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Summer 200:1

Le~turc

Schedule

May21

Sam Kutler

"Four Favorite Irrational Numbers:
The Differences between Modern
and Ancient Mathematics"

May28

Mark Sinnett

"From Measurement to Measure,
From Ratio to Real Number"

June 4

Robert Goldberg

On Aristotle's Politics

June 11

Gary Borjesson

'"Tis a point of friendship': Hal and
Falstaff in Henry IV''

June 18

Jacqueline Pfeffer

"The Family in Plato's Republic and
Statesman"

June 25

John White and
friends

A Conversation

July 2

Walter Sterling

"Some More or Less Obvious Thoughts
on Why One Should be Wary of Action
from Principle"

July 9

David Cohen, A87

"Erotic Geometries of Time, and the
Coherence of Spaces Between"

July 16

John Verdi

"Conversation and Community:
On the Phaedo"

All lectures will be given on Wednesday evening at 7:30 in the King William
Room, with the exception of David Cohen's lecture, which will be given in the
Conversation Room.

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                    <text>Summer Lecture Slate 2004

S!JOHN'S
College

June 2

Jason Tipton

"Something Fishy in Aristotle"

June 9

Elliott Zuckerman

"Streams, Spinning-Wheels, and
Organ-Grinders. A Talk at the
Piano"

June 16

Joe Sachs

"On Aristotle's Poetics"

June 23

Christine Kalkavage On Vergil

June 30

Susan Paalman

" Galen, Nature, and
0 bservation"

July 7

Samuel Kutler

"Begitmings"

July 14

Jolm Verdi

"On Seeing Aspects"

July 16 (Friday!)

Will Williamson
Louis Petrich

"Othello' s Beginning, Middle,
and End"

July 21

Sriram Nambiar

"Formal and Informal Proofs
In Ancient and Modem
Mathematics"

ANNAP O LIS • SANTA PB

OFFICE OF
THE DEAN

P.0. Box 28oo
ANNAPOLIS, MARYLAND

2I404
4I0-626-25II
FAX 4I0-295-6937
www.sjca. edu

All lectures will be held at 7:30p.m. in the King William Room, except for
Mr. Zuckerman' s performance/talk, which will be in the Hodson Room, and
the Friday-night performance/discussion of Messrs. Petrich and Williamson,
which will be in the Great Hall.

�Summer Lecture Slate 2004
June 2

Jason Tipton

"Something Fishy in Aristotle"

June 9

Elliott Zuckerman

"Streams, Spinning-Wheels, and
Organ-Grinders. A Talk at the
Piano"

June 16

Joe Sachs

June 23

Christine Kalkavage On Vergil

June 30

Susan Paalman

"Galen, Nature, and
Observation"

July 7

Samuel Kutler

"Beginnings"

July 14

John Verdi

"On Seeing Aspects"

July 16 (Friday!)

Will Williamson
Louis Petrich

"Othello's Beginning, Middle,
and End"

July 21

Sriram Nambiar

"Formal and Informal Proofs
In Ancient and Modern
Mathematics"

"On Aristotle's Poetics"

All lectures will be held at 7:30p.m. in the King William Room, except for
Mr. Zuckerman's performance/talk, which will be in the Hodson Room, and
the Friday-night performance/discussion of Messrs. Petrich and Williamson,
which will be in the Great Hall.

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                    <text>Summer lectures

2005

June 1

Patricia Locke
and friends

Reading of Philoctetes

June 8

ZenaHitz

Aristotle on self-knowledge and
friendship

June 15

David Stephenson

"Mythos" and "Logos" (On the Poetics)

June 22

Suzy Paalman

Some Thoughts on the Book of Job

June29

Anthony Seeger

"Who Owns Music?"

July6

Tom May

"My true account:" A Tutorial
Discussion about Milton's Sonnets VII
"How soon hath time the suttle theef of
youth," and XVI, "When I consider how
my light is spent"

July 13

George Russell

On Republic I

July20

John Verdi
and friends

Seminar on Aristotle, Metaphysics,
Book I, 1-4 (980a21--985b22) and Book
II (993a30--995a20)

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                    <text>S!JOHN'S
College
A NN APOLI S • S A NTA PE

P.O. Box 28oo

SCHEDULE OF WEDNESDAY EVENTS
SUMMER2006

Wednesday 7 June

Agamemnon: film version, discussion to follow led by
Andrew Romiti, A'06. Note: this will take place in
the Hodson Room

Wednesday 14 June

All-College Seminar: Selection from Herodotus'
History (the battle ofThermopylae). (Book VII, ch.
172 - end). Photocopies of the reading will be
available in the Assistant Dean's office.

Wednesday 2 1 June

Bach's Suite for Solo Cello in E-flat major: a brief talk
and musical performance; Eric Stoltzfus, Music
Librarian and Tutor Note: This will take place in the
Hodson Room

Wednesday 28 June

"Brotherhood in Genesis" Joseph Smith, Tutor

Wednesday 5 July

Amor in Virgil's Aeneid; Louis Miller, Tutor

Wednesday 12 July

Flannery O'Connor; Joan Silver, Tutor

Wednesday 19 July

The Principle ofNon-Contradiction in Aristotle's
Metaphysics; a discussion led by John Verdi, Tutor

Wednesday 25 July

Oedipus Rex: film version, discussion to follow
Location to be announced

ANNAPOLIS, MARYLAND

21404
4I0-1163-237I
FAX 410-626-2886

www. stjohnscollege.edu

Unless otherwise noted, these events will take place in the King William Room
at 7. 30 p.m.

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                    <text>Dean's Office
CAMPUS MAIL
SUMMER 2007 LECTURES BY ST. JOHN'S TUTORS
BARR BUCHANAN CENTER/WOODWARD HALL.
KING WILLIAM ROOM
7:30P.M.

June20

George Russell

Plutarch's Alexander

June 27

Patricia Locke

Primordial Silence: The Silence of Chaco Canyon

July 11

Jonathan Tuck

Sons of Homer: The Post-Homeric Epic

July 18

Faculty Study Group
On Aristotle's Metaphysics

On the Metaphysics

July25

Daniel Harrell

Does Beauty Have a Place in Liberal Education?

August 1

Michael Weinman

"A divided sovereignty": Metaphysics, XII.lO and
the Echo of Homer

K/S/Lectures/SU07 schedule

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                    <text>S!JOHN'S
College

SUMMER 2008 LECTURES
7:30P.M.

ANNAPO LI S • SANTA FE

June 25

Jonathan Tuck

Plato 's Epitaph to Aster

July2

John White

On the Principle ofNon-Contradiction
(Aristotle's Metaphysics, IV.4)

July 9

Chester Burke, Flute
Leslie Star, oboe
Eric Stoltzfus, cello
Cynthia Lapp, soprano

Baroque Sonatas and Arias

July 16

Movie &amp; Discussion

Rash omon

July 23

Faculty Study Group
On Kant's Third
Critique

Kant' s Critique ofJudgment

July 30

Christian Holland

On Bernard's Summation in Woolfs
The Waves

August 6

William Braithwaite

On Proving True Opinion
(Dred Scott Decision, 1857)

OFFICE OF
THE DEAN

P.O. Box z8oo
ANNAPOLIS, MARYLAND

21404
4w-6z6-zsn
FAX 4I0-295-6937
www. ~jca. edu

The concert on July 9 will be held in the Great Hall. The movie on July 16 will be
viewed in the Hodson Conference Room. On July 23, the faculty study group will hold
their discussion in the Hartle Room. All other lectures will be held in the King William
Room.

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                    <text>SUMMER2009
WEDNESDAY EVENING EVENTS

June 24

Joan Silver

A Reading from Flannery O'Connor's Artificial
Nigger, followed by discussion

July I

Matthew Linck

On Aristotle's Physics and Ethics

July 8

Greg Recco

Developing Emotions: Aristotle's Rhetoric II.2-ii

July 15

Marcel Widzisz

The Greatness of Early Rome According to Livy

July 22

John Verdi

Ambiguity in Art and Science

July 29

Louis Petrich

A Viewing of Kenneth Branagh's film of
Shakespeare's Henry V.
Followed by discussion

August 5

George Russell

On Lincoln

The movie on July 29 will be shown in the Hodson Conference Room in Mellon Hall.
All other events will be held in the Great Hall of McDowell Hall.

�</text>
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                    <text>�The College
Cover: St. John's College celebrates its
275th anniversary, by Seth Goldwin.
Inside Front Cover: McDowell Hall,
Annapolis.

The College is a publication for
friends of St. John's College and for
those who might become friends of the
College, if they came to know it. Our
aim is to indicate, within the limitations of the magazine form, why, in
our opinion, St. John's comes closer

than any other college in the nation
to being what a college should be.
If ever well-placed beacon lights
vvere needed by American education
it is now. By publishing articles about
the work of the College, articles reflecting the distinctive life of the mind
that is the College, we hope to add a
watt or two to the beacon light that is
St. John's.

Acting Editor: Malcolm Wyatt
Managing Editor: Mary P. Felter
Alumni Editor: Thomas Farran, Jr.
Editorial Assistant: Maurice Trimmer

Tl1e College is published by the
Development Offices of St. John's
College, College Avenue, Annapolis,
Maryland 21404 (Julius Rosenberg,
Director), and Santa Fe, New Mexico
(J. Burchenal Ault, Vice President);
Member, American Alumni Council.
President, St. John's College, Richard
D. Weigle.
Published four times a year in April,
July, October, and December. Second-class postage paid at Annapolis,
Maryland, and at additional mailing
offices.
Vol. XXIII

October 1971

No.3

In the October Issue:
On Precision, by Jacob Klein

I

The Report of the President, 1970-71

9

News on the Campuses

21

Alumni Activities

27

�On Precision*
I am afraid this will be a tedious and annoying lecture.
I do not know how you will stand it. I propose to reflect
on the meaning and the various implications of precision.
Why should I do that? Well, however untidy, vague, and
undisciplined we may be, something like precision rules
over our lives, rules in fact over the Western world as a
whole. And by the West I mean great many parts, although not all parts, of our globe. I said something like
precision is a ruling power in our lives. For the very word
"precision" is ambiguous. To begin with, it is not identical
with "clarity." Something that is clear need not be precise, and something that is precise need not be clear.
Moreover we should note that the English word "precision" does not retain the connotations of its Latin root.
I shall have to come back to this point later on. On the
other hand there is close kinship between "precision,"
"accuracy," "correctness," and "exactitude," but these
words are not synonyms, although very often they appear
to be and arc used interchangeably. (Modern statistical
theories do, by the way, make a distinction between exactitude and precision.) At the risk of treading in the footsteps of Prodicus, the man most concerned with the right
usc of words, the man whom Socrates calls his 0 teacher"a deceptively ironic appellation, which is as much funny
as it is serious-! shall try right away to distinguish the
meanings of these four words. Many examples will be
needed for this purpose.
A tailor has to be very careful about the length and the
width of a suit at different points of the body of the man
for whom the suit is made. The tailor has to be accurate
in his measuring, cutting, and sewing. So has a carpenter
in making a table or a door. Accuracy is required to fit a
part of a machine into or onto another part or other parts
of that machine so that it can do its work properly. If I
am asked by a stranger how to get from the place where
we meet to a certain building in town, I have to be careful in describing the way he has to take, as for instance:
three blocks ahead, then turn to your right, continue for
two blocks and then turn to your left; then you will see
the building you are looking for. In saying this I must be
*A lecture given at St. John's College in Annapolis on February 23,
1968.

By Jacob Klein
confident that the description I give is accurate enough. In
all these cases accuracy connotes carefulness in the work
one is doing or in the words one is uttering. Let us turn
to correctness. I might ask someone to answer a question.
After the answer is given, I say: this is correct. I mean
the answer is a right one. I might advise a friend to behave
in a certain way when he faces Mr. X and Mr. Y or some ·
peculiar circumstances. If he does, he behaves correctly,
that is, in the right way. I might instruct someone how
to pronounce certain words in a foreign language. If he
learns how to do that, he will pronounce those words in
the right way, that is correctly. Children are supposed to
learn (and sometimes do not learn) how to conduct
themselves correctly, that is, according to accepted stand. ards and modes of life. In every case correctness implies
rightness in speaking, behaving, reacting. What about
exactitude? We say: the collection comprises exactly 1163
paintings; or, this lump of metal fits exactly into this hole;
or, I feel exactly as you do about this event; or, the distinction you just mentioned coincides exactly with that
which exists between justice and mercy. Exactitude seems
to point to the perfect matching ot something with something in terms of number or of size or of some other
quantity or even of some yardstick that cannot be quantified. It is in this vein that we speak of various mathematical disciplines as of exact sciences, allowing for approximation procedures which do not detract from their
exactitude.
Thus carefulness, rightness, and perfect matching characterize accuracy, correctness, and exactitude. Do they not
also circumscribe the meaning of precision? They do, and
let me repeat forcefully: they do; and that is the reason
why these words arc so often used interchangeably. But
precision seems to have broader connotations. Let us again
consider some examples.
In a novel by Henry James, we find the following description. I quote, leaving out a great deal:
He [Christopher Newman] had a very wellformed head, with a shapely, symmetrical balance
of the frontal and the occipital development,
and a good deal of straight, rather dry brown
hair. His complexion was brown, and his nose

l

�The College
had a bold, wcii-marked arch. His eye was of a
clear, cold gray, and save for a rather abundant
mustache he was clean-shaved. He had the flat
. jaw and sinewy neck which arc frequent in the
American type .... The cut of this gentleman's
mustache, with the two premature wrinkles in
the cheek above it, and the fashion of his garments, in which an exposed shirt-front and a
cerulean cravat played perhaps an obtrusive part,
completed the conditions of his identity.
Henry James is praised for the "extreme precision of his
style," but we might remain dissatisfied by this description of Christopher Newman. Are the "conditions of
his identity," to use Henry James' own words, sufficiently
delineated? Can this be done at ail?
Let us turn to another example. In an old zoology textbook a precise description of the leech is given, which
again I shaii not quote in fuii:
The leech is an elongated flattened worm, from
three to five inches in length, and provided with a
muscular sucker at each end. The body is marked
externally by a series of transverse constrictions
dividing it into rings of annuli, and is capable
of considerable elongation and contraction . . . .
The shape varies greatly with the degree of
elongation or contraction. The body is broadest
a little way behind the middle of its length, and
is oval in transverse section, the dorsal surface
being more convex than the ventral. _ .. The
anterior sucker is oval, with the longer· axis
longitudinal. ... The posterior sucker is circular,
and larger than the anterior one. . . .
The picture of the leech emerges distinctly, and we would
appreciate its precision even more if I had quoted the text
in its entirety. We note, it is nreant to be precise in the
first place.
The last example is taken from Gulliver's Travels. Most
of you wiii remember that the Liiiiputian king orders a
search of Gulliver's belongings and persuades Gulliver to
submit to the search. Two officers are appointed for the
task. Gulliver lifts them gently up and puts them into his
pockets, although some of them he chooses not to divulge.
The officers examine everything they find and write a
formal and precise report about their findings. Most of
the objects in Gulliver's pockets are unfamiliar to the
two Liiiiputians, and espcciaiiy his watch, which-parenthetically-is odd, considering the Liiiiputians' indisputable
mathematical and mechanical competence and inventiveness. This is what they write:
Out of the right fob hung a great silver chain,
with a wonderful kind of engine at the bottom.
We directed him to draw out whatever was
fastened to that chain; which appeared to be a
globe, half silver, and half of some transparent
2

metal; for on the transparent side we saw certain
strange figures circularly drawn, and thought we
could touch them tiii we found our fingers
stopped by that lucid substance. He put his
engine to our .ears, which made an incessant noise
like that of a watermiii and we conjecture it is
either some unknown animal or the god that he
worships .. _.
The description of Christopher Newman is that of an
imaginary being. The description of the leech applies to
any leech and is a description of a living creature. The
description of Gulliver's watch might also apply to any
watch, although the investigators do not know what it is,
what purpose it serves. Ail these descriptions are as precise
as they could be. What is to he learned from them about
precision?
In every case the description intends to show what the
object described looks like, be that object familiar or
unfamiliar to us. Depending on the degree of its precision,
the description will enable us to recognize the object in
question more or less readily. In the case of Christopher
Newman, we are somewhat doubtful. But we should
certainly he able to identify with the help of the description a leech as a leech. And being familiar with oldfashioned watches, we recognize in the "wonderful kind
of engine" described by the Liiiiputians-a watch. Note
that in every case the description appeals to features assumed to be known: to a "well-formed head," a "mustache," a person "of American type"; to a "worm,"
"elongation" and "contraction," an ''oval" and "circular"
shape; to a "globe," "transparency," the noise of a watermiii. The description brings up a realm of known things
and appearances to which the object described is supposed
to belong. This is all-important: without such a known
realm to which the object described can be allocated,
precision is not possible at all. The closer this allocation,
the better described the object becomes. This is how all
legal documents tend to be precise, so much so that
precision in the domain of jurisprudence is the prototype
of all precision everywhere else. The relation between
persons, or bodies of men, or estates, must indeed be
stated in terms that make it possible to apply the stated
relation precisely to any particular case; or, conversely,
actions of men, together with the circumstances surrounding these actions, must be described in a way which permits us to refer to these actions as precisely falling or not
falling under certain statutes or laws. To point out where
something can he located, to what sort of thing or stuff
something belongs, is indeed the primary task of a precise
description, the primary concern of precision itself. Andto repeat-this allocation is accomplished by describing
what the thing or event in question looks like.
I just said: what something looks like. But should I not
rather have said: what it is? You sense immediately that
the phrases "what something looks like" and "what some-

�October 1971
thing is" can be, but need not be, identical. And you know,
or at least you ought to know, that this phrase "what is
it?" (.rl Ean) is the Socratic question, which-in all its
seeming simplicity-revolutionized human thinking and
human behavior. To answer this question requires indeed
-precision. Both the closeness and the disparity of what
things look like and of what they are have been forever
incorporated in the Greek word &lt;l8o&gt; (or i8ta) and in
its literal Latin translation species (in l'~nglish parlance:
species). These words do indeed signify both the looks
and the what of a thing. The use and abuse of these
words have moulded human thought in various ways for
more than two thousand years. Whether the looks and

. . . this phrase "what is it?" (Ti irrn) is the Socratic
question, which-in all its seeming simplicityrevolutionized human thinking and human behavior.

the what of a thing can be identified or must be separated depends on what the thing in question is aiiocated to, to what sort of group or family or tribe or
genus of things this particular thing belongs. Examples:
an oak looks like a tree and is a tree; a marine polyp (a
coral) looks like a tree, but is not a tree. And let us not
forget: while we were trying to grasp the meaning of
precision~ we had to use examples of precision, and these
examples showed us either something that was like what
we were seeking or the very thing itself. Let us also keep
in mind that the group or family or genus to which the
thing sought is allocated, to which it is supposed to belong
or actuaiiy belongs; is something familiar, something if
not known 7 at least quasi-known to us.
There is hardly any doubt that young and old in Plato's
Academy exercised their powers to answer the Socratic
question, what this or that thing is, with precision. (And
may I say, this entailed more than I had occasion to mention so far.) Not only do Platonic dialogues bear witness
to such exercises in precision-and do that as much seriously as playfuiiy, ironicaiiy, and even critically-but there
are stories which report both gleeful and malicious attacks
on this Academic preoccupation. There is a passage in
Plato's dialogue, the Statesman,' in which Man is described-playfuiiy, to be sure-as a "featherless biped."
And there is the story' that a Socratic extremist, Diogenes
1

266E

2

Diog. Laert. VI, 40

the Cynic, threw a plucked rooster into the Academy,
saying: ~&lt;There you have the Platonic man," whereupon
the Academy is supposed to have added to "featherless
biped" the expression "with flat nails." It is possible that
the passage in the Statesman, far from being the source
of Diogenes' joke, is-among other things-an echo of it.
Athenaeus the Grammarian (about 200 A.D.) quotes' a
fragment of Epicrates, a contemporary of Plato, of Plato's
nephew, Spcusippos, who succeeded Plato as head of the
Academy, and of Aristotle. In this fragment Epicrates, who
must have been an eyewitness of many things in and
about Athens and presumably an avid coiiector of all the
gossip swirling around him, gently parodies the pursuit of
precision in the Academy. I shaH quote it in full. It isunderstandably cnough-'a dialogue. I shall call the two
speakers Q and A. Mentioned in this dialogue are not
only Plato and Speusippos, but also Menedemus, another
follower of Plato. Here it is .

Q. What are Plato, Spcusippos and Menedemus
doing? vVith what are they busying themselves
now? What are they speculating about? What
proposition are these people tracking down? Tell
me this discreetly, if you have reached the point
of understanding anything about it, tell me, by
the Earth ....
A. Oh, but I know how to speak about these
things in ali clarity. For, at the Panathcnaean
festival, I saw a herd of striplings . . . in the
school of the Academy and heard them say
things ineffable, out of all order. They produced
definitions about nature, distinguishing the ways
of life of animals, and the natures of trees, and
the genera of vegetables; and, among the latter,
they scrutinized the-pumpkin, searching to what
genus it belongs.

Q.

And how in the world did they define it and
to what genus did they say this plant belongs?
Reveal it, if you know.

A. First all of them were speechless, then they
looked at it attentively and, bent forward, meditated for quite a while. Suddenly, while the lads
were still bent and searching, one of them said:
the pumpkin is a round vegetable, another said:
a round grass, and another again: a round tree.
Hearing this, a doctor from Sicilian lands farted,
intimating that they were talking nonsense.

Q. They must have been terribly angry, weren't
they? Did they not shout that this was an insult?
For to do that in public is unbecoming!
s II59 D-F

3

�The College
A. The lads didn't blink an eye. Plato, who was
present and exceedingly mild, did not stir a hit,
and enjoined them to define the pumpkin again
and anew and to state to what genus it belongs.
... And they went on dividing.
Some of the comical effects of this parody do not come
through in an English translation. For the words ~'define,"
"distinguish," ''divide," as well as "genus" do not retain
in this translation the flavor of the unusual mixed with
their accepted colloquial meaning. And yet the pomposity of these technically inflated terms is not the least
important element of the parody. These terms arc the
fruit of the pursuit of precision. Accustomed as we are to
them, we understand-and misunderstand-them easily.
There is, however, one word in the last sentence of Epi~
crates' fragment ("and they went on dividing") which
certainly attracts our attention. It is the word "divide."
It is pretty clear, by the way, that many exchmoges between
Q and A, which must have preceded the last sentence,
were not recorded by Athenaeus. What does that word
"divide" mean?
Let us assume that agreement is reached about the
family, the genus of the pumpkin or of anything else. The
family is familiar to us (as in Epicrates' parody "vegetable," "grass/' "tree" arc familiar to the young men),
but is at best only a quasi-known. Does not, therefore,
for the sake of precision, a new question necessarily arise:
What is this genus, that is, to what family does tl1is
genus belong, what is the genus of this genus? This new
genus, this new family, will have to be larger than the
first. And then again the question will have to be repeated
for this new genus, and then again for the next one, and
so on, and so on. Is there an end to this questioning in
the pursuit of precision? If there is, will not the final
genus be the all-comprehensive one? Will it still be a
"genus" then? And shall we be able to comprehend it?
It will have to be something that does not lack anything,
that is self-sufficient, complete,-perfcct. Will it be accessible to us at all? And this question means: Is it within
our powers to be really precise? Let me say haltingly and
unprcciscly that this is the point around which the intellectual effort of Plato and of those who follow him
gravitates always.
Let us consider anew what I have been saying. In order
to grasp what something is, we have to allocate it to a
family of things quasi-known to us, and then to allocate
this family of things, this genus, to another larger family
also quasi-known to us, and to keep on ascending. Only
when and if the last step has been made, can we say that
we have found out what the unknown thing, that X which
started us off on this journey is, can we say that we know
what it is. It is this last step that illuminates-sun-likenot only all the intermediary genera, but the very thing,
the what of which we wanted to know.

4

This entire procedure so far can be likened to an
analysis in mathematics. A mathematical analysis handles
the unknown as if it were known by relating it to known,
or as we say, given, quantities, that is, by setting up an
equation, and then, by reversing itself, finds out what the
unknown is. I say "by reversing itself," because the final
computation is not analytic, but, as the tradition calls
it, synthetic. A 1\uclidean proof is synthetic: it descends
from given magnitudes, through given magnitudes, to the
unknown magnitude and thus makes it known. This is
what is called a de-monstration, an U7r63n~t~, a showing
by starting from something that is known. The finding,
the discovery oi a de-monstration is accomplished analytically: we have to ascend from the unknown, taken as
known, to the actually known. The proof, then, the synthetic de-monstration, is the reversal of the analysis.
What we have been dealing with so far in the pursuit of
precision was the ascent from the unknown, allocated to
the quasi-known, up to the highest point which we have
to assume as actually known. This assumption is fraught
with uncertainty, and yet precision hinges on it. This
much, however, can be said: if we reverse the direction of
our pursuit and descend from the highest point to the
unknown of which we want to know what it is, we shall
"define" it. ''Definition" in the Socratic-Platonic scheme
amounts indeed to "de-monstration" in the strict sense
of the word.
How can this descent be accomplished? The simple succession downwards of the genera that could lead to
Epicratcs' stately and ridiculous pumpkin for instance may
not be immediately and directly available. What we have
to do is to ''divide" every family, every genus, suitably into
parts, into sub-genera (or sub-species, if you please), then
choose that family part in which the pumpkin itself is
finally reached. It is to this procedure that the word
1
4 Had we more of
' divide" in Epicrates' fragment alludes.
Epicrates' text, we could perhaps witness Q's astonishment and A's joking explanations of such ''divisions." As
matters stand, we have to rely on Plato's dialogues. There
we find prescriptions for how to go about dividing a genus.
In the Phaedrus it is said" that we should do the cutting
"where the natural joints are" and not try to break any part
after the manner of a bad carver. But where are the natural
joints? In the Statesman 6 we are enjoined to cut every
genus "through the middle," for in that way one is more
likely to find the species, the "ideas," inherent in the genus
which is being cut. This prescription seems to favor the
halving of the genus so as to get two sub-genera, two
species, and it is not immediately clear why this should
be the most desirable, the most advantageous, the most
precise dividing. Nor is it clear how we can start dividing
the all-comprehensive genus, if there be one.
4

C£. Aristophanes, Clouds, 742

'265E
"262B

�October 1971
In the examples of division given in Plato's Sophist and
Statesman the cutting does not begin that high. The first
division in the Sophist begins with the family of human
arts, the genus ''art," and ''defines/' that is, de-monstrates
"angling" as follows (I quote the summary of the division)7:

manual work, all handicraft; the other, manifesting itself
in any art, as for example in carpentry. The first one, the
purely cognitive one, the one detached from all handicraft,
is then again subdivided, and now I quote the summary of
the delimitation which is given after the two main speakers
in the dialogue had gone to great lengths to reach their
goal":

Of Art as a whole half was acquisitive, and of
the acquisitive, half was coercive, and of the coercive, half was hunting, and of hunting half was
animal hunting, and of animal hunting half was
water-hunting and of water hunting the lower

The purely cognitive knowledge had, to begin
with, a part that gives commands; and a portion
of this was called-from [its] resemblance [to
the way of those who sell what they themselves
produce ]-the part that gives its own commands;
and again the art of rearing li.ving beings was
detached, which is by no means the smallest part
of the art which gives its own commands; and a
species of rearing living beings was herd-tending,
and a part of this again the herding ot walking
animals: and from the herding of walking animals
the art of rearing those without horns was cut off;
and of this in turn the part called the science
of herding animals that mate only with their own
kind will have to be intertwined in no less than
in a threefold way, if one wants to draw together
into one name the very thing we seek; the only
further cut, executed on the flock of bipeds, leads
to the science at herding human beings, and this
is what we were looking for, namely what is
called both statesmanship and kingship.

Plato makes us understand that all artful act1v1ty
has to be governed by the concern for the standard
of due measttre, the standard of the right mean.

part was fishing, and of fishing half was striking;
and of striking half was barb-hunting, and of this
the part in which the blow is pulled from below
upwards rat an angle J has a name in the very
likeness of the art and is called angling, which is
at this moment the object of our search.
It is assumed in this definition, this de-monstration, that
the starting point, the genus "art" is known. Each cut
divides the genus in question into two parts. The smnmary lists only the right-hand parts, as it were, and ignores
of course the left-hand ones and their possible sub-divisions. The procedure thus delimits what is to be found out,
and this is precisely the meaning of the word "definition,"
so unbelievably familiar to us, namely-delimitation. In
the dialogue, this division serves a deeply serious purpose,
but we would be singularly blind if we overlooked its
playfulness. There is still another awfully important aspect
to it which becomes clearer in the first division of the
Statesman. IIere the starting point is the family of know].
edges, the genus "knowledge," and that which is being
defined, delimited, is "statesmanship." Again "knowledge,''
the starting point, is taken as a genus known. This genus
is first divided into two parts: one, detached from all

What this delimitation then finally amounts to is the
statement that statesmanship is the "science of herding
human beings/' which in Greek is only one word
( UvOpw7r0110fW&lt;0) ·

It turns out, as we see, that the way of reaching this
result is far from precise. We do actually see that, in
delimitations, precision may overreach itself. The explicit
delimitation, to which the summary I just quoted refers,
makes this even clearer. On the other hand, the subsequent discussion of the delimitation of statesmanship
reveals that it not only overreached itself, but also neglected to separate statesmanship from other arts and
activities which compete with it in the herding and nurturing of human beings. The delimitation proves to be
not only excessive, but also deficient.
The lesson Aristotle (and perhaps other people in the
Academy) drew from these blemishes of divisional definition was to limit it to the closest family, the nearest
genus, and to add to it the unique feature which, within
this genus, characterizes the thing sought. This remained
the classical wdy of defining for centuries to come, of
defining by the nearest genus and the specific difference
(per genus proximum et diflerent.ian1 specificam). Aristotle
cut the delimitation short, and the etymology of the
8

267 A-C

5

�The College
Latin word praeclSlo reflects this short-cut. 9 We should
not forget that in crucial cases Aristotle does not stick to
this pattern at all. And Plato himself has his own way
of coping with the task of delimitation.
Let me try to pursue Plato's own path or rather paths.
Let us note, first of all, that both in the Sophist and in
the Statesman the delimitation procedure is taken to be
unaffected by the dignity or meanness of the genera it
happens to descend on. The art of generalship and the
art of louse-catching are equally well suited to belong to
the genus "hunting"'; 10 kingship and swineherdship are on
par 11 as sub-genera of the genus "art of herding animals
that mate only with their own kind." The delimitation
procedure "pays no more heed to the noble than to the
ignoble, and no less honor to the small than to the
grcat." 12 It does not prefer the king Odysseus to the
swineherd Eumaeus. It is in this "neutrality" that the
possibility of excess or deficiency in the procedure of
delimitation appears to be rooted. Now, in pointing to this
possibility of both excess and deficiency Plato makes us
understand that all artful activity has to be governed by
the concern for the standard of due measure, the standard
of the right mean. This concern is actually kept alive by a
power that man-and perhaps only man-possesses,
namely the power of making comparisons. It is in comparing-and only in comparing-that we may find different
degrees of size, or of weight, or of beauty, or of worth. It
is comparing that lets us see something as "better" or
"worse" than something else, that makes us discern the
noble from the ignoble, the impeccable from the faulty.
To live up to the standard of due measure we have to
refine our comparing power: we have to learn from "examples." To cope with the danger of excess or deficiency
in the delimitation procedure we have to turn to an
"example.'' 13 This is what happens in the dialogue the
Statesman. But before this happens the very meaning of
"example" is subjected to a close scrutiny. Example, as the
Greek word 7rapU0£~Yf!a implies, is something shown alongside of the thing we want to grasp. To use an example is
to be engaged not in rbroOwwVvat, in ''showing down
from. . .," but · in trapa3nKvVvat, in "showing alongside
of...." This kind of showing mn elucidate the thing we
are after only if there is some resemblance between this
thing and the example used. To avoid excess or deficiency
in the delimitation procedure, this procedure must, then,
be supplemented by the use of examples, based on resemblances. It is thus that the ambiguity of the word ,roo~
finds its ultimate justification: both the what and the
looks of the thing in question become apparent. And it

+ cad a =

9 Pmc
1o Sopll.

pmccido
227B
n Statesman 266C
12 Ibid., 266D
13 Exemplum (from eximo): something chosen out of an assemblage
of similar things

6

is thus that out of "delimitations" and "examples" -or, as
we could say, though perhaps kss precisely, out of definitions and comparisons-the web of learning can be
woven. To rely on examples alone, that is, on nothing but
resemblances (as Speusippos seems to have been inclined
to do) is dangerous: a marine polyp resembles an oak
and could be used as an "example," but not much would
be gained by this. And let us not forget: in the dialogue
the Statesman the Stranger asserts that there are no
examples for the most important cases, that is, on the
highest level of intellectual scrutiny.''
What examples have to provide, according to Plato, are
safeguards against the dangers of excess and deficiency
inherent in the pursuit of precision. They have to lead us
to what must be the ultimate guiding light in the effort
of delimitation. This light is that wl1icl1 is precise in itself,
as it is said in the Statesman pointedly and yet obscurely."
It would follow that the pursuit of precision which is required to answer the Socratic question has the "precise
itself" (aDro raKp,f3i,) as its beginning and its end. Isn't this
mockery! some of you may be tempted to exclaim. What
is this "precise itself"? Let me try to answer this question.
There are quite a few hints in Plato's dialogues and also
explicit statements on Aristotle's part, when he refers to
Plato's intimate views, which allow me to do that. The
~~precise itself" is oneness itself, is the One, not one thing
or one unit among many things or many units which,
when gathered together, form a number of things or a
number of units, but that which makes any one thing
or any unit one, which puts on any one thing the stamp
of its sameness, without which neither a world, nor think~
ing, nor speaking, nor learning, nor precision would be
possible at all. It is, by the same token, that which I hesitatingly called a short while ago the all-comprehensive
final stage to be reached when, facing a thing, we try to
answer the Socratic question "what is it?" Being all-com~
prehensive, it is self-sufficient, perfect. Plato calls it the
Good itself. The "precise itself" is the "good itself" beckoning to the cognizing soul. The pursuit of precision leads
to the Good.
Still, the uncertainty remains: can it be reached? We
tend to assume that it can not. More than that: that it
ought not to be reached. When I say "we tend to assume,"
I do not mean that, traveling the path I have just indicated, we may arrive at this melancholy conclusion. I do
mean that to insist on precision, to persist in being precise, shows, often enough, lack of good manners, is offensive and ruins social intercourse. Does not this insistence
lead to quibbling, a word derived from the formalistic
precision in legal documents? Does not a pronounced and
rigidly maintained tidiness in our living quarters stifle the
spirit of a party? Let us hear Plato himself. In the

14
15

285D-286A
284D

�October 1971
Gorgias 10 he makes Socrates report the opinions of some
well-bred and sophisticated young men to the effect that
one should not be eager to be minutely precise in the pursuit of wisdom. In the Thcactctus 17 Socrates says: "the
avoidance of strict precision is in general a sign of good
breeding; indeed, the opposite is hardly worthy of a
gent1eman, 11 but Socrates adds: ((sometimes though it is
necessary." Wherein lies the necessity? The Platonic answer to this question runs against the most cherished and
most deeply seated habit of our thinking, not only in our
age, but at all times. \Ve are inclined to think that things
just are as they are; to attribute goodness or badness to

It would follow that the pursuit of precision which
is required to answer the Socratic question has the
"precise itself" (avr6 rlixp,f3£,) as its beginning and
its end.

their factual existence is to make "value judgments," as
we say cheerfully and with conviction. Such attribution
is rooted, we think, in our prejudices, in our being conditioned by the prevailing circumstances, in our "culture," as
we say no less glibly, perhaps in our gregariousness, perhaps in divine commandments. The Platonic answer is
that the very being of things depends on Goodness, and
that this alone makes the pursuit of precision possible and
necessary.
But enough of Plato and his kin. Why bring up this old,
old wisdom, this alleged wisdom, some of you might have
been thinking all along. Did I not say in the beginning
that the world in which we live is full of something like
precision? Are not our lives regulated to an immense
extent by schedules which depend on the ever-abiding
motion of the hand of a clock? Do not the marching of
drum majorettes and the twirling of their batons seem to
some ridiculously and to some pleasantly precise? Is not
the step of soldiers-in peace time at least-impressively
precise? But more than that: some of our joys and deep
satisfactions depend on precision. It is my guess that a
piece of music is the more excellent the more precisely it
is constructed. The lasting impact of a poem is tied to
487C
'' 184C

16

its precision. I do not refer to meter and rhyme. In a
poem that deserves this name, no word or, to be very
cautious, almost no word, both in meaning and sound, can
be replaced by another word; the sequence of words and
lines is unalterable; any one line wins its significance only
from the context of the whole. And something analogous
holds for great works of prose. Do we not know that everything in good writing depends on how precisely the words
we usc are chosen? Flaubert, we have heard, spent sometimes one week to complete one page. He is one of those
who are overwhelmed by the insight that what matters is
to know not only what to say, but also how to say it. In all
of these cases, we see, or in almost all of them, precision
evokes praise. This precision does not imply all-comprehensiveness. It implies either regularity or the exclusion of
alternatives.
But what about our knowledge of the world? What is
striking, first of all, is that we use mostly another word
for this knowledge, the word ''science." "Science" is derived directly from the Latin scientia which can only be
translated by "knowledge." Yet, in common usage, we
distinguish knowledge and science. Sometimes we say,
redundantly, it seems: scientific knowledge. Occasiomlly
we identify knowledge and science, as I have done in
naming a sub-genus in the delimitation of "statesmanship."
There is the verb "to know," a cognate of the noun
"knowledge," but there is no English verb corresponding
to the noun "science." Is all this a matter of chance, or
does it have a good reason? It has, and this reason is not
beyond our reach, although we are not always aware of it.
Let me state it in the simplest way. The center-piece of
science, mathematical physics, this colossal edifice which
has been built in the last four hundred years, has-on the
whole-abandoned the Socratic question "what is it?" in
favor of the question "how does it happen?" And the
answers that it gives are indispensably mathematical. The
image of edifice is not quite appropriate. Science is like a
very large city with many suburbs and parks, wide avenues
and many smaller streets, with huge traffic in them, not
too well regulated, and a massive down-town section consisting of quite a few blocks which are constantly renovated. This down-town section corresponds to mathematical physics. We all live in this city or in its suburbs
and, although we might not be close enough to the downtown area, we all get our sustenance from it. It shapes our
way of thinking and our way of living. The country-side
around the city, on the other hand, corresponds to the vast
complex of "social sciences" and to the domain called the
"humanities"-a strange word, as if the life in the city
itself were not a human life. Now, the down-town area,
mathematical physics, thrives on exactitude, that very
exactitude I talked about at the beginning of this lecture.
It is bent on matching the consequences derived mathematically from hypotheses with observations dictated by
these hypotheses. The endeavor to accomplish such a
matching is called an experiment. The mathematical de-

7

�- - - - - ------

The College
rivation by means of differential equations or other equating devices is exact. Only slightly less exact or, as we
usually say, precise or accurate are the experimental measurements made to verify the mathematical results and
thereby the hypotheses. These measurements, in turn,
depend on the efficacy, precision, or exactness of the
instruments used. Precision and exactitude arc indistinguishable in this context. We speak of instruments of
precision to indicate that the results obtained by using
them in observations are as exact as possible, that is, yield,
on the average, numbers irreplaceable by others. Whatever mathematical operations and experimental observations might be performed, they have nothing to do with
anything that could be called goodness or badness, the
dignity or baseness of the events considered. Science is
totally neutral with regard to worth or worthlessness. It is
proud of this neutrality. We are reminded of the provisional neutrality of the Academic delimitation procedure.
The scientific neutrality, however, is not provisional, but
final. It is only its exactitude itself, the perfect matching
of mathematically obtained results with the observable
data, that science considers praiseworthy. This matching
provides the answers to the question "how does it happen?" It is the light that shines over the city I have just
described. It is the peculiar-and intrinsically incomprehensi,b1e-''mora1ity" of science. This has ever been so
since Galileo established that in a motion, which proceeds with a uniformly accelerated velocity, the distances
traversed are as the squares of the times in which these
distances are traversed. The Socratic question "what is
it?" lurks, as it were, behind the bright light of exactitude.
But mathematical physics docs not presume to answer
this question. It is not its business to say what, for example, gravitation, or electro-magnetism, or energy is, except
by establishing in a symbolic-mathematical formula the
relations that bind these entities (if it is at all permissible
to usc this word) to observable and mathematically describable magnitudes. To try to state what something is
otherwise we consider a vain "metaphysical" endeavor, to
use a post-Aristotelian term. We arc still in need of
"definitions" in ·our quest of knowledge, but their character is very different. A definition is now either a readily
acceptable description of the meaning of a term, to which
we are asked to subscribe, or a statement used as an
irreducible element in a subsequent mathematical exposition. However important the role of such definitions may
be, it is subsidiary. A modern book on precise thinking
need not mention the term "definition" at all_1 8
The truly amazing intellectual effort that underlies our
science cannot be disregarded for a single moment. It is
one of the greatest achievements of man. It is the very
foundation of the city in which we live, the city of science,
the source of genetics, of electronic computers, of nuclear
fission and ·fusion,-the source of technocracy. It is our
18

8

E.g. Quine, Methods of Logic

duty, I think, to acknowledge this fundamental fact and
to try to understand its meaning. The more so, since in
the country-side surrounding our city, in the region of the
humanities and social sciences, and in the region of politics
as well, the light of exactitude or, if you like, of precision
tends to dim. Let me give you two random examples of
the dimness of this light, and I readily confess to being
unfair by quoting out of context. Example one from a book
on "personality":
Personality may be defined as that which tells
what a man will do when placed in a given situation. This statement can be formulated: R=
f(S.P) which says that R, the nature and magnitude of a person's behavioral response, i.e. what
he says, thinks, or does, is some function of the
S, the stimulus situation in which he is placed,
and of P, the nature of his personality. For the
moment, we do not attempt to say precisely what
f, the function, is. That is something to be found
by research.
Example two from a book on sociology:
falling in love is a universal psycho-dynamic potential in the human being. Most human beings
in all societies are capable of it. It is not. .. [as
another scholar says] a psychological abnormality
about as common as epilepsy.... Far from being
uncommon, ... love relationships are a basis of
the final choice of mate among a large minority
of the societies of the earth. If all this is so ...
how is the love relationship handled? As can be
seen, this problem is derived from the problem
discussed earlier, the relation of structural variables to the functions of socialization and social
control.
That's what I meant by the dimming of the light of exactitude in the country-side around our city of science.
Beyond this, exactitude, the rule of the clock, of schedules, of tidiness, of squareness in our world today begins
to produce waves of revulsion. You probably know this
better than I do. But the remedy for this disease of exactitude is not rebellion, or vagueness, or wildneSs, or love of
flowers. It is the pursuit of precision in our speaking and
thinking and acting. It is the concern about the "precise
itself."
Jacob Klein has been a Tutor at St. John's Co1Jege, Annapolis, since
1938. He was Dean of the College from 1949 to 1958. He received
his Ph.D. degree from the University of Marburg, Germany. He is
the author of Greek Matl1ematical Thought and the Origin at Algebra
(translated from the German), Massachusetts Institute of Tech·
no1ogy Press, 1968; and A Commentary on Plato's Meno, University
of North Carolina Press, 1965. His "Introduction to b-ristotle" may
be found in Ancients and Moderns, Basic Books, 1964.

�The Report of the President

1971

1970
&gt;&lt;-··-·----------------··-·&gt;:
1 AND MAY IT BE ENACTED, by the King's 1

l

most excellent majesty, by and with the advice,
prayer and consent of this present General As~
sembly, and the authority of the same, That for
the propagation of the gospel, and the education of the youth of this province in good letters
and manners, that a certain place or places,
for a free-school, or place of study of Latin,
Greek, writing, and the like, consisting of one
master, one usher, and one writing-master, or
scribe, to a school, and one hundred scholars,
more or less, according to the ability of the
said free-school, may be made, erected, founded,
propagated and established under your royal
patronage. And that the most reverend father in
God, Thomas, by Divine Providence lord-archbishop of Canterbury, primate and metropolitan
of all England, may be chancellor of the said
school; and that, to perpetuate the memory of
your majesty, it may be called King William's
Schoole, and inanaged by certain trustees, nominated, and appointed by your sacred majesty.

_,.,_,_,,___

by the General Assembly to St. John's College.
To celebrate this major anniversary in the life of the
College, special events have been planned on both
campuses. The first was a joint summer celebration with
the Santa Fe Opera in early August, with Mark Van
Doren as the speaker. The principal celebration in Annapolis will be five days of concerts, seminars, and panels,
commencing October 12th and culminating in a formal
convocation October 16th, to be addressed by Martin
Meyerson, President of the University of Pennsylvania.
In December the Santa Fe carnpus will be the scene of
the dedication of the Tower Building. Other special
events are scheduled for the year, including lectures on
both campuses by Sir Eric Ashby, Master of Clare College
and former Vice-Chancellor of Cambridge University.

The Provost

~

~-----------·-"-·"

Thus read in part the Petitionary Act passed by the
Council of the General Assembly of the Colony of
Maryland on July 8, 1696. Addressed to "our Dread
Sovereign," King William III, the Act was signed by the
Royal Governor, His Excellency Francis Nicholson, and
forwarded by him to London. So "King William's
Schoole," forerunner of St. John's College, came into
being just 275 years ago this year. It was only after the
War of Independence that St. John's College was
chartered in 1784 and that the property, funds, masters,
and students of King William's School were conveyed

My report of last year told of the creation of the
position of Provost in the latest revision of the College
Polity. This new position on the Annapolis campus
carries presidential powers, though the incumbent reports to the President rather than to the Board. The aim
of this Polity revision was to relieve the President of
administrative detail and to assure a greater measure
of attention to the developing needs of the Annapolis
campus. After extensive search, Paul D. Newland, of
Lancaster, Pennsylvania, was appointed first Provost. He
assumed his new duties in January. Mr. Newland had
had extensive experience in the business world and then
had served as Executive Vice President of Franklin and
Marshall College. He has already more than justified
our confidence in orienting himself within the College
and in addressing himself to problems of administration
and finance for the Annapolis campus .
.In his first report Mr. Newland cites the year just
ended as a splendid one from the standpoint of in-

9

�The College
struction. A number of Tutors told him that this was
their most satisfying year of teaching. In the words of
the Dean, "for most of the year almost nothing was
happening except students learning and Tutors teach~
ing." During the second semester, however, there seemed
to be a degree of complaining about the College. Some
students cited the coldness of Tutors, the hypocrisy of
grades, and the allegedly unfriendly spirit of the place.
Any such complaints bear investigation, but certain facts
seem to contradict them. Students did exceptionally wen
in their studies: Only four students failed during the
first semester; more sophomores than ever were enabled;
and an unprecedented number of students are returning
this September. For example, the Junior Class of 86
will be the largest in the College's history.
Dean Robert Goldwin's Statement of Educational
Policy and Program was adopted by the Faculty on both
campuses and reported- to the Board. The Statement
calls for consideration of the question whether the program now requires too much work of the students. Some
claim that students and Tutors are confronted with too
much routine study and, therefore, have too little time
to think for themselves. During the year ahead inquiry
into this question will be pursued.
Others matters to which the Provost and the Dean
expect to address themselves are improvement of student
morale, more vigorous recruitment of new students, and
reduction of the overload of work in the Dean's Office.
The Dean feels he should be, and hopes he actually can
be, "a teacher and studier first, a leader of teachers and
students second, and a manager of affairs last."

The Vice President
On the Santa Fe campus ]. Burchenal Ault of Oyster
Bay, New York, was appointed Vice President with overall responsibility for administrative and financial matters.
Mr. Ault graduated from Yale University and held two
presidencies in business firms. He had also been active
in educational and civic affairs: He served on the alumni
board at Yale and the alumni fund at Phillips Academy,
Andover, and
was a trustee of Hofstra University and
president of the Pro Arte Symphony Association on Long
Island. He assumed his new duties September 1st and has
demonstrated a high degree of imaginativeness and initiative ever since.
Mr. Ault's interest in music and the fine arts has contributed importantly to making the Santa Fe campus a
more exciting place, not only for students and Tutors
but also for members of the community. Showings of
the thirteen-part film series "Civilisation" were arranged,
and Howard Adams, Assistant Administrator of the
National Gallery of Art, came to Santa Fe for the open.
ing. An "Indian Table" was instituted, bringing Santa
Fe residents to the College for a monthly dinner and
lectures by authorities on Indian culture, including N.

he

10

Scott Momaday who is a Pulitzer Prize novelist. A local
radio program called "A College in Action" offered a
half-hour weekly discussion by Tutors and students.
Popular book-and-author luncheons continued to attract
capacity crowds under the auspices of St. John's Library
Associates. The Santa Fe, Los Alamos, and Albuquerque
Boards of Associates met quarterly and continued to work
helpfully for the College's benefit.

