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                <text>Audio recording of a lecture given by Tahirih Motazedian on September 4, 2026 as part of the Dean’s Lecture &amp; Concert Series.  The Dean’s Office has provided this description of the event: “Key is one of the simplest building blocks of music and a central property of a work’s musical identity—we refer to “Beethoven’s Fifth Symphony in C Minor,” not “Beethoven’s Fifth Symphony in Four Movements and 34 Minutes” or “Beethoven’s Fifth Symphony With the Very Iconic Motive.” But for a variety of reasons, key has always been ignored as a significant parameter in film music. This talk will show how keys can tell stories in film. The concept of soundtrack is expanded beyond just original scoring to include pre-existing music and sound effects, which represents a paradigm shift in how we perceive films since sound effects aren’t normally heard as “music.” Studying the keys traversed in a film can reveal fascinating insights and hidden layers of narrative meaning, granting new ways to engage with our favorite films.”</text>
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                  <text>Items in this collection are part of a series of lectures given every year at St. John's College. During the Fall and Spring semesters, lectures are given on Friday nights. Items include audio and video recordings and typescripts.&lt;br /&gt;&lt;br /&gt;For more information, and a schedule of upcoming lectures, please visit the &lt;strong&gt;&lt;a href="http://www.sjc.edu/programs-and-events/annapolis/formal-lecture-series/" target="_blank" rel="noreferrer noopener"&gt;St. John's College website&lt;/a&gt;&lt;/strong&gt;.  &lt;br /&gt;&lt;br /&gt;Click on &lt;strong&gt;&lt;a title="Formal Lecture Series" href="https://digitalarchives.sjc.edu/items/browse?collection=5&amp;amp;sort_field=Dublin+Core%2CDate&amp;amp;sort_dir=d"&gt;Items in the St. John's College Formal Lecture Series—Annapolis Collection&lt;/a&gt;&lt;/strong&gt; to view and sort all items in the collection.&lt;br /&gt;&lt;br /&gt;A growing number of lecture recordings are also available on the St. John's College (Annapolis) Lectures podcast. Visit &lt;a href="https://podcasts.apple.com/us/podcast/st-johns-college-annapolis-lectures/id1695157772"&gt;Apple Podcasts&lt;/a&gt; or &lt;a href="https://open.spotify.com/show/6GDsIRqC8SWZ28AY72BsYM?si=f2ecfa9e247a456f" title="Spotify"&gt;Spotify&lt;/a&gt; to listen and subscribe.</text>
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                <text>&lt;p class="e-10811-text encore-text-body-medium"&gt;&lt;span&gt;&lt;span class="sc-jgnaoi LKsIa"&gt;Recording of a lecture delivered on April 17, 2026, by Annapolis tutor Louis Petrich, as part of the Formal Lecture Series.&lt;/span&gt;&lt;/span&gt;&lt;/p&gt;
&lt;p class="e-10811-text encore-text-body-medium"&gt;&lt;span&gt;&lt;span class="sc-jgnaoi LKsIa"&gt;Mr. Petrich offers the following description of his lecture: "To think that Shakespeare felt Iago deeply, as he felt Othello and Desdemona. To authenticate what it’s like to corner human dispositions and fantastically turn all heads. To hear the vulgar tongue of the street on the most intimate and volatile matters. Discretion says, 'be advised.' You may prefer to hear the musical tongues of men and women well-tuned for constant love and aromatic kisses.  Honesty says, 'leave them to time.' That is, to honest Iago, the timekeeper who makes hours seem short or seconds stretch forever. He makes only one mistake.  That is enough, but we shall see. Shakespeare, when he engendered the double-timed action of Othello (and perhaps in no play did he stage a more satisfying action), probably conspired in these terms: 'Iago, accomplice, let’s put people to extreme compulsion of good and evil. At stake is the determination of truth in history and the possession of unmasked souls by heaven or hell.' This lecture will notice things that matter to those outcomes—repetitive stuff, mainly, tracks in the dirt of Iago’s world.  And unless my omissions and exaggerations fail to do their rhetorical job, that dirt and those tracks you may recognize as our world’s."&lt;/span&gt;&lt;/span&gt;&lt;/p&gt;</text>
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                    <text>1

Francis Bacon and the Socratic Turn
Adam Schulman
St. John’s College, Annapolis
April 16, 1999

All the world knows the story of the death of Socrates: how calmly and
courageously he bore the condemnation of the Athenians; how, in the month
he spent in jail before his execution, he lived much as he always had, spending
his days in conversation about the good, the just, and the noble; how he occu­
pied his final hours discussing with his friends the nature of the soul, its
prospects for immortality, and the happiness of the philosophic life. As
Nietzsche observed, Socrates “went to his death with the calm with which...he
leaves the Symposium at dawn, the last of the revelers, to begin a new day.” {The
Birth of Tragedy, §13)
Socrates was not the only philosopher who may be said to have died much
as he lived. On the 9th of April, 1626, Francis Bacon died at the age of sixty-six
at Arundel House just north of London. (Incidentally, this was the home of
our very own Anne Arundel, who was 21 at the time.) We owe most of the de­
tails of this story to Thomas Hobbes. (John Aubrey, Brief Lives, “Bacon”) An un­
seasonable storm had covered the Middlesex countryside in snow. Bacon, tak­
ing the air in a coach, felt a sudden desire to try an experiment or two con­
cerning, as he put it in his last letter, the “conservation and induration of bod­
ies.”* Stopping at a cottage, he purchased a chicken and, with his own hands,
stuffed it with snow to test whether cold can preserve flesh from corruption.
(According to Hobbes, the chicken was dead at the time.) As Bacon wrote to
the Earl of Arundel, the experiment “succeeded excellently well,” but Bacon
himself caught a chill and died a week later of pneumonia. Hobbes seems to
have thought that Bacon was hastened to his grave by the exceedingly damp
bed the Arundel family provided for his convalescence. So there you have it,
the first lesson of this lecture: Anne Arundel’s family killed the founder of
modern science.
*James Spedding, ed.. The Letters and the Life of Francis Bacon, vol. 7, p. 550. Included as vol. 14
in Spedding, Ellis and Heath, eds.. The Works of Francis Bacon, 14 vols., London, 1857-1874.
Future citations by volume and page number separated by a colon refer to this edition of the
Works.

1

�Bacon’s last experiment was of a piece with his lifelong interest in solving
the problem of death by enabling the body to live forever. In his first truly suc­
cessful book, Of the 'Wisdom of the Ancients (1609), he tells us that “by far the no­
blest work of natural philosophy is the restitution and instauration of things
corruptible” or “the conservation of bodies in their state and the retarding of
dissolution and putrefaction.” (“Orpheus”) He makes it clear that achieving
this result could mean the indefinite postponement of death. Bacon’s late
work, the History of Life and Death (1623), is wholly concerned with delaying
“that death which proceeds from bodily decay and the atrophy of old age.”
(V:217) Bacon indicates the scope of his program in the book’s introduction:
“Whatever can be repaired gradually without destroying the original whole is,
like the vestal fire, potentially eternal.” (V:218)
It is tempting to view the death of Socrates and the death of Bacon as em­
blematic of a larger conflict between Socratic and Baconian thought, and in­
deed between ancient and modern philosophy altogether. Let me indulge this
temptation for a while, by sketching for you the “quarrel between the ancients
and the moderns,” first from the viewpoint of Bacon, then from that of
Socrates. On one point, I believe. Bacon and Socrates are in complete agree­
ment: that the decisive question we should put to philosophy, ancient or mod­
ern, is whether it is genuinely good for man. Let’s hear what Bacon has to say.
Part I: Bacon’s Critique of the Ancients

Provisionally, Bacon’s critique of ancient philosophy qiay be summed up in
a few words: too much talk, too little action. In his view, the ancients ne­
glected the substantial good that philosophy can accomplish for mankind in
favor of pointless abstractions, pious moralism, and endless sterile debate. For
Bacon, the trouble begins with Socrates’ decision “to call philosophy down
from heaven to converse upon the earth;” that is, “to leave natural philosophy
aside, and to apply knowledge only to manners and policy.” {The Advancement of
Learning, 111:294) Plato he accuses of teaching men to “turn our mind’s eye
inward and grovel before our own blind and confused idols under the name of
contemplative philosophy.”* Plato also made the fatal error of mixing up phi­
losophy with theology: as Bacon puts it, “you deified your folly and presumed
*The Masculine Birth of Time, in Benjamin Farrington, trans, and ed., The Philosophy of Francis
Bacon, Chicago, 1966, p. 64. Hereafter referred to as “Farrington.”

2

�■4

to shore up your contemptible thoughts with the prop of religion.”
(Farrington, p. 64) Aristotle returned to natural philosophy, only to corrupt it
with logic, final causes, abstract categories, and rigid dogmatism.
(Farrington, p. 63; Thoughts and Conclusions, Farrington, p. 83) Bacon calls
Aristotle the “dictator” of philosophy (The Masculine Birth of Time, Farrington, p.
63; Thoughts and Conclusions, Farrington, p. 83; Advancement of Learning, 111:285)
and compares him to a Turkish Sultan who on coming to power feels insecure
until he has murdered all of his brothers. (Thoughts and Conclusions, Farrington,
p. 84; Refutation ofPhilosophies, Farrington, p. 110; De Augmentis, IV:358)
On the other hand. Bacon ridicules classical philosophy as “the boyhood
of knowledge”: “it has the characteristic property of boys: it can talk, but it
cannot generate; for it is fruitful of controversies but barren of works.” {The
Great Instauration, IV: 14) The greatest error in philosophy, he wrote, has been
“the mistaking or misplacing of the last or furthest end of knowledge.” What
the ancients looked for in knowledge was “a couch, whereupon to rest a
searching and restless spirit; or a terrace, for a wandering and variable mind to
walk up and down with a fair prospect; or a tower of state, for a proud mind to
raise itself upon; or a fort or commanding ground, for strife and contention;
or a shop for profit or sale.” What Bacon seeks in knowledge is “a rich store­
house, for the glory of the Creator and the relief of man’s estate.” {Advancement
ofLearning, 111:294)
Bacon’s indictment of ancient philosophy is spelled out most comprehen­
sively in the first book of his New Organon, with which he intended to supplant
the Old Organon of Aristotelian philosophy. Bacon criticizes ancient philos­
ophy for “the end aimed at, the order of demonstration, and the starting point
of the inquiry.” {NO 1.125) The end Bacon proposes is not pure contemplation
but knowledge mixed with power, or knowledge understood as power over
nature, fit to serve “the affairs and convenience of man.” {NO 11.31) The start­
ing point of Bacon’s inquiry into nature is rigorous experiment, in place of
the ancients’ naive trust in the intelligibility of ordinary experience. As to the
order of demonstration. Bacon accuses the ancients of leaping from a few ex­
amples and particulars to the most general conclusions or principles-Plato’s
forms, for example, and Aristotle’s final causes. (AO 1.104, 125) In place of this
vain and headlong flight to first and ultimate causes. Bacon recommends the
more measured procedure of reducing apparently heterogeneous phenomena

3

�(

to the simplest and most general laws of the action of material bodies. {NO
n.2, 35)
All three elements of Bacon’s critique of the ancients are at work in the ex­
periment with which he inadvertently ended his life. Bacon was not interested
in studying the nature of the chicken, its relation to other beings, or its place
in the cosmos. He saw it merely as a resource for testing the general effects of
cold on decaying flesh. He did not observe the chicken in its natural habitat
(“Nature free and at large,” in Bacon’s phrase {The Great Instauration, IV:29) : on
the contrary, the freak April snow storm enabled him to perform controlled
experiments under extreme and unnatural conditions (“Nature constrained
and vexed,” as Bacon puts it.) And his ultimate purpose was not contempla­
tion as such but the supremely useful knowledge of the “restitution and in­
stauration of things corruptible,” with its direct bearing on the problem of
human mortality.
Bacon does not issue a blanket indictment of all the Greek philosophers.
While dismissing Platonic forms and Aristotelian final causes, he praises
those pre-Socratic physicists who tried to fathom the behavior of matter in mo­
tion. “Rather than turn nature into abstractions,” he writes in the New Organon,
“it is better to dissect her, as did the school of Democritus, which delved fur­
ther into nature than the others.” {NO 1.51) In The Wisdom of the Ancients he
even hazards the suggestion that the earliest Greeks, long before Socrates, gave
serious thought to the Baconian project of conquering mortality: “I am in­
duced to believe by many figures of the ancients that the conservation and
restoration of natural bodies in some sort was not esteemed by them as a thing
impossible to be attained, but as a thing abstruse and full of difficulties.”
(“Prometheus”) Furthermore, “the ancients seemed not to despair of attaining
the skill, by means and medicine, to put off old age, and to prolong life.”
(“Proserpina”)
Bacon wants to restore the preeminence of natural philosophy, and to fo­
cus its energies on the bettering of the human condition. Some idea of the
scope of Bacon’s project can be gleaned frorti his wish-list of future discoveries
entitled Magnalia Naturae and written sometime in the 1620s. At the top of the
list of thirty-three desired improvements are “the prolongation of life, the
restitution of youth in some degree, the retardation of age, and the curing of
diseases counted incurable.” The list also covers other desiderata which we
would recognize today as analgesics, muscle-enhancers, stimulants, narcotics.
4

�4

diet pills, growth hormones, plastic surgery, genetic engineering, weapons of
mass destruction, anti-depressants, chemical fertilizers, artificial fabrics and
polymers, psychedelic drugs, and superglue. For better or worse, most of the
items on Bacon’s list are now commonplace fruits of the science he be­
queathed to us. There is no denying Bacon’s oracular skill in foretelling the
multitude of conveniences that man would one day harvest from the incessant
progress of Baconian science.
Finally, it was Bacon’s contention that all this scientific progress could be
accomplished without any encroachment on the legitimate domain of reli­
gious belief. In contrast to Plato who freely mixes philosophic and theological
reflection. Bacon insists that philosophy and theology can get along fine if
each acknowledges—and avoids—the proper sphere of the other. The
“rightful station” of science, he writes, is “as the accepted and loyal handmaid
of religion, for religion reveals the will of God, Natural Philosophy His Power.”
{Thoughts and Conclusions, Farrington, p. 79, NO 1.89) Bacon’s purpose, he
writes, is to unite mankind “with the things themselves in a chaste, holy, and
legal wedlock; and from this association you will secure an increase beyond all
the hopes and prayers of ordinary marriages, to wit, a blessed race of Heroes or
Supermen who will overcome the immeasurable helplessness and poverty of
the human race, which cause it more destruction than all giants, monsters, or
tyrants, and will make you peaceful, happy, prosperous, and secure.” {The
Masculine Birth of Time, Farrington, p. 72)
In our trial of the ancients and the moderns, let this stand as Bacon’s clos­
ing statement affirming the goodness of his science for man and the compar­
ative uselessness of ancient philosophy.
How might the Socratics answer this critique? In particular, in the face of
the countless tangible fruits of Baconian science, how could Socrates defend
the superiority of ancient philosophy? That’s obviously hard to say, since
Socrates lived 2000 years before modern science was even dreamed of.
Fortunately, however, we learn from Plato’s Phaedo that Socrates himself, as a
young man, was once deeply interested in what people call “the investigation
of nature.” {Phaedo 96A). In fact, the young Socrates seems to have been very
much a typical “pre-Socratic philosopher,” of the sort Bacon found most con­
genial. He wanted to become wise by learning the necessary and sufficient
causes of everything, why each thing comes into being, why it perishes, and
why it is. His first impulse was to seek underlying material causes for every5

�thing in nature, including life, perception, thought and the phenomena of
heaven and earth. But Socrates’ efforts to find such causes ended in failure.
Indeed, he found that the investigation of causes made him ignorant rather
than wise. Eventually he concluded that he had no natural aptitude for this
kind of inquiry, that he was “so utterly blinded by it that he unlearned even
those things he thought he knew.” (Phaedo 96C) For a while Socrates was cap­
tivated by the teachings of Anaxagoras, who promised to show how intelli­
gence is the cause of everything and arranges all things for the best. (97C-98B)
But Socrates was soon disappointed by Anaxagoras, who proved to be just an­
other materialist, explaining everything in terms of air, water, ether, and the
like. In the end Socrates abandoned the direct investigation of natural causes
and embarked on a “second sailing” in search of wisdom, examining the truth
about beings in human speeches or arguments. (99E) The second sailing ap­
pears to be a turning away from the cosmos to “the human things,” specifically
the opinions men entertain about the good, the just, and the noble.
Admittedly, Socrates’ first sailing is not an exact match for Baconian science,
but his reasons for turning away from the pre-Socratic natural science of his
youth may give some insight into how Socrates and his followers would have
responded to the Baconian challenge. Afterwards I will return to Bacon and
examine whether he is indeed vulnerable to the critique Socrates offers of preSocratic natural philosophy.
Part II: The Socratic Turn

Now the precise meaning of the Socratic turn is not easy to state, but for
our purposes it will be useful to consider a passage in Xenophon’s Memorabilia
(1.1.11-16) where he explains why Socrates “did not converse, in the way most of
the others did, about the nature of all things, examining the state of what the
sophists call the cosmos, and by what necessities each of the heavenly things
comes into being.” Xenophon says that Socrates even showed that those who
pay attention to such things are foolish. He does not say how Socrates showed
this, but he reports three questions that Socrates raised about such thinkers.
First, says Xenophon, Socrates examined whether they turned their atten­
tion to such things in the belief that they already had sufficient knowledge of
the human things. Did they believe they were doing what was fitting by ne­
glecting the human things and examining the divine things?
6

�Second, he wondered whether it wasn’t evident to them that it is impossible
for human beings to find these things out. His evidence for this was the multi­
tude of conflicting views held by those who are preoccupied with the nature of
all things. In their disputes with each other the natural philosophers seemed
to Socrates like madmen: “Some of them think that being is one alone, others
that beings are unlimited in multitude; some that everything is always in mo­
tion, others that nothing is ever moved; some that everything comes into be­
ing and perishes, others that nothing ever comes into being or perishes.”
Third, according to Xenophon, Socrates reasoned as follows: Those who
are learning the human things do so with a view to obtaining some benefit, ei­
ther for themselves or for someone else. What about those who seek the divine
or natural things, attempting to discover by what necessities each thing comes
into being? “Do they suppose that when they know those necessities, they will
then be able to produce winds and waters and seasons and anything else they
need whenever they wish? Or do they hope for nothing of the sort, and are
they content merely to know how each such thing comes into being?”
In short, according to Xenophon, Socrates charged the pre-Socratics with
inadequate attention to the human things; exaggerated confidence in the
availability of a universal science of nature; and failure to think through their
own motives in pursuing knowledge of nature. By examining them more
closely we shall see that these three charges are interrelated.
To begin with, what are the human things which Socrates implies the
other philosophers foolishly neglected to investigate? According to
Xenophon {Memorabilia LI. 16), in his conversations Socrates was always exam­
ining, among other things,
what is pious, what is impious, what is noble, what is base, what is just, what is unjust, what is
moderation, what is madness, what is courage, what is cowardice, what is a state, what is a
statesman, what is rule of human beings, what is a fit ruler of human beings.

Now why did the pre-Socratics dismiss these questions? The comic portrait
of Socrates as natural scientist in Aristophanes’ Clouds gives us some guidance.
The program of pre-Socratic natural philosophy was to explain everything in
the cosmos, including man, in terms of simple underlying universal causes.
There is no immaterial soul; man is a body like other bodies. Accordingly, the
“human things” have no privileged status for the pre-Socratics. Above all, the
distinction between justice and injustice is purely conventional and has no ba­
sis in nature. Likewise piety was of no concern to the pre-Socratics because

7

�they were confident they could give an adequate account of the cosmos that
would rule out the presence of providential gods. Simply put, “There is no
Zeus,” as Strepsiades learns in the Clouds. And if man’s attachment to morality
depends crucially on his belief in divine providence, the pre-Socratics felt free
to turn away from the moral questions and get on with the really worthwhile
task of explaining the nature of all things.
But Socrates seems to have thought that the pre-Socratics were too quick to
dismiss the human things. For one thing, as Plato reports in the Phaedo,
Socrates came to doubt the availability of a universal science of nature that
would refer every phenomenon to its simple underlying causes. In the absence
of such a science, the program to explain the human things in terms of the
non-human is no longer assured of success and may prove to be merely wishful
thinking. In the Phaedo Socrates indicates that he was especially disappointed
by the failure of natural philosophy to explain the phenomena of life and in­
telligence. Perhaps, then, the pre-Socratics were wrong to assume that every­
thing is body, that there is no soul. Finally, in their eagerness to dispense with
conventional morality and religion, the pre-Socratics may have neglected to
examine with sufficient care exactly what it was they hoped to achieve through
natural philosophy. How thoughtful were the pre-Socratics about their own
motives in seeking knowledge of nature?
Xenophon indicates that in studying the human things Socrates was always
attentive to what benefit might be derived from them, for himself or for others.
This implies that the Socratic turn was motivated by practical rather than the­
oretical concerns, but I don’t think that is quite right. Xenophon says both
that Socrates “never ceased examining with his companions what each of the
beings is” {Memorabilia IV.6) and that he taught his companions to learn only
what was beneficial for them to learn. {Memorabilia IV.7) In effect, Socrates too,
though in an un-Baconian way, called into question the validity of the distinc­
tion between theory and practice. That is, he philosophized in such a way as
always to keep in the foreground the fundamental practical question, what is
the best way of life for man? From Socrates’ perspective, the pre-Socratic
philosophers gave insufficient attention to the question, is philosophy desir­
able?
Accordingly, Socrates wondered about the motives of the pre-Socratics. Did
they practice natural philosophy with a view to attaining power over the
weather, the seasons, and other phenomena, or were they satisfied merely to
8

�know the necessary laws governing the behavior of all things? In reporting
this question, Xenophon indicates that Socrates had in fact given some
thought to the possibility of a more or less Baconian science devoted to the
mastery of nature for the convenience of man. It is interesting to note that
Socrates does not dismiss such a science out of hand, though he implies that it
would be difficult or impossible to achieve. But if the pre-Socratics cared only
to know how the world works, not to control it, the question remains whether
they sought this knowledge for its own sake, or for some other reason. Did
they perhaps seek it in order to dispose of the possibility of gods? Later in the
Memorabilia, Xenophon reports that in general Socrates “turned his compan­
ions away from becoming worriers about how the god contrives each of the
heavenly things.” {Memorabilia IV.7.6) Socrates used to say, according to
Xenophon, that “those who are anxious about these things run the risk of go­
ing out of their minds the way Anaxagoras did, who took the greatest pride in
explaining the contrivances of the gods.” What could be the source of the preSocratics’ anxiety and pride, and why did Socrates call it madness?
Let it be noted that Anaxagoras, the teacher of Pericles and Euripides, was
banished from Athens on charges of impiety; an ostentatious critic of tradi­
tional belief, he taught, among other heterodox notions, that the sun and the
moon were merely bodies {Diogenes Laertius, 11.12-14) and that the moon shines
by reflecting light from the sun. In this way he explained lunar eclipses as due
to the periodic interposition of the earth, not as portents sent by the gods,
(see also Plutarch, Life of Nicias). Thus, “to explain the contrivances of the
gods” means in practice to explain away those mysterious heavenly phenom­
ena like eclipses that might seem to be prima facie evidence that there are
gods who rule the cosmos, take an interest in human affairs and communicate
their wishes to us through signs and portents. Socrates was suggesting, I
think, that what Anaxagoras was anxious to do and proud to have accom­
plished, was to find plausible physical explanations for phenomena that ap­
peared miraculous or indicative of divine intervention. Anaxagoras also wrote
a treatise on dreams, now lost, which may have had a similar purpose. Indeed,
the desire to banish divine providence from nature and hence from human af­
fairs may well have been the driving spirit of pre-Socratic materialism in gen­
eral. It was evidently a guiding motive of the later Epicurean materialism, as
presented by Lucretius in De Rerum Natura. Like Lucretius, the pre-Socratics
seem to have been anxious to liberate some portion of the human race from
9

�the oppression of superstitious fear, and proud to be in the vanguard of the
struggle for human autonomy. When Socrates says Anaxagoras was “out of his
mind,” I doubt that he was criticizing him for his eclipse theory, which was af­
ter all rather clever. Presumably, Socrates would acknowledge that his ex­
planation of eclipses casts some doubt on the traditional belief that eclipses
are divine portents. What he objected to, I suspect, was Anaxagoras’ boastful­
ness, which revealed his desire to feel superior, to admire himself as nobler
and grander than other men. The Greek phrase Xenophon uses for taking
pride [mega phronein, megiston phronein\ means literally “thinking big,” i.e., feel­
ing grand or, in this case, superior to the poor unenlightened citizens still
under the sway of conventional morality. The character of Thrasymachus in
Plato’s Republic is an important illustration of this problem with pre-Socratic
conventionalism: Thrasymachus claims to know that all morality is conven­
tional, while the pride he takes in this knowledge reveals him to be a man
convinced of his own nobility. During the conversation Thrasymachus
blushes with shame when he senses that his refutation of morality is about to
be reduced to absurdity by Socrates. Socrates’ conversation with Thrasymachus
serves the important purpose of revealing the secret attachment to morality of
some of the most outspoken debunkers of morality. For the desire to be noble,
to look down on others from a lofty height, to be worthy of honor, fame, and
glory, is essentially a moral impulse inconsistent with the pre-Socratics’
contention that moral distinctions have no basis in nature.
In summary, Socrates accuses the pre-Socratics of rushing headlong into
the study of nature without adequately examining the human things; of an ex­
aggerated confidence in the ultimate intelligibility of nature; and of a lack of
clarity and consistency about what good they hoped to achieve from their in­
quiry. It is worth noting that, at least on the basis of what Xenophon reports,
Socrates would have had no objection to an inquiry into nature provided that it
gave due attention to the human things, did not assume in advance the full
intelligibility of nature, and tried to be thoughtful about its own motives and
presuppositions.
What I have presented as the Socratic rebuttal to Bacon’s charges against
ancient philosophy thus amounts to a counter-accusation against natural
science itself. It now remains to consider whether Bacon himself is guilty as
charged.

10

�Part III: Bacon and the Socratic Turn

For the remainder of this lecture, I would like to offer some evidence that
Bacon was indeed more thoughtful about the human things than he might
seem, that he was reasonably cautious about the availability and scope of a sci­
ence of nature, and that he meditated deeply and critically on his own motives
and on the supposed good that could be derived from his scientific project.
Let me briefly address the question Socrates raised as to whether a science
of nature is even possible, in view of the bewildering variety of conflicting the­
ories of nature. Today, as the worldwide enterprise of science presses onward
with near unanimity regarding methods, principles, and established results,
one might be inclined to fault Socrates for excessive skepticism on this score.
On the other hand, the methodological unanimity of modern science is pos­
sible only on the basis of a collective willingness, more or less explicit, to set
aside fundamental questions about the ultimate causes of natural phenomena.
And this is a development largely fostered, if not initiated, by Bacon himself.
Bacon’s doctrine of the idols in the New Organon includes a critique of the
mind’s proclivity to “suppose a greater order and uniformity in things than it
finds.” {NO 1.45) In particular. Bacon warned that the human mind’s restless
desire for causes is pernicious, and that “the most general things in nature
ought to be considered positive, just as they are discovered, and cannot in
truth be referred to causes.” {NO 1.48) In short. Bacon seems to agree with
Socrates that not all of our questions can be answered, and that the knowledge
of nature we can reasonably expect to attain will fall far short of the ideal to
which the human mind naturally aspires.
Next let us consider the question of Bacon’s personal motives. From the fe­
rocity of his attack on ancient speculative philosophy it might seem obvious
that Bacon himself was more interested in power or dominion than in wisdom
as such. Evidence for this conclusion is not hard to find in his works. In a
widely quoted passage in the Advancement of Learning, Bacon writes that
“immortality or continuance” is “that whereunto man’s nature doth most as­
pire.” (111:318) He adds that the longing to endure is the source of the desire
for “memory, fame, and celebration.” Then, in New Organon 129, Bacon says
that “the introduction of noble discoveries appears to hold by far the first
place among human actions.” Bacon speaks of the “divine honors” accorded
to inventors, noting that the benefits from scientific discoveries can extend to
1 1

�the whole human race and last for all time. It follows that the founder of a
world-wide scientific project to conquer nature could anticipate honors more
universal and enduring than any benefactor of mankind had yet obtained.
This would suggest that the public project to conquer nature for the relief of
man’s estate was also Bacon’s personal campaign to win immortal glory for
himself and to acquire a kind of personal dominion over the future of the
human race.
But the question of Bacon’s ultimate aim is not as easy to answer as it
seems. In a number of places, surprisingly enough, he emphatically asserts
the superiority of theory to practice and praises contemplation for the serene
tranquillity which it affords. In the same 129^’’ aphorism of the New Organon,
he writes that “the very contemplation of things as they are, without
superstition or imposture, error or confusion, is in itself more worthy than all
the fruits of invention.” Then there is the essay “Of Truth,” where Bacon says
that “the inquiry of truth, which is the love-making or wooing it, the
knowledge of truth, which is the presence of it, and the belief of truth, which
is the enjoying of it, is the sovereign good of human nature.” Such passages at
least make us wonder how wide a gulf there really was between Bacon and
those ancient philosophers for whom the life devoted to the pursuit of wisdom
was the best life simply.
Besides these texts, there is a more powerful objection to the view that
Bacon’s chief aim in life was dominion or immortal glory. Even if Bacon
thought that all human beings by nature aspire to “immortality or continu­
ance” he didn’t necessarily believe that that aspiration could be satisfied.
According to Bacon, the very strength of the aspiration to immortality inclines
most men irresistibly to believe that it is somehow attainable. In Bacon’s doc­
trine of the idols, the human mind is beset by deep-rooted false notions.
Among these are the idols of the tribe, errors common to human nature in
general. As Bacon puts it {New Organon 49), echoing Heraclitus, “the human
intellect is no dry light, but receives an infusion from the will and affections,
which generates ‘sciences as one would.’ For what a man wishes were true he
readily believes.” In particular, a man will “reject sober things because they
constrict hope.” Elsewhere Bacon asks who would doubt that, “if there were
taken out of men’s minds vain opinions, flattering hopes, false valuations,
imaginations as one would, and the like, but it would leave the minds of a
number of men poor shrunken things, full of melancholy and indisposition.
12

�and unpleasing to themselves.” (Essays, “Of Truth”) One source of that melan­
choly could be the reflection that famous men do not, after all, get to enjoy
their posthumous fame.
Bacon does not set himself the task of curing men of their false hopes-or
at any rate, not all of them. Indeed, he has high praise (Essays, “Of Seditions
and Troubles”) for what he calls “the politic and artificial nourishing and en­
tertaining of hopes, and carrying men from hopes to hopes.” According to
Bacon, to “hold men’s hearts by hopes” when you cannot do so by satisfaction
is a sign of wise government. Thus Bacon is equally forthright in warning that
false hopes are the chief impediment to human understanding and in rec­
ommending the manipulation of false hopes as the chief means of influenc­
ing other men. For this reason, we cannot read too much into Bacon’s failure
to caution his readers about the possibly unsound basis of the aspiration to
immortality.
Next let us consider the benefits which Bacon claimed would flow to
mankind in general from his science, and above all his oft-stated goal of con­
quering death by achieving bodily immortality. Bacon wrote that the true end
of knowledge is “the discovery of all operations and possibilities of operations
from immortality (if it were possible) to the meanest mechanical prac­
tice. " (Valenus TermimLS, 111:222) But it is hard to say whether Bacon believed
bodily immortality to be a distant but attainable goal, or merely a dream useful
for inspiring devotion to his project. Bacon does not seem to have devoted
much attention to what a society would look like, and what problems it would
face, if men were to live for ever. Scholars have noted that in the scientific
utopia depicted in Bacon’s New Atlantis, despite 1900 years of scientific
research, little progress has been made toward even the more modest goals of
retarding aging and increasing the human life span.* In The Wisdom of the
Ancients Bacon retells the myth of Tithonus, who won from the gods the gift of
immortality but forgot to ask them to relieve him of the burden of old age.
Tithonus grew so old, feeble, and miserable that, in his satiety and loathing,
he longed for death. Eventually Jupiter took pity on him and turned him into a

Timothy H. Paterson, “Bacon’s Myth of Orpheus: Power as a Goal of Science in Of tJie Wisdom
of the Ancients," Interpretation, Spring 1989, vol. 16, no. 3, p. 434; Robert K. Faulkner, Francis
Bacon and the Project of Progress, Lanham, 1993, p. 137. Both of these studies have been of great
value in preparing this lecture.

13

�grasshopper. In the New Organon (L85) Bacon recounts the following fable
from yEsop:
An old man bequeathed to his sons some gold buried in his vineyard, pretending he did not
know the exact spot. They then fell to work with might and main to dig up the vineyard and
found no gold, but the vintage was made more plentiful by that working of the ground.

Perhaps Bacon’s promise of bodily immortality is meant to serve the same
purpose as the old man’s imaginary gold: a false but pleasing hope that fos­
ters industry and optimism.
What about the other goods Bacon believed mankind could derive from a
science devoted to the mastery of nature? Did he think of technological
progress as an unqualified boon for mankind? Socrates, we recall, had warned
the scientists of his day not to rush headlong into the study of nature without
thoroughly considering what good they would thereby obtain. If anything,
this warning seems even more pertinent today, when natural science arms
man with a host of new powers unaccompanied by clear guidance as to how
those powers can be used well. Surveying Bacon’s wish-list of scientific
achievements, most of which we now enjoy, can anyone doubt that the techno­
logical prowess of Baconian science runs the risk of outstripping our ability to
apply that science with wisdom and moderation?
But here too Bacon himself seems to have anticipated that,scientific
progress would prove at best a mixed blessing. In his retelling of the myth of
Daedalus in The Wisdom of the Ancients, Bacon ruminates on the possibility of
“unlawful artifices perverted to depraved uses.” Daedalus was “the raiser and
builder of many extraordinary works,” but it is for “unlawful things that his
name is most celebrated.” Daedalus built the machine that enabled Pasiphae to
have intercourse with a bull, the fruit of which union was the Minotaur.
Bacon comments:
Human life owes much to the mechanical arts...but from the same fountain spring instruments
of lust and even of death...The most sought-after poisons and torments of war and similar evils
we owe to mechanical invention, and well we know how far they surpass the Minotaur himself
in cruelty and destruction.

It is hard to accuse the author of these words of callow optimism about the be­
nign effects of progress.
Earlier we noted Bacon’s sanguine assurance that science and religion
could flourish side by side without mutual interference. All we need to do is to
make sure that neither encroaches on the other’s proper domain. As Bacon
writes in the New Organon (1.65), “an unhealthy mixture of the divine and the

14

�human leads not only to fantastic philosophy but also to heretical religion.
The salutary course therefore is, with a sober mind, to render unto faith only
what belongs to faith.” But in some places Bacon indicates a darker view of
the likely effects of his science on religious faith. Bacon’s early unpublished
work. The Masculine Birth of Time, also contains the words, “render unto faith
what belongs to faith,” but in that work they occur in an urgent prayer to God.
While announcing his new goal as “the dominion of man over the universe,”
Bacon prays “that our human interests may not stand in the ^vay of the divine,
nor from the unlocking of the paths of sense and the enkindling of a greater
light in nature may any unbelief or darkness arise in our minds to shut out the
knowledge of the divine mysteries.” (Farrington, p. 60) This seems to be a
more frank acknowledgment that the progress of Baconian science toward its
goal of “the kingdom of man” will naturally weaken men’s allegiance to the
kingdom of god.
There is in fact much evidence that the Baconian project in the largest
sense included a plan to weaken the influence of religion, to focus the human
mind on the goods of this world, and to give free rein to worldly ambition and
acquisitiveness. He knew that modern science, with its endless material re­
wards and its promise of a golden future on earth, would gradually overshadow
the appeal of Christianity, vdth its sterner demands in this life and its less tan­
gible promises for the next. Moreover, he was not unaware of the darkest
implications of the coming eclipse of religion. In his essay “Of Atheism” he
says that learned times, especially amid peace and prosperity, incline men to
atheism. He continues:
They that deny a God destroy man’s nobility, for certainly man is of kin to the beasts by his
body, and if he be not of kin to God by his spirit, he is a base and ignoble creature. It destroys
likewise magnanimity, and the raising of human nature. For take an example of a dog, and
mark what a generosity and courage he will put on when he finds himself maintained by a man,
who to him is in place of a god...So man, when he resteth and assureth himself upon divine
protection and favor, gathereth a force and faith which human nature in itself could not obtain.
Therefore, as atheism is in all respects hateful, so in this, that it depriveth human nature of the
means to exalt itself above human frailty.

