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                    <text>Clima(c)tic Change: Twenty Million Hands and the Living, Wavering Globe
[Mia slides]
Last August, I heard an NPR discussion1 of climate change in relation to the Inflation Reduction
Act, a bill designating almost $800 billion to energy security and climate change. The show’s host
emphasized that, per the UN’s Intergovernmental Panel on Climate Change (the IPCC), fossil fuel usage
must fall dramatically within ten years to keep Earth’s warming by 2100 below 1.5°C.2 She asked the
Director of the Bureau of Land Management, Tracy Stone-Manning, “Is this process that we’re currently
following going to get us there?” To my astonishment, Ms. Stone-Manning replied, “Yes. Yes is the
answer.” The unequivocal answer was surprising given the BLM’s equivocal charge: as manager of federal
lands, one of its responsibilities is to award oil and gas leases.3 So, somehow, partly as a result of the
Inflation Reduction Act, we will as a nation, albeit a politically divided one, meet requirements to limit
warming to 1.5°C while still doling out oil and gas leases and without asking our citizenry to make
substantative behavioral changes.
Ms. Stone-Manning’s response reminded me of the 2015 Paris Climate Accords, which the
United States initially joined, before withdrawing under President Trump and re-joining under President
Biden. These Accords set as their upper target 2°C of warming by 2100 and their ideal target as 1.5°C.
The latter requires a 50% cut in global greenhouse gas emissions by 2030. What distressed me about the

1

The show was “1A,” hosted by Jenn White. It aired on August 12, 2023.
What Ms. White actually said is this: “The United Nations Intergovernmental Panel on Climate Change has
repeatedly said that the world has to phase out fossil fuels quickly to keep earth’s warming below 1.5 °C increase,
which we are currently not on track to do… Time is of the essence. We have a limited amount of time – again by
2035, the UN Intergovernmental Panel says we have to phase out fossil fuels to keep the earth’s warming below
that 1.5 °C increase.” Per the IPCC 6th assessment report, fossil fuel emissions need to be reduced 50% by 2030 and
100% by 2050 to limit warming to 1.5 °C by 2100. Ms. White’s imprecision is symptomatic of a broader problem:
the implication that fossil fuels have to be entirely phased out by 2035 can only signify how little she has imagined
the difficulty of merely reducing them by half in that time period. And, by the way, what happens after 2100?
3
An even more egregious example of such ambivalence (the word is mild) is how the United Arab Emirates, host of
the 2023 United Nations Climate Change Conference (COP28), planned, per a BBC review of leaked documents, to
use that conference to pursue oil and gas deals with foreign governments. But is this really surprising when the
President of the COP28 happens also to be the CEO of the UAE’s giant state oil company?
2

1

�Accords, however, was that the agreed-upon means in no conceivable way could meet that goal. The
modeling studies grounding the Accords clearly showed that. In fact, annual global greenhouse gas
emissions are higher now than they were in 2015.4 The Accords set 2030 as their deadline for a 50% cut;
over half of that time has elapsed; and we are further from that goal now than when we started (slide).5
Fundamental reasons explain why we’ve made so little progress cutting greenhouse gases,
reasons which we haven’t seriously confronted politically or socially. We may think, for example, that
electric cars will save us; we even call them, falsely, “emissions-free vehicles.” This falsehood epitomizes
the problem. We are too comfortable imagining vehicles have no emissions if we see no tail pipes. We
forget that the missing tail pipe is actually a power plant’s smokestack. Such forgetfulness is encouraged
by those who understand that part of what they’re selling is a clean conscience, moreover one which
allows us to get on with our lives without substantively changing them.
Even if we correct this forgetfulness, we too comfortably believe the gases causing climate
change are mostly the consequence of vehicles and residences; hence the solution is electric cars and
solar panels. Globally, however, ground transportation and residential sources account for only a third of
annual anthropogenic CO2 emissions. Our fossil-fuel dependence goes well beyond vehicles and homes.6

4

There’s discrepancy among reported global greenhouse gas emissions, in part depending on whether only CO2 is
considered or CO2 plus other gasses and actions (which collectively are called “CO2 equivalents [CO2e]”). In terms of
CO2, 2022 estimates range from 36.1 (Liu, Deng, Davis and Ciais [2023] Nature Reviews Earth and Environment 4:
205 – 6) to 36.8 Gt CO2 (the International Energy Agency’s 2022 report, “CO2 emissions in 2022”). Preliminary 2023
data suggest CO2 increased another 1.1% from 2022 (https://globalcarbonbudget.org/fossil-co2-emissions-atrecord-high-in-2023/). As for CO2e, the UN’s emissions gap report (https://doi.org/10.59117/20.500.11822/43922)
gives a 2022 value of 57.4 Gt. Whether measuring CO2 or CO2e, these reports agree that the corresponding 2015
value was lower (e.g., 35.6 Gt CO2 or 47 Gt CO2e). Differences in estimates may also reflect treatment of natural but
extraordinary emissions, as from forest fires. For example, the 2023 Canadian forest fires collectively burned an
area the size of Washington state and produced ~3 times the CO2 emitted annually by all of Canada, but some
approaches would omit these sources as extraordinary and natural. Yet it is foreseeable that such sources will soon
become ordinary, and whether a source is “natural” or not will have no effect on how much the planet warms.
5
Put otherwise, it’s estimated that we can afford to add a cumulative total of about 250 Gt of carbon dioxide to the
atmosphere to give ourselves a 50% chance of keeping warming below 1.5 °C; we’re currently on pace to emit that
much carbon dioxide within ~ 7 years. Lamboll et al. (2023) Assessing the size and uncertainty of remaining carbon
budgets. Nature Climate Change. https://doi.org/10.1038/s41558-023-01848-5.
6
The children’s book Petro Pete’s Big Bad Dream describes some of the dramatic changes in our everyday lives
should fossil fuels abruptly disappear or not be used. It has been widely criticized as Big Oil’s attempt to brainwash

2

�In particular let me call attention to four material mainstays of modern civilization which are fossil-fuel
intensive: plastic, steel, concrete and ammonia fertilizers. Collectively they require ~20% of the world’s
primary energy supply and generate at least 25% of anthropogenic CO2 emissions.7 Consider all the
plastic you handle every day. Consider the steel and plastic required for even an electric car. Consider the
steel, plastic and concrete needed for solar-panel installation and building construction, including LEEDcertified green buildings. Consider projections that plastic production will double by 2045 (slide) and the
world’s building stock by 2060. That latter is equivalent to building a new New York City every month of
every year between now and then.8 Consider the immense quantities of fertilizer needed to sustain 8
billion people and their animals.9 Consider how energy-intensive food production in the western world
is, where every calorie of food requires about a dozen calories of fossil fuels, and where in the United
States, 30-40% of that food is thrown away.10 Consider, in short, how fossil-fuel intensive a transition to a
green economy will necessarily be.
Now ask yourself: what dream are we dreaming, which says we can go green without really
changing? That message is loudly proclaimed by many on the left: “Let’s have a green revolution,” they
say, “so we don’t have to change!” Can there be revolution without profound change? Many on the left
say, make fairly minor changes so you don’t really have to change. Many on the right say, it’s all an
exaggeration or a hoax, change isn’t needed; if anything, we should change back. Instead of focusing on
the disagreement between right and left, notice their substantive agreement. The difference is between
not changing and changing very little.11

kids. This criticism is undoubtedly true – but that doesn’t make the cascading effects of our fossil-fuel dependence,
to which the story calls attention, untrue. To conclude the latter from the former is its own kind of brainwashing.
7
Smil, How the World Really Works, p. 78.
8
The NYC analogue is from Reilly O’Hara around the 10-minute mark in Peter O’Dowd’s “A ‘concrete’ solution to
climate change”: https://www.wbur.org/hereandnow/2023/12/07/concrete-climate-change-solution.
9
~15% of all human-caused greenhouse gas emissions are due to livestock farming, to satisfy our desire for meat.
10
For the dozen calories claim, see Ghosh (2016), The Great Derangement, p. 147. 30-40% is the USDA’s estimate.
11
Right and left often arrive at opposite conclusions from the same premise, or, as in this case, (basically) the same
conclusion from opposite premises. Such phenomena are marks that something other than thinking is happening.

3

�Should we take seriously that climate change is an exaggeration, a hoax, mere, self-interested
alarmism? On the one hand, of course we should. The computer models which divide the earth into
enormous numbers of grid squares and try to calculate the consequences of every significant biological,
chemical and physical process in each square are beyond the critical ken of a human mind. A projection
100 years into the future requires a million billion calculations (slide). Many are simply parameterizations
of phenomena we don’t understand. The interdisciplinarity upon which climate research rests is also
often authority-driven – collaborative in the mode of deference more than of criticism. Major incentives
to jump on the climate-change bandwagon exist, including career and funding incentives. We’d be naïve
to imagine all that away, as, even more importantly, we’d be naïve not to wonder about the competence
which synthesizes so much specialized knowledge, assuming we can tell what is and isn’t knowledge.
On the other hand, warranted skepticism does not deliver us to the knowledge that it’s all a
hoax. Far from it. We’ve had warnings, growing in clarity and urgency, since a pioneering paper by
Arrhenius in 1896.12 In 1938, Callendar calculated that the planet had warmed ~0.25°C over the previous
half-century due to CO2 production by fuel combustion. He then developed a basic model which
predicted that around 420 ppm atmospheric CO2 we should expect ~1°C of warming relative to 1938
(slide).13 We are now around 420 ppm CO2 and we’ve had ~1°C of warming relative to 1938. Since then
models have become more complicated and refined, offering high-resolution predictions of what global
temperature increases mean at regional scales; they’ve added ocean and atmospheric circulation and
positive and negative feedbacks; they’ve incorporated responses of the living world; they’ve even
charted possible social and political responses. But the problem’s basic contours, the relation of
greenhouse gases from fossil fuel combustion to planetary warming and the consequent dangers, have

12

Arrhenius’ Swedish colleague, the mostly forgotten Arvid Högbom, actually called attention to the problem in
1894, which in part stimulated Arrhenius to examine it more carefully in his theoretical 1896 paper. By 1904,
Arrhenius concluded that the planet would warm due to human activities, though probably in a beneficial way.
13
See Callendar (1938) Quarterly Journal of the Royal Meteorological Society 64: 223 – 40, particularly Fig. 2.

4

�been reasonably well understood for decades. To some degree we’ve allowed ourselves to be distracted
by seeking ever-greater refinements of the simulacra by which we make this problem visible, as if
simulacra could stand in for the world where that problem must be addressed and as if the indefinite
pursuit of knowledge weren’t itself a deferral of behavioral change.
Accepting then that climate change is real, how alarmed should we be? After all, the world has
had higher CO2 concentrations than now. The last time the planet had comparable CO2 concentrations
was 4.3 million years ago in the mid-Pliocene; the planet was about 3°C warmer than now. That may not
sound like a lot, given diurnal temperature changes in New Mexico of ~15°C and seasonal ones of ~20.
But those 3°C corresponded to a planet many would find unfamiliar, with sea levels 75 feet higher than
today, Florida a mere nub and southeastern Mexico under water (slide). Our nearest relative 4 million
years ago was Australopithecus; it would be another million years before the genus Homo appeared.
Obviously, there weren’t 8 billion people on earth. Human civilization 4.3 million years ago was still
roughly 4.3 million years in the future – a reminder that civilization is young.
Besides different atmospheric CO2 concentrations, earth has also had dramatically different past
temperature regimes. It has been much colder – I’m not talking Pleistocene ice ages, but something
more extreme – Snowball Earth episodes 600 to 700 million years ago when the planet was close to
globally glaciated (slide). The planet has also been much warmer, including during the Cretaceous
hothouse 110 million years ago and, 56 million years ago, the Paleocene-Eocene Thermal Maximum,
when the poles were ice-free and alligators swam in an Arctic lined by palm trees.
If it comforts you to know the planet can handle much colder and warmer temperatures, if you
think that means there’s nothing to worry about, consider rates of change.14 During the Cretaceous
hothouse, the planet warmed about 0.000025°C per century, for a total warming of 5°C over millions of
years. During the Paleocene-Eocene Thermal Maximum, the rate of warming was a thousand times

14

The rates which follow are from Kump (2011) Scientific American July: 56 – 61.

5

�faster: 0.025°C per hundred years, again for a total warming of 5°C over tens of thousands of years – a
warming coincident with an extinction event.15 In contrast, we’ve already warmed about 1°C in the last
century, with future warming projected at as much as 5.7°C by 2100, depending on what we do (slide).
That 5.7°C, equivalent to the warming which occurred over millions of years during the Cretaceous
hothouse and tens of thousands of years during the Paleocene-Eocene Thermal Maximum, is according
to the IPCC’s least optimistic emissions scenario, but that scenario is the one which most accurately
matches actual cumulative emissions since 2005, predicting them within 1%.16 The, to-my-eye
unrealistic, goal of the Paris Climate Accords is to limit warming to a mere 1.5-to-2°C this century. We’re
banking on that, with most of us not realizing how dramatic a rate of planetary warming that actually is,
to say nothing of what may happen after 2100.17
These numbers make even more sense from another angle: it took hundreds of millions of years
to accumulate fossil fuel reserves which we’ve injected into the atmosphere over a few centuries (and
most in one century). In terms of biogeochemical cycles, that’s a discrepancy in rates of six orders of
magnitude. In short, the rate of planetary perturbation is extraordinary, especially in the context of the
relative stability of climate which has pertained for most of the period civilization has flourished.18 That

15

It’s not surprisingly unclear whether or how the extinction event (which was marine) and the warming are linked.
Another dramatic change in planetary temperature occurred during the Eocene-Oligocene Transition between 33.9
and 33.4 million years ago, when the planet cooled as much as 0.01 °C per century (Paleoceanography 11(3): 25166, 1996). This also coincided with a significant terrestrial and marine extinction event.
16
Schwalm, Glendon and Duffy (2020) RCP8.5 tracks cumulative CO2 emissions. PNAS 117 (33): 19656 – 7.
17
The Dansgaard-Oeschger (D-O) events during the last glacial period are the closest analogues to our current
situation of which I’m aware, in terms of scale and rate of warning. Ice-core evidence suggests that, around 11,500
years ago, the Greenland ice sheet warmed ~ 8°C in about half a century. How this extreme warming event in
Greenland corresponded to the planet as a whole is uncertain; contemporaneous ice cores from Antarctica show
less and slower warming. If we assume nonetheless that the warming was global in extent, we can do a back-ofthe-envelope comparison as follows: since the Arctic is currently warming ~ 4 times faster than the global average,
an 8-degree warming over Greenland in 50 years is roughly comparable to ~ 4 degrees of present-day global
warming in a century – well within what’s possible per current projections. The warming 11,500 years ago was
short-lived, however (half a century, followed by centuries of slower cooling) in contrast to present expectations,
which anticipate up to 5.7°C by 2100 and quite possibly further warming thereafter.
18
Indeed, abrupt civilization collapses, as occurred nearly synchronously with the Akkadian (Sargonic) empire, the
Egyptian Old Kingdom and possibly the Indus Valley civilization, are strongly correlated with abrupt climatic shifts
(e.g., Weiss et al. [1993] Science 261: 995 – 1004).

6

�rate of change is a more threatening aspect of climate change than the fact of warming. We are not just
facing a world of enhanced drought and intensified storms, where the Great Salt Lake becomes an empty
basin and metropolises drain dry the aquifers on which they rely and rest,19 while sea levels gradually
rise and forest fires rage. We are facing a world which is fundamentally and rapidly reorganizing; where
the last calendar year, 2023, was possibly the hottest in the last 100,000 years but likely won’t hold that
record for long;20 where, in most of our lifetimes, the Arctic’s radiation-reflecting, heat-reducing toupee
of sea ice, whose maximum extent twenty years ago was 14 million square kilometers, will disappear
seasonally;21 and where, partly as a consequence of the melting sea ice, a major conveyer of heat on the
planet, the Atlantic Meriodonal Overturning Circulation, will dramatically weaken or even shut down,22
fundamentally changing the distribution of heat on earth (slide).
This will matter not just to us but to innumerable organisms who, like us, depend on fairly
predictable patterns which already are becoming unreliable. It’s not clear that most organisms and
ecosystems can respond fast enough. In the Pleistocene ice ages a primary response was migration –
moving north and south and up and down mountains as ice advanced and retreated. But those
migrations typically occurred over longer timescales than we face, and, perhaps even more importantly,

19

Per a recent study of ~ 75% of global groundwater withdrawals, aquifer declines have accelerated dramatically in
the last 40 years for a third of all regional aquifers, while groundwater declines &gt; 0.5 m/year are widespread
(Jasechko et al [2024] Nature 625: 715 -21). Major metropolises, such as Tehran (population 13 million) and Mexico
City (22 million), are seeing subsidence rates of up to 50 cm/year due to groundwater depletion, with projections
that large sections of Mexico City will be without reliable water within months (which pertains already to some
parts of the city; Paddison et al., 2/25/24, “One of the world’s biggest cities may be months away from running out
of water,” CNN). Subsidence due largely to water withdrawal is also being measured not in inches but in feet in
parts of California’s Central Valley (Dan Charles, All things considered [NPR], 7/23/21), source of over half of all
nuts, fruits and vegetables grown in the US. Subsidence poses obvious risks to infrastructure, but even these risks
are dwarfed by the impending, local exhaustion of freshwater in large parts of the world.
20
Schmidt (2024) Nature 627: 467.
21
When I started graduate school in 1999, a seasonally ice-free Arctic was predicted for around 2100. When I
finished graduate school in 2006, a small number of studies suggested it could happen by 2050. Now it’s looking
increasingly likely that it could happen in the 2030’s: e.g., Kim et al. (2023) Nature Communications 14: 3139.
22
Zhu et al. (2023) Nature Communications 14: 1245; van Westen et al. (2024) Sci. Adv. 10, eadk1189.

7

�on a planet much less fragmented by human-created barriers.23 We are currently in the midst of the 7th
mass extinction event24 in earth’s metazoan history, with extinction rates a thousand times greater than
background. We should worry, how much worse will it get?25 In lieu of imagining all species as rugged
individuals with independent fates, we should also worry about how interconnected the ecological world
is and how linked many of our fates may be.
So here we are, faced with an ongoing mass extinction event and dramatic rates of planetary
change. What are we doing? We are persisting in the dream that we can carry on more or less as we
imagine we always have, that necessary changes are only on the fringes. Indeed, the Inflation Reduction
Act sets aside $161 million to restore landscapes to historic conditions, because, according to the BLM
Director, “a restored landscape is more naturally in balance… [T]hat natural cycle that has been with us
for the millennia, that’s what we need to strive to restore...”26 Setting aside the question of whether
nature has ever really been in balance, setting aside as well the question of what we mean by nature
(slide), we still should confront the smaller question – why are we trying to restore natural cycles of past
millennia in a dramatically changed and changing world? I see groups dedicated to eradicating alien
species. I hear in the ecological register a disturbing echo of a terrifying political project. It really worries
me. But I also don’t understand what our thinking is, to eradicate immigrant species when the scale of
planetary change likely can be met for many organisms, probably including humans, only by massive

23

One political response to challenges partly due to climate change has been to reify borders – to build walls – and
not just in the US (e.g., Poland’s 185-km wall on its border with Belarus; Hungary’s 320-km wall separating it from
Serbia and Croatia; Lithuania’s 480-km wall, also on its border with Belarus; Finland’s proposed 1300-km wall on its
Russian border; and India’s ongoing efforts to wall 75% of its 4000 km border with Bangladesh.) The Akkadian
empire did the same thing, building a 180-km wall to repel migrants, in its failed effort to stave off its own climatechange-associated collapse in the early bronze age. Walls will be catastrophic not only for humans but other
animals. Moreover, walls will wall in as well as wall out; in a changing world a wall will inevitably be two-edged.
24
Accepting the Capitanian as a mass extinction event in the mid-Permian.
25
Even seemingly small changes in planetary heat can have surprising consequences. A marine heat-wave of
between +0.5 and +3°C in the bottom waters of the eastern Bering Sea in 2018-19 is thought to have led to the
deaths of &gt;10 billion snow crab – not because they couldn’t endure the heat, but because the higher temperatures
enhanced their metabolic requirements, leading to famine and cannibalism. A water temperature change from 0°C
to 3°C can double a crab’s caloric requirements in the laboratory. See Szuwalski et al. (2023) Science 308: 306-310.
26
As quoted in the NPR interview cited earlier.

8

�migration – and I wonder, what is it exactly that we’re trying to preserve, and why? Is this another
manifestation of how we want to have a revolution without changing, of how we want, as it were, to
spin our wheels?
I observed earlier that civilization is young. In roughly 10,000 years, we’ve gone from Neolithic
clusters to New York City, while the global human population has exploded (slide). When Socrates lived,
the world probably hosted about 100 million people, roughly the same number as now live in just three
cities: Tokyo, Jakarta and Delhi. It took all of human history to reach a billion people around 1800; and
another century-plus to reach 2 billion when my grandmother was born. When my mother was born, 2.5
billion people lived on earth. When my sister was born 25 years later, there were 4 billion. In 2022 we hit
8 billion, with 11 billion expected by 2100. Let me state the obvious: this enormous growth has occurred
in nearly exact conjunction with our intensive utilization of fossil fuels.27 This should impress upon us our
extreme dependence on fossil fuels, even while we imagine we can painlessly switch to new energy
sources without substantively changing our lives. In fact, per the Inflation Reduction Act, we plan to
restore natural cycles to patterns from the last millennia, as if the dramatic transformation of earth by
human activities over those same millennia doesn’t really count.
If we wish to be serious about climate change, we must do much more. We must let go of many
familiar things. We must understand that restoration is mostly off-the-table, or else is a nostalgic
aesthetic illusion. We must stop pretending we can achieve a transformation without parallel in human
history on the back of only minor inconveniences.
Two paths stretch before us (slide). One relies almost exclusively on technology, whether
existent technology yet to be built to scale, or technology that doesn’t even exist, in the hopes that it will
deliver us from having to make substantive changes (as if technology itself weren’t a substantive change)
– and, further, in the hopes that it doesn’t have unforeseen consequences, though history is rife with

27

Likewise, India’s and China’s rise as global powers is not coincidentally linked to their intensive use of fossil fuels.

9

�those consequences – not least of which is climate change. I call this path the path of techno-theology.
Rather than praying to the storm god to have mercy on us, we will pray to AI.28 This path leads,
inevitably, to geo-engineering – or rather, to further geo-engineering.29 For, against the backdrop of our
increasing awareness of its planetary consequences, what has our massive utilization of fossil fuels
become but a kind of geo-engineering? The oceanographers Revelle and Suess observed in 1957 that
“human beings are now carrying out a large-scale geophysical experiment … that could not have
happened in the past nor be reproduced in the future. Within a few centuries we are returning to the
atmosphere and oceans the concentrated organic matter stored in sedimentary rocks over hundreds of
millions of years.”30 Doesn’t such a large-scale experiment sound like geo-engineering? That is not to say
it’s a geo-engineering with a master engineer in charge. Like every human endeavor it’s been some
combination of chosen and fallen into, conscious and unconscious. But so will any future geoengineering be as well.
I dread the day when a rogue nation or trillionaire unilaterally commits earth to another
uncontrolled experiment in the name of salvation. I dread the mind-set which imagines we’re sufficiently
self-present to undertake the governance of the natural world, the dominion over the universe which
Bacon prophesied,31 or which imagines that dominion is instead the province of AI. I dread the
ideologies, so many already in circulation, which will justify any action in terms, not of the existential
threat of a changing planet, but of the absolute supremacy of human beings and of sub-groups among
them. It seems to me this is the track we are most likely to follow, because of that Sirens’ song it sings to

28

This possibility is already nascent in Bacon, for example in the 129th aphorism of Book I of the New Organon, with
its emphasis on the divine honors owed inventors and its claim that the benefits of these inventors’ discoveries
serve all mankind and last all time.
29
My objection to geoengineering is in the metaphysical comportment underlying it, as I will discuss later. Insofar
as we foresee that our actions necessarily have planetary consequences and modulate (or don’t) those actions in
accordance with the consequences we anticipate, we are in some fashion geoengineers – as I am suggesting here.
30
Tellus (1957) 9(1): 18 – 27.
31
Aphorism 129 of Book 1 of The New Organon.

10

�us that we won’t have to change – though that promise is a lie, and we will eventually discover ourselves
as changed as Milton’s fallen angels.
Among the forms of this techno-theology is the technological creation of illusions we desire –
the technological creation of a cave we like. We don’t want just to geo-engineer the world; we want to
retreat from the world that is into one of our own devising. This comes to mind when I consider the
Fabian allure of massive climate simulations, but no less when I consider the aptly-named Marvel
Cinematic Universe. Or when I watch parents at playgrounds engrossed not by children but by phones.32
Or when I ponder why cars are so important to us, those wheeled would-be biospheres with their own
entertainment systems and climate control. These are all, at least in part, escapes, caves we retreat to in
order not to stare at the sun or to feel its heat. Fear no more the heat o’ the sun, thinks Virginia Woolf’s
character Clarissa Dalloway as she prepares her party and contemplates her mortality; fear no more the
heat o’ the sun, thinks another of Woolf’s characters, Septimus Warren Smith, even as he is about to
plunge holding his treasure (slide). They’re both quoting a line from a funeral dirge in Shakespeare’s
Cymbeline; and this retreat I’m describing, this techno-theological embrace of the cave, this path which I
think we’re mostly following, is in equal measure that song of sorrow which declares we are afraid to
live. Well we should be! It takes gigantic courage to live even a single day.
That’s the techno-theological path stretching before us – the path of technological illusion and of
god-like faith in technology, but also of retreat into made-up worlds, the bubbles of social media, CGI
and cars, while in our hearts suspecting this also deforms us and tears us apart. The other path, the
more difficult and the more hopeful one, places the burden of response and responsibility not only on
technology, though we will need it, but on ourselves. It rejects that we are helpless to change or that our

32

We can no longer imagine even taking a neighborhood stroll without a computer in our pockets whose memory
is millions of times, and processing speed hundreds of thousands of times, that of the computers which first put a
man on the Moon. 10% of worldwide electricity generation goes into information and computing systems –
according to Roy Scranton (Learning to Die in the Anthropocene), roughly the same amount of electricity as was
needed to illuminate the globe in 1985.

11

�only hope of change is to convince politicians and corporations to make changes for us. We have become
shockingly accustomed to imagining ourselves as mere followers and our politicians, for whom we
frequently express disdain, as nonetheless leaders. They’re not necessarily leaders; in this country, they
are first and foremost our representatives. The difficult, more hopeful path begins by taking seriously
that they do represent us; that corporations do too; that what we behold in them is a representation of
what we are. While it’s comforting and not wholly false to imagine tycoons making gzillions of dollars off
of us helpless dupes, we must take seriously that what they sold us we also wanted.
Let me underline this point with a recent example. Darren Woods, CEO of ExxonMobil, excited
outrage last month when he blamed the public for climate inaction: “The dirty secret nobody talks about
is how much all this is going to cost and who’s willing to pay for it. The people who are generating those
emissions [i.e., all of us – LW] need to be aware of and pay the price for generating [them]. That is… how
you solve the problem.” Setting aside the likely hypocrisy, self-interest and poor faith of Woods’ claim,
we nonetheless need to hear its truth, rather than quickly condemning it as, according to The Guardian
newspaper, “[an] attempt to skirt climate accountability.”33 Such condemnations are their own variety of
skirting accountability. Indeed, the climate activist group 350.org specifically exonerated all of us when it
used Woods’ claim to motivate a petition which read, “Fossil fuel giants like ExxonMobil are to blame for
the climate crisis – not us. If you agree, add your name” (slide).34 Likewise The Guardian article cited a
climate economist who compared Woods to a drug lord “blaming everyone but himself for drug
problems.” But if a drug lord is culpable, does that mean drug users are not? I am alarmed by so limited
a notion of freedom, according to which we accept ourselves as powerless rather than endure even a
modicum of responsibility – as if freedom didn’t imply responsibility but instead was freedom from

33

I am referring to the article by Dharna Noor and Oliver Milman published on 3/4/24 in The Guardian
I’m quoting their 3/15/24 email with the subject line “Exxon CEO just blamed the climate crisis on the public.” A
subsequent email on 3/23/24 expanded the list of the guilty: “Last month was the ninth consecutive hottest month
on record, ever. The climate crisis is here, and the culprit is the fossil fuel industry. But they are not alone – utility
companies are also responsible.” Once again, however, we consumers are off the hook.
34

12

�responsibility.
This desired freedom from responsibility fuels the dream that we can meet the extraordinary
challenges facing us without having to change substantively. We too easily accept that our civic
responsibility is to consume rather than sacrifice, to vote on occasion, to write a check to a political
candidate, PAC, party or charity or, less often, to go to a protest, even while none of these demands what
is more fundamentally needed: that each of us change. Our response can’t be an exception from our
normal lives; it has to be what’s normal about them. The assumption that the heavy-lifting can be
accomplished only by governments or corporations exculpates us. It’s not entirely untrue, which is why
voting, donating and protesting matter, but it also basically assures the status quo while delivering us
from having to consider how those governments and corporations truly represent us.
Part of what can be recognized in those representations is despair. It seems that we don’t in our
hearts believe we can change; it seems that in our hearts we accept that this representation, whether
corporate or political, and despite regularly communicated contempt for it, still expresses the dark truth
of who we are and of all we can become. We might as well resort to CGI creations of god-like
superheroes because, despairing, we can’t imagine ourselves as powerful agents otherwise. We have
more faith in technology, including technological illusions, than in ourselves.
What if we were to put faith elsewhere than the technological divine? What might that look like?
I have three suggestions, each both simple and on the far side of human possibility. If we take them
seriously, we must also take seriously why they’re on the far side of possibility.
The three suggestions are: Live small, not large. Live slow, not fast. Think differently. Rather than
accepting the nihilistic premise that nothing you do matters, consider the exhilarating, terrifying premise
that anything you do may matter. You may not know the ways it matters, to whom or to what. Mattering
may not be reducible to meaning. But anything you do may matter, at least insofar as anything you do is
matter. This is a consequence and expression of finitude. If we and our world were infinite, we could

13

�subtract or add to that infinity without changing it. But we and our world are finite; we and it must
change.35 We are like that dream of Pierre described near the end of Tolstoy’s War and Peace,36 where
he sees a living, wavering globe consisting of drops tightly packed together. Every drop which moves and
shifts causes other drops to move and shift in turn. So it is in our lives: not one of us can move without
moving something else. That seeming accident is a condition of possibility of every motion we make.
Think about yourself finitely, pushing the earth to push off from it. An oil rig is not just ExxonMobil’s; it
also expresses you who are but several drops away. When you drive, your gasoline has travelled vast
distances, and that’s now part of your motion. That gasoline was once a fossil-fuel deposit; before that, it
was a living being. Its carbon cycled many times through the food web, before getting buried and, over
millions of years, being compressed and transformed into something else, which one day we sucked
from the earth and transported across the globe so that the controlled oxidation of it would propel your
vehicle while once again accomplishing a new transformation, spiritualizing what was once alive into the
gas trees breathe and you and I exhale. Being finite means being part of this enormous web which you
can’t control or fully foresee, but within which you are not without freedom or responsibility.
This web, this unavoidable mediation which finitude implies, is what geo-engineering forgets. It’s
arguably what Descartes forgot.37 Both secretly infinitize us; both imagine us as subjects fully present to
ourselves for whom absolute agency is possible. For them, the drop each of us is doesn’t shift or get
shifted by other drops but is isolatable; no web inextricably entangles us; and hence, surveying all that is,
a subject can act with full consciousness. A subject can command itself to doubt; it can doubt away the

35

As recognized by Pascal: “We are floating in a medium of vast extent…; whenever we think we have a fixed point
to which we can cling and make fast, it shifts and leaves us behind… Nothing stands still for us. This is our natural
state and yet the state most contrary to our inclinations” (Pensées 199, ‘Disproportion of man,’ translated by
Krailsheimer). Physical conservation laws can also be interpreted as consequences of the finitude of the world.
36
Vol. IV, Part 3, Chapter XV, pp. 1064-5, translated by Pevear and Volokhonsky.
37
It’s also what our ideology of perpetual growth forgets – an ideology central to capitalism. As for Descartes, his
forgetfulness was not shared by his contemporary and critic, Pascal, who regularly linked finitude and mediation (or
middleness), as in Pensées 199.

14

�entire world; and having found the seat of certainty in its own thinking, a disembodied and hence definitized thinking, it can then re-create and author the world. This is Descartes’ trajectory in the
Discourses and Meditations. It’s also the trajectory of technological illusion, which would replace the
world that is with the illusion of a world we author.38 It’s finally the trajectory, if not task, of geoengineering. A famous climatologist39 argued that, given climate’s susceptibility to small changes of
initial conditions, the so-called butterfly effect – where the flapping of a butterfly’s wings in one place
contributes to a hurricane elsewhere – given this susceptibility, he said, all we had to do was “tame this
butterfly.”40 Were this climatologist more of a poet, we might hear irony in his claim; but what we might
hear poetically as articulating a hubristic and hopeless project can also be heard as the assignment. It
imagines every butterfly can be tamed; but even more dangerously, it posits a tamer outside the web of
mediations, a disembodied, decontextualized knower whose command to the legion of tamed butterflies
is itself beyond the jostle of any neighboring drop (slide).
Think differently. Picture yourself as a drop jostled by and jostling its neighbors. We must
relentlessly re-imagine ourselves thus. We must accustom ourselves regularly to undertake the thought
experiment Rousseau challenges Emile with, in the book of that title:41 “We [i.e., Emile and his teacher]
go to dine in an opulent home. We find the preparations for a feast… All this apparatus of pleasure and
festivity has something intoxicating about it… While the meal continues, while the courses follow one
another, while much boisterous conversation reigns… I lean toward [Emile’s] ear and say, “Through how
many hands would you estimate that all you see on this table has passed before getting here?” What a
crowd of ideas I awaken in his brain…! Instantly all the vapors of the delirium are dispelled. He dreams,

38

We tend to confuse our mediated and necessarily partial access to the world that is with our authorship of it.
Finding ourselves in a synecdoche, we assume we’re the poet.
39
The climatologist was Kerry Emanuel; he made these comments during an interview on NPR’s Fresh Air, August
1st, 2007. An audio file is available at http://www.npr.org/templates/story/story.php?storyId=12421331.
40
“Is it by your wisdom that the hawk soars and spreads its wings out to the south?” Job 39:26.
41
Emile, Book III, p. 190 in Bloom’s translation.

15

�he reflects, he calculates, he worries. While the philosophers, cheered by the wine, perhaps by the ladies
next to them, prate and act like children, he is all alone philosophizing… [W]hat will he think of this
luxury when he finds that every region of the world has been made to contribute; that perhaps twenty
million hands have worked for a long time; that it has cost the lives of perhaps thousands of men…?”
We must think in terms of twenty million hands and thousands of lost lives – not all of them
human – and indeed those numbers are surely underestimates. Even when simply walking the placita,
we should imagine that what energizes our steps were once living beings who stretched themselves
toward the sun.42 We must as best we can make choices worthy of the sun-stretching creatures who
enabled them, of twenty million hands and thousands of lost lives.
This is not an exhortation not to live, to deny ourself life, to do nothing because there is nothing
untouched by twenty million hands and thousands of lost lives. Instead it’s an exhortation to live up to
those hands and lives. Derrida described such a comportment in these terms: “Il faut bien manger” he
wrote, but also “il faut manger le bien”43 – which as a play on words means several things: it means, of
course we must eat, but we must also eat well – and not only that, we must eat the good. We must eat
the good well. We must do it because we can’t not do it. To be finite implies, inexorably, that we must
eat the good, that no action is without reaction, no gain without loss. We can’t not eat the good, we
can’t act in the world without the possibility of harm, we can’t self-consciously leave no trace, nor is the
trace which we may leave simply up to us. So what we can’t not do let us do as well as we can (slide).44
If this is not an exhortation not to live, neither is it an exhortation to embrace extravagance, to

42

Mary Oliver’s “Wild geese” comes to mind, especially the last sentence: “Whoever you are, no matter how
lonely, / the world offers itself to your imagination, / calls to you like the wild geese, harsh and exciting – / over and
over announcing your place / in the family of things.”
43
See Derrida’s conversation with Jean-Luc Nancy entitled “Eating well, or the calculation of the subject” in Points,
edited by Elisabeth Weber, especially pp. 277-87.
44
The French uses the impersonal expression “il faut” where I use the pronoun “we.” The “we” is problematic;
there is a question of what or who “we” is, as there should also be a question of what eating is. Eating is not simply
what subject does to object; eating changes both eater and eaten. The referent of “we” thus necessarily changes.

16

�pronounce, like Louis the XVth, “After me the flood.” Look to the future: look not only at the hands and
lives of those who have touched what is already before you, but also to the hands and lives of those yet
to come, who not you but your choices will touch. What entangles us stretches from past to future. Our
actions may memorialize and prophesize. It is in this context of an imagined future, moreover one which
no longer includes you or me, as well as in the context of imagining our global contemporaries who even
now live lives much less replete than ours, that it makes sense to live small and slow. Put simply, if you
do, you will use less and leave others more.45
What I’m suggesting may sound naïve, as if I’m unaware of the notorious problem of collective
action. If each of our contributions is a mere drop in the ocean, why worry about my drop if no one else
worries about theirs? This argument of apathy, however, is just the flip side of the infinitization I’m
critiquing. It posits that the only options are to be infinite or nothing. Such a coarse dichotomy has long
characterized our thought. For example, we have long believed we could dump waste into the ocean or
atmosphere and that, in effect, it would be infinitely diluted – that the vastness of ocean or atmosphere
would reduce it to nothing. But it was, in fact, finitely diluted. Slowly those drops accumulated, so that
now, for example, plastic, invented in 1907, is found in every region of earth from the Himalayas to the
deepest ocean trenches, as well as in our food, our bodies and our mothers’ milk, to say nothing of the
atmosphere’s rising greenhouse gases (slide). This whole lecture is about taking that disproportion
between nothing and the infinite, a drop,46 seriously, about admitting that yes, you are a drop, but every
drop matters, you matter. The pretense that drops don’t matter expresses, in one mode, a deluded if
aggrandizing infinitization, as if we count but only as infinite; but in another mode, the complement of
our aggrandizing delusion, it confines each of us to a cell of impotent isolation, where our drops don’t
collectively constitute a wavering globe, much less our exalted, lonely individualities a world. But there is

45

You’ll eat less good more well.
“For, after all, what is man in nature? A nothing compared to the infinite, a whole compared to the nothing, a
middle point between all and nothing…” Pascal, Pensées 199.
46

17

�a world, a living, wavering globe of drops, in which each of us is a single drop who matters.47 Live small
and slow and think differently for that world.
This advice is more dramatic than it sounds. We easily dream of circumstances which will enable
us to live as we imagine we like without unwanted consequences. This is like imagining ourselves
disembodied, mattering without being matter, meaning immaterially. It articulates a desire that we not
be finite or mortal. I suspect that we live large and fast partly to distract ourselves from that finitude,
from the death which awaits, as a substitute for the gigantic courage it takes to live even a single day. Yet
such a response accelerates catastrophe. The illusion that we’re infinite, that change can happen without
us changing, is not a salve for our fragile mortality but a destructive expression of it. It secretly confesses
that none of us really believes we will die, as perhaps none of us really believes in climate change. There
is another option: that we try to believe; that, trying to believe, we make an offering to the future and of
the future; 48 that we not insist that future be ours; that we let it be someone else’s.49
The talk of a new green revolution sometimes sways this direction, but so long as it promises
immense change which won’t require us to change, it’s a pipedream if not something more malevolent:

47

This may signal a return to the sacred, if we accept Amitav Ghosh’s suggestion (op. cit.): “It is impossible to see
any way out of this crisis without an acceptance of limits and limitations, and this in turn is, I think, intimately
related to the idea of the sacred…” (p. 161).
48
The French scholar Rémi Brague gave a lecture at St. John’s (Santa Fe) many years ago in which he identified as
one of the crises of modernity the decline in the human birth rate. He interpreted this decline as expressing despair
about the future, as articulating that we no longer believe in a future worth giving. I agree with such a diagnosis of
despair; I agree as well that it behooves us to believe in a future worth giving, and to do the hard things such a
belief demands, but, contra Brague, I think it imperative that we appreciate that the recipients of such a gift are
not, and cannot be, restricted to human beings. Indeed we can no more know the recipients than the future.
49
One is always at risk of re-infinitizing the subject. Letting the future be someone else’s still secretly assumes the
future is mine to yield. Even just letting the future be may fall into this conundrum. It’s reminiscent of the catch-22
in Faulkner’s Go Down, Moses, where Isaac – whose apt Biblical name invokes the possible sacrifice of both past
and future – endeavors to relinquish his patrimony but can’t escape thinking that it is his to relinquish. As a result,
his may still be a version of thinking infinitely, albeit in a negative mode, rather than thinking finitely. Perhaps Molly
comes closer to the latter, she who “dont want nothing” (p. 97), mistrusts a divination which has become of gold
rather than god, and at the end of the book keens for her Benjamin, sold into slavery and dead. But the spiritual
“Go Down, Moses,” for which the book and the last tale are both named, still suggests a future organized by a
promise, a promise clearly not met by the book’s end but, like Isaac’s patrimony, not truly relinquished either.

18

�a future we pretend to yield to an other while secretly and stubbornly insisting it remain ours.50 That
pipedream pretends that massive solar arrays, nuclear power, windmills, hydrogen, etc., will allow us to
build for the future without giving up that future to someone else;51 it pretends we can be responsible to
the future without really changing our present, including without decreasing our consumption. Take
energy for example. We may dream that someday it will be boundless and free, but it won’t be. Energy
will always come with consequences. Its production and use will require a material infrastructure likely
including fossil-fuel-intensive steel, concrete and plastic. It will generate waste, including, for nuclear
energy, dangerous radioactive products whose half-lives can far exceed the history of human
civilization.52 We shouldn’t overlook that hydrogen, if it’s to be our panacea, is a highly explosive
panacea. And if a butterfly can cause a hurricane, what can a windmill do (slide)? Put otherwise, don’t
look to get something for nothing;53 that only amounts to the illusion of a good conscience.54 Don’t trick

50

Such a situation, including its unfurling ramifications, is well-described again in Go Down, Moses, as in this
passage from “The Bear” (pp.257-8): “…old Carothers’ bold cramped hand far less legible than his sons’ even and
not much better in spelling, who while capitalizing almost every noun and verb, made no effort to punctuate or
construct whatever, just as he made no effort either to explain or obfuscate the thousand-dollar legacy to the son
of an unmarried slave-girl, to be paid only at the child’s coming-of-age, bearing the consequence of the act of
which there was still no definite incontrovertible proof that he acknowledged, not out of his own substance but
penalizing his sons with it, charging them a cash forfeit on the accident of their own paternity; not even a bribe for
silence towards his own fame since his fame would suffer only after he was no longer present to defend it, flinging
almost contemptuously, as he might a cast-off hat or pair of shoes, the thousand dollars which could have no more
reality to him under those conditions than it would have to the negro, the slave who would not even see it until he
came of age, twenty-one years too late to begin to learn what money was.”
51
Hence the college’s thoughtless slogan campaign tying “Building for the future” to “St. John’s forever.”
52
Iodine-129 has a half-life of almost 16 million years, for example.
53
To get something for nothing implies an infinity, while suggesting simultaneously how nigh nothing is to anything.
54
Consider carbon offset programs. The science behind these has always been suspect, with concerns about
whether they can be done at the necessary scale in the right places, how long-lasting savings will be and whether
savings can accurately be determined. Yet worse is the world’s largest carbon offset firm, South Pole, selling carbon
credits for reductions which they knew didn’t exist (Blake, “The great cash-for-carbon hustle,” The New Yorker
10/16/23). More broadly, however, the problem lies in our failure to recognize that responsibility is always
excessive. To measure and delimit it is to turn any responsibility into the alibi for irresponsibility, as we saw above in
the 350.org petition. Appreciating responsibility as necessarily excessive is a corollary of understanding that what
we eat, what we internalize and make our own but also at the same time destroy, is in fact the good, for the loss of
which there is no compensation. The pretense at the core of capitalism (but also of prevailing notions of justice),
that no loss is without compensation (whether in the mode of offsets or criminal penalties) implies irresponsibility.

19

�yourself into believing you can give to the future without giving something up.55
Here’s a more tangible form of this advice: we must pair attempts to choose energy sources
more wisely with concerted efforts to use them more wisely – and specifically to reduce how much
energy and matter we use. I’m ambivalent but partly glad that the St. John’s Santa Fe campus has gone
solar. I’d be more glad and less ambivalent if our solar conversion were accompanied by a campaign to
reduce our energy use, if our murals enjoined us to take the next step rather than extolled the step
already taken (slide). Per capita energy consumption in the United States is among the highest of any
nation. If we want to limit ourselves to “only” 1.5 or 2°C of warming – as dangerous as that may be – if
we want to reduce global fossil fuel emissions by 50% in the next 6 years, we can’t do it without
dramatically reducing how much energy we use in ways which will present real but surmountable
problems. Other first-world countries56 consume per capita half the energy which Americans consume. I
grant substantive differences exist between us and them, but it seems to me the most stubborn
impediment to making real reductions in our energy consumption is not those differences but our
unimaginative and fantastical insistence that we shouldn’t have to change. As a result, so much of the
rest of the world strives to live like us, when we desperately need to live more like them. Gandhi worried
in 1928, “God forbid that India should ever take to industrialism after the manner of the West… It would
strip the world bare like locusts.”57 But India and China and much of the world have taken to westernstyle industrialism, and that stripped world which Gandhi dreaded is increasingly the reality before us, as
the rest of the world follows our example while we refuse to follow theirs (slide).
My argument for living small and slow is not just that there’s no other way to face the

55

Technology is the claw by which we bring the future closer. It’s a way of materializing time, even commodifying it.
We should wonder whether the technological solution isn’t always at the expense of the future. If we admit,
however, that technology is an inevitable aspect of what we are, we will also have to admit that we are always
expending the future in some form. This again comes down to eating the good but endeavoring to eat it well.
56
For example, Germany and France.
57
As quoted by Amitav Ghosh (op. cit.), p. 111.

20

�extraordinary challenges before us and no better way to accustom ourselves to the lives we will
eventually have to lead. It’s also not just an ethical argument about living up to twenty million hands and
thousands of lives past and future. The third prong of my argument is what I’ve been saying about how
the world reflects us. As much as we may want to blame governments, corporations, even capitalism,
and as much as none of those are without blame, we still must take seriously that these reflect us. They
express something that we must take responsibility for as our own. Our words may say, “End fossil fuels,”
but our actions take for granted their ready abundance. The only way I see to change that is to change
how we consume (eat), live and think. We can’t just talk about this; we have to do it. That means
recognizing no one is without responsibility for our predicament. Typically, if no one is without
responsibility, no one is held responsible. But I’m saying each of us must hold ourself responsible.58
Change is coming, whether we give assent or not. If we try to affirm it, we need to do more than
vote, donate, protest or go solar. We need to change. This may not sound revolutionary compared to a
new green revolution – but of the two (which aren’t mutually exclusive), I’m advocating the essential
one. I’m not saying it will be sufficient if enough of us do our small part. Other things need to happen,
including at corporate and political scales. But those things will not happen if enough of us don’t do our
small part. As much as we may like to believe we are victims of capitalism run amok, of ExxonMobil, of
politicians, these also mirror us. They show us versions of ourselves.59 They give us what we, at least in
part, ask for. Ask for something else. Become something else. Corporations, governments and economic
systems aren’t simply controlling us; they’re also expressing us. Any revolution without that admission is
just a spinning of wheels. Some of the dread darkness of the political era into which so much of the

58

To suppose that I should not act until those act who have behaved even less responsibly than me is to place the
burden of our collective response on those who have behaved the absolutely least responsibly.
59
My insistence, or at least invitation, that we recognize our corporate, political and economic reflections runs the
risk of becoming a kind of consumption or subsumption, a gobbling up of the other as secretly, within a naïve
idealism, the same; yet the other which reflects us in myriad ways need not only be our reflection, nor is it clear
that in a reflection what is seen is same and not other.

21

�world is falling stems from our propensity first to alienate, then to vilify, our own reflections – while also
believing that it is only those reflections which have the freedom, power and burden of responsibility.60
What I’ve said today is not just about climate change. It’s about how we are using up and
running down the earth and, in parallel, exalting and diminishing ourselves. We see the earth as a pantry
for us to raid; and as various stocks within it become depleted, we don’t question our behavior or
assumptions but merely look for new stocks. For the most part we have not interrogated our prejudice
that we are entitled to the earth, that it is ours to exhaust, that no other beings besides human beings –
and perhaps even among them only some – truly matter (slide). This exaltation we’ve implicitly
bestowed upon ourselves is a kind of self-infinitization, whereby even the governance of the natural
world falls under our thinly secularized techno-theological sway; but in lock-step with it comes our
diminishment as isolated individuals, impotent and unfree, incapable of response and of responsibility,
in effect nullities. Cast between these overtly dueling but secretly linked poles of the infinite and
nothing, climate change becomes an avatar of our finitude. Ignore the avatar and the threat will not
retreat; but neither will it retreat should the avatar be addressed. That desired retreat follows from the
false premise that our finitude is escapable. It is not. We are neither infinite nor nothing but, drop-like,
between the two. We need a response which endures that disproportion rather than, through fantasy
and denial, embraces one end member or the other, thereby accelerating and compounding
catastrophe. Some will hear me as prophesying doom, but I am actually advocating hope – not an easy
hope, not a hope without effort or struggle or loss, not an empty hope which consoles by anesthetizing,
but the harder and truer hope which admits that we must change – and that we can.
Something new is coming, just as it did at the end of the Cretaceous 65 million years ago in the
form of an asteroid. That asteroid augured both calamity and immense possibility, the end or

60

If we live in a benighted age, the question still remains: how far advanced is the night? Could we perhaps even
now be on the cusp of dawn?

22

�transformation of the dinosaurs,61 and the rise and transformation of the mammals. From it was born
the once-new world we recognize and sometimes love. A thin layer of the element iridium is sprinkled
across the planet, marking that event and the boundary separating a world familiar to dinosaurs from
one more familiar to us. Many now claim that we’ve entered a new geological epoch called the
Anthropocene. Since epochs typically last hundreds of thousands to tens of millions of years, I’m struck
by the sheer optimism of that designation, which I find both endearing and repellent. How innocent and
how hubristic that we think it’s an epoch! It strikes me as far more likely that the Anthropocene will have
been a boundary event like the impact at the end of the Cretaceous,62 marked by a layer not of iridium
but of plastic, and distinguishing yet another new world from our now-old and familiar one. This new
world may not be ours. It doesn’t need to be ours. A new world which includes us can’t only be ours. Like
the dinosaurs, if we63 are to persist, we must become something different, something smaller, something
which, though almost as light as air, nonetheless greets mo(u)rning with song (slide).64

61

How to read “or”? Transformation may be an alternative to extinction, to an end, but it is also a specific form of
the end. The first reading reads continuity where the second reading reads discontinuity.
62
The Anthropocene as a boundary event was initially suggested by Scott Gilbert, per Donna Haraway (2015)
Anthropocene, Capitalocene, Plantationocene, Chthulucene: Making Kin. Environmental Humanities 6: 159 – 65.
63
Don’t overlook that the pronoun in this final sentence, despite its seeming stability, refers to things in flux. Its
referent is changing (as is characteristic of pronouns). See also the footnote on p. 16 about translating “il faut (bien)
manger (le bien).”
64
Every new beginning also marks a loss.