The Students
At commencement exercises on the two campuses, 71
seniors received their Bachelor of Arts degree, 45 of
these in Annapolis and 26 in Santa Fe. In addition,
eleven Santa Fe seniors and four Annapolis seniors successfully completed their work in August under the
three-year transfer plan. This was the first such summer
program. It will be repeated next summer, but a decision
has already been reached to discontinue the transfer
program for the future. The total number of graduates
for 197 I, therefore, is 86. Two Watson Traveling Fellowships and one Danforth Fellowship were awarded to
Santa Fe seniors, while one Danforth Fellowship and
one honorary mention went to Annapolis seniors.
Attrition was greatly diminished during the last academic year on the Annapolis campus. Because of the
entering February class of 21, more students were
registered in June than had started in September. Dean
Goldwin believes that a major factor in retention of
students has been the fact that poor and uninterested
students have been asked to leave. This policy has
tended to hold the better students. In Santa Fe, too, there
was marked improvement in retention for the -:year,
though larger numbers than usual have dropped out
at the end of the year. St. John's is not immune to the
"estlessness that pervades this college generation.
Figures comparing the September and June student
enrollments follow:

Annapolis

Men
Sept. june

liVomen
Sept. June
48
45
8
48
45
16
16
18
16

Freshmen
February Class
Sophomores
Juniors
Seniors

69
62
35
36

64
13
59
35
35

Totals

202

206

-130

61
43
33
17

56
40
29
17

154

Grand Totals 356

Total
Sept. june

110
51
54

!09
21
!04
51
51

130

332

336

45
35
22
13

40
30
20
12

106
78
30

96
70
49
29

142

115

102

269

244

348

245

232

601

580

117

Santa Fe
Freshmen
Sophomores
Juniors
Seniors
Totals

55

,\

�------------

October 1971
After sixteen years as Director of Admissions on the
Annapolis campus, James Tolbert has relinquished his
administrative responsibilities and returned to full-time
teaching as a Tutor. In recognition of his effective and
dedicated service, the Faculty passed a formal resolution
of commendation. I, too, would record my deep gratitude
for his devotion to the College. Michael Ham was appointed to replace Mr. Tolbert. Mr. Ham received an
M.S. in mathematics from the University of Iowa in
1968. He has most recently been manager of PLAN
Systems Analysis and Programming for the Westinghouse Learning Corporation.
The September 1970 freshman class in Annapolis was
composed of 117 students from 26 states, the District
of Columbia and Puerto Rico. Eighty-four percent ranked
in the top or second fifth of their respective classes in
secondary school. Five were National Merit scholars,
16 were semifinalists, and eight received letters of commendation. The 23 February freshmen came from nine
states, the District of Columbia, British Columbia, and
Puerto Rico. Three-quarters ranked in the top or second
fifth of their respective graduating classes. Six were
National Merit semifinalists and two won letters of
commendation.
At Santa Fe Gerald Zollars completed his first year
as Director of Admissions. The entering class of 106 on
the western campus was drawn from 27 states and the
District of Columbia. Eighty-eight percent ranked in the
top or second fifth of their class in high school. Fifteen
were National Merit scholars. An innovation this year
was the use of the Educational Opportunity Service
of the American College Testing Program. This introduced St. John's College by mail to over 12,000 students
whose responses on the ACT examination matched the
following criteria: (1)' a considerable interest in writing
in high school, (2) a concern about the intellectual
atmosphere of the college to be attended, and (3) a
major interest in the arts and humanities or indecision
as to a major field of study. Results from this program
have been inconclusive for this first year, since information about St. John's reacl1ed the students late, after
a choice of college had probably already been made.
Comparative statistics on admissions for the two
campuses show an increasing number of inquiries, but
without a proportionate increase in the number of
applications:
Santa Fe
Annapolis
1969-70 1970-71 1969-70 1970-71
------1,839
3,867
3,383
Inquiries
2.904
208
164
178
Visitors
277
241
211
232
265
Applications
!56
182
!58
181
Accepted
50
60
40
59
Rejected
83
80
66
Withdrawn
56
104
108
Deposits Received
125
113
106
106
Enrolled
117
125

Teaching Faculty
Again both campuses were inundated with applications
for teaching positions. Despite 300 applications submitted
at Santa Fe, there was not a significantly larger number
of promising candidates, fully qualified to teach in the
St. John's program. Nevertheless, three excellent new appointments were made for Santa Fe and one for Annapolis. The Santa Fe appointees are Mrs. Vida Chesnulis
Clift, who holds a B.A. from Radcliffe and a Ph.D. from
Harvard, and who taught for two years at Boston University; C. Donald Knight, who has a B.A. from Baker
University and a master's degree from the University
of Toronto, where he was a teaching fellow; and Mrs.
Caroline Higgins Richards, a graduate of the University
of Colorado, who received a Ph.D. from Stanford University in 1970 and since has been an instructor in the
history of Western civilization at Brooklyn College. The
only new Annapolis appointment went to John White
who was awarded his B.A. at St. John's College in 1965.
He holds his M.A. from the New School for Social Research, where he has been teaching. Aaron Kirschbaum,
Annapolis Tutor, is moving this fall to the Santa Fe
Faculty.
Two teaching interns, Mrs. Toni Drew and Mr. Paul
Mannick, both of them alumni of the College, were appointed on the Santa Fe campus, thanks to a grant from
the Ford Foundation in its Venture Funds programs.
Both proved themselves to be promising teachers and
valuable members of the Faculty. In reviewing their
work, the Instruction Committee recommended that
they be reappointed for the coming year and that they
be allowed to submit essays in fulfillment of the requirement for the degree of Master of Arts during the
coming year. It is hoped that the teaching internship
program can be expanded in the future.
With regret I report the resignations of two tenure
members of the Santa Fe Faculty. Clarence .J. Kramer,
who had served as Dean of the Santa Fe Faculty and
as Associate Dean of the College for four years from
1964 to 1968, resigned to accept the Deanship of Marlboro College in Vermont. Thomas ]. Slakey, who was
first appointed a Tutor on the Annapolis campus in 1959
and who was one of the cadre that launched the western
campus in 1964, resigned to accept the position of Vice
President for Academic Affairs at St. Mary's College in
California. I should like to record the College's debt of
gratitude to both men for their service over the years.
One of the new Tutors in Annapolis, Brian McGuire,
resigned at the end of the first semester and returned to
Europe. Four other Tutors completed their appointments
and left the College at the end of the academic year:
William B. Pitt in Annapolis, and Elizabeth F. Gilbert,
John C. Rodgers, and Barnett ]. Sokol on the Santa
Fe. campus.

11

�The College
The College's generous sabbatical leave policy continues to pay dividends. For more than twenty years
the College has made is possible for a Tutor to have a
full year away from his teaching responsibilities at full
salary. The first such leave is granted after nine years
of teaching; subsequent leaves follow six further years
of teaching. More recently the College has liberalized
this policy to enable Tutors to take early sabbatical
leave at a salary proportionate to the number of years
served since first appointment or since the last leave.
During the year under review four Tutors from Annapolis were on sabbatical leave: 'Samuel S. Kutler,
Barbara H. Leonard, Michael S. Littleton, and Elliott
Zuckerman; Charles G. Bell and Dean R. Haggard were
on sabbatical leave from the Santa Fe campus. Two
Tutors from Annapolis were on ordinary leave for the
first semester at their request: Mrs. Gisela Berns and
Thomas A. McDonald.

from other institutions. These were Brother S. Robert
Smith, Glenn H. Ballard, and .James Collins from the
Integrated Progtam of St. Mary's College of California;
A. Lowell Edmunds, Assistant Professor of Classics at
Harvard University; Charles E. Butterworth, Associate
Professor of Political Science at the University of Maryland; and Norman S. Grabo, Professor of English at the
University of California at Berkeley.
Once again the Institute received generous support
from the National Endowment for the Humanities. There
were helpful matching grants for fellowships from the
Calritz Foundation of Washington, D. C., the Hoffberger
Foundation of Baltimore, Maryland, and the Richardson
Fund of New York City. In addition, generous grants
for fellowship purposes were received from the Vincent
Astor Foundation, the Jac Holzman Foundation, and the
Henry Luce Foundation, all of New York City.

The Staff
Libraries
Miss Charlotte Fletcher and Mrs. Alice Whelan, the
Librarians on the Annapolis and Santa Fe campuses re~
spectively, report gratifying growth of the College's two
collections. Thanks to the enlarged stack space in reconstructed '1\Toodward Hall, the book collection in Annapolis, which had always been held at approximately
50,000 volumes, has now grown to 62,930 volumes. The
Santa Fe collection has grown to half its goal of 50,000
volumes, with 23,684 volumes catalogued and another
4,000 volumes in special collections. Completion of the
Tower Building in October will enable the Librarian
in Santa Fe to consolidate books, records, and tapes in
two locations~the present library in the Peterson Student
Center and the ground floor of the new building. These
expanded facilities will enable the College to make
excellent use of the three fine music collections now
stored: the Wilhelm Schmidt, the S. Ellsworth Grumman,
and the Amelia Elizabeth White collections, all of them
recent gifts to the College.

GTaduate Institute
Robert A. Neidorf was appointed Director of the
Graduate Institute in Liberal Education this year, succeeding James Shannon, who resigned to study law at
the University of New Iviexico. Under Mr. Neidorf's direction the Institute completed its fifth session this past
summer with great success. Enrollment of I 46 teachers
and other adults was the largest to date. Eighteen students
successfully completed the Graduate Program in the
Liberal Arts and were awarded their M.A. degrees. This
brings to 57 the total number of degrees awarded since
the first class completed the requirements in 1969.
There were twenty members of the teaching Faculty.
Once again most of the Faculty was drawn from the two
St. John's campuses, but there were six Tutors appointed

12

At Annapolis Mrs. Gayle F. Kline was appointed secretary to the Provost in April. Mrs. Ingrid E. Miller replaced Mrs. Amalea Noyes as secretary to the Director
of Development in December, and Mrs. Susan Platt's
place as secreta1-y in the Admissions Office was filled by
Mrs. LaNece P. Lamonte at the start of the year. Mrs.
Virginia S. Schenck replaced Mrs. Virginia West as Resident Head in Humphreys Hall. Miss Phyllis Doyle resigned her position as Laboratory Technician at the end
of the year to undertake studies at The Johns Hopkins
University.
At Santa Fe Mrs. Geraldine Foster left the Admissions
Office to become seo-etary to the President, succeeding
Mrs. Minnie Mae Powell. Ivirs. Esther Lopez moVed into
the Treasurer's Office as Cashier, and her place in the
Development Office was taken by Mrs. Nicki Gonzales.
Miss 1\tfary Lou Neal succeeded Miss Corinne Martinez as
Bookkeeper, and Miss Dolores Vigil became secretary in
the Buildings and Grounds Office. Mrs. Rebecca Lang was
appointed Bookstore Manager, succeeding Charles Webb.
Mrs. Ruth Archer replaced Mrs. Linda McCormick as
Director of Reader Services in the Library, and the
resulting vacancy on the switchboard was filled by Mrs.
Dolores Williams. Mrs. Lois Delaney replaced Miss
Georgelle Durkin as secretary in the office of the Vice
President.
The Alumni
The revised College Polity provides that the alumni
are lile-long members of St. John's College and that
the Alumni Association is the formal means by which
alumni participate in the life of the College. During
the past year the Alumni Association evidenced its active
concern for the undergraduates in two ways: a counseling
program was undertaken, and three discussion sessions
were held~one on graduate schools, one on law as a
career, and one on opportunities in government and

�October 1971
business. These sessions were well attended by juniors
and seniors. A second program sought to involve the
alumni more actively in college admissions. Temple G.
Porter '62 conceived and published a comprehensive
guide to helping alumni volunteers find and recruit able
prospective students. A recruitment kit was assembled
and is being distributed this summer.
At Homecoming in October the alumni elected
William R. Tilles '59 as President and Bernard F.
Gessner '27 as Executive Vice President. Philip I. Bowman '31 and W. Bernard Fleischmann '50 were reelected
to the Board of Visitors and Governors for second threeyear terms. For the first time in the history of the Association, three alumni Awards of Merit were awarded.
Recipients so honored were Philip A. Alger '21,
Schenectady, New York; General Alfred Houston Noble
'17, La Jolla, California; and Luther S. Tall '21, Baltimore, Maryland.
The year just ended was marked by the finest record
to date in annual giving. Under the chairmanship of
Jack L. Carr '50, 880 alumni responded to the appeal
of the College and contributed a total of $30,483. In
addition, there were 17 gifts from alumni for scholarship endowments totaling $1,375. Including the special
gift of Paul Mellon '44, the alumni gave a total of
$400,860 to the College during the year.

New Construction
In October of 1970 a contract was awarded to the
firm of Sewell and Stanton, general contractors of Santa
Fe, for construction of the Tower Building. This twostory structure will enable the College to house all administrative offices under a single roof and thus free
classroom and faculty office space now occupied in Evans
Science Laboratory. Furthermore, the basement will provide space for 20,000 volumes so that the Library can
relinquish space in the women's dormitory complex and
carry on its functions more efficiently. The building is
fully funded, thanks to generous grants from the Fleischmann Foundation of Reno, Nevada, the Kresge Foundation of Detroit, Michigan, and the United States Steel
Foundation of Pittsburgh, Pennsylvania, as well as to
substantial gifts ·from two Board members-Mrs. Walter
Driscoll of Santa Fe, New Mexico, and John D. Murchison of Dallas, Texas. The building will be completed in
October and dedicated on December 4, 1971.
At Annapolis a change in architects was made for
the proposed Harrison Health Center: James Wood
Burch of Annapolis, Maryland, replaced R TKL, Inc.,
of Baltimore, Maryland. Full architectural plans are now
being drawn, and it is expected that a contract for this
two-story building will be awarded this fall. The site
will be between the Carroll Barrister House and Randall
Hall. Meanwhile, the College will use the Chancellor
Johnson House as a temporary infirmary and nurse's

apartment. The College's properties at 5 and 9 St. John's
Street are being sold to the State of Maryland as part
of the site of the new office building of the House of
Delegates.

Finances
One could hardly overstate the immense material and
psychological value of Paul Mellon's superb gift of a
million dollars in December. In effect, it rescued the
College from mounting indebtedness and assured that
both campuses would complete the fiscal year in fully
solvent condition. Moreover, it freed the Faculty and the
stall from immediate financial worries and gave them new
confidence and hope. The gift was divided between the
two campuses in accordance with current needs. Annapolis received $354,562 and Santa Fe $651,000. The
Treasurer in Annapolis applied $40,000 of this figure to
repay a bank loan incurred to air-condition two dormitories, $118,584 to restore the depleted cash revolving
fund, and $70,884 to balance the current operating
budget. This has left the sum of $124,938 as a reserve
for the future.
In Santa Fe the fiscal year had begun with a cumulative deficit from the first six years of the new coiiege's
life amounting to $143,936. Interest charges proved a
heavy drain on the annual budget. Fortunately two special gifts during the early part of the year reduced the deficit to $384,638. Mr. Mellon's generous gift erased this balance and thus made available once again the College's
full line of credit at a local bank. The sum of $130,975
of the Mellon gift was used toward current expenditures,
so that the Santa Fe campus, too, completed the fiscal
year in the black. This has left $135,243 of the Mellon
gift as a welcome reserve against future operations.
The statements of current revenue and expenditures
appended to this report are self-explanatory. It should be
noted, however, that actual expenditures on the Santa
Fe campus were $1,640,010, some $6,500 under the
budgeted estimates of $1,646,539. At Annapolis, too, the
actual expenditures of $1,844,196 were well within the
budgeted figure of $1,856,282.
Steps were taken during the year to place the entire
investment portfolio in the hands of T. Rowe Price
and Associates. By instruction of the Finance Committee,
T. Rowe Price divided the total portfolio into two parts,
one with growth as its primary objective, the other with
maximum income as its aim. This arrangement was
thought to constitute a hedge in investment under the
"total yield" concept. The College draws six percent
of the market value of the fund for current purposes.
A portion of this drawal comes from dividends and
interest, the balance from realized gains on the sale of
securities.
The year just ended has been one of painful adjustment, as the portfolio manager has sold off poorly performing stocks and has made new investments. Losses

13

�The College
of $463,503 were taken. Moreover, real estate previously
donated to the College was sold at a book loss of $95,843.
These transactions reduced the cumulative reservation of
profits on the sale of securities from $895,527 to $336,181.
Drawals under the "total yield" concept further reduced
this balance to $186,385. As of June 30, 1971, the book
value of the College's endowment funds stood at $8,333,008, and the market value at $8,541,349.
It is significant that for the first time in some years
major repayments were made by the Santa Fe campus
to the Annapolis endowment fund against the monies
advanced to construct the new campus in 1963 and
1964. Gifts totaling $85,375 reduced the balance of the
loan to $1,375,625. In addition the sum of $5,000 for
debt retirement was raised by the Santa Fe seniors
through a benefit showing of Bondarchuk's film, War
and Peace. In presenting the gift the seniors said:

We have two things in mind in wishing to
give this amount toward the repayment 'of the
Annapolis endowment debt. First perhaps, it
can in a small way express our thanks to Annapolis for helping this campus to come about
with its own critical funds, not to mention the
men and experience it gave. Secondly, this gift
is given in the hope of continuing and yet finer
achievements, through books and discussions, by
all members of the College. Money as well as the
more magic constituents is needed and nothing
can be put toward projects of an academic
nature until this debt and the many others
are paid.

275th Anniversary Fund
In recognition of the two and three-quarters centuries
of the life of this institution and in commitment to its
program of liberal education, friends of the College
are being invited to contribute to the 275th Anniversary
Fund. This fund is designed to provide a firm foundation of endowment for both campuses, to meet the immediate needs for new buildings, and to supply operating funds for the three years of the campaign period ending in 1974. The goals established jointly by the Faculty
and the Board of Visitors and Governors are $5,000,000
for the Annapolis campus and $10,000,000 for the Santa
Fe campus. As the fund is formally opened, I am pleased
to report advance gifts and pledges of $1,460,462 for Annapolis and $4,357,723 for Santa Fe. Two notable gifts
deserve special citation and acknowledgement: the pledge
of a million and a quarter dollars by Mrs. Duane L.
Peterson for the Student Center and the gift of a million
dollars to erase current indebtedness and to provide
operating funds from Paul Mellon, alumnus and honorary co-chairman of the College's National Committee.
With challenge gifts of this magnitude, St. John's College

14

can move forward into the campaign period with confidence and enthusiasm.

Gifts and Grants
The year just ended has been considered a preparatory
or preliminary year in the College's 275th Anniversary
Fund. Goals for both campuses in the campaign included current operating funds for 1970-71, as well as
for the following three years. Gifts and grants received
at Annapolis and at Santa Fe over the past year have
been credited against the substantial objectives of the
275th Anniversary Fund.
I am happy to report that the Annapolis campus received a total of $779,884 in cash from 1,372 donors
during the course of the year. Apart from the $354,562
received from Paul Mellon, alumni of the College contributed $46,298, parents of students $3,425, Board members $142,685, corporations $23,405 (including $17,251
through the solicitations of the Association of Independent Colleges in Maryland), foundations $171,848,
and Faculty and friends $37,661. These gifts were applied as follows: endowment $267,481, plant $16,674,
and current purposes $141,167. There were also gifts in
kind, principally books for the library, aggregating
$36,535.
St. John's College records its deep gratitude to all
who have demonstrated their friendship and their confidence through gifts and grants over the past twelve
months. I should like to register our particular thanks
to Paul Mellon for his munificent gift; to Mrs. Elizabeth
Myers Mitchell for $125,000 to establish a landscaping
fund in memory of her late mother, Mrs. Kate :Myers; to
the Hodson Trust for an unrestricted grant of $40,000;
and to the Andrew W. Mellon Foundation for $119,988
for endowment purposes. The Mellon Foundation grant
represents the final installment on a matching offer of a
million dollars for endowment originally made by Old
Dominion Foundation in 1963 and generously extended
by the trustees of the new Andrew W. Mellon Foundation.
On the Santa Fe campus gifts and grants for the fiscal
year aggregated $1,869,210. Apart from the Mellon gift
of $651,000, funds were received from the following
sources: Board members $649,850, members of the
National Committee $21,010, Faculty, staff, and students
$15,091, parents of students $5,816, alumni $1,349,
corporations $9,870, foundations $423,705, government
$52,490, and friends $39,029. These funds were applied
as follows: endowment $6,179, construction of the Tower
Building $535,684, retirement of the loan from the Annapolis endowment fund $90,375, the Graduate Institute in Liberal Education $126,145, and current purposes
$459,527.
Again I should like to record the College's gratitude
to each donor. The task of underwriting a new college

�October 1971
which lacks both alumni and endowment is at best a
formidable one. All of us on the Santa Fe campus realize
that our friends must demonstrate a special brand
of confidence and hope in order to give as generously as
they have. Special mention should be made of Mr.
Mellon's gift and of the following: $125,000 from the
Max C. Fleischmann Foundation of Reno, Nevada,
$100,000 from the Kresge Foundation of Detroit, Michigan, $175,000 from John D. Murchison of Dallas, Texas,
and $100,000 from Mrs. Walter W. Driscoll of Santa Fe,
all toward the cost of the Tower Building, $50,000 from
the Ford Foundation, as the initial payment of a threeyear grant in the Foundation's Ventures Fund program;
and $85,375 from Mrs. Duane L. Peterson toward retirement of the construction loan on the Student Center.

Bequests
The Board has already adopted a resolution on the
death of Richard Herman Hodgson '06, who served
helpfully for many years as a Visitor and Governor of
the College. By the terms of Mr. Hodgson's will the sum
of $100,000 will be added to the Hodgson Scholarship
Endowment. These scholarships are awarded on the basis
of character, academic achievement, and promise, with
priority accorded applicants from Wicomico County and
the Eastern Shore of Maryland. The Hodgson Scholarships are a fitting memorial to one of St. John's outstanding alumni.
During the spring Richard Hammond Elliott '17 died
following protracted disability. Mr. Elliott had. a long
and useful career as editor of the Annapolis Evening

Capital. I well recall that he was the first person to interview me after my appointment _to the St. John's presidency in September of 1949. Mr. Elliott's entire estate,
amounting to approximately $300,000, comes to St. John's
College to endow a tutorship in his name. This constitutes a welcome addition to the College's permanent
funds.
Finally, let me record Mrs. Weigle's and my gratitude
for the leave which the Board granted us this winter
and spring so that we could take part in the Danforth
Foundation's program of Short-Term Leaves for College
and University Administrators. We made three separate
trips during the four-month period from mid-January
to mid-May. We spent the first five weeks in South
Africa, Rhodesia, Tanzania, and Kenya. In South Africa
we were afforded the opportunity of visiting a representative number of universities and of conferring with
their administrative heads. In March we spent three
weeks as members of a traveling seminar to study
socialist education in Hungary, Romania, the Soviet
Union, and Poland. The third trip took us to England
in late April. For a fortnight we lived at Clare Hall
in Cambridge, where I was an Honorary Fellow of Clare
College. All three of these experiences abroad provided
not only a welcome change from our regular routine
but interesting new perspectives and insights on education in general. We return to St. John's with renewed
faith in the College and its mission.
RICHARD

D.

WEIGLE

President
September I, 1971

15

�The College
ST. JOHN'S
Annapolis, Maryland
BALANCE SHEETS,
ASSETS
Annapolis

CuRRENT FuNns

Unrestricted
Cash ...................................
Accounts Receivable .....................
Due from SJC-Santa Fe .................
Due from Other Funds ...................
Prepaid Expenses .......................
Bookstore Inventory .... , ...............
Total Unrestricted Funds ............

$

Santa Fe

5,084
59,718

$

$

50,987
4,316
17,878
1,503
442
25,514
100,640

Restricted
Cash .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. $
Investments ............................. .
Loans Receivable ......................... .
Total Restricted Funds . . . . . . . . . . . . . . . $
Total Current Funds . . . . . . . . . . . . . . . . . $

317,331
12,169
840
330,340
430,980

$ 238,505

.
.
.
.
.
.
.

34,956
27,236
23,106
150,100
$

3,226

. ' ' ....
$ 241,731
$ 391,831

LoAN FuNDS

Cash ....................................
United Student Aid Deposit ............. .
National Defense Student Loans .......... .
Other Student Loans ..................... .
Total Loan Funds . . . . . . . . . . . . . . . . . . . .

$

5,893

$

146,290
2,031
154,214

$

3,668
1,000
139,782
24,675
$ 169,125

ANNUITY FUNDS

Due From Other Funds
Total Annuity Fund.s

$ 210,910
$ 210,910

$

ENDOWMENT FUNDS

Cash ................................... .
Accounts and Notes Receivable ........... .
Faculty Home Loans ..................... .
Loan to Santa Fe Campus ................. .
Due from Other Funds .................. .
Miscellaneous ........................... .
Investments
Securities-at Cost ..................... .
Mortg-ag-es on Real Property ............ .
Total Endowment Funds ........... .

$

231,677
6,759
141,221
1,375,625
911
830

$

44,000
2,443

.......
.......
.......
15,596

6,531,773
46,677
$ 8,335,473

$

62,039

$

$

91,286
185,000
136,774

.......

PLANT FUNDS

Cash .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. ..
Investments-Real Estate ................. .
Dormitory Trust Fund ................... .
Land and Campus Development ........ , .. .
Buildings and Improvements .............. .
Cons~ruction in Progress ................. .
Equipment and Furnishings .............. .
Library Books .......................... .
Land and Building-s-Other .............. .

64,363

375,677
5,194,326

.......

Total Plant Funds .................. .

$ 6,028,587

$6,401,919

Total Funds ........................ .

16

394,221

5,082,804
284,743
436,757
77,452
107,103

$14,949,254

$7,235,824

�October 1971
COLLEGE
Santa Fe, New Mexico
June 30, 1970
LIABILITIES
Annapolis

CURRENT FUNDS

Unrestricted
Accounts Payable ........................
Deferred Income .......................
Due to Other Funds ......................
Due to SJC-Annapolis ..................
Reserve for Future Operations ...........
Total Unrestricted Funds ............

.
.
.
.
.
.

$

19,478
67,702

Santa Fe

$

$

13,460
100,640

13,627
93,815
20,512
17,878
4,268
$ 150,100

Restricted
Fund Balances
$
Due to Other Funds ...................... .
Total Restricted Funds .............. . $
Total Current Funds ................ . $

329,843
497
330,340
430,980

222,740
18,991
$ 241,731
$ 391,831

154,214

$ 156,108
13,017
$ 169,125

LoAN FuNDS

Fund Balances
Due to Current Funds ................... .
Total Loan Funds .................. .

$

$

. ..... .

154,214

ANNUITY FUNDS

Fund Balances . . . . . . . . . . . . . . . . . . . . . . . . . . .
Total Annuity Funds ................. .

$

$ 210,910
$ 210,910

ENDOWMENT FUNDS

.
.
.
.
.

$ 8,146,627

.
.
.
.
.
.
.

$ 5,964,224

62,446
$ 6,028,587

$2,722,836
1,693,000
199,399
1,375,625
136,774
274,285
$6,401,919

Total Funds ........................ .

$14,949,254

$7,235,824

Principal ...............................
Reservation of Profits-Sale of Securities ...
Due to Other Funds .....................
Unexpended Income .....................
Total Endowment Funds . , . , .... , ....

$

61,769

186,381
270
2,465
$ 8,335,473

62,039

PLANT FUNDS

Invested in Plant ........................
Federal Dormitory Bonds ................
Due to Other Funds ....................
Notes Payable to Annapolis .............
Dormitory Bond Sinking Fund ...........
Unexpended ............................
Total Plant Funds ...................

1,917

17

�The College
ST. JOHN'S COLLEGE
Santa Fe, New Mexico
Annapolis, Maryland
CONDENSED STATEMENT OF REVENUE AND EXPENDITURES
Fiscal Year Ended June 30, 1971

Annapolis

Santa Fe

.
.
.
.
.

$ 784,578

$ 625,291

418,754
186,190
87,464
18,242

2,833
644,377
40,713
31,573

Total ................................. .

$1,495,228

$1,344,787

REVENUE

Educational and General
Tuition .................................
Endowment Income .......................
Gifts and Grants ........................
Scholarships ..............................
Miscellaneous ............................

Auxiliary Enterprises
Bookstore ................................ .
Dining Hall ............................. .
Dormitories .............................. .

$

47,798
161,390
139,780

$

33,875
140,260
125,355

Total ................................. .

$ 348,968

$ 299,490

Total Revenue

$1,844,196

$1,644,277

EXPENDITURES

Educational and General
Administrative . . . . . . . . . . . . . . . . . . . . . . . . . . . $
General .................................. .
Instruction ............................... .
Graduate Institute ....................... .
Student Activities ......................... .
Operation and Maintenance ............... .

Total .................................. .

Miscellaneous
Student Financial Aid
Federal Programs ......................... .
Capital Appropriations ................... .

$ 205,283

15,391
332,652

159,586
513,771
117,688
25,667
160,013

$1,473,568

$1,182,008

Auxiliary Enterprises
Bookstore . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $
Dining Hall .............................. .
Dormitories (Debt Service) ............... .
Total ................................. .

191,571
183,392
750,562

46,127
150,259

$

34,141
103,383
109,302

$ 196,386

$ 246,826

$ 174,242

$ 171,170
17,094
22,912

Total ................................. .

$ 174,242

$ 211,176

Total Expenditures .................... .

$1,844,196

$1,640,010

Excess Revenue ........................ .

18

$

4,267

�October 1971
ST. JOHN'S COLLEGE
Annapolis, Maryland
PERMANENT ENDOWMENT FUNDS-PRINCIPAL AND INCOME
June 30, 1971
A. W. Mellon
of DonoY

Foundation
klatching Gift

Total Fund
Principal

.$1,989,!153.37

$ 500,000.00

150,215.75

150,000.00

$2,189,953.37
300,215.75

$2,140,169.12

$ 650,000.00

$2,790,169.12

Gift

TUTORSHIP ENDOWMl•:NTS:
Addison E. Mullikin, 1895
Arthur de Talma Valk, 1906
SCHOLARSHIP ENDO\".IMENTS:
Annapolis Self Help
George M. Austin, 1908, Memorial
WalterS. Baird, 1930
Chicago Regional
Class of 1897

$

Class of 1898
Dr, Charles Cook

15,000.00
25,000.00
2,500.00
3,070.00
8,672. I1
87,933.19

$

:!,070.00

135.00

$

23,862.59
4,908.54

28.783.25

45,050.08
16,034.00
300,500.00
45,287.10
1,000.00
72,000.00
28,352.94

20,025.00
7,367.00
150,250.00
2,500.00
500.00
36,000.00

4,44.\.00
45,370.00

22,685.00
9,000.00
26,000.00

28,362.47
52,000.00
6,165.00
1,120.00
12,500.00
7,055.56
3,061.00
3,661.00
7,056.20
1,551.91

560.00

3,']-13.00

$ 323,864.00
$

20,000.00
1,170.00

30,000.00
50,000.00
2,500.00
6,1'10.00
8,672.14
87,933.19
13,705.26

270.00

135.00
2,359.00

26,12'1.25
25,025.08
8,607.00
150,250.00
'12,787.10
500.00
36,000.00
28,352.911
4,445.00
22,685.00
19,362.17
26,000.00
6,165.00
560.00
12,500.00
7,055.56
3,061.00
3,6611.00
3,643.20
1,55!.91
$ 581,715.10

·I

908,579.10

I

13,862.59
6,378.54

-----

-------

i
ALUMNI AND MEMORIAL ENDOWMENTS:
Granville Q. Adams, 1929
Charles Edward Athey, 1.Y8l
William C. Baxter, 1923
Drew H. Beatty, 1903
Dr. William Brewer, 1823
Frederick VV. Brune, 1874
Benjamin Duvall Chambers, 1905
Henry M. Cooper, Jr., 1934
Walter I. Dawkins, 1880
Robert F. Duer, Jr., 1921
Dr. Philip H. Edwards, 1898
Joseph W. Fastner, Jr., 1960
Allen Lester Fowler, 191.?
Edna G. and Roscoe-E. Grove, 1910
Charles W. Hass, 1927
Dr. Amos F. Hutchins, 1906
Clarence T. Johnson, 1909
Clifford L. Johnson, 1911
Helen B. Jones and Robert 0. .Jones, 1916
Jonathan D. Korshin, 1966
Oliver M. Korshin, 1963
Dr. W. Oscar La:tvlotte, 1902

Hi,OOO.OO
25,000.00

13,705.2{)

Corp. George E. Cunniff III, 1930
Faculty
John T. Harrison, 1907
Hillhouse High School, 1927
Richard H. Hodgson, 1906
Alfred Houston, 1906, Student Aid
Houston Regional
Jesse H. Jones and Mary Gibbs Jones
Robert E. and l'vlargarel Larsh Jones, 1909
Arthur E. and Hilda Combs Landers, 1930
Massachusetts Regional
Philip A. Myers II, 1938
Oklahoma Regional
Thomas Parran, 1911, Memorial
Pittsburgh Regional
Readers Digest Foundation
Clifton A Roehle
Murray Joel Rosenberg Memorial
Hazel Norris and]. Graham Shannahan, 1908
Clarence Stryker
Friedrich J. Von Schwerdtner
STUDENT LOAN FUND ENDUWMENTS:
George Friedland
John David Pyle, Hl62, Memorial

$

28,771.13

·I

1,100.00
5,825.00
25.00
500.00
125.00
854.50
2,637.50
1,000.00

$

$
200.00
125.00
507.00
!,000.00

58,682.82

3,265.00
1,135.44
2,000.00
500.00
16,555.96
10.00
658.18
100.00
100.00
18,357.00
200.00
200.00
5,!10.00

335.00

985.00
500.00

633.00

7,563.00

i

50,241.13

$

21,470.00

-----

1,100.00
5,825.00
25.00
700,00
250.00
1,361.50
2,637.50
2,000.00
58,682.82
3,600.00
2,120.44
2,000.00
1,000.00
16,555.96
110.00
1,291.18
100.00
100.00
25,920.00
200.00
200.00
5,140.00

-------

19

�~

The College

125.00
625.00
1,000.00

23,223.16
1,020.00
5,000.00
325.00
441.50
4,000.00
600.00
12,218.68
100.00
5,0000.00
10,000.00
5,133.34
1,000.00
1,107.00
850.66
502.00
100.00
4,300,50
500.00
28,633.39
3,000.00
2,500.00
125.00
625.00
2,000.00

John H. E. Legg, 1921
William Lentz, 1912
Leola H. and Thomas W. Ligon, 1916
Col. Harrison McAlpine, 1909
James R. McClintock, 1965, Prize Fund
Vincent W. McKay, 1946
Robert F. Maddox, 1876
William L. Mayo, 1899
Ridgley P. Melvin, 1899
Wm. S. Morsell, 1922, AthlcLic Fund
John Mullan, 1847
Walter C, My lander, Jr., 1932
M. Keith Neville, 1905
Dr. John 0. Neustadt, 1939
Blanchard Ranc\all, 1874
Susan Irene Roberts, 1966
Leroy T. Rohrer, 1903
Harrison Sasscer, 1944
G H, Schoff, 1889
Henry F. Sturdy, 1906
Rev. Enoch M. Thompson, 1895
John Tucker, 1914
Dr. RobertS. G. Welsh, 1913
Dr. \Villis H. White, I 922
Amos W. W. VVomkock, 1903

23,223.16
2,040.00
5,000.00
650.00
441.50
4,000.00
600.00
12,218.68
200,00
10,000.00
20,000.00
5,133.34
2,000.00
1,107.00
1,180.66
502.00
200.00
•1,300.50
1,000.00
28,633.39
6,000.00
2,500.00
250.00
1,250.00
3,000.00

1,020.00

325.00

100.00
5,000.00
10,000,00
1,000.00
330.00
100,00
500.00
3,000.00

$ 231,306.63
OTHER ENDOWMENTS:
Hertha S. and Jesse L Adams
Concert Fund
Alumni Memorial Book Fund
Philo Sherman Bennett l'rize Fund
Benwood Foundation Library Fund
George A. Bingley Memorial Fund
Scott Buchanan Memorial Fund
Helen C. and George Davidson, Jr., 1916
Fund for Tomorrow Lectureship
Floyd Hayden Prize Fund
Mary Safford Hoogewerff Memorial
Library Fund
Library Fund
Monterey lVIackey Memorial Fund
Emily Boyce Mackubin Fund
Ellen C. Murphy tvfemorial Library Fund
Kate lVloore Myers Landscaping Fund
Henry H. and Cora Dodson Sasscer
Newspaper Fund
Adolph \V. Schmidt Fund
Richard Scofield lviemorial Fund
Mrs. Blair T. Scott Memorial Pri7e Fund
Kathryn Mylroie Stevens Memorial Prize Fund
. Clare Eddy and Eugene V. Thaw, 1947,
Lectureship Fund
Elma R. and Charles D. Todd Memorial
Library Fund
Clara B. \.Yeiglc Memorial Library Fund
Daniel E. Weigle and Jessie N. Weigle
Memorial Fund
The Jack Wilen Foundation Library Fund
in Memory of Murray Joel Rosenberg
Victor Zuckerkandl J\llcmorial Fund
Alumni Endowment
General Endowment

$

31,973.00

$ 266,279.63

60,000.00

$

60,000,00

$ 120,000.00

·I

355.00
308.ll
25,000.00
14,897.00
5,770.00
20,025.00
3,000.00
77.50

25,000.00

3,000.00
25.00

31,683.07
560.00
400.00
75,192A3
1,500,00
124,349.36

400.00

1,500.00

355.00
308.ll
50,000.00
1'1,897.00
5, 770.00
20,025.00
6,000.00
102.50
31,683.07
960.00
400.00
75,192.43
3,000.00
121,349.36

1,500.00
15,627.86
895.00
517.95
1,250.00

1,500.00
15,627.86
895.00
517.95
1,250.00

900.00

900.00

19,500.00
1,195.75

19,500.00

39,000.00
1,195.75

2,500.00

2,500.00

1,000.00
19,325.19
205,270.2 I
523,179.04

1,000.00
19,325.19
391,579.21
523,179.04

$1,155,778.'17

186,309.-00

------$ 295,734.00

$1,451,512.47

------

Andrew \.Y. Mellon Foundation Grants
Not Applied to Named Funds

.$

$2,679,845.67

$2,679,845.67

Reservation of ProfitsSale o£ Securities

$ 186,380.89

.$

$ 186,380.89

$4,327,121.31

$4,005,886.67

.$8,333,008.01

Total Endowment Principal

20

�NEWS ON THE CAMPUSES
CALIFORNIA CoLLEGE
MoDELED oN ST. JoHN's

St. John's has received news that its
educational program has been adopted
by St. Thomas Aquinas College, a new
school in Calahasas 7 California.
"Unabashedly Catholic," the college
will be staffed by laymen and is mod·
cled on the "Great Books Liberal Arts"
program.
Located on a 200-acre campus near
Malibu, the college will feature a curriculum emphasizing the ''classical
ideal" of educating its students to the
"integrative" thinkers \vith "relentless
logic and absolute dedication to the
truth," according to the August 8th
issue of Twin Circle published by the
National Catholic Press.
The founder and president of the
new college is Dr. Donald P. McArthur, a graduate of St. Mary's College in California who received his
Ph.D. degree at the Pontifical University at Quebec.
Twin Circle notes the St. John's
program has enjoyed ''stunning sue~
cess" since its introduction.
COLLEGE AWARDS DEGREES
TO FIRST SUMMER
GRADUATING CLASS

The first summer class to graduate
from St. John's College received B.A.
degrees at Santa Fe on August 18th:
Douglas Cotler, Stephen R. Deluca,
Twyla Fort Deluca, Cleo Fowler, Bruce
F. Glaspell, Jan Goodman, Marc
Haynes, Lewis M. Johnson, Lynda Jean
Lamson Johnson, Patrick E" Porter
and Gretchen Vadnais.
These eleven students participated
in a special program for students transferring to St. John's with credits from
other· institutions of higher learning.
They were able to complete their work

for a degree in three regular school
yeaiS 7 plus the summer course, which
included writing of an essay and oral
examination on it.
President Richard D. Weigle presided at the informal commencement
program. He was assisted in the graduation exercises held in the Junior
Common of the Peterson Student Center by Tutor David Jones, who headed
the summer studies.

ginia; and Frances T. Zender, Illinois.
The Institute offers four eight-week
courses of study: Politics and Society,
Philosophy and Theology, Mathematics and Natural Science, and Literature.
Completion of all four (or any three
if nine hours of transfer credit are
submitted) leads to the degree of Master of Arts.

GRADUATE INSTITUTE
COMPLETES SUCCESSFUL
SUMMER

Recently the City Council of Annapolis unanimously voted to expand
the boundaries of the Annapolis Historic District to include St. John's College and additional areas within the
old city.
One of the new boundaries extends
from the city to College Creek, the
northwest portion of the 36 acre campus.
Last December the Board of Visitors
and Governors unanimously agreed- to
approve the inclusion of the College in
the District after the Annapolis Faculty
Campus Development Committee recommended the action.
The expansion of the District was
made to assure the preservation of the
historic atmosphere of a wider area of
the old city.
One disadvantage to the College
would be the requirement that all
architectural plans for new buildings or
for renovation of old buildings would
have to be approved by the Historic
District Commission.
On the positive side, it would seem
inclusion in the District, which is reg~
istered in Washington, D.C., would
help to assure the long-term future of
the College from any possible incursions by outside organizations.
The College is already included in
a National Historic District, designated
by the federal government.

The summer Graduate Institute in
Liberal Education enrolled a record
total of 140 this year and awarded
Master of Arts' degrees to eighteen
students from five states and the District of Columbia. It was the fifth summer on the Santa Fe campus for the
advanced studies program based on
readings in the major works of Western
thought.
Robert Neidorf, a Tutor at St. John's
College, is Director of the Graduate
Institute. 'T'hc commencement speaker
was James P. Shannon, who directed
the Institute in 1969-70 and is now a
student in the School of Law at the
University of New Mexico.
Members of this year's graduating
class, the third since the Institute was
started in 1967, included: New Mexico-Lucy MacGillivray Dix, Susan
Kinslow, Betty Ann Milligan, Mary
Navratil, Eleanor Bramlett Ortiz,
Bruce Rolstad and Herbert Weinstein,
all of Santa Fe; Maryland-Bela Kissh,
Alice F. Kurs, Paul M. Blackwell,
Cecilia JVI. Holtman and Mary P. Justice; VVashington, D.C.-Juanita Goodson Allen, Edna F. Frye and Lovie W.
Ward; other states-Debbe R. Goldberg, Ohio; Jane G. Lemmond, Vir-

ST. JOHN'S IN ANNAPOLIS
INCLUDED IN HISTORIC DISTRICT

21

�The College
MARK VAN DoREN WRITES
SPECIAL POEM FOR ST. JoHN'S
275TH ANNIVERSARY
OBSERVANCE

lVIark Van Doren, one of America's
most distinguished men of letters, gave
the main address at the August 8th
Anniversary celebration in Santa Fe.
Mr. Van Doren has written numerous poems, plays, novels, short stories
and books of literary criticism. He received the Pulitzer Prize in 1940 for
his Collected Poems. He was a professor of English at Columbia University
for almost 40 years and is a mcm bcr
of the American Academy of Arts and
Letters. The Autobiography of Mark
Van Doren was pu blishcd in 19 58 and
1968. President vVeiglc, in introducing ~
him, cited Mr. Van Doren's book Lib- ~
eral Education as a major factor in Mr. ~
Weigle's decision to accept the presi- ~
dency of St. John's in 1949.
~
''St. John's College more than sur- 2
vives, it flourishes," !vir. Van Doren The poet and the Governor-Mark Van Doren and Druce King, Ne\V J-..rJexico's chief executive·said in preface to his speech entitled at the ''Summer Celebration" in Santa Fe, August 8th.
"How to Praise a World That May
Not Last?" He said Dean Darkey had Place so ermvdcd with his creaturespaintings at T'yson's Corner, Virginia;
suggested he might wish to speak on \Vith us all----{)h, praise the time
a one-man show at St. John's; and a
That's left, ·praise here and now, praise
the act and the art of praise.
Master Thesis show at the University
Him that by his own sweet will
"I said yes, of course, I would come May suddenly remake the world
of Maryland. Her works have been
and talk about praise. And I would Forever, ever, ever, ever.
in sales and rental galleries of the Baleven do some praising. I would not
timore Museum of Art and the Corpraise this or that thing, this or that ANNAPOLIS APPOINTS
coran ~~Iuseum of Art in Washington,
person. I would praise everything and
D.C.
New ARTIST-IN-RESIDENCE
everybody. I would have the nerve to
In 1965 she won second prize in the
praise the world."
JVIrs. ~~Iichon Semon, a former grad~ Advanced Art Student Competition at
During his remarks, he quoted three nate assistant at the University of the University of South Florida, and
of his poems and he closed \vith one Maryland in College Park, has been third prize in 1966 at the Annual Sidewritten especially for the occasion:
appointed Artist-in-Residence for the walk Art Festival in Orlando. Her
Annapolis campus for 1971-72.
works were exhibited in the 1966 Area
A native of Portland, Oregon, Mrs. Show of University Teachers and
IIow praise a 1vorld that will not be
Forever? Stillness then. Time
Semon lives in Laurel, Maryland. She Pupils in Clearwater, Florida, as well.
Sleeping, never to wake. No prince's
received her B.A. degree in fine arts in
Kiss. No prince. Praise? E\'en
1966 from the University of South SANTA FE RECEIVES GIFT FROM
'l'he echo of it dies, even
Florida in Tampa, and her M.A. degree
Memory, in the last brain
ARTHUR VINING DAVIS
in fine arts in 1970 from the University
That lm·ed it, withers away, and in mind
FouNDATION
Not even dozes, being done
of Maryland.
\Vith work that mattered not at all.
In 1960 Mrs. Semon taught a sumSt. John's in Santa Fe has received a
IIow then praise nothing?
mer recreation program in the fine arts grant of $75,000 from the Arthur VinYet that day
at an Episcopal summer camp in ing Davis Foundation of Miami, FloriI las ncYer dawned. Here is the world
Florida, and in 1969 an adult recreation da. The contribution to the general
So beautiful, being old, so
class for Prince Georges County in support of the College will be made
:rviindftil of its maker-what
Maryland.
in three payments: $35,000 this year,
Of him when that day comes-you say
In 1970-71 her exhibitions included $25,000 in 1972, and $15,000 in 1973.
It mnst-vvhat then of him, and of this

24

�October l 971
admitted to St. John's on the basis of

NEW APPLICATION PoLICY
AT ST. JOHN'S

their own qualifications, not by com-

parison with other applicants. There-

The College recently adopted radically new application procedures: it

fore, it would be unfair, and even

asks for no irrelevant information and

come, first-served basis."

pointless, not to admit them on a first-

requires no application fee.
Admissions Director in Annapolis,

Michael W. Ham, Class of 1961, stated
in the announcement that "we admit
persons, not collections of numbers and

statistics. Therefore, we try to give the
applicant a chance to tell us of his
judgments and his values."
All of the traditional but non-pertinent requests-for the applicant's
height, weight, age; for the names of
the other colleges to which he has
applied, and whether he was accepted
or rejected; for the parents' name,

oc~

cupations, college background-all are
gone.

Instead the applicant supplies no
demographic data beyond his or her
name, address, and telephone number.

The rest of the application consists of
answers to searching questions on the

applicant's evaluation of his education,
his non-school experience, his experi-

ence with books, and his plans for his
education and his life.
Mr. Ham and Mr. Gerald F. Zollars,
Class of 1965 and Admissions Director
in Santa Fe, recently revised the entire
application form.
The College has also discontinued
the application fee, the non-refundable,
non-applicable charge of $10-25 that
must accompany applications to almost
every college in the United States.
"There is no . reason/' added Mr.

Ham, "why an applicant should have
to pay in order to find out if he is
acceptable as a student at St. John's.
The six to ten pages of essay writing
that are usually written in answering
our questions-and I have seen applications much longer-eliminate frivolous applications."