By this point I iihagine you are somewhat bewildered. If Bacon was in­
clined to think that the contemplative life is the best life for man; if he did not
believe the life devoted to honor and glory would be ultimately satisfying; if he
was dubious about the prospects—and perhaps even the desirability—of bodily
immortality; if he saw modern science as the source of great evils as well as
great benefits for man; if he expected science to undermine religion and

15

�therewith human dignity—then what makes him a modern? What remains of
his quarrel with Socrates and his followers? Why did he launch the modern
project at all?
I can’t answer these question with any certainty, but I’ll tell you how it
looks to me. I suspect that in some ways Bacon was a contemplative philoso­
pher not unlike the ancients whom he criticizes. He was not uninterested in
what Socrates called the human things. Indeed, he thought that the serious
inquiry into nature was impossible without careful examination of the opin­
ions, prejudices, hopes, and fears that human beings bring to any inquiry. To
be sure, he disagreed with the ancients on certain key theoretical points. He
thought they were too inclined to accept as their starting point the superficial
appearances in nature; that they didn’t appreciate how much could be learned
from rigorous experimentation; that in general they exaggerated the impor­
tance of specific forms and gave too little weight to the universal and homo­
geneous principles of things; and that they failed to see that some important
truths about nature could be learned only after many generations of scientists
building on the work of their predecessors.
As for the Baconian project to give man dominion over nature, I think it
can be explained not as the heart of Bacon’s activity but rather as his effort to
change the position of philosophy in society, to show mankind at large that
philosophy can be extraordinarily useful, and above all, to establish the inde­
pendence and prestige of philosophy in a world dominated by Christianity.
To give some evidence for this claim, and to bring this lecture to a timely
close, I will end by introducing you to a remarkable little Baconian text, viz.,
his interpretation of the myth of Orpheus in his book. Of the Wisdom of the
Ancients.
Bacon interprets the myth of Orpheus as an image of philosophy. More
precisely, he presents the main events of Orpheus’ life as corresponding to the
principal stages of the history of philosophy. In this fanciful correspondence,
the turning point in Orpheus’ life is taken as a metaphor for the Socratic turn,
from natural philosophy to “the human things.” This becomes the occasion
for what is, I think, one of the most interesting meditations on the Socratic
turn ever penned by a modern writer.
Briefly, the story of Orpheus Bacon tells is as follows: When Orpheus’ wife
had died prematurely, he journeyed to the underworld and, by playing his lyre,
persuaded the infernal deities to let him bring her back to life, on condition
16

�that he not look back as he led her up to the light. But in his impatience he
did look back and so lost her again. Saddened by his failure, Orpheus began to
play a different kind of music, by which he charmed the wild animals in the
forest and made them into an orderly and harmonious community. But along
came a troop of Bacchanalian women who drowned out his music, returned
the animals to their wild natures, and tore Orpheus to pieces. Mourning
Orpheus’ death, the river Helicon went underground, only to resurface much
later in a different land.
Bacon says Orpheus’ two kinds of music correspond to natural philosophy
on the one hand, and to moral and civil philosophy on the other. Orpheus’
trip to the underworld to recover his wife reflects the original project of natu­
ral philosophy, whose “noblest work is the restitution and instauration of
things corruptible” or “the conservation of bodies in their state and the retard­
ing of dissolution and putrefaction.” In other words, the task natural philoso­
phy set itself was to overcome death itself by achieving bodily immortality. But
as this task is very difficult, philosophy gave up on it and turned instead to
“human things.”
The turn to moral and civil philosophy, reflected in Orpheus’ taming of
the wild beasts, is thus represented as a “second sailing” after the failure of
natural philosophy’s efforts to achieve bodily immortality. Philosophy now at­
tempts “by persuasion and eloquence to insinuate into the souls of men the
love of virtue, equity, and peace.” In this it is successful, leading to the forma­
tion of enduring kingdoms and republics. Bacon explains the sequence of the
first and second sailings in this way:
This care for civil things is, by rite and order, placed after the experiment for the restitution of
the mortal body, diligently attempted but finally frustrated: because, once the ineviuble neces­
sity of death is evidently proposed, men are moved to seek eternity by way of fame of merit and
name.

Unfortunately, the kingdoms and republics founded on the basis of the
new moral and civil philosophy do not last forever. The destruction of
Orpheus and his sylvan community by the Bacchanalian women reflects, ac­
cording to Bacon, the rise of perturbations, seditions, and wars, which silence
the laws, return men to their depraved natures, and wreck civilizations. As for
the river Helicon, her sojourn underground means that philosophy itself is
submerged for a time in the ensuing age of barbarism, only to reappear much
later in a foreign land.

17

�On Bacon’s interpretation, the key to understanding the Socratic turn is to
recognize in it a new approach to the fundamental human problem—the prob­
lem of death. To find a response to the problem of death is philosophy’s
“noblest work,” the most important good it can accomplish for mankind as a
whole. Bacon seems to suggest that the first philosophers sought to raise
themselves in the esteem of the people by promising an end to disease and
death. When that failed, and men were clearly confronted with the inevitable
necessity of death, philosophy turned to ethics and politics in order to lay the
foundations of kingdoms and republics that would survive perpetually even
while the individual body perishes. The love of virtue, equity, and peace would
not only permit such states to flourish, it would also enable men to find solace
in the face of their own mortality in devotion to a community that celebrates
forever the names of its outstanding citizens.
Why, according to Bacon, is it wiser for philosophy to hold out the promise
of bodily immortality than to try to inculcate the love of virtue, equity, and
peace in men’s souls? To answer this question we have to consider the mean­
ing of the Bacchanalian women, whom Bacon in this context identifies with
“perturbations, seditions, and wars.” In his interpretation of the Dionysus story
in the Wisdom of the Ancients, Bacon notes that Pentheus as well as Orpheus was
torn to pieces by frenzied women. In his treatment of the Pentheus story, just
before the Orpheus chapter. Bacon makes it clear that the Bacchic rites that
Pentheus was trying to get a look at are an image of “the divine mysteries” or
“the light of Grace,” i.e., the Christian faith. In fact. Bacon makes use of the
Pentheus story chiefly to warn of the dangers run by natural philosophy when
its inquiries encroach on the domain of religion. We can surmise that the de­
struction of Orpheus and his political project by the Bacchic revelers is, for
Bacon, an image of the fall of classical civilization and the rise of Christianity.
The submerging of the river Helicon corresponds to the decay of philosophy
during the Middle Ages, and the reemergence of the Helicon represents
Bacon’s restoration of philosophy to its original greatness.
What was the weakness of ancient virtue that enabled it be overwhelmed by
the appeal of Christianity? Taking Bacon’s Orpheus tale as our guide, it seems
that classical moral and political philosophy fails to dispose of the problem of
death. Even if the ambitious few are satisfied to seek eternity by way of the
fame of merit and name, that does little to comfort most people, who are left
with the mere exhortation to love virtue, equity, and peace, and who are there18

�fore powerfully susceptible to Christ’s promise of eternal salvation for all be­
lievers. But Bacon found that Christianity, for its part, did not really dispose of
the problem of death, and in fact it raised the stakes much higher. In his essay
“Of Death” Bacon blames “religious meditations” and “friars’ books of
mortification” for vastly inflaming the natural fear of death by presenting it as
“the wages of sin and passage to another world.” And as a worldly religion
intolerant of heresy, Christianity lent itself to bloody persecution and
sectarian strife, so cruel in Bacon’s own time that, as he put it, “if [Lucretius]
had known of [it]...he would have been^even times more Epicure and atheist
than he was.” (Essays, “Of Unity in Religion”) Bacon holds Christianity
responsible not only for the religious strife of his time but also for “the
corruption of philosophy by a combination of superstition and theology.”
(New Organon 1.65). He laments that “once the Christian faith had been
established and received, the majority of men of wit applied themselves to
theology,” and he adds that “In superstition and in blind immoderate
religious zeal Natural Philosophy has found a troublesome and intractable
enemy.” (Thoughts and Conclusions, Farrington, p. 77)
Bacon proposes, in effect, to revive philosophy in a form that will be less
vulnerable to Christianity because it will satisfy the fear of annihilation to
which Christianity responded so effectively. Thus equipped, civilization will be
on the whole more tranquil, more durable, and more hospitable to
philosophic inquiry. Religious strife will gradually subside as worldly progress
drives the thought of mortality from men’s minds. Bacon’s project to master
nature has room both for the ambitious few and the comfort-loving many. He
encourages those who love glory to devote themselves to scientific discovery
and technological invention, for which they will be rewarded by posterity with
the highest and most lasting honors. To others he offers the promise, if not of
bodily immortality itself, at least of ceaseless progress in easing the human
condition, curing diseases, and extending human longevity—to what limits no
one can say for certain. But at the same time, as we have seen. Bacon was not
unaware that his science would unleash dangerous and uncontrollable
powers, nor was he blind to the demoralizing consequences of the gradual
decline of religion which he helped set in motion. In embarking on his
project, he recognized the price that would be paid, and he thought we ought
to pay it.

19

�Magnalia Naturae, praecipue quoad usus humanos
(Great things of nature, chiefly with regard to human uses)

Francis Bacon, ca. 1624
The prolongation of life.
The restitution of youth in some degree.
The retardation of age.
The curing of diseases counted incurable.
The mitigation of pain.
More easy and less loathsome purgings.
The increasing of strength and activity.
The increasing of ability to suffer torture and pain.
The altering of complexions, and fatness and leanness.
The altering of statures.
The altering of features.
The increasing and exalting of the intellectual parts.
Versions of bodies into other bodies.
Making of new species.
Transplanting of one species into another.
Instruments of destruction, as of war and poison.
Exhilarations of the spirits, and putting them in good disposition.
Force of the imagination, either upon another body, or upon the body itself.
Acceleration of time in maturation.
Acceleration of time in clarifications.
Acceleration of putrefaction.
Acceleration of decoction.
Acceleration of germination.
Making rich composts for the earth.
Impressions of the air, and raising of tempests.
Great alteration; as in induration, emollition, &amp;c.
Turning crude and watry substances into oily and unctuous substances.
Drawing of new foods out of substances not now in use.
Making new threads for apparel; and new stuffs; such as paper, glass, &amp;.c.
Natural divinations.
Deceptions of the senses.
Greater pleasures of the senses.
Artificial minerals and cements.

�Francis Bacon’s Of the Wisdom of the Ancients

XI. ORPHEUS, OR PHILOSOPHY
The fable of Orpheus which, though common, has not in all points found a
faithful interpreter, seems to represent an image of universal Philosophy. For the
person of Orpheus, a man admirable and plainly divine who was skilled in all
harmony and who by sweet modes conquered and drew all things to him, can by
an easy passage be taken for a description of Philosophy. For as the works of
wisdom surpass in dignity and power the works of fortitude, so the labors of
Orpheus surpass the labors of Hercules.
Orpheus, out oflove for his wife who had been snatched away by an untimely
death, relying on his lyre, resolved to go down to the underworld to beseech the
Manes [gods of the underworld]; nor did he fail of his hope. For so pleased and
soothed were the Manes by the sweetness of his singing and playing that they
gave him leave to take his wife away with him, but with this law, that she was to
follow behind him and he was not to look back till he had reached the regions of
light.Which, when he was almost in safety, he nonetheless did, in the impatience
of love and care, so that the covenant was broken, and she feU back headlong into
the underworld.
From that time Orpheus, mournful and a hater of women, betook himself to
places of sohtude where, by the same sweetness of song and lyre, he first drew to
himself beasts of all kinds, so far that they, forsaking their nature, remembering
neither angers nor ferocity, no longer driven headlong by the stings and furies of
lust, no longer caring to satisfy their gluttony nor to gape at prey, stood about
him as in a theater, kindly and tame toward one another, lending their ears only
to the harmonies of his lyre. Nor was this all, but the force and power of his
music were so great as to-move even the woods and the very stones to shift
themselves and take their seats around him in an orderly and decent manner.
These things succeeding happily and with great admiration for a time, at last
some Thracian women, excited by the stings of Bacchus, blew such a hoarse and
horrible noise with a horn that, because of the din, from then on the sound of his
music could no longer be heard, and then at last, when the virtue was dissolved
which had been the band of that order and society, trouble began, and the beasts
returned each to its own nature and preyed upon one another as before; nor did
the stones or the woods stay in their places: while Orpheus himself was at last
torn to pieces by the furious women and scattered about the fields: at whose
death Hehcon (a river sacred to the Muses) grieving, in his indignation buried
his waters beneath the earth, and brought forth their source again in other places.

The meaning of the fable seems to be this.The
kinds: one for placating the Manes, the other for drawing the
The former may most aptly be applied to natural philosophy, the latter
and civil. For by far the noblest work of natural philosophy is the restitution ana
instauration of things corruptible, and (what is the same thing in a lesser degree)
the conservation of bodies in their state and the retarding of dissolution and
putrefaction. And if this can be done at all, it certainly cannot be effected other­
wise than by the due and exquisite tempering of nature, as by the harmony of a
lyre and by accurate modes.
Yet since this is the most arduous of all things, its accomplishment is for the
most part frustrated; and that (as is very like the truth) for no other reason more
than from curious and untimely diligence and impatience. And thus Philosophy,
almost unequal to such a great thing, and therefore deservedly sad, turns itself
toward human things and, by persuasion and eloquence insinuating into the
souls of men the love of virtue, equity, and peace, makes a community of people
come together into one, accept the yoke of laws, submit themselves to com­
manders, and forget their unbridled affections, while they listen to and comply
with precepts and discipline: whence, shortly afterwards, buildings are constructed,
towns are founded, fields and gardens are planted with trees; so that it would not
be amiss to say that the stones and woods are called together and transported.
And this care for civil things is, by rite and order, placed after the experiment
for the restitution of the mortal body, dihgently attempted but at last frustrated:
because, once the inevitable necessity of death is evidently proposed, men are
moved to seek eternity by way of fame of merit and name. It is also prudently
added in the fable that Orpheus was estranged from women and marriage, for by
the delights of marriage and the love of children men are for the most part
turned away from great and excellent deeds worthy of republics, holding that; by
propagation, not deeds, they have gained immortality enough.
Truly even the works of wisdom themselves, although among human things
they excel, yet also they close their periods. For it comes about that, after kingdoms
and republics have flourished for a time, presently perturbations and seditions
and wars arise; amid the clamor of which first laws fall silent, and men return to
their depraved natures, and even in the fields and towns devastation is seen. And
not much afterwards (if such furors continue) even letters and Philosophy are
certainly torn to pieces: to the point that only fragments are found in a few
places, like planks from shipwrecks, and barbarous times set in; the waters of
Helicon are buried under the earth until, owing to the vicissitude of things, not
perhaps in the same places but in other nations, they burst forth and spring up.
(translatedfrom the Latin by Adam Schulman)

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                    <text>Colloquy

1

�2

Poems

2

On Seeing

6

Translations

22

Essays

32

Interviews

62

Memoria

76

�Let ter from the Editors
This edition of Colloquy is dedicated to Ms. Langston for her
dedication to the Graduate Institute.
We would like to thank: the Graduate Student Council for
the funds to make this edition of Colloquy possible; Kashya
Boretsky and Ms. Langston for their continued belief in our
publication as an indispensable ex tension of the G.I. community; Ms. Kraus for her lofty vision and wise counsel as our
editorial advisor; and all those who submit ted.
We welcome the new associate dean Mr. Boyle, and Colloquy’s
new Editor-in-Chief Stephen Borsum, and wish them well.
Farewell,
Abdullah Wadood and Jesse Claget t
Editors, Spring 2023

1

�The editors regret misprinting Ms. Moore’s The Romantics in the Fall 2022 issue. We apologize to Ms.
Moore for the error.

The Romantics
Melissa Moore
Ten-thousand daffodils along the margin of a bay
would in my time have all ceased to decay,
and Daisies become a worthier flower to adorn
an epitaph desiring that we mourn;
for if my Words have any worth at all
then perchance they would outlast us all.
But times being as they are, I think I’ll write
only for myself, and no distant reader’s delight.
No modern master Taylor could possibly hope to weave
prettier patterns of discarded themes,
nor any serious painter withstand not being privy
to such a place as Kubla Khan decreed.
It was a painted poem, upon a painted canvas
that first set in motion things outlandish
and though it was quite beautiful and refined,
in the end it took a lifetime to wash away the brine.
Though the crystal chill overcomes the burly winter birch
—coats with downy flake limbs where songbirds perch—
though all this world should be condemned to fire and to ice,
I doubt that either Burns or Frost suffice.
Beware, young friends: Tam O Shanter’s good mare’s
advice, a red red rose with thorns, ensnares,
for she is long gone, and yet here you stand
for all the world a much luckier man.
The past is filled with beauty – this truth no one will deny –
and the future appears stark before the nostalgic eye,
but words do not belong to those who say them best
and life spent lost in memory is life best laid to rest.
Though in this race the many may surpass me
and though their words through many ages may outlast me,
I’d rather turn my words to wind during the run
than become Swift only to be called Donne.

2

�Song for My Son
Kelly Custer
Pushing your bassinet
Over the colors of autumn,
To the hum of the river
And the rattling shrieks
Of passing trains,
Our song is Peripatetic.
There,
In your wide-eyed babbling
And gentle coo,
Speaks a word
Swaddled within a word
That commands my soul;
For in it, your own calls out to me.
Always,
We return to the sitting room
Where you stare up at the ceiling,
Sorting light and shadow,
Forgetting and recollecting,
And I descend into your infancy,
Knowing that what remains of my life
Is devoted to that music of guiding you
Up that dimly lit road of manhood.
It too will pass,
That as a man,
You will descend to my bed of old age,
Watching me sorting light and shadow
On the screen of memory,
Forgetting and recollecting.
And you will know the music to make
To guide me to that eternal light
In which the song of father and son
Abides.

3

�Love Lesson #2
Louis Petrich
I don’t.
Hold me against you? No.
How could I?-		grateful sooner
this way to show off true
than bend that way like men
likewise to you-		
they try . . .
and dare turns my head,
			
too-this cureless weathercock!
If suff’ring things conjunctively
means less of me, more shining you
should burn like sun
(whom some do brave while others block)
you could ask me
(of skin not feared)
to ply the screen directly to my heart,
which lonely lunged unribbed
and sucked for life your airs-so fool-proof cast I’d fake
blood rarefy, head duck
eyes pool in hiding shades
submitting bidden black
to steep in past my shame.
If only good
first light could clear
my head looked up
and satisfied-horizon lush on fire to burning heights
would staff gypped hands with here I am!—
no pitied anxious down-turned swipes

4

�where you’ve tumbled
men to stand ‘em,
where men tender
women ‘till churned.
How darling quips me-no things but words
abuse me—O,
you owe me red
pledged avid lips
that will so press
to plumb part dumb
partaken yes—
apps nosing come,
eclipse lips’ quest-pent pleas but singe,
to suture wounds-amor fati-egged edging doom.
Blood errs feet first.
Throat thirsting moans
rude proof of writ
unauthored: moon’s.
Shook spear’s clapped love
spoons picklock tongue
long lied true spoked
round wicked depths.

5

�On Seeing

6

�On Seeing My Own Face Disappear
Jeffrey Boatwright

There is an extraordinary moment in Roland Barthes’ Camera Lucida; he’s struck with the recent grief
of losing his mother. He sits alone looking through
photographs. The photographs, at first, seem to fail
him. He says as he begins to look, “I recognized her
differentially, not essentially. Photography thereby
compelled me to perform a painful labor; straining
toward the essence of her identity, I was struggling
among images partially true, and therefore totally
false. To say, confronted with a certain, ‘That’s almost the way she was!’”. There is one photo, however, - a photo Barthes is too dignified to reproduce in
his book – in which this pain almost falls away. He
writes, “There I was, alone in the apartment where
she had died, looking at these pictures of my mother,
one by one, under the lamp, gradually moving back
in time with her, looking for the truth of the face I
had loved. And I found it”. Barthes is luckier than
many of us.
I can make no claim to having such an experience as Barthes’. Photographs have almost exclusively revealed nothing to me, and left me with a
feeling of disgust. However, I recently, much to my
own shock, had significant interaction with a certain
photograph. It’s more accurate to say “I remember”
a specific photograph that has become significant.
I don’t have the photograph in front of me, nor do I
possess it in any way. I couldn’t even say where the
photo is at this point in time, or in whose possession.
However, thinking about this photograph – last seen
now more than a year ago – I’ve been able to begin
to disentangle the trouble this photograph has been
causing me.
To give the basic “content” of the photograph
(a word I use with distaste), it’s a photo of my father,
grandfather, and grandmother at my parent’s wedding. My father is in the middle, in a kind of tux, or at
least a coat with a tail. This coat tail extending from
his back to somewhere around his knees makes my
father look oddly short: short legs, small torso, large
head. My family may be on the shorter side, but this
photo makes my father look proportioned in a way
he never has been. My grandfather – now gone over
twenty years at the moment of writing – stands to
my father’s right, the left side of the photograph. He

stands a bit taller than my father, by no great measure, however, and a bit rounder. A curious gap in
my memory of this photograph is my grandfather’s
facial hair. I can easily remember (a word chosen
quite deliberately) him both clean shaven and with
a small greyish beard. Here my memory seems to be
at play, showing me my grandfather as I most immediately recognize him, clean shaven, rather than as
he most certainly would have been that day, bearded.
My grandmother stands to the left of my father, even
with the help of her shoes she remains the shortest of
the three. She has a smile on her face that’s as honest
as you’ll ever see. A day she always wanted to see was
happening. There’s enough joy on her face to make
anyone jealous.
There’s another curious facet of this photo
that remains mysterious to me. The photo seems to
be taken by someone other than a professional wedding photographer. The three of them stand off-center, and their gazes seem to be not quite directed at
the lens of this camera. It’s almost as if they were
caught between two photos being taken simultaneously. They’re standing in such a way that seems all
the more strange as I think about this photo. The
three of them are standing in a line, but at an angle
from the camera lens. My grandmother closest to the
lens, my grandfather being the furthest away, and my
father caught in between. My grandfather is almost
fading into the background, nearly at the risk of becoming lost. His grasp of my father’s shoulder being the only thing keeping him visible, keeping him
there, which is now, to say, in my memory. There’s a
sense of fight in his stance and grasp. He’s fighting
to remain an object of sight, someone to remember.
This stands out to me as a distinct quality of the man,
and this photo, but I cannot say that I have seen him
“essentially” as Barthes says, still only “differentially.”
The shock I experienced from this photograph has nothing to do with the joy on my grandmother’s face or the fight in my grandfather’s stance,
however. It was as I was simply glancing over the photograph, perhaps wondering if I’d ever seen it before,
the photo being taken a few years before I was born,
when I saw something unexpected, perhaps even unwanted. When Barthes was looking through those old
photos of his mother, he suddenly came across this
photo from her childhood and was struck in an instant with a realization: “there she is!” He saw her,
his mother’s face as he knew it, as he remembered
7

�it; he recognized it “essentially.” What I saw could
be thought to be an opposite, or, at least, something
different in kind. As I scanned this photograph from
my parents’ wedding, I was struck (likewise in a mere
instant) by what I recognized on my father’s face:
“there I am!” I could see my own face. After the shock
of this recognition, I looked at my grandfather’s face,
and there I was again. There was the same face aging,
fading, repeating until finally and totally lost to the
background.
I’m now older than my father was when
this photo was taken, only by a few years. I seem to
have acquired his face, its shape, both its roundness
at places and its edges at others. And now when I
look at my father, currently ill beyond repair, I see
my grandfather’s aging face. Just as I have taken up
my father’s face, he has taken his father’s face. What
I recognized as the essence of the faces in the photo, the essence of my own face, was its transience.
Once this wedding photo was taken their faces were
no longer as they appear in the photo, and now, as I
think of my own face, seen in my father’s, it is different than I have the ability to see. We slip away too
fast.
Just as I’m, roughly, the age my father was
when this photo was taken, he is roughly the age my
grandfather was when he died. This fact had lain
dormant in my mind until I was reading the final
volume of Proust, Time Regained, and read the sentence: “Yet death appears to be obedient to certain
laws. Often for the instance one gets the impression
that children of parents who have died very old or
very young are almost compelled to disappear at the
same age”. I read this passage sitting in my father’s
room, which now contains a hospital bed, tables
full of charts, medical equipment, and timetables of
medications. Now I understood the shock of the photograph. I was seeing the disappearance of my own
face.
What’s not contained in the photograph are
my own memories of seeing my grandfather, face
sunken, breath labored, in a hospital bed in his own
home. These are contained in no photographs; there
are no photo albums on anyone’s shelf full of the
endless associations tied to an image. And yet, this is
what is meant to see this photo of these two men, this
single face, essentially. The photograph cannot capture the essential and rapid transience of my grandfather’s face. If Proust is right, and I will not be one
to argue, this means my face moves just as rapidly, is
8

just as transient.
My grandfather has faded; my father rapidly
fading. Just the same I, too, am fading. My timely – or
untimely – inheritance will come to me when I, too,
take on the faded face of my grandfather. Then there
will only be the “Afterwards” of Thomas Hardy:
If, when hearing that I have been stilled at last, they
stand at the door,/ Watching the full-starred heavens
that winter sees,/ Will this thought rise on those who
will meet my face no more,/‘He was one who had an
eye for such mysteries’?
The “mysteries” of my own disappearing
face are not for others to consider. This photograph
from my parents’ wedding has made it a mystery for
me, and me alone. The photograph projected the future losses; the memory holds on to what it can. But
is this not the problem of seeing a photograph? What
first was the account of a grandfather’s demise, was
next a father’s, and now a projection of mine, a son’s.
And it’s this accounting of fading away that Barthes
refers to when he says: “every photograph is this catastrophe”. It is a catastrophe because no camera can
ever capture the rapid transience of a human face.
It’s as if the camera must turn away, and leave such a
mystery, such an essential reality, to the memory and
the gaze of the moving eye.

�An Apology
Leith Daghistani

I
I called you Guns until the accident. Until I watched
you being carried away in a stretcher by the other
Sailors, I only ever called you by your job title: Gunner’s Mate.
Once sensible and orderly, the misshapen
remnants of your right hand appeared to be sloppily
glued together with congealing blood. I caught sight
of the deep red weeping through the bandages before
you turned to conceal it from me. I wondered what
secret was revealed to you from within the dark hollow of your crushed bones.
As my captain told me I should have been
with you, that my presence alone would have kept
you safe, I wanted to apologize to you - to seek forgiveness - but you were already gone. I imagined that
some part of you was left behind, that maybe a drop
of blood or piece of flesh would remain in the hull of
our dark ship from which I might beg pardon.
But I was alone. The other Sailors went back
about their days, while I stood watch; savoring the
inescapable equatorial heat that lingered long after
the sun had set, sweating under the weight of my
body armor, settling my hand on the pistol holstered
on my leg, flicking the grooved steel safety catch off
on off on off on off on off on.
I remember the diesel fumes and stale cigarette smoke stifling the salt air. I remember the hum
of the engines compressing that air, and the greasy
exhaust filling my head as the ship swayed gently
in the shallow waters. But I do not remember your
name.
II
I recognize your face when we are unexpectedly reunited in the silent hallway of an office building
where unseaworthy sailors are sent to desks.
We shake hands. I am acutely aware of a narrow gap where your right index finger (your trigger
finger) should be applying pressure on my palm.
I see that the leftover sheets of your thin pale skin,
stretched taut to stitch over your reformed right
hand, barely contain the veiled flood of your estuarine veins.
I am ashamed because I am hoping that you

do not think that it is my fault that you do not have
a right index finger, even though I think that it is. I
am ashamed because I am happy that you did not lose
your right hand or your right arm or what is left of
your life, but I do not know whether your thoughts
match mine or simply mirror them.
I remember the trigger pressure required to
fire that pistol. It is normally 12 pounds, but it is only
5 pounds if I take the gun from the holster, disengage
the safety, cock the hammer, and then pull the trigger. I am ashamed because I know that I can easily
apply only 5 pounds of pressure with my right index
finger, but I am left-handed.
I cannot apologize because I do not remember your name and I cannot call you Guns anymore. I
say nothing. I do not think that we will meet again.
III
I once read that some ancient languages lacked a
word for the color blue, and that Homer’s choice to
call the sea wine-dark suggests that the world’s appearance depends on an observer’s vocabulary. I do
not know if this is true, and I do not think that Homer
would allow Ajax to forgive Odysseus if he could call
the sea blue instead of wine-dark.
I know that blood is always red. Blood only
appears to be blue in veins, which are colorless,
because light refracts through water and skin and
blood and flesh at different speeds depending on its
wavelength, which is to say depending on its color.
The red is naturally hidden from our sight by this optical illusion.
Perhaps I do not remember your name because I never called you by your real name in the first
place, or because it does not matter what your name
is, or because I do not want to. I do not know why
these things remain invisible to me.
I know that the sea really is wine-dark
sometimes, in certain places, at certain times, in a
certain light.

9

�Euclidean Geometry
A Lens to Discern Life’s Choices
Charmaine D’Souza
Dedicated to Mr. Percy Mukadam, my first tutor, who incited the joy of learning mathematics with immeasurable
incentives by way of his humanity, humor, and homemade kala khatta soda, and to Mr. Steven Crockett, who
reignited that joy once again and shows me innumerable
ways of seeing life’s journey today.
Allowing myself to revisit Euclidean geometry again
with fresh eyes has been a lesson in unlearning and
relearning. More importantly, it has also been a lesson in viewing life’s choices.
Starting at the beginning, with the definitions was a
lesson in (re)questioning and better understanding
the fundamentals. Do I genuinely know what a point
and a line are? Are they abstract concepts, figments
of our imagination, or do I see them all around me in
daily life? If I can not see them, do they truly exist?
What other abstract concepts have I made fundamental truths in my life over the years? What fundamentals have I lost sight of over the years? Reminding myself to be cognizant of these questions often
helps me recognize my priorities more clearly.
When we discussed Proposition 1: “To
construct an equilateral triangle on a given finite
straight-line”, one of my classmates spoke about
trying to guesstimate the third point of an equilateral triangle rather than construct it with a compass.
Coming from a creative background, I found his way
of viewing this proposition intriguing. Creative and
lateral thinkers see solutions so different from their
analytical counterparts. At the same time, I realized
for myself personally that while it is exciting to go
through these innumerable journeys of curiosity and
10

discovery, journeys of discovering what-is-not-theexact-point on the way to finding the exact point, it
is important to discern when to choose the off-thebeaten track and when to follow the road well traveled. The off-the-beaten track may genuinely take
me on unexplored adventures but I better pave a path
forward or remember the path back! The road well
traveled may look monotonous and unexciting to me
but can I look at it with fresh eyes? At first glance,
neither seems right nor wrong, and yet—maybe, just
maybe hindsight provides a peculiar way of perceiving past decisions. Intuition a portal into future ones.
Over the course of a few classes, I learned
that the art of constructing proofs is like playing
with building blocks; each proposition builds on
the previous, and yet not everything is related, e.g.
Post. 5 is completely different from the first 4 postulates. Once in a while, the value and relevance of
some of the propositions got a bit complex for me to
understand at first instance. Shifting my focus from
micro to macro, imagining the propositions like a
Hoberman Sphere, figuring out how they link to each
other, and reviewing past sequences of propositions
enabled me to better understand “the storyline”
and “the plot”, as Mr. Crockett called them, of the
proposition at hand. While contemplating Euclid’s
work, I realized that life is a balance of living in the
now whilst expanding one’s view to observe the past
and the future and how the present relates to them.
Sometimes we have to take a couple of steps back,
sometimes strip everything bare, and go back to the
basics, to be able to exist, build and/or leapfrog.
One of my biggest lessons was Prop. 35.

�“Proposition 35: Parallelograms which are on the
same base and between the same parallels are equal
to one another.” Euclid’s instructions to construct
and destruct this proposition were a pure delight—
taking a complex-looking problem and breaking it
down into simple parts, each I believe comprehensible even to an 8-year-old child, or the attendant
boy in Plato’s Meno. Working through the proposition on my own and then in class together, felt like
play—a LEGO box, where it was important to understand which block to add and when, and even more
exciting was learning about which block to remove
and when. As this proposition builds on a number
of key, complex propositions like Prop. 34 and Prop.
29, which in turn build on other prior propositions
like Prop. 13, 15, 23, 26, and Post.5, Proposition 35
turned out to be a barometer measuring my learning
through the semester and my true understanding of
Euclidean geometry.
The biggest value of Proposition 35, for me,
was contemplating the difference between things
being equal and congruent. Congruence is the perfect matching of something with another thing on all
aspects of comparison e.g area, shape, and boundary. Equal(ity), in Prop. 35, on the other hand, is
the matching of two things in terms of spatial area.
Discerning the value and difference of each is critical—both in mathematics and in life. In Euclidean
Geometry, deciding to play with a congruent figure
rather than an equal one could lead me down a different solution and vice-versa. Living life through
this lens can be invaluable. Discerning when something needs to be congruent with my expectations,

goals, desires, and vision, and when equal is more
than enough can be invaluable to me in living a welllived life.

11

�Seeing the Student in the Bees &amp; Bats
of the Academy
Sydney Rowe

The Academy’s zoological catalogue provided their
authors with an armory of useful metaphors for
speaking about what was unspeakable: the student.
Socrates uses the bee metaphor as a quip at Meno
because, like a bee, Meno is impervious to teaching. It is as though Aristotle is speaking about Meno
himself when he remarks that bees ‘are incapable of
hearing sounds’ and ‘cannot be taught’, yet they are
still ‘intelligent’ (Metaphysics, 980b). As the great
Academicians squinted at the bees’ furry little heads,
they were hard pressed to see any evidence of ears;
unlike war elephants, whose ears you could see from
a mile off as they hung from those beasts who walked
through war and terror like grand matriarchs. Plato
and Socrates likely bemused themselves at the notion that bees, who are incapable of learning, are
somehow perfectly intelligent and so they naturally
would have anthropomorphized their students as
beeish creatures. Especially those hot-headed aristocratic lads who hazardously swarmed the Academy
with a lustrous appetite for eternal greatness.
Bees are all eyes. Their vision is bursting
with all varieties of violet and with militant focus they
quickly become lured by the beautiful flower of conquest. They create city-like structures which serve as
monuments to their imperial greatness. Even Pharaohs, those dark gods, see the divine in bees and
salivate at their laborious riches. As Tutankhamun’s
bound corpse was carried into its tomb, those strange
priests orbiting him softly placed a pint of honey by
his side. Like Meno, or the pharaohs, bees share in
a vacuous journey for the attainment of the vainest
riches. It is a morbid undertaking to think, even for
a moment, that those who refuse to listen can be so
grandly cognizant of their vision that it is amplified
to a deafening volume.
The Academy used bats to describe another
species of student. The most poetic moment in Aristotle’s Metaphysics mentions that we must be like
bats to be students of philosophy:
For as the eyes of the bats are to the blaze
of the day, so is the reason in our soul to the things
which are by nature most evident of all. (993b)
To the Academy, bats allude to Socrates’ dear
12

friend Chaerophon who was nicknamed ‘the bat’ in
Aristophanes’ The Birds (1296). Like a bat, Chaerophon was a most nocturnal creature who, with the
dancing Socrates by his side, would get caught up at
the agora in late night debate (Gorgias, 447b). Aristotle is suggesting that to have a fulfilling journey,
and to see what is unseeable, we must be a friend of
Socrates, like Chaerophon, and so be sensitive to his
virtuosity with a battish hearing.
Aristotle knew that bats’ large puppy dog
ears, which are perched high on their little noggins,
made them great listeners and handsomely compensated for their beady little eyes. It is this sensory
imbalance which makes them great students as it allows them to fly as if by hearing. Bats are mindful of
how sounds are reflected and refracted, like speech
in a room of glum faces, the pressure ripples into all
varieties of complicated dimensions. Bats enjoy the
abasing irony that a high pitch and vacuous screech
will often provide an equal or greater insight to those
more puffed up and operatic moments. It is through
staccato, not legato, that the incremental addition of
aural information creates a symphony of brevity. For
the bats, this is not an ear-ringing nightmare, but an
ingenious process of echolocation that allows them
to quickly gain a sense of space, even in the darkest
places, and thus reach the arc of truth.
The problem for the Academy seems that
many of their students were bees, and very few were
bats, and so the pedagogues who were housed there
struggled to shoo them towards any one truth. Both
the bees and bats had different perspectives of subject and so inevitably fell into their own destinies irrespective of their education - like day to night. Yet,
as I write this, I am becoming tired, and I feel that my
senses are getting away from me. I am beginning to
wonder if I am more of a bee or a bat. Perhaps I have
said too much and ought to pause, even if it is for
something as simple as silence, and preserve what I
have said in a question: who is more of a sphinx, Alexander the Great or Socrates?

