ 1 :· t, 0 SC 1.~·1 c":.'Y1. :: '~ :~·._;-,:-::.- ;~1 : ·:::: 1·1.~-· ;. C•:'.'' _i_v;,.~~:;;-Lt!. OUS, they may E Ot
re ·::i.1i za a~-:ct l16 l" na:~. icn could lhCl..-J. t he:m in t l1is W~{y ~

8

.

·

And S8 pe1·hnp s t hroughout the dialogue the conversation is blocked by this
Melian fe ar that the Athenians do not understand. And so it is clear that in
any attempt at peace, if fear is used as a means, it must be understa rd able
to all.
Thus our analysis suggests that fear is a powerful enough passion to control
men in the actions that lead to war. As we ha ve seen there is a problem of
determining the proper object of such fear, for it must be fear of something
enduring and must be a fear visible to all. There seem to me to be two
possibilities. One of them is relevci.;it to Tb ._icydides 11 time and later is
:
developed by Hobbes. This is fear ci' the s·t a te. of war. If war plac es men in
a state of nature -- 11 solitary, poor, nasty, brutish, and short''-- · man should
want to avoid the evils that such a state entails.

•

�43 -

In the past, however, war has not involved a state of nature for many individuals. The men who govern countries are often not those who fight in foxholes
(which might be a good rr.odern equivctlent cf what Hobbes had in mind). Large
parts of the population continue to live in civilized society, although the
society may be changed in form by a w
ar.
But now the possibility has appeared, through atomic weapons, of actually
destroying all civilization and perhaps the earth as a suitable place for
life. And this fear seems to fulfill the requirements for a fear that can
lead to peace.
If it sounds too optimistic to place so much hope in fear -- and well it
might -- we must remember that ~Jhere is a large qualification underlying this
thesis. This qualification is sc-.l·;ation and resultant applied rationality.
Even Hobbes says that the laws of na_j_.-..ire are arrived at by reason. If man
knew them without reason, there wolli j never be any state of nature, or at
least not one of the kind that Hobbes de scribes. So a man must be taught,
either by experience or by other m~ ::. ~ t hat war is the greatest of dangers.
But there is something else he m
ust know, that may be even more difficult for
him to learn. This is the fact that all men have some basic needs in common,
and that all men desire many of t he kinds of things he does. If he knows
this -- and on the assumption that other men ~nll be rational -- he can conclude that others have the same dread of war he does. And so he may be free
to follow his aversion to war without the risk of domination by others that
at first seemPd apparent.
I will freely grant that this qualification is very large, and I do not kn-::&gt;·,1
whether it is possible to educate men in such a way. But this theory may be
a road -- a way applicable to both men and nations that avoids the cruelty
of Machiavelli and the need for divine intervention.

*

*

*

*

*

*

NOTES
(All fo~tnotes are references to History Qi Pelooenassian
otherwise noted.)
1)

I: 23

2)

III: 11

3)

Hobbes 0 Leviathan, Part I, Chapter 6, p.

4)

I : 22

5) II: 87
6)

I: 86

7) I: 85
8) Leviathan, Part I, Chapter 13 , p. 106
9)

v:

111

55

~'

unless

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                    <text>THE
'-......._

~

c-OLLEG . IAN
A PR I L

1964
.______..--_.-/"

�C 0 N T E N T S

AN ANATOMY OF PLANETARY ORBITS

..... .

HERACLITUS: THE THAUMATURGY OF LOGOS •
THE TRAGEDY OF KING LFAR • • •

*

*

David Lachterrnan, '65 •

...

*

..

1

• 29

Jessica Hoffmann,'65. • • • 50

A SELECTION FROM BACON 1 S SYLVA SYLVARlJ11

*

Eva Brann, Tutor • • • •

*

• • • Introduced by • • • • • 65
Laurence Berns, Tutor

*

*

*

David Lachterman •
• • • • • • • • • Editor
Eva Brann • • • • • • • •
Faculty Advisor
David Rasmussen
• • • Business Manager
Susan Roberts • • •
• • Editorial Assistant

�AN ANATOMY OF PLANETARY ORBITS*
Eva Brann
In reading astronomical texts it is ver1;1 profitable to stop
now and then to fix the attention on the mathematical diagrams
themselves, not insofar as they assist the course of demonstration
but insofar as they are the incarnation of conceptions perhaps
never made quite explicit in the text -- to inspect them, as is
sometimes said, "quali tati vely v
'.

No manner of lookinCj is more

useful in the effort of gathering that budget of insights into
the ways of science and the being of its objects which forms the
capital of reflection.**

Ptolemy under·wri tes this point of view

when he explicitly speak. of applying the consequences of his
s
conceptions by demonstrations '9using the diagrammatic approach"

a classical distinction between a diagrammatic and a numerical,
tabular method, cf. Theon, Exposition 2.£ Mathematical Matters
Useful f£!:. Reading

~.

ed. Hiller, p. 177).

In general, two basic kinds of diagrams may be distinguished
in our astronomical texts .

The first pictures a mathematical

hypothesis devised to "save the

appearances ~ 1

under the constraint

of the axiom which requires heavenly bodies to move in circles
and uniformly; the diagrams, in other words, are constructed to
rationalize or correct the apparent anomalies of their motion.
Such diagrams are drawn by Ptolemy _
and by

Co~ernicus.

kind pictures the analysis or generation of
the heavens by real bodies.

~

The second

orbite traced in

Such diagrams are drawn by Kepler and

*The relation or· such orbits to cosmologies is surveyed in the
POSTSCRIPT, pp. 1&amp;ff. .
**Some consequences will be drawn in. a note -on astronomical~­
thesis projected for a future Collegian.

�- 2 -

Newton; they meet the

99

great need of imagining the true figures in

which the routes of the planets are arranged". 1 )
The characteristic figure of the first kind of diagram is the
circle, of the second, the ellipse.***
I.

CIRCULAR h7POTHETICAL DIAGRAMS

A thorough study of these ;,yould begin with a characterization
of the planetary diagrams in Ptolemy 0 s Almagest and would then
tTace their transformation in each corresponding chapter of
Copernicus'

~

Revolutionibus Orbium Coelestium, that is, it

would detail the mathematical Copernican revolution.

But that

is too great a work to attempt here, especially since Copernicus'
circular devices, falling betwixt and between the old and the
'°New

Astronomy 0 ~

as:

are they properly to be conceived as mathematical hypotheses

are very hard to interpret, raising questions such

or as approximations to orbits? has .his ·attempt to restore the
axiom of circular motion in all its purity a "physical" motive? can
his diagrams really be fitted into his cosmological model? (See
POSTSCRIPT.)

I shall therefore confine myself in this section ·to a brief
review of a typical Ptolemaic figure such as precedes all determinate adjustments to the · appearances.

This inventory of charac-

teristics will certainly yield nothing unfamiliar, but it will
serve to illustrate what I mean by an nanatomyn of diagrams and it
will provide a contrast to the ·Keplerian and the Newtonian orbital
figures:
1.

The paper plane in which the dtagram ·is drawn represents

an ideal geometric

m,

or what might best

be

called "Euclidean

***All three-dimensional elements, i.e., those inclinations of
diagrammatic planes to one another which account for lat~tudinal
variations of planets, will be omitted here.

�- 3.

. ..

un-spacett , for Ptolemy's figures, al though they have a direction
(see b. below), represent neither a particular place nor a locus
of positions in the world.2)

This is a consequence of the pri~

marily mathematical, that is, non~physical nature of the figures
they certainly do not image the real motion in the heavens.
2.

Each diagram is a separate and isolated device, for there

is implied neither a common scale in accordance with which the
determinate ratios of the different parts of each diagram are
calaulated, nor a planetary system into which they fit as wholes.

3. The diagrammatic

~

of the basic regular planetary
ou~c.c-

motion (r;,hich varies -in speed for each planet), is evidently ob"
tained from those spherical drawings, projections of the heavens
.

unto the earth, in which the ecliptic lies horizontally, the
vernal equinox is front and center,
and the sphere is tipped forward to
bring the European latitudes int.o
prominence (II, 5 and 6).

If the

tipping is continued until the
paper plane · coincides with the ecl ip- ·
tic as seen_from the north, the basic
planetary motion, which is from west
to east (see POSTSCRIPT), will be
counterclockwise (contrast
motion 2.!l

~auxiliary

~

Caelo, 285 b 15).

The sense of the

circles i§_. !!Qi unitary but is either the

same or opposite to the basic motion-- (for instance, in the equ:fi;/alent planetary hypotheses of the epipycle and the moving eccentric,
the former has to move in the same, the latter in the opposite sense

�- 4of its deferent, XII, 1).

4.

The parts of the diagrams differ . :-.somewhat for different

planets and somewhat more for the planets above and below the sun,
but the tyPical elements are alike.
headings, a. circles

They are enumerated under three

2f movement, b. lines of direction; c. special

points:

a.
a circle of appearances (ecliptic)
having the earth as a center and
therefore "homocentric with the
cosmos" (III, 3); of indefinite periphery since the e·arth is to it
a
point; about its center are measured
the angles of observation.

as

a circle off-center with respext to
the earth (eccentric deferent)~~of indifferent size, which carries the
~planet in its geometric path; it
corrects an anomaly with respect to
the ecliptic; its 120th part is the
common measure of the diagram.
a smaller circle (epicycle)' borne
on the deferent and found in terms of
its radius, the geometric path of~
apparent planet; it corrects an )
anomaly with respect to the sun.3
a center of regular motion (equant) situated on the deferent's
diameter; it 0 equalizesn a discrepancy between the zodiacal (ecliptic)
appearances of the mean planet and its correct motion in the diagram
so far constructed (IX, 2). Its periphery serves as no geometric
path -- it is solely the , point about which alone the planet moves
uniformly, the clock-work of the diagram; this is expressed in its
na.n;e: Hthe ceayer which does the revolving" ( TO ITE..fL"-yov
KEVTfOV

).

.

b.

the radii of the above circles, forming, as rays of angles, the
measure of distance traversed, which is never a linear but always an
angular quantity in these diagrams. The radii of regular motion are
19
thought of as revol ving 17 the planet ( n.C v o o 0rE v a..\,,. 1\~ r ~ a...-yt.Lv
f..08£'l~L
III, 3). The line from the earth to the
apparent planet is the line of observation.

�- 5the line containing the centers of the ecliptic. the eccentric
and the equant (line of apsides) which gives the diagram a direction
with relation to the ecliptic; anomalies are shown to occur
'S'Yilmietrically ab'ol'i'.tit; its very slow movement (IX, 6) indicates
a shift of the plane of the whole _ ypothetical diagram against the
h
circle of observation.
·
an (implicit) line showing that the radius from the mean sun to
the earth is always parallel either to the radius of the equant
(inner planets) or of the epicycle (outer -planets); this means that
each diagram is coordinated with the sun.5}
c.

there are a number of special p(ints such as the farther and
cl.o ser poles of the line of apsides apogee and perigee), corresponding points on the epicycle, ·p oints of ™passage (I, J), etc.
the most interesting of these are the station points which
bound the planet's retrogradations and returns, found when. the line
of observation is cut by the periphery of the epicycle in a ratio
dependent on the ratio of mean to epicyclic speed (XII, 1~ since
this ratio and this point have to fall out of the diagram after
the numerical determination of the-rat"iO-Of the epicycle's radius,
they represent a kind of corroberation of the hypothesis.
If such a diagram is set in motion an epicycloidal orbit of
fairly. fantastic shape is described.

Ptolemy, of course, never

attends to these traced paths at all within the · Almagest -- the
parts Of the diagram are only an imaginarjr (
passim) machinery of motion (see POSTSCRIPT).
that Ke-pler
Ch •. T.)

~

v

oO

r

(;

f.V O .v' &gt;

.

(It is significant

M"-q' .

trace"' nperplexissimae spiraen , Astronomia

llirY:!J

Indicative of that is his willingness to admit the equi-

valence of the epicyclical hypothesis described above to an alternate
hypothesis, that of the moving eccentric, for although both save the
6
same appearances, they sometimes generate qui te different orbits. )
While both the Ptolemaic and the Copernican diagrams fail
either to produce real routes or to fit into ·a true system, they are
nevertheless fundamentally bound to a cosmological

model~

In fact

the bloodless part of the ·cop,ernican revolution is ·nothing but the

�6
from
the center of the

center

s

see

WO''

both
orien-

tation but
IL

causes of

the
This is

s causis motuum
p

s concern

new

The

20

external
of mere appearances with
cal consequences of the nature of

in the

of

His

to us in the

in these terms is most

Newton's
a much more
certain ways
of

the basic

features
not about a

books are

combines its
may have

as the
thus actual orbits are

as
to be

in the
ways from the
The

of the

is

for an
the ancient

a

�- 7true viewer's perch on the world's top. Thus not only is a common
measure found for the planetary intervals, but their absolute
magnitudes are also determined; the mean speeds of the planets can
furthermore be related to these.
2.

The diagrams are no longer constructed to Hsave" apparently

irregular motions, but rather to explicate

~

and lawful motions;

consequently there are no circular, i.e., closed auxiliary motions
either same or opposite, but only continuously varying components.
From the point of view of the fi.gure accomplished, the sense of the
motion in such diagrams is indifferent and the time of the diagram
therefore reversible.

Since, furthermore, the common planetary

direction is not, as in Ptolemaic diagrams, determined from the
basic spherical model, its unitary character calls for a special
cosmogonic -- account.

3. Since the mathematical explanation is no longer a mere
hypothesis, the diagrams now contain parts representing and measuring
physical quantities, such as lines of force, centers of force,
inertial velocities, etc.

4.

Since the center of the orbital diagram now represents a

source, or

at least a center, of force working across the orbital

plane at the periphery, the mediating

~of

the figure will,

contrary to that of the older figures, turn out to. have a function.

5.

While in the old ·diagrams all changes of speed ( accelera-

tions) were only relative to the observer

and all measuresof

speed r,rere angular, the orbital diagrams incorporate absolute
accelera.tions along the actual linear

6.

~

of the planet.

While the hypothetical diagrams exist only as total figures,

�- 8 having certain special places such as the apogee, perigee and points
of mean motion, the elliptical diagrams can be analyzed anywhere on
the periphery, being everywhere generated according to

7.

~

.fil!2.

the

hlhile analyses of motions are not absent from circular

astronomy, they yield, in accordance with 6., whole figures such as
the

w~ic'-"

ecliptic,~is

a component of the sun°s spiral (the only impor-

tant actual path in Ptolemy) after the daily revolutions have been
analyzed out; only in the new, physically determined paths are
motions literally generated in terms of small components; these
differ according to the conception of the causes involved in the
generation.
A comparative analysis of Keplerian and Newtonian elliptical
orbits is therefore subjoined:

NEWTON
KEPLER
(References to the Principia,
(References to the Epitome,
ed. Cajori)
E.B. ed.)
SINGLE ORBITS
i. ~ orbital figure defined

Orbits are "properly speaking,
that line which the planet describes around the rn" ' (p.999)
ii.

center

~dynamic

•
2. The real, bodily

895, 91o;:-

~

(pp.

Orbits are described by any body
revolving about a center of
force (p. 40.)
of~~

1. A mathematical point acting as
a theoretical center of force in
mathematical demonstrations ( p. 40).
2. The sun, in the physical interpretation-or Bk. III (p. 420).

�- 9 -

KEPLER

NEWTON

iii.

~

place 2.f

~

ceriter

1. As a mathematical point it is
fixed in geometric space at the
focus of the ellipse.
2. As a body it is on a (tiny)
ellipse, relative and similar to
the planet, with its geometric
center at the center of gravity
(p. 164).

J. At the absolute and exact

3. In absolute space, near the

center of the finite, spherical world and at the focus of
all orbital ellipses (pp. 857,

center of the world (p:-419).

987).

iv.

~bodies

in planetary diagrams

1. The sun, formost in dignity
(p. 8571.fixed at the world 0 s
center (p. 897) , · endot'10d with
a motor ~ (p. 896),. in rota-

_
tion, and both possessing and
giving all light, heat, life
and motion (p. 897).
2. The planets, having these
2. All bodies have the same desproperties:
cription (p. 398):
a. volume (p. 1).
a. volume (moles), which varies
according to observation(!),
as the orbital radius (p. 879).

b. amount of matter (copia),
compounded of volume and
density, and varying as the
square root of the radius
(c
r Y~ ) both for arc he. typal reasons (p. 881) arid to
suit the Third Law (p. 880).

°"'

. .

b. mass, the measure of matter,
compounded of density and volume
and found to vary directly as
weight (pp. 1, 411).

I

c. powerlessness (6.dvvo..rLo.)
or natural inertia, an inability to move (p. 894).

c. primary properties among which
are impenetrability, hardness,
etc. ( p • 399 ) •

v. The forces assumed
Active
1. Active force

ac~~

untlate-

1 • Active force is reciprocal

or

�sun is
source
immaterial outflow
which conveys
mo....,.tor
motrix) effecting
a turning
arising in
of the sun
895ff.

its effect

in

2 ..

change
induces
mass of the
Law II, p
center of force the mass
not a factor: f o&lt; a

.. 5 •
Motor virtue

is
a

.; ;. . ; ;. .;. .; .; .; . ;.:. . sweeping
vectoria which
the planet attempts
to carry it in a circular orbit
.. 899 ..

another.
the geometry of
2, the
of force ac)ts as a center
;;;;...;...;,...........,..............

6 .. Planets possess certain

a. a stubborn resistance to
the.;;....;....;............
terial inertia
2c;
894) , by which it
s
the grasp of the
s motor
virtue and makes delays in

p ..

p ..

135.

�·- 11 -

KEPLER

NEwrON

its orbit.
b. a passive magnetic ~­
(p. 936) with a ~
"friendly" direction in the
plane of the orbit. The more
nearly this pole points toward the sun the more effect
does the sun's (active)
attraction have to cause
"libration~, i.e., tho~e
0
small apprp.che s towa.rd the
sun which deform the circular orbit (cf. v, 1; p. 965),
(The permanent posture of
the magnetic thread at right
angles to the line of apsides
is slightly deflected and restored in one revolution
. (p. 941). 'This motion is
nothing but a calculatory
device, p. 9L~2.)

b. Magnetic force differs from
the power of gravity (p. 414).

~

iv.

~

shapes £!

~

ol"bits

.

·---

Depending on the bodies and the
. precise ~ law. involved .the
.
ellipses are differently generated :
1. In purely mathematical diagrams
with a poinf center the orbit is
a stationary ellipse (p. 56).
2. If the force law is slightly
altered from the inverse square
law (perhaps by a distant body's
interference) , the planet moves as OV\
a prototype ellipse (whose line of
apsides;~major axis J changes direction in the sky as the ellipse
rotates about the focus)meanwhile
tracing out a more complex (looped)
path (Ne~"rton H
anual, pp. 127, · 148).

3. If the center of force is itself
another (reacting) body, it will
itself describe a similar (small)
ellipse; the geometric center of
both bodies is their common center
of gravity (p. 165).

4. The true orbit is a nearly

4. If there are three or more bodies

exact ellipse about the sun as

involved~the

true orbit cannot be
found but approximates _fill ellipse

�2

the sun at

focus

focus

vii.

.e.

circular

are
be a measure, for
the oband hence
, with the
i;d th which the solar ray
strikes the
969

-&lt;~

measure can noi,r, beof the deflection of

is

Let there be
circle PD
the
of
P is the apogee

is

Let there be a center of force
the
an inAB in the first in-

�·\., ,

- 13 KEPLER

NEwTON

D

.

I

." \
\
''

"'

\

\

\

\

·B

\
\

I

I

·A

\

F

I
l

IxM·p

CtY1T~r

Then 2AJ3;PB is the total libration since R is the closest
approach of the planet to the
sun.

r

Divide the circle into least
equal arcs PK, KG, GD, • 7-:-:-i.e., continue the 'division to
infinity (p. 973). The comparative libration in the arcs
is given by the sines LX, HF,
EB, • • • (vii , 1b) , and it is
shown (p. 974) that these are
in the ratios of the sagittae
PX, XF, FB. In particular, as
the whole sagitta PR of the
whole circle is to the total
libration PB, so is each sagitta PX, XF ,. FB, • • . ·: to='' ' the
·
corresponding increments 2.£ libration, which are thus founO.
and laid off on the diameter
as PM, MI, IF, •••

s

A

Now let the force act all at
once to draw the body toward-Sby the amount BF. In an equal
second time interval the body's
uniform inertial motion would
have carried it through Bc=AB.
Instead the two motions BF and
Be are addedVectorially (p. 14)
to give the resultant BC.
The actual path is \the polygon
whose sides are BC, CD, etc., a
series of resultants obtained by
. composing the inertial motions
Be, Cd with the measures £!
attraction BF, CG, etc.
If the time taken is
least (infinitesimal), the orbit
becomes curvilinear; if the force
acts according to the inverse
square law, · it is an ellipse
with illi:, center £! force &amp; illi:,
focus.

Using the intervals AM, AI,
AF, • • • as radii, mark off
points L, H, E ••• on the
sines. These µoints can then
_ shown to be on an ellipse
be
(p. 9 7 5 ) . - - - viii.

~

1. The orbit's µlane is comµosed of infinitesimal ~­
torial areas of shrinking
radius determined by the equal

elements
1. The triangles described about
the center of force in the polygonal orbit are equal for equal
times (p. 4o).

�NE1rVTON

For

= BC

since
~SAB

bases

=

£::,,.

same

and

heights
Therefore
:::::

The area law
to
• 983) so as to
of the

of time
the

a sum
ix.
composed

v

b

etc

�- 15 KEPLER
in the direction of the radii,
measuring the effects of the
attractive p~~r of the sun
(Cf• V, 5; Vl1 •

NElrJTON

petal effects of the impulse
atB(p.41).
2. But the curvilinear orbit can
also be analyzed in terms of
(Newton Manual, p. 83):
o... B

S

a. an inertial or centrifugal component, tangent
to the curve.
b. a centripetal component, the subtense of the
tangent and the curve,
drawn parallel to the line
of action·and showing how
the planet is drawn back
on orbit.

3. But it can be shown (Newton
Manual, p. 85) that the diagonal
(1b) ultimately equals twice
the subtense (2b).
This is a sign of the fact that
the limits of polygonal orbits
are not coinctdent with curvi:..
linear-orbits, sin·c e their
.measure of fore~ is not identical.
In order to identify them one
· must make the special. assumption
that "ultimately" the impulses
of 1. merge into the continuous
force of 2., i.e., that the
'fO'r'Ces are identical in kind.
4. It should be observed that
the Kepler's divisions are
actually infinite and his integrals are sums of real
infinitesimals (p. 973).

4. All components are understood
to be evanescent quantities in
ultimate ratios as the time becomes an .instant (p. 39). W'.nether
this means that they themselves
are limits or infinitesimals is
not clear (Principia,Appendix,

P• 653).

·

.

(In the limit all these displacement vectors are proportional
to force vectors.)

�choice of the creator:

in our
xi

time
as the

the inverse

l
.... c
c. the motor
)

are
system

�- 17 ·
-

KEPLER

NE WI' ON

Now c. and d. cancel each
other since as each higher .
planet receives a weaker virtue,
it absorbs, by reason of its
greater volume, a larger amount
of it (cf. iv, 2a). And:
1

cl..

c

o/.

l•c

R (circumferences are
as radii)
RJ:'~ (iv• 2b)
R~; ~

But l • C: c:A T, since distance
and material resistance compound to decrease the speed and
increase the time.
: • T

xii.

oot.
~

R~ •

numbers,

~ ~

altitudes

All these have 0 archetypaln,
mathematical causes (see
POSTSCRIPT).
xiii.

~medium

2f.

~planets

These are not mathematically but
theologically accounted for
(pp. 544, 566).
of

~

orbits

1. The planets move in a limpid
ether, scarcely or not at all
resistant (p. 857).

1. The planets move in a rare but
resistant medium which slows them
down imperceptibly (p. 419).

2. The motor virtue traverses
this ether instantaneously,
i . e ., i t is t r ansmitted nonmaterially (pp. 901, 902).

2. This ether may perhaps be the
medium for the mechanical transm
ission of force (p. 547) .

III. ANALYTICAL VECTOR DIAGRAMS
As a contrast to the figurative view of orbits taken above, compare
the analytic treatments in the Junior Mechanics Manual (IV B, ii) and
the Appendix to the Newton Manual.
Attending here merely to the analytic description of the orbit,
two sets of terms are to be distinguished:

�- 18 -

1. a large,polar coordinate system whose
origin is the center of force about which
a radius of variable length (r) sweeps
out uniformly increasing angles ( !::.

~ )•

2. a smaller, roving system of
orthogonal vectors, one of which always
lies along the radius.
These vectors measure small displacements (

b,..

s) of the planet

(which can also be given in terms of the x and y axes).

The accelera-

tions of such a path are given in a differential equation.
In this context the point is merely that such planetary routes are
studied mostly in terms

of~

vectorial components:

the orbital

figure is no longer the center of attention.

POSTSCRIPT ON THE RELATION OF PLANETARY ORBITS TO
COSMOLOGICAL MODELS
This paper has so far noticed only tha.t part of astronomy called
the "doctrine . f schemata" ( Ik&gt;ctrina Theorica) which deals with plane
o
diagrams rationalizing the "secondary'', that is, planetary motions.
Since, however, such diagrams are obviously determined from the outset by models of the whole world, there should be at least a cursory
comment on usphaerics 99 , the doctrine of the cosmological container,as
well.

(On the size of the sphere of the fixed stars in each model

see Note 8.)

�- 19 PTOLEMY: In the basic cosmic model two main features, the first
physical and the other mathematical., very ill adjusted to · one another,
can be distinguished: 1. the traditional geocentric, moving-sphere
cosmology of the Timaeus and ~ ~ (I, 1-8) and 2. the professional
astronomer 0 s planetary hypotheses, which do, indeed, take their departure from cosmological and physical considerations (for such
first gave rise to the axioms of regularity and circularity, III, J;
IX, 2; cf. Aristotle Physics VIII, 8), but which have, as the ancients
themselves remark (Eudemus and Geminus, in G. de Santillana, The
Origins£[ Scientific Thought, pp. 253ff.), long since became divorced
from these. The main connection between these two is that the practical,
observing astronomer coincides with the philosopher'in having a
naturally geocentric point of view (I, 6).
The physical part of the model is presupposed (I, 9) in the
technical exposition. In this model (VIII, 3) the earth is fixed at
· the center while two spheres of prime movement turn. about it, the
starry outer sphere with a regula.r daily mo:ti~n westward about the
main (north-south) axis, and the inner sphere, whose axes are oblique
to the first, in the opposite direction -- these are the Timaeus'
motions of the "~", the source of regu.lari ty, and of the '~~",
the source of diversity. On a great circle perpendicular to the axis
of the second (ecliptic), the sun has its yearly path, 1v-hile the
planets' route is in the zodiacal band about the ecliptic circle.
The sphere of fixed stars imparts the ultimate motion to the world and
serves as its astronomical clock (I, 3).
The planetary diagrams fit, or rather, fail to fit into this
model as follows: although their center of reference is the earth,
they are not conceived according to a common scalejso that their sizes
in relation to each other are indeterminate. Nor is there a harmonic
rule which would allow them to be fitted into a system of proportions
(at least not in the Almagest; as for Ptolemy's Harmonice, Kepler
devotes· an appendix of his own Harmonice Mundi to showing that it was
a failure). Even the very order of the planets from the center is
somewhat arbitarily settled: the inner planets shall be those whose
elongations from the sun are limited (IX, i).
As far as the construction of a moving · model of the complete
planetary system is concerned, it is, even when a common scale for all
orbits is invented, not feasible within the ancierit framework of
spherical physics -- as ' Ptolemy himself admits in ·a work in which he
attempts to construct physical models of the hypotheses of single
planets.9) On the other hand, the feasibility and simplicity of such
co·nstructions in the new astronomy (with the orbits taken as circular
or almost so) is its great point of pride: e.g., Galileo, Chief
Systems (Title page); Kepler, Mysterium Cosmographicum (Tab. I, IV).
The difference which this fact renders concrete is that between motions
·which have mathematical complexity ( a u/. vrr/\ ov..~), :which are a mixture
( ~~~t5 ) and whose actual simplicity is inaccessible to human
understanding (XIII, J), and motions which are visibly and really simple
and decomposed only in the mathematical analysis.
COPERNICUS: The most immediately remarkable aspect of his system
is, of course, the subversion of appearances in ·the case of the primary,

�- 20 -

vv.-H.

I

the ·.day-and-night ( \/ u )\~
fl v "S ) circuit of the heavens which is
now attributed to the rotation of the earth (De Revolutionibus, I, 11)
~ motion 2f ~ Hsame~ 9 is located ill~ ~· +h.,e,
As far as the planetary orbits are concerne~~first, most significant
consequence of this revival. of the npythagoreanu (I, 5) heliocentric
model is that the earth is among the "wanderersn and these no longer
move in a plane oblique to the horizon of the model: rather it is the
earth's tilt which is now the cause of our oblique view of things-the constituents of the motion ._... the nether" are located in the earth,
of
....,_
.........
_. ._..
which is consequently the source' of all appearances, while the true
center of motion is the sun, which-, "resting on a kingly throne, governs
the family of stars which wheel around" (I, 10).
Next, both the ~ and the of'bital radius of the planets is now
given through the "first law •••· that the magnitude of the orbital
circles should be measured by the magnitude of time" (I, 10), so that
they have in their motions"a sure bond of harmonyn.
Now also the single orbits recover their pristine circularity and
are either "truly circular or composed of many circular movements"
(i.e., the equant is banished) -- but this not done only to purify the
mathematical hypotheses but to eliminate a "physical" incongruency: for
any deviatfon from truly uniform circular motion must occur 'gon
account of the inconstancy of the I planet's] motor virtue • • • "
(I, 4), and such inconstancy is unthinkable. Even the planetary paths
themselves, although still composed of epicyclical and eccentric movements, do now approximate smooth circular orbits without loops; this
is effected by keeping the epicycle small and giving it a speed equal
to that of the eccentric.
And finally, Copernicus 0 planetary diagrams contain an important new
i tern -- the circulus maximus, the orbit of the planet Earth whose center
is the origin of all planetary diagrams (see below) and whose radius
is their common measure.

---

-

·~

So far Copernicus seems to be a modern, an "orbital" astronomer. But
several difficulties arise on this score:
First, the geometric centers of the system of planetary orbits are
not in the sun but ·form a cloud of points near it. (See .t he diagrams
in Koyre, La revolution astronomique, P• 65) -- the system is neither
"physically" heliocentric nor is1 it really a tight system.
Secondly, Copernicus sometim&amp;s slips into the language of solid
spheres as bearers of planets -- in fact in the very title of his book
"On the Revolutions of the Heavenly,..-.S pheres 91 (see J. Copernican Treatises,
ed. Rosen, Dover, pp. 12ff).
Third, the devices needed to save the single planets' appearances,
Le., the technical parts of the work, are more complicated than
Ptolemy's (Koyre, pp. 47-48) and might hence be regarded as even more
"hypothetical 70 • (This does not justify Osiander 0 s unauthorized contention that the whole system is a mere hypothesis see ne· Revolutionbus,
"To the Reader Concerning the Hypotheses of this Work". It is, incidentally, significant that it was Kepler who first exposed the imposture,
cf. Astronomia Nova, back of title page).
Finally, for Copernicus the center of each single planetary diagram. is not . · referred to the sun, b:vt to the center of the earth's
orbit. (Cf. De Revolutionbus V, this is the reason for the disjointed
aspect of the system mentioned above, for this center, which is in fact
the ~sun, lies differently with respect to the true sun for every

�---,

- 21 -

planet.)
The result is that the sun holds the true center in the
speculative, cosmological (I, 10) but not in the technical parts of the
book. Thus again the hypothetical diagram diverges from the real
picture.
The true character of Copernican orbits with respect to the criteria
of this paper can therefore scarcely be fixed · and their discussion
has been omitted above.
The works of the three astronomers that follow may be regarded
as

justificatio~

and demonstr·a tions of the Copernican system, as the

following quotations show:
1. Galileo, Dialogue Concerning ~ Two Chief World Systems, "To
the Discerning Reader": ". • • the celestial phenomena will be examined,
strengthening the Copernican hypothesis, until it might seem as if this
might triumph absolutely." (It must be remembered that the book is
written under the -- transparent -- fiction of an impartial comparison
of the Ptolemaic and the Copernican systems.)
2. Kepler, Astronomia Nova, Introduction: 0 • • • from which consideration [that of celestial physics) arise certain clear argwnents
by which on~y Copernicus' opinion on the world (with a few changes)
is shown to be true, and the other two are convicted as falsen.
3. Newton dedicated a manuscript of the Principia to the royal
society in which, it was recorded, "· •• he gives a mathemati.cal demonstration of the Copernican hypothesis as proposed by Kepler • • • "
(Isaac Nevrton°s Papers~ Letters 2.!1 Natural Philosophy, ed. Cohen,
p~ 489 : this is not to say, however, that for Newton himself the basic
facts of the heliocentric system were any longer in need of··.justification;
for him, "demonstrating the hypothesis" means, strictly speaking, to
deduce from the Keplerian period and area laws a force law, . and hence
. -the Keplerian or bi ts).
It follows that the basic diagrams of all three are heliocentrically
determined from the very beginning.
GALILEO: In the Two Chief Systems (ed. Drake) the discussion
centers largely on thatnewly ordained planet, the earth. However,
enough is said about the other planets to make it clear that all
actual planetary orbits are considered to be perfectly circular
(pp. 28ff., 321ff.), not, I think, merely to make the exposition to
l aymen ea· ier , but because the circle is Galileo's line _Q! inertial
s
motion. Inertia is for Galileo a purely kinematic notion, quite distinct
from the resistance of material bodies which was for Kepler one of the
causes of the deformation of circular orbits; Galileo 0 s orbits remain
circular precisely because his bodies have no brutely .material, unreckonable, 11 conturnaciousH properties (ibid., p. 207). (The. suggestion
that Galileo's· orbits are circular because he had a classicizing
esthetic preference for circularity, . proposed by Panowsky in Galileo
i l ~Critic Qi~ Arts~ Hague ·1954, pp. 20ff., is, accordingly, insufficient.) Galileo derives his notion of inertia from the (idealized)

�- 22 terrestrial phenomenon that a body neither gains nor loses velocity
along the horizontal plane
(considered as a small arc of a large
circle about the earth), because there i t is everywhere equidistant
from the center of gravity (Chief Systems, pp. 27-28ff). This insight he transfers to the heavens, not completely realizing that
this implies that the sun is, in fa.ct, the center of gravity for the
planets -- though he suspects that the causes of motion are the same
in the heavens as on earth (ibid., p. 234).
This same inertial motion:-taken simply as a straight line, enters
into Galileo's analysis of terrestrial projectile orbits (Two New
Sciences, J:bver, Fourth tay,pp. 244ff.). His treatment there marks
the beginning of the analysis of orbits into two rectilinear co~po­
nents(one representing displacement under inertia and the other under
some acceleration toward the center) and of the notion that such
orbits are conics, in this case, parabolas.
KEPLER: His is the last and most enthusiastic attempt to fit
the planetary orbits into a closed cosmological model. He finds three
patterns:
.
The first (and his earliest discovery: Mvsterium Cosmographicu..m)
is the cosmological or '0archetypaln model proper, a solid geom.e tric
construction accounting for the number of planets (6) and their intervals in terms of thick spheres containing the planets' (eccentric)
orbits which are circumscribed about and inscribed in the five regular
Platonic solids nested within each other (Epitome, IV, p. I, 3).
Kepler cherished this Timaean artifiact, the purely mathematical,
invisible structure· of the world, throughout his life, finding a
rationale for every discrepancy ~nth the facts (Harmonice Mundi, V, 3 -the ruinous seventh planet, Uranus, was not discovered until 1781).
The second, properly systematic, bond fits the planets into a
harmony, a "system" in the Pythagorean sense of 0 scale". In this
pattern the velocities at the perihelia and aphelia of the .elliptical
orbits are taken to correspond to vibrations producing (inaudible)
consonances. It has a 99 manifQld kinship" with the solid model ·
(Harmonice Mundi, V, 2ff.).10J
A third rule is the°'Third Law" (cf. II, ix, 2) by which the periods
of all planets are to each other as the three - halves .power of thei r
mean radii. This is the only one of the three that has survived,
since it is implied in Newtonian dynamics (Principia, Bk. I, Prop. IV,
Cor. 6; Note ?).
Within this system of planets there is for Kepler, the try.e. Qop~:rnican .
one orbit of prime importance -~ the earth's (for now the ' ernbhasis is ' oh &gt;·
the "geoperipheral" along with the heliocentric aspect' of the system).
among his earliest labors was that of establishing its correct
~
eccentricity as a preliminary to finding Mars 0 true orbit (Astonomia
~' Ch. XXVIIff.).
Henceforth the earth's orbit becomes more than
a circle about the diagrammatic center -- it becomes a moving observation post, occupying a middle station between the inner ·and the
outer planets, so. that its inhabitant, the us-Peculative creature"
(Epitome,IV, Pt. I, 3, 4) can, knowing its own route, rise above it, as
it were, to plot that of the other planets with .respect to the true
center, the sun.
r