St. John's will continue its policy of
rolling admissions, in which an application is acted upon as soon as it is
completed, and the applicant is notified immediately of the decision.
Mr. Paul D. Newland, Provost in
Annapolis, noted that "students are

SANTA FE AssociATES
VISIT SEMINARS

Members of the Boards of Associates
for St. John's in Santa Fe gather at the
College from time to time to hear
reports on its progress and to meet
students, Tutors and officers. The Associates are friends of the College in
Santa Fe, Los Alamos and Albuquerque who help interpret St. John's to
their communities. In September they
were invited to have dinner in the

student dining hall and visit seminars
to see how they are conducted.
In July the Associates met at the
Peterson Student Center for dinner
and to hear and see a report from
President and Mrs. Weigle on their
recent travels in Africa, Russia and

England. Although not a fund-raising
group, the Associates contributed
nearly $500 to help pay Commencement Ball expenses as their gift to the
senior class. Mr. A. J. Taylor is the

FIVE TUTORS JoiN
SANTA FE FACULTY

Five Tutors joined the Santa Fe Faculty this fall, including one who transferred from Annapolis-Mr. Aaron
Kirschbaum.
Mrs. Vida Chcsnulis Clift received
her B.A. degree magna cum laude from
Radcliffe, her M.A. degree from Berkeley and her Ph.D. degree from Harvard where she has taught English,
composition and narrative fiction.

Mrs. Carolyn Higgins Richards graduated summa cum laude from the Uni-

versity of Colorado and won Phi Beta
Kappa honors. She received her M.A.
and Ph.D. degrees in history from
Stanford University. She was an instructor in the history of Western civilization at Brooklyn College and taught
English and history at Santiago (Chile)
College, where she also was an assistant

to the Dean of Studies.
Mr. Allan Pearson received an A.B.
degree from Boston College and an
A.M. degree from Boston University.
He attended the University of Munich
on a German government grant in

1964-65. He taught German language
and literature at Berkeley and was a
lecturer in German language, literature

chairman of the Santa Fe Associates,

and culture at the University of Cal-

and he has been very active in efforts
to help strengthen College-community
relationships.

ifornia at Riverside.

MRS. NEIDORF PRESENTS
CONCERT

Mezzo-soprano Mary Neidorf and
pianist Gillian McHugh presented a
concert August 3rd in the Peterson
Student Center at Santa Fe. Mrs. Neidorf is the wife of Robert Ncidorf, St.
John's Tutor and director of the Graduate Institute in Liberal Education.
Mrs. Ncidorf has sung in numerous
oratorios, operas, and musical com-

edies. Mrs. McHugh is a graduate of
the Royal Academy of Music in London, England. She was three times
winner of the Bach piano contests of
Western England and various open
piano competitions. She was a soloist

last spring with the St .. John's College
Chamber Orchestra.

Mr. C. Donald Knight is a graduate
of Baker University, Kansas, and he
received his M.A. degree from the University of Toronto (Canada) where he
was a Teaching Fellow in moral philosophy and also participated in an experimental high school. He was a Fulbright Scholar at Annamalai University
in India.
TUTOR NAMED VICE PRESIDENT
AT SAINT MARY'S

Mr. Thomas J. Slakey resigned as
Tutor at St. John's in Santa Fe this
summer to accept an appointment as

academic vice president of Saint Mary's
College of California. A magna cum
laude graduate of Saint Mary's in 1952,
Mr. Slakcy was affiliated with St. John's
for eleven years, joining the faculty in
Annapolis in 19 59 and moving to .the
·new campus at Santa Fe in 1964.

25

�The College
Minnesota in 1959. Upon his graduation he received fellowships from
the Danforth, National Science, and
Woodrow Wilson Foundations.
He is married to the former Elizabeth Stoltz of Minnesota and they
have five children.
Nominations for the Outstanding
Educators of America awards program
arc made by officials of colleges and
universities including presidents, deans,
and other faculty members. Guidelines for the selection include an educator's talents in the classroom, contribtJ.tions to research, administrative
abilities, civic se1vice, and professional
recognition.
THREE FULL SCHOLARSHIPS
AWARDED TO FRESHMEN OF
INDIAN AND HISPANIC DESCENT

Annapolis Tutor Robert L. Spaeth (left) is interviewed by Paul F. Rhetts, Producer, Public
Affairs, Maryland Center for Public Broadcasting, on a television program, "Crosstalk," which was
broadcast on Channels 67 and 28.

TUTOR CHOSEN
OUTSTANDING EDUCATOR

Robert L. Spaeth, a Tutor in Annapolis, has been chosen an Outstanding Educator of America for 1971.
Nominated earlier this year, he was
selected for the honor on the basis of
his civic and professional achievements.
Outstanding· Educators of America
is an annual awards program honoring
distinguishcd.men and women for their
exceptional service, achievements, and
leadership in the fi'ld of education.
Annapolis Dean Robert A. Goldwin
was named an Outstanding Educator
in 1970.
Newspaper accounts of Mr. Spaeth's
honor led to a television interview on
"Crosstalk," a program designed espe~
cially for educators who have interesting sidelights. A conversation with Mr.
Spaeth covering St. John's College in
detail was broadcast three times in
September on Channel 67, WMPB,

26

in the Baltin1ore area, and on Channel
28, WCPB, on Maryland's Eastern
Shore.
A member of the College Faculty
since 1963, Mr. Spaeth served as an
Assistant Dean from 1966 to 1971. He
was Director of the Summer Program
in Annapolis in 1969 and 1970.
In 1969 Mr. Spaeth was elected an
alderman from the Third Ward of the
City of Annapolis, and in 1970 he was
elected to the Anne Arundel County
Democratic State Central Committee.
He is a member of the City-County
Joint Committee on the Property Tax
Differential and a Commissioner on
the Urban Renewal Authority. He is
chairman of the Housing Committee
of the City Council. Last summer he
was at the Urban Institute in Washington, D.C., doing research on the
economic impact of airport noise.
The Tutor is a native of St. Cloud,
Minnesota, and a s·umma cum laude
graduate of St. John's University in

St. John's in Santa Fe awarded three
full scholarships funded by the Noyes
Foundation to freshmen of American
Indian and Hispanic descent: Anna
Dean Arcvalos, Fowler, Colorado;
Ernest A. Torres, Farmington, New
Mexico; and Cynthia E. Williams of
Santa Fe.
This is the first year these scholarships have been available. They cover
full tuition, room and board fees, and
a campus job.
INDIAN LEADERS ADDRESS
MoNTHLY MEETINGS
AT SANTA FE

The monthly series of dinner meetings in Santa Fe called "The Indian
Table" has lined up a full schedule of
speakers on politics, education and the
arts for 1971-72. They include, among
others, Governor Robert Lewis of the
Zuni Pueblo, Chairman Benny Atencio
of the All-Indian Pueblo Council, and
Fritz Scholder, well-known artist. Attendance is by invitation and around 30
townspeople, students and Tutors
regularly participate in the lectures and
discussions to be held on the third
Tuesday of each month during the
school year, except for December and
March.

�ALUMNI ACTIVITIES
PROFILE

In the year in which St. John's celebrates the founding of King William's
School, it seems appropriate that we
publish the profile of an alumnus who
is vitally concerned with matters of historical record. In so doing we are also
featuring the first pre-1937 graduate to
appear in this series.
Gust Skordas was born in Washington, D.C., was raised in Virginia, and
moved to Annapolis in 1928. Two years
later, after graduation from Annapolis
High School, he entered St. John's
College. Mr. Skordas majored in economics, and received his B.A. degree
in 1934. In a recent interview he spoke
fondly of Greek classes with John
Kieffer, freshman English with the late
Richard Scofield, and English with
Ford K. Brown.
While at St. John's Mr. Skordas was
historian of the Varsity Club for one
year, which was as long as the Club
lasted, he recalls. He was quarterback
of the football team for two years, and
lettered in basketball his senior year.
The 1934 Rat-Tat alleges that he was
the best passer on the football team
his junior year; frmn the accounts of
the 1933 season, he must also have
been a great running back.
Upon graduation Mr. Skordas performed a variety of j'odd jobs" until he
went to work for the Maryland Hall
of Records on August 2, 1937. He
started as a general research assistant,
and four years later was promoted to
assistant archivist.
The Hall of Records, under the
supervision of the Hall of Records
Commission, is administered by the
State Archivist. It is charged by the
General Assembly with being the repository of non-current documents and
records of Maryland State agencies,
cities, towns, and counties. For exam-

Maryland's Governor Marvin M~mdel and St. John's President Richard D. Weigle examine
the King WilliaU1's School Charter which is exhibited in the Maryland Hall of Records on the
campus in Annapolis. Standing, left to right, are Profile subject Gust Skordas '34, assistant
archivist of Maryland; Mrs. P. James Underwood of Historic Annapolis, Inc., in a costume
of the period; and Paul D. Newland, Provost of the Annapolis campus.

ple, courthouse records which were
created before April 28, 1788, the date
on which Maryland ratified the Federal Constitution, must by law be
deposited in the Hall of Records. As a
matter of interest to alumni, a number
of historic documents of the College
are also stored there.
Gust Skordas, Assistant Archivist of
Maryland, has been a Fellow of the
American Society of Archivists since
1959, and was among the first members to gain that status. (Only ten percent of the membership is elected to

fellowships.)
A contributor to a number of pro~
fessional journals, Mr. Skordas is the
editor of The Early Settlers of Mart
land, Genealogical
Company, Baltimore, 1968. In au•uaw••&gt;
has co-edited or contributed
""·""""'" '
eleven publications of the
Records Commission.
Mr. Skordas is married toth&lt;efj)\(}"
Anita Parkinson of
have a son, Ralph,
ifornia, and who is the
two grandchildren.

�The College
agents, and telephone volunteers who made this year's
results possible. We at the College are most grateful for
their help.
For .comparison, we present the results of the last four
campmgns:
1967-68 1968-69 1969-70 1970-71

ALUMNI ANNUAL GIVING

Perhaps by the time this is published, the final report
on Alumni Annual Giving will be in print; that depends
in large part on how soon we complete Homecoming planning. To cover any eventuality, therefore, we herewith present a brief summary report.
The 1970-71 Campaign was simply the best ever. While
the figures themselves are significant, they become more
important in light of the economic situation which has
existed in this country for the past several years. Our
alumni obviously have not been dissuaded from supporting
their College.
Highest praise must certainly go to the Campaign
Chairman Jack Ladd Carr and the class captains, volunteer

---·

Unrestricted Gifts $14,390
P crcen t Response
13.1%
Alumni Donors
363
King William Associates

$21,200
22.5%
629
83

·----

$26,139
29.2%
828
87

$30,483
30.5%
883
99

(The designation "King William Associates" was first ap·
plied to donors of unrestricted gifts of $100 or more during the 1968-69 Campaign.)

ALUMNI DELEGATES

From September, 1970, through
May, 1971, the following alumni graciously represented the College on the
occasions indicated:
H. Willard Stern '43, at the inauguration of Nathan W ciss as president of
Newark State University; Stephen
Benedict '47, the inauguration of Harris
Wofford as president of Bryn Mawr
College; Jolm D. Oosterlwut '51, the
convocation in observance of the
twenty-fifth anniversary of the founding of Montgomery College (Maryland); Dr. Robert L. Burwell, Jr. '32,
the inauguration of Merlyn Winfield
Northfelt as president of Garrett Theological Seminary (Illinois); James M.
Green, Jr. '60, the fiftieth anniversary
convocation and inauguration of Alfonsc Ralph Miele as president of The
College of St. Rose (New York); and
William M. Davis '63, the installation
of John Robert Silber as president of
Boston University.

CLASS NOTES
1921
A call from 'Vi11iam I-I. Y. Knighton informs us that the Golden Anniversaty Class
is planning a class reunion at Homecoming
time. A vety fine turn-out is expected for a
reunion dinner at the Stafford Hotel in Baltimore on Friday, October 15th. (A detailed report will appear in the December issue.)
The group plans then to come to Annapolis
for the various activities on Saturday.

with the Chesapeake and Potomac Telephone
Co. According to his brother, the newly-retired Mr. Clark will devote his time to such
interests as travel, golf, and bridge. As a
matter of additional interest in this anniversary
year, the Clarks' sixth-great-grandfather, Colonel
Edward Dorsey, was one of the original trustees
of King \Villiam's School.

1931
James D. Morris's son Jim, whose career with
the Metropolitan Opera Company shows
promise of stardom, is scheduled to give a
concert at \Vashington College, Chestertown,
J'vlaryhmd, on next April 4th.

1935
Mmyland Governor Marvin Mandel recently
appointed John C. Donohue as chairman of the
Board of Election Supervisors of Baltimore
City.

1945

\Ve have just learned that Kenneth G.
Gehret is education editor of the Christian
Science I\1onitor.
The Rev. Christian A. IIovde may be a
bishop by the time this issue appears. An
early summer convention to elect a suffragan
bishop of the Episcopal Diocese of Chicago
resulted in a three-way deadlock, with Father
Hovde one of the nominees. Another election
was to be held in October in an effort to break
the deadlock. Father Hovde is director of
the Bishop Anderson House in Chicago.
John D. Mack this summer left his position
as executive vice president of Cbirol Company
to join The Gillette Company as group vice
president of Gillette North America,

1947
Richard S. Harris continues his insightful
probing of the many facets of the Federal government in a series on political campaign spending in The New Yorker.

He i:&gt; now Deputy Director, Office of Population and Civic Development, Bureau for
L8tin America, ALD., U. S. Department
of State, in Washington, D. C. Mr. Davies
makes his home in Riverdale, New York.
Alan S. Maremont is now the Executive
Director of the Mid-Peninsula Coalition Housing Fund, with offices in Palo Alto, California.
Jules Pagano is now a professor of sociology
at Florida Internatimml University in Miami.
Another Pagano, LeRoy E., until recently
professor of management and department
chairman at Federal City College in Washington, ha::; moved to the Department of Industrial Engineering at Newark College of
Engineering.

1950

Last spring the World Research Institute at
Villanova University, John J. Logue, director,
was the site of a three-day "Fate of the Oceans"
Conference. Ecology, Seabed Authority, and
Ocean Wealth were the major topics for discussion by an international panel of students,
scientists, civic leaders, diplomats, and professors.

1951

A recent visitor to the Annapolis campus
\vas Richard J. Batt, in town to do some research for his doctoral dissertation on American
Revolutionary History. Mr. Batt received an
LL.B. degree from Tulane University in 1954,
and was in the private practice of law until
1968. He entered Tvlane 1s graduate school
in 1967, and has taught there and at Newcomb College, Tulane's Women's College, since
1970.
L. Donald Koontz writes that he saw John
Franke, Jr., in Detroit at the annual meeting
of the National Education Association. Mr.
Franke teaches in St. Petersburg, F1orida, and
is a member of the NEA Resolutions Committee. Mr. Koontz, president of the Cherry Creek
(Colorado) Teacher's Association, also leads a
Great Books discussion group in his spare time.

1927

1948

1952

Louis D. Clark writes that his brother, Henry
B. Clark, has retired after 4 3 years of service

Peter J. Davies has returned to the United
States after many years abroad with USAID.

Vlilliam D. Grimes has accepted a two-year
assignment to London as representative to the

28

�r-··

October 1971
United Kingdom for the U. S. Naval Ordnance
I ,a bora tory at White Oak, Silver Spring, Maryland. '11le 22nd staff member to hold this
position since 1941, Mr. Grimes's major role

is to provide for a ready exchange between
British and American nava1 ordnance research
and development activities. Mrs. Grimes
(Diane), son Bill, and daughters Corky and
Lauralce \Vill accompany Mr. Grimes.
1955
Classmates and friends of Elisabeth M.
Chiem will be pleased to know that on August
25th she successfully passed oral examination
on her senior essay, "The Concept of Property
in Karl Marx", and thus completed all_ requirements for the degree of Bachelor of Arts
from St. John's College.
1956
Pasquale L. Polillo and his vvife Sandi

adopted a baby girl, Liza Sloane, this past
spring. About the same time Mr. Polillo was
elected chairman of the California Assocjatctl
Press Television-Radio Association. He has
just completed his first year as News Director
of KGO-TV in San Francisco.
1962
Wlilliam R Salisbury, Attorney-Adviser in
the Office of the Legal Adviser, Department of
State, was recently promoted to Classs 5 in
the Foreign Service. He is married to the
fanner S. Diane Curns of Detroit.
1964
Mary (Biggar) J\1ain is co-author, with T.
Berry Brazelton, M.D., of an article in the
September issue of Rcdbook. Entitled "Arc
There Too Many Sights and Sountls in Yonr
Baby's World?", the article concerns the effects
of various external stimuli on infants.
John F. White has joined the Annapolis
facnlty this year. Since graduation from St.
John's he has earned a M.A. degree from. the
New School for Social Research and IS a
doctoral candidate.
1965
Jan F. Rlits joined. the faculty in Colby
College in July as an instructor in the department of government. Mr. Blits has taught at
the Cathedral School_ in New York City and
the American International School in Zurich,
Switzerland. He earned a M.A. degree at the
New School for Social Research, and during
this past summer has been studying under
a National Science Foundation Fellowship.
1966
George F. Kramer (SF) rcceived'his Juris
Doctor degree in June from the University of
New Mexico Law School.
July lst brought a visit from Marine Captain
Peter S. Morosoff. He was on his \vay from
Camp Lejeune, North Carolina, to Ft. SiB,
Oklahoma, \Vherc he will undergo advanced
artil'cry training for about nine months.

1968
After leaving St. John's, John L. Bergman
graduated from the State University of New
York, and is no\v studying for a doctor's degree in the history of science at The Johns
IIopkins Universi-ty.
John McCaflery (SF) has joined the Holy
Order of Mans in Chicago. l'ather McCaffery
writes that he is grateful for the \VOrk he did
at St. John's in Santa Fe.
Just after the last issue went to press \ve
received an excellent letter from C. Kerry
Nemovicller. He writes that St. John's is much
on his mind as he pursues his duties as a
second lieutenant in the Israeli Army. Lt.
Nemovichcr is now married to a native-born
Israeli, Miss IIadassah Ben Sasson, a graduate
of the University of Tel Aviv \vith majors in
history and Bible.
The class of 1968 did well with letters this
summer; early July brought one from George
\V. Partlow, yvith the Peace Corps in Jamaica.
He has been \Vorking in a joint nniversitygovernment project to up-grade mathematics
teaching in primRry schools on the ishmd, and
has just extended for a third year. His address
is c/o Peace Corps, P.O.B. 107, Kingston,
Jamaica, \V.I.
Amelia Ruth (Hummel) Rarick graduated
in June from TI:c George _\Vashingt~n U,niyersity, with spccml honors m economiCS. She
has held t11e position of summer research assistant \Vith the International Bank for Rcconstmction and Development, and has been
awardee'~ a Virginia State Library Fellowship
for study at the University of Maryland library
schooL
Sarah (Braddock) WI cstrick has been accepted
this £811 as a student at Ursinus College.
1969
Philip G. Holt and Miss Meredith Morgan
of Austin, Texas, were married on August 23rd.
-Mr. Holt \Vill pursue his classical studies at
St:mford University this fa11, after what he
terms "a very good decompression period after
St. John's" at the University of Texas.

HOMECOMING OcTOBER

15-16

Since a detailed Homecoming schedule was mailed about the time this
went to press, we will not repeat it
here. The July issue listed the 275th
Anniversary Celebration events, to
which all alumni are cordially invited.
Of special interest will he a paper by
Jacob Klein, about the St. John's
Seminar to be presented Friday afternoon. A panel discussion will follow.
Alumni activities that week-end will
include an informal party Friday night;
alumni seminars and a graduate school
discussion for students on Saturday
morning; the Annual JVIeeting in the
afternoon; the Alumni Reception and
Dinner; and informal parties Saturday
night. Make your plans now to join
us in Annapolis.
1

1970
A postcarc'l note from Jolin R. Dean, sent
from r..llunich, Germany, informs us that he
spent the summer in Bavaria_ learning Ge~man,
climbing the Alps, and tcstmg the quahty ?f
German beer. The language study was m
connection \vith his doctoral \vork at the University of l\llassachusetts, the other two activities
purely for enjoyment.
Stephen J. Forman, now in hi~ sec_ond year
at the University of Southern Cahforma School
of l\lfedicinc, writes that he was elected president of the student body of the school last
spring. He comments that while the first year
of medical school may be harder for a St.
John's graduate because of the ~uantity ~f
the information he must absorb, his academ1c
background is a distinct atlvantagc.

In Memoriam
1912-Dr. Mark Ziegler, Olney, Mel .• July
24, 197!.
191 ~-Asa

\Villard

Joyce,

Millersville,

Mel .• July 30, 1971.
1916-Hiram F. Plummer, Jr., Baltimore,
Mel., July 6, 197!.
1921-Gcorge B. Woelfel, Sr., Annapolis,
Md., July 22, 1971.

1931-IIorace H. Snow, Jr., Truro, Mass.,
July 2!, 1971.
1934-W. Thetford LeViness, Santa Fe,
N. M., September 9, 1971.
1935-John H. Von Dree1e III, Annapolis,
Mel., June 18, 1971.

Baltimore,

1953-Bemard H. Ude1, Vi/ashington,
D. C., July 12, 197!.

1923-Gen. \Villiam C. Pnrnc11, Linthicum, Md., June 23, 1971.

1970-Susan Una Schnurr, New York City,
!968.

1922-W. Beaton Connolly,
Md., June 30, 1971.

29

�Friends of St. John's College and the Santa Fe Opera enjoy the "Summer Celebration" honoring the College's 275th
anniversary and the Opera's world premiere performance of "Yerma" by Villa-Lobos.

The College
St. John's College
Annapolis, Maryland 21404

·&gt;i
•·.·

' ····

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>The St. John's Review
Volume 50, number 3 (2008)
Editor
C. Nathan Dugan
Editorial Board
Eva T. H. Bramt
Frank Hunt
Joe Sachs
John Van Doren
Robert B. Williamson
Elliott Zuckerman
Subscriptions and Editorial Assistant
Thomas Browning
The St. John's Review is published by the Office of the Dean,
St. John's College, Annapolis: Christopher B. Nelson,
President; Michael Dink, Dean. For those not on the distribution list, subscriptions are $10 for one year. Unsolicited
essays, reviews, and reasoned letters are welcome. All
manuscripts are subject to blind review. Address correspondence to the Review, St. John's College, P.O. Box 2800,
Annapolis, MD 21404-2800. Back issues are available, at $5
per issue, from the St. John's College Bookstore.
©2008 St. John's College. All rights reserved; reproduction
in whole or in part without permission is prohibited.
ISSN 0277-4720
Desktop Publishing and Printing

The St. Jolm's Public Relations Office and the St. fohn's College Pri11t Shop

�2

THE ST. JOHN'S REVIEW

�3

Contents
Is There Great Jazz? ...................................................... 5

Andre Barbera
Preformationism In Biology: From Homunculi To
Genetic Programs ........................................................ 33

jorge H. Aigla, M.D
The Persians and the Parthenon: Yoke and Weave
Part Two: The Parthenon............................................. 53

Mera ]. Flaumenhaft

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THE ST. JOHN'S REVIEW

�5

-.:f Is There Great Jazz?
fj:-- Andre Barbera
Ten years ago I began a lecture with an excerpt from "Split
Kick." [Musical example 1] 1 That lecture was ostensibly
devoted to one evening's recorded performance by Art
Blakey's quintet in 1954. My barely hidden agenda was to
ask, 'is there great jazz?', to answer 'yes', and to consider the
implications for St. John's College. Now I ask the question
explicitly, although my confidence in an affirmative answer
has waned. Addressing the practical problems associated with
an affirmative answer is not the main thrust of my remarks.
Rather, I want to consider whether jazz really is worthy of
our attention.
What is 'great' and what is 'jazz'? I shall not attempt to
define greatness. As we consider jazz and its possible merit,
however, we may uncover some of the aspects of greatness
that we attribute to the works already on St. John's program,
or at least think about some of our prejudices on behalf of
those works.
Let us get straight about what kind of music jazz issomething we all know already. Jazz is primarily instrumental
music, emphasizing brass and reed instruments, based on
dance, popular song forms, and the blues, and is of distinctly
African-American character in its origin, development, and
soul. Jazz entails swing, the blue tonality, and improvisation.
Jazz musicians employ idiosyncratic timbres or tone colors. In
jazz, instruments are treated like voices and voices like instruments. Ultimately, one might find in jazz expressions of
Andre Barbera is a tutor at the Annapolis campus of St. John's College.
This lecture was delivered at AnnapOlis on September 8, 2006. }.,.{usical
examples arc listed in Appendix 1 and can be heard online by visiting the
St. John's Review webpage (www.stjohnscollege.edu/news/pubs/review.shtml)
and clicking the link "Jazz Examples to Accompany 'Is there Great Jazz?' by
Andre Barbera".

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THE ST. JOHN'S REVIEW

individuality, autonomy, freedom. Many examples of jazz
lack some of these characteristics and perhaps a few lack
them all, but this rough definition should suffice. Of these
various characteristics, some are more important than others,
for example the African-American natnre of the musical
idiom. Jazz is race music, by which I do not mean that one
need be overtly cognizant of race to appreciate it, nor that
jazz musicians need to be African Americans. Nonetheless,
the nature of jazz, its soul, is African-American. Other
important characteristics of jazz include swing, the blues, and
expression of the individual. I shall speak about swing now,
and comment on the others later.
Swing is good, out of place in much music, but
undeniably a good musical characteristic. Swing is difficult to
define. It requires that the music neither speed up nor slow
down, thus betraying its origin in dance. Fifty years ago, in a
famous albeit imperfect treatment of the phenomenon, Andre
Hodeir noted: "In jazz, the feeling of relaxation does not
follow a feeling of tension but is present at the same
moment." And, "Swing is possible ... only when the beat,
though it seems perfectly regular, gives the impression of
moving inexorably ahead .... " 2
A well-known example of swing can occur in consecutive
eighth notes that are played such that the note on the beat
lasts longer than the note off the beat. [Musical example 2;
Appendix 2, Swing Eighths] How much longer one note lasts
than another varies and presents a notational challenge that is
usually and wisely ignored. One does not learn about swing
from written examples, and besides, this depiction is very
narrow, pertaining only to consecutive notes of equal
notational value. We shall consider a more subtle and
complex example of swing later.
Now that we have skirted the question of greatness and
provided a loose description of jazz, we might reasonably
wonder: why even ask if there is any great jazz? Empirically,
one can discern the influence of African-American music all

�BARBERA

7

over the globe, from the blues revival in 1960s England to the
second-hand influence of the Beatles throughout the Western
world, India, and the Far East, from the popular music of subSaharan Africa to the internet-transported pop music of
today. There are a handful of exceptions: the Nazis banned
this kind of music, and it is prohibited in some strict Muslim
societies. But by and large, blues, jazz, and African-American
music in general can be heard all over the world, in its
original forms as well as in myriad adaptations and dilutions.
Of the various sub-types of African-American music, jazz
is clearly the most sophisticated, the highest, by which I mean
the most developed and complex. Thus I maintain with little
or no reservation that jazz is the great music of the \Xlestern
world over the past one hundred years; but here I am using
'great' to mean hegemonic. Pervasive influence is insufficient
for us to canonize the music as great in our terms, as worthy
of our study, but it is sufficient reason for us to consider it.
Our aim here is to begin to evaluate the musical merit of jazz.
What are the qualities of jazz that might make it great in
the sense of The Republic or Euclid's Elements of Geometry
or The Brothers Karamazov? Here the long list of what is
ordinary about jazz intrudes, the reasons why jazz for all of
its charms is not great, but in fact rather common. I shall
address five aspects: setting, structi1re, boredom, recording,
and individuality.
Setting
We can go right back to our opening example to start
working on our list. The object of scrutiny is a performance,
a live recording. (Let us just agree to use the common if
somewhat nonsensical terminology of "live recording" to
distinguish recordings made in front of an audience from
recordings made in a studio.) The piece, "Split Kick" by
Horace Silver, is not written down in the traditional sense.
The performance is an isolated event occurring on a Sunday
night in February 1954, in a nightclub. People drink in nightclubs and talk and eat while the musicians are playing. Jazz

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THE ST. JOHN'S REVIEW

has made it into the concert hall, but most often its setting is
one of entertainment and amusement. The use of 'noble' in
such a context seems overdressed and proud.
Blakey's quintet had been playing at Birdland for the
entire week, two sets a night. But these musicians were not a
working group, having been pulled together for the specific
purpose of that week's performances leading up to a live
recording. 3
Let us not ignore the spoken introduction. William
Clayton "Pee Wee" Marquette was the short-statured m.c.
who worked also as doorman at Birdland. He lived upstairs,
took his meals there, and "touch[ed] the guys in the band for
money. "4 Pee Wee reasoned that his promotion of the
musicians entitled him to a commission. Pee Wee also carried
with him an adjustable butane cigarette lighter set at the
maximum: apparently the sight of a two-foot flame shooting
up in the dark, basement nightclub provided a thrill to
patrons. 5 Does great music need a pitchman with a flamethrower?
At nightclubs, jazz musicians usually give two performances per night, and sometimes three on weekends. The
Village Vanguard, an old-style, cash-only jazz club in New
York, books groups Tuesday through Sunday, with performances at 9 and 11 on Tuesday, Wednesday, Thursday, and
Sunday; 9, 11, and 1 on Friday and Saturday. That's not art;
that's work!
Therefore, the setting for jazz is common.
Structure
"Split Kick" is a contrafact that relies on the standard, 32measure structure and harmony of a popular song, that is, on
a small, narrow, and fragile framework. 6 A structure like this
is central to almost all improvisation-this is in part why free
jazz blew itself up and did so fairly quickly. What did Mozart
do with this structure? There are his variations on themes,
usually for keyboard, which doubtless are close to transcriptions of improvisations. They show Mozart not at his best-

�BARBERA

9

one might even say 'worst' except that worst and Mozart's
music don't really go together. The variations are boring and
lack intensity, just one elaboration after another. The
structure of theme and variations imposes in most cases
limitations of harmony, meter, and phrase. There are a few
instances of jazz that break out of this mold, generally
ambitious and pretentious endeavors. If jazz were to be great,
it seems to me it must work within and simultaneously
transcend by some means the limitation of theme-andvariation structure.
Boredom
Structural limitations lead to the indisputable fact that vast
stretches of jazz performances are boring/ One might make
the same remark about other works of art, literature,
philosophy, and so forth. I shall not mention those works on
the program that I find most tedious, with the exception of
Tristan tmd Isolde. The conclusion of that opera is glorious by
any measure and stands perfectly well as good music, severed
from what comes before it. But part of its true glory rests in
relief, or release, the sense that the bad trip of the past four
hours is about to end.
We do not read all ancient geometers, do not study all
Viennese classical composers, do not read all enlightenment
philosophers. There is a fair amount of material attributed to
Euclid that we never look at, and for that matter we read only
about half of The Elements of Geometry. We have time to do
only so much, and besides, much of what we skip is boring.
With jazz, in a misguided sense of fairness-everyone gets
a turn-we have drum solos and bass solos, most of the
former and virtually all of the latter being boring to listen to.
This is not to question in the least the nearly indispensable
roles played by drums and bass in making good jazz. But all
sorts of solos by melodic or chording instruments are also
boring. My friend Stevie Curtin, a guitarist, says that there is
a lot of killing time in jazz. Such a notion is related to the
labor of the entertainer, and is of a lower order artistically

�10

THE ST. JOHN'S REVIEW

than the boredom that is composed into works with an
intention of ultimate release or exhilaration.
Recording Industry
Since the 1920s, jazz has been disseminated not only to its
audience but also to its future practitioners largely by means
of recordings. To cite just one sequence: Lester Young listened
to the recordings of Frankie Trumbauer, Charlie Parker to
those of Lester Young, Lou Donaldson. and just about
everyone else to those of Charlie Parker. The recording
industry is a business, and most decisions regarding what gets
recorded and who hears it are made with an eye toward
turning a profit. All art and literature might be constrained to
some degree by the practicalities of life, but the short-term
demands of the free market hardly allow for the unfettered
and ennobling expression of the human spirit.
Worse still, the idiom of jazz, which depends upon
spontaneous invention, is disseminated in recordings that are
hardly products of spontaneity. Records are made by
acoustical engineers and then marketed. No doubt the live
recording is an attempt to mitigate this apparently contradictory relationship. Michael MacDonald, an audio
technician, producer of jazz records, and graduate of St.
John's College, mentioned to me that his goal as producer of
a "Live at ... " recording "was to place the listener in the
second row of tables, in from the stage." 8 To some extent, I
believe such recordings are effective. Think of our opening
example: it is as if we really are at Birdland; we can visualize
Pee Wee Marquette on the stage; we can see the musicians
taking their places; we imagine that the music is produced
spontaneously before us.
Alas, in this case there is some deception. From the Blue
Note documents sent to me by Michael Cuscuna, I conclude
that "Split Kick" was recorded in the middle of the third set
of five sets of recordings made that evening. Marquette says,
"We're bringing back to tl1e bandstand at this time, ladies and

�BARBERA

II

gentlemen, the great Art Blakey and his wonderful group .... "
Were they really coming back to the bandstand, or were they
just sitting there, waiting for the audio technicians to record
an introduction ?9
The Individual
In a list of the hallmarks of jazz, Gunther Schuller has placed
primary emphasis on the development by the performer of a
unique tone or tone color. 10 Schuller argues that the more
resistant the instrument, trumpet versus alto saxophone for
example, the more important it is to develop such a tone.
This idea characterizes jazz no differently than one might
describe pop singing-it all comes down to some captivating
tone color. In thinking especially about Miles Davis, a master
of various tones, I thought that Schuller might be right.
[Musical Example 3]
How to characterize Davis's tone? Variety: brassy notes,
bent notes, dirty notes, decaying notes, breathy notes. One
trumpet sound, in fact, seems to be pitchless, or composed of
many pitches, all breath. Writers have used various terms to
describe the color of Davis's tone. To me it seems first and
foremost to be fragile but inherently contradictory, both
harsh and delicate at the same time. An intended accolade
given to some popular and jazz musicians and singers is that
they could have played classical music, or they could have
sung opera. I am thinking of Sarah Vaughan in this regard. It
is safe to say, with that tone Miles never could have played
classical music.
In review, jazz is common, not great, because:

1. It is performed primarily in nightclubs;
2. It relies on the structure of theme and
variations;

3. In many instances it is boring, exuding a
workman-like or laborious quality;
4. It is controlled by the recording industry;
5. It is obsessed with tone color.

�THE ST. JOHN'S REVIEW

12

From these remarks, one might think that I was called in to
help put down an insurrection of jazz rebels seeking to
contaminate the St. John's program with their music. To
generalize, the issue that I am placing before you is one of
entertainment versus ennoblement, that is to say, refreshing
versus new and improved. Thus far, I have been making the
case for jazz as entertainment, and as I attempt to show some
ennobling qualities of jazz, you will see that we never leave
entertainment and its limitations far behind.

*

*

*

There are many great jazz musicians about whom I have to
say only that they deserve lectures of their own. In addition,
strong, fruitful influences, like Latin music, important issues
regarding the composition of the jazz audience, and widely
celebrated and influential recordings do not figure in my
remarks. Thus my remarks are not broadly representative of
jazz, although I hope that they touch on its character. Most of
early jazz and all recent developments are also absent, which
betrays my prejudices and age.
Rather than great jazz musicians, let us ask if there is
simply a great jazz recording, or more narrowly, a great jazz
solo. We turn first of all to the great man of jazz, Louis
Armstrong, who almost single-handedly transformed his
work into one that revolves around the exceptional
individual.
Here is an excerpt from "Hotter Than That" recorded by
Armstrong and his Hot Five in 1927. The excerpt includes a
polyphonic, eight-measure introduction, then three choruses
of 32 measures each, followed by a call-and-response passage
between voice and guitar. I direct your attention especially to
the first and third choruses where we hear Armstrong first as
cornetist and then as vocalist. Despite the relatively primitive
recording conditions, it is abundantly clear to me why this
jazz was called 'hot'. I also call your attention, although it is
hardly necessary, to the latter half of the third chorus where

�BARBERA

13

Armstrong sings in 3/4 meter against the prevailing 4/4 meter.
[Musical example 4]
What I find truly remarkable about this vocal passage is
how Armstrong extricates himself from the 3/4-meter
pattern. He does not do so abruptly, but rather before
returning to 4/4 he follows the ten measures of 3/4 with a
measure of 12/8, whose off beats do not jibe with either the
4/4 or the 3/4 pattern. Jazz writers comment on the interchange between Armstrong and guitarist Lonnie Johnson that
follows this passage, although I sense a letdown at this point
after the brilliance of Armstrong's cornet playing and his
stunning scat singing.
"Hotter Than That" is a very important piece in the
history of jazz, but I feel the need to make some excuses for
it-primitive recording, no drums, a time-killing piano vamp.
Let us consider a somewhat more modern piece. A quick
search on the internet produced the following testimonials: 11

1. Terell Stafford, who has been hailed as "one of
the great players of our time, a fabulous trumpet
player" by piano legend McCoy Tyner, cites as one
of his most profound musical influences Clifford
Brown's rendition of "Cherokee."
2. On bandleader Bob January's website My
Favorite Things, under "My favorite recordings,"
there is a short list that contains Clifford Brown's
"Cherokee."
3. Trumpeter Woody Shaw, in an interview for
Down Beat [Aug. 1978], said: "I'll never forget
[Brown's "Cherokee"]. It just haunted me. Such a
beautiful dark tone. Clifford more or less shaped
my conception of what I wanted to sound like."
4. On a site that seemed to be connected to
Springfield Public School District 186, Springfield,
Illinois, in a section entitled "Entertainment:
Rediscovering classic jazz," Justin Shields cites
"one of the greatest jazz recordings in history, the

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THE ST. JOHN'S REVIEW

classic 'Cherokee' [by Clifford Brown]."
5. And on a blog entitled Corn Chips and Pie:
Chunky nuggets, Millicent posted the following
[May 3, 2006]. "Let me tell you something: if I
played the trumpet (well, I did once, in the sixth
grade), I would transcribe every single note of
Clifford Brown's solo ... of 'Cherokee,' and I would
work on it every day of my life. Finally, at age 97,
I would master it, and every single resident of my
nursing home on Mars would shit himself in
wonder and awe. Then I would die."
Perhaps we should take a listen. We hear the introduction,
the tune or head, and then two choruses of improvisation by
Clifford Brown. A word about the introduction: it is a
pejorative cliche about the music of native Americans, but it
functions well in setting up the rapid, soaring, pentatonic
melody. [Musical example 5]
Clifford Brown's solo is truly exhilarating, especially the
last quarter of his first chorus with its breathless overflowing
of notes. The remaining solos on this performance by other
musicians are good, but certainly not in a league with
Brown's. So one experiences a let-down of sorts in the latter
half of the piece. Indeed, the same thing happens in Brown's
solo itself: the second chorus, as fine as it is, cannot match the
first. The bar has been set too high, too soon, having the
effect of a denouement that lasts too long.
Now I would like to turn to a jazz solo that I think is
great, on Frank Wess's "Segue In C,'' performed by Count
Basie and his orchestra at Birdland in 1961. The arrangement
of the piece is masterful, but I want to home in on the first
solo after Basie's introduction, Budd Johnson playing tenor
saxophone. Johnson was a highly regarded and widely
traveled musician, but it is safe to say that his is not a
household name, not even in some jazz circles. We shall hear
the last introductory chorus by Basie, followed by Johnson's
solo.

�BARBERA

15

Johnson's solo lacks the dazzling virtuosity that is heard
on "Cherokee." Rather it comprises six beautifully designed,
integrated blues choruses. Here we have a successful attempt
to overcome the inherent limitation of the theme-andvariation structure. Johnson has fashioned each chorus as a
melodic and emotional succession to the previous one, and
with a musical sense for the shape of the entire set of six. The
first is restrained, sweet-toned, and bubbles over with swing,
in part owing to the entrancing rhythm section. Indeed, much
of the music produced by Basie's orchestra can be taken as
exemplars of swing. The second chorus expands the register,
emphasizing tone 5, and ends with repeated tone 6 as a
springboard to a further expansion of the register to tone 8
in the third chorus. In the third and fourth choruses, the wind
instruments from the orchestra accompany the soloist with
riffs. The fourth chorus is marked at the beginning by a
quotation of "I Dream Of Jeannie With The Light Brown
Hair," which I note solely to orient the listener. The fifth
chorus is the emotional high point of the solo, containing
loud, long, high blue thirds leading into the first and fifth
measures. The sixth chorus, the denouement, is as subtle and
effective as the first. It begins with repeated C's, tone 1, and
ends with an almost self-effacing descent down to low tone 3.
[Musical example 6]
I have also attempted to notate the first three-plus
measures of the sixth chorus to emphasize an aspect of swing.
[Appendix 2, Triplets] Excluding subtleties of intonation, and
even assuming that the rhythmic designation of the individual
notes is approximately correct, where does one place the last
note, B-flat, of the example? In other words, is it the third
part of a triply divided half measure that falls late (indicated
by the arrow pointing right), or is it an anticipation of the
downbeat of the next measure (indicated by the arrow
pointing left)? Probably neither. [Musical example 7]
What we hear is the soloist fall behind the beat. Triplets
can produce the effect of speeding up or slowing down
depending upon the durational value to which the ear hears

�16

THE ST. JOHN'S REVIEW

them as an alternative. In this case, the triplets in and of
themselves produce a drag on the beat, and Budd Johnson is
playing the triplets progressively slower. The passage is made
even more effective by the early appearance of the B-flat. This
is the note that transforms the tonic harmony of C major into
a secondary dominant chord pointing to the subdominant
harmony of measure 5 in the chorus. The secondary
dominant has occurred throughout the piece in measure four,
but in this case the phrase is truncated, at least theoretically,
by the omission of a second occurrence of the note C.
Therefore, the transformational B-flat arrives just a little bit
early even though the triplets are gradually slowing down.
The ear and the heart make sense of this.
Why don't we stop here and canonize "Segue In C"? I
have already mentioned that the piece is well orchestrated
and unfolds beautifully. There are a couple of written-out
ensemble passages to come as well as a trombone solo. The
latter is the problem. The trombone solo is not bad, and the
audience at Birdland that night seemed to like it, but in fact it
is no match for Johnson's solo, and at times seems downright
crude. It effectively diminishes the work.
With the examples by Louis Armstrong, Clifford Brown,
and Budd Johnson, we have encountered the problems or
dangers of seeking greatness: (1) in a recording; (2) in an
improvisation; (3) in a whole that consists of a series of
contributions by different individuals. I shall return to this
example by Budd Johnson at the end, but let us move on.
What is the work? In most cases we have books, writings
assembled and organized at some time and place into what
are now books with titles like the Elements of Geometry or
the Critique of Pure Reason. In some cases our works are the
realized performances of musical scores, for example Bach's
St. Matthew Passion. In other cases, somewhat more
problematic for us at St. John's, but not really for our
conception of the work, the object resides in a museum,
Leonardo's Mona Lisa or Picasso's Guernica, for example.

�17

BARBERA

With jazz, the nature of improvisation turns the work into
an action. Certainly there are instances of improvisations
becoming fixed compositions.' 2 Nevertheless, the very
essence of jazz seems to entail spontaneous music making,
real-time poiesis. Charlie Parker's legendary status in the
world of jazz rests in part on his unmatched ability to
produce unique improvisations repeatedly, even on multiple,
consecutive takes of the same tune in the recording studio.
Ted Gioia addresses this problem in The Imperfect Art:
Reflections 011 jazz and Modem Culture. He proposes to
develop an "aesthetics of imperfection." Gioia writes, " ... the
virtues we search for in other art forms-premeditated
design, balance between form and content, an overall
symmetry-are largely absent in jazz." And later, "our
interest in jazz, it would seem, is less a matter of our interest
in the perfection of the music, and more a result of our
interest in the expressiveness of the musician ... [whose
performances) are judged ... not by comparison with some
Platonic ideal of perfection but by comparison with what
other musicians can do under similar conditions. Our interest
lies primarily in the artist and only secondarily in the art." 13
On first reading, such a suggestion seems to imply a kind
of hagiography of individuals, in short, a study of great men
and their deeds. The achievements of Alexander the Great are
indeed great, and conceivably we might sit around and
discuss how he did it. In that discussion, the contributions of
some participants would be more valuable than others, but
likely so because of experience or at least outside reading. I
presume that an appreciation of jazz does not entail an
interest in this man or that, in Louis Armstrong or Charlie
Parker, but rather in the artist. We might be amazed at the
man who can play the fastest, or the highest, or the loudest
on a given instrument, but certainly this amazement differs
from our enchantment with Clifford Brown's solo on
"Cherokee."