�Reaction to Guy Debord
Nick Younes
Guy Debord is very reluctant to define the spectacle.
He prefers to describe aspects of it, and this is very
different from “definition” as I’m used to the term.
If I define absolute zero in a way acceptable
to scientists I can rest assured that my definition aids
and abets the scientific project. If I define the Super
Bowl in a way that satisfies a foreigner who has never
heard of the event, I can rest assured that I have, in
some small way, helped to make this person less foreign and more American.
But definitions like these, which expand
human capability on the one hand or make the foreign less puzzling on the other, can’t be applied to the
spectacle. According to Debord, we are the spectacle’s project and exist for all of our lives in the most
intimate possible relation to it. There is no virgin
territory into which an expansion of capability might
proceed and there is scarcely anything less foreign
than the manner in which we have lived all our lives.
This is why defining the spectacle is like trying to describe the taste of milk or point out water to a fish.
When Debord makes a close approach to
conventional definition I still have the feeling of be-

ing teased. In his fourth aphorism he says the spectacle is not a collection of images but a social relation
among people, mediated by images. This makes me
think of examples like advertising or fashion photography, the places where I learn which clothes to
wear and in what way to wear them. But nearly every aphorism in his book is an allusion to something
else—in the case of number four, to Marx saying that
Capital is not a thing but instead a social relationship between people that is mediated by things. It’s
as though Debord is daring me to imagine an example of Capital that captures its full range of influence
over the conditions of my life. But there is only one
example like that and it’s the world I live in.
In a much smaller way, I can see the inadequacy of example compared to the thing itself in Toulouse-Lautrec’s work. I see this most strongly when
I compare his advertisement for Jane Avril with his
painting of the Moulin Rouge. This painting features the same singer fixing her hair in that venue’s
mirrored walls. The advertisement is meant to draw
people into the Moulin Rouge’s theater, in French it’s
salon de spectacle. The image is crude. It is an example
that bluntly summarizes the experience patrons are
likely to have there, as they watch the woman with the
expressionless face can-can in front of a musician,
who grips the neck of his double bass with conspic-

At the Moulin Rouge, 1892-95. Oil on canvas, 123 x 141 cm. The Art Institute of Chicago.

13

�uously hairy knuckles. A black line representing the
loud music or the dancer’s thrall to it erupts from the
tip of his instrument and encircles her before returning to form the shoulder of the bass.

Jane Avril, 1893. Lithograph in 5 colors on wove paper,
129.1 x 93.5 cm. New York: Metropolitan

The painting of the same place is subtler, yet somehow more garish. Here the theatrical attraction, Jane
Avril, is literally in the background while a mixed
group of subjects pursue social relations over drinks.
Another singer haunts the foreground, also facing
away from the audience. Her shining face is alarmingly corpse-like, as though all the greenish light in
the room’s mirrors, everyone’s reflected images, were
concentrated on her skin, blasting it like footlights.
If the poster for this theater promises the audience
a straightforward spectacle, Toulouse-Lautrec’s representation of its reality is a thicket of eyelines, none
of which are directed at the entertainers. Air filled
with live music, meant to lubricate a patron’s transition from street self-consciousness to anonymous
spectator, is replaced by green haze, dotted with men
in lumpy overcoats. The women whose sexuality the
poster offers for consumption are unavailable, instead lost to the audience as they face their own concerns.
14

The woman who sits with her back to us is
arguably the focus of Toulouse-Lautrec’s visual attention. But she is far too bizarre to serve as an erotic
substitute for the disengaged singers. She is modeled from the rear, where all the composure and
fretted-over display in her outfit meet in seams. We
see how straight she sits, her body is in no danger of
finding the comfort in her chair’s backrest. Her loose
bun of orange hair makes me think of spilled intestines and her fur-lined dress reminds me of deepsea life. Were it not for one pink ear and two fingers
of a black glove hers would be difficult to clock as a
human form. The bow in her hair, meant to lengthen
her silhouette to compete with men’s hats, is shown
from its least flattering angle. We see it as a construction, the translucent black tulle that frames the flowers on the front of her head is anchored by a metal
clip sunk into her hair.
And then there is the blonde singer with the
drowned woman’s face. She stands just behind the
balustrade that cordons off these people from the
viewer. In the same way customs officials wear uniforms so you know them as authorities the woman’s
face marks her as the gatekeeper of this image and
the space it depicts.
By now, the balustrade is death and she the
spectral guardian of dead customers.
Does Toulouse-Lautrec undermine his own
advertisement? Do I combat the spectacle that reenforces and spreads the present conditions of life
when I stare at these images? Is the social relation
taking place at this moment, in this room, moving
against the spectacle, like a dérive, or are we simply
allowing these relations to be mediated by yet another image, one that furnishes us with a highbrow alibi?

�“The Aim Was Song” Explication
Roth Boaz

The Aim Was Song
Robert Frost
Before man came to blow it right
The wind once blew itself untaught,
And did its loudest day and night
In any rough place where it caught.
Man came to tell it what was wrong:
It hadn’t found the place to blow;
It blew too hard—the aim was song.
And listen—how it ought to go!
He took a little in his mouth,
And held it long enough for north
To be converted into south,
And then by measure blew it forth.
By measure. It was word and note,
The wind the wind had meant to be—
A little through the lips and throat.
The aim was song—the wind could see.

Almost by reflex, poets regale the purity and power of Nature. Robert Frost, however, blows that notion away. In “The Aim Was Song,” Frost contends that Nature—in the synecdochized figure of the whistling
wind—works blithely and produces no purposeful beauty. But when human beings (“Man” in this poem) arrive in the world, they observe, instruct, and eventually surpass Nature with something more powerful: poetry.
The artistry of Frost’s poem is on display from beginning to end. Its four quatrains contain alternating rhyme (ABAB, CDCD, etc) with enjambment occurring frequently in the first stanza, although virtually
disappearing the rest of the way (only line ten is enjambed). Equally striking is the poem’s repetition: the title
shows up twice, in lines seven and sixteen, and the phrase “by measure” makes two appearances. Finally, the
poem’s lines steadily march along to an iambic tetrameter beat with one noteworthy trochaic substitution.
It’s this trochee in line five—“Man came”—that illuminates the connection between the poem’s prosody and its content. Stanza one moves along freely enough: the regular meter and repetitive enjambment
mirror Nature unfettered by humanity’s schemes. But with the trochaic “Man came,” the meter—and our relationship with Nature—changes. From this point, the lines are heavily end-stopped: the strong hand of “Man”
reshapes—by measure, as it were—the sound of the wind. Rather than Nature’s accidental effects (the wind
caught “in any rough place”), human beings take in air, release it, and give birth to music. The movement of
the wind, of Nature, is random, and its measureless sounds have no purposeful melody. For human beings,
though, the aim was song: by imitating the movement of air we make music, or—taken another way—we make
poetry. Poetry can subvert the expectations of the senses, so much so that the wind doesn’t simply hear humanity’s audible artistry, it sees it. And by the end of Frost’s poem, so do we.
15

�PRINGLE GEOMETRY: LOGIC AND
IMAGINATION IN LOBACHEVSKI
Jay A. Gold

“It seems wonderful to all who have not yet seen the
reason, that there is a thing which cannot be measured even by the smallest unit. But we must end in
the contrary and, according to the proverb, the better state, as is the case in these instances too when
men learn the cause; for there is nothing which
would surprise a geometer so much as if the diagonal
turned out to be commensurable.”
The question I will address is, What are the
implications of the implausibility of Lobachevski’s diagrams for the validity of his geometry? In treating this question, I employ
the distinction between logic and imagination. By
logic I mean that propositions follow from postulates and previous propositions using established rules of inference. Diagrams, while they
may be helpful for understanding, are not necessary for purely logical exposition; Russell and
Whitehead’s Principia Mathematica presents its
proofs without them. By imagination I refer to the
use of images, the visual artifacts of imagination.
I cannot write about the imagination in Lobachevski without noting that he calls his new geometry imaginary. He does not mean by this a geometry
that relies on images. Still less does he mean what
we typically mean by imaginary: he does not present
his geometry as any more fictional than Euclidean
geometry. Indeed, today Lobachevskian geometry is
not called imaginary geometry at all, but rather, hyperbolic geometry.
The unsuspecting reader encountering the
diagram for Lobachevski’s Theorem 16 is apt to be
nonplussed. In Fig. 1, we are presented with a line AG
which we are told does not cut line DC, despite the
fact that if AG and DC as drawn are extended to the
right, they will intersect before reaching the boundary of the page. Furthermore, we are told there are
infinitely many such noncutting lines, which is hard
for us to imagine. If Lobachevski had attempted to
remedy this by drawing line AG asymptotic to DC, he
would have had to make DC curved, contrary to the
stipulation in the statement of the theorem that the
lines be straight.
16

Such implausibility is apt to lead the reader
to wonder whether Lobachevski’s logic must be fallacious because his images are so implausible. This may
be contrasted with an equal and opposite phenomenon that can be encountered when studying Euclid.
There are steps in Euclid’s proofs that do not appear
justified by his postulates and previous propositions,
but seem to rely upon the plausibility of his diagrams.
To take one example: In three propositions (1, 12, and 22) in Book One of the Elements,
Euclid assumes that two figures intersect without
postulating or proving that they do. For instance, at
the very outset of the Elements, in constructing the
proof of Proposition 1, Euclid describes two circles, BCD and ACE, which he says intersect at point
C. The diagram shows this intersection, as it shows
a second intersection below the first. A strictly axiomatic proof would have included a postulate or a
lemma to the effect that where the sum of the radii
of two circles is greater than the distance between
the centers of those circles, the two circles must intersect at two points. But Euclid offers no grounds
for positing that the two circles intersect at these
points. Yet once one sees the diagram of Proposition 1, one cannot imagine an instance in which two
circles would not intersect in these circumstances.
The impulse that leads us to accept Euclidean proofs whose logical basis is incomplete, because
of the plausibility of the diagrams, is, I think, the very
impulse that leads us to wonder whether Lobachevski’s logic must be fallacious because his images are
so implausible. It appears that even in mathematics
human beings can be swayed by their sensibility, and
that this can lead us to overlook the demands of logic.
The plausibility of Euclid’s diagrams, and
the implausibility of Lobachevski’s, may be thought
to imply that Euclid is describing the world in
which we live, and that Lobachevki, while logical,
is not. The diagrams in Euclid, like the Elements
as a whole, present a geometry that we can recognize; the world of Lobachevski’s geometry is in
important respects unrecognizable. But I do not
think this implication holds up, for two reasons.
First, Euclid’s own diagrams are questionable guides to the world. Lines drawn to be parallel in
a Euclidean proof, in a book or on a downloaded page
or on a whiteboard or on the Ziteboard app look parallel. But these lines actually may be considered segments of longer lines. And unless the most painstaking technology available is used to ensure that those

�lines are strictly parallel – and perhaps even then –
they will not be. If I draw two straight lines that look
parallel, and those lines are extended far enough
without bending them, the odds that they will never meet no matter how far extended – the universe
is a big place - are infinitesimal. But for purposes of
demonstration we take the lines as parallel in order
to illustrate the proof. In this sense, using Euclid’s
diagrams to illustrate his proofs is not so different
from taking the lines that are posited as parallel in
Lobachevski’s diagrams as actually parallel for purposes of proof. That is to say, the obvious skewness
of Lobachevski’s parallel lines is merely different in
degree from the unapparent skewness of Euclid’s.
The second reason for not concluding that
Euclid is a better guide to the “real” world than Lobachevski is as follows. The diagrams in both are
drawn on flat surfaces – paper pages or computer
screens. We assume that flat surfaces are the appropriate way to map the world. But as those who make
maps of the globe always have known, the attempt
to project something that is not flat onto something
that is flat unavoidably entails distortions (the Mercator projection being a case in point). So what would
happen if we were to draw Lobachevski’s diagram on
a different kind of surface? What if we were to draw
them on the surface of a Pringle?

A Pringle may be seen as a hyperbolic paraboloid (Figure 2), modified for commercial purposes. On its surface, many lines can be drawn
that do not cut a given line. Furthermore, the angles of triangles drawn on the surface of a Pringle
add up to less than 180º. So if geometric diagrams

were drawn on Pringles, Lobachevskian geometry would look perfectly sensible, while Euclidean geometry might be considered “imaginary.”
It may be objected that the universe does not
have the shape of a Pringle. My response is that we
are not in a position to know the shape of the universe sub specie aeternitatis. It is possible that a flat
surface distorts objects as much as or even more than
a saddle-shaped surface does. I note that the Figure 1
is shown on the flat surface of a page – mapped onto
it, one might say - but nobody would confuse the
photograph with actual Pringles.
Similarly, it may be a mistake to confuse the “Lobachevskian” figures drawn on two-dimensional pages – even on Lobachevski’s own pages - with
actual Lobachevskian parallel lines and triangles,
which can be presented undistorted only on a different kind of surface.
I conclude that Euclid’s diagrams appear
more plausible than Lobachevski’s only because of
the shape of the surfaces upon which those diagrams
are drawn. Hence, I say it follows that neither of the
two geometries is more real – or more imaginary –
than the other.
There is another possibility: both Euclid and
Lobachevski may be consistent with the “real” world,
albeit at different scales. Lobachevski’s Theorem 23
may be read to say that Euclidean geometry approximates Lobachevskian geometry at small scales – that
is, as p (the distance of parallelism)→0, α (the angle
of parallelism)→π/2 – that is to say, 180º, which approximates what the angle of parallelism would be in
Euclid. Similarly, the surface of the earth may appear
flat when we look only at the small area around us,
and we can sense its curvature only when looking at
greater distances. The smaller the surface, the closer the curvature approximates flatness. It likewise is
accepted that Einstein’s general theory of relativity
approximates at the scale of our ordinary experience
Newton’s theory of universal gravitation; the results
of the two theories diverge substantially only at far
larger scales. In all these instances, the small-scale
view carries the imprimatur of common sense, while
the view for larger magnitudes, while more general, to some extent at least affronts common sense
This leads me to a final subject. The point of
an axiomatic system is to derive propositions from
axioms using standard modes of inference – what at
the start of in this paper I called “logic.” Consistency
17

�with the axioms is decisive. I believe it follows that if
a theorem’s logic is sound, when images used to illustrate it appear to violate common sense, it is common
sense that must give way. It is a commonplace that
scientific experimentation can yield important truths
that violate common sense – for example, heliocentric astronomy, or the fact that an apparently solid
table is at a microscopic level mostly empty space and
subatomic particles, not to mention quantum theory. Mathematics sometimes has that in common with
science, as Aristotle pointed out. The difference between mathematics and science in this regard is that
mathematical truths, unlike scientific ones, are a
priori. They are necessary truths. In mathematics we
do not determine whether two lines are parallel by
extending them to see whether or not they meet, we
determine it with postulates and logic. Thus in mathematics, imagination, in the sense I use the word
in this paper, must yield to logic where they clash.

18

�The Floating Dream: A novel excerpt of a journey to John Barth’s Cambridge
Andrew Ross

Our male and female, husband and wife fit. Our epic story of dreaming, swimming in darkness and our birthday marriage, a hopeful and positive love for everyone.
Three stars forming various shapes and patterns, two stars. The four stars of the Orion rectangle,
Venus and Jupiter rising as the outer two stars, vertical, side and side.
Like the rise of Capella and its star, in a mirror.
The rising full Moon the last two nights, 3/6 and 3/7, the true “full” Moon the morning of 3/7. For the
full Moon of early March and early April—4/6—and the March and April full Moons of the last few years, they
surround the spring vernal equinox of March 20.
The last two nights of 3/6 and 3/7 in 2023, the full Moon the “Jupiter” top of triangles perfectly
matching the Jupiter and Saturn and Pisces mirror triangle of last year’s 2022 winter solstice. Makes us think,
the full Moon and planets and stars able to duplicate such complexity.
“It’s Easter or something,” you said.
“A drink of water.”
An image of the two of us, hugging, in a mirror, a cartoon image. I praise you, you hug me, we love the
epic story of the Universe, the relationship of male and female.
One and one, we walked through my grandfather’s Annapolis, past the brick buildings, church circle, a pub that features live music, cafes, stores, the law office of a childhood friend, new houses and Parisian
apartment complex, the library, to a friend’s house for NASA’s Space instrument.
Driving first to Sandy Point, to test the Space instrument, possibly a joke, created together with Johns
Hopkins Applied Physics lab, to decipher and codify the mathematical, physics, purpose relationships of the
stars, planets, nebula clouds, and hopefully galaxies.
“Decipher the mathematical and scientific relationships of galaxies,” you said.
“Biological.”
You took a sip of afternoon coffee. “Everchanging, that’s my code.”
“Repetition mirror poetry of unknown journey,” I said.
“Rain and waves.”
We stepped from our Naval Academy jeep and onto the sand beach of Sandy Point Park, afternoon of
my guitar songwriter uncle’s birthday.
“How old is he?”
“60-something,” I said.
We each thought of my grandfather’s Babe Ruth baseball, of great significance to my uncle, his songs,
his family my cousins. Physics, thermodynamics, water mechanics, especially of human flight, my grandfather’s life. The baseball, my grandfather’s greatest story.
Our family story. Physics and its aspects, our vocation.
We stood in the sand of Sandy Point Park beach, late afternoon of my uncle’s birthday, light rain,
wind, strong waves. Sky of grey clouds, various shades of grey, layered clouds, light rain, strong waves, the
Chesapeake Bay bridge barely visible in the rain, wind, grey. The beach a crescent of yellow sand, the sky grey
clouds, rain, the Bay’s waves strong and grey and white, the same grey of the clouds.
Light rain, wind, standing in the beach sand, the grey Chesapeake Bay bridge barely visible within the grey
water and clouds, waves against the beach, we left for the eastern shore.
We drove across the Chesapeake Bay, rain, a mist, grey. Grey clouds, grey water, the other side of the
Chesapeake Bay barely visible.
We drove to one of our favorite stores, barefoot shoes and nice athletic clothes. An herbal tea at a
favorite shop.
Driving on from Queenstown to Easton, route 50, listening to alternative music. We shopped at a
19

�Kroger, pecans, oranges, collard greens, quinoa, farro. We drove on to Cambridge, lights across the wide river
in the night.
Think of John Barth novels, The Floating Opera, Giles Goat-Boy, Chimera, Tidewater Tales, Coming
Soon !!!: A Narrative, Every Third Thought, lights across the wide river in the night. A literature of exhaustion, story, treasure, postmodern retelling, of character roles.
Tour of the downtown and out to the famous Neck District, names on roads, properties, houses. A reminder of the Annapolis play we watched, a small circular theater, about the making of William Shakespeare’s
plays into the first collected book, 1623.
Late into the night, organizing with you for our Saturday in Cambridge. The library with John Barth
historical marker and map, his apartment near Long Wharf, where he wrote The Floating Opera, where his
jazz band played.
Smoke and look at the night sky of stars and Moon and clouds.
The next morning, after my uncle’s birthday, an herbal tea at the local coffeeshop and restaurant. We
drank and talked and wrote, and we walked to the library.
The Cambridge library and John Barth’s historical marker out front, with a map of sites from his life
and novels. Inside the library, the Shore Room and shelves of books related to John Barth’s imagination fictions, philosophies, aesthetics, and literary artistic beliefs.
We read and read, husband and wife, libraries and libraries of books, including Naval Academy library and Bar-Ilan University. We read and read, letters and journals, secret writings and speeches never
given, and plays, John Barth’s unpublished collection. The Cambridge librarian leaned over our Shore Room
table and whispered, “his wife’s writings.”
Now with the secret, write words, tell thoughts and stories, entertain, we walked to the John Barth
historical marker map to Dream Wharf and the apartment he lived in—overlooking the Wharf and the docked
Floating Theater barge—writing his first novel, National Book Award finalist, The Floating Opera. We smoked.
We stood at the Dream Wharf, in front of the apartment where John Barth wrote his first novel The Floating
Opera, the empty dock of The Floating Theater barge, the novel’s inspiration, cruise ship in the background
similar to the cruise ship of Jean-Luc Godard’s 2010 film, Film Socialisme. We smoked a joint of organic
herbs.
Incredible the Wharf and Choptank River, all the sailboats, houses near the Wharf, John Barth’s first
novel The Floating Opera, Jean-Luc Godard’s 2010 film, traveling on a cruise ship.
“The herbs smell good,” I said.
“Good taste.”
“Soul.”
“Constellation design.”
“That’s the name of the herbs.”
“Dream opera film.”
[# # #]
We walked from the Wharf, up High Street, past the library and circuit courthouse, visited where John Barth
performed with his jazz band, then to the pizza place of 2013 novel Every Third Thought, across the street
from the Arts Center, for pizza and more writing. Writing for a grad school project at Chesapeake Bay University. Very creative.
Easily amused, happy, pizza and writing, memories, imaginary fictions, we left for the Wallace Trail
at Blackwater National Wildlife Refuge. Sky blue of sunset, we walked the wooded trail, tall trees and leaf-covered ground of winter, blue sky through dark branches, until too dark. We drove for an evening Lotus cannabis joint before Academy Street to the local Cambridge brewery, soon herbal tea shop.
“Something to wonder about,” I said.
Seat at the bar next to nice locals, audience or actors or writers or directors or characters of, on, the
Floating Theater. Floating the Choptank, the Bay, the Chester, the Severn River of herbs and playing, then
20

�Muir Street, and to the house for final smoke of the night.
In the dark, surrounded by woods, marshland, near Todd Point and Ross Neck Road, bright stars,
star patterns, lesser stars visible within the woods, forest and waterland. We smoked herbs, thought of the
sideways “V” of Arcturus, Spica, and the three-quarters Moon. The three celestial objects forming the same
mirror “V” of Jupiter, Saturn, and Pisces, winter solstice 2022, two years after 2020’s great conjunction.
Late at night, Orion behind the house, beautiful aesthetic smell of burnt herbs, we fell asleep, the
early morning of 3/12 and dreamed.
[# # #]
The next morning we packed our Jeep sport utility vehicle, and left for Blackwater National Wildlife Refuge...

21

�Translations

TRANSLATIONS

22

�A Translation of Lines 983-988 of Theognis
Quinn Rifkin

Around 1400 lines of verse have come down to us from Greek antiquity bearing Theognis of Megara’s name.
Together they constitute what is called the Theognidea, which is one of three substantial corpora that we have
from the archaic period—the other two being those of Homer and Hesiod.
It almost goes without saying that Theognis is read and studied less than Homer and Hesiod. While
we can, with minimal preparation, dive into Odysseus’ world and plight as if it were our own, Theognis’ poetry comes to sight as quite foreign to our modern sensibilities. He was a writer not of epics but of elegiac verses
that dealt with the mores and manners of his time. His foreignness was put by Nietzsche in the following way:
Theognis is the mouth piece of Greek aristocracy (On the Genealogy of Morals, 1.5).
Herodotus tells us that Homer and Hesiod gave the Greeks their gods (Histories, 2.53).Theognis, on
the other hand, shows us what a life might look like under their creations; his great themes are love, friendship, war, and change. If we wish to be students of the Greek mind, we would do well to turn to Theognis. He
can,
for example, help us to better understand what Plato, Xenophon, and Aristotle were up to in their various
writings (Plato: Meno 95c-e, Laws 630a; Xenophon: Symp. 2.4, Mem. 1.2.20; Aristotle: NE. 1129b, 1179b). So
too if we wish to be students of our own time, it should be noted that Thomas Jefferson and John Adams also
reflected on Theognis’ poetry for guidance concerning perennial questions of political life (Adams to Jefferson, 16 August 1813, 2 September 1813, 15 September 1813; Jefferson to Adams, 28 October 1813).
Besides his didactic importance, Theognis’ verses can be strikingly beautiful (yet beauty and moral
edification may be inseparable, and were surely inseparable for the Greeks). I have translated one short verse
that, I believe, exemplifies his poetic power. In these lines, Theognis conveys an abiding sentiment among
the Greeks about the significance of that ephemeral period of life called ‘youth.’ Jacob Burckhardt, in his
seminal study of Greek culture, has expressed this sentiment better than I can: “What it comes to is that youth
is the only real time of life for the Greeks, and all the rest a very dubious prolongation.”
Lines 983-988:
ἡµεῖς δ᾽ ἐν θαλίῃσι φίλον καταθώµεθα θυµόν,
ὄφρα τι τερπωλῆς ἔργ᾽ ἐρατεινὰ φέρῃ.
αἶψα γὰρ ὥστε νόηµα παρέρχεται ἀγλαὸς ἥβη:
οὐδ᾽ ἵππων ὁρµὴ γίνεται ὠκυτέρη,
αἵτε ἄνακτα φέρουσι δορυσσόον ἐς πόνον ἀνδρῶν
λάβρως πυροφόρῳ τερπόµεναι πεδίῳ.
Let us set down our dear heart in celebrations,
So long as it might still bear some lovely deeds of delight.
For quickly as a thought passes by brilliant youth:
Nor is the first rush of mares more swift,
Who bear their lord, spear-brandishing, straight into the burden of men,
Violently, while they revel in the wheat-bearing plain.

23

�‫بسم الله الرحمن الرحيم‪:‬‬
‫ض‬
‫ت و َٱلْأَ ْر ِ‬
‫ٱلل ّه ُ نُور ُ ٱل َس ّم َٰـو َ ٰ ِ‬
‫َ‬

‫ح‬
‫شك َٰو ۢة ٍ ف ِيهَا م ِصْ بَا ٌ‬
‫ل نُورِه ِۦ كَم ِ ْ‬
‫م َث َ ُ‬
‫ح فِى زُج َاج َة‬
‫ٱلْمِصْ بَا ُ‬

‫ُ‬
‫ِى يُوقَد ُ م ِن شَ ج َر َ ۢة ٍ ُمّبَٰرَك َ ۢة ٍ ز َي ْت ُونَة‬
‫َب دُرّ ّ ٌۭ‬
‫كوْك ۭ ٌ‬
‫ٱلز ّج َاج َة ُ ك َأَ َ ّنهَا َ‬
‫َلّا شَرْق َِي ّةۢ ٍ وَل َا غ َْر ب َيِ ّة‬

‫يَك َاد ُ ز َيْتُهَا يُض ِٓىء ُ و َلَو ْ ل َ ْم تَمْسَسْه ُ ن َار‬
‫ُن ّور ٌ عَلَى نُو ٍر‬
‫ٰ‬

‫يَهْدِى َ‬
‫ٱلل ّه ُ لِن ُورِه ِۦ م َن يَشَآء ُ‬

‫س‬
‫ل ل ِ َلن ّا ِ‬
‫ٱلل ّه ُ ٱلْأَ مْثَ ٰـ َ‬
‫و َيَضْر ِبُ َ‬
‫ل شَىْء ٍ عَل ِيم‬
‫و ََٱلل ّه ُ بِك ُ ّ ِ‬

‫‪24‬‬

�The “Verse of Light”, Quran 24:35
Abdullah Wadood

By the name of the God, The Most Graceful, The Gracer:
[1] The God is the light of the heavens and the earth
[2] A metaphor of His light is like a niche in a lamp
[3] The lamp is in a glass bottle
[4] The glass bottle is like a beaming planet lit from a blessed olive tree
[5] Not Eastern and not Western
[6] Its light would glow although not touched by fire
[7] Light on light
[8] The God guides to His light whom He wills
[9] And the God strikes metaphors for mankind
[10] And the God knows every thing the most

When one is about to recite the Qu’ran, he begins
with the idiom “Bismillah”, meaning “By the name
of God”. The Qu’ran adds two superlatives to the idiom, “Al Rahman” and “Al Raheem”. They are divine
names. Notice that both names are derived from the
R-H-M consonantal root. The R-H-M root describes
mercy or grace. So both names describe God’s mercy
in some way. Thus I have rendered “Al Rahman” as
“The Most Graceful”. “Al Raheem” is a bit more difficult to translate. It is an amplification or hyperbole
(“mugabalah”) of the word “rahem”, meaning one
who gives grace. So “Al Raheem” signifies the one
who is extraordinarily capable of giving grace, or the
one who gives extraordinary grace. It is connected to
the Arabic word for womb, “rahemun”. Both words
suggest creation and sustenance. Thus the image is
of a god that is extraordinarily tender, nurturing,
dependable, and motherly. Elsewhere, the Qu’ran
describes God as the strongest hand-hold and closer to one than one’s own jugular vein. Moreover, the
“Bismillah” is an expression of optimism, insofar as
an act of creation is always optimistic. No matter how
despairing, pessimistic, or sad a work of art or music
is, the fact that the artist could sublimate his or her
negative emotions then turn them into something
constructive is an expression of hope, that bad can be
transmuted into good. Otherwise, there would be no
art or music in the first place. The artist would still
be in bed.

I will now describe what I think is going on
in lines [4] and [5]. The case structure for Classical Arabic (the language the Qu’ran is recorded in)
is quite fluid. The word order for line [4] is: tree—
blessed—olive. Arabic grammar allows for the words
tree—blessed—olive to be a unity, i.e. the phrase can
be rendered as “blessed olive tree”, even though
one might usually expect the Arabic word order to
be tree—olive—blessed. But because of that same
fluidity, perhaps olive could be adjoined to the next
line, i.e. the olive does not belong to either the East
or West. However, that would be too uncommon a
rendering. English translations of the Qu’ran have
been very keen about trying to replicate the style and
the authority of the King James Bible. It’s unfortunate since that tends to unnecessarily obscure the
Qu’ran’s poetic looseness. The word “kawkab” I have
rendered as “planet” whereas older translations have
opted to use “star”. This bothers me since the Qu’ran
consistently uses a specific, unambiguous word for
star: “najm”. In the chapter about Joseph, the son of
Jacob, Joseph describes a dream where his brothers
are eleven “kawakib”—planets. In fact, the full Arabic phrase for the planets is “al kawakib al mutahayyira”, i.e. “the bewildered stars”. This is similar to the
Greek word “planet” which means “wanderer”. Both
phrases refer to the irregular movement of planets if
one assumes that the Earth doesn’t move.
When one combines lines [4] and [5] into a
single image, I think there may be a description of a
planet in retrograde motion. Because of the description of the planet’s beauty, I think it must be Venus.
25

�I feel that many Islamic authorities would be suspicious of my conclusion since the worship of deities
associated with Venus was common in Pre-Islamic
Arabia. But here we find an image of Venus that is no
longer associated with the old goddesses of Arabia,
but instead attributed to a single, unified god, who
seems to bear both masculine and feminine characteristics, transcending the old gods. Moreover, the
Qu’ran is very open about observing nature to make
conclusions about the existence of God. In fact, the
chapter entitled “Al Rahman” is solely devoted to
entice the listener to observe and ponder nature.
The Qu’ran is very sure that an honest look at nature
would necessarily lead one to believe in God’s existence; its broad appeal to natural theology has always
fascinated me.
Line [9] was interesting for me to translate.
The word in question was “yadribu”. In my opinion,
the older translations are in error when they translate this word. They translate it to “present” or “set
forth”. But the root consonants are D-R-B, meaning
to strike or to hit. The most difficult use of the word
is in Qu’ran 4:34, where the Qu’ran legalizes and
commands a husband to hit (“idribihunna”) a disobedient wife if nonviolent methods of discipline,
like talking to a friendly mediator, don’t work. Both
medieval and modern exegetes have been embarrassed by this verse: does the soft-hearted god I talked about earlier really command such things? So they
qualify the beating so that it should be light, and to
avoid leaving bruises, and to avoid striking the face,
and to not use an implement wider than a toothbrush
or thumb, and so on. It’s reported that Muhammad
never hit his wives, but he remained silent when his
followers hit theirs, so his silence indicates assent.
Anyways, the older English translators obscure the
violence of line [9] by using words like “present” and
“set forth”. More honest is to recognize the line’s suggestion of God’s sheer power, and authority.
Line [10] was difficult for me to translate.
Word-by-word, the line goes: And the God by/of every thing All-Knower. I am not wholly satisfied with
my translation here, but I tried to balance out the superlative of being the All-Knower with the rest of the
sentence’s construction.

26

�Jesse Clagett, Archway in the Alhambra, photograph

27

�Anna Akhmatova, 1911
Ansley Green

				

Яживу, как кукушка в часах,			
Не завидую птицам в лесах.
Заведут—и кукую.
Знаешь, долю такую
Лишь врагу
Пожелать я могу.
Анна Ахматова, 1911

I live like a cuckoo in a clock,
I do not envy birds in a forest.
They wind me up—and I cuckoo.
You know, I can wish
such a fate
only onto those I hate.
Anna Akhmatova, 1911

This poem is seemingly simple, but the more you read it, the more complex it becomes. This seems similar to
the life the writer is trapped in. Inside their small life, their motions are mechanized and synchronized. Their
wings are clipped so far down that they cannot even feel envy for those who are free—it is a life that is unfathomable. However, the shift in the second part of the poem shows an awareness and an acute dissatisfaction—
that a life of precise order, led by someone other than yourself, is a life only to wish upon your worst enemy.
I chose to keep a rhyme scheme in English in the final lines of the translation to evoke a similar feeling that is
found in the Russian. The repetition of an “oo” ending in the final four lines of the Russian imitates a cuckoo
sort of sound, that I believe keeping the “fate/hate” rhyme helps to carry forward.
But—what does this poem mean to you?

28

�Francis Bacon’s Proem
Walker Rogalsky

INSTAURATIO MAGNA
PROEM
FRANCISCUS DE VERULAMIO
Sic Cogitavit;
Talemque Apud Se
rationem instituit,quam Viventibus et
Posteris notam fieri, ipsorum
interesse putavit.
The Great Instaturation
Proem
Fancis of Verulam1
Thus considered2;
And set down such reasoning with himself, which
having become known to the Living and Posterity,
he thought for the interest of them.
Cum illi pro comperto esset, intellectum humanum sibi
ipsi negotium facessere, neque auxiliis veris (quae in
hominis potestate sunt) uti sobrie et commode;
Since it had been made clear to him that the human
intellect makes trouble3 for it itself, and does not use
soberly and appropriately true aids (which are in the
ability of a human;)
Unde multiplex rerum ignoratio et ex ignoratione rerum
detrimenta innumera: omni ope connitendum existimavit, si quo modo commercium istud Mentis et Rerum (cui
vix aliquid in terris, aut saltem in terrenis, se ostendit
simile) restitui posset in integrum, aut saltem in melius
deduci.
Whence there is a manifold ignorance of matters4
and innumerable detriments from the ignorance
of matters: he judged it must be attempted with all
resource, whether in some way it was possible that
the very commerce of Mind and Matters be restored
in integrity (to which scarcely anything on earth, or
at least in earthly things, shows itself similar,) or at
least to be the better deduced.
Ut vero errores qui invaluerunt, quique in aeternum in-

valituri sunt, alii post alios (si mens sibi permittatur)
ipsi se corrigerent, vel ex vi intellectus propria vel ex auxiliis atque adminiculis dialecticae, nulla prorsus suberat
spes;
That truly the errors which have been prominent,
and which will be prominent for eternity, (if the
mind permits itself to) that one by one these very errors should correct themselves, or from the proper
power of the intellect or from the aids and props of
dialectic, there was simply no hope;
propterea quod notiones rerum primae, quas mens
haustu facili et supino excipit recondit atque accumulat (unde reliqua omnia fluunt), vitiosae sint et
confusae et temere a rebus abstractae; neque minor sit in secundis et reliquis libido et inconstantia;
For the reason that the first notions of matters, which
the mind by drinking easily and supinely receives,
puts away and accumulates (from which all the rest
flow,) are vicious and confused and recklessly abstracted from matters; and not less capriciously and
fickly in the following things and the rest.
ex quo fit, ut universa ista ratio humana, qua utimur
quoad inquisitionem naturae, non bene congesta et aedificata sit, sed tanquam moles aliqua magnifica sine
fundamento.
From which it comes about that this whole human
reason, which we use for the examination5 of nature
is not well compiled and built up, but is just like some
noble mass without foundation.
Dum enim falsas mentis vires mirantur homines et celebrant, veras ejusdem [(] quae esse possint (si debita ei
adhibeantur auxilia, atque ipsa rebus morigera sit, nec
impotenter rebus insultet) praetereunt et perdunt.
For while men admire and celebrate the false powers
of the mind, the true [powers] of [the mind] which
are capable of existing (if the proper aids are held out
to it, and it be obedient to the matters, and not impotently insult the matters) they pass over and lose.
Restabat illud unum ut res de integro tentetur melioribus
praesidiis, utque fiat scientiarum et artium atque omnis
humanae doctrinae in universum Instauratio, a debitis
excitata fundamentis.
There remained this one thing, that the matter be

29

�tried from the beginning6 with better assistances,
so that a Renewal7, excited from proper foundations,
may occur of the sciences and arts and every human
doctrine generally.

