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                <text>Audio recording of a lecture given by tutor David Carl on January 24, 2025 as part of the Dean’s Lecture &amp; Concert Series.  The Dean’s Office has provided this description of the event: “Tender Buttons is a kind of love story which leads us to ask, “What do we love when we love to read?”  Is it a certain meaning or truth that reading can help us achieve, or is it the experience itself—the act rather than the end of reading?  And if the latter, how important are meaning and truth to this activity of reading?  Tender Buttons is a work of radical literary experimentation, which in its relationship to signification, representation, truth, and meaning is unlike anything we encounter on the St. John’s program (or perhaps, closer to the works we encounter in the music tutorial than to the books we read together in Seminar).  This work provides us with an occasion, and a virtually unique perspective from which to investigate our relationship to reading, truth, meaning, beauty, and pleasure.  At the very gateway of our introduction to philosophic reflection (Plato’s Republic), Socrates refers to “the ancient quarrel between philosophy and poetry.”  What is this quarrel?  Is it a tension between truth and beauty, which poet Keats insisted were one and the same?  Must a book’s relationship to truth be mediated primarily through the category of meaning, or is it an experience beyond meaning (perhaps more closely related to a certain kind of (aesthetic) pleasure?)  How do we understand the difference between reading as a means to an end (such as truth and understanding) and reading as an end in itself (a certain kind of experience we desire for its own sake, as Aristotle says of happiness)?  Using Tender Buttons as an opportunity to reflect on these questions, we will consider the importance (if not the meaning) of a literary work that stands at the beginning of an era of avant-garde aesthetic practices that led to fiction without plot, music without notes (John Cage’s 4’33”), and paintings that consist entirely of black canvases (Ad Reinhardt).</text>
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                    <text>Foundational Urgency and Institutional Inertia*
Greg Recco
In his Critique of Dialectical Reason, Sartre writes: “man has to struggle not only against
nature, and against the social environment which has produced him, and against other men, but
also against his own action as it becomes other” (CDR 124). In what follows, I will discuss the
reality indicated in this last clause, this tendency of human action to work against itself by
establishing structures that block access to the ends it aimed at, what Sartre calls “counterfinality.” Many familiar features of contemporary life exhibit this paradoxical character on a
grand scale, perhaps most of all the institutions of government and of the market. These are
historic accomplishments and have often seemed to be the only means to attain peace and
prosperity. But they have also developed into impediments to human flourishing and freedom.
Sartre’s famously recalcitrant text will serve as a guide. It is distinguished by its
simultaneous focus on the precise logical shape of social forms and on concrete description of
lived social realities “from the inside.” His accounts are unsentimental and unsparing, and it’s
difficult to think of anyone who works harder to expose the inherent difficulties of realizing the
goals he promotes. In particular, I want to trace out his distinctive account of group action, from
the background of inert social formations against which it asserts itself, through its sustaining
and diversifying itself into the quasi-vital form of the so-called “organization,” and finally,
devolving into its rigid and inert form, which he calls the “institution.” Before these three main
parts of the lecture, and by way of introduction, I will discuss some related matters in Plato’s
Republic. I do this in part because I presume this audience is generally familiar with that book,

*

Lecture delivered at St. John’s College, Annapolis on January 10, 2025.

1

�and also because nearly every major theme of Sartre’s work is one that any serious student of the
Republic ought to recognize as relevant and important.

Part 1: Images of the City
Let’s begin with three accounts of the basic character of the city from the Republic. In
Book 1, Thrasymachus portrays cities as defined by exploitation: the rulers make laws that they
say are just but that serve them at the expense of the ruled. Later, in Book 5, Socrates presents
the city as a single sensitive organism, affected by a pain or harm felt in any part, and concerned
as a whole to address it. Later still, in Book 8, Socrates portrays cites as protean, changing shape
when a group within the city takes power and remolds the regime around its particular ruling
principle. Each of these three images of the city (ruse, organism, shapeshifter) highlights
something significant.
As for the first, Thrasymachus presents his account as something obvious. “Don’t you
know,” he asks Socrates incredulously, “that some cities are ruled tyranically, some
democratically, and some aristocratically … and that the ruling element is the stronger?” (338de). Since all types of city alike proclaim the laws to be just, if the ruling or stronger element sets
down laws that give it an advantage, what is proclaimed to be just is simply whatever is
advantageous to them. Stripped of Thrasymachus’ boasting and his abusive language, it’s
plausible and even accurately describes many Greek cities riven by internal conflict or stasis.
Thucydides’ accounts bear witness to how brutal this factional antagonism became during the
war. We’ll return to the question of revolution in relation to Socrates’ account in Book 8 and later
in the lecture. But first, it’s worth noting some of Thrasymachus’ unstated presuppositions. The
main one, on which Socrates’ response turns, is of course the unexamined nature of the central
term “advantage.” This lies somewhat outside our purview, though we’ll return to it later in a
different context. Of more immediate interest is the fact that the range of possible constitutions—
2

�tyranny, democracy, aristocracy—is taken for granted, as is the unity of the ruling element in
each, and these twin presuppositions are related: in effect, Thrasymachus takes the types of
ruling groups and regimes for granted because he assumes they are mutually defining. It’s not
clear that much stands behind his analysis besides the fused ideas of class interest, exploitation,
and naïveté: the stronger class exploits the weaker and persuades the naïve among them that their
being exploited is justice.
In Book 5, Socrates presents a different picture. After asserting that whatever unifies the
city and binds it together as one is its highest good, he makes an analogy. He says: “when one of
us wounds a finger, presumably the entire community—that community tying the body together
with the soul in a single arrangement under the ruling part within it—is aware of the fact, and all
of it is in pain as a whole along with the afflicted part; and it is in this sense we say that this
human being has a pain in his finger” (462c). To be a feeling organism is to identify as a whole
with any feeling part—to behave, that is, as a community. Socrates suggests that promoting a
similar fellow-feeling among citizens could thus realize the city’s good by binding it together as
one.
With respect to this second picture of the city, one might well ask just why this mutual
sensitivity is necessary. Nothing like it was required in the so-called “healthy city” founded in
speech in Book 2. There, mutual benefit and mutual need were evident to all. Harm or pain was
not something that needed to be felt, since need was perceived directly: all the arts practiced in
the city addressed obvious need by obvious means. What changed since that time, presumably, is
that the city’s very success allowed it to grow. This meant an increase in both the population and
the number of sorts of jobs: both of these tend to undermine the possibility of mutual awareness.
The larger and more differentiated city needs threads of self-awareness to knit together its self-

3

�alienating parts. And those threads don’t grow up naturally in the city, as they do in animals; they
must be artificially produced and artfully deployed somehow. This sort of city must make for
itself its own “nervous system.”
A third picture of the city with respect to the question of its form is offered in Book 8,
and it is the most complex by far. I will list only a few of its key features. Having completed the
description of the identity and education of the ruling class in the city, Socrates investigates the
other forms of constitution as promised back in Book 4. This reopens the question of the variety
of constitutions that Thrasymachus introduced earlier as an obvious empirical fact. Socrates’
account, by contrast, is pseudo-historical or mythopoetic: the variety of forms is presented as a
sequence, which Socrates calls on the Muses to narrate, in the manner of a poet. It is modeled
after the Ages of Man from Hesiod’s Works and Days and accordingly differs from
Thrasymachus’ account by distinguishing five instead of three regimes, adding oligarchy and the
so-called “timocracy” to what Thrasymachus put under the single name “aristocracy,” as well as
adding a fourth symbolic metal and an age of heroes. This further differentiation is ultimately
due to the identification of a “formal cause” in each case: oligarchy, for example, is not
essentially the rule of some or few, but a society organized around the single principle of wealth,
like ours today. Socrates’ account is also dialectical or tragic, in that each regime is vulnerable to,
or even ultimately responsible for, its own destruction. This is true throughout the series, but is
made most explicit in the cases of oligarchy and democracy, both of which are said to suffer
from an insatiate desire for their defining principle, which is also the cause of that destruction.
Socrates’ account of the collapse of the oligarchic regime may be the clearest. For one,
the so-called rulers have no interest in ruling, and no aptitude or appetite for it, either, and so he
refers to them not as rulers, but simply as “money-makers.” Furthermore, the city is no longer

4

�one, but divided into rich and poor, inasmuch as it allows citizens to fall into complete poverty
and lack of necessary resource. This is no accident, as the oligarchs actively pursue the project of
getting even richer through impoverishing any they can. Socrates presents this characteristic
activity of oligarchy as something with a side effect: it tends to produce a class of dangerous
potential revolutionaries, people with nothing to lose and everything to gain from a change of
regime. And he describes the oligarchs themselves as unconscious of this danger: they
individually extract wealth from others “with their heads bent down, not seeming to see those
men” (555e).
Through their own action, then, they unwittingly became their own worst enemies,
creating the conditions for their destruction. In part, it’s because their desire and its object were
both pursued as something limitless: like a pure quantity. But the account also highlights the way
that individual acts can have systemic repercussions. Finally, it’s worth considering another
thread in the story: in a self-congratulatory mood, the oligarchs would probably describe their
signal virtue as moderation. In much the same manner as he rudely asks Cephalus about his
wealth when the latter prides himself on his character, Socrates doesn’t make much of this talk of
moderation, and accurately describes what oligarchy really holds up as the good. Whatever it
may say about itself, the real meaning of this form of government is limitless wealth for a few
and its associated and widespread poverty for the rest.
This picture of the city that emerges from Book 8 is considerably more elaborate than
Thrasymachus’ account of exploitation. It doesn’t simple-mindedly deny that obvious reality, as
he supposes, but it gives it a different context and a different fate. For one thing, the dominant
party in the oligarchy (along with its self-serving self-understanding) is in a way produced by the
regime; the honor-lovers of the timocracy sought to please themselves and hoarded money

5

�privately, it’s true, but the change into a regime explicitly defined by a minimum property
qualification is a fundamental transformation in the very meaning of being a ruler; if there were
any real honor-lovers among them, one imagines they would have felt this as the degradation it
was. For another thing, and directly contrary to Thrasymachus’ definition, it is the oligarchs’
pursuit of their supposed “advantage” that undoes them. Anything like the organism’s perception
of harm characteristic of the second picture of the city seems to be lacking; the oligarchs seem to
enrich themselves almost mechanically, numb to the harm they are doing to their regime and to
themselves.

Part 2: Fractious Unity as Action’s Shadow
Turning now to Sartre, let’s study further the phenomena of action’s self-sabotage. Let me
first identify some of his particular terminology: what we will be studying in general he calls
“matter as inverted praxis,” the social forms we’ll next study he calls “collectives,” and these are
characterized by a structure he calls “seriality.” Concerning “matter as inverted praxis,” he has a
couple of striking historical examples ready to hand. The first is the example of agricultural
deforestation leading to flooding, which he takes from René Grousset’s history of China, the
second, the devaluation of Spanish currency due to the importation of precious metals in the 16 th
century, for which he relies on Fernand Braudel. In both cases, Sartre highlights how deliberate
action directed at meeting human need “inscribes” itself, as it were, into the matter it works on.
That worked matter can then turn against us, presenting us not with the reflection of our own
activity as we understood it, but with the face of an enemy.
As for the first example, each individual peasant in an effort to make use of the land he
worked for planting crops cleared trees from it, but the aggregate effect of these individual

6

�actions over centuries was to create a landscape especially vulnerable to destructive flooding.
Sartre indicates the dramatic character of this inversion of praxis as follows:
If some enemy of mankind had wanted to persecute the peasants of the Great Plain, he
would have ordered mercenary troops to deforest the mountains systematically. The
positive system of agriculture was transformed into an infernal machine. But the enemy
[fueling the machine] was the peasant himself. Yet, taken in the moment of its living
development, his action does not include this rebound, either intentionally or in reality. In
this particular place, and for this particular man cultivating his land, all that existed was
an organic connection between the negative (removal of the obstacle) and the positive
(enlargement of the arable sector)…. [H]uman labour, [then], is enriched with new
meanings precisely to the extent that it eludes the labourer through its materiality. (162,
164)
It’s worth noting in passing that the correction of this individually produced material selfsabotage necessarily becomes a common project. With characteristic brevity, Sartre says this
correction entails “large-scale public works, population shifts, the implacable authority of the
leaders, etc.” (165). The brief “etcetera” stands in for the manifold social ramifications of this
reorganization, and particularly their ambiguity. The material rebound of a mass of individual
actions prompted a collective response, but thereby it also occasioned new tasks, new
configurations of cooperation, new centers of organization and power, and these had their own
materiality, their own fixity, imposed their own exigencies, and so on.
The second example of matter as inverted praxis concerns the effects of Spain’s success
at extracting gold and silver from the Americas. In the last decades of the 16 th century in
particular, the discovery and exploitation of silver mines in Peru vastly accelerated this ongoing
project, which included perfecting the techniques of extraction, refinement, transport, and
minting into currency. The result of this acceleration was an unsuspected disruption and
weakening of the Spanish economy, and indeed the economy of the Mediterranean in general. In
7

�broad terms, this kind of monetary phenomenon is now widely understood, but imagine living it
without that knowledge, bewildered, and as if cursed. The same opposition between individual
action and aggregate result that we saw in the case of deforestation is present here, too. Sartre
writes:
Here, and for this particular merchant, whatever the circumstances and however prices
may fluctuate, it is still true that he will be richer this evening if he gets an extra thousand
ducats. But in the process as a whole it is not the case that collectivities are enriched by
accumulation…. While for him every new quantity increases his wealth, in the national
community it devalues the unit. (171, 173)
In general, then, our involvement and commerce with matter, our praxis, tends to reveal a
hidden connectedness to our action, one that is in principle unsuspected and can even run directly
counter to our aims, with repercussions for social structures. Sartre sums up the principle as
follows:
Thus materialised praxis (the minted coin, etc.) has the effect of uniting men precisely to
the extent that it separates them by imposing on everyone a meaningful reality infinitely
richer and more contradictory than they anticipated individually. Materialised practices,
poured into the exteriority of things, impose a common destiny on men who know
nothing of one another, and, at the same time, by their very being, they reflect and
reinforce the separation of individuals. (179)
This uniting has been the main theme in these examples of matter as inverted praxis,
inasmuch as they reveal a common threat calling for a common response, but the aspect of
separation has so far been mostly implicit. Let me turn now to Sartre’s direct engagement with
this latter theme in his discussion of collectives constituted by seriality. He elaborates it by
means of a graded sequence of examples. We’ll consider only the first and simplest: the
gathering of commuters lining up at a bus stop, and the audience of a radio broadcast.

8

�At a Parisian bus stop, commuters gather. Though they have come together in the same
place, they mostly ignore one another. Their purpose is the same for each, but not shared. Their
isolation from one another might almost seem to be a natural product of the city itself, which
concentrates people in a mass, but at the same time tends to diversify and alienate their pursuits
and ways of life. The city’s unity is present to all of them as something abstract, indifferent to
these differences. People at the bus stop may deliberately adopt this indifference, buying a
newspaper to read so as not to have to interact with others. In this sense, their “isolation is a
project” (258). They are all waiting for the same bus, and are thus united by this single material
object, but the bus addresses them, as it were, as interchangeable, and thus addresses each one as
inessential. Also, there is a limited number of seats available and a real likelihood that there will
be no room for some to board the next bus. In Paris in the 1950’s, the system was to take a
numbered ticket upon arrival at the stop and to board the bus in the order of arrival. This
particular system happens to elucidate the social form in question neatly: the commuters
gathered at the stop in this way are constituted as a series.
In a first take on this notion of series, Sartre refers obliquely to Peano’s axiomatic
definition of number by means of a successor function rather than through a general definition. If
we allow the exception of zero as a starting point, it can be said that every whole number is the
successor of another. The statement is universal in form, but it doesn’t exactly assert a common
feature of each, except its difference. Each number, then, is defined, not by itself, but through all
the others. In the human realm, whatever the mode of ordering, the meaning of being constituted
as a member of a series is the same: each is defined not by a common feature, but by being the
other of all the others. At the bus stop, this means exclusion: my taking a seat can always mean
depriving another of a seat, and every other who is earlier in the series can be the last one

9

�allowed to board, and thereby deprive me. The rule that decides our respective fates—the
number on the ticket—is both perfectly clear and perfectly arbitrary, and thus, in following it, we
all accept and share the same otherness. In the earlier examples, too, we can see this structure of
serial alterity at work. Every deforester is a flood-producer, every spender a devaluer, each is the
other of all the others, working against them and himself in his very work, “with his head bent
down,” as it were.
Consider, next, the experience of listening to a radio broadcast. Superficially, my
behavior resembles the role I take up in turns in normal conversation with others: while they are
speaking, I am listening. But there’s a crucial difference: in listening to a broadcast, I am utterly
passive, even if I am moved to “talk back” or even shout. My speech has no influence over
what’s being said, and not just accidentally. A voice on the radio, as such, is something over
which I can have no influence. Perhaps I can write a letter to the broadcaster or the government
complaining about the content. But this has no effect in the moment, and even with sufficient
time, it can only have an effect if many, many others also do the same (and if their voices count).
I can, of course, turn the radio off or change the station. But this, too, fails to alter what is
essentially at issue. Sartre writes:
This purely individual activity changes absolutely nothing in the real work of this voice.
It will continue to echo through millions of rooms and to be heard by millions of
listeners; I will merely have rushed into the ineffective, abstract isolation of private life,
objectively changing nothing. I will not have negated the voice; I will have negated
myself as an individual member of the gathering. (272)
What’s really at issue, then, what really makes the bad broadcast unbearable for me as a
listener, is this shadowy gathering of other listeners, distant from me, unreachable. I may fear the
voice will convince them, and in this, I feel my utter powerlessness. To have the effect I imagine

10

�opposing to that of the powerful voice, I’d have to persuade each of the other listeners one by
one, in their millions. And I, as another listener, am the same for them. If they are listening to the
broadcast that says things I favor, they, too, listen impotently, imagining me, unreachable, in the
thrall of the alien voice. Sartre writes: “when … one listens to the voice in impotent anger, one
no longer listens to it for oneself … , but from the point of view of Others” (273). Finally, unlike
the gathering at the bus stop, this one involves in principle an indefinite number of others.
Nothing in the voice itself tells me how many are listening or which are convinced; it merely
adumbrates a diffuse mass of mutual alterities, a plurality of isolations.
Just as in the case of the bus stop, the radio, as a materialized praxis affected by seriality,
unites people at the same time that it reflects and reinforces their separation. Each is constituted
as the other for all the others and, within the system, within the vast reality that is broadcast
media, that is all they can be to one another (indeed, even if they’re on the same “side”). In the
cases of deforestation leading to flooding, and imports of precious metals leading to devaluation,
the counter-finality is clear: both achieved something opposed to what they aimed at and in each
case it was clear what was to be resisted, even if the how of it wasn’t. The two cases of
collectives, the bus stop and the radio, are more ambiguous. Even in their relative simplicity,
they testify to the manifold, ramified, subterranean bonds of our connectedness. That, at least, is
not to be undone. But must the mode of our connection be separation and powerlessness? How
can these be overcome?

Part 3: The Group, or Immaterial Matter
Sartre starts his examination of the group with an example that is conceptually simple, if
historically very specific, the storming of the Bastille. It’s the first of a kind of three-part
narrativization of the development of the concept of a group, but it isn’t meant to have a

11

�universal or foundational status. Nonetheless, because of its relative simplicity, which I will
amplify by further simplification, it’s a clear example of how a group can come into being
despite, and as a reaction against, dispersed seriality. This group is formed through a kind of
fusion.
In July of 1789, the people of Paris were already being treated as a hostile entity; the city
was surrounded by an army, and though the king insisted its presence was for the purpose of
protection against roaming bandits, the situation inevitably led to Parisians themselves being
fired on and killed. This led residents to loot arsenals for arms with which to defend themselves.
Though retrospectively, this would take on the color of a revolutionary act, Sartre insists it
should not at first be understood as an organized common action: “It was a collective action:
everyone was forced to arm himself by others’ attempts to find arms, and everyone tried to get
there before the Others” (355, my emphasis). They were not unified, but a few key features of
their situation soon occasioned their spontaneously acting as one and thereby becoming one.
For one thing, the encirclement of the city by troops on the king’s orders and the posting
of notices of this action throughout the city served to designate them as a unit. Next, the electoral
assembly sought to form militias within each district of the city, ostensibly for the purpose of
avoiding “disturbances,” but actually for disarming people who had previously been arming
themselves out of their individual fears; this, too, “helped the gathering to perceive its reality as
an organised being” (356). Finally, the apparent misinformation by an official which resulted in
an angry crowd opening boxes they were assured would contain arms only to find nothing but
rags enraged them; it seemed to imply that they were being treated as a unit, only one worthy of
being deceived. A practical result of all this was an atmosphere of real unrest in which Parisians
would regularly go out into the streets and constitute gatherings, “anywhere, anyhow” (369),

12

�though without any clearly defined purpose. The most frequent result of such directionless
gatherings was a march, followed by panic and flight as they were dispersed and pursued. It is in
imaginatively describing the experience of someone caught up such a situation that Sartre finds
the ground of the crucial transformation.
If I reside in the Quartier Saint-Antoine and my lived experience of residing there is the
alienated urban attitude embodied in slogans such as “every man for himself,” and if also I hear
rumors that the militias or the soldiers are planning to enter my district and “flush it out,” putting
all its residents in danger, I live between two perspectives. The former is the isolated perspective
of chacun pour soi, and the latter is a sort of unification of the neighborhood as a single object
for what Sartre repeatedly refers to as a “third-party” perspective, mediating between the
neighborhood and the government, both of which I’d speak of in the third person. But if I happen
to be in the street when some shots are fired, and find myself running for my life, and others are
running, too, I find myself serially engaged in the very action that I simultaneously perceive
from the latter perspective as the organized action of my neighbors. It is from the practical fusion
of these two perspectives—one within the situation and one without, one immanent and one
transcendent—that the so-called “fused group” comes into being. I may at first have been trying
to do what the others do out of a kind of panicked imitation, in order not to get left behind and be
exposed to the pursuers as a single individual, but I end up doing something we can all construe
as a common action. On this account, proximity, mutual visibility, mortal urgency, and sufficient
numbers conspired to make it possible for a group to spontaneously constitute itself as one, in
practice, and to discover a new common aim for its fresh unity: to get to the Bastille, disarm it as
a center from which the soldiers might attack the district, and use it as a source of weapons,
perhaps even as a stronghold.

13

�Again, those who were caught up in this developing and consequential action were
helped to adopt this new perspective by both the inescapability of danger and the prospect of
success as the crowds grew more numerous. Previously, in seriality, quantity itself was
something as if “bewitched”—more gold flowing in made mine worth less, and more people
seizing weapons could mean none left for me. Now, in the group, self-endowed with a common
aim, the meaning of quantity is transformed into something positive. Here, when anyone—from
their unifying third-party perspective—sees others joining the ranks, they are also seen by the
others in the same way. Each adds to the other’s strength, again, giving hope of success.
Furthermore, and crucially, anyone with the “totalizing” perspective of the third party,
that is, the perspective that sees the group as a whole with a common aim, is in a position to
direct the group. This is in a way a view from without, but it’s not a view “from above” in the
sense of constituting an external authority. Indeed, every member of the fused group possesses
that perspective and is in a position to direct it, and the group depends on this kind of distributed
perception and direction. If I see that we are running into a trap, I may shout “Stop!” as I am
stopping, and the group stops. This has the grammatical form of an order, but it’s not quite right
to say it compels obedience. Sartre writes: “Who would be obeying? And whom? It is simply the
common praxis becoming regulatory of itself in some third party” (380). In the serial
interchangeability of this role, it seems scarcely different from what Aristotle describes in his
Politics as “ruling and being ruled in turn.”
This felicitous and spontaneous group is not the last word in common action: the urgency
with which it came into being is prone to subside, especially if the group is successful at driving
back or dissolving the threats that prompted its unification. While the group was originally
constituted as a means to survival, if it itself is to survive, it must preserve its efficacy beyond the

14

�moment of obvious threat. This it can only do by transforming itself fundamentally, into what
Sartre calls a “statutory group,” by means of an essential act. Each member swears a solemn
oath, affirming that he will continue to act on behalf of the group, and submitting himself to its
jurisdiction if he should not, thereby binding not only himself, but all the others to perpetual
solidarity. The group thus survives by making itself a potential wielder of the violence with
which it was originally threatened, artificially repeating, as it were, the life-and-death urgency of
the moment of its foundation and extending it into the future. This, too, is something like a
matter of necessity, in that the group is always liable to lapse into one or another mode of failure
and nothing guarantees that it won’t: on the one hand, any member might defect, at any time; on
the other, anyone who takes up at a given time the role of directing the group may abuse that
authority and use the group for his own ends. The oath or pledge faces both these dangers by
placing all on the same level of authority and responsibility to one another. By means of the
pledge, the group makes itself its own tool and tries to give itself the status of enduring
substance. By the very means it uses—that is, the threat of deadly violence for traitors—the
group becomes a potential instrument of terror, even when that possibility is concealed by great
affection, or, in the republican slogan, “fraternité.” While the resurgence of that implicit threat of
fraternal terror in a long-established group would be a sign of decay into authoritarianism, for the
group that has just formed itself in response to a deadly threat and for which any betrayal could
easily revive that threat, it is understandable in its necessity. What can the surviving group
become?

Part 4: Two Futures: Organization and Institution
Just as in Book 8 of the Republic, the analysis of types of group here follows a logic that
is not historical, but is presented nonetheless as a sequence of transformations: the fused group is

15

�simplest and for that reason, it’s easy to understand the statutory group formed by means of the
pledge as a kind of transformation of it. In this final section, we’ll fit two other forms into this
story, organization and institution, and present them as two futures made possible by the pledge.
Having survived the moment of urgency and won for itself the leisure of relative stability,
the group has made itself capable of a further transformation, into an “organization.” The word
itself has a telling ambiguity, naming both an activity of structuring, and the thing itself that is
structured. With reference to the first, active meaning, the group whose members have pledged to
stay in it is no longer defined by the single urgent and common goal of immediate survival; it can
diversify its activity, turn to different tasks, and assign them to different members. This division
of labor is in a way given by the overall relation of the group to things, and that’s as much as to
say that its internal complexity is equivalent to the complexity of its dealings with the world. But
this is necessarily a developing and ever-incomplete relation, for reasons we’ve already seen.
And it acquires a new, reflexive character as the second, passive sense of the word
“organization” comes into play: the organization, as a particular way of distributing tasks, as
something structured, is thereby something inertial, something like a materialized praxis. Like
worked matter that can turn against us, the organization’s own structure is something it will
forever have to grapple with, insofar as that is something it has made itself responsible for. Let’s
first consider the active, verbal sense of organization, and then point out aspects of its passive
structure that leave it vulnerable to transforming into an institution.
First, the pledge gave everyone in the group juridical power over the others, but that
power was negative and abstract: “Don’t do anything that would go against the group,” it says;
this is negative in that it’s a prohibition and abstract in that it doesn’t specify the “anything
against the group” any further. The organization, by contrast, gives a regulatory power that is

16

�positive and concrete, through the idea of each member’s having or performing a function: “Do
this that the group requires,” it says, positively demanding a particular action. One belongs to the
group in so far as one carries out a certain task. This is not so different from Socrates’ casual
discussion of the minimal, “healthy” city of Book 2, which mostly involves listing a variety of
jobs.
Second, in the organization constituted in this atmosphere of mutual regulation of
differentiated tasks, rights and duties are not separate. What counts as “my due” is due to me for
the sake of our common objective; it’s something I demand both from the group and for the
group. I have a right, as it were, to be made capable of carrying out my duty. A specialized job
may require specialized training or support. Whatever the group demands, it must demand in a
way that does not make my accomplishing it impossible. In Republic Book 1, Socrates
distinguishes between arts that serve and what he calls the “wage-earner’s art,” by which the
practitioner of one of the other arts procures something for himself, a fee or wage. The doctor
who both treats patients and receives a fee, he says, practices two arts. To say that, in the
organization, rights and duties are not separate is to say that no such distinction is present here.
Socrates’ reasons for introducing the wage-earner’s art are complex, but I’d argue they mostly
have to do with responding to Thrasymachus’s claim that all cities are exploitative and that what
the city says is just is, for the ruled, only ever “the good of another.” The organization, by
contrast, is not essentially—or better, it is essentially not—a situation of exploitation. The fact
that it could ever exist is a fact of great historical significance. In the organization, all are equally
rulers and ruled: there is no gap, say, between one who organizes and one who is organized; no
one accepts their functional role as fundamentally different from that of an organizer. We both
have our jobs.

17

�Third, and finally, the organization depends essentially on individual practice, in a
specific sense. As a simple example, take a particular position on a team in a well-defined sport;
the individual midfielder, say, makes moves that in one sense have their meaning elsewhere, that
is, in the way they are taken up by the other players on the team to realize the team’s common
objective. But in another sense, they represent something like a guess that can only be made by
someone who sees the field, her teammates, the opposing team, etc., from her individual
position. Her move, accordingly, should not be a rote performance of a completely determinate
function, but an individual transformation of the field of possibilities; that is what is really
demanded from her, and that means something like a transcendence of function. The team needs
not just a midfielder, a goalkeeper, etc., but good ones, not the minimum, but excellence. All this
by way of saying that organizationally differentiated function can only specify in a general way
what one’s job is. It is a hypothetical necessity, never a categorical one, and the choice of means
is surrounded with a kind of halo of indeterminacy. To use Sartre’s terms, the work of the
organized group is a “totalization” and not a “totality”: it’s a perpetually renewed project of
becoming-whole, not a completed project of being-whole. The goal of the organized group is an
essentially open project. When all goes well, it harmoniously combines the logical moments of
universality (through the common objective), particularity (through the differentiated functions),
and singularity (through the role of individual praxis).
The simple example of a team sport is useful for bringing out this need for individual
practice and the free transformation of roles that can occur from moment to moment, in other
words, “organization” as a self-structuring action of the group on itself. But the result of this
activity carried further is something materialized, something inertial, something potentially
counter-final. In a more complex and established organization, there are bound to be

18

�disagreements between sub-groups about what to do, and about who or what department is
necessary, or adequately staffed, or overfunded, and so forth. While the issues are fundamentally
“objective structures of the practical problem that has to be solved,” they can also become
subjective tokens of internal division. The group must produce its own ways of dealing with all
this, its own organs of mediation, supervision, inspection, something like the “nervous system”
imagined in Republic Book 5.
Sartre asks us to imagine a high-level bureaucrat appointed to an ad hoc position created
to deal with a crisis of city traffic. Many distinct goals are at play and the crisis involves how
they conflict with one another in the world: there’s a need for parking, but there’s also a need for
streets to be open for driving. The specific knowledge required to succeed here is relatively more
logistical and combinatorial than others, and any effective solutions will likely involve
consequences for many others, indeed, for everyone in the city (grouped or not). In itself, a
mediating or even supervisory role like this is no contradiction to the notion of organization; jobs
can be differentiated laterally or vertically. But the meaning of those differentiations, initially
neutral, tends as though of itself towards two modes of failure: a concentration of unaccountable
power, or a disavowal of the moment of individuality. Ultimately, both are rejections of freedom
in favor of what we’re calling “institution.”
To the extent that our “traffic czar” is appointed as an expert, he can become identified
with and wedded to his own solution. His individuality is plainly essential for the role, but that is
still the very thing that makes this sort of betrayal a real possibility. Through the pledge,
paradoxically, what eludes the member is being-in-the-group, in the full sense of being; one who
was just a “mode of a substance,” in Spinoza’s sense, would not need to swear an oath not to
have a separate reality, but a free person must. When that merely implicit tension comes to the

19

�fore, it can happen that freedom—the very thing the group sheltered, nurtured, and developed—
becomes afraid of itself. Free individuality can come to be seen as an obstacle, and the group can
imagine itself as originally pure and in need of purification. In the vehemence of punishment
towards one who has betrayed the group, Sartre claims, we can see a psychological projection of
this imagined purity: “In a traitor, everyone finds … his own permanent possibility of betraying
and being betrayed, and believes he is destroying it forever” (589). In our example, a person in a
high-level role can end up giving a shape to the group’s “solution” that belongs to him more than
to the group, and may even set ineffective practices and structures in stone. Alternatively, the role
could be sacrificial, set up in order to fail in such a way as to deflect blame from others who are
wedded to structures that would have to change and from which they benefit. An occupant of this
latter position who looks to the future of his career may do all he can to disavow responsibility,
to dissociate his individuality from it, perhaps by appealing to putatively objective metrics,
rubrics, and standards of evaluation that exonerate him, assuring the public or his superiors that
no one could solve the problem as it exists.
Both these failure modes are possible anywhere, but the second can also be prompted by
having to be a mediator of a different sort, not in an administrative, but in a “public-facing” role.
For itself, the organization may be an ongoing project of totalization; for those outside it, it is a
totality. For example, the “users” of a service, such as the postal service, see and often treat the
individuals who do the job as inessential instruments, if not simply as obstacles to their freedom.
Membership in the group is thus experienced in a different way. If you’re a clerk, someone may
say to you “do your job!” but not mean it in the same regulatory way as a sworn group member,
a colleague, who is equally subject to such an order from you. Being treated by a customer in this
way as a sort of “drone” can have an effect: as a mediator between the group and those outside it,

20

�you can become motivated to seek protection behind the public’s perception of your
inessentiality. Stated like this, it might sound like a matter of individual psychology or selfconfidence. Maybe. But the experience of self-alienation described here can result from doing
one’s job as it is defined. The postal service, after all, is meant to handle everyone’s mail, and in
trying to unify disparate domains fraught with their own conflicting material demands, in being
faced with a collectivized public, an organized group can respond to this pressure by freezing,
asserting its current material configuration as essential. The motto of an employee at this nexus,
their saving word, is: “I’m sorry, sir, but that’s our policy.”
The organization’s self-protective response to threats, again, is to freeze its own selfdeveloped organs, functions, and powers—to transform them into “institutions.” To save itself,
the community tries to recover lost unity through sclerosis. It becomes a “degraded” group,
composed of ambiguously situated persons whose safety is meant to come from the rigid
definition of their role, or from their role being shielded from external criticism, or at least from
criticism from the sides or below. When a position or a practice becomes uncriticizable by any
third party without completely disrupting the whole, the group has frozen into an institutional
form. The mutuality of regulatory third parties in the statutory group and in the organization has
been lost. In this, the meaning of the pledge is completely altered: it is now mere submission to
an untranscendable other, violence without reciprocity. Sartre writes: “The moment of common
degradation in which the institution emerges is precisely that in which everyone aims to expel
freedom from himself in order to realize the endangered unity of the declining group as a thing”
(606). And a few pages later: “The institutional system presents itself, by a permanent
mystification, in its inorganic-being,” in its thinghood, “as the real unity of the declining group”
(608). At many levels, in small and large ways, but especially and most consequentially at the

21

�most authoritative and most mystified levels of the state and civil society, this kind of degraded
system is what human praxis has made of itself today. We seem to exist for it, rather than it for
us. It’s the real thing, and we are only its servants, unless we’re among the ever-diminishing
number of those to whose benefit it has been carefully bent. If this were the only arrangement
that is possible, then Thrasymachus might be right about cities, or the account in Book 8, saying
that it will all end in tyranny, might be prophetic. But I think we can understand this selfprotective myth of thinghood, this disavowal of freedom, this willed isolation and return to
seriality, not as fate or a curse, but as freedom’s own product: our “own action,” as Sartre puts it,
“as it becomes other.” If we can understand it in that way, if we can struggle against it, it can
never have for us anything like the meaning of destiny. A better world is possible.