23

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Mr. Harrell describes his lecture: "When the so-called New Program was established at St. John’s College in 1937, conversation was to play no essential role—at least if you believe the first statement of the program, written by Scott Buchanan. Where you would expect the word 'conversation' you find 'instruction' instead, as in this brief description of the seminar:&#13;
&#13;
Meetings of seminar groups will occur twice a week with any additional meetings that special circumstances or difficulties may indicate. There will be two instructors in charge, and the instruction will make use of a wide range of devices from explication de texte to analysis of intellectual content and the dialectical treatment of critical opinion.&#13;
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Has something similar happened with the importance of books to our endeavor? We have always stated this importance in terms of what makes certain books great; but what makes them books, I have come to think, is even more central to our experience of reading them, discussing them, and learning from them. Perhaps there is no way to dictate by 'great' how we come to find ourselves in these books, just as there was no way to dictate by 'instruction' how we came to find ourselves in a conversation about these books.&#13;
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Shakespeare, William, 1564-1616. All's well that ends well.&#13;
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                    <text>Thursday
April 4 2024

The St. John’s Collegian
A Gadfly Publication

From the
polity

CSL Report: Forum on the
Alcohol on Campus
Last Wednesday, March 27th, the CSL hosted a forum
on alcohol consumption and how it impacts our
community. The focus was on consumption on
campus. The use of other recreational drugs was not
taken into consideration. Mr. Huntley, Chair of the
CSL, started the meeting with a question pertaining to
the culture around alcohol on campus asking the
participants to share their assessment on whether it is a
healthy relationship.
Participants considered different occasions in which
alcohol is being consumed: college parties and events
as well as regular private consumption. Students shared
their personal reasons for drinking. The main reason
cited was that alcohol helps the consumer to relax and
socialize more easily. Regarding private consumption,
the question and concern of writing essays under the
influence of alcohol was raised. There seemed to be
disagreement among the attendees on whether this is a
widespread issue but if it was this would be indicative
of a dangerous relationship to alcohol. Participants
also argued that having an alcohol problem is highly
subjective and personal. Most alcoholics self-diagnose.
But a college environment can facilitate a blurring of
the lines especially if one has a narrow understanding
of alcoholism. Many students might not be binge
drinkers but sometimes scheduled (binge) drinking
could be considered problematic too. Pertaining to
alcoholism among the student body, there were
different interpretations of whether college life causes
the problems or just intensifies already existing
addictions. It would be helpful to have accessible
campus specific data about this.
Regarding campus events, the conversation was mostly
centered around the Achilles Rager. Students shared
the feeling that this event seems like the most unsafe of
the year, particularly in terms of Title IX violations and
physical health. The main factor contributing to this
seems to be the lack of experience with safe drinking
among the incoming first year students who use the
occasion to try out new things and might go further
than they ought to. This issue is further exacerbated by
the fact that they do not yet have a strong social safety
net. While some participants called for a cancellation
or postponement for the event, others suggested a
preventative approach. This approach would include
training and raising awareness among returning
students about first aid and safe partying. This might
also reduce the strain on the RAs (Cont. on p. 2)

Vol. II Issue 8

Printed Thursdays in Annapolis

Mayor
presents on
bike path

Spoke to Students and Staff
Annapolis Mayor Gavin Buckley attended a meeting
in the Conversation Room on Wednesday, April 27th
to present plans for the bike path on back campus.
Along with him was Brian Cahalan, one of the mayor’s
advisors, Eric Leshinsky, of planning and zoning, and
representatives of the firm Meade and Hunte, who are
responsible for making the plans for the bike path.
Student and faculty attendance was limited, with only
six students present and one faculty member, who left
relatively early on. There were a few St. John’s staff
members present as well.
Buckley began the meeting by talking about adopting
Dutch cycling infrastructure models to help address
Annapolis’ contribution to global climate change.
“The simplest climate solution is right in front of us,”
explained Buckley, “We need to walk again, we need to
bike again. And we’re not going to be able to do that
without separated bike paths.” He claimed that the
College Creek Connector would fill a major gap in the
regional trail network, which would enable people to
not only get more easily to Parole via the West East
Express but would also connect to the B&amp;A trail,
forming a link all the way to Baltimore.
The path, if approved, will meet campus property on
the water by the Rowe Boulevard Bridge, which will
have widened sidewalks to make it easier and safer for
students and downtown residents to get to Graul’s. It
will continue along the water until just before the small
dock and boat launch, where it will join the dirt path
running parallel to the creek for only about 50 feet, and
then curve around behind the boathouse and up to
Prince George Street. The slope behind the boathouse
would be stabilized against erosion and receive better
landscaping, while the living shoreline along the creek
would be cleared of invasive species and replanted with
native ones. A new boatshed would be built to house
sailboats, and steps might be taken to improve
boathouse accessibility. This would be in conjunction
with other projects in the area, like a gateway park in
the patch of woods off Rowe Boulevard and watercraft
infrastructure at the end of Northwest Street, which
are aimed at improving access to College Creek.
Buckley emphasized that this plan will not happen
without the College’s support and called on students
to voice their opinions. “It’s not just an ask for the
College, he said, “it’s an ask for the future.”
El’ad Nichols-Kaufman

Theater
review:

Much Ado About Much Ado
About Nothing
Last weekend the King William’s Players 2024 Season
opened with a groovy production of Shakespeare’s
Much Ado About Nothing, directed by Sophomores
Eden Kammeyer and Ari David. Decked out with disco
balls, flare pants, outrageous polyester shirts, and
feather boas, the supremely talented cast boogied and
jived their way through the two-hour show.
Much Ado About Nothing concerns itself primarily
with the relationships between its two main couples,
Beatrice and Benedick, and Hero and Claudio, and
how those relationships form and fall apart due to the
deceptions of the other characters. Kammeyer and
David set up this intrigue in a brilliantly colorful and
campy 1970’s version of the Italian city of Messina, and
they clearly told their actors to have fun with it.
Full of cheeky physical comedy, sassy looks, fully
committed characterization, and punchy line delivery,
it was a riot from start to finish. Highlights include Ms.
Rachel Hauben’s entire performance as Beatrice, her
second to date, and by her own admission much
superior to the first online version. Messrs. Charles
Dang, Angus Preston, Ian Rossomundo, and M. Ned
Haynie brought hilarious energy and impeccable
comedic timing to the constabulary and watchmen.
Ms. Katharine Bates played Don John delightfully cold
and furious, styled to the nines in bold black and white
patterns. And M. Z Larson and Ms. Sadie Lewin fell in
and out of love as Hero and Claudio with heart
wrenching sincerity.
All in all, it was a delightful show and a fresh and funny
take on Shakespeare's classic comedy. Keep your eyes
peeled for posters going up for the KWP’s upcoming
shows, the Shakespeare Showcase directed by Dolan
Polglaze and Jordan Kammeyer, and Moby Dick,
adapted for the stage and directed by Ranger Kasdorf.
Andy Manne

Aphorism of the Week:
Silence is everywhere, yet no one has heard it so far.

This Week in Seminar

Upcoming Events:

Freshman:
4/4: Aristotle: Physics. I (A): 1 (184a10–184b16); II (B): (192b8–200b11)
4/8: Aristotle: Physics. III (Γ): 1–3 (200b12–202b29); IV (Δ): 10–14 (217b30–224a16)
Sophomores:
4/4: Shakespeare: Hamlet
4/8: Calvin: Institutes of the Christian Religion, Book I, Chapters 1–6; 15
Juniors:
4/4: Mozart: Don Giovanni
4/8: Kant: Foundation of Metaphysics of Morals. See official list for selections
Seniors:
4/4: The Federalist, 78, 81 (selection); Supreme Court Opinions; Constitution, Articles III and VI
4/8: Dred Scott Decision and Dissenting Opinion, selected speeches of A. Lincoln and F. Douglas

Friday-Monday, 4/5-7
Junior and Freshmen writing lounge. Opens
Friday at 4 pm, closes Monday 7 am. Mellon
141 and 144.
Friday-Saturday, 4/5-6
Graduate Institute Convening Weekend
Saturday, 4/6:
Admitted Students Day, Club Fair at 3:30 in
the Great Hall

Friday Night Lecture
All College Seminar on "How Should One Read A Book?" by Virginia Woolf, 7:30 P.M., Great Hall

Page 1

�Thursday April 4, 2024

St. John’s Collegian

DC President Ali
Shawamreh Overthrown,
Evil Alter-Ego Crowned
The Delegate Council meeting last Tuesday, the first
meeting in April, ended in chaos as DC President Ali
Shawamreh mysteriously disappeared. He noted that
the agenda had been “highjacked” to feature an item
labeled “The Magnificent Coronation of His Majesty
Olive Shawarma, Righteous Regent of the St. John’s
College Polity, in the Year 2024 of Our Common
Era,” got up and disappeared behind one of the
wooden barriers in the conversation room.

CSL Report Cont.

Photo Courtesy of Helen Felbek

Mitchell Museum Report

In his place emerged Olive Shawarma (pictured,
right) who ordered a proclamation to be read
announcing him as King of St. John’s College in
Annapolis, in Santa Fe, in Cambridge, in Australia, in
Canada, in India, and in all other places in which
there is a St. John’s College to be king of; Archduke
of the Paca Tub Room, etc. Lord Protector of the
Delegate Council, and Defender of the
Transcendental Idealism, as well as a variety of other
titles. He was then crowned in a lavish ceremony and
recited a coronation sonnet.

The current exhibition in the Mitchell Museum only
displays one piece. Entitled “Sampling a Sampler
Sampling,” Polly Apfelbaum’s work challenges the
viewer’s perspective. The piece is made of several
different fabrics purchased in New York City’s
Garment District arranged on the floor. Many of the
fabric samples feature raw edges, and some of the
patterns clash with each other. The originality of the
piece prompts the audience to reconsider the place
oftextiles in the world of art. What is art really made
of? Does it change when we change our point of
view? The exhibition runs until April 21

El’ad Nichols-Kaufman

Natalie Goldman

Come for me vol. 2
Continued Conversation on Orgasms
Editor’s Note: This article is the second part of a series
first appearing in The Gadfly.
In my last article I settled some of the basics of orgasms
with Annelise. However, I still had questions. I find
that much like every person’s orgasm is different, every
conversation about orgasm has new insights. This
friend has chosen to stay anonymous.
Before getting into the conversation, I would like to
address questions I’ve heard about whether everything
I wrote in the last article was true. I swear in this
column to tell the truth, the whole truth, and nothing
but the truth, so help me God.
AB: How easy is it for you to orgasm?
Anonymous Interviewee: I would say it’s pretty easy,
especially on my own, but with more experience it has
also gotten easier with a partner.
How long does it take you to orgasm? How long
do your orgasms last?
Approximately 8-10 minutes, the length of the
orgasm depends on factors I am unaware of, but it is
usually not the sort of thing that is constricted to
time.
What allows you to orgasm with ease?
Not only just practice and experience, but increased
ability to let go of my self-consciousness surrounding
it.
Is there anything in particular you’ve found that
has helped you with that?
Anon: Mechanically, and I won’t get into too much
detail—for propriety’s sake—but I’ve developed the
theory of The Rule of Two; being, you can’t just be
doing one thing in order to have an orgasm. You must
be stimulated in at least two areas. Diversity in

Vol. II. Issue 8

performance is key to success. There’s that one
episode of Friends where Monica is showing
Chandler how to please a woman: it’s kind of just like
that.
I know you said you don’t want to get into too
much detail, but is this stimulation purely
physical or mental as well?
I would say mental for sure, it’s good to be in a
comfortable environment where you don’t feel
inhibited to explore what turns you on.
Do you feel that your orgasms with a partner are
essentially different than the ones you have on
your own?
Orgasms with a partner are fundamentally different
because it is no longer solely your environment that
you need to feel comfortable with, but with another
person seeing you completely uninhibited. Reaching
that state with someone else is an extremely intimate
and vulnerable position to be in. I think our modern
discussions surrounding sex often disregards that it
takes practice and self-knowledge to be able to do this
with someone.
Do you think anyone is likely to have an orgasm
with a partner without having one on their own?
I think it’s possible. We all have our own anatomies,
and some people are able to explore that with
someone else first.
Why do people say “When you have an orgasm
you’ll just know” with such certainty?
I think it has to do with the thing I said earlier about
time. When you enter into an experience that exists so
outside of time, that the question “Am I having an
orgasm?” just isn’t on the table, and then you’ll know.
Allyson Brink

Page 2

(Cont. from p. 2) during that particular night. Some
course similar to the “Get inclusive” course that all
new and returning students have to finish every year
for first aid and practical knowledge surrounding
alcohol consumption could be part of this. The
tenor was that the burden should not be placed on
the new students who already have a busy and
overwhelming orientation schedule but that it
should be considered a community responsivity.
Overall, students seemed to agree that in such a small
community like St. John’s we need to look out for an
help each other. As sophomore representative
Camilla Lopez put it “what hurts the individual,
hurts the whole polity.” To that end, Ms. Lico and
Ms. Silver are hosting an event on addiction in general
on Thursday, April 18th, during lunch in the
Hodson room. Food will be provided.
If you are interested in attending a CSL forum, please
join us in the dining hall at 11.45 pm on Wednesday.
We also appreciate student input on forum topics.
Just talk to or email Mr. Huntley or me.
Helen Felbek

About the St.
John’s
Collegian
The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring quick
and timely coverage of important events going on, to
help develop a more informed student body. If you’re
searching for more in-depth investigations and
reporting, as well as essays, art and culture, check out
the Gadfly, our affiliated publication, which is
published once every three weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between 400600 words, while opinion should be kept short at 350
words. Just email eanicholskaufman@sjc.edu with
your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at lbriner@sjc.edu.
Contributors for this issue:
El’ad Nichols-Kaufman, Editor
Allyson Brink
Helen Felbek
Andy Manne
Natalie Goldman

Are you interested in having your opinion heard?
Do you want to rant and rave against articles you’ve
seen published here? Do you want to amaze the
campus with your superior rhetoric? Do you just
want a place to review your favorite 19th century
operetta? If so, then the Collegian is the place for
you! Just send us your articles, and help us diversify
our coverage.

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                    <text>Thursday
March 28 2024

The St. John’s Collegian
A Gadfly Publication

From the
polity

Vol. II Issue 7

Printed Thursdays in Annapolis

Interview with Walter
sterling jr.

CSL Report: Forum on the Incoming Santa Fe Campus President Discusses Background,
relationship between the city
Thoughts on the Future of the College
It’s just been the long arc of experience at
of Annapolis and St. John’s This interview has been edited for length and clarity. challenges.
the College. We’ve never been a luxurious institution.
The first CSL forum after Spring break was held last
Wednesday, March 20th. Despite the sophomore
writing period many attendees were sophomores. The
topic of the forum was the question of the relationship
between the college community and the wider city of
Annapolis. Mr. Huntley, Chair of the CSL, explained
that there is a need for this forum due to recent
conversations surrounding the plan of the city of
Annapolis for College Creek Connector which seem
to relate to this question. The conversation was also
supposed to offer a space to prepare for the Bike Path
Forum with Mayor Buckley and other people involved
with the project to be hosted on Wednesday, March
27th.
The consensus among attendees of the forum seemed
to be that the college community should strive for
more personal interactions with the residents of
Annapolis. But the group identified a number of
hurdles that might contribute to students isolating
themselves from the wider city life.
While many participants voiced the desire for more
interactions with Annapolitans, many felt as if the city
is not particularly inviting to college students. The
downtown area, while walkable, is too expensive for
most students’ budgets, too touristic, and the Naval
Academy seems to have an overwhelming presence.
But there was the acknowledgement that there are
many events and resources that are useful and
interesting to Johnnies such as events offered at
Maryland Hall.
The conversation also touched upon the concept of
the “Johnnie Bubble.” One participant characterized
the student life at St. John’s as a “non-secular monastic
lifestyle” which many interpret as inherently insular.
However, some participants argued that this
monasticism should also include some outreach and
engagement with the world. The argument was made
that some people interpret the program and the
reading list in a more action driven way than others. In
the context of social engagement, the question was
raised whether more students should “put the program
into action” while being in college and not wait until
after graduation to do so. This kind of engagement
could improve relations with more marginalized
groups in Annapolis as well. (Cont. on p. 2)

How would you introduce yourself to the
students of Annapolis?
In terms of my background, I’m Walter Sterling. I’m a
longtime tutor at the College. I joined the faculty in
2003, and had the opportunity to serve twice as dean,
including over the past five years. I’m also a graduate of
the college, graduated Annapolis, ’93, started with the
class of ’92 in Santa Fe, took a year off, and then spent
two years with the class of ’93. As many people know,
my father is a tutor emeritus in Annapolis, and as
maybe fewer people know, both of my parents are
alumni of the College. So it’s fair to say that the College
has been my life in a lot of ways.
But it’s been important to me that I’ve had other
experiences out of St. John’s. I went to graduate school
in philosophy, I taught at some other colleges and
universities. I left academia for a few years to work for
a nonprofit in Philadelphia. I might just build on that
comment to say I’ve always been restless about not
being just inside the classroom, the world of books and
study. As vast and important that world is, and as
much as it shaped me, I’ve wanted to make a practical
difference with part of my energy too.
Why did you feel yourself called to apply for the
position of president?
Part of making that [practical difference] is doing the
work that creates conditions that allow the heart of
what we do to flourish, and thrive, and survive. That’s
the sense of calling that connects to the work of the
presidency. The way I put it in an interview for the
Santa Fe New Mexican is that as a tutor, I’ve looked
down the bench and seen other tutors who can do that
work as well or better than I can. I see fewer people that
have one foot in both worlds, deeply rooted in the
mission, deeply shaped by it, but also deeply interested
in budget, finances, marketing, fundraising, and all the
practical exigencies. I’ve always wanted to stitch the
academic and practical together, and wanted to have a
foot in both worlds.
How do you plan to address the some of the
financial challenges the College is facing?
I would say that pretty much for as long as I’ve been at
the College, we have faced fiscal and enrollment

We’ve always been a small place focused on our mission
and the character of our community, and trying to
preserve that, make it available to folks and keep it as
vital as it can be, but we’ve always done that in a lean
way.
I would say, above all, what we need is to keep the
education strong, keep the community of learning
strong, so that we never want to do anything that leads
to a steady weakening of the heart of what we do in and
around the classroom. That’s why we’re all here. That’s
what we’re trying to support, and that’s what gives us
the opportunity to go out into the world and say,
“come as students, come as faculty, come be a part of
this ‘community dedicated to liberal education.’”
That’s the phrase that starts the statement of the
program that I like to cite over and over again. To keep
that community strong and vital, we have to make it
visible; be strong in our advocacy for it, and the
difference it makes in our lives and in the world;
fundraise in the name of that; and recruit students that
are going to benefit from this by putting it out there for
all to see and making it financially accessible to students
for whom cost might be an obstacle.
We’ve got to continue what we’ve been doing in recent
years, which is to try to raise more money to keep up
with the increasing costs of doing what we’re doing;
and to continue to fight a difficult battle in
contemporary culture, to show that this education is
not only still relevant and vital, but that it’s needed now
more than ever.
Could you say more about advocating for the
liberal arts outside of St. John’s, and how that fits
in with the role of president?
In terms of the role of president, we all know our
presidents have many important roles on campus, but
the presidents are also the primary face and voice of
our institution to the outside world. They are the
people that get in front of other educational leaders,
potential friends and donors and foundations, and
folks who are interested in supporting the College.
They are the folks that can get a quote in an article
here, or get a talk in there, etc., etc. ) So it’s always
important for our presidents to be out there making
the case for liberal education. (Cont. on p. 2)

This Week in Seminar

Upcoming Events:

Freshman:
3/28: Euripides: The Bacchae
4/1: Aristotle: Poetics, Chapters 1–19
Sophomores:
3/28: Shakespeare: Henry IV, Part I
4/1: Shakespeare: Othello
Juniors:
3/28: Rousseau: The Social Contract (See official list for selections)
4/1: Molière: The Misanthrope
Seniors:
3/28: Virginia Woolf: To the Lighthouse, “The Window”
4/1: Virginia Woolf: To the Lighthouse, “Time Passes” and “The Lighthouse”

Friday, 3/29:
Pangaea’s Soccer vs. Football game, 4:30 pm,
Lower Field
Saturday, 3/30:
Much Ado About Nothing, presented by
the KWP, 7 pm, FSK Auditorium
Essay Hell, 9 pm, Great Hall
Sunday, 3/31:
All-Day Knit-a-thon, 1 pm, Mitchell
Museum
Much Ado About Nothing, presented by
the KWP, 7 pm, FSK Auditorium
Wednesday 4/3:
Erik S. Kristensen Memorial Lecture, 7:30
pm, Great Hall

Friday Night Lecture:

The Value of Suffering, delivered by Gregory Freeman at 7:30 pm in the FSK Auditorium
Page 1

�Thursday March 28, 2024

St. John’s Collegian

Vol. II. Issue 7

Commentary on Frog and toad
Bk I, Ch. i: "Spring"

The indifferent raptures of a cozy bed are by no
means unfamiliar to any of us. Every day, so it seems,
our wonted cradle holds tightly to us, and no more
wants us to leave it than we want to do so. Thus we
find lethargic Toad, overcome utterly by the lulls and
ablative inebriation of a deep stupor, while outside his
den the yellow-green tongues of Spring flick forth
from the April branches. Verdant Frog him awakes
but to no avail—for Toad will not have any
disturbance to his slumber, insisting that he be let to
sleep until “half past May.” Polytropic Frog moves to
his calendar, unattended since late Fall and still
bearing the face of November. He updates the
calendar—and continues to pull the pages off until he
is greeted by May, which, having been shown to Toad
awaking, convinces him to get up, and they take to the
fresh road of Spring together.
The core aporia of this chapter is the beguilement of
a friend. Frog subtly deceives Toad—for what end
and at what cost? Frog says that he will be lonely
without Toad in the coming month if he awakes not,
implying also his loneliness during the winter, which,
given his surprise at the calendar’s unattended state,

was borne by him in Toad’s absence. Toad, overcome
by the coils of sleep, is unmoved by his friend’s pleas,
which friend is moved to trickery.
This trickery cannot have gone unnoticed by Toad
for very long, for the environment of April is, of
course, quite different from that of May. Nor is it in
Frog’s interest for Toad to be thus permanently
deceived—for then he would make his next
hibernation in October, quite before his wonted
time, which would grieve Frog no doubt. Nor is it at
all the intention of Frog, a true and loving
companion, to so drastically deceive his friend. Frog
wishes instead to rouse his buddy in time to bear
witness to the nascent verdure and accompany
himself in his delight of Spring. Is it not in the nature
of a true friend to want to, having enjoyed something
of great delight, introduce his friend to such
pleasure?

Now, it’s important that College education help
people with careers, but at the heart of our
dedication to liberal education, the case we have to
make is that almost every trend we see on a wider
social stage shows why liberal education is needed
now more than ever. I think, even if they wouldn’t
express it in the idiom of liberal education, most
people see the crises and they have a yearning for the
kind of intellectual and spiritual resources that the
liberal arts and liberal education are the natural
home for, and we have to unapologetically carry that
forward.
What is the relevance of the Santa Fe president
to Annapolis? In what way will your role impact
us here?
In a certain sense the most important role for the
College officers on each campus in relation to the
other campus is to maintain and sustain the health of
our unified college. Our campuses only exist as part
of this larger whole, and we stand and fall together,
and always risk a certain kind of entropy, or a kind of
benign neglect of each other. It’s our job to keep us
stitched together, to continue to understand that we
have one program. It takes work and a high degree of
collegiality.
I guess I could simplify my thoughts this way: the

Let us therefore make no delay in welcoming Spring.
We may learn from our tale that our greatest pleasures
lie beyond our bed-covers; let us be not trapped by
our idle chains, and let us venture beyond the warmth
of our cozy haunt and into budding April, where the
pleasant drops of Springtime ichor fall upon and
reward us for our attentiveness. Let us join our friend
Frog in welcoming the sunlight, and shed a little of
our joy onto others.
Tarik Mahmud

The foolish reader conceives of Frog as a knave, a
selfish deceiver who manipulates his pal for his own
pleasure. But the wise reader knows that Frog has no
ill intention at all in his guile, for by this little noble

Interview with Walter
sterling
(Cont. from p. 1) What is this case? It is, to use the
phrase from the capital campaign, that it’s about
freeing minds. It’s about education meeting the
fullest potential of our natural faculties, both to live
a good life, and to give us the kind of agency to be
able to serve as able, humane, skilled, self-conscious
and self-possessed people in all areas of life. It’s also a
requirement of citizenship in a democratic republic,
and I think when we look out at the world and see
constant and deepening crises that concern us on the
political side, technological side, and social side. No
one should pretend that liberal education solves
those, but without liberal education, they’re
insoluble and irremediable. So, in short, we equip
our students for private and public life.

lie he exposes to Toad the grandeur of a not-yet
complete Spring and the largeness of the flowering
April, while if Toad had remained in his languid state
until halfway through the month of May, he would
have beheld only the trailing tail of primaveral beauty
(and would have been in grave danger of sleeping
through my birthday on the tenth of the latter
month).

president on the Santa Fe campus, and the officers on
both campuses, need to both be caring stewards of
their local campus community with all of the
preoccupation and partiality that that brings with it,
and counteract that with constant attention to
maintaining the good of the whole.
To end on a lighter note, I’ll ask a question that
in a very Johnnie way, can say a lot about a
person: what is your favorite place to read?
My favorite place to read is the library in Santa Fe, the
Meem Library, which is my favorite building on
campus. I find the architectural space warm but also
sublime in its openness. It’s always felt to me like a
wonderful place to nest and read, and uplifting place
to do it.
Thank you very much! I appreciate your taking
the time to meet with me.

About the St.
John’s
Collegian
The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring quick
and timely coverage of important events going on, to
help develop a more informed student body. If you’re
searching for more in-depth investigations and
reporting, as well as essays, art and culture, check out
the Gadfly, our affiliated publication, which is
published once every three weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between 400600 words, while opinion should be kept short at 350
words. Just email eanicholskaufman@sjc.edu with
your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at lbriner@sjc.edu.
Contributors for this issue:

Thank you!
El’ad Nichols-Kaufman

El’ad Nichols-Kaufman, Editor
Tarik Mahmud

CSL Report
(Cont. from p. 1) But the concern was raised that to a
certain extent more engagement with the outside
world would come at the cost of being less able to be
an active participant in campus life as most Johnnies
have the tendency to overcommit to extracurricular
activities.
Attendees expressed the sense that there is great value
in interactions with non-students and people from
all sorts of backgrounds and walks of life. How to
have these meaningful interactions is ultimately each
individual person’s responsibility but for some
projects and issues an attempt at a collective response
to this question might be necessary as well.
Helen Felbek

Page 2

Helen Felbek
Croquet is coming up, and we are searching for
people to cover the happenings around the game. If
you are interested in doing player interviews,
spectator fashion reviews or, actual coverage of the
game itself, please write us to make sure we can give
the biggest event of the year the attention it deserves.

Aphorism of the Week:
Corruption can sometimes be healed only by fire.
That is why we sometimes have to burn our own
houses.

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                    <text>Thursday
February 29
2024

The St. John’s Collegian
A Gadfly Publication

Vol. II Issue 6

Printed Thursdays in Annapolis

From the
polity

Board of visitors and
governors meet in annapolis

A Response to And the Dish
Ran Away With the Spoon

Board Announces Fund for Improving Tutor Pay, Discusses
Finance, Enrollment and Retention

I have recently read an article written not too long ago
concerning the ecosystem and possible imbalance
thereof among Dining Hall cutlery. The study of this
particular ecosystem and its functioning and ecological
niches being still quite nascent, I find it proper to show
the fruits of my own inquiries here.
The question is as to the fluctuating populations of
two species of spoon in the dining hall, particularly the
large and rotund soup spoon (Cochlear jurulentum)
and the comparatively smaller and more narrow tea
spoon (Cochlear theaticum). Among various more
subtle differences, we find that the most prominent
morphological distinction between these species is in
the shape of the food receptacle, which in C.
jurulentum is far greater in volume, and more circular
in shape: that of C. theaticum being, in addition to its
comparative smallness, more tapered toward the
anterior end, which distinction in anatomy is
indicative of the disjunction of their ecological niches;
this disjunction is confirmed by their separate
population fluctuations, which was noted by the
esteemed and ingenious gentleman Mr. Briggs. The
extension of this conclusion to a predator-prey
relationship, however, must be examined in more
detail.
While it is true that the sequential decline and rise of C.
theaticum is characteristic of this relationship, it is not
yet altogether clear whether this relationship is
reflected also in the populations of C. jurulentum. For
it remains to be seen whether the increase in the
population of C. theaticum is accompanied by a
correlative increase in that of C. jurulentum: the
latter’s prevalence during the dearth of the former is
not necessarily due to an actual increase in their
numbers, but could be merely an increase in
proportion. It is therefore still quite possible that the
populations of these two species are largely
independent of each other, and that the decline of C.
theaticum is its own phenomenon. The hypothesized
explanation for this decline, then, could be a scarcity of
their primary food source; certainly I have found that
I have been drinking more tea in the Dining Hall after
C. theaticum’s reappearance.
Tarik Mahmud

The Board of Visitors and Governors met again on the
Annapolis campus this semester from the 22nd of
February to the 24th. While the board members were in
town for the meeting, a rededication ceremony was
held for Campbell Hall, now to be named Edensword
Hall, in honor of Karen Pritzker’s father. The
renovations currently underway at that building were
made possible by a $15 million grant by the Jay Pritzker
foundation and are expected to be completed by the
end of the summer. Speakers at the event included
Santa Fe president Mark Roosevelt, Annapolis
president Nora Demleitner, Board Chair Warren
Spector, and future Edensword RA Peter Quinn.
During the meeting itself, a major announcement
made was the creation of a fund for tutor and staff
compensation. Spector said that in order to recognize
Mark Roosevelt’s retirement, it was decided to focus
on fundraising for salaries. An idea was proposed by
vice-chair Pamela R. Saunders-Albin, in conjunction
with Roosevelt, to create this special fund. The fund
has received contributions from all the board
members, and currently eight of the ten million dollars
needed have been raised, with fundraising on track to
meet the goal by the summer.
This fund comes at a time when tutor salaries have
been at the forefront of conversation in Annapolis,
with a walkout held earlier this year to protest wages
which have been largely stagnant since 2008, and were
not properly adjusted for rising cost of living. This was
especially seen to hit junior faculty members harder,
due to the pay system for St. John’s tutors, where
faculty receive a step increase every year at the College,
which lets them progress from a minimum salary while
beginning at the college to a maximum salary 1.82
times the minimum. “The most important thing to do
in the short term is to raise junior faculty salaries, but
in the long term, we need to raise all faculty salaries,”
said Spector. Susan Paalman, Annapolis dean, who
called on the board to address the issue at the previous
board meeting, noted the urgency of the issue, given
increased cost of living and the loss of qualified new
tutors due to the low salary. She thanked the board for
addressing it now, saying “this could not have come at
a better time… This will give the community hope, and
help us through difficulty.”
This fund will allow the minimum salary to be raised
to $70,000, and also allow for 2% annual increases,

This Week in Seminar

separate from the normal annual step increases. While
this is still below inflation, it is an improvement from
the previous situation in which no adjustments were
made for inflation at all. The fund will also cover
increases for staff, although these increases were not
detailed in the board meeting.
This fund should be sufficient to provide these
increases for seven years, and afterwards the salary
funding must be picked up by the College’s general
fund. “This is vital to the future of the College,” said
Spector, “I want to make sure the faculty knows we
recognize their sacrifices.” Roosevelt concurred,
adding that “No matter what differences there might
be [between the board and faculty], they are all
immaterial, compared to the enormous respect we have
for the faculty.”
Although the Board has managed to find a way to fund
these much-needed increases to pay, many financial
challenges still loom large for the College, and were
discussed at the meeting. In addition to the fiscal year
2024 deficit, they are projecting a five million dollar
deficit in fiscal year 2025, with increasing deficits in
fiscal years 2026 and 2027. These are primarily caused
by continued high costs of building maintenance and
salaries, while tuition revenue is still below where it was
in 2008. The College’s shift to a philanthropy focused
funding model has helped alleviate this but has not
been able to meet all needs yet. However, major
bequests of several million dollars are expected in the
next few years, which should remove some of the
pressure on the college.
One of the important financial considerations is the
endowment, which has reached record sizes recently
thanks to Hodson funds and other donations. It
currently totals about $250 million. However, yields
from the endowment have been lower than expected,
with the seven year rate of return being 7%, lower than
the passive benchmark rate of return. To address this,
the board has begun a search for a new manager for the
endowment.
Another topic of discussion was enrollment, with
incoming freshmen classes so far projected to meet
goals on both the Annapolis and Santa Fe campus. In
Annapolis, the target enrollment is 140 to 150
students, with 100 to 110 students hoped for in Santa
Fe. Demleitner noted the success (Cont on page 2.)

Upcoming Events:

No regularly scheduled activities because of
Spring Break. If, however, you will be on campus
during the break, the following event will be
occurring:

Freshman:
2/29: Aristotle: Nicomachean Ethics, Book X
3/18: Aristotle: Politics (See list for selections)
Sophomores:
2/29: Montaigne: Essays, III, 13 (Of Experience)
3/18: Machiavelli: The Prince
Juniors:
2/29: Locke: Second Treatise of Government, Chapters X–XIX
3/18: Jane Austen: Pride and Prejudice
Seniors:
2/29: Freud: Beyond the Pleasure Principle
3/18: Dostoevski: The Brothers Karamazov

Saturday 3/2: Day trip to Andrew and NC
Wyeth Studios, run by the Mitchell Museum.
Sign up at the Museum office.

Friday Night Lecture:
No Lecture due to break

Page 1

�Thursday January 29, 2024

St. John’s collegian

Vol. II. Issue 6

Theological debate:
Angelic Respona

Written by I, El’ad son of Asher the scholar, son of
Shimon, may his memory be a blessing.
To Benettus Scottus and Andronicus Manifold and
all the holy Kahal of St. John’s College in Annapolis
Maryland, may the spirit of God rest upon them and
may the Lord keep and protect them all.
In a letter addressed to me a question of grave
importance to the practical exercise of faith was
posed: How many angels may fit upon the head of a
pin? I am flattered by the reaching to me for an
answer, a sign of great praise and esteem. Verily, I am
one of the most humble scholars of the west, and not
fitted to answer questions posed by such learned men,
but as you have written me, I have no choice but to
give some semblance of a response.
The existing opinions on this are quite confounding.
The Rambam says that the angels are not material
bodies, but only forms distinguished from each other,
which would seem to indicate that no angel could fit
on a material pin. Scottus argues an angel could,
however, and it is also known that Angels may touch

things in contact with those they are ministering to,
as it is written, and once the fetus emerges into the
airspace of the world, an angel comes and slaps it on its
mouth, causing it to forget the entire Torah, as it is
stated: “Sin crouches at the entrance.” Thus, since the
torah is a physical object in the mouth of a new born
child, it can be touched by the angel as it belongs to
its charge. Hence, it is possible for an angel to touch a
pin, if a man be touching the pin.
Mannicus, however, argues the question instead is
whether an angel can touch an angel, since a pin is an
angel, as it is like a needle, which has eyes. While we
grant that a pin may be a needle, we ask, what do they
mean by needle, must a needle have an eye? It is
written that a woman may not go out on Shabbat
with a needle that is not perforated, meaning that such
a thing is still a needle. However, this raises an
important question that must be addressed: what day
are the angels touching the pin? What if this is a
matter of shabbat?
For an angel to reach a needle, the needle must grow
relatively closer to the angel, which, as Rav Huygens

teaches, means reaching for it is the same as throwing
it. Throwing a needle on Shabbat is prohibited, as it
For an angel to reach a needle, the needle must grow
relatively closer to the angel, which, as Rav Huygens
teaches, means reaching for it is the same as throwing
it. Throwing a needle on Shabbat is prohibited, as it
is written, Because the weavers of the tapestries in the
Tabernacle throw their needles to each other when they
need to borrow the other’s needle. Throwing was a labor
performed in the Tabernacle; therefore, one is liable for
performing it. However, the Gemara asks: it clear that
they had to throw needles to each other? Perhaps they sat
next to each other. The Gemara answers: It is clear that
they kept their distance from each other. If they sat too
close, they would reach each other and hurt one another
with their needles. The Gemara asks: Perhaps, even
though they kept their distance, they sat within four
cubits of each other, and they would not throw the
needles farther than that. Thus, we have managed to
make great progress on the question: on Shabbat, no
angels may fit on the head of the pin. Now, the future
authorities examining this question only need to
address the remaining six days of the week.
Rav El’ad ben Asher

Gems from the BVG meeting in About the St.
John’s
old collegian
annapolis
Collegian
St. John’s first student newspaper, also called the
(Cont from page 1.) of the discussion based
St. John’s Collegian, ran from 1887 to 1976. Here
are some finds from February 1895, 129 years ago
to the month, which should be of interest to
students today:
“The sad drowning accident of Herman T.
Wooters, a student at St. John’s, while skating in
Peterson’s Cove, an inlet in College creek, between
four and five o’clock, on the afternoon of January
23, cast a deep gloom over his fellow students, as
well as those in the city who knew the young man.”
“For the first time since it’s establishment in 1696,
St. John’s can boast of a married man amongst her
students. This somewhat unusual condition was
brought about by the fact that one of the Juniors
has taken unto him a wife. From all that can be
gathered, it seems that the gentleman in question
was married about a year ago, but kept the affair
secret until a few days ago, when he boldly
announced it... At present, the happy Benedict
and his wife are living very happily, and the
COLLEGIAN
extends
to
them
its
congratulations and best wishes.
P.S. Much speculation having arisen as to why the
student married before he left the college, we beg
to offer the following explanation: We are told, on
good authority, that the gentleman contemplates
‘taking orders’ after graduation; in fact he has
already begun to ‘dig’ into the bible. Now, he
could not have advanced very far before he came
to the passage ‘It is not good that a man should be
alone.’ So we naturally suppose that the gentleman
abided by scripture and took unto himself a
helpfeet (sic).”
“The second hop of the series occurred on Friday
night, Feb. 1st, and was a source of pleasure to all
who participated in it. The weather was down on
us, but this seemed to only increase the zeal of the
‘fellows to get the femmes.’”

application in helping meet these goals. “It not only
completements our pedagogy perfectly,” she said,
“but also answers many questions in higher
education, like those on AI and discrimination in
applications.” Approximately 140 people applied
using the discussion based application. This year, a
high rate of early applications helped improve
prospects for enrollment, while a larger number of
domestic applicants counteracted the decrease in
international applications.
Graduate admission, particularly in the low residency
program, is also up on both campuses. Currently,
there are 87 Graduate Institute students in Santa Fe,
with another 27 in Annapolis.

Retention, also a frequent topic of conversations at
the Board Meeting, was also discussed, with members
mentioning improved performance this year, with
only a 3.9% withdrawal rate this year so far in Santa
Fe. However, efforts to improve retentions are still a
major focus, given the disproportionately higher
withdrawal rate at the College compared to other peer
institutions. Efforts to address this include continued
support for the Career Development Office, which
continues to offer funding through the Hodson and
Pathways program, as well as host increasingly high
number of events for students in a wide spectrum of
fields. Additionally, the Deans of both campuses
presented a planned program also called Pathways
which will provide more resources for students
interested in pursuing the ten most popular career
pathways for students.
Facilities were another major focus on for the Board,
with approval being given for renovations to Pinkney
over the summer after next, and a long needed IT
overhaul. The Mayor of Annapolis presented
information about the College Creek Connector,
although the board did not make a final vote on that
path.
El’ad Nichols-Kaufman

Page 2

The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring quick
and timely coverage of important events going on, to
help develop a more informed student body. If you’re
searching for more in-depth investigations and
reporting, as well as essays, art and culture, check out
the Gadfly, our affiliated publication, which is
published once every three weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between 400600 words, while opinion should be kept short at 350
words. Just email eanicholskaufman@sjc.edu with
your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at lbriner@sjc.edu.
Contributors for this issue:
El’ad Nichols-Kaufman, Editor
Tarik Mahmud
Once again, I am making my request for
contributors: If you want a paper that reflects your
interests, please write on the issues you care most
about! Only through this can we continue to make
the Collegian the best newspaper possible.

Aphorism of the Week:
We claim that we have conquered nature. If that is
true, why has no one killed themselves by not
breathing?

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                    <text>Thursday
February 22
2024

The St. John’s Collegian
A Gadfly Publication

Special issue:
to the bvg

Issue of Collegian Dedicated
to Ideas, Student Perspectives
As happens once or twice each year, the Board of
Visitors and Governors will be meeting on the
Annapolis Campus throughout the end of this week.
Often, this occasion is either missed entirely by
students, or treated as an inconvenience to usual use of
spaces on campus. This semester, however, I hope to
contribute towards changing this and ensuring student
involvement in the decision making of the College.
After all, the Polity is at its core a tightly knit
community of learners, including, students, tutors and
staff, and its governance should take into account the
myriad of perspectives that compose it.
In this issue of the Collegian, a variety of proposals and
perspectives on the future of the College and progress
that can be made going forward are presented: Helen
Felbek makes a case for free menstrual products on
campus, Peter Boersema reflects on enrollment, and
Andy Manne reports on break housing, where the
College’s decision to have a sliding scale fee should be
applauded, and taken as a model for other fees on
campus.
For my part, I would like to use this slim column to
also raise ideas and concerns students have raised in
previous issues of the Collegian that I hope any Board
member reading will notice, think about, and seek
further student thoughts on from the many students
around campus who are glad to share their
perspectives.
A major issue this semester has been tutor pay, which
is almost universally seen by students to be low to the
point at which it poses a danger to the College.
Additionally, staff pay has been neglected for just as
long, and makes it difficult to keep our grounds kept
up, are buildings cleaned and students fed. Funding
salary increases should be one of the board’s top
priorities, and if cuts need to be made to student
experience to fund such increases, so be it.
Additionally, students have written about instituting
an honor code, an issue which still divides the student
body, and housing prices, where the new tiered system
of pricing has drawn much ire. Concerns have been
raised about how it will increase inequity on campus,
breaking apart our community, and will add to the
high cost of attendance. So many things, from laundry
costs to meal costs, have been increasing, without
proportional increases to (Cont. on page 2)

Vol. II Issue 5

Printed Thursdays in Annapolis

Improving Access. Improving
Wellbeing.
The case for free menstrual products on Campus

An oftentimes overlooked issue to student wellbeing is
the issue of period poverty. The NIH’s National
Library of Medicine cites papers which define the term
as “as the lack of access to safe and hygienic menstrual
products during monthly periods and inaccessibility to
basic sanitation services or facilities as well as menstrual
hygiene education.”1 This issue is oftentimes not
associated with developed countries. This, however, is
a misconception. In the US 1 in 4 women struggle to
purchase period products due to a lack of income.2 At
least, residents in Maryland do not have carry the
additional burden of the so called “period tax” or
“tampon tax” (when menstrual products are taxed the
same way as luxury good are) as period products are tax
exempt since 1975.3 When we think of the issue, we
usually think of demographics such as unhoused
people or incarcerated individuals who encounter
difficulties to access needed products. But college
students too suffer from period poverty.
According to a study recently conducted by the
intimate health brand INTIMINA 1 in 5 (19%) female
college students (from public and private colleges and
universities across the country) fell forced to decide
between buying period products and paying for food
or other expenses.4 Additionally, nearly half (48%) said
they have struggled to access menstrual products due
to costs or other barriers.5 Other data by a 2021 study
in the medical journal BMC Women's Health suggests
that 14% of menstruating college students struggle to
access period products on a regular basis.6
So, if we believe that St. John’s represents American
society at all we have to assume that at St. John’s too
some menstruating students are experiencing period
poverty with all the negative ramifications that come
with it. Thes side effects include but are not limited to
health issues due to improper use of products such as
Toxic Shock Syndrome and social repercussions such
as social isolation which can among other things
impact the ability to attend classes regularly. These
negative effects even go as far as an increased risk of
depression as a study published in the Indiana Journal
of Law and Social Equality found.
Thankfully, the college has identified this issue. RAs
receive some menstrual hygiene products to distribute
to their residents and the Health Center offers free
period products as well. This is a good start but not
sufficient to fully address the problem.

There is no list of how many of the nearly 6,000
universities and colleges in the US provide menstrual
products at no cost but there is a growing movement
initiatives. In Maryland, HB 205 requires local boards
of education to ensure that each public school provide
free menstrual hygiene products via dispensers. This
bill went into effect in 2021.7 Anne Arundel County
Public Library provides free menstrual products to
patrons.8
In higher education there are no state requirements.
However, in February of last year the University of
Maryland proudly proclaimed “Necessities at No Cost.
Period.” Sharing the happy news that fee period
products were distributed to hundreds of UMD
bathrooms. The cost for installation and dispensers
amounted to a total cost of $135,000 with the student
government contributing $48,000.9
But the University of Maryland has 40,813 at their
College Park location alone.10 Thus, their cost does not
compare at all to the initial investment necessary to
bring dispensers to bathrooms at St. Johns’ Annapolis
campus. According to the cost calculator of Aunt
Flow, a women-owned company on a mission to
ensure every person has access to sustainable and free
period products, whose products, and dispensers I first
encountered in a restroom at Princeton University,
dispensers in 70 bathrooms would cost approximately
$22,050 ($315 per dispenser). According to their
calculations, the maintenance would be comparatively
cheap with an annual operating cost of $800 (to
provide 300 menstruating people with products).
There are presumably some hurdles such as questions
of who should restock the dispensers. But perhaps it is
worthwhile to reach out to institutions that have
successfully managed to establish free period product
programs and learn from their expertise. It seems like a
worthy endeavor as part of our never-ceasing efforts to
make campus more welcoming to everyone.
Helen Felbek
1 https://www.ncbi.nlm.nih.gov/pmc/articles/PMC10372806/
2 https://cdn.b12.io/client_media/HJ1wIVtI/e5c8dfb4-95f9-11ea-a54f-0242ac110003Maryland_APS_Period_Poverty_Fact_Sheet_052020.pdf
3 https://www.governing.com/archive/gov-tampon-tax-states-utah-california.html
4 https://www.forbes.com/sites/debgordon/2023/10/10/20-of-female-college-studentscant-afford-period-products new-survey-shows/?sh=218c8ce549f1
5 https://www.forbes.com/sites/debgordon/2023/10/10/20-of-female-college-studentscant-afford-period-products new-survey-shows/?sh=218c8ce549f1
6 https://www.npr.org/2023/09/19/1200291452/should-menstrual-products-forwomen-on-college-campuses-be-free
7https://mgaleg.maryland.gov/2021RS/fnotes/bil_0005/hb0205.pdf
8 https://www.aacpl.net/blog-entries/aacpl-supporting-menstrual-health
9 https://today.umd.edu/necessities-at-no-cost-period
10 https://research.umd.edu/who-we-are/facts-and-figure

This Week in Seminar

Upcoming Events:

Freshman:
2/22: Aristotle: Nicomachean Ethics, Books VI, VII
2/26: Aristotle: Nicomachean Ethics, Books VIII, IX
Sophomores:
2/22: Shakespeare: As You Like It
2/26: Montaigne: Essays; To the Reader, Of Cannibals, Of Cruelty, Of Repentance
Juniors:
2/22: Kant: Critique of Pure Reason (see official list for selections)
2/26: Locke: Second Treatise of Government, Chapters I–IX
Seniors:
2/22: Conrad: Heart of Darkness
2/26: Freud: “Remembering, Repeating, and Working-Through,” “Mourning and Melancholia”

Saturday, 2/24

Friday Night Lecture:

Dan Harrell: Being a Book. FSK, 7:30 pm

Page 1

-

-

11 am, Studio Theater: Board of Visitors
and Governors Meeting Plenary Session
4 pm, Mitchell Museum: Exhibition
Celebration for Sampling a Sampling
Sampler
9 pm, Mellon Hall Lobby: Archon Gala

Wednesday, 2/28
- 5 pm, Conversation Room: Film
Discussion: Harry Smith’s Untitled

Animation of Seminole Patchwork

�Thursday February 22, 2024

St. John’s Collegian

Vol. II. Issue 5

How Big Should St. John’s Be?
On Enrollment, Budget, and Community
The Board of Visitors and Governors meets here in
Annapolis on Thursday, Friday, and Saturday.
Enrollment is sure to be a subject of discussion.
According to reporting from this publication,
enrollment was a concern at recent BVG meetings.
Last summer, President Demleitner stated that “low
enrollment means stagnant class size, which means
stagnant tuition, which means low compensation for
faculty and staff.” (See “Board of Visitors and
Governors Holds Summer Meeting”) Enrollment
concerns were brought up again at the October BVG
meeting in Santa Fe. (See “Board of Visitors and
Governors Meets in Santa Fe” from Collegian Vol. 1
Issue 6)
Enrollment is an important challenge for St. John’s.
As of last fall, the college projected a deficit of around
$5 million for each of the next three fiscal years. More
money must be raised to close this gap even before the
college can consider spending on other projects, such
as increasing pay for staff and tutors. One way to do
this is to enroll larger freshman classes, thereby
increasing tuition revenue. This is what President
Demleitner was pointing to in her summer
comments. The fact that the number of high-school
graduates is expected to begin declining in the next
few years only makes these concerns more pressing.

But enrollment growth, at least on the Annapolis
campus, poses obvious issues. Seminars and tutorials
already have about as many students as possible in
them, so an increase in enrollment would require a
proportional increase in the number of tutors. I need
not mention the college’s inability to pay adequate
faculty salaries, which has been much discussed this
year.
This year has also featured a housing shortage on
campus. The reopening of Campbell Hall next year–
which will by then be called Edensword Hall–will
certainly alleviate it in the near term. But apartments
in downtown Annapolis have become much more
expensive in recent years. I see no reason for this trend
to reverse. As off-campus rents continue to increase,
a greater proportion of upperclassmen will need to be
housed on campus. The number of dorm rooms
imposes a limit on how much enrollment can
increase. St. John’s can’t grow indefinitely. The
student body should be able to remain at a sustainable
size.
We should also ask how greater enrollment would
impact the nature of the college. On the one hand, a
larger student body could support more diversity and
a greater range of student activities. On the other
hand, the admissions department must recruit larger

classes that are composed of students that are wellsuited for the St. John’s program. Is the intimate
nature of the campus community essential to the
college’s education mission? I don’t think it is, but
I’m open to hearing other opinions.
If enrollment is a subject of discussion at this week’s
meeting–I’m sure it will be–members of the Board of
Visitors and Governors must ask and answer the
question of how big St. John’s should be. This means
finding a size that is both sustainable and conducive
to the college’s educational purpose.
Peter Boersema

Correction:
In last issue’s article on the College Creek Connector
forum, some statements from Eric Leshinsky
appeared to be responding to statements from the
forum. Leshinsky was not present at the forum, and
there has been no official response from the Campus
Planning Committee to the city on this topic. The
interview for the Collegian was conducted before the
forum.

.