Viae autem contemplativae viis illis activis decantatis
fere respondent; ut altera, ab initio ardua et difficilis,
desinat in apertum; altera, primo intuitu expedita et
proclivis, ducat in avia et praecipitia.

Hoc vero licet aggressu infinitum quiddam videri possit
ac supra vires mortales, tamen idem tractatu sanum invenietur ac sobrium, magis quam ea quae adhuc facta
sunt. Exitus enim hujus rei est nonnullus.

Moreover, the contemplative ways closely correspond to those active, oft-repeated ways; as one,
from the start, arduous and difficult, ceases in an
opening; another, from first beginning, expeditious
and easy, leads into the remote and precipitous.

Although truly this can seem something infinite in
the commencement and beyond the mortal powers,
nevertheless, in the carrying out, the same thing will
be found sound and sober, more than that which has
been done up to now. For there is some result8 of this
matter.

Quum autem incertus esset quando haec alicui posthac
in mentem ventura sint; eo potissimum usus argumento,
quod neminem hactenus invenit qui ad similes cogitationes animum applicuerit; decrevit prima quaeque quae
perficere licuit in publicum edere.

In iis vero quae jam fiunt circa scientias, est vertigo
quaedam et agitatio perpetua et circulus.
Truly in those things which now come about the sciences, there is a certain vertigo and perpetual agitation and circularity.
Neque eum fugit quanta in solitudine versetur hoc experimentum, et quam durum et incredibile sit ad faciendam
fidem.
And it does not escape him [Bacon] how much in solitude this experiment is mulled over, and how hard
and unbelievable it should be to produce trust.
Nihilominus, nec rem nec seipsum deserendum putavit,
quin viam quae una humanae menti pervia est tentaret
atque iniret.
Nonetheless, he thinks neither the matter nor he
himself must be deserted, without having tried and
entered the way which is the only one passable for
the human mind.
Praestat enim principium dare rei quae exitum habere
possit, quam in iis quae exitum nullum habent perpetua
contentione et studio implicari.
For it is better to give a principle to the matter which
is capable of having a result, than in those things
which have no result, to be implicated with perpetual
contention and study.
30

Moreover, since he was uncertain when these things
will come thereafter to mind to anyone else, he especially used the argument, which thus far he found
no one who had applied the soul to similar considerations; he decided that the first things whatever
which it was permitted to complete, to dispatch into
the public.
Neque haec festinatio ambitiosa fuit, sed sollicita; ut si
quid illi humanitus accideret, extaret tamen designatio
quaedam ac destinatio rei quam animo complexus est;
utque extaret simul signum aliquod honestae suae et propensae in generis humani commoda voluntatis.
This was not ambitious haste, but concern; that if
anything humane should happen to him9, at least a
certain outline should stand out and an outline of the
matter which he comprehended in soul; that at the
same time some sign of his honesty should stand out
and of an eager will for useful things for human kind.
Certe aliam quamcunque ambitionem inferiorem duxit
re quam prae manibus habuit. Aut enim hoc quod agitur
nihil est, aut tantum, ut merito ipso contentum esse debeat nec fructum extra quaerere.
Certainly he regarded any ambition whatever to be
more inferior than the thing which he had before
[his] hands. For either this which was worked at is
nothing, or so much, that he ought to be content with
its merit and not seek benefit beyond.

�Notes
[1] My goal in translating is to make as literal a translation as possible and to use terms as consistently as
possible.
[2] Bacon writes the whole Introduction in third person.
[3] ‘Negotium,’ is often business and the opposite of
‘otium,’ leisure.
[4] ‘Res,’ I will consistently translate as ‘matter,’ although an alternative is ‘thing.’
[5] ‘inquisitio,’ can be directly translated to inquisition. But this word has connotations now that are
may not meant by Bacon, so examination is best.
[6] Integro was used previously as “in integrum”
which was translated ‘in intergrity’ but with ‘de intergro’ it means more specifically ‘from the beginning,’ but they are the same word.
[7] Instauratio, the title of the work.
[8] Exitus, opposite of aggressu, used above.
[9] This phrase is probably an idiom for death.

31

�Essays

32

�Stooping for Excellence in Iraqi Higher
Education
Louis Petrich

An abridged version of this essay was delivered as
an address at a conference on liberal education in
Tbilisi, Georgia in June of 2011.
Much of the talk about liberal education,
by those of us who wish to promote it at home and
abroad, tends to take up its cause with platitudes. A
listener who did not know better from experience
might think that liberal education itself were as boring as the boosting of it inevitably sounds. But imagine how this booster must sound to people who look
out the windows to see revolution spread like brushfires in the desert winds as dictators try to stamp
the fires out. Even the most interesting discourses
on liberal learning lose their attentive hold on students when the local dogs of war strain their leashes
to be let loose. Here at St. John’s College in Annapolis, Maryland, we look out windows unobstructed
by concrete blast walls, to see lush trees, fields, and
the peaceful streets of the state’s capitol; we do not
bother ourselves about the dust of the chalk that our
demonstrations of Euclidean geometry leave behind
on classroom floors, while outside leaf-blowers clear
paths of nature’s autumnal demonstrations. But if we
were given to worry whether the College itself might
be reduced to dust before the freshmen graduate,
maybe blown to bits in seconds, who would attend
to demonstrations of Euclid at the board? And what
would those demonstrations be demonstrating about
the students who did manage to attend to them?
During the 2010-2011 academic year, at
the American University of Iraq in the northeastern
Kurdish city of Sulaimani, I taught freshmen Iraqis
(mostly Kurds, and some Arabs) to read Euclid, Darwin, and Galileo as part of the two-year core curriculum of liberal arts required of all its students. Such
a curriculum is unprecedented in Iraq, unless you go
back about 1000 years. All of us who taught in the
core had to become the defenders and promoters of
its ambitious content. Each day that I taught there,
another layer of that ancient land’s dust had to be
wiped away from these authors’ books, so that eyes
distracted or even blinded by the glare of outside
events might be persuaded to read them with inter-

est and care. I could hardly blame one of the Iraqi
members of the University’s Board of Trustees for
storming out of a curriculum meeting, in defense of
the core, saying, “Not another word about Socrates!”
Even one of my American colleagues, a professor of
business management, information technology, and
applied mathematics, decided to use his copy of Euclid’s Elements as a door stop to his office—a demonstration of what he thought this great book was good
for under the torn conditions of that ancient country.
My office door continually opened to admit
one or more of my sixty or so students. For they often
came to see me in groups of ten to fifteen, to persuade
me how to teach them more effectively: We think your
questions are too hard. If you want us to succeed you
should ask easier questions. This was their way, as I
learned, to negotiate human conflicts: let one power
present itself frankly to the other power so that the
lesser may recognize its weakness and respectfully
defer to the greater. Sometimes I could find ways to
defer in good conscience to reasonable demands: “I
will give you take-home exams from now on, and you
may consult the books and work together to answer
the questions. If still you fail, there will be opportunities for extra credit.” (There were times when
we would not have gotten by without extra credit. It functioned like Allah’s mercy to sinners. They
liked that comparison.) At other times, when their
demands were not conscionable, I stood up from
my desk to tell them calmly that they should have
brought more bodies into my little office--at which
point they exited to undertake their duties in reasonable humor. They often would astonish me at having
preserved a certain sweetness of temper through the
bitterness of their history, which taught them to approach any negotiation with a show of toughness and
strength. They were quite impossible to cure of the
kind of collaboration that we call “cheating” or “plagiarism,” and which they call “friendship” or “using
the internet together.” They wonderfully possessed
a great capacity for honor, accompanied accordingly by an acute sense of wrongs done them, to be redressed, seriously. Any weaknesses of character that
they could turn to their advantage, they did, and some
of my colleagues on the faculty paid a heavy price for
weakness. It was best, as I discovered, to stand while
teaching them. One also had to know where to look
not to lose heart at the ever-present prospect and evidence of failure. As they looked out the windows in
distraction at the tumultuous affairs of their country,
33

�I made my horizon the long-term mission of the university, whose core were the liberal arts. It was there
that I tried to project my success. All the while, from
the fire and dust of Iraq and the spiritedness of my
students, I was getting an education, different from
the liberal one I was offering in books, but no less to
the purpose. Maybe more.
The streets of Sulaimani witnessed daily
demonstrations for months against the entrenched
party interests, and occasionally the streets become
violent. The two major Kurdish parties ordered
their militias to occupy strategic positions around
the city to maintain order. A Peshmerga raid on an
al-Qa’ida haven near our housing compound killed
five terrorists, a goodly reminder to restive people
not to overthrow their guardians. (The Peshmerga were once Kurdish mountain fighters who had
evolved over the years into the professional military
of the autonomous Kurdish region. The word itself
conveys “those who stand before death with a knife
clenched in their teeth.”) The faculty received daily
security reports about what to expect and where not
to go. Our contingent of bodyguards was doubled
when Osama bin Laden was killed. They sat next to
us in the vans that took us to and from the university,
their AK-47’s resting in their laps, like the briefcases and book bags in ours. One of them was trying to
learn some English, so I tried to make small talk. He
was shy, and kept looking down at his gun. We took
different routes to the university for our security. I
got to see a lot of the city that way. My students from
Baghdad found all this boring by comparison to
home. Sulaimani to them was like Peoria to someone
from Manhattan. No bombs went off.
One thing remained constant among students wherever they came from. Pressured by parents, relatives, and their own habits of mind to get
the good grades and credentials necessary to become
engineers, information technologists, or business
managers, they demanded to know why they needed
to read (for example) Charles Darwin. We are not going to become doctors or biologists, they knowingly
declared. Will Darwin be on the exam? “Yes, you are
being examined on this author,” I replied. What kind
of exam? “You may think of it as multiple choice, but
you will have to supply the choices and discuss them
in an essay.” How many questions will we have to
answer? “You may choose from among several to answer but one—but do answer it with manifold care.”
There will not be enough time. “If there was enough
34

time to make it possible for a species to evolve from
fish able to have this conversation, there will be
enough time for you to reflect on that process in the
exam.” I learned how to enjoy the students for asking
me such questions. As Pascal says somewhere, the
golden objects of learning are not always high and
out of reach but rolling around at our feet. It is only
necessary to be willing to stoop for them.
Yet all our stooping under questioning,
without picking up a satisfactory answer, then having to stoop again, and again, did not please them as
sport. Why are you always asking us about things you
don’t know? How do you expect us to know? We are
the students; you are the professor. So teach. (Indeed, the sign on my office door said, “Louis Petrich: Associate Professor in the Core.” I shall not
stand that entitled again, for we are all “tutors” at St.
John’s.) They had a point, so I tried to answer the
question they kept on asking me: Why are we reading these books? “We read Charles Darwin not to
become biologists,” I professed one day, after giving
much thought to the matter and to its rhetoric, “but
to distinguish and appreciate the different paths that
life has taken over the course of natural history. For
example, there is the life of the social insects in the
hive—materially secure, well-ordered, the struggle
for existence decided in their favor. The path that we
Homo sapiens have taken to regulate the awfulness of
life--not to be defeated by it--is a thing we call ‘culture.’ Unlike the beehive, culture is devoted to knowing the geometry of its spaces and to delighting in the
beauty of colors and forms even in the face of danger
from all sides. Have you heard how Archimedes is
reported to have died? He was so determined to finish the demonstration of one more geometrical theorem as the Roman sword hung over his head at the
siege of Syracuse in 212 B.C., that he did not notice
when it made its descent: Quod erat demonstrandum
indeed. His preoccupation with geometry (which by
the way, provided him the know-how of an engineer)
is not merely an eccentricity. Preoccupations make
us human, different from chimpanzees and rats, who
learn to solve puzzles and negotiate mazes to earn
their bananas and sweets. The choice that you face
as students at this university of liberal learning is not
between thinking forever like a biologist or an engineer. Your choice is between learning to think freely and bravely for yourselves, or not knowing how
to think at all. In either case, the sword is hanging
there, and it will fall. Yet for some things, like the

�truths of geometry, it has no edge. Think on those
things. Does not Holy Scripture say as much? We are
all being examined on the multiple choices we make
among the higher, lower, or middle paths of life.
These paths are available for inspection in literature,
philosophy, history, and biological science. What a
pity if you fail this examination. How else, than by
interrogating these books, will you know the path to
take to be judged human?”
I apologize if my professed answer sounds
platitudinous. As I said at the beginning, this is
hard to avoid, especially since I am a believer in the
answer. Yet I must report that my students continued to believe in pressing the question. And so we
contested the matter of their educations for a whole
year. You would not have read about our contest in
the news, but when I hear people talk about the outcome of the war in Iraq, I know that our contest at
the American University in Sulaimani is a part of that
whole outcome, a pretty good part, I like to think.
But judge for yourselves.
Let me tell you about a young, veiled woman named Ziza, who always sat in the front row of my
mathematics class. She never said a word but paid
strict attention to every demonstration and wrote
down whatever I said or wrote on the board. At the
end of the semester, I collected the students’ math
notebooks, in which they were supposed to practice
the art of demonstrating and to ponder its difficulties and meanings. Ziza used a ruler, compass, and
different colored pencils to draw the diagrams and
highlight the steps in the proofs, one after another
throughout Book I of Euclid. Her notebook became
a thing of manifest craftsmanship. It was, in fact, a
kind of work of art, whose making had taken many
more hours than I had intended, yet she did not reckon them up for extra credit, as others did with much
less reason. As I perused the pages of Ziza’s beautiful notebook, I felt happy, yet without quite knowing
why I should, for I could not say that she was learning
to think mathematically on her own, rather than reproducing with great care and patience the thinking
of others. When I turned to the first page to write
something appropriate in praise of her hard work
and to encourage her to become more questioning in
her learning, I saw in the center of the page a dedication, written in English and Kurdish in graciously
flowing scripts, and surrounded on the margins by
the flourishing of geometrical figures that populate
Book I of Euclid. The dedication said simply: To the

Glory of God.
Among the platitudes I was mentioning before, we often hear some version of this one: liberal
education is the pursuit of knowledge and beauty for
their own sakes, as goods in themselves. That saying
was not good enough for Ziza. I did not write anything on that first page of her notebook. I did not
write anything at all in her book. I spoke a word of
praise when I handed it back, and I added my hope
that she would keep it forever.
Many of my male students habitually carried prayer beads that they audibly fingered in class
and everywhere else. I learned to ignore the sound,
or to regard it as part of the exotic, like the call to
prayer that loudly issued each day around noon from
a mosque a block away from the university. I learned
not to go to the washroom at that time—too many
men crowding in to clean their hands before prayer.
I wondered if the pursuit of knowledge and beauty
is also a general calling to be followed by those who
hear it and recognize the need to keep something in
themselves clean for the purpose of approaching the
true.
One of my male students, Bouwar, a Kurdish nationalist, always dressed in traditional attire
(the shrwal), an elegant, trim robe with a scarf-like
belt around the waist, noble and assertive. He lacked
only a scimitar to complete the image of the tribal
leader and mountain warrior. (Weapons, by the way,
were not allowed past the two entrances through the
concrete blast walls that surrounded the American
University of Iraq. The signs proclaimed it, and the
Peshmerga were stationed there to strictly enforce
the ban.) Bouwar liked to interrupt my professing
of the things we now know about nature to ask sharp,
impatient questions that felt to me hostile to modern
science, particularly to Darwin. What’s the evidence
for that? How do they know that? Is that a fact or
just a theory? Do you believe that, Professor? Are
there Moslem scientists who believe that? He also
fingered the prayer beads as he questioned me. To
my imagination, Bouwar could have been a superbly
groomed Spartan, and I an infidel Athenian.
Bouwar wrote an essay for his history professor that he gave to me as well, since I had argued
that Darwin’s great achievement was to turn biology into a kind of history. The title of his essay was:
“The Great Deceivers.” I instantly imagined that
the essay contained an attack on Darwin and other
theorists of modern science. By the third or fourth
35

�sentence I realized that much I had imagined about
this young man was wrong. His thesis was that the
prophets were all deceivers, Mohammed being the
greatest deceiver of the lot. I was stupefied and in
awe, since these are the kind of thoughts, which uttered, get you quickly killed in that part of the world
(and in other parts, too, if less quickly). As I read
the essay, I realized where his pointed questions in
class were coming from and tending. He was covertly
digging for solid evidence to use against the authority of the prophets. With some concern for his future
well-being, I gave him and the class Galileo’s “Letter
to the Grand Duchess Christina” on how to read Holy
Scripture alongside scientific discoveries, so that the
oneness of truth manifested in nature and revelation
might be maintained by a man of reason and faith.
The little courage that calmly accepts uncertainty about how one will earn a living after studying the liberal arts ought to be all the courage one
needs to follow that calling for four years of university study. How did I dare to ask more of my Moslem
brothers and sisters?
A letter that I shall keep among my remembrances of my year in Iraq was written to me by a
young man named Bakir, an Arab from Baghdad,
which a long time ago was the center of learning
and wisdom in the West. But seven years before I
taught him, Bakir’s father and uncle were murdered
in Baghdad by a squad of Shiah during their attacks
on the Sunni, and from their home the remainder of
his family had to flee for their lives to Damascus. (I
wonder where they live today now that Syria has taken its turn as a country from which to flee.) I should
mention that the students at the American University
of Iraq all had stories to tell of death, torture, exile,
imprisonment, or the fear of these things, stories
that have been told before, so typically they did not
tell them again, unless one were new enough to ask.
Bakir wanted to return to Baghdad some day to help
make it great again. That was why he intended to
study politics at the American University in Sulaimani, where he could also write for the school newspaper, join the debate club, and give expression to
his conspicuous thymos. He could not understand
why he, Bakir, the future Sunni politician, should be
forced to study modern life science, at the center of
which he found a godless theory. This angered him.
I asked the class to consider the motto above the oracle at Delphi: Know Thyself. Where does this self
of ours come from? How shall we come to know it?
36

What is its name? Is it bred into the genes of the only
surviving species of the genus Homo, which some
scientists speculate may have exterminated the Neanderthals and other related species long ago? Is
that the story of who we are and why we are prone
to anger and violence? Bakir began to listen to the
arguments of life science when he saw the political
connections, and so one day late in the semester he
wrote me the following letter:
As long as you are our professor and are lecturing us for the purpose of a superior education,
I would like to have a public debate with you at the
university: you are with Darwin’s theory and I am
against his theory. Then both professor and student
will have the opportunity to convince the audience
about what we both believe. I don’t want—like many
students—to have a contradiction within myself. So
if you publicly refute me and convince me, I will believe in this theory. I think you can understand my
situation when I believe in something and one day an
American professor at school comes to me and tells
me that what I believed is wrong. Darwin shocked
the world by his theory, and I was shocked to hear you
say to me that I am not who I thought I was! And I
lived my life with a lie. So, imagine my situation currently. What we are going to decide is very essential,
Professor. If this is really a university where students
are allowed to have challenging personalities, then I
am glad to be one of these students. And I challenge
you.
His words made me think of a Platonic dialogue and
chivalric duel. I declined the format of his proposal,
for several obvious reasons, and instead organized a
class debate in teams of students on the question of
Darwinism.
The things that were said in that debate
made an awful mess of Darwin, which disappointed me, though it did not surprise me. But one thing
stood out from the mess. Bakir and his colleagues
were not going to be persuaded of their origin from
animals. They did not so much mind the idea of animals evolving from animals, but not human beings,
not them. From this stance they would not budge.
In some respects, they were thinking like the pigeon
fanciers in Darwin’s opening chapter of The Origin of
Species. These men proudly believed that their fancy, prize-winning pigeons were each a special kind,
instead of being varieties of one species. I felt that
this was closed-minded of my students, and in that

�respect, I had failed as a teacher of the liberal arts.
But since then, I have thought more about Bakir’s
challenge and the stance that he and his colleagues
took in that debate. His beloved Baghdad, like Socrates’ beloved Athens, had gone down the tubes from
much war and tyranny. But his human soul, like that
of Socrates, did not have to follow his city as it went
down. In that messy debate about Darwin, the students would not allow the recorded or purported
events of natural history to deprive them of a distinct
kind of soul, prized and elevated as the image of God.
To be free of stamping by the events of history—not
to be stamped out by time—may we not consider their
insistence on that freedom to be the root of liberal
learning now begun in Iraq? We must hope so. Or
else we must meet the challenge and teach them, as
once, long ago, they taught us what it takes not to be
stamped out. That challenge is bigger than you or I
thought.

37

�Xenophon’s Role in Plato’s Philebus?
A Response to Leo Strauss
Sam Hage

When Leo Strauss came to St. John’s College toward
the end of his life, he chose to lecture, not on Plato, but on Xenophon, whom he—perhaps uniquely
among scholars—considered to be the superior Socratic authority. This belief in Xenophon’s importance
influenced much of the rest of his work.
In another lecture on Plato, not delivered at
St. John’s, Strauss makes the following offhand comment:1
Whether Xenophon is not underlying one of the Platonic characters in the dialogues is a long question. I
have a certain suspicion, but since I have no means of
proving it, I will not state it. I believe that Xenophon
occurs somewhere, but I cannot prove it, as an unidentified character in the Philebus—I mean, and an
important character there.
To my knowledge, no one has ever decoded
this riddle; I would like to make my own contribution.
Virtually every Platonic dialogue is named
either for its chief speaker or its subject matter. Two
bear the name of a famous figure who is thematic for,
but not present in, the work. We thus begin each dialogue with one firm foothold, at least, before quickly plunging into its boundless enigmas. In the case
of the Philebus, however, Plato forces his readers to
contend with one puzzle before they have even turned
the first page: Why is this long and complicated work
named for a character who barely speaks? Indeed,
Philebus is so irrelevant in the latter two-thirds of
the conversation that readers are liable to forget he is
even there.
The flipside of the riddle of the Philebus’ title is the question of the dialogue’s true interlocutor,
Protarchus. Who is this man, and why does he become the spokesman for hedonism?
Socrates identifies Protarchus as the son of
Callias; scholars are quick to point out that Callias
III of Alopece—the famous and depraved aristocrat
featured in the dialogues of Plato and Xenophon—
only had two sons, neither of which could be the
Protarchus of the Philebus. They thus dismiss the
38

possibility that this could be the Callias Socrates refers to. But Plato never shies away from mixing historically plausible characters and settings with his
fanciful imagination of conversations that could not
really have taken place. Perhaps he wishes for us specifically to take note of this literary impossibility and
question Protarchus’ identity.
In hinting that Xenophon is a character in
the Philebus, Strauss could have only three possibilities in mind: that Xenophon is one of the mute and
nameless boys listening in on this conversation, or
that Plato means either Philebus or Protarchus to
stand in as Xenophon’s alter ego. It is the last that I
find most promising.
To further substantiate this conjecture, we
must look to two other unidentified “characters” in
the dialogue, Antisthenes and Aristippus. Philebus
commentators have remarked that the two major
doctrines of the dour and extreme ascetics mentioned at 44b are attributable to these men. To Antisthenes, that pleasure is simply the absence of pain;
to Aristippus, that pleasure has no genuine ousia.
(Aristotle addresses these same two famous views in
Book 10 of the Nicomachean Ethics.)
Plato began writing the dialogues upon his
return to Athens some years after the death of Socrates. This period, which also saw the founding of the
Academy, was a time of competition and controversy
over the succession of various Socratic “schools,” and
major sections of certain dialogues are devoted to the
refutation of the doctrines of his contemporaries and
immediate predecessors. But Plato—undeniably victorious in the eyes of history as Socrates’ most important successor—is selective in which characters
he features by name, and thus cements in the Western philosophic canon.
Diogenes Laertius, writing perhaps a less
biased intellectual history, places Antisthenes and
Aristippus in this crowd of prominent and consequential Socratic followers—so important that they
merit their own chapters in his Lives of Eminent Philosophers. Xenophon, too, features these men as frequent interlocutors, among the likes of Critobulus,
Hermogenes, and Aristodemus. Plato, by contrast,
mentions them almost not at all.
The list of Diogenes Laertius’ neighboring
chapter subjects is highly telling: Phaedo, Euclides,
Crito, Glaucon, Simmias, Cebes. All six have primary speaking (or narrating) roles in major Platonic
dialogues; Antisthenes and Aristippus are almost

�entirely absent. (Antisthenes is said to be present
at Socrates’ death in the Phaedo, but he does not
speak.)
Did Plato excise these two men as characters
because of some serious intellectual disagreement?
That Xenophon did not similarly exclude them suggests that Plato’s disagreement with Antisthenes and
Aristippus was also a disagreement with Xenophon
himself. The Philebus, in associating their teachings
with those “terrible” pleasure deniers, provides us a
hint as to what he might have found objectionable.
Perhaps Xenophon, unlike Plato, was enchanted by
the ascetic promise of their anti-hedonistic teachings. This is suggested, to give just one example, by
Xenophon’s highly favorable depiction of Antisthenes’ moral virtue in his Symposium, which takes
place—where else?—in the house of Callias III.
Perhaps, then, Plato meant for us to imagine
Xenophon—in the guise of Protarchus—as the recipient of his most important Socratic refutation of this
doctrine, and perhaps this is the meaning of Strauss’
cryptic remark.
In light of Plato’s habit of portraying Socratic refutations of the ideas of his contemporaries, the
drama of the Philebus is not surprising. That Plato
would find these particular teachings so objectionable as to erase their authors from his record of Socratic philosophy, however, might come as a surprise
indeed. The cartoonish portrayal of Plato is as a grim
and sinewy ascetic, diligently castigating all those
inconvenient needs and desires of the body as deleterious to the genuine good found in the life of the
mind. But a careful reading of his dialogues reveals,
again and again, the admission that pleasure is simply inextricable from human life. Human beings—
divine puppets that we are—cannot help but choose
what pleases us over what pains us; the best we can do
is train ourselves to be pleased and pained by the right
things.
No embodied creature can fully renounce
pleasure. Those who are tempted by the possibility
confront a danger not unlike that of misology, or hatred of argument, against which Socrates warns his
companions in the Phaedo. In aiming for complete
asceticism, they doom themselves to failure, and so
risk giving up the hope of moderation altogether.
They will thus miss out on what is in truth the greatest pleasure of all—the pleasure afforded by serene
contemplation of the highest things.
To make a stronger case for the likelihood of

Xenophon’s enthrallment to Antisthenes’ and Aristippus’ severe and consummate asceticism would require much more examination—for example, of Socrates’ conversations about pleasure with Antiphon
and Euthydemus in the Memorabilia. Even then, the
most we could say is that such an enchantment might
at least be plausible. Whatever his reasons, Plato, it
seems, did his best not to let them enchant another
generation of readers.
Notes
[1] My thanks to Quinn Rifkin and Joseph Keegin for
discovering, and circulating, this part of the lecture.

39

�40

Jules Spiese, The Cave, 2021, Pencil and Digital

�41

�How Might a Machine Intend?
Siobhán Petersen

What would it mean to say that a machine can
“think?” There is a sense that machines are able to
go through a logical process similar to what we describe as reasoning; this is true in very complex computing systems as well as simple electrical systems.
They can reliably generate outputs based on certain
inputs, much like a responsive sensory organism.
However, these are purely physical processes, which is typically understood to lack whatever
it is we mean when we say “mind.” A home furnace
doesn’t “know” it’s being called by a thermostat, nor
does an elevator “know” I’ve addressed it when I
press the button in the same way that you know when
your name is called, or what Paris is, or what ice
cream tastes like; the machine is wired in such a way
that a current is routed to activate or deactivate the
machine based on signals the designer has attuned it
to be responsive to.
Yet the question persists, can machines
think? Can they understand, or generate their own
goals or ideas? Can they be taught to be truly spontaneous, can they learn to feel? Or, will they only ever
be capable of that mere formal mechanized “reasoning,” with enough instructions that we can trick ourselves into seeing minds where there are none? Let
us first turn to this question.
Can a Machine Understand?
Philosopher John Searle talks about the key difference between minds that form understandings and
machines that execute formal, syntactical processes as being the ability to have intentions, which he
posits are likely to be uniquely linked to biological
life.1 His thought experiment, the Chinese Room,
compares the outputs of a computer that can have a
perfectly-convincing natural-language conversation
to a monolingual English-speaker operating on Chinese symbols by executing the instructions from a
book that contains the right answers to any prompt.
Searle grants that this setup would be capable of passing Alan Turing’s famous Imitation Game2,
and would create a convincing impression of understanding. If you provide a simple story in Chinese
about a person going to a restaurant and enjoying a
42

meal, then ask if the person paid the bill, the executor with the use of the Chinese book can reply “yes,”
despite the fact there’s nothing that logically necessitates those things both be true. This is the kind of
information we’d normally consider contextual, and
indicative of understanding and intelligence. Under
these perfect conditions, Searle asserts that no matter what, the executor still does not know Chinese
and thus can never understand anything. All they are
capable of is recognizing and manipulating the symbols themselves.
This kind of formal reasoning is different
in-kind to whatever action is happening when humans interpret. The executor is never freed from the
room to see the outcomes of their work, and so can
never learn what the symbols do. Thus, Searle argues, it stands to reason that they can never be said
to form an intention3, merely a calculation; whatever
incredibly large and nuanced set of inputs they receive, they can only use a syntactic logical process to
arrive at the correct output.
Is this actually analogous to machine reasoning? Algorithmic problem-solving bears much
in common with this account; the actual concepts
that underlie whatever the machine is manipulating
symbols in reference to are semantically “empty,” as
you can just as easily substitute the units it uses with
something nonsensical and the computer will still
follow the same logical steps.4 A concept need only
be a label here. In fact, a computer will always have
an incredibly exact, precise definition of any term,
with a definite address for that definition it can query
for information; but it will only define what it means
to the calculating system, so context is not necessary
beyond how to operate on it.
Qualitative understandings that humans possess are
not structured like this. Marvin Minsky explains this
gap as the result of a “basic fact of mind: what something means to me depends to some extent on many
other things I know.”5 We do not have rigid formal
definitions for every term we use when we speak;
minds are elastic, and our concepts are ambiguous.
A formal reasoner needs those hard definitions and
for their operands to be arranged logically, but humans are often logically unclear to outright incorrect
while still conveying the proper meaning. The computer’s connection to a question is totally intrinsic to
the asking6 – it would not have many different ways
to understand “mind,” or “know,” for instance –
whereas we have no special command over the world

�or direct connection to the information we are trying
to apprehend. We are left with a much more difficult
task: to uptake the question from our environment
and the context, and learn from our many inevitable
errors. To find any answer, we first have to invent the
question for ourselves.
Perhaps, then, the semantic process is
special to brains. What if we simulate a brain? Let
us assume that a program can render a re-creation
of a human brain as it acts in the body, down to the
level of neurotransmitting molecules even, that is
so high-fidelity that any mistakes in the model are
indistinguishable from normal variances. Searle
claims that any understanding the computer might
have is only a simulation of understanding in the
same way that a simulation of a rainstorm is not really a rainstorm; we can only ever replicate its formal
elements to make representations. Programming is
simply us elaborating an algorithm to jockey around
empty symbols, which we the creators can then attach
meanings to. The computer will never understand
the semantics of whatever it may claim to know, just
as the English-speaker will never understand Chinese.
This argument places a lot of weight upon a
specific view on meaning of “simulate.” I think Searle is correct to be skeptical of considering the mind
as separate from body, what he calls a “residual form
of dualism.” There is a deeply-ingrained assumption
that mind is both conceptually and factually independent of the body, and we should not be so quick
to dismiss that, “actual human mental phenomena
might be dependent on actual physical-chemical
properties of actual human beings.”7 However, the
characterization he proposes places mind in a purely
material realm, when in fact mind also has to do with
information. It is one thing to simulate a physical action, and another to simulate a representational action. We can better understand this by examining the
question: what is information?
Information is indeed a material phenomenon, but not itself a material. It would seem it is more
like an arrangement of states in materials that can
represent something else. When we talk of “1’s and
0’s,” “bits and bytes,” these are abstractions for the
state of many tiny switches that encode meanings;
yet computer memory is just as physical as a book.
However, information is not dependent on the kind
of states it relies on to represent; Hamlet is still Hamlet on a Kindle or etched in stone. Further, informa-

tion and representations are materially dependent;
if you destroy every copy of every version of a book,
the ideas represented in them are truly lost. We know
this is equally true of the mind; destroying portions
of the brain takes away the ability to perform mental
operations, including memory.
On the other hand, representations are themselves
unlimited – we can represent something that has
not, cannot, or will never exist without pushing the
material limitations of the medium the information
is stored in. We can describe impossible things, or
even things that would just be materially difficult
to accomplish physically, with the same ease as describing something totally mundane.
What is a human doing when forming intentions as Searle presumes we can? If we accept this
picture of information, it would appear the process
looks something like converting Action in the world
into Information, then turning that Information into
novel Action. The Information in the mind is some
arrangement of brain matter, and mental processes like perception and thought alter those arrangements in order to represent.
Simulating this process in a different medium would involve altering the arrangements of
the switches in, for instance, a hard drive, but the
underlying goal of those rearrangements would be
the same; the only difference lies in the arbitrary
encoding scheme used. The resultant act of mind is
truly virtual, in the sense that it expresses the essential feature – what a mind does in virtue of being a
mind – even when lacking the material components
that typically enable it. Thus, when we talk about
understanding or intending, the critical question
we must ask to answer Searle’s challenge is: does
a brain think, or does a mind think? If it is a mind
that thinks, then we must concede that it is neither
fully material nor mystically nonmaterial. There is
no reason to believe that a computing machine can’t
perform this process.
How Might We Recognize a Machine Intending?
Simulating a brain may be able to accomplish the
process of creating a fully-realized mind, complete
with intentions and understandings. However, that
likely isn’t the most efficient route to a conscious
machine – in fact, merely reproducing something
that we’re certain can create a mind tells us very little
about the essential nature of either thing. Humans
43

�create minds all the time via reproduction, in fact,
but we are no closer to answering the question: why
does some matter think and other matter does not?
If we want to provide an adequate account, we need
to be able to answer the Composition Problem – the
issue being that non-thinking matter can’t simply
emerge into consciousness from total unconsciousness; whatever factors enable mind must be explainable in terms of what we know about that lower level
of matter. Finding out how a machine can form novel
intentions in its own way, as itself rather than due to
its resemblance to a human, may be able to teach us
something important about ourselves as well.
In discussing the essential nature of a consciousness, we are in a way asking about the concept
of the soul. Apart from all experiences, contingencies, and even specific processes, what is that “spark”
we’re referring to when looking at another conscious
being? How might we recognize it if we saw it? The
Cartesian ideal of the soul draws a near 1-to-1 relationship between the ability to rationalize and the
“spark” that reflects the divine; an immaterial ghostin-the-machine that links us to the creator and is the
site of mentation. Aristotle proposes a more embodied form of soul as the animating force behind all life,
and thus all living things possess “psychic powers.”8
In this model, plants have an appetitive
soul, animals have an irrational soul in addition,
and humans have a rational soul on top of these.
The ability to move, grow or decay is the most fundamental, and it serves a nutritive function; a living thing’s pure striving for the means to go on
living. Sensations delineate the irrational souls of
animals from plants, but this also can include emotions and other highly-developed perceptions. Aristotle credits both of these “lower” souls with the
“originative power”9 10 that would constitute an intention; a living body must contain within itself the
ability to generate motions, and not merely move
when it is acted upon.
Aristotle separates mind and thinking into
the rational soul, believing, “it alone is capable of
existence in isolation from other psychic powers.” 11
This would seem to be accurate of machine thinking.
Computers separate purely rational syntactic processes from the need for other sorts of mentation;
but we’ve also established that, thus far, this has
prevented it from understanding and intending the
concepts rational thought can operate on. If this is
somehow the highest form of soul, are we comfort44

able attributing the term to our PC? Or perhaps it is
missing something provided by these other sorts of
soul?
Let us first consider the idea of an appetitive robot. Picture a machine sent to Mars for a
long-term research mission and given the ability to
harvest its own solar energy to power itself. Upon
landing, it runs the subroutine to set up solar panels, and continuously monitors its own battery level
to know when it’s time to go recharge. This is a sort of
“hunger,” yet it still seems to be missing something.
The Aristotelian model specifically places sensations
like hunger that create pleasure and pain in the higher irrational soul, so it’s not necessary that the robot
“feel” it so long as it has an awareness of its nutritive needs. Like any other computer, it embodies
the “rational soul,” and now has the capacity to move
by itself to “feed” itself as much as any living thing
does – expending energy it contains in order to act
as a whole – but intuitively, we’re still waiting on the
“spark.”
Is this because we don’t view this as fully
“originative?” Where is the novelty in its intentions?
Again our intuitions point us to a distinction between
merely executing prewritten instructions and intending something, but at the same time, a close examination of the ways humans make their decisions
with high-level regularity and in accordance with
causal physical laws begins to make that distinction
uncomfortably gray. Further, that would open the
door to denying that purely-irrational animals acting on instinct possess a soul or consciousness, since
these are also in a way predetermined. How might we
explain this discrepancy?
At time of writing, the robot (and any other
program) is created when a computer programmer
undertakes the representing function, supplying
their intention and understandings, for the purpose
of fulfilling their functions. A piece of accounting
software is not being written to generate novel ideas
on the nature of numbers, nor being asked to understand the cultural value of the money it records. The
designer (and later, the user) provide the program
with Information, and in response receive an Action.
It’s perhaps most accurate to say that the program is
itself a representation, at least in some respects, and
not capable of creating its own. If its been supplied
with an analogy, it is only following; it will never respond with one of its own.
We seem to be closing in on a soul. In order