22

�</text>
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                <text>Foundational Urgency and Institutional Inertia</text>
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                <text>Typescript of a lecture delivered on January 10, 2025, by Annapolis tutor Greg Recco as part of the Formal Lecture Series. &lt;br /&gt;&lt;br /&gt;Mr. Recco offers this description: This lecture will examine the difficulty of sustaining collective action. In working together, we respond to exigent circumstances, but the social structures we thereby create have exigencies of their own. To the student of history, it can even seem inevitable that temporary triumph yield to eventual failure. Central chapters of Jean-Paul Sartre's &lt;em&gt;Critique of Dialectical Reason&lt;/em&gt; will help illuminate essential reasons for the tendency of effective groups to turn into ineffective institutions, and some remarks on Plato's &lt;em&gt;Republic&lt;/em&gt; (particularly Books 1 and 8) will frame the inquiry.</text>
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                <text>Recco, Gregory</text>
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                <text>Sartre, Jean-Paul, 1905-1980. Critique de la raison dialectique. </text>
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i?2 7QHHQrBM; Greenfield Library Student Assistants,
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                    <text>Footnotes to Aristotle
St. John’s College, Annapolis
Friday Night Lecture
September 13, 2024
by Graham Harman

This lecture will begin with exposition and end with what might sound like wild speculation. Alfred
North Whitehead famously remarked that “[t]he safest general characterization of the European
philosophical tradition is that it consists of a series of footnotes to Plato.” 1 Although my title tonight
is a rephrasing of Whitehead’s remark, I don’t mean it to imply that he was wrong. The two greatest
philosophers in the Western tradition are Plato and Aristotle, or maybe Aristotle and Plato. I tend to
be suspicious of anyone who ranks them too quickly, so let’s leave that an open question, or maybe
consider it as fodder for discussion after the lecture. Since I’ve already quoted Whitehead on behalf
of Plato, let’s consider a powerful piece of testimony on the side of Aristotle. This comes from
Julían Marías, a Spanish philosopher from the school of José Ortega y Gasset, in his history of
philosophy: the first one I ever read. As Marías puts it there: “Whenever philosophy has established
real contact with Aristotle, it has immediately become more precise and serious.” 2
One problem faced by any case for the importance of Aristotle is his reputation as a dull and
dry purveyor of sterile classifications. Bertrand Russell, for instance, tells us that the Nicomachean
Ethics “appeals to the respectable middle-aged,” that it is useful in “repress[ing] the ardours and
enthusiasms of the young,” and that “to a man with any depth of feeling it is likely to be repulsive.” 3

Alfred North Whitehead, Process and Reality, p. 39.
Julián Marías, History of Philosophy, p. 372.
3
Bertrand Russell, History of Western Philosophy, p. 147; Aristotle, Nicomachean Ethics.
1
2

�In response to Russell, I would say that while it is true that the surviving works of Aristotle lack the
pathos and literary flourish of the Platonic dialogues, it is questionable whether Aristotle is either
respectable or middle-aged in his outlook. In fact, in Aristotle I see a rather strange thinker who has
been overly domesticated over the centuries. Throughout this lecture, I’ll be defending the virtues of
strangeness in human thought. But the first clue that Aristotle is more offbeat and edgy than is
usually believed can be seen in his often bizarre, endearingly morbid sense of humor. In his De
Anima (or On the Soul) there is the odd remark that touch is the most important sense, because it is
the only one that destroys us if we do it too hard. 4 In the Rhetoric, we find the chilling examples he
gives of good luck: first, “such as if all of a man’s brothers are ugly but he is good-looking,” or this
one: “if someone who regularly made a journey were the only one not to, while others did for the
first time– and were killed.” 5 And finally, there is one of my favorite passages in the entire history of
philosophy, from the Metaphysics, Book Gamma, Chapter 2: “For if it does not belong to the
philosopher, then who will be the investigator of whether Socrates and Socrates seated are the
same?” 6 On the whole, I find it easy to believe W.D. Ross when he reports that Aristotle had a
“mocking disposition which showed itself in his [facial] expression.” 7
As Johnnies tend to know, Aristotle wrote a lot of great works. But since my real passion
these days (and as far back as my Annapolis days from 1987 through 1990) is systematic philosophy,
my concern tonight will be with the Physics and the Metaphysics. 8 We know the usual way of
distinguishing these works from each other. The Physics refers to physis, or nature, thereby continuing
the great tradition of speculative theories of nature launched by the pre-Socratics. The title
Metaphysics, however, was presumably coined by Aristotle’s later editor Andronicus of Rhodes, and

Aristotle, De Anima, p. 76.
Aristotle, The Art of Rhetoric, 1362a.
6
Aristotle, Metaphysics, p, 48.
7
W.D. Ross, Aristotle, p. 7.
8
Aristotle, Physics; Aristotle, Metaphysics.
4
5

2

�simply referred to ta meta ta physika, or what comes after the physics. 9 Since the prefix meta- can also
refer to matters beyond physics, and thus beyomnd nature altogether. Let’s assume that the details
of this story are accurate; I have no direct archival evidence to challenge it, not do I have any wish to
do so. My purpose, instead, is to give a different interpretation of the difference between the Physics
and the Metaphysics.
Here is that interpretation. The Physics is about the continuous, and the Metaphysics is about
the discontinuous, also known as the discrete. The continuum, or συνεχές, refers to an unbroken
stretch of anything: so unbroken, in fact, that it consists of no definite number of pieces. The
examples of continua given in the Physics include time, space, and physical motion. Any continuum is
divisible into as many parts as we please. We can say with equal accuracy that this lecture tonight is
made up of three parts, or seventy-nine, or twelve million. We can put as many numbers as we want
on the number line between zero and 100. The discrete, by contrast, is that which is independent,
autonomous, and which cannot be arbitrarily sliced up however we wish. The best example in the
Metaphysics, of course, is primary substance, or πρώτη οὐσία. But Aristotle gives another example of
discreteness, one that may be surprising: qualitative change. If a stone is worn away in a river, this
does not happen gradually and continuously: in some moments a chunk breaks off the stone, while
in other moments nothing happens at all.
But I would go even further than this. This quarrel between the continuous and the discrete
is not only central to Aristotle’s philosophy, but is one of the central intellectual distinctions in our
entire intellectual history. Before diving into Aristotle, allow me to give some examples. For more
than a century, the foundations of physics have been troubled by the incompatibility of its two
central pillars: quantum theory (for electromagnetism as well as the strong and weak nuclear forces)

9

Peter van Inwagen, Meghan Sullivan, &amp; Sara Bernstein, “Metaphysics.”

3

�and general relativity (for gravity). In 2012 I sat on a panel with the Austrian physicist Anton
Zeilinger, who would later win the Nobel Prize for teleporting photons across the Danube. At
dinner afterward, I took the liberty of asking him about the most promising avenue for unification
of quantum theory and general relativity. He responded as follows: “I haven’t the foggiest idea. But
since some of the world’s most intelligent people (if I may immodestly say so) have worked on this
problem without success for more than a century, it will probably be something completely from out
of left field.” What exactly is that problem?
It is often explained as it was in a 2022 article in The Guardian: “Physicists agree that the
theory of quantum mechanics applies to very tiny particles, and Einstein’s theory of general relativity
applies to larger objects.” 10 A similar explanation is given by prominent American scientist Michio
Kaku in one of his helpful physics bestsellers, The God Equation. 11 As rules of thumb go, this one is
not so bad: it is true that quantum effects (such as the indeterminacy of position and momentum)
are most easily observed at the level of tiny entities such as particles. Meanwhile, general relativity is
most useful at the scale of astronomical events involving gigantic masses and vast stretches of time,
where the effects of gravity on space-time become most obvious And yet, this rule of thumb isn’t
entirely accurate. The probabilistic effects of quantum mechanics are observable even at the
relatively large scale of atoms and molecules, and could even be detected at the level of mid-sized
everyday objects (dogs, shoes, airplanes) if the wavelengths of such objects weren’t too short for
quantum effects to be easily measured. Conversely, general relativity applies to the bending of spacetime by all masses, not just extremely large ones. Your own body distorts nearby space with its mass,
though the effect is too tiny to be noticeable.

10
11

Stephen Buranyi, “Do We Need a New Theory of Evolution?”
Michio Kaku, The God Equation, p. 141. Kindle edition.

4

�Shifting the focus away from small and large objects, the tension between quantum theory
and general relativity is better understood in terms of the opposition between the discrete and the
continuous. Quantum theory treats the world as made up of tiny chunks, as with photons of light,
while general relativity treats it as a continuous bending of space and time, as with starlight bending
when it passes near the sun’s gravitational pull, confirmed by Arthur Stanle Eddington in his
measurements during the 1919 solar eclipse. The central problem is that of the interaction between
the continuous and the discrete; this is the reason for the deadlock faced by physics for more than a
century. While quantum theory tells us we’re living in a world full of sudden jumps and tiniest units,
general relativity envisions the cosmos as a continuous bending. How can discrete particles move
through a spatio-temporal continuum?
We might also speak of evolutionary biology, and the conflict between the continuous and
the discrete in that field. In 1972, Niles Eldredge and Stephen Jay Gould introduced their concept of
“punctuated equilibrium” in opposition to what they called the “phyletic gradualism” of Darwin’s
tradition. 12 According to Eldredge and Gould, species change does not happen through the slow
work of natural selection, but occurs rather suddenly in geological time. The great American
biologist Lynn Margulis (and you really should all read her if you haven’t already) added her own
theory of sudden change to the mix, through the idea that evolution occurs through symbiosis
between previously separate life forms. 13 We could also add Thomas Kuhn’s theory of science as
consisting of punctuated “paradigm shifts” rather than gradual and cumulative triumphs of
rationality. 14 And if architecture is more your style (and I had to learn it on the fly when hired by
SCI-Arc eight years ago) we can also speak of the dispute between the jarringly discontuous
architecture of the 1988 Deconstructivism show a the MoMA in New York, and the 1993
Niles Eldredge &amp; Stephen Jay Gould. “Punctuated Equilibria.”
Lynn Margulis, Symbiotic Planet.
14
Thomas Kuhn, The Structure of Scientific Revolutions.
12
13

5

�appearance of a countercurrent in favor of smoothness and continuity in architecture: inspired by
the philosopher Gilles Deleuze, and especially visible in the style of Zaha Hadid. 15 In fact, scratch
the surface of any intellectual conflict, and you are likely to find some version of the dispute
between the continuous and the discrete. To understand why this topic matters, there is no better
place to turn than Aristotle’s own works.

Aristotle on the Continuous
Aristotle develops his idea of continuity through a critical assessment of Anaximander’s apeiron,
which refers to the cosmos as a single indeterminate whole, a boundless expanse without qualities or
parts. Aristotle rejects this by noting that nothing is ever just one: does the apeiron not even have a
size or shape? If it does, then its size and its shape are something in addition to its unity. Consider the
following simple case, using a number other than one. If I say there are five apples and five bananas
sitting on the kitchen counter, the number five is the same in both cases, though of course the
apples and bananas differ greatly from each other in qualitative terms. Apples are round and red,
bananas are oblong and yellow, just to start. The quantity also tells us nothing about the condition of
the fruit: whether it’s underripe, ready to eat, or already blackened or oversoft. If we turn our
attention to a single banana, it’s fine to say that the banana is one thing, but only if we recognize that
this same banana also has hundreds, perhaps thousands of qualities (yellowness, oblongness,
curvature, etc). This means that while the banana is one thing, it is also many when viewed from the
standpoint of its qualities. As trivial as this may sound, it eventually becomes an important point for
Leibniz in Monadology §8, and Leibniz will become important for us tonight as well. 16

15
16

Philip Johnson &amp; Wark Wigley. Deconstructivist Architecture; Gilles Deleuze, The Fold.
G.W. Leibniz, Philosophical Essays, p. 214.

6

�In the days before subatomic particles were discovered, it was thought that atoms were
indivisible: pure units without parts. But in 1897 J.J. Thomson discovered the first subatomic
particle: the electron, known for its tiny mass and negative electric charge. In 1911 Ernest
Rutherford discovered that atoms are not uniform, but have a tiny nucleus made up of protons,
which are much larger than electrons and have a positive charge. In 1932 James Chadwick
discovered the neutron, which is essentially just a proton with a neutral rather than positive charge.
Then in 1964 it was theorized independently by Murray Gell-Mann and George Zweig that even
protons and neutrons are made up of smaller particles, called “quarks,” whose existence was
experimentally proven in 1968. Hence we no longer say that atoms are the smallest unit of nature,
but can say instead that physical matter is made of quarks and electrons.
This bit of recent scientific history would not have bothered Aristotle at all, since of course
he didn’t believe in the existence of uncuttable atoms anyway: as we know, the word atom literally
means that which cannot be cut. And we know that Aristotle thought matter to be continuous,
meaning that it can be cut into smaller and smaller pieces as far as we wish, without ever reaching
some ultimate, uncuttable unit. If he were alive today, he would presumably think that both quarks
and electrons could still be divided into smaller units ad nauseam.
At any rate, Aristotle did not embrace the idea that the apeiron could be one in the sense of
being purely simple and without parts; as we have seen, nothing exists that does not have multiple
qualities. Yet he did accept the idea of the continuum, referring to a continuous stretch of anything
that can be divided infinitely downward as far as we please. In his own words: “the continuous is
divisible without limit.” 17 This is obvious enough in the case of the number line, which contains as
many numbers as we want it to have: there is no obstacle to our putting hundreds or even millions
of numbers on the line between the neighboring integers 1 and 2. But this seems to mean that every
17

Aristotle, Physics, p. 4.

7

�continuum is always multiple, not one, which seems contradictory. This multiplicity of the
continuum had already caused problems in the eyes of Zeno of Elea, since it entailed that there are
infinitely many points between any two given points, leading him to reject the existence of motion.
For Aristotle, by contrast, the reality of motion had to be protected at all costs, since his entire
philosophy is in some sense designed to explain motion.
Be that as it may, he doesn’t discount the idea of an unlimited apeiron as simply false. He
does think this concept is sometimes useful, because if we decide that the unlimited doesn’t exist, he
says, then “many impossibilities result,” just like when “we posit that it does exist.” 18 In particular, if
we deny the existence of the unlimited, Aristotle thinks that three impossible consequences follow.
First, there will be “a start and an end of time.” Second, magnitudes, or quantities will not always
“be divisible into magnitudes” in their own right. And third, “number will not be unlimited.” 19 Since
all of these points are interesting, let’s take them one at a time.
The first impossibility is that without the unlimited, there will be “a start and an end of
time.” Aristotle’s shock at this notion is always difficult for us moderns to grasp. Both our
monotheistic religions and our state-of-the-art Big Bang astrophysics tell us that the universe was
created at some point in time, and will come to an end at some later point in time. But of course that
is not Aristotle’s conception of the world. As he sees it, there has always been time and always will
be time. It is worth recalling that he does not think the same about space. In his view, space only
extends as far as the outermost sphere of the heavens: namely, the rotating spheres where premodern physics said that all the stars were located, moving around the earth in unison at a distance
further from us than the planets. 20

Aristotle, Physics, p. 45.
Aristotle, Physics, p. 49.
20
On the modern replacement of this theory see Alexandre Koyré, From the Closed World to the Inﬁnite
Universe.
18
19

8

�The second impossibility concerns magnitudes, or quantities. Take any number: four, for
example. We can slice four into a pair of twos or into four separate ones. But we don’t have to stop
there. We can cut up the ones into ever-tinier fractions, meaning that our original number four can
be carved up into as many smaller units as we wish. Given this ability to keep dividing things into
ever-tinier components without end, something like the unlimited must exist. Without it we would
eventually arrive at the ultimate smallest units of mathematics, which do not exist. Aristotle’s view is
that this is true not only of number, but also of time, space, and matter. All of these are examples of
continua, meaning that they can be split into pieces as small as we wish without ever arriving at a
smallest part.
From this endless division of numbers into smaller parts, we advance to the third
impossibility, which concerns the increase of numbers through addition. I was just a small child
when my mother taught me how to count to 100; I remember becoming discouraged and starting to
cry somewhere in the low seventies, thinking that we would never reach the goal. While for many
children 100 symbolizes an immense quantity of anything, it’s obviously a paltry sum compared with
numbers used even for everyday purposes, such as financial transactions, and that’s to say nothing of
higher mathematics. Indeed, just a few years after my traumatic march to 100, I took childish delight
in imagining ever larger numbers, simply adding zeroes and other digits to an initial numeral, or
engaging in mental exploits of repeated doubling or tripling. Such cases show that the limitless must
exist, since otherwise we would eventually arrive at a highest number and not be able to go beyond
it. Note that this cannot be refuted simply by saying “infinity.” For one thing, infinity is technically
not a number. For another, the mathematician Georg Cantor proved in the nineteenth century that
there are infinitely many different infinities, all of different sizes. 21

21

Georg Cantor, Contributions to the Founding of the Theory of Transﬁnite Numbers.

9

�At first glance, Aristotle’s points about division and addition might seem to be the same. We
can divide any number into as many pieces as we like, or add to any number as much we like; both
procedures have no limit other than personal patience. But Aristotle notes a crucial difference
between them. 22 In the case of division the total amount is already contained in the starting point,
while in the case of unlimited increase it is not. To give an example, when we take the number four
and begin cutting it indefinitely into tinier pieces, we never get beyond the four that we already had
at the start; we are merely subdividing an already known quantity, no matter how minutely we
explore its interior. Yet when we play the reverse game of increasing the number four as far as our
imagination will take us, we immediately get beyond four and even reach numbers absurdly greater
than our initial one. The unlimited cannot be some greatest encompassing cosmic whole, since for
every quantity, no matter how large, there is always a larger one. In other words, there is no infinite
container that holds everything, but every finite amount of matter, number, space, and time contains
an infinite amount of increasingly tiny units inside itself. This is one of my favorite counterintuitive
points in the Physics.
Yet by conceding the existence of limitless divisibility, Aristotle seems to have fallen directly
into Zeno’s trap. It is impossible to reach the dorway, since between us and the door there exists an
infinite number of halfway points; it is impossible for Achilles to pass the turtle in a footrace, since
whenever Achilles runs to where the turtle was, the turtle will have run some incresaingly
infinitesimal distance past that point. Zeno’s underlying point is that if space is infinitely divisible
then motion will be impossible, since we cannot possibly move through an infinite number of
points. The problem is that Aristotle also holds that space is infinitely divisble, which seems to
commit him to the impossibility of motion as well. Of course, we know that Aristotle has a strategy
for escaping this predicament, and it is one of the keys not only to his Physics, but to his philosophy
22

Aristotle, Physics, pp. 52-53.

10

�as a whole. This involves his distinction between the actual and the potential, one that is familiar to us
today from everyday language and experience.
The classic example is the celebrated acorn: it is an actual acorn but a potential oak tree,
meaning that its acorn-qualities right now are not the full story of its reality. Although an acorn is
not currently an oak tree, and a kitten is also not currently an oak tree, the status of “not being an
oak tree” is obviously different in the two cases. We can think of the acorn as a repository of forces
not currently expressed, but that might someday shape it into a lofty, sturdy oak; a kitten,
presumably, will never grow into an oak tree without horrific genetic manipulations that lie beyond
the scope of present-day science. The same holds for a human infant who is capable of very little at
present, but might someday lead a large bank or artificial intelligence laboratory, or perhaps a street
protest against these same institutions. Likewise, there is the infamous San Andreas fault, not far
from where I live. Although quiet at this moment in 2024, the fault is likely to be the site of a major
earthquake at some point in the next fifty years, presumably causing widespread destruction.
Ultimately, what Aristotle is after with his discussion of the actual and the potential is an
account of motion, which he famously defines as the activation of what is potential insofar as it is
potential. 23 When an acorn grows into an oak tree, this involves the activation of what used to
potential in the acorn, whereas the kitten had the potential to be an oak. As another example,
consider a piece of bronze sitting on a worker’s table in Athens. We can say that it is actually bronze
and actually located in Athens rather than somewhere else. Hence there is no way to actualize its
bronzeness and its presence in Athens, since both of these are already accomplished facts, not future
possibilities. If we want the bronze to change in some way, we need to draw on its potentiality rather
than its actuality. In this spirit, we can say that the bronze is potentially a sword and potentially
located in Miletus, and if we have the proper metal-working skill and means of transportation, we
23

Aristotle, Metaphysics, p. 189.

11

�can actualize these potentials. For Aristotle, the activation of potentials is what motion means.
However, we need to keep in mind that for Aristotle “motion” refers to any sort of change, whether
it be an acorn growing into an oak or a person becoming old and tired. It is not like modern physics,
where “motion” refers exclusively to the movement of objects in space. This difference between
potential and actual has a good case to be called the center of Aristotle’s philosophy. At one point
he even describes being not as unified, but as “twofold.” As he puts it: “Everything changes from
what is potentiality to what is actively.” 24
On that note we return to Zeno’s paradoxes, which Aristotle addresses by way of his
actual/potential distinction. Zeno is correct, Aristotle says, that it would be impossible to reach the
doorway if we actually had to pass through an infinite number of points in between. Our movement
to the door would not be continuous and eventually successful, but would “come to a standstill,”
since we could never even reach the next point on our way to the door, let alone the door itself. 25
There is no “next” point, after all, since between where we are and even a close nearby point there
are infinitely many other points in between. The reason motion really does occur is that the path
from our current position to the doorway is not actually made of an infinite number of points, but
only potentially so. 26 (VIII.8) In other words, splitting any length of space into separate points is
something we do as a kind of mental exercise; it does not really govern our motion in space. This
means that Zeno’s examples fail.
The so-called paradox of the arrow is another of Zeno’s most famous, and Aristotle
challenges this one as well. Imagine that an archer fires an arrow directly at a target. Obviously, the
fired arrow always appears to be moving. But if we closely consider any particular moment of its
flight, the arrow must be in some definition position, which means that it is motionless in that point.
Aristotle, Metaphysics, p. 199.
Aristotle, Physics, p. 164.
26
Aristotle, Physics, p. 164; emph. added.
24
25

12

�But if it is always motionless at any given moment, how can it also be moving? Predictably enough,
this leads Zeno to claim that the arrow does not actually move, and that (once again) all motion is
just an illusion generated by our senses. Aristotle rightly notes that this argument relies on a
questionable assumption. Namely, the arrow paradox “results from assuming that time is composed
of nows.” 27 In other words, Zeno reasons that in any distinct temporal instant, the arrow must
occupy some definite spatial position. But Aristotle does not think that time is made of distinct
instants, any more than he thinks a line is made of indivisible points. Euclid’s geometry would later
define a point as “that which has no part,” and beyond this, we already know that no matter how
closely we place two points together, we can always add an unlimited number of additional points
between them. 28 This is why Aristotle contends that the same principle applies to time and space,
not just magnitude. 29 In the case of the arrow paradox, there is no definite number of moments
between the time the arrow is fired and the time it strikes the target. No two nows can be
contiguous for the same reason that no two points on the number line can be: we can always add
another now between any two nows that seem to be consecutive.
Aristotle makes some additional remarks about time in much the same spirit. Since he views
time as a continuum, there can be no definite “now” in which something begins to happen. The
moment of falling in love or turning toward the dark side can never be pinpointed exactly, for the
simple reason that nothing in time can ever be located in a single instant. He also makes the crucial
point that our sense of time is rooted in our observation of change. As he notes, “when we
ourselves do not change in our thought or do not notice that we change, then it does not seem to us
that time has passed.” 30 (IV.11) This is important because many philosophers seem to think of time

Aristotle, Physics, p. 120.
Euclid, The Thirteen Books of the Elements, p. 153.
29
Aristotle, Physics, p. 102.
30
Aristotle, Physics, p. 76.
27
28

13

�as something like a wind tunnel: as if it were a disembodied force that caused things to change, when
it is really just our way of measuring change.
To repeat, if there were truly an infinite number of halfway points between me and the door,
Zeno would be correct: not only could I never reach the doorway, I could never move at all. For
there would be an infinite number of halfway points between my current position and even a close
nearby point. Aristotle’s response was that only in a derivative way can we conceive of space as
made up of distinct parts: the continuum is actually one, but potentially many. From an Aristotelian
standpoint, Zeno’s paradoxes pose no threat to the existence of motion. By introducing his concept
of potentiality, Aristotle has no need to say that the continuum actually has an infinite number of
parts to it. It is enough to say that we can potentially divide the continuum into as many pieces as we
please: in our minds, that is. But the world in which motion takes place is continuous, unfolding
over undivided stretches of space. If I want to walk to the door, I simply walk to the door. There is
no actual infinity of points I must cross in order to do so. The shift from Zeno’s to Aristotle’s
understanding teaches us that motion is real. This means that Aristotle’s extensive physics of motion
(which includes all forms of change, not just physical movement) is able to get off the ground. As
we know, it would become an extremely useful tool not only in the ancient world, but also in early
Islamic civilization and then in Medieval Europe, before being rejected decisively by seventeenthcentury physics.

Aristotle on the Discrete
Looking back on the pre-Socratics, we can see that their apeiron counts as a continuum, even though
the pre-Socratics never explicitly defined it that way. Like the number line, it is boundless, in the
sense that it extends without limit in every direction, and also consists of no definite number of
parts. How, then, can we move from the boundless apeiron to the multitude of individual beings we

14

�see all around us? At least two pre-Socratic thinkers offered origin stories in which the apeiron was
broken up into countless pieces. 31 According to Pythagoras, the apeiron inhaled the void, leading to
something like tiny bubbles or vacua separating parts of the apeiron from each other, yielding what
we know today as individual things. Anaxagoras gives us a different version, in which nous or mind
caused the apeiron to rorate so rapidly that it vibrated excessively and finally broke into tiny pieces:
the homoiomeraeiai. In those pre-Socratics who believed in the apeiron were adopting a basically
continuous model of reality, while those who believed instead in ultimate physical elements (whether
water, air, number, atoms, or four separate elements) were advocates of a discrete conception of the
world. Aristotle is the first person we know of who divided them into these two groups: a decision
probably motivated by his own joint fascination with the continuous (the Physics) and the discrete
(the Metaphysics).
Speaking of the Metaphysics, potentiality and actuality also continue to play an important role
in this work, though a different one. Aristotle is quick to inform us that the question here is no
longer about objects being unable to move through an actual number of intermediate points. The
important issue in the Metaphysics is qualitative change. Namely, if an object were nothing more than
its current, actual state, it would never be able to change at all; potentiality is therefore needed as the
engine of all transformation. Of course, this is not an imaginary concern aimed at a straw man
opponent: Aristotle was engaged in dispute at the time with a rival philosophical school, the
Megarians, who held that a thing is no more than its sum total of current activities. The Megarians
were named after their small home city of Megara, which still exists to the west of Athens today. The
leader of the school was one Euclides, a former student of Socrates. Aristotle summarizes their
doctrine in the Metaphysics as follows: “someone who is not building is not capable of building, but

31

See Eduard Zeller, Outlines of the History of Ancient Philosophy.

15

�someone who is building is capable if and when he is building, and similarly in the other cases.” 32 In
simpler terms, no one is a house builder unless they are building a house at this very moment. But
Aristotle is unconvinced. He complains that according to the Megarian teaching, when someone
stops building, “he will not possess the craft,” meaning that they will no longer be builders once they
stop, or even while they take a lunch break. But this is absurd, because “if he starts again
immediately, how will he have learned again how to make use of this craft?” 33 In other words, there
is a big difference between a master house builder who currently happens to be asleep, and those of
us who are awake and may even have tools in our hands, but have no idea what to do in order to
build a house.
Far from being an outmoded way of thinking, the Megarian approach is tacitly adopted even
by some recent authors. A good example is my late lamented friend, the French philosopher Bruno
Latour. The method he helped develop for the social sciences is called Actor-Network Theory; it
maintains, like the Megarians, that everything is equivalent to its sum total of actions here and now. 34
As Latour puts it, objects (which he calls “actors”) can only be defined by their actions. There is no
other way to define an action than by asking what other actors it modifies, transforms, perturbs, or
creates. 35 A thing is the effects it has on other things, and nothing more. In this way, Latour and his
colleagues devised a technique for analyzing any situation by focusing on what things do, rather than
getting lost in speculation about what their hidden properties might be. And as a method for the
social sciences, it has yielded many fruits.
One of these fruits is that Latour is able to attack theories that try to explain reality with such
fuzzy abstractions as “Science,” “Society,” or “Capitalism.” Instead of these terms, the Actor-

Aristotle, Metaphysics, p. 145.
Aristotle, Metaphysics, p. 145.
34
Bruno Latour, Reassembling the Social. For an admiring but critical commentary see Graham Harman,
Prince of Networks.
35
Bruno Latour, Pandora’s Hope, p. 122.
32
33

16

�Network theorist tries to look more concretely at what every human and non-human actor is doing
in a given situation. For instance, the French historian Fernand Braudel (much admired by Latour)
writes a history of capitalism that does not take this economic system for granted, but actually looks
at the European development of local markets into regional markets, regional markets into national
ones, and finally national markets into international monopolies. 36 When one thing transforms into
another, Latour insists that we explain each step, and not just say that the later ones existed in
advance in the earlier ones. We cannot say that a cake is “already there in the recipe,” since from raw
ingredients to the final cake there are a number of steps that must be properly executed, and these
must be specified. We could certainly call the ingredients “a potential cake,” but for Latour this idea
of potentiality risks intellectual laziness. He would agree with the Megarians that we should focus
solely on actual things and what is needed to turn them into different things. And in the case of the
house-builder discussed by the Megarians, Latour would surely agree that a house-builder is simply
whoever is building a house at this very moment. 37
Aristotle counters such ideas by insisting that if everything were completely actual, then
nothing could ever change. At the moment of writing these words I was typing on an Apple
MacBook Air computer while sitting at our dining table in Long Beach, California. Yet this is no
longer the case. I am now on a journey into my distant undergraduate past in Annapolis. Forty-eight
hours from now I may be at the supermarket in Long Beach instead. Aristotle would say that all this
is possible only because I have the potential to change my current situation; without such potential, I
would have been forever frozen in the act of sitting at home and typing.
In similar fashion, a happy person is potentially sad, and a dusty little pearl-fishing village
called Dubai was potentially a wealthy world metropolis, which is exactly what it became. These
Fernand Braudel, Civilization and Capitalism, 3 vols.
For another interesting defense of the Megarians see Nicolai Hartmann, “The Megarian and the Aristotelian
Concept of Potentiality.”

36
37

17

�scenarios are not properly accounted for by either he Megarians or Latour. We surely all remember
the difference between potential energy and kinetic energyfromn high school physics: whenever
something occurs in the world, it is because one or more entities were previously in a position to
make it happen before it actually did. A vase was stationed precariously on a windowsill ten floors
above the sidewalk and thus it was able to fall in a strong wind; an athletic young girl had abundant
energy stored in her muscles and for this reason was able to climb the tree in front of the school.
I’d like to lay special stress on Aristotle’s passion for movement and change since, in recent
decades, his theory of enduring individual substances has unfairly earned him the reputation of a
boring philosopher of stasis. He warns us against a tendency that is still widespread today: the
frequent proclamation that “everything is in flux,” all is changing constantly, nothing remains the
same. Aristotle responds that this statement isn’t quite true, since nature contains rest as well as
movement. Just as importantly, change in nature is not usually gradual or continuous: if a stone is
worn away by a river, this happens in jumps rather than continuously. That is to say, a stone being
worn away in a river does not lose the same number of particles in every second; instead, sometimes
nothing changes, but all of a sudden a significant piece of the stone is broken away. Likewise, when
we read Edward Gibbon’s great multi-volume work on the decline and fall of Rome, we do not find
an equal amount of Roman decline on every page; there are specific moments in Gibbon’s history
where decay is unusually rapid or severe, and others in which it is even reversed for awhile. 38 The
renewed embrace of radical flux and flow in recent philosophy has unjustly diminished Aristotle’s
reputation as an innovator. But he is nothing if not a philosopher of movement.

Substance

38

Edward Gibbon, The Decline and Fall of the Roman Empire, 3 vols.

18

�Alongside his insights about motion, what Aristotle has to say about primary substance, prote ousia,
discrete individual entities, is of equal interest. Of the two groups of pre-Socratic thinkers, those
who focused on ultimate physical elements (water, air, atoms) were downward reductionists who
dissolved everything into its smallest pieces. While it can be very useful to know what something is
made of, this can also lead us to overlook important features of the original substance. For instance,
we know that water both puts out fires and quenches thirst, though neither of these capacities are
found in its smaller ingredients, hydrogen and oxygen. I call this form of reduction “undermining,”
since it dissolves individual things in favor of their smaller components or perhaps their causal
backstories. 39 Later in ancient Greek philosophy we find the Sophists, frequently attacked by
Socrates and Plato. One of them, Protagoras, is famous for saying that “man is the measure of all
things.” This amounts to the upward reduction that I all “overmining,” since it shifts attention from
the inherent constitution of things to the question of how these things affect the human mind, or
possibly how they affect everything else, as in Latour’s Actor-Network Theory. The right way to
avoid these two extreme methods is to focus on things that are neither the smallest nor the largest
components of the cosmos, and this is exactly what Aristotle does. For this reason he is often
mocked as being obsessed with “mid-sized everyday objects,” though we can easily turn this formula
against his critics by saying that they are obsessed either with “tiny-sized physical objects” or “largesized cosmic wholes.” Medium-sized things also have an important place in philosophy.
Like most trailblazers, Aristotle is sometimes inconsistent about his central topic. In the
Metaphysics he not only asks the question “What is substance?” at least five times, but gives slightly
different answers in each case. At times he insists that nothing is more a substance than anything
else: the sun is more powerful and durable than a dragonfly, but the dragonfly is just as much a
dragonfly as the sun is the sun, and hence they are equally substances. At other times he speaks of
39

See Graham Harman, “Undermining, Overmining, and Duomining.”