NEW CHANGES TO SPRING BREAK
HOUSING POLICY FOLLOWING
RELATED CSL FORUM
If you were an international student, a student
otherwise planning to stay on campus over spring
break, or just someone who reads all of their emails,
you may have noticed an email regarding changes to
the College’s spring break policy last week. According
to Jen Cline, the new policy stands that any student
may request to stay on campus over spring break—
provided that it is a last resort due to safety or
financial concerns (of course including the usual
issues facing international students). Additionally,
while the standard fee of $150 per week remains the
same, there is now a sliding scale for students whose
official Estimated Family Contribution falls below
$10,000. These changes are expected to be
implemented on a trial basis for this upcoming break
and will be evaluated at the end of the year to
determine if they will be sustained.
This change comes just a few weeks after the
Committee on Student Life held a robust forum with
students and administrators on the issue of break
arrangements. Many of the students who attended
conveyed an overwhelming sense of dissatisfaction
with the then status quo, putting particular emphasis
on the difficult position that it placed international
students in. With limitations on how many hours
they can work, distant and disconnected family, and
potential safety risks associated with returning to
their home, many international students are put in a
challenging position to provide for themselves over
break—much less to afford the extra housing fee.
While the question of who bears the responsibility for
providing housing, the college or the student, is one
that bears a longer discussion, it remains that the
college’s position states that as of now they cannot
afford to house students over break without

additional fees. Even without running the dining hall
or many other services, the cost to keep buildings
open and necessary staff on campus during breaks is
not covered by the annual fee.
In the course of the discussion a few potential
solutions were bandied around: the question of host
families was quickly vetoed due to logistical
complications, and similarly the thought of imposing
a smaller fee on all students to cover those who stay
over break. The possibility of a sliding scale was
received much more favorably, however, as was the
overall level of concern expressed by the students
present. While it is impossible to say how much of an
effect the CSL forum had on the new changes, it is
gratifying to see that the college is trying to
meaningfully address the issues facing students. As
was remarked in the forum, if the college is going to
encourage
international
and
financially
disadvantaged students to attend, then they need to
make a point of helping them when they struggle—
something that this spring break policy will hopefully
help accomplish.
Andy Manne

About the St.
John’s
Collegian
The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring quick
and timely coverage of important events going on, to
help develop a more informed student body. If you’re
searching for more in-depth investigations and
reporting, as well as essays, art and culture, check out
the Gadfly, our affiliated publication, which is
published once every three weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between 400600 words, while opinion should be kept short at 400
words. A longer, journalistic piece may be up to 1,200
words. Just email eanicholskaufman@sjc.edu with
your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at lbriner@sjc.edu.
Contributors for this issue:
El’ad Nichols-Kaufman, Editor
Helen Felbek
Andy Manne

BVG, Cont. from page 1.
scholarships or financial aid. The task before the
board, to balance reducing the burden of high cost of
attendance with the need to pay faculty and staff
better is difficult, but is essential. Only this balance
can ensure the future of the College, and students
have many ideas how to reach it. All you need to do is
ask us.
El’ad Nichols-Kaufman

Page 2

Peter Boersema

Pensee of the Week
We call our loved ones baby.
What do we love more, their innocence or powerlessness?

�</text>
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                    <text>Thursday
February 1
2024

The St. John’s Collegian
A Gadfly Publication

Vol. II Issue 3

Printed Thursdays in Annapolis

From the
polity

Admissions Update: Looking
forward to the class of ‘29

Students in Support of
Khafiz Kerimov

Discussion Based Application’s First Year Proves Successful,
Annapolis On Track to Meet Enrollment Goals

In the wake of Mr. Kerimov not being reappointed as
a tutor, there has been an outpouring of student voices
expressing dismay at this decision. Not only have
students gone directly to administrative officials and
faculty, but there has also been a great amount of
conversation within the student body about Mr.
Kerimov’s case and the reappointment process in
general. This kind of collective activism is something
I’ve not seen in my time at St. John’s. Despite being a
community based in large part on thoughtful
engagement with texts and each other, I find that
important issues are often not sufficiently addressed.
I’ve before thought of this as a general apathy. We’re
just too tired from studying to care about anything
else! However, this time students spoke up.
A letter expressing disappointment with the
Instruction Committee’s (IC) decision was signed by
over 220 students and alumni from both the
Annapolis and Santa Fe campuses. The chairs of the
SCI, the student committee concerned with matters of
instruction, co-authored a letter imploring the IC to
reconsider their decision. Students presented the Dean
with personal narratives of how Mr. Kerimov
profoundly impacted them. And last Tuesday, the
Delegate Council passed a resolution recommending
that the IC reappoint Mr. Kerimov. The DC’s action
is momentous as resolutions are rarely put forth. These
are formidable efforts all initiated by students to reflect
on an issue that pertains directly to our education and
what we want that education to look like even after we
graduate.
This is not just about Mr. Kerimov. It is about our say
as students in our education, and how we trust the
faculty and administration to uphold academic
excellence and adequately value those members of the
polity who are rightfully esteemed by us.
Reappointment decisions are private by nature and,
frankly, I don’t care to know all the intricacies of the
IC’s decision. It is enough for me to believe that Mr.
Kerimov is a great tutor and an integral member of the
community, and that because of this everything should
be done to keep him St. John’s. I encourage students to
continue discussing this issue with each other, faculty,
and the administration. It must be made firmly known
that we are invested in the excellence of St. John’s and
are willing to act for the sake of its preservation.
Emma Cunningham-Bradshaw

The Regular decision deadline for applications to St.
John’s College passed this January, and the admissions
process is in full swing, with Early Action and Early
Decision applicants having been notified of their
admission on December 1st, and Regular Decision
applicants learning of their admission on the day of
publication. Rolling admissions, which continue until
the summer and account for about a third of the
College’s applicants, will begin on February 15th.
“Our goals this year are the same as they were last year.
In Annapolis, we aim to admit 140-150 people, while
in Santa Fe, we’d like to have a little bit more than a
hundred students. We don’t know if we’re going to
meet those goals yet,” explained Ben Baum, Vice
President for Admissions. “We have roughly 1,000
students who have applied, college wide, so far. We
anticipate maybe another 500 between now and
August. That’s one of the reasons we don’t know
whether or not we’ll meet all our goals, because we
don’t know how many people will apply between now
and then. 1,000 students sounds like a lot, for an
institution the size of St. John’s, but it’s a much more
complicated story.”
Part of the complication comes from the relatively
small portion of admitted students who choose to
enroll. “With our goals, 140-150 in Annapolis, and 100
in Santa Fe, we’ll probably admit somewhere around
700-800 students. The reason for that is that not every
student who we admit comes. Roughly 30% of the
students we admit enroll,” said Baum. “30% may
sound like a high number, but it is one of the best of
our peers.”
Additionally, a limited applicant pool constrains the
College’s admissions possibilities, especially on the
Santa Fe campus, which has historically struggled to
meet enrollment goals. Baum explained that “Last
year, Santa Fe fell a little short, I think we had 92
students… The reason for that is that we did not have
enough applications. That’s a challenge for St. John’s
on both campuses…. The breakdown of [applications]
skews towards Annapolis. 2/3rd of applicants apply to
Annapolis, and only 1/3rd apply to Santa Fe. As a
result, it’s harder to meet the headcount goals in Sanra
Fe… The reasons for that are probably a matter of
geography to a certain extent. There are very few liberal
arts colleges in the Southwest, and the population of
New Mexico is much smaller than that of the area

around Annapolis.” Some demographic trends are also
shifting. This year has seen a decrease in international
student applications, with an increase in domestic
students.

Another major change to the college’s admissions
process this year is the implementation of the
Discussion Based application, an alternative
application which replaces the requirement for an essay
or letters of recommendation with an interview with an
admissions counselor, an interview with a tutor, and
participation in a seminar.
“We launched it in August, explained Baum. “It was an
idea that originated in an officers retreat… we were
talking about how while our application covers many
great things about St. John’s, it doesn’t cover the
discussion centered nature of what we actually do here,
and so we asked ourselves to figure out a way we could
include that. So we came up with the Discussion Based
Application.”
So far, 134 students have applied through this process,
which has no equivalent in any other school in the
country. Baum noted great strength in these applicants.
“They are, no question, some of the strongest
applications we’ve received. What we think that
students saw this as an opportunity to do something
different that would be maybe more exciting or maybe
comfortable for them in the admissions process for
students who already know that St. John’s is where they
want to be.”
Matthew Holtzman, a tutor who has been
participating in some of the tutor conversations, and is
also a member of the admissions committee, explained
what the interviews look like. “Usually, I try to get a
sense of why the student is attracted to the College in
the first place, what the student’s impressions of the
College were so far. If they attended a seminar, what
was the seminar like, and if they had anything they
wanted to say in the seminar… usually, that’s a good
sign: if the student had something they wanted to say.”
Beyond this interview, the student may either join a
Saturday seminar, or participate in Summer Academy
to fulfil the seminar requirement. Once this and the
shorter written portion of the application are
completed, the student is notified (Cont. on page 2)

This Week in Seminar

Upcoming Events:

Freshman:
2/1: Plato: Sophist, beginning–242B
2/5: Plato: Sophist, 242C–end
Sophomores:
2/1: Thomas Aquinas: Summa Theologiae (see official list for selections)
2/5: Christian Creeds, Thomas Aquinas: Summa Theologiae (see official list for selections)
Juniors:
2/1: Kant: Critique of Pure Reason (see official list for selections)
1/22: Kant: Critique of Pure Reason (see official list for selections)
Seniors:
2/1: Essay writing Period
2/5: Melville: Benito Cereno

Thursday 2/1
- 9:45 pm, outside the planetarium: long
weekend bonfire

Friday Night Lecture:

No Lecture due to long weekend

Page 1

Saturday 2/3
- Midnight*, Studio Theater: Senior Sh*t
Show
Tuesday 2/6
- 3:45 pm, Hodson Conference Room:
Pathways fellowship information session
* For all the pedants out there who insist this
should be marked as midnight 2/4, note that the
AP style guide says midnight “is part of the day
that is ending, not the one that is beginning.”

�Thursday February 1, 2024

St. John’s Collegian

Admissions, Cont. from pg. 1

Theological debate:

within two weeks of the admission decision.

On the Most Essential Question
Learned members of the polity,
Corruption comes upon our holy community from
all sides, through wickedness and sin, forcing our
minds toward ‘practical’ matters of politics,
graduation, and actually treating our employees well.
I fear that the entire matter of this Godly institution
is being lost. Must I remind you, good doctors of this
our most holy church, what we are here for? What is
the study of chemistry, mathematics, physics, ethics,
theology, literature for? You spit in the eye of God
when you say it is for human matters. I address you in
your darkness: do you not remember our question?
What is erudition for? There is only one question
worth answering, for it contains the very nature of
The Most High:
How many angels could fit upon the head of a pin?
We must use every piece of knowledge we have in our
great canon to give the satisfactory answer of St. John.
So let me begin:
Proposition: More than one angel may fit upon the
head of a pin.

Vol. II. Issue 3

Proof: Apollonius will remind us (Conics, Book I)
that a conic may be produced by the rotation of a line
at some angle. This, clearly, means that a conic, of
which the head of a pin is one sort, is a thing with
faces, for the line may stop at any point and we call
this a face from whence it began. Now, as we are
reminded in the Ezekiel 10:12: “And their whole
body, and their backs, and their hands, and their
wings, and the wheels, were full of eyes round about,
even the wheels that they four had.” Clearly, an eye is
a thing for a face, two to one, as in the proportion of
Man and God. Now clearly the head of a pin is a thing
with faces and an angel is a thing with eyes. Thus,
because the head of a pin has multiple faces, an angel
must be able to place at least part of its surface to each
of these faces. Therefore, it is entirely clear, an angel
may balance by its two eyes upon one of the many
conic faces, leaving the others to its brethren. The rest
is obvious from here. QED.
Such is only the beginning of a great learning which
might be executed by our community. The rest is left
to the polity to dispute in these selfsame pages.
The Learned Doctor, Bennettus Scotticus

Despite the different process, the applications are
treated the same as regular applications. “What will
happen is that I will submit my notes, and those will
become part of the application,” explained
Holtzman. Instead of reading an essay, the person
reading the application will read my impressions of
the student. When I’ve been on the other side of that,
reading somebody’s notes, usually hat tells me the
same sorts of things that an essay would tell me. I’m
getting the same kind of information, just filtered
through the eyes of one of my colleagues, which is
helpful in the sense that I don’t have to do the same
kind of deciphering.”
Holtzman also noted that this process is not too
different from the existing one: “I don’t think the
discussion based application marks a radical change
from the way we do things anyway, but it seems like a
very appropriate substantive change. It is something
different, and appropriate for us.”

Both Baum and Holtzman indicated that the process
so far had been very successful, and that they were
optimistic that it will continue for years to come. “I
think we can bring people into the college who can
grow in their writing, who might just express
themselves better in conversation,” said Baum.
El’ad Nichols-Kaufman

DC Budgeting And the dishes About the St.
Update
run back with
John’s
the spoon
Collegian
The Delegate Council Budgeting submission closed
on January 19th this semester, with budget hearings
beginning shortly before that in order to
accommodate clubs like Waltz and Reality who
planned to host events early in the year. In total, the
Delegate Council has $45,000 in its bank account,
and aims to allocate all of it this semester. However,
clubs initially submitted $51,860 worth of budget
proposals, not including thousands of dollars in late
budgets. So far, as of the meeting on January 30th, the
Delegate Council has allocated $29,994 dollars to
clubs, as follows:
-

Reality: $6,210
Waltz: $4,760
KWP: $3,430
Futsal: $2,310
Jiujitsu: $2,190
Pangea: $1,955
Chorus: $1,646
Shammai: $1,006
Catholic Student Fellowship: $775
Board Game Club: $724
JSPN: $700
Video Game Club: $610
Folk Life: $500
3D Printing: $497
Drone Club: $475
Alexander Hamilton Society: $450
Orthodox Christian Fellowship: $450
Purls of Wisdom: $312
Chess: $221
Baking: $213
TEA: $166
Swim: $160
Law Club: $134

Polo club’s budget was not approved.

The polity is not known for having an abundance of
small mouths among its members but there is one
thing many agree on: the soup spoons of the dining
hall as of late are far too large. Luckily, as some may
have noticed, the beloved teaspoon has recently
made a reappearance. How long will they remain? It
is difficult to tell. Their appearance is likely due to a
top-heavy ecosystem wherein the dominant
predators (soup spoons) have out-populated their
own food supply (teaspoons) resulting in ecological
collapse and a widespread die-off among predators.
But with a lack of predators, the prey begin to come
back and fill the empty ecological niche they once
occupied.

The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring quick
and timely coverage of important events going on, to
help develop a more informed student body. If you’re
searching for more in-depth investigations and
reporting, as well as essays, art and culture, check out
the Gadfly, our affiliated publication, which is
published once every three weeks.

It remains to be seen whether there will be a further
evolution of the genus cochlear and if, with a lack of
predators, there is an overpopulation that threatens
keystone species such as the fork.

Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between 400600 words, while opinion should be kept short at 400
words. A longer, journalistic piece may be up to 1,200
words. Just email eanicholskaufman@sjc.edu with
your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at lbriner@sjc.edu.

Caleb Briggs, Amateur Cutlerist

Contributors for this issue:
El’ad Nichols-Kaufman, Editor

Editor’s Note:

Caleb Briggs

I’d like to thank the Polity for responding to my cry
for help in the last issue by sending in a wave of
articles. Thank you all for making this paper
possible!

Emma Cunningham-Bradshaw

I would also like to announce a plan for an
upcoming issue of the Collegian on the 22nd. As the
BVG will be meeting that week, I would like to
dedicate that issue to four essays, of about 600 words
each, on the issues students feel are important for the
College and for the BVG to act on. If you have an
idea for an essay of this type, please write to me!
Submissions would be due on the 19th.

Page 2

Bennettus Scottius

Pensee of the Week
Some built high towers, some became nobility, and
some injected needles. But they all desired highness.

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                    <text>Thursday
February 8
2024

The St. John’s Collegian
A Gadfly Publication

Vol. II Issue 4

Printed Thursdays in Annapolis

From the
polity

Forum held on proposed path
on college creek

Bike Path: The NIMBY
Mentality Needs to Stop

New Plan for College Creek Connector Presented, Discussed
by Students, Faculty and Staff

Friends, Johnnies, countrymen, lend me your ears. I
have a bike-related bone to pick with you. The college
recently held a forum about the proposed city bike
path which would cross a portion of our campus by
College Creek. I was surprised to hear students
expressing negative sentiments not only about the
project itself, but also about the city of Annapolis and
its relationship to the College. I’d like to address this
broader issue: the prevailing Johnnie attitude towards
outsiders calls for a re-evaluation.
It concerns me to hear students voicing fears about
strangers coming onto campus from the bike trail, as if
this isn’t already the biggest public green space in town.
This seemingly reasonless distrust of the city of
Annapolis and its individual residents doesn’t sit right
with me.
It saddens me to hear students talk about this city as if
we are at war with it. I’ve heard things like, “We’re
surrounded by Annapolis on three sides already. We
can’t let them have the fourth, too.”
We are not besieged. We are in a location. It surrounds
us, in a spatial manner, as locations tend to do. This
location happens to be the city of Annapolis.
(In fact, I hate to break it to you, but they already have
the fourth side, too. It’s a public waterway.)
There are lots of good reasons to consider rejecting the
bike path proposal (e.g. maintenance and security
costs, pollution concerns, crew and sailing safety
issues). But the vague, isolationist sentiments I’ve
heard in recent days have no place in such a discussion.
Let’s talk about real things and stop worrying about
hoi polloi encroaching on our oasis. It would be a
shame if we obstructed the city’s attempt at
community (and shoreline) improvement for no better
reason than our fear of the outside world.
Let’s take a break from being the most contrarian
college in America, please, for just a moment. We don’t
need to live in opposition to everything around us.
Let’s look over our hedges and acknowledge our
neighbors. Let’s at least ask ourselves— to what degree
should we consider our responsibility to the greater
community we belong to, beyond the private interests
of our college? St. John’s does not and should not exist
in a vacuum. To operate under such a (cont. on page 2.)

In 2021, the City of Annapolis first approached St.
John’s College with a proposal to build a bike path
across back campus. That proposal, Ally Gontang, the
College’s Vice President for Finance and Operations
explained at a forum this week, involved having the
path run along the access road that lies parallel to the
creek. However, concerns from the Campus Planning
Committee prompted the city to return with a new
plan that would have the path run on a boardwalk off
of the College’s property, in the creek. However, as this
would cut off the College’s water access, and be more
expensive for the city, a third proposal was made,
which was the subject of a forum hosted by Assistant
Dean Robert Abbott.
“It’s a critical link between two other funded trail
projects to connect Annapolis to Anne Arundel
County and beyond,” explained Eric Leshinsky, Chief
of Comprehensive Planning at the City of Annapolis
who has been responsible for some of the planning
work. Currently, Annapolis has a gap between trails
running through the northeastern part of Anne
Arundel County like the B&amp;A Trail and proposed
expansions to trails running in the northwestern part
of the county, and this trail would make Annapolis
more bike friendly and accessible by connecting to
these regional networks.
Additionally, the trail was proposed as part of a wider
goal to improve public water access in the City.
“College Creek is one of our least publicly accessible
creeks and yet one of our most important natural
resources,” said Leshinsky. While other creeks are
surrounded by private development, College Creek is
mostly surrounded by public semi-wild land, making
it a rare amenity for city residents that has the potential
to be more accessible.
The forum was held at a stage when the plan is very
much still in the early planning stages. Gontang
emphasized that “nothing is set in stone,” saying that
student perspectives are still very valuable at this stage,
as it is not yet clear whether the College will agree to
the plan, or what conditions it might attach to
potential agreement. Leshinsky said that the plan “is at
a conceptual design phase...The conceptual design for
any project we do is informed by community input
and we work to get as much support as possible from
adjacent communities. We’ve already met with
Bloomsbury Square residents and St. Anne’s Parish,

and they are very supportive.”
The current plan for back campus involves a
boardwalk running along College Creek, with the path
then crossing onto land about halfway down the
College’s shoreline and continuing on land behind the
boathouse. The construction would involve
improvements to native plants on the living shoreline,
construction of a “boat pavilion” to shelter kayaks and
canoes currently stored outside, improvements to the
floating dock and renovations to the boathouse
focusing on accessibility. “It doesn’t obstruct the
boathouse at all or any college activities along the
waterfront. That’s really the big thing, explained
Leshinsky. “We’re also adding some improvements to
the campus around the boathouse that address existing
College needs including a fully ADA-accessible path
around the boathouse.”
At the forum, concerns were raised about the view of
the creek, environmental impacts of construction,
practical ability of the sailing team to practice on the
creek, safety concerns and damage to the character of
back campus, as well as the fear of strangers coming
onto campus. Suggestions were raised such as the
creation of a bicycle rental program like the one in
Santa Fe, and of ways to make the project be either
more secure or less intrusive. Leshinsky said that
feedback from the College’s leadership at this stage is
very valuable. “Right now we are in a bit of a holding
pattern as we wait for more input from the college on
how to proceed… We’ve been listening at every stage to
make sure it works for the college… this project won’t
be successful unless it has a benefit to the college.”
Many of the conversations focused on whether or not
the College should engage more with the Annapolis
community, and make its campus accessible to more
people, with students arguing both in favor of more
isolation and of more community involvement.
Leshinsky noted that he finds this kind of conversation
promising. “There is a certain segment of the student
body that I know is interested in connecting with the
city and working with it… the college can be more
public facing and connected to the city and not loose
its ethos. I don’t think this trail will change the ethos of
the College. It will improve the campus experience and
connect it to the city and county, but it won’t
fundamentally change the college.”
El’ad Nichols-Kaufman

This Week in Seminar

Upcoming Events:

Freshman:
2/8: Plato: Timaeus, beginning–57
2/12: Aristotle: Nicomachean Ethics, Book I
Sophomores:
2/8: Chaucer: Canterbury Tales; General Prologue, Knight’s Tale
2/12: Chaucer: Canterbury Tales; Miller’s Prologue and Tale, Reeve’s Prologue and Tale
Juniors:
2/8: Kant: Critique of Pure Reason (see official list for selections)
2/12: Kant: Critique of Pure Reason (see official list for selections)
Seniors:
2/8: Nietzsche: Use and Disadvantage of History for Life
2/12: Nietzsche: Beyond Good and Evil, Books 1, 2, 3

Saturday, 2/10

Friday Night Lecture:

Leslie Kay: Are brains computers? A smelly challenge to assumptions. FSK, 7:30 pm

Page 1

-

Lunar New Year

-

4 pm, Mitchell Museum: Why do we
need third spaces? Conversation with
Manual Reyes Restrepo and Maria Del
Carmen Montoya

9 pm, Mellon Lobby: Pangaea Lunar New
Years Party
Sunday 2/11
- 3 pm, Mitchell Museum: Sampling a
Sampler Sampling tour with Jenny Cawood.
Wednesday 2/14
- Valentine’s Day

�Thursday February 8, 2024

St. John’s Collegian

NONE KILLED, AT LEAST 0 INJURED
BY BLAZE ON MARYLAND AVENUE:
Fusebox in Ruins
On Monday, February 5, a fire broke out on the
northwest side of Maryland Avenue between Prince
and King Georges Streets. The blaze was largely
contained to a fuse box on a utility pole, where it is
believed to have originated.
Rachel Hauben (A25) and Peter Quinn (A25) were
walking past when they noticed the inferno and
notified the authorities. “We were walking down
Prince George Street and saw an orange and yellow
column wrapping itself around the fuse box,” said
Ms. Hauben, adding that the flames were “not
terribly significant.” She estimated the 911 call was
made sometime between 5:30 and 5:56 P.M. EST.
Mr. Quinn tells a different story when it comes to the
size of the conflagration. When questioned he said,
“Oh it was incredibly large. We saw a fire and I figured
there was a department for that.”
The fire crew apparently had some trouble locating
the combustion and, in fact, missed the site of the
immolation before being shown where it was by Ms.

Hauben and Mr. Quinn.
In the midst of the confusion following such an
incineration, one thing is certain: the fire department
was called, had cordoned off the site, and would not
respond to a request for comment by the time this
reporter arrived on the scene.
Caleb Briggs

Theological
debate: A Retort to “The
Most Essential Question”
The honorable scholar and learned doctor Bennettus
Scotticus has proposed a new proposition to our
perpetually pondering polity. He proposes that more
than one angel should fit on the head of a pin. I take
him to be an utter fool, and a man hardly worthy of

Letter of appreciation for
college Creek
In downtown Annapolis, I have found it difficult to
find many places of rest. Most areas in the vicinity
that are calm require a bit of a walk, which I have no
problem taking if I have the time, though
sometimes, and especially late at night, I do not want
to spend this walk. This, then, is the primary
significance that College Creek has to me: it is a little
place of quietude, far away from the clamor of
Upper Campus, and is always within reach.
Countless nights having been spent on your docks,
myriad waves seen roll by: here’s a little letter of
appreciation to you, College Creek, related in my
wonted sentimental manner.

Reader to reflect a little on this quiet corner of
Campus and what it means to them. As someone
who has long had a profound fascination with
natural bodies of water, I for one have found such a
beautiful connection to this brook. I think it’s easy
to overlook a spot that doesn’t usually have much
going on around it, but that is really what makes it so
special.
Tarik Mahmud

I love your wine-dark water, and its salty taste is a
little sweet to me, I admit. Translucent in the day
and obscure at night, it is shallow enough to wade in
but deep enough to swim in.

delusion, in my opinion, would endanger much of
what the college stands for. We spend so
much time here discussing man as a “political
animal,” in Aristotle’s words. From the Republic to
Politics to Locke, Rousseau, and Hobbes, the
program compels us to be interested in the
human community. The very word “polity,” which
we use to describe ourselves, asks that we
examine what it means to be a citizen. Upon
graduation, we will each enter communities of our
own. I believe that part of the St. John’s education is
learning how to participate in such a
community— a πόλις— wherever that may be.

I love your residents, the fish and crabs and birds
and spiders, each of them tucked away in their
proper place, and reliably found—the crabs on the
pier-posts, the fish rising up and falling away like the
tide, the spiders hanging on the railing and from the
light, and the heron taking up his perch upon the
dock.
I love your coldness: refreshing in the summertime,
potent in the winter.
I love your voice, which has no sound—but I think
there are some sort of words about you, since I
always seem to be in dialogue around you.
I love your ears, how they listen eagerly whenever I
sing to you.
I love the sky above you, which you so faithfully
reflect on your face. I love the stars above you at
sunrise, and the clouds over you at sunset.
I hope this small epigram of love will encourage the

Bike Path (cont. from page 1)

So, please, discuss the bike path proposal all you
want. Take whichever side you prefer; there
are reasons for both. I only ask that we consider the
broader citizenship of our institution. Yes,
we are members of the St. John’s polity. But St.
John’s itself is a member of the Annapolis polity,
and therefore so are we. Do we act like it?
Helen Wagner

Pensee of the Week
A man pointed a gun to another man, trying to force
him to do something. He responded by saying "I will
not obey you, and now you are forced by me to shoot."
Who has more power?

Page 2

Vol. II. Issue 4

the titles he claims. He has clearly not taken into
account the nature of the pin. I will grant him the
truth that pins are things with heads, but that is not
all they are. They are intimately related, and often
interchanged with needles, both in description1 and
in use. Doctor Scotticus' omission of the relationship
between pins and needles calls into question the
veracity of his findings. A pin may be a thing with a
head, but a needle is a thing with an eye. Just as, quite
significantly, an angel is supposed to. If the good
Doctor is correct in his statement that an "angel is a
thing with eyes" therefore it may well be that a needle
is an angel. And if a needle, so commonly
interchanged with a pin, is an angel, then it may be
said that a pin is an angel in and of itself. And if a pin
is an angel, then it remains to be asked first a
foremost—a necessary prerequisite before one can
question how many angels fit on the head of a pin—
whether two angels can occupy the same space, one
upon the other as they must be for one to fit upon the
head of the other. To think a man so learned as
Doctor Scotticus would overlook such an important
principal question truly calls one to question
the deservedness of his reputation and the worth that
he brings to our fine institution. Such is the
beginning of a great learning to be done by Doctor
Scotticus, and I await his humble return to the
chalkboard.
The Esteemed Barrister Andronicus Manifold

About the St.
John’s
Collegian
The St. John’s Collegian is the weekly newspaper of
St. John’s College Annapolis. We work to bring quick
and timely coverage of important events going on, to
help develop a more informed student body. If you’re
searching for more in-depth investigations and
reporting, as well as essays, art and culture, check out
the Gadfly, our affiliated publication, which is
published once every three weeks.
Want to submit an article? We always need more
writers, whether for opinion or reporting!
Submissions for news articles should be between 400600 words, while opinion should be kept short at 400
words. A longer, journalistic piece may be up to 1,200
words. Just email eanicholskaufman@sjc.edu with
your article, and we will work to get it in print!
Longer form articles and more in-depth exploration
of ideas should go to the Gadfly, which accepts
submissions at lbriner@sjc.edu.
Contributors for this issue:
El’ad Nichols-Kaufman, Editor
Tarik Mahmud
Helen Wagner

Caleb Briggs
Andy Manne

CLASSIFIEDS
INFORMATION WANTED
Everyone keeps talking about this guy, I think his
name is Herschel? Last name starts with R. Junior, SF
transfer, music assistant. I just want to figure out who
he is and why everybody seems to know him. If you
have
any
info,
email
me!
(befuddledjohnnie@gmail.com)

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                    <text>HISTORY
AND THE
LIBERAL ARTS

---~&lt;-----

BY

)ACOBKLEIN
---~---

�HISTORY AND THE LIBERAL ARTS
by Jacob Klein

Friends and enemies of the St . John's Program, visitors to the
College and many of its alumni often raise the question: why is History neglected in the St. John's curriculum? They point to the obvious contrast between the chronological order in which the ••Great
Books" are re a d and the remarkable lack of historical awareness displayed by the students . The time has come , I think, to deal with this
question e xte nsively . I p ropose to do tha t in this lecture. Let us
reflect on the role and significance of History in a libe ral arts cirriculum.

* * * * * * * * *
The fir st , rather simple, statement that can be made is this : Man,
having the ability to understand and being inquisitive by nature, wants
to explore everything that he sees about him -- the various plants and
animals, the stars and the clouds and the winds, the surface of the
earth, the rivers and the forests and the stones and the deserts. Whethe r this p reoccupation stems from h is inunediate and urgent need, whether
his inquisitive attitude is merely an extension of his concern to provide the necessities o f life for himself, whether it is the manifestation of his very nature or simply idle curiosity, need not be discussed
at this point . Whatever the origins of this desire, man wants to find
out, to figure out , to know. In this sense, then , man may be said to
be inquisitive not only about what surrounds him, at the present time,
but also about the future: he wants to know what is going to happen to
him as well as to everything else around him. And finally he wants to
know what happened in the past. Out of this latter desire, we may somewhat naively say, grows History, i.e., the exploration of the past, the
finding of the pas t, the description of what has happened in the recent
as well as in t he most remote past . Curiously enough, as you know, the
Gr eek word historia means originally , exploration of any kind. Gradually it came to mean, even to the Greeks, the exploration of the past
and the description or narration of past events.
Thus we have History, i.e. , historical books: Herodotus, Thucydides, chronicles of all kinds, histories of Europe, America , India, of
Guatemala , of the city of Annapolis, of the Universal Postal Union , of
St. John ' s College, of the Imperial Palace in Peking . Such histories
may be more or less correct . Descriptions of events must be checked as
to their accuracy .with the help of all the evidence available: books,
old records, letters, inscriptions, etc. Special skills in exploring
and checking the evidence must be developed. Historical science and
the methodology of historical science become a branch of knowledge;
history can be taught and learned . Departments of History and archives

�-

2 -

are established. Historical journals come into being, dedicated to the
improvement and enlargement of historical knowledge.
All this circumscribes what may be called the domain of History.
Is this, then , what
History is?
You sense immediately; this is not quite i t , this is not a sufficient description of History and what History means .
First of all , there isaspecial emphasis in the pursuit of History
which is lacking in other branches of learning. Take the science of
geology , f o r e xample. However important and interesting its investigations and findings might be , this science does not make universal
claims , it r estricts i t self to a definite domain . There is no such
thing as a " geological approach " to any given problem . And y et there
always seems to be an " historical approach" to almost any kind of problem in a lmost any field .
Secondly , it is not quite correct to state that history is the des crip tion and narration of past events . Not e verything that is past is
"historic" . That one of us here went to Washington or to San Francisco
last week or some time ago does not necessar i ly belong to any history .
It might , though . From a c e rtain point of view, with regard t o a n event
we judge a s ignificant one , we can - - retrospctively -- recognize the
importance of e v e nts whi ch lead to that significant one .
Nobody, i n d eed ,
ever assumed that all events and happenings a r e equally important and
significant and could become r ecorded in history books . Even Tolstoy
who formulated the idea of an all- comprehensive history , based on integrat ion procedures i n the face o f i n finite series of minute e v ents, of
historical infinite s imals, as it were, did that mere l y to reduce hi story
thus understood to absurdity . All wri t ten and traditional h istory is
based on a principle of s elect i on. This mean s that we must have -- a nd
in fact do have -- some y ardstick to measure the significance and importance of events whatever history we may b e writing.
It is not too difficul t to discern thes e yardsticks in Herodotus
o r Tacitus o r Gib bon, f or example; more di f ficul t perhaps , b u t not impossible, to discover them in Thucydides. We can even venture t o s ay
that in g eneral the yardstick is provided e i ther (a) by the consideration of the present state of affairs , the salient features of which
want to be traced back to their origins , in a sort of genealogical
procedure, or (b) b y the desire to derive a lesson for the future either
from mistakes and failures or from exemp lary actions in the p ast, which
desire leads to what has been called, since Polybius, pragmatic history.
Sometimes both kinds o f yardsticks a re combi ned.
I say that both
the universality of the tendency to subject any
theme to an historica l investigation and the selecting of events or
facts to be dealt with historicall y -- help us to win a better unde rstanding of this hunian enterprise called History. This ent erpri s e does
not seem to be grounde d in an inherent property of events o r facts that
permits us t o arrange t h e m i n a seque nce, a n histori cal sequen c e , but
seems rather to depend on a certain way of looking at things which stamps
them i nto an historical pattern . One might be tempted to apply Kantian
terminology to this phenomenon -- and people have actually done so --:
there might be something of an historical a priori, a form of our think-

�-

3 -

ing that inescapably leads us to see things in an historical perspecti v e . Let us consider this for a moment. Let us beware though lest we
indulge in an empt y , if easy , construction .
As far as pragmatic history is concerned , the solution is based
on our sense of moral virtues or our understanding of practical maxims
of condu ct . Hub0:s versus Moderation , Tyranny versus Freedom, false
hopes and foolish fears v ersus p rudence -- these are presented and
p o i nted out to us i n the unfolding drama of historical successes or cata strophes . Here , then , the historical scene is merely the enlargement
of our d aily life , providing us with grea t examples in large script .
History in this sense i s founded on completely "unhist o rical" points
of v iew . That is why t his kind of history wri ting does not constitute
a specific domain l ike Phys ics or even Poetry. Note that Aristotle,
the great systematizer of h uman knowledge, in t he face of such history -the only one he knew - - did not treat it as a pragmateia , a discipline
in its own right . The same Aristotle who investigated , defined, elaborated on every conce i vable a r t and science : grammar, logic, physics,
botany, zoo logy, astronomy, the ology , psychology, politics, eth i c s,
rhetoric , poetry, did not e laborate on history , although he so oft en
pre f aces his investigations with a review of the position s and opinions
he l d in the pas t . I conclude: ther e is no histori cal a priori in
pragmatic h is tory .
The same h o lds true of the gene alogical t ype of hist ory , a lthough
n ot in the same way . The very n otion of genealogy comprises n~t ion s
of origin, source , development, more gene r al lly , the notion o f a temporal order. But t h ese notions are n ot stri c tly historical one s . They
also determine oul. und ers t anding of b iological p h enomena , or mor e general l y , the phenome na of change . They are not constitutive categories
of historical e xper ience . They are operative in any myth, they help to
picture the growth and t he decay of i nstitutions, t he e xpans i on of domi nion and power'. b u t the emphasis is on the nat ure of those institutions
arid the ove rwhelming character of that power . The base s of this typ e
of hi s t ory, exemp l ified in Polybius and the Roman historians, a re still
unhistorical, mostly l egal a nd political.
But when we turn to that universal tendency to view things historica l ly, to use the h istorical approach in almost a ny field , the p icture
changes. I t seems , indeed, as if h ere the form o f History s hapes the
material under consideration so as to ma k e anything we look at assume
hi storical c lot h ing, as if the very bas i s of our looking at things we re
we hear i t so o f ten -- History itself . When, a mome nt ago, I d e nied
that thi s was the case in pragmatic and genealogical history , I implicitly asswned , by way of contrast, the possibility of such a view. The
question, then, is whether this h is torical way of l o oking at things is
itself a necessary form of o u r understanding. One way of answering this
quest ion would b e t o app l y the following test: can we approach and
solv e this problem hi storical ly?

�- 4 -

The pragmatic and genealogical types of history are the only ones
known in antiquity and the understanding of the nature of history corresponds to them. But a new understanding of history begins with the
advent of Christianity . Let u s consider briefly in wh at it c onsis ts .
I shal l use two outstanding examples: Augustine and Dante.
Augustine, in the City of God (XV-XVIII) , gives a Worl d History
based on a fundamental distinction. Mankind consists of two parts:
there are those who live according to Man , i . e., in sin , and those who
live according to God ; there are two communities , the c ity of men and
the city of God. The l atter is in the making and after the Second Ad v ent
will become the everlasting kingdom of God . The ear thly city will the n
be destroyed and its inhabitants will join Satan . As long as this world
exists , both cities are intertwined. Augustine distinguishes six ages :
1) from Adam to the De1uge ; 2) from Noah to Abraham ; 3) from Abraham to
David (the "prophe tic age " ) ; 4) from Davi d to the Babylonian captivity ;
5) from the Babylonian captivity to Jesus Christ ; 6) f rom Jesus Christ
to the end of this world . This universa l history is conceived mainly
in terms of the Biblical account ; but the great oriental kingdoms , as
we ll as Greece and the Roman Empire , have their place allocated in the
gen eral flow . This i s not a "Phi losophy of History "; it is rather His tory itself , i. e ., the description of succeeding ages according to God ' s
providential ordering of all events . The important thing for us to note
is that historical succession itself, the fact of History , the fact that
men's lives weave the History of the World, is not an accidental property of t hose lives but their very essence . Our and our fathers ' years
have flowed through God's eternal To-day , says Augustine in the Confessions : "from this everpresent divine 'To-day ' the past generations of
men received the measure and the mold of such being as they had; and
sti ll othe rs shall flow away, and so receive the mold of their degree
of being. " History, t hen , reflects the essential temporality of man ,
but reflects no less the eternal timeless pattern of his being . In
following up the chain of historical events we do not select signif icant links. We follow God ' s providential plan. Our historical perspective is our view of an eternal order, just as the flow is our way
of incomplete existence. For us to "exist" is identical with to "exist
historically". But that, again , means that our existence spreads out
in time the timeless pattern of God's wisdom. This is neither pragmatic nor genealogical history . It is, one might say, symbolic history .
History presents the symbols that unfold in succession the eternal relations between creation , fall, redemption , and salvation.
Let us turn to Dante . Here , again , we see a World History conceived
in terms of God's timeless providential pattern . History is the sinister chronicle of man's fall pursued through all generations of men .
The Greek and Roman worlds occupy a far more important place in this
chronicle than that of Augustine. The horrors of Thebes more than those
of Babylon indicate the complete abnegation of God's grace . It is not

�- 5 -

the contrast between the city of Men and the city of God which determines Dante's general view of historical events, but rather the contrast and intertwining of God's spiritual and God's secular order, of
Church and Empire. The secular order, stenuning from God, reflects but
is not identical with the spiritual order . Troy and its destruction are
symbols of man's pride and man's fall . "And it happened at one period
of time , " Dante writes in the Convivio, " that when David was born, Rome
was born, that is to say, Aeneas then came from Troy to Italy .•• Evident enough, therefore , is the divine e lection of the Roman Empire by
the birth of the Holy City (i.e., Rome), which was contemporaneous with
the root of the race from which Mary sprang." The history of the world
is here a kind of symbolic duplication of the spiritual history of man.
It is by this very nature, as in Augustine , two-dimensional. Or , to
put it in different words, the horiz~n of this kind of history, or better , of t his kind of historian , is dot historical. In this respect
this kind of history is akin to the pragmatic and genealogical kinds .
Here , again, it is worth noting : the primary liberal disciplines listed
by Dante i n the Convivio and linked to the ten heavens of the world
(the spheres of the Moon, Mercury, Venus, Sun , Mars, Jupiter , S aturn ,
and the sphere of the fixed stars , the primum mobile and the Empyrean
Heaven) a r e Grammar , Logic , Rhetoric, Arithmetic, Geometry, Music, Astronomy , Physics and Metaphysics, Ethics, Theology. History is not
one of them.
When Machiavelli and Hobbes dethrone classical philosophy and revert to pragmatic history as the best teacher man can have in planning
and conducting hi s life, they still cling to a two-dimensional h istory
to build the i r own political philosophy .
But now the scene changes : Vico's New Science marks a new beg inning.
Like Machiavelli and Hobbes he defies all preceding philosophy .
He bases his work on the fundamental (Leibnizian) distinction: the true
and the certain . Wh a t is true is corruuon and therefore abstract . Wha t
is certain is the par ticular, the individual, the concr ete.
"Certum
and commu:ne a r e opposed to e ach other." The philos ophers pursue what
is common. They lack certainty . Only history (which includes philology) deals with the certain. The most certain for us is that which
we ourselves have made, the facta, the facts .
"The world of civil society has certainly been made by man; its principles are therefore to be
found within the modifications of our own human mind. Whoever reflects
on this cannot but marvel that the philosophers should have bent all
their energies to the study of the world of nature, which, since God
made it, He alone knows; and that they should have neglected the study
of the world of nations or civil world, which, since man had made it,
men could hope to know."
Vi co sets out to fulfill this hope . This is the scope of his New
Science. It is historical by definition. The historian looking at

�- 6 -

man-made worlds can understand their innermost core . He will t hus attain a more certain truth than the philosophers ever coul d : he will
discover "the common nature of nations " or the "ideal eterna l history"
of nations e stablished by divine providence . The New Science will thus
be "a rational civil theology of divine provide n ce. " "S i n ce divine prov idence ha s omnipotence as minister, it dev elops its orders by means as
easy as the natural customs of rnPn." This also me a ns that this science
i s a " his tory of human ideas" &amp;l ot a philosophical reflec t ion on ideas).
There are recurrent cycles in the history of nation s that always comprise three stages : the divine , the heroic, the human . The p roper field
of the h i storian is the c ustoms of men, their institutions , their laws,
their writings, their p o et ry.
In understanding them he under stands truth
that is certain -- truthful certainty -- preci sely what the philosophers
are unable to accomplish.
At first it seems as if history in Vico's understanding pres erved
its two-dimens ionality, since the objects o f his findings are the "universal and external orders establi shed by providence". But the se or,ders do not exist outside of time . Divine providence is not the provident ial plan of salv ation anymore. Vice's h i story is bent on finding
the laws governing the human world i n contradistinction to the laws
governing the wo rld of nature . Historical rea lity with i ts recurre n t
stretches is one- dimensiona l. On the other hand, the histor ian c; l one
is now the true philosopher . The methods of inte rpreta ti on and of philology he has to use constitute a~ organon comprising a xioms, def init ions and specifi c rules of infe rence . In other words : Vi co 's work
competes with the work of Natural History, with t he work of Mathematical
Phy s i cs .
We have here a rather amazing historical fact before us .
Le t u s
remember . Towards the end of the 16th century a re-interpretation and
recons ideration of the traditional, "class i cal", mathematical sciences
led to the est2.blishment of Al gebra, a hitherto obscure ar.d "vulgar"
d i sc i pline neglected by al l recognized ins titution s of learning, as
the eighth Liberal Art Its progress coincides with the development of
a new s ymbolic di sci~ line, understood as Un iversal Mathematics , a n e w
and powerful instrume nt of human knowledge which is meant to rep l ace
the traditional Aristotelian Organon . The science of nature becomes
mathematical physics, begins to domin ate al l human understanding and
gradually transforms the conditions of human life upon thi s earth. The
only force opposing t his deve l opmen t i s Hi s tory with its claim to universality, f i rst attributed to i t by Vico and mai ntained with increased
vigor to this moment. I t is significa nt, I think, t h at Vico's idea of
an "ideal eternal h i story" i s a derivative of the idea of a Universal
Mathematics, a s hadow, as it were, that the latter casts . As Unive rs a l Mathematics is to all speci f ic mathemati cal disciplines so is t h e
"ideal eternal history" to all speci fi c histories of nation s. But this
parallelism between Universal Mathematics and Universal History is to
be understood in the light of the distinction between that which is " abstractly true " and t h at which is " concrete ly certain". Th e new s cie nce
of Mathematical Physics leaves the natural experience of nature far behind: all that is concrete vanishes behind a scre en of mathematical symbols . Any teleology loses its meaning . The new science of History tries

�- 7 -

to restore the dignity of the concrete, fills the gap between the abstract symbolic understanding of nature and the immediate human experience of the world around us.
It cannot dispense with the notions of
means and ends . It is the distinction between the true and the certain
which underlies the familiar and superficial distinction between Science
and the Humanities. The latter are conceived as insepearable from History, can only be approached in historical perspective , come actually
to life only in the medium of History. Since Vice, the idea of an eternal pattern of history , a vestige of the original Christian understanding, although occasionally forcefully advanced , has been generally abandoned.
The emphasis is on the deve l opment of what has been called
the historical sense .
Three consequences follow .
First , the fascination with the 'b therness" of the past : the discovery or reconstruction of cultures and civilizations "different" from
ours , each with a different " sense of values " ascertainable in customs,
institutions , works of art , architecture , literature, philosophy , religion.
This very notion of an autonomous " c ulture " underlying the various manifestations of human activity can arise only within an historical
horizon . Truth itself becomes a function of " cul ture" the existence of
which appears a certain fact; "re lativity of values" becomes inevitably
the concomitant of the historical perspective.
Secondly, the sense of participating in the relentless historical
flow makes observable trends the guide of our actions . The acceptance
of events and doctrines that are supposed to follow the "historical
trend" is one of the most potent causes for the predicament in which
European nations have found themselves in recent decades.
The impact
of Marxism which goes unde r the name of historical materialism and the
reaction to it derive their strength from the historical sense projected into the future . The Gallup Poll is one of the most r ecent and ridic ulous e xamples of this preoccupation with trends .
Thirdly, a man understands himself completely as an historical being .
"Histori city " becomes his very nature , but not in the sense that
it reflects some timeless pattern. His Self disintegrates into a series
of socially, and that means historically, conditioned reflexes. Historicity does not means Tradition. To see our selves as historical beings
means to break the invisible traditional ties in which we live . At best,
tradition then becomes a romantic notion, at worst, an academic phantom.
If we consider the disciplines taught in our schools, it is easy
to see that all natural sciences are patterened on the model of mathematical physics . The idea 0£ a universal ma'.:he1natics as the new organon
of all science, however , dies away. On the other hand , all the disciplines within the realm of the humanities have become historical to
the v ery core . The study of literature, philosophy , religion, music,
and the fine arts , for e xample , is almost exclusively the study of the

�- 8 -

hi.s tory of li.terature, the history of philosophy, the history of religi.ons., the hisotry of music, the history of art. Field s o f study of
a more practical applicability as, for example , languages, political
science and economics , retain a certain autonomy . The theoretical dignity they may have , howeve r, is safeguarded only by his torical considerations or, for that matter, by methods borrowed from mathematical
physics.
I t seems, then , that Mathematical Physics and History divide betwee n the mse lves, in a fairl y exhaustive way , the r u le over the e ntire
domain of huma n knowle dge. Does this permit us to consider them as two
necessa ry ways and forms of our unders t anding? If this be so , Mathematical Physics and History would come clos e to being the two Liberal
Arts of the modern age. A.ny liberal art s curriculum ough t then to conce ntrat e one these two great bodies of learning in ke eping with the tre nd
of e vents and in p repar ing s tudents to follow i t f ur ther .
At thi s point , we can pause and ref lect on the results we have
reached .
As to MAthemat ical Physics, the task b e fore us is clearly not the
tracing of its hi~torical development. We hav e rather to understand
the methods and the nature of t he concepts that have made this development possible. We have to understand t he specific use made of mathe matical symbols, the relat ion of mathematical deduction to veri f ying
e xperiments , the relations between observations , hypotheses , theory
and truth. That is indeed wha t we are try ing to do in our Mathematics
Tutoria l s and in the Laboratory. And i f we do not do that full y and in
the most satisfactory manner, we have to improve our ways. The danger
we ·a r e running in this case is the very same that has threatened t he integrity of scientific understandi ng since the 17th century and which has
barely begun to be warde d off in r ecent developments : the d anger to confuse the s ymbolic means of our understanding wi th reality itself.
If we turn to History, we have f irst to r emember the ques tion which
gave rise to the p rec eding historical account. The que stion was: is
the historical way of looking at t hings a necessary form of our understanding? The answer - - in the per spective of History -- is in the negative: the universal historical app roach is itse lf a product of , and
presumably nothing but a phase in, an historical development , which cannot claim any absolute validity, no matter how "natural" and familiar
it seems to us at the pre sent moment . We have to recognize, moreover,
the possibility of a dangerous confusion similar to t he one I have mentioned with regard to Mathematical Physics . The results of historical
investigations based on specifi c historical concepts and methods of interpretation ought not to be confused with the real picture of a real
past. Not to see t hat, means to surround us with a pseudo-historical
horizon of almost mythical quality so as to make us talk glibly of
"Greek culture ", "medieval times ", "Renaissance", the "Seventeenth Cen-

�- 9 -

tury", the "Age of Enlightenment", etc. Such pseudo-mythical notions
are usually i.n the minds of people who recommend that we take into account the proper "historical background" whenever we read and discuss
a Book. The assumption behind this recommendation is a rather naive one,
to wit, that in the effort we make to understand a Book or a series of
Books we could fall back on an objective and certain datum, the general culture in which the ideas expressed or propounded in those books
are rooted and from which they derive their strength and intelligibility. We ought to see instead that the commonly accepted picture of an
historical period is largely due to an interpretation of the content of
books and other documents which presupposes in the first place the ability to deal with gramatical patterns, to discern rhetorical devices, to
grasp ideas in all their implications. In point of fact, the main task
of any historian is of necessity the interpretation of whatever data he
may collect. The art of interpretation and all the other arts which
minister to it depend on the understanding of the function of signs, of
the complecity of symbolic expressions, and of the cogency of logical
relations.
To understand a text is not a simple matter . To arouse and to
cultivate this understanding is one of the primary tasks of our Language Tutorials. More than anything else, more, certainly, than the
historical sense fed so often on sheer ignorance, an improvement of our
interpretative skills could help foster genuine historical research and
writing. We may ultimately get to see that the problem of History is
itself not an historical problem.
It follows, then , that in pursuing these goals we should ignore
history's claim to universality, ignore History itself, if you please,
in order to devote our full attention to the development of all the
arts of understanding and all imaginative devices man can call his
own. It takes courage to pursue a rather narrow and steep path hardly visible from the highways of contemporary learning. But let us remember the inscription on the old seal of the College: No path is impassable to courage. The reward may be high.