�.,

- 23 ..
NEWTON: Through two books of the Principia no particular reference
to the heavens (except in the scholia and, tacitly, in the lettering
of the diagrams: S (o11 , T [erra1 , . L (una}) is made. Furthermore,
when the celestial application is finally made in the third book, we
find that Copernicus' and Kepler 0 s much-embattled theories may now be
presented as -- appearances: the. Copernican system and the Keplerian
period and area laws have become "Phaenomena" III, IV and V respectively~
(This vantage ·point, permitting him to observe as phenomena··
the theories behind the common sense appearances, must have been in
_ Newton's mind when he said that he stood on the shoulders of giants.)
· .These two circumstances signify that Galileo's demand for a physical
theory, uniform for heaven and earth,has been once and for all met;
there are no special proofs for or patterns in the heavens, and guided
by mathematical theory, it is easy to 0 see 0 the planets obey the laws
of motion. In fact, the whole vexed question of the place of the human
observer is, for the technical parts of the book, once and for all
superseded in Nelvton' s notion of the relativity of "apparent" space:
"the dimensions of the orbits are the same, whether the sun revolves
about the earth or the earth about the sun'1 (Phae~·~"TV).
The plan, then, of the first two books of the Principia (Preface,
p. xvii) is ~ 7 from the phenomena of motion to investigate the forces
of nature, and then from these forces to demonstrate the other
phenomena'°. This requires that the causes admitted must be simple
and universal (p. 398); Newton speaks of "universal bodies" (corpora
uni versa), ' 7uni versal gravitationn (p. 400). Therefore the third
book, "De Systemate Mundi", which is the Principia's "example" of
mathematical deduction applied to phenomena of motion (p. xviii), has
to do not with a cosmic edifice (mundus) bonded by a harmony of ratios
(system), but with a "universe''-- the homogeneous locale of motions
performed by bodies all, indifferently, subject to the laws of motion:
a world of physical quantities ruled by mechanical principles.
Against this background and within the context of the anatomy of
orbits certain queries concerning the nature of the Newtonian enterprise arise in very particular terms:
Al though Newton explicitly says that •0lines are descr ibed, and
thereby generated, not by the opposition of parts, but by the continued
motion of points; ••• These geneses really ~place in the nature
of things, and are daily seen in the motion of bodiesu
(!!::r2. Treatises
on the Quadrature of Curves, trans. Stewart, London 1745), his mathe;;-ti'C'al analyses are· not, in fact, conformable with this view. For
.while curvilinear orbits are said to coincide ultimately with the
rectilinear elements (e.g., Principia, pp. 30-47) of which the mathematical analysis requires that they · be composed, nevertheless :
1. this very mathematical requiremant shows that his passing attempt
to make the process formally accessible to the understanding by regarding the ultimate orbits as "limits" (p. 39) is vain, for it is
. haracteristic of limits that they cannot •0really take place'° or be
c
"daily seen", i.e., they cannot become actual at all;
.
2. the ultimately diverse measures of force for polygonal and
curvilinear orbits brought out in II, ix, 3 above (cf. p. 192; P.
Frost, Newton, Principia, Ii£.2i ~' para. 145) show that such orbits
are ultimately different in generation and kind (not to speak of yet

�- 24 -

another kind of force tacitly introduced in the case of the't&gt;rototype"
orbit, II, vi, 2, which rotates about the center of force) 3
3. although the Laws of Motion, which require that the ultimate
simple motions, inertial (Law I) or under acceleration (Law II),
shall be rectilinear, and their first corollary (really a 11 Fourth
Law", A. Sommerfeld, .Mechanics , p. 6) which does the same for their
resultants, are said to be induced from the phenomena of nature
(pp. xvii, 4oO), such ultimate motions are certainly not :r eally to
be 0 daily seen'1 , i.e., are not among the phenomena; they are rather
abstractions from or the assumed constituents of real motions, as
the explicatory· paragraphs under each law (p. 13) bring out-~
consequently there is a gap between motions as experienced and as
understood;
4. Newtong s frequent lapses into the langu· ge of infinitesimal
a
indivisibles (e.g., p. 45, para. 4: "least arcs"), although excused
beforehand by a cautionary statement (p. 38), nevertheless bring
out what is inevitably the actual vimv of the calculator.
In the face of this ambiguity it is legitimate to press the
inquiry into the true original nature of the motions whose determination
i~ the very end of the Principia (p. 12).
One possible means for
discovering the ultimate character of Newtonian motion~is to conjecture
about them from Newtongs cosmogony, whose stages may be assembled
as follows:
1. the 0 universal mechanics" which teaches that "description of
right lines and circles, upon which geometry is founded" (p. xvii) is
presumably given prior to the world;
2. then are made the universal bodies (Rule III, p. 398) with
their universal properties (Opticks, p. 400);
3. the future planets are then put in a sufficiently isolated
place, (p. 544) at distances appropriate to the design (pp. 566) about
a preponderant body, the sun (Isaac Newton~s Papers and Letters .Q.ll
Natural Philosophy, ed. Cohen, pp. 281 ff.), where they remain at first
at rest (ibid. P• 296);
4. thei1the "cause well skilled in Mechanicks and Geometry"
(~., p. 287) imparts such initial velocities as are calculated to
allow the planets to describe closed, nearly circular orbits about
the sun (ibid, pp. 286, 297), at the very same instance infusing into
them a certain active principle, the power of gravity working
according to the inverse square law (ibid., p~ 296; Ooticks, pp. 297,
401; Princinia, pp. 4oO), selected out of an infinity of mathematically
possible measures (p. 46, Cor. VII and Scholium),
Now the ~'causen that knows . at genesis the future courses of
the planets, comprehends, in whatever manner, the whole of the
temporal consequence (p. 545; Ooticks, p. 40J), that is, the. true
motions of ·a bsolute space (p. 12). I conjecture that the ultimate
nature of such true motions is that which we apprehend as ~hole
geometric configurations. For such objects underlie the reasoning
of the Principia as beginnings and ends, much as they do the cosmogony;
this notion is supported by the following items:
1. the description of such figures is regarded as the basic mathematical science (p. xvii);

�- 2.5 2. the mathematic~l calculus of the generation of motions has
"no regard to time formally considered", i.e., true time (Method of
Fluxions, p. 20) -- .presumably because in true space this generation
is somehow qualitatively different;
3. after the establishment of the area law (Bk. I, Props. I-II)
and of a general formulaic relation between the derived physical
quantities (velocity and acceleration) and the radii of orbits
(Prop. IV) nthe determination of centripetal forces" is undertaken
for special, selected geometric figures; in particular central and
focal orbital ellipses are investigated (Props. X, XI). This mirrors
the, indeed obvious, fact that forces became determinate only within
a geometric context -- given an ellipse, if the focus is the center
of force the inverse square law can be shov.111 to obtain; within the
Principia the converse is not proved independently, and the generation of such an orbit (Prop. XVII) proceeds analytically (the conic
section is taken as given and the initial velocities which will
produce an ellipse, ·a circle, and a hyperbola respectively are then
established in terms of the latus rectum);
4. the expression of force derived in this section (Prop. VI)
is in terms of the "curvature" of the orbit (p. 61, Cor. I, see
Courant, Differential ~Integral Calculus, II, p. 307), which is a
purely geometric formulation of the shapeliness of the orbital curves;
in these propositions the center of force is merely a point to which
the force is directed and rectilinear generating elements are not
involved;
·
5. the shape of the heavenly orbits is found at the ~ of the
.c ourse of inquiry (pp. xviii, Bk. III, Prop. XIII); planets are
consequently said to"pursue their revolutions in orbits given in !s1!1£
(specie) and position" (General Scholium, p. 543);
6. a last speculation, indeed not to be found in the Principia
but rather suggested by future developments, is based on t1·JO features
of · N~wtonian force: a. that it is the only criterium for distinguishing
true motions (p. 10), its effects being-:ui'e only appearances knor'l7!1
to originate in true space; b. that its nature is quite unknown (p. 547),
its effects alone being measurable, and that, contrary to Leibnitz'
~~,it supports no essential methaphysical role.
In view of
this, might not Newton himself have been amenable to the suggestion
that it is the geometry of orbits which underlies as a (formal)
. principle the dynamic phenomena, i.e., the appearances of force?
Tt...ro final items give rise to more radical questions related to the
guiding distinction of this paper, that between mathematical hypotheses
and real orbits: first, the ninth section of Book I presents the
peculiar concept of the "moving orbit", a hybrid orbit composed of a
geometric archetypal orbit which itself, as a whole, rotates about the
center of force while the planet moving , on the archetype traces out
a true path (cf. above II, vi, 2); second, it follows from the eleventh
section (Prop. LXVI) that the real orbits in systems of more than
two bodies are indeterminate, so that, although they are very nearly
the ellipses they would be "if the sun were at rest, and the other
planets did not act upon one another" (p. 421), no accurate path becomes
known for any planet. (See the Junior Mechanics Manual, Ch. IV, E on
the insolubility of the three-body .problem.) The first .item implies
the collapse of the above distinction,forthe "moving" orbit is similar

�- 26 to Ptolemy's epicyclic hypotheses: in both the planet, moving on
a geometric figure, traces out an actual orbit. The second goes
even further to suggest that the very nature of the objects analyzed may
prevent accurate knowledge of real orbits and true motions. If so,
"true 19 and nmathematical 11 are not -synonymous (Principia, p. 6) -Timaean 6... v 0..7' K vi and not Newtonian lawfulness ultimately characterize bodies and · a thor~hly mathematicizable
reality may
itself be a hypothesis.

NOTES

1. Kepler, Epitome Astronomiae Copernicae, V, Pt. I, beginning.
2. Although Ptole~y begins by asserting that astronomical science
deals with motions and seeks "place, time and similar things" (I, 1),
in the face of proliferating hypotheses he admits that no humanly
construable motions are thus generated --" for it is not proper to
compare human matters to the gods" (XIII, 2); see aiso Note 9.
3. to which the large moving eccentric borne on a small circle
is the equivalent alternate hypothesis (Ptolemy Manual, IV, 1, p. 36).
The equivalence of these hypotheses is not proved in general, but
only for the particular case of retrogradation (XII, 1). I . is to
t
be noted that in contrast to the two hypotheses of the sun (III, 3)
which are genuine equivalent alternatives, the two planetary hypotheses
are in principle identical, both being epicyclic.

4. This is, of course, a name transferred to the equant from the
radii (see b.). The device of the equant is generally taken to be
Ptolemy 0 s own innovation; the inappropriAteness of the name he gave it;
which consists in the fact that a suggestion of physical agency is
attached to the merest geometric point, expresses the equantPs
illegitimacy -- much urged by Copernicus (V, 2).

5. This pnrallelism is one of the brutejunrationalizable facts in
Ptolemy (Ptolemy Manual,' II, 2 (3), p. 17). It' points up the
suspiciously special role which the sun plays in every planetary
diagram of the Almagest.
6. Cf. Note 3. A sample of the paths of a planetary retrogradation under either hypothesis is reprinted in Claggett, Greek Science
in Antiquitv, Collier, p. 122.

7. Kepler 0 s inquiries concerning the physical causes of motion
are thoroughly intert~nned with his researches concerning orbits.
Roughly speaking, one may say that the former played both a prior,
heuristic and a posterior, rationalizing role with respect to his
orbital diagrams. Conceiving early(Mysterium Cosmographicum,1596)
that. since a planet's speed depends on its nearness to the sun, the
sun must act as a center of force, he imagined that the sum of rays

�- 27 ..
from the sun to the planet included in any angle about the sun and
interpreted as an integral area must be an (inverse) measure of the
velocity and therefore a(direc~- measure of the time (so-called
"Second Law0 , Astronomia ~' 1609). - Only then, having tried many
figures, did he find that · for Mars .at _least an ellipse with the sun
at the focus ("First Law") both saved the appearances- and obeyed the
area law: "0 me ridiculum, ••• I had omitted no figures among
planets in orbit except the perfect ellipse" ( Astronomia Nova IV,
Ch. 58. I have r :.ead somewhere that the term focus -- "hearth" -- for
the corresponding point in the ellipse was firstli'sed by Kepler; the
choice of this term is an acknowledgement that one feature of his
great discover-y goes back to the ancients: certain Pythagoreans
believed that the planets turned about a fiery center of power which
they called Hestia-Hearth, e.g., Diels, Fragmente der Vorsokratiker,
I, 403, 11. 14, 19, 28). He then went on to think out causes for the
compound of simple motions needed to generate the ellipse (Astronomia
~; Epitome, 1621 ) • His "Third Law" (periodic time2 o&lt;. radi us3 for all planets) was found entirely empirically and the physical
explanation is purely after the fact (Epitome IV, ii, 4). (Kepler
himself called his rules not "laws", but "axiomata astronomica'', see
Harmonice Mundi, V, iiiJ
.
.

--

'

Newton began by supposing terrestrial gravity to extend to the
orbit of the moon and then 11• • • from Kepler 0 s rule (Third Law] • • •
deduced that the forces which keep the planets in their orbs must
be reciprocally as the squares of their distances [ inverse square
law] • • • " (Newton on the discoveries of the plague year of 1665-1666,
Hall, ~Galileo 12, Newton, pp. 278ff. and p. 360, notes 4, 5).
The next step was to demonstrate geometrically that planets in fact
move in Keplerian ellipses; Newton had done this by 1684 (i!2i9,.,
p. 293). The Principia appeared in 1687.
8. The size assigned to the starry heavens is not of immediate
importance in planetary diagrams; nevertheless here is a summary of
opinions:
Ptolemy (Almagest I, 6): the earth is, for purposes of observation, as a point in the center of the heavens (except in the case of
the moon which is too ne.a r, VI, 1 ) •
Copernicus (De Revolutionibus, I, 6): the heavens are immense
at leas't in contrast to Ptolemy 0 s~ it is not the earth that is infinitesimal but the heavens that are indefinitely great. This is a
necessary presupposition for a system in which the earth moves if
no sidereal parallax is observable, as Aristarchus, Copernicus' ancient
precursor,had already acknowledged; see Archimedesv comments on this
in his Sand Reckoner (~, ed. Heath, Dover, p. 222).
Kepler (Epitome, IV, end): the dimensions of the starry sphere are
exactly known -- its diameter is 60 million earth diameters and its
thickness(!) 2000 German miles.
Newton (Principia, p. 6): from its nature we may infer that
mathematical (true) space is boundless (General Scholium, p. 544; First
Letter to Bentley, Ne~rton's Papers, p. 281); the material universe in
this space is likely to be infinite and to contain other planetary systems .

��- 29 -

HERACLITUS:

THE THAUMATURGY OF LOGOS
David Lachterman

Ou1&lt;
tJ

of

ffA-&lt;,a ct~~~ lo~ Ao 10J ~.t..oJef,1.VTo(S or~o~oyE'ZV
I{;,
C.J
I
~
Cl
oV
£ () r L V 'i.. V 7l d. \/ T °" t &lt;.. v' cU.. .
1

F r c:· j

(\11~

Yl

+ .5 o

"Listening not to me but to the logos., it is wise to
speak in correspondence with the logos: 'all things
are one'."
"All things a:re one" -- in this dramatic utterance three words
clamour for our attention: hfill, panta, einai. The utterance
as a whole seems more like a solution than the setting out of a
problem; nonetheless, I hope to show that the dia-~tic of the
~ and the panta adumbrated in this fragment is the fundamental
problem with which Heraclitus is concerned. Furthermore, out of
a consideration of this dia-~tic of the ~ and the panta emerges
the possibility of cosmos and · it is of this possibility viewed from
many sides that most of the Heraclitean fragments are speaking.
Finally, this dia-lectic determines the form of human utterance
itself, that is, o"f'human knowledge; man is the primary implicate
of the logos in the sense that he, his words and his thinking are
woven ~ the. fabric of the whole of things in the most responsible ,
that is, most accountable, way.
Three phases (statements/manifestations) of this dialectic may be
conveniently distinguished: its immanence in the visible,
'material' world (pvr·, tropai PY.!£.[, phvsis); its invisible
presence as the structuring principle of ordered (and hence; intelligible, -ent) reality (harmonia, 'Dike/ polemos, 1£ sophon); and its
re-presentation in human discourse (nous, onomata). The interwovenness of these three phases· through the logos brings 'being' as
'well-regulated, measured strife' (Dike/ polemos) to light. ·
In order to confront the ~-panta dialectic which is the basis of
Heraclitus' thought, it is first necessary to clear away several
Aristotelian distinctions and 'laws of thought' (Denkgesetz.e) which
obscure our apprehension of the fragments. (Cf. esp., .Physics A,
ii 185 b6 ff.; Metaphysics I, iii 1005 b23 ff.; Ibid 1012 a 24 ff.)
Heraclitus presumably listened to . 0 what is' speak to ·him through
the logos, rather than presuming to speak about 'what is 0 through
'logic 0 l); consequently, Aristotle's discrimination of substance
1 ) M. Heidegger, Was ist das -- die Philosonhie, p. 52 Herakli t
und Parmenides weren grQ's;en in deID Sinne, dass sie noch im
Einklang standen mit dem A~ros
'd.h. dem t: IJ:., rrlvTa&lt;.

�- 30 -

and its accidents2), or, more generally, the division of reality
into categories, the concept of unity as identity in defining form
( A cf,t~ )3), and the inviolability of the principle of contradiction as applied to a substance and the pairs of contradictory
accidents potentially predicable of it4) must all be overlooked if
we are to come to terms with the force of the hen in hen panta
einai and, through it, 'With the 'dynamics' of the log~
PHASE I
Immanence of the hen-panta dialectic in the material, visible world
Aristotle (Met. A 984 a8) classes Heraclitus with the other preSocratic 'physiologoi' (986 b14) who sought a 'material cause' out
of which all things come to be and into which they are ultimately
resolved -- the substratum which persists through all change
(983 b8-19). Heraclitus is said to have chosen fire as his 'material
cause•. It was the shortcoming of these physiologoi that they
distinguished only this aspect or factor in the constitution of the
real, neglecting the other three causes which were left for Aristotle to discover (993 a10-15). The insufficiency of Aristotle's
treatment of Heraclitus will become clear, if it is not already so,
as soon as we survey the extant descriptions of the role of fire in
the whole of things. This insufficiency is only another instance
of the inadequacy of Aristotelian distinctions (e.g., the~
causes) for the study of his predecessors.
Fragment fifty speaks of panta -- 'all things'; otger fragments
also 0eak of panta or ta panta: rr °" viwv N 1.. v 1J t.v £ v w v
7
(
Fr. 1 ; ,Ti~ v ,.-rA. .,.~Lo(. ~ v I ;Ai v £I&lt;. v ~ t, pv ') o..
w
at I
Fr. 41 ) ;
T d.. rr ell\/ Tot 0 L ~ Kl r£1,.. K f \&gt; °' I) v 8 s
(Fr. 64) ' and so
forth. What meaning m~st, we giv,e jo _this word? Frag!J.lent seven
provides the answer: ~l iTi:Av'Tdt. TrA. 0V1ol 1~irvJ&lt;, 0 £"vCiL-ro
••• ;
ta panta are ta onta -- the exisfent things, the things that are. -and it is of these that the logos says: "they are one."
(

I

'

r

-

Heraclitus tells us more than this; he speaks of the manifestation
of this oneness of ta onta in the world accessible to the senses,
the 'natural'world, as we should say, This world is for Aristotle
the world of hvle; for. Heraclitus, it is the world o·f pvr, or, more
specifically, of the tropai pyros -- the transformations of fire
(Fr. 31). The foundation of the oneness of this 'natural' world,
the world in which all things come to be (Fr. 1) is said to be fire:
2) Physics, 185 a24.

3) Physics 185 b8-9.
4) Metaphysics 1005 b19-26

�- 31 -

I

u All

' things are exchanged for fire and fire for all things,
just as goods are exchanged for gold and gold, for goods."
(Fr. 90)

How can such an exchange take place? More fundamentally, in what
sense does Heraclitus understand the relationship between fire and
ta pa~ta, that is, ta onta?
If
of
of
us

we were to accept Aristotle's judgment, fire would be the matter
all existent things, the persistent substratum of the manifold
things
rivers, mountains, clouds, plants, and so forth. Let
listen to Heraclitus:

first of the transformations of fire is sea; and of
sea, one-half is earth, one-half, fiery storm-cloud."
(Fr. 31)

19 The

Three terms are given in this fragment: sea, earth and fire (the
fiery storm-cloud). Their relations may be schematized as follows
(following Kirk, The Cosmic Fragments, p. 332):
Fire

r

le

~H ~ r-\,&lt;f u

I

lff VJuff] f

Sea

r

Earth
The right-hand column is based on the second half of fragment
thirty one:

"Earth (following Kranz) is melted into sea (or, as sea)."
One additional fragment must be taken into consideration here -with what seems to me, following the persuasive arguments of Kirk,
(op. cit., p. 343 ff.), a necessary emendation:

�- 32 -

nv r-1s &amp;:v:.•oV' 1&lt;~ F1[!' .,~5 ·1
IJ\/ TfvfO~ ff~vci1.To-;J u~wf )·yi Tb\/ c:H fOS
rr v ro s &amp;J....v~To ,., ) a~ , o "
os .

55

n-Cf

\

I"'

\

&lt;_I (

I)

cJ. .-.. T

"Fire lives the death of earth and (air lives the death of
fire), water lives the death of (air) fire, earth (lives
~death) of water."
(Fr. 76, in the version of Ma.ximus Tyrtaeus.
Cp. Fr. 36 in which air is not mentioned.)
Deleting the mention of air (which seems to have been added by the
Stoics in order to bring Heraclitus into line with the traditional
four-element cosmology handed down by Aristotle), we are left with
a cyclical description of the transformations of fire in which the
change from one 'element' into the one immediately next to it in the
schematism above is metaphorically represented as 'living the death':
the disappearance or dissolution of one element or world-mass coincides with the appearance or formation of its successor.
Nonetheless, fire is given a pre-eminent role in both Fragment 31
and 90 (the exchange of all things for fire). The fragments
already exhibited make it clear, I think, that this pre-eminence
is not to be associated ~nth material causality in Aristotle's
acceptation, that is, fire is in some way actually transformed into
sea, thus beginning the cycle which eventually turns earth back
into fire. This 'eventually' cannot .be emphasized too strongly,
for it indicates that the process of the tropai pyres takes place
in time; in other words, fire is not the actual material constituent
of all existent things at all times5); rather, all things are
eventually exchanged for fire and, reciprocally, fire is eventually
exchanged for all things. (This description, however, does not
intend that the complementary processes be understood as consecutive (as in the Stoic £101 (· ~ i.v(ft. ~ interpretation); instead, both
the way down (fire-sea-earth) and the way up (earth-sea-fire) are
always going on at the same tims.) Consequently, another sense
must be found for the pre-eminence of fire in this fundamental
cosmo-logical process; this requires a discussion of the cosmos and
the logos as revealed in the transformations of fire.
Fragment 90, which provides the most explicit statement of the
relation between fire and 'all things 0 , furnishes an essential
clue to the manner in which a cosmos can come to be out of the
-----------~~-~,-~-------------

e

5) Fr. 67 ( LI Wf-J. l'a\ ) presents special difficulties; I feel sure,
however, that it does not fit in with the notion of fire as the
material substratum of all things, even though it might be said to
be the substratum of the process which comprehends all things. Cp.
also Plutarch, Consolatio ad Apolliniurn 10, 106E (Kirk, op. cit.,
p. 135) where Fr. 88 is cited. The Heraclitean fire is obviously
confused with the image of gold and the moulder of forms in Plato,
Timaeus 50 A-C.

�- 33 transformations of fire. The exchange of fire and ta panta is
analogous to that of gold and goods; in the later case, however, we
know that the value .received is equal to the value given, that is,
so much gold purchases just so many goods, and vice-versa. · If the
analogy is strict, there should al~o be some equality or proportionality governing the transformations of fire. Fragments 30 and
31 remove all doubts concerning the intimations of fragment 90:

&lt; &gt; s:)."- tfo~
")(;,
!i,l

fl~

~V

I ,. . , o/.

fo

v

i

7_ {,,

IJ

I () V

.. dL~'/Jt:lil
A 6&lt;J v ) 1&gt;' Ko ... o s
yo
~
.

r~Vtc(£r-ZL

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/4~1 J\L&lt;i.TfttT~

IT A? o
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J. 8 '- v

L

"Earth is melted into sea and is measured out in the
same proportion as before it became earth."
(Fr. 31)

"This cosmos (Weltordnung, Diels), which is the same
for all, no god nor man has created, but it always was
and is and will be, an everliving fire, kindled in
measures and extinguished in measures. 99 (Fr. 30)
The logos which supports the hen-panta dialectic in the material
world-order is thus revealed as metron -~ measure, or, taking into
account one of the meanings of logos itself, proportionality. The
cycle of the transformations of fire accomplishes itself in a
measured, that is, orderly, fashion, so that the dissolution of one
world- mass coincides with the formation of an equal or proportional
0 measure 0 of its successor.
The 'measuredness' of these transformations is responsible for their unity: because all things are exchanged for fire, and vice-versa, according to the same measure or
p~oportion ( .A ~o o s ) and because this process never stops ( rru p
~t f J i.v o"
), the 0 collected 0 whole, which is the successive
manifestations of the measured changes of ta panta, is the cosmos,
that is, the world, the comprehensive order of all things and the
activities they perform.
I cannot disagree more with Reinhardt 0 s interpretation of the
meaning of cosmos as "ein bestimmter Zustand, eine Phase dieser
Welt in Gegensatz zu anderen 1&lt;-.rf6' fA-- o &lt;...
, anderen Phasen,
vergangenen oder zukunftigen. (Parrnenides, S. 174)." It seems to
me that the emphatic eternali ty of the cosmos ( 1&lt;60 fUJ v 1 ;vJf.
)
and its uncreatedness establish it as the unique and enduring world
order, although within it the manifestations of fire are continually

�says:
L. '

Fr ..

~

o &lt;:)

as

\

os

that is
f,

o .s

, there

s

�as the
, sea and
the measures'
opposed to one
and, hence,

It would be well to

s

Heraclitus says:

is opposed (
together) is
and
from things that are at variance with one another comes
the most beautiful
and
come to be through
(Fr. 8)

�s

where war

is

�some sense in a
says:

way
...,

~

£L

L
d~ Vd..L

~L~

&amp;-~'

'

'
To

'L

it

/

E o vT a....

no

I
't. v' cl_

\Td, VIJ..

s
-?

&lt;..5

u

o
'7)

l'--o\ T )

war is common and
come to

that
have

,.,
\

sun
exceed its
if it does the
the servants
search after it and find it out.
The

the

of the

is the intention of this

If we take the
of the sun
the
the
makes some sense but
however, we call to
the antithesis ~1
"' J.. I
and think of the sun's exceeding its
£"urpoV1"'J
measure of
be
to
in the summer,
the

is

here the
function as
to
Now that most of the fundamental relationships or
this phase have been exhibited, it is
to
some
more specific examples of this 'harmony' of 0 opposites 0 in order
to come to an
of the oneness of the real that
supposedly emerges
four
of oneness
come to
in

�found

the hot grows
becomes wet

and
one and the same.

way of the

s

is

motion of the fuller's
towards a
end

con-

��.d-.,

\&lt;'-a',

"

-,

0 v

,..~c

are whole
the concordant
oneness comes from all

oneness
t...

c
0

winter and summer

is
surfeit and

05

war

sense of the
The
the later
-- God as the
Whether
s is the sense
when the nature of '
all

here and

The one and
to be called

wise
the

is
observances and
the
god of the

and does not
Fr.

the
seems to
What Heraclitus seems
of most human reof the
in some ways

�cosmic
correspondence it
associated

Therefore

\

0

says:

such a structure
which variance and
its source in
therefore, there must be a wise
the cosmos and it is to this
name of
, if
under-

arts or
is not
such as an artisan
is,
the intelligence that 9 fits things
is looked upon, then, as
source of human
enables man to bring an orderly
is this same ""'""',.·"
the cosmos.
0

....

�7
0

ever is

�wise to

cosmos:

v

was

3

and scornful references

::::.

�ETOL

J

c;\11...

occurrences of the
connected
see ..
of most men is
together
remarkable

in
-- an
of these
they do not
make them one ..
to

encounter

c.
0

/

C'

0

OOd..

5
men

awake escapes the notice of other
what
do when
.. 1)

moreover
from the
What are the consequences of this
all men's deeds and

the

�those who are awake responsive to the
is one, common cosmos, but each of those
to
turns
Along with deafness
as those who are asleep 11 seems
to have been
reproach of the
The sense
here and in fragment
is that each man creates in his
a
world unrelated to the world of the waking.. However, it is
precisely this latter world which the
maintains and holds together which,
not be a
if
for the
1
Nhat is more, the common cosmos is
as a
the strife and contrariety which is everywhole
in it; on the
the world of
the
sequence of fantasies
no inner
there is
order into the confused images
then,
the true
like the
It is not to
with the
nature

hotrever, that

necessary if men
nature of the world
into the nature
one
the

not
one will not
the
since it is not to be searched out and is
Fr .. 18)
If we must
a subject to the
seems
the wisest choice. IJfuat is meant then, is that
tractable
and contention of all
one to
structure which knits
whole,
s, one would not expect to
Consequently, the evidence of the sense is not
it
one to see some forms of the
of opposites, but
especially not the most unexpected -- the invi
For
other clues or

�for who have

many

who

to

not

awareness

is

the name of the bow is

We are not

its work is
here

1JJi th a mere

is an

sense

s

is clear

�rather~ the true
the
of the words
To such connexions we must have our

utterance
one another is no mere
it is
art
cleverness with
as a cosmos ..

most at variance
of
on
of the same

Thus
, more than the
than the continuous
life

more
summer and Tuanter

cohere

all Greeks that
to all and as
With this
is
and of
common become

furthermore is common to
much the same
as the
the
in
the fact that

follow what is· common..
the
live as

(..,

with sense it is
what is common to all,
as the
with even greater reliance. For
nourished by one
For it
wi
is sufficient for
above.
Fr .. 11

But

�overtake

�proper
does the 0 fitting-togethera
remain hidden; the specific
as
until it is
what is other than it. All

of this
to me but
se to

50 of
which manifests itself in
with what the
attempted to show in the
existent

itself in
and as the

�Jessica
that wear rags
make their
that bear
their

are nowhere
pursue what he
s not
fend a
every

the basic
and
he feels and to
he is free to express
if he
On this level, man is
and wit necessary to secure and de ...
among the

�the active element of
the

is
The

�nature
mutinies; in countries
and the bond
twixt son
the natural
unnatural force of evil
of
own
and act wisely in
circumstance

He must see that,
the attainment of that
to the mandates of the
of his own
S to any
not the master,
own ruin ..
on man's fortune:

a
He must be aware
external
of nature
and

.J..l.J....l..!.l.\AlJ,\:iv

He

wit,
the
and the rain
content 1iiiith his fortunes fit
........"', . . . "" . . . the rain it raineth every day ..

With

natures is
s role in the total

To

The
the substratum, they
use
to
obligations on that
nature bond of
the
act of the

' I

of nature

�the love Lear
to advance themselves as ruthless women
of the burden of a
them his land, he says:
we
The name and all th 0

10

to the
and Goneril are
obligated to
father, their king; but they
not
his knights,
he had demanded.
of those titles in the
necessary and
to
o-wn wishes. Thus they
of nature wi. th the powers allotted them in the substratum under
But
the dictates of their
natures. They are evil
of
s rejection
they are not
Goneril sees the
of
He
loved our sister
and with what poor
hath cast her off
Not
are they aware of the
but they use its weakness to their own advantage ..
Lear at the very
their own
Vision, then, even in
men,
them to mould their own
fortunes. Shakespeare paints such a black portrait of these two
Lear off into the
out Gloucester 9 s eyes
he sees the force of evil in human nature as
the most
in the Natural Order.
of
also contributes to the
their
in the tragedy ..
not
that
vision
that
rashness:

The
of Oswald and
are also
I
think, worthy of
the
Let us
as the agent of his mistress 9 s
Although it may be
argued that, in
true to his mistress, he
s his
ti.on as servant in the suprastratum, one cannot forget the fundamental obligations to honor courtesy, and devotion as a
subject that he betrays in siding with
, being of
less wit and power than Regan, is also an agent of his mistress~s
evil nature.. He expresses their evil use of
to
the
order of
suprastratum when they are about to
Gloucester's eyes

�me
All with

structure

have
I can

5
the

�is one of
with the

is
that when we
surfeits
of

9
The first

mind,
but
have vision. She
the devotion
harm she
is

to circumstance:
to Lear in the
but rather
in a fruitful
I

out frown

s

�and Kent seem to me

to
merry.
as a

man.
in

him
Kent is

on the
••None but the Fool
The
is
the substratum

He says to

ne 0 er fear to

se

have that
your countenance which I
would fain call

That

se

Here we

of nature. His vision
comments to
on

�thou art

me who I

seeks for
for
to rain
in the storm.
But I
The
Gloucester
he is
action of the

If I
The

as no
master

work the means
To make
so much

�gods

to wanton
they kill us for

He
to a crowd
in a
blaze his
of nature

but

says
I have no way, and ther~fore want no eyes;
I stumbled when I saw.3b)

master, in
character.
for the

view of the
in
cuss later
has
nature

although his final
is not a blind statement:
of
time we
we feel, not
we
Let us
s
this flaw
natural forces
is of the
as
trusted it
So blind was
in
of nature beyond that level, that
extreme cruelties of
and Goneril
of the force of
in human nature) and the fiercest tempest
of the most fundamental power of the
the total vision of nature
control of his fortune to save him from his

fall
the moment he
fall from the words of his own
0 most small fault,
How ugly didst thou in Cordelia
my frame of

Let

�was
frame
nature in its
was
in the suprastratu:n of nature
He was· King i;\rj_th power and
possession of all his country men paid tributes to
told
him he was
up v-Ji th all his whims, and shmrnd
respect to every aspect of his being. Ideally he was
as
because his person was every inch a
But
idealistic view is a blind one. If all men were good, if they
all selflessly used the qualities allotted them in the
to support the suprastratum, this idealism would be the
But in the
of nature, every man is out for
and in the
natures of men, the force of evil
s basic
the
pampered
was not aware
of
He idealistically, blindly,
the natural. course of events.. He had
than his other daughters, but when she
avowals of
he
ected
the crucial moment, he relied on the outward
known and
He was
to the
He was as blind to the ruthless condition
of nature as he was to the
natures.
was
his
to nature
made
s
so
By

From
Here

the

of the orbs
cease to be,_,
care .. J9

prey to foul fortune as
natures of Regan
Goneril
substratum of nature. In the above
Gloucester, expresses the 77 excellent
by
fortune to the orbs above
He
is
fact that the operation from whi 'L he exists and
ceases to be is that of nature; the
·virtue of which
he is born, the suprastratum in
he has t;.
and his
own individual nature which brings on his
t.:T1r::::,: _cin ..
to nature is his
fault; so nature
be U1e
ect of
his
1

1

of king in the supraoccurs simultaneously
in the
, he was so fixed in the
we have
so unaware, that
the other
by
forms could he
of nature in
, he
When he is
the cruelty of his
to m~n°s
sh and evil
is
l'J2ver
instincts, he could not foresee their trcJ.tmont of
showed him, he
questioning the causes of the
always accepted it at face value as genuine respect for his noble
He is
rather than for his
and
says:
and baffled by Regan's and Goneril's

�11J'Or se

than

murder
such
of nature
s reaction

and we know that

Doth
Save
When is
Natural
any cause in
The answer to the
is forced
and that

When the rain came
1rJhen the thunder

I

�I am even the natural

see

of fortune

that men meet

in their natures.
the force of
I

as the cause of
nature
that

We see

our nether crimes
realizes that there is an
nature; he
the
of

force of
, well mv-are that
is clear when he says

Know thou· this

that men are as the time i

when he is
sins
see that evil men can
of nature the
that

out

in the
escape the ~n,=~·~
source. No human
Lear says of this:
breaks
to men
for his
our
us
where thee

vices

cer

�and Goneril kill each other on
of their deaths is

Yet
the evil
nature is seen
However

in this

when Lear cries out for

at the end of the
have

should a
, a horse,
And thou no breath at all
the
as
the

fe

The good are
that we must remember
vision, if he is both
has every
to live
rat
virtue of his
if he does
is
him from the
have to live'? I feel
............ . . , ... _,_ ng the
Order

nature 0 s
It is at this
If a man
in nature

not have
for bethe form
if man were not
Lear s blind exi
It would have been
Lear himself

this
men
- ,, ·:::t•xre have upon

in the
witl1 the

clone by means of the awesome
of human existence and action.
of
man. In
- : demands
threatened by the challenge of a
to be
through their understanding
Man is a
proelements of the substratum of nature.
tects
the construction of a
in nature.
existence in the suprastratum raises
high above the other
creatures of nature. Man is the
creature. In his
nature is
forces of nature.
and Goneril s

��22

25 ....
26

28
29 ..