19

�substance in the comparative terms of one thing being “more” or “less” substance than another. For
instance: “substance seems to belong most evidently to bodies. That is why we say that animals and
plants and their parts are substances, and also natural bodies, such as fire, water, earth, and each
thing of this sort.” 40 Later he stresses that whatever is natural is somehow more substance than a
table or anything else put together by human artifice. For Aristotle, substance means many things. It
is a unity over and above the sum of its parts; it is a somewhat inscrutable thing which can never be
adequately defined in words, since things are concrete while definitions use universals; it has the
capacity to have opposite qualities at different times; and it has abundant reserves of currently
unexpressed potential. But perhaps most importantly, the concept of substance is needed in order to
ensure that the discreteness of reality is taken just as seriously as its equally real continuous
character.
According to Aristotle, “everyone” in his time agrees that earth, water, fire, plants, and the
sky are substances. So too are “bodies in general and the things composed of them, both animals
and divine beings, and the parts of these. Each of these is said to be a substance because it is not said of
an underlying subject but rather the other things are said of it.” 41 (Delta 8) The grammatical differene between
nouns and adjectives make this easy to understand. We say “the car is green,” not “the green is car”;
this shows that we recognize the car as the underlying substance and its color an accidental quality
that can be modified if we wish. While some have criticized Aristotle for assuming that the structure
of language is an accurate guide to reality, he is certainly correct that the car appears to us as a more
robust thing than its green color. Normally, we do not see enduring colors taking on the form of
different objects, though it is quite common for objects to change color.

40
41

Aristotle, Metaphysics, p. 105.
Aristotle, Metaphysics, p. 79; emph. added.

20

�Furthermore, just as we saw in the case of the apeiron, an object cannot simply be one, since it
will always have multiple qualities; yet a substance must also be one so as to unify its many qualities.
As Aristotle puts it: “of all things that have several parts and where the totality of them is not like a
heap, but the whole is something beyond the parts, there is some cause of it.” 42 By way of example,
he notes that a “syllable is not its phonetic elements, BA is not the same as B and A, nor is flesh fire
and earth. For when they –for example, the flesh and the syllable– are dissolved they no longer exist,
whereas the phonetic elements do exist, and so do the fire and the earth.” 43 Though we no longer
share the widespread ancient Greek view that fire and earth are indestructible physical elements, we
can still take his point that the whole is something more than its sum total of parts.
Despite its unity, a substance must always be composite as well: not only in the qualities it
possesses, but also in the parts of which it is formed. In this way Aristotle brushes against the later
notion of emergence. 44 Although a substance has parts, it is not reducible to them, since otherwise it
would be a mere collection rather than a unified substance. If someone tried to name a new
substance composed jointly from France, red pepper, and the music of Mozart, we would quickly
conclude that these three random objects do not form a unified substance with emergent properties
of its own. It is rather different if we list water, tomato paste, kidney beans, and spice: in this case we
are inclined to say they are unified in the substance “chili.” Although Aristotle surely would not
recognize chili as a substance, I am inclined to do so, given that chili has a certain je ne sais quoi not
found in its ingredients when taken in isolation. And conversely, the ingredients should also be
treated as substances, since of them has an independent reality that is not entirely transformed the
chili as a whole.

Aristotle, Metaphysics, p. 141.
Aristotle, Metaphysics, p. 132.
44
See Manuel DeLanda, “Emergence, Causality, and Realism”; Niki Young, “Object, Reduction, and
Emergence.”
42
43

21

�But we have just touched on an interesing problem. For is it really the case that the various
ingredients of a whole both retain their independence and simultaneously belongs to the larger
substance of which they are ingredients? For example, if a berry bush is a substance, then is each of
the individual berries also a substance? In one passage Aristotle does say that the parts of animals
and plants are substances just like animals and plants themselves. 45 But a more characteristically
Aristotelian answer comes when he says “it is only when the whole has been dissolved” that the
parts can exist as substances in their own right. 46 In terms of our example, this means that individual
berries are not substances unless they are picked. Until that occurs, they are only “potentially”
substances, since they remain subordinated to the unity of the plant as a whole, which is considered
the only substance on the scene until berry-picking occurs. Quite aside from berries, it is easy to see
why Aristotle might think that a liver or kidney could be treated as part of a unified human
substance, and might think as well that these organs only become independent in cases where overall
bodily function breaks down. Organ transplants were unknown in his time, but familiar to us today:
a healthy organ is removed from a deceased donor and shipped elsewhere to be transplanted into a
needy recipient. During its period of transit from one body to another, the organ could easily be
viewed as an independent substance. Since Aristotle would make the same point for the parts of
plants, we can see his willingness to think that the status of “substance” is always temporary and
contingent.
As mentioned, Aristotle has a tendency to favor nature as the ultimate authority on what
counts as a substance and what does not. Berries may exist as substances once they are picked, but a
raspberry pie could never count for Aristotle as a substance, given his general suspicion of artificially
produced things. In our own time, we are less likely to share his prejudice in favor of nature. Today’s

45
46

Aristotle, Metaphysics, p. 105.
Aristotle, Metaphysics, p. 82.

22

�world is brimming with artificially produced objects that nonetheless behave like substances:
chemical molecules synthesized in laboratories as in the case of medical drugs, important
“transuranian” elements such as plutonium that are rarely found in nature, not to mention airplanes,
cars, drones, robots, and medical prostheses, along with the European Union and the International
Olympic Committee. The fact that complex machines do not occur naturally in forests does not
automatically entail that coffee grinders are less deserving of the name “substance” than
strawberries. This is especially clear once we recall the centuries of careful breeding and fattening
needed to produce the highly edible, but perhaps more tasteless bright red strawberries we purchase
in supermarkets today.
In our own time, when natural science is usually viewed as the gold standard of knowledge, it
might seem antiquated that Aristotle praises philosophy as the superior discipline. The reason he
gives (despite his own scientific accomplishments) is that only philosophy is concerned with
substance. I take his point to be as follows. Given that substance is what endures despite all changes
in it qualities, and given as well that we cannot define any substance in words, there is something
elusive about it that makes it difficult to measure adequately or paraphrase in exact prose language.
That makes substance a good match for philosophia, which is always the love of a wisdom that can
never fully be had rather than a direct form of wisdom itself. By contrast, the natural sciences will
always favor that which is more tangible and directly discernible; substance itself is neither of these
things, but is somehow deeper than all its visible or testable features. The adoration of precise
quantitative measurement in the sciences is one of the reasons modern thought dismisses
Aristotelian substance as outmoded, or as not very useful. But how might this dismissal be reversed
if we increase our awareness that knowledge is not the only form of human cognition? There are
really only two kinds of knowledge, in the end. If someone asks us what something is, we can either
tell them what it is made of (which amounts to undermining), tell them what it does (which amounts

23

�to overmining), or tell them both at once (which I call “duomining,” a term borrowed from the
credit card industry, where it has the appropriately sinister meaning of data-mining and text-mining
someone simultaneously). Some social networks can predict with 90 percent accuracy where you will
be tomorrow, and some credit card companies have algorithms that use changes in spending
patterns to predict divorce several years in advance. All of this is knowledge. But a full picture of
human cognition requires knowledge to be supplemented with philosophia, aesthetic sensibility,
practical know-how, political instincts, personal empathy, and what psychoanalysis calls the “truth”
of symptoms, along with other intuitions and skills. The fact that some things exist only in shadow
does not make them less real than the things that sit in direct sunlight.
None of this means that we need to agree with Aristotle’s own hierarchy, which places
philosophy on top of science. I for one do not agree, just as I would not agree that a globe of the
earth is “better” than a street map of Los Angeles; obviously, which of the two is better depends on
what you are trying to do. But present-day society is so enamored of the exactitude, the concrete
achievements, and even the monetizable industrial results of natural science that philosophy has
reached something close to the historical low point of its prestige. This can be seen from the fact
that so many present-day philosophers try to be recognized as “scientific” in their thinking, while
few scientists aspire to be called philosophers anymore, unlike in previous centuries.
Although it is often assumed inc ontemporary philosophy that Aristotle’s theory of
substance is dated, it does have many powerful features. Some present-day philosophies wish to
treat substances (or discrete objects more generally) as nothing more than arbitrary chunks torn out
of a primal whole by the human mind alone, as if the world really were just a continuum. 47 Yet this
position contradicts itself by assuming in advance that the mind is independent enough from the
whole to be able to perform the work of creating individual things from whole cloth: in other words,
47

See Thomas Nail, Being in Motion; Thomas Nail, “Is Nature Continuous or Discrete?”

24

�there are no specific objects unless a human mind is there to produce them. These contemporary
theories are actually traceable to Anaxagoras, and his view that a powerful mind causes the whole to
rotate, vibrate, and shatter. But who uphold such views need to explain how, in a supposedly unified
cosmos, the mind was different enough from this unity to be able to produce the discrete in the first
place.

The Problem of Interface
To summarize, Aristotle views time, space, motion, and number as continuous, but substance and
qualitative change as discontinuous. This leaves us with the question of how these two domains
could ever interact, since otherwise they would represent two separate and parallel worlds with two
different sets of rules. In a world of perfect continuity, individual substances would exist only as
delusions of the senses, which is precisely what Parmenides and Zeno thought. And in a world of
perfect discreteness, nothing could interact with anything else: everything would remain isolated in
its unique individuality, which is precisely why Leibniz said monads (his name for substances) have
no windows, and why he called upon divine intervention as the only possible solution for how his
monads could communicate. 48
If two things are continuous, this means that they blend into one; if two things are separate,
this means they do not touch at all. What interests us, and certainly interests Aristotle as well, is the
intermediate case where two object touch without blending together. Aristotle’s term for this middle
case is “contact,” a concept he never sufficiently develops. The problem is knowing exactly where
contact occurs. Of course, common sense sees no problem here: I am a substance, my friend is a
substance, and it is easy for us to make contact simply by shaking hands. But difficulties soon arise.
For one thing, I am not the same as my hand and my friend is not the same as his hand, since in
48

G.W. Leibniz, Theodicy.

25

�both cases the hand is merely part of each of us. Thus we could say no more than that shaking
hands is merely a contact of hands, not of people, and then we would need to know how a part of
me (like my hand) can have any effect on me as a unified being.
Beyond that, we cannot even say that the two hands touch while shaking. After all, the hands
do not meet in some sort of obscene total surface contact, but only at a limited number of points
along the outer layer of skin, so that now we need to know how those limited points on the skin are
able to affect the hand as a whole, and so on. The contact between two things is more problematic
than the physical assumptions of everyday life would lead us to believe. Descartes faced an
analogous problem when trying to determine where his two finite substances (mind and body) could
possibly meet. His theory was that the soul is contained in the pineal gland of the brain, whose
function was then mysterious, though today we know it to produce melatonin. 49 Although
Descartes’s solution was wrong, he was perfectly right to ask how two totally different kinds of
things could ever meet. What, in the end, is contact? This is what the problem of interface means.
It is interesting to note that a similar problem arises in a philosopher not often associated
with Aristotle: I speak of Henri Bergson in France. Much like Aristotle, he too faces the problem of
how the discrete and the continuous could somehow interact. For Bergson, the first term of the
duality is inner experience, also known as endured time, or durée, which is qualitative and continuous:
in short, the swirling realm of his wife’s cousin, Marcel Proust. 50 The second and opposite term is
the realm of what Bergson calls space, characterized as quantifiable and made up of discrete points
and discrete entities. For Bergson, the interface between these two opposites takes place along a
one-way street. For it is the flowing inner self of durée that must somehow learn to make contact
with the discrete and quantifiable outside world. In fact, Bergson gives us three separate terms for

49
50

See René Descartes, The Passions of the Soul.
Henri Bergson, Time and Free Will; Marcel Proust, In Search of Lost Time, 6 vols.

26

�this interface: simultaneity, the second self, and endosmosis. But if there is any case in which the
world adapts to us by becoming more smooth and flowing than usual, Bergson does not discuss it,
at least not in his debut book Time and Free Will.

Speculative Conclusion
But now I would like to work towards a conclusion, admittedly a speculative one. One of the
valuable points we can take from the Physics and the Metaphysics is that the continuous and the
discrete both exist; neither can be reduced to the other. This is why the problem of their point of
contact or interface is so important. Two continua cannot make contact, since if they are different
from each other in the first place, then they must make contact at some definite, discrete point of
intersection. Maybe the easiest way to see this is to return to the correspondence between Clarke
and Leibniz, which at least in my time was still on the St. John’s seminar list. 51 Famously, in this
correspondence Clarke defends Newton’s conception of time and space as absolute and empty
containers. Leibniz responds with good arguments, saying (among other things) that it would make
no sense to ask “what if the universe had been created ten minutes earlier?” or “what if the universe
were fifty feet further to the west?” Time and space are not absolute and independent, but must be
interpreted in terms of the entities that fill them. It may have been a losing proposition in the days
of Newtonian hegemony, but following Einstein’s general relativity, and the bending, twisting, and
folding of space by mass, Leibniz looks much better now. His point, at any rate, is that continua
intersect only by way of the discrete elements that fill them. The unified space-time of Einstein and
Minkowski is not a counter-example, since if this unified space-time exists then it is just one
continuum, and attempts to link it with another would still require discrete entities in both
simultaneously.
51

Samuel Clarke &amp; G.W. Leibniz, Correspondence.

27

�Conversely, I would say that two discrete entities cannot touch directly, but can only meet in
a continuous medium. Although it is usually harder to convince people of this second point, I will
explain here why it strikes me as inevitable. First, it is worth remembering that a number of thinkers
across the centuries have recognized that there is a certain danger in speaking of individual things,
since a pure individual would have to be completely cut off from everything else. For two things to
be in relation entails that they are not only individuals. In the 1940s the French physicist Louis de
Broglie, already a Nobel Prize recipient for demonstrating the wave nature of electrons, noted “how
interesting the notion of interaction is, from the philosophical point of view, since it implies a
certain limitation on the concept of physical individuality.” 52 Here he is dipping his toes into deep
philosophical waters.
Unlike de Broglie, there are others who refused to limit the concept of individuality in any
way, and it drove them to a delightfully extreme idea: we know it under the name of
“occasionalism.” Although this term immediately makes most people think of seventeenth century
French Cartesianism, occasionalism actually began in medieval Iraq, through a formerly liberal
theologian named Abu Hasan al-Ash‘ari. His idea was that God is not just the only creator, but the
only causal agent at all. Fire does not burn cotton; God burns cotton. Along with this challenge to
direct causation between worldly beings, al-Ash‘ari also upheld another occasionalist doctrine
concerning time. Namely, time is made of discontinuous instants, with the world vanishing and
being recreated in every such moment. Most people are more familiar with the European variants of
this doctrine in Malebranche, but also in Spinoza, Leibniz, and Berkeley, and again in the twentieth
century with Whitehead. Occasionalism is usually rejected, even mocked today, for its apparently
extrvagant theological solution to the problem of causation. But I would point out that David Hume
and Immanuel Kant are still very much respected mainstream philosophers in our own time, and
52

de Broglie, Continu et discontinu en physique moderne, p. 115. The translation from French is my own.

28

�they simply adopt an occasionalism by other means. Instead of God, the monopoly on causation is
given to the human mind instead. But the real solution should not be taxonomical; we should be
able to account for causation as being indirect but still local.
Yet perhaps you still do not see a problem to be solved. After all, there seems to be no
difficulty in shaking someone’s hand, pushing a car when the engine stalls, trains coupling together
in a railyard, breakfast cereal touching the sides of its box, touching the roof of your mouth with
your tongue, or witnessing inanimate masses that slam together in the asteroid belt. Where’s the
supposed problem? Let’s begin by recalling that modern philosophy has been rich in so-called
“representationalist” theories of truth, referring to the view that when we open our eyes and look at
the world we do not see things, but representations of things. John Locke is one of the most
prominent representationalist philosophers, and Richard Rorty one of the best-known antirepresentationalists. 53 The case for representationalism has numerous detractors, though it is rather
simple: note that while fire is able to burn forests and cook food, fire as an image in my mind cannot
do either of these things. Accordingly, we can think of our relation to the world as an act of
translation, one in which we render the forms of the world in terms that are relevant to humans. But
dogs also see the world in a doggish way, parrots in a way of their own, and so forth. The result is
that no living creature makes direct contact with the world, but only an indirect contact that is
distinct to their species, and perhaps even to each animal individually. All that we encounter directly
is a representation of reality. The German philosopher Markus Gabriel dismisses this as “interface
skepticism.” 54 But many philosophers still defend a representationalist theory, myself included: in my
case for the simple reason that a perfect perception or perfect mathematical of fire is not itself a fire.
Nor can we say that the difference is simply that real fire exists in something calls “matter,” while
John Locke, An Essy Concerning Human Understanding, 2 vols.; Richard Rorty, Philosophy and the Mirror of
Nature.
54
Markus Gabriel, Fields of Sense, p. 14.
53

29

�my idea of fire is a “form” extracted from matter. No one has ever seen or encountered such a thing
as “matter,” except in the relative sense that clay is a kind of matter for making bricks, though
compared with its smaller constituents is form rather than matter. As I see it, the main historical
motivation for theories of matter was to create a neutral medium of support in which forms can
exist and then be extracted by the mind without alteration. I would propose instead that reality is
nothing but forms wrapped in forms, sealed in forms, frozen in forms, and that these forms are
always subject to translation when moving from one place to another.
In any case, if representationalism is true, then it cannot be limited to creatures with minds.
Why not? Because inanimate objects are every bit as finite as humans, even if they are not
“conscious” in the way that animals are. The term “finitude” is used by Martin Heidegger in his
interpretation of Kant, as a way of defending the view that humans cannot touch reality directly. 55
Let’s consider for a minute why finitude is so important. The ecological philosopher Jakob Johan
von Uexküll made a powerful argument that even though all living creatures in a given region share
the same surroundings (Umgebung), they do not share the same environment (Umwelt). 56 This differs
for each creature, depending on its capacities. His most famous example is the tick, that infamous
parasite that falls from trees and sucks the blood of its host; one of them nearly killed my father last
year.
According to Uexküll, the tick’s entire environment consists of just three factors: first, it
senses butyric acid, found in the sweat of mammals, and this causes it to loosen its grip on the tree
and fall onto the mammal; second, it uses its sense of heat to find a place on the mammal’s body
where blood is close to the surface; third, it uses its sense of touch to bite though the skin and suck
the blood of its host. Such limited horizons for this creature! But while humans have a much richer

55
56

Martin Heidegger, Kant and the Problem of Metaphysics.
Uexküll, A Foray into the Worlds of Animals and Humans.

30

�existence than this, we are still confined (as in Kant’s philosophy) to perceiving three dimensions of
space, a linear and irreversible time, and events that have causes rather than appearing at random.
Although many people can be persuaded to accept the theory of finitude in the cases of
humans and animals, they tend to recoil in horror if asked to view inanimate things in the same way.
Am I claiming that stones and dust have minds? But that’s not the point. The point is that nothing
like a “mind” is needed to interact with the world in a finite, limited way. If the tick’s existence
seems sadly limited, try to imagine the even sadder state of a flame when encountering a cotton ball.
The flame is presumably not “conscious,” yet it still interacts with a very limited range of the cotton
ball’s features: namely, the ones that are relevant to the its flammability. In other words, the flame is
still finite rather than infinite in its interactions with the world, just like living creatures. It follows
that no thing makes direct contact with another thing, but only with a restricted sample of its
properties. From this we see that one discrete entity cannot make full direct contact with another; an
interface of some sort must be involved. The same is true of the discrete points placed in a
continuum, such as the numbers on a number line. We can never specify two numbers that directly
touch on the number line, because an infinity of numbers can always be placed between any two
given numbers. Since no two discrete entities can ever touch, they must somehow become continuous in
order to touch.
And here is where the unusual speculations begin. I would say that there are two different
ways in which entities become continuous with each other: let’s call them “exterior” and “interior.”
The exterior way is the one we usually think of. Two things in the world meet and somehow affect
each other, or maybe just one affects the other. I once wrote an article about the grim scenario of a
midair collison between two airplanes. 57 The way I interpreted this event was not in the usual way, as
a physical impact between two independent pieces of material, but as the temporary unification of
57

Graham Harman, “Time, Space, Essence, and Eidos.”

31

�the two aircraft into a single substance. This new substance then had grave downward causation on
its parts before they quickly separated, in new and severely damaged form.
Such downward causation (often called “retroactive causation”) has been explored by such
philosophers as Manuel DeLanda and Roy Bhaskar. DeLanda speaks of the “mechanisms through
which a whole provides its component parts with constraints and resources, placing limitations on what
they can do while enabling novel performances.” 58 Bhaskar, for his part, declares that wholes are
“capable of acting back on the materials out of which they are formed.” 59 This gives us another
reason not to undermine things by dissolving them into their tiniest pieces, since the whole will
always haunt the elements of which it was made. We need only consider that Steve Jobs was one of
the two original founders who built Apple from the ground up, only to see himself fired by the
corporation in 1985. Or think of the way that a bomb (the whole) destroys its components (the
parts). Stephen Jay Gould wrote about the constraints with which organisms try to rule their
component cells, with cancer marking an unfortunate failure of this process. 60
The point of these discussions of downward causation has been to shift our focus to what
happens on the inside of objects I mentioned earlier that Leibniz would become important for us
tonight, and that moment has come. For who has ever given a more serious theory than Leibniz, not
just of how substances seem from the outside, but of what goes on in their interior where all their
perceptions occur. But I am arguing for something a bit different. Let’s say that I perceive a flower.
According to the representationalist theory of truth, it is fair to say that we perceive not a flower, but
a flower-image. The flower may also encounter some oversimplified version of me, but let’s leave
that topic for another occasion. Following the claim about two objects becoming one through
causation (however briefly), both the flower and I the observer are parts of a larger object. In cases
DeLanda, A New Philosophy of Society, pp. 34-35. See also Graham Harman, “DeLanda’s Ontology.”
Roy Bhaskar, A Realist Theory of Science, p. 114. Cited in DeLanda, A New Philosophy of Society, p. 34.
60
Stephen Jay Gould, The Structure of Evolutionary Theory, p. 695.
58
59

32

�of hallucination or severe misperception there would be no real flower to which its image
correspinds, but this also does not concern us at the moment. In any case, I the observer and the
flower-image are both positioned inside the larger object made of us both, as if in the hollow of a
tree or the interior of a building. We can call this interior a “sphere” in tribute to the contemporary
German philosopher Peter Sloterdijk, who built an entire worldview from the notion of isolated yet
interlocking spheres, beginning from the initial mother-child dyad and growing outward from
there. 61 Of course, I do not just encounter the image of a flower in this sphere, but the images of
many things simultaneously: flower, mountain, dog, sunset; this may or may not be a special feature
of living beings, but this topic too must be left for another time. Initially at least, I am just perceiving
these images without anything further happening. We might call this interaction it a modus vivendi, in
the sense of finding a way to get along with something or someone, pending final resolution of
whatever tensions might be present.
Along with Sloterdijk’s term “sphere,” we can also borrow the related term “atmosphere”
from another German philosopher, the recently deceased Gernot Böhme. (Leibniz, Sloterdijk,
Böhme: it’s interesting that so many German names are linked with the interior of entities.) In any
case, atmosphere refers to the general ambience of a situation, as opposed to whatever individual
things might happen to occupy it. 62 Amidst our modus vivendi with numerous images at any given
moment, there is also the more general ambience in which all theae images are bathed. A knife
means something very different in such atmospheres as a supermarket deli, a cutlery store, a stage
play, or a beach. Our immediate contact is not with the knife-image, but with the atmospheric

Peter Sloterdijk, Spheres, 3 vols. His theorization of the mother-child relationship makes it as crucial for
philosophy as Melanie Klein (1882-1960) did for psychoanalysis. See Melanie Klein, The Psychoanalysis of
Children.
62
Gernot Böhme, The Aesthetics of Atmospheres.
61

33

�continuum that allows me to touch that image in differing ways. 63 Here we find the figure-ground
structure of Gestalt pyschology. These opposite terms distinguish between whatever in the visual
field grabs our attention and commands our interest (figure), and the more amorphous remainder
that does not capture our attention (ground). Stated more simply, it is the experience of architectural
interiors, with their dual character as atmosphere and legible surface. What makes this figure-ground
structure so important is that I am a discrete entity and the flower-image is a discrete entity, meaning
(according to the argument of this lecture) that we should not be able to make contact at all. But all
images appear in a more general atmosphere, and this is characterized by its continuity, which serves
as the medium for me to perceive the flower.
But, as mentioned, our modus vivendi with various images is not just an endpoint, but also a
potential beginning. Since we are surrounded by images rather than the things themselves, we seem
to be trapped in a world of phantoms; worse yet, these phantoms might even seem to be nothing
more than “bundles of qualities” (in Hume’s sense) rather than unified images. 64 In other words, we
are usually confined to a literalist world. I take Hume to be the arch-literalist, since literalism is the
attitude of taking a thing to be identical with whatever sum total of qualities it possesses. Strictly
speaking, if an object changes its qualities even a little bit from one moment to the next, it has
become a different object altogether, since the bundle is no longer the same. This was rejected in
advance by Aristotle, with his meditation on substance and accident; Socrates and Socrates sitting
down are indeed the same substance. But it is seldom recognized that it was also rejected by
phenomenology in the twentieth century. Edmund Husserl does not agree at all that an object is a
bundle of qualities: quite the contrary, since a thing can show us numerous adumbrations, qualities,

See also the related notion of “levels” in Maurice Merleau-Ponty, The Visible and the Invisible, p. 114 and
Alphonso Lingis, The Imperative, p. 5.
64
David Hume, An Enquiry Concerning Human Understanding.
63

34

�or profiles while still remaining one and the same object. 65 Stated differently, both Aristotle and
Husserl allow for a dualism of object and quality that Hume could not even consider permitting.
But an even better way to de-literalize the world is seen in the case of metaphor, which I
take to be of the greatest importance for philosophy. When one thing is metaphorically compared
with another, there will of course be some basis in shared qualities, since otherwise we will not
compare them. But there’s more to it than that, since the closer the similarity between two things,
the less likely there is to be a metaphorical relation between them. For example, during the Cold War
NATO used the term “Whiskey Class” to refer to more than 200 Soviet medium multi-purpose
submarines. But the stark similarities between all these Soviet watercraft (the use of diesel-electric
power, the carrying of four cruise missiles) gives us nothing more than a literal comparison; we are
focused on shared bundles of qualities, and solemnly judge that all of the submarines fall under the
Whiskey Class rubric. Conversely, if we compare two random objects with few or no shared
qualities, we will be too confused to have a metaphorical experience: for example, “a jellyfish is like
ten miles of asphalt highway.” Try as we might, it is not very likely that we will be able to mentally
perform this strange hybrid being.
Yet how different things are with metaphor, omne of my favorite being Homer’s “wine-dark
sea.” This cannot be paraphrased as if Homer were saying: “Have you ever noticed that the
Mediterranean is the same color as wine?” That paraphrase would perhaps be false, and in any case
would be rather boring. Instead, the trivial fact of their similar color is used as a pretext to identify
the sea and the wine more generally. We will think of the sea as having a number of other wineproperties: intoxication, danger, and oblivion come to mind, though no metaphor can ever be
exhausted by a prose list of similarities between objects. Note as well that unlike literal statements,
metaphors are irreversible. We can also say “sea-dark wine,” and this too is a metaphor, but not the
65

Edmund Husserl, Logical Investigations, 2 vols.

35

�same one. In the first case we have a sea with wine-qualities, and in this second case we are speaking
of a wine with sea-qualities. In other words, in “wine-dark sea,” the sea is playing the object role, and
the wine is playing the qualities role.
To strip the qualities away from one object and force them onto another necessarily creates a
certain tension. We have a more or less vivid sense of what the qualities of wine are, but no real
sense of what a wine-like sea would be, since it is being produced in this metaphor for the very first
time. This requires an intense personal effort that is usually foreign to literal statements; this effort
draws us into the act of creating a new object in our minds. And since the wine-like sea is so elusive,
we step in and perform it ourselves, as if we were a wine trying to shoulder the burden of sea-like
qualities. We are like method actors pretending to be a rock, a tree, or a mafia don, with the added
complication that we are not just pretending to be the sea, but also a sea with wine-qualities.
The mental effort required to compress the various unspecified wine-qualities into the empty
form of a masean helps explain the more powerful emotions that result from metaphorical
experience than from literal statement: in the metaphor, our entire being is wrapped up in trying to
create the wine-dark sea. In the terms of speech act theory, it is a performative experience rather
than a constative one: a statement that is not a mere description of fact, but one that implicates me
in its consequences. I am no longer the jaded perceiver who places the image of a sea side-by-side
with the image of wine. Instead, I have been causally impacted by my performance of the wine-like
sea. The literalism of my modus vivendi with images has been replaced with with a new version of me,
even if temporarily so. This is the role played by the object/quality polarity that literalism denies.
The philosophy of recent centuries has often asked us to conceive of human beings as
transcending the world around us, rising above it so as to make critical assessments of the world
rather than naively dealing with it. I would say instead that transcendence is the wrong metaphor for
what we do. A better one is to say that we are like moles tunneling through the interiors of objects,

36

�and leaving one only so as to enter another. We are more defined by what we take seriously in our
modus vivendi than by what we rise above. It may seem like we are now a long way from Aristotle, but
it was his great heir Leibniz who drove us more than halfway to where we are now. I now look
forward to discussing these matters with you. Thank you.

37

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40

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                <text>&lt;a href="https://youtu.be/ZDL2_UzYup4?si=6FuJucfv1oAxOri3"&gt;Pursuing the Tiniest Bits of Matter: The Legacy of Democritus from Quarks to Cancer&lt;/a&gt;</text>
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                <text>Video recording of a lecture delivered on October 18, 2024, by Cynthia Keppel as part of the Formal Lecture Series.  &lt;br /&gt;&lt;br /&gt;
&lt;div&gt;
&lt;div&gt;Dr.&lt;span&gt; &lt;/span&gt;&lt;span class="markizagi5dmw"&gt;Keppel&lt;/span&gt;, a St. John's Annapolis alum, leads the Physics Division at Jefferson Labs, where she and her colleagues study the structure and dynamics of the fundamental building blocks of matter. She is both a nuclear physicist and a cancer researcher, with numerous patents and scientific publications across both fields. &lt;/div&gt;
&lt;div&gt; &lt;/div&gt;
&lt;div&gt;Dr.&lt;span&gt; &lt;/span&gt;&lt;span class="markizagi5dmw"&gt;Keppel&lt;/span&gt;&lt;span&gt; &lt;/span&gt;offers the following description of her lecture: "Humans for ages have pondered the question 'what is everything made of?' I will discuss why physicists have for centuries been interested in this question and pursue understanding of the tiniest particles known to humankind, and how an understanding of these particles continues to advance a breadth of human knowledge and endeavor."&lt;/div&gt;
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                <text>Video recording of a lecture delivered on November 8, 2024, by Allen Speight as part of the Formal Lecture Series.  &lt;br /&gt;&lt;br /&gt;
&lt;div&gt;Professor&lt;span&gt; &lt;/span&gt;&lt;span class="markoxbyg8qa4"&gt;Speight&lt;/span&gt;&lt;span&gt; &lt;/span&gt;(SJC Annapolis, 1984) is Professor of Philosophy and Director of Graduate Admissions at Boston University, with a teaching focus on the philosophy of art and culture. Alongside his interest in early art, he has written extensively on Hegel and German Ideology, and is a previous Fullbright Professor of Leuphana Universität Lüneburg in Germany. His most recent book was as co-editor and contributor on&lt;span&gt; &lt;/span&gt;&lt;i&gt;Goethe’s Wilhelm Meister’s Apprenticeship and Philosophy&lt;span&gt; &lt;/span&gt;&lt;/i&gt;(2020).&lt;/div&gt;
&lt;div&gt; &lt;/div&gt;
&lt;div&gt;Professor&lt;span&gt; &lt;/span&gt;&lt;span class="markoxbyg8qa4"&gt;Speight&lt;/span&gt;&lt;span&gt; &lt;/span&gt;offers this introduction to his lecture: "Since the modern discovery of Paleolithic cave art in 1879, scholars have pondered its origin and significance. The remarkable paintings and etchings that line the walls of caves at Altamira, Lascaux and Chauvet and hundreds of other sites around the world prompt both wonder and reflection: what can images produced tens of thousands of years ago tell us about the nature of human making and our responses to it? This lecture will explore a range of philosophical questions posed by early art, including the nature of mimesis, the roles of sight and touch, and the relation between symbol and figurative art."&lt;/div&gt;</text>
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                    <text>The Erotic Theme in Thucydides' Peloponnesian War
Paul Ludwig
Lecture presented at St. John's College, Annapolis
December 5, 2003

Thucydides' account of the war between the Athenians and Peloponnesians is
unromantic. There are a couple of places in the history where matters having to do with
love-or at least sex-pop up. For reasons he leaves us to figure out, Thucydides thinks it
very important that-near the peak of their civilization's development-the Greeks started to
exercise naked, while the barbarians never did. \Vhen we imagine how strange it would be to
go jogging with no visible means of support, or to wrestle, doing takedowns and throws and
half-nelsons in the buff, we can agree with Thucydides that such behavior is at least
distinctive. In addition to this brief encounter with Greek nudity, the history describes in
detail one person-to-person love affair: the story of Harmodius and Aristogeiton, the
legendary founders of the democracy at Athens, a daring couple that slew the tyrant.
Thucydides debunks this founding myth. A very widespread interpretation would have it that
the way Thucydides debunks Harmodius and Aristogeiton is by exposing their erotic
relationship; that is, he reveals that their tyrannicide was motivated not by a public desire for
liberty but by a private, personal, perhaps even tawdry, love affair. I'm going to argue against
this interpretation, but it seems to be too many readers' first take. The short refutation is that
the Athenians already knew that Harmodius and Aristogeiton were lovers. (So the alleged
expose was not news to anyone.) The Athenians seem not to have denigrated but celebrated
the fact that their love broke out of the private realm and spilled over into public affairs.
Apparently, love wasn't supposed to be merely private at all-and this idea might fit together
with their public nudity. The very greatest exponent of the most highly sophisticated version
of a public love affair is Pericles himself in the Funeral Oration: Pericles exhorts each citizen
to carry on an erotic affair with the city of Athens. And starting with Pericles, I will try to

1

�show tonight that the theme of eros is a thread running throughout much of the history. And
that if you pull at this thread tenaciously enough, eros opens up Thucydides' work like only a
few other themes can, and the history yields up some of its riches.
Pericles in the Funeral Oration is making the case that the citizen-soldiers who risked
(and lost) their lives for Athens made the right choice. It is for the living to be dedicated to
the same spirit, albeit they may pray for a safer outcome for themselves. Eros is going to be
his key to making this case. (In the following passage I have broken a couple of the lines like
poetry to show a rhetorical parallelism; there is no line break in the original).
Do not in word alone inspect the profit-which anyone could expound at length to
you who know it yourselves no worse than he, telling how many good things depend upon
defense against enemies,
but rather, actively contemplate [theomenoi] the power of the city, day after day, and
become lovers [erastai] of it [the power or: "of her," Athens], and when she seems great to you,
take it to heart that daring men, men who knew what was needful, and who, in their actions, were
sensible of dishonor, acquired these things; and if they ever failed in an attempt, they deemed it
unworthy to deprive the city of their excellence, but gave themselves away as their finest favor to
her. (2.43.1)

Inspecting profit or benefits-what your country can do for you-remains on the level of
calculation; profit could never inspire a citizen to lay down his life. A disinterested
contemplation of the power of the city and her grandeur evoke an emotion very different from
the ordinary human desire for gain. Contemplation evokes eros and tum the citizens into
lovers, erastai-the same word Plato will use in the Symposium and other dialogues to mean
men who fall in love with boys and trail around after their beloveds hoping to get a smile or a
wave, some token or sign that the beloveds acknowledge their existence. What Pericles
means by "lovers" is not merely citizens who feel love or eros toward an unusual object-a
city. Rather, he's asking them, on the basis of this unusual eros that they will feel, to play, in
relation to the city, the social role that lovers play toward a beloved. They are to serve her
chivalrously, sacrifice for her, perhaps die on her behalf (the way Greek lovers fighting side

2

�by side sometimes died for one another), and, in this game of courtship, compete for her
favors, and rival one another to show her which of her lovers is the most worthy.
Neither of the two motivations mentioned, profit or eros, which are on such vastly
different levels, asks the citizen to make an unself-interested or altruistic sacrifice, as for
example an appeal to duty might have done. Instead, the last word in the passage, favoreranos or contribution, is a service done in hopes of a return. Few cavaliers rescue the damsel
in distress out of sheer philanthropy: they want their virtue noticed, they want to be rewarded
handsomely, perhaps even to be loved back: they want at least a kiss on the cheek. So what
do Pericles' citizen-soldiers get in return? Pericles almost implies that, at the highest level of
this sort of love, the pleasure of contemplating Athens might suffice. Love is enough. But his
explicit statement of what citizen-soldiers get in return is honors bestowed on them by the
city. The dead, he says, "won praise which never grows old" (2.43.2).
That the lover of Athens gets something out of it, namely honor, is important because
this unusual form of patriotism that Pericles envisions, this civic passion of eros, has to
compete against, and win out over, the other desire he mentioned, the desire for profit or gain,
as well as other common, low, or merely selfish desires. An important word in Greek for low,
selfish attachments generally is oikeion or oikeia: "one's own." The word is related to the
words for house and home, and often means private matters as contrasted with public affairs.
[Our leaders] have a care for their own private matters [oikeia] at the same time as political
affairs, while the rest, people with permanent jobs, have no small understanding of politics.
And the man who refuses to participate in politics? We alone [among the Greeks] do not
consider him to be minding his own business but rather to be simply useless. (2.40.2)

Pericles assumes a distinction between the few and the many, a distinction that Athenian
democracy may have transcended. The normal assumption is that wealthy statesmen, who do
not have to work for a living (they don't have "permanent jobs"), neglect their own (ta
oikeia), that is, their homes and families, in favor of the public good. Ordinary folk, on the

3

�other hand, are assumed to be too self-centered and intent on private gain to care much about,
or sacrifice much for, the common weal. Pericles characterizes Athenian democracy as
breaking down this distinction, since all have a share in ruling. The many, who are not
independently wealthy and for whom private gain is therefore a major concern, are expected
to break out of their selfishness and participate politically. The key to doing that is not grimly
to undertake to fulfill their patriotic duty, but rather to open themselves to the experience of a
kind of patriotism that is a falling-in-love, and which is intended to be a joy.
Achieving this higher love does not mean suppressing the lower desires. That is how
the Spartans regard duty to country. At Sparta, someone is always watching you. Male
Spartans rarely retreat behind closed doors to see their own families because they sleep in a
kind of men's club. The amount of private property they are supposed to own is fixed. With
Spartans being in many respects deprived of the private, the city is all that they have left.
Athens reverses all this. Pericles' chief claim is that laws suppressing the private are
unnecessary for Athenians, who, unlike the Spartans, can be trusted with a wide freedom in
their private lives (2.37.2-3) and yet will still, when the time comes, freely and willingly risk
their own for the common good (2.39.4). Athens therefore achieves the same (or better) civic
sacrifices as Sparta does, but at less cost to her citizens' humanity (2.39.1). Pericles says that
Athenians can be trusted with acquisitiveness not only in their desire for beautiful things and
in their pursuit of wisdom, but even in pursuing wealth itself (2.40.1). Athenians know how
to keep wealth in its place: money has no political significance because voting rights are not
restricted to wealthy property-owners (2.3 7.1 ). The poor in Athens are not prevented from
working their way out of poverty; indeed, they are positively shamed into doing so (2.40.1).
Where Spartans are taught how to endure pain, the Athenians substitute the freedom to act in
accordance with pleasure (2.37.2). Only the self-sacrifice of people who have something to
give up, who have "a clear knowledge of the pleasures" that they risk losing, is truly
admirable (2.40.3). For a Spartan to embrace pain merely because he has never been allowed
to experience anything better is not real courage.