�to call something a conscious mind, perhaps what
we’re looking for is that process of turning Action
into Information into new Action. It is in the Aristotelian irrational soul where this occurs, at the level
of sensations and perceptions. As discussed, a purely rational syntactic computation has direct access
to the precise meaning of any piece of information.
Otherwise, it cannot function. Words like IF, THEN,
GOTO or PRINT may leave room for ambiguity to a
human, but can only ever mean one thing to a machine – a computation can never be asked to invent
a question, because it’s never making a qualitative
judgment. Conversely, living things that sense and
respond to the environment must intuit information, must write and solve its own computational
problems, and only then can they execute those instructions.
How Do Machines Perceive?
The miracle of brains are their ability to
form perceptions of the world around them with
lightning speed, which has traditionally been an
obstacle for computer intelligence. They’re capable
of doing this using neural tissue – hardware that is
magnitudes slower than a computer chip – to perform an incredibly complex calculation that simultaneously recognizes the whole of a thing and compare
it against every other memory of other perceptions. 12
This is an astounding display of the power of evolutionary dynamics.
Already we are beginning to see machines
that make very complex perceptions and judgments,
such as LiDAR demonstrations on self-driving cars.
They are also supremely expensive, resource-intensive, and difficult to understand even for the humans
who develop them. We’ve managed to make complex
behaviors out of complex foundations, but we still
lack trust for these systems because of it. Complex
systems are inherently more prone to failure because
there’s simply more things that can go wrong. It’s one
thing for a CAPTCHA to misidentify a traffic light,
but it’s another thing entirely if your car does. Within the very specific fields that these systems are designed to operate in, we lend their judgments about
as much credence as a precocious seven-year-old at
the wheel, and that’s likely a wise decision.
One major reason programmers can’t easily
understand their systems’ behavior is because often
they did not design them, at least not fully. Fash-

ioned after the process of Natural Selection, many AI
researchers are turning to genetic algorithm design,
where random strategies and code are combined with
each other, and a pool of randomized “offspring” is
created of the most effective ones. Over many generations, powerful algorithms can be developed that a
designer could not have foreseen. The machines are
learning, in an abstract Darwinist sort of way.
Through this genetic process, it is foreseeable that we could make a machine that can change
its own source code of its own volition. Currently,
we tend to design systems with a specific purpose in
mind, and we consider that purpose foundational to
the program’s being. In Aristotelian terms, programs
verifiably have a telos; considered another way, they
do not create the problems they are tasked to solve.
However, there is no conceivable reason that a machine could not be given the power to change its own
purpose, since that purpose is ultimately a representation that can be combined and recombined on
command. It would thus be capable of altering its
goals in response to its experiences, changing Action
to Information – the mark of intelligence. Intention,
then, seems to be a form of learning.
However, if Google let loose such a program
on all their data and it managed to self-organize into
an intending, understanding and learning being, it’d
be just as unlikely to be able to explain how it did it as
we would be if we examined its code for the answer.
Already we have a hard time explaining how these
systems are making basic perceptions. Decoding
complex behavior emerging from complex foundations is, as established, inherently difficult. Further,
insofar as the machine participates in this enterprise
we call mind, it will likely have similar difficulties
accounting for itself as we do providing such an account of ourselves. As Charles Peirce put it:
[The] senses… [furnish] something more
than plain, unvarnished facts of the outer
world, [and no] direct scrutiny could enable
us to say what part of that which we seem to see
or hear is due to stimulations of the nerve-terminals of our eyes and ears and what part is a
quasi-inferential interpolation of our own
minds.13 14
This self-organizing program may be capable of consciousness, but like the brain simulation, it
wouldn’t tell us anything about consciousness; we’ve
45

�created matter that thinks, but we still don’t know
what makes matter think. The issue here is there’s
no observable gradient from complex systems that
make simple judgments to complex systems that
have bridged the gap to complex judgments; they’re
all equally black-boxes to us.
Let us look instead to nature; how do cells,
simple organisms with no individual capacity for
mind, work together to facilitate complex judgments? The aforementioned miracle of the brain is
not only one of evolution; it is a miracle of computing, using the combination of many small processes
in-parallel to efficiently ascertain information from
the environment.
Ultra-simple computer programs are also
capable of these kinds of parallel processes. Melanie
Mitchell outlines a use of genetic algorithm design on
a one-dimensional cellular automata program that
applies a handful of simple rules to determine from
one line to the next whether a “cell” will be black or
white based on the corresponding neighbors in the
previous line.15 The rules themselves are chosen
based on their fitness for answering the question,
“are there more black or white squares in the starting
conditions?”
After eighteen generations, the ruleset that
had been generated would turn all 148 of the cells
black or white in answer to this question inside 148
iterations and with 80% accuracy on the hardest cases, when the starting conditions were close to 50/50.
Its accuracy increased the larger the discrepancy,
much it would for a human “eyeballing” the problem.

nals indicating ambiguous regions. The creation and interactions of these signals can be
interpreted as collective information processing performed by the [cellular automata]…
[The] collective computation… is determined
by its overall space-time behavior, and is thus
almost always impossible to extract from the
rule table.17
It isn’t difficult to envision the use of a simple ruleset that can make this kind of judgment.
Given a black-and-white photo, a cellular automata
structure could analyze each line of pixels and begin
deriving information with little computing power.
The ruleset was derived through chance in a short
time, simply by choosing favorable traits; there’s no
reason to believe these sorts of structures can’t be
selected to answer other qualitative questions about
images, or other kinds of information sets. There’s
also no reason the squares could not be colored,
greatly expanding its possible uses. Simple computers, working in parallel, are already capable of
forming new information about their environments
in-time.
What we’re witnessing in the image, then, is
a basic and clear-cut act of mentation. 		
No particular simulated cell has a mind, yet in combination they’ve managed to reverse the flow of computation – turning the state of its world (analogous
to our concept of Action) into Information. Once
Information has been created by something, the raw
materials exist for novel Intentions; although these
cellular automata have not been tasked with making
decisions based on their judgment, it is now conceivable that many more of these interactions of parallel computation can use those judgments to begin
deciding. By explaining the proto-mind of simple
computers, we have begun to resolve the Composition Problem.
Who Else Computes?

What is astounding about this graphic16 is
we are seeing a machine running extremely simple
parallel computations to answer a question it has no
definitional link to. In other words, we are asking it
for a judgment:
The black-white boundary and the
checkerboard region can be thought of as sig46

What we have established is that computation is a
basic form of mind; nonintelligent matter can compute, but intelligent matter must be able to create
and resolve computations. Computing is not itself
sufficient to be a living, thinking being that forms
intentions, but it seems it is necessary for those that
are. The marker of life, intelligence, or “soul” is the
reversal of this flow – making new Information from

�Action – but is reliant on the proceeding conversion
of that Information back to Action to make that information do anything, and to act in the world.
Humans are certainly computers then, at
least in part. Animals, too, are computing. Even appetitive beings who do not have enough complexity to
support a neural system are capable of changing Information into Action; from single-cell organisms18
all the way through plants, life reads and executes
DNA instructions to constitute, feed, and reproduce
themselves.
This comparison of DNA to computer instructions isn’t merely incidental. Seth Lloyd refers
to this as one of the earliest Information Revolutions19, and that is no metaphor. DNA is fundamentally an encoding scheme for information that contains executable instructions for heritable traits,
behaviors, morphology, and most importantly the
instructions to construct the very machine that will
execute those instructions. If human speech and
digital computers are made powerful by the ability
to make recursive statements20, DNA is powerful for
the very same reason.
This is a radical proposition. Saying that
DNA is a computation entails that some matter in
nature is suitable for computing. Computing is then
more fundamental than life itself, and if it is a sort of
proto-mentation, then it firmly places the grounds
for mind outside of biology. Can we go any further
with this? What other matter computes?
The fundamental building blocks of the
universe, subatomic particles, are a candidate for
carrying information. They are themselves physical
(analogous to our previous uses of “matter”), and capable of holding arrangements of states that facilitate
interactions. For instance, when electrons, neutrons
and protons interact, they form “outputs” that consistently display structures of the basic elements,
which in turn interact to form molecules. Every
“query” between an oxygen atom and two hydrogen
atoms results in the same “answer,” a bonded state
suitable for further calculation.
Given our expanded understanding of Information
that subsists in the material and commands Actions,
it is difficult to draw a distinction here that forestalls
the conclusion that all atoms in nature compute.
Further, there are already designs for computers that
use the essential qualities of atoms and particles –
quantum and molecular computing – that present
only engineering challenges, not theoretical ones.

Just that fact on its own entails that all matter is already suitable for computations.
If atoms are a computation, what’s the computer? The universe itself, stemming back to the
likely-story of the Big Bang, appears to be an unending chain of these computations; is the universe the
computer? To our best understanding, to be a machine that executes instructions, it needs the capability to Read, Write and Address: that is, to assess
the state of a unit of information, update that state if
necessary, and to know where to go next. It’s in this
last step that we see the importance of time in computing – addressing requires futurity to use the concept of a “next,” and it needs the power to move to the
next stage of the sequence temporally and with purpose. Time is the engine that drives a computer; this
is why the most basic component of the Digi-Comp is
the clock plates, and the clock speed of a microprocessor is directly correlated with its power.
Understood physically, time is a thermodynamic phenomenon – the dissipation of concentrated energy is irreversible, and pushes the forward
motion of time. Any attempt to re-concentrate energy necessarily creates more disorder in the scale of
the universe; burning fuel to charge a battery creates
a concentrated locus of energy, but will always lose
some to sound, light, and waste heat along the way.
This is what’s called entropy, and it sets the clock of
the physical world to its drumbeat. There are ways to
speed it up and slow it down, but as far as we know,
there is no way to set it in reverse.
Every subatomic interaction results in more
entropy, just as any calculation actually consists of
three things: input, output, and time. Non-living
and non-computing matter doesn’t have much use
for time; things that only act when acted upon have
no need for futurity, they have no drives. Similarly,
a single bit in a digital computer doesn’t have use for
time either; whether it is in the 1 or 0, On or Off state
is of no real consequence to it. If, again, the physical interactions in the world are creating and using
information, the physical objects we observe are the
data points, but the driver is that which makes use of
time itself – i.e., the universe itself. It makes use of
Information to generate Actions.
Minds and living things make great use of
time, however. Time has an incredible evolutionary
advantage baked into it – for beings that deal with information, there is a massive efficiency measure in
not needing to know everything all the time.
47

�A heat pump’s capabilities are embodied in
its wiring, and it is not capable of being reprogramed
without being physically reconstituted by an external
force; but given that it’s not very complicated, this is
not necessarily an issue. A tic-tac-toe game made of
switches with a strategy pre-wired in cannot adapt
that strategy; it may be advantageous to be able to react in-time, but the game is uncomplicated enough
that this doesn’t prevent it from functioning reasonably well. Chess, however, can legally consist of 1040
possible states. A pre-wired chess machine need not
necessarily account for all of these, as any strategy
will reduce the possibility space as it goes on, but
that’s still a lot of wires.
Computers and intelligences bypass these
requirements by instead recognizing patterns and
responding according to a set of rules. By not needing
to know everything all the time, they’re able to focus
their energy and resources on making the best decision now. But this also requires some sort of time;
minimally, a memory, where patterns that have been
encountered can be applied. It needs the capacity to
change without changing the fundamental nature of
itself; it needs to be a universal machine.
When something is capable of directing
those changes itself, it is applying that memory – it
is learning – for the purpose of generating a novel
Action – it is intending. What else generates novel
actions, based on the states of information from the
past with the goal of driving to the “next?” What is
doing this under its own power, supplying its own
intentions? If these are the markers of mind, it is
again difficult to forestall the conclusion that the
universe itself is capable of it. All the capacities we
have discussed that separate computers from other
matter apply to it, and all the capacities that separate
intelligence from computers also apply. The answer
to the Composition Problem casts the raw materials
of mind out into the universe, but their completed,
complex totality is embodied as a single whole by
the universe itself. How might a machine intend? By
emulating the world around us.

48

Notes
[1] John Searle, Minds, Brains and Programs, “VI. The Many
Mansions Reply.”
[2] Alan Turing, Computing Machinery and Intelligence, §1.
[3] Intention here can be understood as a novel, self-generated impulse towards some action. Searle makes no
attempt to explore what it is to be capable of “intentional
states” and instead stipulates that humans must be capable of them. I supply this definition to account for the
“causal powers” he attributes to the mind; a thought is not
a simple If X Then Y formulation, and thus is closely linked
to understanding the context and broader consequences
of any “input,” which then factor into a decision.
[4] This is similar to valid but unsound arguments in formal logic.
[5] Marvin Minsky, Why People Think Machines Can’t.
[6] In the broader philosophical discussion, it can be said
that computing machines have a kind of Direct Reference
à la the Logical Positivists, where meaning is contained in
the referent and names essentially denote.
[7] Searle, ibid.
[8] Aristotle, De Anima, 413a20.
[9] Ibid, 413b.
[10] Aristotle’s choice of words here is particularly interesting. See Ada Lovelace Note G, “Notes by the Translator”
to Sketch of the Analytical Engine Invented by Charles Babbage; see also C.S. Peirce’s solvet ambulando, “Logical Machines,” American Journal of Psychology Vol. I, No. 1, pg. 167.
[11] Ibid, 413b25.
[12] Daniel Hillis, The Pattern On the Stone, pg. 114.
[13] Charles S. Peirce, “Our Senses As Reasoning Machines,” The New Elements of Mathematics.
[14] This idea appears frequently in the literature. See
Turing ibid, §6(4); Hillis ibid, pg. 153; Searle, “I. The Systems Reply,” ibid, Ed Fredkin, On the Soul (draft version).
[15] Melanie Mitchell, “Life and Evolution in Computers,”
History and Philosophy of the Life Sciences.
[16] Mitchell, ibid, Fig. 8.
[17] Ibid, pg. 378.
[18] Notably, single-cell organisms are also capable of basic forms of mind; they are able to learn via habituation
(lessening reactions to repeated stimuli) and there is early evidence that they are also capable of Pavlovian associational learning. See Samuel J Gershman, et al. (2021)
“Reconsidering the evidence for learning in single cells,”
(https://doi.org/10.7554/eLife.61907).
[19] Seth Lloyd, Information and the Nature of Reality, “The
Computational Universe,” pg. 94 – 95.
[20] Mitchell, ibid, “Self Reproduction in Computers.”

�Two Variations on a Theme
Ben Crocker

1. 200 years of Great Classic Hits: On the death and resurrection of musical invention
I delivered my first music class in a poky old classroom in North Turrumurra, on the bushy far-northern
fringes of Sydney’s upper North Shore. Blue Gums whipped noisily in blow-dryer hot breeze outside, leaves
peeling off branches and melting onto flimsy windows. Inside, sweaty, disheveled teenagers peeled themselves off the back of plastic chairs, their eyes melting onto the floor.
I fiddled around with a laptop and pushed play. For the next two minutes I strode stand-offishly across the
front of the board, turning around occasionally to sketch out what I heard: Intro; Verse 1; Chorus; Verse 2;
Chorus; Solo Break etc…
Someone had told me that when teaching Pop, I should start with Bill Haley. ‘Rock Around the Clock’ was
simple to follow. An easy guide to verse-chorus song writing. At 2 minutes long, analyzing the song would
consume little of the precious remaining cognitive powers of a room full of sweaty 16 year olds. Each consecutive segment is a simple repetition of material already heard, and the core melodic cell (think of the emphasized words in the first verse - ‘put your glad rags on) was a simple three beat hop through an A major triad.
To complete the idea, the triad is repeated with a slight rhythmic variation (and join me hon’):

Bill Haley - Rock Around the Clock (1954) [Verse 1, fragment]

There were more reasons than mere teachability to start with Bill. Rock around the clock is about 70 years
old - written a statistical human lifetime ago. Though strictly speaking Bill was a Rock-N-Roller, the runaway commercial success of his hit marked the definitive start of the ‘Pop’ era. He’d beaten the Beatles to the
starting blocks of celebrity culture by the better part of a decade: Haley’s song was the very first international
‘smash hit’, notching up 25 million sales worldwide. With ‘Rock around the Clock’, musical audiences made
their radical break with the listening culture of years past, and cruised effortlessly into the easy epoch of
consumer culture.
My Grandfather, born in the mid 1920’s, used to delight in the rickety-rockety rhythm of a Haleyesque jive.
Unable to read music, Papa had taught himself to play by ear in wartime Ceylon, later refining his art on a
piano donated to his employer, Trinity College, by Louis Mountbatten, Viceroy of India (and mentor to his
nephew Prince Philip). He would sit us at the piano as kids, delighting us by improvising with well-humoured
grandiosity on the bluesy kind of riffs that he’d heard spinning out of mid-century America.
Papa passed his love of music on to my mother, and after emigrating the family to Australia, saw to it that she
went one step better than he was afforded, by learning notation, harmony, and counterpoint as a schoolgirl in 1960’s Australia. In those days, one in every five Australians were educated by Catholic nuns, priests,
or brothers. They were stern, but famously effective teachers of classical music: Simone Young, the current
Chief Conductor of the Sydney Symphony, once credited her rigorous early musical education by the Sisters

49

�of Mercy for laying the foundations of her brilliant career.
This high musical literacy - the kind taught by those dedicated nuns - affords one the ability to access art of
a radically different quality to that which I taught (well, was forced to teach) upon entering the teaching profession. There’s nothing wrong with Bill Haley, of course, but there may still be great value in looking further
back in time, to discover a higher musical virtue than Bill and his Comets can bestow upon us. To keep our
timeline tidy, I’ll go back another 70 years from Haley, to the closest thing late 19th Century music had to a
runaway hit.
Anton Bruckner’s 7th Symphony was first performed in 1884. It is set in four movements, and runs to approximately 80 minutes in length. It is a magisterial work - masterful in formal construction, with a pervasive
sense of mystique. It was a breakout success, earning huge acclaim amongst the Viennese audiences who had
hitherto been lukewarm to Bruckner, preferring his contemporary, Johannes Brahms. Bruckner labored over
each of his Symphonies, revising them almost fanatically. He was known to toss completed manuscripts into
his fire, such was his thirst for sonic perfection. That perfection was not born of narcissism either. On the
contrary, his contemporaries - Gustav Mahler chief amongst them - admired him for his humility, simplicity,
and (often unnecessary) deference to others.
There was no international record market in Bruckner’s day. Not until 1913 would the Berlin Philharmonic
record the first complete orchestral work - Beethoven’s 5th Symphony - under Arthur Nikish. Still, having
won the approval of the city of Vienna, Bruckner’s 7th, was for a time - just like Bill Haley’s tune - the western world’s undisputed smash hit success. The manuscript made its way quickly to America, premiering in
Chicago in 1886.
I bring these works side by side to draw the reader’s attention to the extraordinary diminishment of relative
listening attention demanded of, and by, popular audiences between the late 19th, and mid 20th Centuries.
Whilst it is true that comparing a song to a symphony is not comparing apples with apples, we must still see
that here, with Bruckner next to Bill, we nonetheless contend with the two great hits of their respective days.
This is an important comparison to make, if we want to observe how music reflects our cultural values and
intellectual temperament as men of different ages.
To illustrate this, recall that Haley’s tune was only 2 minutes long, its core melodic material - the A Major
triad - passing in a mere second, and hovering over but one static chord. Below here, by way of contrast, is
the opening theme from the opening movement of Bruckner’s 7th. This one theme, presented first in the
cello, lasts almost as long as Bill Haley’s entire song. It has a range of two octaves. It implies a varying spectrum of chords and keys. Listening to it is rather like reading a sentence by Alexander Hamilton: One must
deploy considerable focus to hold in contention the tonal subject, as a string of conjunctions spill the ear
from subphrase to subphrase, adding to in substance, and coloring in character, the nature of the whole as it
gradually unfolds. Bruckner said this vaulting, mystical melody came to him in a dream: he woke in the night,
recognised its genius, and furiously wrote it down by candlelight.
By looking at the two melodies on paper, we can start to see that it may not be just the aesthetic - the apprehended quality of the sound, if you like - that is important in making an assessment about this music’s innate
quality. Rather, it is the formal scale of the melodic design that in the first place provides strong evidence of
how a radically more sophisticated listening experience was considered ‘mainstream’ in the late 19th century, compared to the mid 20th century.
The point I make is thus: A disinterested person could listen to Bill and Bruckner side by side and say that
the orchestra sounds more sophisticated, and though he would be right, he would be missing the point - the
point being that the music sounds more sophisticated because it is constructed in a vastly more sophisticated
50

�manner. The disinterested person is expressing a truth because he is impressed by Bruckner’s thing, but he
cannot articulate the generative source of that thing’s impression. I have sometimes experienced a variety
of this ‘correct but not known’ musical judgment at the Sydney Opera House concert hall, when, descending
from the boxes at intermission, a brooched, bare-shouldered Mrs von Posh n’ Swish gushes that the music
is ‘magnificent, just magnificent my darling’. She is not merely keeping up appearances - she detects an appreciable elevation of quality in what has unfolded. But still I could ask, “yes, Mrs Swish, but why is the music
magnificent?

Anton Bruckner: Symphony No. 7 (1884) [Mvt. 1 - Opening (Violoncello)]

On a handful of occasions, I’ve been able to ask Mrs Swish that very question. Sometimes her response is
enlightening, sometimes faintly ridiculous. Usually it is well meaning, but somewhat confusing - a muddle of
“oh well yes the violins…and the…oh just the conductor…the way it moves…oh…OH…”
As a fan of both Mrs Swish, and the music we both like to dress up to listen to, I usually endeavor to respond with a version of the following statement: The music we love, the meticulously organized sounds now
abstracted into arch-premium cultural product, the crown jewels of Western Civilisation’s artistic heritage,
created in a blinding spasm of creative fury between the start of the Enlightenment (Bach was born in 1685),
and sputtering out somewhere between the two horrific 20th Century wars… that music is magnificent, darling, because of its quality of invention.
Our burden as consumers of music everything today is to live with a poverty of invention. In the 20th and 21st
Centuries we have become inured to repetitive sound. Aristotle might say that we have habituated ourselves
to our own paucity of sonic virtue. We are no longer disturbed by the exacting sameness of all things, in the
way that we are no longer fascinated by the exacting sameness of both factory machines and the squillions of
identical widgets they produce. The scheme of a pop song - a scheme which has accompanied our lives for 4
generations now - relies on mechanized, factory-economical repetition to meet its aims. A pop song cannot,
by its very nature, be composed, because its structure - with some rare exceptions - provides no prerogative
to work through the demands of a truly dynamic artistic picture. The pop writer does not have that artist’s
palette of infinite variables - variables which become his burden in fashioning material first to coherent 51

�form, and then into transcendent beauty. A pop song, by way of its structural confines, is merely produced:
It states, it repeats and it returns, with a minimum of rational effort. This remains true in almost all cases even when the song’s overlaid instrumental or vocal effects are of spectacularly good quality, as in the case
of Whitney Houston’s sublime ease of delivery, Taylor Swift’s remarkable capacity for emotive empathy, or
Mariah Carey’s thrilling propensity to both delight and discombobulate by way of her vocal acrobatics. There
is an invention in pop music, and in the best cases - the Mariahs and Whitneys (but not the Britneys) - it is an
admirable and enjoyable one. However this enjoyableness in performance is not remotely comparable to the
raw quality of invention one finds in high classical composition from Bach forward.
Returning to Bruckner’s melody, we are presented with one aspect of this quality of invention, and that aspect
is scale. Bruckner makes high quality musical invention possible because he opens up the imaginative canvas
with a melodic exposition of titanic proportions. The 7th Symphony claims greatness for Bruckner as a symphonist in the way that the Sistine chapel claims greatness for Michelangelo as a muralist. There is fine detail
in both, but in the first instance, it is the audacity of the idea which humbles us, the observer, before a seeming godly power of creation. Art like this suggests to the human soul that it may be capable of apprehending
so much, and so in turn sets on fire our potential to apprehend the world with unlimited awe and wonder.
This is not, however, to say that scale is the only ingredient required in the construction of high quality musical invention. Nor is a preoccupation with scale necessarily required at all. Examples abound of works both
petite in scale and rich in authentic artistry: Chopin’s piano preludes for example, or Igor Stravinsky’s petite
‘Dumbarton Oaks’. These works are by their nature confined. They have an intensity of invention, over an
expansiveness of invention.
One of the finest examples of this intensity of invention comes in a work which needs no introduction to
either the serious or casual listener. Happily, Beethoven’s 5th Symphony also provides a lovely congruency
to our journey back through music history - It pops up in another (roughly) 70 year hop back in time from
Bruckner’s 7th. Beethoven’s 5th was the breakout hit of 1808. It is a radical work. Aside from it’s well documented French revolutionary flavor, and law-breaking harmonic progression, it is also the first symphony
to use the trombone, the piccolo, and the contrabassoon (to this day, the loudest, highest, and lowest instruments in the orchestra, respectively.
But these features, wonderful though they are, don’t point us to the real locus of Beethoven’s genius. To find
this, it might be helpful to leave Bruckner behind for a moment and compare Beethoven directly to Bill Haley.
If, when we do, we restrict our criticisms to melodic ideas, we will quickly see that we can’t indict Bill with
quite the same culpability we did when we placed him alongside Bruckner. That is because, stripped to their
bare tones, there is scarce appreciable difference between the quality of Bill’s and Beethoven’s two musical
ideas. As if it needed any introduction, here is the foundational musical idea from the first movement of
Beethoven’s 5th:

Ludwig Van Beethoven: Symphony No. 5 (1808) [Mvt. 1 - motif]

Perhaps the tempo and placement gives the Beethoven a little more inherent drama. Still, there isn’t much
difference in quality between three short G’s and a long E flat (Beethoven), and the three short notes (A - C#
- E) played in sequence (Bill). The point being, that when we compare each little tune against the other, at
52

�heart, it is impossible to say which is better.
Here then must arise a question that every listener should ask themselves when trying to make a judgement
on the objective quality of any piece of music: How does a composer develop his musical ideas?
Pure musical development is the arbiter of objective compositional quality. If classical music is a kind of
church, then the composer’s sophistication in development sorts the high priests from the common folk.
Beethoven’s talent for inventive development is unrivaled. His ability to take the smallest of melodic fragments and build an uncontrived, expressive, and substantially lengthy train of musical development, is the
substance of his genius.
Beethoven’s mastery of invention is so absolute, that when we listen to the first movement of his Symphony,
we must fight our own consciousness to remember that we are dealing with a creation born of only the tiniest
of musical fragments: There is so much music here! And, its growth is so apparently organic, that one quickly
forgets its birth was indeed embryonic. We might hold Beethoven against Bruckner here, and consider the
two types of artistry at play: Where Bruckner’s claim is to the audacity of the man who sets out his broad
canvas in plain view, Beethoven’s claim is to the magician’s secret toolbox. His is the hidden intricacy of the
working unworkable. He is both artist and geometer - opening up rhythmic and harmonic space where none
by right exists.
From simple melodic material, Beethoven builds a swirling, unfurling, melodic-harmonic universe, one
coherently threaded together at every weaving turn. Assuming one’s soul has achieved some kind of sympathetic disposition, then that soul cannot help but be taken - somewhere - by Beethoven. Bill Haley’s equally
simple, and almost as meritorious melody does not develop in this way. Insofar as it does develop, it merely
repeats. This is what a modern pop song does. It confirms, comforts, and conforms to both itself and the
prevailing musical zeitgeist. It does not truly expand possibilities. It does not move the soul beyond superficial reckoning with the stated facts. Repetition without true development is reassuring, and can be mightily
entertaining, but it does not pose any kind of fundamental challenge to the soul.
Sir Roger Scruton said that listening is the process of internal dancing in sympathy to a particular musical
work. I would further say that the act of listening is the soul’s conversation with an external idea or group of
ideas - ideas not limited by the need to comprehend speech or consciously identify particular epistemological features. This means that listening to music affords the soul a unique conversational freedom.
Alongside this freedom comes a unique vulnerability, given that there is a certain passivity to the soul’s act of
listening: Once the ear ‘lets in’ the sound, there is little one can do to consciously resist both the affect and in
turn, the effect of a given musical work.
This brings us to the crux of the problem in deciding what we should listen to as human beings susceptible to
the stultifyingly mundane aural influences of the world we inhabit. If we have accepted that the soul may be
served well by objectively better music and served poorly by objectively worse music, have we now stumbled
into making the case (as surely Socrates would delight in!) for the censorship of music in the city? At the
least, we can certainly say that we have arrived at a strong justification for the individual to control the artistic
inflows to the city of his own soul.
Though we are instinctively chilled by the thought of censorship, we cannot escape the truth that Socrates
points us toward. There is an undeniable beneficial effect that musical censorship can secure for the soul,
if not for the greater good of the polity itself. This is the conclusion that scientists researching the “Mozart
effect” on babies in the womb have arrived at. It is the same conclusion realized by school principals who
make substantial early investment in childhood musical education, and seem to find a correlation in lower
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�disciplinary issues and higher mainstream class engagement. My doctor has perhaps also arrived at this conclusion - I am assuming that’s why he plays Haydn string quartets in his waiting room!

Ludwig Van Beethoven: Symphony No. 5 (1808) [Mvt. 1 - Exposition: Opening fragment; the entire first section of the
movement is made up by the uninterrupted development of Beethoven’s four note motif]

It is also the same conclusion that I find myself daily arriving at, albeit in reverse: The more I read Plato, the
more I yearn for the calm inevitability of Mozart’s aural insight; the more I read Aristotle, the more I lust after
the explosive, creative speculation that Beethoven can draw from one tiny granular musical observation; The
more I read Rousseau… well, I don’t read Rousseau if I can help it - the gargantuan Romantic symphonies
54

�that comport with his oeuvre make for an impractical use of both the day’s listening time and my own cognitive focus.
St John’s College is a fine place to read these authors. The foundation of the ‘New Program’, which saw St
John’s return - definitively - to the great books, also coincides with that same interwar period where fidelity
to the great forms of musical composition was abandoned - definitively - by the European musical establishment. In the German speaking world, classical music’s heartland, these were the years when the steady seriousness of the listening culture was shed, in favor of both the practice of musical experimentation, and more
importantly, of the ethic of musical experimentalism. In the halls of Conservatoria the world over, ‘Weimar’,
is a name synonymous with the ethic of 21st Century musical progressivism. Its best attributes include stylistic intermixture and radical re-imagination, and its worst, the wholesale dismemberment of a beautiful
inherited tradition.
Stringfellow Barr was President of St John’s College during this same time, and with Scott Buchanan,
co-founded the school’s ‘New Program.’ In a quote posted on the walls of the building named after him, Barr
says that the books contained within the program must be ‘read listeningly.’
What a wonderfully musical thing to say!
If there is something missing from the world of music today, I would say that it is found in the mirror image
of Barr’s statement about our beloved great books. For if we are to faithfully comprehend great music, then
we must listen readingly. If we do, then we might guide our listening appetites back from the nadir of modernity’s lust for banal, repetitive aural tyranny, to a place where a studied love of great invention rules music
once more.

2. Our Music, Our Higher Selves

Beaux-Arts Chicago Federal Building

By the end of the CD era, I had worn out my sole physical copy of the great French conductor Pierre Monteux’s
1961 recording of Cesar Franck’s Symphony in D minor. The internet mercifully intervened: Monteux’s interpretation with the unsurpassed mid-century Chicago Symphony Orchestra now lives on YouTube.
Monteux and the CSO did a great service to the musical world in recording the masterworks of the western
canon during his tenure. But as they were recording Franck’s symphony at 220 South Michigan Avenue, bulldozers were moving in to the west, right behind Symphony Hall. Chicago’s iconic Federal Building was being
reduced to a pile of rubble. Like the Franck symphony, the building was a first-class cultural product from the
late 19th Century. It represented the Midwest’s premier example of the French Beaux-Arts style that had once

55

�characterized much of America’s civic architecture.
The irony was stark: Monteux, the great conductor, was beloved by American audiences. But as this great
French artist perfected his craft in America’s preeminent musical institution on South Michigan, a great
French architectural style once the darling of American city planners was being ground into dust by America’s
preeminent political institution—the federal government— across the street on South Dearborn. In the place
of the Beaux-Arts Federal Building rose the Kluczynski and Dirksen Federal Buildings and Courthouses— two
of the most menacing objects ever to dominate Chicago’s skyline.

Public square, or the monolith from 2001: A Space Odyssey?