As listeners to jazz, we marvel not at the highest or
loudest or strangest note, but at that consecution of notes

- -----------

---~

--------------

--

�18

THE ST. JOHN'S REVIEW

aptly fitted to the tune, at a specific time and place, on a
specific instrument or instruments. If in so doing we are
studying great men, we are doing so only while they are
actually performing the deeds that make them great.
This brings us to a reconsideration of individuality, which
previously I had listed among those characteristics that make
jazz common. There the subject was tone color, that quality
of sound that might be uniquely identified with a performer.
A unique sound is of some interest owing to the originality
and skill needed to produce it, but it is hardly a principle of
great music. It is, at best, an ingredient.
There may be in jazz, however, a sense of the individual
far more significant than unique tone color. Part of Louis
Armstrong's great achievement during the 1920s was to make
jazz a soloist's music in place of the quasi-egalitarian ethos of
collective improvisation. His effect on jazz was analogous to
what Babe Ruth did for baseball, making it a slugger's game.
Since Armstrong, nearly all jazz has been concerto music,
music that requires an ensemble, but only to throw into relief
and to support the music of the individual.
The jazz soloist, the individual, goes about his work in
connection with the blues. The connection is in fact threefold. First, there is the structure, usually tripartite, built on
strong harmonic pillars. Second, there is the blue tonality
with its characteristic tone 3, its subtonic, and its embellishment of tone 5. Third, there is the sentiment, the lament
that conveys the soul of jazz. It is this third meaning of the
blues that is of paramount importance in defining the role of
the jazz soloist.
Lament underpins much jazz, but not in such a way that
hearing jazz (or blues) is a sad experience for the listener.
Quite the opposite. The listener, through the music, has his
cares-not necessarily woes-articulated in a way that
surpasses his own ability to express them. Blues guitarist
Brownie McGhee went so far as to reverse the relationship
ordinarily expressed by "having the blues." He said, "The

�BARBERA

19

blues was in the cradle with me rockin'. I never had the blues.
The blues had me. My cradle would rock without anybody
rockin' it. " 14 For the listener, something like catharsis takes
place, but not in the sense that the listener pities or fears a
representation of truly pitiable beings or frightful conditions.
The listener's condition or lament, rather, is transformed in
the musical expression and, if not lifted from her shoulders,
is at least lifted up before the community and to God. The
jazz soloist is a priest.
As is the case with most works of art, the expression is
individual, particular. The sentiment is not ''Abandonment
and infidelity are evil" but rather "My baby done left me."
Blues musician Bill Broonzy said, "It's a natural thing that no
two human beings had blues the same way." 15 Expressions by
and of the individual are hardly unique to music or to the
United States, but in this country there has existed over the
past two centuries a remarkably and perhaps uniquely fertile
ground for the sprouting up and growth of a musical idiom
that so expresses the soul. The setting is, of course, a special
case of the melting pot, a fertile ground that includes the
contradiction of enslavement of Africans sanctioned by a
government that in spirit may be the best attempt so far to
secure individual liberty in the context of society and its
responsibilities. The contradiction is enslavement coupled
with insult and irony.
One need not know about the enslavement of Africans in
the United States in order to appreciate jazz, but the existence
of jazz is, in my opinion, unthinkable without the
enslavement. This notion might cause mathematical minds
with a taste for justice to worry about or question the
goodness of the world: the price for a great artistic development being cruelty and dehumanizing social structure.
Such a thought-if there were not any cruelty, there would
not be any jazz-puts emphasis in the wrong place. The
world is a wonder, aspects of which may be considered in
terms of equations. (For those of you familiar with The

�20

THE ST. JOHN'S REVIEW

Brothers Karamazov, one might think of the difference
between Ivan and Zosima.)
A brief review: after considering an argument for jazz as
common, jazz as entertainment, we have been considering the
possibility of something greater. We have heard excerpts from
legendary solos by Louis Armstrong and Clifford Brown, and
a solo by Budd Johnson that overcomes the limitation of
theme and variations and in so doing achieves integrity. From
these examples we were required to consider what is the jazz
work, and this in tnrn led us to think about the jazz soloist as
an individual who, in the context of the blues, makes a
connection with the individual listener.
I have proposed an image of the priest for the jazz soloist,
but I want to emphasize the limited, thoroughly Western
notion that I have in mind. I do not see the soloist as a kind
of African tribal leader, or even as a Levite. In other words,
although the soloist serves as an intermediary, taking upon his
shoulders the burden of articulation, and thus in a way
performs a sacrifice, he does not do it primarily for the good
of the community. That good may be a by-product of his
action. Rather, he does it for you, or for me. He acts for the
individual. His entire musical being is that of the individual,
the autonomous one, cast in relief against the communal
background.
Before concluding with remarks on how the connection is
made, I would like to consider one more musical example, a
candidate for a great work, albeit a miniature. In fact, we
shall hear three versions. The piece is not much more than a
riff, composed by Charlie Parker and set in the 12-measure
blues sequence. Entitled "Now's The Time," it has a
moderate tempo in between the slow lament and the fast
instrumental blues. I call it a dance blues. 16
Parker recorded "Now's the Time" more than once, and
although his solos are almost always interesting, I know of
nothing special about those recordings to recommend them
as great. Here is the beginning of one from 1953-Parker's
solo on this recording is very good-so that we can hear the

�BARBERA

21

basic plan. In lieu of trying to write out the head or theme
based on a single performance by Parker, I have provided the
version published in The Real Book, with a copyright of
1945,17 [Musical example 8; Appendix 2, "Now's The Time"]
Now let us listen to the beginning of a recording by tenor
saxophonist Sonny Rollins from February, 1964. We shall
hear the head, just one blues chorus in this case rather that
two in Parker's, and then four choruses of improvisation.
[Musical example 9]
In my opinion, there are many factors that contribute to
the greatness of this performance: the busy drums; the highly
propulsive bass-clear evidence that you do not need to allot
a solo to the bassist as long as you let him really blow during
the performance; the tone of the sax-narrow or with
minimal vibrato at times, but chock full of pitch variation;
omitted notes, for example measure six of the head; thematic
choruses, the first built around ghost tones in approach to the
tonic, the second and third emphasizing tone 6 in both the
upper and lower registers, the fourth emphasizing tone 2. A
comprehensive analysis would tie together these tones of
emphasis, which function like the recitation tones of improvised psalmody." But here my analytical goal is much smaller
and narrower.
I call your attention to one very brief passage in measure
8 of the second chorus, although I shall gloss over the details.
I have transposed Rollins's solo to F for purposes of
comparison. 19 [Musical example 10; Appendix 2, Rollins,
2:5-8]
Rollins has centered initially on D, tone 6, for this middle
phrase of the blues, measures 5-8, but then there is a startling
flourish, the beginning of which is presented in the last
measure of the example. Assuming that D-flat and C-sharp
are the same notes, you can see that the sixteenth-note run is
a whole-tone scale. The whole-tone passage ruptures the
music; it breaks the groove. But this rupture makes musical
sense. Three or four of the tones comprising the scale are part
of the tonality, a blues in F. The B-natural and the C-sharp

�22

THE ST. JOHN'S REVIEW

however are definitely outside, and these are the notes that
startle us, that give us the tension that accompanies relaxation. I believe that the inspiration for this rupture, and what
makes it work so well, can be found in the accompaniment to
the head.
We hear Ron Carter, the bassist, play a chromatic ascent
in the head in measures 5-8, in a rhythm only approximated
in the written musical example. [Appendix 2, Rollins, head 58] The B-flat and arguably the B-natural and C are also part
of the theme, but what about the C-sharp? The latter note
does not appear in the two recorded versions by Parker that
I am familiar with nor in the written version. [Musical
example 11]
From whom did the chromatic ascent come? Horace
Silver, perhaps? During A Night at Bird/and in 1954, Blakey's
group played "Now's The Time," and the chromatic ascent is
clearly presented by the pianist, Silver. Note that while the Bflat, B-natural, C-natural and their harmonization are played
by the entire ensemble, only Silver plays the C-sharp.
[Musical example 12; Appendix 2, Blakey and Silver, head 58]
Rollins must have heard this recording, and perhaps the
chromatic ascent had been making the rounds for some time
in the performance of "Now's The Time." Ten years separate
the two recordings. 20 When the chromatic ascent is carried to
an extreme of four notes, then we arrive at C-sharp, which
along with B-natural provides the missing tones for a
complete whole-tone scale. It is precisely in this connection
that Rollins is able to push or break the tonality, albeit for a
moment, and to do so with inherent musical logic.
I am not suggesting that Rollins came to his performance
in a fashion as pedantic as my presentation, although in jazz
circles he is famous for his introspection. A close look,
however, at an admittedly very short passage provides an
insight into and possible understanding of the musical
thinking of a jazz genius. Rollins apparently liked the result,

�BARBERA

23

because he plays a very similar passage in measure 7 of the
third chorus. [Musical example 13]
Let us now move from small to large, from consideration
of chromatic passing tones to the general question posed by
the title of the lecture. Have we found a great work of jazz?
Undoubtedly, provided that we stay within the realm of jazz.
The rest of the performance is also very good, with solos by
Herbie Hancock and again by Rollins, with further references
to the whole-tone phrase. But is the work really great? I see
two related reasons for saying "No." First, it is a recording,
and second, the recording took place in a recording studio.
There is no way around the first problem, one that is shared
by virtually all music that we study and to some degree by just
about every work on the St. John's program insofar as the
books are translations made from texts established by editors.
I feel that the problem is more serious with jazz, with that
musical idiom in which, as I have claimed, we are entertained
and perhaps ennobled by the individual in the very act of
individuation.
Attempting to solve the second problem, the studio
recording, is a temptation that I find irresistible. The solution
is a temptation because we know that in most cases the "live
recording" is also somewhat of a fabrication, a piecing
together by recording engineers of recorded excerpts. This is
the case with A Night at Bird/and. The reason why the
temptation is irresistible is because the engineers often do a
good job.
By a good job, I mean that the recording approximates
the real thing, and I make this claim from experience. I know,
I have experienced the real thing, an ennobling performance
by a jaz.z musician. At one point I considered apologizing for
what amounts to a dressed-up version of "jazz in my life."
Further reflection on the subject inclines me to think that the
personal aspect of the subject is in fact central. Jazz is about
individuals, it is music by the individual and for the
individual. It is not only concerto music, but concerto music
best heard in its actual, spontaneous development, and best

�24

THE ST. JOHN'S REVIEW

heard up close, that is, as chamber music, in a setting where
the listener relates intimately and personally to the
performer. Our chambers are nightclubs.
The Blakey performance at Birdland is about as good a
recorded live performance as any that I know of. It is a
recording and thus artificial, or doubly artificial, but it
captures a sense of spontaneity and improvisation. The music
and the musicians are of high caliber. And they were cookin'
that night. Nevertheless, there may be no individual piece,
not even an individual solo that we could call great, not on a
par with the performances that we heard by Louis Armstrong,
Clifford Brown, Budd Johnson, and Sonny Rollins.
Where does this leave us? Even if we were to decide that
there are great performances of jazz that could be revisited
repeatedly, those performances would be relatively brief: five,
ten, fifteen minutes. There are a few examples in jazz of
extended compositions and performances, but by and large,
the great performances of jazz are miniatures. Such being the
case hardly excludes jazz from our consideration. We might
approach a performance like Sonny Rollins's "Now's The
Time" in a way similar to our approach to a motet by Josquin
des Prez or a sonnet by Shakespeare. Were we to try for
something larger, longer, my inclination would be toward the
Live at ... genre rather than the extended work-A Love
Supreme-or the thematic collection of recordings, for
example Out of Time. The problem with my preference, A
Night at Bird/and, is that we know it is an artifice, a collection
of miniatures pieced together to give the impression of a
whole. Its advantage, on the other hand, is the success of the
ruse, the conveyance of a sense of spontaneity spread out
over an evening's work, and this is crucial. For a great work
of jazz must convey the sense of the artist at work, that work
being a priestly lament that strives for, that longs for, that
articulates ... and here words fail me. I cannot say what jazz
articulates. Jazz, I believe, really is about something, albeit
ineffable. Furthermore, jazz has meaning, not just musical
meaning, but meaning as jazz. It exudes the spirit of America,

�BARBERA

25

especially North America. Freedom of the individual is
perhaps the characteristic most commonly associated with
jazz, and although this seems to be generally true, the peculiar
qualities of lament, sacrifice, and beauty are missing in this
characterization.
Let us narrow our scope by returning to the example of
Budd Johnson's solo in "Segue in C." The structure of theme
and variations is a limitation that hinders musical development, but at the same time it provides the channel through
which improvisation, individuation can take place. 21 Unlike
with literature and the non-temporal arts, with jazz the clock
is ticking. Unlike with the music of Mozart, with jazz the
clock is ticking now. Jazz is urgent, and so we feel it when
Budd Johnson falls behind the beat. We feel it not because we
fear that Johnson is going to lose the beat, but rather because
we can feel his control, his autonomy. [Musical example 14;
Appendix 2, Triplets] The blues and song form provide the
foundations of phrase and harmony that allow for such free
elaboration, that allow for elaborations about the
autonomous individual.
Time flows. Music forms time. Improvised music forms
time in time, perhaps self-referentially. Jazz, if it is great,
forms time in time in history: this individual, this place and
time, your lament, but made beautiful, transcendent.
I do not know if there is great recorded jazz. The portion
of this account that has sought such a work, that has
attempted to determine its characteristics, and that has
argued diffidently in behalf of a few cases, is shamelessly
based on personal testimony. In the final analysis, no amount
of explanation on my part will make jazz or any individual
performance great for you, just as I am powerless to persuade
you, ultimately, that the Mozart-da Ponte operas are great.
Knowledgeable and sensitive human beings point to these
works and tell us they are great. Personally I am certain in one
case, Mozart, and favorably inclined but uncertain in the
other.

�THE ST. JOHN'S REVIEW

26

Appendix 1: Recorded Music Examples
Musical examples can be heard online by visiting the St. John's Review
webpage (www.stjohnscollege.edu/news/pubs/review.shtml) and clicking
the link "Jazz Examples to Accompany 'Is there Great Jazz?' by Andre
Barbera".

1. Split Kick

2. Now's The Time

Art Blakey Quintet, A Night at Bird/and, val. 1
Clifford Brown (tp), Lou Donaldson (as),
Horace Silver (p), Curly Russell (h), Art
Blakey (d), February 21, 1954, Birdland, New
York City
0:00- 0:58 (Marquette's introduction) and
0:00- 1:05 (Blakey, "Split Kick")

Sonny Rollins Quartet, The Essential Sonny

Rollins: The RCA Years
Sonny Rollins (ts), Herbie Hancock (p), Ron
Carter (b), Roy McCurdy (d), February 14,
1964, New York City
0:00-0:09
3. I Thought About You

Miles [)avis Quintet, The Complete Concert:
1964

Miles Davis (tp), George Coleman (ts),
Herbie Hancock (p), Ron Carter (h), Tony
Williams (p), February 12, 1964,
Philharmonic Hall, Lincoln Center, New York
City
0:00-1:13
4. Hotter Than That

Louis Armstrong and His Hot Five, The Hot
Fiues and Hot Sevens, vol. 3
Louis Armstrong (cor, voc), Kid Ory (tb),
Johnny Dodds (d), Lil Armstong (p), Johnny
St. Cyr (bj), Lonnie Johnson (gt), December
13, 1927, Chicago
0:00-2:16

5. Cherokee

Clifford Brown-Max Roach Quintet, Clifford
Brown's Fittest Hour
Clifford Brown (tp), Harold Land (ts), Richie
Powell (p), George Morrow (h), Max Roach
(d), February 25, 1955, New York City
0:00-2:48

�BARBERA

6. Segue In C (Alternate)

7. Segue in C (Alternate)

27

Count Basie Orchestra, Basie at Bird/and
Thad Jones, Sonny Cohn, Lennie Johnson,
Snooky Young (tp), Quentin Jackson, Henry
Coker, Benny Powell (tb), Marshall Royal (cl,
as), Frank \Vess (as, ts, fl, arr), Frank Foster,
Budd Johnson (ts), Count Basie (p), Freddie
Green (gt), Eddie Jones (b), Sonny Payne (d),
June 27, 1961, Bird land, New York City
1:04-3:28
Count Basie Orchestra

3:02-3:12
8. Now's The Time

Charlie Parker Quartet, The Essential Charlie
Parker
Charlie Parker (as), AI Haig (p), Percy Heath
(b), Max Roach (d), July 28, 1953, Fulton

Recording Studio, New York City
0:00-0:37
9. Now's The Time

Sonny Rollins Quartet
0:00 -1:40

10. Now's The Time

Sonny Rollins Quartet
0:36-0:52

11. Now's The Time

Sonny Rollins Quartet
0:00-0:15

12. Now's The Time

Art Blakey Quintet, A Night at Bird/and, vol. 2
0:00- 1:39

13. Now's The Time

Sonny Rollins Quartet
0:36-1:10

14. Segue inC (Alternate) Count Basic Orchestra

3:02-3:12
Play List
To locate the music examples on www.rhapsody.com, search by album
title, then by song title.

Album Title

Song Title

Basie At Birdland

Segue In C (Alternate Take)

Clifford Brown's Finest Hour

Cherokee

The Complete Concert: 1964

I Thought About You

The Essential Charlie Parker

Now's The Time

The Essential Sonny Rollins: The RCA Years Now's The Time

�28

THE ST. JOHN'S REVIEW

The Hot Fives And Hot Sevens, Vol. 3

Hotter Than That

A Night At Birdland, Vol. 1

Announcement
Marquette

A Night At Birdland, Vol. 1

Split Kick

A Night At Birdland, Vol. 2

Now's The Time

Appendix 2
Swing Eighths

Triplets

Now's The Time

by Pee Wee

�BARBERA

29

Rollins, 2:5-8

Rollins, head 5-8

Blakey and Silver, head 5-8

Notes
1
Here is Pee \Y/ee Marquette's introduction:
"Ladies and Gentlemen, as you know, we have something special down
here at Birdland this evening, a recording for Blue Note Records. \Vhcn
you applaud for the different passages, your hands goes right over the
records there, so when they play 'em over and over, throughout the
country, you may be some place, and uh say: 'Well, that's my hands on
one of those records that I dug down at Birdland.'

We're bringing back to the bandstand at this time, ladies and gentlemen,
the great Art Blakey and his wonderful group, featuring the new trumpet
sensation, Clifford Brown; Horace Silver on piano; Lou Donaldson on
alto, Curly Russell is on bass.
And let's get together and bring Art Blakey to the bandstand with a great
big round of applause.
How 'bout a big hand, there, for Art Blakey.
Thank y' all."

�30

2

THE ST. JOHN'S REVIEW

Jazz: Its Evolution and Essence (1956; rev. ed., New York: Grove Press,

1979), 195 and 198.
3

I presume that the recording was made over the course of the last night
of the engagement because this specific collection of five musicians was
not a working group. Horace Silver recalls the recording lasting for two
nights over the weekend rather than one (HS 12/20/96). [This format
indicates the date of conversations between the author and Lou
Donaldson (LD) and Horace Silver (HS).] Other sources indicate one
night's recording. In 1975, Michael Cuscuna discovered four takes previously ignored or unknown. These were issued on a separate record as
Volume 3 (BNJ 61002). In addition there are according to Cuscuna four
"rejected takes, some not even complete on tape-never to come out."
(Personal correspondence, 1996) The current two-volume set of CDs
contains all preserved material except for the rejected takes (Blue Note
CDP 7 46519 2, DIDX 1130 and CDP 7 46520 2, DIDX 1131).
4

(HS 12/20/96). Lou Donaldson remembers Marquette serving the
function of 'policeman', who had his hands full keeping the often-rowdy
audience in check (LD 12/18/96).
5

Bill Crow, From Bird/and to Broadway (New York: Oxford University
Press, 1992), 88.

6

The harmonic sequence underlying the piece is 'borrowed' from
another song, "There Will Never Be Another You" by Harry \Varren and
Mack Gordon. It is quite common among jazz musicians to compose a
piece by adding a new theme or melody to the harmonies of a popular
song, and this procedure in itself would not seem to disqualify a work
from greatness.
7

Ted Gioia, The Imperfect Art: Reflections 011 Jazz and Modem Culture
(New York: Oxford University Press, 1988), 108-109. Gioia quotes Andy
Warhol: "I like to be bored." The author adds: "That much-if not
most-jazz is boring seems scarcely undeniable; given its extreme
dependence on improvisation, jazz is more likely than other arts to
ramble, to repeat, to bore."
8

Personal correspondence, June 26, 2005.

9

The same holds for "\Vee-Dot" on A Night at Bird/and. Marquette says,
"How 'bout a big hand, for Art Blakey, Art Blakey and his wonderful allstar[s]." But the recording documents show that this version of "\VeeDot" was recorded in the middle of a set.
10
"What Makes Jazz Jazz?" Musings: The Musical \Vorlds of Gunther
Schuller: A Collection of His Writings (New York: Oxford University

Press, 1986), 27. This is a talk given by Schuller at Carnegie Hall on
Dec. 3, 1983. " ... jazz is, unlike many other musical traditions both

�BARBERA

31

European and ethnic/non·Western, a music based on the free unfettered
expression of the individual. This last is perhaps the most radical and
most important aspect of jazz, and that which differentiates it so dramatically from most other forms of music-making on the face of the
globe ... so typically American and democratic .. .I would like particularly
to dwell on one dear way in which jazz distinguishes itself from almost
all other musical expressions ... and that is the way jazz musicians play
their instruments, with particular regard to the aspect of sonority, timbre,

and tone color.,
1l The internet addresses for (1)- (3) and (5) are given here; (4) is no
longer available.
www.terellstafford.com/main.html
www.bobjanuary.com/favorite.httn
www. woodyshaw.com/downbeat 1_cberg. pdf#search =%22Woody%20Sha
w%20DownBeat%22
http://cornchipsandpie.blogspot.com/2006/05/chunky-nuggets.html

12 Portions of the Rite of Spring apparently came from Stravinsky playing
around on the piano. Conversely, jazz musicians repeat solos, a famous
example being Coleman Hawkins's "Body and Soul," the thinking being
that if you have come up with a good solo, why mess with it. Lou
Donaldson admitted to engaging in an activity nearly the opposite to
learning one's solos (LD 7/8/96). In response to my question regarding
whether he practiced his instrument any longer, he said "No." Rather, he
has worked out a way of practicing on stage, at gigs. He plays songs in a
variety of keys and tempos, which amounts to practice.
13

Gioia, The Imperfect Art, 55 and 101.

14

Interview by Studs Terkel of Big Bill Broonzy (vocal), Sonny Terry
(harmonica), and Brownie McGhee (guitar), "Keys to the Highway," May
7, 1957, Chicago, WFMT.
15

Ibid.

16

Indeed another composer, Andy Gibson, combined the riff with a
simple melody to make "The Hucklebuck/' a popular dance and
recording of the late 1940s.
17

The Real Book, vol. 2, 2nd ed. (Milwaukee: Hal Leonard Corporation,
no date), 293. The written example includes only the melody and not the
indicated harmonization.
18 Tone 6 substitutes for tone 5, a slight extension of normal movement.
Tone 2 does not substitute for tone 1 but rather points to it. Tone 2
specifies the end while at the same time leaving open the possibility of
additional choruses, a possibility that is realized by the piano choruses
and two subsequent choruses on saxophone.

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THE ST. JOHN'S REVIEW

19 The head appears on the upper staff and Rollins's solo on the lower
staff.
20 Rollins had been working on "Now's the Time." Three weeks earlier,
Jan. 24, 1964, he recorded the piece with the same musicians. That
recording lasts sixteen minutes, four times longer than the one under
consideration. In some ways, it sounds like practice for the real thing. My
version of the Jan. 24 recording seems to be pitched in the key of B! And
even if it is in B-flat, the range for Rollins is a fifth above the range for
the Feb. 14 recording. Note also that Hancock only camps in the Jan. 24
recording, and does very little of that, in the course of the sixteen
minutes, perhaps another indication that this is an experiment in the key

of B major.
21

Friedrich Nietzsche, Beyond Good and Evil, trans. Walter Kaufmann
(New York: Random House, 1966), 213. Necessity and "freedom of the
will" become one in artists.

�33

Preformationism In Biology:
From Homunculi To Genetic
Programs

1-

Jorge H. Aigla, M.D.

I. Introduction
Organic beings come to be. The way in which they do so has
been subject to much speculation and debate. In this paper I
shall review some of the ideas put forth regarding generation,
and argue that ways of thinking and seeing in the study of
development have had weighty influence on other areas of
biology.
II. Development
I should begin with what is perhaps the most notorious image
in all of biology: that of a human sperm containing a
miniature organism (Figure 1). I use the word "image"
advisedly, as this is not a drawing of what is seen, nor a
schematic diagram of an object, simplified in order to aid
understanding. Nicolas Hartsoeker produced it in his 1694

Essay de Dioptrique. 1
We would do well to study it attentively: it has detail,
definition, there is no blurriness, and it depicts a familiar
form. It wishes to suggest that a preformed microscopic
human individual is already present, complete, in the male
Jorge H. Aigla, M.D., has been a Tutor at St. John's College in Santa Fe since
1985. This essay is a modified version of a Friday Night Lecture originally
delivered in Santa Fe on December 6, 2002. The lecture was dedicated to
two friends and retiring coileagues: Hans Von Briesen, Director of
Laboratories, and to the late Ralph Swentzell, Tutor. I again dedicate this
essay to them. The author acknowledges his indebtedness to Professor
Richard Lewontin of the Museum of Comparative Zoology at Harvard
University for his close reading of the essay followed by his helpful and
insightful comments and suggestions.

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THE ST. JOHN'S REVIEW

sex cell. This type of what would come
to be known as "preformationism" is
really a 111&lt;Jrphological pre-existence of
a miniaturized adult homunculus. It
rests folded, patiently, apparently
peacefully, and it is already developed.
Once presumably created, this future
being is simply "awaiting the hour of
its birth." 2 All that needs to happen is
growth of its parts by accretion. This
living being will be engendered, but
was not, strictly speaking, reproduced.
The image's beauty and suggestiveness (and cuteness) are nonetheless
plagued by its unreality: Hartsoeker
never saw it, could never have seen it
(given the state of microscopical
science at his time with absence of
corrected objectives for aberration and
astigmatism, without oil immersion for
increased resolution, and lacking
staining techniques for enhanced
contrast and visibility), and lastly, no
one shall ever be able to see it. It
simply does not exist. Hartsoeker
himself explicitly says only that
perhaps one would see this, if there FIGURE 1
were better instruments. 3
In order to expect to see this, or to be able to claim to
have "seen" this cased figurine, several observations and
mental conceptions have to come together. We shall take a
brief detour in our attempt to understand their confluence.
There are two, and only two, options for understanding
development: either the future being and its parts exist in
smaller form from the very beginning, or the adult parts come

�AIGLA

35

to be as products of development from structures that do not
originally resemble them in the least.
For the former "preformationist" possibility, a miniature
form of the future organism is already present, and development is merely unfolding (what was termed in early days
"evolution"), with growth of pre-existing morphological
entities.
Marcelo Malpighi (who had discovered with the aid of
the microscope the capillaries in the lung just four years after
William Harvey's death-1661) was the earliest proponent of
this view, and gave us several drawings in 1673,4 where the
baby chick is all there, from the start. One may be tempted to
disregard this view as nonsensical, but consider: how is one
to explain an apparent gelatinous blob of unformed matter in
the egg, giving rise to and becoming a chick (or a
salamander)? The puzzle of development was solved (in a
way) with the preformationist hypothesis, and it was
explained in purely mechanical terms: unfolding and
enlargement of pre-existing components. The alternative, so
it seemed to Malpighi and his followers, would have to
postulate a mysterious directiveness to the process of development, a vital and, to them, non-material force.
Two thousand years earlier Aristotle clearly understood
the two possibilities, and perspicuously argued against preformationism: "How will the foetus become greater by addition
of something else if that which is added remain unchanged?
But if that which is added can change, then why not say that
the semen from the very first is of such a kind that blood and
flesh can be made out of it, instead of saying that it itself is
blood and flesh?" 5 And wondering how parts of the embryo
get made, he asserts:
Either all the parts, as heart, lung, liver, eye, and
all the rest, come into being together, or in
succession, as is said in the verse ascribed to
Orpheus, for there he says that an animal comes
into being in the same way as the knitting of a net.
That the former (parts coming into being simulta-

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THE ST. JOHN'S REVIEW

neously) is not the fact is plain even to the senses,
for some parts are clearly visible already existing
in the embryo, while others are not. 6
This argument of his is one of temporal succession in what
one observes. He concludes: "If the whole animal or plant is
formed from seed or semen, it is impossible that any part of
it should exist ready made in the semen or seed .... " 7 In
addition, his logical division of bodies into matter with form
inseparable from it, makes possible the whole doctrine of
epigenesis: the possibility of pattern emergent as a process,
like plaiting a net or painting a picture. Aristotle does not
address the further impossible consequence of the preformationists: not only is the organism pre-existent, but in this
already formed being, all of its descendants have to be present
-the so-called theory of encasement or fitting.
Trying to make clear the way in which matter and form
jointly come to be in the embryo, Aristotle wrote that "the
female contributes the material for the semen to work upon"'
and that the semen communicates to the material body of that
embryo the power of movement and form.' In this formulation Aristotle is simply being consistent with his notion that
"the mover or agent will always be the vehicle of the form," 10
and also with his conception that "that which produces the
form is always something that possesses it." 11 So the male
provides "the form," what seems to be at once formal,
efficient, and final cause, and the female contributes the
material cause.
Malpighi and Hartsoeker seem to be have clung to these
latter statements of Aristotle, but appear to have disregarded
the same author's foregoing arguments against preformationism. For Aristotle the semen provides the form for the
embryo, not the formed embryo.
Another factor that must have helped Hartsoeker believe
one should eventually be able to see what he delineated is the
observation by Anton van Leeuwenhoek of spermatozoa in
semen in 1680 {which he likened to "animalcules") through

�37

AIGLA

his microscope (Figure 2), which apparently was able to
magnify specimens 270 timesY It should not be forgotten
that a cell theory (of which I shall speak presently) did not yet
exist for Hartsoeker-it would take 150 years for spermatozoa to be identified as cells by Kolliker in 1841.
In any preparation of human semen, seen with the very
best available optics, the folded foetus cannot be seen; it can
only be imagined. In critical microscopy work, it is difficult
for the eye to see what the mind does not know, and the eyes
may well be blinded by what the mind knows. Further, the
eyes, at times, may see what the mind desires. Hartsoeker's
homunculus is a beautiful example of what I would call
wishful proleptic observation being fitted to preconceived
theoretical commitments. Malebrauche has described this
mode of operation: "The mind should not stop at what the
eye sees, for the vision of the mind is far more penetrating
than the vision of the eye." 13 I beg to differ, and would
venture to say, by contrast, that seeiug with the eye of reasou
may not be the best way of looking. Seeing is a complicated
8

FIGURE 2

1

�38

THE ST. JOHN'S REVIEW

matter. Observation is colored by expectation and theory
(preconception). It may not be possible to encounter scientific
"facts" as data, objectively discovered. The wish to see
something may often well determine what is "discovered."
One could hardly blame Hartsoeker for providing us with his
famous image, notwithstanding the fact that he was not
adhering to the dictum our students are repeatedly urged to
follow: "Make sure you do not merely find what you are
looking for!"
Preformationism does not have to deal with the formidable problem of development as such, and Hartsoeker sided
with the "spermist" sub-school in wishing to find the
miniature organism in the male seed (the other school being
the "ovist").
Another microscopist, Wolff, in 17 64, described
"globules" in animal tissues, and when he aimed his good
instrument (by the day's standards) at the developing chick
egg, he saw no minuscule baby chick; and in cross section, he
discerned layers of spherical structures that eventually gave
rise (or differentiated) to an embryonic organism. He
opposed the preformationists, and his "epigenesis!" school
taught that development started from an entirely homogeneous and unformed mass, acted on by an extraneous forcea "vis essentialis" (a force related to being alive). The camps
had been set, and preformationism with its purely mechanistic tendencies, seemed to have been forever discredited, in
favor of an epigenetic process of differentiation, that in its
inception embraced a form of vitalism, and left us with the
gargantuan problem of true development.
III. Cell Theory
That the development of the cell theory itself was influenced
by other theories in biology is not widely recognized. Of
course atomistic speculations from the physical sciences
played a role; but there is more.

�AlGLA

39

c
In 1665 Robert Hooke had observed pores and box-like
structures in cork, which he christened "cells," but he said
nothing of their possible biological meaning.
Schleiden, studying plant tissues, attempted to explain
what he saw in strictly physico-chemical terms. A good
biologist, he knew of Wolff's publications and eliminated
preformationism altogether from anatomy and embryology.
He applied what must have seemed to him "epigenetic"
considerations to cell formation and development, and in
1838 summarized his work 14 (see Figure 3 15 ). He could illafford to think that cells came from cells (which sounded too
much like preformationism), so cells had themselves to
develop. He made the cell nucleus (discovered by Robert
Brown five years earlier) the center of cell formation, calling
it the "cytoblast." The nucleus itself (or the nucleolus, as his
writings are unclear on this point) separated out of the
formative fluid (the "cytoblastema") by a sort of precipitation
in a "mother liquor," and only then, about it condensed the
rest of the cell (the cytoplasm) and its membrane. He emphasized that plants consist exclusively and entirely of cells and
their products, and an early version of the cell theory was
born.

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THE ST. JOHN'S REVIEW

Notice that for Schleiden cells are mostly structural
elements and without physiological import, nor is there a
continuity of cells or of life in a precise sense. Also, we must
remark, this epigenetic cellular thinking fits well with spontaneous generation.
Schwann, a colleague of Schleiden, accepted this theory
of cell formation, and he deserves credit for extending it to
animals in 1839. 16 He also added some thoughts about
function and metabolism to this intermediate cell theory.
Schwann described the formation of blood corpuscles in
excruciating detail, ascribing also to the precipitated or
crystallized nucleus the power of cell formation de novo.
Let us pause and regard the engraving of Figure 3. After
much consideration I have come to the conclusion that cells
just do not look like this, and I say so after carefully studying
many different plant tissues, and having studied for over
three decades animal tissues nuder the microscope. The only
thing that resembles to any degree this illustration are figures
of the special form of cell death called apoptosis. Apoptosis is
programmed cell death, was characterized by the pathologist
Kerr in 1972, 17 and is now one of the most widely studied
genetic molecular phenomena. Cells that die due to a genetically programmed mechanism in apoptosis show nuclear
shrinkage, condensation, fragmentation, and in contrast to
other forms of cell death (necrosis), exhibit no inflammatory
response. Could Schleiden and Schwann have seen apoptosis
and interpreted it with the eye of their cellular epigenetic
framework? That is, did they take dying cells for cells
forming? It is impossible to tell, as this type of cell death
apparently plays a minor role, if at all, in plant tissues. Or
could perhaps their preparations have had bad fixation and
poor staining, and they be describing artifacts? This is
unlikely. What is possible for me to tell in reference to
Schwann's writings on blood cell formation, is that he was
imposing a chronological order on what he saw statically,
thinking the nucleus of red cells came before their membrane
and cytoplasm, whereas the order of development is precisely

�AIGLA

41

the opposite: the nucleus of red cells becoming smaller and
eventually being extruded, Schwann inferred, with the aid of
the imagination, a dynamic sequence of events in fixed
tissues, and he erred. He wished what he saw to depict and
imply what he wanted.
It is intriguing that the conceptual frame of epigenesis,
and the disproval of preformationism by Wolff in embryology, carried over into cell theory, retarding it and giving it
an originally erroneous mechanism for cell genesis.
This mistake was brilliantly dispelled by the pathologist
Virchow. In 1860, twelve years after Schleiden and Schwann,
he defined the cell as "the ultimate morphological and
functional element in which there is any manifestation of
life. " 18 For Virchow all cells (including abnormal ones like
those found in cancer growths) do come from pre-existing
cells, and he rightly saw Schleiden and Schwann's theory of
free cell formation as nothing but an avatar of de novo
spontaneous generation; and this, before Pasteur's work of
1860 and 1864, disproving once and for all the discontinuity
of life. At last the cell theory developed into its mature form,
and a unity underlying the diversity of living organisms was
established. The word "Biology" (coined by Lamarck and
Treviranus) now, finally, became meaningful.
The capping of the cell theory comes with Walter
Flemming, 19 who in 1879 described cell division or mitosis:
not only did cells come from cells, as Virchow showed, but
now all nuclei come from pre-existing nuclei.

rv: Modern Embryology
Once the sperm and the egg were also recognized to be cells,
investigators turned their eyes to the process of fertilization.
Hertwig20 in 1876 and 1885 determined that this event is due
to the joining of the male and female nuclei. Heredity must
then be due to the transmission of a material substance, and
the male contributes to the new organism some matter as well
as the female (contrary to Aristotle's teachings), and it is the
nucleus that is embodying this matter.

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THE ST. JOHN'S REVIEW

Van Beneden21 in 1883 saw that the colored stubby bodies
discovered by Flemming in cell division (and now named
chromosomes) played a role in fertilization. Studying the
round worm Ascaris megalocepha/us bivalens, which has four
chromosomes in each adult cell, he observed that two
chromosomes came from the father's sperm and two from the
mother's egg, before the new zygote formed and divided.
Although he does not say so explicitly, the hereditary
substance now seemed to be confined to these nuclear bodies.
The chromosomes then, are equally contributed by the
parents, and are constant in number for the species.
With the recognition that all cells arise from cell division
in adults as well as during embryonic development starting
with the zygote, the next question tackled was: How do cells
become different and give rise to a complex organism?
Let us turn to the experimental embryological work of
Roux, Driesch, and Spemann and Mangold. Roux 22 destroyed
one of the two blastomeres at the two-cell stage in the frog,
and got a half-embryo. Notice his experiment constitutes a
defect study. He concluded that the potency of a cell equals
its fate, and that each cell is self-differentiating, the whole
organism being simply the sum of independently developed
parts. In a sense, he advocated a preformation of limited,
fated, and pre-assigned potentialities, and established embryology as an experimental science of proximate causations and
mechanisms.
Roux's experimental results ran into difficulties with the
work of Driesch. 23 When this investigator separated (not
destroyed) one of the blastomeres of the sea urchin at the
same two-cell stage, he got a half-sized full embryo. Notice
his experiments are isolation studies. These results induced
Driesch to embrace an extreme vitalism, postulating a
nonmechanical entelechy (Factor E). 24 For what machine, if
cut in half, could still function normally? The potency of an
early cell is not preformed, and turns out to be much greater
than its fate. The resulting half-sized embryo strongly
suggests that cells at very early stages of development are

�AIGLA

43

pluripotent. Eventually Driesch's thinking, without a mysterious non-material "entelechy," became known as holistic
organicism: the organism is more than a mere summation of
individual parts added together.
The climax of this part of the story comes with Spemann
and Mangold25 who in 1924 showed that a portion of tissue
from a newt embryo could induce the formation and
production of other tissues, even of an incomplete new newt,
in a recipient. Developmental possibilities, then, are not
totally preformed, and many events in morphogenesis must
be the result of cell-to-cell interactions.
It must be emphasized that in Roux's experiments the
killed cell remained attached to the viable one, and the developing embryo did not "sense" this cell was dead. If the killed
cell had been separated, as in the work of Dreisch, the
embryo would then have compensated (regulated) its development into a (smaller) whole embryo. Driesch's work
reveals that a developing organism is a whole, and that its
plan for differentiation at any time and stage of its embryology lies in the totality of its being. This does not mean that
any and every alteration in a part of an organism will
interfere with the normal development of the rest of the
complete organism-this would be a claim of an extreme
form of wholism. The developmental process is a regulative
one, where the embryo has the ability to grow normally even
when some portions are removed or rearranged. The embryo
is a "harmonious equipotential system"26 because all the
potentially independent parts function together to form an
organism. Driesch's concept of "regulation" implies that cells
must interact with each other in complex ways, and the work
of Spemann and Mangold demonstrates that one tissue can
direct the development of another neighboring tissue. The
small grafted region in their experiments was called "The
Organizer" since it controls the organization of the complete
embryonic body. The organizer is a piece of tissue; tissues are
made up of cells; cells contain nuclei with chromosomes
within.

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THE ST. JOHN'S REVIEW

V. Chromosomes
Mendel's work was published in 1865, and only
unearthed in 1900, after much embryological and cytological
work had been performed. Shortly after the re-discovery, in
1902 Boveri 27 united the sciences of embryology and
cytology. In his experiments he demonstrated that normal
development depends not on the number of chromosomes
per se, but in the normal combination of a complete set of
these structures. He managed to fertilize a sea urchin egg with
two sperms, so three sets of chromosomes became apportioned to four cells after the second zygotic division. The
chromosomes were distributed asymmetrically, by chance, to
the daughter cells. When these cells were gently separated
and allowed to develop, only those with at least one whole set
of chromosomes gave rise to a normal individual.
Furthermore, the abnormal embryos were abnormal in
different ways. His conclusion was seminal: chromosomes are
functional individuals, that is, each chromosome must possess
(and give rise to) different qualities.
The same year brought the work of the American Walter
Sutton, 28 who painstakingly documented the continuity and,

�AIGLA

45

more importantly, the distinct individuality and physiological
singularity of chromosomes in the Giant grasshopper. Figure
4 shows his most elegant camera Iucida drawings (not
diagrams or photographs) of chromosome groups. They are
unprecedented and unequaled, even when compared to
modern ones, in resolution and accuracy. Chromosomes are
then continuous in a given species from one generation to
another, from one cell to its descendants, and are also
morphological individuals one from another. They are the
preformed material substrate for heredity and development
in living organisms.
In truth, the chromosomal theory of inheritance, meaning
that chromosomes are the bearers of hereditary factors or
traits, had been established by Boveri and Sutton. But some
biologists wanted stronger, unequivocal evidence or proof.
Thomas Hunt Morgan, a senior colleague of Sutton at
Columbia University, was originally trained as an embryologist, and of course, detested any suggestion of preformationism. He was "an experimentalist at heart" (his own
words) and very much disliked inferences in biology. 29 From
the start he opposed the chromosomal theory of heredity,
since to ascribe to chromosomes the ability to confer
character traits must have carried the vice of preformationism
for him. We must add that the controversy over what had
exclusive responsibility for hereditary development, either
the nucleus itself or the cytoplasm instead, was not yet totally
settled. Furthermore, Morgan's opposition stood despite the
fact that sex determination seemed by then to be caused,
quite clearly, by chromosomes.
When he turned to genetics, studying the fruit fly
Drosophila, Morgan was unconvinced that a strict association
between specific characters and specific chromosomes
existed. He read in the work of Boveri and of Sutton only a
parallel behavior, during cell division and fertilization, of
chromosomes and Mendelian traits. His apprehensions may
strike us as peculiar but are not altogether awkward: it is
indeed strange to suggest that the shape or color of an organ

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THE ST. JOHN'S REVIEW

in a living being was preformed in some as yet mysterious
way, in these stubby colored structures known as chromosomes. Although we do not have now, as with Hartsoeker,
any preexistence of a complete homunculus, our eye meets
preformed materials that are passed on and could determine
form and function.
Morgan's paper of 1910 30 is extraordinary in many ways.
In no other does one see the struggle an author is undergoing
in arriving at an inevitable conclusion that contradicts his
previous beliefs. He prevents himself throughout from even
using the word "chromosome"; he establishes that the traits
for sex and white eye color are "combined," but avoids
calling them physically linked. He refutes his own distrust
and establishes the chromosomal theory of inheritance by
demonstrating that one specific character corresponds to the
behavior of one specific "factor" (later shown to be a
chromosome, visible under the microscope).
Fortunately in this case, and unlike in the history of cell
theory, the suspicion against preformationism did not retard
progress in genetics. Morgan himself was soon converted,
becoming one of the staunch advocates for ascribing to
chromosomes their genetic role through his further work and
that of his students, particularly Sturtevant and Bridges (who
provided direct proof of the chromosomal theory of inheritance in a most difficult paper).
VI. The Genetic Program
Chromosomes were found to be constituted largely of
deoxyribonucleic acid (DNA). DNA was shown to be the
material responsible for conferring visible (phenotypic)
traits. 31 The molecular structure of DNA was determined in
1953,32 and soon after the language of the genetic code. DNA
is the preformed element in natural living beings, and it
controls development-to a degree. In other words, development could be said to be preformational as regards genes
and their hereditary influences, but rigorously epigenetic in
actual constructional activities from undifferentiated begin-

�AIGLA

47

nings. And this leads us to the concept of the so-called
"genetic program," and to new problems and questions.
There are really two problems that both genetics and
embryology must address in order to get an adult organism
from a fertilized egg: cells becoming different (differentiation) and cells producing shapes (morphogenesis). Both
processes appear to be directed, and with the rise of information theory and the knowledge of the molecular biology of
instructions and mechanisms for protein coding by the DNA
base triplets, the notion of a genetic program is quite
reasonable. What exactly do biologists mean by a genetic
program? Where is it coded? And if it is coded in DNA, how
so?
First, the program is one of combinations of three
molecules (bases) determining an amino acid, and about three
hundred of these amino acids specifying an average protein.
If the genetic program has a language, the alphabet is made
up of single bases. It must be noted that a protein is not even
completely specified by its amino acid sequence, originally
coded by the DNA. The intracellular environment plays a
role in the final folded stable state of proteins, and every
protein has alternate stable states. The future shape of a string
of amino acids is "open," and the actual final configuration
only "closes" through environmental conditions."
Secondly, the genetic program must be an open one.
Evidence for this was provided one hundred years ago by
Harrison, 34 who observed independent differentiation in
nerve fiber outgrowth from single cells. Frog protoplasmic
fibers extended from nerve cell bodies into any region where
frog lymph was present in a Petri dish (in vitro)-a result not
consistent with a rigidly preordained genetic program. That
the program is modifiable and plastic is obvious from the
experimental results of Spemann and Mangold, and from
recent work with stem cells. Also, the phenomena of regeneration of limbs in some animals, of memory and of learning,
imply that the program is not rigid, yet has some specificity. 35
It is worth emphasizing that both-cell differentiation and

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THE ST. JOHN'S REVIEW

morphogenesis-are the result not only of a genetic program,
but also of what some have appropriately designated as a
"somatic program," consisting of the whole embryo at any
particular time and stage. 36 Neighboring cells and their
respective positions cause and induce changes in cell shape,
adhesion, motility, migration and function, and in the shape
of organs and of the organism as a whole. The program is not
a "recipe" for the final product; environmental information
and random developmental noise enter into a notcompletely-determined process."
Lastly, it is essential that the program turned out to be not
a descriptive program, as was thought previously (specifying
what the cell or the whole organism will look like), but
instead a program of instructions describing how to make an
organism. 38 Consider a structure in origami. A set of data
completely specifying its final configuration would be
extremely difficult to collect, and would not at all explain
how to achieve the end form. It is much easier to formulate
instructions on how to fold a piece of paper; simple instructions about folding have complex spatial consequences. In the
same way during development, gene action sets in motion
sequences of events that can bring about profound changes in
the embryo. If the program were the full description of the
organism, modern molecular biologists could rail again, this
time with an ultramicroscopic intonation, against preformationism. This generative program of instructions is carried
out on an epigenetic basis, and the road from DNA to
proteins to phenotype is extremely complicated and
tortuous." It is also the case that the environment can
influence, to a great degree, the variable expression of the
genetic program. 40 The embryo not so much develops as
emerges from the fertilized egg; it reveals itself, and one may
be tempted to say that it is almost evoked.
For some modern molecular biologists like Changeaux (a
famous collaborator with Jacob and Monod), any talk of a
developmental program is pointless, 41 and he wishes to
dispense with the term altogether, placing exclusive emphasis

�AIGLA

49

on epigenetic processes. He arrives at this (to me) extreme
view from his work on the development of neural connections in the nervous system (a sophisticated extension of
Harrison's work), where much plasticity occurs. This
malleability is only to be expected, so why is Changeaux so
much against the concept of a program? I am afraid that a
specter is haunting him: the specter of preformationism.
Rightly understood, a genetic program need not totally
determine and predict exactly what the precise shape of a
given nerve cell or of a nervous system with its billions of
synaptic connections, or of a whole vertebrate, will be. No
animal or plant is fully shaped and entirely determined by its
DNA. In this sense, living beings are not absolutely
predictable and may never be "computable. "42 Speaking of a
genetic program does make sense, especially if one considers
that this program is an historically evolved one, 43 and does
not provide an unalterable architectural blueprint, but only a
set of instructions for·the construction of a living being, and
at the same time, the means to carry it out.
Prominent developmental and molecular biologists have
recently wondered whether we "understand" development at
all. 44 The implications for a philosophy of biology are deep;
what seems to be at stake is our understanding of the concept
of "understanding" itself. It has become nearly impossible to
discern or even expect any broad general principles in embryology,45 and there may be not mnch more to explain than
what is observed. 46 We have an alphabet (nucleotide bases)
and words for development (triplets coding for amino acids
that make up proteins). What appears to be wanting, and has
so far remained elusive, is a "grammar of development." 47 My
guess is that this will not be forthcoming merely from the
completed human genome project that ascribes to portions of
DNA in different chromosomes the coding for the various
proteins that help constitute a living organism.
The foregoing discussion should result in a change in
conceptualization in the posing of the problem of differentiation and development. The old "classical" question was:

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THE ST. JOHN'S REVIEW

"How does an apparently homogenous, small ball of yolkladen cytoplasm with a nucleus, turn into a large, complicated, highly organized adult with fully functioning organs?"
Now we had better ask: "How does the encoded structure,
compressed into the specialized maternal organ-the eggbecome transformed into the realized structure of an adult
organism?"48

VII. Epilogue
I have attempted to investigate the role of an idea, preformationism, in several areas of biology: developmental
anatomy, cell theory, the chromosomal theory of inheritance,
and the concept of a genetic program. Beholding an egg
should remind us that it embodies, for Aristotle, a world of
explanation. It should be apparent that for us, one of the
greatest mysteries lies hidden within, and what is more,
comes out of it.
Notes
1

Nicolas Hartsoekcr, Essay de Dioptrique (Paris, 1694), 230.

2

F. Jacob, The Logic of Life (Princeton, Nj: Princeton University Press,
1993), 20.

3

Hartsoeker, Essay de Dioptrique, 229.

4

L. \'V'olpert et alia, Principles of Development (New York: Oxford

University Press, 1998), 3.
5

Aristotle, On the Generation of Animals, Bk. I, Ch. 8, 723a15-20, A.
Platt, trans., in The Complete \Vorks of Aristotle, ed. J. Barnes (Princeton,
NJ: Princeton University Press, 1984).
6

Ibid., Bk. II, Ch. 1, 734a16-22.

7

Ibid., 734a33-35.

8

Ibid., 729a29-32.

9

Ibid., 729b5-8.

10

Aristotle, Physics, Bk. Ill, Ch. 2, 202a9. R.P. Hardie and R.K. Gayc,

trans., in The Complete \Vorks of Aristotle, ed.
Princeton University Press, 1984).
11

Ibid., Bk. VIJJ, Ch. 5, 257b10.

J. Barnes

(Princeton, NJ:

�51

AIGLA

12 E. Mayr, The Growth of Biological Thought (Cambridge, MA: Harvard
University Press, 1982), 138.
13

Nicholas Malcbranche, De fa recherche de Ia
1700), 48.

verite, Vol. I, (Paris,

14

M.J. Schleidcn, Contributions to Phytogenesis, H. Smith, trans.
(London: for the Sydenham Society, 1847 [orig. 1838]).

15

R. Virchow, Cellular Pathology (London: John Churchill, 1860), 10
(Figure 4).

16 T. Schwarm, Microscopical Researches into the Structure and Growth of
Animals and Plants, H. Smith, trans. (London: for the Sydenham Society,

1847 [orig. 1839]).
17

]. F. R. Kerr ct alia, "Apoptosis: A Basic Biological Phenomenon with
long-ranging Implications in Tissue Kinetics," British Journal of Cancer,
26 (1972): 239.

18

Virchow, Cellular Pathology, 3.

19

In B.P. Voeller, The Chromosome Theory of Iuheritance (New York:
Appleton Century Crofts, 1968), 43-47.
20

In Voeller, The Chromosome Theory of Inheritance, 4-8; 26-33.

21

Ibid., 54-59.

22
In B.H. \Villier and J.M. Oppenheimer, Foundations of Experimental
Embryology (Englewood Cliffs, NJ: Prentice Hall, 1964), 2-28.
23

In \Villier and Oppenheimer, Foundations of Experimental
Embryology, 38-50.
24

Hans Dreisch, The Science and Philosophy of the Organism, vol. I
(London: Adam and C. Black, 1907).

25
In \Vrllier and Oppenheimer, Foundations of Experimental
Embryology, 144-184.

26

Hans Dreisch, The Science and Philosophy of the Organism.