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                  <text>Items in this collection are part of a series of lectures given every year at St. John's College. During the Fall and Spring semesters, lectures are given on Friday nights. Items include audio and video recordings and typescripts.&lt;br /&gt;&lt;br /&gt;For more information, and a schedule of upcoming lectures, please visit the &lt;strong&gt;&lt;a href="http://www.sjc.edu/programs-and-events/annapolis/formal-lecture-series/" target="_blank" rel="noreferrer noopener"&gt;St. John's College website&lt;/a&gt;&lt;/strong&gt;.  &lt;br /&gt;&lt;br /&gt;Click on &lt;strong&gt;&lt;a title="Formal Lecture Series" href="https://digitalarchives.sjc.edu/items/browse?collection=5&amp;amp;sort_field=Dublin+Core%2CDate&amp;amp;sort_dir=d"&gt;Items in the St. John's College Formal Lecture Series—Annapolis Collection&lt;/a&gt;&lt;/strong&gt; to view and sort all items in the collection.&lt;br /&gt;&lt;br /&gt;A growing number of lecture recordings are also available on the St. John's College (Annapolis) Lectures podcast. Visit &lt;a href="https://podcasts.apple.com/us/podcast/st-johns-college-annapolis-lectures/id1695157772"&gt;Apple Podcasts&lt;/a&gt; or &lt;a href="https://open.spotify.com/show/6GDsIRqC8SWZ28AY72BsYM?si=f2ecfa9e247a456f" title="Spotify"&gt;Spotify&lt;/a&gt; to listen and subscribe.</text>
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                <text>Typescript of a lecture delivered June 5, 1953, by Jacob Klein as part of the Formal Lecture Series. The typescript was printed by the St. John's College Press and sold in the college's book store around 1965. </text>
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                <text>The Greenfield Library holds the literary rights to Jacob Klein's work.</text>
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                    <text>ARISTOI'LE (An

Int~oduction)*

by

Jacob Klein
I
Many, many years ago, I attended a series of lectures on

Aristotle 1 s philosophy.

The lecturer began his exposition as follows:

"As regards Aristotle himself, as regards the circumstances and the
course of his life, suffice it to say:
life in philosophizing, and died"•
most appropriate:

Aristotle was born, spent his

This beginning seemed to me

!~

for Aristotle means to us, indeed, nothing but what

we know of him, or fancy we know of him, as of a man engaged in that
extrav@gant enterprise which, since Pythagoras (aecording to the tradition), has borne the name of "Philosophy". There is a difficulty,
though.

Whenever we try to understand what Aristotle is saying, we

st11GD.ble upon something that we simply cannot ignore, and that is that
his words bring up the words of another man who was his teacher and
bore the name of Plato. There is no alternative:

we have to face that

peculiar circumstance in Aristotle's life.
It is pretty certain that, at the age of 17 or 18, Aristotle
joined the community founded by Plato

outs~de

the walls of Athens and

called (from i t s geographical location) the Academy.

He stayed there

until Flato died, that is, for about 20 years (367 • 347).
following 13 years he taught

~or

In the

a while in Asia Minor and was invited

to tutor a young Macedonian prince who later became lmown as Alexander
the Great.

In 334 he returned to Athens and established, again outside

the walls of the city, a spot of leisure, that is of study, called the
LycetlDl.

Not being a citizen of Athens, he could not own this place.

He mer ely t aught there.

About a year before he died, it pleased the

*Enlarged version of a Formal Lecture delivered April 20, 1962

�- 2 -

city of Athens to accuse him of impiety, that is, of undermining the
city's life.

Aristotle decided to leave Attica rather than stand trial.

He is supposed to have said on that occasion that he did not want the
Athenians to commit a crime against Philosophy for the second time.

!!El£
Born in Stagira
(Thrace)
384

(with approximate dates)
Academy
367 - 347
'--· -----;----'

20

Lyceum

Death

334 - 323

322

Abroad
347 - 334

'----,,.---·'
13

·-

-- y - - - '

11

Now, if we look at what is known as The Works of Aristotle, we
cannot help being amazed by both their bulk and their diversity.

These

works have come down to us in nearly the same condition in which they
were edited by Andronicus of Rhodes in the first century B. c.

There

are all kinds of stories concerning the way they came to be edited.
shall omit them.

I

We do know, at any rate, that this edition did not

contain a series of other works attributed to Aristotle and not available to-day, except for the book entitled "The Athenian Constitution"
the text of which was found in 1880.

Above all, that edition did not

contain - and was not supposed to contain - a series of genuine works

Of l:ristotle, Dialogues, Epistles, and also compositions in verse,
already published and well known in antiquity.
fragments of them.

We possess only a few

As to the body of Aristotelian works available to

us, it consists, beyond any doubt, of some of the material directly related to the lecturing and studying which went on at the Lyceum and
presumably also at other places where Aristotle taught.

Parts of that

material are lectures or treatises composed with great care; but other
parts are more or less loosely conjoined treatments of topical themes,

�notes, perhaps

mer~

compositions.

There are, on the one hand, different and sometimes

abstracts from, or comments on, more original

irreconcilable versions of one and the same theme, and, on the other
hand, identical passages re-occurring in different contexts.
You have a sheet detailing the body of Aristotelian Teaching as
it has come down to us since its publication by Andronicus of Rhodes.
(Some of the listed works are of doubtful authenticity ••• ; some are incomplete ••• )

It seems not unimportant to note that all these writings,

the listed ones as well as the lost ones, can hardly have been produced
in the 11 years of the Lyceum period, during which short period, incidentally, Alexander succeeded in conquering a world.

The writings con-

cerning the classification, the physiology and anatomy of animals alone
must have required many, many years of study and observation on the
part of quite a few people.

It is even doubtful whether the tremendous

effort to which the extant Aristotelian writings as well as the titles
of the lost ones testify can be thought of as confined within the limits
of the 24 year period between 347 and 323.

It seems more reasonable to

conceive of that effort as having begun in the Academy period, long
before Plato's death.

We have indeed, some evidence to that effect.

It is undeniable, furthermore, that Aristotle and those who assisted
him in his work utilized studies made before Plnto's days.

But it is

still true that everything we read in that collcctio n of Aristotelian
writings bears an unmistakable stamp:
terms in which it is written.

the language and the peculiar

lfuB.tever the degree of incoherence or

coherence in the body of Aristotelian writings, their language has always
the same characteristic mould. And, what is more, the shadow of Plato
is always perceivable in them.

�As you undoubtedly know, classical scholarship, in the last 150
years, has concentrated on the task of finding the correct chronological sequence of the Platonic dialogues.
brought to a more or less successful end.

This task has indeed been
Let us not forget, however:

it is one thing to establish the chronological order of the dialogues
and quite another to understand what they are about, what they repre•
sent, what they say and do not say, and why they do so.

To interpret

the chronology of the dialogues as mirroring the development of Plato's
own thinking - even under the assumption that such a development did
actually occur - is a sign of considerable naivete or of no less
considerable rashness.

More recently, the attempt has been made to

construetthc development of Aristotle's thinking and to distinguish a
so-called "Platonic period" in Aristotle's life from a post-Platonic
and finally an anti-Platonic phase.

Granted that !1ristotle's thinking

must have had a history, granted that what we call his philosophy did
not spring out of him as Pallas il.thena did out of Zeus' forehead, the
evidence presented by his work, fragments and all, is far from sufficient for establishing and delineating with any degree of accuracy
such stages of his thought.
Two things, however, are overwhelmingly clear:

1) the basic

postulates of I ristotle's thinking are to be found in what we conceive
to be Platonic - and Socratic - philosophizing; 2) there is an unshakable unwillingness on Aristotle's part to follow Plato's lead in certain crucial respects.

It is safe to say, I think, that fristotle's

relation to Plato is a supreme example of the true pupil-teacher relationship:

the pupil's unswerving loyalty to his teacher manifests

itself in the pupil's commitment to Truth, even if that commitment
makes the pupil reject the teacher's teaching.

Let us hear Aristotle

�- 5 -

himself on that subject.

About to begin an investigation into what

is meant when people talk about "The Good", Aristotle remarks that
such an investigation is ''distasteful" to him because it involves
"men dear to him" ( qdA.o t.

avbp

E

g who

introduced the doctrine of

"ideas" (i;?x €Lbfl ), that is - to use the Latin term - the doctrine
of "species", or - to use the equivalent English term - the doctrine
of "looks".
on to say:

These men are Plato and his followers.

Aristotle goes

"But - for those pursuing philosophy, at least - it would

seem that it is probably better and, to safeguard the truth, even
necessary to go against the grain; for, beth one's

friends~

the

truth,, being dear to one, it is right and proper to give greater
honour to truth".
"friends" (cp O.o 1.

The companions in the .Academy called themselves
)•

In an Elegy, a fragment of which has been pre-

served, Aristotle speaks of an altar dedicated to "holy Friendship"
and unmistakably refers to Plato (without naming him) as to a "man
whom even to praise bad men have no right".

Let us, then, keep in

mind this exam.plary relation of Aristotle, the pupil, to Plato, the
teacher, in trying to understand Aristotle's own way.
II
It would be ridiculous, you will agree, to try to encompass, in
a lecture like this one, the sum total of Aristotle's philosophy. All
I can do is to point to • I should rather say, to hint at • some of
the fundamental features of this vast edifice.

Let me first put up

a somewhat simplified table of .Aristotle's main themes indicated by
the following terms:

�- 6 cpt10'LG

'td( L {;

(nature) -t:w~

(life)
cxv9pwn:o~ - 'tl!XVf} •. A.dyoG.

(soul)

-vou&lt;; ( •••• )

(order)

-xcfoµo&lt;; {world) i

(man)

(art)

( •••• )

None of these terms is specifically "Aristotelian". They are Greek
words commonly used in a somewhat confused and ambiguous way.

In

Aristotle they acquire - to a large degree - an uncommon and unambiguous significance.

Let us look at them.

Unavoidably, we have to begin with A.dyo£ • The principal and
rt/

inext±guishable meaning of this word is speech.

We mean by speech

( - you, and I, and everybody - ) a sequence of sounds uttered by
somebody in such a way as to be understandable to others.

The verb

"to understand" refers primarily - if not uniquely - to speech. Hearing somebody speak, we may say:

I understand what you are saying, We

may, in fact, misunderstand, but even misunderstanding involves understanding.

But

~

do we understand in hearing somebody speak?

Not

the sounds by themselves, the audible and articulated, low and high
pitched noises issuing from somebody's mouth (or some machine, for
that matter).

We hear these noises.

But hearing is not understan•

dl.ng. That's why we do not understand speech in a foreign tongue.

In

a manner which, itself, is hardly or not at all understandable, the
sounds carry with them - or embody - or represent - something else,
precisely that which makes us understand, whenever we understand.
This source and target of our understanding consists of units, to
which single "words" correspond, as well as of combinations of those
units, to which whole sequences of "words" correspond.

The speaker

and the hearer share - or, at least, intend to share - the understanding of those units and of those combinations of units.
transposes what he

~

The speaker

into sounding words and the hearer who under-

�stands reverses that process in reaching back to the intended meaning.
The intenc1.ed meaning is what the Greeks call "Ch VOf}"tdV, its single
units are theVOf}"tcf (VOTJ"Cc.5Vbeing a verbal adjective Of VOELV ).
Speech and Understanding are inseparable.

Aoyor;, .neans inseparably

both: speech and that which can be and is being understood,!!! speech.
It is in man "nd through~ (~v8pwn:OG

) thnt&gt;-.~o; manifests itself

conspicuously, so much so that Aristotle is able to say:

.man is a

living being possessing speech, and that means possessing the ability
to ~ders~ the spoken word ( ~cpov &gt;-.oyov exov).
But what does speech "bespeak"?

The answer is:

everything man

is familiar with - the sky and the earth, the rivers and the sea, the
living beings around him, on land, in water, in the air - the things
he himself builds and produces as well

~s

the tools and appurtenances

that his arts and skills require to produce those things • and furthermore the lmowledge that guides his arts and skills, not only to satisfy
his most elementary needs but also to establish customs and institutions in which his life flows from generation to generation, in m:i.sery
or happiness, in friendship or enmity, in praise or bla111e, and to which
customs and institutions he is attached beyond his most pressing wants.
That's what his speech and his understanding are mostly about.
I just said:

n ••• are

~"·

tfuat a loose way of speakingJ

Speech and the understanding that goes into it and can be gotten out
of it are not just "about" something.

To be sure, we can choose a

theme and talk about it, circumscribe it, beat about the bush.

But

what we say, however circuitously or confusedly or loosely, is said in
words and sentences each of which conveys immediate meaning. The

~

cannot help moving in the medium of the immediately understandable.
To be sure, words and sentences can be involuntarily or deliberately

�-sambiguous.

But they can be that only because they carry with them

several distinct meanings which, separately, are clearly understood.
To be sure, speech can be obscure.

But it can be obscure only because

the clarity of some of its parts impinges or seems to impinge upon the
clarity of others.
Speech, then, presents to the understanding of the listener what
the speaker himself understands.
but combinations of ~1l!tcf •

It presents to the listener nothing

In doing that, however, speech "bespeaks"

all the things and all the properties of things that abound around us,
all the special circumstances and situations in which we find ourselves.
The question arises:

do the

\IOf}'t"d

presented to us in speech stem

from the speaker, whoever he might be, or do they stem from the things
and circumstances spoken of?

Does not any human speech translate the

language of the things themselves?
Let me turn for a moment to the way the things around us are
referred to in more recent times, in the 17th century.
words:

"The

Descartes:
Harvey:

~

of Nature is written in mathematical characters".

"The science contained in the great boo15 of the world".

"The

consulted".

In Galileo's

~

of Nature lies open before us

~nd

can be easily

The phrase "book of Nature" is a metaphor, to be sure, but

why was this metaphor chosen by so many authors?

Is it not because

Nature is here understood as something that can be read, read like a
book, provided we know how to read it?

What have we been doing ever

since but reading and decoding the book of Nature?
indeed imply a language which is nature's own?

But does not that

Francis Bacon was of

the opinion that Nature is subtly secretive, full of riddles, Sphinxlike.

But secrets can be revealed, riddles can be solved - in words.

We persist, as you can read every day, in solving the "riddles of

�- 9 -

nature".

In ancient times, the language of all that exists around us

is taken mudh more directly (I was about to say:

in a much more

literal sense) as a spoken language, a language not written, yet visible, and if not visible, one to be guessed at.

Human speech seems

indeed to translate that visible or invisible language of things into
the audible language of words.

find just as the sound of human .s peech

can be traced down to its ultimate components to which the letters of
the alphabet correspond, things around us can be de-composed into
their first rudinents, the "elements", the original letters of the
language of things, as it were.

Our speech, even our unguarded

colloquial way of speakinc, may reveal to the attentive listener the
hidden articulations of the language of things,

Aristotle • no less

than Plato - is always bent on fallowing- up casually spoken words.
No doubt, speech can deliberately deceive us, distort and falsify
the truth of thingso

The fireworks of the Sophists, for example, -

and there are always sophists around - make things anq relations of
things assume a most unexpected, dazzling and puzzling aspect:
suddenly apoear not to be what they are.

things

But who is doing the lying -

if it be lying -, the sophists or the things themselves?

A critique

of speecht a critical inquisition into speaking and arguing has to be
undertaken - as it was undertaken by Parmenides - by Prodicus - by
Plato - by Aristotle.
follows:

The result of this critique can be stated as

to speak does not always mean to make thinfS appear in their

true light.

For Aristotle, only one kind of speech, ~;,&gt;,,&amp;yob ~nocpa'\!­

't (.X"b'

the declaratory and revealing speecht translates or interprets the
language of things.

To be able to use this kind of speech requires a

discipl!!.1..!:., the discipline of the &gt;..dyoG •

Everywhere in Aristotle's

work one senses, to the annoyance of some and to the delight of others,

�- 10 -

the effectiveness of that discipline, the effectiveness of what we call
the "Logic" of Aristotle.
It is this emphasis on the

&gt;..dyo£, the A.dyo£ &amp;'ltocpa v-r t xd~,

which made Aristotle the great teacher through the centuries.
this respect he is as much a ·pupil·· as a teacher.

But in

We have a

significant passage in Plato's work which indicates that rather clear-

ly.

I mean the passare in the

f~

where Plato makes Socrates meet

Cebes' crucial objection concerning the deathlessness of the soul,
Here, Socrates, after - silently - looking back into himself for quite
a while, reaches - in speaking - far back into his own youth.

He

wanted very much, he reports, to find out, with regard to any single
thing or occurrence, what was responsible for its coming into being,
its passing away, its being the way it was.
satisfactory answers.

But he could not find any

Nor could he learn thera from anybody else, not

even from the great Anaxagoras.

He had to abanc1on the way in which

questions like the ones he was asking were dealt with in the various
versions of the "inquiry into nature" or the "story of nature" ('JtEp\

cpl!crnwi;

ten op 'a ) •

He decided to embark upon a different journey,

his second journey, his "next best try" ( bet5-rEpoi; TIA.oui; i'Jt\ 't~V
't~G a l-i; fob ~ rf'tflO't.V). This is the presentation he makes of his new

endeavor.
By looking directly at whatever presents itself in our familiar
world, at things and their properties, at human affa irs ancl. actions,
we run the risk of being blinded as people do who observe the sun
during an eclipse if they do not l ook at its image on s ome w0tery
surface.

That nmy well have happened to thos e investigators of nature.

To avoicl. being "blinded", Socrates thought he had to "take r efuge in
spoken words" ( € (£ 'tO~ £ A.dyou i; xa-racpuydVL~~ in exchanging questions
and answers with himself and wi th others, and in

~

search for the

�- 11 -

truth of thinr s •
What Socrates implies is that the reasons for things being as
they are and the truth about those thinfs are to be found in the spoken
- or, for that matter; ~ilcnt - words and the

\IOfJ'td

they embody.

That is not to say, Socrates warns, that the example of the sun, which
can only be looked at through its image, is applicable here:

if one

compares a man who investigates things in words with one who investigates them directly, the former can hardly be said to be more concernecl with images than the latter.

On the contrary, we surmise, it

is the former who sees things as mere images or copies of genuine
originals, ~a~ely of the

VOfJ'td

revealed to us in speech, in spite of

the widespread opinion that "mere" words and their meanings at best
mirror and usually do nothing but distort what we call "reality".
"Reality" is an anglicized queer Latin term, the more adequate, if
barbaric, English translation of which is "thinghood"•

-

It is safe to say, I think, that in one respect
at least,
.
Aristotelian philosophy consists in the execution of that Socratic
program.

It is in speech, in searching for and finding adequate words,

that the A.~yo{; of things, the A.dyoG of nature ( cpuO't{;
audible and capable of being understood.

) becomes

That's what constitutes the

characteristic mould of Aristotelian language I referred to earlier.
It is an unfortumite, if perhaps not surprising, historical accident
that Aristotle's vocabulary acquired immeasurable weight and a fetishlike character in its Latin rendering perpetuated in almost all modern
tongues.

It is perhaps no exaggeration to state that something like

three quarters of all existing scientific and philosophic terminology
is either determined by Aristotle's latinized vocabulary or .can be
traced back to it.

Quite a few ti.mes in the past a revulsion against

�... 12 ..

that gibberish set in,

We witness some of it to-day,

of .Aristotelian terms endures:

But the impact

our corimon daily language bears

witness to that.•
On the other hand, Aristotle's execution of the Socratic program
entails at least five interrelated modifications of some of the crucial
Socratic-Platonic postulates,

In trying to speak about this other

aspect of Aristotelian philosophy, I shall have to consider some of the
other terms in the table I put up .•
Ill

Socrates, in the Phaedo decided, as he said, to take refuge in
spoken worc1s in order to

fi~1d

that

m ich

is responsible for any single

thing or occurrence coming into being, passing away, being the way it
is,

The phrase

character of the

0

to be responsible for•••" describes the at'tta
presented to our understanding in speech,

'\&gt;Of"J'tcf

Aristotle firmly holds to this view,

The V'OT)'tcf are the

£

rt:if) , the

species, the invisible looks, on which the existence of things depends,
They provide us with true answers to the question:

why do things come

into being, why do they pass away, why are they as they are,

But the

way of their having that responsibility is, according to Aristotle, not
made sufficiently clear by Plato and those who follow Plato.
sense has a VOfl'tdv, an
that a VOfl'tdV 1 an
sists.

€

€

tbOG being?

rboG

11 is 11 ?

In what

What docs it mean to assert

The Socratic

w2y

of questioning per-

But Aristotle's answer brings the first decisive modification

of the Socratic-Platonic view.

Wh'1 t Aristotle has to say about his

controversy concer ning the objects of mathematical scienc es is also
applicable to his controversy concerning the
will not deny thnt they

~

being" ( oµ, n:cp ' L i;ou-

7

E: Lb~

:

"The dispute

but will be about the manner of their

€ L va 1.,

,
'
'
\.
a}.,,)\a
nep ' 1. 't'OU- 'tp01t?O.A
The l)hrase

�- 13 "manner of being" will be gradually clarified, I hope, as I proceed
with this lecture.
The manner of being of an e {cob is that it is al together "at
work" (the Greek neuter adjective is ~vepydv), that is:
~.2!·

~work £.!ght

Its being can, therefore, be characterized as Jvf!pyE La.

not certain whether Aristotle coined this term.

It is

But whether he did or

not, it belongs to him as intimately as our skin belongs to our body.
The being-at-work of an £ ro0£makes it responsible for the work done.

-How it is done, what that responsibility entails,
.

is a complex matter.

For the work of the £ tbob is not done by the Et~6~1:he way our hnnds,
for example,

do their work (although Aristotle, on one occasion,

compares the functioning of the soul to that of a hand).
to come back to that point after a while.

I shall have

What is most noteworthy

about "being-at-work'' is that there has to be something else, that
namely which is being worked on.

This other something has to be

capable of being worked on, that is to say, its character must be that
of a suitable material, as wood or timber is suitable material for the
work a carpenter has to perform.

The

chara~eristic

name of that

suitable mat erial is uA.ti (actually derived from the Greek word for
"wood").

Its manner of beinr: consists in nothing but in its ability

to play that role.

Its manner of beinr is ot!vaµ Lb •

Nothing, I re-

peat, nothing is ~"-fl except in relation to work it is subjected to,
that is, in relation to an
bricks.

Iron is iron.

~vtpyE La.

Wood is wood.

Bricks are

Wood can be called a material only with regard

to some operntion to be performed on it, an operation that woulcl tranl!form it, say, into a table-.
'Where do we get an inkling of the work involving£ rcob and
and their respective manners of being?

~"-ti

The Aristotelian answer is:

in the conspicuous phenomenon of generation~ of y~VE&lt;1L~of "coming to

�-14 -

be"•

I mean the phenomenon, ever present before our eyes, of produc-

tion and re-production, of generation and re-generation.

Men generate

men, cats generate cats, birds generate birds, fishes generate fishes;
there are always young ones playing about; and this quite independently

of any possible evolution stretched out over an exceedingly lonr period
of time.

Flowers and grass appear in the Sprinr, disappear in the

Winter, only to reappear the next Spring; trees bud, then blossom and
grow fruit, and fruit produces seeds, and seeds grow again into plants;
every morning the stm. rises, every year Spring is born anew; and even
moisture con0enses into clouds which in turn produce water apain.
That's what the word

ylve0'1.~

becoming; the thinr,s which are

implies:

it means both coming.!.£

fener~ted

are all things

The old myths tell this story over and over
genesis is the very soul of any myth.
story of its genesis has to be told.
of their genesis has to be told.
subjects of any myth.

~gain.

E!!.

an&lt;l

!£ rn·
In fact,

To understand the world the
To understand the gods the story

Cosmogony and Theogony are the primary

To understand properly any event in human life,

or the character of a people, or a city, this event and this character
has always to be related, it seems, to its mythical oririns.

To tell

the myth of something means to tell how this something came to be.
An enterprise of this kind does not make much sense unless one relates
everything ultimately to beginnings which make any genesis possible.
These are precisely the mythical origins.
these two elements:

They contain, of necessity,

the Male and the Female. And however distant

the sobriety of Aristotle is from the exuberance of those ancient tales,
still the same aspect of the world as a chain or as cycles of reneration
dominates his thought.
One great and prime exar.iple of generation is the generation of
livint- beings, of animals. 1i.ristotle does not assume that all

�- 15 ..

generation requires the separate existence of the male and the female;

he !mows that i11 some cases it is very difficult to attribute the role
of the male or of the female to any part 0f the generating process.
But on the whole, the male and the female are distinct.

This, then,

is how Aristotle describes the process of' reneration in those cases

in which he thinks that the male animal emits semen.
''!tlther the male .!!£!: the female emits seI:Ien

£!!to~~~'

they both dep0sit together what they have to contribute .!!!

~

but

female,

because in the female there is the material (~X.fl ) out of llhich that
which is beinr- fashioned is maO.e" •

01')µ1.oupyotfµevov
san, a craftsmen, a

(Aristotle uses the word

, which means that which is worked on by an arti~f)µt.oupydb

) "• •• Hence, of necessity,

in the female that parturition takes place.

it is

For the carpenter is close

by his wood and the potter close by his clay, and, in general, the
working on the material and the last motion which acts upon it is
close by the material; for instnnce, housebuilding takes place at the
houses which are beiilf built.

These instances may help us to under-

stanc how the male makes its contribution to generation; f or not every
male einits semen, ano in the case of those which do, this semen is not
a part of the embryo as it develops.

In the same way, nothinr passes

from the carpenter into the pieces of wood which are his material, and
there is no part of the art of carpentry present in the object which
is being fashioned; it is the visible shape and the f 0rm (~ µ.opq&gt;lf xa\
't~

er bO£

)which pass from the carpenter and which come to be in

the material by means of the movement that fh i::; carpenter execates.
It is his soul, wherein is the form (i;b etbo£), and his knowledge
which move his hands or some -0ther part of his body in a particular
way (different ways for different products and always the same way for

�- 16 -

any one product); his hands move his tools, and his tools move the
material (~X.fl ).

~ ~ }!!milar way, Nature, acting in the male of

semen-emitting animals, uses this semen as a tool, as something that,
by virtt1e of being !!!, .!!£!:! ( 'VEpye t~ ), has movement; just as when
art, the tools are in movement because the movement which belongs to
objects are being produced by any art is, in a way, in them"•
The embryology implied in this passage as well as throughout
J~ristotle's

work is faulty.

We know much more about the mechanism of

fertilization than he could have possibly

(We should not forget,

knO't.ll•

though, how incomplete this our knowledge is.)

But there are elements

in this description which are quite inaependent of any embryology.
Let me first restate what I have just quoted in a more technical way.
The material factor o;f generation is represented by what the female
contributes to the embryo.

It is the ~hfl •

The motion which works on

that material is the motion of the semen that is emitted by the male
animal, and its semen corresponds to the caroenter's tools.

But what,

in generation, corresponds to the table that the carpenter, as we say,
hns in mind, and furthermore, to the purpose that determines the
looks of the table?

It is Nature, qn.fo· LS, on which the motions of

the male animal and of its semen ultimately depend.

It is cpt!crt.c;

which provokes in the living being the urge to generate:epws, desire,
overpowers the living being. And that is how life ( l'.;w1'f) is perpetuated for ever.
This process shows the double aspect of what we call Nature,

cp\!a LS (which term is derived from the verb q&gt;'1w meaning beget, en•
gender, generate):

.I

cpu~qnust

'I

be under.stood as £t.l:&gt;oc;

It shares in both, in ~vf!pye La~ l&gt;'5vaµt.G •

u'\

~as U/\fl

•

But it is of utmost

importance to Aristotle - and to us who are trying to understand
Aristotle's thought - that ! v~pyE La (and, therefore, any s t~o~)

�- 17 -

outweighs its correla'ie bt1vaµq;(and, therefore, any
nificance, in rank, in manner of being.

u"-11&gt;

in sig-

Aristotl.e devotes an entire

book (Book 0 of the Metaphysics) ahowin·g the "priority" of !vtpye La
The famous clich~ question:

over l)\1vaµ t.b.

what comes first, the

chicken or the egg? is no puzzle to Aristotle.

The chicken - I should

say more precisely, the rooster - very definitely comes first.

But

this "coming first" has nothing to do with any sequence of time.
"Coming first" means to be 11 first" in weight, in dignity, in efficacy,
- in the ladder and order of being.

We shall see in a moment what

ultiniate consequences Aristotle derives from this priority.
Aristotle's emphasis on generation carries with it the second
decisive modification of the Socratic-Platonic view.

The

'I

£ t.bo~

is

perpetually "at work", is perpetually lv£pyS'Cf , without ever undergoing any change.

It is efficacious _!!! the ever changing bodies of

living beings, as it is effective in the motions of celestial bodies
and also - but only analogously so - in the customs and institutions
of men.

No need, therefore, to assign to the e; rof) a "separate"

existence, no need to characterize their manner of being as one of
"separation''()(wp t.CJµds

).

Their purity and eternity is not affected

by all the changes they are responsible fer.
duplicate the world.

The things around us

.
th i ngs has "being",
has

, l a,
OUO'

. an
is

There is no need to

~'

• ' a.
C&gt;O&lt;J

each one of those
But each thing derives

its being, its ofla(a , from the ~vtpye Let of its

£

{bo~ • Each thing

as

has being only inasmuch/it is the manifestation of the
its

.,

E

\.OOG •

I am because I am "man".

Brown is because it is

"£!!.!"•

~vlpye; t.a of

The cat that belongs to Mrs •

The tiger who, this year, April first,

ate a man in India, is because he is "tiJ?er"..

Much more important

than the ~"-11' out of which I and the cat and the tiger are built, is,

�• 18 -

in each case, the e{bo~ that determines the growth of our bodies,
that holds the body together as a unit, that makes us act the way we
do.

The priority of Jvipye La over b\fvaµ LG manifests itself con-

spicuously in the preponderance of what is

0

at work" over what is

being worked on, in the preponderance which, in the ways of Nature,
the

.,

e LOO{; has over the

u

t&gt;~T}.

And let us not forget:

e tt&gt;oc;; presented to our understanding in speech, -

-r:b

it is the very

e {cob

i:b

•
IV

If the world need not t 1-,us be duplicated, there is indeed another

duplication, an unavoidable one, which - ultimately perhaps - threatens
the integrity of /lristotle' s philosophizing, - the bifurcation of the
direction in which the

£ {boC- "works".

For it is remarkablet most

.,

remarkable, I should say, that the role of the £ t.ooc;; in the process
of generation is repeated in the process of understanding.
'1

e L bOG

The same

which presides over the generation, the growth and the suste: ...

nanee of living beings makes us
sustenance.

ill~

this !!eneration, growth and

We, men, - and apparently in varying degrees all living

beings - are able to perceive what is around us.

We have the capacity,

the ability, the faculty, the power, the bdvaµ t.G, of receiving information (as we say in typical Aristotelian fashion) about so much
that surrounds us.

Leaving aside

our

cousins, the animals, we men see

and hear and sraell and taste and perceive by touch and furthermore
understand and lmow quite a few things.
and understand are ultinately the

That which makes us perceive

sll&gt;TJ • Each of us as a µerce:lr

ving and understanding beinp- is said to have a soul (

1'&gt;\)X11 ),

the

function - the proper work - the af!(f:IJ of which is not only to sustain
our life but also to enable us to sense and to understand beyond what

�.. 19 -

is necessary for our living.

The ability to sense, that is the ability

to be affected bodily by bodies around us, is called the power of
')

(or 'tb a\.0'8fJ'tLxc1v), the ability to be affected by the

ala9dvecr0aL

is called the power of voetv

VOT}'tcf

(or

A

\IOUG).

With respect to

what we perceive and ttnderstand, with respect to the a L0'9fl"td and
, these powers have a manner of being similar to the manner

.,

of being the material, the u"-ri , of a thing has with respect to the

.,

E l.bO~

, the species, the invisible looks of that thing.
Let me try to describe these

philosophical jargon.

~owers

by avoiding all latter-day

Consider • and reflect upon - the phenomena of

sensing and understanding with which we are all familiar.

Put aside

the picture of something, as we say, uin" us that we call "mind", a sort of closed container or box.

What characterizes us inasmuch as

we are able to perceive and to understand is our being awake.

The

state of wakefulness ( lypt1yopa q; ) has its degrees, as we all lmow.
We can be drowsy and half-asleep.
on around us.

·we can be inattentive to what goes

But as long as we are not fully asleep we are awake,

and we know that we are.

(The fact that we might dream that we are

awake does not refute that knowledge but confirms it.

How else could

sleep~)

'Ibis state and

we distinguish wakefulness from dream even in

manner of being is a state in which we are not closed up but .2E.!:!!•
Wakefulness is openness, • the very openness of a huge open door.

It

is !!£!. a state of activity but rather a state of preparedness, of
alertness.

-

\IOU£

.TI!!!

..

or voe l. \I

state or manner of being is co.mm.only called in Greek
•

It is a manner of being which corresponds to the

.,

manner of being of any material, any U~f}, and, like the latter, it is
only conceivable in relation to what transforms it into a finished
product.

This transformation and information is brought about by

we sense and by

~we

understand.

.!h!!!

The transformation and information

�- 20 -

being completed, we

are~

with what we perceive, understand, know.

It is not we, in our state of wakefulness, who grasp, actively, something that is prepared to be grasped.

On the contrary, we, in our

state of preparedness, ar e being grasped, moulded, f or ned by what is at
work, by the iv~ ~a

Of the

"
£I.Of}
, sometimes, nay, mostly, through

the intermediary of our s ensinr power.

In our sensing we are not one

with the natural thing perceived but with what works on our sensing

.,

£LOO~

power, with what Aristotle calls, quite consistently, the

Cit 0'0f}'tdV •

The relation of the

E

to fl

a'lcr0f]'trlto the £ t~

comparable to the relation of the sounds

~

V01'1 'tcf

is

in speech to what we

The e'Co11 afo011'td constitute, one might say, the

understand in speech.

very l anguage of thi np,s tha t affects our wak inp souls.

The process of

understanding , the process of ga ining a n insirht is, in Aristotle's
eyes,

~a

proce ss of begetting and generating.

The o\fvaµL£Of any

"natural" material, a ny ~X.1"} qn.&gt;0'1.xtf , is here repla ced hy the s oul's
capability

~f

being

awa~e

and of reeeiV:int;.

This capability include s

both the capability of sensh"lg (a l0'9dvecr9a L ) and the c apability of
being informed by the VOf'}'tcf

•

'We are commonly not aware of this

capability as such, since it cannot subsist all by itself, cannot subsist without being worked on.

The closest we can come to observing it

is t o l ook into the eye s of very sm"lll children.
This Aristot el ian understandinr of th e proc e ss of understa nding

in our souls brinps
Platonic view.

a third decisive dcpnrture fr om the Socratic-

Since sensing- , not unlike spee ch, ma ke s us the material

worked on by the £ u1.01"}
1tAOU~

, it is i mportant to r ev ert to th e

, the first j our ney tha t Socrat es, in the
wa ~rs

Pha~do,

1tpwrro~

clai ms to

in which one is ma ster ed by the

h av e given up.

Ther e are t wo

E tbfl VOfl'td :

on e is the way of the °Adyo~ , the way of speak ing and

understanding, the wa y of bringing together, in our understanding , the

�- 21 -

vo~~d

presented to us in speech, the way of the syl-logismos; there

is another, in which our teachers bring us face to face with the things
to be understood.

This latter way is called l'Itaywy~

• The term

"induction" is an exact translation Of the Greek word but has come to
mean something quite different.
on our being affected,

thro~gh

thing, by .its e {~ob •

1

The efficacy of an ~'Itaywy~ rests

the observable sensible features of a

1 ttaywy" does not necessarily require many

'

and varied experiences or observations.

Cne case might be sufficient.

But a mere glance at the titles of all the Aristotelian (and pseudo•
Aristotelian) writings shows how intent Aristotle must have been on
engaging in protracted observations, on listing all kinds of observable
phenomena and on collecting information from all possible sources.

v
This activity, however, is altogether auxiliary.

It serves the

great and awe-inspiring goal of giving a nearly complete account of
the world as a whole.

This may be reckoned as the fourth radical de•

parture from the Socratic-Platonic view.

For Plato, it seems, did not

believe it possible to reach that goal, although the philosophical
enterprise he was engaged in, in its extravagance and divine immoderation, indeed demands that our efforts to reach it never cease.
Aristotle undertook to satisfy that demand once arrl for nll.

Only a

few after him made such an attempt.
The term "world" or

x~aµob

- in Greek as well as in English -

does not mean - and never meant - simply the swn tot al of all existing
things.

It means r ather the peculiar way in which diverse parts are

suitably arranged to

form~~£

or, as we say, a "universe".

An

account of the wholeness of all that is implies of necessity an account
of the intrinsic order ( ~cf~ Lb ) which makes the whole a whole.

An

�- 22 -

account of this kind is what is called, though not by Aristotle, a
cosmo-logy.
It seems that Aristotle's philosophizing culminates in, and rests

on, a cosmology.

You are all acquainted with some of its features.

Within the huge sphere of the world (ridiculously small in modern
terms) there is a tiny sphere - the sublunar sphere - encompassing the
Earth.

Not that the Earth is located at the midpoint of the world

sphere, as if a mathematical point could determine any location within
the world lll'ithout regard to the body involved.
and the bulk of the Earth that
cosmos is.

det~rmine

It is rather the globe

where the middle region of the

Beyond the sublunar dor.iain a number of concentric, contigu-

ous, rigid, . and translucent spheres r each up to the limit of the world,
to the sphere of the so-called fixed stars.

Beyond that limit there is

nothing, nay, not even nothing, not even "void".

The world is,

strictly speaking, nowhere.
The cosmic spheres are in perpetual regular motion, around diverse
axes and at different rates of speed.
including the Sun and the Moon.

Some of them carry the planets,

The combined motions of these spheres

are responsible for the appearance of all the irregular motions of the
celestial bodies which we observe from the Earth.

This "saving of the

phenomena", as the traditional phrase has it, is the task of a math&amp; matical discipline "most akin to philosophy", namely the science of
the visible , yet eternal, bodi es, the science of &amp;a-rpo}...oy(a , the
science of the fix ed and wandering stars,

Aristotle follows here in

the footsteps of Eudoxus and Calippus, trying to improve upon their
hypotheses without preswning to have the last word as far as the number,
the sequence , and the motions of all th ese spb.eres are concerned.

The-ir

combination and co-ordination, which r emains to be decided upon by
mathemat i cal astronomers, can be r epres ented - visi bly and t angibly -

�- 23 -

by a man•made model.

The Lyceum seems to have possessed one.

Yet what, in Aristotle's cosmology, is more important than the
proper encasement and number of the spheres is its intimate link with
the highest discipline Aristotle propounds and to which he occasionally
assigns the name of "First Philosophy" (

ip~'tfl

cp t.&gt;..oO'ocp {e,0 • This is

the discipline which considers not particular and definite bodies of
any kind that "are" or might be, but which considers Being 2E.
( "

O'V

(i;b

"-

'I...

Cl1t~W~

ov

or

~

OV

fJT

.,

)

0\1 •

"Indeed", says Aristotle,

11 ~

~

is being

)? - that is, ~ is being·ness ( o~O' Ca )? - that is the

question of ancient times and the question now and the question always
and always the puzzle one faces"•

"And so", he continues, "it is in-

cuI!lbent upon us, too, to consider - above all and first of all and
uniquely, as it were, -

~Being,

taken in that sense, is"•

It might not be inapproPriate to assign to this most fundamental
discipline a name coined in the 18th century, the name of onto-logy.
It deals with what is ultimately responsible for t11e coming into being,

the persisting, as well as the passing away of any single t1·,ing.

It

is within its province, therefore, to deal with what is ultimately
responsible for the being and the intrinsic order of the world as a
whole.

That is to say, this highest discipline has to account for the

"Highest", the divine, and can, accordingly, be characterized by
Aristotle as the l1t1.0''t't1µ11 or qn.&gt;-..oaoqi(a eeo&gt;-..oyut~, the knowledge
or wisdom which consists in the comprehension of divinity.
Thus Aristotle's cosmological and ontological (or theological)
considerations converge at the level which marks the beginning of the
bifurcation I mentioned earlier.

It is the level of the

,,
£

t. bfl

•

Their manner of being, as we have seen, is characterized by ~vipyet.a ,
by "being-at-work".

It is indeed

l

"~PY£ftl that, for Aristotle,

answers the eternal question concerning Being !! fil!Ch.

Whenever we say

�- 24 -

that something is or exists we imply - without being always aware of
this implication .. that it owes its being or existence to

•

It is temptinr to substitute for that Greek word the modern tern
"energy".

This substitution would not necessarily falsify the state-

r.tent I just made but would make it somewhat misleading,

For "energy"

has either a strict meaning adequately rendered only by a variety of
mathematical expressions • the physical dimensions of which will always
be:

(unit of mass) X (unit .o f distance)2 X (unit of timer 2 .. or a

vague meaning associated with somethin.P like vigor, agcrcssiveness,
vitality,

We observe, though, that even for us to-day, both creanings

of "energy", the strict one and the vague one, are tied to the notion
or picture of work done or to be done,

Tradition~lly

the translations

of ~v~pyel.a are mostly derivatives of the Latin verb~' to wit,
"act", "action", "activity", "actuality",
we say:

Note how curious it is that

"actually, Mr. Jones does not live in Washington" or "actually,

the Earth is a plunet".

We may substitute for the word "actually"

phrases 1 ike "in fact", "in effect", "in truth",
are eqdvalent to stating:
that is so or is not so,

11

indeed".

Such phrases

considering that which truly is, this or
It is still an Aristotelian way of speaking,

although the ontological assertion that being-ness means

11

being•at-

work" or being "active" remains hidden behind the screen of our
colloquial use of weighty words.
Aristotle merges cosmo-logy into onto-logy by distinguishing two
aspects of the phenomenon of

VOE

tv

, more precisely, by reaching

beyond the meaning commonly attributed to "what is called \IOU c;
(~

xa&gt;-..otfµ€VO£ voub ).

"

Noe:l'v ' as I tried to say earlier, is the

state of wakefulness, a state of preparedness and alertness, which, in
relation to what we perceive, understand, know, plays the role of the

�,.. 25 -

material to be worked on.

In that sense

-

voe: 1.\1 is "passive", is

the state of being mastered by something ( ••• i;b voe: Lv 'JtcfO'XE 1. v
't (

~ C1't t. \I ) , namely b~ the impact of various e: Lb fl

•

this sense is somehow the mere capability of becoming what is understood (ouvcfµ.e t. m~G lO''H 't~ VOT')'t?i ~ vo'.k;) and nothing on its
NouG · becomes ~

own.

g_

tr"!!!!! when it is ~with what is

understood, £!!..£with the VOfl'tc!
have done their work.

,

that is to say, when the E:LOT')

Only then can the vou G be said to

be wakefulness "at work", to be !ve:pye: {ct 'VOUG , only then is the
vou G

"at its own end", is it lvtEAEXE~ VOUG•

But Aristotle's

thought - anticipated to a degree by Anaxagoras and by Plato - goes
one crucial step further:

the very being of this accomplished \IOUG

is nothing but ~ vf!pye: t.a , and conversely, Being-at-work ~ \IOUG,
impartible ( &amp;µ.e:pfiG

),

indivisible ( &amp;o t.a lp E'tOG), impassive
\

( &amp;n:a9f1c; ), unchangeable ( &amp;va~Cwi;o'
eternal (

&amp;•f b LOG).

), undying ( &amp;0dva-co&lt;;),

It is eternally "at work", and it itself as

Being-at-work is its own eternal life (~w'1 ) and its own eternal
delight ( ~~ov11).

It is deity (

(~ o~pavc1,)and Nature

(fj:

b

9e:dG

)•

The entire heaven

q&gt;tfCTL&lt;;;) hang upon ( ~p'te:'ta1. ) this

kind of "Capital beginning" (

&amp;pxrf ) •

Let us try to understand the full meaning of this solemn statement which echoes Anaxagoras' famous proposition about the

vou~

"ordering everything and being responsible for everything"
( b LaxoO'µ.wv 'te: xa\ mfv"twv af 't'-OG).
We have seen that the

et brrvo11"td

are responsible for the being

of everything and for all the changes that occur in the world.

Now,

the priority of Being-at-work over the manner of being manifested
in the capability of being worked on, the priority of lvtpye: La
over btfvaµ q;, on which Aristotle insists so much, demands that a

�- 26 -

VOfj'tdv

be not only something understandable ( buvcfµEL VOf)'tdv)

but also something under st~ "in fact" ( VOf}'tOV

l v£pye ~Cl- )

that it may be efficacious, may indeed be an a t't fo •

so

The VOfJ'td

can play their generatiiig role only when they are one with the vaj°G
"at work", one with the productive state of wakefulness, one with
the

'YOO(; not.f}'tl.Kd~as

Aristotle's ancient commentators name it

(relying on Aristotle's own conjoining Of't~ at'tLOV and~ 'JCOLf)'t' 1.x~v).
This identity of the »OUG

and the VOT)'tdv

, of the

1'ooGv and

the voo'1µ£ vov - as well as of the accomplished state of lmowing

(~ xa't' lv!!pye 1.av ~n:1.0't'l1µ.ri)and the known object ~o

ln LO''tfJ'tdv

or 'tO np&lt;lyµa) -, characterizes a state of wakefulness which is
not "empty" openness but complete "fullness".
only where all that

~

be has

~~

This st ate prevails

realized, where there is no

place for mere "possibility", "capability", "ability",

bt.fvaµLG ,

in other words, where no material to be still worked on is in any
way involved.

The divine VOUG - that is to say, the sum total of

all £ Lbf] as comprehended by that vou G - is totally immaterial
(aveu ~Aof)G

), or - since as

~vipye La it requires some material

to be worked on - it can be said to be itself material for itself
(vo1f0'£WG vd11a l.G).

It is thus totally "separated" from every•

thing else in the world and consequently outside of time, uncontaminated ( Aµ1.yf1G ), pure . ( xaSapdG)•
understanding of the "separated"

Strangely enough, in this

VOUG - with all the

it

"contains" - Aristot/lep' seems to revert to the position of his
teacher.

VI
First Philosophy or ontology is not confined to the consideration of 'VOUG as lvipyt La•

It has to take into account not

�- 27 -

only the manner of being labelled bt1vaµ q; but also other manners of
being and furthermore the different ways in which something can be
said to be responsible for somethinE! else,
.As far as this latter theme is concerned, Aristotle does not
deviate from the Socratic-Platonic path,

There are different meanings

attached to the question "why?" and, correspondingly, there are
different ways of answering that question.
as it is?

We might answer:

~ecause

material, out of which it is made.

~.ll

is this lectern

~

of the wood, the particular
We might also say:

because the

particu_lar carpenter, the oaker, made it ttiis way.

We might also say:

because of the shape .2!: form the maker had in mind.

We might finally

say:

because of the

~~

this thing is supposed to serve.

However

important and even indispensable the first three answers might be, it
is not difficult to agree that the choice of the material (~ ~A.f)

)

the shape or looks ( 'tO E!bo&lt;;) of the thing, and the performance of
the maker who initiated the transformation of the material into this
lectern, - that all these depend on the purpose, the end for the sake
of which the lectern has been made.

It is that purpose which is

decisively responsible for the lectern

be~

as it is.

its end ( 'tO 't'ftA.o&lt;;), is its true "beginning" {

Its purpose,

&amp;pxt1 ). - All those

questions and answers are perhaps not possible with respect to every
single thing or occurrence, but it is one of the most important tenets
of Aristotelian - and Socratic-Platonic - philosophizing that,
universally, the purpose - the goal - the end - the

't{A.o&lt;; - provides

the only satisfactory answer to the question "why".

J~nd

this holds

especially for the world as a whole.
There is a characteristic aspect of anything we call a purpose
or a goal or an end, namely that it is an object of £.esire.

The

~~A.o~

- in the making of a thing - in the contrivance of some device - in the

�- 28 -

establishment of an institution - in the action of a man - is responsible for all the changes it brings about, and yet it itself remains
w1changeably, "immovably", what it is.
efficacy the way an instrument does.

It does not manifest its
It attracts - but does not get

involved in the concatenation of changes which it originates.

Such

is the efficacy of an e: IcoG , wherever Nature rules, - the generating

,.

efficacy that the e: I. COG owes to its manner of being, which is Being..
at-work.

An

E {COG

is "at work" ~! something striven ~' as an object

.
,, l"
of des1re,
of ope:.,
LG • And that is also true for the di vine

as the "container" of all the e: "l.bfl

of the world.

The whirling

spheres of the world, including the last one, the one of the fixed
stars, strive to become what the best of all, the vou G , beyond all
time is:

this desire of theirs holds them for ever in their never

ending circular motions.

Thus, for Aristotle, the eternity of the

world in time is an inescapable consequence of the timeless ontological
character of ~v~pye: 1.a , which the

e:Lofl and the VOUG possess.

As to the problem of manners of being other than that of &amp;v~pye:t.a

a

.!if.!h

departure from the Platonic view marks Aristotle's thinking.

!

For Plato, it seems, being-ness is an e: 00£ of the highest rank, an

e:fboG

embracing the entir e family of e:Lof)

"within" it:

it is a

"genus".

Everything that is, inasmuch as it is, falls "under" it, as

it were.

1fuenever we face "being" we face

Being.

~

and

th~~~

kind of

For Aristotle, however, it is necessary to distinguish between

"Being" in the strict and primary s ense of
or degre es

of

t v!tpy•HCI and

other manners

Being related to the fornier "proportionally", xa"t'

• It is precisely the difference in the kind~ !?.f.. ~latio!!_
to the primary aspect of beine;, that of t •dpylt ·,a , which justifies our
&amp;.va}..oylav

speaking of ''manners of being"•

As Aristotle

says~

.,. .

"

Being is

�- 29 -

-

spoken;'lb various senses, but in every case with so.me reference to

--

.

one capital beginning" ( ... "~ dv }..~yei;at. 7tOAX.axwb µit'v, &amp;X.X.'

~Pxt1v

.

~7tClV ~ µ1.av /\..).

This holds not only for the manner of being

which characterizes bt1vaµ Lb , but also for the various attributes
of things, such as their motion, their color and warmth, their
number and size, their health, benificence, and well-being.

The

't'd~ t.~ , the hierarchy of the spheres with their specific ~v~pyet.al.
is conceived as fallowing an "analogical" pattern, too.
VII

Where, then, is the place of

~

in this order of things?

It is not too difficult to assess Aristotle's answer to this
question.

Man is said, on the one hand, to rank highest among the

perfect, that is, viviparous, animals.
produced everything for his sake.

Nature is said to have

J11ilong all the animals man is the

only one with an erect nosture, "for his nature and his being are
di vine".

And yet, on the other hand, he is not the mo st important,

not the best being in trye world, as becomes perfectly clear when we
consider the celestial bodies which compose the cosmos.
This somewhat ambiguous position of man is rooted in the insufficiency of man's wakefulness, in the "incompleteness" and
"passivity" of his

You~•

Man is open to everything about him.

Whenever this openness is filled with the

,,

EI.bf) of the world he

shares in the god-like mannerof being, in the lvtp~'l!I.of the divine

voub • But this sharing is an intermittent one:

ever so often

man is overcome by fatigue, his wakefulness yields to sleep.
to lie down.

He has

His divinity is but a passing shadow - as his very

life is.
Still, he has to make the best of it.