II, scene i,
Act I, scene i
scene ii, 11..
6
Gentleman, Act
scene vi 1 • 20 -203
Kent, Act I scene i 11 155-157
scene
11 26 and 28
. ..
I, scene iii, 11. 1 17
scene i,
line 158
.. Fool,
scene
1
183-185
220 ... 221
, scene
11.. 76. . 83
" ....
III, scene 111 1
7
II scene i, 1 ..
»~
scene i, 1 ..
11. 9-20
..
v, scene
.. 324-325
Act I scene
257-260

. .

.

32

33

J4

35
36 ....
37

.

38

3

....

.. .. ..

Act
Edmund, Act
Act I,
Lear
Kent

58

....

"'

scene
scene ii,

�SOLITARY TOUCHING THE SECRET PROCESSES
From Francis Bacon

Laurence Berns
One question that
arises in connection with 'the
between the ancients and the moderns , concerns the
role of sense
in the attainment of scientific
to Bacon, and in contrast, accord
to
One text of Bacon's which I have found
in
reach some c
about the issue is not to be' found in
popular selections
the market.. It is from the
98 .. The
the

reliance on
reliance on
to say that
Bacon Aristotle was too
, and therefore
; he relied too much on
.) The more interes
question it seems
to me, concerns
views of nature and the relatic•:J: of man 1 s
mind to nature that underlie these differences.

98. nThe

of man hitherto hath been determined
the
view or
; so that whatsoever is invisible, eitLer in
of the fineness of the
itself, or the smallneBs of its
, or of the subti
of the motion, is little
yet these be the
that govern nature.
and without which you cannot make any true
dication of the
of nature The
or
that are in all
bodies, are scarce known. Sometimes
whereas
are the most A'~tive
take them for air; :Cro!Il ·which
, as
as
water
from earth. Sometimes
will have them to be ~atural heat,
or a
of the element
fire; whereas some of them are
crude and cold. And sometimes
will have thme to be the
virtues and
ties of the
which
see;
whereas they are
by themselves. And then, when
come
to
and
call them souls. And such
, that
inward, when
• Neither is
this a question of words, but infinitely material in nature.
For
are nothing else but a natural
, rarif ied

�as were

et

seen at alL

if you
you
a number of
within the
before, pass bet'&lt;Teen the

as

at all handled
natures

existence is
, for no one

reason

�</text>
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                    <text>••

COLLEGV\N
ST. JOHNtS CLLLEGE
J ANUA;Y, 1964

I

�TABLE OF CONTENTS

A Sense of Honor·••••••••••••·······•······ Laurence Berns, Tutor

1

Varia on Apollonius •••••••-•••••••••••••••••• Bryce Jacobsen, . Tutor

7

Two Poems •• •• ••• •••• •• ••, •• ~ ••••••• •• ••••••• Beverly \.'ood,;vard, Tutor 11
Civility and the Law ••••••••••••• •·•• •• •· •••• Daniel Carl Schiff '65
Rci&gt;us seau and the Ancients:

1\ Reply~.........

2c-rmeniscus

?

27

-.)

.coem • ••••••••••••••••••••••••••••••••••••••• Susan Roberts '66

Comments on Mr. Sparrow's Lecture ••••••••••• Larry Silverman

1

30
66

Essay on Ducks •• ~ ••••••••••••••••••••••••••.• Jeremy Carl Leven '65

Editor •••• De.vid . Lachterman
Business hanager ..... David ..asrnussen
,Editorial .·.ssistant •••• Susan Roberts
Faculty i\dvisor. • •

Eva Brann

C The Collegian sends its best wishes to Nrs. Audrey Kempton with
hopes for her speedy recovery.)

12

31
36

�lri the editorial · to the September, 1963 Collegian I
suggested that members of the community submit questions
·or criticisms to our Friday evening lecturers through the
medium of this publication. this month Miss Brann and I
· decided to implement this suggestion by inviting a

studen~

to review Mr. Sparrow's lecture Rights, Law, end the Right •
In the follouing weeks

students and tutors will be invited

to contribute reflections or challenges concerning future
lectures. On occasion more than one review of the same lecture
will be published for purposes of comparison and controversy.
Lecturers will be invited to submit restatements, counter-challenges
and elaborations of their positions. The record of such debates
will be, I think, ··~f vclue a~d interest. Mr. Silverman's
comments on t-ir. Sparrow's lecture set. an unusually high tone for
future contributors; it is hmped that what he began others will
continue.

Note: The deadline for

the Collegian's Short Story Contest

has be&amp;n extended until March 15, 1964.
ErrDta to this issue:
p. 17 cheif should be chief
17 6mvalries and add 'spars'
19 (better called an
) insert ... . }:~ .~. : , .
20 Footnote two = Let II, sc. vi 1. 54
21 Footnote three= Act IV, sc. i 1. 145
25 Footnote one=
27 in seiner add
29

; ~ct

V, scene i, 1. 1-6

/J..1At d\ S

promenus should be promeneur;

Vaugh~n

ed. add pp. 75-86

�El.l:ATA TO

JANUAf~Y,

1964 COLLEGIAN

the following title was missing from the Table of Contents :
The Relationship Between Appositives, Restrictive and Non-~estrictive
Attributives
•••••••••••••••• Pattie 7urner 1 66
12

The followmog should be added to the secona paragraph on p. 32
ending
11
thus agreeing in part with the traditional liberalism
he was trying to undermine."
Add:

One might counter this objection by remarking that those

actions permitted by the laws Dre approved because the actions
are right. The square is quite explicit on this point.
By calling certain voluntary actions 'right', do not the
laws imply that one is duty-bound to do them ?
To first p2..ragraph on p. 34 after the
'the peculiar work' "
add:

ra~o" l-'pyov

words "In Plutarch's phrase,

�i'\ SENSE

OF

HONOR

Laurence Berns

· ur
o

One of .the .saddest things ·about the lrUrder ·of .
President is that we
do not realiy or fully kriow what we have lost. So much of what we
admired in the I'!lan lay· in the promise he held out .for future greatness: .
his intelligence·, 'that is,- his capacity _to learn; his high . style, the
grace and fluency of his discourse; his sense ·o·f htimot"• ·the subdued
irreverence. of hi.s "deadpan" comic style; his freedom from, or rather,
distaste for sentimentality; his sobriety in acknowledging the aspirations of the more articulate members of the polity while at the same
time being able to appreciate why the resistance·of the less articulate
made it wise to forego the implementation of those aspirations.
Being both ambitious and well-bred, he could be at the same time both
gracious and hard; ·happy in the exercise of highest authority, he
·
could be grateful for being provided with the opportunity for living
up to, as he. put it~ that ancient .Greek definition of happiness, "the
full use of ~our powers along lines of excellence." Like every
-. natural politician he greatly desired and greatly sought the esteem
.of his fellows, arid 'like any man whose soul has ever been enlightened
. by a sense of honor~ - he knew that the .prize was - not worth the winning
·
if he did not make himself worthy '.of that esteem.
II

However, the injunction of our new President obliges us to turn our.
attention away for a time from memories of John Kennedy to the grim
circumstances or conditions .of his assassination, to see if :we might
learn anything from them. We shall in all likelihood never know 1:~hat
was going on in the mind of the President's assassin, to what extent
. he might have been influenced by the atmosphere- of alarm created by
the political murders in Birmingham and Mississippi and by the ·rabid
charges propagated by political extremists, charges which gain conviction among the dupes of the extremists 'becausG they remain urirepudiated and uncondemned by people ·who know better. , (It is the
duty or those who · stand to profit · politic ally from such charges to
be the fi~st and the most vigor~us in denouncing them). .
·
. .'

~

Regar dless of what went on in the assassin·• s mind, the assassinat ion,
the murder of Oswald, .the events just referred to, all are signs of
danger. Are there any general conditions whi'ch have been contributing
to ·this tendency to take direct political action, to take .the law into
one's own hands, . thi_s tendency toward the subversion of the rule of
law? It .is hard to be verj exact about such matters; but perhaps the
knot.Yledge r-e seek does. not yield itself to overexact methods. . It
1
could be that the m~st articulate elements of the nation and the most
-· prominent objects of their loathing, the right-wing extremists, have
been working in unplanned cooperation to bring about the same conditions.
The effects of the extremists and their not so unr.dtting allies, those
who have gone into the tawdry business of investigating political
opinions in public, are not too . difficult to understand: by sowing

�"" 2 -

distrust and suspicion they tend to sp r ead the feeling that Americans
can no longer trust themselves to behave iike free men, that what is
required is extensive official supervision by them and their cohorts.
The accusatorial atmosphere not only opens up new fields for bullying
but is also expected to reform the situe·tion left us by our traditions
and institutions of civil liberty. It does not require a great deal
of subtlety to see that what they would reap would resemble most
of all, in its political essentials, _ the despotisms admired by their
brethren of the far left.
To expect any society to be completely free from fanatics, those brooding enthusiasts, to turn Lincoln's phrase, would be unreasonable. The
problem is always one of keeping them under control. So long as they
present no clear and present danger to free government, it is probably
safest to provide · them and their brethren of what they regard as the
opposite extreme opportunity for keeping themselves occupied by organizing and meeting peaceably. But wherever unlawful violence breaks out
the p~nishment should be swift and severe. Leniency in such matters is
likely to function as encouragement. It is equally or even more important
than the control of violence that the leaders of respectable opinion in
the nation and in the various communities make it perfectly clear how
far removed from the serious political life of the nation these people are.
This requires, to repea.t, that the primary responsibility for diminishing
their influence should fall to those within the pale of respectability who
might stand to profit from their efforts. These are the people who are
most likely to have some influence on those who are about to join or leave
their ranks. It probably is 11 too much to hope" that anythin.s ..migbt ·
"soften the hearts of those who uould themselves recoil from assassination,
but who do · not shrink from spreading the venom which kindles thoughts of
it in others." It would be safer to place our hopes in strong anti-toxins.
The case of those whom we have spoken of as more articulete, our writers,
social scientists, journalists, artists and "communication specialists",
is -more difficult and more important. They might be expected to know
better. By wallowing in the seamy and sentimental side of Ufe, indulging
in and habituating us to that invasion of privacy called pornography,
identifying misery with profundity, glorifying vulgar, thoughtless and
even perverted passion and preaching its liberation, by all these things
our writers tend to undermine the pride, self-respect and self-confidence
of the educated public, those who they should be preparing for leadership.
One wonders why these supposed divers into the depths of the human psyche
never seem to have noticed that it is precisely those peoples who have
been most distinguished for self-restraint, self-censorship and selfcontrol, qualities now fashionable to disparage, the English-speaking
peoples, who have also been most distinguished for being able to make free
republican government work over long stretches of time. Free men
need confidence in and encouragement of their ability to control
themselves . Our writers and the producers of our mass media drama tic
arts for the most part, produce the opposite. To the extend to which
free men lose their dignity and self-respect and cease to hehave like
free men, like men who deserve free institutions, to that extent the

~

�.. 3 -

will to pre.s erve free ins.t i tutions will naturally wane·, to that extent
it will seem _ oth right .,and natural to eliminate free institutions.
b
It is almost pathetic to see hot~, when some of our writers do strive
to present something of the noble or heroic, it often turns out to be
of the nearly mindless variety, as if deepened understanding can lead
only to the low or bestial. This is not too surprising, for when the
writers turn to the authorities, the scientists, the "social scientists",
for enlightenment, they .find them incompetent, for the most part, to
deal w.ith much besides the· low~ the mechanical and the bestial. To
speak of the noble and the base, the good and bad, would entail substantiating "value judgments", and that they say has nothing to do with
science. This is not .the place to go into the sophisms usually presupposed by those holding to this notion of the science of human things;
our concern here i~ primarily with its effects. Yet perhaps it would
not be amiss to suggest that if these social scientists believe that
the principles of their science cannot be derived from their oim:
proper subject matter, that they must .be borrowed by analogy from the
more prestigious natural scie·nces, it might be more fitting to go not
to physics or mathematics but to a science like medicine which makes
qualitative distinctions like that between health and sickne·ss.
The effect of the intellectual orientation we have been describing on
our journalists manifests itself by the increasing disrespect of
respectable periodicals for the privacy of any apparently newsworthy
subject. - Ought we to be peering into the astronaut's living room,
staring at his wife on the day of his · fiight? . Do we have a right to
know as much as possible about the private life of every public figure?
Are not the press and media men partly responsible for making the
Dallas authorities feel that everyone had a right to know all the
details of Oswald's transfer to the county jail? Should the question,
as to whether the public's "right to know" should be allowed to
jeopardize a man's right to a fair trial, even have arisen? !bes the
press have a duty to reveal to us everything they can possibly find
out? Or is it not rather the duty of ever;J responsible reporter and
journalist to, at least, consiqer whether 1...rhat he says might make his
audience better or worse citizens, better or worse human beings? There
are times when a personal and private tragedy mecomes an occasion
where it is appropriate for the public to know about and participate
in the events. Such, of course, were the events leading to the burial
of the President. The press and the communications media, for those
three days, following that example of proud -and compassionate selfre straint set by the gallant former Fir st Lady and the Kennedy .
family, showed us to what heights they are capable of rising by the
part which they took in giving the late President the farewell he
deserved. One of the incidents for which this writer is most grateful occurred as the dignitaries gathered about just after the President's
body had been placed in the Rotunda of the Capital Building. A CBS
radj_o reporter, his voice very low and heavy with emotion, noted that
most of the mourners were still dry-eyed. Then he said "Just across
the way from me s·omeone' s eyes have just filled with tears." He
hesitated and finally said,. "I don't think I'll tell you who it is."
·_,

�- 4 -

Unfortunately, We must now turn to the dreflriest subject o·f this essay.
Perhaps the best commentarj that could be made was made during those
three days following .the assassination when any person of some sensibiiity knew that this was no time for cheapness, pettiness and triviality,
.and consequently that vulgar intruder, · advertising, was expelled from
the airwaves. Unfortunately the debasing effects of this continual
stimulation of and appeal to every kind of petty desire do not end with
periods of national mourning. Assas$inations are not the only occasions
for which serious people have a need, perhaps even a right., to ·sustain
a serious mood. The advertisers realize their purpose-s most when they
imbue their unwary audience, the largest part of their audience, with
the feeling that they owe it to themselves, as if by natural right, to
gratify the desires the advertisers' products cater to. The American
. way of life, American freedom, begins -to s_ m to mean ·the freedom to
re
amass as many possessions, gadgets and creature comforts as possible.
We will not elaborate on the kind of invasions of privacy that are
perpetrated by the cosmetics industry. .Can we afford to allow such
as they to play so large a role in forming our tastes? To the extent
that the advertisers succeed in_forming the national character, it
becomes increasingly difficult to insist that we be treated with the
dignities befitting free men.
What necessity dictates that the communications media should be
dominated by predominantly commercial motives? What about the
educational role of the media? Ed~cation is gratifying, but, unlike
salesmanship, never nattering. The reason is simple: Education
involves confronting oneself with minds or spirits that one acknowledges are in some decisive respect superior to one's own mind or
spirit, it involves a continual· striving to raise one's own under-·
standing to the level of that of one's teachers. Education, then,
frequently, if not al~ys, reminds us of our defects in a ·way · that
makes us apt to be ashamed of them. It moves us towards overcoming
whatever is petty and selfish about ourselves; salesmaship, on the
_
other · hand, caters to and ·thereby encourages the selfish and the
petty. Educati_n is not likely to rN.in out on the open market.
o
The problem is complicated by the fact that. a great deal of advertising
in this country is not stupid, much of it is rather clever. Obviously
considerable artistic, literary and musical talent goes into its
production. The sad result is that young budding artists w should be
ho
.· directed towards working for _he elevation, perhaps even the exaltat
tion, of the human spirit become inured to the prostitution of their
talents.
Someone might reply to the positions we have set forth in this section:
Is not our sense of privacy connected to our sense of shame and is not
sl;tarn.e·lessre s _ after all, both· the precondition for and the natural
s
effect of enlightenment? If shame and tact, respect for another's
sense of shame, are nature's ways of protecting the intimate, the
vulnerable, the· naturally exclusive in man, then sham.elessness would
seem rather to be proof of ignorance. Furthermore, i-f our self.
respect depends upon sue~ protect:i,.~m and our freedom. depends upon our
self-respect, then our freedom depe· ds as well upon our sense of shame,
n
our sense of privacy.

�- 5 III

Our -concern has _been .the conditions t~nding towards the subversion of
the rule of law. in America. · Throughout our history there has been a
tension between a tradition of violence and the · tradition of respect
.. for. the la1,i'. Bot the least manifestation of our failure -to come to
.grips ad~quately with the probl_e~ of violence is _the widespread
· . tolerance for those .home-grown forms ·of military dictatorship called
organized and unorganized crime~ On the frontier, it has been said,
violence was necessary and the tradition made sense. But now there
are too many of us. and we are too close together to tolerate habits
appropriate for by-gone conditions. Yet ·it would be truly sad if
thanks to the progress of ·medical and technological science we have
become so crowded and so inte·rdepertdent that the very physical conditions for -"rugged ,individualism" and privacy are disappearing.
However .this may be, · :it ought to be said that the . roots of.·our
tradition of violence are not altogether _
ignoble. · Violence is not
in itself W:rong, obviously it is required sometimes for the defense
·. of our noblest interests. According to the Declaration of Independence
no particular form ,of government· or institution, or adherence or ·
conformity thereto, is sacrosanct. What is spoken of as sacred ·is
honor and certain inalienable rights, properties of separate human
beings. Our sacred .honor and our natural rights may.~ under-certain
very rare conditions, . require that rebellion and Violence be .undertaken on their behalf againsttha established order. Rather than
·simply deplorin'g all . forms of vioierice our task would seem to be to
try to understand the difference between fanaticism ·and noble dedication. The ti:..ro. are often confused t for reasons alluded to earlier and
because they do share at least ene iroportant trait in common: they
both seem to involve forgetting about one's self. The difference may
have something to do with the reaso_ ableness of the goais of each.
n
0

·. The greatest doc.uments f,'rom · .the most v~ried source·s of our tradi tio· ,
n
. _or . example, · the Old and New ·Testarrients, Plato• ·s Republic and the
f
Declaration of Independence are unanimous in teaching that perfection
is not to be _
sought for in particuiar ·institutions, at least human
institutions·, that there -will never be heaven on earth. They point
to what kind 'of order we ought to aim for, what kind of order should
provide us with the standards for improving those actual orders we ·
find in the w
orld, but they w
arn us not to expect the realization of
our highest hopes. The warning servep not only to prepare us against
disappointment and frustration but also to help us from being diverted
from the. pursuit.of that perfection "which might be feasible for us:
·'.for example, in t~e ~~p_qbl~.~. Socrates shows ~s why the chances _or
f
instituting · a perfectiy J~st order aniong a community ·o£men are
·
completely, or almost completely, ni.1", but he does it. while illustra~
ting in what way it might -be feasible· !or a man to institute such an
order, a heavenly ord.e r, namely,- by instituting it "in his own soul.
Perfection is not to be ex,pected .in the ordering of other men, but,
if at all, in the orderi~g of one's· self. The latter, not the former,
might. be in our power. The fanatic does not make distinctions: he
does not distinguish between possessing rights and knowing when it is
wise to exercise those rights; he does not distinguish between what is

�- 6 -

good simply,what good is realizable generq.lly and what goodness might
reasonably be expected in ·some given situation. The latent fanatic
expects heaven on earth. He is inevitably frustrated, and indignation
joined to envy and resentment swells into hate against those who he
supposes are or represent the causes of his failures. Could one not
say that perhaps the nihilism, the bitter resentment against all
society exhibited by some of our writers is also a function of their
original overexpectation, a function of their divorce from the sobriety
of the tradition and hence their failure to consider the immense
obstacles that always lie in the path of man's attempts to improve
himself and his situation? The fanatic is certainly no respecter of
the rule of law, its blessings are far too modest to please him. The
rule of law is not going to bring heaven down to earth, the rule of
law by itself cannot even produce nobility of soul, though it may go
far towards creating the best possible conditions for the cultivation
of nobility of soul. Despite these shortcomings a moderate appraisal
of those blessings may not be out of order. It might not be too great
an oversimplification to say that the trouble ~dth most men is that
they tend to bully and or cheat each other. The English-speaking
peoples seem to have concentrated on preventing men from bullying each
other, and have been blessed with considerable success in this regard,
in great part because of those devices and that spirit which we sum up
under the head of the rule of lar..r. We must also coneern ourselves
with the problem of ·cheating, but not in such -a way that we concentrate
so much power in the hands of our protectors that they are then in a .
position to bully us. Besides the fact that he who is in a position
to bUlly us is also in a position to cheat us, bullying hurts in a
much 'deeper way t~an cheating.
What should we expect from men? Probably one should save one'.s highest
expectations for one's self. One should hope but not expect that men
will behave as well as it is possible for them to behave. Yet cynicism
is not the answer, for although one should take precautions against the
possibility, one should not .expect that men will behave as badly . as it
is possible for them to behave. The proper mean probably · lies in_
acting as if one expected men to behave better than they probably will
behave. ·
·
What we seem to be recommending is · a kind of puritanism, but puritanism
with a sense of humor, for high comedy thrives on · w
hat the·. fanatic · ·
cannot abide, the disparity between human goals and ; human achievements.
It mollifies our disappointment and our anger while ·a t the same time it
keeps before our minds those goals from which we ·fall short.
Let us sum up this paper with a warning and a suggestion. The warning
first: If we want to remain free, we cannot allow ourselves,. to become
vulgar. The suggestion: If we want to become virtuous without becoming
dull, we could perhaps do no better than to consider that highest and
. noblest form of "de'adpan" humor, Socratic irony.

�- 7 -

VARIA ON APOLLONIUS
Bryce D. Jacobsen
The following article includes three separate items:
I
II

A construction fitting any ellipse into any cone,
.
The completion of Apollonius' (partial) presentation of
circular sections,
III A classification of sections with respect to the cutting
plane.
I

Anv Ellipse in Anv Cone
Apollonius, in P~op. 52-58 in Book I, solves the problem of generating
a cone and cutting it so that a section will be produced whose diameter
and parameter are equal to two "given ••• bounded straight lines".
He does not, however, address himself to the more general problem of
cutting any given cone such that the resultant section is identical to
some given section. This form of the problem was mentioned i_n Mr •.
Sacks' article in the October, 1963, CollePian, when he said:
"For Apollonius, any size conic may -be derived from any given
cone and, in fact, any given conic -section may conversely be
placed back into any given cone."
The problem as stated has solutions for the parabola and the ellipse.
No general solution exists for the opposite sections, unless the ratio
of transverse side to upright side is given as greater than unity.
The solution for the parabola is fairly simple. (We will not present
it here, since it makes a nice "original" for those addicted to
Apollonius.) We do, however, pr.esent the solution for the ·ellipse.
Notice carefully that no restriction whatsoever is put on the cone,
o
. r on the given section.
(The fact that, in our given ellipse, the given diameter is the axis,
and the ratio of transverse side to upright side~ greater than .unity
ts not a restriction on the possibilities of the given ellipses. For,
if the . "figure" of the given ellipse is no-t that of the major axis and
its parameter, then by II-47 the major axis may be found, and by I-50
the parameter to this axis is given. So an e~lipse given by any
diameter and its parameter is ~given by its major axis and its
parameter. And the ratio of major a.xis to parameter is greater than
unity.)
Problem: In any given cone, to pass a plane through it such that the
resultant section is identical to a given ellipse.
Let MRN be the given ellipse, with axis MN and parameter MO.

�- 8 -

Therefore there exists a cirele Nhich can be circumscribed around
quadrilateral BAFD. (Converse of Euclid III-22. See Heath's note.)
Therefore AB and FD are chords of this circumscribed circle, and E is
necessarily outside this circle.
Therefore rect. DE, EF equals rect. BE, EA (Euclid III-36).

Now
And
Or
Or
Or

DE : EF :: DE,EF : sq.EF :: BE,EA : sq.EF
BE,EA
sq.EF comp. BE : EF, EA : EF
BE,EA : sq.EF comp. FL : LH, FL : GL
BE,EA : sq.EF :: square FL : rect. GL,LH
MN : MO:: sq.FL: rect. GL,LH

Now let sq.FL : rect. GL,LH :: AB : Z
Therefore the section produced by a plane through AK and XX will be an
ellipse 1dth AB as axis and Z as parameter (I-13). And since AB : ·z : :
MN : MO, this ellipse.~dll be similar to the given one.
Now if AB equals r1N, the problem is solved.
If AB does not equal MN, then mark off on FL (or FL extended) a line
FS equal to MN. From S draw ST parallel to FG. From T draw TW parallel
to FL. Therefore TW equals MN.
Now let sq.FL : rect. GL,LH : : TW : U
And
sq.FL : rect. GL,LH : : MN: : MO
Therefore MO = U
Therefore the section with TW as axis and U as parameter will be
identical to the given section.
QEF
(The proof is the same if the point D is taken on the other side of F,
thus reversing D and F. In this case the cutting plane and line FL
meet the base of the axial triangle on the other side of the base extneded. Thus it follows that there are at least two sections in the
gi ven cone which are equal to some given section.It se.ems probable, moreover, that for any axial triangle in a given
cone, a section equal to , a given section can be found. :If this is
true, then there are infinitely many so. utions to this problem for a
l
given cone. I will not try to prove this. I leave this for later
consideration, or for others to prove, or disprove! . ·
II
Circular Sections
There is a "gap" in the early propositions- of Apollonius.
he proves that:

In Prop. 5

�- 9 -

If

a) in an oblique cone the axial triangle is perpendicular to
the base
b) and the cutting plane is perpendicular to the· axial triangle
c) and the section is subcontrary
Then the section is a circle.

In Prop. 1J ·he proves that, in any cone:
If

a) some axial triangle is given (not necessarily perpendicular
to the base)
b) a cutting plane is given whose common section with the base
is perpendicular to the ~ of the axial triangle
c) and the cutting plane is neither parallel to the base nor
sub contrary
Then the sec~ion is an ellipse

The question naturally arises, "What is the section when the following
are given"?
a) an axial triangle, as in Prop. 13
b) a cutting plane, as in Prop. 1J, except that it 12.
sub contrary
It cannot be concluded from Prop. 5 that this section is a circle, since
conditions a) and b) of that proposition are absent. Proposition 9
is no help either. The section 1§. a circle, but this is not provable
within the Apollonian context. However, a revision of Prop. 5 solves
the problem. First note that Prop. 5 is not used at all in proving
Prop. 6. Thus we may use Prop. 6 in proving our revised version of
Prop. 5. The proof would then be as follows:
If a cone is cut by a plane through the axis, and is also cut by
another plane such that, on the one hand, its•·common section with
the cone's base is perpendicular to the base(or base extended)
of the axial triangle, and, on the other hand, it cuts off on the side
of the vertex a triangle similar to the axial triangle and lying subcontrari wise, then the section is a circle.

�- 10 -

Let FGH be any cone, and let axial triangle FGH be perpendicular to the
-cone's base. ·
Through F draw IFJ'.parallel to GH. On IJ take any .point 0, and then
take point E such ·that · DE : EF : ; MN : . MO. ·
On ED at D set up 00 . uch that angle QDE equals angle EFG. Now pass
s
the circle EPD through points E and D, such that QD. is also tangent to
circle EPD. (Only one ·such circle satisfies these 'conditions.) Let
circle EPD and lirie FH intersect at ·B•
.Join EB, cutting .GF at A. Extend EB;· cutting GH (or GH extended) at
K. Through K, in· the plane of the cone's base, draw XY perpendicular
to GK. · Through F draw FL parallel to EK~ Join BD.
Now angle EDQ equals angle EBD (Euclid III-32).
angle EBD equals angle EFG.
Therefore angle GFD + angle EBD = two right angles.
{And thus angle FAB + an~le FDB = two right angles.)

~erefore

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�-11 -

TWO POEMS
Beverly Woodward
I wrot~ her a long poem in prose~ I told her that a
pomegranate has many seeds. I told her that it was an
agreeable fruit, a fruit which ·a man could enjoy. - I wrote that one day when an autumn wind was flowing,not knowing which of the mul ti·col'ored threads she
would choose ~s the transmitt~r of her response.
I
was surprised that she chose ··to play in so many keys.

The song was simple, pure, free and melodious,
It did not anticipate it could be frozen
By the builders of systems
Made a foundation
For an immobile structure.
The song knew ·no rancour
It found its new garb very strange
And then, it had never been meant
To support such a great weight
Or to live in darkness under the earth.

�-

12 -

RELATIONSHIP BETWEEN APPOSITIVES, RESTRICTIVES,
AND NON-RESTRICTIVES
Pattie Turner
Although in the grammar manual apposition and restrictive and
non-restrictive attributions are discussed quite apart from one
another, it appears to me essential to con~ider all three when
discussing any one of them. While apposition is said to be
distinct from predication pr attribution; it is also explained
to resemble a non-restrictive attributive in signifying a
"condensed, additiona],.:pre,d:ication". · So~ obviously, attribution
and predication do . play a role in apposition.
At the same time
that a combination ·o·f signs may be considered in apposition with
another sign;- it may also be considered a restrictive attributive
as well, although the manual states that it resembles a nonrestrictive attributive.
An appositive is described in the grammar manual as a "a substantive signifying the same thing as another substantive •••••
" The substantive which signifies is said also to "resemble
a non-restrictive attributive in signifying a condensed additional predication." So, here in this definition, two parts
of grammar must be considered. First, the appositive must be
accounted for, and secondly, the appositive with .respect to a
non-restrictive attributive must be considered.
An appositive may be a single word (e.g. a proper noun), a word
with a modifier (e.g. noun plus an article or adjective), a
phrase in which a combination such as a prepositional phrase
is employed and which a combination such as a ·prepositional
phrase is employed and which does not indicate a complete thought,
or a clause which does signify a complete thought -- a unit in
itself. An appositive may be present in a great many forms
since it is the loosest form of combination.
However', while,
it is the loosest form of combination,it is the most intimate
c onnection of one thing to another, i . e . identity .
It is now
in order to look at the different types of apposition.
The simplest and perhaps the most frequently used type of
apposition is that of one word, e.g. "It is hard to believe that
he, Jack Waters, is ten years older than I." In this sentence
the proper name "Jack Waters" is in apposition with "he".
In other words "Jack Waters" . and "he" are one person, an
identity.
It would be easy, however, to use both terms "Jack
Waters" and "he" in a similar sentence and have each signify
two entirely different people: "It is hard to believe that
Jack Waters is ten years older than he." In studying these
two sentences it becomes apparent that the position of the
sign in each sentence is different, thus indicating that
position in a sentence plays an important role in apposition.
In the first sentence where there is clearly apposition, "he"
and "Jack Waters" can interchangeably be the subject of the

�- · .. 13 the .'cl. use-..·"that .he. '. .. . . u In the . seco.nd .sentence, . however, only
a
:t.he proper . n _ime . 0 Jack Waters" is :the subject of :th~ ...analogous
:
·clause 11 that Jack .W aters ••• =. 11 • · Thus the position of the apposit~ve is essential to the meaning of the sentence; in point of
.fact the appositive is µsu~lly set beside that which, .i t describes
or identifies. · This :fact could be considered ·part 0:£ the close
relationship between the appositive and that which i t signifies.
Similar .to the on~ - word- appositive is ·th~ two word, a noun plus
.its :artic.le, : appos:i tive: "We took our pet, a dog, to the veterinarian for ·a sho.t •• ~ ·
In .t his example there is no doubt that
"our .pet" and "a dog" are the same thing, and inde.ed they .are
set . nex.t to one another as has been shown to be essential ...
Next let examples of .the other. two types of apposition be explo. r:-ed.
:
First, an appositive phrase:
"Donald Duck, a creation
.o f Walt Disney, ·i s ·a :favorite cartoon character of children all
over the world."
Surely, : "a creation of Walt Disney, ••••• n
cannot stan&lt;:l al·one, but it c . n replace the name "Donald Duck".
a
The .phrase as .the subject _ f the sentence would not have as
o
significant meaning as the proper name (this type of complication
wil·l · be discussed later), although each signifies the same.
thing.
Second, an apposi tiv.e clause:
"The realization, that
I was now .on my own,. was somewhat :frightening." Again the
subject and the claus_ are interchangeable, but the use of one
e
is· more meaningful than the use o:f the other.
Since the purpose of this paper is to observe the correlation
between the appositive and the restrictive -and non-restrictive
elements . of the ,sentence,, j, t will be necessary to consider the
restrictive and non-restrictive as separate elements and then
:to examine the connection or subtle ass?ciations between the
. three • . Let the restrictive be considered first.
The restrictive is an . attributive which is significant and
. essential to the meaning of the sentence; without this element
the sentence would have little or no meaning • . - The restrictive
can be..one word, a phrase, or a clause.
An . example of a single
word restrictive is:
"The extende_ curf~w was . a favour to
d
those who had to travel a long distance."
In this .sentence the
word "extended" is essential to the proposition in which i t
figures.
It indicates , that without the. increase of time allowance, those who had to be~ route for an unusually long . time
would not meet the requirements of the plac.e t~ which they were
returning • . Surely, withc;:&gt;ut the word - "extended'' the sentence
would tend . to sound extremely sarcastic, for i t is not clear
that the curfew alone would be of any help {help i~ . adhering to
the rules ., that. is) to the t .r avellers.
Therefore the word
"extended" is essential to the meaning of the sentence,and must
be classified as a restrictive attributive.
Similarly, in the
sentence, - "The prisoners who were . sick were sent . .to the hospital,"
the clause "who were sick" •• is essential.
If . the clause did
not appear in the sentence, . the meaning of.- the sentence would
change.
This new meaning would be that all the prisoners were
sent to the hospital.
This, however, is not what is . meant,
and .the.re:fore the claus~ is restrictive.