27

In \'\i'iliier and Oppenheimer, Foundations of Experimental
Embryology, 74-90.
28
W. Sutton, "On the Morphology of the Chromosome Group in
Brachystola Magna," Biological Bulletin IV, no. 1 (1902): 24-39.

29

S.F. Gilbert, "In Friendly Disagreement: Wilson, Morgan and the
Embryological Origins of the Gene Theory," American Zoologist 27
(1987): 797-806; S.F. Gilbert, "The Embryological Origins of the Gene
Theory," Journal of the History of Biology II, no. 2 (1978): 307-351.

�THE ST. JOHN'S REVIEW

52

30

T.H. Morgan, "Sex Limited Inheritance in Drosophilia, '' Science
XXXII, no. 812 (1910): 120-122.

31

O.T. Avery, CJv1 Macleod, and M. McCarty, journal of Experimental

Medicine 79 (1944): 137-158.
31

J.D. \Vatson and F.H.C. Crick, "Molecular Structure of Nucleic Acids,"

Nature 171 (1953): 737-738.
33

D. Whitford, "Protein folding in vivo and in vitro," in Proteins:
Structure and Function (Hoboken, NJ: John Wiley and Sons, 2005).

34

R.G. Harrison, "Observations on the Living Developing Nerve Fiber,"

Anatomical Record 1 (1907): 116-118.
35

E. Mayr, "Cause and Effect in Biology," Science 134 (1961): 15011506.

36

E. :Niayr, This is Biology (Cambridge, lvlA: Harvard University Press,
1997), 21, 171.

37

R. Lewontin, The Triple Helix: Gene, Organism, and Environment
(Cambridge, .MA: Harvard University Press, 2000).

38

\X'olpert, Principles of Development, 21.

39

Science 295 (1 March 2002): 1661-1682, see complete issue.

40

Lewontin, The Triple Helix.

41

J.P. Changeaux, Neuronal Man (Princeton, NJ: Princeton University
Press, 1997), 195.

41 L. \Vol pert, "Development: Is the egg computable or could we generate
an angel or a dinosaur?" in M.P. Murphy and L.A.J. O'Neill, What is
Life? The Next Fifty Years (Cambridge: Cambridge University Press,
1995), 57-66.
43

.Mayr, "Cause and Effect in Biology"; Mayr, This is Biology.

44

L.Wolpert, "Do We Understand Development?" Science 266 (1994):
571-572.
45

Ibid.

46

R. Lewin, "Why is Development so Illogical?" Science 224 (1984):
1327-1329.

47

Ibid.

48

E. Mayr, "Comments on Theories and Hypotheses in Biology," Boston

Studies in Philosophy of Science 5 (1968): 450-456.

�53

The Persians and the Parthenon:
Yoke and Weave
Part Two: The Parthenon

1

Mera J. Flaumenhaft

"Who are you and what is your family? .. .How old were you
when the Medes came?"
Xenophanes

1. The Building and the Polis
There are no words on the Parthenon (Figure 1). So in one
sense it is true that, unlike Aeschylus's Persians, the building
offered Athens a "visual, non verbal" education. 37 But, like
every other feature of this logos-loving city, this silent marvel
in marble invites all who see it to articulate in words the
story-or multiple stories-it too tells about Athens and
Persia.
The first is the story of the building itself, the story of its
building. Like Aeschylus's play, it has its origin in the Persian
wars. But its site far predates these events, reminding us of
ancient times when Athens was a fortified community
centered around a palace monarchy. From its earliest days,
Athens, like Persia, shaped and rearranged the natural
features of the environment to serve the demands of its
communal life. In the early Bronze Age (1300-1200 B.C.), the
Mera Flaumenhaft is a tutor at the Annapolis campus of St. John1s College.
This essay is in two parts. Part One of this essay appeared in the previous
issue of The St. Jolm's Review, volume 50, number 2. Notes are continuous.
The photos included in the text are courtesy of Ann M. Nicgorski,
Willamette University, 1998. Dr. Nicgorski's excellent collection of images of
all the parts of the Parthenon discussed in this essay is available and easy to
use at www.willamette.edu/cla/Ytrvicws/parthenon/. For websites and books
with a fuller selection of photos, see the Bibliography before the Endnotes.

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THE ST. JOHN'S REVIEW

FIGURE l (Courtesy of A. Nicgors.ki)

Acropolis, "high city," was artificially terraced and shored up
by a wall of cut rocks. So old and huge was this rampart that
it was called the "Cyclopean" wall; it was said to be the work
of a barely-civilized pre-human people, or of the legendary
Giants under the direction of Athena, who had defeated them
in an early war between the Gods and the Giants. 38
Eventually, the Acropolis above it became the site of a
fortified citadel from which the Athenian royal family ruled
the surrounding population.
Legend also told how Poseidon and Athena long ago vied
for primacy in this land. The sea was Poseidon's claim to
power; he caused a pool of salt water to appear on the rock.
Athena brought forth an olive tree as evidence of her power.
The judges ruled that the olive was the more valuable gift and
the goddess became the patroness of the city whose name she
shared. The incident was memorialized in the pool and the
olive that remained in the Erechtheion, one of the earliest
temples on the Acropolis. There is a story that, in 480 B.C.,
on the day after the Persians burned the Acropolis, the men
whom Xerxes sent to sacrifice in the shrine fonnd that "the

�FLAUMENHAFT

55

olive had put forth from its stump a shoot of about a cubit's
length" (Hdt., 8.55). By the early sixth century, the hill was
no longer dominated by a royal palace, but had become a
major sanctuary, accessible to all by a wide ceremonial ramp
that led visitors to a temple with an altar to a small olivewood
statue of Athena Polias, that is, "of the city." This carved
figure, xoanon, wrapped in her pep/as (robe), remained a
focus of civic religious life for centuries.
The statue had such close relations with Athens that, like
the supposedly autochthonous human population, it was
associated with no other earthly place. Its origins were
unknown; it was said to have fallen on this spot from the
sky, 39 the home of Athena's father, Zeus, on whose unlimited
empire Xerxes wished to model his own. Unlike the shadowy
legend of the statue's beginnings, the story of the birth of the
goddess herself was well known. So, indeed, are those of the
other Greek gods. Anthropomorphic in looks and character,
these gods are immortal, but not eternal; each came into
being, and each is associated with partial aspects of nature or
human experience. The story of a god's genesis often points
to the characteristic nature of that god. The full divinity of
each is most fully expressed when all are considered together.
But, unlike Persian multiplication, pantheon does not mean
mere aggregate or multiplied strength. Rather, it means a
defined plurality in which the elements are related, but differ
from, and are even in tension with, each other, and so
compose a viable and complete whole. Once again, as we saw
in Part One of this essay, the metaphor of well-woven fabric
comes to mind.
It was predicted that Athena's mother, Metis, whose
name means "cunning," "craft," or "counsel," would give
birth to a child excelling in these same qualities, one who
might rule the world. So Zeus, the child's father, swallowed
the pregnant Metis. When the time came, Hephaestus, also
crafty and cunning, split Zeus's head with an axe and
delivered the baby. And so Athena appeared in the world:
full-grown, fully armed, with an extraordinary intelligence,

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THE ST. JOHN'S REVIEW

the very personification of immediacy, wily craft, and
resourcefulness. Not born from a mother, never to be one
herself, the maiden, parthenos, became the patron goddess of
a city of extraordinary masculine activity, one that excelled
not only in physical strength, as evidenced in war, but also in
the political arts of public speech and commerce and the
technological arts of agriculture, horse chariots, and ships.
But this child of her father was patron to women as well. Her
craft was manifest in the spinning and weaving of wool, as
well as of words. The image of her owl appeared on loom
weights that remained indoors, at home, with the women, as
well as on the currency exchanged in the open-air Agora
below the Acropolis, where men congregated to conduct the
commercial affairs of the city. Pallas Athena stood behind the
pep/as-weaving women and the spear-carrying warriors
whose lives together made a complete human city. The civic
fabric of Athens was woven from her arts, equally at work in
men and women ..
The annual Persian feast to celebrate the Great King's
birthday was called "tuktu," that is, "perfection" (teleion,
Hdt., 9.11 0). Athens' greatest festival celebrated not the birth
of a divinized despot who claimed that he was different from
all other men, but that of a civic deity who really was. The
meaning of her pep/as, in contrast to Xerxes' in Aeschylus's
play, reveals much about the two regimes. 40 There were two
related summer festivals devoted to Athena, one involving
part of the city and one all of it, both focused on the
olivewood image and what she wore. In May, the women
celebrated the Plynteria, the "washing rites." Gently
undressing and veiling the olivewood Polias, they carried her
pep/as to a spring, or perhaps as far as the sea, to launder it.
In the meantime, in the Kallynteria, the "adorning rites," the
crude and featureless image was prepared to receive the clean
garment. She was bathed and oiled and decorated with
jewelry. Robed again, she was replaced near her altar in the
old temple to await the most important festival of the year,
which took place in the following month, and bore her name.

�FLAUMENHAFT

57

From as early as the seventh century B.C., the June
Panathenaia, the festival of "all Athenians," culminated in a
citywide procession in which Athena's people presented her
with her annual birthday gift, a new peplos. By the next
century the festival included musical and rhapsodic performances, athletic and equestrian contests, and the awarding of
tripods, figurines, and large vessels of olive oil to those who
excelled in honor of the goddess who brought the olive.
The weaving of the peplos for the olivewood statue was
begun, appropriately, nine months before the goddess's
birthday celebration during a festival of crafts, when the
loom's warp-the upright cords-was set up by nine women
"workers," ergastinai, from designated aristocratic Athenian
families and several seven to nine year old girls dedicated to
the service of Athena. These children lived on the Acropolis
for the nine months and helped weave the pep/os. This bright
purple and yellow, woolen "story-doth" was decorated with
a tapestry-like depiction of Athena's exploits in the victory of
the Gods over the Giants. As we shall see, the Parthenon, like
other Athenian works, repeatedly associates this mythical
victory with Athens' historical victory over Persia. In the early
celebrations of the Panathenaia, the peplos was a rectangle of
about five by six feet and would have fit the human-sized
wooden image. Later, it may have been as big as a ship's sail
and, like real sails, would have been made by sewing several
loom weavings together. 41 The larger peplos was probably
made by professional male weavers for the Greater
Panathenaia every fourth year 42 and may have been exhibited
in the old temple of Athena Polias after the festival. Before
that, however, the pep/os was transported, perhaps on a
wheeled ship-cart, from the northwest city gate near the
Kerameikos district along a processional route to the Agora,
to the base of the Acropolis, and then carried up to the top
for presentation to the goddess. The ship "float" may have
been made from a Persian trireme captured at Salamis. Like
the wooden benches in the theater, and the roof and internal
decorations of the Odeion, which were made of Persian masts

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THE ST. JOHN'S REVIEW

and spars,43 it would have been an explicit reminder of the
Persian defeat. Again, the analogy of the Spanish Armada
makes vivid the attempt to keep an averted disaster literally
before one's eyes. In the hall of Gray's Inn in London, a
carved wooden screen thought to have come from a flagship
in the Spanish Armada has served a similar function for
centuries. It was rescued by firemen when the building was
badly damaged during the London Blitz and survives today to
remind the small island nation of its unlikely survival of both
Spanish and Nazi attempts to invade and conquer it. 44
How can we understand the festival fabrication rituals on
which this ancient city and its citizens spent so much time and
effort and money? Both the weaving and the civic procession
are prime examples of the ways in which the democratic polis
produced and maintained itself as a civic community.
Representatives from all parts of the population-old and
young, men and women, citizens and resident aliens, slaves,
and workers in many different crafts-participated in the
preparations that were overseen by a large number of administrative officials. The weaving at the center of the
Panathenaia was thus the occasion for weaving together not
only the pep/os, but also the different elements of the
Athenian city. The prescribed rituals and legal instructions
concerning the workers, places, times, materials, patterns,
colors, and the delivery of the woolen cloth occupied the
attention of much of the population. One can observe the farreaching effects of such "material" rituals in the building of
the ark and tabernacle by the wandering Israelites; it kept
them busy and made them obedient, law-abiding, and
devoted to what they had worked so hard on. The same
effects are aimed at in the annual festival that removes and
replaces the K'aaba cover in Mecca, and in Christian processions of a beautifully dressed image of a patron saint, like the
annual fiesta for La Conquistadora in Santa Fe, New Mexico.
In their outlook and technology, Athenians looked to the
new, the future, and change. At the same time these rituals
held them to the old, the past, and the recurring. Festival

�FLAUMENHAFT

59

preparations and participation compelled these self-sufficient
and resourceful citizens to recognize their dependence on
what was beyond their control. Free and self-governing, the
Athenians on such occasions devoted their powers and
resources to obedience to laws and the service of old traditions and gods. If, in celebrating Athena, they were simultaneously celebrating their own achievements and character,
the rituals in honor of the goddess seem designed to remind
them also of their limitations. By the middle of the fifth
century, the birth of Athena Parthenos, her victories over
Poseidon and the Giants, her procession, and her peplos
would all be pictured on the most outstanding building on the
Acropolis. For that fabrication and its effects on the city we
must return to the events memorialized in Aeschylus's
tragedy.
At the battle of Marathon in 490 B.C. a small Athenian
army and their allies defeated a massive Persian force that had
traveled vast distances by land and sea, transforming even the
shape of the lands they traversed, to conquer resisting cities
in Greece. 6,400 subjects of the great king died at Marathon.
The Athenians lost 192 citizen hoplites. In the aftermath of
this unlikely victory, Athens began to build a new temple on
the south side of the Acropolis in honor of her patron
goddess. This required extending the south platform of the
Acropolis, which dropped too steeply to accommodate the
planned temple. Although much work had been done, the
Marathon Hekatompedon ("hundred-footer" temple) was
still unfinished when the Persians returned under Xerxes in
480. This time they reached Athens itself and burned the
entire city, including the unfinished temple. Before the
Persians arrived, almost the entire population of Athens had
been evacuated to Troezen and to the nearby islands of
Aegina and Salamis, to which they probably brought the
olivewood image of their goddess. 45 As Aeschylus reminds his
Athenian audience, the religious and political life of the polis
lay not in its streets and buildings, but in the characteristic
activities and attitudes of its citizens. The boule (council)

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THE ST. JOHN'S REVIEW

continued to meet at Salamis, even as those it governed saw
smoke rising from the burning buildings and their contents,
including the peploi of former years, 46 on the Acropolis. A
year after Xerxes' defeat at Salamis, the force that had
remained in Greece with the Persian general Mardonins was
decisively smashed by the Athenians and their allies at the
battle of Plataea.
Here the story of the Parthenon almost ended, for after
the victory the Greek allies took an oath:
I will not set life before freedom ... having
conquered the barbarians in the war .. .I will not
rebuild any of the temples that have been burnt
and destroyed by the barbarian, but I will let them
be left as a memorial to those who come after of
the sacrilege of the barbarian. 47
This way of remembering through preserving ruins is seen in
the preserved parts of the cathedral the Nazis destroyed at
Coventry and was urged in recent deliberations about what,
if anything, should replace New York skyscrapers destroyed
by twenty-first century barbarians. The rubble in Athens was
left to lie or was used haphazardly in the hasty fortification
and reconstruction of the city. But in the repaired north wall
of the Acropolis some of the column drums from the
unfinished temple to Athena were deliberately placed so that
they could be seen from the restored Agora, the marketplace,
below. These pillars remain on view today.
Thucydides tells the story of the recovery of the victorious, but destroyed, city of Athens (1.89-108). Domestic and
civic buildings were rebuilt, and the port at Piraeus was laid
out and fortified. Despite Lacedaemonian objections, long
walls were built to the sea, and the Athenian naval force was
expanded. Most of the Aegean and coastal cities became allies
of Athens in the Delian League to keep the seas open and to
discourage future Persian invasions. Before long, the allies
preferred, and were encouraged, to give money to Athens and
let it build the ships necessary to protect them all. These cities

�FLAUMENHAFT

61

soon found themselves members of an alliance that was
rapidly coming to be dominated by its strongest city. In 454
B.C. the League's treasury was moved from Delos to Athens.
When peace was concluded with Persia in 449 B.C., the
Athenians summoned all the Greeks to a general assembly to
discuss future safety and to reconsider the Plataean oath not
to rebuild sacred places. One consideration was to be that the
Greek allies had failed to sacrifice to the gods who had saved
them from the Persians. Pressured by the Lacedamonians,
who declined to attend, and resenting the growing power of
Athens, no other League members showed up, and Athens
decided unilaterally to continue policing the seas and
collecting tribute.
At this point Pericles proposed rebuilding and enlarging
Athena's temple on the Acropolis. His oligarchic enemies in
the assembly objected to spending the money of the Delian
League for an Athenian project, charging that they would be
"gilding and bedizening our city .. .like a wanton woman
[who] adds to her wardrobe precious stones and costly statues
and temples worth their millions" (Plut. Pericles, Xll}. 48
Pericles countered that the allies were "owed no account of
their moneys" as long as Athens effectively "carried on the
war for them and kept off the Barbarians" (Plut. Pericles,
XII). Plutarch describes the enthusiasm with which the
populace then embraced this vast public works project. It
would call many arts into play and involve long
periods of time, in order that the stay-at-homes,
no whit less than the sailors and sentinels and
soldiers, might have a pretext for getting a
beneficial share of the public wealth ... So then the
works arose, no less towering in their grandeur
than inimitable in the grace of their outlines, since
the workmen eagerly strove to surpass themselves
in the beauty of their handicraft. And yet the most
wonderful thing about them was the speed with
which they arose. (Plut. Pericles, XII-XIII)

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Here Plutarch emphasizes the competitive spirit and the
speed that, like the swift victory at Salamis, characterized all
things Athenian. When the oligarchs continued to complain
about the great expense of the Parthenon, Pericles offered to
fund the undertaking himself, as years before, he had funded
the production of the Persians, and as, more recently, other
wealthy individuals had underwritten other buildings and
beautification projects in the ciry. In this way, he said, Athens
would be saved the cost and "I will make the inscription of
dedication in my own name" (Pint. Pericles, XIV). At this
dramatic gesture, the wary assembly quickly voted in favor of
public funding and sparing no cost. For the next few decades,
a great deal of the assembly's time was spent deliberating on
the features and expenses of the new temple. Even as it took
shape, it was supervised and discussed by the democratic
population for which it was being built. These discussions are
recorded in civic records and in the narrative accounts of the
extraordinary writers Athens also produced. Thus the aristocratic Pericles maneuvered his oligarchic enemies into
supporting polis-sponsored projects that would increase the
power of his radically democratic supporters. The Parthenon
was the centerpiece of the building program. The man whom
Plutarch calls "that political athlete" (Pint., Pericles, III) was
among the most interesting competitors ever to exhibit
himself upon the Athenian stage. The Panathenaic trophies
and the names of the athletes who won them are lost in the
anonymity of time, like those of the Persians who died at
Salamis. The name of the young aristocrat who made his
"brilliant debut"49 as the choregos of Aeschylus's Persians, was
not inscribed on the temple, but it was known forever after as
Pericles' Parthenon. 5•
Before looking at the Parthenon, let us glance briefly at
some Persian buildings where, as in Athens and Sparta,
physical constructions reflect the political structure and
principles of the regime. As Aeschylus describes it, the everexpanding Persian Empire is centered on the royal palace and
nearby tomb of the divinized monarch, the only godlike

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63

figure who appears on stage. Although the play is set in Susa,
it is clear that the king's palaces, like everything else in
Persia-except the monarch himself-are multiple; in
addition to Susa, Ekbatana and Persepolis are mentioned
repeatedly as the king's headquarters. But, unlike the civic
and political activities of Athens, which took place in one
bounded, permanent location, the Persian court was also
always on the move. 51 Super-civilized in some respects, it
retained nomadic aspects more characteristic of lessdeveloped peoples. The King sat upon a movable throne. The
portable royal tent, as elaborate as the palaces, was an object
of wonder to the Athenians, who may have copied its shape
in the roof of the new Odeion. 52 Herodotus says that
Ekbatana, the palace fortress built by Deioces, the first king
of the Medes, was built for himself and his bodyguards on a
hill and was reinforced artificially with seven strong walls; the
rest of the people lived outside the stronghold. Deioces
arranged that all business "should be contracted through
messengers and that the king should be seen by none" (Hdt.,
1.99). The structure of the hierarchical Persian regime
insured that each level-subjects, local officials, and regional
satraps-had dealings only with the ones immediately above
and below it. At Persepolis, the huge compound was not far
above the plain below and may have been surrounded by a
mud wall. This too was a closed site, open only at the king's
pleasure. An ancient commentator remarks that, "at Susa or
Ekbatana, the king was invisible to all," but everything was
arranged so that he "might see everything and hear everything. " 53 His viceroys, "the Great King's eyes/' 54 as
Aeschylus's Persians refers to them, were ever vigilant.
Even in the public audience hall, the Apadana, at
Persepolis, vision seems to have been obstructed by the many
columns and the distant ruler in the large, dark chamber
would not have been easily observed by his subjects. 55
Directions came from an unseen center from which attention
was also turned by the king's desire for unlimited expansion.
A long inscription describes "the palace which I [Darius] built

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at Susa" 56 of timber, gold, stone, ebony, and brick transported
from the far reaches of the empire. Unlike the Athenian
political records with their public accounts of the expenses
and inventories of Periclean buildings, there is no Persian
record of the architects, organization, or political context of
Persian building. In Persia, as in Egypt, the King's massive
construction projects, like his military campaigns, were facilitated by the unlimited, enslaved manpower at his command.
The eastern monarchy did not discuss its "public" buildings
any more than it discussed its foreign and military policy. It is
not surprising that Persia produced no narrative history or
drama and that among the extant ruins of its great buildings
there is no evidence of either assembly places or theaters.
Herodotus's observations about the buildings and
monuments of "barbarian" nations other than Persia are also
instructive about what was different about Athens' greatest
monument. Not surprisingly, the nomadic and under-civilized
Scythians had no temples or cities; residing in movable tents,
their only significant permanent places were their fathers'
gravesites (Hdt., 4.127). These itinerant non-builders were
also not producers of cloth. They made no linen or woolen
fabrics, both of which require a stationary economy, but
dressed themselves mostly in animal skins. Early Persians,
before the eras of the great buildings, also wore leather.
Croesus and the Lydian conquest softened tl1em into the
lovers of luxurious fabrics, robes, and slippers with which,
along with enormous palaces, the Greeks associated them. In
Lydia, the greatest building was a royal tomb constructed by
craftsmen and by prostitutes who worked on it to earn their
dowries (Hdt., 1.93). The walled city of Babylon had two
walled compounds within it, one for the royal palace, the
other for a stack of multiple towers, ziggurats. The latter
contained a huge temple for Zeus with a great gold statue of
the god and altars for sacrifice to him. Herodotus says Xerxes
took the statue and killed the priest who had forbidden him
to do so (Hdt., 1.181-2).

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The most impressive buildings of the Egyptians were not
temples for gods, but massive memorials to the godlike kings
who built them. Thus, Moeris built a propylaia (gateway) to
the temple of Hephaestus as a memorial to himself (Hdt.,
2.101), and Cheops built pyramids, intending to preserve his
memory as a divinized ruler. Cheops used slave labor,
ordering all Egyptians to work only "for himself" (Hdt.,
2.124). Amasis, the last of the Egyptian kings described by
Herodotus, considered himself a "great lover of the Greeks"
(Hdt., 2.178). But Herodotus emphasizes how different
Egypt was: the sheer size of his propylaia and temple to
Athena at Sa'is, the "supernatural" (hyperphueas) size of its
stones, how long it took for two thousand men to transport
its building materials from great distances, and the many
colossal statues and hybrid man-headed sphinxes around the
temple. Herodotus was "amazed" at the huge shrine, made
from a single stone, outside the temple. It was said that one
of the workmen had been killed while trying, unsuccessfully,
to lever it into place (2.175). The story strikes an odd note,
given the thousands of anonymous slaves who lost their lives
to Egyptian projects. In Memphis, the statue of Hephaestus
measured seventy-five feet; it was so large that it had to lie flat
on its back in front of its admirably large temple (Hdt.,
2.176). Again and again, Herodotus associates the size and
character of the buildings of non-Greek peoples with their
political and religious character.
Now behold the Acropolis again, this time with the
completed Parthenon and surrounding buildings in place
upon it. From the top, all of Athens, including its boundaries,
would have been visible. The ancient city itself was walled,
and contiguous lands were contained between mountains and
the sea. Herodotus observes that the longest wall of the Great
King's private domain in Ekbatana was "about the length of
the wall that surrounds the city of Athens" (Hdt., 1.98,
emphasis added). Unlike the eastern empire that recognized
no natural boundary, Athens was open on the inside and
bounded-though accessible to outsiders-on the outside,

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both physically and politically. Political life was not contained
in a closed palace, garden paradise, or tomb, where all
communication with the royal family was mediated by
officials or bodyguards. The sacred precinct upon the
Acropolis was articulated from its surroundings by its
elevation and by the grand gateway, the Propylaia, through
which it was entered. But, like the Agora, which was no more
than a ten or fifteen minute walk from any place in the city, 57
the Acropolis was accessible to all Athenians, to resident
aliens, metics who "dwelled among" (met-oikeo) them, and
to foreigners (xenoi) who visited from elsewhere. In festival
processions and athletic competitions, in battle, assembly, and
the theater, Athenians were on view to each other and direct
speech was the preferred medium of exchange. Unlike the
staircase to the Apadana, the stairs to the Propylaia invited
those who climbed them to enter and to look.
The new temple could be seen from everywhere in
Athens: from the lower hill on the Pnyx where the assembly
met, from the theater on the south slope of the Acropolis, and
even from the sea. Most other buildings in Athens were made
of dark wood and baked brown mudbricks. Rebuilt quickly
after the Persians went away, they were not made to be
looked at or to be visible from afar. Even the public buildings
in the Agora, including marble stoas, temples, and fountains,
would have had, at least from their location, a lower status
than the temple on the Acropolis. Various architectural
"refinements" that will not concern us here make the
Parthenon appear to be "springy" or to float skywards,
increasing its high status in the physical city. Because it is
located on the highest spot on the hill and near the edge of
the southern side where less traffic was possible, most views
of it from elsewhere on the Acropolis would not have
included other large structures. 58 Unlike the Agora, which
was planted with shade trees, the rocky hill above it did not
support trees or other vegetation-except Athena's olive.
There were, however, numerous smaller buildings,
monuments, and billboards, so that the ancient visitor's view

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67

would have been far more cluttered than what we see today.
As we have seen, some of this "clutter" functioned as a
"public archive in bronze and stone," 59 providing information, to those who could read, about the building projects
themselves.
The temple to Athena was not used for child sacrifices,
prostitution, or royal burials. Visitors to the Parthenon came
to deliver the birthday peplos to the goddess-and to look.
What they saw was themselves, both in the flesh and represented in local marble. The temple was not used for
worship of the goddess. Rather, like Aeschylus's play, it was a
"monument" or "reminder" of the city's collective defeat of
a different way of life, a house for a goddess who exemplified
what they regarded as a superior life for human beings. As we
shall see, the pictures of the Parthenon clearly distinguish
men and gods, humans and beasts, as well as male and female
human beings. Deified kings, as well as sphinxes, Centaurs,
and Amazons, are all rejected as hybrid; each in its own way
undermines human nature. Unlike the unlimited, enslaved,
yoked manpower that worked and died on Persian palaces
and Pharaohs' pyramids, the Parthenon work force, although
it certainly included slaves, consisted of citizens, resident
aliens, and foreigners as well, all paid for their labor. In
addition to the myths depicted on the temple, there are myths
about it. An old story tells how a mule that was resting from
its task of dragging heavy marble up to the building site came
back, of his own free will, to encourage his yokefellows in
their work. 60 Athenian civic propaganda, spread easily among
a small population whose politics consisted of constant talk,
insisted that even beasts of burden were enthusiastic participants in this project. Self-yoking in a noble cause is the theme
of the story that Athenian Solon tells Croesus about the
blessed brothers, Cleobis and Biton, who put themselves
"under the yoke" of a carriage to pull their mother to
worship at the temple of Hera (Hdt., 1.31). Another story
contrasts with that of the Egyptian laborer crushed in the
temple of Athena at Sa'is, where the goddess is present only in

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the huge, inert statue (Hdt., 2.175). In Athens, in contrast,
Plutarch reports that, when the most zealous workman at the
construction site of the Propylaia entrance to the Acropolis
fell off the building, mortally injuring himself, Pericles was so
dispirited that the Goddess appeared to him in a dream and
told him how to heal the man (Piut. Pericles, XIII). The
popular myths repeatedly assert that Athena watched over
and took an active interest in the building of her city.
The dimensions of the new Parthenon were larger than
those of its predecessor so that it could accommodate the
statue that Phidias planned for it. But, like the city that
withstood the mixed and disproportionate Persian force, the
Parthenon is a monument to unity and proportion. In what
follows I shall not discuss the architecture itself, but concentrate on selected parts of the temple, in which "narrative"
depictions shape the viewers' collective memory of their
victory over the Persians. On the stage Aeschylus depicts
Persians who, although different from Athenians, are recognizable human beings like themselves. On the Parthenon, the
actors on the "stages" of the pediments and metopes on the
outer temple resemble the humans who view them, but are
super or sub-human in size or form. The inner walls of the
temple are the "stage" on which Athenians view themselves
engaged in the paradigmatic Athenian festival, the celebration
of Athena's birthday. As in Aeschylus's tragedy, the civic
clothing and dynamic "weaving" of Athenian democratic
politics is meant to look superior to the luxurious fabrics and
strong yoke of the Persian Empire. The most important ritual
fabric in Athens was woven to clothe the wooden image of
the goddess who watched over this city. Just as Aeschylus's
play represents the power and failure of Persia in the Queen's
robes and Xerxes' peplos, so the Parthenon's pediments,
metopes, and frieze, and the celebrated statue of the goddess
herself, make Athena's pep/as a politically significant artifact.

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2. Pediments: Before and Above the Polis
Although the Parthenon stands at the center of polis life, the
citizens who come to see it are made to look again, to re-view
their city in the light of what is outside it, both spatially and
temporally. Thus, the pediments, the triangular gables facing
outward east and west on the short sides of the temple, depict
the outermost context of the city, the cosmos in which the
bounded polis takes shape and flourishes. Unlike the
divinized Darius and Xerxes, who aspired to a realm as
extensive as Zeus's sky, the Parthenon assumes a realm that
transcends the limited human world. In two dramatic scenes
depicting well-known stories, the pediments exhibit divine
beings who have their primary location outside the city, above
the mortals whose affairs they are both spectators of and
participants in. These representations of the gods depict the
continual adjustment and balancing of different and complementary human qualities. They show how Athens became
Athena's city through the careful interweaving of all the other
gods-including those who seem antithetical to her waysinto a heterogeneous but viable whole. Although it depicts
opposition and strife among the gods, the "polytheism" of
the Parthenon is informed by a principle of a coherent,
unified cosmos. The "dramas" staged on the pediments do
not conclude in the mere defeat of one of the contesting
sides; the gods don't die. The victor wins by assimilating the
vanquished and adjusting the order of the world. We know
about the pediments from a few remarks of the traveler
Pausanias who saw them in the second century A.D., from
Jacques Carrey, who made drawings of them in 1674 before
they were largely destroyed in a gunpowder explosion in
1687, and from the damaged yet remarkable figures in
Athens, Paris, and the British Museum in London. Classicists
and archaeologists have put together a variety of plausible
scenarios for the two pediments. The non-expert can follow
their lead and think through, in a general way, what the intent
and effect of these scenes might have been.

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The pediments are populated with three-dimensional
sculptured figures. These are positioned at different angles,
some facing forward, others seen in profile. Some appear to
be moving towards the front triangular plane of the scene,
and some actually do penetrate it. The originals had attachments, some of which mnst also have projected outside the
plane. The triangular frame and the rounded character of the
sculptures remind one of theatrical tableaux; viewed more
closely, the sculptures might even have appeared to be
"rounder" than would distant actors who might appear flat in
a very large theater. The pediment figures are unusual in that
their backs, unseen after the sculptures were mounted, are
finished; like actors on a stage, they appear as "real"
personages, not just building ornaments. The "backdrop"
wall was originally painted bright red or blue, and the
colorful patterns painted on the sculpted clothing of the
figures would have stood out against it as costumed actors did
onstage. Tragic actors, like those in the Persians, are intelligible to the spectators, the "audience," primarily through
their heard speech. How do the silent pediment actors
"speak" to Athenians about the Persian wars of recent
memory and about the community that survived them?
The west pediment faces the spectator as he approaches
the Parthenon from the great (unfinished) entrance gate, the
Propylaia. His first view of the highest part of the "back" of
the temple (as it appears in descriptions and drawings) would
be a tableau of the contest between Athena and Poseidon,
who take center stage. The scene is set on the Acropolis.
Pausanias says their strife was for the "land," suggesting a
very early, almost proto-Athenian time. They are symmetrically flanked by horse-drawn chariots and gods. In the
narrowed corners are reclining river gods (and perhaps the
autochthonous king Kekrops), snakes, a sea monster, and
other figures associated with early legends of king Erechtheus
and his family: "The figures in the angles represent the royal
population of Athens before it was Athens. " 61 The contest
between Poseidon and Athena pits the natural abundance of

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surging fluidity against the artful prosperity of rooted solidity.
Fruit and oil, wooden boats and oars, will characterize
Athena's city, where speech and artful skill, techne, will shape
the sheer power and fertility of Poseidon. Thus, the victory of
Athena in this pre-political agon results not in the elimination
of the immortal god of the sea, bnt in his assimilation. On the
north side of the Acropolis both the olive tree and the salt
spring remained as reminders of the outcome. Travelers by
sea leaving or arriving at Athena's city would always see the
great temple of Poseidon on the cliff at Sounion. Equilibrium
rather than mere defeat is suggested by the position of the
contenders, both of whom remain upright in a "great
'Pheidian V'," 62 and by the way Poseidon's leg overlaps
Athena's, placing him in the foremost position. The pediment
suggests that balance in Athena's city involves harnessing
Poseidon for the city's benefit. But harnessing does not mean
simply yoking. Every visitor to the Parthenon remembered
that the Persians were defeated at sea, and that Athens'
greatness, in contrast to that of landlocked Persia, was the
result of her close and comfortable relation with Poseidon.
Unlike Xerxes and the Persians, Themistocles and the
Athenians knew that one doesn't "beat" or shackle the sea,
but collaborates with it by sailing and swimming. In the 4 70s,
after the maritime victory at Salamis, Athens may have
developed a Poseidon cult around the salt spring and the sign
of the trident,63 which, like the olive tree depicted in the
center of the pediment, remained visible on the Acropolis.
The west pediment memorializes the victory over Persia by
asserting that Athens succeeds under the supervision of gods
who transcend the city in time and place, but that, in Athens,
there is a time and place for all the gods.
The "front" east pediment also pictures a cosmic event,
"in the manner of classical drama ... played out in the course
of a single day." 64 The scene is Olympus. In the center, the
viewer would have seen a tableau that included Zeus, perhaps
seated on his throne, Athena, newly emerged from his head,
and Hephaestus holding the axe that liberated-and

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delivered-her. With a mother named Metis, "craft" or
"wisdom," and gestation in the head of Zens, she comes into
the world as a manifestation of rational, self-reliant thought.
Just as the symmetry of Athena and Poseidon on the west
pediment conveys their simultaneous existence in Athens,
here the symmetry of Athena and Hephaestus around Zens
indicates that these two must be thought of together. "In
Athens, the birth of Athena makes a new god of Hephaestus,
for they share between them the patronage of all things made
by the hands. " 65 He is her midwife, but also the "working
partner to the newborn goddess of work. "66 Like the central
figures on the west pediment, the central group here is
flanked by an array of divinities, some individuals, and some
in groups carved from common blocks of marble. Tied
together, they suggest again that Athenian mortals look up to
a pantheon of complementary divinities. The east pediment's
location, Olympus, is a loftier mountain than the Acropolis of
the west pediment. It is far removed from the city around the
Acropolis, but the "explosion of power"" from the head of
Zeus affects not only the gods who have homes on Olympus.
"The event taking place between" Helios, the sun, in the
south angle and Selene, the moon, in the north "is ... an event
of cosmic significance. It is dawn. There is a new order on
Olympus. The coming of Athena has changed the world." 68
As we have seen, Athens commemorated Athena's birth
with a new dress, whose weaving and presentation provided
the city with an elaborate protocol for holding itself together.
The fast-moving, quick-thinking city of rationality and
progress here tied itself to tradition and repetition, to time.
The east pediment, like the festival and the Parthenon itself,
made the Athenians look backward as well as forward and
recognize their mortal limits. Thus, although the gods who
live forever have an endless future, time as it is depicted on
the east pediment is cyclical, not linear. Just as Athena's
victory on the west pediment does not simply banish
Poseidon, here on the east "Light does not banish darkness
from the world, for neither can exist without the other." 69

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Dawn, like Athena's birthday, always comes round again. But
although the gods do not die, even they tire and retire when
the sun goes down. Nothing captures this quite so well as the
immortal but weary horse of Selene's chariot, about to sink
under the night horizon in the northern angle of the
pediment. The horse breaks the plane and thus the distancing
frame of the pediment, and seems to reach into our world.
Viewers have always loved him, for although his days are not
numbered like ours, he expresses weariness as we too know
it.
Like the Persians, the Parthenon suggests "weaving" as an
image for the holding together of a human community. One
of the most astonishing things about the pediments is the
sculptured clothing, a trademark of Pheidias's style
throughout the Parthenon. Unlike the stiff Persian costumes
and royal gear that obscure nature with conventional wealth
in Aeschylus's dramatic depiction, the fabrics pictured here
reveal the bodies they cover. Iris's clinging, blowing dress,
Hestia's light, crinkly crepe under heavier woolen folds, and
Amphytrite's belted peplos amaze the viewer with the art of
the sculptor, who imitates soft fabrics in stone, but also with
the art that weaves real soft fabrics of cloth, the art of Athena
herself. Through the draperies, and probably through the
"embroidered" patterns that were painted upon them, the
groups of sculptures could unify "motifs involving a complex
dramatic action and including many interlocking
figures ... Pheidias invented a plastic means by which a scene
composed of many parts could be transformed into a single
powerful image." 70 Their flowing garments and the variety of
angled positions make the three goddesses on the east
pediment (perhaps Hestia, Dione, and Aphrodite) seem to
"weave" in and out among each other (Figure 2). We shall see
something similar in the low relief frieze inside the
Parthenon. Like the Athenian pantheon and Pheidias's sculptured tableaux of these gods, the weaver's art combines many
elements into a coherent whole. The politics of the city that

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FIGURE 2 (Courtesy of A. Nicgorski)

fabricated the Parthenon sculptures and Athena's woven
peplos did something similar: it fabricated its way of life by
weaving together free speech in the political deliberation of
free individuals. Entirely different are the lined up, repetitious figures on the Persepolis Apadana staircase. Unlike the
lovely, varied, and flexible materials of the Parthenon, their
stiff, identical robes do not convey the famed beauty of
Persian weaving. In contrast to the dramatic tableaux vivants
of the Olympians on the pediments and the Athenians and
gods on the frieze (to be discussed below), even in Persia's
most accomplished works of art, the Persians remain
arbitrarily and stiffly yoked together, just as they are said to
be in Aeschylus's play.
3. Metopes: Outside the Polis
The outer sides of the temple display what's outside: earthly
alternatives that threaten to invade and destroy Athena's
polis. Wrapping around the outermost upper wall of the
Parthenon, below the pediments, is a horizontal band of
ninety-two squares, thirty-two on the long sides and fourteen
on the short. These metopes, seen "between the holes" or
"between the eyes," are separated from each other by slabs of
three vertical bars called "triglyphs," which frame each scene.
Originally painted in bright, contrasting colors, the figures on
the metopes were far more distinct than they appear today.
Each square presents a framed static scene, a snapshot, to the

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spectator who can view one whole side at the same time, or
each picture in the band, as he circles the temple. The
metopes are carved in high relief and most do not appear in
the round as the theatrical pediment statues do. Here, too,
the effect is sometimes compared to the changing scenes in a
drama, but now the scenes remain in place while the
spectator moves. Another difference is that in the theater the
scenes follow one another in time, suggesting causal relations
between them, while the metopes are freestanding or paired
images that do not depict a sequential narrative in time. The
central scene of Aeschylus's play is central in time; the center
of a band of metopes is central in space, although, as we shall
see, on the south side, it may represent a different time, but
one related in theme, to those around it. Like the play, the
metopes can be seen as four sets or "acts," each depicting a
particular conflict between Greeks (or their champions) and a
particular enemy: on the east, gods and Giants; on the north,
Greeks and Trojans, on the west, Greeks and Amazons, and
on the south, Lapiths and Centaurs. These subjects appear
repeatedly in the Parthenon and in other fifth-century
buildings. The threats depicted are all analogues to the
Persian invasion depicted by Aeschylus. The play uses words
to depict the unseen Greek alternative to the Persians seen on
stage. But the metopes depict the Greeks as well as their
would-be destroyers. Each set can also be "read," like
Herodotus's inquiries, as the struggle between the civilized
Greek city and a particular deficient alternative to the life it
regards as human.
All four sets depict battles with mythological enemies. On
three sides, mortal victors defeat mortal enemies. But on the
east wall, the final destination of visitors to the Parthenon, the
viewer would have faced the early cosmic conflict in which
the Giants, sons of Gaia, the Earth, arose to challenge the
hegemony of the heavenly Olympian gods. As we have seen,
the great "Cyclopean" foundations of the Acropolis were
reminders of Athena's victory and harnessing of Giant power
in the service of her city. In some versions of the legend the

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Giants are defeated and imprisoned in the locations of
volcanoes. The primitive Giants are the first depiction on the
metopes of an attempt of massive force to overcome divine or
human civilization. Their eruptions are associated more with
the powers of nature than with intentional evil. They cannot
be simply destroyed, but are containable and even usable.
Little remains of the eastern metopes, but their theme
appeared repeatedly on the Parthenon, most notably on the
great statue's shield and on the peplos itself." Thus, every
element of the east side of the Parthenon refers the ultimate
prosperity of Athenian civilization to the divine. Beneath the
birth of Athena on the east pediment and behind the Giant
metopes, the viewer would see the culminating panels of the
interior frieze, picturing the Olympian gods towards whom
the procession of Athenians moves. And through the east
doorway, beneath the pediment, frieze, and metopes, in the
innermost part of the temple, he would view the statue of the
Goddess herself. Nowhere on the Parthenon does any
historical human being become an immortal, as did the
mythical Heracles, who probably was depicted helping
Athena overcome the Giants. And unlike the giant representations of Darius and Xerxes in Persia, there are no enlarged
portraits of identifiable individual human beings.
Themistocles, not named but clearly referred to in
Aeschylus's play, is not identifiable on the Parthenon, and
Pericles, as we have seen, is present only in the spirit of the
project. 71 Nowhere is it suggested that human rule might
extend indefinitely, like that of Zeus or the Great King's
dreams. In the stories depicted on the Parthenon and in the
contained inward focus of the building itself, Athens differentiates itself from its recent Persian enemy. As we shall see,
the story of the Parthenon itself and of the politics of its
construction under Pericles suggests an Athens that will need
to expand its own aims, even as it remembers its defeat of
unlimited expansion. As the articulated and delimited city
moved towards its own version of empire, its relationship
with the goddess and gods of the eastern "front" of the

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Parthenon would shift radically from that celebrated in its
memorial monument in the decades immediately following
the Persian War.
For the conflict between mortal human beings, the
designers of the Parthenon's north metopes (the ones facing
the Athenian Agora) selected the war with the Trojans, a
people who are the same as their Greek enemies in their
nature, physis, but whose conventions, nomoi, like those of
the Persians, represent a different way of life. Although the
Trojan War was a Greek invasion, it was viewed as a response
to a previous "invasion" on the part of the Trojans since
Paris's violation was thought to undermine all civilized
custom. Thus, some of the surviving slabs show Menelaus,
Helen, and Paris. The historical and mythological Trojans
were an eastern patriarchal monarchy that, in some respects,
resembled Persia. Homer depicts the "Trojans" as a mixed,
polyglot, loosely combined force from many different places.
In contrast, the Greeks, although from many cities, are ethnically coherent; they speak the same language, function as a
political community, and coordinate their military efforts. 73
Like Aeschylus's Persians and Herodotus's Inquiries, the
Parthenon's north metopes depict an alternative human
culture in order to think about the customs most appropriate
to human nature.
The anthropology of the remaining metopes, the
Amazons of the west and Centaurs of the south sides, depicts
mythical beings that resemble, but are not quite, human
beings. Unlike the Trojans and Persians, they represent a
difference in kind-in nature-rather than in custom. The
first are entirely human, but entirely female, rejecting life
with males of their own kind. The second are entirely male,
but are hybrids of human and beast. Athenian civic
mythology had long depicted Amazons and Centaurs as
enemy invaders and threats to Athens and to Theseus, its
founding king. The metopes, like the tragic dramas, assume
familiarity with these stories, but they do not dramatize
incidents involving particular heroes. Little remains of the

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Amazon metopes, but a brief consideration of what they
represent will help to understand the unified thought of the
Parthenon and to set the stage for the better preserved
Centaurs.
The Amazons are liberated women. In contrast to the
typical Athenian confinement of women and their children
within the home, these untamed, unmarried horsewomen
hunt, fight, and even mate in the open air, rejecting the
confinements of the polis, of buildings generally, of conventional female clothing, and even of their own bodies. Their
name seems to refer to their custom of removing the right
breast; the breast-less (a-mastos) woman could more easily
pull a bow or throw a javelin, typically Persian weapons, as
opposed to Athenian hoplite spears. The voluntary mastectomies are reminiscent of Persian castrations described by
Herodotus; the exclusion of males and the isolation of the
Amazons also require denaturing and mutilation. Some depictions of Amazons show two breasts, exposed in a way
unthinkable for ordinary Athenian women. In others, they
appear in pants, short belted jackets, and pointed caps, and
have pale skin as opposed to the outdoors tans of Athenian
men.74 Athenian artists often pictured Amazons in Persian
dress and hats in order to mock the latter as effeminate.
Athenian mythology credited the defeat of the Amazon
invasion of Athens to Theseus, and located his victory on the
hill of the quintessentially masculine war god Ares, the rocky
platform just below the Acropolis. In the Oresteia Aeschylus
depicts the establishment of the Athenian court on the
Areopagus and makes clear that its supersession of the female
Furies is a critical step in the development of civic justice in
the Athenian polis. The defeat of the Amazons by the male
founder of Athens invites two questions.
The first concerns the truth of the common claim that
Athens simply assumed male superiority and that women
were regarded as inferior human beings. There is no doubt
that Athens was a male hoplite culture; men fought its wars,
spoke in its assembly, met in its markets, socialized in its

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gymnasia and symposia, wrote for and performed in its
theater, and designed and built its temples. Women, in
contrast, spent their time at home, indoors, among other
women and female and young male children. They had no
property rights, did not take part in public deliberation, and
were certainly less articulate and less visible than their fathers
and brothers, husbands and sons. The myths about au
Amazonian alternative to such a life are not surprising. But it
is misleading to claim that Athens aims to exclude women as
it does the half-humans and barbarians on the outside of the
temple. There is a difference between differentiation and
exclusion. Athens and its myths distinguish appropriate
realms for male and female human beings, but they do not
attempt to eradicate the female. Amazons are excluded
because they attempt to exclude the male from human life.
Their defeat by Theseus resulted not in the elimination of
women, but in their integration into a human life that
includes both sexes. In the carefully revised civic legends that
replaced the hyper-masculine, godlike Heracles with Theseus,
the unequivocally human founder marries the Amazon queen.
She and her comrades live on in what, from the perspective
of egalitarian modernity, looks like a subordinate position.
But Athenian drama and religion make clear that women are
necessary, not just as producers of children, the only role for
which the Amazons reluctantly acknowledged their need for
men, but for civilized life as the Athenians saw it.
Once again, women's work offers an appropriate
metaphor. The communal fabric is woven from warp and
weft: each requires the other; they have different jobs to do.
One is upright, stiff, a visible support; the other is horizontal,
more pliant, weaves in and out, sometimes behind the scenes,
sometimes visible. Modern technology has gone a long way
to liberate the sexes from their strictly differentiated natures;
how far is yet to be seen. But in fifth-century Athens, where
Persians had to be repelled by hand-to-hand combat, and
where birth control, frozen foods, and mass-produced textiles
were not available, division of labor follows from natural