Since he is not a solitary

�- 30 -

being but has to live with others of his kind, he establishes familiee
rears children, acquires arts, learns and teaches, forms tribes, founds
states, sets up institutions, rituals, customs and laws.
he has to have

~pdv~aL&lt;;,

In doing that,

has to exercise sovnd judgment in the con-

duct of his affairs. Aristotle provides the justification and the
guiding rules for all these specific human activities in his teaching
and writing on matters of the Household, on Ethics and Politics, on
Rhetoric and Poetry.
diction of the

Adyo~

All these subject-matters fall within the juris-

, which is no attribute of divinity.

Only to a

few is given the happiness of a philosophical life, the immoderate,
though intermittent, sharing in the tuneless ~vlpyeLa of the VOU~ •
Let me, by way of conclusion, report toe preposterous, yet deeply
significant, story told in ancient times about Aristotle's sleeping
habits.

When he went to bed, so the story goes, he used to hold in

his hand a sphere of bronze - I presume

the sphere representing the

whole world -, while on the floor, close to the bed, beneath his extended hand, lay a pan.

As soon as Aristotle would fall asleep, the

sphere would slip off his hand, fall on that pan, and the ensuing
noise would wake him up.
and over again.

This procedure was apparently repeated over

Aristotle could have hardly survived such an ordeal

for any length of time.
claim to immortality.

But no story could more aptly relate his

�The Body of Aristotelian Teaching
as it ' has come down to us since its
publication by Andronicus of Rhodes
in the 1st century B.c.
Categories
On Interpretation
Prior Analytics, 2 books
Posterior Analytics, 2 books
Topics, 8 books
Sophistic Refutations

l
The
"Organon"

.. .......
Physics, 8 books
On the Heavens, 4 books
On Coming to be and Passing away, 2 books
On Phenomena high above, 4 books
On the World
On the Soul, 3 books
On Sensation and Sensibles
On Memory and Recollection
On Sleep and Waking
On Dreams
On Prophecy in Sleep
On Length and Shortness of Life
On Youth and Age
On Life and Death
On Respiration
On Breath

Inquiries concerning Animals, 9 books
Parts of Animals, 4 books
Movement of Animals
Gait of Animals
Generation of Animals, 5 books
•••••••••

On Colors
On the Audible
Physiognomies
On Plants, 2 books

..... -· ...
On Marvelous Things Heard
Mechanics
Problems, 38 books
On Indivisible Lines
Location and Names of Winds
••••••••••

On Xenophanes, Zeno, Gorgias
Metaphysics, 14 books

..........
Nicomachean Ethics, 10 books
Great Ethics, 2 books
Eudemian Ethics, 7 books
On Virtues and Vices
Politics, 8 books
The Crdering of Households, 2 books
The Art of Rhetoric, 3 books
Rhetoric to Alexander
Peotics

�</text>
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                    <text>fiBOUT PLAT0 1 S

PHILEBL~§.

A lecture given by
Jacob Kl ein
a t St. John's College
May 20, 197·1

To speak about a Platonic dialogue, about a Platonic dialogue,
means t o do violence to it.

A sense of guil t will,

be

t herefore~

a continuous source of pain within me while I am speaking.

But I

cannot resist ths temptation to shed some light, some moonlight ,
as it were, on the

P~ileb~.

I hope you will forgive ma-- I cannot--

for sounding extremely pedantic, for speaking much longer than I
should, end for making it sometimee very diff icult for you to follow.
Let me state fi ve basi c points on which my talking about the Philebus
will rest.
First: a Platonic dial ogue is not a treatise or the text of a

lectur e; it is not comparable in this respect t o a work of Aristotle
or, for t hat matter , to any of Plotinus' Enneads as edited by Porphyry.

A Platonic dialogue is usually a drama, a mime 9 i n which what

happens cannot be separated from what is said and argued about.
,§.econdly : however s erious the purpose and the content of a

Platon ic dial ogue , its seriousness is permeated by playfulnsss; indeed, as

~1e

can read in t he sixth letter attributed to Plato , serious-

ness and play a.re

The comica l aspect of a Platonic d i a iog ua

.§l;ste :r~·

can never be completely disregarded.

l.bl!:.9.1Y;

no Platonic dialogue can be said to r epresent

be called and ha s been called _:the "Platonic doctrine."
(Soph.
254C )

~1hat

might

The dlalcgue

may well hint, though never 11 wi t h perfect clarity, " at gsnui t:21 a::d

ulti mate thoughts of Pla to, the thinker.

The

S ae~,

for

example~

does that most certainly. · But an unimpeachable source provides us
with more direc t

inform~tion

ever put down in wr itinga

about Plato 1 s thinking t hat he himself

Thi s source is Aristotle, who spent t wenty

years at that place of leisure, the Academy, and heard what Plato
hi mself sai d.

I assume that we have to pay a ttention to Aristotle's

r eports , never forgattin.9. that Aristotle has his E.!:!.!l way of describing other peoplesv thoughts, a peculiar t erminol ogy

r o~ted

in his

�-2~Q.

thinking and not ln the thinking of those other people s.bout luhom

he reports.
Fourthl_y: i n the las t

t tt10

c enturies scholars; not all 1 but moat

of them, have tried to understand the Platonic dialogues as belonging
to different stages of a "development" in Plato's own thinking.

Now,

it is of course possible that Pl ato, in his l ong life, changed his
views on many and perhaps even on moat important poi nts.
follow a Platonic dialogue means to take it as it

~'

But to

as one

whole~

i n which the i nterlocut ors play a definite and unique role and in
which uihat is

s~

and what is happening does not depend on anythlng

that is said and is happening in any other dialogue.

Before we could

understand any "development" in Plato's thinking, it is i ncumbent on
us to understand each dialogue in its £!:.1ill. terms.

This understanding

is not helped by assignirn} a dialogue to a certain period in Plato's
Yet, in the case of the Philsbuet it will not be unimportant

life.

to t ake no t ice of the time this dialogue was written--no t in order to
track some "deve lopmental " deviation i n Plato's thinkingj but merely
t o establish whether certain statements in the dialogue may refer to
somebodyvs conspicuous behavior within the Academy in Plato's later

days.
is

And, happily enough, there i s general agreement that the

a~

Phileb~e

dialogue, although some of the reasons for this da ting might

be questionable.
[i.fthly: every word in a Platonic dialogue counts, and for some-

body in the dialogue to remain silent may count even more.
talking

.~9.2l-!1

That's why

a dialogue must necessarily r emain insuff icient .

And now let us approach the

Philebu~.

The conversation takes place

in Athens; we do not learn exactly where; it may be at a gymnastic
school or at a wrestling school.

1.ofJ.9.

What we read is a Eart of a

conversation which begins s ome time in the afternoon.

three i nterlocutors ;

Socrates~

~§t:i

The~e

are

Protarchus, Philebus; many young men ,

half a dozen or a dozen per ha ps, are listening.

Socrates is,

well~

Sacrates--a man deuoteci ta inquiries and discussions and a friend

�About Pl:~d;b' s .!:b.!1~9.L.f~

and lover of youth.
Call:Las.

Protarchua is the son of m well known Athenian,

Philebue is nnt f&lt;no1iln at all.

He is one of t.ha fe1,t1

person~·

ages in the Pl ato nic di alogues 3 like Calliclea, Diotima, Timaeus, invented by Plato; if they do not remain

nameless~

like the Stranger from

Elea and the Stranger from Athens, their names are appropriately coined.
The name of Philebua indicates that he is a "lover of youth"--as Socrates
(168)

is.

Philebus seems to be young, but slightly older than Protarchus and

all the l is tening young men around them.
The title of the dialogue as it has been handed down to us is Philebus.
This title is never mentioned in the writings of Plato's contemporaries.

Aristotle refers to what is

times, mentioning Plato once.

~

in the dialogue at least eight

There seems to be no reason , however,

to doubt that the title qPhilebus" is genuine.

Moreover, there is

one good reason which speaks forcefully for its authenticity.
dialogue contains
did).

.£.i.36~

The

lines (I did not count them, but somebody

Of these 2,369 lines only 23 are spoken by Philebus (those I

counted).

He raises his voice altogether only 14 t imese

circumstances, who else but

~~

for the title cf the dialogue?

Under these

could have chosen the name of Philebus

There will be more to say about this

matter later on.

The main question raised in the dialogue is:
~?

What is the best human

And this question has to cope primarily with the all-pervasive

feeling of
mocking us.

~~

common to all living beings--haunting,

filling~

All of us--without exception--want to be pleased in

thousands and thousands different ways:

we Beek to lie down or to ait

comfortably; we like hearing things that flatter us; we en joy good
companyt witty

words~

good drink and food; we delight in traveling 1

in going to the theater or to the movies, in looking at beautiful
things; we love caresses, precious gifts, wild emotions; we loose
ourselves wi th rapture in exerting
ecstasies, and so

on~

and so on.

power~

in sexual s atisfaction 3 in

A list of pleasures like the one I

have just given is not to be found in the dialogue, but an infinite
number of possible pleasures is implied in the arguments we are facing.

�-4--

It is Philebus who looks at Pleasure as the highest good, who sees
in Pleasure not only the best of human possessions, but the goal after
which all liv:i.ng beings strive.

( if

I

Pleasure (17001''1) is the goddess he

And quite a few of us, I think, follow him.

worships.

Secretes does not.

Ha contends that there is something better and

more desirabfe than pleasure, to wit, thoughtfulness in deciding how
to act (t~ ~eovttv), the apprehending of what is intelligible only
(~o vo~~v ) , !be power of memory ("to )At:f"Y~~IJ"') and that which is akin

to these, right opiniQD_ (i~l« 1'e0~ ) and l!'ue calculations (JJ...,e;;"Ls
Jioit..o-µo~ ); but Socrates carefully adds that these powers are better

and more desirable than pleasure for those beings who are able to
share in the.s e powers; only to beings who have this ability will these
powers be profitable , now and in the future.
This juxtaposition of both contentions, of that of Philebus and of
that of Socrates, is made by Socrates very shortly after we begin
reading.
( 11 A)

"See,

It is introduced by Socrates with the following words:

then~

Protarchust what the assertion is which you are .!l£!£. to

accept from Philebus, and what our assertion is, against which you
are to argue, if you do not agree with it.
of each of them?"
logue.

Shall we give a summary

These words are the very first words of the dia-

But what strikes us immediately is that they cannot be under-

stood as indica ting the beginning of a conversation; they just continus
what was said before; if they were the beginning of a conversation, the
vocativa Tie~"&amp;t(eXfl

would be preceded by

Z (Z lfe~f".txfjE,

and not simply

lleJr:Q{e~E); and the words "then" (cf~) and "now" (yl)yt) would not be
used.

Listen again:

which you

are~

true beginning.

"See,

~t

Protarchus, what the assertion is

to accept from Philebus ••• "

The dialogue has no

Nor does it have a true ending.

sentence we read spoken by Protarchus:

This is the last

"There is still a little left,

Socrates; you will certainly not give up before we do, and I shall remind you of what remains. "

We do not yet understand why the dialogue

has no beginning and no ending.

But we see (and this is important),

�About Plato's

..

Ebi:.!EJ~ ~

when we begin reading, that Protarchus hes to take over the thesis
upheld by Philebus.

More about

th~t

later.

Enjoyment and thoughtfulness are the two banners that Protarchus and

(111&gt;)

Socrates are respectively waving.

The life of pleasure and the life

of thoughtfulness face each other.

But it becomes clear immediately

that Socrates is considering some other life superior to both of them.
He will keep reverting to this third life.

It will finally be described

in the last pages of the dialogue.
What follows the juxtaposition of the two views, that of Philebus and
Protarchus on the one hand and that of Socrates on the other, is

Socrates' insistence that pleasure has many different aspects:
(12C)

"For,

when you just simply hear her named, she is one thing, but surely she
takes on all sorts of shapes which are, in a way,

.!:In~

Socrates gives two simple, though significant, examples;

each other."
the pleasures

of a licentious man are very different from those of a self-restrained
man, who enjoys his very self-restraint; the pleasures of a fool are
very different from those of a thoughtful man, who enjoys his very

thoughtfulness.

No, says Protarchus, the sources of pleasure may be

different, may have an opposite character, but "how can pleasure help

(120/E) being of ail things most like pleasure, that is, like itself."

Yes,

says Socrates, color and figure are what they are, but colors and
figures can be very, very different and even, in the case of colors,
most opposed to each other, like black and white.

see how this could make him change his mind.
third

time~

Protarchus does not

Socrates tries for the

this time incisively, anticipating what will be said later

in the dialogue.
are pleasant.

No argument, he says, disputes that pleasant things

But Protarchus' contention, which upholds Philebus'

conviction, implies that all pleasant things are g_ood.

That's what

is wrong.

Pleasant things are for the most part bad and only some

are good.

But youj Protarchus, says Socrates, call all of them

good, although you might be forced by the argument to agree that they
are otherwise different.

Protarchus tacitly admits that pleasures

may be very different from each other, and even opposed to each other,

but

�sticks to his main poi nt t hat pleasure s , inas much as they are
~j

are ahiays good .

At this point Socrates goes back to his own contention, namely that
1b.?J:19htfulnsss (&lt;f&gt;eov~€tS) and ~! apprehen~ion of the i~elligi~~
(voos) are good. He adds to these--for the first time--knowledoe

--

(i ~t ~~1pi) end predicts that many kinds of knowledge will come to

the f ore, some among t hem unlike each other.

Should it turn out that

some are even opposed to each other, could he, Socrates , t hen cling
to the poi nt that all knowledge is alike and--not unlike Pro t archus-11 save himself" in an absurdity?
Protarchus is pleased that both, his assertion and that of Socrates,
receive the same treatment and is now willing to grant that there are
many different pl easures just as there are many diff erent knowledges

(we have to note ths.t he does not mention oeposite pleasur es and knowledges).
Socrates i s satisfied with Protarchus ' concession about the manynsss
within knowledge and within pleasure and spsaks as follows:
(148)

no

concealment~

"With

thent Protarchus, of the differentiation within my

good and within yours, but facing it squarely, let us be bold and
see if per chance, on examination, it will tell us whether we should
s ay t ha t the good is pleasure or t houghtfulness or some ot her ihird
thing. 11

It is the second time that Socrates reverts to the poss i bilit y

that something third may be th e bes t cf human poss ess ions.

He pro-

ceeds by strengthening this statement by an assertion whi ch has a
wide, wide range.

This is one·of the transitions in which the dialogue abounds (Parenthetical remark: in the 2nd century A.O. Galen wrote a treatise enti tled ''On the transitions i n the Philebus, " which is unfortunately
not extant ).
f ac:ing.

let me s ay a f ew words a bout the transi t:ton we are now

�-1-

Up to this point the talk was about things most familiar to all of us,
about pleasure and about thoughtfulness and about knowledge, this last
word taken in its colloquial and vague sense.
about our lives in this our world.

The talk was concerned

What Socrates is undertaking now

is to lift the conversation to a level of all-embracing universality,
disregarding pleasure and knowledge altogether .

He will come back to

them after a short while and then launch out to an even higher level.

Why does he do that?

The answer is:

to find the ultimate sources of

what is so close to us and usually unquestioned by us.

The dialogue

seeks to link the most common to the most uncommon and fundamental.
To find the link will require a great deal of vigor on Socrates' part.
The manyness within pleasure and within knowledge leads Socrates to re( 14C)

mind Protarchus of the "astounding" assertions that "many are one"
that "one is many."

and

There is nothing par ticularly surprising and diffi-

cult about these assertions if they refer to visible and tangible things,
which come into being and perish.

A man, for example, is

also many, because he has many members and parts.
intelligibles, the £ l'ott

on~,

but he is

But when we consider

of things, the "invisible looks," which can

be encountered only in speech (f&gt;I Ao~ ti ) , and each one of which is one
and unique, the "ona and many" problem becomes extremely perplexing
(Socrates me ntions four of the intelligibles:
the One
young

Beauty~

man~

the _Qne Go.2.£).

the

~Man,

the One Ox,

That's where the trouble sets in.

Any

says Socrates, challenging those present, any young man, once

he has tasted the flavor of that perplexity and thinks he has found a
treasure of wisdom, does net spare anyone, neither himself, nor his parents, nor any human being, who can hear him, and joyfully sets every
possible argument in motion, confounding everybody.
(16A)

Protarchus feels hit.

"Do you not see 9 Socrates," he says, "how many we are and that we are all
young men?

Are you not afraid that we shall join with Philebus and at-

tack you, if you revile us?"

But Socrates' challenge works.

Protarchus

wants Socrates to find a better road than was used up to now and to lead
them on.
Socrates retorts that there is a better road , which he

alwa~1s

loved,

�which is easy to point out, but very difficult to follow.

Whatever

human art has discovered had been brought to light through it.
Socrates' description of this batter road marks a new transition
in the dialogue.
Socrates calls this

same Prometheus

r~ad

tog~ther

a "gift of gods to men," which we owe to
with some gleaming fire (let me remind you:

Prometheus stole the fire he ga\1e to men)~

The ancients, who were

better than we and lived nearer the gods, says Socrates with deadpan
seriousnessi have handed down to us the tradition that all the things
which are ever said to exist are sprung from.Q.o.[ and MailY and have,
I
"'
P
)
inherent in their nature, Limit (lft;fd..J) and Infinitude (oUTE'-ft..&lt;Jl •
JI

We shall come back to this point in a little while.

What Socrates

emphasizes now is that we must , in every case, look for .si!le e 'f Jos
(he uses the word

t J~... hare) and next for two,,

if there be t1JJO, and

if not, for 1hree or some other .J]JJ!nber; and we must treat each of

these &lt;:J~J"., ir'l the same way, that is~ subdivide each of them~

until

11

we can see that the original one is not just one and many and infinite,

( ·1 60)

but also

12.9~

farewe ll ta the

it is."

Then we may bid farewell to infinity, bid

Lf€et of infinity .

Protarchus wants Socrates to clarify what he has said. No wonder!
Socrates provides this clarification by pointing to the letters of
the alphabet. The sound which we emit through our mou'\::.h can be called
one, yet it is infinite in diversity. A god or a godlike man, as an
Egyptian story tells, observed, however 9 that there are distinct
vowel sounds, semi-vowel sounds and consonants- -in Greek 7 vowels,
OY $OY\ta..,'l;.f
3 semi=vowelsA(~je,~)~
and 14 consonants~ more exactly 10y if we include
I \
the rough breathing sound h and exclude the 5 double consonants. This
means that be tween the oneness and the infinitude of s ound there are
definite numbers of sounds. One has to know all of them to possess
the arl of reading and writing. Socrates !!llllPhasi~ the !J.1£!!ber~ of
sounds and letters. But this example of the al phabet and the example
cf the numbers of musical intervals, which Socrates also gives j are

�AboL1t P.lat o 1 s f,11,i];_eig!L§_

meant to let Protarchus and Philsbus and us understand that t here are
numbers in the realm of the
(560-E)

't'[.., .

Lab::ir

in the dialogue Socrates

will clearly distinguish between numbers of unequal units , that is,
numbers of sensible things, and pure mathematical numbers of units,
that is, of units which do not differ at all from each other.

But

(sse esp. we learn from Aristotle that Plato also spoke of eidetic number s , of
~· XIV,

numbers of units which are themselves nothing but ~fd~

3, 1090·e.

find them means tc embark upon that better, but difficult road.

• To try to

32 ff.)

Protarchus and Philsbus do not under stand what is going on.
especially does not see

theme of

lLlhat the

~'

Philebus

which Socrates has

i n jected into the discussion, has to do with the alternative of pleasure and t houghtfulness, which was in question.

Socra tes reminds him

that t hey were wondering how each of them , pleasure as well as thought( 18E)

ful ness, was one and many, and whether "each of them possessed a number
before becoming infinite, " that is to say, whether there were

~I t

of

Gt~~

pleasure as well as of thoughtfulness, which then are dispersed among
beings that continually come into being and perish and that live their
li ves in pleasure and thought.
Protarchus is perturbed.

He understands what Socrates i s after.

He

cannot find an answer to the question. He wants Philebus to answer it.
And he formulates the question as follows; "I think Socrates is asking
(198)

us whether there are or are not

and of what sort they
(198)

does not utter a wo1-d.
true, son of Cal l ies."

a ~ e,

f;

ri..,

of pleasure t how many there are

and the same of thoughtfulness."

Philebus

But Socrates remarks: "What. you e.ay is most
He underscores the importance cf this fact by

addressing Protarchus ceremonially as son of Callias.
Protarchus is intent on bringing the discussion about pleasure and
thoughtfulness to a satisfactory end.
Socrates

promis~

was reached.

This

We learn from what he says that

that he would stay on and not go home before this end
ptomis~

must have been given, we have to assume ,

during the discussion which preceded what we read in the di alogue, and

we should not forget that.

Protarchus demands that Socrates s top per-

plexing him and the other young men and decide either to divide him-

�self pleasure and knowledg e i nto t.heir

.;1'ii1 E£

t o let th,st go, if

there bs some other way to solve the matte r s at iss ue among them.
Socrates is willing to do the latter, end this marks a new t ransition
in the dialogt1e.

Socrates claims playfully that some god has just reminded him of some
talk about pleasure and thoughtfulness, which he heard when he was
dreami ng or perhaps when hs was awake.

What he heard saying was that

neither pl easure nor thoug htfulnes s was t he good, but some t hird thing,
differe nt from both and be t ter than both.
that Socr a tes himself had in t imated t his
the

~

time.

We remember , cf cour se ,
twi c~ .

If this could be clearl y shown

He doe s i t new for
now~

s ays Socrates,

pleasure would not be the victor and it would no longer be necessary
to divide pleasure into its

'l"J., .

And Socrates adds that, while the

discussion proceedsj this will become still
What f oll ows leads to thr ee insights:

cle a r~~.

1) i t is the l ot of the Good and

only of the Good to be s elf-suff icient;

2) if we take the l i fe of plea-

sure and the t ho ughtful life separately, so that t he li f e of pl easure
is totally divested of any thought, any knowledge, any opi nion, any
memory, and the thoughtful life, on the other hand, totally untouched
by any pleasure, both lives--in this bare fo rm--cannot be conceived as

self-sufficient, as desi ra bl e and as good;

3) only a l ife made up of

a mixture of pleasure and th oughtfulne ss and sharing in both will be
the kind cf life everybody would choose.- Lat me remark t ha t Socra t es
and al s o Protarc hue list under the power s associated wi th thoughtf ulness t he power of a pprehending the intell ig iblas,va~s, which in common
parlance may s imply mean sood sense .
role for quite a wh ile.

This term will now play a central

Socrates concludes:

it has bsen sufficiently

shown that Philebus' goddess, Pleasure, cannot be considered identical
(22C)

with the good.

Thereupon Ph ilebus raises his voice:

"nor is your va~s

th e good, Socra tes ; it will be open to the same ob jections. "

(22C-D )

hear Socrates' :reactiom

''!ti you s

Let us

perhaps, Philebus ; but not s o the

�·-1 ·1-

,..

!£.Y..e vovL, which is also ~l.rJ...~J th at one, I guess, is different. I
do not as yet claim for the vo~s the prize of victory over the combined
life, but we must look and see tJJhat is to be done about the §_§!cond prize."
Socrates goes on, still speaking to Philebus:

(220}

put forward a claim, one that

vous

"Each of us might perhaps

is ,E_ssponsible for this combined

life, is its cause, the other that pleasure is:

and thus neither of

these two would be the good, but one or the other of them might be re-

[Of the combined lify." Then, turning to Protarchus, Socrates claims he might keep up his fight against Philebus in
garded as the

.£.~~

an even stronger way and might contend "that in this mixed life it is
vo~f

that is more akin and more similar than pleasure to that, what-

ever it may bet which makes that life both desirable and good."

As to

pleasure, he adds, "it is farther behind than the third place, if J!OC
( l l E.)

~

yous

is at all to be trusted at present."

The emphasis in this passage is clearly on the terms vcv S and "cause"
(oc~ri.ov). What remains unclear is the sense in which the term "cause"
is to be taken and the rank to be attributed ul timately to the voDs •

And let us not for a moment forget Socrates' own vovr.
Socrates suggests that it might be better to leave pleasure and not to
pain her by testing her i n the most precise lllay and thus proving her in
the wrong .

Protarchus disagrees.

Socrates asks whether Protarchus

disagrees because he, Socrates, spoke of 2aini119. pleasure.

second time that pain is mentioned in the dialogue.

It is the

It is done jokingly.

Pain was mentioned for t he first time when Socrates dealt with the
thoughtful life, totally untouched by pleasure.
was this:

(210/E)

and

The way he put it then

"would anyone be willing to live possessing thoughtfulness

vov5 and knowledge and perfect memory of all things, but having

no share, great or small,

in

pleasure, or in ee.in, for that matter, but

being utterly unaffected by eve rything of that sort?"

The question,

which is supposed to be negated, when put in this farm1 actually involves a difficulty:

one

~ould

perhaps be willing to accept a thought-

ful pleasureless life, which does not involve us in any pain.

The

third time pain will be mentioned is going to show pain as a close companion of pleasure and as a real evil.

Protarcihus says he

i~

not

�~·12-

shocked by Socrates' phrase "paining pleasure," but rather by Socr ates'
apparent attempt to stop talking about pleasure altoge ther and because
(238)

Socrates does not seem to understand "that not one of us will let you
go yet until you have brought the argument about these matters to an
end."

This is the second time Socrates is warned about leaving too

early.
Whew, Socrates exclaims, and predicts that a .long and difficult discussion lies ahead of them.

To fight the battle of the '/OUS for the

second prize requires new weapons in addition to those already used.
A new beginning has to be made, and this wili mean a new transition in
the dialogue .
Let us be on our guard in making this beginning, says Socrates, and we
should ind eed pay attention to these words.

Secretes suggests that

everything tha t now exists in the world be distributed in a twofold, or
rather in a threefold way.

The results of this distribution are very

different from each other.
.

W

They are called by

Soc~ates,

indiscriminately

I

and unpreciselyt~ti~ or rev~, which I shall translate by the word
"tribes," The first two have been mentioned before as a kind of Promethean gift:

the ''limitless" (ro ~7it:,fo"1) and the "limit" (r~

The third is the mix ture of these two into one.
literally, as we shall see in a moment:
now Socrates adds:

n/e°'S ).

This is not to be taken

let us be on our guard.

And

"But I cut a considerably ridiculous figure, I

(230)

think, when I attempt a separation into tribes and an enumeration."

(230)

Protarchus wonders why.
needed besides."

Socrates:

"It seems to me, a fourth tribe is

It turns out that Socrates means the cause of the

commixture of those first two.

And Protarchus, who is eager to supply

even a fifth, namely the power of separation, is told in affable words
that this fifth is not needed now, but that if it be needed later, he
should excuse Socra tes for going after it.

The mentioning of Protarchus'

proposal and the way of handling it cast a doubt on the necessity of the

�.£.~·

fourth tribe, the

The:r.e might be something strange and even

ridiculous indeed about that.

We should be on cur guard.

,,,

'

Let us consider one of the first tu10 tribes, namely r:o
The following English translations are all adequate:

etffEleo'/.

the limitless,

the endless, the boundless, the unlimited, the infinite, the innumerable,
And we must not forget the homonym

the indefinite, the indeterminate .
( 17E)

:"''foS ,

meaning the inexperienced one, upon which word Plato does not

fail to pun.
...

I

As to the second tribe, co ffG(!«f, the "limit," it becomes almost immediately apparent that, although Socrates keeps using this term, he

,,also

SUbstituteS for it the phrase "that Which has limit, II

G~ov,

that is to say, the "limited."

Protarchus and the other young

men as well as we are somewhat confused.
gate how each of

them~

'C"O n€efl&lt;.J

Socrates-proposes to investi-

the "limitless" and the "limited," are both "one

and many"; for he contends that each one of them is split up and scat(24A)

tered into many.
again:

He starts with the "limitless," warning Protarchus

"Whet I ask you to consider is difficult and debatable."

Hare are special cases of this

tribe~

parts of its manyness:

"hotter

and colder," "quicker and slo111er, 11 "greater and smaller," "exceedingly
o&lt;l

and slightly, 11 "excessive and lacking."

In each of them there is "the

more as well as the less"

JCrt:c.

constantly

' J,bt&lt;&gt;.&gt;.ov
,.. ,,
(t"o _

"ft

"

~

'J-C-'f:o~).

and never stationary--in sharp contrast to what

.§_~vancins

is determined by a fixed number, by just "that much":

s

number advances, it cease¢ to exist.
•

the expression i-"

Each of them is

A

,

~JI.\ o 11 i"G

1&lt;"'
\

~

VJ

if such a

What captures our attention is

r; r: o Y •

This expression is meant

to gather together the tribe of the "limitless" and to put upon it the
(25A}

seal of a single nature.

It is used six times in the passage we are

now considering and once more much later on.
is omitted.

~

the particle

-Cf..

This omission focuses our attention on the use of this

particle in all the other cases.
are all in the dual.

The verbs related to this expression

And Socrates summarizes pointedly:

11

by this

�- 14(240)

argument the hotter and its ,Qppostt_!! become together limitless. 11

The

"limitles~'

is a pair.

The expression "the more as well as the

lass, 11 as the seal of a single nature, seals a ,E~~U·..~Y..· And this
duality remains completely indeterminate. The "limitless" is an
indeterminate pairq
But what abou,t the "limit," on the one hand, and the "limited," that
"which has limit," on the other?

Lat us take the "limited" first.

It

is, as Socrates quite clearly states, contrary to "the more as well as
(25A/B)

the less"; it is the egual, and egualiU, the double, and any number in
firm relation to another number or a measure in firm

(250/E)

~lation

to ano-

ther measure, that is, everything which "puts an end to the variability
between the opposites and makes them proportionable and harmonious by
the introduction of number."
We understand that what Socrates means by this tribe of the "limited"
is what we read in the

5~

Book of Euclid 1 s Elements.

This book is in

all probability either a perhaps somewhat condensed copy of an original
f.l.rist.
Met. XII,
8jl073 b
1"lff.

P!oclus,
in Eucl.
Cornm.

(Teubner)
pp.67,2ff
Arist.
£]_st. I,9,
991a14ff.
i\!ic. Ethe
X,2,11'72 b

9ff.

work of Eudoxus or imitates this work.

Who is Eudoxus?

He was born

in Cnidus, on the shores of Asia Minor, came to Athens and stayed at
Plato's Academy for a while.

He was an astronomer, a mathematician,

and a geographer; he firmly established the doctrine of ratios and
proportions, including those of numerically incommensurable magnitudes;
he tried to "mix" the E: (/ti. , as understood by Plato, with all the sensible things 9 and--what is most important to us--he declared plsastire to
be the supreme 9,.'2.,0d•
Philebus.

But pleasure was not his goddess, as she is for

Eudoxus, as Aristotle reports, "seamed to be a man of excep-

tional temperance, and hence he was thought to uphold this view not because he was a lover of pleasure, but because it seemed to him that it
was so in truth."

Socrates, as we see in the dialogue, disagrees.

The tribe of the "limited" then consists of ratios.

The tribe of the

�About Plato 's

-15-

(260)

scattered n11mitles s, 11 of the

~,r

~f11€H

eov1 ~

£Ql1film~.

in .Hs inf5.ni ta manyness

found its unity in the esal of "the more and its cppcsite, 1' that is,
in "the more as well as the less."

Th e tribe of the "limited," the

manyness of determinate ratios, has not yet found its unity.
(258)

This unity

was only postulated, was only, as Socrates says, "referred to."
;i

/

was indeed a direct "reference" to the "limit" itself ( titS wo
And Socrates concludes:
(260)

There

..,

11"r!i(!clf ) •

"The limit did not contain a multitude nor did

we feel a difficulty that it might not be £l..D2. by nature."
It is at this point that we might turn to Aristotle's reports about
Plato's unwritten words t o conf irm what we found in the dialogue and

to win greater clarity.

b

987. '2628

In the

Plato:

5th

chapter of the 1st book of the

~aphysi.£,~ Aristotle

says of

"it is peculiar ta him [.f.e. Plat_g7 to pos±t a duality instead

of the single Limitless, and to make the Limitless consist of
and the Small• 111

In the 3rd book of the

Phys~cs ~

1

the Great

111hsre Aristotle dis-

cusses t he liJifil(!rn'
"'
at great length, we read in the 4th chapter again:
203a15

11

For Plato there are two Infinites, •the Great and t he Small.'"

We see

thus confirmed what we read in the Philebus, except that Aristotle, in
his own way 1, usas the words "great 11 and "small" without their comparative
(cf. 37C
and)

forms.

He keeps using these words, in speaking about Plato , at many

other places.

But, what is more important, in Books XIII and XIV of

the Metaehysic:s Aristotle mentions several times two
he puts it, out of which, according to Pl ato,

11

11

elements, 11 as

numbers" are derived.

We have to understand that Aristotle has in mi nd "eidetic numbers , "
assemblages of '~ 141 •
&lt;('»I

C'

These ttim sources are the "indeterminate dyad"

I

'C/

(ff] ii'l.C1ftl'.n::o5 G1votS') and the "one" (i:q ~Y').

minate pair of the
of the

L imitl e s s~

P hil~

in the

11

We recognize the indeter-

i ndeterminate dyad," the duality

"the more as wel l as the less."

But we see now that

what was named the 1'limi t 11 in the Philebus can also be named "the One ."
What Aristotle calls the "elements" can be called the ultimate

sou:r:~

�-16-

of everything, that which has the

fi~

rank bot.h as

be~

and

~CJ....£.,£Wers. That is what is meant by ~'~l'X&gt;-7 ~ in common parlance
as well as in most thoughtful speech. We should not assume, I think,
that Plata h&amp;.d a definitely fixed name for each of these iie:&lt;{'M{. The
terms }Pe Good, the One, the Precis~, th~..§..~~, tpe Li~it, and
perhaps the Whole are all suited to one of the :Ce)(~:, depending on
' X'1/ ,
the cont.ext i.n which they are used. As to the names of the second tXf
the "indeterminate Dyad," "the more as well as the less, 11 and the Other
(which also implies a duality) seem all of them no less suitable. In
the Philebus Socrates, in putting a seal on the tribe of the &gt;/.
Of..'TT(f;(t!_ov ,
makes its intrinsic character perfectly cleai. But the character of
I'
the 114f(;~S, the "limit , 11 remains obscured.
as

Now lat us take up the third
and of the "Limit."

tribe~

the "mixture" of the "Limitles s"

What does "mixing" here mean?

two :Z{X,6}(.~r the "Limitless~" the

11

5.ndsterminate dyad," and the "Limit,"

the "One," exert their power on each other.
described as follows.

It means that the

Wha t happens then may be

The "indeterminate dyad" duplicates the "One,"

that is to say, produces two entities , two E~J~ , duplicates each of
#
Nr
these E 1,./''1 --we may also say "divides" each of these E tQ7 --and keeps

Me~.XIII,7~

an duplicating-~we have to assume, up to a certain point. In Aristotle's
reports the "indeterminate dyad" is explicitly characterized as a daub~
ling power" (dvoJTcn/s). I t is the ultimate source of definite manyness,

1082 a 15
and

of "numbers," in the realm of the

B, 1083b36

the earlier passage, when Socrates first introduced t he Promethean gift

t:.f'57

as well as in

Oll:r

world.

In

of "infinitude" and of "limit" and urged that in every case a definite
&gt;I£

number of f:t o'1 had to be found (Bthe alphabet helping him to clarify
this point), there was hardly a discernible hint that the "Limitless"
with its doubl.ing power is responsible for the _mul tipl.i£lli of
&gt;tr

th~

Etol:f
You will remember that in this context the "limitless," the
infinite, l!las ultimately dismiss ed. Not so in the world in which we
live. What happens here is this: the "Limit," the "One," transforms
the "indet erminate dyad 11 .into a £ill~.Fmj~ one, that is to say ,
Q

�-1'1-

About Plato's

.P.hll.~

transforms the two constantly and indeterminately changing terms of ths
dyad into two stationary and determinate ones and keeps doing this,

illJ

produce st in other wordst a mtJltituds~ of~·

(3-S' DJ

Socrates can call the manyness of ratios "the offspring of the limit."

That's l1Jhy

We understand now what confused Protarchua and us u.rhen Socrates sub-

stituted "that which has limit," the "limited," for the

11

limit 11 itself.

The "limited," the assemblage of ratios, is already a part of the mixture, of the third tribe.
(26A}

But it represents a mixtur e or rather mix-

tures of a spacial kind, mathematicilpartnar ships that can give to parts
of the world we live in a certain rightness 9 ~smoue the excess and indefiniteness, and pr oduce balance and right measure.

Such mathematical

partnerships engender, for example, health, establish the entire _genuine
art of !I!Y~' bring about the temperate_.§eason~ and all the bounties of
our world, beauty and strength of the body and all the beauties of the
soul.

(.2 ~ £)

.

And Socratest addressing Philebus directly and speaking about
'

~

that proper partnership (@t 8~ JC@(. '1"'1 Y~f'L) Of mathematl.cal ratios, has

this to say~ "for this goddess, my beautiful Philebus, beholding the
(268-C) wanton violence and universal wickedness which prevailed 9 since there
was no limit of pleasures or cf excess in

,
order (VtJ,,t.GttS

,

""

~

IC.«t t'"~5tS)

them~

in which there is limito

us; I say 1 on the contrary, she kept us sa.fs."
(26C)

established law and
You say she exhausted

Socrates addresses

Phllebus 9 but we cannot help thinking of Eudoxus.

Philebus remains

completely silent.

"How does this appear

Socrates turns to Protarchus:

to you Protarchus?"

And Protarchus

answers~

"It is very much how I

feel, Socrates.''
Let us conclude:
mixture.

the common power of the two

&gt;
I
otef«~

determines the

Sometimes the community of this power is lacking.

Socrates turns now to the fourth tribe, the £!Use.

You will remember

that Socrates seemed somewhat reluctant to add this fourth to ths first
three.

And indeed, is there any need for H7

The common power of ths

�About P1 at o 1 s .E.hi~1'?.l!!!.

-18-

"Limitless" and the "Limit" appeared as the
of what it engendered in this mixture.

E~use

of the mixt..ure and

Listen now to Socrates' words:

(278/C) "Should I sound a false note if I called the fourth the £.OUse of the

mixture and generation?"

And listen to wha t Socrates one moment earlier

says with regard to all the first three tribes:
(278)

"That which fabricates

all these, the cause, we call the fourth, as it has been sufficiently
shown to be distinct from the others."
&gt;

That has not been shown at all!

/

How can ultimate sources, «f X""'' , be caused by something else? If
that were so, the first two tribes, the "Limitless" and the "Limit,"
would not be what they are.
The exploration of this fourth tribe, the "cause," is left e_endi11q, and
Socrates makes a new transition which helps him to turn backwards.
What was the purpose, he asks, of coming to the pcint they have reached?
They were trying to find out whether the second prize belonged to
pleasure or to thoughtfulness (&lt;;etv1ns).

They had posited, Socrates

reminds Protarchus and us , that the mixed life was the victor.

We can

see now, he con t inues, to which tribe it belongs, namely to the third
tr i be, formed by the mixture of all that is "limitless" and all that is

(2. 7 J)}

"bound by t he limit. 11

And now Socrates asks Philebus to which of the

three tribes his life of ummixed pleasure ,belongs.
this:

have pleasure and Eai.rr a limit or are they among the things which

admit "the mor e as well as the less"?
(27E)

Philebus' answer is:

"Yes, among

those which admi t the more; for pleasure would not be all the good, if
it were not limi t less in multitude and in the

(28A)

The full question is

replies:

'more~'"

"nor would e_ain, Philebus, be all the evil. 11

Socrates

d~yly

This is how pain

is introduced in t he discussion for the third time, and this time decisively.

For Socrates adds he would grant Philebus that both, pleasure

and pain, are in the tribe of the Limitless.
only pleasure, .!!.Q1 pain .

We note Philebus meant

Socrates' addition is decisive.

�-19-

About Plato's

Pleasure and pain are a limitless pair.

E.blJl!E..l:!.~

One of the consequences of this

't

finding ia that there are no ,,J~ of pleasu~e, in the strict sense o f
this word. We remember that Socrates had intimated that the discussion
would show in a clearer way why it would not be necessary to divide
pleasure into its

6rt1.

Socrates will use this term later on in dis-

cussing pleasure, but it will not have to be taken in its strict sense.
The next question Socrates asks Protarchus and Philebus is:
tribe thoughtfulness, knowledge and
(28A)
(288)

shall be assigned without

"For I think that our risk is not a small
one in finding or not finding the right answer to what is being asked
now." Philabus: "You exalt your own god, Socrates, you do." Socrates:
And you your goddess, my fi'.i:end. But the question calls for an answer,
impiety,

Socrates explains:

all the sama. 11

Protarchus intervenes and urges Philebus to answer.

Whereupon Philebus says:
(288)

vous

to what

my place?" This is the
look back for a

".Qi!L.vou not, Protarchus, choose to reply in
~

time Philebus raises his voice.

Let us

moment~

At the beginning of our reading we learn that Protarchus will defend
Philebus' thesis of pleasure, because Philebus himself, as Protarchus
says, "has grown tired" (the Greek word is ~J.71£[eVf&amp;&lt;.6, a pun on the word
~ff~&lt;fov).

Philebus has an opportunity to reg~et that
he spoke up again and calls upon his own goddess to witness that h~
does regret. When the "one and many" question comes up, Protarchus
remarks: "It is perhaps best for the inquirer not to disturb Philebus
( 15C)
in his sweet repose." And now he will be silent all the time, even
[tacit re- when pleasure, his goddess, is thoroughly discussed. What is he doing
ference t o
all this time? Just listenicg?
the prov er b:

A little later

PtJ

l&lt;lV(:;l"I l&lt;oC !j~l&gt;'

6~ lltf.µ.oovJ Protarchus has some difficulty in answering Socrates' last question,

namely to what tribe knowledge and voGs should be assigned, and asks
Socrates to answer this question himself . Socrates is willing. He
(28C)

declares :

11

\i.lhat you enjoin me to do is not difficult," and he repeats:

"It is easy."
(28C)

Let us be

~n

our guard.

All wise men agree, and thereby

really exalt themselves, says Socrates, that
and earth.

Socrates adds:

\lovs is king of heaven

"Perhaps they are right. 11

�About Plato 1 s E,hilebJ:!.S

-20·-

What follows is indeed an easy 9 but not too convincing "cosmological"
account \!Jhich ends with the statement that
the four tribes which was called

(30E)

again, "of all."
answer."

(30E)

"~aUJ!.~

And Socrates adds:

Protarchue:

veru,.S

belongs to that of

of all. n

Notice,

please ~

"nowi; you have at last our

"Yes, and a very sufficient one; and yet you

answered without my noticing it."

Socrates:

"Ves, Pratarchuss for

sometimes £!.ayins provides rest from serious pursuit. ir

We understand:

the "cosmological" account, which makes the voG$ the cause of all the
other tribes, was a playful account.

is the "divine

vov; "

We are not sure whether this Yovt

mentioned before.

And let us not forget

that, within the confines of human life, the best

voGs

could obtain

was the second prize.

Socrates concludes this entire discussion of the four tribes by point,..
ing to ~ovs and to pleasure. He does not mention anything pertaining
(31A)

to "limit" and to the "mixture." Let us r&amp;nernber, he says, "that vo-;;s
was akin to cause and belonged roughly speaking (&lt;rk~J~v) to this tribe
and that pleasure was itself limitless and belonged to the tribe which,
in and by itself, ~not and never will ha~ either beginning or
middle or end." Wa must add that this holds also for pain. As we
have seen, the dialogue , too, has neither a beginning nor an end, and
for that matter, no middle. The graph of a Platonic dialogue usually-not always--looks like this:

But the graph of the Philebus looks like this :

---

�-21 ...

The dialogue itself, taken as a drama, in wtdch we, the readers or
listeners, are involved, seems to resemble pleasure and pain.
it does that, it must be pleasurable and painful.

If

We will have to

But we need not wait to register the most important

wait and see ••• ~

result of the preceding discussion.

All the pleasures and pains,

small or great, which pervade our lives, reflect in their duality an
ultimate source, one of the ~eXD(.,t

,

namely the "indeterminate dyad."

It is thus that some of our most familiar and common experiences are
tied to one of the highest points human reflection can reach.
Socrates now abandons this high
A new transition is made.
been considered so far.

and turns to a much lower one.

l~vel

Only about a third of the dialogue has
I shall be able to proceed much faster from

The next task is to see, says Socrates, where each of them, that is,
Yo~j and pleasure, can be found and by means of what affection both
(318)

come into being, whenever they come into bein~. Note, please, that
,.
the vovf mentioned here is said to come into being and cannot,
therefore, be understood as the

~ternal

,...

divine vovt .

Socrates takes

pleasure first, and immediately adds that it is impossible to examine
pleasure sufficiently apart from pain.
Socratesv contention is that pain and pleasure emerge in the combined
tribe, the one, we remember, where the "limitless" and the "limit"
join together and form a mathematical partnership conducive to balance
and right measure.
(310)

When this balance is broken in us, living beings,

"a disruption of nature and a generation of pain also take place at
the same time."

''If, on the other hand, balance is being restored

and is returning to its own nature, pleasure is generated."

The

process of destruction is pain, and the process of restoration is
pleasure.

When we are being emptied, we are becoming hungry and

pained; when we are filling up again through eating, we are pleased.
And the same can be said of thirst.

It is shown later that it is

�-22 ...

!!£.i the body that hungers

oI·

thirsts or has any

sL1ch

the body cannot, therefore, be pained or pleased.
belong to the .!£!:ll, and to the soul only.

affectlon, that

Pleasure and pain

But sometimes, or rather

often enough, as in the case of hunger and thirst, the p9dy is involved.
Whenever this is the case, we face ontkind of pleasure and pain.
Another kind of pleasure and pain does not involve the body at all.
It arises within the soul itself as the sweet and cheering .b_oee of
pleasant things to come and as the fearful and woeful expectati.Q!l of
painful things to come.

Both, the pleasant and the painful expectations

originate within the soul in memory.

Socrates proceeds to give a

circumstantial description of this origin by passing from perception
to memory, to forgetfulness, to recollection, and finally to desire.
But he ands this passage by reverting to pleasure and pain
volve the body.

which in-

He points to a man who is empty and suffers pain,

but who, because of his memory, hopes to be filled again and enjoys
(368)

this hope.

"At such a time, then, a man, or any other living being,

has both pain and joy at once."

If, however, an empty man is without

hope of being filled, a twofold feeling of pain arises in him.
stress is on the duality of pleasure and pain.

The

The possibility of a

twofold pain and--although this is not mentioned--of a twofold pleasure emphasizes the duality

even more.

Let us not forget its ultim-

ate sourqa.
Looked at in this passage is also a life in which there is no feeling
of pleasure or pain at all, but only thoughtfulness and VOVf.

Such

a life had been considered much earlier in the dialogue and had been
rejected as totally undesirabia, lacking self-sufficiency and, there(338)

fore, goodness.

Now Socrates calls it "the most divine life."

tarchus chimes in:

Pro-

"Certainly it is not likely that gods feel either

joy or its opposite."

And Socrates agrees:

for either is unseemly for them."

"No, it is very unlikely;

Socrates adds that they may consider
....
this point later on, if it would help the argument; they might give yous

�credit for it in contending for the second prize.

We shall be watching .

A new transition takes placaa

(39E40C)

What follows can bs subdivided into
three parts, and the title that can be given to all of them is "On
false pleasures. " This is what happens in .E~t't 'l.,n.e.: Protarchus is
unwilling to agree that pleasures and pains could be false; he accepts
the possibility of false opinions, but rejects the possibility of
false fears, false expectations, and false pleasures; a lengthy discussion follows which culminates in the assertion that a just, pious
and good man, 11 a 11 fr i end of the gods, 11 has "true pleasures," while
an "unjust and thoroughly bad man" can only haus "fals e pleasures,"
which imitate the "true pleasures" to the point of r i dicule; and the
same can be said of pains.
This, now, is what happens in £.§_rt two:

we are reminded that pleasure

and pain are a limitless pair tied to "the more as well as the less";
any one who feels pleasure in any way always really feels pleasure;
but these pleasures may be felt as present pleasures and also as
beJ ~!.l

pleasures to

in the future; the latter ones may be false

because they may not come into being as expected, not as great and
intense as expected; and when, in our feelings, we are trying to compare pleasures with pleasures, or pains with pains, or pleasures

~!th

pains, we may reach entirely fals! results, because of the limitless
and indeterminate character of both, pleasure and pain.
The thircLear't of this passage does not concern false pleasures directly,

but r ather pleasures falsely understood or falsely judged.

The theme

of pleasure and pain is a common topic in Plat o's own tims, widely
discussed by outstanding men.

One of the opinions about pleasure, re-

jected by Socrates, is that freedom from pain is identified with
pleasure.

For some men this opinion amounts to the firm denial of

the existence of pleasures altogether.

For them that what Philebus

(44C-D) and his friends call pleasures are merely escapes from pain.
men are men

11

of harsh judgments."

These

Socrates does not mention any

names, but it is highly probable that Antisthenea is one of these men.

�Antisl:.henea is ii:'epLtted to have said:

"should I ever meet Aphrodite,.

I would strangle h::1:r.· w.ith my own ha nds. 11

I have condensed this passage of the dialogue to the utmost.

But you

understand that it challenges the conviction of Philebus radicallyo
Lat us look at him again.
listening?

He has not said a word.

We know , he had grown tired.

Is ha re ally

Has not his sweet repose

mentioned by Protarchus a long time ago transformed itself .into
sound sleep?

And

~Elfil!t

sound, dreamless sleep, l!Je should observe 9

excludes any feeling of pleasure and pain, brings about, in other words,
a condition of the

11

most divine life, n ye t a .condition not compatible

with Philebus' own aspirations.

Yes, there he lies, the beautiful

Philebus, with closed eyes and closed ears, while Socrates continues
the inquiry, imposed upon him by Philebua, Protarchus, and the other
young msn.
A subtle transition is brought to pass inasmuch as Socrates takes
those men "of harsh judgments" with whom he disagrees as alli es.

He

is going to describe more accurately what pleasure means to these men,
who oppose it or deny its existence.

Ws have already seen that pain

and j oy can be felt at the same time.

The point is now emphasized:

pain and pleasure do not only constitute an indeterminate pair, but
they also~ with each other. This is again shown by Socrates in
a tripartite way. ~mixtures of pleasure and pain a:re those in
which both pleasure and pain, involve the body, as, for example,
46A)

}.tchi.D..9. and ~stchir:)£,, which Prcta~chus tends to consider a "mixed

47C)

evil." ~mixtures are those in which the body and the soul con~
tribute the opposite elements~ "each adding pain or pleasure to the
other's pleasure and pain," as, for sxample--we have heard that before-a man suffers from thirstt is pained by his bodily emptiness, but
rejoices in his hope to be filled, a hope entertained only by his soul.
The third kind of mixture is the mast important; it is the one in
which the soul and only the soul is i nvolved.

Socrates gives as sx-

amplea of pains belonging to this third kind:

anger 9 fear, longing,

�About Plato's
mourning, love, jealousy, envy; and he asks:
(47E)

them full of ineffable pleasures?"

Eh!1-.2..~

"shall we not find

He then refars--in....,EDe

SJfillte~

only--to anger and to mournings and longings in order to show the
mixture Of pain arid of pleasure in them. Pratarchus f ully agrees.
Socrates' next question is: "And you remember, too, how people,
(48A)

at

tra~dies,

enjoy the spectacle and at the same time weee,.?"