�-14In t:P,e sen. ence "The girl wearing a pi.nk wig looked . partic.1:J.larly
t
· p ·e culiar, n it. is obvious that the phrase "wearing a pink wig"
is .o:f cardi:nal importance to· the . meaning o:f the sentence.
If
the phrase were left out, the .. girl would look ·pariicularly
peculiar under . any circumstances. . Therefore, ·.necessarily, the
phrase ·is restrictive~
Unlike the restrictive, the non-r.e strictive is ne1the·r · ess.ential
nor particularly significant to the meaning of' the sentence.
Strictly speaking a · non-restrictive is a form of attribution but
,i t may; be thought of as a "cond,ens ed' additional predication."
Let us consider the three most common forms of the noh-restricti ve:
a singie word, a phrase, and a clause.
The one word
non-restrictive is often used more .as an attributive which
attributes something to .a specific word or defin~s a s~ecific
word.
Thus it is not meaningful in the light of the sentence,
e.g. "The child wore his blue snowsuit outside t ·o keep warm.-"
In this sentence the word to be explored i.s -"blue".
As an
attr.ibutive "blue" indeed defines the snowsuit as far as color
is concerned, but · it does not define the . snowsuit in re.g ard to
the purpose for wearing the snowsuit i.e. warmth.
As a "condensed, additional predication," the word "blue" certainly says
something about .' the snowsuit, i.e. that the garment partakes .of
the quality blueness. This participation in the quality blueness,
however, is irrelevant· in the proposition; whether the snowsuit
be blue, red, or .green, the child will keep warm.
Thus "blue"
in this sentence is a non-restrictive.
A phrase also can be a non-restrictive; an example of this is
contained in the followirtg sei;itence: . "Having arrived from
Boston, the lecturer spoke to us about .anabolism and katabolism."
Obviously the lecturer's arrival from Boston had nothing to do
with the lecture on the constructive and destructive processes
of metabolism.
Strictly speaking, one might argue with this
statement by saying that unless the man had arrived from Boston,
there ·would be no lecture.
In this sentence, however, what is
important is the material of the lecture. Theref.ore th.e opening
phrase is non-restrict~ve in that it is not an intrinsic part ·
of the sentence , but is rather incidental to the significance
of the sentence.
A clause too can be a non-restrictive; an exampleof this is
c·ontained in .the ·following sentence:
"I heard that Mrs. Martin,
whom I dislike, will be at :the same party as we."
"Whom I dislike" is the non-restrictive clause.
It is non-essential to the
sentence in that whether I like her or dislike her has no bearing on her anticipated presence at the party.
In this sentence
the clause is a ma'tter of opinion and is meant as a . passing
remark.
The relationship o:f restrictives and non-restrictives to apposition shall now be examined.. Three main cases o:f apposition
with respect to the restri ·c tive and non-restrictive must be
considered with reference to the sttributive and predicative
value o:f each.
The three different cases to be accounted :for
are (1) the appositive as·a non-restrictive, (2) the appositive

�- 1 .5
~

as . a r .estrictive, and .(3) the .appos.itive as a restrictive and
at . the same time.

. _ n.on~ 'restri'cti ve
a

· The - appositive ·as a non-restrictive is the most generally
accepted case.
As a non-restrictive attributive it signifies
a "conde:n.sed, additional predication." An example of this is
the fo,llowing: ,. Lyndon. B~ Johnson, the President of the United
s·tates·~ arrived in Washington yesterday after a Christmas
v·a'&lt;~~ttion in Texas.-" . I~ this sentence "the .President of the
United States •••• " is . non-restrictive · in that ·it really is · riot
essential to the meaning of the proposition in ·which it figures
since it is hoped that the name implies the position of the
Presidency.
In this case, as in attribution, there is present
an "assumption of prior unification." Not only does this
identity imply attribution by defining the scope of significance,
but it also implies predication in that it says something about
something else.
It asserts the existence of the Presidency as
well as naming it. Thus, this is one case of a non-restrictive
appositive which includes attribution and predication.

An appositive may also be restrictive.

The best example of
this is one which is similar to an example in the manual:
"I,
Carole Hocker, do solemnly swear that I have received no help
on this exam." Is the name needed to clarify the statement, or
could it be omitted causing no detriment to the meaning of the
oath? Indeed the appositive is an intrinsic part of the
significance of the sentence. If "Carole Hocker" were left
out, the sentence would read "I do solemnly swear ••• ," To this
sort of oath anyone could fix their signature. Therefore,
although the personal pronoun is used, the statement remains too
general.
On the other hand if "I" were omitted, and the sentence read "Carole Hocker solemnly swears •••• " this indeed
would give no indication of personal integrity with respect to
the oath, and therefore it would be almost meaningless. Thus
the appositive, the name, is of cardinal importance ., and the
appositive is restrictive.
Under certain circumstances an appositive may be either nonrestrictive or restrictive. An example o:f this appears in the
:following sentence from the grammar manual:
"lle saw Keane, the
actor." In order to label "the actor" as a non-restrictive or
restrictive appositive, it is necessary to deviate from the
strict practical rules of grammar and consider the reader.
Do
"We saw Keane ••• ," and "We saw Keane, the actor," indeed signify
the same thing? There are several different ways to look at
this sentence.
Does the speaker of the sentence want to indicate that he saw a man named Keane who happens to be an actor,
or that he saw an actor whose name~ oh second thought, is
Keane {but the name isn't really important because "it's not
what you know, but who you know.")? Perhaps "the actor" was
attached :for those people in the same category as I -- those who
didn't know that Keane is an actor--.
At any rate it seems
that the appositive may be either non-restrictive, :for those
who are ignorant of the field of acting.
It is also both
attributive and predicative in that it defines the scope o:f
signi:fance of Keane and predicative insofar as it asserts the

�- 16 being of Keane not as .a pers o:-.1 , but. as an actor. -It is,. however,
more to my liking to think of it as a restrictive since if it
is considered otherwise , i t would probably be more appropriately
omitted.
Thus, I have endeavour~d to .show that there is a link ·which
connects apposi ti·on to restrictives and non-restrictives more
intimately and intricately than . the manual allows, . and that
attribution and predication play. a decided role in the u.se of
restrictives and non-restrictives which in turn are an essential
part of apposition.

�- 17 . CIVILITY AND THE LAW.· ·

Daniel Carl Schi:f:f
· Near the beginning of' the sixth scene of' the s .econd act .of'
· The Merchant o:f.: ·venice the ·masked Gratiano tells the masked
Salerio·}hat "'11 thin~s that are, are with m?re spirit ·chased
than enJ· yed".
o
By this he means t~at men are more aroused to
action and emotions when striving :for something they . desire than
when they . are ac·tually enjoying . the thing they · haye sought.
It
is. when he is in serious conflict :for something that he esteems
that .the passions, crafts, and foibles o:f a man become most
. evident ., and his inner st:t'engths and weaknesses are rev~aled.
In attempting to throw light on the nature o:f life iri the
Venetian Republic {and in :fact in all similar societies),.
Shakespear has taken some f'i:fteen residents of' that comm~nity
· and involved them in a series, indeed a labyrinth, o:f embriolments and conflicts in which ev~ry character . becomes strained
~nd somewhat misshapen.
However they are misshapen only insofar
·. as .t h_
eir dominant characteristi~s become more dominant, and
thus their natures, f'ree :from - ~he clouds of' Unstudied actions,
are mo~e ea~ily seen, analysed ~nd understood.
I: .do not. have the time o.
r

space to .concern myself' .w ith al _ the
l
encounters, rivalries and described in this play
·· or to :fully deal · wi-th all the combatants.
I will _~heif'ly . deal
with what is commonly considered to be the central· theme o:f the
play, that is, the conflict between the sons and daughters o:f
Jacob and . their Gentile hosts in the diaspora.
·
- ~ntagonisms,

The chei:f antagonists in this conflict are Antonio, the
"Christian" merchant, and Shylock, the Jewish moneylender. Since
both of' these ·men are involved in :fi nance and trade on the
Rial to, .it is necessary :for them to have some sort o:f contact.
It ~s to be expected that· the Jew would have ill :feelings
.to~ards the merchant because Antonio hinders his business by
.lending money to his :f~iends gratis.
It is strange that the
two .would ever ent ·e r into a contract together, and this is only
brought about by Antonio's ·desire to supply his :friend Bassanio
with enough money so that the latter might become a suitor to
fair -Portia, "a lady· ·r ichly le:ft". 2 Thus,' during the :first
scene, a p·l ·ea·siilg picture of' Antonio appears.
He is a man who,
although a trader, . has the·" highest o:f principles and w:i,..1 1 . nly
o
.deal in usance when · it i ·s necessary to do so :for a :friend' .s
benefit, . and at that time will spare no expense or personal
e:f:fort · to supply · his · needs.
1 'Act · II, s6ene v, line i4
2 Act II, scene i, line 65

�-

18 -

The image o:f Antonio as a Christian gentleman, however, begins
to :fade quickly when Shylock reveals the true reason behind his
hatred o:f the . merchant. The Jew, in his :first address to the
audience, :' gives two major causes o:f his hatred :for Antonio;
(although both .o :f them are, :for Shylock _
merely manifestations
o:f An'.ton:io' 5· he'ing ·a Christian)~ The :fi_
rst is that Antonio
· in his "low ' simplicity ••• lend.s out money gratis and brings
doWI1 ·t he
t e o :f usanc e here with us in Venice" • 1 The second
_i's · tha~ .·;'he ·rails ••• on me my bargains, and my well .w orn . thrift ,
which he c_alls interest". 2 In other words, Antonio, in his
"simpl.: ici.ty" (and :for Shyla ck this is true _
stupidity) ruins
~ · shyloc'li: i· s bu.siness and then, in addi tfon, insults Shylock for
·n ot b· ~ing as :foolish as_ a Christian • . (For Shylock a Christian
is, not to mention other more despicable things, one who lends
money wi th_ ut .. interest to other Christians.)
o

r·a

When we first see Antonio and Shylock together, Antonio again
·implies (it is the first time· in the play} his contempt of
·· Shyloc~' s money 'policies. by 'telling the Jew that ~ (Antonio),
· und~r no~mal cbridition~, - does ~ot borrow or lend by giving or
taking excess.
Shylock · answers tp.is by :firs_ getting Antonio
t
involved in the loa.n , by making him state .the term, and then
by telling him t:tie. s :tory o:f Jacob and Laban.
For Shylock this
story implies tha·t · a man can do anything to increase his fortune
so long as he does not break the law. Antonio's rebuttal is
that Heaven and not Jacob controlled the birth of the lambs
and that animals are not the same ~s silvei.
The two obviously
cannot constructively argue Scripture together .•
This interlude once again forces Antonio to ask for the loan
and Shylock nowreplies by stating .his deepest grievance against
the merchant, namely, that Antonio continually insults and
degrades Shylock and his tribe.
It is in this passage (Act I,
scene iii, lines 195-129) and in a similar one (Act III, ~cene
ii,' lines · 56-76} that .Shylock i~ - ~een in his most wrathful and
vengeful state. It is the .wrath of an oppressed man who has his
:former o·ppressor at .his ·mercy. When he asks "Hath a dog money? 11 J
he is._ striding over· the stumbling merc~ant, for Antonio must
either adrhi t t ·h at the Jew is not a dog but .a man like himself,
or . that. dogs, ewes and lambs have much to do with money., c _ ntrary
o
tp what he _ had first said.
Antonio's reply that he is likely to
spit ·on Shylock again, sharpens a question that has been looming
since the be.g inning of this scene, i.e. what kind of Christian
is this Antonio.? Can a man who so openly hates another man,
wi ·thou~ - the least ·sign of compassion, be in any _ sense called
.a :followe·r of Christ? Antonio can act in _
love towards his
:fellow Christians and not loan money at interest, but in not even
attempting to love the Jew, and to see the image o:f God in him,
it seems that Antonio is de:finitely :failing · as a Christian.

1 Act II, scene iii, lines J9-41
2 Act I, scene 111, lines 44-46
J Act I, scene iii, line 121

�-

19 .

It is this :fail:ing and i 'f;e outward manifestation·, that· is,.
Antonio's constant rebuke and open show . a~ hatred . a~ainst the
Jew, that has fanned the :flqme.· o:f Shylock's ·hatred;; -. a:nd . this
same neglect o:f Antonio's Christian duty is what nearly cost · the
good merch~.nt: his li:fe, a li:fe ~ertainly not saved by his own
sp"l.:1:so . wit and :fig~ting nature.
'

.

I:f the animosity betwe~n Antonio. and Shylock can be- laid' ·to
Antonio's -not being a true Christian, · it -must also be attributed to Shylock'. s not being a true Jew, or at least ·not acting
as a Jew sJ:iould a~t.
Shylock _describes the proper role a Jew
should :fill when dealing with Christians when he tells Bassanio,
"I will buy with you, sell with you, talk with you, walk with you,
and so :following, .b ut I _will not eat with you, drink with you,
nor pray ·with you •.1" . Shylock realizes that he should only deal
with the Chris,tians :for the purpose of pro:fi t.
He must, and does,
call a Christian good only i:f lie is substantial'· and . bad i:f he
cannot pay his debts (-s.ee Ac:G. .J:_,._ _ s _ _ ne,_ iii·-, iines ~1~~2:5}• ·
oe
Shylock shouid,. and even must, ~o-neLa.lJ..i:'21.nsu!.:: t:IS anti b-Ofmp&lt;:liments
of' the ·christians that do . not affect his commercial standing with
them. This is what he seems· to do at the opening of this scene~
However, as soon as Shylock sees Antonio, he stops talking about
money and ~r~:fit and starts recounting his hatred.
Antonio's
constant railings, coupled with his free loan policy, has struck
deep at the old Jew.
By taking active offence at the Christian,
Shylock is committing a grave sin (perhaps better called an
), :for ~e is engaging a powerfully supported enemy in a
method of :fighting :foreign .to Shylock, and is doing it on his
opponents ba~tle:field.
Shylock. how~ver, has not completely lost his wits.
He realizes
that if he is ever to avenge himself against Antonio, it must
be within the law, in :fact, it must be by the law.- He states
from the first that if' he "can catch him (Antonio) once upon ·
the hip, I will :feed :fat the ancient grudge I bear him.2 "
He then enteres .into a contract with Antonio, a contract which
can yield no financial ·reward for Shylock, . but only gives him- the
hope o:f hurting, indeed destroying, Antonio. To be sure, Shylock's
hope is small, but · it is not ·non~existent, as Antonio thinks it
is, :for there are, as Shylocl~ himself bas said "land rats and
water rats, water thieves and land thieves, I mean pirates; and
then there is the peril of the waters, winds and rocks ••• 3"
In short, Shylock sees this slim opportunity :for .re.v enge and
takes his 'chance. The bond o:f ~a.· pound ()f :flesh is cl_ a'rly not
e
a "merry boll.d"' and Shylo?k in arrart~i.Hg "ii~-, ~£s '::-~hyt11.irl€f ' but a
"gentle Jew ", who, to quote the :fair Antonio, "will turn
Christian":-·. becoming so ki_ d. Thus Shylock has done the · seemingly
n
1

1 Act I,

scene iii, line.s 31--35

2 Act I, scene iii, lines 42-43

2
.3 Act I, scen,e 'iii' line·s . 20- - 3
.. . ..

4 Act I, scen·e

~.

111,

lines 180-181

�-

20 -

i ·mp.o ssihle. · He has gotten his arch-enemy to legally agree to
.t erms which might. . enable ·Shylock to. exact vengence upon him,
with the power of the· Republic of Veni .c e helping and protecting
the . crafty ·Jew.
Before I examine the trial of Antonio and try to understand the
wonderful intercession from · Belmont, I feel that it is necessary
tp examirie the other major meeting of Christian and Jew iri the
play.
This, of course, is the marriage of Jessica, Shylock's
darighter, and Lorenzo, the Christian friend of Bassanio and
Antoriio.
(Actually Lorenzo is somewhat lower in station than
these two gentlemen.)
The first question that comes to mind when trying to understand
· this couple is how they originally met. The answer to this
question is never given in the play.
What we do see is that
Jessica is the motivator of the elopement.
She is the one who
arranges the time and the place of the meeting, procures her
disguise, and steals the money from her father.
Her reasons for
loving Lorenzo are easy enough to understand.
His life is
young, gay, a ·t tracfive and liberal {with the money stolen from
Snylock}. This is in sharp contrast to the dreary, stingy life
that Jessica lived while in the Jew's house. What young girl
would not · prefer to go with Lorenzo, rather than stay with
Shylock?
The time she . chooses to depart is when her father is attending
a feast at the house of the Christian Bassanio. This is indeed
symbolic, for it shows the extent of Shylock's social involvement with the Christians, and it foretells the utter ruin of
his household.
If Shylock himself begins to associate with
the Christians, in non-financial matters, how can he expect his
daughter to stay away? It is obvious that the Christian gaiety
and vitality would be much more attractive to a young girl than
an old man.
So if he goes, she must necessarily follow.
Why Lorenzo loves Jessica is less clear and certain.
He says
"She is wise, if I can judge her; and fair she is, if mine eyes
be true; and true she is, as she hath proved herself."1 This,
coupJ _ed with the girl's willingness and her father's money,
make ' Jessica .appear to be quite suitable as a bride for the
young man.
But Lorcnzio doos more than simply accept ,Jessica, he loves her.2
I believe that there are two main causes of this.
Firstly,
Lorenzo desires 19ve its~l:f,. and by a clever pun (Act II, scene vi!
lines 42~46) indicates that Jessica is obscure, and love is
what he is discov_ ring • . Secondly, there is mystery, adventure,
e
and intrigue in his courtship of, and elopement with, the Jew's
beautiful daught.er.
Their love, however, once consumated, is ~ot simple, but complicated by the very causes that engendered it.
Jessica is a
Jew's daughter and Lorenzo is a Christian that has ' stolen her
away.
Lor~nzo backhandedly admits that he will have to answer
1

A,..+

TT

�- 21 - ·

to the commonwealth for his marriage (Act III, scene v, lines

30-35), thus showing that he realizes that the political unwis dom in his marriage must one day be accounted ·for, and that
politics will become involved in his: l ·o ve and home.
Jessica,
sensing this, shows signs of uneasiness, which are . shown by the
constant sparring of wits between her and Lorenzo.
(The
question as to whether or not their love can survive is dealt
with in the final scene. Sin'ce this takes place after the court
scene, both according to Shakespear anq my argument, I will
deal with it after~ consider the trial in Venice.) ·
The marriage of Jessica and Lorenzo and the contract between
Antonio and Shylock can be thought of as two polar instances of
the associa·tions of Jews and Christians, or of a:ry similarly
ethnic groups.
In the marriage we see the case in which what
should be purely emotional and private, has become involved
with political considerations. The tragic aspect of this
involvement comes about when political strife, and not merely
political action, is introduced.
The contract between Antonio and Shylock is an example of what
can be the result of the passions' becoming involved in what
should be a simple civil affair, . such as business.
What could
have .been a profitable relationship for bqth parties becomes a
senseless battle, a battle from which both sides (particularly
Shylock, the villian) limp away wounded.
At the beginning of the court scene (Act IV, scene i) Shylock
is at his strongest. He knows that Venice must uphold the bond,
because the commerce on which the city depends is itself
dependent on foreigners like Shylock, who carry on trade in the
city.
The city cannot afford to set the precedent of voiding
a legal contract, and therefore the bond can only be broken by
Shylock's consent. Thus even though the Duke himself desires
Antonio's freedom, he cannot overrule Shylock, but must try to
convince him to relent.
The Duke appeals to Shylock to show mercy to the downtrodden
merchant, and not only 'forgive the forfeiture, but "forgive a
moiety of 11he p~incipal". 1 The appeal falls on deaf ears, for
Shylock has not yet learned about mercy.
He has learned to
hear and take offence at Christian insults, but he has not
learned to forgive with Christian charity.
(Obviously Antonio
was not a good teacher.) To Shylock mercy merely means giving
up what is rightfully his.
He knows that according to the
laws of Venice, Antonio is in his power. When Shylock tells
Gratiana "I stand here for law. 211 He seems to be remembering only
the laws of the commonwealth, and forgetting the Laws of Moses,
particularly the sixth commandment. When the appeal for mercy has failed, Bassanio offers Shylcok
twice the principal that was originally borrowed.3
(It is

1 Act IV, scene i, line 27
2 Act IV, scene i, line 27

�- 22 interesting, but o:f doubtful signi:fi°cance, to remember that
Portia said that she would give Bassanio gold to pay the debt
twenty times over, 1 and yet Bassanio, at this time, only o:ffers
twice the payment.) Shylock refuses this, and says that he will
refuse payment even if twelve times the p~incipal were offered.
It must be noted here that this was no small sum (a ducat had
a purchasing power equal to seven of our dollars), and that
Shylock by himself did not even have ·t he original princip- l of
a
three thousand ducats when he was first approached by Bassanio
and Antonio. 2 Thus Shylock is publicly restating and therefo re
re-enacting his first sin 0£ forsaking profit for vengence.
The Duke then tries a slightly different tack, and asks Shylock
how he hopes to receive mercy if he does not render it.
Shylock
quickly answers that he does not need mercy, having done no
wrong.
~~l ~_xi t l ~u eo~ , Vl ~3~ l
After this reply the Duke seems ready to give in to Shylock.
Bassanio then tells Antonio that he will defend him by force3,
but does nothing, either then or later on, when matters appear
blackest for the merchant, to show that this was anything but
an idle threat.
Perhaps B~ssanio was quieted by Antonio's
apparent readiness to die.
The good merchant, having long
ago withdrawn :from the affair, seems to feel that it is his duty
to calm those striving to save him.
At this point the Christians seem to be completely vanquished,
and only have one hope left.
The Duke has sent for Bellario,
a learned Doctor o:f the law,5 to help him with the case.
The
Christians do not seem to realize that this is the wisest thing
that they could have done, that is, fight the . Jew with things
. h .e understands and fears, e.g. civil and earthly punishments.
Bellario, of course, does not come himself, but Portia (Bassanio's
wife and Belario's cousin) disguised as a young l awyer comes t o
defend Antonio.
It is unclear to me how Portia knew that
Bellario had been sent for, but the fact is that she does arrive
with a letter of recommendation from Bellario. ,
Portia's first speech. again asks Shylock to show mercy, basing
the plea on the majesty and beauty of mercy, and the fact that
mercy is necessary for salvation. These arguments are more
ignored than rebutted by Shylock, whose lack of charity at this
point surpris-es no one.
Portia then asks if the Jew will take
the principal and forget about th'e -bond.
Shy 1t:,··c 'k ohce ~again
r ·e mains adamq.nt.
So far, it appears as if the young lawyer has no new defense for
Antonio, and Antonio himself heartily "beseeches the court to
1 Act
2 Act
3 Act
4 Act
5 Act