With Pierre Monteux’s record still ringing in my ears, in Texas last month, I conducted Franck’s Symphony
in D Minor for the first time. It is still one of my very favorite works. Since first hearing it seventeen years
ago, I have thought about it at least once a week—sometimes for hours, but most often for a few shimmering
seconds, long enough for the 3rd movement cello melody to waft lazily through my head, or to be startled by
a heroic trumpet call momentarily piercing my horizon. It transfixes me in the same way it did listeners a
century ago: in 1899, the Boston Herald noticed that the symphony exerted a “certain weird fascination” on
the public.
For half of the 20th century, the American public shared my fascination. The New York Times reported last
year that the Franck Symphony in D was the Beatles before there was the Beatles. In that blissful time when
art still held primacy over the artist, Franck’s forty-five minutes of triumphal orchestral lyricism easily filled
stadiums in East Coast capital cities.
So, what happened? Should we despair that the music that fills today’s stadiums is of a significantly lower
intellectual and spiritual order?
The deep appeal of civilization’s greatest music lies in its beauty and elusiveness. Franck’s Symphony in D
Minor, a stunningly captivating aural picture, shows us how. It sings lustily, mourns sorrowfully, and dances irrepressibly. Its first movement moves between menacing and joyful. The second is sacred and even, at
times, medieval. The third movement drives the listener to joyful ecstasy during each and every listening.
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�Cesar Franck (1822-1890)

Despite my long-held love of the work, I’m at a loss when trying to describe what the piece is truly about.
No one can say if it is properly Belgian, French, or German, or if it has indeed become American. Musicologists argue over whether the middle movement is sacred or secular. Composed in 1888, does it agree with
the 19th century, or does it paint that long artistic epoch with mocking irreverence?
In music, this elusiveness, the inherent indefinite in not knowing precisely what a piece is, frees us to
know what the piece does to us when we hear it. We know that the Franck uplifts us, that it unveils a cast
of noble characters and invites us to journey with them. The symphony gives us time and space to learn
who these characters are, without ever fully seeing them. We adventure with them through the two outer
movements – soaring above the clouds with the trumpets, running faster than humanly possible with the
violins, and serenading lovers with the wind instruments. In the middle, there is respite - some time to
meditate, and to pray.
These unique kinds of expressive capacities reveal a work’s innate musical potential. Great music contains
beauty without literal meaning. It presents itself as ineffable; it doesn’t tell us explicitly what it is. Rather,
it demands that we take the musical journey and work that question out on our own. We listeners must
hold ourselves in collaborative sympathy between the work’s phrases, entering its argument without ever
having its facts dictated to us by the composers. Through this process, we practice our highest reasoning
faculties—we sift truth from falsehood, tie off loose ends (thank you Plato), and habituate ourselves toward
the higher character the music presents to us (thank you Aristotle). Great music then, is dialectic. It is an
exterior harness to the soul’s self-conversation and can only reveal its ineffable meaning by way of the
rational listener’s individual agency.
This can be difficult to grasp, because it is something we take for granted, or at least don’t realize is happening when we listen to music. Consider this: a piece of music where the chords remain the same, the beat
remains the same, and God-forbid, the voice is auto-tuned to remain the same, is essentially dictated to
the listener. Listening to it requires no collaborative effort. There is no conversation happening within the
music. And without this conversation, an authentically sympathetic journey is impossible. This remains
the case even if the work’s emotive nature convinces us we are listening sympathetically to a given song.
In this way, the great works of the classical tradition are akin to the great works of classical philosophy. The
great composers lead us dialectically. In listening to the great classical works, the composers take us by the
hand in the Socratic manner—they interrogate our souls by way of the intellect in a similar way to that of
Socrates in Plato’s Republic. Through sympathetic interrogation, they encourage, aid, guide, and sometimes even cajole us to the discovery of truth and beauty, but they never dictate its terms to us absolutely.
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�Platonic Socrates believed that bad music might beget bad people. It is on the topic of music that he provokes
one of his first—and perhaps his most memorable—dialectic expositions within Republic, when he notes that
protecting the souls of the young from corruption will require censoring the city in speech’s music.
Countenancing this notion is a tall order for citizens of free and modern societies. Allan Bloom wrote in his
introduction to Republic that his students at Chicago, Yale and Cornell “tended to be surprised that music
above all else should be the theme of [Plato’s] censorship when what seemed to them to be the likely candidates were science, politics, and sex.”
So, today faced with an orgy of sonic choices, should we defy Socrates and permit ourselves to listen to “bad”
music?
In reality, the decision has already been made. Pop, and the other gradations of “bad” music, whether they be
the shoddy imitations of classical-lite compositions, the death cults of deep-metal, or just plain lazy artistry
in any genre, are here to stay. That is ok. The world won’t be rid of their ilk, but their presence needn’t precipitate our moral disintegration either. We should listen to the music our fallen culture has generated. And,
if I dare say so, we should even enjoy it.
But we can give Socrates his due by acknowledging his wisdom. Good sense demands limits to our consumption, limits to our tolerance, and limits to how regularly we expose our children to music which we know to
dull our faculties of reason, when we ought to be enlarging them. As Socrates showed us, there is risk in exposing the young to art that encourages the destructive tendencies latent within every human soul.
When we engage in the arts in general and music in particular we should be most concerned with the problem
that Aristotle draws our attention to in his Ethics: the habituation of the soul. We need to habituate ourselves
to the beautiful, the uplifting, the heroic and noble, and that’s impossible if we’re engaging in artistic practice
that denigrates these virtues. When we choose to listen to bad music, we are habituating ourselves to life as
mere repetitions of bland stereotypes. We are, in essence, telling ourselves that we are as poor as the form we
step into as listener—as brief in intellect as the passage of a radio hit.
But when we listen to Beethoven, to Bach, to Brahms, or to my old friend Cesar Franck, we commit ourselves
to extolling human virtue, not diminishing it. We are telling ourselves that our powers of reasoning should
reach for the broad and expansive form of the great symphonists. We are telling ourselves that our creativity
might hustle to keep pace with the inventive genius of a Mozart, not a Madonna, and that our innate tendency
toward nobility might owe more to Beethoven than Britney. When we listen well then, we are telling ourselves
that we are our higher selves.
Each great art form has its innate strengths and weaknesses, and as time progresses, those strengths and
weaknesses allow each great art form a greater or lesser degree of agency in advancing or destroying our common culture. One of music’s greatest strengths is its transmissibility. Many great paintings lie behind private
walls or in public rooms in far-flung cities. In those cities, thousands of beautiful buildings which spoke of
proportion, exposed citizens to geometric truth, and gave visible life to the ratiocination of the architect’s genius, rest today as dust beneath the grotesque ego spectacles which replaced them. London is a today a visual
sewer, New York a beautiful, but ageing dame betrayed by a hundred years of vain facelifts.
But our greatest music cannot be commercially withheld in the manner of a 17th century canvas, or physically
destroyed in the manner of an early 20th Century American Railway Station. Whilst music does not escape
the destructive effect of cultural decay, it can regenerate at a comparative minimum cost. As such, it lies
dormant as the artistic skeleton key to personal and civilizational renewal in times of ugliness and decay. In
music, our higher selves are so accessible, if only we reach out to truly listen.
58

�Aschely V. Cone, Gabon Landscape I, 2022-2023. Oil on canvas, 4’ x 3’.

59

�Aschely V. Cone, Gabon Landscape II, 2022-2023. Oil on canvas, 4’ x 3’.

60

�Aschely V. Cone, Gabon Landscape III, 2022-2023. Oil on canvas, 4’ x 3’.

61

�Interviews

62

�A Portrait of Peter Nesbett
Abdullah Wadood

I wanted to call him “Mr. Nesbett”, but he insisted I
called him “Peter.”
Tuesday March 28, 2023. We two sat next to each
other at Old Fox; he ordered an Americano in a little mug. “12 ounces,” he told the woman behind the
counter. I ordered nothing myself. He asked about
the G.I.; I answered awkwardly. We talked about his
haircut, which matched the haircut he was photographed wearing back in September when he was
appointed the new Director of the Mitchell Museum.
Then we talked about Annapolis’s unaffordable real
estate. This small town, capital that it is, is just as expensive as D.C. I nodded sympathetically. I felt the
need for a transgression, a movement from niceties
to business, so I asked Peter about his previous work
at the WPA, the Washington Project for the Arts.
“Artists are atomized and marginalized,” he told me.
“They live in the shadow of the Smithsonian.”
Peter then told me about one exhibition: the WPA
rented out an empty boutique store where an artist
placed a single $8 shirt in the center. The shirt was
surrounded by advertisements which the artist carefully manufactured. “You pay for the packaging,” he
said.
The purpose of the WPA, Peter said, is to give artists
a chance. It’s been more difficult than ever for artists
to self-organize, to gather funds, to experiment and
express themselves. Everything’s been made worse
with money.
Why did you come to St. John’s?
Wow! The whole school has been doing this for a really long time. When I was in school we would start
with the primary source and then immediately jump
to what everyone else thought of it. That’s not the case
here. The challenge for me here is how to develop an
exhibition program, it’s a new challenge for me. We
have a really sweet space here. It has a modest footprint—I mean, it’s tiny—but it feels grand. The museum is reflective of the school as a whole: the campus

is tiny, but it has a grand ambition in defense of its
pedagogical approach.
I had a warm reception here. There’s a real openness
in the administration. The administration is looking for new possibilities. It really felt real. There are
places where they tell you they’ll be open but really
they aren’t. They have an entrenched art department
that has their own vision and expect you to follow that
vision. But here I’ve felt a real openness. Nora’s advice for me is to not tread lightly.
I want to find ways to make the museum relevant
to the college experience, not to imitate the great
books. I think people want or expect St. John’s art
museum to be filled with Rembrandt, but that’s not
satisfying. I don’t want people to come here to see
a piece of art and be in awe of it as if it’s a timeless,
eternal object. No. The new mission is about the ever-changing student body. So I ask, ‘How can the art
program be reflective of the experience of questioning and inquiry?’
There needs to be a reset. It’s gonna be different.
Most of the students here don’t remember what the
museum was like before; it’s been under construction. The seniors who did get to experience it didn’t
like it all that much. There was little student engagement. I want to upend the decorum.
Tell me about the exhibition where Johnnies were able to
draw on the walls. I really loved doing that. I felt rejuvenated. Really, I felt like a child.
I’m really glad to hear that. Really, I am. How do I
maintain that openness and welcoming quality moving forward? Museums are such unnatural places.
In everyday life, you can touch things, interact with
things, but not at a museum. Nothing is more freeing
than desecrating a sacred place.
When adults came into the exhibition, they were hesitant to draw on the walls themselves. They couldn’t
bring themselves to write on the walls.
[When he spoke of these things, it seemed to me his
eyes would almost well up in tears and silence overtook us.]
My first job I worked at an auction house. It was one
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�of Van Gogh’s. It was sold for a then record-breaking
amount of money. How could a painting be valued
like this, with all this money? I turned the opposite
direction and head for the hills.
What is Art?
[I asked this question with the slyness of a Socrates. I
was really saying, ‘Oh you who are so knowledgeable
in art, tell me what art is!’]
“That’s a good question,” Peter replied nonchalantly.
He thought a bit. He couldn’t find an answer. “It has
something to do with valuing expression of what we’d
consider ‘non-art.’”
An artifact in a museum is separated from daily life.
It’s timeless in a way. It has an alien quality about
it. When market value is added to it, even more so.
When you go into a museum, there seems to be two
reasons you can’t touch the artifact. One, because you
don’t want to ruin it. And two, it’s worth a whole lot
of money. So the art at a museum is separated from
life, it has a sacredness to it. The artifact is almost
completely remote and inaccessible. So how do you
recognize art in life?”
[I mentioned Robert Pirsig’s Zen and The Art of Motorcycle Maintenance. There’s a distinction between
rationals and romantics when it comes to recognizing art in life. Romantics appreciate driving a fast car
on a coastal road; Rationals appreciate the machinery
under the hood.]
“Oh, I read that book in my late teens. I wanted to
ride a motorcycle until something terrible happened
to someone I knew, which dissuaded me.”
People don’t see the art in their everyday lives, we
agreed based on our reading of Zen. Peter settled on
this answer: “You ought to be concerned with that
which sits on the edge of art and non-art.”
Why is ‘Art in Life?’ so important to you?
We value certain experiences we might otherwise
overlook. If art is too separate from our lives, we start
to believe art is only the product of skill, only made
by Michaelangelos. We become reticent about applying art in our daily lives. Art becomes highly ritual64

ized, it becomes a prescribed thing, like Halloween.
Art gives people permission.
Moral transgression makes people uncomfortable.
If separated from life, that permission never transfers, the space for transgression never opens. People
could not express themselves, for themselves. Art
makes people feel courage. It keeps things moving. I
remember I had a professor who told me to keep my
livelihood and my art separate. Yes, I know it’s a little
idealistic, but it’s true. It’s the only way to keep your
art honest.

�Interview with Peter Kalkavage

The occasion of this interview is the completion of Peter Kalkavage’s forthcoming book, Music and the Idea of
the World, to be published in 2024. The conversation has been edited lightly for clarity.

*construction noise*
Peter Kalkavage: The music of life is often interrupted in that way.
&lt;laughter&gt;
Colloquy: Yeah, well, the question of tone and noise is one that has been on my mind actually, so maybe we can talk
about that. I know that I’m giving a number of prefaces here, but another one before we begin. We’ve spoken before and
if you recall, I don’t have any formal musical training, so I might ask you the silly, obvious question to try to get at
the heart of something that’s technical. I’m an ideal audience - I’m the innocent reader, as you put it in the preface.
Peter Kalkavage: It’s always good to have an innocent reader. The book is like the serpent, tempting you to
eat the fruit of knowledge
Colloquy: As long as I only have to eat it once
&lt;laughter&gt;
Colloquy: You mention the fruit in chapter 6. I found this a really difficult chapter, the technicalities, and I haven’t
read Doctor Faustus.
Peter Kalkavage: This is the chapter on Thomas Mann and Doctor Faustus.
Colloquy: I’m curious, well, I’m coming in a roundabout way here because I’m starting at the far end of the book.
You say here, this is in reference to Heinrich Kleist’s A Puppet Theater, “The essay ends with a paradox: grace will return, along with lost innocence, only after we eat again of the Tree of Knowledge. The paradox may be Mann’s way of
reminding Germany that after its unspeakable sins, any recovery of health will require a full recognition of its descent
into hell. It will need to take another bite of the apple.”
Peter Kalkavage: Yes
Colloquy: I’m wondering, and perhaps this isn’t the best place to get into this, but when you lay out twelve-tone music
in this chapter you say that Schoenberg and Webern conceived of its development as health-giving.
Peter Kalkavage: Yes, a recovery.
Colloquy: A recovery, yes. In Mann’s novel, the nature of Faustian bargain is demonic. How is Doctor Faustus, for you,
operating in reference to twelve-tone music?
Peter Kalkavage: Excellent question, and that’s a good place to start. First of all, Mann, for one thing, didn’t
care about twelve tone music. He didn’t like it, but he threw himself into describing it with amazing accuracy.
But I think he would say that contrary to what Schoenberg and the others claimed, it was not health restorative
but something corrupting. In fact, it was the exercise of a kind of will to power over the tones, an imposition.
And maybe even, as I argue, a musical image of totalitarianism. So, yes, Mann did see that as, not necessarily
65

�adding a demonic element to music, but enhancing a demonic element that for Mann is always there.
I try not to take a Thomas Mann stance in the very opening of the chapter so I could present 12 tone music
as faithfully as I can. But then once the novel gets going, we see that its claim to health by restoring order is
precisely what Mann thinks is connected with, maybe not the source of, but definitely connected with the
demonic. Because it’s not a divine order, it’s not a good order, or a beautiful order like the order in Timaeus.
Everything Timaeus sang the praises of, Mann is inverting and making it into something devilish.
Colloquy: Is it fair to characterize twelve tone music as a human order?
Peter Kalkavage: I think one can, but it’s not the human in search of something like a right, natural order, but
rather making music what you want it to do.
Colloquy: Well, It’s interesting to me. I have some curiosity about twelve-tone music, and I guess I have for a long
time. It’s strange for me, since I’m not educated about music, I haven’t really entered into it on the intellectual level of
technique and composition. It’s more hearing it and trying to understand ‘what is happening’ and feeling that I want
to understand, so I come back and listen to it. I guess on some level, hearing it often, as an organization of sounds, but
very strange, mysterious sounds.
Peter Kalkavage: Yes, and since you and I are both students of Zuckerkandl, the key – well, I shouldn’t say key
– the idea is that all the dynamic qualities are gone. They’re destroyed. The whole point is not to have them
because it’s the dynamic qualities, as Zuckerkandl understands them, that establishes a key. That’s where a
key comes from. It comes from those pointers. And that’s exactly what you don’t have in twelve-tone. So yes,
it seems to me right to characterize as you just did as organized sound, schematic, schematized sound – and
so pitches, pitch distances, things of that sort.
Colloquy: You refer to it as “a total materialization of music”. It’s a reduction of music to acoustical pitch.
Peter Kalkavage: I think that’s right. But then it has musical possibilities that I’m compelled to acknowledge.
Colloquy: I’m interested in those possibilities.
Peter Kalkavage: I’ve been listening to Alban Berg’s Wozzeck and it’s incredible how he uses twelve tone
music to depict, express the most violent passions and events. It’s really a stunning work. He uses it to effect.
Berg, as people often say, was more successful at communicating a kind of coherence, if you will, meaning,
than either Webern or Schoenberg. I think that’s fair. The Violin Concerto of Berg I think is quite moving. In
some ways a beautiful work. But the beauty is coming from sound patterns and again not from a directionality, not what we would call a melody. It’s cerebral. It’s the cerebral character of twelve-tone music wedded
to the expression of raw passion. That’s what Schoenberg wanted. And those two things come together in
Dr. Faustus with the help of Adorno. Lots of help from Adorno. Mann was able to cast that in terms that are
humanly meaningful. Or to put another way, he makes the quest for the abstract humanly important and terrifying. The novelist can do that. It’s extraordinary how he contextualizes twelve-tone music to make it yeah
humanly important but forbidding and terrifying because of its implicit inhuman character.
Colloquy: I admit, now I want to read Doctor Faustus.
Peter Kalkavage: I once did a preceptorial on it some years back, and it attracted the musicians among the
students. It went very well. Part of that enterprise was our effort to listen to twelve tone pieces and try to hear
what’s there, as it were give them a chance, what kind of music is this, what is its goal, what in it if anything
is humanly accessible. But it was a struggle. We listened particularly to Webern who was the purest version of
twelve-tone music.
66

�Colloquy: I want to come back to the classroom, given your experience, but before that, you mentioned the cerebral
character wedded to the violent passion in twelve-tone music. At one point in Chapter 6, you say that the range of
emotional expression is limited. Is that a question of principle of construction or is this personal expression, is this
because of Webern, Schoenberg...?
Peter Kalkavage: It’s a good question. I think with the twelve tone row, no matter how ingenious you are,
no matter how brilliant, there’s only so much you can do with a schematism And if you want to express light
experiences, or genuine human warmth, you’re not going to – it’s difficult to imagine the Contessa, in the
Marriage of Figaro, sadly lamenting her fate with anything twelve-tone, or Don Giovanni and Zerlina singing
‘Là ci darem la mano’ twelve-tone. It has to be graceful. It has to be light, light as anything, and therefore very
seductive. There has to be a sweetness, a lightness, a mock innocence, maybe even a real innocence which
is certainty conveyed in the music. I just picked Mozart because he’s the most obvious example of ranges of
emotion, and he gets a pretty big range. Now, are there certain things that Mozart’s language either cannot
or does not want to express? Yes, past a certain point if violent expression comes into music, it’s no longer
music. He writes to his father, ‘everything has to be controlled. It has to be genuinely musical no matter
what the passions are doing.’ He more than fulfilled that. There’s a kind of light heartedness, a genuine light
heartedness that would be hard to convey. It’s very good for the expression of - it’s very interesting, in the
novel and I think Mann is right, it can express parodies very well. You know you can take a waltz and make it
into a twelve-tone waltz, so it’s a parody of itself. You can take conventions as Adrian in the novel often does,
perfectly conventional things, and make them into caricatures.
Colloquy: It has a mask-like quality.
Peter Kalkavage: It has a mask-like quality, yes, when it’s not the Schoenbergian raw expression, which
Adorno liked. He thought that was the music that was more honest, because it wasn’t so to speak inside of a
frame inside of the frame of something like the conventions that he and others thought were falling apart. It’s
a fascinating phenomenon – twelve tone music. I find it endlessly fascinating
Colloquy: It seems strange that this music was realized that is somehow more appropriate for melancholy, maybe
because twelve-tone does seem so cerebral. I mean, it’s not unusual at all to want to listen to certain music when you
feel the onset of a mood. There’s nothing strange about that.
Peter Kalkavage: Quite right
Colloquy: But that a certain composition of music would somehow narrow into that range particularly.
Peter Kalkavage: It’s very good for statements of nihilism. Tailored made for it. Now, in the Berg Violin Concerto, it’s genuine grief, I think, made as musical as twelve-tone music can be. He picks a row, a twelve-tone
row, that’s very friendly to triads. He manages to get consonances, as it were, smuggled in, because of the row
he picks. Every row has different musical possibilities.
Colloquy: One of the difficulties with twelve-tone, if I recall, because you don’t get that tension and release, it levels
the consonance and dissonance.
Peter Kalkavage: Yes, there are degrees. Degrees of consonances, degrees of dissonance.
Colloquy: But it’s still possible then, as you say, to smuggle it in, that it’s still possible to fashion this tension and
release within the row.
Peter Kalkavage: Well, I’m not sure. You can get transitions that are not as jagged, but you’re not going to get
67

�the equivalent of tri-tone resolving to a major chord or something like that. If you did, it was because as a
twelve-tone composer, you intended to play a joke. That would be shocking. You might shock your audience
by actually putting in a tri-tone that has a dynamic character to it that resolves. But you wouldn’t want to do
that a lot. Once and no more, I think.
Colloquy: Well, you even say it, that it has the potential to turn these significant features into clichés.
Peter Kalkavage: Yes, Thomas Mann had an interesting take on twelve tone music. I have said in general that
he didn’t care for it, but he had a more specific way of putting it. He said that in twelve-tone music, ‘I miss the
diminished seventh chord’. He’s thinking of the late C minor of Beethoven’s piano sonata with its prominent
diminished seventh chord and other things especially by Beethoven. It has its expressive power. It’s two tritones stuck together. Very often they are used for dramatic purposes. In the St. Matthew’s Passion, the crowd
screams ‘Barabbas’ they use the diminished seventh chord. And I bring that up because that goes with the
idea that there must be a tonal context so that a particular dissonance has a musical meaning. It’s not merely
dissonance. It’s a particular kind of disturbance in the field, to use Zuckerkandl’s language. So that’s what
Mann is thinking of. Mann is thinking of not so much Mozart but the 19th century romanticism and Beethoven pieces of an especially romantic character that have this high drama of the diminished seventh. But it’s
not going to work unless it’s counterposed to consonance. It has to stand out as an effect or the contrast, the
effective, pleasing, useful contrast between tension and resolution, dissonance and consonance, for that to
work. It can’t be all dissonance. Bach’s chromaticism is another case in point. You’re going to have pieces that
are intensely chromatic, but there’s a key. So, tones chromaticism is different from no key.
Colloquy: Going back to something you had said about Mann, that he thought twelve-tone music was a corruption..
Peter Kalkavage: Oh yes, and thought it had political implications that Schoenberg had no... they had no –
they were writing music that put them on the bad side of the Third Reich. It was called musical bolshevism,
cultural bolshevism – I forget what the exact term was, so it’s not as if they were (can’t hear), on the other
hand that doesn’t mean they weren’t unconsciously expressing the spirit of the age.
Colloquy: I’m interested in this idea that Zuckerkandl suggests and he does it both in Sound and Symbol and The
Sense of Music. I think actually we spoke about this in a previous conversation. In The Sense of Music he relates that
the development of harmony and polyphony coincide with the development of the concept of space in the Renaissance
and Enlightenment. He asks a question in Sound and Symbol that I take as related, “Do we perhaps take time more
seriously and know more about it than other periods because we have heard Bach’s organ fantasias, Beethoven’s symphonies, whereas other periods have not?” That we know more about time now than during a period with Gregorian
chant. There’s a progression.
Peter Kalkavage: Yes.
Colloquy: And Schoenberg thought of twelve-tone as a progression. You end your book with a discussion of Poulenc
and the return of tonality. Is the return of tonality a return to before twelve-tone, did we have to pass through it?
Peter Kalkavage: I don’t think there’s a literal going back to Mozart, but I think you can use tonality as a
general musical home in which to do creative and imaginative things. How does Poulenc do it? Very quirky
dissonances. As I say in the chapter, the dissonances are embedded in chords that for the most part have a
harmonic dynamic function. That function is somewhat muted, and this is part of what I think Poulenc intends. The dissonances he adds to these major or minor chords, it makes them colorful, it makes them interesting, the ear delights in them. There’s something intensely pleasant about dissonances well used. It really
is, at least it is in Poulenc. I mean it was Poulenc, conducting his choral music, who taught me how intensely
pleasant dissonances can be. They just sit there, and they shimmer. Often this is not all for a diabolical pur68

�pose. Quite the contrary, you want something to sound miraculous and revelatory in a good sense like the
Nativity. And so, he’s going to write music that has that scintillation, and you’re not going to get scintillation
from a major triad, so he adds dissonances. Sometimes he does this to express boundless joy and exuberance.
It adds a kind of Dionysian element to joy that you wouldn’t get from a straight major triad. It’s really astonishing. Poulenc is the one I know best in that tradition. Stravinsky also does things like this. I’m thinking of
the Symphony of Psalms. Extraordinary work, but Poulenc I know the best because I’ve conducted him and
I’ve thought about him for many years. He strikes me as an especially good example of what a lot of composers were doing in the wake of twelve-tone music - turning away from it. And I think it’s a certain kind of, I
wouldn’t call it progress as if it had been going there all along, but it was a reaction.
Colloquy: When I brought this up in our previous conversation, you said, maybe I’ll misquote you, but you said something to the effect that they are different worlds, the world of Gregorian chant, the world of Beethoven, the world of
serialism.
Peter Kalkavage: That’s what I try to capture in my book. The world is nature, the world is history, the world is
a cosmos of tones, and the cosmos of words. Those are terms from Doctor Faustus. But there’s also the world
or cosmos of an individual piece of music. There’s the world of Mozart, but there’s the world of the Magic
Flute, the world of Don Giovanni, they are very different worlds.
Colloquy: And your book is titled Music and the Idea of the World – actually, I apologize for asking this question – it
should be obvious – because I see that you’ve laid out these various worlds of music and it seems like Zuckerkandl gives
you the language to enter into them as a world. You call it a journey, but how is the whole book operating in terms of
music and the world?
Peter Kalkavage: That’s an excellent question. I must say, as you know, especially with the little conclusion I
added to the Mann chapter, that Zuckerkandl is the great influence on everything I say in the book. Not that
I’m always in agreement with him, but I’m looking at everything in terms of what he says. Because I find that
sparks fly when I do that. Thoughts come to me that don’t otherwise come to me. And so I found that very
helpful. It’s also helpful to me to think about how the tonality that Zuckerkandl is describing is not present in
Renaissance polyphony in Sicut Cervus, which is atonal you could say, on the other end. Not because it celebrates dissonance, quite the contrary, but because it doesn’t have those urgent, determinately established
dynamic qualities – tritones resolving at cadences, a key established, a key change, a key rendered ambiguous. That’s not the way they’re thinking. You have momentary regions of the center. It’s extremely flexible,
beautifully so, say in Palestrina or Byrd, and it was enormously helpful to me, always has been, to think about
Zuckerkandl’s dynamic qualities not being in full play there. It helped me in a positive way, so I could ask
myself if that’s not there, what is? What is polyphony without what we would call tonal harmony, without the
functional chords and all that. Well, what you get is Sicut Cervus, what you get is Byrd and Josquin. Those extraordinary composers that you wouldn’t say Sicut Cervus in A flat major. It would be meaningless. Is it more
or less in A flat major? Yes, but it’s not as if the chords are intending that to be an explicit structural feature. It
has a freedom. It moves in and around A flat comfortably, but it’s not as though it’s interested in going to other
keys or using relative major and minor. It doesn’t really do that. So, it’s really quite free in its composition,
governed by voice leading and the genius of the composer. But it’s different, so Zuckerkandl’s explanation of
tonality isn’t helpful when you turn to the renaissance composers and I’m okay with that.
Colloquy: You have a footnote from Adorno that says twelve tone music is contrapuntal in origin.
Peter Kalkavage: Yes, it is a return to counterpoint, that is true. And that’s played on greatly in dark ways in
Thomas Mann’s novel. And that withering thing that Adorno says, I don’t know where he got this from by the
way, I wish I knew, that Bach was a harmonist – apparently, something in one of Goethe’s letters, I don’t know.
But Adorno picks it up and so does Mann, it becomes a theme, that Bach is not primarily a contrapuntalist,
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�but a harmonist, which means that he doesn’t go back far enough to the origins that have to be recovered.
Complete independence of parts, not subordinated to vertical structures, that’s how I would understand it,
whereas in Bach, the harmony is part of what’s gorgeous about it.
Colloquy: In the preface you mention that this book will focus primarily on the union of words and tones, and that
instrumental music requires a different kind of inquiry. How would the inquiry be different if you were approaching
instrumental music?
Peter Kalkavage: That’s a great question too. I don’t really analyze any instrumental music much in the book.
But Schopenhauer would be an excellent example of the supremacy of tones without words, of tones over
words. It’s the tones, and Nietzsche too, the Dionysian character of Tristan and Isolde is coming from the
tones, to which the words are quite subordinate. The words are at the level of the surface world of daylight,
but the tones are welling up from the depths, and they take you to the source. The words don’t. That element is
in the book, but I don’t really do anything with that, partly because my experience is mostly with vocal music
and choral music. By writing the book I learned a lot more about opera than I did before. Musical dramas have
now become a major interest for me. But I didn’t have anywhere nearly as strong an interest as I do now that
I’ve gone through the book, so it’s changed me. It does make me eager to go to instrumental works and to ask
myself: alright, you have this extended inquiry into music and words, that kind of world where the cosmos of
tones meets the cosmos of words. What about that cosmos of tone? In what sense is that a world? What pieces
would I look at? Maybe Beethoven’s late string quartets. Maybe a Mozart symphony. Certainly, a Beethoven
symphony. A Bach fugue. These would be examples that I would want. If I were going to write volume two, it
would be about the structure of instrumental pieces that I find deeply moving. Ones I love. You write about
what you love. Especially Bach’s fugues. Maybe the Goldberg Variations. That would be very hard.
Colloquy: I was listening to some of Glenn Gould’s late contrapuntal radio documentaries and it reminded me of
something Zuckerkandl says in The Sense of Music where multiple voices speaking at once produce a cacophony, but
multiple voices singing together, produces harmony.
Peter Kalkavage: I put it this way in my book: the words are riding on the coattails of the dynamically connected tones. It’s the tones that are making, what would otherwise be chaos, order. They’re distinct because
they have their careers, but the career is not in the word, it is in the tones. That’s where the continuity is. It’s
in Zuckerkandl’s tonal dynamic continuity, not in the grammar of the words. Zuckerkandl is right about that.
He picks something from Verdi’s Otello to make his case, an ensemble piece, though one could do equally
from Mozart’s Figaro.
Colloquy: This was something that I found difficult with Zuckerkandl. There’s a distinction between words that point
to the world of objects, and tone.
Peter Kalkavage: I would look at it in a more positive way. In his wonderful essay Words and Tones in Song
from Man the Musician, he talks about how tones bring out a meaning and a connectivity, a connectedness
in words, that the words can’t do by themselves. This is one of the great questions for me in the book. What
can tones do, with words, that words can’t do for themselves? I try to come back to that over and over again
whether it’s the beautiful A minor Soprano Aria from Bach, or it’s Tamino’s love song from The Magic Flute,
or Poulenc. What the tones are doing to express correspondences and a depth of meaning - not merely adding
feeling, but meaning, something in there to be experienced. Perhaps not in a fully articulate way, but nevertheless an enhancement of meaning.
Colloquy: I was largely convinced in Chapter 6 the way you presented what happens with twelve-tone, that it becomes
material. That it becomes merely sound, in a Zuckerkandl sense, rather than tone. It leads me to wonder whether or
not twelve-tone music might capitulate in the face of many of the arguments he puts to the musical experience in the
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�early part of Sound and Symbol, trying to describe what it is that is meaningful in tones, that allow us to distinguish
sense from nonsense in their succession - that it’s not association and habit or something by the objective measure of
music. I mean, for Zuckerkandl, maybe you could measure twelve-tone music objectively…
Peter Kalkavage: He may actually say something like that. If not, he certainly could. I would agree, so, the
registering of pitch. For Zuckerkandl, as you know, tone transcends pitch, and is an immaterial aspect of
tones, which are nevertheless external, as you can’t say, ‘Well of course they have something internal. The
internal thing is our psyches.’ Zuckerkandl wants to say ‘no’. There’s really an inwardness in the external
world and music plugs into that. Akin, I think, to the Timaeus, not in the same way, but that I think it is in this
respect, that it assumes the world is somehow ensouled. That there is an interior, an inner life, and music
brings out of things. It gives voice to what would otherwise be inarticulate about the world itself, so it’s not
just self-expression, but disclosure, discovery, revelation.
Colloquy: You chose Timaeus to make that example, not Schopenhauer. Zuckerkandl might suggest Schopenhauer, at
least, he does quote him when speaking about hearing the core of the world.
Peter Kalkavage: He does, and that’s where I thought I had better put something in the Zuckerkandl chapter
about how he differs from Schopenhauer. Schopenhauer is always talking about music as self- discovery.
That the modes of will are our modes of will, and we’re finding the core of the world as our core as well. For
Schopenhauer the external world is an illusion, and for Zuckerkandl it is most definitely not an illusion. He’s
going to champion real externality of the external world. The world is not merely phenomenal. It’s phenomenal but not illusory. So that’s one difference. The other difference is the whole setup, for Schopenhauer music
is important because it distracts us from our misery by putting us in touch with the generalized passions and
soul conditions that drive us crazy. But we’re not feeling them, Schopenhauer says. When we’re listening to
music, we’re not feeling these things, we’re contemplating them. I think he overdoes that. We are feeling.
How could we not be feeling? But it’s interesting how far he wants to go in the direction of music as something
that takes us away from feeling to aesthetic contemplation. Then Zuckerkandl is going to say that he doesn’t
go for pessimism in Schopenhauer. Music is celebratory, life affirming, and the world is not an illusion and
music is not just me all over again. 41min What Zuckerkandl means by will is the will of the tones. Now does
he also mean the will of the world? I think he does, but he doesn’t get at the negative connotations, the miserable pressure of the will. You won’t find Zuckerkandl talking like that. The will is something positive. This
is crude, but Schopenhauer is more the existentialist and Zuckerkandl is more the phenomenologist. That’s
not too far off the mark, I think.
Colloquy: I do recall in the beginning of Sound and Symbol, he gives the example of the blind and the deaf, and quotes
a Baudelaire poem, Rêve parisien I think, about a soundless world. So, there is a possible world that’s actually quite
melancholy.
Peter Kalkavage: Yes, and he also says Beethoven’s misery was not, so much, not hearing music, but not
hearing the world. Not having connections with other people. There’s something poignant about that. I’ve
been thinking about this for years. It occurs to me, while I’m looking at a tree, I’m hearing the rustling of the
leaves, and how important that second experience is to my experience of autumn. Not just the beautiful look
of the trees as they change color, but the sound of the rustling, the sound of the wind. Sound, it’s what our
soul wants. We want to see, but we also want to hear. We are open in that way to the world coming to us. We are
not looking at it, it comes to us. Sometimes annoyingly when we’re trying to get work done and there’s noise.
Sometimes we welcome it because we want to hear what the world sounds like. And it’s very difficult if you
can’t hear the sound of your friend’s voices, or the sound of the voice of the person you love. There’s some
sense you are profoundly cut off.
Colloquy: In Man the Musician he lays out a possible world, the world where we understand the musician as a kind
of genius that possesses what others don’t have, namely musicality, and if there are no geniuses, then we seem to have