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THE ST. JOHN'S REVIEW

differences bet\veen the sexes. Differentiation may require
hierarchy. But we shonld also note that refusing to medize
included rejecting polygamy, as well as effeminate dress and
luxury. This snggests that polis life inclnded a developed
sense of the individnal worth of women as well as of men,
however constricted the lives of the former now appear. As
we have seen, the Panathenaic festival included, and even
featured, women. Only they could perform certain civic
fnnctions, including the most intimate ministering to the
patron goddess. The peplos had to be made, not by slaves, but
by female "citizens with known ancestry" who performed
this rite, "not for themselves, bnt for the city. It is the ritnal
that distinguishes the women of Athens from the women of
other states ... it is a ritual in which women and men both play
important roles." 75 However dominant the males of Pericles'
city were, its women were present and visible. The Amazons,
we must conclude, are on the outside, partly because they are
women who relocate themselves from inside to outside, but
also because they are women who attempt to remove
themselves from the full hnman condition, that is, from a
civic life that interweaves, however hierarchically, men and
women.
A second question about these warrior women is that of
their relation to Athens' patron, the warrior goddess, Pallas
Athena. Is she to be considered the paradigmatic Amazon? A
complicated answer is suggested by the different, but
overlapping, aspects of her presence on the Acropolis. In the
early days, worship of Athena Polias seems to have taken
place in the old Erechtheion temple where the olivewood
statue resided, and where Athenians brought multitudes of
little statuettes as offerings to her, seeking, perhaps,
protection, like that sought by later generations when the
Parthenon was sanctified as "Our Lady of Athens." During
her great annual festival, the women bathed her, applied
cosmetics, and dressed her in traditional female garb and
jewelry. She was human-sized or smaller and was associated
with female fertility, agriculture, and domestic prosperity in

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peacetime. She may have been seated and she carried no
shield or weapons. There is nothing of the Amazon about her.
Another Athena, called the Promachos, "foremost
fighter," was a large bronze statue made by Pheidias perhaps
as a thank-offering for the Greek victory at Marathon. This
one stood outdoors on the western side of the Acropolis. Her
armed figure, the Centauromachy pictured on her shield, and
the Persian spoils displayed around her base, 76 suggest the
more masculine task of defending Athens. Although she is
more a symbol of public military strength than an object of
worship and private protector like the Polias, here she seems
relaxed, a secure victor over Persian invaders rather than an
aggressor in her own right. Her shining spear and helmet
were visible to ships sailing towards the city as they passed
Cape Sunium. 77 This Athena is no more suggestive of the
Amazons than the Polias is. In action, Athena as battle god
differed from her brother, the bowman Apollo. Walter Otto
long ago suggested "immediacy" as the feminine element of
her fighting spirit. 78 Unlike the "far-shooting" god, and unlike
Amazons and Persians, both of whom fought with bows and
arrows, Athena shows up near at hand among those she
champions, both women and men, as she does at Homer's
Troy and Aeschylus's Salamis.
The temple Pericles built in the decades after Salamis
housed the third Athena on the Acropolis, Pheidias's most
famous statue of Athena, the Parthenos, "maiden"; unlike the
Amazons, she is comfortable with a roof over her head. We
shall consider the colossal image when we arrive at the
innermost chamber of the Parthenon. For now, let us merely
raise the question: is she the divine image of the ordinarily
reclusive, fierce but shy, race of women warriors of Athenian
legend? Or is she something new, an Athenian god on the
march, ready to leave her home and city, the Promachos of
the post-Parthenon empire that Pericles sees as the natural
successor of the Persian one that failed in Athens?
The south metopes, which depict women merely as the
occasion for masculine conflict, have survived in good

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enough condition to convey some idea of what they once had
to say. The thirty-two tableaux depict a well-known legend,
the battle between the Lapiths and their half-brothers, the
Centaurs, who, like Theseus's friend, the Lapith king
Pirithous, were fathered by Ixion. 79 Demanding a share in the
kingdom, they made war on the more civilized branch of the
family until an uneasy truce was established. In a foolish
gesture of reconciliation, Pirithous invited the estranged
relatives to his wedding, but the unruly Centaurs got drunk,
wrecked the party, and attempted to carry off Pirithous's
bride and the other Lapith women. Although the panels do
not present a continuous linear narrative of this event or its
outcome in the defeat of the Centaurs, they are arranged in
pairs, triplets, and groups by their composition and subjects.
All but one contain only two opposed figures, and that one,
east 21 (moving to the right, facing the south side of the
temple), concludes a central set of nine panels in which the
Centauromachy is not the subject. We reserve this mysterious
center for the end of our discussion.
As we have seen in Aeschylus's play and on the
Parthenon, Athenians associated their Persian enemies with
the fully human Amazons. Like Persian Xerxes, Trojan Paris,
and Amazon women, the male Centaurs disrupt marriage and
hospitality as the foundations of the human city. 80 But, for
several reasons, they seem even more alien. However
lopsided the Amazon attempt to avoid the limitations of
ordinary mature female lives, they are recognizably human in
form, belong to a coherent community, and make arrangements for its continuity. The Centaur seems more a member
of a herd than of a community. His hybrid body combines a
mature human nature with a mature beastly one. The result,
as pictured in the metopes, undermines rather than enhances
human wholeness. The Amazon isolates herself from the male
half of humanity; the Centaur combines male halves of two
different kinds. Aeschylus's play and the Persian Queen's
dream raise the question of whether different nations of
human beings can be viably yoked together to form a

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coherent human regime. The Parthenon Centaurs depict a
"yoking" of two different kinds that is incapable of coherent
human life. Egyptian and Assyrian art often represent hybrids
of different animals and of animals and humans in the service
of humans. Persian monsters of this kind are found in eaglefaced lions and human-headed bulls in Pasargadae and
Persepolis. But on the Parthenon such a combination is the
enemy and would-be destroyer of civilized human life.
In contrast to the bodies of the Lapiths, who are beautiful
even in their painful twisting, the bodies of the Centaurs lack
unity and proportion. Combining the upright and horizontal
forms of its progenitors, the Centaur lacks the full powers of
either orientation. Like snapshots or scenes in a dramatic
pageant, the metopes freeze moments of violent action,
exhibiting the peculiarity of Centaur posture: they cannot
stand or kneel like men; they can rear like horses. Although
all Centaurs are man above and horse below, there are early
depictions (not on the Parthenon) with human forelegs. From
the front, these might look more human, but from the side,
they appear even less unified, since their nether parts are also
dual. Both combinations viewed from the side or rear present
not one whole, natural being, but a beast with two backs.
The most human parts of the Parthenon Centaurs are the
faces. Although some are grotesque and mask-like, while
others are said to be "sensitive" or "grandfatherly," several
features emphasize their un-emerged humanity, or their
reversion to bestiality. Their heads are set low on their
shoulders and are less visibly articulated from their bodies by
necks than those of the humans (south 26, 29, 31). Unlike the
dean-shaven faces of the young Lapiths, the Centaurs are
bearded; they look older and shaggy and the beards further
obscure the articulation of their heads. 81 In south 31 the
bearded head of the Centaur is hard to grasp, but the Centaur
has the Lapith by the throat (Figure 3). Rationality seems
pulled down or sunken into their violent, marauding Centaur
bodies. A recent interpreter claims that the more "human"
faces among the mask-like, ferocious ones are evidence that

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THE ST. JOHN'S REVIEW

the sculptors did not
view these problematic
beings as uniformly alien
and hostile, or offer an
"easy apology for human
superiority," and asks
"whether they [centaurs]
should be construed as
other at all." 82 It seems
more correct to say that
the occasionally human
expressions underline
the grotesqueness of FIGURE 3 (Courtesy of A. Nicgorski)
their bestial behavior,
just as Xerxes' pain at his disastrous failure intensifies the
audience's understanding of what is wrong with his grotesque
project. Persian violations are the result of human nature
aspiring to the super-human; Centaur violations are the result
of human nature sunk into the subhuman. In both cases,
hybris characterizes the hybrid.
The sunken heads are emphasized even more by the
prominent rear ends of the Centaurs. Their upright human
torsos are short and the heavy bulk of their horizontal horse
bodies pulls them groundward. Even when rearing or
bucking, they are not taller than their human opponents.
Many originally had carved hairy tails that protruded out of
the frames of the deeply carved reliefs. Some interpreters
associate the tails with the supposed phallic character of the
Centaurs, deriving their name from the Greek word for
"goad" or "prick" (kentros), and relating it to obscene phallic
jokes that play on their name and sexually aggressive
character. 83 But interestingly, many of the Centaurs do not
have prominent or even visible genitals, as do most of the
Lapiths, who are often pictured in full frontal nudity. \Vhen
the Centaur organs of generation are visible, they are in
equine location. The early Centaurs with human front legs
raise the odd possibility of two different sets of genitals. One

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85

would expect that these organs would be of great interest,
given the virile potency of the horse component, as well as
the hybrid nature of the combination. The relative lack of
attention to the genitalia of the Parthenon Centaurs reminds
the viewer that there are no accounts, as there are for
Amazons, of communities of Centaurs. After the first mating
of Ixion, references to females or to reproduction are rare.
The human torsos of the Parthenon Centaurs have navels
indicating their generation. But whatever their own
genealogy is, it seems that Centaurs, like mules and other
hybrids, are themselves sterile dead ends. Amazons do not
marry, but they generate and raise children; Centaurs do
neither: they rape.
Finally, the Parthenon Centaurs seem remarkably
unsexual in their attack on the Lapith women. The
impression the metopes give is more of disrupted communal
festivity, marauding violence, and theft than of lust; more
unfamiliarity with the celebratory social use of wine by a
civilized community, than a coordinated attempt to provide
themselves with women. This is not the rape of Sabines taken
for marriage to perpetuate a community. The two slabs that
do depict Centaurs with women (south 25, 29) show only the
attempted abduction and call attention to the awkwardness of
any actual coupling. Viewed as a whole, these metopes
suggest that the sculptors are more interested in depicting the
opposition of male bodies than the violation of female ones.
Like the pediment sculptures, the metopes are extraordinary in their representation of drapery, the fabric that
indicates the presence of differentiated but coordinated activities of men and women in a well-fabricated human
community. The nude bodies of the Lapiths are repeatedly
displayed against the fabric of woven capes made by the
mothers and wives they are fighting to protect. Kenneth
Clark's distinction between nudity and nakedness 84 reminds
us that the visible bodies of the Lapiths are not merely
exposed as those of animals would be. Rather, they suggest
the freedom and equality of citizen soldiers on view to each

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THE ST. JOHN'S REVIEW

other. Like the Athenian youths who performed a nude
armed dance at the Pauathenaia, they exhibit their readiness
to protect their threatened community. 85 In contrast to the
"nude" Lapiths, the half-animal bodies of the Centaurs, with
their lifelike muscles, hairs, and veins, would look strikingly
"naked." They are unfettered by the yokes, reins, and bridles
with which, elsewhere on the temple, human masters have
"clothed" their animals. On the frieze, these signs of human
domination were made more visible through the use of paint
or real reins or bridles attached to the stone with bronze
rivets. Two of the best-executed and best-preserved metopes
demonstrate some of the themes sketched above. Both focus
our attention on woven cloth as a sign of civilized humanity.
The composition of south 27, the sixth slab from the eastern
corner, positions the Lapith and Centanr combatants so that
their bodies pull away from rather than turn upon each other
as Poseidon and Athena do in the West Pediment (Figure 4).
The Centaur appears to be trying to remove a spear from his
back, and the Lapith is about to strike him again. All the
features described above-the upright posture of the man,
supported by his two sturdy legs, the exposed human genitals,
the unusually low horizontality of the beast, the sunken
Centaur head-are present here as in other panels. But the
remarkable pulling
apart of the two
bodies allows the
sculptor to concentrate attention on
the full folds of the
long cape worn by
the youth; the eye
falls especially on
the curved vertical
folds between the
figures. The cloth,
as well as the fact
that the nude man
FIGURE 4 (Courtesy of A. Nicgorski)

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is carved in much
higher relief than the
Centaur behind him,
separates and makes
him stand forth from
his surroundings as the
naked beasts never do.
In his almost threedimensional
roundness, this man
resembles pediment
gods or human stage
actors. The open cape
FIGURE 5 (Courte-sy of A. Nicgorski)
reveals his articulated
human body and its dominating and generative powers, but
attests also to human shame and the recognition that, for the
human, cover and exposure are appropriate in different
circumstances. Finally, the sculptor's craft has represented in
its own medium the product of the weaver's craft: soft,
folded, perishable cloth is captured in hard, rigid, permanent
marble. In their drunken rampage, the Centaurs have
scattered weapons and jugs about the wedding feast turned
war. Techne, in the form of weapons, wine, and weavings, is
the trademark of the human; mere force characterizes the
non-human.
South 28 (Figure 5) functions as a partner to 27. Stunned
or dead, a Lapith youth lies flat on the ground, legs useless,
arms pinned under him, genitals flaccid, head tipped back.
Under him is his crumpled cloak, likely to be his burial
shroud when the battle is over. A bucking Centaur, naked
chest erect and arm stretched out like the Lapith's in 27,
towers above the youth. His carved tail, miraculously intact
over the centuries, stands out in triumph, and he grasps a
bowl from the wedding feast, perhaps the domestic "weapon"
with which he felled the Lapith. Unlike some depictions of
Centaurs, the ones on the Parthenon are not shaggy. 86 For the
most part, they are naked and unprotected. Therefore, the

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THE ST. JOHN'S REVIEW

most striking feature of this panel is the extraordinary wild
panther skin that hangs upside down from the Centaur's
outstretched arm. Part shield, part cloak, it is the complete
antithesis of the fabricated cloth that signals the human, even
more so since parts of it hang in folds reminiscent of the cloth
in other metopes. Here a wild hybrid carries the barely transformed skin of a wild beast, another violently killed victim
who never self-consciously faced his killer as human
combatants do. The open-fanged jaws and outstretched claws
of the dead panther hang directly over the face of the dead
Lapith, emphasizing the confrontation of the wild and the
civilized. Finally, the combination of man and beast in the
triumphant Centaur appears even more monstrous by the
additional limbs and tail provided by the draped panther skin.
Moving one more slab to the right, the spectator would
have faced, in south 29, another frozen moment. An elderly
Centaur with short, flabby torso and bald, bearded head low
on his chest abducts a struggling young Lapith woman. Her
vulnerability and violation are indicated by her torn peplos
and exposed naked shoulder and breast. Greek art often
displays the kalokagathos-the "noble and good" mannude, as he would have displayed himself in the gymnasium.
Respectable women, the wives, mothers, and daughters
whose lives were more secluded than those of the men,
usually appear clothed, only partly visible to observers. The
Lapith girl's crinkly dress reveals her spread legs, although, as
we have suggested, the Centaur seems more intent on robbery
than on sexual assault. All his strength is concentrated in his
left arm and the hand that restrains her powerless hand and
holds up her body as he attempts to gallop away. On this
Centaur's back, balancing the crinkly dress pressed against his
chest, is one of those capes that appear on some of the other
metope Centaurs. The garment does not fall naturally on the
Centaur's back; rather, this beast with two backs is cloaked
only on its human shoulders. Unlike the capes that "frame"
the vertical bodies of the nude humans, this one grotesquely
emphasizes the monster's hybrid nature; the naked horseflesh

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of its nether part interrupts its downward flow. The
"piecrust" edging on the cape will be seen as the characteristic decoration of the cloaks of the young Athenian
horsemen of the frieze. Once recognized as a mark of the
civilized city and its citizens, it appears even more anomalous
on the horse-men that threaten civilized life.
The greatest mystery about the south metopes concerns
the apparent intrusion of seemingly unrelated material in
south 13 through 21. Unfortunately, these scenes are known
only through the Carrey drawings, which reveal that the
center panels of the Centauromachy contain no Centaurs.
Jeffrey Hurwit reviews suggestions that these panels are
dramatically (or cinematographically) coherent as a "mythological 'flashback"' in the manner of "similar debriefings in
the choral odes of tragedies," and that they may have
presented the background story of Ixion and his descendents,
or of "early Athenian kings and heroes."87 He suggests that
the central panels are not intrusive at all, but relevant to the
central purpose of the Parthenon: the celebration of Athena
and her city is itself a paradigmatic civic activity. Thus, these
carvings may depict Athena and her cult statues. South 19-21
may "have represented the spinning of cloth, the removal of
a robe or pep/as in a roll from a loom" and the "disrobing of
a stiff, old-fashioned cult-statue (the Athena Polias) in anticipation of the presentation of a new dress: the central events
of the Plynteria and Panathenaia come to mind. " 88 As we shall
see, these events are represented also at the final destination
of the Athenian procession on the east end of the frieze. If, as
I have suggested, the Parthenon repeatedly uses woven fabric
and the women who weave it as images of the interwoven
elements of a coherent enduring community, female woolworkers and dressers at the center of the male
Centauromachy make sense. From both ends and at the
center of the south side of the Parthenon, the violent
Centaurs undermine the foundations of human society:
hospitality, marriage, weaving, and civic religion.

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4. Frieze: Within the Polis
At the outermost and highest position of the temple's short
east and west ends, the pediments and their sculptures in-theround point to what is beyond and above the city. The
external band of "framed" metopes carved in high relief
below them on all four sides of the temple depict the
struggles of the civilized polis to maintain itself against terrestrial threats in the shape of fully and partially human aliens.
Within the columns on the inner structure a three-foot-high
ribbon of pictures carved in low relief also wraps around the
temple. The frieze is continuous, broken visually only at the
four corners of the building. But since it is viewed from
outside and below, through the columns, it is also seen as a
series of separate scenes like the metopes and like the articulated episodes of Aeschylus's play. Like the Persians, which
differs from most tragedies by depicting a contemporary
historical rather than a distant mythical event, the frieze
differs from other Greek friezes in depicting a contemporary
subject; it is a "documentary"" in real place and time: "For
the first time in Greek history, it shows mortal human
beings." 90 On the inside of the temple we view the city from
the inside, at home, at peace: a terrestrial, civilized
community attached to and defined by a particular locale.
In the play Athens views Persians and examines itself
indirectly by looking at them. On the Parthenon frieze Athens
looks directly at itself. The Parthenon frieze shows victorious
Athenians rather than defeated Persians. The Persians are now
remembered, not by preserving ruins and abstaining from
civic rituals, but by restoring these rituals at-and even onthe temple. The setting is, once again, the Acropolis. The
festival procession that had to be abandoned "when the
Persians came" now makes its way through all the important
public places in the city, serving once more, but with special
meaning, "as a symbolic reappropriation of the city's space by
the community." 91 Mourning memory has given way to
festive memory. The frieze replaces the flight of the people
and Athena from the city to Salamis with the procession of

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the reestablished populace to the new home of the goddess at
the center of the city.
Like Pericles' funeral oration, the city on the frieze does
not emphasize individuality; unlike those of the Centaurs and
even the horses, the Athenian faces on the frieze are indistinguishable from each other. 92 Also, unlike the metopes with
their opposed pairs, the frieze contains all the elements of a
coherent population organized into groups. In characteristic
clothing, young and old, male and female, magistrates and
citizens, warriors and weavers, and even resident aliens who
call this city home, make their way to the east front of the
temple. The frieze resembles a story·cloth, wrapped around
an enclosed form. Like the city and the building itself, it
emphasizes the boundedness of the city. The observer circumnavigates the sides, looking inward towards the center. 93 As
we have seen, the final pomp€, "procession," of Aeschylus's
tragedy depicts the disintegration of the Persian regime and
the shamed ruler's retreat in his tattered pep/as into the
private confines of his palace, out of the view of those he has
ruined. In contrast, the Panathenaia pomp€ on the frieze
depicts an integrated regime in the act of delivering a new
pep/as to the goddess and openly displaying the "ruler"-the
demos, "people," itself-to the public view.
In the Persians, the dramatic action moves forward; the
scenes change, while the spectator remains stationary. On the
Parthenon, the procession is frozen into stationary stone. But
as the spectators move forward towards the front of the
temple, the frieze procession itself seems to advance. 94 The
spectators in the theater are simultaneously in their own time
and that of the play. Likewise the viewers at the temple are in
both the time of their own procession and the time of the
procession on the frieze. Like the play and the east pediment,
the frieze respects the unity of time, and its action too has a
beginning (at the southwest corner), middle (on the north
and south sides), and end (on the east where the two sides
meet). Unlike the framed metopes, which depict separate
episodes, the Ionic frieze is a "seamless whole" that can

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present a narrative in "a continuous spatial and temporal
flow." 95 "Everything here is ongoing; everything is process.""
Various participants turn in different directions, adjust their
clothing, and wait, like actors, for their cues. Marshals
motion them forward, cavalry and chariot horses wait
patiently or rear restlessly, trained acrobats jump on and off
chariots, and a sacrificial ox digs in its heels.
A selective discussion will once more highlight the way
the frieze "remembers" the Persians and defines Athens in the
same "vocabulary"-this time pictorial-of yokes, woven
fabric, and speech. Again, comparisons with Persian visual art
prove instructive. The designers of the Parthenon and many
other Athenians were familiar with the great buildings of the
eastern empire, and it is likely that some of those who carved
its marbles had earlier worked on Persian buildings. Was the
Parthenon frieze "an ideological reply to the creation of their
old enemy," 97 or, after Athens had avoided the Persian yoke,
was "Persian imperial propaganda ... appropriated and
adapted by nco-imperialist Athens for the purposes of
promoting her own self-image"? 98 On the peripheral
pediments, metopes, and frieze of the great democratic
temple, the differences from Persian buildings are more
striking than the suggested "appropriations." But, as we shall
see, in the innermost chamber of the temple, the viewer is
sharply aware that Athens, too, "required an empire, but an
empire different from any that had ever existed." 99
Let us look again at the relief on the Apadana (throne
room) staircase at Persepolis. It depicts foreigners in
procession, bearing gifts to the Persian king. Their clothing is
repetitive, stiff, and stylized; no animated human body is
revealed or enhanced by the heavy robes of the Persians or
the simple tunics of their subjects. The foreign groups are
distinguished from each other in dress, gifts, and the animals
that accompany them but, like Xerxes' army of soldiers, they
are all alike in the most important respect, their enslavement.
They march stiffly, in single file, all in the same position, at
the same distance from each other. 100 The individuals are

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isolated even as they form a unit. The loss or addition of a
few figures would have little effect for, like Xerxes' armies,
they are not woven together into a coherent whole. Their
sameness suggests that the army of craftsmen who made them
were also "under the yoke." The figures are clearly carved,
with beards, hands, and feet making pleasing decorative
patterns like those in interior tiling or wallpaper. But they
lack animation and will of their own, neither gesturing to nor
speaking with one another. Individual figures or groups are
regularly tepeated so there is no narrative in time, no illusion
of motion. The effect is mesmerizing and intimidating, and
reduces the viewer to "gaze in something like awe-from
prostration level." 101 Another Persepolis relief shows Persian
subjects carrying the king on his throne. They too are all the
same; he is unique, above, and much larger than they. They
serve as the patterned architectural support on which his
weight presses.1 02
The difference in size is also seen in a rock relief at
Bisutun on which captured rebel kings approach Darius.l 03
The location of this impressive carving is itself interesting. It
sits high on a cliff overlooking a mountain, inaccessible, like
the Persepolis Apadana, to the sight of Persians as if it were
meant for the realm to which the King aspired-the whole
world. Unlike the Parthenon in the middle of Athens, this
monument in the middle of nowhere-or everywhere-bears
an inscription, the same words that begin all public utterances
of the King: "Proclaims Darius the king ... " The picture of the
diminished and yoked human beings before him conveys the
same political principle as the words: absolute despotism. On
the Persepolis staircase the camels, mules, and horses are
reined and bitted. On the Bisutun monument the hands of the
captured kings are tied behind their backs. Forced to face
their conquering master, they cannot look at or speak with
each other. The metaphor of Aeschylus's choruses and the
Queen's dream is depicted on the cliff at Bisitun: the captive
kings are literally yoked together by the cord around their
necks.

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In contrast to the Persian unity of repetition, the long and
varied Parthenon frieze conveys the dynamic unity of the city
it celebrates. Among the Greek cities, the Athenians alone
celebrated their unification in a public festival. 104 Civic
mythology told how, long before the building of the
Parthenon, Theseus united a number of independent communities to "live together," szmoikeo, in a single city. No longer
held together by a single monarch, the democratic citizens on
the frieze walk in pairs or groups that articulate them into
sub-classes of the city. Unlike the mass pictures on Persian
palaces and rock reliefs, the Athenian participants are neither
unconnected individuals nor yoked teams, but autonomous
and willing parts of an organized whole. The frieze conveys
their freedom-the same freedom Pericles describes in the
funeral oration-in several ways. The people are local
citizens, not foreign subject peoples of other nations. They
are self-organized. Marshals resembling their fellow citizens
in size and dress are stationed at various points to keep an eye
on the parts of the procession and to direct them to move at
the right times. There is no all-seeing agent of an unseen
monarch supervising the action. Other city magistrates at the
east end take part in the central ceremony of the festival, the
folding of the goddess's festal robe.
The figures on the frieze differ in size, but not as in the
Persian murals. In order to fit the frieze horses into the
confines of the three-foot band, the sculptors made them the
size of ponies, and the bulls being led to the sacrifice are no
taller than their human masters. There is no colossal Great
King or Pharaoh towering above his subjects. In the selfgoverning democratic city, only the gods are larger than the
citizens; seated, they are the same height as the standing
humans who deliver offerings to the only beings they
recognize as above them. The rest of the frieze figures are
distinguished into ranks of horses, lines of chariots, pedestrians, bearers of various implements and, on the east side,
the only mortal women depicted on the temple. Unlike the
figures in Persian frieze processions, the Athenian participants

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take different positions, and look in different directions.
Unlike yoked non-Persian processors, here even nonAthenian metics, who carry trays and parasols, willingly
weave their way in the procession to the front of the temple.
Only animals are reined or yoked together. The beautiful
horses on the frieze are separated from their human handlers
who coordinate animal strength with human needs in finely
wrought chariots. Unlike the diminished Persian subjects,
these zeugei pompikoi,' 05 "yoked processionals," seem to have
their nature enhanced by their participation in the civic
festival. They might remind us of the story of that mule who
returned of his own will, unyoked, to further the work on the
temple. Elsewhere on the frieze, graceful young riders recall
that Athena was also the "horse-taming goddess." Hers is the
power that enables men to train and work with horses, rather
than merely to subjugate them by force. The bulls and sheep,
as objects of sacrifice, are more mere instruments of their
human masters. But, like that of the weary pediment horse
described above, the depiction of the resisting "heifer lowing
at the skies" 106 reveals an extraordinary sensitivity to the
psychic dimension even of mastered animals. Persian bulls
and horses seem stiff and unanimated in comparison.
The frieze unfurls in a horizontal band, but there are no
prostrate subjects, dying La piths or half-horizontal Centaurs.
The posture of free citizens is upright. As if to underline the
free character of the event, the frieze includes among the
chariots, acrobatic contestants, apobatai, about whom little is
known, but who seem to have shown their agility by jumping
on and off moving chariots in competitions. It is sometimes
suggested that they represent the freedom and flexibility of
the Athenian hoplite warriors who, to the perplexity of historians, are not represented on the frieze. Most importantly like
Herodotus, Thucydides, and Aeschylus, who all point to free
speech as the key distinction between Persians and Athenians,
the Parthenon frieze depicts Athens' citizens communicating
with each other. Marshals beckon, horsemen and pairs of
girls chat, magistrates converse in groups, and the chief

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archon instructs the child who helps him fold the pep/as. In
their freedom to speak-to describe, deliberate, and
disagree-the human members of this city resemble their
gods, who, on the frieze, are also depicted in conversation.
The procession begins at the southwest corner of the
temple. The first figure on the west side-the one farthest
from the front-is a nude young man who is arranging his
large cloth mantle as the procession is about to begin. Most
of the figures are clothed. The Parthenon frieze, like the
metopes and like the peplos ceremony of the Panathenaic
festival itself, repeatedly draws our attention to the ways in
which human beings cover their bodies.l 07 Along three sides,
the moving spectator sees at intervals marchers who are
adjusting their clothing, belts, or footwear as they progress
forward. The clothing of the figures on all sides of the temple
articulates them into groups, identifiable by cloaks, tunics,
hats, and footwear. The fabrics also indicate motion, speed,
and the direction of the procession and contribute to our
sense of real live activity on the frieze. The frieze also depicts
many objects-chariots, bridles, pots, trays, and stoolsfabricated by this technologically sophisticated people.
Interestingly, it shows no buildings, agreeing perhaps with
those who evacuated to Salamis, that the Athenian polis could
survive even if its buildings were destroyed, as long as its
political and ritual activities were maintained.
The long north and south sides of the frieze exhibit the
male warriors of Athens, unarmed, at peace. Modern viewers
have puzzled over the depiction of archaic chariot warriors
rather than fifth century hoplites. Some explain it as
supporting Pericles' expansion of the Athenian cavalry.
Others claim that the 192 figures (if you count right) on the
frieze were meant to represent the 192 hoplite soldiers who
fell at Marathon as they participated in the last Panathenaia
before the battle. 108 The depiction of young men guiding
spirited yet orderly horses suggests the character of the city
Pericles describes in the Funeral Oration. It is a stark contrast
to the dream that the Persian Queen describes in Aeschylus's

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play. As we saw in Part One, the submissive and the spirited
women pull against each other when Xerxes yokes them to
pull his chariot. The chariot horses on the frieze have more
in common with the horses that pull the chariots of the gods
in the corners of the west pediment. These horses and
humans who, unlike centaur horse-men, are fully distinguished from each other, are nevertheless a masterpiece of
intertwining elements. Here the technical art of perspectival
carving in extremely shallow bas-relief produces a stone
picture that looks almost like a flat woven mat. Once again,
the interweaving of the figures suggests the way in which this
city is bound together. A computer video in the British
Museum turns the chariot horses to show how they would
look if they faced the viewer. As the figures turn, the frieze
resembles a weaving that, stretched in different directions,
reveals but does not unravel the separate strands of which it
is fabricated. The horses and humans in the frieze procession
"hold together" as individuals do in the Athenian polis, but
not in Persia.
As the procession weaves its way forward, slowing as it
approaches its destination, the culminating scene takes center
stage and is "framed" by the
two central columns of the
eastern front. The frame is
structural and therefore
more prominent than the
changing "frames" the
viewer makes for himself as
he progresses towards the
pep/as scene (Figure 6); this
makes this scene "static
and eternalized." 1' ' Many
viewers feel that the
procession also becomes
"hushed" or "silenf' at this
point, as all senses focus on
the most important human
FIGURE 6 (Courtesy of A. Nicgorski)

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fabrication on the frieze. It is literally a woven fabric. Below
the pediment depicting the birth of Athena are pictured the
city's chief ceremonial magistrate, the archon basileus ("king
archon"), his young assistant, and the goddess's birthday
pep/as. That they are folding, and not just holding, the pep/as
points to the integrity and continuity of the city, for they are
preparing to put it away, according to the custom of the past,
for the dressing of the image in the future.uo The confidence
about continuity and the future is also suggested by the
participation of children in the ritual. It is a stark contrast to
the dead-end feel of the Persians, where Aeschylus's young
and childless king withdraws in pathetic pompe in his tattered
pep/as. The ritually woven story-doth, which may have been
painted on the marble in bright yellow and purple, depicted
the victory of gods over Giants, the subject of the east
metopes. Its making and its part in Athena's festival symbolize
the way in which Athens itself is "woven" together. Evelyn
Harrison observes that, like the one on Keats's Grecian Urn,
"this is a picture of a folk." 111 By "brede/ of marble men and
maidens," Keats means both "breed" and "braid." Like the
urn pictures, the chiseled Parthenon "folk" resembles a
"braided" tapestry. Horizontal lines are still visible "to serve
as a sort of warp for the design." 112 Like the gods who
overcame the Giants, these citizens were able to overcome the
Persians because they were politically "well-woven." This is
what Athenians meant when they said they were "worthy of
the pep/os." 113
The web of state, or fabric of society, is the product of the
interweaving of warp and weft: male and female, public and
private, and, as the Eleatic Stranger explains in the
Statesman, of courage and moderation. In his description of
the ruling art, the true statesman, like the master weaver,
supervises and interweaves all the subordinate activities of the
city. After preparing a multiplicity of single strands of wool,
he combines them in a tightly woven, but freely flexible,
unity. Unlike autocratic tyrannies like Persia, where difference
is regarded as rebellion, and ropes, bridges, and fetters bind

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unrelated parts into a rigid, unnatural "whole," the Greek
city thrives on the "tension" between its different elements.l 14
It holds together from within, like a well-woven fabric or, as
we have seen, like the pantheon of the gods. The designers of
the Parthenon suggest that a "smooth web," which is smooth
not despite, but because of its tension, can be achieved in a
law-abiding democracy as well as in the virtuous monarchy
described by the Stranger. Here, too, statesmanship has interwoven raw materials, tools, vessels, servants, laborers,
merchants, ship owners, clerks, heralds, soothsayers, and
priests into a working whole. Plutarch's description of
Athens, coordinated and collaboratively at work on Pericles'
building projects comes to mind. But the statesmanship is that
of citizen magistrates, not monarch.
The eastern side of the frieze depicts women, not as
objects in the hands of Centaurs, but as active members of a
flourishing society, the producers of the city's swaddling
cloths, everyday garments, and ceremonial fabrics for the
living, as well as shrouds for the dead. Again, we should
emphasize that the weaving pictured here is not private but
civic work. The loom for weaving, like the plough for
planting and the press for making olive oil, is a domestic
peacetime contrivance of the armed goddess who, at other
times, champions the warriors who defend her city. Near the
end of the procession, Athena appears without her helmet
and weapons with the aegis in her lap. Here we see the
worker goddess, Athena Ergane, the patroness of
shipbuilders, woodworkers, and weavers like the ergastinai
who wove the peplos, seated, appropriately, with the metalworking smith, Hephaestus, who split Zeus's skull with his
ax, enabling Athena to be "born."
Like the gods on the pediments, the gods seated together
at the head of the frieze procession are multiple strands that
together make up a unified whole. They too are a "folk." Like
the rest of the frieze figures, they present a silent story to be
articulated by the viewer. Each divinity is identifiable by
distinctive looks or by conventional tags, some in the form of

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objects that were once attached to or painted on the marble
reliefs: Apollo's headband (drill holes remain), Poseidon's
trident (now missing from his left hand), Hermes' hat, Ares'
club, Athena's aegis, Hera's veil, and Zeus's throne (the
others are on simpler, backless, stools). Each god has a special
position with respect to the others, either by genealogy and
history or by what each personifies. But not even a god is
autonomous or self-sufficient. None can even be himself until
woven into the pantheon in the context of the others. In
some places, the perspective of the low relief carving makes
their limbs look entwined or interwoven. They lean against
each other (Hermes-Dionysus, Poseidon-Apollo, ErosAphrodite), and refiect each other in their arm gestures
(Dionysus, Hera, Apollo) and veils (Hera-Aphrodite). Jenifer
Neils suggests that those in the right hand group, which
includes Poseidon, are associated with ports, the sea, and
naval battle. They are balanced by those of the left hand
group, which includes Demeter; these are associated with the
countryside, agriculture, and land battle. All together, she
claims, the gods remind the viewer of the completeness of the
recent Athenian victory over the Persians. 115
Their overlapping draped garments also unify them in an
integrated group. Like the garments everywhere on the
Parthenon, where there is little nudity,'" these are
remarkable. Except for the child Eros, the gods, like the frieze
Athenians, are all clothed in rippling, crinkly, folding, fiexible
material that conforms to the lifelike bodies beneath it.
Athena's peplos is carefully pinned at the shoulder and tucked
under her legs; Artemis wears a head cloth and modestly
adjusts her gown to cover her shoulder, and her skirted robe
falls about her differently positioned legs in a different way
from Athena's. The Athenian people, "worthy of the pep/os,"
worship gods whose clothing is tailored for anthropomorphic
bodies.
How are the frieze Olympians related to the frieze
Athenians? Some claim that the gods turn away and show
little interest in the procession in honor of the goddess. 117 But

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Neils revives a view that they are sitting in a semicircle and
thus are attending to the central pep/as scene "before"
them. us Viewers of the frieze who think of the "row" of gods
this way visually deepen the low-relief carving and bring out
its "texture." Like the flattened ranks of horses, the gods and
humans appear as they might in a woven tapestry. So the gods
are both interested and not interested in the mortals who
honor them. As at Troy, they can turn away to pursue their
amours, quarrels, and conversations. But, as Homer shows,
the most serious and interesting activities of the gods who live
on Olympus are the ones that are interwoven with those of
mortals on earth. Athena is as interesting as a strand in
Homer's stories of Achilles and Odysseus and in Aeschylus's
accounts of the founding of the Athenian court and defeat of
the Persians as she is in her own story. The Parthenon gives us
the gods both on their own and woven into our mortal
stories.

The frieze offers the Athenians a picture of themselves
that is also worthy of the gods' attention. The human festival
is, after all, the reason they have gathered together in Athens.
The only other place where they assemble in this fashion is at
home on Olympus. Now they have accepted seats of honor
and look relaxed, keeping their distance from the mortals yet
prepared to stay and grace the holiday with their presence.
There is time to be passed before the animals are sacrificed
and the meat is distributed in the Keramikos at some distance
from the temple. The Gods, who dine on nectar and
ambrosia, do not appear eager for the festival feast. Mortal
fighting, yoking, and weaving require mortal eating. But the
gods who live forever have leisure just to look and to talk.
Some of them view the approaching procession. Aphrodite
points out something to young Eros, who perhaps has seen
fewer of these events than the others have. And others, Zeus
and Hera, Athena and Hephaestus, and Poseidon and Apollo,
turn to each other and converse, just like the rwo groups of
five magistrates fianking them. If the pep/as has already been
displayed and is now being folded away, the culminating

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scene of the frieze illustrates the purpose of the temple as a
memorial of the Persian attempt to destroy Athens. The
Persians have come and gone. In Athens, the gods who live
forever participate in the Athenian Panathenaia; Athena's
pep/as-and the people "worthy of the peplos"-endure.
5. Statue: Parthenos, Polis, Empire
As they arrived at the front side of the Parthenon the
spectators would first see the eastern pediment depicting the
birth of Athena. Beneath it the eastern metopes showed the
goddess's battle with the Giants. From between the central
columns her birthday pep/as on the frieze would be visible.
But the extraordinary visual displays we have discussed so far
were all only wrappings, the decorative coverings of the
house of the goddess herself. Ancient visitors to the temple do
not even mention the frieze, but all marvel at the statue. Deep
within, in her own private chamber, Athena Parthenos stood
alone, visible and awesome in
looks and size, to the "folk"
that came to her birthday
party. Unlike the Great King in
his Persepolis throne room,
this divinity was made to be
seen. But Pheidias's masterpiece can no longer be seen.
Pausanias's descriptions, some
ancient souvenir statuettes, a
small Roman copy, the
Varvakeion Athena (Figure 7)
and other statues of the type,
are all that's left to shape our
understanding of the famous
statue and what it could have
meant when the Parthenon
was the highpoint of the
Athenian polis. The full-size,
concrete reproduction in the
FIGURE 7 (Courtesy of A. Nicgors.ki)

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unlikely setting of Nashville, Tennessee has attracted much
popular and scholarly attention, but it is hard to believe that
the Parthenos could have looked like that.
The size of the little korai statues presented with
petitionary prayers of individual Athenians to the familiar
wooden image of Athena Polias 119 suggests the personal
attachment and affection that those who brought them felt
for their domestic goddess. The bronze Athena Promachos is
larger than the human warriors she would lead in warding off
a threat to their city; outdoors and approachable, she stands
"foremost" but at ease among them. We have seen how the
Parthenon, unlike the colossal buildings of other places, is
large, but somehow commensurate with human size aud the
capacity to take it in. This is true, despite the fact that
Pheidias deliberately made it larger than the earlier
"Parthenon" on its site so that it could contain the statue he
intended to put in it. Similarly, the large size of Athena on the
east frieze is subtly suggested by her seated position, but does
not overwhelm either the mortals depicted near her or the
mortal viewers of the frieze. But the standing 120 Parthenos
statue, although of human shape, was colossal, almost forty
feet tall, far beyond human scale. She was the power behind
the most powerful city in the world. Full-breasted and
clothed in an Athenian pep/as, she would not have resembled
the human-sized Amazons at the edges of the city. She held iu
her extended right hand a much smaller statue of Nike, the
goddess of victory, that was almost six feet tall. Athena
Parthenos stood ready and armed, with the Gorgon aegis not
resting on her lap as in the frieze, but as visible armor over
her pep/as. Her helmet, crowned with sphinx and griffins,
had its earfiaps up to indicate peacetime, but it was on her
head, and she held her spear. Her shield was engraved with
the familiar subjects of fighting Amazons and Giants, and her
sandals depicted, once again, the Centauromachy. Here, as
elsewhere in the building, Athena's defense of Athens in
contemporary times is associated with her defeat of these
earlier threats. But now the victor over the Giants is herself a

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giant. The folds of her giant pep/as recall the stiff, fiuted
columns of her giant temple more than they resemble the soft
and folding fabrics we have been observing elsewhere in the
Parthenon.
Like the Zeus at Olympia, the Parthenos was marveled at
for its size and for the materials it was made of: the bright
white ivory of her face and arms, the gemstones of her eyes,
and the gold of her clothing and equipment. Unlike the
olivewood Polias that fell from the sky, perhaps as a gift from
Zeus, the Parthenos was admired as the fabrication of an
extraordinary Athenian artist. Just as the later, world-famous
statue at Olympia was Pheidias's Zeus, this masterpiece was
Pheidias's Athena, the product of human imagination and
technical prowess at their peak. In contrast to the smaller,
worn, wooden slab, this Athena was huge, hard, and very
heavy. The plates of gold that formed her dress weighed
almost a ton.
The atmosphere inside the temple was mysterious and
unsettling, illuminated by window light reflected from a pool
at the statue's base. The shimmering water and light must
have suggested a sort of animation in the immense and
immovable stone figure. The beauty of the Parthenos was
reportedly breathtaking. She must have been deinos, simultaneously "terrifying" and "terrific," "awful" and "a\vesotne."