4

�Why can the Athenians be trusted with pleasures and with acquisitiveness? Because
they are acquisitive of a higher pleasure:
The love of honor [to philotimon] alone never grows old, and the better enjoyment ... is not
material gain as some say, but receiving honor (to timasthai, 2.44.4).

In the cases of the ones who died, specifically the enjoyment of riches and the hope of
enriching themselves later in life did not stand in the way ofrisking their lives now (2.42.4).
This was not because wealth is not a good, but because honor is a greater good. Moderating
the lower desires does not mean suppressing them but rather allowing a higher desire to

override the lower ones.
Can this Athenian freedom to follow one's heart truly permit the higher love-object,
the city, to lure Athenians away from the attachment to their own? According to Pericles, the
answer is Yes: freedom has been quite effective at enabling ordinary Athenians to see that
"their own" is not the highest good. Here it might help to introduce another term, the opposite
of oikeion-the allotrion, meaning the alien, not one's own, but the other's. Pericles shows
how Athenians are better fighters than other Greeks are with (I think) less exaggeration than
might first appear. Pericles assumes that the general run of humanity all fight harder in
defense of their own home soil than they fight on foreign soil, when they come as invaders in
someone else's land. The peculiar virtue of Athenians, according to Pericles, is that
... invading the [land] of our neighbors we fight without difficulty on alien ground [en tei
allotriai] against men who are defending themselves in the midst of their own fperi ton
oikeion] and for the most part we conquer. (2.39.2)

In their fighting, at least, the Athenians have overcome the distinction between home and
abroad, between "one's own" and "the other's." Nor is this distinction erased only in their
fighting. Look what Pericles says about the foreign goods and foreign commodities that come
into the Athenian marketplace, the hub of a vast naval empire:

5

�On account of the stature of our city, all things come into her from every land; whence it
happens that for us, reaping the goods produced here is no more familiar [oikeiotera, "no
more our own"] an enjoyment than reaping those of other people. (2.38.3)

Athenians love foreign goods, and perhaps even foreign fashions, at least as much as they love
their own. This brings up a distinction between two senses of the oikeion, one's own. Earlier,
we saw how private individuals were supposed to allow the love of the community to override
their attachment to their own. We now seem to be talking about Athenians allowing what is
good but foreign to override (or at least to take a place in their hearts equal to) their love for

Athenian goods. As the individual is one among many in the community, so the community is
one among many in the world. In the first sense of oikeion, a higher entity (Athens) overrides
individual "ownness." In this second sense of oikeion, a yet higher entity (the whole world)
overrides Athenian "ownness"-overrides Athenianness. Perhaps Athenianness will
henceforth mean universality. Iif so, that would fit together with Greek public nudity againwearing no clothes, shedding all that is not natural, letting go of all that is merely customary,
local, or parochial.
For Athens to become universal, to embrace the whole world, could occur in at least
two different ways. First, Athens could try to take over the world. It is true that the patriotism
Pericles envisions goes hand in hand with imperialism. To be worthy of winning the kind of
love the citizens are supposed to feel for her, Athens is practically compelled to go forth and
struggle with other cities to prove that she is the fairest of them all. One of the clearest
statements of this imperialism is
we have forced every sea and land to become the highway of our daring, and everywhere we
have set up eternal [aidia] monuments to both good and evil. (2.41.4)

The etemality of the monuments means that after Athens is gone, people will still be talking
about Athenians, just as we are still talking about them tonight. Thus the honor that Athens

6

�wins for her citizens goes beyond locally-conferred honor; it has an international aspect and
expands to encompass honors from all over the world.
For the whole world is the tomb of illustrious men, and not only does the epitaph on
gravestones signal it in their own land [en tei oikeiai]; but also, in lands not belonging to
them, there dwells an unwritten marker in every mind if not in fact. (2.43.2-3)

But this imperial way of becoming universal would seem to be at odds with becoming truly
universal. Imperialism might mean imposing one set oflocal or parochial customs on the
whole world. A belligerent imperialism would make the rest of the world like Athens. An
alternative way of becoming universal would make Athens like the rest of the world. This
second way was just barely suggested by Pericles' boast that reaping Athenian goods was an
experience no more "their own" than reaping other people's goods. It was a hint that
Athenians might be desirous of bringing the rest of the world to Athens rather than bringing
Athenianness to the rest of the world. In any case, it now appears that letting a higher desire
override a lower desire involves a principle that could set in motion a process the end of
which would be difficult to predict. It is one thing if our love for our community overrides the
love of our "own." It is quite another thing if some love for a yet higher entity overrides our
love for our community, for that would seem to entail a loss or weakening of our patriotism.
But inspiring a more intelligent patriotism that would unlock the true sources of patriotic
service was the main point of the Funeral Oration; awakening patriotic service was the whole
point of making patriotism erotic, the whole point of placing love of country on this sliding
scale of loves-of higher loves that override lower loves-in the first place. So if a love
higher than patriotism is now overriding patriotism, we may have to raise questions about
what Pericles thinks he is doing in the Funeral Oration.
The thread we have been following about eros and the oikeion, one's own, silently
connects the book 2 Funeral Oration with a book 1 speech delivered by the Corinthians at the
Peloponnesian congress. At this congress, the Corinthians try to convince Sparta to declare

7

�war on Athens. The Corinthians give voice to one of the questions we have been pursuing:
just how effective the freedom to follow one's heart has been at overcoming the distinction
between "one's own" and "the other's," between home and abroad, in the Athenian mind.
Very effective, the Corinthians say, and strange and dangerous too. The Corinthians
characterize the Athenians in the following way:
In their city's behalf, they treat their bodies as if completely alienated from them [allotriotata].
And on deeds in her behalf they use their intellect, though it is their ownmost [oikeiotate].
(1.70.6)

The Corinthians are astonished by the Athenians' reversal of all ordinary assumptions. Body
is the Corinthians' definition of an individual's "own." The body is the only possession that
cannot be given away or alienated without also destroying the individual himself. Yet
Athenians behave as if bodies were held in common. The Corinthians are also astonished by
the fact that Athenians regard their minds as their "ownmost." Mind can be made to conform
with the common: minds can all register the same idea at the same time; hence the success of
the mind control exercised at Sparta. Athenians, by contrast, are allowed the freedom to
exercise their own minds to the fullest extent, and yet somehow their minds still tum back to
the public good ("They use their intellect on deeds in her behalf, even though it is their
ownmost"). In both body and mind, the Athenians treat their own as if it were everyone
else's. But this reversal of expectations about one's own and the other's link up with the
imperial foreign policy we were discussing before. Just as, domestically or vis-a-vis fellow
citizens, the Athenians treat their own as if it were everyone else's, so in their imperial
policies do they have the disconcerting habit of considering other people's property their own
before they have even taken it:
When they fail to prosecute their schemes, they feel deprived of what is their own [oikeia].
But when they do invade and acquire something, they regard it a small deed compared with
things to come. . . . For them alone, hoping and having are the same ....
(1.70.7, emphasis added)

8

�The match-up between Sparta and Athens, say the Corinthians, is one between stick-at-homes
and people who essentially live abroad (apodemetai, 1.70.4). Apparently, the Spartans see
only their own. The Athenians have lost the exclusivity of that attachment to what was
originally their own; they now see the whole earth as their own.
This erotic patriotism that we learn about in the Funeral Oration, this courtship style of
citizenship, undergoes an implicit critique in the remainder of the history. I stress implicit
because the fault is nowhere attributed to Pericles. Thucydides' explicit judgment of Pericles
is very high praise, and it might be said that Pericles' management of affairs was better, more
prudent, than his own Funeral Oration. But as we'll see, there is a point-by-point
conformality in later events (especially the events surrounding the Sicilian expedition) that all
look back to the Funeral Oration as the place in the history where erotic citizenship first
becomes aware of itself or first becomes a consciously-chosen project.
Between the book 2 Funeral Oration and the book 6 Sicilian expedition, there
intervene at least two major places where the erotic thread becomes discernible, and while we
do not have adequate time to spend on them, it would be remiss not to look briefly at one of
the great speeches in the history, by the otherwise unknown orator Diodotus in the debate over
the fate of the Mytilenians, who had rebelled against the Empire. Diodotus' opponent is
Cleon, one of the leading politicians after Pericles' death, one of those politicians of whom
Thucydides says, in his eulogy of Pericles, that they were more on a level with one another,
and therefore had to cater to the pleasures of the people in order to stay in power. In this
debate, Cleon is in favor of massacring the entire adult male population of the rebel city
Mytilene and selling the women and children into slavery. Diodotus is arguing against this
genocide. Forget about justice, Diodotus says in effect, all is fair in love: the Mytilenians
rebelled because they were acting under the influence of an erotic passion for liberty. Capital
punishment in such a case is ineffectual, he says, because greater forces are at work in human
nature than any rational deterrent. "It is absolutely impossible-and the mark of great
9

�simplemindedness to think-that there is any hindering, whether by strength of laws or other
fear, human nature rushing eagerly to commit an act." Men are driven to take risks because
they are mastered by something ineradicable (or "incurable"). And what masters them is
hope and eros everywhere, the latter leading, the former following on-[eros] conceiving the
plot, [hope] guaranteeing the resources for a good fortune--do the greatest harm and, though
invisible themselves, are stronger than visible terrors. And fortune in addition to these
contributes no less to the excitement: unlooked-for, she is there, leading men on to gamble
with inferior means, and this is no less the case with cities, in proportion as they concern the
greatest things: freedom and empire .... (3.45.5-6)

If we are to believe Diodotus, eros is more widespread in political affairs than we imagined.
Athens with her erotic citizenship would only be making use of---or arousing-erotic passions
that could be awakened in any city to a greater or lesser degree. Just as individuals under the
influence of eros will gamble their livelihood and sometimes their lives, entire cities are now
said to experience a communal erotic passion, and cities will gamble everything, risking even
the political annihilation Cleon has in store for them, when faced with the greatest
temptations. The great prospect of winning their freedom tempts the Mytilenians to gamble.
The other great temptation is said to be the prospect of ruling over other cities as an imperial
power. It is difficult not to apply Diodotus' concept of eros to the temptation which the
Athenians themselves will later undergo: the temptation to increase their empire by
undertaking the Sicilian expedition.

In the seventeenth year of a war in which they were having trouble holding on to the
empire they already possessed, the Athenians begin to debate whether to sail against Syracuse
in Sicily in order to win a whole new empire. This was precisely the kind of new acquisition
that Pericles had warned them against: his strategy was, don't do anything foolish, Athens will
easily outlast Sparta in this war. But we will have to consider whether Pericles' warning was

10

�not unrealistic in view of the erotic passion that Pericles had made use of-or perhaps
aroused-in the Athenians. It could be argued that eros was a cat let out of the bag,
something which must take its course whether Pericles was around or not, while the success
of Pericles' conservative strategy and his warning were dependent on Pericles' being around.
But Pericles died of the plague just two and a half years into the war.
The debate over the Sicilian expedition pits the conservative Nicias against the
flamboyant, young, beautiful and imperialistic relative of Pericles: Alcibiades. Nicias warns
the older Athenians that their young men, meaning young men like Alcibiades, are infected by
eros, or rather by dyserotes: dysfunctional or "sick" loves for (as he says) far-away things
(6.13.1). To his way oflooking at it, the young Athenians no longer love their own; they love
places and things that are far away. But when Alcibiades and the pro-expedition side seem to
be getting the better of the debate, Nicias reverses course and pretends to support the mission.
He hopes to dissuade the assembly by staggering them with the immense cost needed to equip
his vision of a vast, unsinkable armada (6.24.1-2; cf. 6.21-3). Contrary to his intention,
however, contemplating that vision of their own military might awakens the desire to use it
(cf. 6.31.1 ). This is the moment when it happens:
Eros fell upon all alike to sail forth. [It fell] upon the elders, [who thought] that either they
would subdue whatever they sailed against or that a great force would in no way be
overthrown. [It fell] upon the young men through a longing for far-away sights and spectacles
[ops is kai theoria], being of good hope, as they were, of corning back safe. And the great
multitude and the soldier intended to earn money, in the short run, and besides that to acquire
power whence wages might accrue to them eternally [aidion]. (6.24.3)

This passage brings together, into a coherent whole, many of the things said earlier about eros
by Nicias, Diodotus, and Pericles. First, just as Nicias said shortly before, the young men do
indeed fall in love with far-away things, not with their own country. Second, Thucydides
notices an optical or contemplative aspect: opsis and theoria. This contemplative eros, their
desire to look at Sicily, corresponds to Pericles' exhortation to gaze at (theomenoi) or

11

�contemplate their own city. Third, the "good hope" or hopefulness following close on after
eros, answers to Diodotus' description: eros leading, hope following on. The Corinthians, too,
although they did not know they were talking about eros, remarked this hopeful character of
the Athenians: hoping and having are the same to them. Fourth (and a great deal turns on this
interpretation), the eternal wages seem to answer ironically Pericles' Funeral Oration: what
was supposed to be a desire for eternal (aidia) monuments becomes a desire for eternal

(aidion) gain. The gain or profit that eros was supposed to override now becomes one of the
main motives in the erotic Athenian policy toward Sicily. Whether or not these echoes are
deliberate, this passage seems to contain the outcome of Pericles' project. The liberation of
acquisitiveness did not permit all Athenians to raise their sights; it did not enable them to seek
to acquire higher things. The mass of people never liberated themselves from the desire for
material gain. Now, there are three classes mentioned in the passage: the old, the young, and
the multitude. I'm going to skip the old men: they are concerned primarily with security;
interpreting their eros is complicated and depends on a close reading of the speeches in the
debate. Perhaps we will have time for the old men in the question period. I'm going to treat
the young and the multitude one at a time. First, the multitude.
Not the higher love of a beautiful Athens, but what Athens can do for them, motivates
the majority of Athenians. Not only can they not leave profit and their own behind for a
higher love of Athens, but profit is their number one concern. Each intends to use Athens'
military might to ensure his own source of income in perpetuity. Private gain, as opposed to
the common good, is leading Athens on a fatal path. We recall that the ordinary distinction
between the honor-loving few and the gain-loving many was a distinction that Athenian
democracy was supposed to have transcended. Pericles had implied that honor was the higher
pleasure not only for the elites but for every Athenian. Probably the wealthy elites of Athens
did indeed desire honors more than profit. Since the elites were wealthy already, they could
afford to seek honors rather than profits. Thucydides' judgment on how the war was lost
singles out these two culprits, profits and honor, and he seems to divide again the classes that
12

�Pericles had united. Thucydides writes that the Athenians conducted their policies in
accordance with "private honor-loving and private gain" (2.65.7). There was of course a
notable example of a wealthy man who was motivated by both of these desires, and that was
Alcibiades, who needed both money and reputation, the money to support the reputation
(6.15.2-3). But conducting war for private monetary gain is the special contribution of the

masses to Athens' fall.
But a single group of Athenians, the elite young men of the officer class (officers
because the passage distinguishes them as a separate social and economic group from the
great multitude and the soldier) did indeed achieve a contemplative eros worthy of, if not
identical to, what Pericles had envisioned. Thucydides does not describe the eros of the elite
young men, at this crucial moment of the Sicilian expedition, as a desire for honor or selfglorification, despite that most notable exception among them: the honor-loving Alcibiades.
Instead, he records the peculiarly open, militarily useless motive of sight-seeing. They desired
to see "far-off sights and spectacles." The word that Thucydides chooses to describe the
young men's passion to see, theoria, properly means a "spectator event," including theatrical
performances, religious processions, and games such as the Olympics. Observing these events
in an official capacity at state expense was one of the perquisites of being Greek, of ruling an
empire, and of being upper-class. If a citizen was on a theoria, he was on a junket, getting
paid to travel to foreign lands and see places and sights that he had always wanted to see, in
addition to being wined and dined by the locals. The odd thing about the young Athenians'
being overcome by this desire now, on the eve of the Sicilian expedition, is that theoria is a
mission undertaken in time of peace. In the deadly struggle that awaits the young men, there
will be no leisure to look. Their detachment from reality is a dangerous delusion about how
amenable the world is to their own desires, a delusion at once characteristic of an erotic
fantasy, and worse than useless in practical politics. The beguiled young men, for their own
safety, ought to have been feeling sterner emotions as they sailed off to Sicily, from which few
out of many ever returned. Anger at an injustice or fear for the safety of their own homeland
13

�would have served them better. Even acquisitiveness, which the many felt, would have stood
them in better stead for the rigors to come. A near total lack of selfishness characterizes this
eros, in which beautiful sights take precedence over acquisition and replace even the desire to
win glory. Pericles had recognized the generosity inherent in contemplation, and he had
hoped to harness it to civic ends, but in the event the contemplative eros proves difficult to
harness.
Now one might get the impression from this that Thucydides disagreed with Pericles
about eros, either on practical or theoretical grounds. For example, Thucydides may have
thought that a concept of citizenship in which eros was unleashed was wrong on moral or
even religious grounds. It has, in fact, often been pointed out that Thucydides ends his Melian
narrative where his Sicilian narrative begins, even though chronology would not have made
such a close connection necessary. The Melian dialogue and its narrative show Athenian
imperialism at its very worst, ruthlessly crushing the small island nation of Melos, and
committing against its population the genocide that Diodotus' speech had narrowly averted
from the Mytilenians more than a decade earlier. Perhaps Thucydides made the Sicilian
narrative follow closely upon the Melian narrative in order to show that eros, like pride, goeth
before a fall. Eros, like Ate (madness or ruin) was traditionally one of the attendant daemons
of divine justice, sent from heaven to mix up the minds of those whom the gods would
destroy. Although Thucydides has, up till now, merely reported the use of the word eros in
other people's political rhetoric, having waited till this critical juncture, he now uses eras in
his own name, to describe the moment in Athenian politics when their imperialism finally
overreached and laid itself open to a crippling blow. The hubris that it would not have been
difficult for his readership to discern in the speeches and deeds of the Athenians on the island
of Melos is followed close on by the infatuation of the Athenian public for a much larger
island and one not so defenseless. This "tragic" depiction of eros might have been all that
Thucydides intended, if the unfinished history had broken off after the loss of the Sicilian
expedition. The story would have been as simple as: "hubris punished." Instead, the history
14

�continues on for another book; the Athenians rebound from their loss and gamely battle on,
displaying many of the admirable (if also questionable) character traits they also showed
before and during the Sicilian expedition. So while Thucydides shows the potential
destructiveness of political eros, he nevertheless does not portray its consequences as being
precisely tragic.
But perhaps Thucydides is critical of erotic patriotism in some other way; perhaps
Thucydides disagreed with Pericles over what eros is and what its power is. This hypothesis
contains more than a grain of truth, in my estimation. For example, Thucydides' stress on the
private selfishness of the multitude and on the soft, impractical sight-seeing of the elite young
men would seem to mean that he thought erotic patriotism-citizenship-as-courtship-was
problematic or vitiated in ways that Pericles did not perceive. Nevertheless, the view of eras
that emerges from the Funeral Oration, and the view of eros that emerges from the history as a
whole, share remarkable similarities which overshadow their differences. The criticism
implicit in the current passage should not be understood to mean that Thucydides simply
dismissed erotic patriotism as an ill-conceived rhetorical flourish, appropriate for a Funeral
Oration but lacking practical consequences in real politics. On the contrary, Thucydides
carefully catalogues, with a kind of awe, how the Athenians engaged, to all appearances, in
just such courtship behavior as Pericles had intended. In their preparation for the Sicilian
expedition, in the period following the fatal debates, the Athenians engage in an extraordinary
allocation of resources, an almost thoughtless generosity or liberality of expenditure (6.31.15), and total commitment to the task, all of which have the distinct character of an erotic
courtship, or wooing, of Athens. What follows is a paraphrase.
The entire city went down to the Peiraeus on the day of departure. The immensity of
what they were about to undertake struck them more fully at the last minute, but they took
courage when they saw the sheer magnitude of their armed might. Foreigners, and the rest of
the crowd who were not going, came for the spectacle, which was at once worthy of
description and so incredible as to be beyond the mind's capacity to grasp it. The armada was
15

�the most expensive and splendid ever to come into existence up to that time (of those from a
single city and with Hellenic forces; 6.30.1-6.31.1). Costly figureheads and furnishings were
used in the ships. Each man outfitting a trireme exerted himself to the last degree to make his
ship excel the others in splendor and speed. Among the land forces, a zealous contestation,
one against the other broke out over arms and bodily apparel. Strife among themselves was
raised wherever any of them were posted; and it seemed, to the rest of the Hellenes, more in
the likeness of an exhibition of power and wealth than a preparation against enemies (6.31.34). Once the fleet had sailed out, the ships raced one another as far as Aegina (6.32.2).
This intense rivalry, to the extent of preening themselves on the beauty of their
equipment and their apparel, and fighting over such items, perhaps more than any other single
feature resembles the actions of rival lovers vying for the hand of a beloved. One thinks of the
behavior of peacocks and the altercations of bachelor males of many species during the
mating season. To all appearances, and like the suitors whom Pericles exhorted them to
become, the Athenians pay their court to the city Athens, wooing her in a contest in which
each strives to show himself worthiest, emulating his competitors in hopes of having the
honor of presenting her with a more splendid gift than anyone else could give. We are forced,
however, to put this remarkable description together with the earlier criticism contained in the
last passage quoted. Whatever the case with the wealthy outfitters of triremes, Athens did not
hold the first place in the hearts of the multitude and of those hoplites who engaged in
peacock altercations over their arms and apparel; their greatest desire was to earn money and
acquire a source of eternal pay. What has the appearance of being a rivalry to serve the
common good (perhaps it was an appearance which fooled even those caught up in it) turns
out, on closer inspection, to be a rivalry to serve a host of private goods, private goods which
happen to be temporarily congruent.
Now Thucydides does not stop here but goes on to explore both the good and bad
effects of citizenship-as-courtship to the bitter end of the Sicilian debacle. In brief, Alcibiades
is one of three commanders chosen for the expedition. But before the ships set sail, an affair
16

�of bad omen occurs. The herms, or small statues of Hermes that guard private homes and
sacred places, are mutilated all over the city in one night. This sacrilege also calls to mind
accusations that religious mysteries have been profaned in private homes, a kind of black
mass, probably only to ridicule and show contempt; but Alcibiades is implicated in the
profanation of the mysteries. So the expedition sets sail under a cloud, and before it can
accomplish much, Alcibiades is recalled to Athens to be put on trial for his role in the
sacrilege, which has now become, in the public imagination, a full-blown plot to overthrow
the democracy and bring back the tyranny that had once existed in Athens, only this time with
Alcibiades at the helm.
His re-call leads to a disaster because Alcibiades really is a talented general.
Thucydides says that Alcibiades' public management of the war was very good-this even
though Thucydides had also praised the conservative Periclean strategy of no new acquisitions
until after the war, and condemned Athens for doing exactly the opposite, for doing exactly
what Alcibiades is doing now, after Pericles' death. How do we fit these two statements
together? Apparently, there were several ways to win the war. Pericles' way was the safest
and surest. Alcibiades' strategy was risky but also quite possible or even likely. But it would
take nerves of steel. So, if you must be daring, be daring with a daring leader, don't be daring
with a timid leader. But the Athenians got spooked about Alcibiades and his monarchical
intentions and decided to put him on trial, removing him from the command of the war, which
then fell to the conservative Nicias, who ended up losing the entire expedition: men, materiel,
everything. And Thucydides explores this debacle of citizenship-as-courtship through the one
explicit, ordinary love affair (if any Greek love can be considered ordinary) in the book, the
story ofHarmodius and Aristogeiton.

Now as I said a very widespread interpretation of the Harmodius and Aristogeiton
account is that Thucydides debunks the founding myth by exposing their eros. In short,
17

�because we modems know that eros is merely private, we assume the Greeks knew that too,
hence to attribute the tyrant-slaying to eros instead ofto patriotism is enough said to debunk
it. But this totally misunderstands the political character of Greek love that we have been
seeing throughout the history. Everyone knew Harmodius and Aristogeiton were lovers-that
did not debunk the myth at all. In fact they were celebrated as lovers. Their myth operated to
show Athenians how love could provide a path to public deeds. You can read what I claim
was the ordinary interpretation of the myth ofHarmodius and Aristogeiton in Plato's

Symposium, in Pausanias' speech. In short, defending a boy's honor from a tyrant's lust is
dimly symbolic of defending Athens' honor from-well, from a tyrant's lust: both are the
work of passionate men who do not suffer an insult readily and who are willing to defend
themselves and their own.
So if Thucydides is not blowing the cover of Harmodius and Aristogeiton by exposing
their eros, what does he intend to accomplish by stressing their eros? For he does stress it,
relentlessly. In the following quotations, the English words "erotic" and "erotically" translate
the Greek words erotike and erotikos. To understand the first quotation, it is important to
remember that Hippias is the actual tyrant, Hipparchus is his brother, and their father
Peisistratus was the previous tyrant.
The daring deed of Harmodius and Aristogeiton was attempted on account of an erotic
incident. ... When Harmodius had become radiant through the bloom of his youth, a man of
the commoners, Aristogeiton, a citizen of middle rank, had him as his lover [erastes]. When
Hipparchus son of Peisistratus attempted [to seduce] Harmodius but failed to persuade him,
Harmodius complained of him to Aristogeiton. [Aristogeiton], smarting with pain erotically
and fearing Hipparchus' power, lest he should take away Harmodius by force, immediately
began plotting ... the dissolution of the tyranny. (6.54.1-3)

Thucydides relates that although Hipparchus subtly revenged himself against Harmodius for
not giving in to his importunities, finding an occasion to insult his sister publicly, nevertheless
the tyranny exercised by this family had generally been benign, with the rulers exercising
virtue and understanding. But now, at the last minute before Harmodius and Aristogeiton set

18

�in motion their plan to kill the tyrant Hippias and dissolve the tyranny, they mistakenly think
their conspiracy is betrayed and that the tyrant has been warned. If they cannot not kill the
tyrant himself, they want at least to revenge themselves against Hipparchus, the tyrant's
brother, who started the whole thing:
Immediately without circumspection they fell upon [Hipparchus], as especially happens in a
passion: the one's [passion] being erotic, the other's on account of being insulted. They
began striking him and they killed him. (6.57.3)
It was with this sort of character, through erotic pain, that the beginning of the conspiracy and
the irrational daring came to Harmodius and Aristogeiton out of their great alarm at the
moment. For the Athenians the tyranny was harsher after this. (6.59.1-2)

Not only did Harmodius and Aristogeiton not destroy the tyranny at Athens (it endured three
more years until the Spartans put it down), they were instrumental in changing a benign
tyranny into a harsh one. And of course the beloved, Harmodius, over whom the struggle was
conducted, was lost to his lover Aristogeiton anyway since Harmodius was killed on the spot.
(Aristogeiton escaped briefly only to be caught, tortured, and executed.)
Now why does Thucydides stress their eros? Why does he bring up the old story of
Harmodius and Aristogeiton at all in this new context of the Sicilian expedition? The witch
hunt against Alcibiades is conducted in accordance with an analogy in the Athenian mind
between Hipparchus (whom the Athenians mistakenly think was the tyrant back then) and
Alcibiades, who is currently suspected of aiming at the tyranny. Popular leaders or
demagogues (politicians who are Alcibiades' competition) speak in favor ofrecalling and
arresting Alcibiades. These popular leaders are, in the public mind, the new tyrannicides, the
latter-day analogues of Harmodius and Aristogeiton, who vanquish the new threat to Athenian
freedom. The Athenians think they are replaying the drama of Harmodius and Aristogeiton
during the Sicilian expedition. However, Thucydides turns this analogy on its head. The
demagogues actually hope that by driving out Alcibiades they will themselves be able to seize
preeminence in Athens (6.28.2, 6.29.3). Thucydides makes a point of saying that the

19

�harshness ofHippias' tyranny did not cause the tyrannicide. Rather, the botched attempt at
tyrannicide caused the tyranny to grow harsh from that point on. The Athenians have mixed
up cause and effect. Point for point, the alleged plot of Alcibiades against Athens does not
cause the demagogues to arrest and recall him. Rather, their arrest and recall of Alcibiades
causes him to plot against Athens after escaping the arresting officers (which is what he does).
The eros for Sicily and Aristogeiton's eros for Harmodius are analogues. In wanting Sicily so
much that they feel eros for it, the Athenians are likely to put the state at risk. Just as
Aristogeiton harmed Athens through his erotic daring, so the Athenians now are in the process
of harming Athens again. In feeling eros, both cities and individuals are vulnerable to fears
and pains which make them lash out (as well as embrace) without circumspection.
Now we are in a position to recognize how systematic Thucydides' critique of erotic
citizenship has been all along. What was to all appearances a productive competition between
and among rival suitors for the hand of Athens that we saw operating in the massive
preparations for the Sicilian expedition, just as quickly degenerates into a destructive
competition in the wake of the expedition's departure, namely in the actions that Alcibiades'
rival politicians take against him. The problem with the eros surrounding Harmodius was that
he already belonged to one suitor, while a rival suitor looked strong enough to take him away.
An analogous problem occurs with the politicians' eros for Athens. Just as Aristogeiton could
not bear the thought of his beloved wrested away by Hipparchus, so the demagogues (6.51.1)
cannot bear the thought of a triumphant Alcibiades returning with Sicily in hand, prepared to
offer Athens such a jewel for her crown that she might be tempted to give herself into his
hands perpetually. Citizenship-as-courtship only works so long as the courtship continues and
the beloved (the city)remains equally aloof from all suitors-equally aloof, in this case, from
all of the politicians. As soon as one suitor is poised actually to win the contest, the other
suitors are not likely to bow out gracefully. Even if the unrequited suitors could perceive that
a marriage or permanent alliance with the successful suitor was in the best interest of the
beloved, erotic desire is often so possessive that a disgruntled suitor would be willing to do

20

�harm to the beloved's interest rather than give her up. This is exactly what Alcibiades does
later in the history, during his exile after escaping trial. He attempts to bring Athens to her
knees in order to show her how much she needs him. He proves very successful at doing this.
Alcibiades gives his definition of patriotism while offering his services to the Spartans
(6.92.2-4). As he does elsewhere, Alcibiades puts his O'Ml characteristic twist on an idea that
seemed benign in its Periclean version:
I do not think I deserve to be thought bad by any of you ifl, who once seemed to be a patriot
fphilopolis ], now go against my own city by force, in company with her worst enemies ....
The true patriot fphilopolis] is not one who refuses to attack his city, though he lost her
unjustly; rather, he is the one who will attempt to take her back by any means, on account of
desiring [epithumein] her so. (6.92.4)

Alcibiades' patriotism is erotic and, at least by this point in the history, aggressive.