IV,
IV,
IV,
IV,
IV,

scene
scene
scene
scene
scene

i,
i'
i,
i,
i,

line 86
line 90
lines 114-116
lines 118-121
line 107

�- 2.3 give the judgement.1" However, there is something very strange
in Portia's speeches",
at the end of each appeal for leniency
she tells the court that it is powerless to alter a decree, and
that if Shylock does not relent, the court must rule against
the merchant.
The effect of these lines is to make any relin-

~~~~::~n=h~:s s:~~:c~~~

!::! :::~~e: t~ ~~~!ea~=m~fs:;;~~~
8

by

2
11.

Thus he clearly shows his murderous intent.
Portia, seeing that the Jew will show no charity, recedes for
a few moments, while Bassanio and Gratiana express their love
of Antonio.
When they are finished, Antonio explains that he
is ready for death, fortune having already impoverished him.
Portia, however, is not at ali · ready t~ · see the merchant destroyed
In fact, it seems as if her initial appeals to Shylock to show
mercy, were in themselves merciful offers, which, having been
accepted by Shylock, would save- him from the onslaught to come.
Portia's defense is principally composed of restrict.i ons. of
Shylock's actions.
The first restriction she · cites denies
Shylock "one drop of Christian blood3 11 , lest he lose . his land
and property.
Shylock immediately senses his defeat and asks
payment of thrice the principal, the sum Bassanio had previously
offered and is still willing to pay.
Portia, however, will not
leave off and let Bassanio pay.
She now tells the Jew that he
must take exactly one pound of flesh or he will be killed.
Shylock asks for the principal, which Bassanio is still willing
to give him, but Portia stops him, claiming that the Jew will
have only justice and his bond, and none of the mercy he him- ·
self did not show.
At this po.int Shylock wants to give up th~ suit and leave, not
wanting to act against Antonio if there will be reprisal against
him for it.
Portia and the law, houever, are not through, for
they " hath yet another hold on him. " For plotting against the
life of a Venetian citizen, Shylock must give that citizen
(Antonio) half of his fortune, and forfeit the other half to
the state, his life being put at the mercy of the Duke.
The
Duke, in order to show Shylock what mercy really is like, spares
the money lender and only fines him, instead of confiscating
half of his fortune.
Antonio also shows mercy, and agrees only
to use the half of his estate that he will receive, and upon
Shylock's death to give it to Lorenzo and Jessica, p r o v ided t ha t
Shylock will do the same with the property the Duke has allowed
him to retain.
Antonio also makes the further merciful stipulation that the Jew become a Christian.
Shylock, however, fails
to c.omprehend the mercy bestowed on him, and only mourns his
1 Act IV,
2 Act IV,
3 Act · IV,
·4 Ac'i; I_V''

scene
scene
scene
scene

i,
i,
i,
i,

lines 249-250
line 200
line 320
line 360.

�- 24 :fallen poa~~~on • . ~e is not ~om£orted by the f~ct . that he could
have fallen further.
An analysis of' Shyl·o ck' s· :fall. shows a great deal 0£ ironic
justice. The most obvious example is that Shylock, ·the man
who claims to champion the law 1 , is destroyed by it.
The cause
0£ this is twofold. The :first is that Shylock tries to use
the law £or purposes thatwere never intended by the original
lawgiver. Thus in trying to ,rise above and master the law,
Shylock is trying to s~bvert it, the thing which is most unwise
:for a Jew·, whose only defense is the law.
So it happens that. when. a wiser person tha~ Shylock becomes his
adversary, he is doomed• For this person, understanding the
intent of' the law, can show where Shylock is misinterpreting the
law.
(In t~is · case he is trying to use a law t6 kill someone.)
Thus Shylock's only def'.e.n se is to try to justify ·niisinterpretation
and if'· he. succ.eeds, by the .saµie arguments• the laws protecting
him can be misinter:p.reted. · Thus., _ matched against a thinking
· adve_rs~~y • Shy lo ck fs doomed •
0

. · he - se,cond · reason tha·t . Shylock fails before t .h e'· law is that
T
·· he .. doesn·1· t fu- .ly un~e~stand:· its · workings. -... Unlike the Mosaic law
1
. (as · Shylock ·sees. it)", .-' the . -V.enetian statutes, and_·in·· fact the
Veneti~n stat·e-, · require : a: · cert a.in· amount· of' . "mercy" and
nchri s ti an.· charity; " in . order . :for i ~ . to . work .: p·r~pe·rly •.
:

.

.

.•

'Social life has become much more complex : since the times 0£ Moses.
· I:f every man in Ve~ice were to be prosecu:ted every time he broke
a· law, _ the state cou.~d do · nothing .-except arrest its own ' citizens.
Commerce and thus the state would soon disappear.
· he way to avoid this problem is to be willing to· :forgive
T
offenders provided .. they · can be useful to the · s.t .ate ~
There is no
heed to rigorously press the people as long as everybody is
flourishing, and no one . gets too :far out . 0£ hcnd. Legal mercy,
then, is the great g~ossing over of' irksome details, the oil
that helps the state run smoothly and keeps it prosperous.
Sliylock cannot see _
the ' reasons behind it ·, and so must learn them
by barsh example~
The play seems _o have rea·c hed its logical end with Shylock's
t
becoming Christian, and indeed, i:f the problems discussed in
. this paper so far 'were :the only problems, or even the central
p _oblems o:f the play, perhaps Shakespear would have ended it here
r
. and ~ot have· his characters :feel compelled to go back to Belmont.
Bas,s anio and Gratiana go . because they b-elieve their loves to be
tnere.· ·I do not kho: why Portia · and·Narissa chose to return;
w
perhaps ·it is becau·s ·e it is their home, or perhaps they :feel
their love will best flourish there.
When the scene shif'ts ' back to ~elmonti we see Loren~o and
Jessica, the :fugitives :from Venice, who stayed behind when
everyone else returned to the city, engaged in a strange, sad,
1 Act IV,

scene i, line 145

�-- ,

- 25 dialogue.~ ·
Lorenzo begins
....
The mo'o n .shin.es bright: . fri ,such :a ·n ight as this·,
When the. sweet wind did: gentl.y kiss the trees
And they did· make no no.ise, in ·such a night
Tr.oilus methinks mounted the: Trojan .walls,
And sigh' d .his soul toward the Gre;cian tents,
Where Cressid lay that night.
(1)

but beauti:ful·lY.· moving
·. ~.

~·

It is - no accident that Lorenzo chose thS · tale o:f this couple.
For although they loved, they met only :for -a night, not because
Troilus did riot want to love forever, but because: the lovers'
:fathers were o:f opponents camps.
And so they were separated·,
and so, uncared for, Cressid proved untrue.
Next the stories of Dido, Thisbe and Medea : are told bi the
love~s.
All o:f these ancients chose their lovers from oppo~ing
political camps; all passionately loved :for a while, and all
ended sorrowfully.
Lorenzo and Jessica then recotint = th~ir bwn
love story, knowing the ·pattern it has so :r-ar fo ! lowed, arid
sensing that the end that has come :for the others will someday
come :for them. They know that when they are alone in Belmont
under the bright moon, Jessica, under th.e guise of · a teasing
lover, can state her :fears about the truth of Lorenzo's vows of
love, and .Lorenzo can forgive h~r.
Jessica's fears are not
foolish and ungrounded, for . in marrying the Christian : s~e has
had to forsake everything else that . she previously had • . Her
father's house, people and way of life are closed to her now;
she only has Lorenzo and without him she is completely abandoned .
It is no ~onder that Jessica fears the end of thi~ b~ight night
at Belmont.
A:fter each of the lovers has given four speeches, they are
interrupted by messengers announcing the return o:f Portia to
Belmont. When Lorenzo hears this, he orders the house to prepare :for her coming by :filling the air with sweet music .
This
music adds further glory to the night at Belmont, and moves
Lorenzo to give two b~autiful speeches, one explaining the
celestial harmony to Jessica, and the other describing the joys
and effect of the less perfect, but still powerful, earthly
harmonies.
Portia does not return without a gift for the couple, for with
her she brings the news that Jessica and Lorenzo are now heirs
of Shylock's fortune, and consequently they are no longer
dependent on their parents and friends.
They are now able to
establish their own home where they can rule themselves.
They
can now live during the day as well as love during the night.
Thus with Shakespeare's story of the conflict between Christians
and Jews brought to a happy close {only thirteen lines before the
end of the play itself), perhaps we should ask what, i:f any
thing, can we learn about this struggle :from the play.
The
happy endings do not :fool us for a moment, :for we realize that
the problems were only solved by the mistress of Belmont , wise
Portia, a women of singular virtue. But, as I said earlier.,

�- 26 these two cases are polar extremes, misshapen by embroilment
and conflict.
In most cases where the emotions become involved
in what should be a purely civil affair, a small show of mercy
and charity on the one hand, and continence on the other will
usually reconci1e the antagonists, provided there is some profi t
f'or both • . There is rio need :for a Daniel to judge them, nor
for one, if not both of' the opponents, to be destroyed.
In the ~ case of lovers, seldom is it necessary
actually flee thei~ homes and go to Belmont.
their civil problems can be borne through the
se.rve to sweet en the love they :feel at night,
bright and music prevades the air.

· ·,

·~

·-

f'or them to
In most cases
day and will only
when the moon is

But what if the civil becomes so strong that i t begins to strangle
love, and not.nurse and accentuate it? In that case it seems
a pi].gri_
mage to ·B elmont must ~e l" maq~ . •;_--;·~ ffow ?... ·,~: l::e -~- ~t ~~s~est
. to ' go wi .th 5trong :f.riends who ' kriow the way, -- · this is "
the means
Gratiano . uses; . or to come With . oi:ie's love to sojourn there for
· a t-ime, -' a 's . fugitiyes from the city - like Lorenzo and Jessica.
· Howev.er, , ·some, ... and they · are usually brave princes or noble
·:"ge,µ.t ·l -eme~,. make th~ir way alone, ·driven by a strange sort of
iove • .[f ~ this be you.r ' journey, be sure that you do not look
. f'or Belmo~t en6ased in iold ~s . di~ t~~ black Morrocco and the
." · ~ld ·shy- ock; ·. or' searc.h :fo:r .i ·t ' . _thi·nkj;n~~( that it is your just
l
d?.~ e:r-t :and·· na t-liJ:;"al · ~.ue,. ··as · did th~ ., :fo_ ,iish Aragon and the merchant
o
AnJ;·o nio •. Bu.t ·i:r your .wish is to · be.- ·success:ful like the good
Bits~·ani~ :. i ·you .mus.t . b~avely. g:lye · and, haz~rd all you have for this
strange ,.something, whose ca.sement ·seem·s quite worthless.
And
. if' yo.u' g.:~t t ·hat· :far~ · do . ot try" to · make the · right choice by your
n
. wits aI:o~e, but· li;st~ri. to · the · music in the ·air, for even if' it's
spi'rJ.,..t ' do~s no .t move you, .· :it.s inspired rhyme may turn you in
the rig~~ di~ection.

•

I

-~- ")

.

�- 21 · ROUSSEAU AND THE ANCIENTS: A REPLY
Parme~iscus

(Editor's Note: The following contribution was received through
the college mail under the indicated· pseudonym. ·T4e note and
the mystery surrounding it intrigued me as editor.although
hardly flattering to me as the author of ·the paper under fire.
I was tempted to find out more, if not about the true author,
at least about the pseudonym. After several unsuccessful
attempts, I located the following brief mention in the encyclopaedic Pauly-Wissowa Real Encycloplldie der ~lassiches
Altertumswissenschaft, Achzehnter Band, Zweite Halfte, p. 1569
Ferner erz~hlte Semos -in · seiner ·
, _Parmeniskos sei ein
vornehmer Mann gewesen, der einestages in die Trophonsh8hle zu
Lebadeia hinunterstiegen. -sei und, als er wieder . heraufkam, die
F~higkeit des Lachens verloren hatte.
{Loosely translated, the
sentence · reads: · "Moreover Semos in his (work on) Delos recounts
that Parmeniskos . was · a· · man of eminence who one day decended into•
the cave of Trophon at Lebadeia and when he came up again had
lost the ability t·o laugh.") · Whether Semos' Parmeniskos is the
same as our contributor's, I do not really know; nonetheless,
the humorlessness of his piece 'seems to me to be in harmony
with the name _and its classical connotations.)
Mr. Lachterman's paper, Rousseau and the Ancients {Collegian,
Dec. 1963) sins, I should say, more by e~cess than by omission.
The comparability of Rousseau and Plato and Aristotle in ~
cardinal aspects of political thought . i~ · established very persuasively through what seems to have been a ·careful reading of
the relevant texts.
Nevertheless, this one-sided and at times
belabored emphasis on the areas of agreement tends to obscure,
to my mind, certain more ambiguous notions which enter nonetheless i .n to the total fabric of Roussea'l;l' s political and ethical
philosophy.
I understand .t he ambiguity of these notions to
have arisen from fundamental tensions iri his manner of thinking ,
the result, perhaps, of his own mode of life·, or, qui t ·e possibly,
of an imprecision and ,hesitancy determined ·by the distressing
character of the conclusions he seemed led to and for whose
modern, more revolutionary offspring he must accept partial
responsibility.
In order to buttress these critical and, it
may seem, unwarranted generalisations, I shall now make brief
mention of three: instances of ambiguity that lie close to and
thereby imperil the heart of Mr. Lachterman's thesis.
Dr. Leo Strauss in his justly celebrated Natural Right and
History speaks frequently, in his chapter on Rousseau, of an
i~resoluble conflict between society and the individual, that
is, society and nature.
I would say that, although the conflict seemed to Dr. Strauss irresoluble, Rousseau himself
thought that he had found a solution in the elevation of the
People to an {unjustifiably) high status, making it at once a
collective mystical body and the sophisticated voice of political wisdom.
Connected with this god-like status of the People
is the idea of public enlightenment which Rousseau never fully
abandons despite, as Mr. Lachterman argues, the introduction

�d

-28of an oDll')iscient Legislator .in B0 ok .II . of ..the Social Contract.
To those readers :familiar with classical political thought {and

Mr. Lachterman appears to be one o:f these) the myth o:f the
People and its corollary o:f Au:fklRrung must seem egregiously out
o:f _
place in th~ writings, o:f .a ·. thinke:r so :imbued ·with · and
-"inde.b "
ted" . to· the · ideas . of the ··anci.ent_ . . In any case :i t seems
s
-qui t.k 'clear that ·Rousseau's. "assertion _
that · ea·ch ·man in obeying
th~ · 1~~ ~ollo~s his . own w~li i~ rooted - ~n the·~dea o:f the People
whose g 'e neral· will always_ act in ~ the interests of all citizens •
. I

The n.ot_
:.Lori of ... a. cont.ract which brings into being this mystic
· pody reinairis essential t .c)' the · supsequent ".elabor'ati9ns· of the
·g .e nera1 will and the-. law present.ad_ by Rousseau .in - the· Social
Cohtr·a ct', .n otwithstanding ·t .he suggestions · ri · the·· Discourse on
1
· Pali ti cal Economy · that:, mo~al · goodness i .s · t ·he ·true. foundation
o~ ~dlitical obligation, suggestions which · Mr. Lacht·erman re- ·
ceived with ·obvious and unmistakable . rel- sh.
i
The simiiari ties
bet·we~n . R 0 usseau and the ancients in this . .latter work do not,
I . daresay~ oirershad_ow' and ultimately negate the principia of
· ·the· Social · Con.tract, on the basis of which the - whol·e of Rousseau's
w· rk must be evaluated and the relegation o:f which to a seemingo
ly· inconsequential place in Rousseau ' __§j political theory is the
· mos~ - disturbing element in ·Mr. Lachterman' s thesis.
1

The presence of these two contradictory sympathies--with contract on the one hand and the ancient's conviction of the
naturalness and moral ultimacy of the polis on the other-creates 'the £1rst of' the afor~mentioned ambigu~ties in Rousseau's

work ..

In the next place, however enthusiastically Rousseau (~nd Mr.
Lachterman) ·may stress the role o:f reason in the rep-µ.bl-~i'c , - i t
is obvious that sentiment rather ·t han reason is. · the· supreme
political faculty.
Compassi.on--the symp·athy each . of' us should
hav'e ' for the miseries o:f our fello~s--is inculcated in man by
hattl'.r~ Eihd can only be "extirpat.e d". py the onslaught of' civili zatidrt•
Rotisseau' s 0 ideai cons:truction" makes i t possible :for
compassion to erltltire wi th:lri. and indee.d hold together society.
It Ls thi.s sent:iment which; more thart self-interest; is mean.• , ·
to support political obligation.
In addi ti.on to this, . we ttii'ght
merttioh that ih Rousseau~-in marked contrast to Plato a,ritf "
Aristotle-•there :1.s rio ~ntologica.l · and_ epistett1ql 9gical jUstif'icatit&gt;n :for t4~ supremacy · of reason i_ri t&gt;oii.tidai society•
This
·s hortcoming seriously weakens the £orce of his asser'tion that
the ideal society- is. governed by r~l~$.&lt;ln ,..incarnate ih the Law.
At most Reason he~e can only mean ~ . k~,~·;.ot sentimehtal wisdom
. or the. ·common sense o:f the noq}.e'' 'arid f.iJ..pright peasaht. • 1
.
£_
1

The . :finai issue I should like .t ·o raise with. Mr. Lachterman•s at

times ·su~spiciousiy naive interpretatiQrt has . to do with freedotn
Let me say first
that eneomi~ms of virtue have a peculiarly - unpleasant sound in
the mouth of' a mor~l profligate, Maritain's censure of' Rousseau's
counterfeited moral rectitude seems t'o me well-intentioned and,

an~ moral · responsibility in political - society.

1~

C:f. e~pecial~y Social Con~raci, Bk. ~V, Ch. I, Page 1.

�-29as one sees in leafing through the Confessions, accurate,
Freedom meant for him (and continued to mean after him) freedom
from constraint and authority and·it is on this conception of
freedom that the image of the natural and therefore good man is
based.I The free spirit can never be successfully integrated
into society without sacrificing his cherished liberty- a
liberty not in the least harmonious·with the civil and moral
liberty that the contractual society makes possible and indeed
enforces.2
To ignore, as Mr. Lachterman has done, this side of Rousseau's
character and though+.- the side that influenced German and
French roman-ticism so greatly - is as much as to close one's
eyes to the obvious in the hope of raising the unclear and, it
may be, inconsequential to a ra~ that it scarcely deserves.
By this I mean . that History saw fhrough Rousseau's pose as the
ally · .9 f the ancients, while Mr. L~cht ·~··r~an, if he put forth
'his ·thesis seriously, did. not.
; , ,

l~

2· .

Cf. Les Revenes du promeneus solitaire {Rousseau's last work!)

~aughan ed of Rousseau's Political Writings)

Cf Social Contr.act Bk I
Ch VII - a passage frequently
referrea to in Mr. Lacnterman's paper.

�COMMENTS ON MR. SPARROW'S LECTURE: Rights, ~ ~ the Right
Larry Silverman
J"n. v-evi ~wi.ng and r .om.me. nting on Mr. Sparrow's lec~ure, it was
:necos .~~1·:y :f'.oi~ ~ to paraphrase and deduce from his words.
If,

in so doing I have distorted any of his opinions, I can only
'
.
hope that that distortion will lead to a further clarification
of them:·
The lecture, on Rights, ~ and~ Right, began by pointing out
the need for its existence. It contended that the present confusion and conflict among civil, natural, social, and economic
rights, culminating in the 'unthinkable' proposition that the
same thing is both right and not right, may, in. the future,
subject civil society to a turmoil from which " ••• neither the
rei t era ti on of once-understood relationships nor man:i :fes ta tions
Of
good-nat:l.11'0d SP.Tii:i..ment:aJ.i .ty Will be . able to extricate USe 11
This c~isis seemed to stem from the peculiarly modern notion
that the "endless worth" and "infinite dignity" of each one of
ll.f3
e~t .ii:l.Prl hini to natural and ina. . Pnable rights~ "limitless
U
in nnmher." Hence the lecture tried " ••• to suggest another
:f':t·amework than that of rights within which political issues can
be framed and pr_ ori ties assigned •• "
i

a

The suggested framework seemed to rest on the notion of the
"common good," rather than a theory of private rights. Hence
one. of . the characters of the mythical dialogue expressed surprise and skepticism at hearing that his 'right' to walk down
the street was simply the law's approval of that action. This
· approval "is grounded on the prior determination that it is all
right to do the contemplated act ••• in view of the common good."
The skepticism arose from the belief that each individual man
had a natural and inalienable right to exercise his individual
will, and that the law's approval is only an implement to that
right.
The lecturer traced this notion back to the philosophy of Hobbes
and Locke.
According to that philosophy each individual desiring
passionately to live, " ••• is conceived as a point surrounded by
'natural rights' some of which he lay down or- transfers to a
communal authority when he 'enters' society, but others which
he retains because of their inalienable character." It is
precisely what Mr. Sparrow called the "inhuman .. necessity" to
transfer authority that gives rise to a self-eontradiction within
this view.
For, if the good is defined as self-preservation,
and the right as that which naturally enables or empowers a
man to preserve himself, how then can an individual man be so
powerless as to be forced to relinquish some ot his powers in
order to be enabled by another to exercise these powers? In
other words, my right, .or that power which enables me, to walk
down the street must he· understood concomitantly with the
obligation of others not ·to hinder me.
There is n~ entological
or historical priority of one over the other.

�-32-

Mr.

·To clarify this argument,
Sparrow made use of something
he ..cal·l ed the "square of right."
(See next page).
He used
this device to illustrate with some precision the relationship
between: duty and right.
In the top half ·of the square, the
prohibitions and commands of the law become tbe duti..es and hence
the rights of the individual. · This . can· be s .e en .i n . the · cited
example of the policeman, who has . a right to direc .t traffic
because he was so commanded.
At the same time i t is, of course,
his duty to direct traffic.

f

But for all its pre_
cisi.on, · the square contains t~.o _ serious
· defects. _ In the :first place, if we are to isola~e dutie·s : in
the top half · of t .h e square, what are we to :say of _men who
_i.nsist ·upori (.ioing their duty not simply by" obeying commands
but by exercising those rights permitted them . by tbe ·law. Socrates " was p~rhaps - the paradigm of such a man_ . If the laws,
.
for ·a · time, permitted him to speak free·ly, he .spoke fre'ely,, not
to -exercise -J1i s rights as an :individual' but . .to do his duty as
a ci tiz·en.
Indeed, today we are permitted to ·vo.te; is i t not
our dtity to do so? Yet · Mr. Sparrow, fo~ the sake _of · lotical
rigor, restricted duty to the class of obedience,. thus agre.eing
:in par·t; with tlie traditional liberalism he was trying to undermine.·
This reply might have validity were it not _for the second ··. __
deficiency in the square.
Mr. Sparrow, as was stated earl~er,
maintained that the so-called approval of the law was gro.u nded
in the prior :determination that an action was ali right.
:Wha't .he.· mea:Ilt by 'all right' is still unclear.
Here is one of
several ·- defini.tions given in · the lecture: " ••• An action which
does not harm. or only slightly harms the common good~"
But
. voluntary acti~ns which are "all right", (e.g., walking down
· t.he street; growing a beard, listening to music· , etc.) are '_ very
·d _:fferent - frpm voluntary actions which are right. (e.g. voting,
i
·Speaking -One·' s mind fQr the sake of the common good, etc.).
It
ca.n make no sense, therefore, to cal 1 all permitted ac ti o:ris'
'right', as the square does.
We. might overlook the deficiences o:f the square and view i t as
an aid in revealing the absurdity of saying that one ·empo·w ered ·
by nature is constrained by necessity to enter into an artifical
bond in orde~ - to obtain · his nat~ral powers.
But assuming that that stat ·eme~t is absurd there .are stil-1 many problems before us.
For if one's power stems not from natural rights but fro~ the
approval of· others, or more to .~he point, of the state, ' how
then is tyranny · to qe . avoided? Mr. Sparrow might answer that
the approval ~f the laws of - a sta~e are properly based upon .
the notion of the _
common good and not the arbit_
rary will of a
tyra:rit, .(who i 's of' all men the ,most private); a tyrant is not
evil because he de-pri ve.s ·men o.f their 1 -right, ' but because·
he makes men incapable of doing the right.
Thus, a man is only
free insofar as he is free to be a man; and the faculty of
manl.iness is the ability to do the right, which is defined as
action "tending" towards the good, and the inability to do the
wrong, or actions tending towards nothing, and hence "meaningless"
agitations.

�-JJ...;.
THE MODAL .SQUARE OF OPPOSITION UNDERSTOOD AS

THE
.I

.

SQUARE OF RI.GHI'

.

Forbids:

Commands:

~

A

A MUST Nof"\J3E DONE
I have a DUTY not
'
to do A; bu~ also
· --..J have a RIGHT not
to do A; and it,is
--;;RIGHT not to do A

MUST BE DONE ... .
I have a DUTY ·to do . A;
but al·so I have . a BIGHT-to do A; and it is
RIGHT to do
':;
:'%-..&gt;..

~'

4

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* * * * * * * * * * * * * * * * * * * * * *
STATE OF CIVIL SOCIETY
Law,

Compulsion, Constraint

DUTY (OBLIGATION TO DO)

. DUTY (OBLIGATION NOT TO DO)

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RIGHT (PERMISSION TO DO)

CONTRACT

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STATE OF NATURE
Rights, Liberty, Freedom

.l

�-34But if' the :faculty o:f manliness is the .ability to do right -and
that ability is ·somehow obtained :fro~ an external p:ower, are
we not then confronted ~ith the same problem as confronted the
partisans of naturals rights? I think Mr. Sparrow· would ;ans~e-r·;
"No." The reason :f'or this answer is perhaps tJ:ie most -significant and elusive implication of the entire lecture. For the ·
community and the law enable a man to .b e · :free not only by
authorizing and approving his activities, but _
by pro.vfding a
sphere and an object necessary for · those - a ctivities to take
place.
In Plutarch's phrase, "The pecul.iar work
of a good man is political." -* Thus, a community enables a
man t-o be a man in a way _
similar to that in whic·h wood and nails
enable a carpenter to be a carpenter. There is no longer a
contradiction.
" ••• Right. and ~ight, necessity and :freedom,
mer~e in the depths of the mind and heart o:f a true human
person."
Near the beginning o:f his lecture, Mr~ Sparrow spoke of the
'common good.'
As he went on, he s6mehow managed to unite the
common good with the "indiYidual good." Towards the end, the
term, "rational supreme good" was introduced. The lecturer
seemed to be saying, by implicat1on at least, that in the :final
analysis the three were one.
.; .

This is a most provocative and rather dangerous view.
Before
we can allow ourselves to dream and to speculate :further we
must check the cianger . which _was spoken o:f previously--the
danger o:f tyranny.
Could not a sixteenth century inquisitor,
_
adopting Mr. Sparrow's suggested :framework, justify his
-activities by ~ayi:µg, "Some of us have a ·greater knowledge o:f
the Supreme Good than o,th_ rs do.
e
It is our duty, . there:fore, . to
conform the political body and the private · man .t o that Good, .
with any means whatsoever." How can we repudiate the inquisitor
except by replying, No man can be truly :free unless he is :free
in the conventional sense to choose or reject the truth.? _
Whether an harmonious_· polity can be established in harmony with
the Supreme Good, and whether · the myth of 'i~alienable rights'
is necessary :for men in order . to learri arid'. _
to will the Good,
must remain, for the time being, open questions~
Just ben eath the surface o:f all the lecturer's remarks was a
principle e·x plici-tly :formulated in the last part of the lecture.
The terms 'right' and ·• wrong' bear . o action the same relationt
ship that 'true' and ':false' b~ar to . sp~ech • . A :false statement is meaningless, and therefore no statement.
·" If' ••• transcending, containing, and ordering human ends is possible," he
said, "human acts will be constituted as such precisely to the
extent that they tend to or mean, that is are means, to it.
And hence, :for them to be truly human actions, :for them to
be meaningful, and :for them to be right will be one and the
same thing." The so-called wrong actions are meaningless and
therefore no actions at all. " ••• What seems to present itself'
initially as a wrong action is in :fact mere agitation." Evil
is privation of good.

*

Plutarch, LIVES, Cate, p. XIX, 2

1'

�-35This position .caused much comment during the question period.
Mr. Sparrow's analysis . was interesting, but it seemed to deal
only with one part of the phenomenon of evil.
For surely,
Adam, after having eaten of the fruit, became aware of his
nakedness, or privation. But it is very difficult .to read that
story without :feeling the reality and the potency of the
Serpent. · Though the lecturer acknowledged that it is " ••• all
too possible for members of a divided and discordent humanity
not only to mutilate being but ·also to iead others to think
that such sub-rational agitations are instrumental to the
attaining of the proper end o:f the human person," he did not
succeed in expJ.aitiirg how this is possible.
taking his view, the problem o:f indifferent or
'all right' actions becomes even more inexplicable.
If we
are to call the thousands of trivial and harmless acts evi'!
because they are meaningless, we had best get a new word to
describe those actions which are really evil.
Furthermore~

Mr. Sparrow ended his lecture by saying, "However, it is not
quite so clear that it is she (dialectic), revealing the
ultimate absurdity o:f false actions, that by making us at one
with ourselves, can lead us out of the cave and so restore
meaning to action.
I suspect that instead the cure will have
to be :found in another dimension altogether.
The Word may .
have to be made :flesh and come to dwell, to die, among us."
Somehow those last sentences gave the lie to those preceeding
them.
It is as i:f the lecturer were really saying) "Before
the nature of man can truly . be understood as I would have you
understand it, before evil can, in truth, be called privation,
some Supernatural Being must descend to earth and teach us the
two precepts wherein all the law and all the prophets are
contained, and say clearly to each man, 'He that is not with
me, is against me, and he that is not against me is :for me.'"

�-36;..

Ali ESSAY ON DUCKS
Jeremy Carl Leven
Mr. Lamb notwithstanding, this essay shall deal primarily .with
the ·animal "imparatis", for the nobility .o f this animal is
most present, not when served, but when serving.
I divide
my essay, therefore, into six parts: the animal, . himself; his
relationship to his peers; his relationship to people and . vice
versa; hi~ influence · on the American w~y of life; his humor;
and the .duck as an explanation for the order of the kosmos.
The work "Duck" is derived from the Old English 'duce" which
meant 0 a . diver" • . This shows that evolutionarily the Duck
has changed relatively little since the days when he spolte Old
English, still diving and sti11 · enjoying it, if one is to
judge by appearances. Much like people, the Duck also belongs.
to a family, one that is known as "Anatidae", a name that may
make a Latin duck quite proud, but currently is so despised ·
among American ducks that they seldom use it; and it has,
therefore, become almost obsolet ·e among all but the most
conscientious du.c k-lovers, drakes included.
Generically speaking, we must ·refer to the · Duck as an "Anas", a name which undoubtedly has caused many ·a .w eb-footed animal
of the family Anatidae to turn her head away in a deep c-r1mson
blush. Contrary to the opinion of those who have kept these
animals as house-pets, there is no relationship, entomologically or otherwise, between the name of the genus and the
alimentary . canal.
The Duck has often been described (of. Amer~can Co·llege
Dictionary and my friend; Morris' mother) as a "web-footed
swimming bird characterized by a broad flat bill, short legs
and a depressed body". Perhaps it is better to describe
him as a ":feathered biped"; this points with pseudo-Platonic
directness to the close link between the Duck and the philosopher, a similarity that becomes even more evident when we
listen to the speech of both.
This obvious l y brings us to our next topic: the peer r elatio ships of ducks. As a rule ducks get along with each other no
better than do men, or, in other words, not at all. For ducks
do not share their food with each other, nor do they assist
each other in any way. Even a duck who may fancy himself a
leader in an activity such as flying South finds that he is
constantly overtaken by other ambitious ducks until he :finds
himself last in formation. This bureaucracy explains why
ducks deem it necessary to start South so early in the F all
and do not return until late Spring, this situation is
known colloquially as the ducks' "migratory plight".

,

�-37Concerning his relationship to people and vice versa little
can be said, Ducks are· ducks, and p·eople are people.
People
seem to notice the difference, and the ducks appreciate this
perspicacity. Man also seems to revel in the throes o:f
bread-tossing, a splendidly humane sport, enabling the Duck
to see his way through the cold Winter, while it is a wellknown :fact that Man cannot live by bread alone. While on the
relationship of Man and Duck, a human acquainta:nce o:f mine
should be mentioned, a brilliant Audubon scholar by the name
of Seymour Duck.
It appears that he felt the sole advantages
of his name were that it was :fairly easy to spell and presented
little difficulty with pronounciation.
However, Seymour,
now the chairman-in-charge-o:f-reevaluating-the-point-systemo:f-classi:fication :for the American Kennel Club, disliked his
name so much that he changed it to "Poodle", and, consequently,
was asked to turn in his binoculars. The irony of this is
that Seymour can best be described as having a broad, :flat bill,
short legs and a depressed body.
We now approach the subject o:f the influence of the Duck on the
American way o:f life, a way of life to which many refer as
"ducky", or something to that effect. Ask yourself, what
American woman has not wanted to own a genuine duck-feather
pillow, a pillow so light that, when one throws it up in the
air in delight, it is difficult to realize that what went up
can ever be down? And the American Man :finds no sport as
enjoyable as sitting in cold marshes from six in the morning
until dark, waiting :for his friend, the Duck, to appear so that
he may :fill him with virulent lead, a typical show of American
affection, a display of human love that calls for ducks to
have, if nothing else, a good sense of humor.
This brings us to our next subject: Donald Duck, and I am
reminded of a comic strip I read last week which went something
to this effect.
Daisy Duck to Donald Duck, "Who was that
cute-looking duck I saw you with last night?" Donald's reply,
"That was no duck; that was my wight*!" This points to the
wealth of humor the common duck provides for the common man,
bordering only slightly on the esoteric.
And this naturally brings us to the :final and most essential
topic.
From this essay the careful reader could not help but
be impressed by the :fact that the true value of the Duck, is
that in no way does he provide an explanation for the order
o:f the' kosmo s.

*

{Archaic, obsolete)

A human being or person

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�C0 NT E N T S

Page
The Meaning of Regular Solids • • .Robert Neidorf, Tutor

. •.

1

• • • • • • Lawrence Feinberg, . '64 • •

9

A Strictly Euclidean Demonstration .Samuel Kutler, · Tutor • •

12

Si tu t'imagines

13
14

A J:trth for Our Times

• • • • • • • • • • • Raymond Queneau • •
Translation by Christian Harrison, •64 • •

Rousseau and the Ancients • • • • David Lachterman,
Correction to Page 41 of the
October Collegian • • • • • • •

1

65 • • 15

Robert Sacks, Tutor •·

************
Editor • • • • • • • • • David Lachterman
Business Manager • • • • David Rasmussen
Faculty Advisor .•• . • • • • • Eva Brann

.

33

�EDITORIAL
In order to encourage excellence in creative writing the COLLEGIAN
has established a short-story contest. All St. John's students
are invited to submit short stories on any theme to the editor
before the end of the first semester. The contributions will be
judged on the basis of imagination, coherency of theme and skill
in using language to display ideas and characterizations.convincingly. The absolute and not the relative excellence of each contribution will determine the selection of the winning story; if no
contribution meets the judges•' standards the contest period will
be extended. . The author ~f the winning short story will be awarded
a twenty-dollar gi~ certificate for use in the College Bookstore.
The judges will-be Miss Eva Brann, Mr. Richard Scofield and the
editor.

*************
The following is the solution to the mathematics problem in the
October COLLEGIAN submitted by Mr. Malcolm 1~att:
Proof: Form the longest possible ascending chain,
beginning with the first number. Now take the first
number ~ in this first chain and form the longest
possible ~scending of numbers, none of which appear
in the first chain. Then take .the first number which
does not appear in either of these two chains, and
proceed as above. Eventually· all of the numbers are
used up. If any of the chains thus formed have
~
n+v elements, then we are finished. If not, if
all of these chains have length ~ n, then there
must be at least n+1 of them. Consider the last
element of the last chain. It cannot be greater than
all of the elements of the next to last chain, or it
would have been a part of that chain. In particular,
it must be less than the last element of the next to
last chain. Again, this element must itself be less
than the last element or the last-but-two chains, or
it would be an element of that chain. Continuing,
we see that the last elements of the chains themselves
form a descending chain, and since there are at least
n+1 of these elements, we have found a descending
chain of length ~ n+1 •

�THE MEANING OF REGULAR SOLID
Robert Neidorr
In the last part of the last proposition of the last book or Euclid's
Elements, the claim is made that the so-called regular solids, or Platonic
solids, are unique. In the Heath translation he enunciates that •••
• • • no other figure, besides the said five figures,
ean be constructed which is cont~ined by equilateral
and equiangular figures equal to one another. (SIII, 18)
By the phrase "the said five figures" he refers explicitly ·to what are
commonly callsd the Platonic or regular solids, which have been con5truoted one at a time in the earlier portions of Book XIII. The fact

is that this enunciation is defective; the purpose of this note is to
indicate the defect and demonstrate its po·ssible remedies • .
1. The defect - First we review the five ·solids which are said to be
unique members of a class. They are: ·( 1) The cube, a six-sided polyhedron contained by mutually congruent squares. Or, in Euclid's terms,
the cube i~ contained by six equilateral and equianglllar quadrila~erals,
equal to each other. Each vertex~1) of the cube is composed of three
faces. (2) The dodecahedron, a twelve-sided polyhedron contained by
equilateral and equiangular (i.e., "regular") pentagons, mutually congruent. Each vertex is composed or three races., (3) The tetrahedron,
a four-sided polyhedron contained by ;equilateral (and hence equiangular)
triangles, mutually congruent. Each vertex is composed of three faces.
(4) The octahedron, an eight-sided polyhedron contained by equilateral
triangles mutuall congruent, Each vertex is composed of four faces ·
(5) ·
icosahedron, a tvrenty-sided polyhedron contained by equilateral
triangles mutually . congruent. Each vertex .is composed of five faces~
'

.' '

'

We see that each of these solids . is bounded by a set of mutually congruent faces or surfaces, which are in every case regular polygons.
A so, i t i s clear that ·Euclid's entire discussion is intended to be
l
·restricted to .convex polyhedra, which can be defined -as those polyhedra
which lie entirely to one side of the plane of any face. Hence we are
ternpte.d to characterize a regular or Platonic ·solid as a convex p·o lyhedron bol.lnded by . mutually congruent regular polygons. Although Euclid
does not use the terms "regular" or ttp1atonic'', it is evident from the
cited enunciation that he means to describe some general class of
(convex) polyhedra, of which the · listed five constitute unique exemplars.
The enunciation .itself is the only clue as to' how he intended to describe
that general class;· taken literally, the class it 'describes !,! the ciass
or (convex) polyhedra bounded by regular ("equilateral and equiangular")

(1) By vertex I mean the. point, a.nd the reg'iort around it, on .the surface
of a polyhedron where three or more faces and edges converge. Euclid
calls this a solid angle.

�- 2 -

polygons mutually congruent ("equal to one another"). The defect in all
this rests on the fact that there are more than five such figures.
As a preliminary to further discussion we require a fixed terminology.
We shall say that solids bounded by congruent regular polygons are rhoregular:

Df. A rho-regular solid is a convex polyhedron whose
faces are mutually congruent regular polygons.
Next, we will use the term "Platonic solid'~ to refer specifically to the
five polyhedra listed above; thus the term "Platonic solid" should be
understood as having only a denotative meaning. The terms "regular solid'~
will be defined later. Euclid's enunciation amounts to the assertion
that the Platonic solids are the only rho-regular solids, and it is this
assertion which turns out to be false.
We begin by restating Euclid's uniqueness proof. From Book XI, 21 it is
known that the sum of the plane angles which meet at a vertex must be
less than 360 degrees. It is also evident that a vertex on a solid must
be composed of a minimum of three faces joined together; hence at least
three plane angles must meet at the vertex. It follows at once that there
is no rho-regular solid contained by regular hexagons, since the interior
angle in a regular hexagon is 120 degrees. Similarly, no vertex could
be constructed with regular polygons of more than six sides, for their
interior angles are even greater.
The angle in a regular pentagon is 108 degrees, so a vertex can be built
up with three and only three such figures; this corresponds to the dodecahedron. For a similar reason a vertex can be constructed from three
and only three squares; this corresponds to the cube. Since the angle
in an equilateral triangle is sixty degrees, a vertex can be constructed
from three, four, or five such triangles, corresponding to the tetrahedron, octahedron, and icosahedron. On the basis of these considerations,
Euclid concludes that "no other figure • • • can be '.~ constructed which is
contained by equilateral and equiangular figures equal to one another."
Or, as we should say, no other rho~regular solids exist. But his conclusion is false.
If we seek to build a polyhedron(2) with a stock of -regular pentagons or
squares, it is clear enough that each vertex must be formed from a junction
of just three such faces; hence the dodecahedron and cube are the only
such figures possible. If we now tty building polyhedra from a stock of
equilateral triangles by joining three together at each vertex we get a
tetrahedron; by joining four at each ·vertex an octahedron; five an icosahedron. But suppose we try to build a· polyhedron from equilateral triangles in which some vertices are composed of three faces and some of four,

(2)

Or better:

the surface of a polyhedron.

�- J - .

or some of four and so~ae of five, etd This possibility is left ·out of