Unlike the (probably) seated wooden doll that received
female ministrations and petitions, and unlike the seated and
sociable Athena of the east frieze, Pheidias's goddess was
upright and alone. Unlike the statuesque Persian Queen, who
is humanized by what she says, the Parthenos was silent. She
did not communicate with the mortals who came to see her.
Gifts were not presented to her or animals sacrificed at her
altar, and no priestess interpreted messages from her. Since
the huge, flat, ivory face was fastened to the surface and
removable-like the theater mask of Xerxes' mother-it must
have been less realistic and human than some of the more
expressive marble faces elsewhere on the temple. The size of
the immense, white hands, one holding a man-sized statue

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and the other balancing an enormous spear and shield, must
have appeared proportionally larger than the neck and face,
because they were closer to the viewer. Could one still see in
this colossus the goddess of handiwork, Athena Ergane, the
"worker," with hands on a woodcarving, pot, or loom? Or
would her hands suggest those of great Achilles, whose great
man-slaying hands ruthlessly killed Priam's son?
As we have seen, the Persians and Egyptians made such
statues, sometimes so large that they had to lie prone on the
ground. They were usually the images of Kings and Pharaohs,
who represented themselves as all-powerful, even divine, in
their homelands and as entitled to the universal empires they
aspired to outside. Does the colossal Athena still celebrate, as
the outer parts of the temple do, the bounded, self-governing
city and its victory over the despotic juggernaut that sought
to yoke it and deprive it of speech? Or is she, deep within the
temple, the embryo of the imperial Athens destined to emerge
in the fifty years following the Persian Wars? Paradoxically, in
preserving what it viewed as its fully free way of life, Athena's
city, democratic within, was becoming despotic without. The
rule (arche) that began in self-defense against an everexpanding despot soon became the ever-expanding means for
maintaining the extraordinary expense of its extraordinary
achievements. But necessity-for defense or for maintenance-was just the prologue to full-scale empire (arche) in
the Athenian mode.
The necessary means soon became an end in itself as
empire became the full expression of Athenian glory.
Thucydides' account of the war between Athens and its
erstwhile ally Sparta alludes frequently to Athens' erstwhile
imperial enemy Persia. The Persians had always exhibited the
King's valuable possessions as a means of displaying his
power. After the Persian wars, Athens, contrary to its earlier
customs, began to exhibit the valuable trophies left by the
fleeing Persian army. In 454 B.C., the year the Delian treasury
was moved to Athens, each of her colonies and "allies"
marched in the Panathenaic procession with an offering of a

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cow and a full suit of armor. Some of these "allies" must
uneasily have remembered the Great King's demands for
earth and water several decades before. The Parthenon frieze
does not picture tribute-bearing allies, armed Athenians, or
alien slaves. But as Athens grew rich and powerful she began
to display herself, not only as the producer of dramas, games,
festivals, and art, but as a city worthy of power, as well as the
pep/as. The empire itself soon became part of the display.
Pericles' three speeches in Thucydides make clear that the
internal glory of Athens required external support, often at
the expense of those who did not participate in the
democratic life that Pericles describes. In contrast to the
Persian yoke, weaving has been the appropriate metaphor for
Athenian democratic politics. But Athens' appropriation of
the resources of the unraveling Delian League was destined to
conclude with the unraveling of Athens itself. Pericles does
not use the word "yoke" in his tough arguments for Athenian
rule over the former allies; nor do the Athenians who later
present Melos with their ultimatum. But the Melians know
they must choose between subjugation and death. Just as
Athens had become the only independent city in the Delian
League, its nominal democracy had become the rule of one
citizen (Thuc., 2.65). And Athena, comfortably interwoven
with her fellow gods on the Parthenon frieze, had reappeared
like Darius, in the depths of her temple, huge and
shimmering, overpowering and alone.
As an expensive war with Sparta became increasingly
likely, Pericles assured the Athenians that they had at their
disposal tribute from the allies, public and private dedications, sacred vessels, Persian spoils, and temple treasures.
Several decades before, Aeschylus had vividly contrasted the
private gold of the Great King with the communally owned
silver of the city that defeated him. Xerxes' stage-mother
asserts that he is accountable to no one. Now Pericles
reminded the Athenians that the pep/as of Pheidias's statue
was not a soft woolen fabric like that of Athena Polias, but
one of solid gold. But it, too, could be removed. For, when

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Pheidias began his masterpiece, Pericles had advised him to
make the pep los detachable (Plut. Pericles., XXXI). 121 Pericles
now reminded the assembly that the goddess was there not
only to be looked at, but also to finance their "safety," and
that no ally need be consulted. As long as they replaced the
loan, they could make use of "the gold plates with which the
goddess herself was overlaid" (Thuc., 2.13). By this time, the
storeroom of the Parthenon was the depository of the Delian
League treasury that had been moved to Athens. Within the
lifetime of the men who had survived Salamis, the building
that began as a memorial of free Athens' defeat of imperial
Persia metamorphosed into a monument to imperial Athens.
In truth, the building was less a "temple" in which to worship
a goddess than the city's icon of its own power and a secure
storehouse for its usable resources; it had become "the central
bank of Athens." 122
Reversing Themistocles' pre-Salamis strategy of evacuating the population from Athens and depending on a
"wooden wall" of ships, Pericles' first speech advised outdwelling Athenians to "bring in their property from the
fields" and "come into the city" (Thnc., 1.143; 2.113) behind
the walls Themistocles had hurriedly built in anticipation of
war with Sparta. Donald Kagan points out that Pericles recognized this strategy as an attempt to overcome "problems
presented by natnre" by turning mainland Athens into a more
defensible "island" (Time., 1.143).123 One is reminded, not
only of Salamis, but also of the "unnatural" projects of
Persian and other barbarian overreachers to "yoke" the
Hellespont, turn peninsulas into islands, and reroute rivers by
digging channels. Thucydides says it was hard for a rural
Athenian to leave behind his town (polis) and the ancient
form of government (po/iteia) of his father (Time., 2.14).
When these suburban Athenians had come into the city-here
he says astu (Thuc., 2.17), the physical surroundings-they
had nowhere to go, so they camped in deserted places, and in
sanctuaries and shrines. The Acropolis and Parthenon were
off-limits. But many crowded into land at the foot of the

�108

THE ST. JOHN'S REVIEW

Acropolis-land that an oracle had warned against inhabiting-and in areas between the Long Walls, and in the
Piraeus (Thuc., 2.17).
Just before Pericles' second speech, the funeral oration,
Thucydides says that the Athenian army that invaded Megaris
with Pericles as its general was "the largest army of Athenians
that had ever been assembled in one body" (Thuc., 2.31). His
enumeration of the different parts of this force reminds one
of Aeschylus's descriptions of the Great King's army in the
earlier war. His Persian Queen would have been satisfied with
this numerical account of Athenian strength. The funeral
oration is the more subtle account of the source of Athenian
strength, the one the Queen could not appreciate. The free
city that defeated the Persians is to be celebrated and loved
for the character of its life: its political institutions, laws,
physical beauty, wisdom, and the character of its citizens.
Athens is open to all the world; no one is prevented "from
learning or seeing" (mathematos e theamatos, Time., 2.39);
the city is an exhibit, a school, from which all Hellas can learn
(Thuc., 2.41). But as Pericles continues, it becomes clear that
Athens is not a large enough stage on which to exhibit its own
excellence, and that he is thinking of a wider audience than
even Hellas. The delimited city that once remembered the
Persians is now offered the prospect of being honored and
remembered forever by the whole civilized world. Its citizens
can win glory by fixing their gaze, not only on the city but on
the "power [dzmamin] of the city" (Thuc., 2.43). Athens'
power must be displayed in the great theater of war and only
colonies or defeated enemies will serve as "everlasting
memorials" (mnemeia ... aidia, Thuc., 2.41) of her greatness.
Immediately after Pericles' celebration of Athens in the
funeral oration (2.34-46), Thucydides describes the plague,
making it clear that it was exacerbated by the crowding of the
country people into the city (again called astu): now even
temples were filled with corpses and "No fear of gods or law
of men restrained" (Thuc., 1.53). It is unlikely that Athena's
temple on the Acropolis remained unviolated. Plutarch says

�FLAUMENHAFT

109

that Pericles' enemies blamed him for the plague, attributing
it not only to the crowding, but also to the idleness of the
multitudes of men who were "pent up like cattle with no
employ or service" (Plut., Pericles. XXXIV). We might
remember his earlier enthusiastic description of the opportunities for employment and prosperity that Pericles' building
projects had provided.
Pericles' third and last speech is a sober acknowledgement
of the Athenians' sufferings and an exhortation not to allow
these private ills to jeopardize the "common safety" (Thnc.,
2.61). But "freedom" no longer means defying the Great
King's demands for "earth and water" and halting the
expansion of the Persian Empire. Athens and Sparta, as
different as they were, could willingly "yoke" themselves
together to avoid subjugation by Persia. Here Pericles speaks
again of the relationship between Athens' expanding
"empire," her drive to supersede her own limits, and the
necessary subjugation of her erstwhile ally:
... of two divisions of the world which lie open to
man's use, the land and the sea, you hold the
absolute mastery over the whole of one ... to
whatever fuller extent you may choose; and there
is no one, either the Great King or any
nation ... who will block your path as you sail the
seas ... Nor must you think that you are fighting for
the simple issue of slavery or freedom; on the
contrary, loss of empire is also involved and
danger from the hatred incurred in your sway.
From this empire, however, it is too late for you
even to withdraw ... for by this time the empire you
hold is a tyranny, which may seem unjust to have
taken, but which certainly it is dangerous to let go.
(Time., 2.62-63)
Pericles reminds his discontented fellow citizens that their
fathers acquired, preserved, and bequeathed the empire to
them, giving Athens a "great name" (Thuc., 2.64),

�110

THE ST. JOHN'S REVIEW

presumably one far greater than the "Athens" that Darius
wanted to be reminded of, and than the Persian names which
had frightened all Greeks until Athens defeated Xerxes.
Pericles' last words are again about how, even as all things
decay, the memory (mneme) of the glorious Athenian enterprise will endure; the "splendour of the moment and the
after-glory are left in everlasting remembrance" (aeimnestos,
Time., 2.64).
The ivory skin and golden pep/as of Pheidias's Athena
seem to have remained on the statue through the end of the
Peloponnesian War. But she must have provided a kind of
political and psychological support for the empire that was
incubating as Pericles beautified and glorified the city.
Thucydides recounts how internally democratic Athens
became as brutal and denatured to its external subordinatesand eventually to itself-as the internally despotic tyranny of
Persia had been in its expansion. But the silent Parthenon tells
a much more tragic story than the one Aeschylus dramatized
for his fellow citizens. For Athens at her peak exemplified a
human way of life more noble and more natural than overextended Persian despotism, despite the latter's impressive
multiplication of territory, people, buildings, and gold. The
story of Athens is tragic, rather than merely sad or repellent,
for the same reason the story of Oedipus is tragic: the terrible
collapse comes about not, as in Persia, because of grotesque
suppressions and distortions of the human soul, but precisely
as a result of the full exercise of human capacities: selfgovernment, mastery of the sea, poetry, mathematics,
philosophy, art, and architecture, and the free human speech
that makes it all possible. It is difficult simply to say that we'd
prefer for Oedipus or Athens to have been more "moderate."
Pericles urged restraint, even as he cultivated an Athenian
love for Athens that was bound to end up as an eros for Sicily
(Time., 6.24). His ward, Alcibiades, the man most in love
with the Sicilian expedition, was disastrously recalled to
Athens in a ship called the "Salaminia." In the first half of the
century, Phrynichus and Aeschylus made it possible in the

�FLAUMENHAFT

111

theater for the surviving Athenians to weep for Miletus and
even for the Mede. As Athens completed the building
intended to remember its own razing and restoration, the city
hurtled forward to the events described in Thucydides'
terrible account. The colossal Athena within that building was
the terrible image of power that Pericles said would insure the
survival of Athens' name. The shining, bright monument to
Marathon and Salamis could not deter the dark, bloody
massacres at Mytilene, Melos, and Mycalessus. In some
terrible way, it contributed to them.
6. Pandora
We come at last to our last Athenian pep/os. The pedestal of
the statue of Athena depicted another carved gathering of the
gods at another birthday celebration of yet another
parthenos, the maiden Pandora. Hesiod gives two accounts of
the world's first human woman; in both, she and the gods are
the source of all of mankind's troubles. 124 After Prometheus
defied Zeus by giving fire to human beings, Zeus ordered
Hephaestus and Athena to produce a counter-gift, a
"beautiful evil" (kalon kako11), in response to Prometheus's
empowering gift. Hephaestus mixed earth and water and
fashioned a lovely maiden, Pandora, "all-gifts." Athena taught
her to do needlework and to weave the "skillfully embroidered" (po/udaidaloll) web. She dressed and veiled her, and
the other goddesses adorned her with finery. A surviving cup
shows Athena in her own shawl and aegis, pinning the peplos
on the new-made girl. 125 Everyone knows the end of the
story: Pandora opened the jar of "all gifts," releasing them
upon previously free and unburdened man, forcing him to
"bow his neck to the yoke of hard necessity." 126 Along with
the blessings of fire, agriculture, and weaving, man now
possessed the curses of disease, war, and slavery. The source
of human ills, of course, is human nature itself, and Athens
understood itself as the paradigmatically human city. The
tragic account of Athens' glory that we read in Thucydides'
long discursive book can also be "read" in the emerging

�112

THE ST. JOHN'S REVIEW

empire's most impressive building. Like Pandora, the
"beautiful evil" made by Hephaestus, and like the terrible
events depicted in the tragedy that Aeschylus and Pericles
made beautiful for the theater, the monument that Pheidias
and Pericles made beautiful on the Acropolis is a kalon kakon:
the story of the Parthenon and the stories that it tells show
Athens in full flower, and also show the seeds of her selfdestruction.
This story began with an account of Aeschylus's Persians,
a humane view of the tragedy of an empire that attempted to
subjugate free Greek cities under the yoke and mantle of
worldwide tyranny. As different as they were, the defensive
alliance that voluntarily yoked Athens and Sparta together
succeeded in preserving them-and their differences.
Decades later, having torn each other and themselves apart in
the war that Thucydides attributes to Athens' own pursuit of
empire, Alcibiades, who had spent the war bouncing from
Athens to Sparta, to Thrace, to Persia, suggested that the two
former allies might achieve true glory if they once again
yoked themselves together to oppose Persia. This time the
alliance would not be defensive, but aggressive, with the aim
of establishing a Pan-Hellenic empire. The project could
never work since, as we observed above, the yoking of nnlike
partners, even under Darius or Xerxes, is bound to be
temporary. Athens and Sparta were too different to ally for
joint conquest, in contrast to defense, and Alcibiades was
nurtured in Pericles' Athens, not in the palace at Persepolis.
His last wild scheme collapsed completely as the Spartans
entered Athens, unopposed, seventy-six years after the battle
of Salamis. There is no play describing that event.

�FLAUMENHAFT

113

Bibliography
All the images discussed are available online at many websites. Any
reliable search engine will locate a large selection. They can also be found
in the following, easily available, books:

Athens:

Bruno, Vincent J. The Parthenon. New York: \'7.\V. Norton, 1974.
Connolly, Peter and Hazel Dodge. The Ancient City: Life in Classical
Athens and Rome. New York: Oxford University Press, 2000.
Hurwit, Jeffrey .M. The Athenian Acropolis: History, Mythology, and
Archaeology from the Neolithic Era to the Present. New York: Cambridge

University Press, 1999.
Jenkins, Ian. The Parthenon Frieze. Oakville: British Museum Press, 1994.
Neils, Jenifer. The Parthenon Frieze. New York: Cambridge University
Press, 2001.
~~-~-·

YVorshipping Athena: Panatheuaia and Parthenon. Madison:

University of Wisconsin Press, 1996.
Neils, Jenifer, ed. Goddess and Polis. Princeton: Princeton University
Press, 1992.
\Voodford, Susan. The Parthenon. New York: Cambridge University Press,
1981.
Persia:
Allen, Lindsay. The Persian Empire. Chicago: University of Chicago Press,
2005.
WiesehOfer, Josef. Ancient Persia. London: LB. Tauris &amp; Co., 2001.
Notes
37

Donald Kagan, Pericles of Athens and the Birth of Democracy (New
York, 1991), p. 161-62.
38
Jeffrey M. Hurwit, The Athenian Acropolis: History, Mythology, and
Archaeology from the Neolithic Era to the Present (Cambridge, 1999), p.
74.
39
40

Pausanias, I.xxvi, declines to comment on the truth of this story.

Peploi were given to Athena in the rituals of other Greek cities; Athens
seems to have been the only place where the "garment was actually
placed upon the statue." E. J. W. Barber "The Peplos of Athena," in

�THE ST. JOHN'S REVIEW

114

Jenifer Neils, ed., Goddess and Polis (Hanover, New Hampshire, 1992),
p. 106. Perhaps the earliest description of such a presentation is described
in Book Six of the Iliad, when the desperate women of Troy under siege
make such an offering in hope of her aid. \Vhen she prepares to go to the
aid of the Greeks, she takes off her "soft peplos, that she herself had
made and her hands had fashioned" (VIII.385-86) and dons the tunic of
Zeus and her armor.
41

Barber, in Neils (1992), p.llO.

42

The festival and evidence for its changes over time are described in
detail by Hurwit (1999) and H.\V. Parke, Festivals of the Athenians
(Ithaca, New York, 1977), pp. 29-50. See also Jenifer Neils, "The
Panathenaia: An Introduction," in Neils (1992), pp. 13-27. H. A. Shapiro,
"Democracy and Imperialism: the Panathenaia in the Age of Perikles," in
Jenifer Neils, ed., \Vorshipping Athena: Panathenaia and Parthenon
(Madison, Wisconsin, 1996), 215-25.
43

Kagan, p. 168.

44 Jan

Collie, Hidden London (London, 2002).

· 45

Brunilde Sismondo Ridgeway, "Images of Athena on the Akropolis,, in
Neils (1992), 122-42, p. 122; Peter Connolly and Hazel Dodge, The
Ancient City: Life in Classical Athens and Rome (New York, 2000), p. 12.
46

Hurwit, p.136.

47

Russell Meigs, "The Political Implications of the Parthenon,, in The
Parthenon, ed. Vincent J. Bruno (New York, 1975), p. 103, citing the
orator Lycurgus, Against Leocrates 81.
48 Plutarch's

Lives, Pericles, XII, Vol. III, trans. Bernadotte Perrin
(Cambridge, Mass., 1967), p. 37. Subsequent references will be given in
the text.

49

Kagan, p. 37

50 Meigs,
51

p. 111.

Allen, pp. 93-4.

52 Pausanias,

I.xx.

53

Joseph Wieseh6fer, Ancient Persia (New York, 2001), p. 34.

54

Persians, 979, and Hall, n. 979, p. 172.

55

Donald N. Wilber, Persepolis: The Archaeology of Parsa, Seat of Persian
Kings (New York, 1969), p. 57.

56

Wieseh6fcr, p. 26.

�FLAUMENHAFT

115

57

Christian Meier, Athens: A Portrait of the City in Its Golden Age, trans.
Robert and Rita Kimber (New York, 1998), p. 381.

58

The setting of the full-scale reproduction of the temple in a flat, treefilled park in Nashville, Tennessee makes the building itself feel very
different. The ancient view \vas probably more restricted than it is now;
the view from the west side was best. Ian Jenkins, The Parthenon Frieze
(London, 1994), p. 18.

59

Hurwit, p. 54.

60 Susan Woodford, The Parthenon (Cambridge, 1981), p. 20. Montaigne
says that "The Athenians ordained that the mules which had served in
building the temple called Hccatompedon [the earlier Parthenon] should
be set free, and that they should be allowed to graze anywhere without
hindrance." "Of Cruelty," in The Complete Essays ofMontaigne, trans.
Donald M. Frame (Stanford, 1975), p. 103.
61

Hurwit, p. 176.

62

Hurwit, p. 176.

63

Hurwit, p. 32.

Vincent J. Bruno, "The Parthenon and the Theory of Classical Form,"
in The Parthenon (New York, 1974), p. 91.

64

65

Evelyn B. Harrison (1974), "The Sculptures of the Parthenon," in
Bruno, 225-311, p. 248.

66

Harrison (1974), p. 249.

67

Harrison (1974), p. 233.

68

Hurwit, p. 179.

69

Harrison, p. 278.

70

Bruno, p. 94.

71

This may suggest that the primary aim of the building was to celebrate
this victory, rather than Athena's birthday. See Hurwit, p. 30.

72

An enemy of Pheidias claimed that the sculptor had made likenesses of
himself and Pericles in the Amazon metopes. Pheidias died while in prison
on these charges. Plutarch affirms the resemblance to Pericles (Pint.,
Pericles, XXXI).
73

Mera ]. Flaumenhaft, "Priam the Patriarch, His City, and His Sons,"

Interpretation, 32.1 (Winter, 2004): 3·31.
74 Page duBois, Centaurs and Amazons: W!omen and the Pre~History of the
Great Chain of Being. Ann Arbor, Michigan, 1991), p. 54, citing Bernard
Ash mole, Architect and Sculptor itt Classical Greece (London, 1972),

�116

THE ST. JOHN'S REVIEW

pp.165ff. Sec also Larissa Bonfante, "Nudity as a Costume in Classical
Art," American Journal of Archaeology, Volume 93, No.4, (October,
1989), p. 555.
75

Mary R. Lefkowitz, "Women in the Panathcnaic and Other Festivals,"
in Neils, ed., \Vorsbipping Athena, 1996, 78-91, p. 81.
76

Hurwit, p. 24.

77

Pausanias, I.xxviii.

78

\'\falter F. Otto, The Homeric Gods: The Spiritual Significance of Greek

Religion (Boston, 1954), p. 53.
79 The

myths about their ancestry are confused: they are the products of
the mating of Ixion and a marc, or of Ixion's offspring and a mare, or of
Zeus in the shape of a horse and Ixion's wife.
80

duBois, pp. 27-8.

81

In the frieze behind the mctopes, only older men, officials, and some of
the gods are bearded, but all have articulated necks.
82

Robin Osborne, "Framing the Centaur: "Reading 5th Century
Architectural Sculpture," in Art and Text in Ancient Greek Culture, Simon
Goldhill and Robin Osborne, eds. (Cambridge, 1994), pp. 71, 75-76.
Osborne ends by suggesting that "treating others as beasts" may "itself
constitute a lapse in propriety," p. 83.
83

duBois, p. 31.

84

Kenneth Clark, The Nude: A Study in Ideal Form (New York, 1956).

85

Bonfante, p. 554.

86

duBois, p. 30.

87

Hurwit, p. 173 and Note 62.

88

Hurwit, pp. 173-74.

89

Neils (2001), p. 196.

9

°Kagan, p. 160.

91

Louise Bruit Zaidman and Pauline Schmitt Pantel, Religion in the
Ancient Greek City (Cambridge, 1992), p. 106.
92

Peter von Blanckenhagen, Unpublished lecture, St. John's College,
Annapolis, date unknown.

93

The British lvluseum's Duveen Gallery reverses the direction of the
viewing, enclosing the viewer rather than the pictures.
94 The

CD that accompanies jenifer Neils's The Parthenon Frieze
(Cambridge, 2001) attempts to approximate the experience of walking

�FLAUMENHAFT

117

alongside the frieze by moving the frieze before the stationary viewer.
The corners of the temple are indicated by four red lines.
95Ncils (2001), pp. 33,37-8.
96

Evelyn B. Harrison, ''The Web of History: A Conservative Reading of
the Parthenon Frieze," in Neils (1996), 198-214, p. 211.

97 Woodford, p. 33.
98 Jenkins,
99

p. 26. Jenkins rejects the latter view.

Kagan, p. 111.

100 Woodford,

101

p. 36.

Green, p. 5.

102 \Vieseh6fer,

Plate V.

103 WiesehOfcr,

Plate I.

104

Robert Parker, Athenian Religiou: A History (Oxford, 1996), p. 14.

105

Neils (1992), p. 93.

10 6 John

Keats, "Ode on a Grecian Urn," 1820.

10 7 This

theme has been fully explored by Jennifer Neils in \'(!orshipping
Athena (1996), Goddess and Polis (1992), and The Parthenon Frieze
(2001). On Greek weaving, the pep/as, and cloth fabrication in general,
see also Barber, in Neils (1992) and Barber (1994).
lOS

Harrison (1996) is critical of John Boardman's speculation, 199-200.

109 Neils (2001 ), p. 70.

110

Harrison (1996), p. 203; Neils (2001), p. 68.

111

Harrison (1996), p. 210.

11 2 Neils

(2001), p. 80.

113

Harrison (1996), p. 200.

ll 4

Plato, Statesman, 303b-311c.

11 5

Neils (2001), pp. 188 ff.

11 6

Neils (2001), p. 186.

117 Phillip

Fehl has argued that the rocks in the frieze locate the gods, also
emotionally distanced from the humans, on distant Olympus. "Gods and
Men in the Parthenon Frieze" (1961), quoted in Bruno (1996), 311-21.
118

Neils (2002), pp. 61-6.

119

Hurwit, p. 18.

�THE ST. JOHN'S REVIEW

118

120 Pausanias,

I.xxiv.

121

His foresight later saved the sculptor from an accusation that he had
stolen some of the gold. \Vcighing proved he had not.
122

Hurwit, p. 164.

1D

Kagan, p. 113.

124

Hesiod, Theogony, 571-616 and Works and Days, 60-105.

125

Jenkins, p. 41.

126 Jenkins,

p. 40.

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                    <text>President	&#13;  Nelson,	&#13;  Members	&#13;  of	&#13;  the	&#13;  Board,	&#13;  Colleagues	&#13;  of	&#13;  the	&#13;  Faculty	&#13;  and	&#13;  Staff,	&#13;  Parents	&#13;  and	&#13;  
Families,	&#13;  Honored	&#13;  Guests,	&#13;  and	&#13;  Members	&#13;  of	&#13;  the	&#13;  Class	&#13;  of	&#13;  2016:	&#13;  
“So	&#13;  after	&#13;  St.	&#13;  John’s,	&#13;  what’s	&#13;  next?”—the	&#13;  opening	&#13;  question	&#13;  you’ve	&#13;  no	&#13;  doubt	&#13;  been	&#13;  asked	&#13;  in	&#13;  one	&#13;  
form	&#13;  or	&#13;  another	&#13;  by	&#13;  close	&#13;  friends,	&#13;  relatives,	&#13;  and	&#13;  remoter	&#13;  acquaintances,	&#13;  with	&#13;  varying	&#13;  degrees	&#13;  of	&#13;  
curiosity,	&#13;  interest,	&#13;  or	&#13;  maybe	&#13;  even	&#13;  skepticism	&#13;  and	&#13;  irony.	&#13;  But	&#13;  you	&#13;  should	&#13;  be	&#13;  ready	&#13;  for	&#13;  this.	&#13;  You’ve	&#13;  
already	&#13;  felt	&#13;  each	&#13;  of	&#13;  these	&#13;  modalities	&#13;  yourselves	&#13;  on	&#13;  occasion	&#13;  during	&#13;  the	&#13;  long	&#13;  hours	&#13;  of	&#13;  your	&#13;  
tutorials,	&#13;  preceptorials,	&#13;  and	&#13;  seminars	&#13;  here.	&#13;  You	&#13;  met	&#13;  all	&#13;  of	&#13;  them	&#13;  together	&#13;  in	&#13;  the	&#13;  course	&#13;  of	&#13;  
Socrates’	&#13;  conversation	&#13;  with	&#13;  Meno,	&#13;  which	&#13;  you	&#13;  read	&#13;  and	&#13;  puzzled	&#13;  over	&#13;  in	&#13;  your	&#13;  first	&#13;  seminar	&#13;  
encounter	&#13;  with	&#13;  the	&#13;  Dialogues	&#13;  of	&#13;  Plato.	&#13;  Remember?	&#13;  Come	&#13;  to	&#13;  think	&#13;  of	&#13;  it,	&#13;  this	&#13;  dialogue	&#13;  makes	&#13;  the	&#13;  
claim	&#13;  that	&#13;  learning	&#13;  is	&#13;  remembering,	&#13;  or	&#13;  so	&#13;  I	&#13;  recall.	&#13;  But	&#13;  this	&#13;  question	&#13;  What’s	&#13;  next?—does	&#13;  it	&#13;  mean	&#13;  
that	&#13;  you’ve	&#13;  finished,	&#13;  	&#13;  that	&#13;  you’re	&#13;  ready	&#13;  now	&#13;  and	&#13;  should	&#13;  now	&#13;  move	&#13;  on	&#13;  to	&#13;  something	&#13;  different,	&#13;  
as	&#13;  newly	&#13;  minted	&#13;  Bachelors	&#13;  of	&#13;  Arts	&#13;  or	&#13;  Masters	&#13;  of	&#13;  Arts,	&#13;  either	&#13;  onto	&#13;  something	&#13;  else,	&#13;  or	&#13;  back	&#13;  to	&#13;  
whatever	&#13;  you	&#13;  were	&#13;  doing	&#13;  full	&#13;  time,	&#13;  or	&#13;  perhaps	&#13;  to	&#13;  retirement?	&#13;  And	&#13;  is	&#13;  this	&#13;  something,	&#13;  whatever	&#13;  
it	&#13;  may	&#13;  be,	&#13;  somehow	&#13;  more	&#13;  real?	&#13;  Well	&#13;  you	&#13;  might	&#13;  wonder,	&#13;  but	&#13;  then	&#13;  you	&#13;  also	&#13;  remember	&#13;  that	&#13;  
wonder	&#13;  is	&#13;  the	&#13;  beginning	&#13;  of	&#13;  philosophy,	&#13;  and	&#13;  so	&#13;  you’re	&#13;  off	&#13;  and	&#13;  at	&#13;  it	&#13;  once	&#13;  again!	&#13;  
But	&#13;  wait!	&#13;  Is	&#13;  this	&#13;  but	&#13;  an	&#13;  endless	&#13;  circle	&#13;  to	&#13;  which	&#13;  you,	&#13;  like	&#13;  Gabriel	&#13;  Conroy	&#13;  in	&#13;  Joyce’s	&#13;  The	&#13;  Dead,	&#13;  have	&#13;  
been	&#13;  consigned,	&#13;  to	&#13;  a	&#13;  kind	&#13;  of	&#13;  “thought-­‐tormented”	&#13;  life,	&#13;  to	&#13;  be	&#13;  haunted	&#13;  by	&#13;  echoes	&#13;  of	&#13;  the	&#13;  books	&#13;  
you’ve	&#13;  read	&#13;  and	&#13;  the	&#13;  conversations	&#13;  you’ve	&#13;  had	&#13;  here?	&#13;  Isn’t	&#13;  “what’s	&#13;  next”	&#13;  supposed	&#13;  to	&#13;  be	&#13;  
different	&#13;  and	&#13;  elsewhere?	&#13;  Even	&#13;  if	&#13;  you	&#13;  find	&#13;  kindred	&#13;  souls	&#13;  interested	&#13;  enough	&#13;  to	&#13;  hear	&#13;  about	&#13;  what	&#13;  
you’ve	&#13;  done	&#13;  here,	&#13;  it	&#13;  probably	&#13;  shouldn’t	&#13;  be	&#13;  more	&#13;  than	&#13;  an	&#13;  elevator	&#13;  speech,	&#13;  but	&#13;  don’t	&#13;  count	&#13;  on	&#13;  
even	&#13;  getting	&#13;  that	&#13;  far.	&#13;  I	&#13;  recall	&#13;  an	&#13;  alumna	&#13;  telling	&#13;  me	&#13;  some	&#13;  years	&#13;  back	&#13;  that	&#13;  at	&#13;  her	&#13;  Harvard	&#13;  Law	&#13;  
orientation	&#13;  she	&#13;  met	&#13;  an	&#13;  equally	&#13;  new	&#13;  Ivy	&#13;  league	&#13;  alum	&#13;  who	&#13;  on	&#13;  hearing	&#13;  she	&#13;  had	&#13;  studied	&#13;  here	&#13;  cut	&#13;  
her	&#13;  off,	&#13;  saying,	&#13;  “Oh	&#13;  yeah,	&#13;  that’s	&#13;  the	&#13;  big	&#13;  books	&#13;  school,”	&#13;  and	&#13;  who	&#13;  then	&#13;  went	&#13;  on	&#13;  to	&#13;  tell	&#13;  her	&#13;  at	&#13;  
great	&#13;  length	&#13;  about	&#13;  where	&#13;  he	&#13;  went	&#13;  and	&#13;  what	&#13;  he	&#13;  did.	&#13;  I’m	&#13;  inclined	&#13;  to	&#13;  think	&#13;  that	&#13;  the	&#13;  kinds	&#13;  of	&#13;  books	&#13;  
and	&#13;  manuals	&#13;  that	&#13;  fill	&#13;  the	&#13;  shelves	&#13;  of	&#13;  the	&#13;  learned	&#13;  professions	&#13;  are	&#13;  truly	&#13;  the	&#13;  big	&#13;  books,	&#13;  filled	&#13;  with	&#13;  
lots	&#13;  of	&#13;  important	&#13;  and	&#13;  useful	&#13;  knowledge,	&#13;  but	&#13;  not	&#13;  great	&#13;  ones.	&#13;  I’m	&#13;  also	&#13;  reminded	&#13;  here	&#13;  of	&#13;  the	&#13;  
aphorism	&#13;  in	&#13;  Epictetus’s	&#13;  Handbook,	&#13;  a	&#13;  very	&#13;  different	&#13;  kind	&#13;  of	&#13;  manual,	&#13;  where	&#13;  he	&#13;  claims	&#13;  that	&#13;  
“when	&#13;  a	&#13;  man	&#13;  says	&#13;  to	&#13;  you	&#13;  that	&#13;  you	&#13;  know	&#13;  nothing,	&#13;  then	&#13;  be	&#13;  sure	&#13;  that	&#13;  you	&#13;  have	&#13;  begun	&#13;  the	&#13;  work	&#13;  of	&#13;  
philosophy.”	&#13;  He	&#13;  adds	&#13;  a	&#13;  corollary	&#13;  to	&#13;  this	&#13;  by	&#13;  way	&#13;  of	&#13;  a	&#13;  memorable	&#13;  analogy:	&#13;  
For	&#13;  even	&#13;  sheep	&#13;  do	&#13;  not	&#13;  throw	&#13;  up	&#13;  grass	&#13;  to	&#13;  show	&#13;  to	&#13;  the	&#13;  shepherds	&#13;  how	&#13;  much	&#13;  they	&#13;  have	&#13;  
eaten;	&#13;  but	&#13;  when	&#13;  they	&#13;  have	&#13;  internally	&#13;  digested	&#13;  the	&#13;  pasture,	&#13;  they	&#13;  produce	&#13;  externally	&#13;  wool	&#13;  
and	&#13;  milk.	&#13;  Do	&#13;  not	&#13;  show	&#13;  your	&#13;  theorems	&#13;  to	&#13;  the	&#13;  uninstructed,	&#13;  but	&#13;  show	&#13;  the	&#13;  acts	&#13;  which	&#13;  
come	&#13;  from	&#13;  their	&#13;  digestion.	&#13;  	&#13;  
What	&#13;  are	&#13;  these	&#13;  acts?	&#13;  I	&#13;  would	&#13;  suggest	&#13;  that	&#13;  they	&#13;  are	&#13;  a	&#13;  kind	&#13;  of	&#13;  thinking,	&#13;  of	&#13;  listening,	&#13;  and	&#13;  of	&#13;  
learning	&#13;  that	&#13;  can	&#13;  continue	&#13;  to	&#13;  open	&#13;  up	&#13;  new	&#13;  possibilities	&#13;  for	&#13;  self-­‐knowledge	&#13;  and	&#13;  generous	&#13;  
endeavor,	&#13;  for	&#13;  life	&#13;  in	&#13;  a	&#13;  word.	&#13;  The	&#13;  context	&#13;  for	&#13;  this	&#13;  may	&#13;  be	&#13;  whatever	&#13;  you	&#13;  ultimately	&#13;  pursue—or	&#13;  
what	&#13;  some	&#13;  are	&#13;  already	&#13;  pursuing-­‐	&#13;  whether	&#13;  it	&#13;  be	&#13;  in	&#13;  a	&#13;  courtroom,	&#13;  a	&#13;  classroom,	&#13;  an	&#13;  office,	&#13;  a	&#13;  
laboratory,	&#13;  a	&#13;  sanctuary,	&#13;  an	&#13;  embassy,	&#13;  a	&#13;  farm,	&#13;  a	&#13;  hospital,	&#13;  or	&#13;  a	&#13;  vineyard.	&#13;  You	&#13;  now	&#13;  have	&#13;  
considerable	&#13;  practice	&#13;  in	&#13;  certain	&#13;  habits	&#13;  of	&#13;  mind	&#13;  and	&#13;  heart	&#13;  and	&#13;  imagination	&#13;  that	&#13;  have	&#13;  opened	&#13;  you	&#13;  
to	&#13;  the	&#13;  books	&#13;  you’ve	&#13;  read	&#13;  here,	&#13;  the	&#13;  propositions	&#13;  and	&#13;  equations	&#13;  and	&#13;  lab	&#13;  practica	&#13;  that	&#13;  you’ve	&#13;  
1	&#13;  

�demonstrated	&#13;  and	&#13;  worked	&#13;  through,	&#13;  the	&#13;  music	&#13;  that	&#13;  you’ve	&#13;  sung—these	&#13;  are	&#13;  all	&#13;  part	&#13;  of	&#13;  you.	&#13;  Over	&#13;  
time,	&#13;  you’ll	&#13;  probably	&#13;  forget	&#13;  many	&#13;  of	&#13;  the	&#13;  details	&#13;  of	&#13;  much	&#13;  of	&#13;  this,	&#13;  except	&#13;  perhaps	&#13;  the	&#13;  music	&#13;  
you’ve	&#13;  sung—memory	&#13;  has	&#13;  such	&#13;  a	&#13;  mysterious	&#13;  power,	&#13;  retaining	&#13;  tunes	&#13;  and	&#13;  rhythms,	&#13;  even	&#13;  as	&#13;  
nearly	&#13;  everything	&#13;  else	&#13;  seems	&#13;  to	&#13;  fade	&#13;  slowly	&#13;  away.	&#13;  And	&#13;  the	&#13;  way	&#13;  you’ve	&#13;  done	&#13;  all	&#13;  of	&#13;  this	&#13;  and	&#13;  the	&#13;  
people	&#13;  you’ve	&#13;  done	&#13;  it	&#13;  with	&#13;  are	&#13;  amateurs	&#13;  all,	&#13;  lovers	&#13;  in	&#13;  the	&#13;  root	&#13;  sense	&#13;  of	&#13;  that	&#13;  word,	&#13;  enamored	&#13;  of	&#13;  
a	&#13;  kind	&#13;  of	&#13;  learning	&#13;  that	&#13;  is	&#13;  meant	&#13;  to	&#13;  liberate,	&#13;  to	&#13;  free,	&#13;  to	&#13;  enable	&#13;  life	&#13;  and	&#13;  growth.	&#13;  Such	&#13;  growth	&#13;  and	&#13;  
change	&#13;  are	&#13;  evidence	&#13;  of	&#13;  life.	&#13;  John	&#13;  Henry	&#13;  Newman,	&#13;  a	&#13;  favorite	&#13;  thinker	&#13;  of	&#13;  mine,	&#13;  put	&#13;  it	&#13;  thus:	&#13;  “To	&#13;  
grow	&#13;  is	&#13;  to	&#13;  change,	&#13;  to	&#13;  be	&#13;  perfect	&#13;  is	&#13;  to	&#13;  have	&#13;  changed	&#13;  often.”	&#13;  	&#13;  	&#13;  
Think	&#13;  back	&#13;  to	&#13;  when	&#13;  you	&#13;  first	&#13;  came	&#13;  here.	&#13;  The	&#13;  convocation,	&#13;  then	&#13;  the	&#13;  gathering	&#13;  afterwards,	&#13;  
meeting	&#13;  President,	&#13;  Dean,	&#13;  tutors	&#13;  and	&#13;  community;	&#13;  then	&#13;  off	&#13;  to	&#13;  your	&#13;  first	&#13;  class,	&#13;  assigned	&#13;  book	&#13;  in	&#13;  
hand	&#13;  dutifully	&#13;  read,	&#13;  you	&#13;  picked	&#13;  your	&#13;  seat	&#13;  and	&#13;  waited	&#13;  for	&#13;  the	&#13;  opening	&#13;  question.	&#13;  Do	&#13;  you	&#13;  still	&#13;  
remember	&#13;  what	&#13;  it	&#13;  was?	&#13;  How	&#13;  much	&#13;  can	&#13;  you	&#13;  recall	&#13;  of	&#13;  the	&#13;  discussion	&#13;  that	&#13;  followed?—the	&#13;  first	&#13;  of	&#13;  
so	&#13;  many	&#13;  that	&#13;  were	&#13;  to	&#13;  follow	&#13;  in	&#13;  classes	&#13;  and	&#13;  in	&#13;  conversations	&#13;  outside	&#13;  afterwards,	&#13;  testing	&#13;  the	&#13;  
books,	&#13;  finding	&#13;  out	&#13;  what	&#13;  you	&#13;  really	&#13;  believe	&#13;  and	&#13;  what	&#13;  you	&#13;  have	&#13;  doubts	&#13;  about,	&#13;  listening	&#13;  to	&#13;  what	&#13;  
others	&#13;  think,	&#13;  pushing	&#13;  your	&#13;  limits	&#13;  and	&#13;  having	&#13;  them	&#13;  pushed,	&#13;  finding	&#13;  ground	&#13;  and	&#13;  losing	&#13;  ground,	&#13;  
feeling	&#13;  keenly	&#13;  what	&#13;  may	&#13;  be	&#13;  at	&#13;  stake	&#13;  in	&#13;  the	&#13;  difference	&#13;  between	&#13;  mere	&#13;  opinion	&#13;  and	&#13;  right	&#13;  opinion,	&#13;  
let	&#13;  alone	&#13;  knowledge—all	&#13;  challenging,	&#13;  frustrating,	&#13;  wonderful!	&#13;  No	&#13;  longer	&#13;  mere	&#13;  spectators,	&#13;  you	&#13;  
were	&#13;  off	&#13;  and	&#13;  in	&#13;  it!	&#13;  And	&#13;  it	&#13;  might	&#13;  have	&#13;  seemed	&#13;  had	&#13;  you	&#13;  walked	&#13;  through	&#13;  the	&#13;  halls	&#13;  with	&#13;  all	&#13;  these	&#13;  
seminars	&#13;  simultaneously	&#13;  convened	&#13;  that	&#13;  Homer	&#13;  and	&#13;  Lucretius	&#13;  and	&#13;  Cervantes	&#13;  and	&#13;  Tolstoy	&#13;  were	&#13;  
mysteriously	&#13;  present,	&#13;  despite	&#13;  the	&#13;  array	&#13;  of	&#13;  translations	&#13;  -­‐	&#13;  prosaic,	&#13;  poetic,	&#13;  or	&#13;  plodding.	&#13;  Like	&#13;  the	&#13;  
shades	&#13;  Odysseus	&#13;  met	&#13;  in	&#13;  Hades,	&#13;  revived	&#13;  by	&#13;  the	&#13;  sacrificial	&#13;  blood	&#13;  of	&#13;  Circe’s	&#13;  sheep,	&#13;  these	&#13;  authors	&#13;  
breathed	&#13;  and	&#13;  spoke	&#13;  again,	&#13;  but	&#13;  all	&#13;  of	&#13;  them	&#13;  in	&#13;  the	&#13;  modern	&#13;  barbaric	&#13;  tongue	&#13;  of	&#13;  English.	&#13;  	&#13;  
Since	&#13;  that	&#13;  first	&#13;  day,	&#13;  you	&#13;  have	&#13;  been	&#13;  on	&#13;  your	&#13;  way,	&#13;  on	&#13;  a	&#13;  path	&#13;  undertaken	&#13;  with	&#13;  deliberation	&#13;  and	&#13;  
hope,	&#13;  only	&#13;  gradually	&#13;  realizing	&#13;  what	&#13;  you	&#13;  had	&#13;  gotten	&#13;  yourself	&#13;  into—the	&#13;  reading	&#13;  lists	&#13;  of	&#13;  the	&#13;  books	&#13;  
providing	&#13;  an	&#13;  itinerary	&#13;  of	&#13;  sorts,	&#13;  a	&#13;  long	&#13;  list	&#13;  of	&#13;  places	&#13;  where	&#13;  you	&#13;  must	&#13;  stop,	&#13;  with	&#13;  no	&#13;  indication	&#13;  of	&#13;  
what	&#13;  you	&#13;  might	&#13;  actually	&#13;  see,	&#13;  whom	&#13;  you	&#13;  would	&#13;  meet,	&#13;  where	&#13;  you	&#13;  might	&#13;  finish.	&#13;  My,	&#13;  but	&#13;  you	&#13;  were	&#13;  
really	&#13;  in	&#13;  it	&#13;  now!	&#13;  This	&#13;  trek	&#13;  has	&#13;  been	&#13;  both	&#13;  exhausting	&#13;  and	&#13;  exhilarating,	&#13;  with	&#13;  lots	&#13;  of	&#13;  trudging	&#13;  along	&#13;  
on	&#13;  stony	&#13;  paths	&#13;  (you	&#13;  can	&#13;  name	&#13;  inwardly	&#13;  here	&#13;  which	&#13;  books	&#13;  and	&#13;  exercises	&#13;  mark	&#13;  them)	&#13;  with	&#13;  
roadblocks,	&#13;  detours,	&#13;  and	&#13;  delays;	&#13;  but	&#13;  also	&#13;  with	&#13;  glorious	&#13;  mornings	&#13;  and	&#13;  golden	&#13;  afternoons,	&#13;  when	&#13;  
an	&#13;  elegant	&#13;  proof,	&#13;  a	&#13;  beautiful	&#13;  poem,	&#13;  a	&#13;  moving	&#13;  piece	&#13;  of	&#13;  music,	&#13;  a	&#13;  difficult	&#13;  lab	&#13;  reading	&#13;  sparked	&#13;  a	&#13;  
conversation	&#13;  in	&#13;  which	&#13;  a	&#13;  class	&#13;  working	&#13;  together	&#13;  caught	&#13;  a	&#13;  glimpse	&#13;  of	&#13;  something	&#13;  beautiful	&#13;  and	&#13;  
true.	&#13;  What	&#13;  should	&#13;  such	&#13;  a	&#13;  trek	&#13;  be	&#13;  named—Odyssey,	&#13;  Exodus,	&#13;  pilgrimage?	&#13;  Each	&#13;  of	&#13;  these	&#13;  has	&#13;  a	&#13;  
goal.	&#13;  But	&#13;  does	&#13;  any	&#13;  of	&#13;  them	&#13;  have	&#13;  an	&#13;  ending?	&#13;  
You’ve	&#13;  done	&#13;  so	&#13;  much	&#13;  in	&#13;  so	&#13;  little	&#13;  time—perhaps	&#13;  too	&#13;  much.	&#13;  So	&#13;  much	&#13;  greatness	&#13;  in	&#13;  such	&#13;  brief	&#13;  
compass	&#13;  can	&#13;  be	&#13;  overwhelming.	&#13;  There’s	&#13;  a	&#13;  clinical	&#13;  name	&#13;  for	&#13;  the	&#13;  kind	&#13;  of	&#13;  disorder	&#13;  that	&#13;  comes	&#13;  from	&#13;  
extended	&#13;  exposure	&#13;  to	&#13;  experiences	&#13;  of	&#13;  great	&#13;  personal	&#13;  significance.	&#13;  It’s	&#13;  called	&#13;  the	&#13;  Stendahl	&#13;  
syndrome,	&#13;  named	&#13;  for	&#13;  the	&#13;  French	&#13;  novelist	&#13;  who	&#13;  described	&#13;  a	&#13;  very	&#13;  disturbing	&#13;  reaction	&#13;  he	&#13;  
experienced	&#13;  while	&#13;  visiting	&#13;  the	&#13;  city	&#13;  of	&#13;  Florence	&#13;  in	&#13;  1817.	&#13;  Prior	&#13;  to	&#13;  this,	&#13;  Stendahl,	&#13;  who	&#13;  served	&#13;  under	&#13;  
Napoleon	&#13;  during	&#13;  his	&#13;  Russian	&#13;  campaign,	&#13;  had	&#13;  witnessed	&#13;  the	&#13;  burning	&#13;  of	&#13;  Moscow	&#13;  and	&#13;  
subsequently	&#13;  arranged	&#13;  for	&#13;  supplies	&#13;  prior	&#13;  to	&#13;  the	&#13;  French	&#13;  army’s	&#13;  retreat	&#13;  to	&#13;  Smolensk,	&#13;  yet	&#13;  he	&#13;  
suffered	&#13;  no	&#13;  ill	&#13;  effects.	&#13;  After	&#13;  the	&#13;  war,	&#13;  however,	&#13;  coming	&#13;  to	&#13;  Florence	&#13;  with	&#13;  its	&#13;  immense	&#13;  treasury	&#13;  of	&#13;  
2	&#13;  

�Medieval	&#13;  and	&#13;  Renaissance	&#13;  art,	&#13;  he	&#13;  viewed	&#13;  the	&#13;  frescos	&#13;  of	&#13;  Giotto	&#13;  in	&#13;  the	&#13;  Basilica	&#13;  of	&#13;  Santa	&#13;  Croce	&#13;  and	&#13;  
reported	&#13;  being	&#13;  overcome	&#13;  with	&#13;  an	&#13;  initial	&#13;  feeling	&#13;  of	&#13;  ecstasy,	&#13;  which	&#13;  was	&#13;  quickly	&#13;  followed	&#13;  by	&#13;  acute	&#13;  
psychosomatic	&#13;  symptoms	&#13;  that	&#13;  included	&#13;  heart	&#13;  palpitations,	&#13;  nervousness,	&#13;  fear	&#13;  of	&#13;  falling,	&#13;  and	&#13;  a	&#13;  
general	&#13;  sense	&#13;  that	&#13;  life	&#13;  had	&#13;  been	&#13;  drained	&#13;  from	&#13;  him.	&#13;  The	&#13;  last	&#13;  of	&#13;  these	&#13;  is	&#13;  something	&#13;  some	&#13;  of	&#13;  you	&#13;  
may	&#13;  have	&#13;  felt	&#13;  recently.	&#13;  The	&#13;  prescribed	&#13;  clinical	&#13;  antidote	&#13;  for	&#13;  the	&#13;  Stendahl	&#13;  syndrome	&#13;  is	&#13;  removal	&#13;  
and	&#13;  rest;	&#13;  Stendahl’s	&#13;  own	&#13;  solution	&#13;  was	&#13;  to	&#13;  exit	&#13;  Santa	&#13;  Croce	&#13;  and	&#13;  find	&#13;  a	&#13;  bench	&#13;  outside	&#13;  where	&#13;  he	&#13;  
read	&#13;  some	&#13;  Italian	&#13;  poetry.	&#13;  Similarly,	&#13;  David	&#13;  Hume,	&#13;  finding	&#13;  himself	&#13;  in	&#13;  a	&#13;  splenetic	&#13;  humor	&#13;  as	&#13;  he	&#13;  
drew	&#13;  near	&#13;  the	&#13;  end	&#13;  of	&#13;  Part	&#13;  I	&#13;  of	&#13;  his	&#13;  celebrated	&#13;  Treatise,	&#13;  called	&#13;  this	&#13;  sense	&#13;  of	&#13;  being	&#13;  overwhelmed	&#13;  
“philosophical	&#13;  melancholy	&#13;  and	&#13;  delirium.”	&#13;  He	&#13;  sought	&#13;  relief	&#13;  in	&#13;  the	&#13;  lively	&#13;  impressions	&#13;  that	&#13;  come	&#13;  
with	&#13;  dining,	&#13;  conversing	&#13;  with	&#13;  friends,	&#13;  and	&#13;  playing	&#13;  backgammon,	&#13;  necessary	&#13;  remedies	&#13;  for	&#13;  too	&#13;  
much	&#13;  philosophy.	&#13;  	&#13;  
So	&#13;  what	&#13;  did	&#13;  you	&#13;  do	&#13;  to	&#13;  restore	&#13;  equilibrium	&#13;  while	&#13;  studying	&#13;  here?	&#13;  Retreat	&#13;  to	&#13;  our	&#13;  gym,	&#13;  aptly	&#13;  called	&#13;  
Temple	&#13;  Iglehart?	&#13;  Play	&#13;  intramurals,	&#13;  make	&#13;  music	&#13;  with	&#13;  friends,	&#13;  play	&#13;  in	&#13;  the	&#13;  orchestra;	&#13;  sing	&#13;  in	&#13;  one	&#13;  of	&#13;  
the	&#13;  many	&#13;  vocal	&#13;  groups,	&#13;  large	&#13;  or	&#13;  small;	&#13;  in	&#13;  a	&#13;  Fine	&#13;  Arts	&#13;  workshop	&#13;  draw	&#13;  or	&#13;  paint	&#13;  or	&#13;  sculpt	&#13;  or	&#13;  throw	&#13;  
pots,	&#13;  for	&#13;  yourself	&#13;  or	&#13;  for	&#13;  the	&#13;  Mitchell	&#13;  Gallery	&#13;  Community	&#13;  Art	&#13;  Show;	&#13;  act	&#13;  or	&#13;  work	&#13;  with	&#13;  the	&#13;  King	&#13;  
William	&#13;  Players?	&#13;  Did	&#13;  you	&#13;  go	&#13;  running	&#13;  through	&#13;  this	&#13;  town	&#13;  of	&#13;  Anglo-­‐Palladian	&#13;  architectural	&#13;  
beauty—but	&#13;  focused	&#13;  on	&#13;  your	&#13;  running,	&#13;  of	&#13;  course;	&#13;  or	&#13;  pursue	&#13;  different	&#13;  kinds	&#13;  of	&#13;  work	&#13;  in	&#13;  an	&#13;  off-­‐
campus	&#13;  job	&#13;  or	&#13;  profession,	&#13;  or	&#13;  play	&#13;  chess	&#13;  or	&#13;  billiards	&#13;  or	&#13;  croquet?	&#13;  Or	&#13;  did	&#13;  you	&#13;  work	&#13;  as	&#13;  an	&#13;  intern	&#13;  for	&#13;  
the	&#13;  state	&#13;  legislature,	&#13;  tutor	&#13;  kids	&#13;  at	&#13;  the	&#13;  Stanton	&#13;  center,	&#13;  or	&#13;  write	&#13;  for	&#13;  The	&#13;  Gadfly,	&#13;  Energeia,	&#13;  The	&#13;  
Epoch,	&#13;  or	&#13;  a	&#13;  blog?	&#13;  Whichever	&#13;  of	&#13;  these	&#13;  you	&#13;  were	&#13;  in	&#13;  brought	&#13;  all	&#13;  of	&#13;  us	&#13;  in	&#13;  the	&#13;  College	&#13;  into	&#13;  a	&#13;  larger	&#13;  
life	&#13;  as	&#13;  it	&#13;  is	&#13;  lived	&#13;  here	&#13;  and	&#13;  beyond	&#13;  these	&#13;  thirty	&#13;  or	&#13;  so	&#13;  acres—and	&#13;  these	&#13;  other	&#13;  pursuits	&#13;  will	&#13;  
continue	&#13;  to	&#13;  do	&#13;  so	&#13;  beyond	&#13;  your	&#13;  time	&#13;  here.	&#13;  It	&#13;  seems	&#13;  that	&#13;  the	&#13;  nature	&#13;  of	&#13;  human	&#13;  institutions	&#13;  is	&#13;  such	&#13;  
that	&#13;  the	&#13;  first	&#13;  time	&#13;  for	&#13;  anything	&#13;  is	&#13;  typically	&#13;  regarded	&#13;  as	&#13;  a	&#13;  radical	&#13;  innovation	&#13;  and	&#13;  is	&#13;  thus	&#13;  
somewhat	&#13;  suspect;	&#13;  is	&#13;  it	&#13;  the	&#13;  second	&#13;  or	&#13;  third	&#13;  time	&#13;  that	&#13;  makes	&#13;  it	&#13;  a	&#13;  tradition?	&#13;  It	&#13;  seems	&#13;  that	&#13;  in	&#13;  a	&#13;  
four-­‐year	&#13;  college,	&#13;  the	&#13;  fourth	&#13;  year	&#13;  should	&#13;  make	&#13;  it	&#13;  a	&#13;  venerable	&#13;  tradition.	&#13;  Think	&#13;  of	&#13;  croquet,	&#13;  yes;	&#13;  
but	&#13;  think	&#13;  also	&#13;  of	&#13;  the	&#13;  Program.	&#13;  
Books	&#13;  with	&#13;  a	&#13;  balance;	&#13;  both	&#13;  of	&#13;  these	&#13;  emblems	&#13;  grace	&#13;  our	&#13;  college	&#13;  seal.	&#13;  You	&#13;  have	&#13;  read	&#13;  and	&#13;  
discussed	&#13;  these	&#13;  books	&#13;  freely	&#13;  and	&#13;  collaboratively	&#13;  in	&#13;  this	&#13;  distinctive	&#13;  community	&#13;  that	&#13;  is	&#13;  St.	&#13;  John’s	&#13;  
College.	&#13;  You	&#13;  have	&#13;  sought,	&#13;  pursued,	&#13;  and	&#13;  practiced	&#13;  the	&#13;  activities	&#13;  that	&#13;  complement	&#13;  and	&#13;  balance	&#13;  
its	&#13;  heady,	&#13;  intellectual	&#13;  life.	&#13;  It	&#13;  is	&#13;  thus	&#13;  so	&#13;  fitting	&#13;  that	&#13;  College	&#13;  tradition	&#13;  has	&#13;  had	&#13;  you	&#13;  toast	&#13;  together	&#13;  
four	&#13;  republics	&#13;  in	&#13;  the	&#13;  special	&#13;  social	&#13;  gatherings	&#13;  of	&#13;  this	&#13;  final	&#13;  week:	&#13;  the	&#13;  Republic	&#13;  of	&#13;  The	&#13;  United	&#13;  
States,	&#13;  the	&#13;  Republic	&#13;  of	&#13;  Letters,	&#13;  the	&#13;  Republic	&#13;  of	&#13;  St.	&#13;  John’s	&#13;  College,	&#13;  and	&#13;  the	&#13;  Republic	&#13;  of	&#13;  Plato,	&#13;  for	&#13;  
each	&#13;  of	&#13;  these	&#13;  strives	&#13;  to	&#13;  express	&#13;  the	&#13;  necessary	&#13;  balance	&#13;  that	&#13;  enables	&#13;  and	&#13;  fosters	&#13;  human	&#13;  
excellence.	&#13;  Plato's	&#13;  Republic	&#13;  and	&#13;  the	&#13;  Republic	&#13;  of	&#13;  Letters	&#13;  both	&#13;  predate	&#13;  the	&#13;  College	&#13;  and	&#13;  the	&#13;  United	&#13;  
States,	&#13;  and	&#13;  both	&#13;  recognize	&#13;  the	&#13;  community	&#13;  of	&#13;  those	&#13;  who	&#13;  seek	&#13;  the	&#13;  truth,	&#13;  regardless	&#13;  of	&#13;  native	&#13;  
country,	&#13;  culture,	&#13;  or	&#13;  religious	&#13;  belief.	&#13;  St.	&#13;  John's,	&#13;  from	&#13;  its	&#13;  founding	&#13;  in	&#13;  the	&#13;  early	&#13;  days	&#13;  of	&#13;  the	&#13;  
American	&#13;  Republic,	&#13;  has	&#13;  aspired	&#13;  to	&#13;  be	&#13;  an	&#13;  instantiation	&#13;  of	&#13;  these	&#13;  venerable	&#13;  antecedent	&#13;  republics.	&#13;  
The	&#13;  international	&#13;  students	&#13;  in	&#13;  both	&#13;  programs	&#13;  are	&#13;  representatives	&#13;  of	&#13;  this	&#13;  global	&#13;  community	&#13;  of	&#13;  
free	&#13;  inquiry.	&#13;  You	&#13;  have	&#13;  enriched	&#13;  the	&#13;  conversation	&#13;  here	&#13;  so	&#13;  much!	&#13;  As	&#13;  living	&#13;  communities	&#13;  these	&#13;  
four	&#13;  republics	&#13;  can	&#13;  thrive	&#13;  only	&#13;  through	&#13;  the	&#13;  continued	&#13;  thoughtfulness	&#13;  and	&#13;  engagement	&#13;  of	&#13;  men	&#13;  
and	&#13;  women	&#13;  such	&#13;  as	&#13;  all	&#13;  of	&#13;  you	&#13;  are	&#13;  who	&#13;  graduate	&#13;  here	&#13;  today,	&#13;  your	&#13;  energy	&#13;  and	&#13;  engagement,	&#13;  your	&#13;  
conscience	&#13;  and	&#13;  sense	&#13;  of	&#13;  social	&#13;  justice,	&#13;  your	&#13;  willingness	&#13;  to	&#13;  speak	&#13;  out	&#13;  clearly	&#13;  and	&#13;  to	&#13;  act	&#13;  
3	&#13;  