Let us try to take stock of the love theme in Thucydides. In exhorting the citizens to
conduct themselves as lovers, Pericles discerns perhaps the sole motive that could incline
perfectly free individuals, habituated (as he says) to their O'Ml private interest and toward
pursuing pleasures, to take the good of another as their O'Ml good. In the self-forgetting of
eros, people in love, then as now, were routinely seen to neglect themselves. (The most
striking example of courtship given in the Symposium is that lovers often would camp out for
the night on the beloved's doorstep (183a 6).) Eros makes people willingly enter into bonds
that would otherwise look like slavery. Eros is at once perfectly free and perfectly committed.
And, as we said, Thucydides seconds Pericles' claim that patriotism-and political behavior
more generally-can be erotic, by including Diodotus' speech and by depictii:?-g the citizensduring the preparations for the Sicilian expedition-wholeheartedly engaged in just such
courtship behavior-at the very least, that is what they think they are engaged in.
Ordinary, non-erotic patriotism, by contrast, is probably based preponderantly on a
love of one's own. No one ever told the Spartans, for example, to fall in love with Sparta-

21

�yet the Spartans remain fanatically committed to their own city. They love her because she is
their own. They do not love her romantically. Pericles, in basing patriotism on an erotic
response to the power of Athens and her grandeur, disdains a patriotism that is a parochial,
subjective sentiment or unthinking affection for the surroundings in which one grew up. Our
country is a lot like our parents, and we might as well face it, we do not select our parents and
love them with the free choice by which we select a beloved and love that person. We are
stuck with our parents. Pericles' Athenians are supposed to perceive that mere parochial
attachment, being stuck in a given patch of ground, is a low motive for patriotism when
opposed to the real merit and greatness of a city. If another city were better, they would face a
difficult choice between which to love, but fortunately Athens is the fairest of them all.
There is, as I started saying, another type of love that has traditionally been thought to
constitute patriotism, a love implicit in the very word patriotism and its root,patria: land of
our fathers (not to mention "land where our fathers died"). This love is not erotic at all; it is
the filial love and filial piety a child is supposed to feel toward its parent. Pericles eschews
this love, changing the type of love away from the love for a "motherland" or "fatherland"-in
favor of the more active, energetic passion of the lover. A lover or suitor seems to have
designs on the beloved; he wishes to win the game of courtship against all the other suitors,
and take possession of the beloved. But the political analogue, taking exclusive possession of
Athens, would be tantamount to tyranny or at least monarchy. How did Pericles know that an
Alcibiades would not come along to take him at his word? Again, we have seen how Pericles
attempted to transcend the love of one's own. Perhaps, as we earlier surmised, the highest
eros, for Pericles, would not be selfishly possessive but would content itself with
contemplating the beloved. Many written sources describing pederasty, that important personto-person type of Greek love, do indeed seem to speak of stopping short of bodily congress,
stopping short of bodily possession or incorporation, and of instead remaining content with
contemplation alone: gazing at the beloved. A contemplative love for a city might look
something like the Platonic eros near the top ofDiotima's ladder oflove in the Symposium-

22

�for example, she mentions contemplating the beauty in customs and laws (210c 2-3). These
would include political institutions (as Pericles also saw), and they would locate the eros of
the Funeral Oration on a high rung on the ladder of love.
But in support of the traditional kind of patriotism, we have to note that filial love also
worked well to the extent that it was antityrannical. A person who feels filial love toward his
city protects it against others and against himself. The child's feelings for its mother, like the
citizen's feelings for his motherland, are protective: citizens feeling filial patriotism would be
jealous of politicians who were essentially suitors, and they would resist tyranny analogously
to the way a child resists when its mother takes a new husband. The demagogues at Athens
resisted Alcibiades, and patriots feeling filial love would resist him too. But unlike the
demagogues, a citizen who felt filial love would not be desirous of becoming his mother's
new husband himself. One of the clearest examples of this is in Plutarch's Life of Caesar
(32.6): the night before Caesar crosses the Rubicon to attack Rome, he dreams of committing
incest with his mother. Rome was hispatria but also, Plutarch implies, his motherland, and
an entity toward whom to feel eros was a crime. So Pericles' switch of the types of love that
constitute patriotism was fraught with risks although we also saw its potential for high returns.
It is instructive to see just how unusual it was for a statesman to place patriotism on an erotic

basis. Even in the context of a society whose athletic nudity brought the material basis of eros
into the public view, a society which told itself that love should forge a path to public deeds,
as in the myth of Harmodius and Aristogeiton-even in this context, Pericles was attempting
to do something exquisitely rare.
Just how rare- and how close to Platonic love-Periclean Athens was reaching,
appears when we consider the mother of all paradoxes, the observation that when eros finally
descends upon the elite young men, they fall in love not with Athens, as Pericles intended, but
with a foreign land. Perhaps one should amend that slightly: they fall in love with their idea
of what experiencing the sights and spectacles of Greater Greece might be like. Perhaps the
most patriotic interpretation of imperialism generally, is that the citizens love their country so
23

�much that they wish to adorn her with a jewel in her crown. They may feel deeply that their
country deserves such a foremost position among nations. They dream of being the one who
confers the rightful honor on their country, winning the jewel for her. But the jewel may be
attractive in its own right. These Athenians, the elite young men, are attracted to the jewel.
This, at least, was predictable. The beautiful and the good are not always home grown.
Pericles' project to let a higher love override the attachment to one's own, works in their case,
but that higher love overrides not only their attachment to their own personal "own"; it also
overrides their attachment to Athens' own. Their eros overrides the oikeion in both senses. If,
in loving Athens, they are to follow their hearts, then they must also follow wherever their
hearts may lead. Why not follow one's heart to Sicily? The ordinary love ofpatria must open
up to include every place or land that merits appreciation. Again, in filial patriotism, the
citizen and his motherland are stuck with one another. But romantic love is fickle, and eros
likes to play the field.
Now, the elite young men have not forgotten themselves to the extent of forgetting that
they are Athenian. They remain hopeful of a safe return-to Athens. But they have forgotten
themselves to the extent that they are forgetting their duty: under the influence of eros, they
are forgetting themselves qua patriots, since patriots would first see to it that their city took no
harm.
Ultimately, erotic patriotism tries for too much. Athens errs in a direction opposite
from Sparta's error. Just as Sparta errs in attempting to stamp out the struggle of the human
mind to transcend parochial limits, so Pericles' transcendent patriotism implies a disembodied
mind that forgets the local and particular requirements of community. In an attempt to be
universal, Periclean Athens must give up her own, give up her self: she must give herself up.
Pericles' vision is humanly and philosophically superior to the Spartan way; the only matters
in question are his vision's security and safety, its achievability, the ability of citizens to find a

modus vivendi with these high expectations, and its sustainability or longevity. These factors
prove decisive politically, but they do not exhaust the philosophic questions toward which this
24

�political history of Athens points in same the way a shadow points toward its concrete object.
No one can consciously and seriously accept the proposition that the only reason he loves his
community is because it is his own. The human mind will strive to claim that its own is also
good. But likewise it would take a quite extraordinary person, a Socrates in fact, truly to love
whatever things he loves, only for their beauty or goodness, and not because they are his own.
Socrates neglected his own children, and hung around other people's children, because his
own children were not the most beautiful and intelligent children in the neighborhood-which
in a neat way shows the monstrosity of this perfectly rational eros. Greek pederasty (there's
that public nudity again) allegedly brought quite a number of adult males, at least within a
certain stratum of society, halfway round to a Socratic position: pursuing beautiful boys and
educating them, perhaps even while someone else pursued their sons and educated them.
Possibly such a perfect reciprocity as this is only an imaginary limiting case of tendencies and
aspirations within Greek pederasty: its ideal form. Notwithstanding such peculiarities (and
partly because of them), the tiny Greek cities, and Athens in particular, stake some of the
strongest claims to universality of any societies we know. Yet they fall short, leaving us to
ponder the further question of whether the eros that inspired them may have found its
fulfillment, and the universality toward which that eros pointed, may have been achieved, not
by those communities as wholes, but by some of the individuals within them.

25

�Pericles' Funeral Oration
I)

Do not in word alone inspect the profit-which anyone could expound at length to you
who know it yourselves no worse than he, telling how many good things depend upon defense
against enemies,
but rather, actively contemplate [theomenoi] the power of the city, day after day, and become
lovers [erastai] of it [the power or: "of her," Athens], and when she seems great to you, take it to
heart that daring men, men who knew what was needful, and who, in their actions, were sensible of
dishonor, acquired these things; and if they ever failed in an attempt, they deemed it unworthy to
deprive the city of their excellence, but gave themselves away as their finest favor to her. (2.43.1)

2)

[Our leaders] have a care for their own private matters [oikeia] at the same time as political
affairs, while the rest, people with permanent jobs, have no small understanding of politics .
And the man who refuses to participate in politics? We alone [among the Greeks] do not
consider him to be minding his own business but rather to be simply useless. (2.40.2)

3)

The love of honor [to philotimon] alone never grows old, and the better enjoyment ... is not
material gain as some say, but receiving honor (to timasthai, 2.44.4).

4)

Invading the [land] of our neighbors we fight without difficulty on alien ground [en tei
allotriai] against men who are defending themselves in the midst of their own [peri ton oikeon]
and for the most part we conquer. (2.39.2)

5)

On account of the stature of our city, all things come into her from every land; whence it
happens that for us, reaping the goods produced here is no more familiar [oikeiotera, "no more
our own"] an enjoyment than reaping those of other people. (2.38.3)

6)

We have forced every sea and land to become the highway of our daring, and everywhere we
have set up eternal [aidia] monuments to both good and evil. (2.41.4)

7)

For the whole world is the tomb of illustrious men, and not only does the epitaph on gravestones
signal it in their own land [en tei oikeiai]; but also, in land not belonging to them, there dwells an
unwritten marker in every mind if not in fact. (2.43.2-3)

The speech of the Corinthians at the Peloponnesian conference
8)

In their city's behalf, they treat their bodies as if completely alienated from them [allotriotata] .
And on deeds in her behalf they use their intellect, though it is their ownmost [oikeiotate].
(1.70.6)

9)

When they fail to prosecute their schemes, they feel deprived of what is their own [oikeia]. But
when they do invade and acquire something, they regard it a small deed compared with things to
come . . . . For them alone, hoping and having are the same . . . . ( l. 70. 7, emphasis added)

�Diodotus' speech during the Mytilenean debate
10)

Hope and eros everywhere, the latter leading, the former following on-[eros] conceiving the
plot, [hope] guaranteeing the resources for a good fortune-do the greatest harm and, though
invisible themselves, are stronger than visible terrors. And fortune in addition to these
contributes no Jess to the excitement: unlooked-for, she is there, leading men on to gamble with
inferior means, and this is no less the case with cities, in proportion as they concern the greatest
things: freedom and empire .... (3.45.5-6)

The Sicilian expedition
11)

Eros fell upon all alike to sail forth. [It fell] upon the elders, [who thought] that either they
would subdue whatever they sailed against or that a great force would in no way be overthrown.
[It fell] upon the young men through a longing for far-away sights and spectacles [opsis kai
theoria], being of good hope, as they were, of coming back safe. And the great multitude and the
soldier intended to earn money, in the short run, and besides that to acquire power whence wages
might accrue to them eternally [aidion]. (6.24.3)

Harmodius and Aristogeiton
12)

The daring deed of Harmodius and Aristogeiton was attempted on account of an erotic
incident. ... When Harmodius had become radiant through the bloom of his youth, a man of the
commoners, Aristogeiton, a citizen of middle rank, had him as his Jover [erastes]. When
Hipparchus son of Peisistratus attempted [to seduce] Harmodius but failed to persuade him,
Harmodius complained of him to Aristogeiton. [Aristogeiton], smarting with pain erotically and
fearing Hipparchus' power, lest he should take away Hannodius by force, immediately began
plotting . .. the dissolution of the tyranny. (6.54.1-3)

13)

Immediately without circumspection they fell upon [Hipparchus], as especially happens in a
passion: the one's [passion] being erotic, the other's on account of being insulted. They began
striking him and they killed him. (6.57.3)
It was with this sort of character, through erotic pain, that the beginning of the conspiracy and the
irrational daring came to Harmodius and Aristogeiton out of their great alarm at the moment. For
the Athenians the tyranny was harsher after this. (6.59.1-2)

Alcibiades at Sparta
14)

I do not think I deserve to be thought bad by any of you ifl, who once seemed to be a patriot
[philopolis], now go against my own city by force, in company with her worst enemies.. . . The
true patriot [philopolis] is not one who refuses to attack his city, though he lost her unjustly;
rather, he is the one who will attempt to take her back by any means, on account of desiring
[epithumein] her so. (6.92.4)

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                <text>The Erotic Theme in Thucydides' Peloponnesian War</text>
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                <text>Thucydides. History of the Peloponnesian War</text>
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                    <text>History and Existentialism in the Raj Quartet"

Paul Ludwig

This lecture is going to be about History, a discipline we don't teach at St John's, and
Existentialism, a school of thought we don't recognize at St John's, all in a series of
novels, the Raj Quartet, that are not on the St John's list of Great Books. Students who
are already swamped with work and busy parents alike may be forgiven for thinking that
a major project ofreading about the last days of British rule in India is not in their
immediate future-let alone the Raj Quartet's four massive volumes averaging four
hundred pages each. Nevertheless, I hope to tempt you, as India has seduced many a
Western adventurer before you, into reading at least the first volume, entitled The Jewel

in the Crown, which stands on its own as a separate novel. I secretly know that if you
read the first one, you will get hooked. Students will then get in trouble with the Dean or
with the Director of the G.I. as they attempt to fit in, between tutorial and seminar, a little
side reading on the second volume, The Day of the Scorpion. How can I justify leading
you so far astray? Luckily, modern technology comes to our rescue: there is a movie
version. And this is one case in which watching the movie is not a sign of intellectual
shallowness. The title of the movie is identical to the title of the first volume, The Jewel

in the Crown, although it is important that you should know the movie covers the events
of all four novels, the whole Raj Quartet. You can find the videotapes in our College
library, as well as in many catalogue companies who sell BBC shows to us Americans.
The movie is so good, that it is hard to realize-while watching it-how much better the
books are. When it first aired as a television serial on weekday evenings, the streets of

°Friday Lecture delivered at St John's College, Annapolis, on November 5, 2004
(Parents' Weekend).

�London were deserted, so they say, as they had not been since the Blitz. Everyone was
indoors watching it on TV. For those wary of the production values of 1970's BBC
broadcasts (everything looked like Doctor Who) the production of The Jewel in the

Crown aired in 1984 and caught the wave, as it were, when British film-making was
coming into a kind of ascendancy in their absolute fidelity to historical period. So if you
are pressed for time, as you are, and if you want to take a short rest from reading, you're
in luck. If you get hooked, though, and find you have to start reading the books, don't
say I didn't warn you.
The movie version captures only a small portion of the drama of ideas, but it
captures amazingly well the drama proper (the story-Jine), the characterizations, the
mood, and what I can only call, the wonder. I will try to convey some of each of these,
and while I want to focus on the drama of ideas, therein lies a problem. If you really
wanted to learn about the history of the British in India, you could learn more accurate
information faster by going to a history book. And if you really wanted to learn
something about Existentialism, you could read a philosopher. In fact, some
philosophers on the Program, namely Kierkegaard and Heidegger, have been labeled
Existentialists by academics at other, more shallow institutions. So what I said at the
beginning was not strictly true. We do study "Existentialists" at St John's, we simply do
not want to prejudice our reading of them by calling them that. And even though
Existentialism is said to have influenced a lot of literature-Dostoevsky is supposed to be
another "Existentialist"-surely reading novels is a backwards kind of way to get into
Existentialism. Another, deeper problem, is that a very respectable opinion, probably
held by quite a number of you, goes something like this: "novels are works of art; they
don't intend to foist ideas on us. Trying to derive philosophical ideas from stories is like
milking a billygoat; you treat the story as something that it's not and hence inevitably fail
to appreciate it for what it is." One of my warmest memories of being a freshman tutor is
of sitting around after an archon meeting chatting informally with other younger tutors
2

�about the Odyssey, when someone made the mistake of wondering what a certain incident
in the Odyssey was really about. Our archon, a senior tutor and an excellent reader of
literature (but he shall remain nameless), interrupted the conversation, saying "Anyone
who thinks the Odyssey is about something, is a jackass!" It was a great way for a young
tutor to come to realize that there was more than one opinion about how to read at St
John's. "Poetry asserts nothing." That is the classical expression of the senior tutor's
sentiment. My own opinion is that poetry, literature, can make assertions, and that the
classical statement, "poetry asserts nothing," was partly intended to defend poetry, to
screen poetry from censorship, by pretending that poetry has less to say than it really
does. And indeed, the author always can hide behind his characters and say: "I wasn't
the one saying that-one of my characters said it." Sometimes the author might be
saying that in all truth. But other times, we don't have to believe him. I admit, though,
that this opinion of mine partly derives from weakness-I need a good story to keep my
attention from flagging. History does not do it for me unless it is written by a master at
narrative. And I am so lazy that I learn philosophy better from literature and only later go
to the philosophers themselves to compare notes and decide if I have learned anything
solid. So a novel has to be a good yarn before it can teach. It has to be good poetry first.
And if that is all you want in a novel, you, too, have come to the right place. The Raj

Quartet has all that you are looking for, and more. So before getting into history and
philosophy, let me start by showing that Paul Scott, the author of the Raj Quartet, can

write. For me, wonder is the primary experience of reading the Raj Quartet. So let us
start with some of the wonder.
Before looking at the first passage, I should say just briefly that I did not discover
this wonder on my own: I had people who showed it to me. The Raj Quartet has been on
a kind of informal St John's reading list among tutors for many years. And this is proof
that St John's tutors do not only read great books. One rather basic reason why tutors
read other books is that we could never find other great books if we never read anything
3

�but what someone has alleged to be great. In the opinion of the tutors who preceded me
and showed me the wonder of the Raj Quartet, the Raj Quartet is a great work of world
literature, as great as, hold onto your hats, War and Peace. Two of my predecessors were
our former college librarian, Kitty Kinzer, and a tutor, Beate Von Oppen-her niece
recommended the Jewel in the Crown to Beate as something to read during an airplane
journey: that is how chance can put you on to something important. Study of the Raj

Quartet became formal at Annapolis two years ago, with a faculty study group of thirteen
tutors, funded by a grant from Ambassador Adolph Schmidt. So what I said earlier about
the Raj Quartet not being on the Program is only true in a literal-minded way. Two of
the faculty members of that study group have since passed away, and they are the same
two who introduced these books to the College: Kitty Kinzer and Beate Von Oppen. I
would like to dedicate this lecture to them.
So first: the wonder. I will read three very brief passages from the first volume,

The Jewel in the Crown. They are printed in your handout, and I apologize in advance if
I butcher them. The main story is set in 1942, but the three passages are historical
flashbacks to several earlier Indias. The first passage is about native India, divided into
many small kingdoms: the Brits are already in the land, trading and defending their trade
with armies, but there are many kingdoms they have not taken over yet (some of which in
fact they would never take over). What I like about the first passage is the way the Indian
names for trees somehow still convey something to us, even though most Englishspeakers have heard of maybe one or two of these trees, at most. This is the first passage
on the handout 1:

1

Paul Scott, The Raj Quartet, Volume I, The Jewel in the Crown (Chicago: The

University of Chicago Press, [1966] 1998), pp. 67-8. The succeeding volumes, also
published by University of Chicago Press in 1998, with their original dates are as
follows: The Day ofthe Scorpion (1968), The Towers o/Silence (1971), andA Division of

4

�The [MacGregor] house stands in the middle of the garden, protected from the
outside world by close-formed battalions of trees: neem, pipul, gol mohur,
tamarind, casuarina and banyan; it goes back to the eighteenth century and was
built by a prince who conceived a passion for a singer of classical music. To
build a house and install a woman in it is an expensive way to beg her favours. It
was said that he came to visit her morning and evening, and that she sang to him .
. . and that he became enamoured finally only of her voice and was content to
listen while she instructed the pupils he permitted her to receive. Scheherezade
told stories to postpone the hour of her execution. The singer sang to guard her
honor. When the singer died the prince grieved. People said he died of a broken
heart. The house was deserted, closed. Like the state it decayed, fell into ruin.
The prince's son succeeded to the gaddi. He despised his father for his futile
attachment to the singer. He would let no one live there. He built another house
nearby, the Bibighar, where he kept his courtesans. He was a voluptuary. He
emptied the treasury. His people starved. An Englishman at his court was
poisoned and so the new prince was deposed, imprisoned, his state annexed [by
the British], and his people were glad of it until time lay over the memory of the
old bad but not the badness of the present. The decayed house of the singer was
rebuilt by a red-faced Scottish nabob called MacGregor who feared God and
favoured Muslims, and was afraid of temples. The story goes that he burned the
Bibighar to the ground because he said it had been an abomination.

the Spoils (1975). Henceforth the volumes will be referred to as Jewel, Scorpion,
Towers, and Division.
5

�At least one hundred years separate this India of the Maharajahs, the Indian princes-father, son, singer and courtesans--from the India where MacGregor, a merchant and a
"collector," is carving out a fortune and acting as the de facto ruler of Mayapore. The
only thing you need to know about the second passage is that even by MacGregor's time,
English womenfolk have not come to small interior states like Mayapore yet-white
women are found only in the big British-built coastal cities like Calcutta. The British tell
themselves that MacGregor destroyed the Bibighar-which literally means "house of
women"-because keeping a house full of courtesans was immoral. But a little later in
the novel we learn a different version of the story. Competing perspectives, we shall
find, are going to be typical of the Raj Quartet. Here is the second passage on the
handout2 :

But then this was the European version of the tale. . . . [MacGregor] burned
Bibighar, not, according to the Indian version, because it was an abomination in
his eye and the eye of the Lord ... but because he fell in love with an Indian girl
and lost her to a boy whose skin was the same colour as her own. There are two
versions of the Indian account of the burning of Bibighar. The first is that he
discovered that the girl and her lover met in the Bibighar, and that he then
destroyed it in a fit of jealous rage. The second is that he told the girl she would
have to leave the MacGregor House and live in the Bibighar. He took her there
and showed her the repairs he had made to it and the furnishings and clothes he
had bought for her comfort and enjoyment. When she asked him why she must
leave the MacGregor House, he said: Because I am going to Calcutta to bring
back an English wife. So that night she stole away with her true lover. When he

2

Jewel, pp. 140-1. Spoken by the character known as Sister Ludmila.

6

�found that she had gone, he ordered the Bibighar to be burned to the ground, and
then utterly obliterated.

Not only are there two versions of the story, British and Indian-there are two versions
of the Indian version! Like a good historian, the author, Paul Scott, tries to tell all sides
of the story. Like Herodotus, Paul Scott knows that truth is hard to get at, and what
people say about an event comes to be as important as the event itself. People's versions
take on lives of their own. Now, in reality, of course, Scott himself is making up all three
versions. He is showing us what doing a history would be like, rather than showing us a
real history. You may have noticed thatlhave broken my promise and started talking
about history already, when I was supposed to be only showing that Paul Scott is a good
writer. And Herodotus, whom I mentioned, is clearly a program author, so what I said at
the beginning about St John's not teaching history was not strictly true. That would the
third tintruth I have told tonight-so far. Not only do Johnnies read some historians, but
Johnnies are constantly learning to act as historians themselves-historians of intellectual
history-by interpreting the evidence of original sources: and in roughly chronological
order, to boot. But what Johnnies emphatically do not do is to try to place authors into
the context of what other historians have alleged about their times: the political, social
and economic history of their times that may--or may not-have influenced the author's
ideas. Our philosophy is: better to err on the side of allowing the authors to be too
original than to chop them down to size to fit a prejudgment about their alleged context.
One ofthe philosophies of history presented in the Raj Quartet will explicitly disagree
with the St John's philosophy. The Existentialist philosophy of history partakes of what
is known as historicism. Historicism in its most extreme form doubts whether any
originality is possible; it understand us all to be products of our social, political and
economic contexts. So, I apologize for dragging philosophy and history into it ahead of
time, but these get so intertwined with literary art in Scott's novels that it is hard to talk
7

�about his art without saying what the novels are about, getting into their ideas. The
narrator of The Jewel in the Crown initially appears to be an omniscient narrator: he
seems like Paul Scott himself. But in fact this narrator is gradually revealed to be a
historian (himself with a limited viewpoint) who has returned to India in 1963, long after
Independence was granted by the British. This unnamed historian has come back to learn
about what happened in those last days before Independence, specifically what happened
on a mysterious night in 1942, when an Englishwoman was raped during political unrest.
The narrator's use of competing perspectives, British vs. Indian, Indian vs.
Indian-a technique sometimes called Perspectivism-goes together with another
narrative technique, which I will call the Telescoping of time. In the brief passages we
are reading, four different time-periods are present. We have already talked about the
eighteenth century Indian princes and the nineteenth century merchant-imperialists, but I
left out a sentence in which the historian in 1963, visiting the MacGregor house as part of
his investigation, hears a young girl taking classical music lessons; she is singing the
same songs now, in 1963, that the classical singer sang to her prince inthe eighteenth
century. Eighteenth century, nineteenth century, 1963: these are all frame and
background for the story proper, which takes place in 1942. Like a telescope closing up,
time past and time future are always present-in the Raj Quartet-in time present. And
the fascinating thing, the wonder that sends a shiver up the spine, is that many of the
same sorts of occurrences are repeating themselves in all four time periods. Not just the
music: an illegitimate love affair is veering toward tragedy in three of the four periods.
Consider the third passage on the handout. Here we are back in the India of the
princes again, when the voluptuary son gets the last word over his father. Don't blame
me for taking these passages out of order: Scott himself deals with these occurrences out
of order. He wants us to go back and ponder the earlier ones armed with what we know
from the later ones. Recall that the singer's house fell into ruin, after her death, before

8

�MacGregor came along to rebuild it, but the Bibighar, the "house of women" or
prostitutes, flourished. This is the third passage on the handout3:

In those days, when Mayapore was a kingdom, on that side of the river there were
no other buildings, and so those two houses were marks on the landscape,
monuments to love, the love of the father for the singer and the love of the son for
the courtesans, the son who despised his father for an attachment which, so the
story goes, was never consummated. Day by day I think the son climbed the
tower of the palace or to the highest room in the Bibighar to survey that other
house, the singer's house, to glory in its decay, and said to himself, Such is the
fate of love never made manifest."

The tale of the last days of Britain's India empire is going to be the tale of a love
never made manifest, an erotic attraction to India that could only be consummated in a
kind of rape but could never dare to admit to itself that it might be love, for that would
have led to an open embrace or dalliance that would have put the English and the Indians
on an equal footing, undermining the ethical pretext of the "civilizing mission" that had
become the way the British justified their empire to themselves. Surprisingly, Paul Scott
or his narrator is not on the side of the father who did not consummate his love, but on
the side of the voluptuary son, who at least made his love-such as it was-manifest. So:
Scott can write prose with a touch of poetry. But can he spin a yarn? Let us look briefly
at the story-line.
1942. An English girl has come to live in the MacGregor House. Her name is
Daphne Manners. She has lost her family in the Blitz, and has been driving an
ambulance during the bombing of London. She comes to live in India with an Aunt,

3

Jewel, p. 139, another of Sister Ludmila's musings. Emphasis in original.

9

�Lady Manners, the only family she has left. The story of Daphne's revulsion with all
things Indian is too detailed to go into, but it is beautifully told. She initially stays with
her Aunt, the widow of a Governor, in the predominantly Muslim city of Rawalpindi.
Just when she thinks she might be growing to like India a little bit, she journeys to
predominantly Hindu Mayapore where her Aunt's Indian friend-also a titled LadyLady Chatterjee, widow of an Indian who was knighted for his service to the Raj, lives in
the MacGregor House, one of the only Indians on the British side of the river. Mayapore
is now split into the British town north of the river, and the Indian town south of the river.
Daphne's descent into ever-greater alienness, first into Islam and from there into Hindu
territory is accompanied by extreme revulsion, not only or primarily with the poverty and
living conditions but with the utterly alien cultures, what the locals consider good food,
and the ways of life and death.
The MacGregor House is one of the few places in Mayapore where Indians and
British mix socially and only then at carefully contrived drinks parties. Daphne brings
with her progressive liberal notions about the meaninglessness of racial distinctions as
well as an unprejudiced heart that attempts to find the human in the other. But she finds
her fellow Brits in India to be living in a land that time forgot; their attitudes toward race
and their resistance to eventual self-rule for India are essentially nineteenth century holdovers living on into the twentieth century. Daphne is determined to appreciate and
eventually love every aspect of India that she possibly can, and we gradually realize that
this girl who is too tall, clumsy, average-looking, near-sighted, and naive.has capacities
for cultural assimilation which give her what can only be called moral grandeur. If
Daphne were ever to fall in love, she would make her love manifest.
She falls in love with a young Indian named Hari Kumar. And here is the first
twist: Hari, too, has just come to India. He grew up in England, .son of an Indian father
who admired British ways, assimilated, made and lost a fortune, committed suicide, and
left his eighteen-year-old son stranded at his elite English boarding school with no
10

�money. Hari, too, has just come to live with his Aunt, and Hari is, if anything, more
revolted by India than Daphne was. This is because Hari is, if anything, the most English
character in the book. In everything but skin color: in attitudes, outlook, character, he is
utterly English and utterly at sea in India. He is so English that he is even upper-class
(thanks to his boarding school education); he shares the hauteur of the ruling British but
.in India he can never be one of them. Somewhere on the ship over to India, it happened.
Although Hari had scarcely noticed he was brownskinned before (he had white friends,
he was accepted in England), at some point near the Gulf of Suez, his fellow British
passengers began to exclude him and socialize only among themselves, with their fellow
whites. People who would never have felt that way at home, became, as India
approached, frightened or racially conscious for the first time, and joined ranks against
him, expecting that he too would now join his own kind. But Hari has no kind, unless it
is the British themselves, for Hari is as far from an Indian as it is possible to be. And this
is one of the historical and academic glints that decorate and inform the novels, because
Hari Kumar (in England he was called Harry Coomer) is one of the "brown-skinned
Englishmen" whom the historian and planner of empire Thomas Babington Macaulay
envisioned in a famous speech before the British parliament on how Indians should be
educated: to create "a class of persons Indian in colour and blood, but English in tastes, in
opinions, in morals, and in intellect ... who may be interpreters between us and the
millions we govem."4 Paul Scott merely takes Macaulay at his word and shows us such a
person. But what will happen to such a person if the British ever decide to leave India?
Not British enough for the British, not Indian enough for "the millions we govern," Hari
is destined to be forever a loose end in the incomplete project of empire.

4

Compare Jewel, p. 248, with Division, p. 301. See also John Keay, India: A History

(New York: Grove Press, 2002), p. 431.

11

�Did I start philosophizing again? Sorry. With these novels, it's hard not to.
When Hari finally scrapes up courage to cross the river into the British town, he feels like
he has come home: clean lines, uncluttered streets, ordered civic life. When he enters a
pharmacy, his heart leaps up to discover brand-name items that he is used to. (If you
have ever been lonely in a foreign country, you will know how much those commercial
items can mean to a traveler). But when he attempts to purchase a bar of soap, he
encounters only contempt and prejudice, particularly when the memsahibs (white ladies)
hear him speaking (aping, as they see it) upper-class-accented English. An Indian does
not belong in the British town, unless he is the servant of a white. Hari literally becomes
a man without a country, or without a community. Hari concludes (Jewel, p. 242):

his father had succeeded in making him nothing, nothing in the black town,
nothing in the [British] cantonment, nothing even in England because in England
he was now no more than a memory ... .

This language of nothingness will loom very large. For nothingness (as in Jean-Paul
Sartre's title Being and Nothingness) is just what an Existentialist thinks we ought to
think about ourselves. That we are nothing, on our own, nothing but a web of influences,
totally determined by our backgrounds: our genes, our race, our religion, our upbringing, ·
our height and sex even. There is no escaping those determinants, or at least: no way to
be certain we have free will. Every choice we make can be traced to those all-powerful
factors. So philosophy is going to be right up front in the story-line.
O.K., maybe I should drop even the pretense of "just telling the story." It can be
done, but I can't do it. As you have probably guessed by now, Hari and Daphne will
become illegitimate lovers. They meet at a racially mixed party at the MacGregor House.
They have trouble from the start-not because of the outward pressure from the different
12

�communities they belong to, the English and Indian communities, both of which consider
interracial love to be taboo. That is the least of their problems. Their problems are
internal: the communities they both come from-their backgrounds-have predisposed
them (it is so unconscious that it is like a genetic predisposition) to accept the taboo.
Theory alone, theory that racial distinctions are meaningless, is not enough. It is very
hard to put the theory into practice. Part of Hari's situation is that "a dark-skinned man
touching a white-skinned woman will always be conscious of the fact that he isdiminishing her."5 When Hari beings to fall in love with Daphne, he deliberately
attempts to put her off, warn her away from him, by behaving on one of their illicit dates
the way he imagines a middle-class Indian male would behave. Since the English won't
let Hari be English anymore, since he must be Indian, he will behave like the English
stereotype of an Indian male: outwardly polite, but underneath selfish and aggressive,
eating with his fingers, treating the servants like dirt, making the girl conform to his
wishes, playing Indian music which he hated (and expected her to hate) on the
gramophone. But he underestimates Daphne, who by this time has come to love many
aspects of India: she particularly likes Indian music, which she says is the only musiC in
the world that is conscious of breaking silence. Daphne does not mind lndianness if Hari
wants to be Indian; she is only worried why he is acting so strangely.
When a moment comes in their relationship when Hari should touch Daphne, she
recalls (Jewel, pp. 410-11):

He was afraid to. He was too conscious of the weight that would have made
touching a gesture of defiance of the rule ... , and he didn't have that kind of
courage, and so I was deprived of my own. The defiance had to come from him
first, to make it human, to make it right.

5

Scorpion, p. 217, spoken by the villain Merrick.
13

�For Daphne to provide the defiance of the taboo would further unsex Hari (Jewel, p.
411 ): a ruling memsahib taking a hapless Indian by the hand. Hari and Daphne are
stymied by their awareness that a brown man with a white woman must be "taking
advantage of her" in some way or another. A general thesis put forward by less liberalminded Brits is that "an Indian will always take advantage of an English person who is
friendly." And there is some truth to the thesis, since indeed the ruling caste of whites
always does hold the keys to all advancement for a ruled caste of browns. It follows that
Indians always want something. It also follows that any union between the two of them
must be exploitative.
One night-a dangerous night because there is civil unrest in Mayapore: Gandhi
and the Indian National Congress party leadership have been interned by the British
because the British, after all, have a war to fight with the Japanese, and Gandhi's noncooperation movement is not helping-on that night, the night of the civil unrest, Hari
and Daphne are sitting together in the deserted Bibighar garden. The ruined "house" of
women where love was at least made manifest is gone, only a garden remains, which has
become a kind of informal public park.
Daphne takes Hari's hand briefly to light her cigarette (Jewel, 416):

After a while he said, "What were you trying to prove? That you don't
mind our touching?"
I said, "I thought we'd got beyond that."
"No," he said, "we can never get beyond it."