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�a real absence of musical values. And that conception of music seems to be a real problem. He says in the preface of
The Sense of Music – or I took it this way, that this is why we need to have listeners able to discourse intelligibly about
music. This is why, in a sense, why he writes The Sense of Music.
Peter Kalkavage: Yes, in Man the Musician he says we have a false idea that the professionals are up there on
the stage and we are the happy receptacle of someone else’s genius. But for Zuckerkandl, the origins of music, music in its primordial stage, in its original phase, was communal. Even if you had some member of the
group standing out for a moment to sing, he represented the group and then he would come back in, such as
in early folk songs. He mentions Gregorian chants. It’s part of a communal celebration. And probably at least
implicitly, an attempt to touch the divine, the divine forces at work in nature, or the god you worship, bridging a gap by means of music, praying, celebrating. So, there’s another conception of music that’s important
to remember. But, Zuckerkandl isn’t interested primarily in folksong. It’s just important to remember that
music started there. He’s interested in art music.
Colloquy: Speaking of community, I want to get back to the classroom. Please correct me on these details, but you’ve
taught at St. John’s for many years, and you also had some hand in writing the undergraduate music manual.
Peter Kalkavage: I wrote some of the things that appear in it having to do with Pythagoreans and the Timaeus.
Other people worked on it as well.
Colloquy: Right. One thing I’m curious about, and I’m assuming this happens in the classroom all the time, what
happens when we don’t understand music? Or to put it more concretely, what happens when we don’t hear, over and
over, a theme recurring? That seems to be one kind of understanding. But in a more general sense, what does it mean
to understand music?
Peter Kalkavage: My first response is an analogy between poetry and music. Especially short poems, they can
be remarkably difficult. Do I think it is possible to be moved by that which we do not understand? Absolutely. I can read something, and I’m moved by it, but I can’t – I must have gotten something, but at what level,
it’s not at a discursive level for sure. It makes me want to go to the discursive. I want to know what is moving
me here. I have that experience with music too. Music though, has an immediacy. Poetry is in that realm of
words, so I can read a difficult poem, and maybe I’m moved by it, but my guess is that I stand more of a chance
of being moved by music I don’t understand than poetry I don’t understand. But both can happen. There’s
something about the immediacy of music that gets to us. It often has a deep effect. Sometimes we’re just utterly perplexed by what we’re hearing, and we know that.
What we try to do in the music tutorial is to listen to things carefully, sing them – not just listen to them, but
make the music, communally. Make music. It has that in common with the laboratory. You know, the animals we’re studying are pieces of music, and in this case, we get to know them by being them. So, we make
the music and we ask, ‘what was going on there?’ Things are revealed in the effort to sing a piece. Say, Sicut
Cervus, you discover why it’s hard. You discover causes. What makes it’s so difficult to learn that? It’s not the
tones, they’re pretty easy. The timings are hard. Hard syncopations. You’re singing one thing, someone else
is singing another. It’s not homophony.
Mozart’s Ave verum corpus, on the whole, is a lot easier to sing and learn. There’s an experiential element that
has to be there or we’re not talking about music. But then our discursive intellect wants to know what is going
on here. What is this thing that we call music? Well, let’s take this particular piece of music, what does it ask of
us if we are going to understand it? Do we hear a beginning that’s recognizably a beginning? Is there an end?
Do we know when it’s over? Is it just because the music stopped, or is it because something persuaded us that
there was a conclusion? What was that? What does motion even mean? This is where Zuckerkandl comes in
with his fabulous ‘what is it’ question – ‘What is music?’ ‘What is motion in music?’ And so the effort in the
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�tutorial and it can be involved quite a strenuous effort just in listening for the things our minds are discovering in the sheet music. You can go both ways. You hear something – I’m always telling my students ‘Don’t just
go by the score. Listen to the music and if something stands out, let that be your guide.’ So, it sends you to the
score and now you want to look at causes. What produced that effect that so struck me? It can go the other way
around. I find a diminished 7th chord and my eyes and mind tell me that. Well, how does that register when
I actually hear it? What is its purpose? How does it fit into the whole? But you’re constantly trying to wed, and
this can be very hard, analytic elements with experiential ones. The idea is to get them to come together for a
fuller understanding of music. It’s hard to do. You have very different levels, not just in background, but levels
of receptivity. You really have to make an effort to hear things eventually that you’re not hearing right away.
That’s an effort. You have to be open to that, so when you say that you’re not hearing the tension in the raised
7th that Zuckerkandl talks about, well, keep listening.
Colloquy: That we have to be persuaded, that reminds me of something Zuckerkandl writes, “Such a [tonal] development makes sense only when we recognize that at certain times composers discover new meanings in tones and gradually persuade the change resistant ears to accept and understand them”. This idea of persuading change resistant
ears. This seems provocative given the argument. I would think you wouldn’t be persuaded given that we discern music
not through something like habit. Or how does persuasion happen? It’s strange at first to think that change resistant
listeners have to be persuaded to accept new meanings in tones.
Peter Kalkavage: The perceived ‘oh I didn’t know that could happen’ is not coming from something that is
merely psychological. I’m not being re-habituated, but something is being disclosed, a potential that wasn’t
there before. The best example is Zuckerkandl’s brilliant discussion of the opening of Tristan and Isolde and
the opening Tristan chord resolves to a dominant seventh chord. It resolves to a dissonant chord. And we go,
yes that sounds like a resolution. Now, it’s not the same kind of resolution you would get from a tritone going
to the five seven chord going to the one, but it does sound like a tension has been resolved. And Zuckerkandl
says does that mean we were re-habituated, that we no longer heard it as a tense chord? No, that didn’t go
away, but something new was added and it took Wagner, almost like a sorcerer. So it’s not merely psychological persuasion, we are persuaded because it is persuasive.
Colloquy: That an act of persuasion has to take place…
Peter Kalkavage: And what does it mean to be persuaded? Of course, Plato was very worried about precisely
this aspect of music, because if I could use the verb, it persuades the soul, it leads it, it can lead it down some
pretty bad roads. Certain modes contribute to disorder, other modes to order.
Colloquy: Maybe we can even be persuaded about twelve-tone.
Peter Kalkavage: Schoenberg thought we could become habituated to hearing twelve-tone as naturally as we
do tonality.
Colloquy: If twelve-tone has no tonal center or dynamic quality, then it seems like it could be the case in lieu of Zuckerkandl’s argument against associationism, that well, couldn’t associationism actually be a case for habituation and
persuasion.
Peter Kalkavage: Right, that you’d get used to it. What would it mean to catch on? Not for the intelligentsia,
because they have an ideology in play, but for regular listeners. It’s hard to… well, what do we want out of
music? What are the tunes we want to sing and why? Now, can we be habituated to music that is not good for
our souls? Yes, we can. I think there has to be something catchy there, maybe perversely so, but nevertheless
it has to be catchy, the way one speaks of a disease, it has to be something that infects because it can. It’s inside
of us.
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�Colloquy: Twelve-tone definitely is not catchy.
Peter Kalkavage: And it means not to be. It doesn’t seem like the composers were striving for familiarity, but
celebrating… well, the unkind way to put it would be to say it’s struggling to be artsy, to be of a higher sort. But
that’s not all they’re struggling for. It could be a will to power, a forcing of a certain scheme onto the nature of
things. Although, what I come back to is twelve-tone music as music, especially when it’s done by these brilliant composers, does reveal something about the soul and about the world. Maybe not what they thought, but
one only has to listen to Berg’s Violin Concerto or Wozzeck, especially. The story and the music go together
perfectly. It’s disturbing, but artistically impressive, maybe even beautiful. The fit is perfect: truths of human
existence and the world, an authoritarian and brutal world. We’re not just reading about it, we’re feeling it. It’s
extraordinary. Berg in his twelve-tone world and Poulenc in his tonal world are both doing some very similar
things, getting to the interior of a world and of our souls.
Colloquy: There have been many musical developments after twelve tone music, say the development of synthetic sound, experiments in indeterminacy and chance operations, and musique concrete. Does Zuckerkandl still have
something to say? These are worlds too.
Peter Kalkavage: True, and then I wonder, in a platonic spirit, what do those worlds say about the people who
conceived them? But in any case, that’s another ethical, metaphysical question. Well, as you know, for Zuckerkandl: no dynamic qualities, no Zuckerkandl. So, another version of sound, pitch, sound effects, but not, as
Zuckerkandl would say, not the tone gestalts that come about only from dynamic qualities. He’s pretty careful
in his writings not to say too much about twelve tone music. He says we’ll have to see where it goes. That’s
pretty much where he is. Of course, if his dynamic quality is no longer present. What do we have to talk about
except pitch? Could that itself be a kind of musical world? Yes. Twelve-tone music is a gorgeous example of
that. There are great pieces of music written in that style. Whether I want to listen to them, I can admire them
and their structure and their aesthetic goal, I suppose, certainly their ingenuity. We really come back to the
question of what music is. That’s where I end up in the book. What is that? What can it sustain? What are the
boundaries? Are there boundaries past which music is no longer music? And how to give an answer that’s not
parochial? “Well, Bach and Mozart!” Well, but, you have to think outside the box!
Colloquy: There’s a sense with Zuckerkandl that maybe music at its height really does only cover certain periods.
Peter Kalkavage: I get a strong sense of that from him, but like I say, he’s careful not to go beyond that to make
judgments that would be hard to know. It would be hard to know what he would do with that, if there are no
dynamic qualities, then where is coherence? Where is tonality? Hard to see that would be music for him. But
it is. I think what I’m trying to say is that there are limits to Zuckerkandl.
Colloquy: But still a fascinating writer.
Peter Kalkavage: Yes. No matter how many times I read it, and I’ve used it in my class for decades, it’s always
thrilling to read the opening sections of The Sense of Music. How he gets the question of music, music as a
question, out on the table. He dares to ask simple questions.
Colloquy: Why is The Sense of Music not taught at the GI?
Peter Kalkavage: Yeah, there isn’t a musical segment. It would be interesting, maybe there should be. It is a
liberal art. I don’t know what seminar would be.
Colloquy: You say it’s the most comprehensive of the liberal arts and we’re missing this in the graduate program.
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�Peter Kalkavage: Tutors have done preceptorials on music, but it’s not the same as a music segment that
would really make music, say music in connection with mathematics, and then there could be something with
Zuckerkandl to explore a non-mathematical approach to music.
Colloquy: Mr. Kalkavage, thank you very much for speaking with me and I hope we can talk again soon.
Peter Kalkavage: Thank you, I’m sure we will.

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�Memoria

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�A Toast to the Fall 2022 graduates delivered on behalf of the faculty at the
Associate Dean’s Reception, 12 December, 2022.
Sarah Benson

I know from talking with other colleagues that we can feel a bit guilty on seminar nights around dinner time
when it’s hard to be fully present with kids or partners because our minds are already absorbed in the seminar discussion to come and the phrasing of our opening questions. So, having been given a platform in the
hour just before seminar, my theme is tonight’s reading: Aristophanes. The Frogs.
For those of you reading Jung not Aristophanes for seminar tonight, here’s a synopsis. Dionysus, the
god of wine and revelry, laments the poor quality of tragic playwrights in Athens and travels to the Underworld to bring a better poet back from the dead. The poet he has in mind is Euripides, of Medea, Hippolytus,
and Bacchae fame, whose tales treat of incest, slander, and adultery and end in dismemberment, cannibalism, and infanticide. Though Euripides, with this resume, seems like the right poet to return to Athens and
edify the citizenry, the ghost of Aeschylus also shows up and gets into a verbal skirmish with Euripides. I
won’t say who wins. In the play the servant and master get mixed up, turning hierarchies topsy turvy, and
there is a chorus of frogs who croak in tragic meter. The play is a comedy. We know this from the first line,
when Dionysus’s servant offers to make the audience laugh with some tried and true fart jokes. From that first
line the play makes comedy, not only tragedy, its topic.
Here’s what I want to suggest. We too, all of us here, participate in Dionysus’s project of bringing dead
poets back from the Underworld on Monday and Thursday nights. And the mode in which we do this is in
some important ways comedic. Or it should be. I want to offer a brief explanation and praise of these comedic
elements of liberal education.
Have you heard the one about Thales and the well? I’ll let Socrates tell it. In the Theaetetus, the dialogue that examines how we can know anything, Socrates recounts:
They say Thales was studying the stars ... and gazing aloft, when he fell into a well; and a witty and amusing
Thracian servant-girl made fun of him because, she said, he was wild to know what was up in the sky but
failed to see what was in front of him and under his feet. The same joke applies to all who spend their lives
in philosophy. It really is true that the philosopher fails to see his next-door-neighbor; he not only does not
notice what he is doing; he scarcely knows whether he is a man or some other kind of creature. The question
he asks is, what is Man?
The image of the philosopher gazing at the heavens and falling down a hole or slipping on a banana
peel is kind of funny. But why?
On this I got some help from Henri Bergson, whose On Laughter is a poetics of comedy, investigating
its structure and effects as Aristotle does for tragedy.
First, Bergson says that we laugh when a character’s own rigidity brings them up short. In Socrates’s
example, the servant wouldn’t have laughed if Thales jumped into the well.
Second, Bergson says that laughter is an intellectual rather than an emotional response. In a tragedy
the fate of Thales should arouse pity and fear, but that would ruin the comedic effect. To laugh at Thales we
must be insensitive and distance ourselves from him, however briefly. Socrates uses the story to let would-be
philosophers gain some distance and laugh at themselves.
Finally, laughter is social. It is a communion of intelligences. Says Bergson, “you would hardly appreciate the comic if you felt yourself isolated from others.”
These three aspects of the stumbling block of rigidity, distancing, and the social savoring of the comic are a picture of something that we do for each other in order to learn more about the books and ourselves.
Both the Politics &amp; Society seminar that I had with David Pierce and Joshua Laperche in the spring of 2021
and my current Literature seminar with Benjamin Pershall are ones where I was rediscovering the seminar
77

�table after time away; our Politics &amp; Society seminar was the only class I had in person for a year and half at
the beginning of the pandemic. Last year I was on sabbatical doing my own thinking and reading. Both these
seminars were a reminder of what I find meaningful about our endeavor. What is meaningful, I see, partakes
in the comic, even when we’re not laughing. The twin virtues of seminar are to make space for other people
while also letting them get in our way. We need to trip over each other and the text sometimes to avoid the
illiberal rigidity of Thales or master and servant get mixed up and we become the servants of our fixed ideas.
Thales needs company to avoid being absurd.
I thank all of you, and our graduates especially tonight, for keeping the faculty company.
Here’s to the laughter that shows us what we are, to letting both the texts and our classmates get in our
way, and to the newest graduates. May the comic muse never desert you.
Brekekekex ko-ax ko-ax!

78

�A Toast to the Tutors, delivered 12 December, 2022.
Tanya Fuller

Good evening to the present Polity of St. John’s College I had a total meltdown today in preparing this toast, and I did not call my husband, my best friend,
nor my pastor - I called one of my St. John’s tutors (who’s name I will not call because I don’t want to embarrass her). Today I did not need a lover, a friend, or a spiritual guide; I needed a tutor. Someone who had been
in my place, read the same literature, worked the same Euclidian proofs, tussled with the forms of Aristotle
and made it out of Plato’s Cave alive- someone who could guide me back off of the proverbial cliff from which
I threaten to jump.
I told her how nervous I felt to make this toast. I told her that I did not have enough to fill the prescribed time and that I felt inadequate. And that’s when somehow and suddenly we were translated back centuries to the Grecian Isle of Ithaca. She was the grey-eyed daughter of Zeus and, well, I guess I was that man of
twist and turns, my favorite literary character - Odysseus trying to make it home.
“Courage!” - she said with eyes afire – “Free your mind of all that anguish now. Come, quick, let’s
bury your treasures here in some recess of this haunted hallowed cave where they’ll be safe and sound, then
we’ll make plans so we can win the day.” With that the tutor-goddess swept into the cavern’s shadowed vault,
searching for hiding-places far inside its depths, while I-Odysseus- hauled my treasures into the cave.
The golden evenings on the deck with my family in the cave, the shopping trips with my girlfriends
for finespun clothing in the cave, the extra hours at work with my beloved students - all the people and things
that my studies required me to stow away for a time while I pursued this MALA degree remained safe in the
cave. Once assured that I would return to my normal life soon, the tutor-goddess, Pallas Athena, daughter of
storming Zeus sealed the Zoom room with a stone and led the way with a preceptorial opening question. Why
are you here?
I started to explain why I came to St. John’s. I felt that I was writing an application essay when she
redirected me with another question, “No, why are you melted, stuck, not writing out your speech?” Then
Jung and his buddy Freud appeared, saying- it’s something from her childhood, trauma, the unconscious.
Then Madison joined in about government being a reflection of human nature, and Nietzsche yelled that
poets exploit their experiences. I began to unravel, but the tutor goddess placed her shield over me and took
a defensive stance, silencing the writers and evoking from me my WHY! I pulled myself up slowly, wiped my
tear-stained face and said: “I am here in emotional disarray because of the lions.”
“What lions?” She inquired and turned, armed with her spear.
I responded: “The ones that tell me my students don’t need great books, they can’t understand the great ideas
of history on which civilizations have stood and fallen, liberal arts education is not for my community - those
lions.” In an instance another Athena appeared, a little older than the first, and with her where great elephants and corvids swarming overhead - she whispered a poem to me- I joined in:
I say,
It’s in the reach of my arms,
The span of my hips,
The stride of my step,
The curl of my lips.
I’m a woman
Phenomenally.
Phenomenal woman,
That’s me.
The fire that burns in me to teach my students, to guard my students, to join with them in their quest to
79

�learn returned;
And I could hear the Negro Poet, Claude McKay reciting,
I plucked my soul out of its secret place,
and held it to the mirror of my eye, …
Contemplating the strange, I’m comforted
By this narcotic thought; I know my soul.
My two Athenian tutors smiled and said – “She’s got it.”
Because I had tutors that invited me to join them on an adventure to think, and rethink, to pose
questions and search for my own answers; to learn and understand; they waited for me; they guided me; they
discovered with me; and for all of this I am eternally (we don’t know how long that is) grateful. I will return
to my community armed with the great ideas and the great books in my heart and on my shelf. Ready to lead
seminars and to tutor others that want to be liberated. I will “always keep Ithaca fixed in my mind.”
I am grateful to all of the tutors of both Annapolis and Sante Fe campus of the St. John’s College and I
invite you all to raise a glass with me, and toast to the tutors of St. John’s College, Thank you.

80

�COLLOQUY
St. John’s College, 60 College Avenue, Annapolis, Maryland

Spring 2023
Colloquy is a biannual publication of the Graduate Student Council and St. John’s College in Annapolis,
Maryland. The journal is free of charge. Students, tutors, and alumni of St. John’s College and the Graduate
Institute are encouraged to submit their manuscripts in .doc or .odt format by email to colloquy@sjc.edu.
The journal also accepts submissions of poetry, original art, and photography. Please include your name,
contact information, and the title of your work with your submission.
The views and opinions expressed in the journal do not necessarily reflect those of St. John’s College, the
Graduate Council, or Colloquy.
Address correspondence to:
Colloquy, The Graduate Institute at St. John’s College, 60 College Avenue, Annapolis, Maryland, 21401.

ACKNOWLEDGEMENTS
Covers, Aschely V. Cone
2, Melissa Moore
3. Kelly Custer
4, Louis Petrich
7, Jeffrey Boatwright
9, Leith Dagistani
10, Charmaine D’Souza
12, Sydney Rowe
13, Nick Younes
15, Roth Boaz
16, Jay A . Gould
19, Andrew Ross
23, Quinn Rifkin
25, Abdullah Wadood
27, Jesse Claget t
28, Ansley Green
29, Walker Rogalsky
33,Louis Petrich
38, Sam Hage
40, Jules Spiese
42, Siobhan Petersen
49, Benjamin Crocker
59-61, Aschely V. Cone
63, Peter Nesbet t/ Abdullah Wadood
65, Peter Kalkavage/ Jesse Claget t
77, Sarah Benson
79, Tanya Fuller

81

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                    <text>Marital Flaws and Moral Education in Pride and Prejudice
It is my honor to give the Christopher B. Nelson Lecture tonight. Mr. Nelson
is an alum of the college and was president of St. John’s College in Annapolis,
beginning in 1991. His presidency was marked by consistent care for our
community of learning and lasted for more than 25 years, a remarkably long tenure
for a college president.
I’d like to take this opportunity to invite you all to the question period after
lecture, to be held in the Conversation Room. We call it the question period rather
than the question-and-answer period for a reason, so adjust your expectations
accordingly. By tradition, students are expected to ask the first few questions.
The main plotline of Jane Austen’s Pride and Prejudice follows Elizabeth
Bennet, or Lizzy, the second oldest Bennet daughter, and Fitzwilliam Darcy, a
landed gentleman, as they go from immediate mutual dislike to Darcy’s infatuation
with Elizabeth and reluctant proposal of marriage (which she rejects), to Lizzy’s
change of heart and their ultimate marriage. The reader is privy to the growth in
wisdom and maturity of Darcy and especially of Lizzy, as they transcend their own
moral weaknesses. The main foil of the plot is Mr. Wickham, the childhood
companion turned enemy of Darcy, who joins the militia and charms everyone in
town at first, including Lizzy. His bad character is revealed privately to Lizzy by
Darcy, and then publicly to the town after he runs away in scandal and debt.
Wickham, though he himself never reforms, turns out to provide one of the means
of reform for our protagonists. After being shown the falsehood of Mr. Wickham’s
story about him, Lizzy realizes and regrets the glee she had taken in believing evil
of Darcy. On Darcy’s part, after learning how repugnant his proposal is to Lizzy,
because of what she had been told about his behavior towards Wickham, he
realizes how obnoxiously prideful he had been behaving.
As their eyes are opened to their own faulty behavior, both Lizzy and Darcy
become better people. The story of their romance is inextricably connected to their
moral education. Once they are married, they bring a bounty to the world. As their
love for each other leads to their own moral virtue, they bring that virtue to others,
softening hearts and uplifting minds and souls. [For a more detailed look at the
Darcys, you can check out a previous lecture I gave in April of 2019, that focused
on this couple.]
1

�The Darcys’ marriage is not the only depiction of matrimony that we get
from the novel, however. Three other couples develop over the course of the
action: Lizzy’s friend Charlotte marries the clownish Mr. Collins; Lizzy’s youngest
sister Lydia runs off and eventually marries the deceptively charming Mr.
Wickham; and her older sister Jane marries the honorable but overly diffident Mr.
Bingley. If Lizzy and Darcy give the reader a model of how a virtuous and loving
marriage can produce great fruit in the world, the other marriages formed show
different ways in which marriages can be helpful or hurtful to the people involved
and to the broader society.
Preceding all of these marriages, though, is the foundation established by
Mr. and Mrs. Bennet, Lizzy’s parents. The novel takes place when the children are
mostly grown, from Lydia at fifteen to Jane in her early twenties. The reader is
thus introduced to the Bennets over twenty years after their wedding. The
newlywed bloom has long worn off. The intensive work of raising young children
is over. At the time of the novel, a steady stream of vignettes and conversations
between the Bennets depict the state of their relationship.
Austen has, however, given us something more than this episodic picture of
the Bennets: through the characters of their five daughters, the fruits of their
marriage over eight years or so of childbearing. In the characters of the five
daughters, we see a reflection of the slow collapse of the Bennets’ marriage, from
love and hope to indifference and near depravity. If Darcy and Elizabeth’s
marriage promises hope through an effusion of virtue, Austen reveals through the
other Bennet daughters what can happen when a marriage sours, when affection
evanesces, when the duty of love is shirked.
The opening scene of Pride and Prejudice begins with the following
exchange between Mr. and Mrs. Bennet1:
“My dear Mr. Bennet,” said his lady to him one day, “have you heard that
Netherfield Park is let at last?”
Mr. Bennet replied that he had not.

1

All quotes, unless otherwise noted, taken from: Austen, Jane, Pride and Prejudice, Penguin Books, 375 Hudson St,
New York, NY 10014, 1996.

2

�“But it is,” returned she; “for Mrs. Long has just been here, and she told me
all about it.”
Mr. Bennet made no answer.
“Do not you want to know who has taken it?” cried his wife impatiently.
“You want to tell me, and I have no objection to hearing it.”
This was invitation enough.2
Mrs. Bennet proceeds to narrate the details – how Mr. Bingley, a single man
of some wealth, will soon be taking on Netherfield Park, an estate within a few
miles of the Bennets’ home, and how high her hopes are of securing him as a
husband for one of her daughters.
This introduction to the Bennets is full of charm and wit. Mrs. Bennet is
introduced as Mr. Bennet’s “lady,” yet she has all the hallmarks of a scheming
mother, heavily involved in the gossip of the town and trying to get her husband
interested and involved. For his part, Mr. Bennet seems resigned to her chattering
ways, but ready to tease her when he can, for his and the readers’ amusement.
The novel begins with this lighthearted depiction of a middle-aged married
couple with all the well-worn patterns of mutual behavior that such a couple
evokes, played up for laughs, or at least the amused smiles, of the reader. Some
two thirds of the novel later, as the Bennets’ youngest daughter Lydia is on the
point of moving to Brighton to become a kind of “militia groupie”, Austen delivers
this sobering statement, from the point of view of Lizzy:
Had Elizabeth’s opinion been all drawn from her own family, she could not
have formed a very pleasing picture of conjugal felicity or domestic
comfort...Elizabeth...had never been blind to the impropriety of her father’s
behaviour as a husband...she had never felt so strongly as now the disadvantages
which must attend the children of so unsuitable a marriage...3
The change in tone is notable, between the quaint opening scene of a
comfortable couple to the stark depiction of the plight of the children who were
2
3

Austen, p5.
Austen, p. 198.

3

�raised in such an “unsuitable” marriage. The cause for this sober reflection is the
anticipated chaos that Lydia’s unrestrained behavior will bring to the family, and,
specifically, to the marriage prospects of eldest sister Jane. Lizzy has already heard
from Mr. Darcy that the foibles of her family have been the main reason for his
determination to separate Jane from Mr. Bingley, when the latter was of a mind to
settle down with Jane. Lizzy can only imagine the further problems that her
youngest sister Lydia’s behavior will bring to them all. As we learn later, and as
Mr. Bennet himself affirms, Lizzy’s worries were right on point. Lydia ends up
running away with the unsavory Mr. Wickham, which brings disgrace to the whole
Bennet family until the situation is resolved, finally through the efforts of Mr.
Darcy himself.
One way of approaching Pride and Prejudice, then, is as a story of how
critical the suitability of marriages is for the education and formation of the
children who spring from them. As Aristotle tells us in the Nichomachean Ethics,
“...it is no small matter whether one habit or another is inculcated in us from early
childhood; on the contrary, it makes a considerable difference, or, rather, all the
difference.”4 An upbringing in virtue is critical for the ability of a person to live a
life of virtue. Austen seems to agree with Aristotle to some degree, but rather than
a philosophical exhortation, she gives us a story. On the one hand, the reader is
treated to the positive example of Lizzy and Darcy, whose relationship leads to
great flourishing for everyone around them. Lizzy’s parents, the Bennets, can be
seen as a foil to the main action of the story, a kind of negative example of how a
marriage that seems to be perfectly appropriate, but is actually “unsuitable”, can
lead to problems for those around them, most notably, the children.
What sort of marriage qualifies as “unsuitable”? Mr. Bennet, “...captivated
by youth and beauty, and that appearance of good humour which youth and beauty
generally give, had married a woman whose weak understanding and illiberal mind
had very early in their marriage put an end to all real affection to her. Respect,
esteem, and confidence, had vanished forever; and all his views of domestic
happiness were overthrown.”5 Mr. Bennet, we are told, currently spends his days in
4

Aristotle, Nichomachean Ethics, Ostwald, Martin, trans. Library of Liberal Arts, Prentice Hall, Englewood Cliffs,
NJ, 07632, 1962.
5

Austen, p. 198.

4

�the country or with his books, and teases his wife for his own amusement. Though
he avoids the worse fate of taking solace in the more unsavory pleasures of life, he
also avoids exerting himself to restrain his wife in her ignorance and smallmindedness.
One painful example of Mr. Bennet’s lack of intervention occurs at the
Netherfield Ball, where Mrs. Bennet speaks loudly and long on her hopes for
Jane’s marriage to Mr. Bingley. This conversation is mortifying to Lizzy, who
attempts to quell her mother’s speech. Lizzy’s attempts have a predictable lack of
effect on her mother, who continues to boast about the putative upcoming
wedding. One can imagine another scenario in which Mr. Bennet, keen to protect
his wife’s reputation, gives her a look or quiet word, which Mrs. Bennet would be
obliged to respect. Alas, his inaction allows Mrs. Bennet to embarrass the family.
This sort of correction never comes, regardless of repeated instances of
inappropriate behavior by Mrs. Bennet. Moreover, under the constant confusion
provided by Mr. Bennet’s jokes and idiosyncrasies, Mrs. Bennet becomes ever
more fretful and silly. Consequently, we are told, Mrs. Bennet is exposed to the
ridicule of her own children, who cannot respect her, as is exemplified in Lizzy’s
mortification over her mother’s speech at the Netherfield Ball. Lizzy attempts not
to notice the “continual breach of conjugal obligation and decorum” which she
witnesses in her father, who, though likely unable to “enlarge the mind” of his
wife, could at least have reined her in, so as to protect her from the scorn of her
children.6
We don’t get quite as much insight into Mrs. Bennet’s perspective, but it is
safe to say that she is regularly frazzled by her husband and his games. She herself
is energetic in the pursuit of husbands for her daughters and, thus, a means for
future security for them. Because Mr. Bennet’s estate is entailed upon a male heir,
which the Bennets have never managed to produce, the daughters will be left with
very little to live on when Mr. Bennet dies. Mrs. Bennet is frustratingly shortsighted in her idea of what would make a good husband for them. Money and
general amiability seem to be the only qualities she cares about. Still, she is the
only one of the parents to take the situation seriously. One wonders why Mr.
6

Austen, p. 198.

5

�Bennet is not more exercised by the need to make sure his children are well
provided for after his death.
The Bennets’ marriage began in captivation, youth, and beauty, with respect,
esteem, and confidence. Over time, their relationship unraveled, erasing the
foundational affection they had for one another. One can imagine a realization on
his part over time of the small-minded woman he had married, leading to the
decrease and eventual loss of all of those qualities of respect and affection.
Lizzy sees for herself how her mother’s lack of restraint and her father’s
constant teasing has led to problems for the children. Austen puts these problems
on full display for us in the narrative, through the personalities and actions of the
five Bennet daughters. We can imagine that the first child, Jane, came fairly early
on in the marriage. At the time of the novel, Jane is twenty-two years old, and the
marriage is likely about twenty-three years old. From the eldest two, Jane and
Lizzy, who are routinely described as well respected by the neighbors, through
Mary and Kitty, who are less well respected, to the youngest, Lydia at fifteen, who
has no ability or desire to restrain her passions, we can see the unfolding of the
problems of the Bennets’ marriage. By the time Lydia comes along, Mr. Bennet
has given up his hopes of “domestic felicity” and settled in for years of using his
wife for his own sport, thus exacerbating her fretful and emotional temperament.
In this lecture, I will examine each of the sisters in turn, taking what clues I
can from Austen’s descriptions and imagining the turn of mind inspired by each
phase of the Bennets’ marriage.
Jane Bennet
The eldest of the Bennets’ daughters, Jane is professed by all to be the most
beautiful young woman in the area. Unlike in her mother’s case, Jane’s beauty is
linked with both goodness and good sense. Towards the end of the novel, when
Lizzy is listening to Mr. Bingley’s effusions of joy and hope in his future marriage
to Jane, Lizzy muses that their happiness will, in fact, be well founded because of:
“...the excellent understanding and super-excellent disposition of Jane...”7

7

Austen, p. 289.

6

�We have abundant evidence of her good sense and disposition in how she
handles the drama surrounding her relationship with Bingley. At the first ball they
see each other, when both Mr. Bingley and his sisters single her out, Jane is
gratified by the attention, though in a quieter way, we are told, than her mother.
Rather than the loud triumph we hear from Mrs. Bennet, Jane privately gushes to
Lizzy, but keeps her cool around the rest of her family and friends. Lizzy approves
of this self-restraint, thinking that “since Jane united with great strength of feeling
a composure of temper and a uniform cheerfulness of manner,” she would be
guarded from “the suspicions of the impertinent.”8 In a society in which
neighborhood opinion holds such power, Lizzy is grateful that Jane, at least, will
not be feeding the gossip mill.
Notably, Lizzy’s best friend Charlotte sounds a warning to Lizzy that Jane,
in exhibiting such apparent complacency, is at risk of being misunderstood by
Bingley himself, who might not know her well enough to realize that she is partial
to him. It turns out that Charlotte is right to worry, as Bingley is easily persuaded
by the interfering Darcy that Jane is not interested in him. This leads to Bingley
leaving Netherfield, never to return, or so his sister communicates to Jane. The
complete lack of self-interest in Jane’s interactions with Bingley, while objectively
laudable, is subjectively risky, given the difficulty of communication between
people in this, or really in any, era, especially in matters of love.
In her initial attraction to Bingley, Jane exhibits some growth and maturity
from her past, according to her sister and confidante, Lizzy. Her “super-excellent
disposition” plays out in a strong inclination to only see the good in people and to
discount or reason away the bad. Apparently, this has led her, in the past, to fall for
young men who are unworthy of her. Lizzy tells Jane, “...you have liked many a
stupider person [than Bingley]... Oh! you are a great deal too apt, you know, to like
people in general. You never see a fault in anybody. All the world are good and
agreeable in your eye. I never heard you speak ill of a human being in my life.” In
response, Jane says, “I would wish not to be hasty in censuring any one; but I
always speak what I think.” Lizzy responds, “I know you do; and it is that which
makes the wonder. With your good sense, to be so honestly blind to the follies and
nonsense of others... But to be candid without ostentation or design – to take the
8

Austen, p. 20.

7

�good of everybody’s character and make it still better, and say nothing of the bad,
belongs to you alone.”9
The two sisters disagree in their evaluation of several people towards the
beginning of the novel, including Bingley’s sisters and Darcy. Lizzy sees how
Bingley’s sisters lose interest in Jane as soon as she leaves the room. Jane believes,
however, that they are amiable and true friends to her, until their disregard is fully
displayed to her as they rudely dismiss their friendship when they are all in town.
At that point, to her credit, she doesn’t make any more excuses for them, but does
maintain that, given the evidence presented to her, her confidence in their
friendship was as natural as Lizzy’s suspicion, and “...if the same circumstances
should be repeated again, I am sure I would be deceived again.”10 We see even
more of Jane’s goodness when Wickham alleges that Darcy has ruined him by
denying him a position that Darcy’s father had intended for him to have. Upon
being presented with a general support of Darcy’s goodness by Bingley, we learn
that “...though Jane would have defended either or both, had they appeared to be
wrong, she could no more explain such behaviour than her sister...she knew not
how to believe that Mr. Darcy could be so unworthy of Mr. Bingley’s regard; and
yet it was not in her nature to question the veracity of a young man of such amiable
appearance as Mr. Wickham. The possibility of his having really endured such
unkindness was enough to interest all her tender feelings; and nothing therefore
remained to be done, but to think well of them both, to defend the conduct of each,
and to throw into the account of accident or mistake, whatever could not be
otherwise explained.”11
When more evidence comes to light, in the form of Darcy’s letter to
Elizabeth detailing the history of Wickham’s immoral and destructive behavior,
Jane is shocked, but not, in the end, disbelieving. She accepts that Wickham’s
behavior has been bad, though not without working through all possible other
explanations. Lizzy’s hard-headedness on this point wins the day in the end, and
Jane must admit to the evil that Wickham has perpetrated. In contrast to her
mother, who never seems to be able to give up a prejudice, Jane can change her

Austen, pp. 14-15.
Austen, p. 127.
11
Austen, p. 74.
9

10

8

�opinion on the basis of evidence. Her tendency is to believe others to have good
intentions, but she uses her reason and will accept facts when they are clear.
Her father notes her intelligence as well. After the two elder sisters return
from a trip, Mr. Bennet is grateful for their return, feeling the loss from the evening
conversation of “much of its animation and almost all its sense, by the absence of
Jane and Elizabet.”12 Jane wants all the world to be good and is ready to believe in
people. When Lizzy vigorously claims that her friend Charlotte and the buffoonish
Mr. Collins are a disastrous match, Jane is the one who brings calm to the
conversation, insisting that Lizzy doesn’t know everything about their relationship
and shouldn't be so quick to judge. Jane is more correct than Lizzy on this point,
and Lizzy revises her opinions on the marriage somewhat when she visits the
Collins’ home.
As a final note on Jane’s character, when Wickham’s perfidy is finally
exposed to Lizzy and then Jane, Jane insists that the sisters should not reveal the
information to the neighborhood, because shooting down his reputation could keep
him from reforming himself. Lizzy agrees, but for different reasons. She doesn’t
want the trouble of trying to change people’s opinions when they are so set in favor
of Wickham. Later, Lizzy regrets not publicizing his misdeeds but Jane does not.
Her principles are unchanged: shooting down someone’s reputation would cement
him in his badness, and that would leave no room for reform.
In Jane, we see the child born from the early affection of the Bennets. Mr.
Bennet, recall, was captivated by Mrs. Bennet’s youth and beauty and fooled into
thinking that good humor would be present as well. Early on, in his own
foolishness, he doesn’t see the foolishness of his wife. Jane, springing from this
phase of the Bennet marriage that is marked by affection, beauty, liveliness, the
appearance of good humor, and naiveté, exhibits some of these traits herself. Jane,
who is physically and morally beautiful, looks for moral beauty in everyone around
her: ready to see goodness, ready to like everyone. When presented with stark
evidence of bad behavior, she will reluctantly admit to it, but never gives up hope
for moral reform. Unlike Mr. Bennet, she doesn’t lose hope; and unlike Mrs.
Bennet, she is intelligent and teachable. Jane, who is clear-sighted about the
12

Austen pp. 52-53.