account in Euclid's text. And if we try such constructions we shall
succeed; that is, contrary to Euclid's explicit assertion there exist
rho-regular solids other than the Platonic figures. We describe two
such -solids:
First, lay two identical tetrahedra face to face. The result is a rhoregular figure of six sides. Two of its vertices consist of a junction
of three ~aces, and three of its vertices consist of a junction of four
faces. Second, take two equal squares laid together sandwich-wise.
Around their common center rotate one with respect to the other 45
degrees (Figure 1). Keeping them parallel, separate them by some con-

Figure 1

Figure 2

venient di stance. From each corner of the upper square drop lines to
the two nearest corners of the lower square; in this way a belt of eight
triangles will be formed around th~ squares (Figure 2). If the distance
of separation is suitably chosenlJJ the lines joining the squares will
have the same length as the sides of the squares, and the triangles will
be equilateral and congruent. Next, on top of the upper square and
under the lovrer one erect four-sided pyramids with triangles of the same
size (each of the pyramids will be half of an octahedron) ) The resulting
figure, having a total of sixteen sides, is rho-regular.{ 4 Two of its
vertices consist of a junction of four faces; the rest of five faces.
2. The first remedy - To escape this difficulty, we need to tighten the
specification of the class of solids of which the Platonic figures are
to be unique members. The easy and obvious way to do this is to add
the stipulation that every vertex ·must be composed of a junction of the
same number of faces; or, briefly, that the vertices must be homogenous
in type. We shall use the ' term "Regular solid 0 to refer to rho-regular
figures which have this property. Rho-regular solids with heterogenous

(J)

.,'Ir-:~

It must be S/ v 2 , where S is the length of the side of the square.

(4) It is not obvious (unless one builds a model) that this polyhedron
is convex; specifically, one worries about the dihedral angles between
the triangles around the: .b elt and the faces of the pyramids top and
bottom. However, calculation shows that these are convex junctions; -the
angle is about 154 degrees. .
.
It should be noted that here and at other places throughout this
discussion we are assuming the validity of Euclid's Df'. 10, Book SI,
which states in effect that a convex polyhedron is uniquely determined
by the size and shape (and arrangement) of its faces; this proposition
is notoriously provable.

�- 4 -

.

vertices (such as the two described above) will be called "quasi-regular."
Df.

nr.

A Regular solid is a rho-regular solid with homogenous
vertices.
A quasi-regular solid ;s)a rho-regular solid with
heterogenous vertices.~5

It is clear from Euclid's uniqueness proof that the Platonic solids are
indeed the only Regular solids. To render the text precise, we should
add the property o.f possessing homogenous vertices to the characterization
contained in Euclid's uniqueness enunciation. Using his terms, it might
read as follows:
No other figure, besides the said five figures, can be
constructed which is contained by equilateral and equiangular figures equal to one another, and in -.which every
solid angle is contained by the same number of planes.
It may be argued that this is obviously what Euclid meant. Perhaps.
Indeed, I shall argue below that if we are to polish up Euclid's text
at all, it should be altered in this way rather than in other equivalent
ways which will emerge shortly. But in any case we are here concerned
with the logical accuracy of what is written, not with what may or may
not have been meant. Furthermore, one often hears it said that the
Platonic solids are the only "regular" solids, and that a "regular"
solid is (merely) a polyhedron bounded by identical regular polygons:
~ assertion is wrong.

J.

Other remedies - One of the significant properties of the Platonic
solids is that they can all be inscribed in a sphere, as Euclid shows
throughout Book XIII. It is also evident that the two quasi-regular
solids described above are not spherically symmetrical. This raises
the following question: Among rho-regular figures, are the Regular
solids the only ones which can be inscribed in a sphere, or not? To
answer this question we need to establish two theorems.
(A)

In any rho-regular solid which can be inscribed
in a sphere, the dihedral angles between adjacent
faces are ,all equal.

Proof: Suppose first that the polyhedron is contained by equilateral
triangles. Consider a pair of adjacent faces ABC and ABD (Figure 3).
The edges AB, BC, CA, AD, and DB have the ~aine length, say s. Point

(5) I have avoided the natural term "semi-regular" solid, as this
already has two other meanings. It ·has been used to refer to~ ..polyhedra whose vertices and edges are identical, and whose faces are
regular polygons of different types; these are also called Archimedean
solids. The term has also been used to indicate polyhedra whose
vertices and edges are identical, but whose faces are not regular polygons.

�- 50 is the center of' the circi.lmscribed sphere;. herice the lines joining it
to the vert.ic·e s at ·A, B, C, and D are all equal; let them have length R.
M is the mid-point of AB, and lines MC, MO, and MD are filled in.
0-:-.:\

/,/;/'I ',,.,...
,.1
,// / II1I I ""''
. . .-

C~- . . ~

\ " '.
\

"

..

I

I
f-1--- ' b

~~I
· ,/'

\ I'

.

'\

;

.

~

.

I

I

))-~·-:-.- ··7 0
7

.
I

I ......... ·" -- _,/

\\/ :~/
; ;V
.
Figure 3

Since ABC is an equilateral triangle, CM is perpendicular to AB; for the
same reason, IM is perpendicular to AB. Since AOB is an isosceles triangle, OM is again perpendicular to ABo Hence CM, OM, and DM lie in one
plane (cf. Book XI, 5). (~~xt, we see that the lengths of CM and IM are
un~q~ely determined by s.
J Also, OM is uniqueiy determined by S and
R.~7) Finally, OC and OD have length R, so the sides ~f the triangles
OMD and OMC are uniquely functions of S and R, and therefore so are the
angles in those triangles. Furthar, the triangles have been shown to
lie in one plane, and the angle IMC is a measure of the dihedral angle
between the faces (cf. Df. 6, Book XI). Hence that angle(8) is determined
by S and R, and since S and R are the same for all faces, all the dihedral angles must be the same. An exactly similar argument will hold
if the faces are squares or regular pentagons.
The second theorem we need is the following:
(B)

In any rho-regular figure whose dihedral angles
are equal throughout, the vartices are homogenous
in type.
·

Proof: Take any two vertices on the surface of such a figure, and think
of them as juxtn.p~sed in such a way that two of their faces are coincident (or ·"superimposed'°) • ·Since the dihedral angles are equal all
around both vertices, and the angles in one equal to ~he angles in the
other, all the faces inthe one must coincide with all :the faces in the
other. Hence there must be the same number o.f faces ·.'in. each.· ..
Combining theoDems· -A and B:- we can now assert:

(6) . · CM

= IM = · S -y:J/2· ·: _, ~ .
.·,

(7)

OM =

( 8)

Angle Il-m

I

'\

l/4R2 - s2/2 •

= 2~r·c~s

(S/ '{ 12R2 -

3~2)

•

�6

be

the

�constructed which is contained by equilateral and equiangular figures egual to one another, and in which every
solid angle is contained by the same number of planes.
Although this is logically adequate in .conjunction with the proof which
follows it, it is not ideally elegant; specifically - we can show that it
is partly redundant. For the phrase "equal to one another", which is
underscoped above, evidently means that the faces of the polyhedron in
question must be mutually congruent. But it happens that if a convex
polyhedron is bounded by regular polygons of the same type (all triangles,
or all squares, etc.) then it follows that the faces· are of the same
size as well (and hence congruent or "equal to one another.") - ·
To prove this we first establish a lemma:

Lemma: In a convex polyhedron there can be no junction.
between polygonal edges of unequal lengths.
Proof: Suppose there were a polyhedron with adjacent faces F and G
having unequal edges meeting along the line AB. In the Figure 4 it
is convenient to imagine that the surface of the polyhdron is viewed
from the outside, and that F lies in the plane of the paper.

Figure 4

Since the entirety of a convex polyhedron must lie· to· ·one side ·of the
plane or· any face, the whole of the polyhedron in question will be on
or behind the plane of the paper.
Consider the vertex · at V. If this were formed .by a junction of just
three faces, the third face would have to be . n .the plane formed by _
i
the lines AV and VC; but this is also the plane of G. Hence there
must be more than three faces meeting at V, and there must be one or
more additional lines (i.e., edges formed by the junction of two
faces) radiating out from v. One of these lines, call it VD, forms
with VC two sides of the face adjacent to G along the line VC. We
will call that face H. Next consider the line of intersection between
the plane of H and the ~ F. Since that line passes through the

�- 8 -

point V, it must fall in some direction across the face F.(9) Hence
part of F will lie to one side of the plane of H, and part to the other
side, which is impo: sible in ·a convex polyhedron. . This establishes the
s
lemma.
Now suppose there exists a convex polyhedron contaiped by regular poly•
gons o·f ·the· same type, but of at least. two different sizes. The faces
wuld· be ·mutually similar; hence if two differ in size, all of the edges.
of one would be shorter or longer than all of the edges of the other.
,Thus somewhere on the surface of such a polyhedron there would have .to
be a junction between two·polygonal edges of differing lengths. But the
lemma shows that this is impossible. Thus if arry convex polyhedron is
bounded by regular polygons of the same type, they must be mutually
congruent as well.
With this result it ·emerges that the conjunction of properties indicated
by Euclid's phrase ."equilateral and equiangular figures equal to one
another" is partly redundant; it could be replaced by the weaker phrase
"equilateral and equiangular figures having the . same number .o f sides":
it would· follow that the figures (i.e., the faces) would be "equal to ... ·
one another."
·:.:

I certainly do not mean to suggest that this refinement ought to be
packed into some ideal and ideally-perfect edition of the Elements, for
it is not really relevant ·to the spirit and purpose of Euclid's effort in
Book XIII. On the other hand, for Euclid and for Greek mathematics
generally, the important conception of a "regular" geometrical solid
turns on the notion of a convex polyhedron bounded by regular polygons;
I am arguing that in the spirit of that approach a "regular solid" is
most adequately and economically defined as a convex polyhedron bounded
by regular polygons of the same type, with the same number meeting at
eech vertex. It follows that there are only five such figures, and that
each one has identical faces, equal dihedral angles, and spherical
symmetry.

(9) Unless it is coincident with AB. But then AB would be the line
of intersection between the planes of F and H, and also between the
planes of F and G. Then, as the planes of F, G, and H would all meet
in the line AB, AB would also be the line of intersection between the .
planes G and H. But VC is that line • .

�- 9 A MYTH FO!t OUR TIMES

Lawrence Feinberg ·
Not long ago, I had a few conversations with someone who swore me to
secrecy concerning them. For reasons which shall become evident, I may
not reveal who that ·person ~s·f·. however I have his permission to relate
to the public the substance of a particular conversation we had, shortly
before we parted. It was· not actually a conversation, for he spoke and
I listened without replying to him in any way. Times are such that I
can no longer refrain from telling others what he told me, and though
hesitant about the veracity of his words and the public's credulity, I
here make that conversation known to all, to stand or fall by rrry reader's
judgment of it.
·

An elder of a certain tribe, a~er much deliberation, decided that he
and his fellows should end their existence as speedily as possible. Why
he reasoned thus, or what his moral promptings were, no one knew; as a
wise man amongst his people, his counsels were sought in all important
matters, consequently it was not without much concern and fear that the
people learned of his grave decision.
Now the persons of this tribe were not of the same species as you and I,
or if in fact they did bear us some resemblance, it will never be known.
For each individual lived, from birth to death, in a box the dimensions
of whose. each and every- side was 10 feet by 10 feet. Their way of life
mµ~t se$.m a mystery to beings like us -- certainly there could not have
been propogation of the species as we understand it. Yet every individual
of that tribe was most intimately acquainted with li- e in all its formal
f
aspects: When movement was heard outside of one's box where no movement
had been heard before, this was a sign that life had been generated;
likewise the cessation of external sound was construed as the · cessation
of life. In this way every one knew that his fellows would regard hinias no longer existing when they failed to perceive movement in the place
t~ which he was. ~The knowledge of .one's own death was nonetheless in- ·
comprehensible, for how could there be cessation of movement without· its
being perceived?
Language as We know it was unknown to this tribe. Their grammar of
~xpression. consisted of certain knockings and rappings -on the wa.lls of
the box. Since. there was no direct confronting of one individual with
another like himself, this language could· not be taught in the same way
that our language is taught. But only those of the feeblest intelligence
failed to learn the language; for the most part i~ was only a~er one was .
advanced in years that he was able to grasp how the various knockings ·
ware used and ·himself. put into practice that ·knowledge of knockings which '
had taken so l .ong to . acquire. The language in its · comprehensible forms
of expression was Qhieny· used by the tribal elders, and consequently th~re
existed the possibility of knowledge of ·a · state of affairs • . (Let us not .
forget this point.)
- · -·
.
·
·
.The techniqu_ for using .·knockings ·was intricate:
e

various shade·s of meani_g
n

��- 11 '

.

-

.

.was no such thing as outside. that every individual was inside.. But, he
argued, this was not a blessing but a cu..t·se, for communication lost all
meaning when it was shown that there wq:: nothing that could be communicated.
The knock~language was a sham.
Thus for the first time the tribe learned of its coll~ctive existence,
but it further realized that this existence was being threatened by the very
person who had informed everyone. Hatred for that one spread through the
entire people -- pandemonium was everywhere. Without exception the tribal
members furiously threw themselves against the sides of their boxes, to reach
and destroy their betrayer. Boxes, undergoing such violence, collapsed, and
their occupants were at once annihilated. The frightened philosopher at last
began to stir when he perceived that all motion had stopped -- everyone was
dead but he. Thereupon, the philosopher was seized by a fit or tncontrollable
laughter, and he then trod over every inch of his dwelli~g •. rapping gently
over the smooth surfaces~ '.
· ·
· ·
·

.t

,'.t

�AC a

are
to AC

For

(X.

G be the

as E is to F.
measures E

G make

G measures E
therefore as P is
to F so is

But as

to

as P is to Q so is AB
let K and L be the square numbers for

the
and

as K is to L so is the square on AB to
the squares on

the square on AC is

BC are

square on

, the square on

of the square

is

the
of

Since Q is the

of

K is also an even
P

is the

since p

Q is also an even

since L

of

the

p is an even

of

are each

are

a

since

E and

measures E

F.
Q.

*

, we

an

from

�-

!

3 Raymond Queneau

Si tu t'imagines
si tu t'imagines
fillette fillette
si : ~tu t' imagines
xa va xa wa xa
va durer toujours
la saison des za ·
la saison des za
saison des amours
ce que tu te goures
fillette fillette
ce que tu te goi.ires
Si tu crois petite
situ crois ah ah.
que ton teint de rose
ta gaille de gu~e
tes mignons biceps
tes engles d'email
ta cuisse de nymphe
et ton pied leger
si tu crois petite
xa va xa va xa
va durer toujours
ce que tu te goures
fillette fillette
ce que tu te goures
les beaux iours s 1 en vont
les beaux jours de fete
soleils et planetes
tournent tous en rond
mais toi ma petite
tu marches tout droit
vers sque tu ne vois pas
tres sournois s'approchent
la ride veloce
u

"

la pesante graisse
le menton triple
le muscle avachi
allons cueille cueille
les roses les roses
roses de la vie,
et que leurs petales
soient la mer. 8'tale
de taus les bonheurs
allons cueille cueille
si tu le fais pas
ce que tu te goures
fillette fillette
ce que tu te goures

�- ff Translated by
Christian Harrison
Chinka chuhng, chinka chuhng, chinka chuhng chuhng chuhng
Hey sweet thing in that skintight sweater,
If you think your lovin 9 s gonna keep gettin' better,
If you don't think that time is runnin' out instead,
Then baby you been misled, misled, baby you been misled.
Hey sweet thing with them high priced hats,
Try your painted toenails in these two-bit flats,
Take them nylon stockins off your sexy legs,
And see how they fit in size 28 pegs,
Cause if you don't think that they will fit in time,
Then honey you cornmittin' yourself a crime,
You been waitin' around for a rich man's bed,
But baby you been misled, misled, baby you been misled.
Yes sweet baby you are off the beam,
Thinkin' party party party is an unendin' theme,
Cause the sun and the moon may go round and round,
But you are headin' straight for a hole in the ground,
And there ain't a single man irt the world can save
Your sweet round fanny from the cold cold grave.
Chinka chuhng, chinka chuhng, chinka chuhng chuhng chuhng
And before you get there, rrr:J good lookin' friend,
You gonna rest your lips on a big triple chin,
You'll get a mighty lot o' wrinkles in that rosy cheek,
And need a big, strong girdle cause your muscles are weak,
Now baby you been savin' a sweet, red rose,
And its ripe for pickin', says the man with a nose,
So baby lets you and me pluck it today,
And let the petals fall baby, where they goddam may,
Cause if you don't baby, ,yes if you don't,
If you keep messin' round with will and lilTOn't,
If you keep on waitin• for that rich man's bed,
Then baby you been misled, misled, baby you been misled.

�- 15 . ;.
ROUSSE~U ·i~ltNIHTHE ·~ANGIENTS~

David Lachterman
Introduction
The central problem of modern political philosophy, political
philosophy a~er Machiavelli, is power. As the doctors of the
Church wrestled-valiantly with the enigmas of the Trinity trying
to elucidate the identity, individuality and province of the
Persons. so political philosophy -- secular theology -- must
determine the relationships between prince and people, ru1er and
ruled, or more generally' part and whole. It is the common .
assumption of theorists such as Hobbes, Locke and Rousseau that
civil society is artificial, a work of man and not of nature. In
passing therefore from his original, a-political state into civil
society, the individual sacrifices whatever privileges he may
have enjoyed in the state of nature for the sake of something
new although not necessarily something better. It becomes the
task of political philosophy to understand the new relations that
do or ought to arise among men in a political community: relations
involving the distribution and legitimacy of authority and power
and the ·obligations of the ruled to their rulers. Thus, a complete
account of . society · must include a description of man in the state
of nature ~- his rights and responsibilities -- and an eXplanation
· of what man acquires or loses by deciding or being forced to unite
in political societies.
Rousseau is chiefl.y concerned with explaining this transition
without introducing the exercise of constraint or force on the
part of any individual. · His problem is to describe a form of
politieal association in which the advantages of the civil order
fully recompense the loss of natural independence. However, his
intentions go beyond the solution of this particular problem. In
several, central aspects of his political thought, Rousseau reveals
an indebtedness or, more accurately, a sympathy with the ancients
.i .e., Plato and Aristotle. This sympathy requires a break with
the tradition of modern political theory laid down - y Machiavelli.
b
His political construction is in part determined by an understanding
of the true end of civil society that few of his contemporaries,
especially Hobbes, would . share. At the same time, ·however, he
accepts the notion · of consent or contract, the meqhanism invented
by the moderns to explain the transition from nature to society.
He is .concerned, as, perhaps, Plato and Aristotle were not, not
only with What the city ought ·to be but also with how it can come
to be. In brief, Rousseau seems to adopt modern means to achieve
ancient ends. Perhaps his greatest concession to the modern spirit
would be the admission that the ends. justify the meari's.
In presenting And interpreting the thought of Rousseau· I shall make
use of five categories which represent the fUnqamentai issues that
he investigates: the state of nature, the social contract, sove•
reignty, ·the general will, and law. Underlying .each is the .idea of
liberty; it is in the gradual unfolding o~ the meaning of th~s· idea
that the spirit of Rousseau• s thought can best be . grasped. · ·

�- 16 Section I
The .most cursory examination of the Discourse on the Origins of
Ineguality and the first book of the Social Contract will undoubtedly reveal what seem to be two fundamentally opposed understandings of the state of nature. In the first treatise we find
a panegyric on the nobility of savage man; in the second, an
eulogy of social man. In the first, the establishment of society
entails the depravity of the human race; in the second, it brings
about its ennoblement. If however we attempt to distinguish
Rousseau's purpose in each TNriting it may appear that the t"WO
understandings correspond to two different intentions. As long
as we adhere to Rousseau's advice to "lay facts aside", that is,
to refrain from confounding history and philosophy,(1) we should
be able to regard each understanding not as a categorical assertion of (historical) fact but rather as an hypothetical construction designed to serve a particular end.
In the Discourse the abusive, tyrannical condition of present day
political society is given; philosophic inquiry must account for
this condition, it must explain the origin of society and its
evolution until the present, a present in which "we see around
us hardly a creature in civil society who does not lament his
existence". The main argument of the Soc1al Contract, on the
other hand, does not assume the existence of any politi~al society;
it proceeds within the realm of the ought not the i[.(2) Rousseau's
initial remarks in the first vhapter of the Social Contract explain
the connection between the two TNritings quite clearly: "Man is
born free and everywhere he is in chains • • • how did this change
.come about? I do not know. What can make it legitimate? I
think I can answer this question." The first sentence is historical, that is, it represents as an actual fact the enslavement of
man in society.()) It echoes the description, in the Disc.ourse~
of the final degradation of society -- the conversion of the
legitimate into arbitrary power or, more briefly, the state of
slavery.(4) However, Rousseau does not intend to examine the
root s of t his condition , he forsakes the historical method used
previously in the Discourse. The last sentence could be misleading if we regarded Rousseau as proposing to render 1egi timate
the actual condition of . civil society, the condition of master
and slave. Rather, he must be understood as bringing into
question civil society itself, apart from any historical instances of it; the form of his question is thus what can make
any civil society legitimate, taking man as he is and the laws
as they might be? The anstrer proposed in the Social Contract is
meant as an ideal basis for the founding of any society.
( 1 ) Cf. esp. Introduction to the Discourse on the Origin 1 ·o f
Ineguality (hereafter D:iscourse)(Everymans ed.) p. 175-176; also,
end of First Part p. 206.
(2) In violation, it should be noted, of Machiavelli's basic
methodological restriction, cf. Prince, Ch. X:V.
(3) "all ran headlong to their chains as hopes of securing their
liberty.'' Discourse. p. 221°.
(4) Discourse p. 2)1

�- 17 I have devoted so much space to this distinction because most of the
confusion regarding Rousseau's political theory seems to arise from
the failure to separate the Discourse and .Social Contract as I have
done. Indeed, the preoccupation with the "noble savage", the conviction that Rousseau intended man to return to the idyllic and
pristine state of nature(5) must ·have been the result either of a
hurri~d and superficial reading of the text ( 6) or of a misapprehension of Rousseau• s purpose in the Discourse: an in. ictment of
d
the illegitimate e~ercise of political power.
Despite the difference in purpose between the two writings, the
axioms of the •science of mankind•{?) set forth in the Discourse
are for the most part unchanged in the Social Contract. Since
Rousseau claims that his political construction is based on the
"nature of man" it will be essential to our purpose to uncover
these axioms tdthin. the description of the "state of nature". In
doing so we are likely to discover that nature in these two phrases
has two distinct meanings.
Man in the state of nature must be stripped of every d1sposition,
passion and talent that he possesses and can only possess in
society. It was Hobbe's mistake to attribute to his natural man
passions, pride and the fear of violent death for example, which
only came about as the result of communal life. Thus hi·s identification of the state of nature :with the. state of war is
spurious; man's life prior to any form of association or mutual
dependency is "simple, uniform and solitary". All intercourse
with other men, even the most casual, is rare .and insignificant.
The ·great store of nature supplies each individual's physical
needs without demanding to;l Man thus lives only in the consciousness of the present,~8~ an animal like other animals stronger
than some, weaker than others.
What of the moral and metaphysical side of savage man? Rousseau
believes that he has discovered the two fundamental operations of
the human soul prior to reason: the desire for self-preservation
and compassion at the sight of the pain or death of any sensible
being, particularly of any human being. Man in the state of
nature is ."destitute of every. species of intelligence". Since
"the y.nderstanding is greatly indebted to the passions" and viceversa~ 9) and since the passions originate in our wants of which
we mu.st . have some idea or· to which we are· directed instinctively,
it follows that savage man's desires are limited to physical
wnnt. Man is a creature of pure . sensat~ons, lacking .evenythe most
sifilI:?le knowledge.
·
(5) Cf. for example, Otto Gurbe, Natural Law and the Theory of
Society 1500-1800 (Eng. tr. Cambridge, 1950) P• 109
(6) Cf. esp. the concluding paragraphs of the Discourse 1~ere
Rousseau -imptites this interpretation for his adve~saries.
(?) Prefac_ t .o. Discourse, p. 168
e
. .
. · .-···
· ··
·(s) Disc· m.·50 ·~. 187 · ·· · ·
a
~
This ·re.ciproeity :Hobbes -.see~s tc) have ignored. Cf. :.Leviathan
Bk•· ·I, Ch • . J, 6. .
-. .
·

. &lt;9).

�- 18 However Rousseau makes . two crucial distinctions between man and
the ·other beasts. The beast is directed solely by nature -instinct -- whereas man in his capacity of a free agent can choose
between acquieseing and resisting the impulse of nature. Man's
liberty, his free will, is natural and his consciousness of this
liberty "displays the spirituality of his soul". Secondly, man
in contrast to the beast possesses the faculty of self-improvement ,
of almost unlimited perfectability. It is this faculty that
gradually "draws man out of his original state,produces his discoveries and errors,his vices and virtues". Nevertheless, it is
important to recognize that in the state of nature, before any
inconveniences or deficiencies impel man to improve his faculties,(10)
these two distinctive qualities are largely irrelevant. Man's
free will is rarely exercised; his perfectability is, in a true
sense, pure potentiality. Here we begin to see two possible meanings of t~e word 'nature': pristine, original state and essence
or entelechy -- the full actualization of possibility. It is in
this latter sense that the nature of man is understood in the
Social Contract -- what man ought to become if he is to be a true
man. (11)
I mentioned previously the. feeling of compassion which Rousseau
attributes to man in the. state of nature; this innate sentiment
is the spring of all social virtues -- generosity, clemency,
humanity, friendship~ Although Rousseau denies that men in the
state of nature have any "moral relations or determinate obligations one with another" the natural virtue of compassion i's the
one feeling that contributes to the preservation of the species.
This virtue is especially interesting bec~use its analogue in
civil society is conformity to the law(12J and because the corrupt
and debased civil society thrives on the profit every man foresees
in the misfortunes of his neighbors. The development of existing
seciety entailed the extinguishing of compassion; the success of
the rational society requires its preservation in a different
form. It is because of this virtue that Rousseau can characterize
man as naturally good (although actually wicked) -- a fundamental
axiom of the science of mankind.
I have tried in the preceding paragraphs to collect the essentiaal
descriptions of ·man in the state of nature as given by Rousseau
in the Discourse on the .Origin of Ineguality. His own words can
·best summarize what I have been arguing: "Let us conclude then
that man in a state of nature, wandering up and do'Wll the forests,
without industry, id thout speech, and td thout home, an equal
stranger to war and to all ties, neither standing in need of his
fellow creatures nor having any desire to hurt them, and perhaps
even not distinguishing them one from another; let us conclude
•-

..

(10) "· •• the fortuitous concurrence of many for·e ign causes."
Discourse, p. 205
.
( 11 ) Cf. Social Contract, Bk. :t, Ch. VIII -- "1' instant qui fit
un etre intelligent et un homme."
( 12) As . Rousseau· puts it: "it supplies the place . of law; morals
and virtues."

�- 19 that, being self-sufficient and subject to so few passions, he
could have no feelings or knowledge but such as befitted his
situation; that he felt only his actual neceqsities, and disregarded everything he did not think himself immediately concerned to notice, and that his understanding made no greater
progress than his vanity." One thing more: liberty is the
noblest faculty of man.
Whereas in the account of the transition from the state of
nature to civil society given in the Discourse, man's faculties
and natural goodness are progressively debilitated, the Social
Contract (Book I, Chapter 8) views the change as an ascent that
affects a radical change in the nature of man or, rather, as I
have argued previously, fulfills for the first time tha nature
of man. "file passage from the state of nature to the civil
state produces a very remarkable change in man, by substituting
justice for instinct in his conduct and giving his actions the
morality they had formally lacked. Then only, when the voice of
duty takes the place of physical impulses and right of appetite,
does man, who so far had considered only himself, find that he
is forced to act on different principles, and to consult his
reason before listening to his inclinations. Although, in this
state, he deprives himself of some advantages which he got from
nature, he gains in return others so great, his faculties are
so sti..~ulated and developed, his ideas so extended, his feelings
so ennobled, and his whole soul so uplifted, that, did not the
abuses of this new condition often degrade him below that which
he left, he would be bound to bless continually the happy moment
which took him from it forever, and, instead of a stupid and
limited animal, made him an intelligent being and a man." Here
civil society is represented as the highest good man can achieve
and the state of nature, as a positive hindrance to the fulfillment of all that is best in man. At this point the distinction
made previously between the Discourse and the Social Contract is
valuable:because all existing states have from the beginning
been wrongly constituted, it was necessary in the Discourse to
commend the state of nature by- way of rebuke;(1J) now that civil
society is to be constructed anew and properly, it is possible
to regard the state of nature in its true form. The two accounts
are connected by the parenthetical qualification regarding the
frequent abuses of a ci'vil society that is not founded on legitimate authority.
Perhaps the most significant substitution brought about by the
transition to civil society is that of. civil and moral liberty for
natural liberty. Rouseeau has argued that liberty belongs to -man
by nature in one sense, namely, that man in his original condition
enjoyed the freedom to follow his own inclination; it will be his
task to show how rational. civil society guarantees this natural
liberty in another sense -- as the actualization of man's
possibiliti.e s as man.
(1J)
P• 176

This is explicit in the final paragraph of fhe Introduction,

�- 20 -

Section II
Turning now to the construction of a rational civil society,(14)
Rousseau attempts to discover the legitimate conventions that
support political obligations -- the duty owed by citizens to
their rulers. Two terms in the foregoing must be explained.
'Legitimate 0 is opposed by Rousseau to 'arbitrary' and has two
complimentary connotations: first, that to which a man can
freely acquiesce and second, that which conduces to the good of
those whom it serves. A convention is an artifice, a work of
man not of nature. However, the conventional in Rousseau is··.htgher
than the natural, in the sense of original, becaus-._ it testifi· s
e
to the perfectability of man, to his ability to escape the·
thralldom of instinct.
From what has been said -about legitimate it should be clear that
force or compulsion can have no part in the institution of the
rational political society. A major part of the first book of
the Social Contract is consequently a refutation of political
theories that set up force as the origin and prop of political
obligation. Such theories invoke alleged rights -- the right of
the strongest, the right of the conqueror -- which Rousseau shows
to be meaningless: a right is based on a reciprocality of
interests and responsibilities; where one party is all powerful
the other · yields to him not because he ought to obey but because
his desire for self-preservation forces him to obey. The •ought'
in this analysis will become increasingly important; for the .·
moment it ·need only be pointed out that duty is always a moral,
never a physical obligation. Hence the exercise of physical power
can n~ver legitimize itself; right can never be established by
fact.~15J

If right, not force, is the legitimate foundation of society, the
·end pf the political community must be adjusted accordingl¥,
Under a despot the people are said to enjoy tranquility,l1°J
violen~e is curbed and men°s lives are no longer threatened from
every side; but, Rousseau asks trenchantly, "What do they gain
i f the very tranquility they enjoy is one of their miseries?
Tranquility is also found in dungeons, but is that enough to
make them desirable places to live?" As long as a people is
merely · subject to a ruler, as long, that is, as the interests of
ruler and ruled are not the samE}, power will be arbitrary and
obedience a physical necessity.l17J What is to be secured in
{14) In the Discourse, civil· society is largely a matter of
chance,· er. ·p. 223
( 15) ·An additional instance of the 'idealism' of Rousseau's
endeavour, in contradistinction to Machiavelli's. See also
Grotus, The Laws of War and Peace, Bk. I, Cn. III, paragraphs
VI-VII for the argument of the supremacy of the prince over
the people.
(16) Compare Hobbes Leviathian, Part II, .Ch. XVII-~ . o.egi.nning
(17) ·See the discussion in the Social ·contract, Bk. I." Ch ·~ · II
of whether the rulers rule for the sake of their subjects·~ :

�- 21

civil society is not merely life, but rather. ~hat freedom which
man.enjoys by nature. Alienation of liberty can never be the
basis of society, Eobbes notwithstanding. "To renounce liberty
is to renounce being a man." Civil society must be a refiection
of the essential nature of man (and liberty is the essence of
man) or else it will inevitably degrade and debase man until he
will look back with regret on his primitive, a-political conditions.
Rousseau finds man equipped for nobler ends than mere physical
existence; .i ndeed his freedom, which is one with his perfectability, makes it possible for man to become a moral being,in a
sense which I shall explain later. Therefore the crucial
question for Rousseau is how
the existence of the state can be
compatible with human freedo~ g~• in other words, how can liberty
and obedience be reconciled.~1 J

.

In the Discourse the gradual diminution . . of nature's abundance and
the concoraLtant" . rise of agriculture and industry combine to introduce equality between men: inequality of possessions and
resources and thus of power. The state of primitive society(19)
became a "horrible state of war". The rich, desiring to secure
their lands and wealth, conceived the "profoundest plan that ev~r
entered the mind of man": to ally themselves with their enemies
in order to use the combined force of their attackers for their
own protection. If it was the profoundest, it was also for Russo
the most treacherous plan that man has conceived. "All ran headlong to their chains, in hopes of securing their liberty" -- a
~ope soon and irremidiably disappointed.
In the Social Contract natural incommodities outweigh the resources of each individual for his self-preservation; man then
realize that it is only by combining their individual forces
that they can save themselves from perishing. No ment.ion is made
of property, wealth, compulsion or the state of war.
What form should their association assume? · If any individual is
dependent on the will of another individual, hi~ liberty is abridged; if any indi vid.ual retains for himself privileges which
his associates. do not share, their liberty is abridged. Each
associate must remain as free as before yet with the advantage
of h~ving the common force of the whole for his defense. The
fulfillment ·o r these two requirements is provided for in the
terms of. the .cont. act: "each of us puts his person and all his
r
power in .COI1lnlon, under the supreme direction of the general
will, and, .in ou:r corporate capacity, we :'r eceive each member as
an indivisible part of the whole." Although the ·c entral term --

(18) Cf. Social Contract, Bk. III, Ch. XIII (p. 80 in St. John's
text): "l' essence 4es .corps politique, etc." ·
·
·
( 19) Not civil ·society in the full sense, ., but ah aggregation of
~amilies living on the same land.

�- 22 -

the general will -- will only become meaningful in the subsequent discussion,, it's possible to see how this contract eliminates personal dependency: the individual alienates his person
and possessions to the corporate whole, the "moral and collective
body" created by the act of association and not to any other
individual; each individual in turn is accepted as a part of
this whole, enjoying its protection and having a voice in its
deliberation.
The social compact however -- and this is possibly Rousseau's
most striking contribution to the political dialogue -- does not
establish arry particular regime, any constitution such as a
democracy or monarch. The' discussion of government is postponed
until the third book. Having united themselves into a public
person, the people do not constitute or even elect b¥ this act
a government; instead, they create the Sovereign.(20)
Section III
Rousseau commends the philosophers, especially Hobbes, who realized that to understand the foundation of p9litical society it
is necessary to go back to a state of nature.l21) In this sentiment, at least, be is firmly leagued with the moderns against
the ancients. Political philosophy, then, must not merely describe how the best or most stable order might be constructed; i~s
real task is ta justify the authority exercised. by the ruler.
This modification of the fundamental political question is the
outcome of the modern conviction that man is not by nature (i.e.,
originally) a political animal.
Rousseau's Sovereign satisfies this requirement ina9much as all
who submit to any act of authority are its authors;l22) they will
be, in effect, obeying themselves. Rousseau expresses this
reciprocality of authority and obedience in the distinctions given
in the Social Contract Bk. I, Chapter 6: the active aspect of the
body politic is called sovereign (this activity is legislation);
t he passive aspect , state . Citizens are those who share i n the
sovereign power: subjects, those who are under the law; but,
every member of the people is both citizen and subject and hence
those who obey the law ,w rite the law.(23) · By justifying political
authority in this way. Rousseau can quickly dismiss that ancient
question: whether the ruler rules for his own sake or for the
sake of the ruled. · If 'the sovereign is a collective body whose
members are the citizens, it clearly cannot have interests opposed
to theirs, for the same reason that a living body can maintain it( 20) Compare the wording of the covenant in Hobbes, Leviathan
Part II, Ch. 18 (p. 143, Liberal Arts text). Especially noteworthy
is the notion of rep'r esentation, expressly rejected by Rousseau.
( 21) Discourse, p. 175
·
(22) Compare Hobbes' account of authors and actors, Leviathan,
Part I, Ch. XVI
(23) Cf. Social Contract, Bk. III, Ch. XIII: "the words subject
and Sovereign are identical correlatives, the idea of which meet
in the single word 'citizen'.

�- 23 self only when all the members, or organs are healthy.(24) "Merely
because the sovereign exists,(25) it is always what it should be".
There should be, in the rational society, some legitimate source
of authority; that is, as I have explained above, a· source of
authority that it is right for men to obey; but this is what the
sovereign is, for it is always rj,:ght for a man to · conform at his
own will and thus the proposition, is true.
In spite of the perfection of the relation between sovereign and
citizen, there is a grave difficulty in establishing an equally
successful relation between subject and state. An individual may
think it proper for him to enjoy ''the rights of citizenship"
without being pre-pared to fulfill "the duties of the subject", in
short, he may refuse to obey the authority of the sovereign.
Consequently, the body politic must reserve the right to compel
a man to obey. In Rousseau's paradoxical formulation this means
that a ·man is forced to be free. The full significance of this
statement will hopefully become apparent in the discussion of
Law (Section V).
Before passing on to the general will, I should like to clarify
two issues involved in the notion of sovereignty. Sovereignty
is a central concept in Hobbes, too; but how great is the
difference between its meaning there and in Rousseau! For
Hobbes, by the original covenant every man alienates his right
to govern himself, that is to obey what his own will . dictates.
Instead, a single man or a body of men (or the whole body of the