The "gesture of defiance" that needed to come from Hari finally materializes when he
takes away her cigarette (which he considers a disgusting, Indian-made cigarette). He
grabs her wrist and throws the cigarette away. "That catching hold of my wrist was like
14

�the impatient gesture of a lover. For him it was like that too." Once the boundary is
crossed, their desire breaks through the dam.
Unbeknownst to the couple, a group of Indian men, rioters who have come in
from the country during the political unrest, are watching them in the darkness of the
garden. For these men, a taboo is broken when they see a black man touching a white
woman. They catch the couple unawares, forcibly restrain Hari, and rape Daphne. Hari
himself is now a prime suspect in the rape because no one will believe that an English
girl was in the garden alone with an Indian, consensually. What will happen to Hari?
Enter the philosopher, stage left. The British District Superintendent of Police,
Ronald Merrick, who hauls Hari in for questioning, and subjects him to brutal torture,
attempting to extract a confession, also proceeds to give a philosophic account-a
reasonable explanation-to Hari: an explanation of all the problems that Hari has been
experiencing and thinking about since he came back to India and especially since he met
Daphne. "Wait," you're saying, "a philosopher who tortures? I don't remember Socrates
ever doing that." But this is a very different kind of philosophy, a philosophy that
recognizes no distinction between contemplation and action. Merrick wants Hari to
confess to the crime, a crime he knows Hari did not commit. Or does Merrickknow it?
It turns out that, for Merrick, there may be no firm link between committing a crime, and
being guilty for it.
Contrary to the reader's expectation of ordinary police corruption or ordinary
racism, Merrick proceeds to reveal to Hari a full-blown philosophy of history and human
agency. You will notice that this lengthy philosophizing is integrated into the story-line.
I did not put it there. Oh, I admit that we readers do not actually learn everything that
was said in that jail cell until the second volume, The Day ofthe Scorpion, over a year
later when Hari is interviewed, still in prison. But that just gives you incentive to read
volume two, and not stop at volume one.

15

�Hari later recounts how Merrick began to talk. Merrick's philosophy is a
philosophy of the so-called "situation." "He said history was a sum of situations whose
significance was never seen until long afterwards because people had been afraid to act
them out" (Scorpion, p. 297). "They preferred to think of the situations they found
themselves in as part of a general drift of events they had no control over ... ". The rajBritish rule in India-has felt itself swept along by just such a current or drift since well
before the onset of World War II: attitudes are changing and British power in India is
unraveling. History itself seem to be drifting in the direction of liberation, and raj
functionaries both of the civil and the military passively assume there is nothing they can
do to stem the tide. Tonight, a white and a brown, Merrick and Hari, find themselves in
position to reaffirm the raj's power. To prevent their moment together from sinking into
the general drift, Merrick believes both he and Hari must avoid the passivity of the
aforesaid rajwhites, those who "couldn't face up to their responsibility" for their
situations. Curiously, the passive majority are probably correct about the hopelessness of
taking control of the moment, in Merrick's view: "He didn't think he could go so far as to
say you could change the course of events by acting out situations you found yourself in
.. ". At most Merrick and Hari will have the satisfaction of knowing they did all they
could to stem the tide of the liberalizing drift: "you'd ... take what steps you could to
stop things drifting in the wrong direction, or an unreal direction."
Merrick insists Hari should take responsibility. "That's what you've got to admit
... your responsibility for that girl getting [raped]. If you were a hundred miles away
you'd still be responsible" (Scorpion, p. 298). Surely this is a very odd notion of
responsibility that Merrick has. But Merrick practices what he preaches: he, too, is
willing to take responsibility for a something he didn't commit. Merrick says he will take
responsibility for the liberal whites' misrule, even though Merrick himself has obviously
contributed nothing to the raj's drift toward liberalization and eventual liberation.
Precisely taking responsibility for situations that are not one's fault is what Merrick
16

�recommends. This notion of "responsibility" is unusual, and its usage goes back to a
philosopher other than the fictional Merrick but one equally controversial (drum roll,
please): the philosopher Martin Heidegger.
Merrick's philosophy conforms point by point with Being and Time, Division
Two, Chapter 2: "Dasein's Attestation of an Authentic Potentiality-For-Being, and
Resoluteness" (there's a mouthful), especially section 60. Now I am going to do what
you "poetry-asserts-nothing" types feared. I have perfectly good words on the page of
the novel to interpret, but instead of letting them speak for themselves, I am going to drag
in a philosophical text. But my claim is that we are driven to it. It's not that the novel
cannot speak for itself. (It does speak for itself.) Rather, the novel is giving us a chance
to enrich our understanding of philosophy, too-we have the chance to go back to Paul
Scott's own sources and learn what he knew. And, in keeping with my own personal lazy
way oflearning philosophy, I feel driven to confront Merrick's "Existentialism" with that
of a known "Existentialist," just to see ifI'm learning anything solid. I should also add
that the Heidegger connection is not my own discovery. Another of my predecessors at
St John's, Eva Brann, has pointed out the Heideggerean roots of Merrick's philosophy in
the course of publishing numerous articles on the Raj Quartet. After one of our study
group meetings, Beate Von Oppen was telling me about how the Raj Quartet found its
way to St John's. "I was the first," she said, in her part German and mostly British
accent. "Then Eva eclipsed me." In the scholarly literature on the Raj Quartet, no one
has yet made the Heidegger connection, so St John's is ahead of the curve on that one.
One scholar did notice similarities with Jean-Paul Sartre, so I will have more to say about
Sartre later.

17

�But first, Heidegger. Heidegger defines the term "Situation"6 as "definite factical
possibilities" that are disclosed when a person becomes resolute. This is the fourth
passage on the handout. The only thing you need to know is that "Being-There" (Dasein
in German), is Heidegger's special word for human being: the kind of beings that are
"there" in a fuller, more fundamental way than animals or things are "there." And yes,
the Peter Sellers movie "Being There," which some of you have seen, is a reference to
Heidegger's theory. The novel by Jerzy Kosinski that the film was based on (the novel
was also called Being There) was a parody of Heideggerean existentialism. Here is the
fourth passage on the handout:

In the term "Situation" ("situation"-'to be in a situation') there is an overtone of
a signification that is spatial. ... [S]uch an overtone is also implied in the 'there'
ofDasein [Being-There]. Being-in-the-world has a spatiality of its own ....
Dasein 'makes room' in so far as it factically exists .... Just as the spatiality of
the "there" is grounded in disclosedness, the Situation has its foundations in
resoluteness. The Situation is the "there" which is disclosed in resoluteness-the
"there" as which the existent entity is there. It is not a framework present-at-hand
in which Dasein occurs, or into which it might even just bring itself. Far removed
from any present-at-hand mixture of circumstances and accidents which we
encounter, the Situation is only through resoluteness and in it.

6

Heidegger, Being and Time, trans. J. Macquarrie and E. Robinson (New York: Harper

and Row, [1927] 1962), p. 299 (pages cited refer to the marginal pagination, i.e. to the
original German text). The German for the capitalized English "Situation" is Situation,
for small-case "situation," Lage. Emphasis in original.
18

�The inauthentic grasp of a Situation is that a Situation is a "mixture of circumstances and
accidents" that we encounter. When Merrick says that most people prefer to think of
Situations as part of a general drift of events they have no control over, he refers to this
inauthentic grasp. Merrick's term "unreal," as in "drifting in ... an unreal direction"
corresponds to Heidegger's terms "inauthentic" and "ungenuine" (Heidegger, p. 297).
For Heidegger, our understanding of historical significance results from

resoluteness. What does he mean by resolute? We resolve on a course of action, we
make a decision, a resolution (like a New Year's resolution), and we stick to our decision,
come what may. The resolute individual has made an unalterable decision-oddly, for
Heidegger, a decision without grounds. Ordinarily, we let the facts determine what we
should resolve to do. We work within the framework of possibilities permitted us by
facts. Heidegger reverses this: rather than letting the facts determine what we should
resolve to do, "[r ]esoluteness does not first take cognizance of a Situation and put that
Situation before itself; it has put itself into that Situation already. As resolute, Dasein is
already taking action" (Heidegger, p. 300). Such taking action exposes for the first time
the "facts," or as Heidegger would say, the "facticity" with which a person must work.

"The resolution is precisely the disclosive projection and determination ofwhat is
factically possible at the time." (p. 298; emphasis in original) Analogously, Merrick
emphasizes "enactment" as the only way of knowing the facts about what the historical
situation is. Enacting this particular situation-Merrick means playing at master and
slave-is the way to understand its significance. Ordinarily, we might want to examine
the facts first: are brown people really the slaves of whites? Is Merrick really Hari's
master? But no (Merrick and Heidegger say) disclosing facts like those always
presupposes a stance, a decision you have made, a resolution. In modem parlance, this
Heideggerean idea has trickled down into our ordinary speech and way of looking at
things: we call it "commitment." How you view the facts depends on your prior
commitment. The Liberal commits himself to finding the races equal; when he examines

19

�the evidence, he finds it supports his commitment. The racist commits himself to finding
the races unequal; when he examines the evidence, he finds it supports his commitment.
In the Existentialist philosophy, the prior decision lights up the world, reveals the facts
for the first time. There are no pure or uncommitted facts. Ordinarily, Merrick says, the
significance of Situations is "never seen until long afterwards because people [have] been
afraid to act them out." And later: "It wasn't enough to say he was English and I was
Indian, that he was a ruler and I was one of the ruled. We had to find out what that
meant." (Scorpion, p. 298)
Now we are in a position to think more about Merrick's radical new concept of
guilt: that we should all admit guilt precisely for those things we're not responsible for.
For Merrick, accepting responsibility is the inner truth of taking action, or enactment.
Hari ought to take responsibility for the rape of Daphne, even though he didn't commit it,
because the rape of Daphne by some Indians somewhere is symbolic of the situation in
which all Independence-minded Indians and all liberal whites everywhere conspire to
create: the liberal whites by their egalitarian behavior are practically assuming that Hari
can have their womenfolk; and Hari, by acting in kind at their invitation, is practically
assuming it too. The real situation (in Merrick's view-and we have already seen the
evidence for his view) is that no black man can touch a white woman without feeling the
sense that he is violating her. Their sexual union must always be a rape, even if neither
party wills it to be such. The best Hari can do is face up to this situation.
The same sense of guilt or responsibility is also the inner meaning of resoluteness
for Heidegger. Resoluteness is defined as the "self-projection upon one's ownmost
Being-guilty . .. " (Heiqegger, p. 297; emphasis in original). Guilty of what, for what?
Merely guilty-primordially so, Heidegger says. " 'Being-guilty' also has the
signification of 'being responsible for' ["schuld sein an"]-that is, being the cause or
author of something. . . . These ordinary significations of "Being-guilty" ... can go
together and define a kind of behaviour which we call 'making oneselfresponsible' ..."
20

�(p. 282; emphasis in original). Conscience proclaims us guilty, and conscience is the
manifestation of care or of solicitous, concernful being in the world. Whenever we care
for or feel solicitous toward other people or things, we feel a call of conscience which
does not have a specific grounding in any act we may or may not have committed.
Heidegger's (and Merrick's) notion of guilt now becomes slightly more plausible.
Particularly when we suddenly realize that we have been carelessly accepting a situation
made by others, i.e. not exercising our human freedom, we feel guilty. Ifwe realize we
have been drifting with the current (remember, the liberal members of the raj were letting
themselves drift), we suddenly feel guilty; if we then use that guilt to become resolute, to
say, I'm not going to drift anymore, I'm going to be a free chooser, and make my own
way in the world, then we are close to becoming resolute the way Heidegger wants us to.
Close-but we're not quite there yet. For this is the truth aboutfacticity, i.e. the set of
facts (sex, height, biographical givens, social roles, customs ingrained in us by our
peculiar sect or nationality): none of these facts were acts of our own free will, we made
none of them but rather are stuck with them, and we are seemingly determinedbv them.
We are "thrown" into them, and our natural mode is to get lost in them, not to exercise
our determining freedom. But herein lies the rub: there is no evidence we can ever get
free of them. There are no facts, prior to making a commitment, that show us that we
have free will. On the contrary, the facts all add up to show us that we have no free will,
that the only choices we make are really predetermined for us by our genes or by the way
our moms brought us up or by the things our dads told us. Merely rebelling against our
mom or dad is no escape: then you're simply reacting against them and letting them
determine you in a way equal, but opposite, to the way they would have determined you
directly. The only way in which we can get outside of the facts that determine us is to

make them our own. Admit responsibility for them, admit guilt precisely for facts not of
our own making. That is the only way out. Step one: come to admit that you are totally
indebted-to your sect, your nation, your genes-feel these facts as debts, things lacking.
21

�Realize you are a nullity, a nothing. Step two: take responsibility for these facts (even
though they are not your fault), make them my own, make them your fault. Heidegger
calls this "Being-the-basis of a nullity" (p. 283). "Being-a-basis" means never to have
power over one's own Being from the ground up (p. 284). In understanding the call of
conscience, in taking responsibility, Dasein listens "to its ownmost possibility of

existence. It has chosen itself' (p. 287; emphasis in original).
A Heidegger scholar has ventured an example: existential guilt is indebtedness to
culture (among other factors), his example is: being brought up feminine.7 A woman may
feel she has no possibilities she can truly call her own: every role is preordained for her
by the culture. To have none of one's own possibilities is to be a nullity. However, she
can take over these public, pre-scripted roles in her own way, making them her own. She
achieves this by accepting responsibility for them, thereby becoming the basis for (i.e. the
author of) her own nullity. Embrace your nothingness. This is the only way out. This is
an exercise of freedom-the only freedom open to you or her or anyone. In much the
same way, Merrick wants Hari to accept responsibility for the facts that make him what
he is: black, dependent, inferior, coddled by a white elite, attracted to a white girl-a
rapist whether virtually or actually. This is the only freedom open to him. When Hari
"fails" to live up to this freedom, Merrick claims he has more contempt for him than ever.
Hari is merely pretending the world does not exist (Scorpion, p. 304).
Now before getting back to the story-line-we will get back to it soon: ifthe
"poetry-asserts-nothing" people in the audience can stay awake just a little longer-we
will visit one more philosopher, Jean-Paul Sartre, whose more popular, not to say
vulgarized, rendition of Heidegger's ideas helps make them easier to understand. There

7

Dreyfus, Hubert L., Being-In-The-World: A Commentary on Heidegger's Being and

Time, Division I. Cambridge, Massachusetts: The MIT Press, 1990).

22

�is in fact no evidence that Paul Scott had read (or read about) the philosophy of
Heidegger. "But there it is," you will say, "that is just what we were worried about: you
have dragged in a philosopher to distort a literary text, a philosopher the author didn't
even read." Yes, but: there is evidence that Paul Scott read and grappled with Jean-Paul
Sartre. In fact, Scott devotes several pages to wrestling with what he explicitly calls
Sartrean "engagement" with the "historical situation" in an important non-fiction essay in
which Scott explains why he writes at all. 8 So even though Sartre is not mentioned by
name in the Raj Quartet-it would have been anachronistic since Being and Nothingness
first appeared in 1943, too late for the 1942 Indian milieu in which Merrick
gives voice to its major tenets, Scott himself was reading Sartre in the 1960's and ?O's
when he was writing the Raj Quartet, and he made the ideas a part of his art. In addition,
the same ideas were around even in 1942 albeit in a more thoroughgoing, and less
popular, form than Sartre's. Heidegger's Being and Time had been first published in
1927 and republished in 1935. It will probably remain forever a matter of debate what
influence, if any, Heideggerean existentialism wielded over the rise of Nazism and
fascism in Europe. But Paul Scott, Heideggerless or not, was smart enough to see that a
philosophy that was Left-wing in Sartre, could just as easily be Right-wing as it had been
in Heidegger, and so he made Merrick into a kind of British fascist. To claim even more
for him, Paul Scott's power of imagination was so great that he often extrapolates from
Sartre, happening upon formulations that seem to owe more to their original source in
Heidegger, in much the same way that the Greekless Shakespeare took liberties with
North's translation of Plutarch, making changes that coincided with the original meaning.

8

Scott, "Literature and the Social Conscience: The Novel," in Paul Scott's collected

lectures and essays: Shelley C. Reese, ed,, My Appointment with the Muse. Essays, 1961-

75 (London: Heinemann, 1986).

23

�Quickly Sartre. Jean-Paul Sartre's Being and Nothingness provides concrete
examples where Heidegger was studiously abstract. For both Heidegger and Sartre,
human being has no fixed essence but only an existence: a "standing out" (Latin: ex
stare), hence the term "existentialism." Humans "stand out" from the way things "are" in
favor of the way things might be. Heidegger calls it "projecting possibilities." Sartre
emphasizes the negative; he calls it "nihilation": annihilating the actual in favor of the
possible. Both Sartre and Heidegger seek a way out of the determinism inherent in the
assumption that man's nature is essentially fixed, and that he is part of a causal chain.
While Heidegger thinks the resolute individual can add nothing but a style or manner to
the role which history has prescripted for him or her (all you can do is "make it your
own"), Sartre by contrast holds that man has "absolute freedom," albeit sometimes within
very narrow bounds-precisely the bounds of the historical situation. 9 A master and a
slave have very different facticities. One seems to have unlimited scope of freedom,
while the other seems to have little scope at all. Sartre would not disagree. But within
these vastly differing scopes, the .freedom that both master and slave can exercise is
absolute. No one forces the slave to continue being a slave: he can resolve to make a
break for freedom, risking death, at any time he chooses. He may, of course, not succeed,
but the choice will have been his own in a way precisely equivalent to the way his
master's choices are his own. Even if escape turns out to be impossible, his freedom to
make the attempt was absolute. The "Situation" restricts the range of his choices, but it
does not so pre-determine the outcome of the choice or choices left to him as to
vouchsafe to him foreknowledge of this outcome. Here is the crucial part: the slave can
never know his escape attempt is doomed until he has made the attempt, i.e. committed

9

Jean-Paul Sartre, Being and Nothingness: An Essay on Phenomenological

Ontology, trans. Hazel Barnes (New York: Philosophical Library, 1956), especially pp. 6-

35.
24

�himself. The one, absolute choice that we all have, that remains no matter how strict our
circumstances, is the choice whether to commit suicide or go on living: to be or not to
be), but that one choice is absolutely free. So for Heidegger, there is basically no such
thing as freedom, while for Sartre, freedom is absolute. One more example: consider a
man who wishes to climb a rock but says, "That rock is unclimbable." His statement
exposes him as the kind of being who attempts things, like climbing. That is, he projects
possibilities out ahead of himself("! might be able to climb the rock."). Otherwise put,
the man mentally "annihilates" the unclimbed rock-he imagines it as climbed. That is,
he negates the unclimbedness of the rock. Now, the true fact about the rock's
unclimbability can never be known until the man actually resolves or decides to attempt
to climb the rock. Resolutely trying, he may fail, but whether he succeeds or fails, he
will have exercised his human freedom. If he were to decline to climb the rock on the
grounds that he somehow "knows" in advance that the rock is unclimbable, he would be
in what Sartre calls "bad faith." Only in resoluteness can any such "fact" about the rock
be disclosed (Sartre, pp. 482, 488-9).
Now, I promised that Merrick's philosophy would have explanatory power: that it
woald give a reasonable (if existentialism can be called reasonable) accounting to Hari of
the problems Hari has been experiencing and thinking about since he came to India, or at
least since he fell in love with Daphne. And so it does. Merrick claims that if Hari will
only take responsibility for the rape, Hari's whole situation will be revealed to him, and
he will at last understand it. In this Merrick turns out to be correct. When asked in his
later prison interview whether he might indeed have tried to take advantage of Daphne
sexually, Hari confesses (Scorpion, p. 250):

'I may have done for all I know. My behaviour at that time left a lot to be
desired.'

25

�'I'd forgotten how to act in that kind of company. Or ifl'd not forgotten,
trying to act as I remembered I should act seemed-artificial.'

Hari was half-way to being an Indian, or half-way to being his stereotype of what an
Indian was. We recall that Daphne herself admitted that Hari had to get mad and grab her
wrist, get rough, throw her cigarette away by force, in order to find strength enough to
break the taboo against interracial touching. Hari's confession that he might indeed have
tried to take advantage of Daphne sexually is corroborated by what actually occurs in
their first and only sexual union, in the deserted Bibighar garden the night of the political
unrest. As Daphne herself recounts, Hari cannot initially act out or "enact" their union as
anything other than the very rape which the taboo says their union must be (Jewel, p. 417,
emphasis added):

There was nothing gentle about the way he took me. I felt myself lifted onto the
mosaic. He tore at my underclothes and pressed down on me with all his strength.
But this was not me and Hari. . .. [H]e made me cry out. And then it was us.

"But this was not me and Hari"-the sentence is important, because it shows that
Daphne does not wish to believe for a moment that Merrick's racial situation is in fact
all-determinant here. But our novelist is toying with just how close to being correct, if
not entirely correct, Merrick is. Daphne's assertion that this was not the real Hari sounds
like-or takes the form of-a characteristically pathetic rationalization by a white girl
who has fallen in love with an Indian only to find herself taken advantage of. Hari and
Daphne are in a communal vacuum: he because he is a black Englishman whom
Englishmen shun, she because she is crossing the color line. Paul Scott wishes to show

26

�just how difficult it is to create a sense of self beyond these racial selves that their
communities have constructed for them.
After the "real" rapists leave them, Daphne in her delirium thinks she is alone,
having "this idea that Hari had gone off with them because he had been one of [the
rapists]." The communal ideology is strong enough to make Daphne subconsciously
adhere to the scenario for which Merrick asks Hari to take responsibility. Like Daphne,
Hari accepts Merrick's version of the situation-for a few hours. Merrick pretends
during the interrogation (a policeman's trick) that Daphne went ahead and incriminated
Hari. Merrick offers to let Hari confess to a lesser charge and avoid punishment for rape,
for surely he can prove that Daphne agreed to meet him, that she wanted him? Merrick is
correct in his assessment of how Hari will feel at Daphne's betrayal. Hari later realizes to
his humiliation that he actually believed Merrick was telling the truth and that Daphne
had given evidence against him. But we the readers know that Merrick's lie corresponds
to a kind ofreality. Daphne did betray Hari in her mind, however briefly. Just as
Daphne had believed, briefly, that Hari was one of the rapists, so Hari, for a few hours,
believed that Daphne, as an English girl, would consider him, an Indian, one of the
rapists. And, we know as well, their sexual union was a rape, if only for an instant. It all
fits into a seamless "situation."
After more torture, Merrick offers Hari water and helps him drink it. Then
Merrick tells Hari if he were honest he would admit he was grateful for the water and
would thank Merrick for it. He gives Hari another drink. "'After a bit I heard myself say
[thank you]'" (Scorpion, pp. 300-1 ). Merrick says they both "know" where things stand
now. In other words, by enacting the situation of master and slave, Hari has learned
something about himself, just as Merrick said he would. Enactment is disclosive. During
the night, Hari wakes up and calls for help. '"The name I called was Merrick.'"
Only because Merrick is no longer in the cell with him, no longer there to "help"
the dependent Indian, does Hari have time to reason things out. Hari first decides to
27

�confess to the rape charge. That is the attractive course because he could add thereby
something of his own to his enemies' attempt to destroy him. Destroying himself would
be the only course left in which he could "exercise his own free will" (Scorpion, p. 302).
He is now at the level of Sartre's suicide: to be or not to be. Then Hari comes once again
to realize his own nothingness. "I thought, well anyway what's going to be destroyed?
Nothing. An illusion of a human being .... [A] nonentity ...". Hari now has the two
principal components of Sartre's existentialist philosophy: free will and nothingness.
When Hari finally revolts against Merrick's Situation, it could easily seem to the
reader that Scott has taken pains to show the victory of liberalism or humanism over the
existentialist philosophy of the situation. For example, Hari in his prison cell comes to
the realization that (Scorpion, p. 302; emphasis in original):

... no one had any rights in regard to me. I was the only one with rights. . . . I
wasn't to be categorized or defined by type, colour, race, capacity, intellect,
condition, beliefs, instincts, manner or behaviour.... So who had the right to
destroy me? Who had the right as well as the means? The answer was nobody. I
wasn't sure that they even had the means.

This reads as a classical liberal, modern vindication of the rights-bearing self. It would
be easy to assume from this that a rights-based liberalism here wins out over Merrick's
existentialism.
But it is only in and through an existentialist engagement with the situation that
Hari achieves this vindication of his own rights and individuality. He asserts: "[T]he
situation about Hari Kumar was that there was no one anywhere exactly like him. So
who had the right to destroy me?" Part of his reasoning is as follows: "I saw ...
something Merrick had overlooked. That the situation only existed on Merrick's terms if
we both took part in it. The situation would cease to exist if I detached myself from it"

28

�(Scorpion, p. 303). Hari has realized that the master-slave dialectic needs a slave: that is
why Merrick has been so motivated to reduce him to slavery, so that Merrick himself can
be elevated to mastery-what he regards as his proper position. Take away the slave and
you take away the master-slave situation. But when Hari says Merrick's situation ceases
to exist, he does not intend that no Situation of any sort exists any longer. On the
contrary: Hari refers to "the situation" many times throughout his prison interview,
endorsing the concept in his own right and without irony, sometimes infuriating his
interrogators with his mystifying assertions about what ''the situation" is and what it
entails. When they try to prevent him from talking about the situation, Hari says that it is
impossible for him to forget the situation (Scorpion, p. 283). He says (Scorpion, p. 292;
emphases added):

... you begin to see that I am the least important factor and that without
intending to you're asking questions about what I call the situation.
That's why you're annoyed and accuse me oflying, because the situation
threatens to be more than any conscience can cope with.

Hari's silence, his refusal to participate in Merrick's version of the situation, not only
incriminates him but also contributes to the prosecution of the five other prisoners
innocent of the rape in the Bibighar garden. When this is pointed out to him, Hari
replies: "Yes, I had to consider that. It was part of the situation." When Hari's testimony
is finished, he notes with irony that the clerk had been sent out of the room during the
part that incriminated Merrick. He suggests, "That's part of the situation too, isn't it?"

(Scorpion, p. 305)
Hari has been converted to existentialism by Merrick lock, stock, and barrel. He
merely disagrees with Merrick over what the situation is. Or rather, Hari' s resoluteness
subjectively discloses a situation different from the situation disclosed by Merrick' s
29

�resoluteness. Let us look closer at the situation as disclosed to Hari. He finds the tin mug
that Merrick gave him water out of. He puts a towel around his middle, covering his
naked, lacerated body. He walks up and down his jail cell, holding the tin mug. Like his
Hindu grandfather, who had become "sannyasi"--disavowing all responsibilities in his
old age to take up a beggar's cup and go out into the world to acquire merit-, Hari now
reminds himself of the "good Indian" his relatives·have been trying to make him become
since his return to India. The idea of sannyasa-the disavowal of all responsibilitiesconnects for Hari with the idea that Hari is not answerable to anyone but himself: since
he has no responsibilities, no one has any claims over him. "No one had any rights in
regard to me." He comes to a decision to be silent, confessing nothing. Hari vindicates
his existential freedom: "it seemed like a way of proving the existence of Hari Kumar ..

"(Scorpion, p. 303; emphasis added).
It is crucial to see here that Hari does not truly become an Indian. ("I don't know

whether that made me a good Indian," p. 303). He, an Englishman, does not appropriate
Indian values such as sannyasa in any direct or simple way. Rather, he takes from

sannyasa only what he needs and only what the historical situation permits him to take.
His appropriation oflndian cultural values is momentary, transient, and opportunistic,
and it takes place in and through a Liberal philosophy of rights that is not Hindu but
comes from John Stuart Mill and the tradition Hari learned in England. Nevertheless, the
existentialist would say that Hari' s appropriation of Indian cultural values is as authentic
or genuine as it could be: the situation disclosed to Hari what there was to appropriate,
and he appropriated it.
Well, I'm almost done. But here, at the end of the lecture, we have come to what
I consider to be the core of the Raj Quartet's philosophical concerns, and what Paul Scott
admits in his lectures and essays is his philosophical purpose in writing the kind of
"moral dialogue" that we have been reading here. (I should stress that the wording of the
following questions is my own wording, not Scott's wording, but I claim they are his
30

�questions.) Can someone from one culture genuinely come to understand and embrace
the people and place of another culture, or must members of one culture always
appropriate "the other" in a mode determined by the culture they come from? That is to
say, can Daphne really embrace Indianness and understand it? To what extent does a
culture constitute (and therefore determine) the self that belongs to it, and to what extent
is the self free for self-fashioning? Remember that one culture, one community is about
to abscond: time is running out on the raj. A legion of characters in the novels we have
not examined find themselves suddenly without roles when their society absconds. Scott
portrays characters struggling to find a core of moral agency or individuality in
themselves that has not been constructed for them by their history. That is, they seek a
self that is properly their own. They struggle to come to terms with the sheer extent of
moral determinism that comes of their involvement in a great historical process (the
retreat from empire and the Indian Independence movement). Only through historical
theory can they explain their conundrums to themselves and to the reader. The Raj

Quartet presents several such historical theories (I have concentrated on only one.) Paul
Scott elsewhere expresses distaste for the historicist philosophy of history known as
existentialism. He clearly was ambivalent about it, since existentialism contributed to the
moral depravity of Merrick. Yet it also contributed to the existential freedom of Hari.
Somehow despite his distaste for it, existentialism spoke deeply to Paul Scott when it
came to the philosophic wonder implicit in the questions he posed.

31

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                    <text>Thursday,
November 14,
2024

The St. John’s Collegian
A Gadfly Publication

What’s So
funny about a
dead seagull?
Musings on The Seagull’s
Opening Night
TREPLEV: Today, I have done something
despicable— I have killed this seagull. I lay it at your
feet.
NINA: What’s the matter with you? (Picks up the
seagull and looks at it).
TREPLEV: (After a pause) Soon, in the same way, I
shall kill myself.
When Jack Huntley delivered this line as Treplev in
The Seagull last Saturday night, he had the audience in
hysterics. In fact, the whole play was like this— actors
often had to wait 2 or 3 seconds for laughter to die
down before continuing their lines. How could this
be? It’s a story full of unrequited love, unfulfilled
dreams, narcissism, regret, and depression— it even
ends with a suicide. Yet Chekhov called it “A Comedy
in Four Acts”— and it was received on opening night
with genuine laughter. Why?
Chekhov’s play, directed by Margaret McConnell
(’25), centers around the variously depressing lives of
four characters: the embittered older writer Trigorin
(Arel Foster, ’25), the tortured younger writer Treplev
(Jack Huntley, ’25), the self-absorbed retired actress
Irina (Jordan Kammeyer, ’25), and the young and
ambitious actress Nina (Sadie Lewin, 27). Each of
them deals with their own personal tragedies
throughout the play, alongside several equally troubled
secondary characters.
When I emerged into the FSK lobby after the play, I
was tickled to discover that much of the post-show
discussion was not about the performance itself—it
was about the audience. Why did we laugh? people
asked. Was it right to laugh at such depressing scenes?
Was it supposed to be funny? Was it a tragedy? Was it a
comedy? What’s going on?!
“I think the audience was wrong,” Avery Bravo (’26)
told me. “There were moments when people definitely
shouldn’t have been laughing.” For her, one such
moment was the scene with the dead seagull. I, on the
other hand, did laugh at that scene— but I didn’t really
know why. Was I wrong? Is the audience ever wrong?
I’m not sure. If people laugh at something, surely it
Continued on page 2

Vol. II
Issue VII

Printed Thursdays in Annapolis

College History Task FOrce
Report:
An Overview, Part One
The history and legacy of the College exist for most
members of the St. John’s community in a mist of halfremembered facts, lies told on admissions tours, and
the odd plaque commemorating soldiers or Francis
Scott Key hanging around campus. Because of this, it
is understandable that for some, it feels like the College
exists, or at least should exist, in an ahistorical void,
where inquiry can be pursued without the burden of
time and space.
However, the longer I spend at the College, and the
more I read about the College’s history, the more I
recognize the vital importance of understanding our
place in history to any intellectual pursuit, and that
pretending to not think about the College’s past is, in
effect, choosing one interpretation of it and its
significance to tacitly support. In particular, legacies of
slavery and discrimination leave a stamp on
communities to this day, and the College’s impact on
the communities around it has been too long ignored.
For this very reason, the Board of Visitors and
Governors, sparked on by Adrian Trevisan, put
together a task force four years ago to examine the
history of the College. Its work has finally come to
fruition in the form of a report recently distributed to
the College community, which features a general
history of the College, biographies of all the men after
whom buildings on campus are named, and an
architectural survey. By examining these histories
together as a community, we will be able to avoid
stumbling unthinkingly into a certain interpretation
of the legacy of the College, and instead be able to
make an active choice, with proper thought and
discussion, about what our responsibility is in
commemorating the history of our institution. The
taskforce is calling for comments on the report in order
to encourage this kind of conversation, and to make
recommendations to the Board of Visitors and
Governors about steps the College can officially take
to remember its history.
The full report, which everyone should read, a
discussion guide, and a form in which to submit
comments may be found online at sjc.edu/chtf.
However, recognizing that some people may not have
the leisure to read the entirety of the report, I will
provide here some extracts from the section on the
individual men, which is the focus of the task force.