"Yes, certainly," says Protarchus.

Whereupon Socrates asks:

"And

the condition of our souls at comedies--do you know that there, too,
(48A)

there is a mixture of pain and pleasure?"

Protarchus' answer is:

"I do not quite understand." Socrates confirms that it is not eas~
to understand such a condition under such cfrcumatancsa, and Protarchus,
on hie part, confirms that it is not easy for him.

It is not easy for

us either.
This is the short beginning of the discussion about the third kind of

(508)

mixture af pleasure and pain 9 which involves only the soul. And now,
surprisingly, Socrates launches into a Jengthy explanation of what
happens to spectators at comedies. It takes no less than four pages,
and ends with Socrates' contention that pain is mixed with pleasure-not only for spectators in the theater, where tragedies and comedies
are performed--but also "in all the tragedy and comedy of life."
Today, we are prone to call any horrible or simply sad
event a
"tragedy" and a funny one a "comedy." But that was not done in
ancient timeso The expression "tragedy and comedy of life" in the
dialogue is highly unusual and even paradoxical. It is almost unique;
a somewhat similar phrase referring to tragedy, ll£i to comedy, can be
found only in Plato's ~· Why is this expression used in the
Philebus? Let us hsar what Socrates sayse

Ha takes up .§!.nvi first.

Envy is a pain cf the soul, but we also see

an envious man rejoicing in tha evils that befall those close to him.
Thus envy is both pain and pleasure.
ridiculous.

Socrates than takes up the

The ridiculous is in the main the consequence of a dis-

�position in the human soul which contradi cts the famous inscription at
D~lphi.

A ridiculous man is a man who does not know himself.

folly of not knowing oneself can have thr ee aspects:
being~ than one

Thi s

1) the conceit of

is; 2) the conceit of bsing more

.~utiful

than

one is; 3) the conceit of being more virtuous than one is, especially
.!!!J.ser than one is ( JoJoC'tn:P{rx).
most

nurnerou~.

This third kind of conceit. is the

Now, wa tend to laugh at men t hus conceited.

cases muet be distingui shed here.

But t wo

Those whc are laughed at may be

strong and able to r evenge themselves, and a r e then

p owe rful~

and hateful; far folly i n the powerful is hateful and bass.

terrible,
Or they

are weak and unable to r evenge themselves, and then they are truly
ridiculous.

When we l augh at the follies of such men, who may be our

friends, we feel pleasure.

But to feel pleasure at the follies of

our f riends is what envy brings about, s i nce it is envy that makes us
rejoice in the evils that befall these our f riends, and envy i s painf ul .

Therefore, when we laugh at what is ridiculous i n our friends,

we .!l!!ii pleasure and pain.
It is not quite clear how all this explains what happens at comedies,
although Protarchue appears to be satisfied .

Socrates adds that all

that was said by him so far concerned only envy, mourning, and anger
(he omits 101.1ging,, which was also mentioned by him in that one sentence
he uttered before passing on to tragedies and comedies).

And now ,

Socrates declares, he need not go fuxther and Protarchus ought t o accept

the asser tion that there are plenty of mixtures of pain and of pleasure.

But now something extraordinary happens that s heds more light

on the t heme of comedy .
You will remember tha t the young man, who surround Socrates, extracted
from him the promise not to go home before bringing the discussion
about pleas ure and thoughtf ulness to a satisfactory end.

And you will

also remember that Protarchus, later on, remi nded Socrates of this

�-27...

promise and assured him that not one of the young men would let him
go before the end of the discussion was reached.
Socrate~

(500)

says now:

midnight come?
let me off."
words?

"Tell me then:

Listen to what

will you let me off, or will you let

I think only a few words are needed to induce you to
How strange!

Why on earth does Socrates utter these

Is this the Socrates, who is known for his never abating eager-

ness to discuss things?

Has he grown tired like Philebus?

Or is it

that envy has entered not only the ~o ~of , but also the stage, the
"comedy of life" presented in the dialogue?

Incredible as it might

(cf. Apol""

seem, Socrates appears to be envious seeing Philebus asleep, "divinely"

.£'lY. 40C-E)

asleep, without pleasure and pain.

Does that not mean that Socrates

is .e_ained by this envy and yet also pleased by the ridiculous aspect
of Philebus' sleep, which manifests the latter's "conceit of wisdom,"
the Jof oC"&lt;:J&lt;p[ot of friend Philebus? But what about ~' who read or
hear the words of the dialogue and are the spectators of this "comedy
of life"?

Well, we are puzzled and £leased by realizing that Socrates

of all people is envious at this moment, and we are also Qained by witnessing what happens to him.

We might refuse to accept that this is

what is going on at this moment, but this refusal would only mean that
we expect to be pained and pleased, it we accepted it.
Yes, the dialogue is pleasurable and painful

deed

&gt;1

(tPy't), in addi-

tion to dealing with pleasure and pain in speech ()I.OJ'::')•

And is

there any need to mention the pain and the pleasure one feels in reading, or listening to, the dialogue in all its deliberately complex
and inordinate convolution?

We understand now, I think, why the title

of the dialogue is Philebus.
Socrates proceeds, of course.

He takes up now--and this is a new

transition--the pure pleasures--that is, pleasures unmixed with pain.
Socrates lists five kinds of such pleasures, four of them conveyed
to us by our

(lSflsPs, ~

involving that which cannot be sensed.

The

firet four kinds of pure pleasure have their source in beautiful
figures, in beautiful colors, in clear sounds and in many odors.

The

beautiful figures are !l£i beautiful living beings or paintings, but--

�-28-

(51C)

"says the argument 0 --a straight line drawn with the help of a ruler, a
circular line drawn with the help of a compass, plane figures drawn
with the help of these same tools, and solid figures constructed with

(53A-B) the help of suitable instruments.

The beautiful co~ are pure

colors, in which there is no trace of any other color,
are those that sand forth a single pure tone .

Clear

§.2~

The pleasures which

these figures, colors, and sounds generate are pure pleasures, unmixed with pain. As to the pleasures of smell, they are, as Socrates
playfully says, "lemdivine."

The last kind of pure pleasure-and this is deeply serious--is that which has its source in the known
or the knowable, accessible to human beings without hunger for learn(52A)

ing and without pangs of such hunger.

What Socrates means is .£9.!:!,-

le~s 9 the dssi:re
to know, as we feel it in the pursuit of knowledge. This pleasure of
contemplation is felt by exceedingly few.
templatioo (8€1.Jf(rs,), which is

!lE.i preceded

by

The transition now made leads to a passage that again has three

(53C)

parts, of which again the third is the most important. The first part
extends in soma way the realm of pure pleasures by the statement that
what characterizes such pleasures is due measure. The second part
makes us understand that the pure pleasures are, because of their
purity, also ~ pleasures. In the third--the longest--part Socrates
refutes 11 certain ingenious paople" while accepting one of their premises. These "ingenious people" are reduced a little later to~
man, and t here is hardly any doubt that this man is Aristippus, His
prsmiss 9 which Socrates accepts, is that pleasure consists in a erocess o.f._~enerati9.!}_ and has no stable bei!J.£. What is rejected by
Socrates is that such a process in itself is a good, To refute this
assertion Socrates proposes to consider the relation that the process
of .£2!!!i...!29. into being (J~Yl,ts) has to .E.&amp;o.a (oJoc'Or). The question
is: which one of the two is for the sake of the other? Protarchus
re-phrases the question as follows: do ships exist for the sake of

�Abcnit Plato 1 s PhilE!,bJ;!.!!

shipbuilding or is shipbuilding for the sake of ships?

Protarchus

knows the answer to this question, of course, but Socrates gives the
answer in an all-comprising form:
(54C)

for the sake of some

~

for the sake of being."

"every inst.ance of _generation is

or other, and

~

generation

Now, the being for the sake of which the

process of generation takes place is "of the order of the good,"
while the process of generation itself is !!21 of that order.

Therefore,

says Socrates, we must be grateful to him who pointed out that there
is only a generation, but no being of pleasure.

He makes a l aughing-

stock of all those who find their highest end in pleasure and know
that pleasure is nothing but a process of generation.
highest end is not of the order of the good.
(SSA)

For their

Protarchus concludes:

"It is a great absurdity, as it appears, Socrates, to tell us that
pleasure is a good."

...

There is a new transition, in which courage, self-restraint and vov$
are mentioned and which begins to move the dialogue upwards.
is now to consider

vovs

The task

and knowledge carefully and to find out what

is by nature filirest in them.

We expect that their truest parts will

be joined with the truest parts of pleasure in the desired mixed life.
Two kinds of knowledge are distinguished.

One is necessary to produce

things, the other serves education and nurture .
the "know how" of the producing arts
a division is to be made.

Some of

The productive knowledge,

is taken up first, and here again

th~se

arts are acquired by practice

and toil, aided by guessing, and lack precision.

They do not use

sufficiently the arts of counting, measuring, and weighing.

This

holds, Socrates says , for music, as it is commonly practiced, for
medicine, agriculture, piloting, and generalship.

But in the arts of

building, shipbuilding, and housebuilding, for example, there is much
more precision, because measuring and the use of ingenious instruments
play a much greater role in them .

It is at this point that Socrates

divides the arts of counting and of measuring (not, however, that of
weighing) into two kinds.

Some counting refers to visible and tangible

units, which are all unequal; but there is also counting of units

�P.bou.t Plato's

that do not differ at all from each other.

Ph!J.E~~

This kind of counting is

the basis of the true art of numbering, of true "arithmetic."

The

art of measuring may also refer either to visible and tangible things
or to entities that cannot be sensed.

To measure, and to deal with,

the latter entities means to be engaged in "geometry," not for the
purpose of production and trade, but for the purpose of knowing.

And

this holds also for the careful study of ratios and proportions.
These true arts of numbering and measuring serve education and nur-

We eee that there is a kind of knowledge purer than another,
as one pleasure is Qurer than another. This purity of knowledge brings
abou t much greater clarity and precision and much more truth.
ture.

But there is, beyond that pure mathematical knowledge, the power of
dialectic.

It deals with Being, True being, with that which always

immutablY. is. Protarchus remembers at this point the claim of Gorgias
that the art of persuasion, the rhetorical art, surpasses all other
arts.

Socrates replies that he was not thinking of the art that sur-

passes all others by being the "greatest," the "best," and the "most
useful" to men; he was thinking of the art or the knowledge which is
most concerned about

clearne~,

.e..recision, and thg most true, however

little and of little use it might be.

Socrates asks Protarchus to

look neither at the usefulness nor at the reputation of the various
sciences, but to consider whether there is a power in our souls which
is in love with Truth and does everything for the sake of Truth.
Would this power possess thoughtfulness (~eoiHJCi'&lt;.f) and
greatest purity?

vovs

in the

Protarchus concedes that this must be so.

To be in love with Truth does not mean to possess it or to contemplate
it.

It means to pursue it, to try to find it, indefatigably, unre-

mittingly; to pursue it means to submit to the power of discourse, a
power that is able to discover in the spoken or silent words that which
make

speaking and thinking ultimately possible, namely the unchange-

able and, thereby,

~

beings.

But, ae Socrates points out, the many

�·~3 1""

existing arts end the men engaged in them do not submit to the power
of discourse, but are satisfied with their opinions.

If a man sees

fit to investigate nature, he spends his life in studying this world

of ours--that is to say, tries to find out how it came into being, how

By doing t hat, that man toils
to discover transient productions of the present, the futur e and the
past, not what unchangeably always is . And Socr ates asks: 11 How can
we gain anything gable about things which have [lO s t ability whatsoever?" The argument compels us thus to see that the stable, pure,
and true, can only be found i n what is eternally the same without
change or mixture or , Socrates surprisingly adds, "in what i s most
akin ta it." He may mean the moving , but never changing celestial
bodies.
it is acted upon and how it acts itself.

(598)

(59C)

This passage which deals with t he

peated reference to vcu f
most.
~

and

This reference is the

pure s~

knowledge ends with the re-

4' ft~ v'!llLS , ttihich have to be honored

~

transition in the dialogue to the

passage of t he dialogue.

This last passage is about t he most
fulness and pleasure are mixed.

desi~able

life , in which thought-

Socr ates undertakes now to make t his

mixture with the help of Protarchus .

We expected and still expect

tha t the .eure plaasu:i:·ss and the QUrest kno1JJledge wi.ll be joined in

this mixture.
Before the mixing begins , Socrates reminds Protarchus and us of what
had been said before.

Philsbus had claimed that pleasure was the true

goal of every living being and that these two wor ds, "good" and
"pleasant, 11 mean the same thing.

calirned that

11

Socratsst on the other hand,

gaod" and "pleasant" mean d.i.ffersnt t hings and that the

share of thoughtfulness in the good is greater than pleasure's.

They

had agreed , Socrates continues, that any living being , in whom t he

�About Plato's £.hilebus
good is present always, altogether, and in all ways, has no further
need of anything, but is perfectly self-s ufficient; but that neither

a lifa of pleasure unmixed with thoughtfulness nor a thoughtful life
unmixed with pleasure was a desirable life.
Directly related to the task of making the mixture is the t as k of
winning a clear understanding of the good in the well mixed l ife, .£!:.
(61A)

at least an outline of it, so as to be better able to find out

J?.e.

what in the well mixed life the second prize should be assigned.
remember that Socrates had raised the question before.

We

At that time

the possible recipients of the s econd prize were va~s and pleasure.
Note that in this last passage of the dialogue

vovs has not been

mentioned so far.
This is now what Socrates eays jovially and playfully just before he
begins to make the mixture:

"Lat us make t he mixture, Protarchus,

(518/C) with a proper prayer to the gods, Dionysus or Hephaestus, or whoever
ha be who presides over the mixing."

Dionysus leads on revellers

and presides over orgies; he stands here for pleasure.
is known for his thoughtful and sober craftsmanship.
tinues:

(6 1C)

Hephaestus

Socrates con-

"We are like wine pourers, and beside us are fountains--

that of pleasure may be likened to a fount of honey, and the sober,
winelesa fount of thoughtfulness to one of pure, health-giving water
of which we must do our best to mix as well as possible."
The first question is:

should Socrates and Protarchus mix

sure with all thoughtfulness?
be safe.

ill plea-

Socrates observes that this would not

It would bs better to mix first that pleasure which was

more truly pleasure with that knowledge which wa.a m9st true and
.J2!9Ci~.

Protarchus agrees.

But Socrates is not satisfied.

~

let ua

assume , he says, a man who is thought ful about justice itself·-that
is, about the ~!/os of justice, and is guided in his reasoning about

�everything that. t n .:ly_ :ts by his app:t ehenslon of the intE1lligible ~ by

his VOEtV , (it ia the fil'st t.ime that
passage of the dialogue).

vovs

is mentioned in this last

If this man is fully cognizant of the

mathematical circle and the all-embr acing celestial sphere, but is
ignorant of our human sphere and J:iJ:!..man circles, w.ill this man have
sufficient knowledge?

No, says Protarchus, it would be

ritii~ulous

"Do you mean,"
Socrates asks, "that the unstable and impure art of the untrue rule
and circle is to be put with the other arts into the mixture? '' Yes,
says Protarchus, that is necessary, if any man is ever ta find his
way home. Socrates and Protarchus go farther. They put music, which
they said a while ago was full of guesswork and lacked purity, and
all the deficient kinds of knowledge mingling with the pure into the
mixture.
for a man to be concerned only with divine knowledge.

(628)

Then Socrates turns to the pleasures.

Here again the pure and true

pleasures are not the only ones to be put into the mixture.

For the

first and only time in the dialogue Socrates mentions "necessary plea(62E)

sures," by which he means pleasures connected with the satisfaction of
vital

needs~

arises:

and adds thsmto the pure ones.

And the further question

is it not advantageous and harmless to let all pleasures be a

part of the mixture, just as it was harmless and adv antageous to let
~

the arts and all knowledge be such a part?

Whereupon Socrates

says: "there is no use in asking us, Protarchus; we must ask the
53
( A/B) pleasures themselves and the different kinds of thoughtfulness about
one another."
(638)

That's what Socrates does.

He asks first the pleasures:

"would you choose to dwell with the whole of thoughtfulness or with none
at all?"

And Socrates lets them answer that for any tribe to be soli-

tary and unalloyed is neither possible nor profitable; ''we think the
best to live with is the knowledge of all other things and, so far as
(638/C)

is possible, the perfect knowledge of ourselves."
it is Socrates whom we hear speaking.

Let us not forget,

It is highly doubtful whether

the pleasures can speak--and can have any knowledge of themselves.

�And now Socrates turns to thoughtfulness and Vovs.(!t is the second
time that vo~s ie mentioned in this last passage of the dialogue).
Socrates asks then whether they want the greatest and most intense
pleasures to dwell with them in addition to the true and pure pleasures.
And Socrates replies for them--that is, for thoughtfulness and

that the true and pure pleasures are almost their

own~

Yous ,

and also those

which are united to health and self-restraint and all those which are
handmaids of virtue; they should be added to the mixture;

as

to the

pleasures which madden the souls of men, which are the companions of
folly and of all the other vices , it would be senseless to mix them
with the

Yo

vs .

This is the third time that

voCs

is mentioned in the passage, while

thoughtfulness (~e~v,~cs), which was also addressed by Socrates, is
left out.

...
vaus
(64A)

When Socrates has finished replying in the name of both

'
and 4tt&lt;&gt;t17(l'£$,
he says to Protarchus:

this reply which the

vo~s

has now made for itself and memory and right

opinion is thoughtful and sensible?"
so."

Which vo~s

"Shall we not say that

is this vo~j ?

And Protarchus says: "Very much

Ia it t he "divine

voGs " that Soc-

rates contrasted wit h his 6wn in his reply to Philebus a long time
ago?

No, it is Socrates who was speaking guided by his own

It is

!JE.i

the

vo:is

vov$.

that the "easy" cosmological account found to be

"the cause of all" and that the sagas, in exalting themselves, declare
to be "king of heaven and earth."

It is not the fourth tribe of the

Promethean gift, which Socrates introduced, fearing to appear ridiculous
by doing that .
i~ure

Soc:r.ates' own vo

vs

is responsible for the kind of mix-

he makes to produce the life which combines thoughtfulness and

pleasure , is the cause of this l ife.

It is neither the cause of the

commixture of the "limitless" and of the "limit, 11 nor the cause of
these first two tribes of the Promethean gift.
What does the original introduction of the

voCr

as the "cause of all"

and the subsequent somewhat veiled rejection of this

vovS

mean?

I

�-35-

think it means a subtle mocking of Plato's great pupil

Aristotle~

Aristotle's thoughts must certainly have been familiar to Plato in
(Cods)&lt; Mar·cianus)
his lata years. A passage in an ancient manuscript ~ that informs us
about Aristotle's life, hints at lively controversies between Plato
....
and Aristotle. Plato appears to have nicknamed Ar.istotle o" vovs
and to have once said, when Aristotle was not present at a meeting:
"The

vo~s

is absent; dullness reigns in the lecture room."

know that the investigation of the different meanings of

(~~~~~ ) and of the divine vous
works.

We do

~

plays a decisive role in Aristotle's

What the dialogue intimates is that vo;J,J is above all a

.b.!:!-

man posssssi onf and that Socrates is the embodiment of this vo~s

o

Socrates compl etes the mi&gt;&lt;ture by pointing to the necessity that trutJJ.
must be a part of it, and then asks what is the most precious in it and
the

£.~ief cau~

for this mixed l ife to be most lovable.

The answer is:

due measure and JE.9.£.0rtion which bring a.b out beauty and excellence.

body is ignorant of this.

We should more

properly~

No-

howe\/er , consider

these three 9 beau~~ truth~ due measure , as the components of the goodWe sea , first: vo~s

ness of the mixture.

pleasure; secondly:

is more akin to t r uth than

not hing could be found mor e immoderate than plea-

sure and nothing is more in harmony with due measure t han

voCs

and

v oCs has a greater share in beauty than

knowledge ; and thirdly :
pleasure .

And now, finally , Socrates gives a list of the bsst human possessions

fiE.tl something like Measurep Due

in their proper order.

Measure~

Propriety, and like ever ything which must be considered of the same
order.

~cQ!J.fllJ!_

comes what is well proportioned, beautiful, has been

completed and i s suffi ciant 9 and all that belongs to that very family.
(668)

Socrates continues:
insist on

yov~

"As to the thit.9.- -this is my prophesy--if you
I'

and &lt;Pe a ..; '1 n~ , you will not wander far from the truth . "

I s vavs relegated to the third place?

No, it is elevated to the

�-36-

proper rank, if you consider the role the t.r!fili played in the entire
Foutth.'l;.v come the different kinds of knowledge, the arts,

dialogue.

the true opinions; and f:lfthll, the painless pure pleasures of the
soul, some of which accompany

and some of llihich--as we

~CL~

have ssen-- accompany £2..rce_g~ (observe that knowledge was not

mentioned before among the pure pleasures, presumably because the

.

gurs4ll of knowledge involves the

desi~

in which pain and pleasure are mixed)o

to know, involves

There is no sixth place, says

He reminds us that neither

Socrates , quoting Orpheus.

~

G(&gt;&lt;.J$ ,

voCs

nor plea-

sure is the good itself , since both are devoid of self-sufficiency .
But within the mixed life , which is the victor ,

vous

has now been

given the second prize , while pleasure--as Socrates' own voCf

had

predicted a long time ago--is farther behind than the third place .
Note that this holds even for pure pleasure and that the satisfaction
of vital needs is not mentioned at all .

Pleasure is fifth .

We should

be. aware that, according to the tradition 9 the people called "Pytha-

goreans" associated the goddess Aphrodite Lilith the number five.
The list given by Socrates is strangely unprecise and inordinate .

It

is indeed only an

The

&gt;I

rJ.rf'(:-1..[?oll

,

outliD~

of the good in the most desirable life.

the "limitless , " the "indeterminate," reigns, though not

supremely , in the dialogue .

I shall not koep you until midnight.

a discussion •••

Good night!

But there will be

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                    <text>*

Plato' s Ion

This lecture is, as you know, about Plato's dialogue entitled !gn.

My main purpose is to show how, I think, a Platonic dialogue ought to
be read.

The lecture will have two parts.

The first will present to

you what happens in the dialogues in the second part I shall try to
describe the wider frame into which what happens in the dialogue fits.
Socrates meets Ion in A.thens. We are inclined to think that
Socrates is known to us, to some extent at least, but we might be
mistaken. As to Ion, his home is Ephesus, an Ionian city on the shores
of Asia Minor.

He is well known as • rhapsode.

He tells Socrates that

'

he has just arrived from Epidaurus, where he attended - as a rhapsode the festival in honor of Asclepius, the healing god. What is a rh&amp;psode? A rhapsode (literally1

a stitcher of verses) is a man who, at

appropriate occasions, recites, or better, declaims poetry majestically
and touchingly.

Socrates wonders whether the Epidaurians honor the

healing god with a contest of rhapsodes also, and Ion confirms this,
adding that everything else that belongs to the art over which the
Muses

preside is involved. We suspect that Socrates wonders what

relatinn the declaiming of poetry has to healing. Socrates - a.rd we learn that Ion won the first prize in that rhapsodic contest, and
Socrates urges him to achieve the same result in Athens at the Panathenaean festival celebrated in honor of' Athena, the goddess not only

of war, but also - among other things - of health. Ion confidently
expects this to happen.
Socrates begins his challenge.
5308

He says1

"I have been often, yes,

jealous of you rhapsodes, Ion, because of your art",

The English word
/

.. art", which I have just used, translates the Greek word itXV'J •
I

·i mplied in Ion!.s use of the word µ,avu'lf&lt;-1

*

It was

• the art over which the Muses

A lecture given by Jacob Klein et St. John's College, Annapolis, Maryland, October 1, 1972

�-2-

preside. Today, we mean by "art" something highly admired and respected, attributed to "creativity" or to "genius" or, at least, to talent,

but also something that is taught to children in school. A similar
ambiguity characterizes the word

I

·r:~.~V?

, as we shall see in a mOlllent, wt

what is much more emphasized in it than in the English word "art" is

laiowledge, the skill, the "laiow-how••, inv.o lved in any making, producing,
and behaving that men engage in.

In continuing his speech Socrates uses

./

the word

1:~

Y.V'7 for

the second time, right away.

sources ot his jealousy•

He exposes the

the r{'&gt;;'V~ of the rhapsode, Socrates says,

teaohes him how to adorn his body so that he should look as beautiful
as possible, and it also imposes upon the rh&amp;psode the necessity of

passing all his time with the works of many good poets and especially with
those of Homer, the best and divinest poet of all of them, so that he
would know Hom.er' s thought tull well and not only his words. · For, as
Socrates suggests, there couldn't be a good rhapsode, if he did not
understand what the poet says1 the rhapsode should be an expounder of
the poet's thought to those who listen to him1 and it is impossible to
be a good expounder. if one does not know~ the poet .says.

It is

all this that makes Socrates jealous.
Ion agrees with Socrates.

This matter of expounding, says Ion, is

certainly the most laborious part of his artr and he thinks:·;that he can
speak about Homer better and provide more and better thoughts about H0111er
than anybody else.
5JOD

"Good news, Iont" exclaims Socrates. He understands Ion's words
to mean that Ion will not grudge hiDl an exhibition of this power. And
Ion stresses that it is indeed worth while hearing how well he has
adornell Hom.er, so much so, that he deserves to be crowned with a golden
crown by the lovers of Homer.

In mentioning his "adorning•• of Homer, Ion

uses the very word Socrates used with reference to the rhapsode's body.

�-3-

It turns out that Socrates is not yet ready to listen to Ion's
exhibition.

Instead he begins to question Ion, a.nd this questioning

leads to most comical and, at the same time, most serious results.
The first question is whether Ion is so marvellously skillful
about Homer only or also about other poets.
Homer only, and that is sufficient.

Ion's reply is•

about

Ion agrees that there are things

about which Homer and Hesiod, for example, both say the samei in such
cases, Ion asserts, he would of course expound equally well both Homer's
and Hesiod's words.

But what happens, Socrates inquires, if the two

poets do not agree, as, for example, about the "art of divination''?
Who then would expound better what the two poets say, Ion or one of the
~ood

seers?

Ion's answer iss

one of the seers.

We have to note that the first and onlr example chosen by Socrates
to illustrate possible disagreement among the two poets, n.amely the "art

rl:&lt;l,)7

of divination". that is, the
/

/

called µdVilk1J, shows clearly the

,,

r

.

ambiguity of the word r~ XI/~ • Does the seer, the_ ftri.VllS , possess •ny
knowledge about his seeing, prophesying, divining?
divination at his disposal?

Is the "know-how" of

Would he be a !!!!!!: if it were?

The next point of Socrates is that Homer and all the other eoets
spoke about the s111Y1e things, about war, about the mutual tntercourse of
men, about the gods in their intercourse with

e~oh

other and with men,

about the heavens and Hades, about the origin of gods and heroes.
Socrates does not say whether the poets agreed or disagreed in speaking
about these things.

It is Ion who makes the point that the other poets

did not treat these things the way Homer did.

He asserts that they did

it in a far worse way. We remember that Socrates, too, called Homer the
.b est and divinest of all the poets.

But now Socrates turns to Ion's

�-4-

ability to distinguish between

go~

and bad ways of speaking about

If the talk is abou.t numbers, who will be able to distin-

something.

guish between the good and the bad speakers?

The answer is, Ion has to

agree, a man who possesses the art of numbering, the ''arithmetical art"
I

)

.JI

.I

the TG,~t/17 «flrlf-7Tll('l, that is to say, the "know-how" of counting and

or

handling numbers.

And if the talk is .about wholesome food, the man

who will be able to distinguish between the good and the bad speakers is
a doctor, that is a man who possesses the art of healing (the
/

)

'ltX.TflK~ ) •

i{&gt;(Y17

In . summing up, Socrates can now state that, whenever many

people talk about the same thing, one and the same man will know who
speaks well and who speaks badly. We have to surmise that Socrates
means that this man possesses the appropriate knowledge, the appropriate

Ti'XV'? •

And Socrates concludes that, since Homer and the

other poets speak about the same

thi~gs

and Ion knows who among all of

these poets speaks well and who speaks in a worse way, he must be
marvellously skillful And knowledgeable about all these poets, that is,
cf.
we understand, must have the suitable
5388
be called the rhapsodic art.

-r/xv 7
1

which in this case ought to

Socrates, we rema:mber, had. spoken of this

.I

rexl/7

at the beginning of the conversation.

Ion cannot help accepting Socrates' conclusion and is thereby led

,

X ,~.\to wonder why he ''simply" drops into &amp; doze when he hears some body disHJ.,.·
pun on cuss poets other than Homer and wakes up and pays close attention and

off~

&amp;1txvws

has plenty to say himself onl_y when Homer is mentioned.

Socrates claims

532C to know the answer. "This is not difficult to guess", he says; and he
states explicitly that Ion is clearly unable to speak on Homer ~
/
' .,
. /
art and knowledge (-r~xv';J KcxL e1TldT'7fJ-2 ) , for if he were able to do it
with art, that is knowingly, he would be able to speak about

fil

the

other poets as well. We have indeed to suppose, Socrates says, that

�-s/

the whole in question here is the art of poetry ( TTol'}Hk"'] ) , and to
speak about it knowingly means to .!m2! it as a whole, that is, to know
what all the poets said and meant.

Socrates asks Ion whether this is so.

All that Ion has to say in answer to this rather puzzling question

532C is "Yes", Socrates is not certain whether Ion understands his point,
/

to wit, that whatever the art, the Te'X.V) , may be, once it is given
as a whole, the way to look at its parts is always the same.

Socrates

will expound this, therefore, at some length by giving quite a few
532D

examples.

But before doing that he asks Iona

"are you in need of

hearing from me what I mean?" And Ion replies that he

isa

c~rtainly

••for I enjoy listening to you sages". Whereupon Socrates remarks 1
"surely it is you rhapsodes and actors, and the men whose poems you
chant, who are sager whereas I speak nothing but the plain truth, as a
sim:ple layman might".

And he adds that what he means is indeed a

trivial commonplace, not arrived at by rules of art, rut within reach

or

everyone.
Here are the examples.

There is the whole art of painting.

It is

-

impossible to find a man capable of deelaring which paintings of one
.'•

painter are good or bad and totally incapable of judging the works
any other painter.

~f

The sa..'!lle holds of the art of seul.:eture, of

flute-playing, of harp-playing, of singing to the harp, and of the
art of rhapsody. With these examples Socrates changes his point
somewhat 1 the skillful and knowledgeable speaker is not only able to
distinguish between the good and the bad artists but also between the
good and the bad works of any one of those artists.

Could there be a

man, for instance, who would be able to talk with understanding about a
number of rhapsodes but would be unable to say what Ion of Ephesus does

.!tl1

and what he does badly?
Ion is com.palled to accept Socrates' points but. this makes the

�-6-

experience he has of himself completely incomprehensible to himt

he

excels all men in speaking on Homer, everybody is in agreement about
that (let us not forget1 he just won the first pr1£e 1n Epidaurus), but
he cannot speak well on the other poets.

How comel

It is up to

Socrates, Ion says, to see what that means.
Socrates retorts that he
a lengthy speech.

~

~

see what it means and launches into

he says and the way he says it make this SJ&gt;'9ech

the central event in the drama which the dialogue presents. Socrates
first repeats what he had said before about Ion's ability to speak well
on HOll!ler and Homer onlyt

this ability is not due to a

knowledge that Ion possesses.
addition to that statement1

to any

But Socrates now supplies a positive
this ability of Ion stems from a "divine

power11 1 and Socrates provides a vivid image
work.

r/x_y·7 ,

or

this power and of its

It is like the power in the "magnetic'' stone, so called, namely

"magnetic," by Euripides, the poet.

This power not only makes the stone

attract iron rings but also infuses itself into these rings so that they
can attract other rings and thus form sometimes a long chain of iron
rings suspended one from another1 the power in all of

th~m

stems from

that one 0 magnetic" stone. - The "magnetic" power helps us to under""
stand the power of the Muses which makes some men spellbound and
spreads through th8Jll to other men so as to hold them all in a chain.
It is thus that all good Eoets indite all their beautiful epic or
lyrical poems not because they are guided by a T~\/'7 , by some knowledge, but because they are spellbound and possessed by a Muse, just as
the Corybantian worshippers and the b&amp;cehants are frantic and possessed
and not in their senses.

The poets tell us, they do, that (I quote)

5J4B "they bring us songs from honeyed fountains, culling them out of the

�-7-

gardens and dells of the Muses - like the bees, and winging the air as
these do.

And what they tell is true 0

•

I keep quoting&amp;

"for a poet is

a light and winged and sacred thing, and is unable ever to indite, to be
a poet, until he is spellbound and out of his senses, and his wits are
no longer in him". - Socrates sums upa

poets compose and utter so many

and so beautiful things about hhe deeds of men - as Ion does about Homer -

5J4C

/

/

not by art (by T~X\/7 ) but by a 1'divine allotment 11

(

/

fJt:irf JLOlfrt) 1 it is

thus that eaoh poet is able to compose well only that kind of poetry to
which the
verse.
9.U!'!,

~

has stirred him, but is not good 1.t any other kind of

Indeed, if the poets knew by rules of art how to speak well on

thing, they would know how to speak on

!!!•

.A.t this point Socrates'

speech grows in intensity and straightforwardness.

I quotes

"That is why

the god takes away the wits or these men and uses them as his ministers,
just as he does with soothsayers and godly seers, in order that we who
J4C-D

hear them may know that it
when they are out

or

is~

they who utter these priceless words,

tbeir wits, but that it is the god himself' who

speaks and addresses us through them 0

•

And to confirm this, Socrates ·

finally cites the case of a most mediocre poet, who had.never composed
a single poem that deserved any mention at all and then produced a
hymn which is 1n everyone•s mouth, a song that ts - as this man says
5340 himself - "simply..

11

sornetbi.ng found by the Muses'•.

The god apparently

intended him to be a sign that beautiful poems are not human or the
work of men, but divine and the work of gods, and that the poets are merely the expounders of the gods, according as each is possessed by one of

53.5A them. And Socrates asksa

"or do you not think that I speak the truth,

Ion?'!

5J.5A

11

By Zeus 0

,

Ion exclaims, "I do".

And he explains•

11

You do touch

�-amy soul with your words, Socrates, and it does seem to me that the good
poets expound to us what comes from the gods". Whereupon Socrates adds with Ion's approval - that the rhapsodes expound the poets' words and are
thus expounders of expounders.
Let us reflect on what has happened. We do remember that, just a
while ago, Socrates called himself a "simple layman" who utters nothing
but the plain truth.

We might have

Socrates' dissembling ways.

~led

Yet we do assume that Socrates speaks the

But is his long speech a truthful speech? How can he

truth.

that beautiful poems are the work of gods?
claim

hearing this, thinking of

or

the poets is a true clailll?

How aan he

~

~

that this

It is certainly not something that

could be characterized as plain truth.

Is not his speech, which

reaches ppetic heights and touches not only Ion's soul, but also .2!!!:
souls, dictated by a Muse?
himself?

Or rather, isn't Socrates playing. the ~~~e

Indeed,

Let us have a closer look at Socrates' speeoh.

Ion's rhapsodic

art is mentioned at the beginning of the speech, once more briefly in
the middle of the speech, and is then taken up again only at the final
exchange of quesV.1.ons and answers between Socrates and Ion.. Socrates
puts at the top of the

ladd~r

tne divine power, the Muse or the gods

one rung below - the poet, the good poets two rungs below - the rhapsodes three rungs below - the audience, the people who listen to the
rhapsode, all of them spellbound.
the poets, the good poets.

The bulk of the speech deals with

But these poets are grouped together with

the soothsayers And seers (the fA1X V16(.S), whose non-existent If: x.V 7
/

/

was mentioned earlier as the one Homer and Hesiod allegedly disagreed
about.

In composing their poems, the speech asserts, the poets are out

�-9-

of their senses, and so are the rhapsodes when they declaim those poems.
And this is what Ion, spellbound and possessed by the Muse, that is, by .·
Socrates, wholeheartedly accepts.

It is hardly possible not to be amused

by the double ohange which has occurred in the dialogue, by that of the
Muse into the usimple-minded" Socrates and by that of Socrates into the
"m.agnetio" Muse.
Socrates now proceeds to check whether what he described in his
speech, and was agreed to by Ion. actually occurs When Ion deolaims
Homer's verses.

Is Ion, Socrates asks. in his senses or is he carried

out of him.self when he declaims verses which move his audiences does

not his soul, possessed by a god, find herself among the very things he
describe~?

And Ion reports how his eyes are filled with tears when he

relates • tale of woe, and how his hair
throbs when he speaks of horrors.

st~nds

on end and his heart

Ion agrees that at such moments he is

out of his senses1 as Socrates puts it, Ion weees although not robbed of

his precious attire ard his golden crowns and he is panic-stricken in the
presence of more than twenty thousand friendly people, none of whom is
stripping or injuring him.

Does Ion know, Soorates then

-~quires,

that

the rhapsodes make the spectators 1.n their audience feel the vary si;me
way.

He knows it very well, Ion replies.

Let me quote a "Ji'or I have to

pay the closest attention to thems since, if I set them crying,

I shall

535E laup;h myself because of the money I take, but if !_hey laugh, l MJ"Self
shall cry because of the money I lose"• We sees

the spell has been

brokens Ion now asserts that he is ,!l21 out of his senses when he declaims and weeps and acts as if panic-strioken1 neither the Socratean
Muse nor any other Muse possesses him.

The contrast between Ion's

previous assertion and the words he now uses is as great as it is comical. That does not mean that Ion has ohanged.1 it means that Ion has now

�-10-

revealed what kind or man he as rhapsode truly is.

Socrates' ques-

tioning and the Muse Socrates was playing have . brought this about.

The

point we have reached lies at the very middle of the dialogue.
Socrates can now abandon the guise of the Muse. We see him indeed
repeat what he had said before in his lengthy speech, bit what he says
now is much shorter and not "poetic" at &amp;11.

He describes the chain

reaching from the god or the Muse down to the

~udience,

but he now adds

to the rings mentioned before other rings attached obliguely to the
chains they represent choral dancers and masters and under-masters of
the dance.

It is indeed not straightforwardness but obliguity that

characterizes the new speech. Socrates puns on the term "is possessed"
/

5)6B

( 1&lt;~1e'.~t;TOl'l ) and equates it,

term "is held" (

;/
D(f1fX.l ) •

in view of the image of the rings, with the

Most of the rhapsodes are possessed and held

by Homer, as Ion 1s. And the main point is again that Ion says what he

536C

says not by art or knowledge ( o~ Ti~V!J
.

/

/

o{JJ

efTlrS"r'')/i';J ) but by "divine

&gt;

/\.

'-

allotment and possessic;&gt;n" ( OeL'{ /.lOlflf t&lt;Cll f(JXTDKWX~ ),
Ion is not moved now by Socrates' speech,

On the contrary, he does

not believe that Socrates could convince him that he, Ion, is possessed
and mad when he praises Homer.

Ref.ring him speak about Homer, Socrates

would not believe that himself.

But Socrates again postpones listening

to Ion's exhibition, He begins questioning Ion again.
Can Ion speak well .about things in Homer of which Ion happens not
to have any knowledge?

A.bout the art of chariot-driving, for example?

It is the charioteer and nobody else who will know best whether Homer is
right or not when he speaks about this art, and Ion has to agree.

Ion

bannot but assent again to Soor,tea• statement that the ability to know
about one definite kind

or work

has been assigned to

537C (and Socrates inserts in a rather stran@e way1

!!!?!:!

of the arts

assigned "by the god")•

�-11-

What we know by the art of piloting we cannot know by the art or healing,
what we know by the art of hea.ling we cannot know by the art of carpantry, and so on. - Socrates him.self begins quoting from the Iliad and
the Od:vsse_!.

He does it four times, three times inaccurately and only

once accurately.

Ion has to agree that it is not for the rhapsode to

discern whether Homer speaks correctly or not, bit tor the doctor in the
first case, for the fisherman in the second case, for the seer in the

(We should not forget,

third and fourth cases.
seer's 11 art" is not a

/

T~"X..tf~

by the way, that the

at all.) Socrates then invites Ion to

pick out passages from Homer, the rightness or wrongness of which
rhapsOde alone should be able to discern.
he do? - th.at this holds of

th~

Ion claims - what else could

ill. passages. Socrates reminqs him of the

passages they just went through and which the rhapsode was incompetent
to judge.
imply.

Ion cannot help excluding these passages and the arts they

Pressed by Socrates to tell what arts the rhapsode will be

competent to judge, Ion assigns to the rhapsode the vast knowledge ot
things which it is fitting for a .!!!!n to say, and of those which it is
fitting for a woman to say, and again of those for a slave, and of those
for a freeman, and of those for him who has to obey, and of those for him
who is in command.

But it turns out, as Ion has to admit, that the

.pilot will know better than the rhapsode what the captain of a stormtossed vessel should say and that the doctor will know better than the
rhapsode what he who takes care of a sick man ought to say.

If a slave

is a cowherd, it is not the rhapsode who will know better what t .o say
. about cattle tending.

And if a woman is a spinning-wo!!!!rh it is

~

the rhapsode who will know better what to say about the working of wool.
But what about a man who is a general exhorting

hi....! !!!!!!? What

.man should say, Ion immediately declares, the rhapsode

~

a

!!lll know. And

�-12 ...

when Socrates asks him whether he is knowledgeable about generalship as
a general or as a rhapsode, we hear Ion state that he does not perceive
any difference here.

He explicitly says that the rhapsodic art and the

art of generalship are .2!'!! art, not two.

It follows that anyone who is

a good rhapsode is also a good general, but Ion cannot admit that any-

one who is a good general is also a good rhapsod.e.

He probably assumes -

and rightly so - that some generals are not good at exhorting their men.
Since Ion considers himself the best rhapsode in Greece, be is also, in
his own eyes, the best general in Greece, and Ion adds that he learned
to be that from Homer.

For a short while the highly amusing question is

debated why the Athenians have not chosen Ion to be their general.
Socrates then reproaches Ion for not telling in what his knowledge of
Homer consists and tor finally escaping in the guise of a general so
as to avoid displaying his wisdom. concerning Homer.

If Ion is an

artist, that is. a man who knows, and deceives Socrates by not telling him

-what he knows,

he is wicked.

If Ion is not a.n artist

- ·

bi.1t

speaks f'u.lly

and finely about Homer by divine allotment, possessed by Homer, and
without any knowledge, he is not doing anything wrong.
the choioe1
542A

to be dishonest or to be divine.

Here then is

Ion (I quote)a

"the

difference is great, SocratesJ for it is far 11cbler to be called
divine".

And Socrates closes the dialogue by assigning this nobler

title to Iona

he is to be known as a divine &amp;nd not an artful, that is

knowing, praiser of Homer.

You realize, I am sure, the utterly comic oharaoter of the
. dialogue and the disparagement of what in this dialogue Socrates calls
/

the 8£lrt

.

j-Lt/i: fc&lt;

1

the "divine allotment".

But you also realize that

the mocking of the rhapsode is meant to cast doubt, above all, on the
poets, whose works the rhapsodes declaim. And this

i~

a serious and

�-13-

difficult matter, to Which I shall devote the second part of this
lecture,
In Plato's Ph&amp;edrus we hear Socrates describe the

244Af/.

gr~atest

blessings

as derived from these four kinds of rr1&amp;dness s the prophetic, the ca'!'"

In this connection the expression

thartic, the poetic, and the eretic.
0

divineallotment" .is used again.

The third kind of madness, the poetic,

comes about when one is possessed by the Muses.

I quotet

"he who with-

out the madness of the Muses comes to the doors of poetry, confident
)

/

245! that he will be a good poet by art (EK T€XY'7S' ), meets with no suooeH,
and the poetry of the sane man vanishes into nothingness before that of
the madmen".

D~es

that mean that the Socrates of the Phaedrua is

serious about "divine allotment"? The answer to this queUton depenis
.
,
on our understandin~ of "madness'' (mania, in Greek1 µ.,rxV l fX.) as this
word is used in the Phaedrus. · It is first mentioned in. the description
of the first kind of madne.s s, the prophetic one.

The men· of old who

invented names, we read in the text, thought that madness .was neither
shameful nor disgraceful.
244C

I quotes

"otherwise they would not have con-

nected the very worl. "mania" with the noblest of' arts, that which fore'!'"

.

.

.

tells the future, 'qr calling it the manic art ( ~Vti&lt;1) • No, they
gave this name thinking that "mania", when it comes by divine allotment,
is a noble thing, rut nowadays people call it the mantie art
tastelessly inserting a
Socrates is dissembling&amp;

&lt;piXIJTl/(4),

! into the word, 'mantic' instead of' 'uni.a'".
the so-called mantic art is, to begin with, not

I

an art, not a T&lt;fXV?-1 , and ·it is not the alleged insertion of the letter
T into the word "manic" which is to be oondem.neds it is the soothsayers,
the seers themselves, who - on the whole, I repeat, on the whole • are
contemptible and ridiculous, as Plato often enough implies or even
·explicitly states in his dialogues.
to these see"rs is an em.pty fraud.

The "divine allotment" dispensed
But there are exceptions, and

�-14He~

Socrates is one of them.

prophesy sometimes.

Right here, in the

Phaedrus, about to begin his recantation, his palinode about divine madness to def'end the lover, he says1
243::

"I-am, yes, a seer (a

pa."vur&gt; •. not

a very good one, but - as poor writers might say - it is just sufficient

f'or what I need".t,t Socrates is again dissembling, ot course&amp;

his pro-

phetic power is clairvoyaneer it can be attributed to "divine allotment,~' but

it is

~madness.

In that same palinode of the Phaedrus,

Socrates, summarizing what he said before about the erotic kind of madness, describes the lover as one who, when he sees the beautitul here,
on earth, remembers the

~

beauty, feels his wings growing and would

like to fly away, but cannotr like a bird he
249D-E1
,,
v
~Tt0&lt;:'1 €Xll
,

"'S'

ftol.V~f

g~zes

upward and neglects

.the things below1 and thus, Socrates says, this fourth ldrd of madness
is imputed to the lover.

That is to· say1

lu1.K£(~EVDS looks like madness because
loving means.

we

the state a true lover is in

are usually insufficiently ·aware of what

Can this .be said also of the state a good poet

You remember what Socrates says in the
.2.!!! definite kind of

~

12!1•

is in?

the ability to know about

has been assigned to each of the arts, and I

mentioned that Socrates explicitly and rather strangely inserts that
this assignment is made ''by the
words?

The answer ise

god."~"

Why does Socrates insert these

he inserts them to hint at the wide range of

meanin{l'.s in the expression "divine allotment • " This expression might
be used farcically as in the ease of the rhapsode Ion, it might be
.

.

I

applied w1 th seriousness to the knowledge inherent in any T! )(V,and

,,

w1 th even deeper seriousness' alhhough &amp;mbiguously' to the work of l

of love. The question we face is1

elJ.f•

in what sense is it applied tg a

work of poetr:y? In what sense is a good poet •1m.ad 0 ? Let me be bold,
very bold, and try to answer that question by speaking about Homer's
Iliad, thus running the risk of becoming a rhapsodic expourd.er,

�-15-

Disregarding the more or less superficial division into books and
even allowing for all kinds of tampering with, and dialocations1 ot, the
original song, there is no denying that the decisive events are crowded
into the last third of the Iliad.
significance certainly do occur•

In the first half events of great
the quarrel between Agamemnon and

Achilles which leads to Achilles' withdrawing from the fights the
death and the wounding of many warriorsa the Diomedean terrorJ the
wounding

or

two gods: the encounter of Diomedes and Glaucuss the

peaceful scenes in Troys the unsuccessful. embassy to Achillesr inoonelusive duels among men and wonderfully treacherous actions on the
part or the gods.

All these events contribute in varying degrees to

the unfolding of the plot.

(For there!! a plot in the Iliad.)

In the

main, however, the battle is swaying back and forth all the time until
finally the Trojans reach the ships of the Achaeans. During all . that
time Achilles sits in his tent, sulking, and only occasionally watching
the fight.

The pivotai event, the death of Patroclus, which changes,

which reverses everything, occurs very late in the poem..

It is as if

the poem took an exceedingly long breath to reach that point and afterwards rushed with breathtaking speed to its end.

This is the more

remarkable since the entire period of time the poem encompasses is one
of 49 days and Patroolus• death occurs on the 26th day, that is, very
nearly in the middle of that period.
There are two events - among many others - which I have not mentioned at all.

Yet it is ' these two events that seem to be the two

foci from which all light dispersed througqout the poem stems,
"

The first takes place when Tbetis, :Uhilles• mother, goes up to
Zeus to ask for his hel p on behalf of her son, reminding Zeus of the
help he once received from her.

She wants Zeus to turn the scales of

�-16-

the war, to let the Trojans have the upper hand until finally, in the
hour of the Achaeans' greatest

ee

pe~il,

Achilles, and only Achilles, might

able to save them from certain defeat, lead them to victory, and thus

regain lli honor, which he allegedly lost through Agamemnon's action.

It

I,511- is then said1 "But Zeus, the cloud-·gatherer, said nothing at all to her
512
I
•nd sat in silence :for a long while ( &amp;7V)". An awful silencel

Thetis repeats her plea.

At last, Zeus consents and nods, a sign of

an irrevocable decision.

Olympus shakes.

Thetis departs, apparently

satisfied that she has accomplished her mission.
XIII II,

Has she?

The second. event occurs attar Patroclus• death, while the battle

165...229

for Patroclus' body rages before the ships between Hector and the
Aiantes and while Thetis is on her way to get new arms for her son from
Hephaestus.

Hera sends Iris to Achilles to urge him to intervene in

the struggle for Patroclus' body.

Since Achilles has no arms at this

juncture, he is asked by Iris to do nothing but to show himself to
the Trojans, to frighten them by his mere appearance.

Achilles, "dear

203 to Zeus", obeys and does more than what Hera through Iris asked him to
do.

Pallas Athene, who is nearby, does her share:

she casts the tas-

seled aegis around his shoulders and she sets a crown in hhe guise of a

golden cloud about his head, and from it issues a blazing flame.

Thus

he appears - alone, separated from the other Achaeans - in the sight
of the foe, a flaming torch.

But not only does he appear, he shouts,

three times, a terrible shout, clearly heard - and":from afar Pallas
217-18 Athene uttered her voice".

Trojans.

Unspeakable confusion and terror seizes the

Patroclus• body is saved.

What kind of shout is this.

Is it one of triumph?

Or threat?

Is

it an ordinary war cry, raised toa very high pitch? It is certainly not

�-17(V,859,86J) like the bellowing of the wounded Ares. The verb used to describe
)

,

that shout has a range of meanings.

One of them is "crying out of

ttJ(Xi.&gt;

(XVIII,228)

grief~'

Iris?

Why does Achilles shout now, though not urged to do so by
Certainly, to frighten the Trojans, to make tham desist from

Patroclus' body.

But can this shouting fail to express the un-

speakable pain that fills his heart, the pain which had just brought
his mother to him from the depth of the sea?
rible sight to beholdt

Here indeed is a ter-

a man raised to his highest glory by Pallas

Athene, wearing the aegis, crowned by names, truly god-like - and
this same man crushed by grief, miserable in his awareness of having
himself brought the immensity of this grief upon himself.
DIII,222

apotheosis of Achilles is the seal of his doom.