people, an alternative rarely considered) is given the right of
acting in the name of each, while each in turn "owns and · acknowledges himself to be the author of whatsoever he that so bears
their person shall act or caused to be acted". "He that ·carries
this person is called smtereign. t1( 26) In every case the will of
the sovereign is what Rousseau~ calls .a particular will, to which
each .must submit his own will. In the Social Contract, quite to
the contrary, it is to dissolve the body politi·c to promi9e to
obey any particular will, that of a monarch, for example.t27)
Sovereignty can never be transferred to an individual or a group
of individuals for by its very nature it belongs to all the
people; indeed, it is the very bond that makes a people, a
single corporate being, , out of an aggregation of men.
Consequently, government, which is the bearer of sovereign power
in Hobbes, becomes in the Social Contract an intermediary between the sovereign and its subjects. · For the determinations O
·f&lt;
the sovereign, that is to· say, the will of the people, to be put
into action by every individual, some force is necessary; this · ·

( 24) Rousseau himself recognizes the partial.. iriaccuracy of this
comparison. See Disco~rse ~n .Po.liti?,al E?on?mv p. 252 (Everym~s
ed.), for the reservation and comparison in :i,ts fullest fo. m. . .
r
(25) Translating "par cela seul qu'il ·est''' existentially, . not .
qualitatively.
(26) Cf. Hobbes Leviathan Part II, Ch. XVIII, P• 142-143
(27) Cf. Social Contract Bk. II, Ch. II

�- 24 force, which brings the people as subjects into conformity with
its or,m will as citizens, is the government or supreme administration. (28) Its power is executive while the~ of the sovereign
is legislative. From this it follows that the only valid or proper acts of the sovereign are laws; whereas the government acts
legitimately when it takes steps to secure "mutual correspondence
between subjects and sovereign", in other words, when it makes
every man free.
Under closer scrutiny sovereignty is made to reveal its essence:
the general will. It is this that we now have to examine.
Section IV
The social compact creates a moral body, moral, because it has a
will: an act forced upon us, one9 that is, that we do not will
to do, can never be mora1.(29) The terms of the compact name
this will: it is the general will, to whose authority every
associate entrusts his person and his possessions. In what
follows I shall be primarily interested in assembling and explicating the various notions Rousseau associates with the general
will; in the final section a discussion of the positive acts of
the general will (the laws) will introduce an analysis of the
fundamental issue in this paper: the similarity between Rousseau• s
political ideas and those of the ancients.
While the social contract provides a quasi historical, and
sovereignty a political, explanation of social obligation, the
notion of the general will presents a psychological or philosophical
account. Sovereignty is the active aspect of the city; Rousseau
illuminates what this means when he writes that the sovereignty
"is only the exercise of the general will".(30) The ground of
political rights and duties thus becomes not so much something
that is explicitly political (as institut.ions, constitutions) as
something corresponding to a pschyological faculty.
Rousseau in the preface to the Social Contract declares that his
purpose is to reconcile right and interest, justice and utility.
The immediate or explicit argument behind the notion of the
general will does just that; it demonstrates that submission to
the conditions one imposes on others is both equitable and in
one 9 s .own- ~in~·~re-st. For the general will must be distinguished
both from the will of all and the will of the majority. The
generality of the general will is fundamentally qualitative, it
is defined less by the number of votes then by the nature of
(28) This administration takes the collective name of 'Prince' -surely a 'r eference to Machiavelli.
( 29) Social Contract, Bk. I, Ch. III
(JO) ibid. Bk. II, Ch. I

�- 25 the voter and the object of the vote. The voter is ~ citizen,
a member of the sovereign and is therefore concerned with the ·
"public advantage" rather than with his private interest.
(Rousseau wants to show, of course, that public advantage and
private interest coincide.) Thus a unanimous decision reached
by a body of men each guided by his private interest is not a
decision of the general will; nor, a fortiori., is a majority
decision under similar circumstances.
The g·e neral will considers only · the common good and hence is al ways
right -- because it pursues the object for which it was instituted.
The question ·p roperly -gut to each citizen is "is it to the advantage of the state?" f31donsequently whenever the issue relates
to some particular or determinate object -- an individual, a
profession, · a class of subjects -- the will of the people lo·s es
its generality, ·f or in that case each citizen is judging. something
foreign to himself·; particular interests replace the common
interest that unites all. The mathematical metaphor that Rouseeau
uses to describe what happens when the general will is being
determined is somewhat obscure!J~rom the footnote we gather .that
the common interest must make itself felt in ·opposition to various
private interests. Two voters with contrary private interests
meet together ·in the perception of the .·common interest; thus
cancelling their private interests.
Every valid act of the sovereign recognizes all citizens .collectively and all actions in the abstract. The carrying out of
these acts is- obligatory because each has agreed to fulfill the
cenditions he has imposed on others; as long as the will remains
general, each man is obeying, in effect, his own will.
Now the special effect of this arrangement according to Rousseau
is that "in fulfilling them (social obligations) we cannot work
for others without working for ourselves"!33Every man by nature
prefers himself above all other men; in casting his vote every
man thinks of himself -- each man constantly wills the happiness
of all because each man thinks of himself when thinking of all.
Certainly no man will impose burdensome or injurious conditions
on others which he himself is obliged to fulfill. Every sovereign
act is thus legitimate because based on the social compact,
equitable, because common to all and useful, because it has the
general good as its object. Notwithstanding the . absolute power
of the body politic over all of its members, the general will
cannot impose fetters that are useless or even harmful to the
community.
·

In exchanging the state of nature for the social order man gives
up his natural independence for civil liberty, _liberty limited
.. ··

(31)
(32)

ibid.
ibid.
( 3).) . ibid.

Bk. ,IV, . Ch. .I
Bk. II, Ch. II
Bk. II, Ch. IV

�l
- 26 only by the general will. Far from being a renunciation this is
an advantageous exchange, "instead of an uncertain and precarious
way of living they have got one that is better and more secure,
instead of the power to harm others security for themselves," and
instead of their strength, which others might overcome, a right
which social union makes invincible".
I stipulated previously that the foregoing presentation contained
the explicit argument of the social contract. The obscurities of
that argument along with its utilitarian tone might provoke
questions concerning the fundamental character of the society and
the people who are to live under the social contract. 1rJhy does
the general ~dll refrain from imposing useless fetters on the
community? Why will particular 1dlls meet in the recognition of
the common interest? Is self interest, the preference each man
has for himself, the sole ground of political obligation? If
so, is this interest noble or base? Is civil liberty --freedom
as Hobbes understands it -- the only fruit of social existence?
In short, what is the relationship between the general will or,
more precisely the law and the moral character of those subject
to it? The very fact that Rousseau attempts to answer these
questions, both in the Social Contract and in the Discourse on
Political Economv, testifies to his deviation from modern political thinking, or, at least, from the conviction of the true
end the city common to the moderns. Whether his answers correspond to the solutions given by the ancients is the subject of
the next section. Perhaps I have prejudged the issue by calling
Rousseau's political construction a rational civil society.
Section V
By way of prea,mble I should like to exhibit two passages from
Rousseau's writings which demonstrate his awareness of the
quarrel he tried to reopen.

"As nature has set bounds to the stature of a well-made
man, and, outside those limits, makes nothing but giants
or dwarfs, similarly, for the constitution of a state
to be at its best, it is possible to fix limits that will
make it neither t'oo large for good government, nor too
small for self maintenance." (Social Contract, Bk. II,
Ch. 9) "I shall. suppose myself in the Lyceum of Athens,
repeating the lessons of my masters, with Plato and
Xer.ecrates for judges and the whole human race for
audience." (Discourse, Introduction)
The first reminds us of Plato 0 s similar discussion in the
Republic; more significantly, it suggests that the context or
field of Rousseau 0 s political c..011~t.:ruction is the ancient polis,
not the modern Leviathan. (34) The seconcf'advises us that

(34) This suggestion is already implied in the demand for periodic
assemblies of the whole people and is strengthened by the contents
of the 'Dedication to the People of Geneva' at the head of the
Discourse.

�- ·27 ,..
Rousseau's arguments here and, by extension, elsewhere, are to
be judged according to the principle$ of the ancients.
In Rousseau as in Plato and· Aristotle virtue and reason are
inseparable and, · moreover, necessarily involved in any determination or the best political order. Rousseau adds to these the
concept of liberty. for him the essential element of the nature
of man. To see how these three ideas are interrelated and how
their interrelationship established Rousseau's allegiance to the
ancients is the principle task of this section.
Any decree of the general will which relates the whole people as
sovereign to the whole people as subject -- any decree general
both as to subject and ·object -- is a law. The state governed
by laws, whether it be a democracy, aristocracy or monarchy is
a republic; in 0th.er words, a state in which t.he public things
or interests are foremost. Ho-wever Rousseau forsees the
possibility of conflict between the general will and the particular
wills of the subjects; will compulsion alone bring the subjects
into ·· conformity with the decisions thev themselves made as . citizens?
More generally, what ·kind of men ought to live in the republic?
Government does of course compel obedience in exceptional cases;
nevertheless there is reason to suspect that the majority of
subjects obeys not out of fear of punishment but from some positive sentiment or .consciousness. We recall that the political
equivalent of compassion is obedience to the laws. Obedience can
no longer be associated exclusively with self interest; some form
of' fellow-feeling some real consciousness of the common interest
as common must be taken into account. What kind of men might
be expected to have such a consciousness? It would .be instructive
to compare Aristotle's description of homonoia (being of the same
mind) with Rousseau's General Will, without necessarily trying
to locate the roots of .the latter notion.
"The citizens are said to have homonoi a ·'trJhen they t 'h ink
similar thoughts about what is advantageous to them and
choose after .deliberation the same things and carry out
the things opined in common. Thus when all the citizens
thi9k the._
public offices ( d/~ ,(_a(L
) ought to be elective
( rlfL/ETo( l) there 'is said to be homonoia between them" •
. And here some light is shed on the arithmetic metaphor Rousseau
uses to explain .the operation of the _
general will:
"For it -is not .to be of one mind whenever each thinks
the same .thing but when each thinks the same thing in
relation to the same thing; for instance when both the
demos and the nobles think the best should rule."
Unless I am mistaken, . this is ,a·· reasonably clear description of
what Rousseau envision.ed in his explanation of the general will.
Aristotle goes on to qualify the notion of homonoia: it can

�- 28 -'

/

only exist between good men (£.7Tt £t t(fr'- v) "for they are of one
mind with themselves and with one another ••• the desires of
such men are constant and do not flow back and forth like the
tide; they desire just and advantageous things, which they aim
at in common. The base on the other hand cannot be of the same
mind .except to _ small degree. "(J.5)
a
If it is only good m.en who can perceive the common interest and
vote for it, surely only good men will conform to their own
decisions. Compassion was for Rousseau the sign of man's natural
goodness; through obedience to law and what it presupposes -consciousness of the common interest -- that goodness persists in
the rational civil society although it has been fully extirpated
in the existing civil societies. This conclusion, however, is
of little value until we have discovered how Rousseau understood
the good man or if, indeed, he admitted his existence or, perhaps,
his indispensability.
For Plato the account (logos) one gives of the just city corresponds to the account of the just man; for Aristotle ethics and
politics are inseparably correlated. It is indeed a constant and
distinguishing feature of ancient political thought that the
virtue or depravity of a man's character has an essential influence on the character and permanence of any regime. The best
~tate should therefore contain the most virtuous men.
The best
state, furthermore, is the one in which wisdom -- either living
(the philosopher-king) or traditional (the laws) -- rules: the
rational state; just as the -best man is the rational man, the
man whose actions are directed by reason. Virtue is a kind of
knowledge, a mode of activity determined by and in conformity
with reason.
The terminology of the Social Contract (moral liberty, moral
equality), the .-1·daa of the legislator and the entire Discourse
on Political Economy (Rousseau's answer to the Prince of
Machiavelli) make it abundantly clear that Rousseau ~ concerned
with ethics and in much the same way as Plato and Aristotle were.
Consequently we might expect Rousseau to understand the good
man, the citizen of tae Republic, -as the man whose actions are
guided by reason -- his own or that of another.
The general will always wills the public good but sometimes it
fails to understand what that good is that it is willing. Likewise, the individual · always desires his own good and in acting
thinks that he is doing what is good but he too is often deceived.(J6)
Both ·are in need of guidance. And here I may allow Rousseau to
speak for himself:

(35) Aristotle, Neomachean Ethics 1167a26 ff. (My translations)
(J6) This argument may be examined in greater detail in Plato's
Gorgias 466E-468E

�- 29 ..
"The individuals ·must be. compelled to bring· their wills
into conformity·with their reason: the general .'Will must
be taught·· to know what it 1,-.71.lls. If that is done, public
enlighte?IrBnt. leads to the union of understanding and will
in the .social body; the parts are made to work exactly
together, and · the whole is · raised to its highest power. ·
This makes a legislator necessary."
Here we have reached a crucial point: Rousseau accepts the
·modern notion or contract with its denial that man is by nature
political, yet he also accepts the ancient requirenient that
reason. direct .the. operations of the city-- a situation only
brought about by the intervention and supervision of a god-like,
sublimely wise man who sets up the laws for a people. Contract
alone is insufficient to assure the foundation of a rational' .
political society, for the many are not wise or enlightened,
they are blind.
The legislator -- and Rousseau is thinking of Solon, Lycurgus,
and perhaps r;:IJ.µnahl?o~ilius-- at the appropriate time in the
history of a people{J?) establishes a system of laws based on
a thorough understanding of their passions, capacities and circumstances. The laws he sets up impose continual deprivations,
the advantages of which no young people can be expected to understand. Hence he cannot appeal to reason in order to have his
laws accepted; reason is the product of his enterprise. Nor does
he have any actual authority, being neither sovereign or prince -"his office has nothing in common with human empire". Therefore
he · prefers the authorship of the laws to the gods, hoping that
the ·greatness of his own soul will certify the "miracle of his
mis·s~on"(J8) and in'. .this he '"persuades Nithout convincing".
The lawmaker thus creates the social spirit; he in effect recreates ·
men through the laws bringing it about that "each citizen is
nothing and can do nothing without the rest". The city comes to
be what it ought to be through wisdom~ · ·
· .. · ·
It is presumed that after the departure of the legislator t he
people as a whole will be sufficiently enlightened by his precepts
and example _to . ~11 its true good therea~er; at the same time
each subject will recognize the coincidence of his private interest and ~ the interests of the city.
The law becomes the form of rationality in the city,(it)is _
the
depository of the (divine) wisdom of the legislator. 39
.(37) . Rousseau i discusses this point in Bk • . 2 1 Ch. 1-0 . of the
Social Contract.
.
(JS) Plato's ·Laws begins. with the· question: "Do you take a god.:·
or some man as· the cause of the setting up- of your laws?"
( 39) The secularization. of the Divine becomes complete when
Rouse.eau calls the '~voice of the People" the "voice of God". The
imminent God of Spinoza's metaphysics -"" the laws of nature -corresponds in Rousseau to the general will of the city. Adequate
reasons, I think, for calling political philosophy secular
theology, as I did in the Introduction.
1

�- 30 When each subject acquires the habit of obedience to the laws,
when each is educated to "the due observance of what is proper",(40)
the state becomes solid and lasting for then the law merely "assures,
accompanies and rectifies · the natural relations . between men" -relations ·. that are grounded in the practice of virtue. . The word
'nature' has certainly taken on a· new and intriguing meaning which
I shall explore in the concluding paragraphs.
A manual for rulers, a new and totally revised version of Machiavelli's Prince, must make the rulers aware of the supremacy of
law and the necessity of obedience to the law.(41) Such a manual
Rousseau wrote under the title A Discourse on Political Economy.
In it he makes explicit what was beneath the surface of the
Social Contract.
The general will is found here both under its own 9ame and under
the name of the "Public Reason, Which is the Law''.~42) It is to
this Public Reason that the Prince must listen at all times, for
government here is legitimate and popular, having for its object
the good of the people (which the public reason determines). "The
power of the laws depends still more on their own wisdom than on
· the severity of their administrators and the public will derives
its greatest weight from the reason which has dictated it." Thus
the Prince who is under the law and not its master must be its
guarantor and must use every means of inspiring the love of it.
"The first· law is to respect the law."
Thus the government, the legitimate executor of the general Will,
can pres·e rve peace and order in the Republic, assure tranquility
and respect for law in the state. To what other ends could it
properly aspire? Does not the fulfillment of the being of any
civil society consist in these very ·.,-things? Certainly, for
Hobbes, for those who took the "satires of Machiavelli" seriously.
(40) Compare Aristotle, E.N. X, ix 1179b20-1180a15.
(41) Rousseau's interpretation of Machiavelli is quite fascinating. I shall quote his most significant remark and· most of the
appended footnote: "He (Machiavelli) professed to teach kings;
but it was the people he r~ally taught. · His Prince is the book
of Republicans." "Machiavelli· was a proper man and a ·good citizen; but, being attached to the court of the Medici, he could not
help veiling his love of liberty in the midst of his country's
oppression." · Note also .that he calls the writings of Machiavelli
"the Satires.'' · ·
(42) This Public Reason determines the rule of what is just and
unjust in the city. We might preo.ipitately suppos.e that justice
is relative to each state. · Hence, it is well to recall Rousseau's
statement in the Social Contract: "Doubtless there is a universal
justice emanating from Reason alone." Rousse~u is perhaps think~
ing of the lex naturalis of the Roman juris consults or even. of
Cicero's "Law is transcendent Reason, implanted in nature, commanding what should be done · and forbidding what. should not be done."
(Cicero, de Legibus !-,. 6) ·

�- J1 ·"But if .noth_ng ~ore is done, there will be· in all this
i
more appearance than reality; for that government which
confines itself ·to mere obedience will find difficulty in
getting itself obeyed. For if it is g·ood to know how to
deal with men as they are, it is much better to make them
what there is need that they should be. The most absolute
authority is that which penetrates into ·a man's inmost
being, and concerns itself no less with his will than
with his actions."
The virtues of the subje.c t of the Leviathan are extrinsic, they
do not involve his inner character, nor do the laws or acts of
the Sovereign attend to this inner character. Rousseau stands
here quite resolutely with the ancients.
"This was the great art of ancient governments, in those
distant times when philosophers gave laws to men and made
use ·or their authority only to render them wise and ·happy •. ·•
. • • .~ ·BUt··,our •mocle:rm .. gove1mments, which imagine they have ·
done everything when they have raised money, conceive that
it is unnecessary and even impossible to go a step further."
The government which seeks to have the general will accompli~hed -and this is the true office of any legitimate government -- must
bring all the particular wills into conformity 'With it, "in other
words, .as virtue is nothing more than this conformity of the
particular wills with the general will, establish the .. reign of
virtue" -- true virtue, the hapit of acting in accord with what
reason declar.e s to· be good. (43) Government, by enforcing the law,
teaches men not to be inconsistent with themselves; it teaches men
to be free. "It is not only upright men who know how to administer
t .h e laws .; but · at bottom only good men know how to obey them. tt
Civil liberty is not all the city gives to men for they also acquire in their renunciation of their natural (i.e., original) independence moral liberty ·"which alone makes a man truly master of
himself; for the mere impulse of appetite is slavery, while
obedience toa law which we prescribe to ourselves is liber t y" .( 44)
What could be more in the spirit of Plato and Aristotle?
The greatest good of all, which is the true end of legislation,
consists in liberty and equality. The former we have described
already; the latter is not, according to Rousseau, uniformity of
wealth : ancl power, but ·the proper use of these: "power shall never
be great enough for violence -- and no citizen shall e. er be
v
wealthy enough to buy another nor poor enough to be .forced to sell

(43) It must be noted, however, .that in most cases this Reason
does not belong to the particular wills as such; in p·raising ..
Socrates and Cato ._:R.ousseaU: "·say13 "we should be taught by the one
(Socrates) and led . by the other; and : thi·s ·a lone is enough to ,determine which to prefer: for no people has ever been made into a
nation of philosophers but it is not i~possible to make a people
happy." The people of Rousseau's Republic will be "upright and
si~le."

(44) Social .Contract, Bk. I, Ch. VIII
'

��- J3 CORRECTION TO PAGE 41 COLLEXJIAN, October 1963
Robert Sacks
And now the Central Sections
Let the same things be set oat as before, but let it no longer be required
that angle A'AO be a right angle; and again let it be required to find the
relation of the parameter to the lines involved.
Now since

BN,NC = NQ2

and

AA 0

1
AN

therefore

AA'

A'N

Or

NQ2

BN ,AD : : NA 0

... AD : NC
.
... BN,.AD BN,NC
.
A'A

As in the case of the parabola, if I draw AF making angle ADF equal to
angle BAN meeting AA' at F triangle ABN will be congruent to triangle ADF,
and thus

BN, AD = AN, AF

therefore

NQ2

AN,AF :: NA 0

A'A

Or

NQ 2

AN,NA' :: AF

0
AA

Thus AF is the parameter.
But this formulation is useless because its
construction is dependent upon the choice of the point N. Therefore
Apollonius draws the line OK parallel to AA', meeting BC at K.
And since

AD

AF : : AN

NB

and

AN

NB : : OK

KB

AD

AF : : OK

KB

We now have, etc.

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                    <text>CONTENTS
Page

t .

Montaigne:

Ecco Homo · •••• • • • • Jeffrey ter Meulen,

64 • •

1

Two Portraits of Augustus • • • • • • • • Richard Freis, •63 • •
(University of Cci.l.ifornia, Berkeley)

7

A Note on Ptolemy's Tacit Assumption. • • • John Hetland, •65 • •

8

On the Theatetus • • • • • •

.• • • •

Neal Weiner,

1

64 • •

10

Three French Poems • • Translated by Christian Harrison, •64- • •
Sonnet For Helen
A Cassa.ndr.e
Ma Boheme (Fantaisie)

24

A Note on the Golden Section

• •

.,. Sanford Feman,

0

•64 • •

30

Bruce Collier, •65 ••

35

Introduction to the 11th, 12th and 13th
Propositions of-Apollonius., ••.• • .Robert Sacks, Tutor • •

36

Humpty Imnpty on ntscourse

Un-Matrix

• • • • •

• • • • • • •

R. Thomas Ing,

• • • • • • • • • •

On the Metaphorical -- Postscript • •

1

67 • • 42

Charles G. Bell, Tutor ••

***********
Editor ~ • • • • • • • • • David Lachterman
Business Manager • • • • • - Da\rld .RasnratJsen
Faculty Ad~sor • • • • • • • • • • Eva Brann

43

�Malcolm

has suggested the fol

An

an ordered
L:.

chain.

Simila

Given
there is

fixed order
n

tted

The

appear

the order of

1

elements

�MONTAIGNE: ECCE HOMO
An Essay on Method
Jeffrey ter Meulen
If I wrote a book called The World as I Found it, I
should have to include a report on my body, and should
have to say which parts were subo~dinate to my will and
which were not, etc., this being a method of isolating
the subject or rather of sho~dng that in an important
sense .there is . no subject, for it-. alone could not be
in
·
mentioned _ that book.
The subject does not belong to the world: rather, it
is the. limit of the world -Ludwig Wi ttgensteil'.l
In the end one experiences only oneself -Friedrich Nietzsche
I

In his essay On Presumption, Montaigne announces for the first time
that he is making a study of man. He has already denied in an earlier
essay the possibility of knowledge, since the inve~tigation of nature
had been rendered vain in his eyes tn)that "so · many interpretations
disperse the truth and shatter it. n( 1 There was nothing in that
inquiry which was of use to man -- there was no truth, no being in it.
"• •• there is no existence that is constant, either
of our being or of that of objects. And we, our judgment
and all mortal things go on flowing and ~olling unceasingly. Thus nothing certain can be established about one
thing by another, both the judging and the judged being
in continual change and motion."(2)
.
And so MontaiBne turned his inquiry in toward himself.
What is the purpose of these essays? I propose to investigate that
question from the vantage point of the pr~fatory note To the Reader.
It is Montaigne himsel·f who tells us that ••each particle, each
occupation of a man betrays him, and reveals him, just as well as
any other. n(J) The writing of these essays is his occupation. He
betrays his most intimate self to us. In contrast to other authors,
he is the first, he tells us, to communicate_with people by his
'entire being 0 as ¥nchel de Montaigne, not as a grammarian or a poet
or jurist. He is himself the matter of his book, he writes in the
preface; we would be unr~asonable to spend our time on so frivolous
and vain a sub,ject. ~ suspect here we are the victims of his

�- 2 ·-

Democritean mockery,his gay science. "You can tie up all moral
philosophy with a cummon and private life, n he writes in the essay
On Repentance a "Each man bears the entire form of man's estate. n{ 4)
His 'respect ·for the pubbic' he says, inhibited him from showing
himself naked. Yet his announced aim is a private one -- the tb.i os
He has made the Socratic precept -- Know Thyself -- his own. And
if the world complains that he speaks too much of himself, he would
complain that "it does not even think of itself."(5) He thinks
"the worst c9gdition of man is when he loses knowledge ·and control
of himself."~ )

•

')I(

The
ld£OS
must be kept intact, a.~d because he cannot keep his
subject still, he· must keep constant watch, and spy upon it in
different circumstances. Our aim is to find ourselves, not to lose
ourselves, he says.
It is primarily from these considerations that he develops his
method. "1-tr history needs to be adapted to the moment; ":-.lae -writes,
"I ·take hold of my subjects in different circumstances and aspects. n(7)
II

I wou)..d like to leap ahead for
"The whole)difficulty is as to
itself. n~b
To speak in these
inquiry and, in a sense, to go
that it is relevant in dealing
experience with Montaigne's.

a minute to repeat Kant's statement:
how a subject can inwardly intuit
terms is to change the level of our
beyond Montaigne. But I believe
with the subjective to match our own

It is to be understood that Montaigne is looking at him-self, whatever is concealed beneath the word. As he himself describe'S it,
(in the essay On Renentance), his method is a ceaseless listening
to the rhythm of his inner being. His essays vary in tone as do his
moods between reticence, self-satisfying ·irony, and an emphatic
seriousness. It is an artless method which obeys no preconceived
plan, but adapts elastically to the changes of his oivn being. We
see here that this strictly experimental method conforms so aptly
to his subject. His acknowledged ignorance and indifference to
'things' is part of his method; he seeks in them only himself. He
tests his subject by its responses to many things: books, ideas,
people, or situations; he illuminates it from every direction; he
dances around it. The result is not, however, a mass of unrelated
snapshots, but a spontaneous apprehension of the unity of his person
emerging from the multiplicity of his observations. The totality
of his becoming is his being. He may contradict himself, but the
truth he never ·c·o ntradicts. It is the fluctuating subject which he
contradicts' 'never the truth of the subject • .
Let us try to explicate in more lucid terms, using our own experience.
Men, man-made objects, and products are perceived as bodies within
the spatio-temporal world, but they differ from rocks and trees in

�- 3the expression of a soul. A bed, for instance, is more than a simple
body; what it is can only be understood by a reference to men. An
individual is not perceived in quite the same way as a rock; there
is involved an interpretation of what is perceived which indicates
the presence of a soul, the subjective, the 'I' or 'self' of this
other thing. This 'self' is understood through the interpretation
of simple perceptions, as being 'in' or 'with' what has simply been
perceived as a body.
But what more can we say about this •self'? What is it? Where is
it located? It is evident from the examination of Montaigne's
method that the subject is rather elusive. The necessity for his
method of irony lies in the nature of the subject • .
The self, however, is no-where to be found. Montaigne, _as his
method indicates, sees it only in the world of things, the circumstance, the .things of the world. What happens in the world points
to something which we might call our self. What we call the
activities of self come to represent the 'I'. Every· act betrays
and reveals the self, Montaigne said. The pronoun 'I' seems to be
a sign of this perception of centeredness. We predicate the
actions which we think of, to this subject. In this perception
of centeredness, we separate ourselves from the world and think of
the center as something apart from the world of which it is the
center; the world, after all, is only what we perceive. "Things do
not lodge in us in their own form and essense or make their entry
into us by their own power and authority," Montaigne writes, "external ooj~cts surrender to our mercy, they dwell in us as we
please." (CJ J
In the everyday world -- before we begin to philosophize -- none of
us is a private self confronting a world of external objects. The
mine-ness of my existence does not consist in the fact that there
is an I-substance at the center of my circumstance, but that this
mine-ness permeates the whole field of my being. ~ being is spread
over a field which is the world of its care and concern. This is
why Montaigne's method is successful. In a sense, the 'I' or 'self'
is our only world. Montaigne made himself the subject of his
physics and his metaphysics.
Being, however, still escapes us; though we are porn to seek out
. truth, "to possess it belongs to a greater power." It is knowledge
that Montaigne calls the foundation of being. But with the world
in · its cqnstant .f lux, it is impossible to know anything about it.
We only have experience, which the "infini t~ confusion of opinions
that is seen among philosophers themselves"~10) demonstrates .to us
is capable of endless interpretation. Interpretation, rememb~r, is
the mode of subjective understanding. hlhat has happened, and what
was done is for Montaigne always capable of being understood in a
new way. As things are interpreted anew, they become a new reality;
temporal existence can never correctly be understood by man. The
mask of being, the appearances, is all that we see in the world.
Even reason cannot penetrate beyond experience, . into the essence of

�III

�•.

- 5I relate this because it conveys Montaigne• s .a ttitude, one of
humorous superiority. His scepticism did not lead to despair, but
to freedom. He has broken the chain connecting himself with the
outer world. This freedom has given him his privacy -- the
of which I spoke before. Self-knowledge or this freedom relieves
the individual from a forced obedience to imperative moral command.
The individual .must a?sume the responsibility and dignity of becoming a self, and '15,os
• Montaigne looks upon self-possession
as the highest good. The aim of self-knowledge is to keep the
intact. Montaigne avoids anything which might jeopardize his selfpossession. The limits of the individual are dissolved in tragedy,
ecstacy, drunkenness, madness, selflessness and excessive self-love.
What Nietzche called the Dionysian element is avoided by Montaigne.
Conversely to what he considers the highest good -- "the worst
condition of rnan is when he loses knowledge and control of himselr,n(13)
His essay On Drunkenness is a cautious discussion of this Dionysian
urge. It is to Apollo that Montaigne commends himself for the
protection of his 1 gay and sociable wisdom. 0 ·"The most beautiful
lives to my mind are those that conform to the common humCJl:l pattern
with order but without miracle and without eccentricity."~14J This
is the closing thought· 6f his last essay, On Experience.
1
Montaigne disparages the seriousness of the world which would like
to push ''us out of ourselves and drive us to the marketplace for
the benefit of public safety.n(15) The problem of virtue then is to
find a w~v "to give myself to others without taking myself from
myself.-"~'16) It is this which is the source of his moral philosophy.
Integrity is self-possession. A man limits his freedom, which is
synonomous with self-possession, when he loses himself to possession
by something other. "They want to get out of themselves and escape
from man," he says "that is madness: instead of changing into
angels, they change into beasts; instead of raising themselv~s, the~
lower themselves. These transcendental humors frighten me.n{17) For
Montaigne, if man were to know his nature and live naturally, he
would be moderate. !

IV
I have come a long way from the .prefatory note To the Reader, which
in its simplicity told us only that we were being given a man in
his natural form. But the thought which I have just outlined is
only an introduction to something which seems to me ver;J important.
It is something which may have a connection with what we call
Morttaigrie's •scepticism'. His scepticism is a natural doubt in
view of the endless debate of philosophers. "What rule rrry life belonged to, I did not learn" he writes "until a~er it was ~ompleted
and spent. A(new figure: an unpremeditated and accidental
philosopher." 18 J.
In his philosophy "we have emancipated ourselves from nature'~ rule
to abandon ourselves to the vagabond freedom of our fancies."~19)

�P• 220

p
p

p

1

�Statues

of Art

New York
Dick Freis

construes
Likeness in these
featured the same reveals
The subtler difference. The
man
Eludes us: nor may
s be true
About this man who wa.s so many,
So
see this:
Grandiose:
Man-and-a-half
gazers
Who crack their necks toward his indifference,
And
fall back until his
focuses.
Grace of stone: intell~~-~··-~ moves
Nowhere
power balanced
Down.on
whose muscles groan
Beneath
of Rome; intell.~~··~~
Moves nowhere; nor does blood beat toward the heart.
Arms are
in stilted
pose:
arm
Lucretian skies, slate and
God ... hollow; left rests toward the hollow
eros tacked on at his feet is Amor
Hard
; other swords rise
the blind
death
His breas
tells it all
center, Rome victorious
, and Dmm and Deu; Earth rests
at his side ride Sun and Moon;
The universe: all circled round
Beautiful; but one is
comfortable:
The senseless comets of Vesuvius
Fall
seem as human. Then see this:
An older face -asides
Fires of ambition
The brows
Necessi
Now thin
The chin relaxes into
Here
and mercy live: and therefore steel
To hold the Roman peace
ceaseless war;
But no more
the fiercer battle flares,
himself a man from
The unknown

�- 8 -

NOTES ON ·PTOLEMY 9 S TACIT·ASSUMPTION
John Hetland
On page 16 of the sophomore Ptolemy manual it is stated that, for
any outer planet, the angular movement in longitude plus the angular
movement on the epicycle is equal to the angular movement of the
mean sun. From this fact, three consequences follow, provided a
certain assumption is made. It is with this assumption, and the
proofs of the consequences, that I ~tlsh to deal.

The assumption, as stated in the manual, is that at ~ time the
planet, the mean planet, the mean sun, the apogee of the eccentric,
and the earth are all in one line. However, r;the apogee of the
eccentric" should" be struck from this list, as will be shown. The
importance of this seemingly trivial correction will be seen when
the strange coincidence is accounted for by Copernicus. For while
it is necessary, in the heliocentric theory, that the. planet, the
mean sun, the earth, and what will correspond to the mean planet,
be all on a straight line at some time, it by no means follows that
what will correspond to the apogee of the eccentric be on this line.
Thus the coincidence would still be unaccountable under the heliocentric theory, were it not for this change.
Although the demonstration becomes more complex, the three consequences still follow, as is shown below. In the diagram I have
drawn the earth E, the mean sun S1, the mean planet M1, and the
planet P1 all on the -same line, but the apogee of the eccentric not
on this line. I have shown these points at any later point in time
as E, Sz , M 2• and P2 • I have also drawn the line through the
equant Q and the mean planet M1 to the mean apogee F and called the
angle in the epicycle between the mean and true apogees angle b. I
wish to prove the first consequence given in the manual, that the
line joining the earth and the mean sun is always parallel to the
line joining the planet and the mean planet; that .is, that ES 2 is
parallel to M P2 •
_
2
As the epicycle moves from M to M 2w:lth speed 1, the planet moves
1
from P1 to P2 , that is from G to P2 (for. the planet is moving with
respect to tne line through the equant and the mean planet,* and
it has moved through the angle b before crossing this line), with
speed a, and the mean sun moves from s 1 to s 2 with speed .i + a. I
have drawn EJ parallel to ' QH; therefore angle M EJ equals angle
1
M:1NM2 • But angle I11NM2 is the exterior angle of triangle MQN, and
tnerefore it equals L :f. b. Therefore angle M EJ equals L 1+ b.
1
Now angle s1Es 2 equals ~t+ a. Subtracting from it angle M EJ equal
1
to £ + b, we have as the remainder angle JES 2 equal to a - b.
But ·in the epicycle, angle HM2P2also equals a - b, and EJ is parallel
to QH. Therefore ES 2 is also parallel to M P2 , which was to be proved.
2
The consequences involving opposition and conjunction now follow
directly from what I have proven.

* See

Ptolemy, ~x.6, para. 4.

�- 9 -

.

I

; r.

A briefer and less rigorous .demonstration is as follows:
Since QM rotates with spe,ed J2. with respect to any stationary point,
and MP rotates in the same direction as QM with speed a with respect
to any stationa~; poirit,
·av
.
therefore MP rotates with speed ,R t.Jwith respect to any stationary
point. But ES also rotates with speed
+ a with respect to any
stationary point, and Es is at some time in a line with MP. Ther efore
ES . is always parallel to MP.

.e

�.....

is

�- 11 - .
trying to use that rough whole it will be found that it requires
modification and refinement. We then arrive at a dialectical
interplay between whole and part-between theory and fact, which
moves towards the completely unified goal. This paper is only
the first timorous step in that direction.

******** ***
Let us begin this examination by looking at the character Theodorus. Theodorus, a mathematician from Cyrene, reveals in his
very first words that characteristic of his which will most concern us. Socrates has asked him to tell of young men of Athens
who are devotl.Q.g themselves to mathematics "or any other fonn of
philosophy".{lJ Theodorus replies:
"Truly Socrates, it is well worth while for me to
talk to you about a splendid young fellow, one of
your fellow citizens, whom I have met. Now if he
were handsome I should be very much afraid to speak
lest someone should think I were in love with him."(144)
What is revealed here is a high sense of respectability in Theodorus. Al though what he had to say may have been perfectly true
and merited by Theatetus 0 s conduct, he would not have said it if
it were to involve him in the shameful act of chasing a beautiful
young boy, even if there were no more truth to the involvment than
idle gossip. Let us compare this to a passage from the great
myth of the Pheadrus:(2)
"Now when the charioteer beholds the love-inspiring
vision and his whole soul is wanned by the sight and
by the ticklings and prickings of yearning, the
horse that is obedient to the charioteer, constrained
as always by modesty, control9 bimself and does not
leap upon the beloved."(254A)~3J
It would seem that both the modesty imaged here and that brand of
respectability evidenced by Theodorus are the offspring of t he
. same shame. In his first words Theodorus identifies himself with
·the white horse, and hence with that sort of respectability that
is opposed to eros. But perhaps this is because he sees nothing
beautiful in Theatetus' s face. ·
This is not so. Throughout the first third of the dialogue,
Socrates endeavors to get Theodorus into the conversation. At
one point in his attempts he compares the conversation at hand to
a Spartan wrestling school. Theodorus is accused of sitting in
the bleachers watching the naked wrestlers and refusing to strip
himself. He replies: "Why not, if I could persuade them to let