This Week in Seminar

However, these lack some important context present in
the original report and are not a replacement for it.
Rather, I hope to make the report as accessible to the
largest number of members of the community as
possible, to ensure that the conversation about our
historical legacy is well informed and includes the
whole Polity.
Hector Humphreys (1798-1857)
Hector Humphreys was born in Canton, Connecticut
in 1797, near his cousin John Brown, the abolitionist
who led a raid on Harper’s Ferry in 1859. Humphreys
attended Yale College, after which he moved to New
York City to pursue theological studies. He was
admitted to the order of the Deacon in Trinity Church,
New Haven on March 21, 1824. Humphreys was
appointed Professor of Ancient Languages at the newly
established Washington (present day Trinity) College
at Hartford, and his success at that institution made
him a promising candidate for president of St. John’s
College.
Hector Humphreys served as the principal of St. John’s
College from 1831-1857, and he is credited with
recovering the college from the financial struggles it
faced in the early nineteenth century. Many of the
organizational changes that Humphreys made had a
lasting impact on the curriculum and campus at St.
John’s. During his time as principal, Humphrey placed
a greater emphasis on science and established a
laboratory for research purposes. He made military
training voluntary and split the preparatory school into
two sections, the Grammar School and the English
School. The Grammar School served those who aimed
to attend college, and the English School was for those
who did not.
Humphreys also led the department of “Moral
Science” and covered the Greek and Latin departments
due to limited faculty. In addition to his adjustments to
the curriculum of St. John’s College, he also raised
funds for the construction of a Boarding House which
was completed in 1837. This building, now known as
Humphreys Hall, was intended to relieve crowding in
the College Building, present-day McDowell Hall. In
1855, Humphreys encouraged the Board to expand the
campus again with the addition of faculty housing and
Continued on Page 2

Upcoming Events:

Freshman:
Thursday, November 14th: Plato: Phaedo, 57A–84B
Monday, November 18th: Plato: Phaedo, 84B–118B
Sophomores:
Thursday, November 14th: Plotinus: (selections)
Monday, November 18th: Augustine: Confessions, I-V
Juniors:
Thursday, November 14th: Preceptorial
Monday, November 18th: Preceptorial
Seniors:
Thursday, November 14th: Preceptorial
Monday, November 18th: Preceptorial

Friday, November 15th
Friday Fare: Cannoli and Berries, FSK
Lobby, 4pm-5pm
Saturday, November 16th
Listening Session of Original "Theatre of
Turmoil" Soundtrack, with Composer
Zachary Konick, Conversation Room, 2pm4pm
Energeia’s Open Mic Night, Boathouse,
9pm- 12am

Friday Night Lecture:
"Aristophanes' Clouds and the Power of Logos" - Stephanie Nelson
Page 1

�Thursday, November 14, 2024

St. John’s Collegian

Should Society Be
Harmonious?
Socrates says that the ideal republic is harmonious,
and this has become a common image in political
thought. People form a city like notes form a chord.
But Zuckerkandl taught me a new word, an
alternative to harmony: polyphony. So, extending the
metaphor, could a polyphonic society be better than
a harmonious one?
Harmony and polyphony are two forms of multitoned music. Harmony is “melody plus
accompaniment.” The melody is in charge, and the
alto, tenor, and bass lines are for the sake of it. Sure,
the harmony has some power to change the ‘vibe’ of
the melody, but for the most part it is subservient to
the laws the melody sets down. The biggest of these
laws is rhythm—every part in a harmonic piece will
sing the same words at the same time. If this were a
city, it would be hard to see the backup parts’
individuality, and even harder to imagine them free.
Polyphony is the opposite. The parts sing different
melodies at different times, and there is no one leader
that dominates the piece. Each part gets its time in the
sun, and once that time is done, the part steps aside to
make room for another. With no eternal ruler,
polyphony is more democratic than harmony.
Moreover, each part in polyphony is unique and
whole. In Sicut Cervus, the sopranos give us one
musical idea, the altos another, and so on. Unlike in
harmony, in polyphony every part can rightly be
called individual. This makes polyphony truer to
human nature. I am not my neighbor transposed a
fifth up—I am someone else entirely. When I join a

society, I want this fact to be recognized, my me-ness
to be affirmed.
It would be easy to take this line of thought too far,
though. ‘Let me do and say whatever I want!’ But a
society built on this idea would be like a song made of
a dozen different chants all playing at once. No
matter how good each may be on its own, when they
all come together they create “nonsense [and]
disorder.” Absolute freedom is unmusical. This is
why, in polyphony, each part’s “right of selfassertion” is constrained by duty to the song. Every
part shares the same key, time signature, and lyrics.
They strive for the same end, coming together in one
chord on the final syllable. These constraints elevate
the piece to something beautiful. They also create the
circumstances that allow glimpses of harmony to
appear. But these glimpses come about naturally, like
a murmuration of sparrows, rather than by the
melody’s strict command.

Vol. II. Issue VII

Hector Humphreys
Profile (continued)
a new dormitory. Humphreys argued that fair
compensation included staff housing and adequate
dormitory space, believing such benefits would
attract a higher standard of teachers to join the
faculty, leading to an increase in enrollment.
According to the 1840 census, Humphreys housed
one free African American man and woman while
living in Annapolis. Historic records do not indicate
that Humphreys enslaved any individuals.
El’ad Nichols-Kaufman

Aphorism of the Week
Οὐδένες ὁμοιότεροι τῶν ἀλλήλοις μαχομένων.
Tarik Mahmud

So which city is better, the harmonious or the
polyphonic? I know I would choose the latter. I think
the former image, much like cell-state theory, is a
friend of tyrants (but if you want to hear more about
that, let’s talk face to face).
But regardless of which city you would choose, I hope
this encourages you to be intentional with the images
you use. Because if we understand these metaphors
and use them with care, we will know what kind of
community—what kind of world—we want to live
in.

Cast and Crew of Anton Chekhov’s The Seagull

Henry Haggard

What’s So Funny About a Dead Seagull? (cont’d)
must be funny—especially in a theater. Who is a
better judge of comedy than the audience itself?
But, of course, it’s not all up to the audience. Director
Margaret McConnell was expecting some laughs. She
reminded me that Chekhov himself considered the
play a comedy, albeit with some very tragic themes.
It’s certainly not a comedy in the Shakespearean
sense. “I guess you would call it dark humor,” said
McConnell. “I think part of what can make
something funny is the tragedy that goes along with
it.” She ultimately wanted to preserve this balance of
comedy and tragedy, keeping a bit of both.
Until opening night, McConnell didn’t know what
would get laughs: “As often happens in comedies,
when you’ve been practicing a show for weeks and
weeks, you forget that things are funny,” she said.
“[The actors] found the audience laughing at things
we’d never laughed at in rehearsals, and they would
change the way they delivered certain lines, because
they knew it would get a laugh.” In this way, the
audience does influence the show environment— for
better or worse. There were some truly poignant
moments during the second half of the play which
felt lost on an audience primed for comedy— for
instance, Nina’s reunion with Treplev, or old Sorin’s
lament of his unfulfilled dreams. “I wanted to get
married—” he said, “and I never got married. I always
wanted to live in town— and here I am ending my life
in the country, that’s all.” Quiet little tragedies such
as these fell through the floorboards on opening
night: the audience just wasn’t prepared to take them
seriously. They are sad things for me to write. Yet
when I saw them, I laughed. How strange.

“It is not a complete farce at all,” says McConnell.
“We are laughing at Treplev, but at the same time we
can understand his pain. We can relate to him.” In her
opinion, to present the show only as a comedy would
miss its depth. Some of it is meant to touch us in a
different way.
And then, of course, there is the final scene: Treplev’s
suicide. After four acts of laughter, the play ends on a
decidedly tragic note. Irina presides over a card game,
laughing and talking loudly about herself. The other
characters, worn out by life’s disappointments,
distract themselves with cards and music. When
Treplev shoots himself offstage, they even laugh,
thinking that the gunshot was a bottle of ether
exploding in the doctor’s bag. This final moment
encapsulates much of the play’s mystery for me: is it a
tragedy or a comedy? Is it a suicide or a bottle of ether?
Chekhov answers the second question in the last line
of the play: Treplev really does kill himself. What are
we to make, then, of his subtitle, “A Comedy in Four
Acts”? After the final scene, the audience walked into
the lobby unsure of whether to laugh or cry.
Aristotle writes in the Poetics that “comedy aims at
representing men as worse, tragedy as better than in
actual life.” (1448a) So, which is the Seagull? Insofar
as its characters are ridiculous, melodramatic,
narcissistic, and absurd, it is a comedy. We laugh
because they are worse than us. But perhaps the
tragedy appears in those few moments when we see
them as something more— something better than
us— or maybe, even, when we see in them something
of ourselves.
Helen Wagner

Page 2

About the St.
John’s
Collegian
The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring quick
and timely coverage of important events going on, to
help develop a more informed student body. If you’re
searching for more in-depth investigations and
reporting, as well as essays, art and culture, check out
the Gadfly, our affiliated publication, which is
published once every three weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between 400600 words, while opinion should be kept short at 350
words. Just email sjca.collegian@gmail.com with
your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at eanicholskaufman@sjc.edu.
Contributors for this issue:
Helen Wagner, Writer and Editor
Jacob Sharpe, Editor
Henry Haggard, Writer
El’ad Nichols-Kaufman, Writer
Tarik Mahmud, Greek Aphorism

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                    <text>Thursday,
October 31,
2024

The St. John’s Collegian
A Gadfly Publication

From the
polity
Attention:
Mathematical Discovery
Dear Math Community,
Ms. Benson’s senior math tutorial (MCD 34, T,R,F 910:20 a.m.) has discovered a new mathematical point!
On our quest to construct a pair of Lobachevskian
parallel lines, we found ourselves spending some time
in Appendix II (manual pg. 86). Well on our way to
complete this construction, we stumbled upon an
ultra-parallel line springing forth from our illustrious
point Q, perpendicular to our representative line VW,
the patriarch of our family of ultra-parallels.
We were astonished to find that such a foundational
line concluded in an unnamed, and presumably
unnoticed, point. We realized in this moment that our
discovery came with a responsibility: we had to name
this point.
Here’s how it happened: one of your very own peers,
Ms. Gennadiou, braved the board. All watching with
amazement, she boldly declared, “I will name this
point S”. To which, Ms. Benson suggested that we use
a Greek letter. Everyone agreed, it was a fantastic idea,
the Greek-ness of our point would surely make it stand
out from the rest. Ms. Gennadiou quickly adjusted: “I
will name this point δ because it kind of looks like an
s.” There were no objections. Our class is like a math
machine.
I am sharing this news with a dual purpose. Firstly, if
somebody could alert whoever is in currently in charge
of math in this country, we could coordinate a time to
receive our award. Secondly, we have reason to believe
that there may be another unnamed point lurking
somewhere in this diagram. Fear not— we are working
diligently to find it— but if your class happens to beat
us to it, please, again, alert whoever is in charge of math
in this country. Really, it’s your civic duty.
Adieu,
M(athematician). Chloe Niedzielski

Vol. II Issue VI

Printed Thursdays in Annapolis

Curating the SJC image
Enrollment Committee Strategizes Against Dropping
Application Rates
Institutes of higher education throughout America are
being challenged to prove their value to upcoming
generations, and St. John’s is no different. Over the
next few years, the country is facing a demographic
cliff; the number of students graduating high school
who are applying to college is significantly lower than
in the past. More critically, the attitude of American
young adults towards higher education is undergoing
a distinctly negative shift. Students no longer recognize
the cost and commitment of a college degree as
worthwhile for their career and development, and
those who do see value in a college degree gravitate
towards large state schools and STEM programs. As a
result of this, small liberal arts colleges, and humanities
programs in general, are struggling. And for a school as
uniquely dedicated to the liberal arts as St. John’s this
issue is becoming ever more pertinent.
As one of two undergraduate representatives to the
Board of Visitors and Governors, I had the
opportunity to sit in on the Enrollment Committee
report during the board meeting this past weekend.
The Enrollment Committee has recently been reconfigured, subsuming the Retention Subcommittee
that formerly reported to the Visiting Committee. The
board remains committed to increasing the college’s
retention rate, but the focus of the Enrollment
Committee will prioritize more rigorous strategies for
marketing and admissions to address the decline in
applicants which is predicted over the next few years.
Already, this past year has seen a smaller freshman class
than is desired, and the school is faced with the
question of how to find new and creative ways to
market St. John’s to prospective applicants who
already express an affinity for the program and its
values.
Part of the marketing strategy involves a general push
to spread awareness both locally and nationally about
St. John’s and the Great Books Program through
appearances in the news, podcasts, and publications. It
also involves more modern approaches to marketing
through social media platforms like Instagram and
TikTok.
The admissions team is seeking ways to draw in
students with affinities for certain aspects of the
program.

This Week in Seminar

This includes targeting sources related to our studies at
St. John’s, such as advertising on subreddits for topics
including Greek and Roman Mythology, Literature,
History, and Philosophy. There are also efforts to
market to students through
pop culture references, such as Percy Jackson or Harry
Potter. These marketing efforts pose an important
question about what kind of public image will best
communicate the spirit of St. John’s to a generation of
students increasingly unfamiliar with our model of
education and increasingly more involved in popular
culture and social media.
These efforts to reach a widening audience necessitate
making important choices about who we are and how
we can best express ourselves to the outside world. The
marketing strategies that target students with particular
interests must also make assumptions about what kind
of students will enrich our communities and
classrooms. The content we put out on social
media, the messages we spread through our
advertisements and programming, and the platforms
that we choose as media for spreading awareness of our
institution all impact how we are seen by the world and
who we draw to St. John’s—and it seems to me that
these choices will have a significant impact on who we
are as a college in the coming years. Though the job of
crafting our public image lies with the BVG and the
professionals responsible for marketing and
admissions, the necessity of increasing the visibility of
St. John’s provides an important opportunity for us as
students to reflect upon the image that we hope to
share about our beloved college and the community of
which we are a part. How do we capture the complexity
of our community and program in a way that draws
people in who will enrich our school and inspires
upcoming generations to recognize value in the
education that we provide? What might our
responsibility be, as students and future alumni, to
advocate for the continued growth and prosperity of
our college and community, and spread an inspiring
image of ourselves in the country and the world?
If you have any further questions about this issue or the
recent meeting of the Board of Visitors and Governors,
please reach out to me (Catherine Greer) or Millie
Ransohoff!
Catherine Greer

Upcoming Events:

Freshman:
Thursday, October 31: Plato: Republic, VIII–IX
Monday, November 4: Plato: Republic, X
Sophomores:
Thursday, October 31: Bible, Acts of the Apostles
Monday, November 4: Bible, Gospel of John; First Letter of John
Juniors:
Thursday, October 31: Preceptorial
Monday, November 4: Preceptorial
Seniors:
Thursday, October 31: Preceptorial
Monday, November 4: Preceptorial

Friday Night Lecture:

"Know Thyself in Dialogue with Others: A Case for Cross-Cultural Philosophy" - Bret Davis
Page 1

Friday, November 1:
JOC’s 90’s Kick Back, Boathouse,
9pm—12am
Saturday, November 2:
Masquerade Waltz, Dining Hall, 9pm
Poets in the Conversation Room - Remica
Bingham-Risher, Conversation Room, 2pm
Monday, November 4:
Monthly Music Mondays - "Sicut Cervus",
Great Hall, 9:30pm—10:30pm
Wednesday, November 6:
Life Skills 101: Creating a Routine for
Success, Student Health and Wellness
Center, 12pm

�Thursday, October 31, 2024

St. John’s Collegian

NOTES FROM THE BVG MEETING
Proposed Amendments to the “Polity” Document
In the Board of Visitors and Governors meeting this
past weekend, discussion was held over amendments
to a document called the Polity. This Polity, not to be
confused with our term for the polis of our campus,
functions as the principal governing document for
the College and is reviewed every five years by the
Board in consultation with our tutors. It was
instituted during the change to the New Program in
1945 and is intended to represent the core values and
aims of the College. As such, any amendments or
changes to this document are incredibly relevant to
our life on campus. Why do we do what we do here at
St. John’s, and how should that be codified into a
constitution-style document for Board members and
the campus at large to follow?
The preamble to this 35-page document reads in part
that “St. John's College strives to illuminate the
common heritage of humanity in a persisting study of
the great documents in which that heritage can be
found. It is concerned with the unity of knowledge, an
understanding of the great issues, and the moral
foundations on which men and women may conduct
their lives.” With these goals in mind, the Board’s
Polity Review Committee has proposed various
amendments and a general restructuring of the entire
document. If passed, this will be the most significant
change to the Polity since its adoption in 1945.
Originally the Board intended to vote on these
amendments at this past weekend’s meeting, but this
has been delayed until their February session.

Until February, then, we as a Polity have time to
consider what the Polity is and ought to be, in both
senses of the term. While the proposed amendments
are not yet publicly available, the current iteration of
the Polity document is freely accessible on the College
website and quietly serves an essential role on how
our campus is structured. It is important to note that
we as students do not make this decision. We do not
have a vote in the amending process, and as four-year
Polity members who are not directly responsible for
the fiscal and general upkeep of the College there is an
argument to be made for this arrangement. Yet, these
decisions do impact our beloved campus and our
education, and with that in mind I ask my beloved
Polity to keep itself familiar with the amendment
process as it happens and stay in touch with this
Johnnie constitution.
Reagan Bottomley

Aphorism of the Week
Τῷ ναύτῃ κυμαίνει ἡ ξηρά.
Tarik Mahmud

In Memory of Eva Brann
1929-2024

Eva Brann, beloved SJC alumna, dean, and tutor
emerita, passed away on Monday, October 28 at the
age of 95, after more than 60 years of serving this
college. The following is an excerpt from a lecture she
gave in 1967 called “The Student’s Problem.” (The
problem in question is “melancholy.”)
“I cannot resolve this, the problem of my lecture and
the question in my mind. I herewith hand it over to
you, without, of course, myself relinquishing it. The
study of the liberal arts, which are public and
adequate learning procedures, and of their fruits,
which are the various bodies of knowledge, as well as
the absorption of the reflective tradition which is
based on them, can only provide materials, tools and
a language for questioning; the love of wisdom itself
cannot be gained by study; and for that portion of our
life of learning in which our unknown source fails
us— for it is more arduous to maintain the condition
of openness than a state of levitation— we must
expect to be sometimes prey to the mortal’s malady,
the confusion of the soul induced by the futile
passing of precious time. But in this understanding of
that sickness there is implicit the suggestion of a cure:
to fix stubbornly and determinedly on that present
preparation, that acquisition of the problem-solving
arts and the problem-posing tradition, which is
certainly at least a pre-condition of a questioning life,
a life worth living.”
The full lecture transcript is in the library.

Rendelman Rundown
A New Intramural Sport: Goaltimate Frisbee
Three weeks ago, we saw a change to our intramural
sport line-up. Now that every team has completed
round robins in all three sports, Ultimate, Outdoor
handball and Soccer, there has been one major change
and two minor. Beginning with the minor changes,
Soccer is being played primarily on the lower field
and handball has moved indoors. The lower field is
slightly larger than the upper field, which does not
have a huge impact on the games, but is a factor to
consider. Handball moving indoors makes the court
smaller and dribbling a more consistent part of the
strategy.
Now onto the major change: Ultimate Frisbee has
been replaced by a new frisbee game—Goaltimate
Frisbee. In short, Goaltimate is like the half-court
basketball of Frisbee. There are four players on the
field from each team (two A-team and two B-team),
subbing is continuous, and the game is divided into
forty-minute halves. There are a few things that I
believe to be crucial to a successful Goaltimate game:
well-executed subbing and accurately placed players.
Goaltimate is a fast-paced game that ultimately
involves less running and is more accessible than
Ultimate frisbee. With the A-team and B-team aspect
of our program it is important that the captains place
players accurately.
When done right, it creates an even matchup and
more fun play. However, with fewer on the field at a
time there are less play opportunities than with
Ultimate and thus there is a lot of down time. But
despite the subbing struggles, increased down time,
and A and B team discrepancy, the overwhelming
polity opinion tends positive towards Goaltimate.
Perhaps a suggestion, next year let’s start with
Goaltimate and work our way towards the more
difficult Ultimate Frisbee. Goaltimately it was a
successful Goaltimate experiment.

Vol. II Issue VI

About the St.
John’s
Collegian

The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring quick
and timely coverage of important events going on, to
help develop a more informed student body. If you’re
searching for more in-depth investigations and
reporting, as well as essays, art and culture, check out
the Gadfly, our affiliated publication, which is
published once every three weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between 400600 words, while opinion should be kept short at 350
words. Just email sjca.collegian@gmail.com with
your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at eanicholskaufman@sjc.edu.
Contributors for this issue:
Above: Danny Ma (Greenwave, ’26) makes a throw.
Below: Elena Molinar (Guardian, ’27) celebrates a
goaltimate score.
Photos by Lainey Rendelman.

Helen Wagner, Editor
Jacob Sharpe, Editor
Reagan Bottomley, Writer
Catherine Greer, Writer
Tarik Mahmud, Greek Aphorism
Lainey Rendelman, Writer
Chloe Niedzielski, Writer

Lainey Rendelman

Page 2

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                    <text>Thursday
October 24
2024

The St. John’s Collegian
A Gadfly Publication

From the
polity:
Echoing Whispers of a
Succession Crisis?
Nestled behind Humphreys Hall and beside the
Greenfield Library stands a building shrouded in
mystery and myth. This labyrinth of passageways and
hidden chambers guards secrets untold, yet some
echoing whispers threaten to break free from their
brick-walled confines. The gnomes of Paca are
growing restless. Venerable guardians of the
underquad, they have long concealed its second
entrance under the floorboards of this maze-like
palace. The gnomes are a quiet people. They wish for
nothing more than to aid the Lady of the Underquad,
the peaceful mediator between the overquad Johnnies
and the mystical underquad realm below. Yet the Lady
of the Underquad has not yet chosen a successor, and
the gnomes fear the day when the throne sits vacant
and silence hangs over the kingdom. If she were to leave
the Underquad without a ruler, the very quad may well
crumble into the oblivion below.
Still, there is hope! The Lady of the Underquad has
met with the gnomes and promised to crown an heir
well before the final Sicut is sung. Yet selecting a
successor is no easy task, and the future of the
Underquad must be secured. Having calmed the fears
of the gnomes, the Lady of the Underquad has turned
to me, Herschel P. Reuben. I am not and shall never be
her heir, but I will gladly serve as a reporter to the
polity. My duty is to make known the presence of the
Lady of the Underquad to the Polity at large, and urge
them to keep alive these true stories of St. John’s. For
stories are indeed the fragile heart of a community, the
flickering candle of life and love.
Herschel Reuben

UPCOMING SCI FORUM
Courtesy of the Student Committee on Instruction

Oct. 30th: What if my class is
DEAD?
WEDNESDAY. 11:45. PRIVATE DINING ROOM.

Free lunch for off-campus students!

Vol. II Issue V

Printed Thursdays in Annapolis

Paper Or Plastic?
Or: How I Fixed Seminar
The college is terminally ill with a disease with no
name. While its symptoms are observed by many, no
solid diagnosis has yet been identified, nor any course
of treatment devised. I thought myself safe, until the
Psalms seminar revealed unmistakable signs of that
illness in me. Others commented after the fact how
intolerable I was: hardly ever shutting my mouth,
talking over others, putting down their ideas, and
refusing to entertain any but my own; the evil Johnnie
incarnate. That behavior is antithetical to who I am, so
whatever could be the cause? After much
contemplation, I happily discovered that I was not the
problem.
There’s no doubt that sharing one’s thoughts in
seminar can be a traumatic and high-stakes
environment. The room goes silent and stares at you
while you monologue into your book, or swivel your
head around, scanning the room for sympathetic eyes.
There are none. They all hate you and think you’re
stupid. People cope with this differently. Some don’t
risk the pressure and never speak. Others feel obliged
to defend themselves at all costs, and do so, terrified
that if they don’t self-advocate, they and their ideas will
be thrown overboard and sink to the bottom of the
discourse. The ship of seminar has a helm carved for
many hands, and even so, there are people trying to
seize it for themselves.
Dear reader, the cause of this is not simple verbosity in
the culprit, or their lack of social awareness, or even
their boorishness. This behavior bears the mark of that
very terrible illness, what I call Affinity for the Self.
With many faces around the seminar table, all speaking
and trying to get their ideas across, it is easy to associate
one person’s face with their idea. Think of how fond
we all are of what proceeds from ourselves, as a parent
is for their child. It’s only natural for us to be defensive
of our ideas—so long as we know they’re ours. If you
follow the logic, the cure is anonymity. Through a
well-placed bag over the head, the speaker is disguised
from others, and from themselves. The ideas
permeating the natural fiber- or petroleum-derived
membrane, like souls through the Lethe, are deprived
of an explicit connection to their speaker and thereby
freed.
My theory had to be tested, regardless, and I found the
second Tacitus seminar to be the perfect laboratory. As
we discussed Rome’s readiness to willingly submit to
tyrannical proceedings, I despondently noticed an

This Week in Seminar

immediate relevance to my seminar’s situation. My
peers were the senate, squabbling under the Caesar of
the self. I, crowned with a Whole Foods grocery bag,
was Cremutius Cordus, ostensibly persecuted but truly
free of soul. Without a face to associate my speculations
with, my peers had no choice but to name them the
product of their collective thought. The kraft paper,
filtering my words, even seemed to alter me. I was
completely unaware of the things I was saying, and
therefore unable to develop that pernicious, arrogant
attachment to them. Seminar was liberated for the
small price of ten cents.
Following this small victory, I naturally want to apply
myself to the study of the other utilities of bag-wearing.
I am presently writing under the hood of a plastic
freezer bag, which, despite its proclivity for fogging up,
protects my fragile brain from pesky Lucretian
semblances threatening to interrupt my concentration.
The sparing supply of oxygen leaves something to be
desired, but I am finding myself increasingly capable of
impressive quantities of work before I start hearing
colors.
Could such blessed garments find utility in other
places, perchance intramurals? I hazard a yes. An influx
of sports-related injuries may soon find their relief in
the humble insulated grocery tote. Outside of
cushioning cranial impacts, they would prevent the
players from seeing where they’re going, likely
preventing them from undergoing injurious behavior
in the first place. Goodwill would return, which was
often lacking in these games, by making it near
impossible for any team to win. The sooner these teams
stop trying to prevail over one another, the better for
the college and its purported egalitarian mission.
I leave you, dearest polity, with the exhortation to see
this invaluable garment universalized.
If not
advocating it to college leadership, you would do well
beginning the change in yourselves. Johnnies would be
philosophers in the truest meaning of the word, once
more pursuing truth together in a spirit of collective
insight, abolishing the holding of some that seminar is
an event to be won, where one camp of ideology must
prevail over the others.
Farewell!
Jacob Sharpe

Upcoming Events:

Freshman:
Thursday, October 24: Plato: Republic, IV 427D–VI 502C
Monday, October 28: Plato: Republic, VI 502D–VII
Sophomores:
Thursday, October 24: Bible, Matthew
Monday, October 28: Bible, Luke
Juniors:
Thursday, October 24: Preceptorial
Monday, October 28: Preceptorial
Seniors:
Thursday, October 24: Preceptorial
Monday, October 28: Preceptorial

Saturday, October 26th:
Guest Lecture: Goya’s Theatre of Cruelty
Conversation Room, 6pm to 7:30pm
-

Reality’s Halloween
Great Hall, 9pm

Wednesday, October 30th
Resume Writing Workshop
Studio Theater, 5pm

Friday Night Lecture:
Gregorian Choir of Paris

Page 1

�Thursday, October 24, 2024

St. John’s Collegian

CLUB SPOTLIGHT: PROJECT POLITY

Vol. II. Issue V

Squirrel :)

An Interview with Kurtis Bleakley, Archon
What’s your history with Project Polity?
I started coming during my freshman year. At the
time, Luke Briner was the archon. It means
something to me that there’s a service community
here — a volunteering group that takes what we
learn about virtue here and acts upon it in the world.
Why is service important to you?
I did a lot of volunteering in the past–I taught ESL
for a while and gave food to the homeless— and it
always struck me in a very moving way how kind
people are to you when you help them. There’s this
intense connection. In some ways it’s ineffable
What’s your relationship to service as a Johnnie?
I think of the Greek arete—virtue and character—
and how Aristotle puts it in the Ethics. Virtue is
practice. It is involved with continuing and
furthering yourself. Leibniz even speaks of this too—
perfect things becoming more perfect. So, there’s this
overarching motif, I guess, between certain texts, of
how we can become better human beings.
How has your involvement with Project Polity
affected your academic experience?
When I read, I find myself more attuned to how
philosophies can help the world. Certain texts are
very abstruse, very metaphysical, but the question
that always percolates in my mind is: how can we use
this to help others, or how can this affect the quoteunquote “real world” as opposed to the life of the
mind? I think that’s a common refrain here, but for
me it’s more epitomized when we do stuff like
tutoring, cleaning up trash, and so forth.
What have you read recently that you liked?
This is off-program, but this summer I read a book by
David Brooks called How to Know A Person, where
he talks about the art of conversation and listening,
which I thought was very moving. On-program, I
really do love the Ethics. I really like Leibniz and
Spinoza and their sense of one-ness. The Irish poet
David Whyte has this quote about the conversational
nature of reality and I wonder if, the more we read

here, the more we see that all things are interacting
With each other.
How do you think St. John’s does in engaging
with the greater Annapolis community?
I think we really could expand ourselves. I’ve had
many beautiful intellectual conversations with
people outside of St. John’s—I talked to a waitress the
other day and she had a doctorate. I think there are
more opportunities to bring St. John’s students out
into Annapolis, and Project Polity is one of them.
What would you say to people who haven’t
come out to a service project yet?
I hope this doesn’t come off as selfish, but I really do
think that volunteering is good for you as an
individual, and for your mental health. Having
positive thoughts about your day and seeing your
ability to help someone is very good for you. When
we go out tutoring, you can see the effect we have on
these children. It’s very moving to see how you can
help them become better readers and
mathematicians. In Meno, the slave boy didn’t do the
mathematical work by himself: Socrates engaged him
in conversation. We’re taking things like that and
bringing them out into the real world.
What projects are coming up?
We have a semester food drive on November 2. If you
want to help with that, please email me or accost me
in the hallway. Later, we’ll also be making trash cans
for dog poop by the creek. We might also organize a
5k in the spring. And we do weekly tutoring with the
Stanton Center’s after school program.
Interview by Helen Wagner
Email Kurtis at kmbleakley@sjc.edu.

Aphorism of the Week

i take 1 taste
i must make haste
der may be dangers
i haf to face

mouf full of food
mus not be rude
ders not a seed
i havent chewed
da seeson change
da weather strange
so preperations
i must arrange
i look around
survey da ground
for spot to hide
dis meal i found
still on alert
i dig da dirt
a littol deeper
it cannot hurt
i stand up high
pawz to da sky
i thank saint john
for pumkin pie
Vivian Miyakawa

PLEASE MAKE SUBMISSIONS TO

Ἄνθρωπος ὁ ἄρχων ἄρχοντος ἄρχει τοῦ ἀρχομένου.
SJCA.COLLEGIAN@GMAIL.COM
Tarik Mahmud

Annual Security &amp; Fire Safety
Report
Every year, the College is required by federal law to
release a security and fire safety report covering the
previous year. These reports include, aside from a
detailed record of safety procedures on campus, a
record of all the crimes reported on campus, and all
alcohol and drug related violations dealt with as
campus disciplinary referrals. This year’s report,
issued September 30th, covers incidents in the 2023
school year.

About the St.
John’s
Collegian
The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring
quick and timely coverage of important events going
on, to help develop a more informed student body. If
you’re searching for more in-depth investigations and
reporting, as well as essays, art and culture, check out
the Gadfly, our affiliated publication, which is
published once every three weeks.

In general, the report shows similar numbers to last
year, with a reduced number of almost all crimes and
violations relative to high peaks in 2021. No
particular incidents requiring clarification occurred
in 2023. The report, which was emailed to the entire
Polity and can be found in a physical format in the
Public Safety office, features more in-depth data, but
you will find here collected tables of the most
frequent categories of crimes and violations across
the past ten years, collected from several previous
reports.
The report notes that the high spike in 2021 comes
from officers being “more diligent in documenting
violations of college policies,” than in previous years,
as well as residual effects from the pandemic.

oh golly gee
pumpkin 4 mee
outside on steps
is lovely treet

Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between 400600 words, while opinion should be kept short at 350
words. Just email sjca.collegian@gmail.com with
your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at eanicholskaufman@sjc.edu.

El’ad Nichols-Kaufman

Page 2

Contributors for this issue:
Helen Wagner, Editor
Jacob Sharpe, Editor
Tarik Mahmud, Greek Aphorism
Vivian Miyakawa, Poet
El’ad Nichols-Kaufman, Writer
Herschel Reuben, Writer

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                    <text>Thursday
October 10,
2024

The St. John’s Collegian
A Gadfly Publication

From the
polity
Are You Registered to Vote?

On Friday, September 20th, one eighth of the polity
registered to vote and requested their absentee ballots
for the November 5th election. On that day, Reading
Women ran a simple voter registration drive, made up
of three sophomores with laptops, a pile of stamps and
envelopes, and a homemade document of all the links
to register to vote or apply for an absentee ballot from
any of the 50 states. Sitting at a commandeered table in
the FSK Lobby in the after-class rush, striving to
outcompete the Friday Fare, I was thrilled to find that
in just two hours, we helped almost 50 students make
a plan to vote.
In part, I was surprised, having always thought of our
campus culture as aloof from the rest of the world.
Kept busy with demands like seminar readings and
papers, it can be easy for us to forget the obligations we
have to our greater community. But when those
responsibilities look you in the eye with a handwritten
“voter registration drive” sign and a smiling face, it’s
incredible how eager Johnnies are to make a difference
in this election. After helping students from New
Jersey to Georgia to California, I was reminded that, of
course, our polity cares about our community; they
just needed a little nudge.
So, if you didn’t see our humble voter registration
drive, here is your nudge. Presidential, congressional,
and local elections are all happening on Tuesday,
November 5th. But voter registration deadlines are
coming much sooner. If you have never voted before,
you must do this either through your home state or in
Maryland, with those applications being due as early as
the first week of October. Depending on your state,
you may be able to do this online, or you may have to
mail in an application. To ensure your right to exercise
your voice in this election, take care of this as soon as
possible. If you don’t plan on traveling home on a
Tuesday to vote, you also need to apply for a mail-in
ballot, which most states will happily send you, given
enough notice. Because you will be dependent on the
efficiency of the USPS, I highly encourage you to apply
for these even sooner. I’ve attached a QR code (page 2)
for the document linking the applications for voter
registration and absentee ballots for every state.
For those from Maryland, the state requires that you
vote in your district, so if you can’t make it home, you
too should apply for an absentee ballot. If you aren’t
from Maryland but would like to vote here, the state
allows you to use your dorm address as a residence.
(continued on page 2)

Vol. II Issue IV

Printed Thursdays in Annapolis

MOVE Over, PALESTRINA
Shape Note Singing Brings New Tunes to Pendulum Pit
Last Saturday afternoon, harmonious music filled the
pendulum pit and drifted down the empty Mellon
corridors. This time, though, it was not Sicut Cervus.
In fact, it was not polyphony at all. It was more raucous
than Ave Verum, rawer than Beatus Vir, and louder
than any Sicut sing Mellon has ever heard. The voices
sang not in Latin but in English, in four-part harmony:
When Gabriel’s awful trump shall sound,
And rend the rocks, convulse the ground,
And give to time her utmost bound,
Ye dead, arise to judgement.
The song seemed to echo like the mountain hollows of
Appalachia. Who was singing it? What could it be?
This style of music is called shape note singing, a
centuries-old tradition that Mr. Stoltzfus has recently
helped introduce to St. John’s. He hosted the first sing
on campus last month, and another last Saturday (Oct.
5). The singers were a mix of johnnies and nonjohnnies, old and young, from experienced singers to
total newbies. I (a newbie) showed up to sing, then
hosted an impromptu interview with several of the
singers afterwards, including a St. John’s alum. Now,
I’m here to share the music with you.
Shape note singing has a unique notation style. The
notes of the scale are represented by four different
shapes which correspond to different musical syllables:
rectangles (la), triangles (fa), diamonds (mi), and circles
(sol). Each shape denotes two different intervals on the
scale, except for mi, which is always the seventh.
The singings are arranged similarly to our Wednesday
Sicuts: the four voice parts face each other sitting in a
square formation, with the leader in the middle.
Leadership rotates around the room, with everyone
getting the chance to choose and lead a song. When I
first sat down in the alto section, I had no idea what I
was doing. Someone handed me a Shenandoah
Harmony songbook, someone else gave a pitch, and
everyone began to sing. At first, they sang the syllables:
fa la sol mi. They went through the song once this way,
sightreading the note shapes, then sang it again with
words. “This is a method of singing to teach basic
music theory principles and get everyone up to speed
as fast as possible,” RB Bartgis (A09) told me later. “So,
you can sing a piece in four-part harmony with
basically no rehearsal.”