The

And it is his voice,

his brazen voice, his terrible shouting, which brings terror to the
foe, that expresses his misery and his doom.

Pallas Athene's voice

seems but a weak echo of that of Achilles or is even completely
drowned out by the latter's intensity.
But are not these two events, the long silence of Zeus and the
shouting of Achilles, related?
Does not Achilles' shout sonorously echo Zeus' silence?
not guess now why Zeus retilained silent for

&amp;

Can we

long while? Surely, he

had to take account. of the susceptibilities of his wife, as any husband would -

a~

in his marital relations Zeus is no exception.-.. but

is it only Hera whom he was silently thinking about? Must he not have
been concerned about the whimsical nature of Achilles' plight and
Thetis' plea?

And, on the other hand, how could he have refused to

satisfy Thetis in whose debt he was?

Is it not right then and ther~

that Zeus decided, in wisdom and sadness, irrevocably too, to accede

�-18to Thetis' demand, to give honor and

~lory

to Achilles, but to do that

in a manner which neither Thetis nor Achilles expected?
Patroclus should be

~

He decided that

and - what is more- that his beloved son,

Sa!l?edon, should be slain by Patroclus to balance the loss Achilles will
suffer by the loss he, Zeus, himself will suffer. There will be a
moment when Zeus will hesitate about Sarpedon's death, but Hera will
persuade him to let Sarpedon perish. While the tide of the battle is
t~ce,

VIII,4761
Y:-1,64-7

being reversed, Patroclus' approaching death is announced by Zeus

XI ,604,

the steps which lead to it are carefully pointed out. Achilles will

790-804

XVIII,
79-82

get what he wants, but at the price of the greatest loss--the loss of
his beloved friend, of his other self. In the hour of his triumph he
will be the most miserable of men.

The coincidence of triumph and

misery characterizes a situation as tragic, in the strict sense of this
much abused word.
XVIII,328

Achilles grasps Zeus' intent.

"Not all the thoughts of men does Zeus fttlfill" 1 as Homer had said

before, commenting on Achilles' prayer

xvr,250

He says him.selfs

befo~e

the slaying of Patroclus1

"One thing the father granted him, the other he

denied.~ 11,

Zeus denied

him the safe return of Patroclus while granting him glory. Achilles'
suffering at the moment of his triumph is Achilles' own.
matbhad by anything on Olympus.

It cannot be

It is as much the prerogative

mortal as it is the attribute of a hero.

of

a

This is one of the reasons--

perhaps ih! reason---why we are deeply moved while reading, or listening
to, the Iliad. And this means that we are, at the same time, pleased
and pained beyond words.

We were asting in what sense is the good poet .,mad,t as Plato
makes Socrates claim. in the Phaedrus. Was Homer "mad" when he indi;{tad
the Iliad?

Does not the highly articulated sequence of events in the

Iliad depend on the poet's familiarity with human frailty and human

�-10-

strength and on his masterly skill in presenting them, which skill is
but an expression of the knowledge or the rules of art, of the poetic
I

T6X,V'7 , he possesses? But should not. on the other hand, the
uniqueness of what is presented to us be understood as
or

~ontaneous:;z .:e.,roduce~

som.ethin~ ~

by the poet, beyond anything he might. otherI

tQ.se know, and, therefore, as the result indeed of a peculiar "madness"?
It is difficult to deny, I think, that both, sane sobriety and mad
exuberance, mark the work of the good poet. This duality, merging into
oneness, is hard. to grasp.

It makes Socrates speak of "divine allotment"

in a serious and yet again ambiguous way.

And what I said appli.es, of

course, not only to the Iliad, but to all kinds of poetic works. We

22 understand that without the knowledge inherent in the poetic

rt.~v1

•

without serious thought, the poetic "madness" becomes ridiculous, be the
madman a rhapsode like Ion or a man who claims, who
not knowing what poetry requires.

!_~nt,!

to.be a poet,

Hence the never ceasing flow of

so-called poetry and the pretentious, "rhapsodic" way of speaking·
about "art", · prevailing at almost all times and especially today.

It might be useful to remind ourselves at this point of the way
Dante, the poet, spoke about poetry. In his Latin treatise D! vul_gari
eloguentia (in English•

pn vernaculat,.,11.oguen.$?!) Dante asserts that

true poetry must rest on these three pillars•

alertness of mind

(strenuitas ingenii), steadfastness in the practice of the art (assiduitas
artis) and fam1.11arity with the sciences (hs.bitus soientiarum) •

Only

poetry thus endowed and equipped can serve as nourishment to the human
soul.

And I quote t

"Let therefore those who, innocent of art and know-

ledge, and trusting to genius alone, rush

forwp.~

upon the highest sub-

jects, which must be sung in the highest style, be confounded in their
folly and let them refrain from such presumption".

�-20-

There is another aspect of poetry, all-important to Plato, I have
not touched on so far.

The deeply serious background of the

!2!1 can-

not be sufficiently gauged, if we do not consider the role epic and tragic
poetry plays in the education and nurture of the young.

Homer's and

Hesiod's verses, well-known aQi quoted again and again, must have had
a . deep impact on

the~

of the young, not only in Plato's time,

Plato's concern is the nature of this impact and its relation to our
understanding of what is truly noble and unmistakably true.

That's

why Plato lets Socrates censure the poets wittingly and harshly,
e~pecially

in the second, third, and tenth book of the Republic.

What

is appropriate to the gods in their intercourse with each other and
with men, what should be

~aised

and blame&lt;;l in the actions of men, how

of speeches ought to be done I

the narration of events and the reporting

all this beoomes part and pa1..cel of the criticism of poetic lore.-No
less important to Plato is the "mixture" of pleasure
experience in coping

~th

this "mixture" implies.

am

pa.in which we

tragic poetry. I invite you to consider what

Plato• s

.fh.:iJ:2bu.s

might. be of some help.

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                    <text>February 23, 1973

Jacob JC.lain

SPEEOl 1 US S'l'RBRG'l'R AND iTS 11BAKNESSES

�-1-

To undertake to •peak about speech means to anbark upon an end.leas
Yet there are strict limits that I have~ observe and to·be

task.

aware of:

limits of time, of redundancy, of attentiveness on your part.

I shall have to focus your attention on what people moatly concerned
about speech have said.

'rhe•e were t:he people whom we c&amp;ll.: f'l,:,..tf.•••

the "lovers of wiSdom" amonq the Greeks.

But.I shall also have to-appeal

to an ·underatandinq of what usually happens to speech, to an understancUng
which those people do not se• to have had.

I shall be

as brief as

possible, and I hope you wil.l not mind my careful.-- nay-, my pedantic
use of English and Greek words.

!S!!. of what

(Parenthetical rmarka

I am goinq to aay I have mid

--------

before in lectures and in print, but·not all of it.)
Let me beqin by quoting from Plato 1 B di&amp;l.ogue entitled'Phaado.
Thia dialogue pretends to de.acribe what happened durinq the very lut

day of Socrates.

Attentive reading show• that the content of the dialogue·

is mythical, but that the mythical frame.allows ua to :became· aware of

what Plato understood to be Socratu 1 unique and evuvhelming
At a crucial point of the dialogue (95 E ff.)

Socrates~

~t.

after ailently

looking back into himself for quite a· while; reaches - in apeakillCJ far back into his own youth.

He wanted very much, he reports, to find

out, with z:egard to any sinqle thing or occurrence, what was responsible
for its coming into being, its passing away; its being the way it waa1
.

.

-

.. ·

but he could not find any satiafactory anawra.

Nor could he learn

anything from anybody else, not even· from the great Anaxagoras.

·.He

bad to abandon the.way in which questions like: these were dealt with

in the various ~ersions of the "inquiry into nature• (71fC
c

,

c~r•tt•).

,ur•"'s

Be decided to aabark upon a different journey, a "second

journey", which means, he decided to take to the oars, since the wind
bad failed.

Thia is the praaentation he makes of hi• new endeavor.

�-2By looking directly at whatever presents itself in our familiar

world, at things

~d

their properties, at hl;JDl&amp;n affairs and actions,

we run the risk ofbeinq, blinded, aa people do when they observe the sun
durinq an eclipse, if they do not.look at its image on some watery
surface.

'!'hat may well have .happened to those investigators of nature.

'l'o avoid being blinded, Socrates thought he had to "have recourse to
spoken words"

(Els co::,.s

~.;&gt;"us 1t•o•11r1t'.,)· and "see in them the truth

of whatever is" (99 E).
In the dialogue entitled Philebus, Plato again makes Socrates refer
to

men engaged in the study of nature (59 A-C):

these men want to under-

stand how this world of ours came into being,. how it is acted upon and
how it acts itself, that is to say, they are trying to di~cover transient

productions of the present, the future and the
always is.

&lt;o%

"o:i /L111.&gt;.t,,~61tl i.5vt1CJ-L'S - 57 B), in exchanqinq questions

and answers wit.h oneself and with. others.

power

what unchangeably

To discover the immutable it is necessary to rely on the power

of discourse

the

past,~

The power of discourse is

inherent·in human speech, this ma:cvel, let me say, this greatest

marvel perhaps under the sun.

"
The Greek noun &gt;.~rus and the Greek verbAfx~1."
have a vast range
of meanings.

They may refer to reckoning, accountinq, measuring, relating,

qatherinq, picking.up (let us not forget the English words "col.!!£!"
and "•e.!!EE.", derived from &gt;.EyEtv).

But, above all, they refer to

!IJ?!akinq, discoursinq, arquinq, discussinq, reasoning.

That's how

we have to understand Artstotle's statement &lt;Politics 1,2, 1253 a 10):
,

,

)oro"··• . .uoYov

,, {J
II
«v twTof l~H

-

~

rw"' f':''-'"' , "man alone amonq livinq beings

possesses speech", and that implies:
to

understand the spoken word, to

man alone possesses the ability

und~rstand

articulated speech.

�-3-

We mean by speech - eveeybody meaila by it - a sequence of sounds
uttered· by somebody in such a way-as to be understandable to others.
The verb "to understand" refers primarily, thouqh not uniquely, to
speech.·
saying".

Hea~inq

somebody speak, ·we may says "I understand.what you are

We may, in fact, miaunderstand, but even misunderstanding

involves understanding.
speak?

But

~do

we understand in hearing somebody

Not the sounds in themselves, the audible low and hiqh pitched

noises issuing from somebody's mouth (or some machine, for that matter).
We ·.!!!!.!'., these noises, but hearinq is not understandinq. · That is why

we do not understand speech in

a

foreign tongue.

In a manner 'Which,

itself, is hardly or not at all widerstandable, the sounds carry 1itith
them - or embodf. or represent - somethinq.else,
makes us understand,

~enever

we understand.

p~ecisely

that which

This source and target of

our understanding consists of units to which single wards correspond
as well as of combinations of units to which sequences of words correspond.
The speaker and the hearer share - or, at least, intend to •hare the understandinq of those units and of ·those combinations of units.
The speaker transposes what he means into·souridinq words variably
intoned, and the hearer.who understands reverses that process in reachinq
back to the intended meaning.

The intended meaning is what the Greeks

~
, being a. verbal· adjective of
call.ad ro' yo17roy(vd.,rov

"to receive the intelligible").
there are two kinds:

Amonq

"

vo~'"'

which means

the intelligible units, the

.

,,,.

1i10.,~•,

Eiome are intelligible by themselves, some help

us to receive those first ones, help us to understand what is.being said.
Speech and understanding are inseparable • .AC:j-of means inseparably both
speech and that which can be and is being understood .!!!_ speech.

It is

�-4-

in !!!!!! and, to repeat, only throuqh !!!!. that
conspicuously.

&gt;.:ros

manife~ts itself

Neither birds nor porpoises nor seals haye

Ao'tl"',

though.

they are able to "communicate" with each other and even with human beings.
We all remanber, I think, a phrase that Homer. uses so often when
describing b\Dan speech, the phrase "wi~qed words"
·Whence this imaqe?

t f•~«

11'rfp0~tl~

) •

In most cases the phrase occurs when a personaqe,

a qod or a man, addresses another single personage, a qod or a man.
Occasionally it is also used when someone speaks to a group or a
of people.
words".

er~

Minstrels in Homer are never said to utter or sing "winqed

Now, words are not called "winged" to indicate their aoaring

or .lofty quality.

The .imilge seems rather to imply that words, Aft.er

escaping "the fence of the teeth", as Homer puts·it, are guided swiftly,
and therefore surely, to.their destination, the ears and the soul and

the·unc!erstandinCj of the addressee.
crowd of men than a-single man.

It is more difficult to reach a

Exertions of a special kind are then

required.
What is speech "about"?

About everythinq man is familiar with -

the sky and the earth, the rivers and the sea, the living beings around

him, on land, in water, in the air, the things he himself builds and
produces, as well as the tools and appurtenances that his arts·and skills
_require to produce those thinqs, and furthennore, the

knowle~ge

that

quides his arts and skills, not only to satisfy his ~st elementary needs,
but also to establish customs and institutions in
from generation to generation, in happiness or

~hich

mis~ry,

his life flows
in friendship

or f!nlllity, in praise or blame, and to which customs and institutions
he is attached· beyond his most pressing wants.
and his und:eratanding are mostly about.

That is what his speech

�-sWhat we say, however circuitously or confusedly or loosely, is said
in words and sentences, each of which conveys immediate meaning.

'Ap 1,,5

The

cannot help moving in the medium of the immediately understandable.

But words and sentences can also be involuntarily or deliberately
ambiguous.

We can play on words.

Plato's dialogues, for example, are

replete with puns •. However, ambiguities and puns are only possible,
because words and sentences
carry with them several distinct meanings
.
.

which, separately, are clearly understood.
obscure.

To be sure, speech can be

But it can be obscure only because the clarity of

BOllle

of

its parts impinges, or seems to impinge, on the clarity of others.
Speech, then, presents

.to

the understanding of the listener what

the speaker him•elf understands.

It presents to the listener nothing

,

but combinations ofvo 1 r«, of intelligibles.

In doing that, however,

speech speaks about, all the things and all the properties of things that
around us, all the

abound

we find ourselves.

~pecial

circumstances and situations in which

The question arises:

do thevo,r..;, the intelligibles,

presented to us in speech, have their foundation in themselves, or do
they stem from the things and circumstances spoken about?
human $peech
.

tra~slate

Does not

the language, the r&gt;i;;tr1111t,
of- the things th•selves?
.
.

Let me turn for a moment to the way things and events around us
have been and are being referred·to.

In Galileo's words:

of Nature is written in mathematical characters".
0

The science contained in the

great~

,.The book

Descartes said:

of the world ••• ". Harvey said:

"The book of Nature 1.iea open before us and can be easily consulted".
The

ph~ase

"book of Natureu is a metaphor used lonq before the seven-

teenth century, but why was this particular metaphor ever chosen?

�-6-

rs it n6t because Nat11%'.e is understood a$ something that can be read
like a book, provided w. know how to read it?
imply a language that is Nature's own?

But

~foes

not that indeed

Francis Bacon was of the opinion.

that Nature is subtly secretive, full of riddles, Sphinx-like.
secrets can be revealed, riddles can be solved in words.
don't we, in solving· the "riddles of nature".
of all that exists around us

~s

But

We persist,

In ancient times the order

taken much more-directly as a language,

a lanquage not heard and not written, yet visible, and i f not visible,
one to be guessed at.

Human speech seems indeed to translate that

vi_sible ()r invisibie language of. things into the audible language of
words~

And just as the sounds of human speech

can

be

trac~

down to their

ultimate canponents to which the letters of the alphabet correspond,
things_ around us can be decomposed into their first rudiments - the
"elements" - the original letters of the language of things, as.it were.
Our speech, even our unguarded colloquial way of speaking, may reveal
to the attentive listener the hidden articulations of the language of

things.

Aristotle, no less than Plato, was constantly ·following up

casually spoken words.

It seems that Heraclitus, the "obscure", used

the word "logos" in reference to the language of things.
from the fragments in

question~

First:

Let me quote

"Of the Logos, which is as

I describe it, men always pr0ve to be uncomprehending, both before
they have heard it and when once they have heard it.

For although all

things bappen acco·rding to this Logos, men are like .people of .!!2.
experience, even when they experience such sayings and def;ds as I explain,
when rdistinguish each thing according to its nature and declare how
it iSJ but all the other men fail to notice what they do after they

�-7-

wake up, just as they iorqet what they do when asleep".

Then this:

"therefore it is necessary to follow.what is common; but althouqh the
Loqos is common, the many live as thouqh they had
Then this:

their~

thouqhts".

"Listeninq not to me, but to the Loqos, it is 'tfise to aqree

that all things are one".

And finally, to supplement the last fragment:

"Out of all things ;.. one, and out of one - all thinqs 11 •
The Pres0cratic Philosophers, 1957, pp. 187-188 1 191.)

(Kirk and Raven,
The Loqos makes

us understand, if we follow Heraclitus, what the things themselves are
saying, brightly and darkly, in tune and out of tune.
Speaking and understandinq what ie being said involves thinking,
involves what the Greeks called lu1voco...

Let us hear what Plato has

to say about thB relation of speakinq to thinking.

In t)le dialoque

entitled The Sophist, in which Plato makes the Stranqer from Elea. converse
with the young mathematician Theaetetus, the Stranger remarks (263 E):
11 • • •

thought(lu~vo~OL') and speech

(.A6p&gt;l)

are the same, only that the

former - that is,1,:vo,o. ~. which is. a silent inner conversation of
the soul with itself, has been given the special name of thought".
Thinking, -as Plato understands it, is not tied to what the moderns mean
by the "stream of consciousness".

It can be imagined as a·discontinuous,

not always regular, stepping forward, and stepping aside, and stepping
backward and

forw~d

again, what. speech, too, usually does.

to note1 that for Plato, and for Plato
and speech is

~a

complete

one~

~··

It is necessary

this identity of thou9ht

facing the highest, all-comprehending

intelliqi,.bles, thought is not able to transpose itself into suitable
l«:&gt;rds.

In the seventh letter attributed to Plato we read the phrase

�... a-

'·

"the weakness ·of spoken words" (ro

A

T't.JY

ii

&gt;.ol..,"

:J,

i

343 A 1) , and .the

itl(ifJfVES -

dialoc;iUe entitled The Sophist.itself. shows this wealtness rather clearly,
aa we shall see in a IDOll\ent. ·-Moreover, -.peech and thinking can both

deceive ua; diaccinnect.our steps, an!.'l·thus distor-t and falsify the truth
of things. -·The firework of the sophists, for example, - and there are
always sophists around - ·make things and relat.ions of thinqs assume
a most-unexpected, dazzlinq,-and.puzzl,.ing aspect:
not t6 'be what they are.

things suddenly appear

But who isdoinq the iying, if it be lying,

the sophists.or the thinqs themselves?

A critique of speech and of thinking,

a critical inquisition into speaking, thinking and arquing has to be
undertaken - as it was undertaken by men. as diverse as Parmenides, Prodicus,
Plato, Aria·totle.

The res'l;llt of· this critique can...be stated as follows:

to speak doe_s not always mean to make

thi~qs
('

~

appear in. their true light.
)

Por Aristotle only one kin(J of speech, o &gt;.v1a$ 011r~•«t1r c

,

.
t(Of

,

the declar-

atoi-Y and revealinq speech; and the thinking which belongs to it, translate
and present the lanquageof thi:nqs •. To be able to use this kind of speech

requires a discipline, the discipline of the &gt;.~ 1 aj.

_

Everywhere in

Aristotle's work, one senses-, .to 1;:he annoyance of SOll\e and to the delight
of others1 the effectiveness of that discipline, the effectiveness of
what!!: ·call ·{and the author hilaself does

Aristotl-e. (Cf. on Interp-reta1;:ion s,

~call)

the "logic" of

17 a 81 4, .17. a 21

~,

17 a 251

Posterior· Analytics ··I 2, 7 2. a 11.)
Given th• ever-present possibility of declaratory and revealing

speech, Aristotle need not, and does· not, set limits to the power of tlte
logos.

For Plato, however, as

spoken words cannot transcend.

I

have mentioned, there are limits that
This becomes quite clear in the dialogue

�_,_
•ntitllld

SEliZlil•

!n it 8ocrat•• til'•t invents fantaatically funny "ety-

110lo9ie•" ot word•, etJ11Qlo9ie1 of proper

•• ot taaiU.p d••Lgn•tion• vtven to
th•n Qontriv11 ratllar

~layfully

n••• of hero•• and god• ••well

th• W•Y• men behave and think.

(422 I ff.) to de1cribe the letters and

'
•Yllf.b.i•1 o:f anv wocd •• providing an "illitation•, a IA"f"'11A-""
(423

Af••••
Thi•
a

11

11

Socrates

, ,

B1

430

437 -'J of th• very beinw (o..in•) of what i9 1uppoaed to be "imitated".
ta:f,.t,.t~on 11

i• •1•o 1aid by ·Socratea - said more accurately - to be

4i1cla•au:•", •

11

rw•lation 11 , a

F4J.""}"• (425

A,B, 433 B,D, 435 A,B) of the

rtnally the ••••rtion i• made that even "revealing"

thil\I in qu••t:t.on.

wofd' •Y nll be int•rPl'•tlld •• not foatering our underata.6Un9.

-

One has

-----

to agree, ·••Y• Socrat••• that thing• which are can be learned and aougr.t for
11

111ucih better

th:r:ou~h

th•••elv•• thiU\ throUIJh names" (439 B).

anly po11:lbl• ii what trulz

!!. 11

not 8ubjact to change, aa Heraclitus

alaill1, but i1 .!.p}!t!l;?il' what it ii..
th• Reraclitean1

~

And that is

Whether thia is

110

or whether what

uny other• aay i• true, iB a q1,1eation difficult to

4eci4•, but "no aa.n ot •en•• can help himaelf and his own 110ul
on

·nu•• 11

f440 C) •

•PP~

relying

The power of th• apoken word is thus a limited one,

acaordi119 tQ Plato, Which

tu.l •• they

by

•ke• hi1 dialoguaa as troublellOIDe and as wonder-

to be.

Let •• try to •how yau thia by referring to.. a,nd quoting frcm, the
d14l.ogu.e entitl.ed 'lb!

Sofh.i•t~

Thi• dialogue is the central piece of a trilogy,

naely the trilogy of the dialogue• entitled Theaei:etua, The Sophist, and

'l'h! Bt!f:t••u.

The converaationa and events whi.ch are presented in these

ra.t.111•1 ax-e 1uppoa.S to talte place at the very ti.Jlle the suit against Socrates
ha• it• beglnninq - aa you can read at the ve:ry end of the first piece of the
triloCJY.

We find in the aecond and the third di.aloque, namely in The Sophist

�-10-

(d1.dte;~?•S)

and in The State8111An, an abundance of so-called "divisions"

which, in The Sophist, are supposed to be the means to establish what
a "sophist"

.!.!.•

Opposed to the "divisions" are the "collections"

(~vv#l..r1.Jt•d&gt;, and let

me quote what, in the dialoque entitled Phaedrus,

Socrates has to say a.bout these "divisions" and "collections" to that
lovable younq man, Phaedrus:

"Now I myself, Phaedrus, am a lover of

these divisions and collections as aids to speech and
I

thought~

and if

think any other man is able to see things that can naturally be collected

into one and divided into many, him I follow after and walk in his

fon~steps

as if he were a qod (this is a playful and ambiguous r¢'f~~pce to. a
I

line in the fifth book of the Odxssey}.

And whether the name I give

to those who can do this is right or wrong, god knows, but
them hitherto dialecticians" (Phaedrus 266 B-C).

I

have called

Now, the first five

"divisions" in the dialogue entitled The soph1st cio not reach their
goal, except in one very peculiar case.
I

said,

~a

"sophist" is.

from Elea performs these

The goal is to est ablish, as

In this dialogue a nameless Stranger

dialectic~!

exercises wit:h the help of young

Theaetetus, whose looks resemble those of Socrates (Theaetetus 143 E).
Of Theaetetus we also know , from the dialogue that bears his name as well
as from other sources, that he was a powerful mathematician, especially
interested in incolllllensurable magnitudes and multitudes.

Books X and

XIII of Euclid's Elements are based, in part at least, on his work.
In the dialogue entitled The Sophist young Theaetetus is shown to
distinguish and to count well, so well, indeed, that he he1ps us to understand what the Eleatic Stranger, alone, by himself, could not make
us understand.

Let us see.

�-11-

There are·five "diviaiona11 in the beginning.of the dialogue,
meant to catch the

11

sophiat 11 •

After they have been made they are counted

up by the Stranger and Thaaetetus inthefollowing way:

"Stranger:

First, if I

was found

not mi•taken, he (that is, the ·11 sophiat 11]

illll

to be a paid hunter after the younq and wealthy.

'l'heaetetus:

Strangers. Secondly a aort of merchant in articles of
the soul.

Theaetetua:

Vary much so.

Stranqar:

Yes.

knowl~

for

And thirdly, did

he not turn up as retailer (IC-W,.Aot) of these same articles of knowledge?
Yes, and fourthly we found he was a aeller of his own

Theaetetus:

'

production!'J

,

(tft1SQ'Ml,1),.

.

·Strangers

I have to interrupt this quoting

You r•ember well" (231 D).

to

check whether Theaetetus

.!!!?.!!.

remember well •. By qoing back, we see that the ·stranqer had previously
summarized (224 D-E) the third diviaion in these.111110rds:

.

"And that

part of acquisitive art which proceed• bt exchange and by ea.le in

,

~

,

ways (l/1""'•rtt111a) aa mere retail trade (lt11...A11tn) or as the. sale of
one's own production fllk••11l11e:v), ·so lonq as it belongs

to.

the fam.ily

of merchandisinq in knowledqe, that part you will apparently always
call sophistry".

Theaetetus had then answered:

"Necesaarily so, for

I have to follow the argument, the

,
A•r•I".

Theaetetua reimembers well:

he remembers that retail trade and

~the

sale of one'• own 2roduction

.,

,

had been mentioned, but he forgot, !!_e_f!?_ri.ot, the word ¥••r•t"•{in
~.ways),

and this makes him add to the third description a new one,

which he calls the fourth.

!2!;hr· his rememberinq !!!!!, his forqettinq

have remarkable consequences.

In the counting up of the "divisions"

the fourth becomes the fifth, and the fifth, which is the one that

reaches its qoal, namely the correct de•cription of the work perforaed

�-12-

by a quasi-aophiat, naaely by Socrates himself, - this fifth "division"

becallea the ailtth.

six is the first "perfect"

Let ua not fox-qets

nwlber, and only a •perfect" number is fit to be applied to Socrates'

work.

But, moreover, the foqetfulness of Theaetetus compels us to

"
pay special attention to th• word which he forqot, to the word.o,,..fart:(lt..1&gt;-,
)

or more exactly to the wordlpcfw (both) and to its cognates.

We become

aware that this word ;is used-over and over aqain in the dialoque.

Here is just one example.
remarks at one point

Speakinq of the "sophist", the Stranger

(226 A):

"Do you see the truth of the statement

that this beast ia many-sided and, as the saying is, not to be cauqht
with one hand?

Theaetetusz

Then we must catch him with.botii •

The aiqnificance of this word "both" becomes fully apparefrt: when

the Stranger

and

Theaetetus focus their attention

and "Rest" (~'r.;flJ).

I shall quote

You say that Change and Rest are
Theaetetus:

"Change"

again (250 A-C):

entir~ly

,

(Kuh15&lt;S)

"Stranqer:

opposed to each other?

How could I say anything else?

say that both and each of than equally

Stranqer:

on

!!!..•

Stranger:

And yet you

Theaetetus:

Yes, I do.

And in admittinq that they are, are you saying that both

and each of them are chanq"ing? ·Theaetetus:

No, nol

Stranger:

Then,

perhaps, by sayinq that both a.re, you mean they are bQth at rest?
'fheaet•tus:

How could I?

Stranger:

Then you put before you Being

(r~ ~) aa a third1 as aomethinq beside these, inasmuch as you think

Rest and Change are embraced by it1 and since you· comprehend and observe
that these comnme with Being, are you saying that they both

·Tbeaetetwu

~?

We truly happen to divine that Being is something third,

when we say that Change and Rest~·

Stranqer:

Then Beinq is not

�~13-

.~·Chge

Theaetetus1

and

·~.together,

so i.t ••••·

but llOIUlthi.ng else, ·&amp;fferent frcm thm.
Accordinq to its own nature, th.en,

Strangers

Being is neither at rest !!2!. changinq.

G"~t-cfc:vl "•
value.

Theaetetua a

M-hm Un Greek a

The laat atat•ent of, the Stranger cannot be taken at face

And.Theaetetu• imalediately afteEWards recognizes that it is

totally ilftposaibl• for Being to he neither at rest nor changinq.
The root of the difficulty, of the perplexity in which we, who listen
to this conversation, ·find ourselvea is that, in the case of Being,
Change and Reat, our human speech, tha l.l1os, i• failinq.

It im failing

,

v

when it triea to speak about auch greatest "looks" fi'~l''rw. ~il'7--254C2-3), that
,

18, such all•CQll.Prehending vo•7t«.

.

Being

and Rast ((rcG'tf) appear to be three

#

fro ov &gt;,

,

Change

("'""'''s &gt;

Ef/'1,

three "invisible looks",
e ,
«,
while in truth Change an,d Rest are "each one" ('l&lt;"tlfo'I e:v&gt; and "both
:I!
I
rl
two". (it#•or:t1tl/.
01.1u).

"'
Both together they constitute Being (ro" DV).

Thia means that, accoriing to Plato, Beinq must· be understood as the
eidetic Two.

The eidetic Two ia not a mathanatical number of tm in-

divisible and undistinguishable monads, among infinitely many INCh
mathematical. twos.

Nor is it two visible, divisible and unequal things,

two houses or two d09a or two apples, for example.

The eidetic Two is

a unique dyad of two .unique E~'J?, of two "invisible look•", namely
of Change and Rest. And ju•t •• they both together, and only

~

together, are the ,1'[of, the "look", the "invisible look" Being,

llO

the Stranger from Elea and Theaetetua can only both toqether deal
with the question of Being.
to Theaetetus (239 C):

That's why the Stranqer says at one point

"let us bid farewell. to you and to me".

He

means that neither he alone nor Theaetetus alone can acCCJmpliah the taak,

�-14-

but that they can do it only both t:ogether.

.. ,

'

But this they can do "not

;,

with complete clarity" (~"I tfllltf':J q"«+?"'''f - 254 C 6), because they are
speakinq about it.
· It is thus t:Mt

a

weakness of speech is revealed· in the dialogue

entitled ·The sophist. · ·sut this dialogue alao shows why there ~ be

falsehood uttered in speech, Why speech can state what is
There iS r however I

to likelihood.

a wide

~

true.

Bp8Cti'ulll Of the !!!!_-~1 ranqing from falsehood

Thia is the background of the dialogue entitled Timaeus,

IUJd I would like to

qiote a passage from this dialoque to make you

experience the playful and saddeninq ambiguity of this passaqe.

It

deals with the human mouth.· It claims that it. was .fashipned "for ends
both necetiaary and most good"; ·"as an entrance with a view to what is·

necessary and as an outlet with a view to what is most good".
quoting (75 i&gt;-B) r

I

keep

For all that enters in and supplies food to the

11

body is,neceaaa.ryrwhile the stream.of speech·which flows out and

ministers to thoughtf ulnesa is of all atreams the most beautiful and
moat good".

Can

we forget how much &amp;Vil, how much falsehood, how much

tri"fling, ·how much nonsense a&lt;lso flow&amp; out?

must be added.I

No, we

cannot.·

But this

in all those cases I just mentioned speech does not

minister to thoughtfulness, to

, .
&lt;;eov'1'°'S.

Let me now turn to a character of speech to which the ancients
.ppu:ently did pay only, llC~ attention.

A ·moat r.arkable sim;i.larity

.obtains between words, apoken words of' live speech, and money, - money,
that is1 available in coins and bills. · Both are precious, both circulate

freely, coins and bills from hand to hancl, words frcim mouth to mouth.
The imprints on cains and bills

are .qraduall.y

erased, effaced, r.uhbed

�-15-

off, just as the meanings of words aean to become fuzzy, blurred and
empty with the pa.1taa9e of time.
as there is in money.

There is even counterfeiting in lan9'U8.9'e

Human speech can and does deteriorate to an

extent which renders it

obnoxio~s,

makes it unable to reach anyone,

deprives it totally of wings.
It was Edmund Husserl who·, in modern ·times, pointed to this inevitable deterioration of hulllari

speech~

According to him the signifying

power of a word has, by its· very nature, the tendency to lose its
revealing character.

The more we become accustomed to wrds, the less

we perceive their original and precise significance:
f~cial

a· kind of super-

and vague· understanding is the necessary result of the increasing

familiarity wi-th spoken -.and written - words;.
ni.ficance is· still

Yet that original sig-

there, in every word, somehow

at the bottom of our speakinq and our

~forqotten",

u~erstancling,

meaning conveyed by our speech might be.

mt still

however vague the

The original "evidence"

has .faded away, but has· not disappeared completely.

It need not be

"awakened" even, it underlies our mutual understanding in a "sedimented"
form.

"Sedimentation is always somehow forgetfulness" (Die Frage nach

dem Ursprung der Geometrie ala intentional-historisches Problem, first
published by Eugen Fink in "Revue internationale de philosophie", I,
2, 1939, p.212).

And this kind of forgetfulness accqmpanies, of

necessity. according to Husserl, the deve1·op:nent and growth of any
science.

(The text about the "origin of geometry". ·appears also - in

a· slightly changed form - as the 3rd Appendix to Walter Biemel's edition
of the Crisis of European Sciences and Transcendental Phenomenology HUsserliana, Vol. VI, 1962 - and as the 6th Appendix to David Carr's

�-16-

Northwe•t~n

tranalation of the •erisia" -

Univeraity·Preas, 1970.

The sentence "sedimentation is always somehow forqetfulness 11 is omitted
in Bi...l's and Carr's versiQns.

I. assume, however, that this sentence

is based. on Husserl's own vo.rds, uttered in conversations with Fink.)
.To be

sure, the

evidence .can be "reactivated0

oriq~nal

,

and indeed

is.reactivated at definite· tim... ·Thia interlacement.of the original
significance and of its "sedimentation" constitutes, we read in HUsserl's
late.work, th• true charactei- of •history" (Ibid., p. 220).

From that

poJ,nt of view there is onJ.y· 2!!!_1egitimate fopa of history:

tha history

of hwlan thought.
from Philosophy.

History, inthia understanding, cannot be separated
Husserl's own philosophy, aa it

deyelo~

in its

latest phase (1935-1937), is ·a· most raarkable att•pt to restore
the integrity of knowledge, of

lt;,,trr11''1' threatened· by

the all-pervading

tendency of "sedimentation". ·It has remained an attaapt.

But

it may

help us,. in any,event, to understand the character of·speech, the character
of

~e

spoken word. .It may help us to cautious in our speaking and

listening.
When we hear --or read ... words ·intended to convey opinions about
tlµngs, about

~

they are and

!!2!, they are, it is amazing to observe

their almost. total dependence .on the Latin rendering of crucial Greek,
and·especia1ly Aristotelean, terms used in searching or reve&amp;ling speech
or,_ as.we say, in •philosophical" discourse.

The adoption of this

Latin rendering by modern western lanquages usually involve• a radical
chanl]e and certainly a "sedimentation" of the very meaning of the tenis
in question.

We hear a

qr~t

deal about pollution today - the pollution

of air, water, and land, which burdens our lives.
. about the

pollu~ion

But.we hear rarely

of our language, which burdens our understanding.

�-17-

OQr

daily. language, not to mention the •elevated" ianguage of inquiry

and exposition, ia pemeated and pol;l.uted by diatorted.teriu in paeudoLatin or even

paeudo~reek

onea all the tilllea

quiae.

Don't we use words like-the following

"actual", "dynamic", •potentialities"·, •matter",

"aubatance", "theory", "inform•tion", "energy", "category", "l09ical",
"formal", "abstract"?
w~t we

ilow strange and how discouraging-I

mean by thaaa words?

I

we know

could. extend this list quite a bit,

but I should like to add only theae six terms1
"conc•pt~",

Do

"idea1•,· 11 aaaence",

"reality", "individual", and_ - horribile dictu -. "mind•.-

This tendency of. "-.dimentation" of human apeech finds, it i9 true,
its counterpart in the tendency to reactivate its oriq;Lnal aignificance.
Beyond that,

i~

may happen that huinan speech reachaa level• previoualy

not experienced at alls

they may increaae its viqor, lift its signifying

power to new heighta, elevate it truly.

Responsible for thia are

moatly - and rarely enough, to be sure - written words.

New words

or new combinations of worda can be "coined", as we so aptly and. significantly say.

At deciaive points in his dialoques Plato resorts to

this kind of coininga in the dialogue entitled The Republic, for example,
but. mollt. not.ably in the dialogue entitled The Statesman.

(We are aware,

of course, that Plato's dialogues-, althouqh presenting lively sp0ken
words, are the result of uniquely careful inditing and writing.)
Story-writer• engage - aometim.ea - in this kind of inventive writing,
as Joyce and Faulkner did.

The moat illlportant cases. of newly articulated

written speech, however, are found in declaratory work•·which intend
to convey knowledge, derived froa questioning that is profound and
deeply Hrioua.

Such 'WOrka are those

o~

Aristotle, of He&lt;Jel who raises

Ariatotle to new levels, and of Heidegger who opposes Aristotle radically.

�-1a'1'heir peculiar way of apeakinq aheda new light on thinga, on their

zoota, their relations, their very being •. We :have to notes

none of

t.he8e author• have written work• that are eaaily translatable, - and
thia cannot he otherwise.
Let me be fair to people of the Latin tongue· and, by way of conclusion
quote Virgil, the poet.

In a letter: to a friend Virgil says that he

giv• birth to verses in the manner of bears and according to their
custom (parere ••

veraua modo a·tque ritu ursino) , that is to say, that

be pz'Oduces his verses the way the mother bear handles her newly born
cubaa

shape.

. .aiduoualy

and peraiatently llhe licks th• into their proper

Such aniduoua work, perfozaed on the written word and undertaken

to·uaure the right articulation of a compoaad whole, can anci does
reatore and preserve the integrity of human speech.

It is thus that

the written word repays i ta eterna·l debt to the spoken word.

�</text>
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                    <text>S!JOHN'S
College
ANNAPOLIS • SANTA FE

Charter and Polity of the Colle ge

ANNAPOLIS, MARYLAND ~ SANTA FE, NEW MEXICO

Amended and Restated
October 2011

Founded as King William' s School, 1696
Chartered as St. John's College, 1784

�Since this Polity can be amended between printings, the current official Polity is kept in the
offices of the Presidents of St. John's College.

HISTORY

St. John's College was founded in I 696 as King William's School in accordance with a
Petitionary Act for free-schools of the General Assembly of the Colony of Maryland. Following
the Revolutionary War, the General Assembly of the new State of Maryland granted a Charter to
St. John's College pursuant to and as a part of Chapter 37 of the Laws of Maryland of 1784. This
Charter was subsequently amended by the General Assembly through Resolution No. 41 of
1832.
The Visitors and Governors of St. John's College in 1950 revised the Charter to eliminate
extraneous and obsolete matter and to make certain other amendments consistent with present
requirements and conditions. It was the opinion of the Attorney General of Maryland that the
original Charter of the College was subject to the general Corporation Laws of Maryland and
might accordingly be amended by the Visitors and Governors, pursuant to these laws, without
legislative action by the General Assembly. Subsequent amendments were made in 1961, in
1963, in 1965, in 1970, and in 1975.

CHARTER OF ST. JOHN'S COLLEGE

WHEREAS, institutions for the liberal education of youth in the principles of virtue, knowledge
and useful literature are of the highest benefit to society, in order to train up and perpetuate a
succession of able and honest men for discharging the various offices and duties of life, both
civil and religious, with usefulness and reputation, and such institutions of learning have
accordingly been promoted and encouraged by the wisest and best regulated States; And
whereas, it appears to this General Assembly that many public spirited individuals, from an
earnest desire to promote the founding a college or seminary of learning on the Western Shore of
this State have subscribed and procured subscriptions to a considerable amount, and there is
reason to believe that very large additions will be obtained to the same throughout the different
counties of the said Shore, if they were made capable in law to receive and apply the same
towards founding and carrying on a college or general seminary of learning with such salutary
plan and with such legislative assistance and direction as the General Assembly might think fit,
and this General Assembly, highly approving those generous exertions of individuals, are
desirous to embrace the present favorable occasion of peace and prosperity for making lasting
provision for the encouragement and advancement of all useful knowledge and literature through
every part of this State;

BE IT ENACTED:
When the decision was reached to establish a second St. John's College in Santa Fe, New
Mexico, amendments were made to the Charter to authorize branches or extensions of the
College. The Charter was then filed with the Corporations Commission of the State of New
Mexico as a foreign corporation. The College was thus empowered to grant degrees in New
Mexico under the provisions of its Maryland Charter.
A Polity for the College was first suggested at a faculty meeting in 1943 by the Dean. A faculty
committee was elected and drafted a Polity, which was then promulgated by the President. In
April 1949 the Faculty elected a committee to revise the Polity. The resulting document was
approved by the Faculty on April 9, 1950, and was adopted by the Board of Visitors and
Governors on July 8, 1950. Subsequent quinquennial reviews were made by elected faculty
committees, and desired amendments were recommended by the Faculty to the Board of Visitors
and Governors. The Polity was thus amended at regular meetings of the Board held on May 14,
1955; May 21, 1960; May 15, 1965; June 6, 1970; April 19, 1975; January 16, 1982; April 19,
1986; and October 19, 1991. Other amendments were adopted by the Board at regular meetings
on February 22 and December 9, 1961; February 23 and September 28, 1963; October 3, 1970;
February 18, 1972;0ctober25, 1975;January24, 1976;November6, 1982;July21, 1984;April
20, 1985; October 25, 1986; April 11, 1987; October 19, 1991; July 18, 1992; April 17, 1993;
April 22, 1995; April 19, 1996; April 24, 1999, and November 6, 1999; January 27, 2001, April
26, 2003; April 24, 2004; January 27, 2006; April 22, 2006; April 25, 2009; April 24, 2010, and
October 29, 2011.

II. That a college or general seminary of learning by the name of "St. John's College" be
established on the said Western Shore upon the following fundamental and inviolable principles;
namely, first, the said college shall be founded and maintained forever upon a most liberal plan
for the benefit of youth of every religious denomination, who shall be freely admitted to equal
privileges and advantages of education and to all the literary honors of the college, according to
their merit without requiring or enforcing any religious or civil test, or urging their attendance
upon any particular religious worship or service other than what they have been educated in or
have the consent and approbation of their parents or guardians to attend; nor shall any preference
be given in the choice of a Principal, Vice-Principal or other Professor, Master or Tutor in said
college on account of his particular religious profession, having regard solely to his moral
character and literary abilities and other necessary qualifications to fill the place for which he
shall be chosen.
IV. That the governing body or board of said College shall consist of not more than sixty nor less
than thirteen Visitors and Governors, to be chosen and to hold office in such manner as the said
Visitors and Governors may determine and prescribe by their fundamental ordinances; provided,
however, that the Governors of the States of Maryland and New Mexico shall act ex officio as
two of the total number of Visitors and Governors of said college during their respective terms in
said offices; and that the said Visitors and Governors and their successors duly chosen shall be
and are hereby declared to be one community, corporation and body politic to have continuance
forever by the name of and by the same name they shall have perpetual succession.

�ST. JOHN'S COLLEGE
VII. That if the City of Annapolis should be fixed upon as a proper place for establishing the
said intended college, this General Assembly give and grant, and upon that condition do hereby
give and grant to the Visitors and Governors of the said College by the name of "The Visitors
and Governors of Saint John's College in the State of Maryland," and their successors all that
four acres within the City of Annapolis purchased for the use by the public and conveyed on the
2nd day of October, 1744, by Stephen Bordley, Esq., to Thos. Bladen, Esq., then Governor, to
have and to hold the said four acres of land with the appurtenances to the said Visitors and
Governors and their successors for the only use, benefit and behoof of the said college and
seminary of universal learning forever.
VIII. That the said Visitors and Governors and their successors by the same name shall be able
and capable in law to purchase, have and enjoy to them and their successors in fee, or for any
other less estate or estates, any lands, tenements, rents, annuities, pensions or other hereditaments
by the gift, grant, bargain, sale, alienation, enfeoffment, release, confirmation, or devise of any
person or persons, bodies politic or corporate capable to make the same, and such lands,
tenements, rents, annuities, pensions or other hereditaments or any less estates, rights or interests
of or in the same at their pleasure to grant, alien, sell and transfer in such manner and form as
they shall think meet and convenient for the furtherance of the said college; And also that they
may take and receive any sum or sums of money, and any kind, manner or portion of goods and
chattels that shall be given, sold or bequeathed to them by any person or persons, bodies politic
or corporate capable to make a gift, sale or bequest thereof and employ the same towards
erecting, setting up and maintaining the said college in such manner as they shall judge most
necessary and convenient for the instruction, improvement and education of youth in the
vernacular and learned languages, and generally in any kind of literature, arts and sciences,
which they shall think proper to be taught for training up good, useful and accomplished men fo r
the service of their country, in church and state.
IX. That the said Visitors and Governors and their successors by the name aforesaid shall be able
in law to sue and be sued, plead and be impleadable in any court or courts, before any judge,
judges, or justices within this State and elsewhere in all and all manner of suits, complaints,
pleas, causes, matters and demands of whatsoever kind, nature or form they be and all and every
other matter and thing therein to do in as full and effectual a manner as any other person or
persons, bodies politic or corporate within this State or any of the United States of America in
like cases may or can do.
X. That the said Visitors and Governors and their successors shall have full power and authority
to have, make and use one common and public seal and likewise one privy seal with such
devices and inscriptions as they shall think proper, and to ascertain, fix and regulate the uses of
both seals, by their own laws and the same seals or either of them to change, break, alter and
renew at their pleasure.

XI. That the said Visitors and Governors and their successors from time to time and at all times
hereafter, forever, shall have full power and authority to constitute and appoint in such manner as
they shall think best and most convenient, a principal, a vice-principal of the said college and

professors with proper tutors and assistants for instructing the students and scholars of the said
seminary in all the liberal arts and sciences, and in the ancient and modem tongues and
languages; and the said principal, vice-principal and professors so constituted and appointed
from time to time shall be known and distinguished forever as one learned body or faculty by the
name of "The Principal, Vice-Principal and Professors of St. John's College"; and by that name
shall be capable of exercising such powers and authorities as the Visitors and Governors of the
said college and their successors shall by their ordinances think necessary to delegate to them for
the instruction, discipline and government of the said seminary and of all the students, scholars,
ministers and servants belonging to the same.
XIV. That a majority of the said Visitors and Governors for the time being and duly assembled at
any meeting upon due notice given to the whole body of Visitors and Governors shall have full
power and authority to make fundamental ordinances for the government of the said college and
the instruction of youth as aforesaid, and by these ordinances to appoint such a number of their
own body not less than seven, as they may think proper for transacting all general and necessary
business of the said seminary and making temporary rules for the government of the same; and
also by the said fundamental ordinances to delegate to the principal, vice-principal and
professors such powers and authorities as they may think best for the standing government of the
said seminary and of the execution of the ordinances and rules of the same; provided always that
they be not repugnant to the form of government of any law of this State.
XV. And for animating and encouraging the students of said college to a laudable diligence,
industry and progress in useful literature and science, be it enacted that the said Visitors and
Governors and their successors shall by a written mandate under their privy seal and the hand of
someone of the Visitors and Governors to be chosen annually as their President, according to the
ordinance to be made for that purpose, have full power and authority to direct the principal, viceprincipal and professors to hold public commencements either on stated annual days, or
occasionally as the future ordinances of the said seminary may direct and at such
commencements to admit any of the students in the said college or any other persons meriting
the same (whose names shall be severally inserted in the same mandate) to any degree or degrees
in any of the faculties, arts and sciences and liberal professions to which persons are usually
admitted in other colleges or universities in America or Europe; And it is hereby enacted that the
principal , or in the case of his death or absence, the vice-principal , and in case of the death or
absence of both, the senior professor who may be present, shall make out and sign with his name
diplomas or certificates of the admission to such degree or degrees, which shall be sealed with
the public or greater seal of the said corporation or college and delivered to the graduates as
honorable and perpetual testimonials of such admission; which diplomas, if thought necessary
for doing greater honor to such graduates, shall also be signed with the names of the different
professors or as many of them as can conveniently sign the same; provided always that no
student or students within the said college shall ever be admitted to any such degree or degrees,
or have their name inserted in any mandate for a degree, until such student or students have been
first duly examined, and thought worthy of the same.

XVI. That the ordinances which shall be from time to time made by the Visitors and Governors
of the said college and their successors with an account of their other proceedings and of the
management of the estate and moneys committed to their trust, shall when required be laid

�before the General Assembly for their inspection and examination, but in case at any time
hereafter through oversight, or otherwise through misapprehension and mistaken constructions of
the powers, liberties and franchises in this Charter or Act of Incorporation granted, or intended to
be granted, any ordinance should be made by the said corporation of Visitors and Governors or
any matters done and transacted by the corporation contrary to the tenor hereof, it is enacted that
although such ordinances, acts and doings shall in themselves be null and void, yet they shall
not, however, in any courts of law, or by the General Assembly, be deemed, taken, interpreted or
adjudged into an avoidance or forfeiture of this Charter and Act of Incorporation, but the same
shall be and remain unhurt, inviolate and entire unto the said corporation of Visitors and
Governors in perpetual succession; and all their acts conformable to the powers, true intent and
meaning hereof shall be and remain in full force and validity, the nullity and avoidance of such
illegal acts to the contrary in any wise notwithstanding.

XVII. That this Charter and Act of Incorporation and every part thereof shall be good and
available in all things in the law according to the true intent and meaning thereof, and shall be
construed, reputed and adjudged in all cases most favorably on the behalf and for the best benefit
and be hoof of the said Visitors and Governors and their successors, so as most effectually to
answer the valuable end of this Act of Incorporation towards the general advancement and
promotion of useful knowledge, science and virtue.

Polity of St. John's College

Preamble

Education is the making of men and women out of children by bringing them into the world of
inherited customs, intellectual traditions, and spiritual ties. Institutions of learning are set up for
this purpose. Beyond this they should also seek to develop the moral and intellectual powers of
their students to enable them to fulfill best their freely chosen tasks and thus to take their own
responsible part in shaping the future. St. John's College is a community of learning committed
to holding these ends constantly in sight and to seeking the best means of attaining them.
St. John's College strives to illuminate the common heritage of humanity in a persisting study of
the great documents in which that heritage can be found. It is concerned with the unity of
knowledge, an understanding of the great issues, and the moral foundations on which men and
women may conduct their lives. To provide proper conditions for the pursuit of these ends, we,
the Board of Visitors and Governors, after consultation with the Faculty, do ordain and establish
this Polity for St. John's College.
Article I

XVIII. That the College may establish and operate one or more branches in one or more states of
the United States.

THE COLLEGE
(1) St. John's College is by its Charter a legal entity, carrying on its functions from its campuses
in Annapolis, Maryland, and in Santa Fe, New Mexico. Under the Charter of the College, all
power, authority, and responsibility pertaining to the College are vested in the Visitors and
Governors.
(2) The College consists of the following: The Board of Visitors and Governors, the Faculty, the
Graduate and Undergraduate Students, the Alumni and the Staff, and other members who
may be named from time to time by the Board of Visitors and Governors.
(3) Under the Charter, "the said Visitors and Governors, and their successors, from time to time,
and at all times hereafter, forever, shall have full power and authority to constitute and
appoint, in such manner as they shall think best and most convenient, a principal and viceprincipal of the said College, and professors, with proper tutors and assistants, for instructing
the students and scholars of the said seminary in all the liberal arts and sciences, and in the
ancient and modern tongues and languages; and the said principal, vice-principal, and
professors, so constituted and appointed from time to time shall be known and distinguished
forever as one learned body or faculty, by the name of 'The Principal, Vice-Principal, and
Professors of St. John's College;' and by that name shall be capable of exercising such
powers and authorities as the Visitors and Governors of the said college and their successors
shall by their ordinances think necessary to delegate to them for the instruction, discipline,
and government of the said seminary and of all the students, scholars, ministers and servants
belonging to the same."