9

�possibility that she could be deceived, would rather risk deception and believe in
the possibility of good.
Elizabeth Bennet
We get to know Lizzy the best of all the sisters. She and Darcy are the main
couple around whom the action focuses, and hers is the main point of view given
to the reader. She is lively, intelligent, a keen observer of people, and clearly her
father’s daughter. Like him, she is continually amused by the foolishness and folly
of the people she encounters.
Lizzy places a high value on friendship and amiability. When Darcy insults
her at the beginning of the novel by rejecting her as a dance partner –not to her
face, but within range of her hearing – she feels the sting of the insult, but also
revels in the absurdity of the situation. “She told the story however with great spirit
among her friends; for she had a lively playful disposition, which delighted in
anything ridiculous.”13 Later, when she encounters Darcy and his cousin at the
Collins’ home, she teases Darcy in the presence of his cousin, about his
unwillingness to dance with anyone at that ball.
Her delight in the absurd is given free rein in her relationship with Collins,
the inheritor of the Bennet estate and a “mixture of pride and obsequiousness, selfimportance and humility”.14 She avoids being alone with him for as long as
possible, because she knows that he has decided to propose marriage to her. Once
she is forced to listen to him, though, she is torn between “distress and diversion”
and nearly bursts out laughing at one point, as the pompous Collins describes being
“run away with” by his feeling.15 She cannot respect him in any way because of
his complete lack of good sense, but is not disgusted by him, so much as amused.
Things change when her best friend, Charlotte, ends up marrying Collins.
Lizzy is dumbfounded at the news. She finds Charlotte’s decision to accept his
proposal disgraceful, and she loses esteem for her friend. It turns out that his
foolishness is laughable until someone she cares about takes him seriously as a
marriage prospect. Charlotte explains to Lizzy that she only asks for a comfortable
Austen, p. 12.
Austen, p. 61.
15
Austen, p. 91.
13
14

10

�home and that she believes her prospects for happiness are as good as any.
Charlotte has bound herself to a man of immense foolishness for the sake of
comfort and security. In Charlotte's view, marriage is a kind of transaction in
which companionship is agreed upon for the sake of security. Lizzy cannot agree
with this view; it cuts against the grain for her. Despite her own parents’
dysfunction, she holds marriage in high regard, as a partnership between two
people who have affection for each other and, critically, who improve each other.
She is therefore quite pained by Charlotte’s decision to marry Collins, but after
visiting them in their settled home, she comes away, if not favorable towards the
marriage, then at least accepting that Charlotte has made the best of the situation.
Lizzy’s opinion of marriage is also challenged by Wickham, who began
showing a preference for Lizzy but later shifted his attention to a newly rich young
woman, by the name of Miss King. Lizzy’s horror at the way her friend Charlotte
settles for a foolish husband out of pragmatic considerations is notably absent in
her response to Wickham’s turn towards Miss King based on what are clearly
monetary considerations. Rather, Lizzy defends Wickham in a conversation with
her aunt. Lizzy maintains that a young man must think of his living and that it is
perfectly reasonable for him to pursue a relationship with Miss King. Her attitude
towards him doesn’t change until she finds out from Darcy just how mercenary
Wickham is. Once she understands that he is essentially devoid of morals, she can
only feel grateful for anyone who is spared marriage to him. When Lizzy’s
youngest sister Lydia tells her and her sisters that Miss King has been forbidden
from marrying him, Lizzy is happy for the young lady. When Lydia cruelly
dismisses poor Miss King as too ugly for him, Elizabeth was shocked to realize
that she herself would have shared in Lydia’s sentiments before learning of
Wickham’s character defects.
This moment is an interesting one for Lizzy. Throughout the novel, from
beginning to end, she is routinely embarrassed by her family. In the episode
recounted earlier in this lecture, when her mother, at the Netherfield Ball, talks
loudly about Jane’s prospects with Bingley, her mother is within earshot of Darcy,
who clearly takes in the whole conversation. Elizabeth tries multiple times, in vain,
to get her mother to quiet down. “Elizabeth blushed and blushed again with shame

11

�and vexation.”16 At that same event, her sister Mary performs at the piano with
ostentation and Elizabeth “was in agonies.”17 Her father, upon Lizzy’s hint,
abruptly and rudely removes Mary from the pianoforte, and Lizzy is further
chagrined at his ham-handed way of handling the situation. She also finds the
scorn that Darcy’s and Bingley’s sisters have for her family intolerable. All this is
in contrast to Lizzy’s father, who is explicitly said to “enjoy the scene”18 as her
family is further embarrassing her. Lizzy is her father’s daughter to some degree,
but her fierce love for her family may resemble her mother more than her father.
She wants them to be respected and respectable. She cannot enjoy the scene of
them exposing themselves to ridicule, even the ridicule of people she herself does
not like. The moment when she realizes that she and Lydia had harbored similar
coarse feelings toward Miss King comes at a time when she is beginning to realize
that, however much she sees her family as liable to produce scorn and
embarrassment, she herself is not immune from censurable folly.
This brings us to her relationship with Darcy. Throughout the first part of the
novel, Lizzy and Darcy are living in two different worlds. While Darcy is falling in
love, however reluctantly, with Lizzy, she is cementing her implacable hatred of
him as a selfish man whose cold nature (as she believes) led him to destroy the
prospects of Wickham, a man for whom Darcy was supposed to provide support.
Elizabeth is determined to dislike him and even says as much to Charlotte, when
Darcy has asked her to dance. When Charlotte suggests she might actually enjoy
the dance, Lizzy says, “To find a man agreeable whom one is determined to hate!
Do not wish me such an evil.”19
This tendency to lean into her bad opinion of people is in tension with her
high opinion of marriage and desire to have her family be respected and esteemed.
Twice, Lizzy is warned that her opinions are verging on the cynical. First, in a
conversation with her sister Jane, Lizzy praises Jane’s virtue for refusing to pine
over Bingley’s departure from Netherfield. When Jane disclaims any special
virtue, Lizzy responds that Jane must allow her to extol Jane’s virtues. “There are
few people whom I really love and still fewer of whom I think well. The more I see
Austen, p. 86.
Austen, p. 87.
18
Austen, p. 89.
19
Austen, p. 78.
16
17

12

�of the world, the more I am dissatisfied with it; and every day confirms my belief
of the inconsistency of all human characters, and the little dependence that can be
placed on either merit or sense.” Jane reproves Lizzy at this point, “My dear Lizzy,
do not give way to feelings such as these. They will ruin your happiness.”20 Jane,
in her tendency to emphasize the good in people, sees the danger that her sister
may fall into a dejected cynicism.
Later, Elizabeth’s Aunt Gardiner, a particular confidante of hers, says
something similar. As the two are conversing, Lizzy gives in to her feelings of
disappointment over Bingley’s departure from Jane. “I am sick of them all. Thank
Heaven! I am going to-morrow where I shall find a man who has not one agreeable
quality, who has neither manner nor sense to recommend him. Stupid men are the
only ones worth knowing after all.” Her aunt warns her, “Take care, Lizzy; that
speech savours strongly of disappointment.”21
In these two instances, Elizabeth is warned that she is in danger of falling
into something like her father’s disappointment with life. As the second child of
the Bennets’ marriage, one would imagine that she was born at a time when the
Bennets are just beginning to realize that they are not as compatible as they had
thought. Mr. Bennet was perhaps beginning an effort to correct his wife, after
observing negative traits that he could not ignore, and perhaps Mrs. Bennet was
beginning to feel peeved by his lack of responsiveness to her flights of emotion. As
the child of this time in their marriage, Lizzy is appropriately hyper-observant of
human follies and foibles, laughing at them when she can. She still loves her
family, though, and doesn’t wish to laugh at them. She feels the pain of growing
up with a ridiculous mother and takes family respect seriously. Jane and Aunt
Gardiner both see that Lizzy might fall into the trap of disappointment with others
that will, in Jane’s words, ruin her happiness. If Jane resists the temptation to
protect herself by being suspicious of the motives of people who appear to like her,
Lizzy’s temptation is the opposite: towards a cynical heart.
Mary Bennet

20
21

Austen, p. 117.
Austen, p. 132.

13

�The third child of the Bennets, Mary, is a moralizer. She is the sister
considered least beautiful and the one who spends the most time with books. When
Lydia is describing the pleasures of following the militia to Brighton, Mary says,
gravely, "Far be it for me, my dear sister, to depreciate such pleasures. They would
doubtless be congenial with the generality of female minds. But I confess they
would have no charms for me. I would infinitely prefer a book.”22 I suspect many
of us would sympathize with her on this point.
On other points, though, Mary has a tendency to be overly moralistic, to the
point of not recognizing the humanity of the people around her. When Lydia and
Wickham run off together and as the family are absorbing the fullness of the
disaster, Mary quietly speaks to Lizzy about the solace they can take in musing on
the moral lesson the situation provides. Though Lydia is in desperate straits, her
plight teaches them how important a woman’s reputation is, and how “one false
step will involve her in irretrievable ruin.”23 This musing is all the more
remarkable because Mary does, in fact, appear to be consoled in thinking of this
and similar moral extractions. It seems that the messiness of life is too much for
Mary, and that removing herself to the abstractions of moral lessons gives her
comfort.
We see Mary's abstract rationality at work in many places throughout the
novel. Within the first few pages, as Mr. Bennet is teasing his wife, he appeals to
Mary to weigh in on the conversation. ’What say you, Mary? for you are a young
lady of deep reflection, I know, and read great books, and make extracts.’ Mary
wished to say something very sensible, but knew not how.”24
A few pages later, we see her able to say more. Mary it is, who spells out the
difference between pride and vanity, a difference that becomes something of a
theme throughout the novel as Elizabeth and Darcy, among others, struggle with
finding the line between appropriate pride, inappropriate pride, and vanity.
“’Pride,’ observed Mary, who piqued herself upon the solidity of her reflections,
‘is a very common failing, I believe. By all that I have ever read, I am convinced
that it is very common indeed, that human nature is particularly prone to it, and
Austen, p. 187.
Austen, p. 240.
24
Austen, pp. 8-9.
22
23

14

�that there are very few of us who do not cherish a feeling of self-complacency on
the score of some quality or other, real or imaginary. Vanity and pride are different
things, though the words are often used synonymously. A person may be proud
without being vain. Pride relates more to our opinion of ourselves, vanity to what
we would have others think of us.’”25
Note that Mary has come to these conclusions “by all that I have ever read,”
rather than from human experience. She is pretty good at reading books, but not so
good at reading people. She disagrees, for instance, with Lizzy’s decision to walk
three miles to see Jane, when Jane falls ill at Netherfield. “I admire the activity of
your benevolence,” she says, “but every impulse of feeling should be guided by
reason; and, in my opinion, exertion should always be in proportion to what is
required.”26 The outpouring of sisterly affection that is so natural to Lizzy, and
even to Jane, is absent from Mary. Instead, she relies on her moral analysis based
on what she has read.
It’s not surprising, therefore, that she is the sister who most takes to Mr.
Collins. “[Mary] rated his abilities much higher than any of the others; there was a
solidity in his reflections which often struck her, and by no means so clever as
herself, she thought that if encouraged to read and improve himself by such an
example as hers, he might become a very agreeable companion.”27 She admires his
solid reflections, by which she must mean his abstract moralisms, detached from
common sense or human feeling. Collins, who, as Mary accurately notes, is less
intelligent than she, comes off looking completely ridiculous again and again.
Mary is sometimes ridiculous but mostly just seems out of touch and somewhat
boring.
When Jane and Lizzy come back from Netherfield after Jane’s illness, “They
found Mary, as usual, deep in the study of thorough bass and human nature; and
had some new extracts to admire, and some new observations of threadbare
morality to listen to.”28 “Thorough bass” is a musical notation technique in which
the lowest line of vocal accompaniment is listed, along with certain notations

Austen, p. 19.
Austen, p. 29.
27
Austen, p. 107.
28
Austen, p. 53.
25
26

15

�which indicate the chordal harmony that goes with the lowest note. This amounts
to a sort of code that the keyboardist must interpret in order to accompany the
vocalists. Mary, by studying “thorough bass and human nature” seems to put the
interpretation of people on a level with the decoding of harmonies. Human nature,
in her mind, is a puzzle to be solved using techniques that one can learn from
academic study.
Musical performance is, for Mary, one realm in which she strays into the
ridiculous. As much as she cogitates about pride and vanity, she cannot escape her
own vanity, wanting to be seen as “accomplished” at music. We are told that she
was always “impatient for display” but that she has “neither genius nor taste; and
though vanity had given her application, it had given her likewise a pedantic air
and conceited manner, which would have injured a higher degree of excellence
than she had reached.”29 Anyone who has ever taken music lessons will have heard
about the distinction between technical proficiency and musicality. Mary lacks
musicality, that sense of the wholeness of the piece, the ability to enter into the
music with her heart and soul. She tries, but her manner is “affected”. Thus, no one
really wants to listen to her obvious efforts to put on a show. They’d rather listen to
Lizzy, who doesn’t play well, but plays with heart. Mary’s hard-won technique
falls on unappreciative ears.
Mary was perhaps born into another phase of the Bennets’ marriage, one in
which the couple was starting to separate emotionally from each other. Mary’s
habit of taking consolation in rationality may mirror her parents’ dealing with their
disappointment in each other by distancing themselves from the messiness of
human interaction. One might imagine Mr. Bennet beginning his practice of
fleeing to his library around the time little Mary came into the world.
Catherine Bennet
Kitty is a follower. In her late teens, she is slight, delicate, and irritable. Our
first encounter with her in the novel is when Mrs. Bennet tells her to stop
coughing. Mr. Bennet, amused by the foolish request -- which seems to presume
that Kitty has control over when she coughs -- says, “’Kitty has no discretion in her
coughs...she times them ill.’ ‘I do not cough for my own amusement,’ replied
29

Austen, p. 23.

16

�Kitty, fretfully.”30 Not motivated by virtue, study, or rationality as are her older
sisters, and not a particularly strong personality like her younger sister Lydia, Kitty
is left adrift. Her irritability is a sign of displeasure with the world and indicates a
sense of injustice, of being put upon by her family.
She finds her emotional home by following Lydia, the biggest personality in
the house. Kitty is swept up into Lydia’s world of sociability. She goes to balls,
gossips about the militiamen, and is devastated when it is too rainy to walk to
town. When Lydia entertains the oldest sisters by recounting her and Kitty’s
exploits, Kitty is always there as a sidekick, prodding Lydia on and adding details
to fill in the story.
Kitty and Lydia are often lumped together in the narrative. Their minds are
described as “more vacant than their sisters’”.31 The only thing they have learned
to care about at a ball is whether they have partners for each dance. According to
Mr. Bennet, they “must be two of the silliest girls in the country.”32 Their response
to Mr. Collins’ introductory letter to Mr. Bennet at the beginning of the novel is
described together: “neither the letter nor its writer were in any degree
interesting.”33 Throughout the main body of the novel, they are treated as
something of a unit, with Lydia being the leader and Kitty the follower, but both
described explicitly and implicitly as ignorant, idle, and vain.
This unity begins to dissolve when Lydia goes to Brighton with Colonel
Forster and his young wife, a trip that had been imagined originally as something
Kitty and Lydia would do together, in the company of their family. Bitterly
disappointed that she cannot travel with Lydia, and deprived of Lydia’s company
and natural leadership, Kitty falls into a slump, weeping with “vexation and
envy.”34 After several weeks, she finally begins to recover.
When Lydia and Wickham run off together, Kitty reveals that she had
known about the attachment, after the fact, through a letter from Lydia. She is
excited by Lydia’s news and her own inclusion in Lydia’s secret at first but soon
Austen, p. 8.
Austen, p. 26.
32
Austen, p. 26.
33
Austen, p. 56.
34
Austen, p. 197.
30
31

17

�feels the weight of the family’s dismay and worry. Unlike the absent Lydia, she is
regularly exposed to her mother’s dramatic displays and is immersed in the
family’s fear of what will become of the two lovers if they are not persuaded to get
married. The distance between Kitty and Lydia is exemplified in an exchange with
her father, as Mr. Bennet flippantly refers to the possibility of Kitty also running
away someday.
“’I am not going to run away, Papa,’ said Kitty fretfully; ‘if I should ever go
to Brighton, I would behave better than Lydia.’”35 Mr. Bennet then hyperbolically
threatens to keep her sequestered at home until she can spend her time more
rationally. Kitty, who does not know how to read her father’s mood, weeps. In the
last pages of the novel, Kitty is slowly absorbed back into the family, no longer
part of a unit with Lydia. We find out at the end that she spends most of her time
away from her parents, living with the Darcys and Bingleys. With excellent
examples of moral virtue and good sense to follow, Kitty is on the way to being
saved by the final page.
Lacking agency and feeling unappreciated and ill-used, Kitty was likely born
into a time of increasing disillusion in her parents’ marriage. The Bennets, having
passed through the happy early stages and having discovered that they are not
compatible, were not sure where to turn. Kitty’s peevishness may come from this
penultimate stage in the Bennet’s relationship, as they realized that the tendency to
rationalize, as shown in Mary’s character, was not helping, and slid further into
disappointment.
Lydia Bennet
Her mother’s favorite, the youngest Bennet daughter is the cause of much
difficulty in the novel. We hear early on that “Lydia was a stout, well-grown girl of
fifteen, with a fine complexion and good-humored countenance; a favourite of her
mother, whose affection had brought her into public at an early age. She had high
animal spirits and a sort of natural self-consequence, which the attentions of the
officers...had increased into assurance.”36 Her “high animal spirits” and
“assurance” come out of the page at every moment.
35
36

Austen, p. 249.
Austen, p. 40.

18

�When Mr. Collins is reading to the family from Fordyce’s Sermons to Young
Women, Lydia breaks in with a random piece of gossip about the militia, not even
bothering to pretend that she had been listening to him. Though it is pretty clear
that no one in the room was interested in Mr. Collins’ reading, nor in Dr. Fordyce’s
advice to women, Lydia’s rudeness is somewhat shocking.
After Mr. Collins’ unsuccessful proposal of marriage to Lizzy, Lydia
gleefully tells Charlotte, “I am glad you are come, for there is such fun here!- what
do you think has happened this morning? - Mr. Collins has made an offer to Lizzy
this morning and she will not have him.”37 Her excitement is on display, revealing
her ultimate selfishness – Lizzy's pain, Mr. Collins’ humiliation, and the family’s
disagreement over the whole thing are of no account to her, except as news she can
use as gossip.
When Lizzy and Jane return from Jane’s stay in London, Lydia and Kitty
“treat” their older sisters to lunch, but don’t have the money to pay and so Lizzy
and Jane end up paying. The reason, we hear, is that Lydia has spent her money in
town on a bonnet, which her sisters criticize as ugly. Completely unconcerned,
Lydia says she’ll just “pick it apart” at home and see what she can make of it.38
She’s impulsive, thoughtless, and completely secure in her sense of herself.
Lizzy worries about Lydia when she goes to Brighton, both for Lydia’s sake and
for the impact her misbehavior might have on the reputation of the family. Lizzy
warns her father not to let Lydia go to Brighton with Colonel Forster, but never
envisions the possibility that Lydia will run off with Wickham, until it happens.
Imagine the episode with Lydia and Wickham as a larger--scale version of
her purchase of the bonnet. With the bonnet, Lydia wastes her money on
something ugly, doesn’t have any regrets, and plans a way to make it right by
working on it. In Wickham, she wastes her attention on a man who will never be
able to support her, who doesn’t think twice about ruining her reputation by living
with her while having no plans to marry. By the end of the novel, we hear that,
although they do end up marrying, the glamor of the relationship has worn off. As

37
38

Austen, p. 97.
Austen, pp. 184-185.

19

�with the bonnet, Lydia doesn’t regret or give up on the marriage, but works
tirelessly to get handouts to support Wickham’s debts.
Lydia and Wickham are the only people we hear of who are never redeemed
by the Darcys. Even Darcy’s thoroughly offended aunt, the arrogant Lady
Catherine, eventually comes around to the powerful combination of grace,
intelligence, and sheer goodness that the Darcys offer by the end of the novel.
However, Wickham and Lydia seem unable to reform in any way. His profligacy
and her thoughtlessness can only be contained and managed, with significant
expense, by the Bingleys and Darcys.
There is something winning about Lydia’s carefree approach to life, though.
Unlike her husband, she is not a schemer. She wants to live life with gusto and has
no patience for moralizing or self-control. She leaves a predictable path of
destruction in her wake, and it’s easy to be disgusted with her, but it’s hard not to
find something almost innocent in her single-minded, amoral approach to life,
which leaves all thought of either the past or the future behind.
In Lydia, we see a reflection of the end stage of the Bennets’ marriage, the
stage at which they are portrayed in the time frame of the novel. By the time Lydia
was born, Mr. Bennet had given up on any hope of having a truly loving
relationship with his wife. He had given up rationalizing her behavior or trying to
find the key to getting through to her. He made no effort to restrain her worst
impulses. At this point, Mr. Bennet was content to use his wife for his own
amusement, then avoid her when the amusement wore off. He exhibits no care for
how their relationship and his wife’s lack of both good sense and self-restraint
might affect the future or their children until Lydia’s escapade brings it home to
him.
For her part, Mrs. Bennet has settled into being a slave to her own passions
with her flights of self-aggrandizing emotion. Lydia resembles both of her parents
to some degree: thoughtless of the future like her father, a slave to her own
passions like her mother. She is less prone to show-stopping anxiety than her
mother is, but also less caring. Mrs. Bennet, for all of her faults, genuinely wants
the best for her children. Her idea of what is best is flawed, to be sure, but this care
for her family is notable in the face of Mr. Bennet’s attitude of avoidance and
laziness.
20

�Unsurprisingly, in this final self-centered stage, their marriage ceases to bear
the fruit of offspring, and they are stuck without a son. Whatever may happen
between them physically, there’s no real, meaningful relationship there. They’ve
reached the end of the line.
Summary and Conclusion
In the exquisite novel Pride and Prejudice, Austen gives us a panoply of
marriages and families, while focusing on the main story of Darcy and Lizzy. In
their story, love and good sense unite. Theirs is a marriage presented as morally
uplifting, and productive of real joy for themselves as well as for nearly everyone
around them, including the reader. With the Bennets, we get a very different and
complex picture of moral formation and education; namely, through the characters
of the young women who were born into that marriage and who were formed in
childhood by the Bennets.
Because of the family’s circumstances, they are very often living their lives
in a complex interrelationships. Mr. Bennet doesn’t spend large amounts of time in
upper crust society or working for a living, as he might were he from a different
social class. Mrs. Bennet doesn’t farm out the girls’ education to a stream of
caretakers, as she might were she of a different temperament. The Bennet family
lives and works together. In this crucible of an upbringing, one can imagine the
importance of the marital situation on how the girls are formed.
The Bennet’s marriage begins with beauty and naiveté, moves through
various attempts to manage the relationship, and ends in exploitation and
victimhood. It begins with the assumption that they will have a son and ends in
procreative failure, the daughters in danger of being left destitute. The conceit of
this lecture has been that each of the Bennet sisters was born into and formed by a
different phase of their parents’ marriage, so that the character of each child reveals
something of what the parents were going through over time, distinct rings, as it
were, in the trunk of the Bennet family tree.
Jane, the oldest, is beautiful and somewhat naïve, but is mostly marked by
essential goodness. She errs on the side of being wrong about people rather than
imputing evil to another. She’s willing to be cheated but not to be unvirtuous, to
suffer ill rather than to commit it. Lizzy, acutely aware of and amused by the faults
21

�of others but unable to see her own, has high standards for marriage and people in
general; the vitality of the novel stems from the realization of her high standards in
the unlikely person of Darcy. Mary, the middle child, loves reason and lives
through books and platitudes, jealous of attention but clearly avoiding the
messiness of life. Kitty is irritable, searching for answers and finding them in
whoever is the strongest personality around. Finally, the youngest sister, Lydia, is
indulgent and indulged, living in the present for pleasure and the satisfaction of her
own whims. She is not completely depraved, I would argue, because of her lack of
duplicity, but she spends her life scrounging money to pay the debts of her
scoundrel husband.
It is important to note that Austen is showing us not immutable caricatures
but a moral spectrum: from the terribly good Jane to the simply terrible Lydia. The
foundation laid by the Bennets’ marriage is formative, but not completely
determinative.
With the possible exception of Lydia, the characters are not stagnant, but
undergo development. Real changes come as a result of real love and relationships,
most notably Lizzy and Darcy’s connection. By the end of the novel, their union
bears much fruit. It leads to Lizzy’s self-knowledge and reformation, as she
realizes and abjures her own prejudices. It leads to Jane’s marriage to Bingley,
since neither the diffident Bingley nor the self-controlled Jane would have broken
through the gulf between them without Darcy and Lizzy. Their union also leads to
Mary’s coming out of her shell, as she is forced to take care of her mother and to
live in society without being overshadowed by her sisters. We also hear at the end
of the novel that they rescue Kitty, by exposing her to good examples and taking
on her education. And, though Lydia never really reforms, she and Wickham are
supported by Jane and even somewhat by Lizzy, which allows her to coexist in
society.
In Pride and Prejudice, we see a complex interplay of social
interdependence, in which the foundation of the Bennets’ collapsing marriage
leaves its mark on the characters of the children raised within it. We also see the
emergence of the Darcys’ more fruitful relationship, which turns things around for
nearly everyone. As we move into this semester, you might turn your eye upon
your own character. What sort of roots have shaped you? How might your
22

�encounter with the Great Books allow you to take moral extractions, as Mary so
loved to do? When do you feel a lack of agency, like Kitty, or — perish the
thought— fall into self-indulgence as Lydia does? Do you also have moments of
goodness and beauty like Jane, or shocking moments where the veil of your own
vanity is pulled aside, as Lizzy did? In our conversations both in and out of the
classroom, I wish for you all the warmth and good humor that exudes from the
pages of this sparkling novel, and the friendships that allow us to live life fully and
fruitfully, to the betterment of our community.
Thank you.

23

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              <text>[Left page, perpendicular]&#13;
Master John Leeds Kerr&#13;
St. Johns College&#13;
Annapolis&#13;
&#13;
[Right page]&#13;
Oct. 10th 1795&#13;
My Dear Son&#13;
I recd. your Letter by Mr Roberts&#13;
and we are sorry to hear of your [Indisposition]&#13;
but hope by this you have quite recovered&#13;
I have failed in my Election owing to the&#13;
sickly season, and an [underhanded]. dirty&#13;
Opposition. but I have the Comfort to know&#13;
that all the respectable [Voters]. were for&#13;
me -- upon the whole I am glad I&#13;
am not Elected if there had been no&#13;
unfair means used - and so private were&#13;
they in it that. none of my friends even&#13;
heard of it untill late on Thursday&#13;
the principicals were Erskine. Tom Coward&#13;
[Nic.] Kellum + Tom Martin. [Jack]&#13;
Thomas -- I have now done with Elections&#13;
and I wish I had not Offered. for some&#13;
[years--]&#13;
&#13;
[Left page]&#13;
[passed] -- I shall perhaps call at Annaps.&#13;
on my way to Baltimore next week&#13;
at any [rate] we shall be over at the&#13;
[races] if we should be all well James&#13;
is very sick today and has been so&#13;
this [two] day, I hope Mr Goldsmith will&#13;
get the money from [these?] people -- Mr. [Magurth?]&#13;
goes again for the Vacancy -- he left my&#13;
letter the last time, I suppose he told&#13;
you -- we hear [Risdon] Harwood has&#13;
drowned himself -- Old Robrt Lamden&#13;
is dead some time ago -- no news of&#13;
any Consequence here -- I am yout Afft&#13;
Father David Kerr&#13;
&#13;
John Roberts}&#13;
Henry Johnson}&#13;
Nick Martin} Elected&#13;
Phil Sherwood}&#13;
&#13;
[Right page]&#13;
For Caroline: Driver&#13;
Phil. Downes&#13;
Mitchell&#13;
Joshua Clark&#13;
&#13;
Dorsett -- Solo. Frazier&#13;
Mr. Craig&#13;
Mr. Steel&#13;
Mr. Robinson</text>
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              <text>[Left page, perpendicular]&#13;
Master John Leeds Kerr,&#13;
Annapolis&#13;
[A favor?]&#13;
Mr Maynadier&#13;
&#13;
[Right page]&#13;
Easton 22d Decr. 1795&#13;
My Dear Leeds&#13;
Yours of 16th came to hand this day&#13;
by John Turner, and I am glad to hear you&#13;
have again got well and hearty. I am also glad&#13;
to see that you improve in your writing&#13;
very much. by taking a little pains and keeping&#13;
good pens + paper you will arrive at perfection&#13;
&#13;
I am surprised Goldsmith has not recd. any&#13;
money. tell him to assure them that a suit will&#13;
be brought if they dont pay. I will send&#13;
him the Bond before March Court. I think&#13;
they will pay without a suit which will&#13;
be better for me -- I am glad to find you&#13;
are a favorite at the Governors. and that he&#13;
is so kind to you -- Cultivate such acquantance&#13;
as him -- and others which you now visit.&#13;
&#13;
[Left page]&#13;
and it will make you respected by others;&#13;
I went over to Cambridge with Sophia last Friday&#13;
to Ball, and left her there -- your mother goes&#13;
over on thursday to bring her Home next Monday&#13;
She is in the midst of Gaiety, there Nothing&#13;
but parties every day. I suppose you&#13;
will hardly leave Annapolis this [Xmass] --&#13;
but if you wish to go to Baltimore a few days&#13;
with Robert. G. I have no Objection. David&#13;
is now at home and will be grown very much&#13;
I have not heard from [Branch] since I left&#13;
Annapolis -- pray did you receive a letter by&#13;
John Needles from Sophia she wrote you&#13;
by him -- and you ought to Answer it by some&#13;
safe [Opp.y]. which you will have by the&#13;
Assembly men -- nothing new here -- Our [Comp.s]&#13;
to any who enquires for us. -- and I am your&#13;
we talk of Balls here } Affectionate Father&#13;
a subscription is made } David Kerr</text>
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              <text>[Left page, perpendicular]&#13;
Mr. John Leeds Kerr&#13;
at St Johns College&#13;
Annapolis,&#13;
&#13;
[Right page]&#13;
Janry 1st 1796&#13;
My Dear Leeds&#13;
I am sorry to find that you returned&#13;
the orders. on the [Treasurer], as there is a Risk of [them]&#13;
getting lost, and had you shown them to Mr. Harwood&#13;
he would have seen them all regularly [assigned]&#13;
and Indorsed in Blank by [Saml Swann] which was&#13;
sufficient. however they are now made payable&#13;
to you. and a separate order of my own for my allowance&#13;
I am sorry you were dissappointed in going to Balto.&#13;
for want of the money however it makes no odds&#13;
now its over -- I recd. [both] the letter by John Needles&#13;
recd. by Mr Earle -- and the one by Mr [Guder] with the&#13;
orders -- [since I saw] you -- that to Sophia by Mr Martin&#13;
is not recd. yet -- she was at Cambridge -- your mother&#13;
+ self went over there at [Xmass]. and spent a&#13;
week very Agreeably we only returned yesterday&#13;
[Inclosed] you have a letter from Campbell -- he is&#13;
stopt -- in his [pursuit][by S - a]-- but do you Keep a Correspondence&#13;
with him -- he is a Clever young man -- and [Sensible]&#13;
&#13;
will you inform Mitchell that he must have his&#13;
Rent ready I shall want it [Imediatly]. I am [anxious?]&#13;
to hear of your settling with Clements + [Neth]. I shall&#13;
send the [Board] of [Mullikins] time enough if he does&#13;
not pay. [lest?] I am [assured] to send it [out] by a safe&#13;
hand. your Uncle wishes you to write him very&#13;
much and you ought to do it [imediatly] and&#13;
Often -- it may be of great advantage to you --&#13;
[in every point of view] -- no news here worth&#13;
notice -- let me hear from you by post if the&#13;
Bay should Freeze over [tho] there is no [signs]&#13;
of that [at present]. and let us [have] all the [little]&#13;
news of the place -- with Compl. to all friends&#13;
I am your affectionate Father&#13;
David Kerr</text>
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                <text>St. John's College (Annapolis, Md.)</text>
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                  <text>David Kerr Letters to John Leeds Kerr </text>
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                  <text>The David Kerr letters to John Leeds Kerr collection consists of four letters written by David Kerr, Sr., to his eldest son, John Leeds Kerr, while John was attending St. John's College in Annapolis, Maryland, from October 1795 to January 1796. The contents of the letters span across topics such as academics, health, money, and family affairs.&lt;br /&gt;&lt;br /&gt;For more information on this collection, see &lt;a href="https://sjc.libraryhost.com/repositories/2/resources/24" target="_blank" rel="noreferrer noopener"&gt;finding aid&lt;/a&gt;.</text>
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                  <text>Kerr, David, 1749-1814</text>
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              <text>[Perpendicular]&#13;
Master John Leeds Kerr&#13;
St. Johns College&#13;
Annapolis&#13;
&#13;
Easton 27th January 1796&#13;
My Dear Leeds&#13;
I have wrote you twice since I have had&#13;
any of yours. the first was sent by the packet to Balto.&#13;
and delivered to Capt. Barber by Thomas. it contained&#13;
the orders on the Treasury which I hope you recd.&#13;
safe if not you ought to go to the [Treasurer] &amp;&#13;
stop the payment of them. they are agreeable to&#13;
the [?] [?] of [?] [?] to stop the person&#13;
Offering them. they are all made payable to you&#13;
and without a forgery they will not be paid.&#13;
&#13;
The last was by Capt. Bond inclosing&#13;
a letter for Mr Woodward who was [security] for&#13;
Watkins. desiring he would pay you £100 --&#13;
I saw his son on the [road] the other day. and desired&#13;
he would tell you we were all well, you&#13;
will [send] the letter, + write to him yourself&#13;
to bring [you] the money. you will also call&#13;
on Mitchell and tell him to get the Rent ready&#13;
by the first of March at [farthest]. as I cannot&#13;
do without it In short I know not what&#13;
to do for money. If [these sums] are not received&#13;
[with Mullikens + Allicks hire] -- I hope you have&#13;
recd. and settled with Mr Clements + [Neth]. when I&#13;
hear from you that you have recd. any&#13;
&#13;
money. I will give an order on you for it.&#13;
&#13;
I wish if possible to avoid going over the [1st Mar]&#13;
but if Mitchell does not pay I shall be obliged to&#13;
[distrain] again -- I long to hear from you --&#13;
Capt Bond has not yet returned I suppose you&#13;
wrote by him -- but you must let us hear from&#13;
you by [post] if no other [Oppo.] we cannot&#13;
be without hearing from you so long. and let&#13;
us hear a detail of every thing [passing] -- there is&#13;
no news here -- except for the death of poor Mr [Sharp]&#13;
last Friday -- Capt [Tripp?] is not expected to live&#13;
many [days]. -- let us know if you ever heard [what]&#13;
became of the letter you gave Mr Martin for Sophia&#13;
pray was it directed to her? -- you ought always&#13;
to inclose her letters to me to prevent Curiousity&#13;
If you receive any letters which you think I wish&#13;
to see inclose them by some safe [Oppo.y]&#13;
&#13;
Tell Robt. G. his Parents are well I was&#13;
there last week -- give our Compliments to all who&#13;
asks for us -- all [Join] [in] Love to you [+ I am]&#13;
Your Affect. Father&#13;
David Kerr</text>
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                <text>A letter from David Kerr to his son, John Leeds Kerr, regarding financial matters.</text>
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            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
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                <text>Kerr, David, 1749-1814</text>
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                <text>1796-01-27</text>
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            </elementTextContainer>
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            <elementTextContainer>
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              </elementText>
            </elementTextContainer>
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                  <text>Items in this collection are part of a series of lectures given every year at St. John's College. During the Fall and Spring semesters, lectures are given on Friday nights. Items include audio and video recordings and typescripts.&lt;br /&gt;&lt;br /&gt;For more information, and a schedule of upcoming lectures, please visit the &lt;strong&gt;&lt;a href="http://www.sjc.edu/programs-and-events/annapolis/formal-lecture-series/" target="_blank" rel="noreferrer noopener"&gt;St. John's College website&lt;/a&gt;&lt;/strong&gt;.  &lt;br /&gt;&lt;br /&gt;Click on &lt;strong&gt;&lt;a title="Formal Lecture Series" href="https://digitalarchives.sjc.edu/items/browse?collection=5&amp;amp;sort_field=Dublin+Core%2CDate&amp;amp;sort_dir=d"&gt;Items in the St. John's College Formal Lecture Series—Annapolis Collection&lt;/a&gt;&lt;/strong&gt; to view and sort all items in the collection.&lt;br /&gt;&lt;br /&gt;A growing number of lecture recordings are also available on the St. John's College (Annapolis) Lectures podcast. Visit &lt;a href="https://podcasts.apple.com/us/podcast/st-johns-college-annapolis-lectures/id1695157772"&gt;Apple Podcasts&lt;/a&gt; or &lt;a href="https://open.spotify.com/show/6GDsIRqC8SWZ28AY72BsYM?si=f2ecfa9e247a456f" title="Spotify"&gt;Spotify&lt;/a&gt; to listen and subscribe.</text>
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                <text>On Becoming Free</text>
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                <text>Audio recording of a lecture delivered on February 10, 1995, by Annapolis tutor Steven Crockett as part of the Formal Lecture Series.</text>
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                <text>Crockett, Steven</text>
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                <text>St. John's College</text>
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            <description>Information about rights held in and over the resource</description>
            <elementTextContainer>
              <elementText elementTextId="125175">
                <text>In copyright.</text>
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            <description>The topic of the resource</description>
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                <text>Lincoln, Abraham, 1809-1865</text>
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        <name>Friday night lecture</name>
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        <name>Tutors</name>
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                <text>Lessons in Admiration: George Eliot's Beautiful Atheistic Religiousness</text>
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                <text>Eliot, George, 1819-1880. Daniel Deronda&#13;
Eliot, George, 1819-1880. Middlemarch&#13;
Eliot, George, 1819-1880. Felix Holt, the radical&#13;
Admiration</text>
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