Collegium in 2005. “The first time that you sit in the
square and have the music hit you is really amazing,”
they told me. This year, they and Mr. Stoltzfus decided
to bring that feeling back to St. John’s.
RB loves the contrast of shape note singing with the
music we study here: “This is not something you’re
gonna find in the St. Matthew Passion,” they joked.
Not only are the harmonies based around different
intervals from baroque and classical music, but shape
note singing is also never a performance. “We’re
singing for ourselves and each other and it’s really in the
moment,” said Susan Green, who’s been singing since
the 70s. She met her husband Richard at a shape note
group in grad school. “I sing in choirs,” Richard said,
“and other groups where there is more musicology
applied, and more performance. But I love this, because
it’s different. You sing full-throated. The harmonies are
beautiful. It supplements everything else I do.”
Despite the musical differences, shape note singing
reminds me of our Sicut sings: we sing for each other,
facing inwards, enjoying the music for its own sake
without the thought of an audience. And it brings us
together. One word came up again and again during
my interview: community. “Singing is really as much
about that community as it is about the music,” said
Thomas Ward, a DC-based singer. Susan agreed: “the
community is bound together by these songs.” There is
something about group singing traditions—whether
shape-note or polyphony—that connects people in a
uniquely beautiful way. The harmony of our voices
becomes an expression of our fellowship.
Our closing song on Saturday was called Overton. We
all stood up to sing it, and I looked around at the people
who I’d spent the last two hours making music with.
Most of them were ostensibly strangers. Nevertheless,
after our time together, the words of the song felt right:
Brethren, with pleasure let us part,
since we are of one mind and heart;
No length of days, nor distant place,
Can ever break these bands of grace.
The full interview will be published in Gadfly issue IV.
Helen Wagner
Mr. Stoltzfus hopes to continue shape note singing at St. John’s,
and the next session in the pendulum pit is currently scheduled for
the first Sunday in November. Show up and give it a try!

RB got involved in shape note singing after hearing
Mr. Stoltzfus’ madrigal choir sing a piece at winter

This Week in Seminar

Freshman:
Thursday, October 10: Herodotus: History, V, 105; VI, 48–120; VII (entire)
Monday, October 14: Herodotus: History, VIII; IX
Sophomores:
Thursday, October 10: Plutarch: Lives, Caesar; Cato the Younger
Monday, October 14: Tacitus: Annals, I-II
Juniors:
Thursday, October 10: Spinoza: Ethics, Book 1 (selections), Book 2 (selections)
Monday, October 14: Leibniz: Discourse on Metaphysics
Seniors:
Thursday, October 10: Marx: Capital (selections), The Economic and Philosophic Manuscripts of
1844 (selections)
Monday, October 14: Kierkegaard: Fear and Trembling, Through Problema I

Friday Night Lecture:

"The Ethics and Aesthetics of Sympathy in Sophocles' Philoctetes" - Professor Ellwood Wiggins
Page 1

Upcoming Events:

Day of the Week, Date:
Saturday, October 12:
Greenfield Library Annual Book Sale, 12pm
to 3pm, Library patio
Monday, October 14:
Monthly Music Mondays - "Sicut Cervus",
9:30 pm, McDowell Great Hall

�St. John’s Collegian

Thursday, October 10, 2024

Seniors Save Mellon!
(Almost)

Exiting seminar before a long weekend is a strange
experience, with a strange combination of the
intellectual buzz that always accompanies the end
of a good discussion and the elation of being free
from classes for the next few days. Your faithful
reporter was very much feeling this strange
beginning of long weekend energy as he exited
class on Thursday, but was quickly knocked out of
it by an even stranger sight: a large pool of water
on the floor of Mellon, dripping down from the
ceiling.
This reporter looked over at Helen Felbek, who
was accompanying him at that moment, and who
immediately figured out what was going on. “It’s
coming from the tank room!”
The two rushed up together, and after struggling
for a moment to find the light switch, discovered
water all over the floor, and a leaky fish tank. They
set to work draining it, and were shortly joined by
a pair of tutors. Your ingenious correspondent was
convinced a siphon was the best way to solve the
problem, and spent a good deal of time trying to
get one set up, while more practically minded
people present began draining it with a pitcher.

Fortunately for all, tank room assistant Louis
Rosenberg shortly arrived, and took charge of the
situation, and the tank was safely drained.
However, a small lake still remained on the floor of
the tank room, and presumably therefore in the
ceiling of Mellon’s first floor. The tutors quickly
disappeared, and no other responsible staff
member was present, leaving students with a
conundrum.

Indeed, dear reader, your writer himself considered
abandoning the place, leaving someone else to deal
with it, but the rest of the students in the room
immediately set to work, taking responsibility in
their own hands, and thus your correspondent had
no choice but to join in.
This noble band of seniors was soon expanded
with the additions of Reggie Yang, Luke
Widenhouse and Whitney Bixby, who assisted in
scrounging around for mops, and then mopping
away the flood, first in the tank room, and then on
the first floor. Thanks to their efforts, mopping
late into the night (10:30 pm, long past this writer’s
bedtime), Mellon’s water damage was minimized,
although not prevented. From this very humble
writer’s point of view, there was something
fulfilling about being able to get to action and
actually take up a very concrete problem facing the
polity in his own hands. Perhaps he, and the rest of
the College, should do so more often.

The sad condition of the polity continued in long
music, where, once more, I was the only attendee.
The tutors and (it goes without saying) the other
students eschewed the musical perfection of their
souls for, presumably, some baser, animalistic
form of merriment, like billiards. I carried the
class, having learned all four parts of Ave Verum
Corpus.

Do it early for peace of mind. Maryland early
voting will begin Thursday, October 24th and be
open for a full week. New voters can even register
to vote during early voting or on November 5th, at
the nearest polling location, just a short walk down
West Street at 119 S Villa Ave. Reading Women
will host a walk-to-the-polls event closer to election
day to make it even easier.
I know you have opinions about this country. I
know you want to share them. This is your sign to
jump through the hoops to make your community
listen to what you have to say. Take this
opportunity and see the good that comes of it.
Delaney Costello
Scan the QR code for
registration applications
and absentee ballots!

As of October 10 DC meeting

Aphorism of the Week
Ὅσον γ’ ἡμεῖς οἱ ἄνθρωποι ἀπὸ τῶν θηρῶν οἰόμεθα,
τόσον θὴρ ὁ ἕκαστος ἀφ’ ἡμῶν τε καὶ πάντων ἄλλων
θηρῶν.

St. John’s Chorus: $37.89
Delegate Council: $67.51
Energeia: $2750.99
Jazz Coalition: $250

COME TO CSL FORUMS!
Courtesy of the Committee on Student Life
Lunchtime discussions about non-academic
student life issues.

Tarik Mahmud

THURSDAYS. 11:45. PRIVATE DINING ROOM.

(Found on an Unspecified Seminar Room Table Monday Evening After
Long Weekend)

It was 9:03 AM on Friday that I knew something
was wrong. No one had shown up to math, not
even our tutor. Fortunately, I had prepared to
demonstrate the remainder of book XII, and did
so, vainly hoping that at least one of you would
remember the unbreakable covenant to
academics you made at convocation one short
year ago. It was a productive class for me, no one
was present to challenge my immaculate
command of geocentrism, but I grew despondent
when nobody was even there to lazily nod along
as I demonstrated.

Voting article, cont’d

Club budget update

El’ad Nichols-Kaufman

A Letter of Farewell
I suspected something was afoot after seminar
Thursday when the comment, “See you at math
tomorrow” was the cause of amusement among
you people. Failing to observe the humor in a
fruitful discussion of the Ptolemaic system, I did
not regard it. Little did I know that such a
comment would be the harbinger of a pestilence
of academic truancy making landfall on this
sacred campus.

Vol. II. Issue IV

It wasn’t easy going— my voice doesn’t go high
enough for the soprano part— but persistence is
the fount whence springs success.
Today, I held out hopes for a renaissance of
academic motivation, but to no avail. I was greatly
disturbed by this sudden change in the student
(and tutor) body’s newfound lack of integrity, and
so had neglected my translation duties. I regret to
say this, but my misstep faced no consequences,
for no one showed up to language tutorial either.
I see how it is now, St. John’s Polity. You carry on
with your bonfires and see where it gets you. It
appears absenteeism is what we’re doing now, but
at least I have the common decency to let you
know about it. I won’t be seeing you at seminar
tonight, but something in me suspects you have no
intention of going anyhow.
Your Disconsolate (Former)
Academic Comrade-in-Arms

UPCOMING SCI FORUMS
Courtesy of the Student Committee on Instruction
Oct. 16th: The Algebra Exam: Does it work?
Oct. 23rd: What are the rules of seminar?
WEDNESDAYS. 11:45. PRIVATE DINING ROOM.

Free lunch for off-campus students!

Page 2

About the St.
John’s
Collegian
The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring
quick and timely coverage of important events
going on, to help develop a more informed student
body. If you’re searching for more in-depth
investigations and reporting, as well as essays, art
and culture, check out the Gadfly, our affiliated
publication, which is published once every three
weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between
400-600 words, while opinion should be kept short
at 350 words. Just email sjcacollegian@gmail.com
with your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at eanicholskaufman@sjc.edu.
Contributors for this issue:
Helen Wagner, Editor
Jacob Sharpe, Editor
Delaney Costello, Writer
El’ad Nichols-Kaufman, Writer
Tarik Mahmud, Greek Aphorism

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                    <text>Thursday,
October 3, 2024

The St. John’s Collegian
A Gadfly Publication

From the
polity
Robes in Seminar

Printed Thursdays in Annapolis

Alumni association holds
meetings over Homecoming
Weekend
In conjunction with this year’s homecoming
celebrations, the St. John’s College Alumni
Association convened for a Board Meeting on Friday,
September 27th, and an All-Alumni Meeting on
Sunday, September 29th. Both meetings were chaired
by Katarina Wong (A’88), President of the Alumni
Association Board (AAB), who oversaw updates from
working group leaders and officers on the past year’s
initiatives.

Photo by Evan Hamilton
Last week, I wore an academic robe to seminar. Why
did I do this?
Seminar is the source and summit of our academic life
at St. John’s. It is a liturgy (λειτουργία) in the original
sense—a work of the people, a ritual, a public
ministration. While for all other classes a certain
informality is acceptable, at the seminar table it is
fitting for a Johnnie to show up at the top of his game
not only in his intellectual preparation, but in his
raiment. In doing so he shows forth a certain
seriousness regarding the task at hand, as well as a pride
in himself which augments both the respect he renders
and receives. We are not angels, and thus are incapable
of pure intellection without the use of bodily
mediation. This being the case, we do well to embrace
the embodied character of seminar, specifically by
dressing up.
I have been proud to see the new freshman embrace
this. You are a well-dressed bunch! Every blazer and
long skirt I see on a Monday and Thursday evening fills
me with joy.
But why an academic robe? I have three reasons. First,
it is traditional. Originating in Medieval Oxford and
Cambridge, the academic robe or gown was first worn
by scholars to keep them warm while reading during
the cold British winters. Today in most places robes are
Continued on page 2.

Vol. II Issue III

A major focus of the meetings was the new strategic
plan for 2024-26. This plan seeks to enhance
collaboration across the Association’s five key areas:
alumni support, student support, community
engagement, fundraising, and governance. By
improving communication between stakeholders, the
AAB aims to increase its overall effectiveness. Wong
noted that moving forward, communication with
alumni will be sent out tri-annually. The AAB is also
encouraging more alumni to become active volunteers,
offering their time and expertise to support these
efforts.
With the college transitioning to a philanthropic
funding model, alumni engagement in fundraising has
become even more critical. President Demleitner
emphasized that tuition alone can no longer sustain the
college’s
high academic
standards. Alumni
contributions are essential, and Wong stressed that
every donation, regardless of size, makes a difference.
Hayden Pendergrass (A’14) reported that 30% (114) of
first-time donors in 2024 were reached through
Alumni Giving Council events. Fundraising efforts
this year included Giving Tuesday, which brought in
489 gifts totaling $121,000, the Day of Giving, which
raised $204,738 from 789 gifts, and the Croquet
Giving Tent, which generated 175 gifts.
As part of the new strategic plan, the AAB is also
increasing its focus on supporting international
students and introducing a senior writing period
support structure. Richa Bhattarai (A’18), from the
Career Services Working Group, highlighted the
success of the Odyssey Program, which paired 30
alumni volunteers with 39 students for career
mentoring. This year it has been expanded to include
sophomores and juniors. In light of the creation of a
new website called “Careers for Johnnies” the program
will adopt a new approach utilizing eight wide career
fields to organize resources. Demleitner empathized
that this is by no means an attempt at excluding certain

This Week in Seminar

Freshman:
Thursday, October 3: Plutarch: Lives, Lycurgus; Solon
Monday, October 7: Herodotus: History, I; II 50–53, 112–120; III 37–38, 66-87
Sophomores:
Thursday, October 3: Virgil: Aeneid, V–VIII
Monday, October 7: Virgil: Aeneid, IX–XII
Juniors:
Thursday, October 3: Hobbes: Leviathan (selections)
Monday, October 7: Spinoza: Ethics, Book 1 through proposition 29, marginal pages II/45–II/71
Seniors:
Thursday, October 3: Marx and Engels: The German Ideology; “Theses on Feuerbach” (selections)
Monday, October 7: Marx and Engels: Capital (selections)

Page 1

career paths or to pressure students into specific
careers. Alumni present at the meeting were
particularly keen to point out the importance of
structured guidance on careers in STEM and medicine.
The Student and Recent Alumni Group (SARA)
reported on a new project to provide diploma tubes for
the graduation ceremony. SARA aims to improve
messaging to avoid past confusion where their presence
was misinterpreted as a fundraising solicitation.
Looking ahead, the Association is preparing for its
bicentennial in 2027. A special committee will be
formed to coordinate the celebration.
The weekend also saw changes to the AAB. Interim
Board member Nani Detti was confirmed, replacing
Matt Pryatel, who stepped down due to work
commitments. At the end of the All-Alumni Meeting,
election results for new officers and at-large directors
were announced. Beth Martin (A’94) was elected
Secretary, Richa Bhattarai (A’18) Treasurer, and
Ginger
Kenney
(A’67)
the
BVG-Alumni
representative. Newly elected and re-elected directors
at-large include Hayden Pendergrass (A’14), Jacob
Greenstine (A’10), Aishwarya Scharma (A’20), Charles
Bieneman (SF’89), Hannah Stires Ard (A’92), Joseph
Larson (A’90), and Shannon Lynch Albitton (SF’20).
The Board also announced the recipients of the Award
of Merit, which will be presented to Malik Gillani,
Rose Carmen Goldberg, Thomas More Donnelly, and
Tia Pausic at a ceremony next term in Washington,
DC. The Volunteer Service Award was given to Brian
Becker, Leslie Kay, and Steve Virgil. Additionally, five
individuals were named honorary alumni in
recognition of their service to the college: Victoria
Campbell, John Cornell, retired tutor Henry Higuera,
Julie Romero, and former president Mark Roosevelt.
The next board meeting will take place virtually in
December.
Helen Felbek

From The Mitchell
Museum:
"The biggest hindrance to wanting to understand
a work of art is wanting to understand."
—Bruno Munari (1907–98), Italian artist,
designer, and inventor
courtesy of /m

Upcoming Events:

Friday, October 4
Long Weekend begins
Saturday, October 5:
Poets in the Conversation Room: Carolyn
Forché, 2pm, Mellon Conversation Room
Monday, October 7:
Long Weekend ends (seminars meet)

�Thursday, 3 October, 2024

St. John’s Collegian

A WEEKEND WITH THE RUSTY
WICKETS: Homecoming’s Alumni Croquet Match

Homecoming weekend started off with a bang—
some alumni chose to attend the opening of the new
bookstore and coffee shop in Edensword. but others
ditched the formality and joined the St. John’s
croquet team for practice. It was intended to be a
tournament of sorts, but that quickly fell apart.
Instead, alumni and freshmen were paired up and
played against upperclassmen.
On courts 1 and 2, current students fared pretty well.
Court 3 is referred to as the party court, due to its
decline and other frustrating landscaping. Magnus
Oberg and Caden Marshall were placed at this court,
against Rusty Wicket Sam Collins and yours truly.
Collins was a truly remarkable player, getting to the
alley (the opposite side of the court) significantly
faster than Oberg and Marshall managed to do. This
was without the aid of me, his partner, due to my
inability to hit the ball.
Unfortunately, Collins and the other alums left early
for dinner around 6, leaving me to finish the game.
While it was filled with good sportsmanship, it was
evident that I need to work on my croquet skills. The
Rusty wickets appeared to miss croquet in their postcollege lives—a fact made evident when they arrived
on the field bright and early Saturday morning.
Unlike Friday, it was a much more pleasant day to
play croquet. Like Friday, it wasn’t much of a
tournament, but good practice for current students
and a way of connecting with alums.
They seemed to get a great deal of joy out of it, most
likely due to the inaccessibility of croquet outside of

On Voting:
A Letter from Ms. Locke

St. John’s. It serves as a good reminder to appreciate
the gifts we have at the college while we are still here.
I’m looking forward to seeing the Rusty Wickets at
the Annapolis Cup in April!
Willa Rothenberg

Aphorism of the Week
Cold water is fleeting.
Caleb Briggs

Student Committee on
Instruction: Wednesday
Forums
11:45, Private Dining Hall. All Are Welcome!
Wed. Oct. 2nd: Are the essays we write here
pointless?
Wed. Oct. 9th: Do we need moments of silence in
seminar?
Wed. Oct. 16th: The Algebra Exam: Does it work?
Wed. Oct. 23rd: What are the rules of seminar?

Vol. II. Issue III

Seminar Robes Article,
Cont’d
used as sorts of secular vestments for convocation and
graduation ceremonies.
We at St. John’s are the New Oxford. We have
inherited and preserved traditions such as Don Rags
which have fallen by the wayside everywhere else, and
it is incumbent upon us to not allow the distinctive
garment of the learned man go the way of all flesh.
Second, it is simple—in fact, simpler than usual
formal attire! You can buy an academic robe on
Amazon for as little as $14.98. Even if you wear it over
a T-shirt and sweatpants, you will look the part of a
scholar. Third, it just looks really cool.
I am a strong proponent of all garments which are
robe-like, traditional, and cool. Cassocks, kimonos,
togas, monastic habits, agbadas, thawbs—they all fit
the bill. If you find yourself in agreement with the
sentiments expressed above, please join me in robing
up for seminar Monday of next week (Oct. 7).
Jackson Green

BOOKSTORE HAIKU
Bookstore in Campbell
I fear'd a thing and it came
No Warrior cats
Nate Burke

Wed. Oct. 30th: What if my class is DEAD?

BUDGET UPDATE:
Club Budgets Approved by the
DC as of October 1 Meeting

Here’s a plain question: Are you registered to vote? As
college students living in Maryland, you American citizens
are eligible to register here, even if you already
registered elsewhere. Or you can register with your
permanent address in your home state. It takes 10 minutes,
at vote.org. This website links to each and every state, can
give you the rundown on what will show up on your ballot,
and alert you to deadlines before the November 5 election
day. You will need to know your social security number and
driver’s license (or state ID), depending on your state.
If you think you are registered to vote, please confirm. Have
you requested an absentee ballot? Go straight to vote.org.
They will easily mail a ballot to you, but on-campus
addresses must read:
Name
60 College Avenue
Annapolis, MD 41401
Please don’t put it off: your vote truly matters. Just as you
have taken your education into your own hands in an
intentionally (ideally) democratic classroom, exercise your
right to vote. Scan the QR code for a brief video overview of
the 19th Amendment. If you have questions or would like
me to walk you through the process, email me at
pmlocke@sjc.edu.
Thanks,

3D Printing- $319
Alexander Hamilton Society- $400
Board Games Club- $325
Christian Fellowship- $363.94
Cinema Club- $1,260
Darkroom- $700
Filmmaking Club- $885
Historia- $450
Historical European Martial Arts- $2,030
Johnnies of Color- $1,855
Jiu Jitsu- $1,935
King William Players- $4,150
Law Club- $650
Project Polity- $40.28
Purls of Wisdom- $172.39
Rock Room Club- $446.44
Spanish Speakers- $500
String Ensemble- $300
Too Much Light Makes the Baby Go Blind- $85
Video Game Club- $250

About the St.
John’s
Collegian
The St. John’s Collegian is the weekly newspaper
of St. John’s College Annapolis. We work to bring
quick and timely coverage of important events
going on, to help develop a more informed
student body. If you’re searching for more indepth investigations and reporting, as well as
essays, art and culture, check out the Gadfly, our
affiliated publication, which is published once
every three weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting !
Submissions for news articles should be between
400-600 words, while opinion should be kept
short
at 350
words.
Just
email
sjca.collegian@gmail.com with your article, and
we will work to get it in print! Longer form articles
and more in-depth exploration of ideas should go
to the Gadfly, which accepts submissions at
eanicholskaufman@sjc.edu.
Contributors for this issue:
Helen Wagner, Editor
Jacob Sharpe, Editor
Helen Felbek, Writer
Jackson Green, Writer
Patricia Locke, Writer

Patricia Locke, Tutor

Willa Rothenberg, Writer
Photo from the SJC archives, submitted by Jackson
Green

Page 2

Caleb Briggs, Oneiric Aphorism
Nate Burke, Poet

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                    <text>Thursday
September 19,
2024

The St. John’s Collegian
A Gadfly Publication

From the
polity
A Letter to the St. John’s
College Administration
Concerning the Gravel
Parking Lot by the Gym
Dear Powers That Be,
One of the great treasures of St. John’s College is our
back lawn. It is simultaneously one of the most
beautiful, and most frequently used parts of our
campus. It is where many of us read, play sports,
sunbathe, stargaze, watch the sunset, and occasionall y
oil wrestle or have snowball fights. Front campus is our
presentable, outward-facing, hedge-lined yard. It is
there we play croquet, and generally put forward our
most dignified visage. The quad is half polis agora, half
back deck—the place where on Monday and Thursday
night post-seminar conversations continue beyond the
stamina of the tutors, and where on Friday and
Saturday night quad bools continue beyond the
stamina of Public Safety. But it is the back lawn which
is really the most precious. It is here in the enclosed
privacy of our academic cloister that we are allowed the
most important condition for the study of the liberal
arts—leisure. Why is this so critical? Without leisure,
liberal education is impossible. Because it is not in itself
a practice directed to some ulterior end—because it is
not inherently ordered to being ‘useful’—the student
of liberal education must have time and space which is
free from the necessities of life which demand
‘usefulness’. Our lawn is such a space. It is not a place
where we do ‘useful’ things—and even when we do, we
could do them elsewhere if we pleased, and with fewer
distractions. But because it is the chosen destination
for ‘useless’ activities, it is one of our most used spaces.
For us to continue our devotion to the New Program,
the college lawn is indispensable. It is one of a few
spaces on campus which—like our education—is
primarily delightful, not functional. It is a place of
freedom where the liberos made ex liberis libris
libraque can come, as the American revolutionaries
who gathered under the shade of the Liberty Tree came
to our campus, for their own purposes and not those
imposed upon them by others. It is an icon of who we
are, what we do. To deny our lawn’s central
importance is to deny the very essence of St. John’s
College. Continued on page 2

Vol. II Issue II

Printed Thursdays in Annapolis

Creature Feature: Luna Moth
Caterpillar Spotted
It was a warm sunny day on Friday when this reporter
was walking up to McDowell and an abnormally-large,
bright green caterpillar crawled across the path. The
caterpillar quickly attracted a small crowd of Mr.
Duffy (Tutor), Ms. Sprout (A26), and Mx. Bixby
(A25) as we all gawked at the hungriest caterpillar we
ever did see.
After a quick, tentative ID from Insect Farming Club
Archon, Louis Rosenberg, it appears that this
impressive creature–which continually fell on its side
due to its corpulence–was a soon-to-be luna moth in
its final days as a caterpillar. The luna moth caterpillar
goes through five stages as a caterpillar, called
“instars”–periods between molting. Judging by the size
and coloring of this caterpillar, it seemed likely at its
fifth instar and ready to begin pupating–spinning its
cocoon. Each instar of a luna moth caterpillar can last
4-10 days which means a caterpillar can spend up to 50
days eating before spending around two weeks in its
cocoon. Only after that two weeks is up, will the moth
emerge fully formed. All they need to do is inflate their
3-4 inch wings and dry them out before they can take
flight.
Luna moths, despite their prehistoric affect and the
fact that one feels lucky if they see a moth once a year,
are quite common. Their range stretches from Florida
to Atlantic Canada and from Louisiana to southeastern Saskatchewan. The reason they may seem rare
to us is because they are nocturnal and only live about
a week in their moth form. They take a page out of the
cicadas’ book and emerge from their cocoons without
mouths, their sole purpose to find a mate.
Male luna moths have quite wonderful yellowish
feathery antennae while females have slightly morespindly green antennae. Both sexes sport impressive
twin tails that are a deterrent to their main natural
predators: bats. Bats hunt by echolocation and the
luna moth whips its tail around to scramble the sound
signals they receive. Scientists have found that this
tactic works about half the time.
We may not see the results of this caterpillar’s pupation
this year–if at all. When the temperature is cold
enough and the days grow short enough, this
caterpillar may enter “diapause”–a nine-month period
of dormancy in its cocoon. If it does this, it will hatch

This Week in Seminar

Freshman:
Thursday, September 19: Aeschylus: Agamemnon
Monday, September 23: Aeschylus: Libation Bearers, Eumenides
Sophomores:
Thursday, September 19: Bible: Job
Monday, September 23: Lucretius: De Rerum Natura, I–III
Juniors:
Thursday, September 19: Milton: Paradise Lost. IX-X; XI to 428; XII 446 to end
Monday, September 23: Hobbes: Leviathan, Frontispiece; Letter of Dedication; Author's
Introduction; Chapters 1–11
Seniors:
Thursday, September 19: Hegel: Phenomenology of Spirit, The Beautiful Soul and Forgiveness (659671); Absolute Knowing, sections 806-808)
Monday, September 23: Tocqueville: Democracy in America (selections)

Friday Night Lecture:

Ryan Shea, "Phenomenology of Nature."
Page 1

after the seniors have graduated and all of us have gone
away for the summer. After 50 days of eating and nine
months of transformation, a spectacular moth may
emerge and live to haunt our silent campus for seven
nights.
These moths are commonplace, but not of our realm.
To find a moth is to find something special. To find a
moth is to perhaps be forced to ask the question “was
it all worth it?” To find a moth is to be told by their
mouthless faces “yes.”
Godspeed, you great, green, and ever-hungry
caterpillar. May you soon wheel, in graceful assurance,
over the heads of a pupating polity.

The Caterpillar in question (quarter for scale).
Caleb Briggs

BUDGET UPDATE:
Club Budgets approved by
the DC as of September 17
Meeting

Bowling Club- $1158

Catholic Student Fellowship- $900
Folk Life- $387
Insect Farming Club- $325
Jiu Jitsu- $1935
Magic Club - $719
Pangaea - $1765
Reading Women- $730.44
Reality- $3902
SCI- $975
Shammai- $815
Waltz Committee- $4160
Orthodox Christian Fellowship- $ 984.71
Continued on page 2

Upcoming Events:

Friday, September 20:
"Seeing--Reading--Writing: Practicing a
Phenomenology of Nature" Nature Institute
Workshop with Ryan Shea, 3:45pm, Mellon
134
Saturday, September 21:
Raffle Trip: Maryland Renaissance Festival
Sock Hop, 9pm-12am, Great Hall
Thursday, September 26:
Gadfly II published (no Collegian)

�St. John’s Collegian

ORGANIC TUTOR INTERVIEWS:
Santa Fe Transfer Tutors

1. Can you introduce yourself?
Ms. Dougherty: Hello. My name is Janet
Dougherty. I’ve been a tutor at this college since
1992. I started at the Annapolis campus and then
moved to Santa Fe. Initially, I planned to stay there
for only a year, but I ended up staying longer than
expected. Eventually, I returned to Annapolis, and
I’m happy to be back. It’s one college and one
program. Although there’s a geographic difference,
the people in the classroom are the same.
Mr. Pagano: Hi, my name is Mr. Pagano. I’ve been a
tutor at the college, starting in Santa Fe, since 1983.
This was the premier year for tutors, with 5 new ones
in total. The buildings were built much later here, and
so there was no library and no gym. The atmosphere
is so different across the campuses as well; you don’t
think about humidity until you are drenched in sweat
here in Annapolis, and the Santa Fe campus is so
much more spread out. But when you are in a class, it
feels no different – except for the fact that classes are
an extra ten minutes longer in Santa Fe. You can tell a
lot of jokes in ten minutes. Nonetheless, I am happy
to be back in Annapolis with Ms. Dougherty.
2.

Why did you want to become a tutor at St.
John's College?
Ms. Dougherty: I felt tired reading secondary
literature, and I often didn’t feel educated enough. I
keep thinking my education is incomplete. The texts
we read seem inexhaustible—40 years of reading and
I still feel that I am in the process of being educated.
What part of the program do you always
come back to?
Ms. Dougherty: I really enjoy teaching freshman
seminars. It's enjoyable to see the freshmen learn.
They have their own way of interpreting questions

and their own attitude in the seminar. They always
have some sense of how a seminar works. It's truly
wonderful to observe them and see them get better at
working together. Of course, I also love freshman
seminar because of my love for freshman seminar
books. I especially enjoy Platonic dialogues and
Aristotle. I even like advising senior essays on Platonic
dialogues, and always enjoy having a study group for
close readings of Platonic dialogues.
Mr. Pagano: For me, it really depends on how the
class goes. Last year’s sophomore seminar was JUST
GREAT. It is striking how students are such nice
people, and they force you to level up your level of
niceness. Theoretically, classes are for the students...
but I want to come out having learned myself, and
usually I do. Freshman and junior language can be
difficult classes, but still fun if the students are
engaged.

The following acrostic poems were created by Ms.
Dougherty and Mr. Pagano, although who created
which will remain undisclosed information.
Frank N. Pagano = Funny, Not Phony
Janet A. Dougherty = Just And Devoted
Tamar Pinsky and Seohyun Lee

Aphorism of the Week

As we know, like all things which are ends in
themselves—the very things which make human life
delightful—our lawn is the first place which those in
need of space are prepared to appropriate for use. Last
July, I visited our campus with my good friend, Evan
Hamilton. I remember vividly the shock we both
experienced upon looking out along the lawn to see it
horribly disfigured by a hastily built gravel parking
lot. What! When did they…? how could they…? when
will it be gone? This last question remains most
important to me regarding the scourge of the gravel
lot. I recognize that it was a necessary scourge we had
to endure while Edensword was under construction
last school year. But with the Edensword parking lot
now available, I ask again: how long? When will it be
gone?
Jackson Green

Οὐκ ἔστι τῷ ποιητῇ ἑαυτὸν ᾄδειν.
Tarik Mahmud

Insect Sublates Hegel Seminar
One Injured, None Killed
ANNAPOLIS, MD. Seniors were in the midst of
deep contemplation of Hegel on Monday,
September 9th, when one seminar participant
completely derailed conversation. No, this
participant did not interrupt, nor did he bring his
personal convictions on Christology to the table.
Instead, his mere presence was enough to negate the
focus of all members of the seminar.

“After moving, it was a solid 30 to 45 minutes before I
could engage in class, because of my guilty conscience,”
said Kammeyer. “She looked morose,” concurred
Thyer. Still, the class, including the unhappy
consciousness of Reeher, admirably continued to
soldier onwards, towards the Absolute.

Who was this distraction, you may ask? Accounts
vary, with some claiming it was a “yellowjacket,” “a
paper wasp,” or, according to James Reeher, most
likely a “European hornet.” After its presence
distracted the progress of the class-spirit for long
enough, Jordan Kammeyer decided to take action.

Club Budgets, cont’d

“It was more of a squish than a scoop,” opined Sarah
Thyer, who also was in the seminar. “I was trying to
get at it from all sides, but with minimal pressure,”
responded Kammeyer. Alas, the minimal pressure
was not enough. The insect, feeling it was in a lifeand-death struggle, chose to assert its certainty of
being-for-itself and stung the unfortunate Reeher.
At this point, the class was entirely negated, and in
order to synthesize and move to the next step in the
dialectic, the entire class moved rooms.

Gravel Parking Lot Letter,
cont’d

4. Can you improvise on the acrostic poem of your
initials?

3.

“I am one for seminar going on as usual despite all
distractions,” she explained. “When the hornet
finally landed at a prime spot to be finally dealt with,
I gently tried to scoop it up with my scarf.” This
prime spot, unfortunately, was the back of her
classmate, James Reeher.

Vol. II Issue II

Original cartoon by Polina Vatralskaia (26)

Thursday, 19 September, 2024

El’ad Nichols-Kaufman

Swim Club- $88.44

Baking Club- $ 448.72
Gadfly/Collegian- $320.00
Coffee Club- $165.00
Rock Climbing- $3,875.00
Collegian Classifieds:

CALLING ALL SMOKING
(hot) JOHNNIES
We Have Rabbits AND Ducks On Campus!
And They Find Your Butts A Tasty Treat!
(as do we all)

HOWEVER
They die when they snack on your leftovers, so be
cool and throw your butts where they belong.
Sincerely,

PUFF (the M.D.)

Page 2

About the St.
John’s
Collegian
The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring
quick and timely coverage of important events going
on, to help develop a more informed student body.
If you’re searching for more in-depth investigations
and reporting, as well as essays, art and culture,
check out the Gadfly, our affiliated publication,
which is published once every three weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting !
Submissions for news articles should be between
400-600 words, while opinion should be kept short
at 350 words. Just email sjca.collegian@gmail.c om
with your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at gadfly.office@sjc.edu.
Contributors for this issue:
Helen Wagner, Editor
Jacob Sharpe, Editor
Caleb Briggs, Writer
Jackson Green, Writer
El’ad Nichols-Kaufman, Writer
Tamar Pinsky and Seohyun Lee, Interviewers
Polina Vatralskaia, Cartoonist
Tarik Mahmud, Greek Aphorism

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