�(a) The "principal" shall be the Presidents. When 'President' is used in this Polity it shall
mean:
(i) with respect to membership on the Board of Visitors and Governors, in the Faculty,
on committees of the Board, and sitting ex officio with the Instruction Committee,
and for presentation of, and response to, the Statement of Educational Policy and
Program (Article V (l)(c)), the President of the Annapolis campus and the President
of the Santa Fe campus;
(ii) with respect to membership on committees or sitting ex officio with committees, and
actions or procedures relating to one campus, the President of that campus;

who have been designated as honorary members of the Alumni Association of St. John's
College shall be called Alumni. All who have ever been Alumni shall continue to be.
(k) The Staff shall consist of all persons appointed by the President who are not members of
the Faculty of St. John's College or the Faculty of the Graduate Institute.
(I) There shall be no discrimination at St. John's College in appointments, conditions of
employment, admissions, educational policy, financial aid programs, athletics, or other
activities, on the basis of race, religion, age, sex, national origin, color, disability and/or
handicap, sexual orientation, or other characteristic protected by any applicable federal,
state or local law.

(iii) with respect to actions under Article [I (12)(b) or actions or procedures involving the
entire College under Article X (l)(a)(i) and Article X (l)(a)(iii), either President.

Article II
VISITORS AND GOVERNORS

(b) The "vice-principal" shall be the Dean who is serving as the Chair of the Instruction
Committee.
(c) There shall be a Dean of St. John's College in Annapolis and a Dean of St. John's College
in Santa Fe.
(d) The "professors, tutors and assistants" shall bear the title Tutor or Tutor Emeritus. Tutors
who have completed their tenure appointments shall be Tutors Emeriti.
(e) There shall be Vice-Presidents for College Advancement and Treasurers.
(f) There shall be Associate members of the Faculty, hereinafter called Associates, as
provided in Article VIII.
(g) The "one learned body or faculty," composed of the President, the Deans, the other
Tutors, the Tutors Emeriti, the Vice-Presidents for College Advancement, the Treasurers,
and the Associates, shall bear the title the Faculty of St. John's College.
(h) All who have formally matriculated, are at the present enrolled, and are in good standing
shall be called Students of St. John's College.
(i) The Directors and the Tutors of the Graduate Institute shall be called the Faculty of the
Graduate Institute.

(j) All who have been awarded a degree by the College shall be called Alumni. In addition,
all who have completed at least one semester of undergraduate study or at least one
segment of Graduate Institute study, but who are not currently enrolled, shall be called
Alumni either a) in the case of undergraduate students, when the class with which they
matriculated has graduated, orb) in the case of Graduate Institute students, at the end of
three full sessions of the Graduate Institute after the one in which they last enrolled. All

(l) Qualifications for Membership. Persons shall be eligible for membership on the Board of
Visitors and Governors who are concerned for the maintenance, progress, and vitality of St.
John ' s College' s educational program and who are willing and able to discharge the
responsibilities of trusteeship with devotion and energy.

(2) Members. The Board of Visitors and Governors shall consist of not more than thirty four
members, comprising the Presidents, the Deans, the Governors of Maryland and New
Mexico, and the President of the St. John' s College Alumni Association, ex officio, twentyseven members, of whom not more than twenty-four shall be elected by the entire Board, and
of whom not more than three shall be elected by the Alumni of the College, all in the manner
and for the terms hereinafter provided. In recognition of meritorious service to the College,
Visitors Emeriti may be elected to the Board who may attend all meetings of the Board, with
voice in deliberation, but without vote. Retired members of the Board who have served six
(6) terms on the Board as members in good standing may be designated as Honorary Board
Members upon election by the Board. Honorary Board Members will receive minutes of the
Plenary Sessions of the Board, may, as a guest, attend the Plenary Sessions of all regular
meetings of the Board, and may be asked to assist on Board Committees.
(3) Elections by the Board. At each annual meeting, the Board shall elect a class of members for
a term of three years, to succeed those members whose term expires at the conclusion of said
meeting. Those members elected shall begin their term upon the conclusion of the meeting of
their election. The procedure for nomination and election shall be as follows:
There shall be a Trustee and Governance Committee of the Board appointed by the Chair.
The Chair and the Presidents shall sit with the committee, ex officio, when nominations to
Board membership are being considered. The Trustee and Governance Committee shall
recommend to each member of the Board in writing, not later than thirty days prior to the
annual meeting at which the election is to be held, at least one candidate for each of the
places to be filled by such election, including each position as an officer of the Board.
Additional nominations may be made in writing, addressed to the Chair, signed by at least

�five members of the Board, prior to the date above provided for the report of the Trustee and
Governance Committee, and any such additional nominations shall be reported to the Board
by the Committee at the time of its report.
Voting on nominations at annual meetings may be by ballot, each member present to vote on
said nominations. In case the balloting results in a tie for one or more positions, the Board
shall determine the procedure to resolve the tie. No nominee for member or officer of the
Board shall be deemed elected who has not received the affirmative votes of at least a
majority of the members present at the meeting.
Jf there should be fewer than eight members in any class prior to the end of the term for such
class, any vacancy may be filled pursuant to the procedure provided above for regular
elections, except that the election may take place at any regular meeting. A member elected
to fill any such vacancy shall hold office for the remainder of the term of the class in which
such vacancy occurred.
(4) Elections by the Alumni . The voice of alumni being of particular value to the Board, each
year one of the college' s alumni shall be elected to membership for a term of three years, in
such manner that there shall be three members of the Board elected by the alumni, consisting
of three classes of one member each. Outgoing members so elected shall continue to serve
until their successors' term of office begins.
Such elections shall be conducted in accordance with the By-laws of the Alumni Association
of St. John ' s College. A representative of the Alumni Association Board shall consult w ith
the Chair of the Trustee and Governance Committee of the Board of Visitors and Governors
concerning the Association's nominees and shall advise the Trustee and Governance
Committee of its nominees in advance of the Board of Visitors and Governors' mid-year
meeting so that the organizations ' respective nominations can reasonably be coordinated. In
the event that for any reason there should be fewer than one member so elected in any class
prior to the end of the term of that class, the vacancy may be filled by the Alumni
Association of St. John ' s College. Newly elected alumni shall begin their terms immediately
following the annual meeting of the Board.
(5) Faculty Representation at Board Meetings. Three members of the Faculty shall be elected by
the Faculty on each campus to attend all regular sessions of the Board on the campus to
which they belong, with voice in deliberation, but without vote.
(6) Student Representation at Board Meetings. Two students shall be elected by the Students on
each campus to attend all regular sessions of the Board on the campus to which they belong,
with voice in deliberation, but without vote.
(7) Graduate Institute Director Representation at Board Meetings. Each Director of the Graduate
Institute may attend all regular sessions of the Board on such Director' s campus, with voice
in deliberation, but without vote.

(8) Graduate Institute Student Representation at Board Meetings. A student of the Graduate
Institute shall be elected by the Students of the Graduate Institute on each campus to attend
all regular sessions of the Board on such student's campus, with voice in deliberation, but
without vote.
(9) Staff Representation at Board Meetings. The Staff on each campus shall be invited to send
two representatives to all regular sessions of the Board at that campus, with voice in
deliberation, but without vote.
(10) Reelection. A member of the Board elected by the Board or by the Alumni may be elected
for not more than two consecutive terms, but may, after a second consecutive term, be
reelected to membership at the annual meeting in the year following the expiration of the
member's second term . Notwithstanding the foregoing, in extraordinary circumstances, the
Trustee and Governance Committee may recommend the reelection of the Chair of the Board
fo r up to two additional consecutive terms.
(11 ) Meetings of the Board.
(a) The Board shall hold at least three regular meetings annually, at least one of which shall
be held on each campus. The last meeting of the academic year shall be called the annual
meeting. The time and place of regular meetings shall be determined by the Chair, in
consultation with the President, and notice of regular meetings shall be given not less
than fifteen days prior to such meetings.
(b) Special meetings of the Board may be called by the President, the Chair, the Executive
Committee, or any nine members of the Board, not less than seven days after the dispatch
of written, faxed, or e-mail notice of the time, place, and purposes of the meeting. Such
notice may be dispensed with if waived in writing by all members of the Board either
before or after the meeting.
(c) Any business may be conducted at a regular meeting without specific notice of such
business (except that which is required by law or as provided herein as to elections and
amendments), but no business shall be conducted at any special meeting unless notice of
such business has been given, or has been waived as above provided.
(d) One third of the members of the Board shall constitute a quorum for the transaction of
business.
(e) The Board in regular session is open to elected and ex officio members, to Visitors
Emeriti, to Honorary Board Members as guests, to Associates and others invited by the
President, and to official representatives of the Faculty, Students, Graduate Institute, and
Staff. Attendance at Executive sessions shall be limited to voting members and Visitors
Emeriti. Public sessions shall be open without restriction. The Chair of the Board, in
consultation with the Presidents, shall determine whether any meeting or portion of a
meeting shall be in regular, executive, or public session.

�(12) Officers of the Board. At each annual meeting the Board shall elect a Chair, Vice-Chair,
and Secretary, to hold office until the next annual meeting or until their successors are
elected. Vacancies in any such offices may be filled at any regular meeting, or any special
meeting called for that purpose. Such officers shall perform the customary duties of such
offices, and such other duties as the Board may from time to time direct.

auditors, unattended by employees of the College. The Committee shall recommend to
the Board the appointment or reappointment of independent auditors to conduct the audit
for the next fiscal year. The Committee shall report to the Board annually on its review of
the audit, shall bring to the attention of the Board any matters related thereto requiring
Board action, and shall have such other responsibilities as the Chair of the Board shall
determine. The Treasurers shall serve as non-voting Staff to the committee.

(13) Committees of the Board.
(a) Executive Committee. The Chair, Vice-Chair, Secretary, Presidents, Deans, Chairs of the
Finance, Advancement, Visiting, and Trustee and Governance Committees, and two other
members chosen annually by the Board at the annual meeting shall comprise the
Executive Committee of the Board. In intervals between meetings of the Board, the
Executive Committee may act for the Board, except in those matters expressly delegated
to some other committee, person, or persons. Eight members of the Executive Committee
present at a meeting shall constitute a quorum for the transaction of business. The
Executive Committee shall determine the compensation of the Vice Presidents and
Treasurers. The Executive Committee shall recommend to the Board the compensation of
the Presidents and shall also recommend annually to the Board the Chair of the
Management Committee.
(b) Presidential Search Committee. There shall be a Presidential Search Committee to
recommend the appointment of a President as provided in Article IV(2).
(c) Trustee and Governance Committee. There shall be a Trustee and Governance
Committee which shall be responsible for the nomination, orientation, and assessment of
members of the Board as provided in Article ll(3), and shall have such other
responsibilities as the Chair of the Board shall charge.

(g) Polity Review Committee. There shall be a Polity Review Committee appointed by the
Chair every fifth year. The Chair of the Board shall appoint one of the members to be
Chair of the Committee. The Committee shall receive the report of the Faculty
Committee and after appropriate study shall make recommendations to the Board for
consideration at the annual meeting when the final review of the Polity is consummated.
The respective Chairs of the Board and Faculty Review Committees shall make such
arrangements as they deem appropriate for joint consultation prior to and after the
adoption of the report by the Faculty.
(h) Advancement Committee. There shall be an Advancement Committee which shall be
responsible for the oversight of the College's fundraising, communications, and alumni
relations functions, and shall have such other responsibilities as the Chair of the Board
shall determine. The Vice Presidents for College Advancement shall be members of the
Committee, ex officio.
(i) Other Committees. The Chair may appoint such other standing or special committees of
the Board as the Chair deems desirable or which the Board may request.
(j) Former members of the Board and Visitors Emeriti may be appointed by and at the

discretion of the Chair to serve on committees.
(d) Visiting Committee. There shall be a Visiting Committee, which shall meet at least once
annually with the Instruction Committee on one of the campuses. The Visiting
Committee shall discuss the Statement of Educational Policy and Program of the Chair of
the Instruction Committee and become acquainted with the aims of the College and how
they are being realized, and shall have such other responsibilities as the Chair of the
Board shall charge. The Deans shall be members of the Committee, ex officio.
(e) Finance Committee. There shall be a Finance Committee which shall be responsible for
recommending to the Board the annual budgets, policies for the expenditures from
endowments, major capital expenditures, and policies for the investment of College
assets. It shall be responsible for the oversight of the College's financial matters, physical
plant and compensation policies for faculty and staff, and shall have such other
responsibilities as the Chair of the Board shall charge. The Presidents, Treasurers, and
Chair of the Board shall sit on the Committee, ex officio.
(f) Audit Committee. There shall be an Audit Committee, including a Chair, appointed by
the Chair of the Board. The Committee shall be responsible for the review in detail of the
annual report of the independent auditors and the discussion of audit findings with the

(k) Except for the Presidential Search Committee and the Polity Review Committee,
committee appointments shall be made annually. Members of the Committees serve until
their successors have been appointed.
(I) Any member of the Board may, without invitation, attend any Board committee meeting,
except those of the Presidential Search, Trustee and Governance, and Executive
Committees, but without vote.
(m)Whenever a Capital Campaign is in progress, its Chair shall be an ex-officio voting
member of the Finance and Executive Committees.
(14) Execution of Contracts, Transfer of Securities, Etc. All contracts of $50,000 or more, notes,
deeds, leases, mortgages, releases, bonds for security or indemnity, negotiable instruments,
stock certificates, transfers, and powers, and like papers and documents on behalf of the
College or the Endowment Funds shall be executed by two persons, of whom one shall be the
President, the Chair, or a Vice-Chair, and of whom the other shall be the Secretary of the
Board or the Treasurer of the campus concerned.

�(3) The President shall concurrently be a Tutor, but the provisions of Article VI need not apply.
( 15) Signing of checks, drafts, etc. All checks, drafts, acceptances, and similar orders for the
payment of money on behalf of the College may be signed by the same persons authorized to
execute contracts, etc., pursuant to Section (14) hereof, but may also be signed by such
persons, and in such manner, as the Board may from time to time direct by appropriate
resolution.
(16) The College shall indemnify, to the full extent permitted by law, any current or former
member of the Board or officer of the College or any person who, while a member of the
Board or an officer of the College, may have served at the College's request as a director,
officer, partner or trustee of another entity, against any judgments, penalties, fines,
settlements and reasonable expenses actually and necessarily incurred by him or her in
connection with the defense of any action, suit or proceeding to which he or she is made a
party by reason of being or having been such member of the Board or officer of the College.

Article III
THE FACULTY
The Visitors and Governors by these ordinances hereby delegate to the Faculty of St. John's
College the President, the Deans, the other Tutors, the Tutors Emeriti, the Vice-Presidents for
College Advancement, the Treasurers, and the Associates "powers and authorities" for the
"instruction, discipline, and government" of the College.

Article IV
THE FACULTY: THE PRESIDENT
(1) There shall be a President for the Annapolis campus and a President for the Santa Fe campus,
each appointed as provided in Article IV (2). There is delegated to each President by the
Visitors and Governors executive responsibility and authority for the instruction, discipline,
and government of the President's campus, and the President, in turn, may delegate such
authority. In the interest of the orderly conduct of business and of maintaining and promoting
the unity of the College, the Presidents shall regularly consult and communicate with each
other and, as appropriate, with other College officials, on matters of common concern.
(2) The President shall be appointed by the Board of Visitors and Governors on the
recommendation of a Committee composed of five members of the Board of Visitors and
Governors appointed by the Chair of the Board, at least one of whom is an alumnus the
'
Deans, and one Tutor having tenure from each campus elected by the Faculty on that
campus. This Committee shall be known as the Presidential Search Committee. It shall
consult with the continuing President in a regular and timely fashion. Prior to making its final
recommendation, it shall, on both campuses, consult with all other appropriate persons and
shall arrange for the final candidates to meet with the Faculty and the Instruction Committee.

(4) The President and persons to whom the President delegates authority shall consult with the
Deans, other appropriate persons, and appropriate Faculty committees in matters of policy,
initiation of programs, and setting of priorities affecting the general welfare of the College.
(5) There shall be a Financial Committee on each campus consisting of the President as Chair,
the Dean and Treasurer of the campus, and other members the President may appoint. It will
review proposed budgets prior to their being presented to the Finance Committee of the
Board. It will also meet prior to Board meetings to review performance in the fiscal year to
date and emerging budgetary strengths and weaknesses.
(6) The President shall appoint, or delegate the power to appoint, other committees as may be
necessary for the carrying out of the President's duties for which no provision is made under
Article IX.
(7) If in the judgment of the Board of Visitors and Governors, the College is facing a financial
exigency at either or both of its campuses which could call for a reduction in the number of
Faculty positions, both Presidents shall immediately advise the Faculty of the nature and
extent of the financial difficulty and consult with them concerning the best way to address
the situation. The Faculty may then make a formal recommendation to the Presidents on
ways to meet the problem, or, if the Faculty fails so to act, the Deans and the Instruction
Committee shall propose a plan to the Presidents. The Presidents shall jointly then determine
a plan which specifies a preferred course of action to be taken. All necessary steps must be
taken in timely fashion as prescribed by the Board. Nothing herein provided shall limit the
power of the Board to act otherwise in the event of need to reduce or eliminate Faculty
positions.

Article V
THE FACULTY: THE CHAIR OF THE INSTRUCTION COMMITTEE AND THE DEANS
(1) The Chair of the Instruction Committee.
(a) There is delegated to the Chair of the Instruction Committee responsibility and authority
for the organization of the program of instruction in the liberal arts that is followed by the
Tutors and the Students.
(b) The Deans shall serve alternately, for a term of one year, as Chair of the Instruction
Committee.
(c) Each year the Chair of the Instruction Committee shall, after consultation with the
Instruction Committee on the Chair's campus, and after discussion with the Instruction
Committee of the College, submit a Statement of Educational Policy and Program to the
Faculty as a whole for discussion. The Presidents shall present the Statement, together

�with an account of the Faculty discussion of it, and their responses to it, as a report to the
Board of Visitors and Governors for its consideration.
(d) Should the Chair of the Instruction Committee•or the Chair of the Board of Visitors and
Governors deem it appropriate, the Chair of the Instruction Committee shall report to the
Board on instructional matters, and shall respond to such questions as the Board, through
its Chair, may ask.
(2) The Deans.
(a) There is delegated to the Deans on their respective campuses responsibility and authority
for the supervision of the program of instruction and for the general welfare of the
students and for whatever government of the students be necessary for the greatest
possible attainment of aims of the program. Each Dean shall be the Chair of the
Instruction Committee on such Dean's campus. In carrying out the Dean's duties, each
Dean shall consult regularly with the President and with the Instruction Committee and
the other appropriate Faculty committees on that campus.
(b) The Deans shall be appointed for terms of five years from among the Tutors by the
Visitors and Governors on the recommendation of the President after consultation with a
special committee of seven, four from the campus for which the Dean is being chosen
and three from the other campus, selected from among themselves by the Tutors having
tenure.
(c) A Dean shall be appointed from among the tutors who have themselves been appointed in
accord with Article VI(3). If non-tenured, the appointee shall acquire tenure upon
becoming Dean, in which case the provisions of Article VI(3)(a) regarding reappointment
schedules shall not apply.
(d) To assist them in carrying out their duties, the Deans shall recommend one or more
Tutors to be appointed by the President with the title of Assistant Dean.
(e) During the absence of the President from either campus, the Dean on that campus shall if
necessary exercise the President's prerogative of final decision.
(f) During the absence of either Dean from the campus a Tutor with tenure named by the
Dean shall act for the Dean.
(g) The Dean on each campus shall appoint such committees as may be necessary for the
carrying out of the Dean's duties for which no other provision is made.

Article VI

TlIE FACULTY: TlIE TUTORS
(1) The primary responsibilities of the Tutors are to teach and to make themselves as competent
as possible in all parts of the St. John's Program.
(2) The Tutors shall have authority to recommend to the Visitors and Governors candidates for
degrees of their respective campuses.
(3) Appointment and Reappointment of Tutors. Tutors shall be appointed by the Visitors and
Governors upon recommendation of the President in accordance with the recommendation of
the Dean and the Instruction Committee on that campus where the Tutors so appointed shall
teach.
(a) The schedule of regular appointment of Tutors on each campus shall be either (i)(A) or
(i)(B) below, to be decided by the President in accordance with the recommendation of
the Dean and the Instruction Committee on that campus where the Tutors so appointed
shall teach:
(i)(A) New Tutors shall be appointed for one year unless they are appointed at mid-year,
in which case the initial appointment shall be for a year and a half. First
reappointments shall be for one year. Second and third reappointments shall be
for two and three years respectively.
(i)(B) New Tutors shall be appointed for two years unless they are appointed at midyear, in which case the initial appointment shall be for a year and a half. First and
second reappointments shall be for two and three years respectively.
(ii) A Tutor who has completed a three-year appointment must either be given a tenure
appointment or not be reappointed as Tutor. A Tutor may, however, be given a tenure
appointment as early as the conclusion of the first year of a three-year appointment.
Procedures leading to a recommendation for an early tenure appointment shall be
initiated by the Dean and Instruction Committee, but not without the consent of the
appointee, and shall not prejudice subsequent consideration for a tenure appointment.
Tenure appointments shall not continue beyond retirement. Tutors Emeriti shall retain
their privileges and responsibilities in voting at Faculty meetings.
(iii) Before making recommendations to the President on tenure appointments the Dean
on each campus shall consult with the Instruction Committee on that campus, after
seeking the advice of the Tutors on that campus.
(iv) A Tutor, to be recommended for a tenure appointment, must have served full-time at
the campus where the recommendation is to be made for the two years immediately
preceding the year in which that recommendation is made, the provisions of (ii) above

�notwithstanding. In ordinary cases, these two years of service will be the second year
of a two-year appointment and the first year of a three-year appointment. These
requirements may be waived by the President on the recommendation of the Dean
and instruction Committee on that campus.
(b) A non-tenure appointment as Tutor establishes the possibility, but not the presumption, of
its renewal and the granting of a tenure appointment. Procedures for considering nontenure appointments differ from those for considering tenure appointments. Satisfaction
of appointment criteria admits of degree. With each successive reappointment, the criteria
are applied more rigorously. For a tenure appointment the application is especially strict.
(c) For the purpose of temporary transfer between campuses, special appointments of one or
two years may be granted to a Tutor in addition to his or her regular appointments. The
Tutor may ask that such an appointment be counted as a regular appointment for the
purpose of (a) above. In the case of a permanent transfer a Tutor may ask that years of
service at the other campus be counted toward tenure according to the provisions of (a)
above. Nevertheless, the provisions of (3)(a)(iv) prevail.
(d) Special one-year appointments and reappointments may be given to Tutors who intend to
teach on a part-time basis only. Such a Tutor may subsequently apply for and receive a
regular appointment. Special part-time appointments may then be counted on a fractional
basis toward eligibility for tenure, subject to the provisions of (3)(a)(iv). In establishing
eligibility for sabbatical leave, special part-time appointments shall be computed
proportionate! y.
(e) Visiting Tutors may be appointed for a term or a year.
(4) Notification.
(a) A Tutor under consideration for a non-tenure appointment to begin in a certain calendar
year shall be notified by the President no later than December 15th of the preceding
calendar year whether reappointment will be recommended to the Board of Visitors and
Governors. A Tutor who is reappointed shall be notified by the President by March 1st
of the calendar year in which the new appointment is to begin.
(b) A Tutor under consideration for a tenure appointment to begin in a certain calendar year
shall be notified by the President no later than May 31st of the preceding calendar year
whether the appointment will be recommended to the Board of Visitors and Governors. A
Tutor who is appointed shall be notified by the President by July 31st of that same
preceding year.
(5) A Tutor may apply to the instruction Committee of the College not later than January 15th
for a transfer of campus for the next academic year. Transfers shall require approval of both
Deans after consultation with their Instruction Committees.

(6) (a) A Tutor's appointment may be terminated by the Board of Visitors and Governors for
one of the following reasons only:
(i) failure or inability to perform teaching duties in a satisfactory manner, or
(ii) moral turpitude.
The President shall make such a recommendation to the Board of Visitors and Governors
only with the concurrence of the Dean and the Instruction Committee of the campus
concerned. Before making such a recommendation, the President shall advise the Tutor
affected, and the Tutor shall have the right to be heard by the Instruction Committee or, at
the Tutor' s option, by another committee to be designated by the President for this
purpose.
(b) Either Dean, with the approval of the Instruction Committee on the campus concerned,
may recommend to the President that in the interest of instruction a Tutor be temporarily
relieved of duties in whole or in part at any time. When such action is taken, the Tutor's
salary shall be continued for the remainder of the current academic year.
(7) The sabbatical leave program is designed to provide Tutors with an opportunity for study,
rest, and renewal of spirit, in anticipation of future teaching. It is the objective of the program
to grant all applications for sabbatical leave meeting the conditions for eligibility set out in
(a) of this section. It is understood that Tutors on such leave will not undertake full-time
remunerative employment elsewhere and will return to the College.
(a) Eligibility for sabbatical leave shall be upon the following conditions:
(i) A Tutor who has received a tenure appointment may apply for a full year of
sabbatical leave at full salary, to be taken upon completion of the equivalent of seven
full years of service to the College since the original appointment, or the equivalent of
six full years of service since any previous sabbatical leave.
(ii) Such a Tutor may apply for an earlier sabbatical leave of a full year at partial salary,
or a partial year at full salary. The fractional salary or fractional year shall be
determined by the number of years of teaching completed in relation to the prescribed
total for either an initial or a subsequent sabbatical leave, as the case may be. ln no
case shall a Tutor be paid more than the Tutor's regular salary.
(iii) Upon completion of sabbatical leave, a Tutor is expected to return to the College for
at least two more years.
(b) If, in the judgment of the President, financial or academic needs at a campus should
require that fewer sabbatical leaves be granted there in a given year than there are
qualified applicants, and if the number that can be granted there should be smaller than
one-sixth of the number of Tutors at that campus having tenure and not on full-time leave
under the provisions of section (8) below, the President shall so notify the Board of

�Visitors and Governors and seek its approval for delaying a sabbatical leave for one or
more of the applicants.
(c) If in a year there are more qualified applicants for sabbatical leave at any one campus
than there are leaves to be granted at that campus, then those members shall have
precedence who meet the following conditions in the order set forth:
(i) Those who have served for the greater number of years since their first appointment
as Tutor or since their last sabbatical leave, whichever is more recent;
(ii) Those whose service has been continuous throughout those years;
(iii) Those whose last sabbatical leave was postponed because of the financial or academic
needs of the College;
(iv) Those who have seniority of appointment.
When there is a conflict of precedence, the Dean and the Instruction Committee on the
campus concerned shall be consulted.
(d) A Tutor eligible for sabbatical leave shall make application to the President before
November 1st for leave to begin the following July 1st, and shall be informed of the
action upon the application not later than January 1st.
(8) The President, with the concurrence of the Dean after consultation with the Instruction
Committee on the campus concerned, may grant leaves of absence to Tutors for a period of
one year or less. At that time it shall be determined whether the leave shall be counted as
service to the College with respect to eligibility for sabbatical leave and, if so, how. The
decision with respect to a request for leave of absence shall be made in the light of the
requirements both of the applicant Tutor and of the whole College.
(a) Leave of absence may be renewed upon request but not more than twice in succession
except in extraordinary circumstances.
(b) A request for a leave of absence shall be submitted to the President as early as possible in
the academic year before the year in which the leave is to be taken, but not later than
January 15th of that year. Requests for leaves of absence may be withdrawn at any time
prior to April 1st of the year in which the request is submitted. Requests for leaves of
absence for the second semester must be submitted no later than October 15th.
(c) Tutors on sabbatical leave or leave of absence remain members of the Faculty with the
right of full participation in Faculty meetings and all other College exercises.

Article VII

THE FACULTY: THE VICE-PRESIDENTS FOR COLLEGE ADVANCEMENT AND THE
TREASURERS
(I) The Vice-Presidents for College Advancement shall be responsible to the President for the
supervision and development of all programs in fund-raising, public relations, and alumni
relations on their respective campuses.
(2) The Vice-President for College Advancement on each campus shall be appointed by the
Board of Visitors and Governors on the recommendation of the President made after
consultation with the Dean on that campus and a committee constituted by resolution of the
Faculty on that campus.
(3) The Treasurers shall have charge, on their respective campuses, under the supervision of the
President, of all funds and property, and shall have authority to carry out fiscal and property
transactions, and to receive and disburse funds , subject to the provisions of this Polity and
other directions and arrangements pursuant thereto.
(4) The Treasurer on each campus shall be appointed by the Board of Visitors and Governors on
the recommendation of the President made after consultation with the Dean on that campus
and a committee constituted by resolution of the Faculty on that campus.
(5) The Vice-Presidents for College Advancement and Treasurers may be appointed Tutors
under the provisions of Article Vl(3)(d).

Article VIII

THE FACULTY: THE ASSOCIATES
(I) Associate members of the Faculty on each campus shall be appointed by the Board of
Visitors and Governors on the recommendation of the President in consultation with the
Dean of that campus. On each campus, the President shall have ultimate executive authority
over the Associates.
(2) Associates may be appointed Tutors under the provisions of Article Vl(3)(d).
(3) The Associates on either campus may establish for themselves an Associates' Council for the
purpose of considering College matters of concern to them and communicating with other
members of the College.
(4) The Associates' Councils may establish such committees as they deem appropriate.

�Article IX
(5) There shall be the following Associates, as deemed necessary by the President on each
campus, with the powers and responsibilities provided.
(a) The Registrars. The Registrars shall be responsible to the Deans on their respective
campuses. They shall prepare and supervise the registration of students and shall be
responsible for the academic records and schedules of students.

THE FACULTY: FACULTY COMMITTEES
(1) College-wide Committees
(a) The Instruction Committee

(b) The Librarians. The Librarians shall be responsible to the Deans on their respective
campuses for the operation of the library. Appointments of professional members of the
Library Staff shall be made upon the recommendation of the Librarian to the Dean on
each campus.

(i) The Instruction Committee shares with its Chairs responsibility for the program of
instruction of the College. It shall consist of twelve Tutors in addition to the
Deans. The Presidents shall sit with the Committee ex officio. Six of the Tutors
shall be elected from each campus of the College. The Instruction Committee
shall meet annually. On each campus the members of the Instruction Committee
and the Dean as Chair constitute the Instruction Committee of the College
on that campus. The President sits ex officio with the lnstruction Committee on
each campus.

(c) The Director of Student Activities and the Director of Athletics. The Director of Student
Activities and the Director of Athletics, as the case may be, shall be responsible to the
Deans on their respective campuses for devising and directing programs of recreational
activities.

(ii) Each of the members of the Instruction Committee shall serve for a term of three
years, and the terms shall be arranged in such a way that each year the terms of
two members at each campus shall expire. Terms begin and end the day following
commencement exercises. Annually, and separately at each campus, the President
with the Dean on his campus, after consulting with the Instruction Committee and
seeking the advice of the other Tutors on that campus, shall at the last regular
Faculty meeting on that campus nominate four Tutors of whom two shall be
elected by the Tutors to membership on the Instruction Committee. The Faculty
shall be informed of the names of the nominees prior to the meeting at which the
election occurs. At the expiration of the three-year term a member of the
Instruction Committee shall for one year be ineligible for reelection.

(d) The Directors of Admissions. The Directors of Admissions shall be responsible to the
Deans on their respective campuses for the annual enrollment of qualified freshmen.
(e) The Directors of Alumni Activities. The Directors of Alumni Activities shall be
responsible to the Vice-Presidents for College Advancement. Their primary duty is to
enable the College and the Alumni Association to be of service to alumni.
(f) The Directors of Financial Aid. The Directors of Financial Aid shall be responsible to the
Deans on their respective campuses for the administration of financial aid programs.
(g) The Directors of Career Services. The Directors of Career Services shall be responsible to
the Deans on their respective campuses for helping and counseling students with respect
to graduate and professional schools and careers.

(iii) If for any reason a member of the Instruction Committee is unable to serve for a
part of his or her term, another Tutor shall be chosen to serve for that part of the
term. For this purpose the President and the Dean, in consultation with the
Instruction Committee on the campus where the vacancy occurs, shall nominate
two Tutors of whom the Tutors shall elect one in a regular Faculty meeting.

(h) The Director of College Information Technology Services. The Director of College
Information Technology Services shall be responsible to both Presidents for the
development and management of information services college-wide.

(iv) If the Instruction Committee resigns with the Deans on a matter of confidence and
the resignations are accepted, the President, in consultation with the new Deans
and after seeking the advice of the other Tutors, shall nominate nine Tutors for the
six vacancies on each campus in such a manner that two out of each three
nominees shall be elected by the Tutors for each of the three classes to fill the
unexpired terms.

(i) The Directors of Laboratories. The Directors of Laboratories shall be responsible to the
Dean, in consultation with the Laboratory archons, for training and directing the student
laboratory assistants, designing experiments for the laboratory program, and purchasing
and maintaining laboratory equipment.

(b)

The Tutors' Compensation Committee
(i) There shall be a Tutors' Compensation Committee of six Tutors, three to be
elected by the Tutors on each campus, and the chair shall annually alternate

�between campuses. The Committee shall advise the President concerning Tutors'
compensation and related matters; it shall make annual reviews of the College's
statement of Tutors' salaries and other compensation of Tutors and report
to the Tutors and the President recommendations consequent upon the review.
(ii) Members of the Committee shall be elected annually on each campus for terms of
three years in such a manner that the term of one member on each campus
terminates each year. The Tutors' Compensation Committee on each campus shall
provide the Tutors on that campus with two nominations for each vacancy on the
Committee on that campus. Additional nominations may be made at the Faculty
meeting when election shall be made.
(2) Campus-specific Committees
(a)

The Campus Planning Committees. The Faculty on each campus shall elect five of its
members as a Campus Planning Committee. Two members shall be elected to the
Committee annually except in every third year, when one member shall be chosen.
The President, the Dean, one of the Assistant Deans, and the Treasurer on each
campus shall sit ex officio with the Committee on that campus. It shall be the duty of
the respective committees to advise the President on the construction of new
buildings, the renovation of old buildings, landscaping of grounds, and all matters
relating to the maintenance and development of the campus.

(b)

The Library Committees. The President on each campus, in consultation with the
Librarian and the Dean, shall appoint three Tutors on each campus to serve as a
Library Committee. The President, the Dean, and the Librarian shall themselves be ex
officio members of the Committee, and the Librarian shall serve as Chair. It shall be
the duty of the Library Committees to assist the Librarians in making the Libraries
serve the ends of the College and its program; it shall be their duty to advise the
Librarians in regard to Library policy and acquisitions.

(c)

The Information Technology Committees. The Dean on each campus shall appoint
three Tutors to serve as an Information Technology Committee, one of whom shall
serve as Chair. Each Tutor shall serve a three-year term. The Dean, the Director of
College Information Technology Services, and the Librarian shall be ex officio
members. lt shall be the duty of the Information Technology Committees to advise
the Director of College Information Technology Services in regard to the needs of the
College and its Program.

(d)

The Prize Committees. Every three years the President shall appoint Tutors on each
campus to supervise the awarding of prizes on the respective campuses. The
Committees shall have full authority to decide what prizes shall be awarded and to
name the recipients of the prizes.

(e)

The Fellowship Committees. On each campus there shall be a Fellowship Committee
appointed by the President. It shall be the duty of this Committee to inform students

of fellowships for which they may be eligible, to assist them in applying for
fellowships, and to act on behalf of the College in any matter relating to application
for fellowships.
(f)

Other Committees. The Faculty on each campus shall have authority to elect, or to
request the President to appoint, additional committees that may from time to time
become necessary.

Article X
THE FACULTY: FACULTY PROCEDURE
(1) Procedure for Instructional Proposals.
(a) (i) Any proposal concerning matters of instruction that may affect the College as a
whole shall originate with the Dean and the Instruction Committee on either
campus. A decision as to whether a proposal is college-wide or campus-specific
shall be made by the Deans and Instruction Committee of the College. They shall
make this decision after notifying the Faculty on both campuses and inviting their
comment.
Written statements of college-wide instructional proposals shall be distributed to
the Faculty at least two weeks before the Faculty meeting at which they are to be
presented; the proposal shall be presented to the whole Faculty by the Chair of the
Instruction Committee, either in person or through the other Dean. If, after full
discussion of any proposal so presented, there be no objection on the part of any
Tutor, the measure stands approved and becomes effective as of the date specified
therefore. If, after full discussion, a Tutor objects to the proposal and holds to the
objection, the proposal shall be submitted to vote of the Tutors at special Faculty
meetings called by the Presidents within a month. Any objections that have been
made and held to and submitted in writing shall be transmitted immediately in
writing to the whole faculty. Any objections that have been made and held to but
not submitted in writing shall be reported immediately in writing to the whole
Faculty. If, after discussion, any objection has been made and held to, the
Presidents, in calling special Faculty meetings, shall report the statement of the
Chair of the Instruction and the Dean on the other campus as to whether it be a
matter of confidence; and in submitting the proposal to vote, the Chair of the
Instruction Committee and the Dean on the other campus shall, at the special
Faculty meetings, repeat their statement as to whether it be a matter of
confidence. The vote may then be taken and tallied by the Presidents in such a
fashion that the Tutors shall have recorded their decision acting as a whole. If the
proposal be one that the Chair of the Instruction Committee and the other Dean
have declared a matter of confidence and if it be defeated by majority vote, the
Deans and the Instruction Committee shall immediately resign. If it be passed by
majority vote, it shall become effective as of the date specified therefore. For the

�confidence procedure a quorum shall consist of three-fourths of all resident Tutors
on each campus.

(d) A quorum shall consist of a majority of the Faculty in residence except as otherwise
provided.

(ii) Any instructional proposal that has been deemed campus-specific shall be subject
to the procedure set forth above, except that, if an objection is made and held to
on either campus, voting shall proceed only on the campus were the proposal is
intended to be put into effect. Any objections that have been made and held to and
submitted in writing on the other campus shall be transmitted immediately to the
voting Faculty. Any objections that have been made and held to but not submitted
in writing shall be reported immediately in writing to the voting Faculty. If the
confidence procedure is invoked, it shall be only by the Dean on the voting
campus, and it shall affect the Dean and the Instruction Committee only on that
campus.

(e) Only Tutors may vote on instructional matters. All Faculty members may vote on all
other matters not specifically restricted in the Polity.

(iii) The President may refuse to accept the resignation of the Deans or the Instruction
Committee, any or all of them, whenever in the judgment of the President such
resignation would be detrimental to the proper functioning of the College;
provided, however, that if any six or more Tutors shall petition the Visitors and
Governors, the latter shall review the President's decision within four weeks
'
during which time the Deans and the Instruction Committee shall continue in
office.
(iv) In the event that the proposal be defeated and the resignations be accepted, the
President shall proceed to the choice of new Deans in accordance with the
provisions of Article V (2)(b ).
(b) Upon either a petition of not less than one-tenth of the Tutors on either campus or a
request from the President, the Dean and Instruction Committee on that campus shall
consider any recommendation concerning instruction and shall report to the Faculty
within one year their proposal concerning it. They shall decide whether their proposal is a
college-wide or campus-specific proposal , and the procedure of Article X(l) shall apply.
(2) Faculty Meetings.
(a) Regular monthly meetings of the Faculty shall be called upon due notice by the President;
except that in the period comprising the months of December and January only one
regular meeting need be called. The President or, in his absence, the Dean, shall preside.
In the absence of the President and the Dean, the Faculty shall elect one of its members to
preside.
(b) Special meetings of the Faculty may be called upon due notice by the President alone or
at the request of five Faculty members.
(c) Due notice shall be construed to mean no less than three days notice, except in cases of
emergency.

(3) The Secretary of the Faculty. At the last regular meeting of an academic year, the Faculty on
each campus shall elect one of its members, then in at least his or her third year at the
College, as Secretary. The Secretary shall assist in the preparation and circulation of the
agenda for Faculty meetings, shall keep the minutes of such meetings, and shall collect and
circulate reports of Faculty committees.

Article XI
THE SCHOLARS-IN-RESIDENCE AND THE ARTISTS-IN-RESIDENCE
The Scholars-in-Residence and the Artists-in-Residence shall be appointed from time to time by
the Board of Visitors and Governors on the recommendation of the President after consultation
with the Dean and the Instruction Committee on the campus where the Scholars and Artists shall
reside.

Article XII
THE STUDENTS
(1) The primary responsibilities of the Students are to study and to make themselves as
competent as possible in all parts of the St. John's Program. Their advice and service shall be
sought by the Faculty in such matters and in such ways as may best serve the general welfare
of the College.
(2) The Students of St. John's College shall constitute the Student Polity of St. John's College in
Annapolis and in Santa Fe.
(3) The Student Polity in Annapolis or Santa Fe may establish for itself a government which is
representative of all polity members. The Dean on each campus may delegate to the Student
government a share of the responsibility for the general welfare of the Students and whatever
government of the Students may be necessary for the greatest possible attainment of the aims
of the program. The duties of the Student Government may include:
(a) the management of funds available to the Student Polity;
(b) the sanctioning of all student clubs, organizations, and activities, and their regulation, if
necessary;

�(c) the representation of the Students of St. John's College to the community outside the
College;
(d) the establishment and maintenance of formal channels of communication between the
Students and the Faculty; and
(e) any other duties agreed upon by the Students and the Dean.

Article XIII
THE GRADUATE INSTITUTE
(l) The Directors.
(a) There shall be a Director of the Graduate Institute on each campus to whom shall be
delegated responsibility and authority, under the Chair of the Instruction Committee, for
the organization and supervision on the Director' s campus of the graduate program of
instruction in the liberal arts and for matters concerning the general welfare of the
students. Concerning matters that affect the Graduate Institute as a whole the Director
shall, in consultation with the other Director, be responsible to the Chair of the
Instruction Committee. Concerning matters limited to one campus, the Director on that
campus shall be responsible to the Dean on that campus.
(b) The Directors shall be appointed for terms of four years from among the Tutors by the
Board of Visitors and Governors on the recommendation of the President, after
consultation with the Deans and a special committee consisting of five members, three
from the campus on which the new Director will serve, and two from the other campus,
selected from among themselves by the Tutors having tenure. The Directors shall be
Tutors of the Graduate Institute.
(c) Every three years, on an alternating basis, one of the Directors shall write a Statement of
Educational Policy and Program for the Graduate Institute. The Director who writes the
Statement, after consulting with the Committee for the Graduate Institute on his or her
campus, and with the other Director, shall submit the Statement to the Instruction
Committee for discussion at its joint meeting.
(2) The Faculty Teaching in the Graduate Institute.
(a) Each Director, after consultation with the Committee for the Graduate Institute on that
campus, and in accordance with the recommendation of the Instruction Committee on the
same campus, shall recommend to the President Tutors for appointment in the summer
session of the Graduate Institute.
(b) During the summer term the Tutors teaching in the Graduate Institute on each campus
shall have the authority to recommend to the Board of Visitors and Governors candidates
for degrees.

(3) Committees for the Graduate Institute.
(a) On each campus the Committee for the Graduate Institute shares with the Director on the
same campus responsibility for carrying out the program of instruction of the Graduate
Institute and for the general welfare of the students.
(b) Each Committee shall consist of three Tutors who have experience in the Institute in
addition to the Director, who shall serve as Chair.
'
(c) Members of each Committee shall be appointed by the Director with the concurrence of
the Dean on the same campus after consultation with the Committee for the Graduate
Institute on that campus.
(4) Proposals concerning matters of instruction or policy shall originate with one of the
Directors, after consultation with the other Director and with the Committee for the
Graduate _Institute, and shall be submitted to the Dean on the originating campus for
handlmg m accordance with Article X(l)(a)(i).

Article XIV
THE ALUMNI
(1) Alumni shall be life-Iong members of the College, since St. John's College is a community
not limited by geographical location or fixed periods of time.
(2) The Alumni Association is the formal means by which Alumni participate in the life of the
College. Through the election of alumni members of the Board of Visitors and Governors
Alumni share in the direction of that life. ln these and other ways, Alumni shall be given the
opportumty to serve the College.
(3) The College shall cooperate with the Alumni Association to enable Alumni to assist in
providing services such as recruiting and interviewing prospective students, placing
graduates m appropnate employment, and advising students concerning careers and
adm1ss10n to graduate and professional schools.
(4) The College, in cooperation with the Alumni Association, shall provide seminars and other
appropriate educational activities in Annapolis, in Santa Fe, and in other places.

Article XV
THE STAFF
(1) Members of the Staff assist with the administration and maintenance of the College,
performing duties necessary to its well-being. They are subject to appropriate Staff rules and
regulatrons.

�Article XVII
(2) Members of the Staff on either campus may establish for themselves a Staff Council for the
purpose of better communication and understanding of College policies as a benefit to the
College as a whole. The Staff Council shall seek to establish and maintain formal channels of
communication among the whole Staff and between the Staff and the appropriate College
Officers. The Treasurer on each campus shall review Staff employment regulations with the
Staff Council and discuss with them any changes proposed.

COMPLIANCE WITH LAW
No provision of this Polity shall be construed to contravene any applicable federal or state law. If
any provision is determined to contravene any such law, that provision shall be deemed not a
part of this Polity, and this Polity's remaining provisions shall remain in full force and effect.
Article XVIII

(3) The Staff Council may establish such committees as it deems appropriate.
Article XVI

AMENDMENTS AND REVIEW
(1) Amendments to this Polity may be proposed by a majority of the Polity Review Committee,
or by a petition submitted by not fewer than ten percent of the members of the Board, or by
the Faculty as provided for in section (2) and (3) below. Written notice of a proposed
amendment must be provided to the Board and to the Faculty not less than 30 days prior to
the date of the Board meeting at which the amendment is to be considered. The Faculty shall
have the right to inform the Board in writing of its recommendation with respect to the
proposed amendment by the time of that meeting. This Polity may be amended by a twothirds vote of those members voting at any regular or special meeting of the Board, provided
that the votes of no fewer than one-third of the members of the entire Board eligible to vote
are in favor of such amendment.
(2) Amendments may be proposed at any regular meeting of either the Faculty in Annapolis or
the Faculty in Santa Fe upon petition of not less than ten percent of the members on either
campus. No such proposal shall be acted upon earlier than the next regular meeting of the
Faculty, whether in Annapolis or in Santa Fe. A two-thirds vote of the entire Faculty in
residence, including at least a simple majority vote of the Faculty in residence on each of the
campuses, shall be required for approval and the amendment shall not become effective
unless approved by the Board in the manner set forth in Section (1) above.
(3) Every five years this Polity shall be reviewed by a committee of six, three to be elected by
the Faculty on each campus. The report of the Committee shall be submitted to one regular
Faculty meeting and voted upon at the next regular Faculty meeting. A two-thirds vote of the
entire Faculty in residence, including at least a simple majority vote of the Faculty in
residence on each of the campuses, shall be required for approval of any proposed
amendments.
Whatever action is thus recommended by the Faculty shall be submitted to the Board for
final decision in the manner set forth in Section (1) above.

MANAGEMENT COMMITTEE
There shall be a Management Committee for the college composed of the Presidents and Deans
of both campuses. The Chair of the Management Committee will report to and be appointed
annually by the Board of Visitors and Governors. With the advice of the Committee and in a
collegial manner, the Chair shall exercise executive authority over the College as a whole with
respect to:
( 1) college-wide strategic planning, including defining the processes for strategic thinking,
leading conversations regarding strategic decisions, and presentation of and planning for
the strategic goals of the college and their accomplishment;
(2) college-wide advancement, including capital campaigns, external relations and
publications, common college-wide donor information and databases, oversight and
1mplementat1on of ongoing development initiatives, and oversight of alumni relations
efforts, including the work of the Alumni Relations directors and that portion of the work
of Career Services directors pertaining to alumni;
(3) budgeting and resource planning, including approval of campus-specific budgets,
preparation of college-wide budgets, oversight and implementation of a college-wide
information management system, and oversight and implementation of consistent
accounting, audit, and financial reporting processes;
(4) approval and monitoring of admissions and financial aid policies for both campuses; and
(5) such other matters as may be assigned to the Chair from time to time.
The Management Committee shall not have executive authority over instructional matters
assigned to the Instruction Committee and its Chair under Articles V and IX(l) of the Polity.

�ARTICLE XIX
TRANSITION SCHEDULE
The reduction in size contemplated by the October 2011 amendments to the Polity is intended to
take place over a period of time. No member is to have his or her term shortened by virtue of this
change, which will be accomplished through the normal expiration of members' current terms.

�</text>
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                  <text>Revised and amended editions of the St. John's College Charter and Polity.&lt;br /&gt;&lt;br /&gt;The College's first Charter and Polity was published as the &lt;a href="https://digitalarchives.sjc.edu/items/show/3768"&gt;September 1950&lt;/a&gt; issue of the &lt;em&gt;&lt;a href="https://digitalarchives.sjc.edu/collections/show/37"&gt;Bulletin of St. John's College in Annapolis&lt;/a&gt;&lt;/em&gt;. Revised and amended versions were published as individual issues of the &lt;em&gt;Bulletin&lt;/em&gt; in &lt;a href="https://digitalarchives.sjc.edu/items/show/3746"&gt;1951&lt;/a&gt;, &lt;a href="https://digitalarchives.sjc.edu/items/show/7844"&gt;1960&lt;/a&gt;, &lt;a href="https://digitalarchives.sjc.edu/items/show/7845"&gt;1963&lt;/a&gt;, and &lt;a href="https://digitalarchives.sjc.edu/items/show/7846"&gt;1965&lt;/a&gt;. &lt;br /&gt;&lt;br /&gt;The Charter and Polity was published as a separate document in &lt;a href="https://digitalarchives.sjc.edu/items/show/7850"&gt;1955&lt;/a&gt; and again from &lt;a href="https://digitalarchives.sjc.edu/items/show/7851"&gt;1970&lt;/a&gt; forward. The most recent version of the Charter and Polity is also available on the College's &lt;a href="https://www.sjc.edu/about/leadership/board-visitors-governors/charter-polity"&gt;website&lt;/a&gt;. &lt;br /&gt;&lt;br /&gt;Click on &lt;strong&gt;&lt;a title="Items in the Charter and Polity of the College Collection" href="https://digitalarchives.sjc.edu/items/browse?tags=Charter+and+Polity&amp;amp;sort_field=Dublin+Core%2CDate"&gt;Items in the Charter and Polity of the College Collection&lt;/a&gt;&lt;/strong&gt; to view and sort all items in the collection.</text>
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