me do so?"(162B) What a preposterous perspective he has on the
whole affair. He, an old man, most likely with an aging body,
i ·s going to try to persuade the beautiful bodied youths not to
drag him into the ring. Now clearly the wrestling itself is
symbolic of the sexual act. How then, can Theodorus sit there

�2

• •
were

�- 13 - .
the cave, it is Socrates, the philosopher, who is doing the pushing.
Hence, the "philosopher" described here is repudiated by Socrates in
his own actions, and certainly Socrates is a true philosopher. Then
who is- this "philosopher"? Thales, the prime example., was an astronomer who fell into the ditch ·while studying the stars. According
to Pindar the "philosopher•• is . "above the sky, measuring the stars
(astronomy) and the surface of the earth ( 7:G.Lv~tr1:&gt;&amp;;'ryci'-) (175E) •
These are the things which Theodorus is said to be able to teach
Theatetus. Also, early in the dialogue it is mentioned that Socrates
knew Theatetus's father (of his own generation and hence his neighbor)
while Theodorus did not, but ·knew Theatetus. Again, at the end of
the digression it is curiously asserted by Socrates that the
"philosopher" knows "how to drape his coat like a freeman". This· is
certainly out of place with the rest of the description; why should
one above the sky care about his cloak? There are two reasons.
First, the cloak represents clothing in. general and by contrast,
nakedness. Secondly, the proper draping of the cloak evidences the
social respectability of the wearer through indicating his social
position. So again we find the image of nakedness occurring in
conjunction with respectability. Again we must point our fingers
at Theodorus as this "philosopher". But the quotation from Pindar
points to him in his capacity as mathematician. It is as mathematician that Theodorus shares the activity of the "philosopher".
The relationship of eros to knowledge here begins to reveal itself -can we now find some relation between these two images: -mathematics
and nakedness?
At an earlier point in the dialogue (165A), when Theodorus is begging
off from entering the conversation, he offers the following excuse:
I

,

.

'

"As for me, I turned too soon from tµ 1.. A c:.J v /\ ~ ;rov to
geometry."
.
a

Now ? l ,..\ c:.: .S
-J/
in its primary sense means naked. In itself this
is nothing new; Theodorus is once again fleeing the erotic. But in
this case, the· nakedness is directly opposed to geometry, or in
general -- mathematics. We now have two reasons for associating
his lack of eros with mathematics, the one just given and the fact
that it was Theodorus as mathematician who was the "philosopher" of
the digression. There remains one more incident with which to weld
the link.
As stated before, Theodorus spends the first third of the dialogue
avoiding involvment, but at 169 he finally enters. Why? Immediately
after Theatetus defines knowledge as perception and Socrates tells
the Protagorean _p- J{;, .s
, Theodorus asks if all this is wrong
after all. Socrates, forgetting Theatetus, addresses bis next
question to Theodorus. He begins by pointing. out that if this
is true, then one man cannot be any wiser than another man (160A) or
even another animal, but to illustrate his point Socrates relegates
himself and Protagorus to the dogs. At this point Theodorus admits
that Protagoras is wrong, but since they were friends Theodorus will
not contribute to Protagoras 0 s defeat. Socrates then makes a speech,
in the name of Protagoras, saving the f'- :,.;"'6os from his own criticism!

�- 14 -

Next Socrates refutes it again by means of memory and again tries
to involve Theodorus -- . again he fails. So, Socrates makes another
speech in Protagoras's name, reinstating the ~:()()o:, • In that
speech Protagoras demands that he have a man, not a child. to defend
him. Again Theodorus refuses, but here a new twist occurs. Socrates
again brings up the question of ·the equality of men's wisdom as a
result of the tu-v'6o
, but this time he illustrates it differently
5
"But come my good .man, follow the discussion just
until we decide whether you must be the measure in
respect to diagrams, or whether all men are as sufficient
unto themselves as you are in astronomy and the other
sciences in which you are alleged to be superior."(~)
'Fheodorus yields. He will enter the discussion long enough to answer
this and only this question. Clearly it was for this purpose that
Socrates kept defending the µJ{J os after he had refuted it. Only
if Theodorus's position of r~spectability and security which he had
as one knowledgeable in mathematics were threatened would he ever
enter the argument. Hence, Socrates could not allow the ;-t:Jt5)o s
to be defeated until he entered. So then, Theodorus comes in in order
to save his mathematics from the chatter of the many and chaos of
the fl.ux. As long as his mathematics was secure from assault he would
not enter, but realizing the threat posed by Protagoras, he condescends
to the "act of love", Socratic dialectic, in order to save it. The
chain is complete, and his main characteristic, lack of eros, is bound
to his mathematics. We must endeavor to come to(sQme understanding
of this discovery. A passage from the Symposium 5J will be helpful
here:
"The truth is this: no god seeks after wisdom or
desires to become wise -- for wise he is already:
nor does anyone else seek a~er wisdom if he is
wise already." (203)
The most curious thing about this entire dialogue is that two mathematicians (men of science-scientia-episteme ) are unable to define
knowledge. !bes not the above quotation tell us why? it is a part
of Diotima 9 s explanation of love to Socrates, the conclusion of which
will be that eros is a lack. It is an emptiness and a seeking a~er
what one lacks, and hence it is the lover and not the beloved who
embodies eros. So then, since we confirmed the connection between
Theodorus's lack of eros with regards to both sexual and intellectual
objects, would it not then seem reasonable to say that, for the same
reason that the wise seek not wisdom, he seeks not knowledge? This
is not to say that he has knowledge in the full meaning of the word ,
but he thinks he does. We said that Theodorus, as mathematician, was
the "philosopher" of the digression, hence it is as mathematician
that he should have knowledge.
It was only when the Protagorean doctrine of universal flux threatened
his status as mathematician that he entered into the conversation.
Why, in non-dramatic terms, is this? If there is one thing we know

�- 15 - .
about mathematical works, it is that they stand still. The words,
the theorems, the whole system stands in its beauty to be understood, appreciated, and remembered. It is in virtue of this stasis
that mathematics is here threatened by the flux. When he describes
the Ephesian followers of Heraclitus, Theodorus rails against them
because they let nothing stand still, and says we should not act as
they do, but we should treat the problem mathematically (181) (as
was previously demanded by his friend, the sophist Protagoras). The
mathematical course fails, but the interesting thing is that Socrates
makes a left-handed defense of the Ephesians by saying that they
teach their real doctrines in private and only to their friends who
are explicitly not Theodorus but implicitly Socrates. As further
evidence for this, we noted earlier that Socrates assumed the guise
of Protagoras in his defense of the j)- v&amp;l .s
• It must be because
in some way they are alike. Now if we look at the dialectic as
presented in the dialogues we see that it never stands still. It is
a constant search, never affirmtg~ but always denying and refUting
while moving towards the truth.l J Just as Socrates' diamon only
says "no", so works the dialectic, only refuting but never affirming.
And yet we have Socrates's own words at 15JC:
"And what of the soul? I:bes it not acquire information
and is it not preserved and made better through practice
and learning which are motions?"
Because of the identification of Socrates and Protagoras, we cannot
take this as simple irony. Is it not true that he who learns ler~rns about
that of which he is ignorant? i.e., that which he lacks (the
question of knowing and not knowing will be taken up presently).
The analogy between loving and l ·e arning is complete. Both the lover
and the learner must lack. But just as Theodorus is unnaturally
continent, so has his mathematics staais given him a false sense of
knowing (stasis). Thus we see why lack of eros was picked as his
characteristic. The only time he expresses any interest, eros, is
in order to hear about Parmenides who denied the existence of motion,
which negates dialectic and hence is a negative sort of eros. We
shall return to mathematics later and a more detailed examination of
its relation to knowledge will be taken up then, but now we must turn
to Theatetus.
Since we began with Theodorus's first words, let us try to be consistent and do the same with Theatetus. Socrates asks him whether
we should inquire about Theodorus 9 s qualification for saying that he
and Socrates look alike. His reply is "We should enquire" ( 145E).
Whatever we say about him, we cannot put him in the same class of
non-erotic beings in which we put his teacher, for by his reply he
seems the exact opposite.
VJhereas in the case of Theodorus there may have been some doubt about
eros's being his defining characteristic, there can be none in the
case of Theatetus -- it is timidity. Throughout the entire dialogue
Socrates is constantly trying to arouse courage in him, and he sinoerely wants to be courageous (187B). The whole midwife tale is

�- 16 - .

told for the purpose of inducing Theatetus to have confidence in his
own abilities through belief in the devine authority of Socrates as
an infallible destroyer of bad children and deliverer of good ones
(151D), When Theodorus disdains being made equal to the dogs,
Theatetus is too modest to accept equality with the gods (161c-162A
and 162C respectively). To list all or even more of these examples
is needless, it is the exceptions and ·variations that will interest
us here. As we went to th~ Symposium before, let us now take a
passage from the Laches.(7J
"Then the answer which you have just given, Nicias,
includes only a third part of courage, but our question
extended to the whole of courage, and according to
your view ••• courage • . •• is knowledge of nearly
every good and evil • • • ". ( 199C)
However playful we may take this to be, we must recognize the problem contained within this passage. Action in ignorance cannot be
called courageous, but only foolhardy. Our old saw about fools and
wise men does not mean that the latter are cowards, but that unless
one acts with knowledge of the circumstances under which one is
acting, no matter what the situation,- he cannot be courageous. It
is easy to walk off a cliff into a net five hundred feet below, if I
do not indeed know that I am at the edge of a cliff. And yet, if I
am in ignorance of the situation, but nevertheless realize that there
is danger ahead, I must fear. There ·may b.e fear without courage,
but not courage without knowledge.
Now Theatetus does fear, but is he ignorant? Clearly the answer is
no, at least no more than he should be. He is, a~er all, a young
boy and should not be expected to hold forth on great matters. But
more than that, he is extremely capable. Several times throughout
the dialogue he exhibits his ability to deduce from given pre~~es
by seeing the conclusions that will follow from what he says.~ 0 J
Also, in the example of correct definition at the beginning of the
dialogue, he exhausted an infinite group of numbers into a general
theorem, while all Theodorus was evidently able to do was to give a
few particular examples by drawing them. In addition to all this
innate capacity, he has heard all the prevalent theories of the day
concerning the subject of knowledge and, although they may ultimately
hinder him from reaching his own understanding of the questions, he
is not only talented, but "learned". How then, if what we said before
is true, can he lack courage?
The point is, I think, that however good he may be, he nevertheless
thinks himself ignorant. In all honesty he admits that he did not
understand the Protagorean doctrine, and the third definition he
offers is one he had. heard, barely remembered, and certainly did
not understand. The only definitions of knowledge that are his own
are that it is many things and that it is right opinion. The first
of these was quickly shown to him to be worthless, and the second
is self-defeating, and he only mutters it half-heartedly. Before
offering the last definition he says that he is dry and has no more

�- 17 - .
to offer (148E), even a~er Socrates has told him that he is
pregnant. Unlike his teacher, he does not lack eros, for we are
told that he wondered about this question even before he met Socrates,
and Socrates quickly fills him with more (155C), but his eros stems
from his thinking himself totally ignorant. It is for this reason
that he is too modest to approach these grand questions -- he feels
himself inadequate and unworthy of them.
Can a connection be made between his timidity and his position as
mathematician? A~er Theatetus has given the first mathematicarexample, the dialogue.sgoes as follows:
Soc.

Most excellent, my boys, I think Theodorus will
not be found liable to action for false witness.

Theat. But really Socrates, I cannot answer the question
of yours about knowledge, as we answered the
question about length and square roots. And yet
you seem to want something of that kind. So
Theodorus appears to be a false witness after all.
Soc.

Nonsense! If he were praising your running and
said he had never met a young man who was so good
a runner, and then you were beaten in a race by a
full grown man who held the record, do you think
his praise would be any less truthful? ( 148B-D)

Theatetus, although he was able to find the unity in the manyness of
these mathematical objects, fears that he cannot apply the same method
to non-mathematical objects. Socrates does not deny the distinction,
~ut he adds that the study of mathematical objects is a prelude and
training ground for the more important and ultimate objects of knowledge. And this is the crux of the matter; Theatetus is aware of a
special nature belonging to objects of his inquiry, whatever it in
fact be, and hence is fearful of his ability in other fields and
therefore thinks himself ignorant and incapable. Socrates affirms a
similarity between the two fields- but Theatetus does not understand it.
,
So both Theodorus and Theatetus feel the limitedness of their positions
as mathematicians, but in the former case this feeling resulted in
complacent acceptance ·of it, and in the latter it resulted in a desire
to go beyond but also a fear of treading outside of the mathematical
limits. Thus we perceive the ·similarity and difference of their characters. The · study of mathematics has given to Theodorus an attitude of
knowing, but to Theatetus an attitude of not-knowing or ignorance.
Now in a dialogue about knowing we W"Ould expect this dramatic antithesis to reveal something about the nature of knowledge. If we look
at the center of the dialogue (9) we find this same antithesis expressed in other terms. At 181 the Pa:mnernoean philosophy· is opposed
to that - f the ~hesians. Wa cannot go into his doctrine in any
o
detail, but it is clear that they are opposed to Protagoras in respect
to motion and rest. the former maintaining universal flux, the latter
universal stasis. The former of these presented itself as a challenge

�- 18 -

to the possibility of knowledge since nothing could be know because
nothing was, all was becoming. If then, we posit complete stasis,
there should result complete knowledge, for if non-being does not
exist how can there arise the possibility of error? Now the
possibility of error is perhaps the main theme of this dialogue.
Each of the three definitions as they are expounded reflects upon
this question. In the second definition, it is found that if we
assume that a thing is either known or not known, there is in no
way the possibility of error. There will result either complete
knowledge or utter ignorance of the object in question. At the end
of the third definition of error, interchanged opinions, this assumption is rescinded, but nevertheless we have not seen the end of it.
At the end of the aviary analogy (which began as a distinction between having and possessing as a way to solve the problem of knowing
or not knowing) Socrates comes to the following conclusions:
Soc. Then a~er our long wanderings we have come round
again to our first difficulty. For the real
reasoner will laugh and say 'Most excellent sirs,
does a man who has both knowledge and ignorance
think that one of them which he knows is another
which he knows? Or knowing neither of them he is
of the opinion that one which he does not know
is another which he does not know? • • • Or will
you go on and tell me that there are kinds of
knowledge of the kinds of knowledge • • • and thus
lead us in an endless circle? (200B-C)
The assumption that we either know or do not know is clearly then
still with us. A~er this, the search for false opinion is dropped
and a new definition of knowledge is advanced, that it is right
opinion plus . .\ 6 - o.s • The question immediately becomes what ;s
r
,.\,J ~f'OS • Now in the first of the three definitions of A6ff 0 ':3'
offered by Socrates it is called "making one's own thought ( fu( volv&lt;)
clear through talking by means of verbs and nouns, imaging the opinion
in the stream that flows from the lips as in a mirror or water" ( 206D).
This is probably the true one of the three (Socrates has said (206C)
that one of the three is true) since previously ( 190C) ~ t.~ vvc...d..
was defined as silent ...\D'/[.;:iS
• But why is it then rejected? It
is rejected because under those circumstances there would be "no
possibility of right opinion apart from knowledge". Hence we are
driven back to the possibility of false opinion and thence to the
problem of knowing and not-knowing. We see then that his question of
knowing and not knowing casts its shadows over the whole of the last
two definitions of knowledge and prevents any conclusion from being
attained.
Just as this question is the prevailing one in the arguments, so is
it reflected in the dramatic characterizations of the two interlocutors, Theodorus representing, as we have seen, knowledge; Theatetus,
ignorance. This then provides a means for viewing the sequence of the
arguments through the entire dialogue. As we said, the bulk of the
time given to the consideration of knowledge as perception is given
to Theodorus or is at least for his sake, while once knowledge is

�- 19 -

de fined a-s right opinion he never speaks again. Taking that point
as a natural dividing place, we note the following: in the first
part the definition is viewed as reducing all opinion to equally
true sensations, but it is always true to someone, never in itself.
Hence the threat is that there be no knowledge at all, for truth
must be simply true. However, .in the second part, the assertion to
be denied is, as we have seen in both its definitions, that there
is no false opinion, or, in other words, that all is knowledge. In
accordance with the principle that one must either know or notknow, the dialogue is then divided into two parts the first of which
corresponds to not-knowing and the second, to all-knowing. As we
said, Theodorus is the chief interlocutor of the first part, and this
·is because he must be shaken from his knowing mathematical security,
and so he is by the Protagorean
(.).$
•
On the other hand
Theatetus thinks himself ignoran • and he therefore is in the half
where the possibility of ignorance is quest_oned. Finally, at the
i
end of the dialogue (205A) he gains courage, and this is because the
atmosphere of the whole section suggests that none can be ignorant.

c· (.)
V

But if the mathematicians are at the opposite ends of the stick, where
is Sdcrates the philosopher? Let us return to the same passage from
the Symposium.
"Then who are the philosophers, Diotima, said I, if
those who seek after wisdom are neither the wise nor
the ignorant? That's clear enough even to a child, she
answered, they are the ones between these two, as love
is. You see, wisdom is one of the most beautiful things,
and love is of the beautiful, so love must be a philosopher, and so being he must be between wise and ignorant.ff(203)
So then, the philosopher, as the truly erotic man, stands necessarily
between knowing and not-knowing. \rJhat about courage?
Soc.
• •

. ~~

You seem not to remember that our whole search
from the beginning has been for knowledge because
we did not know it.
.•· : . • r~ •

•

Theat.Oh yes, I remember.
Soc.

Then is it not shameless to proclaim what it is to
know, when we are ignorant of knowledge? But
really, Theatetus, our talk has been badly tainted
with unciearness all along; for we have said over
and over again 'we know' and 'we do not know' and
'we have knowledge' and •we have not knowledge',
as if we could understand each other while we were
ignorant of knowledge; and at this ve-ry moment have
used the terms 9 be ignorant• and 0 understand 0 as
if we had any right to use them if we are deprived
of knowledge.

Theat.But how will you .converse, Socrates, if you refrain
from these words?
Soc.

•I

Not at all being the man (;;(v -17f) I am • • • • (196D-197A)

�- 20 :JI

.
~1

~/

f) .

The use of the word ~If 1f ( "1'· n • ~ v o;&gt; ~-s) for man inst~ad of a&lt;ll /)-i..urro~
indicates Socrates as the possessor of courage ( ~v6 f ~ L-°'
)•
So then, Socrates, as the courageous man, also stands between
knowing and not-knowing. In both cases he is the mean between
the extremes, Theodorus and Theatetus. This whole affair is summed
up in his well known epigram oil&gt;~
al,,1&lt; o~~~
•
("

o,-'-

But does this dramatic characterization reveal, as before, something
about the arguments as a whole? !bes the addition of Socrates the
philosopher tell us something more about knowledge, something that
could not have been told by Theodorus and Theatetus? If we return
once more to the early part of the dialogue (145E) we find Socrates
and Theatetus engaged in the following conversation:
Soc.

And does this differ at all from knowledge?

Theat.

Ibes what differ?

Soc.

Wisdom. Or are not all people equally wise in
that of which they have knowledge?

Theat.

Of course.

Soc.

Then knowledge and wisdom are one?

Theat.

Yes.

Soc.

Well it is just this that I am in doubt about and
cannot fUlly grasp by my own effort -- what knowledge really is.

1J'e tend to forget that the purpose of the whole dialogue is here
.
r
clearly shown to that of distinguishing knowledge from wisdom. The
word "wisdom" occurs many times throughout the rest of the dialogue,
but no direct mention is ever made of the question again. Now I
would like here to quote Aristotle on the subject of wisdom.(10)
"Such and so many are our notions, then, which we have
about wisdom and the wise. Now of these characteristics
that of knowing all things must belong to him who has
in the highest degree, universal knowledge, for he knows,
in a sense, all things which fall under the universal.
Now these things, the universals, are the hardest for
men to know, for they are the farthest from the senses.
And the most exact of the sciences are those that deal
with first principles." (Metaphysics Bk. 1, Ch. 1,
982a 20-25)

How does this bear on this dialogue? To see this we must look for
a moment at the divided line in the Republic. Th~ mathematician is
the pictured in the section whose faculty is &lt;5 '-r;( v uL.d-,
•
He uses
the objects of perception in his sc~ences, but not as things in
themselves, but as images of other things about which he is truly
concerned. However, there are principles which underly his own

�- 21 - .
science -- his suppositions which he does not consider as objects of
inquiry, but which he uses, assu.ming them to· be understood. These
suppositions are the first principles of Aristotle's introduction to
metap~sics just quoted.
So when Theatetus is afra~Ei to examine one
of these, viz., knowledge and all that it involves,t11) he reaffirms
the Republic's image of the mathematician. Mathematics ( a&lt;..:_ Voul(.)
is, as we have seen before, the subject of this- dialogue~ Let us
take one more look at the whole in the light of the divided line.
First we must recall the; sequence of the divided line. The first
division has as its object of cognition images ·or perceived things;
the second, the perceived things themselves'; the third, the perceived
things as images of more intelligible entities. But · the fourt and
highest, the realm of highest knowledge and hence wisdom, has as its
objects of inquiry those principles which underly the &amp;1_r/ vo&lt;-cA of
the third section. Now let us look at the sequence of the three
definitions of knowledge in the Theatetus. The first presents perceived
objects as the results of unseen motions which are the "realities",
as images of them. The second, on the whole, deals with perceived
obiects, ~aken simply as such, and their identification or being
mistaken.~12) The third deals with the logos and its nature, and, as
we have said before, the A.6,ro s is a reflection of £ &lt;-~ 11 OL°' ,
the mathematical mode of coghition in the Republic. These two sequences parallel each other exactly! It is all there .but for the
absence of an analogue to the fourth · part of the divided line. But
the whol~ dialogue is climbing up, the divided line by means of the
.,16 S P1 the dialectic itself. It therefore must stop at the
third part because the interlocutors are mathematicians and cannot go
beyond dt.o("v'o1..o&lt;.
to the realm of the eye of the mind (which in a
curious way leads us back to perception as knowledge).(13) Just as
this dramatic sequence must here stop, so are we unable to reach any
conclusions about knowledge until we examine· the various objects of
knowledge.-0 which requir~. s a study of being as such. The very statement of ot~ .1\ 0n_ o ~ K. 0 ~~ ·)!.,
implies ontological necessities
which stagger the imagination.(14) Also then, just as the dramatic
action is carried into the Sophist, so does the subject of the
Sophist, being-non-being, same-other, motion-rest, correspond to the
fourth part of the divided line. And so, because we must identify
dialectic with A 5 0 H
and ~' 1.. . ~ "''.) 1-')(, in the realm of discursive
reasoning, Socrates will sit silently in that dialogue, yielding to
the god-like Eleatic stranger.

ro

1

1

And yet there is still a greater reason for all this. At the end of
the dialogue Socrates goes to the porch of the king "to answer the
suit· which Meletus has brought against me." Throught this entire
dialogue he has known that he is about to die. What will becom of
e
philosophy when he is dead? hlhat will become of Athens without its
greatest politician? In his first words Socrates demands to be introduced only to a promising Athenian youth. When he looks with his old
eyes on the youthful Theatetus and perceives his own form proportionately
scaled down, he finds hope in Theatetus's possibly being the one to
replace him as the gadfly of Athens. But Theatetus must be saved from
Theodorus and mathematics before he becomes as hopelessly dead as his
teacher. In death Socrates takes the role of midwife to give life to

�o.

�- 23 - .
Aristotle to interpret Plato, but I feel justified in this
particular case. There seems to be no reason for this King
first of all that Aristotle disagreed with his teacher on
this point. Secondly, it is a common enough notion of wisdom
for us to have arrived at it on ouw ovm. Thirdly, the fourth
part of the divided line should correspond to wisdom as it
is clearly the highest knowledge.
11 •

Namely the principles enumerated in the lists of 18~187
plus motion and rest which p~rvade the whole dialogue.

12.

It is only in the aviary analogy that we begin· to deal with
what may be called "pure noetic entities". In the wax tablet
attempt they are dismissed as being somewhere else above the
tablet, and are not mentioned again.
This is hinted at at the end of the aviary affair where the
result is that is must be discarded for it would require kinds
of knowing of the kinds of knowing. The aviary was conceived
for the purpose of explaining 7 plus 5 equals 11, after the
wax: tablet had taken care of mistakes as regards perceived
objects. The mis-addition is not of dogs or · other obj'ects of
sense, but is of the pure monads and their ;;f"&amp;f-"- ot. . • Hence,
what is required is an explanation of a mean ·between knowing
and not-knowing the "pure noetic entities". The obvious conjecture is, why not a wax tablet for them also, only let it be
different in its "matter" than the first? This leads immediately
to the question of how and where the no·e tic imprints were gotten,
and suggests the eye of the mind and the myth of recollection.
The existence of non-being, and resultant degrees of being are
two such implications and reflect the symmetry between knowing
and the thing known, i.e., between epistemology and ontology.

13.

14.

�sous
ombres
Vous serez au

Pierre

�bones nor

�-

I

��crevees

���2

=
::::

=

=

��- 33 - .
HUMPTY DUMPTY ON DISCOURSE
Bruce Colli.ar
"The question is," said Humpty Dumpty, "which is to be master."
APOLOGY
I intend to take two or more statements from Lewis Carroll's works
Alice• s Adventures in Wonderland · and Through the · Looking-Glass and
explicate them in terms of discourse. This is not meant as an
interpretation of the t.Jorks in question, or even of the passages
from which the statements come or of the characters who utter them,
al though I may speak as if it were. I may seem to be reading too
much into the statements, but I should rather be thought of as reading
out of them. I make no claim to follo1dng the thoughts of the author.
The problems of discourse are deep; and the pitfalls and byways are
many. rwould hope to avoid the pitfalls and byways, and, perhaps,
to hint at a few of the problems. I will be saying rather more or
less than I mean.

***********
In confronting the problem of discourse, we are presented with three
focal points for our inquiry i the sounds that make up speech, the
thoughts that give rise to speech, and the objects in the world about
which our thoughts are formed. We shall- be concerned with the
relationship between these three points.
The following two statements will be taken as representative of two
points of view on the nature of discourse.
The Illchess:
Humpty Dumpty:

"Take care of the sense, and the sounds will take care
of themselves."
"When I use a word, it means just what I choose it
to mean, neither more nor less.·~

The approach of the Ihchess is an innocent one. What is primary here
is the sense: the meaning or thoughts in the mind of the speaker.
The sounds uttered in speech are a reflection of these thoughts: a
means of conveying them from a speaker to a listener. The actual
form that the sounds take is unimportant, merely conventional; insofar
as they are more than noise, they ~ the thoughts that they represent .
In a sense, they pass out of the picture entirely. In many ways they
are similar to the electrical impulses used in radio transmission.
But the world is left out. Words re-present thoughts about objects
in the world, but not the objects themselves, Since, then, thoughts
can be formed about these objects only on the basis of sensation, words
are no more than expressions of sensations and opinions• The Dlchess

�are.

the

�- 35
nature and structure of discourse reflects the nature and structure
of the world, and can lead us to see it; indeed, there is no other
way.
Humpty Dumpty tells Alice that he pays words for using them. We
too must pay them -- pay them reverence •- submit to their mastery
before we can master the problem of discourse and rise to the truth.

EPILOGUE
It may seem strange that Humpty D.nnpty, realizing the problem of
rhetoric, should himself be so poor a rhetorician as to impress
Alice as highly •0unsatisfactory." .Alice herself resolves this
problem in commenting on the fact that Humpty llunpty is alone.
Since the power of rhetoric consists in knowing the available
means of persuasion, it cannot be developed in isolation from
other men. Humpty Dlrnpty, shrewd as he may be, cannot fully
pursue rhetoric or dialectic, outside of a political context.
"~

can°t, perhaps", said Humpty Dumpty;

"but . ~

can."

�is

us

have been aware of
from the

were more
the ones he

of human
also be

even

cases
from the most
from any

conic may be

be

conic
back

cone.

was not

For the

case

have known

in fact be

conic

cone

from any

to
case in which the

of

the nature

section was

the vertex
at the vertex is a

Thus
be a

the
and if

(

to one

the

cone.

were as
in the

of the

the

cone

if acute
, the

the section
be a

be an

�- 37 "Apollonius the geometer, my dear Anthemius, nourished at Perga
in Pamphylia during the time of Ptolemy Euergetes, as is related
in the life of Archimedes written by Heraclius, who also says
that Archimedes first conceived the theorems in conics and that
Apollonius, finding they had been discovered by Archimedes but not
published, appropriated them for himself, but in my opinion he
errs. For in many places Archimedes appears to refer to the elements
of conics as an older work, and moreover Apollonius does not claim
to be giving his own discoveries; otherwise he would not have described his purpose as •to investigate these properties more rul.ly
and more generally than is done in the works of others.• But what
Geminus says is correct: defining a cone as the figure formed by
the revolution of a right-angled triangle about one of the sides
containing the right angle, the ancients naturally took all cones to
be right with one section in each -- in the right-angled cone the
section now called the parabola, in the obtuse-angled the hyperbola,
and in the acute-angled the ellipse; and in this may be found the
reason for the names they gave to the sections. Just as the ancients,
investigating each species of triangle separately, proved that there
were two right angles first in the equilateral triangle, then in the
isosceles, and finally in the ocalene, whereas the more recent.
geometers have proved the general theorem, that in any triangle
the three internal angles are equal to the two right angles, so it
has been with the sections of the cone; for the ancients investigated the so-called section of a right-angled cone in a rightangled cone only, cutting it by a plane perpendicular to one
side of the cone, and they demonstrated the section of an obtuseangled cone in an obtuse-angled cone and the section of an acuteangled cone in the acute-angled cone, in the cases of all the
cones drawing the planes in the same way perpendicularly to one
side of the cone; hence, it is clear, the ancient names of the
curves. But later Apollonius of Perga proved generally that all
the sections can be obtained in any corte, whether right or
scalene, according to different relations of the plane to the cone.
In admiration for this, and on account of the remarkable nature
of the theorems in conics proved by him, his contemporaries called
him the "Great Geometer." Geminus relates these details in the
sixth book of his Theor:v of Mathematics.
The precise method which the pre-Apollonians used is not known, but
something like the following proofs has been suggested by Archimedes' Conoids and Spheroids; Prop.

7.

�the
Given a

to

a

and

L.

0

I say that
the base
the cone at
I

Draw

Draw
Now

:::::::

I may

BAG and BCG are both
a
as

G
BN

=

bisects

But

is

to

= AF

=

= FG

= NG
and

NG

=

=

and since BN

=

=

�- 39

I say that
NQ2:AN,2AL::A'N' :A'A
or that the original
equality has been contorted*
by the ratio A'N:A 0 A, and I call 2AL
the parameter.

The ratio A'N:A'A I

call the ratio of contortion of the section.
Let the construction be as before
Now
But
; .t. ::. .
;

Thus
But
And
And

NQ2 = BN,NC (Euclid VI, 13)
BN,NC = AN,NG (part 1)

.1'jQ~

= AN ,NG
NQ :NG: :AN :NQ
NG : AF : : NC : AD: : A' N: A' A
NG:AF: :A 0 N:A 0 A
NG:AF, AN:NQ comp. A'N:AA', AN:NQ
NG:AF, NQ:NG comp. A'N:AA', AN:NQ
0
NQ:AF comp. AN,NQ, A'N:A'A**
Or NQ:AF, NQ:AN comp. A'N:A 1 A
NQ 2 :AF,AN::A'N:A'A
But AF=2AL and 2AL is the parameter
. NQ 2 :AN,2AL: :A 0 N:A 0 A
* Contorted, i.e., the original ratio of
equality which existed between NQ2 and 2AL
has been changed to the ratio A'N:A'A.

**

This comes from the general proposition that
if AB:CD comp. EF:GH, JK:LM
Than EF:GH comp. AB:CD, LM:JK
It can be proved as follows:
Given AB:CD .comp. EF:GH, JK:LM
AB:CK, LM:JK comp. EF:GH,JK:LM,LM:JK
EF:GH comp. AB:CD, LM:JK
(Q.E.D.)

Thus the noble root of the ugly word "invert".

G

�us
to OD

AN

is

and

to

:BN
DA: = NC

:BN
BN

=

is the

F

that
this
to the
a line dralNTl
section was dralNTl
the base of
section
the vertex of the
drav.m

the third
to
the vertex
.............. r-. .......... 11
and the
base
formulation so
to the cut.

that he can

:CO
or
on

construction of
I

the

�- 41 - .

The central sections:
(Sarne setting out as previous central sections, page 39 • )
Construct OK parallel to AA'
Continue AD to K
Since
and

But

OK is drawn parallel to A0 A
OK:BK:AN:BN
OK:CK: :A'N:CN: :A' A: :AD •• CK2:BK,CK::AN,A 0 N:BN;CN
. N. CN =·NQ2 . . ·· . ··
B

OK~:BK,CK::AN,A 0 N:NQ2

0

also
.OK2:BK,CK::AN,A A:AD,BN
Thus
NQ2:AN,A 0 N::AD,BN:AN,A'A
Or
NQ2:AD,BN::A'N:A'A
Construct AF such that
AN AF = AD,BN
NQ2 :AN ,AF: :A'N :A" A
.And thus AF is the parameter. A
This formulation, however is ~:::::-t----1~--------=~~
useless because it depends
K
upon the point N:
but
AD:AF: :AN :BN
and
AN:BN::OK:BK
Thus
AD:AF: :OK:BK
0

\
\
We now have the first solid
G'~A
formulation for the parameter. If it
is compared with the first formulation of the
para-meter of the parabola (AD:AF: :OD:AD or AD:AF:OC:BC), we see
that the only difference is that the ratio OC:BC has been replaced by the ratio OK:BK, or that in some sense the point C has
been replaced by the point K.

Finally, Apollonius finds a way of fitting into the formulation
those lines which are not relevant to the cut.
Sine
But
But
or

OK:BK:AD:AF
OK2:BK,CK comp. AD:AF,OK:CK
OK:CK::A 1 A:AD
OK2:BK,CK comp. A'A:AD, AD:AF
OK2:BK,CK: :A',A:AF which is the final formulation

Note on the construction of AF
Since
and

AD is parallel to Be
OK is parallel to AN
Angle DAF = Angle OKB

Now if
I let Angle FDA = Angle BOK
The two
tx-ian·g le s
FDA and BOK will be similar
Thus
OK:BK::AD:AF

~Q.E.F.)

(Q.E.D.)

�- 42 -

UN-MATRIX
R. Thomas Ing
Hold in thy mind's eye an image
of sand held high in tightened fist
that slowly falls in formless drift.
See it caught, grain by grain, by wind
which cares not what the sand intend.
But for an instant are there grains, ·
and then the sand is nothing more
than proof of standing on the shore
where sea does wear upon the earth.
Stay as rock, do not venture forth.
Go, thou moment of my knowledge -into the earth from whence thou came.
Ib not linger, nor show thy name.
For wind might tear it from my sight,
and names become but more·of earth.

�- 43 - .
ON THE METAPHORICAL -- POSTSCRIPT
Charles G. Bell
To have spoken badly might be a boon if the stammer necessitated
writing.
No doubt it was hard to make out what was being said in the lecture
on Metaphor, ~h and ~bol. · One had to search for a theme underlyiµg sallies of argument, fragments of example.
Conceive a spectrum without limits or clear divisions, the continuum of rese~blance in which we operate. ·As always, groupings
have defined themselves, species, separating from others, have
received tpe stamp of tradition. These are the basic modes of
discourse, which we .try to hold distinct (or they, against dissolving
currents, reassert their distinctness): mathematics, the sciences,
philosophy, fiction, poetry. Cutting across these, subgroupings
have appeared, peculiarly related to the main thrust of symbol:
mythology, prophecy, allegory, the symbolic poem, the symbolic novel.
Devices of analogy have been refined and named: personification,
metaphor, simile. Over all such fruitf'ul specialization rides the
unifying drive which is the creative life of man.
Within each range of the phenomenon we may draw out poles, which
merge again in particulars, interbreeding as we try to hold them
apart. Thus with the distinction which dominated the question
period: the symbol as precise actuality (Mr. Allanbrook' s Beatrice),
or as the stripped abstract (number). Tempting as it is to call
the specific symbol poetic and the generalized symbol philosophic
and mathematical, and so clarify the realms, I cannot help seeing
a catenary between these opposites, including such abstractions as
the points of the compass, the mythopoetic numbers, the circles and
gyres, each of which, loaded with all kinds of content, can take up
procreative residence in mathematics, science, history, religion,
poetry, art. Even the irreducible particular -- that woman, Beatrice
bears a somewhat doubtful relation to the powers released, may only
precipitate what has been concentrating, perhaps for centuri es, in
the cultural ambiance (so Beatrice out or Virgin worship and Troubador
love; D:m Quixote, Hamlet, Lear, out of who knows what).
In such an inwrought field I seized on ·.a group of illustrations,
which when fitted together adumbrate a kind or history:
Even number, in the first ecstacy of its outcropping (Pythagoras),
carried with it the whole complex or what was later separated into
poetry, religion, philosophy, science. So, too, in Renaissance
science (Leonardo), or wherever imagination, with germinal images,
working like a spermatic logos in the rational ear, gives evidence
of penetration into the stricter disciplines: thus with Harvey and
Kepler, with Newton• s "Nature as a perpetual circulatory worker",
with Kekule•s molecular snake swallowing its tail -- thus necessarily
with current attempts to make sciences out of history, mythology,
the psyche.

�- 44 - .
It is true that there are places in nature where the under-girdil]g
of number lies at the surface -- crops out -- like crystal rocks
from the so~er mottlings of earth and vegetation. It was here
that the ancients seated gods and angelic intelligences, in the
divine regularity of the stars. Here, too, mathematical· physics
contrived the triumphs of determinism (the Principia and return
of Halley's ·comet)which have lured all sciences in their wake, and
which the naive . are always taking as a paradigm of knowledge -while the uni verse of the Bible and War and tragedy and flesh and
marriage eddies around us and in us -- how simple -- the paradigm
of knowledge.
What opposes it is not only the cry of romantic poet_ : What
s
'Whitehead called Wordsworth's "modal presences", make' s: "God
forbid that knowledge should be limited to mathematical demonstration"; it is what we know to have happened in the strongholds of
physics and mathematics. As if, in the suspensions of the organic
universe we had managed to dry up a small area of causal rationalism,
. only at the expense of deepening at its center those paradoxes of
space, time, iogic and number, which the present century has revealed. (And how late what we call reason appeared on the scene,
after some organizing w.ill or blind chance had already put the world
and us, with that reasoning mind itself, together.)
So it is not surprising if in our time we have auguries of a new
convergence (Thoreau• s bug boring out of the dry table), the sciences
gaping again, pregnant w.ith the philosophic and mythopoetic (Whitehead, the Jungians, Teilhard de Chardin), while poetry and fiction
(Blake to Yeats; Hawthorne and Melville to Joyce and beyond) hint
at a new world-epos. I doubt if the need that set the symbolic
powers in motion has yet reached fulfillment, even in Yeats, though
his may be the most burning achievement yet available.
That which is to be fulfilled rests upon us as a creative COillJltand,
a divine obligation, drawing us on -The half-read wisdom of daemonic images,
Suffice the aging man as once the growing boy.

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