�deliberately,	&#13;  your	&#13;  ability	&#13;  to	&#13;  listen	&#13;  generously	&#13;  as	&#13;  well	&#13;  as	&#13;  critically,	&#13;  and	&#13;  your	&#13;  imagination	&#13;  and	&#13;  
flexibility.	&#13;  	&#13;  
And	&#13;  here	&#13;  you	&#13;  are,	&#13;  graduating	&#13;  on	&#13;  this	&#13;  fifteenth	&#13;  of	&#13;  May,	&#13;  2016,	&#13;  having	&#13;  realized	&#13;  most	&#13;  likely	&#13;  that	&#13;  the	&#13;  
last	&#13;  seminar	&#13;  reading	&#13;  you’ve	&#13;  just	&#13;  read	&#13;  and	&#13;  discussed	&#13;  is	&#13;  not	&#13;  the	&#13;  end	&#13;  of	&#13;  the	&#13;  path,	&#13;  regardless	&#13;  of	&#13;  
whether	&#13;  it	&#13;  was	&#13;  on	&#13;  Plato,	&#13;  or	&#13;  Nietzsche,	&#13;  or	&#13;  Kierkegaard,	&#13;  or	&#13;  Gibbon.	&#13;  You’ve	&#13;  reached	&#13;  another	&#13;  
milestone,	&#13;  doubtless	&#13;  an	&#13;  important	&#13;  one,	&#13;  but	&#13;  the	&#13;  path	&#13;  goes	&#13;  on	&#13;  to	&#13;  wherever	&#13;  and	&#13;  whatever	&#13;  you	&#13;  
genuinely	&#13;  find	&#13;  yourself	&#13;  in.	&#13;  This	&#13;  occasion	&#13;  is	&#13;  most	&#13;  commendable	&#13;  and	&#13;  worthy	&#13;  of	&#13;  celebration,	&#13;  but	&#13;  
you	&#13;  haven’t	&#13;  finished	&#13;  yet	&#13;  and	&#13;  you	&#13;  know	&#13;  it.	&#13;  Congratulations!	&#13;  May	&#13;  you	&#13;  always	&#13;  have	&#13;  the	&#13;  hindsight	&#13;  
to	&#13;  know	&#13;  where	&#13;  you’ve	&#13;  been,	&#13;  the	&#13;  foresight	&#13;  to	&#13;  know	&#13;  where	&#13;  you’re	&#13;  going,	&#13;  and	&#13;  the	&#13;  insight	&#13;  to	&#13;  
realize	&#13;  what	&#13;  you	&#13;  don’t	&#13;  know	&#13;  and	&#13;  when	&#13;  you’ve	&#13;  gone	&#13;  too	&#13;  far!	&#13;  May	&#13;  you	&#13;  never	&#13;  forget	&#13;  the	&#13;  friends	&#13;  
you’ve	&#13;  made	&#13;  here	&#13;  and	&#13;  all	&#13;  that	&#13;  has	&#13;  been	&#13;  good	&#13;  in	&#13;  this	&#13;  adventurous	&#13;  endeavor.	&#13;  
Finally,	&#13;  I	&#13;  will	&#13;  not	&#13;  let	&#13;  you	&#13;  go	&#13;  without	&#13;  hearing	&#13;  one	&#13;  more	&#13;  poem,	&#13;  an	&#13;  appropriate	&#13;  one	&#13;  for	&#13;  this	&#13;  
occasion,	&#13;  I	&#13;  think:	&#13;  Wendell	&#13;  Berry’s	&#13;  “The	&#13;  Vacation.”	&#13;  
The	&#13;  Vacation	&#13;  
Once	&#13;  there	&#13;  was	&#13;  a	&#13;  man	&#13;  who	&#13;  filmed	&#13;  his	&#13;  vacation.	&#13;  
He	&#13;  went	&#13;  flying	&#13;  down	&#13;  the	&#13;  river	&#13;  in	&#13;  his	&#13;  boat	&#13;  
with	&#13;  his	&#13;  video	&#13;  camera	&#13;  to	&#13;  his	&#13;  eye,	&#13;  making	&#13;  
a	&#13;  moving	&#13;  picture	&#13;  of	&#13;  the	&#13;  moving	&#13;  river	&#13;  
upon	&#13;  which	&#13;  his	&#13;  sleek	&#13;  boat	&#13;  moved	&#13;  swiftly	&#13;  
toward	&#13;  the	&#13;  end	&#13;  of	&#13;  his	&#13;  vacation.	&#13;  He	&#13;  showed	&#13;  
his	&#13;  vacation	&#13;  to	&#13;  his	&#13;  camera,	&#13;  which	&#13;  pictured	&#13;  it,	&#13;  
preserving	&#13;  it	&#13;  forever:	&#13;  the	&#13;  river,	&#13;  the	&#13;  trees,	&#13;  
the	&#13;  sky,	&#13;  the	&#13;  light,	&#13;  the	&#13;  bow	&#13;  of	&#13;  his	&#13;  rushing	&#13;  boat	&#13;  
behind	&#13;  which	&#13;  he	&#13;  stood	&#13;  with	&#13;  his	&#13;  camera	&#13;  
preserving	&#13;  his	&#13;  vacation	&#13;  even	&#13;  as	&#13;  he	&#13;  was	&#13;  having	&#13;  it	&#13;  
so	&#13;  that	&#13;  after	&#13;  he	&#13;  had	&#13;  had	&#13;  it	&#13;  he	&#13;  would	&#13;  still	&#13;  
have	&#13;  it.	&#13;  	&#13;  It	&#13;  would	&#13;  be	&#13;  there.	&#13;  With	&#13;  a	&#13;  flick	&#13;  
of	&#13;  a	&#13;  switch,	&#13;  there	&#13;  it	&#13;  would	&#13;  be.	&#13;  But	&#13;  he	&#13;  
	&#13;  would	&#13;  not	&#13;  be	&#13;  in	&#13;  it.	&#13;  He	&#13;  would	&#13;  never	&#13;  be	&#13;  in	&#13;  it.	&#13;  
(Credit:	&#13;  Copyright	&#13;  ©	&#13;  2012	&#13;  by	&#13;  Wendell	&#13;  Berry,	&#13;  from	&#13;  New	&#13;  Collected	&#13;  Poems.	&#13;  
Reprinted	&#13;  by	&#13;  permission	&#13;  of	&#13;  Counterpoint.)	&#13;  

4	&#13;  

�</text>
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&lt;ul&gt;
&lt;li&gt;1796&lt;/li&gt;
&lt;li&gt;1835-1836&lt;/li&gt;
&lt;li&gt;1842&lt;/li&gt;
&lt;li&gt;1852&lt;/li&gt;
&lt;li&gt;1856-1857&lt;/li&gt;
&lt;li&gt;1870&lt;/li&gt;
&lt;li&gt;1878&lt;/li&gt;
&lt;li&gt;1880&lt;/li&gt;
&lt;li&gt;1890&lt;/li&gt;
&lt;li&gt;1893&lt;/li&gt;
&lt;li&gt;1895&lt;/li&gt;
&lt;li&gt;1897&lt;/li&gt;
&lt;li&gt;1907&lt;/li&gt;
&lt;li&gt;1910-1918&lt;/li&gt;
&lt;li&gt;1920-1924&lt;/li&gt;
&lt;li&gt;1928-1929&lt;/li&gt;
&lt;li&gt;1932&lt;/li&gt;
&lt;li&gt;1936-1937&lt;/li&gt;
&lt;li&gt;1939-1945&lt;/li&gt;
&lt;li&gt;1947-present  &lt;/li&gt;
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                    <text>The Pursuit of Happiness
Convocation Address, August 24, 2016
Christopher B. Nelson
Welcome to the Class of 2020, to the entering students in the Graduate Institute, and to their families and
friends. To our returning students, faculty and staff, welcome back. I hope that all of you are as happy as I
am to see a new year underway.
It was on just such an occasion 50 years ago that I shook the hand of our president, signed the College
Register, and sat where you freshmen are sitting today, awaiting the happy start of a four-year adventure
into the books and conversation that comprise our Program of Study at St. John's. As I began to prepare
today's remarks, I tried to call up what it was I seeking when I chose to apply to St. John's those many
years ago. Some of it was very clear in my mind; some of it was quite foggy, not because of the passage
of time, but because I lacked the vocabulary to describe it.
First of all, I was very tired of hearing my teachers tell me what I needed to know, and then regurgitating
it back on tests designed to measure my learning, as if I could not determine that for myself. I wanted to
make my education my own, to participate in it, to talk through what we were studying, to take it
seriously … for my sake.
And then, there were the books, many of which I could not imagine reading on my own. I was happy to
have found a college where the faculty had formed a judgment that some books were better than others. I
am quite sure that it was not out of laziness that I thought it better to give myself over to these judgments
when I was just 18 years old. I knew at least that much about what I did not know to trust a well-read
faculty to help me get started on my education.
But there was something else that caught my attention, and I don't think I could have described it well
back then. It was this: the College's Program was said to be a kind of whole, like a fully-jigged puzzle,
where all the parts fit together. I think I understood that no one on the faculty would claim that the
Program was really complete or that the jigged pieces were perfect fits. I knew that parts of it had been
rearranged and substituted for others over time, and I imagined that the Program would continue to be
rearranged with experience, even that its elements might change. At the same time, I knew of no other
college that claimed it was trying to present a kind of whole to its students, and that there were unifying
aspects to its parts. And I thought it meant something that a faculty would care as much about the whole
as of its many parts, each of which held its own attractions which presented temptations to concentrate on
a part at the expense of the whole. (The rise of countless majors and electives over the last century and a
half in other colleges is proof enough of such temptation.)
I am sure my experience with life cannot have been so different from yours that you would not recognize
a yearning for a sense of wholeness in your life, that there often seem to be competing parts of the soul
fighting with one another while we are also trying to get a more complete understanding of ourselves and
the kind of life we wish to live. This desire for wholeness, a one-ness within us, is something we often
call "integrity", borrowed from the word "integer”, signifying unity, something that can help each of us be
the same person in public as we are in private, the same person when facing a trial as when at ease with
the world, the kind of person worthy of the trust of his or her family, friends and colleagues. The
satisfaction of this desire to make a complete whole for ourselves is something I wanted to call happiness.
I am convinced that this pursuit of happiness is what drove me to St. John's College, and I hope it has
been a part of what has brought you here as well.

�To satisfy this desire for a life of integrity, one needs to ask the right questions and explore the possible
answers: What does it mean to be human? How does my humanity reflect itself in my own unique life?
What kind of world do I live in and how is it changing? What tools do I need to navigate that world and
make sense of it? What ought I to do with my life? How might I help make this a better world? Is there a
divinity at work and what difference would that make?
I could not imagine being happy but unable to ask these questions in the company of others who also
cared about their answers. It seemed that my happiness was bound up with others in a common search for
understanding such things.
Frankly, it took me some time at St. John's College to see how many of the books that asked such
elemental questions were expressly concerned with human happiness. And it was through reading these
books and discussing them at length that I came to realize something rather obvious, that our happiness
requires that our actions are not only harmonious with one another and with our will, but that they are
directed toward what is truly good for us. Happiness comes from living a good life, enriched by all that a
human being really needs. But recognition of the good is not always easy, and not everyone agrees that it
can be pursued even if it is recognized.
We read the Iliad and see our heroes vying for honor and glory and ask if this is a proper object of desire.
Some of our warriors are saved by a god or goddess who loves them and would keep them from their fate.
Others come to an unhappy end, and we ask why some god did not swoop down from Olympus to divert
the spear flying toward its end. What control did these heroes actually have over their fate when even the
son of a god could be slain in battle? Or did the happy intervention by a god on behalf of a hero suggest
he was somehow worthy of the god's love and attention, a sign of his character, something within his
power to shape?
We read of Odysseus weeping to find his way home and into the arms of his Penelope. What is the
relationship between his happiness and their reunion, between his happiness and home itself? Indeed,
what does it mean to have a home? Odysseus had to leave home to find it, to suffer both abroad and on
his return in order to earn the right to repossess his home. But then what do we make of his desire to leave
again and in search of what end? Or is the search for happiness simply unending and the object of the
search always changing?
Herodotus tells us the story of Croesus, King of Lydia, who seeks the advice of Solon of Athens as to
who is the happiest man in the world, believing it could be none other than himself, the man with all the
wealth and power one could want. Solon answers with the stories of three men who lived well and died
well too. He cannot say of Croesus that he is the happiest, or most of blessed of men, until he has brought
his life to its end. Croesus does indeed suffer a terrible reversal of fortune, losing his kingdom and his son
in the bargain, and when facing death atop a funeral pyre with flames licking his feet, Croesus renounces
his pride, recognizing Solon's wisdom, and exclaims that no one who lives is happy, calling out Solon's
name, whereupon a storm burst forth and put out the flames. Happiness has deep roots in luck, chance,
fate, and the gods! Happiness is what happens to us, the story seems to say; it is not in our control.
Aeschylus weaves the drama of Agamemnon, who chose to sacrifice his daughter in order that he might
achieve glory and lead the campaign against Troy… only to suffer an unhappy end at the hands of his
queen. And of Orestes, who killed his mother as an act of justice for her murder of his father. Sophocles
tells us of Oedipus, saving a city while fulfilling a prophesy that he would kill his father, marry his
mother, and sire by her four children, themselves doomed to live out unhappy lives. For years, I just could
not see why each of these men and women should not be held fully responsible for everything that came
down upon their heads.

�Then, in time, I came to wonder if I was not being too hard on them. The choices they had to face are the
choices writ large that we all face from time to time, between family and country, duty and love, selfsacrifice and self-preservation, purity and compromise, and more. Resolution of such conflicts is not easy,
and each choice has consequences. No simple happy endings for these tragic protagonists! All contributed
to their own undoing; all were hunted down by gods or pursued by family curses for the choices they
made. Salvation, if it came, was a gift from the gods; man could not control his happiness in this world.
Mankind, in the words of the chorus of Sophocles’ Philoctetes, is an "unhappy race", and the man or
woman who escapes the tragic predicament of their humanity requires the intervention of the divine. All
others suffer.
I have to say that this view of humanity and the possibility of happiness did not sit well with me, not
when I first read these painfully beautiful plays, and not after many more readings. Even with another five
decades of experience behind me, reminding me of the aches and pains of growing up and then growing
older, the heartaches and losses that accompany our mortal condition, and the caprice of fortune’s wheel,
I take comfort in a conviction I have that I can find a measure of happiness in the choices I make in
shaping my life. I act as though I have freedom of choice, and I have convinced myself that this freedom
and my acting on it make a difference in my fortune, my search for happiness.
Freshmen and some of you in our Graduate Institute will soon be reading Plato’s Republic, in which
Socrates faces a challenge from two young brothers that he show them why their happiness depends on
living a just life and fighting injustice. One brother, Glaucon, makes the case that if it were not for fear of
getting caught and punished, we would all follow a life of injustice, seizing for ourselves whatever we
desired, not caring where we got it or how. Imagine, he says, that a man could have the power of an
ancestor of Gyges who took a gold ring from the finger of a corpse in a well that opened up during an
earthquake. This man found that when he wore the ring and turned it inward toward himself he became
invisible, but when he turned it outward he became visible again. He discovered he could take what he
wanted without being caught, and promptly proceeded to do so, taking first his King’s wife and then his
life, securing to himself wealth and power to rule over all. Such a man could become like a god among
men.
Then Glaucon asks us to imagine that the unjust man is so supremely unjust as to persuade others that he
is in fact just. He must seem to be what he is not and have the sterling reputation of a just man throughout
his whole life right up to his death. And the just man? He will be made to suffer the extreme of injustice:
“he’ll be whipped; he’ll be racked; he’ll be bound; he’ll have both eyes burned out; and at the end, when
he has undergone every sort of evil, he’ll be crucified…” Glaucon spares no detail in describing the
suffering that will be heaped upon this genuinely just man, who will have a reputation for injustice to his
dying day.
It takes a pretty long dialogue for Socrates to persuade Glaucon that it is better to be just for its own sake,
that it is thus better to suffer injustice than to do injustice, and that justice is a virtue of the soul necessary
to the happiness of the individual. Socrates does this by showing that justice is concerned with the inward
man, the one who sets in order his own inner life and is at peace with himself. We have within us by our
very nature the power to set this inner life in order and to become our own master.
You will read the Nichomachean Ethics, where Aristotle argues that every action or decision seems to
aim at some good. The ultimate good or final end of living is our happiness. And our most distinctly
human activity is the exercise of reason. Just as the good doctor procures health through the practice of
medicine (the doctor’s distinct virtue), the good warrior achieves victory through the making of war (the
warrior’s distinct virtue), so the good human being will attain happiness through the exercise of reason

�(mankind’s distinctly human virtue.) Happiness, for Aristotle, is “an activity in accordance with virtue.”
By positing that mankind is intended to fulfill a singular but common purpose, he allows for the
possibility that we can exercise our intellect to secure our happiness, and that we should in fact seek the
happiness which is appropriate and available to us all.
Questions concerning the possibility of the search for happiness run throughout the four-year
undergraduate curriculum and in all segments of the Graduate Institute, in our tutorials and laboratories,
as well as in our seminars.
Sophomores are opening the year with Genesis and the Hebrew Bible. What does it mean to be made in
the image of God, and does this help us imagine a path to our happiness, or does it only reveal the chasm
between man and his Maker as to make happiness on Earth seem impossible? Is happiness to be found in
following God’s law? Is happiness available only through the Grace of God?
Juniors have spent the summer happily reading Don Quixote. Have you figured out what the object of his
quest is? Cervantes tells us:
“It now appeared to him fitting and necessary, in order to win a greater amount of honor for himself and
serve his country at the same time, to become a knight-errant and roam the world on horseback, in a suit
of armor; he would go in quest of adventures, by way of putting into practice all that he had read in his
books; he would right every manner of wrong, placing himself in situations of the greatest peril such as
would redound to the eternal glory of his name.”
Through Cervantes’ masterful portrait, the good Don seems to have achieved that eternal glory. But how
did he do it, this Sorrowful Knight of ours? And why, in order to stamp out injustice, did he need to suffer
the cruel abuses to his body in Part I and the torture of his mind in Part II? This is not the book that first
comes to mind in a discussion of happiness, and yet we yearn to see our hero assert his will, time and time
again, to achieve the greatness he would have in his re-imagination of himself. Our fine old gentleman,
Alonzo Quijano the Good, seems to achieve his end in making a new self in the figure of our knighterrant.
Seniors are reading Tolstoy’s War and Peace. Prince Andre seeks happiness in doing his duty, but loses
sight of those who are closest to him. Meanwhile, Pierre learns in the time of his captivity and deprivation
that man’s happiness lies within himself and that unhappiness arises from superfluity, from having too
much of what most men think they want. Pierre would give up considerable wealth in search of his
happiness. But if we can say that he secures his happiness, it would seem he actually found it in his
flashing Natasha.
How could I end a reflection on the pursuit of happiness without addressing our national birthright,
proclaimed in the Declaration of Independence? “We hold these truths to be self-evident: that all men are
created equal; that they are endowed by their creator with unalienable rights; that among these are life,
liberty, and the pursuit of happiness.” I imagine that there are many who read this right to pursue
happiness as a right to seek whatever each of us desires for himself or herself, a statement approving of
the autonomy of each individual citizen to determine what is his or hers by right. But such a reading leads
to pure anarchy, where each citizen is given license to pursue his heart’s desire, hardly a recipe for a
democracy intended to achieve a people’s peaceful self-governance. What is the place of the public good?
Jefferson, principle author of the Declaration, was also known to say that “Happiness is the aim of life,
but virtue is the foundation of happiness.” He sounds a lot like Aristotle, and we should not lose sight of
the double aspect of the pursuit of happiness in the tension between its public and private aspects.

�Alexis de Tocqueville may have found the best way to explain how Americans reconcile the pursuit of
their individual self-interest with a desire to serve the greater good. “In the United States,” he says,
“hardly anybody talks of the beauty of virtue, but they maintain that virtue is useful and prove it every
day.” “They…content themselves with inquiring whether the personal advantage of each member of the
community does not consist in working for the good of all; and when they have hit upon some point on
which private interest and public interest meet and amalgamate, they are eager to bring it into notice.
Observations of this kind are gradually multiplied; what was only a single remark becomes a general
principle, and it is held as a truth that man serves himself in serving his fellow creatures and that it is in
his private interest to do good.” “Americans are fond of explaining almost all the actions of their lives by
the principle of self-interest rightly understood.”
I will leave it to you to sort out this argument, and to determine whether it is a sustainable principle. But I
rather like the idea, and think it exerts a restraint on the blind degeneration of the pursuit of one’s
individual happiness into nothing but self-regard.
Every democracy requires free citizens, and free citizens must have free minds. A liberal education,
literally an education for freedom, is designed to free the mind to perform its public function. But above
all, that free mind is necessary for our personal happiness, for living a good life, the life suited to our
nature. On behalf of my colleagues at St. John’s College, I invite you to join us in uncovering this
gloriously human project of freeing ourselves to find our way to a better life. Discover for yourselves
whether you can and will pursue your happiness.
While we hope for you happiness, even joy, in your studies with us, we also hope you are able to have a
little fun while you’re at it. And there are loads of activities beyond these intellectual pursuits to satisfy
your many other desires, from participating in the athletic program to acting in a dramatic production,
from writing for the Gadfly to taking a painting class, from gazing at the stars to canoeing on the Severn,
from singing in one of the choral groups to playing in the orchestra. And here I am at the end of a
reflection on happiness with hardly a word about the joy and beauty we usually associate with happiness.
So,let me call upon our upperclassmen to remedy this deficiency, to rise and welcome the newest
members of our community with beautiful song! Mr. Stoltzfus, will you assist?
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx

Welcome to St. John’s College!
Thank You.

Xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx

After the recessional, please join us outside the Mitchell Gallery for a reception and further conversation.
I declare the College in Session this 24th day of August, 2016.
CONVOCATUM EST!

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                    <text>•&#13;
&#13;
St.John's&#13;
College&#13;
&#13;
SJC&#13;
&#13;
2015&#13;
COMMENCEMENT&#13;
EXERCISES&#13;
Saturday I May Tenth&#13;
Two Thousand and Fifteen&#13;
ANNAPOLIS MARYLAND&#13;
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&#13;
�PROGRAM&#13;
&#13;
For the Two Hundred Twenty-Third&#13;
Commencement in the&#13;
Thr ee Hundred Nineteenth Year&#13;
of the College&#13;
&#13;
Prelude&#13;
&#13;
Carrollton Brass Quintet&#13;
&#13;
Academic Procession&#13;
The National Anthem&#13;
&#13;
Carrollton Brass Quintet&#13;
&#13;
Francis Scott Key, Alumnus, Class of 1796&#13;
&#13;
Welcome&#13;
&#13;
Christopher B. Nelson, SF70&#13;
President of the College&#13;
&#13;
Announcement of Prizes and Awards&#13;
&#13;
President Nelson&#13;
&#13;
Pamela Kraus&#13;
Dean of the College&#13;
&#13;
Address to the Graduating Class&#13;
&#13;
Jonathan Tuck (H14)&#13;
Tutor Emeritus&#13;
&#13;
Conferring of Undergraduate Degrees&#13;
&#13;
President Nelson&#13;
Dean Kraus&#13;
&#13;
Conferring of Graduate Degrees&#13;
&#13;
President Nelson&#13;
Jeff J.S. Black&#13;
Associate Dean for the Graduate Institute&#13;
&#13;
Academic Recession&#13;
&#13;
Carrollton Brass Quintet&#13;
&#13;
�Nicolas Goehring Day&#13;
&#13;
BACHELOR OF ARTS&#13;
&#13;
Philadelphia, Pennsylvania&#13;
&#13;
Creation Out of Time: Zarathustra's Teaching of Self-Creation&#13;
&#13;
Matthew Patrick Denci&#13;
Sebastian Manuel Abella&#13;
&#13;
Coral Gab les, Florida&#13;
&#13;
East Greenwich, Rhode Island&#13;
&#13;
The Mirror of Chivalry&#13;
&#13;
Recreating Reality: The Church of Combray in Swann's Way&#13;
&#13;
Sophia Jeanette Dillard&#13;
Nadia Saud Hamed AI Taei&#13;
&#13;
Azaiba, Oman&#13;
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Looking at the Poet. Learning How to See&#13;
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Joshua Thomas Avni&#13;
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Woodstock, Virginia&#13;
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Nothing: Seeking Se lf-Annihilation in lngmar Bergmans Persona&#13;
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Smyrna, Georgia&#13;
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Eating, Death, and Love: Separation and Unification in Genes is and&#13;
Gospel of John&#13;
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Hannah Rose Edwards&#13;
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Chambersburg, Penn sylvania&#13;
&#13;
And Yet It Must Be Wonderful to Get the Princess: An E ration of Poetry in&#13;
xplo&#13;
Fear and Trembling&#13;
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Laura Louise Bartram&#13;
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Clinton, New Jersey&#13;
&#13;
Arya Eshraghi *&#13;
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A Knowing Look: Into Don Quixote&#13;
&#13;
Dioscoro Andres Blanco&#13;
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Leesburg, Virgin ia&#13;
&#13;
Abraham's Argument: Faith as Human Fulfillment in S0ren Kierkegaard's Fear and&#13;
Trembling&#13;
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Mclean, Virginia&#13;
&#13;
Stella Grey Fillmore-Patrick&#13;
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Bridgton, Maine&#13;
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Nietzsche's Birth of Tragedy An E&#13;
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&#13;
Sara Kathleen Finucane&#13;
Carter Knox Brown&#13;
&#13;
Litchfie ld, Connecticut&#13;
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Rochester, New York&#13;
&#13;
Idealized Anastomosis in Goethe's Metamorphosis of Plants&#13;
&#13;
The Labyrinthine Self: The E&#13;
xperience of Self in Andrei Tarkovsky's Stalker&#13;
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Steven Thomas Alexander Flake&#13;
Megan Elizabeth Case&#13;
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New York, New Yo rk&#13;
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Baudelaire's Confrontation with Death and Change: An E inatio·n of "Une&#13;
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Charogne" and "Le Cygne" from Les Fleurs du Mal&#13;
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New Bern, North Carolina&#13;
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The Battlefield of Love: The Conflicts Between Our Expectation and Experiences in&#13;
Shakespeare's The Sonnets&#13;
&#13;
Ryan Michael Fleming&#13;
Daniel Galen Clay&#13;
&#13;
Lansdowne, Pennsylvania&#13;
&#13;
Suffering in Art: The Ali enation of Passion in "Musee des Beaux Arts"&#13;
&#13;
Samuel Oberon Collins&#13;
&#13;
Fallsington, Pennsylvania&#13;
&#13;
The Observer's Song: Thought and Language in "Le Cimetiere Marin"&#13;
&#13;
Domenic Joseph D'Andrea&#13;
&#13;
New Castle, Delaware&#13;
&#13;
F Child to Citizen: Ethical Education and Responsibility in Aristotles&#13;
rom&#13;
Nicomachean Ethics&#13;
&#13;
Michael Joseph Freitas&#13;
&#13;
Santa Fe, New Mexico&#13;
&#13;
Defeating the Hydra's Head: How Expe rience Succeeds Where Reason Has Failed:&#13;
An E&#13;
xploration of Monta igne's "Of Experience"&#13;
North Haven, Connecticut&#13;
&#13;
Zachariah Arlo Frey&#13;
&#13;
What is You? An Endeavor to Live with I and Thou by Martin Suber&#13;
&#13;
Cora Christine Davis&#13;
&#13;
Towson, Maryland&#13;
&#13;
Better Well Hanged Than Ill Wed: The Necessary Downfall of Philosophy, and the&#13;
Grace it Receives Through Faith in Kierkegaard's Philosophical Fragments&#13;
&#13;
Thomas Howard Davis&#13;
Natasha's Dance: An E&#13;
xploration of Cultural and National Identity in To lstoy's&#13;
War and Peace&#13;
&#13;
St Louis, Missouri&#13;
&#13;
Pottstown, Pennsylvania&#13;
&#13;
The Good of the Many: Sympathy and Justice in David Hume's A Treatise of&#13;
Human Nature&#13;
&#13;
Madison Lee Galbraith&#13;
&#13;
Quesne l, British Columbia , Canada&#13;
&#13;
Son of Sin, Son of Sanctity: An E loration of the Character of Jesus Christ in&#13;
xp&#13;
The Gospel of Matthew&#13;
&#13;
�Robert Edmund George&#13;
&#13;
Oregon House. C&#13;
aliforni a&#13;
&#13;
Cheektowa ga. New York&#13;
&#13;
Silver Spring, Maryland&#13;
&#13;
Laconia. New Hampshire&#13;
&#13;
Renwick Ellis Hudson&#13;
&#13;
Fayetteville, Arkan sas&#13;
&#13;
E&#13;
xperiencing the Dimensions of Beings&#13;
&#13;
Overcom ing the Atomized Se lf in G.W. F. Hege l's Phenomenology of Spirit&#13;
&#13;
Margaret Kelsey Guilford&#13;
&#13;
Miam i. Florida&#13;
&#13;
Shayna Morell Jenkins&#13;
&#13;
Litchfield, Connecticut&#13;
&#13;
Th e Man of Many F&#13;
aces: Th e Search for Self Knowledge in Cervantes'&#13;
Don Q&#13;
uixote&#13;
&#13;
Mad Marx and the Machine Revolutio n: Violent Progress and Whethe r We Can&#13;
Avoid It&#13;
&#13;
Helen Elene Gvilia&#13;
&#13;
Leslie Mae Howard&#13;
So as a P nted Tyrant Ham let Stood&#13;
ai&#13;
&#13;
aLJTOVOIJO~: On Autonomy, Obedience. and Loya lty in Sophocles' Antigone&#13;
&#13;
Louise Grace Gordon&#13;
&#13;
North Easton. Massachusetts&#13;
&#13;
Clockwork Phi losopher: On Kant's Use of Practica l Reason&#13;
&#13;
Being More Than a Moment: An Essay on Martin Heidegger's Being and Time&#13;
&#13;
Melissa Suzan Gerace&#13;
&#13;
Wyatt Hawkeye Hope&#13;
&#13;
Zugd idi, Republic of Georgia&#13;
&#13;
Eunji Kim&#13;
&#13;
Gwa ngju, South Korea&#13;
&#13;
Th e P&#13;
aradox and Anxiety in F and T&#13;
ear&#13;
rembling&#13;
&#13;
Mach iavellian Mora lity: How Machiavell i's True Intentions Reflect Human Nature&#13;
in The Prince by Niccolo Mach iavell i&#13;
&#13;
Molly Grace Kirkpatrick&#13;
Andrew Mihajlo Nathan Hacko&#13;
&#13;
Holl ister, Cal ifornia&#13;
&#13;
Paradise on Earth: An E ination of the Problems of Reason an d E&#13;
xam&#13;
xperience in a&#13;
Theolog ical System&#13;
&#13;
Orono. Maine&#13;
&#13;
Ro und Perdition's Fl ames: An Examination of Ahab and Obsession in Moby Dick&#13;
&#13;
Madeline Elizabeth Kline&#13;
&#13;
Re isterstown, Maryland&#13;
&#13;
The Blessed and the Violent: An E loration of F&#13;
xp&#13;
erocity in P&#13;
aradise&#13;
&#13;
Joseph Michael Hamd&#13;
&#13;
Wa shington. Di stri ct of Col umbia&#13;
&#13;
Bo ldly Staring into the Abyss: Ka ramazov Sensual ity, Suffering, and Life as&#13;
Paradise&#13;
&#13;
Daniel Scott Koolbeck *&#13;
Josephine Pierce LaCosta&#13;
&#13;
Day Harper&#13;
&#13;
Provo, Utah&#13;
&#13;
How to Love Impossible Things: George Eliot on Soc ial Change&#13;
&#13;
Sarah Elizabeth Harper&#13;
&#13;
El kridge, Maryland&#13;
&#13;
Wanderlust: An Insti nct towards Wonde r&#13;
&#13;
Evan Michael Harpin&#13;
&#13;
Woodstock. Maryland&#13;
&#13;
Westborough, Massachusetts&#13;
&#13;
How to Fall from Grace, The E Story: An E ination of E Innocence and Sin&#13;
ve&#13;
xam&#13;
ve's&#13;
in Mi lto n's P&#13;
aradise Lost&#13;
&#13;
Carlos Moreno Henninger&#13;
&#13;
Los Gatos. Ca liforn ia&#13;
&#13;
Helen of Sparta : Fi nd ing Oneself in Darkness of Shame&#13;
&#13;
Henry Francis Hirsch&#13;
&#13;
George Alva Honorof&#13;
Duty and Revelation: A Study of Andrei 's Death in Leo To lstoi's War and Peace&#13;
&#13;
Katherine Biddle Lafferty&#13;
&#13;
Gui lford. Connecticut&#13;
&#13;
Madison, Connecticut&#13;
&#13;
Holli daysburg, Pennsylvan ia&#13;
&#13;
Does He Not Go Along Like a Dancer? T Spoke Zarathustra by Nietzsche&#13;
hus&#13;
&#13;
Dong Sun Lim&#13;
&#13;
Seou l. South Korea&#13;
&#13;
Wo ndering on Philoso phy: From the Socratic Form to the Phi losoph ic Li fe&#13;
&#13;
Qiu Lin&#13;
&#13;
Sa nya, Hainan. China&#13;
&#13;
Do You Rea lly Love Me? An Inqui ry into F&#13;
aith in Philosophica l F&#13;
ragments&#13;
&#13;
David Craig Lincer&#13;
&#13;
The Music of Phi losophy: An Inquiry with Plato 's Phaedo&#13;
&#13;
Gladstone, New Jersey&#13;
&#13;
F and Freedom: In Honor of E&#13;
aith&#13;
mma Bovary: The Chi ld, the Artist, the Hero&#13;
&#13;
Short Hills, New Jersey&#13;
&#13;
Hope C stri cts the Heart: Imagi nation, Sympathy, and Yo uth in Goethe's Werther&#13;
on&#13;
&#13;
�Alice Rose Loofbourrow&#13;
&#13;
San Jose. C&#13;
aliforn ia&#13;
&#13;
Ronald Edmund Pagano&#13;
Twice Upon a Time: Stories We Retel l&#13;
&#13;
The God Who Dies to Conquer Death: E loring the Mean ing Behi nd the Music&#13;
xp&#13;
and Text of the Passion Chorale in Bach's St. Matthew Passion&#13;
&#13;
Rohini Pandit&#13;
Jordan Sinclair Lovinger&#13;
&#13;
Sa nta F New Mexico&#13;
e,&#13;
&#13;
Wash ington, District of Columbia&#13;
&#13;
On the Namesake of Gorgias: a Brief Ana lysis of Plato's Gorgias and the Socratic&#13;
Refutation of C icles&#13;
all&#13;
&#13;
Wes ley Chape l. Florida&#13;
&#13;
Who 's There?&#13;
&#13;
Kallista Ian the Pappas&#13;
&#13;
Seattle, Wash ington&#13;
&#13;
Let Me Never Be Cut Off F Him: The Doubter's Journey to Certitude in God&#13;
rom&#13;
&#13;
Nicholas Henry Loya&#13;
&#13;
Whitti er, C&#13;
alifo rni a&#13;
&#13;
Nicole Kristina Pease&#13;
&#13;
Belief without Sight: How Paul E&#13;
xtends the Preaching of Christ&#13;
&#13;
Durango, Colorado&#13;
&#13;
A Not So Wicked Disgu ise: Love and Deception in Twelfth Night&#13;
&#13;
Kristen Marie Luchsinger&#13;
&#13;
Palmer. Alaska&#13;
&#13;
Amelia Kathleen Isaacs Perkins&#13;
&#13;
The Role of Bea uty in Science as Seen in the Einste in, Podolsky, and R&#13;
osen P&#13;
aper&#13;
and Res ponses to it Within the Context of Quantum Theory&#13;
&#13;
Francis George Macintosh&#13;
&#13;
Nottingham, P&#13;
ennsylvan ia&#13;
&#13;
The Lord ly View of the True: Metaphysics as Po litical Philosophy in&#13;
Plato's Parmenides&#13;
Largo, Florida&#13;
&#13;
The Bawdy P tic: Examinations on Gender in Aristophanes' Lysistrata&#13;
oli&#13;
Rutl and, Vermont&#13;
&#13;
Why Unhappiness Is Unavoidable and How to Dea l With It&#13;
&#13;
Samuel Linton Placanica&#13;
&#13;
Si lver Spring, Maryland&#13;
&#13;
Mary Alice Reeher&#13;
&#13;
Saint Paul, Minnesota&#13;
&#13;
Flesh and Blood : Webster and the Female Prince&#13;
Willi amston. North Carolina&#13;
&#13;
Fro m F&#13;
alse Sight to Bl ind Be lief: On the Tra nsformation of Haze l Motes&#13;
&#13;
Graeme Keenan Rober ts&#13;
&#13;
New York. New York&#13;
&#13;
Is Wittge nste in a Behavio ri st?&#13;
&#13;
Gabriela Alejandra Montequin&#13;
&#13;
Daytona Beach, Florida&#13;
&#13;
The Lowly Imitator: An Examination of Imitation and its Path to Truth in&#13;
Plato's Republic&#13;
&#13;
Steven Charles Ross&#13;
&#13;
Davidsonville, Maryland&#13;
&#13;
C'est L'E&#13;
nnui: An E&#13;
xploration of E&#13;
nnui in the Works of Charles Baudelaire&#13;
&#13;
Leila Unvala Saad&#13;
Colorado Springs, Colorado&#13;
&#13;
Persuasion: Hinds ight is 20/20: Ana lyzi ng the Hows and Whys of Auste n's&#13;
Persuasion&#13;
Barto, Pennsylvania&#13;
&#13;
The War Withi n Ca llicles: An E&#13;
xamination of Callicles' Speech and Arguments&#13;
Chevy Cha se, Maryl and&#13;
&#13;
The Language of Leadership: Hal's Study of Rhetoric Through Relationsh ips in&#13;
Henry IVP I&#13;
art&#13;
&#13;
Steuben, Maine&#13;
&#13;
Both Fl esh and Not: Embodiment in Hegel's Phenomenology of Spirit&#13;
&#13;
Zeke Austin Richard Schumacher&#13;
&#13;
John Sherman Neal&#13;
&#13;
William Carl Pack&#13;
&#13;
C&#13;
orbett, Oregon&#13;
&#13;
O Com ing to One 's Own E&#13;
n&#13;
nd&#13;
&#13;
Kathryn Means&#13;
&#13;
Stephanie Marie Morgan&#13;
&#13;
Willa Joy Perry&#13;
The Receding Figure: Sublime Moments in Three Landscapes by Caspar David&#13;
F edrich&#13;
ri&#13;
&#13;
MaryEllen Markuske&#13;
&#13;
Sarah Michelle Meggison&#13;
&#13;
Doylestown, Pennsylvania&#13;
&#13;
Th e Same and Not the Same: The Indeterminate Soph ist&#13;
&#13;
Valenc ia, Cal iforn ia&#13;
&#13;
Th e Kingdoms of God and Reason&#13;
&#13;
Sidharth Subodh Shah&#13;
&#13;
Mumbai, India&#13;
&#13;
The C&#13;
riteri a of Satisfaction for Theories in Quantum Physics&#13;
&#13;
Gabriel Lucius Shim*&#13;
&#13;
Anaheim, Ca lifornia&#13;
&#13;
�Jennifer Marie Shumpert&#13;
&#13;
Reston, Virginia&#13;
&#13;
Ekemezie N nann a Kanu U che&#13;
&#13;
Ships That Pass in the Night or, The Duplicity of Narratives in Woolf's&#13;
Mrs. Galloway&#13;
&#13;
Abuja, Nigeria&#13;
&#13;
Giving Hand to One People's Grief: Exploring Themes of Identity, History, and&#13;
Poetry in Derek Walcott's "The Schooner Flight"&#13;
&#13;
Michael Thomas Sibley&#13;
&#13;
Granite Bay, Californ ia&#13;
&#13;
Maximiliano Vazquez&#13;
&#13;
El Pa so, Texas&#13;
&#13;
What is a Beautiful Conversation? An Interpretation of Socrates' Palinode&#13;
&#13;
The Man of Laws&#13;
&#13;
Amritpal Singh&#13;
&#13;
Absecon, New Jersey&#13;
&#13;
Kip A. Waite&#13;
&#13;
Chicago, Illinois&#13;
&#13;
Shakespeare's Coriolanus: An Inquiry into the Causative Relation ship Between&#13;
Beauty and Ruination&#13;
&#13;
The Questioning of Man: An Inquiry into Inquiry&#13;
&#13;
Emily Maxwell Slagel&#13;
&#13;
Richmond Hi ll, Georgia&#13;
&#13;
Terence Bernard Washington&#13;
&#13;
A Journey Through Restlessness: Madame Bovary by Gustave Flaubert&#13;
&#13;
Columbia, South Carolina&#13;
&#13;
On Sight: Tolstoy's Descriptions of Vision as a Le sson on Li ving&#13;
&#13;
Caroline Campbell Snizek&#13;
&#13;
Westfield, New Jersey&#13;
&#13;
Emily Westacott&#13;
&#13;
My Mind on My Murder and Murder on My Mind: Death and Dying in Macbeth&#13;
Wilton, Conn~cticut&#13;
&#13;
Peter Walter Squitieri&#13;
Kant and his Political Children: Rawls. Libertarians, and the Doctrine of Right&#13;
&#13;
Carolyn Anushuya Stephen&#13;
&#13;
Juliet Whitcomb-Dixon&#13;
&#13;
Anna Rose Gabrielle Szumiesz&#13;
&#13;
John Peter Whitman&#13;
&#13;
Alexandra Marie Wick&#13;
&#13;
Yosef Trachtenberg&#13;
&#13;
Victoria Rose Wick&#13;
&#13;
Denver, Colorado&#13;
&#13;
The Inner World of War and Peace&#13;
&#13;
New Bern, North Carolina&#13;
&#13;
Michael Scott Wolfe&#13;
Annapolis, Maryland&#13;
&#13;
Jerusalem, Israel&#13;
&#13;
Fallston, Maryland&#13;
&#13;
Newa rk, Delaware&#13;
&#13;
The Gods Love to Kill the Youth: The Unavoidability of Suicide in Goethe's&#13;
The Sorrows of Young Werther&#13;
&#13;
Elizabeth Hall Wootten&#13;
&#13;
Minnetonka, Minnesota&#13;
&#13;
To Li ve for the Soul: A Study of the Philosophy and Practical Life of Konstantin&#13;
Levi n in Tolstoy's Anna Karenina&#13;
&#13;
On Laziness&#13;
&#13;
Dylan Matthew Tyler&#13;
&#13;
Denver, Colorado&#13;
&#13;
Kneeling and Decline in King Lear&#13;
&#13;
Concord, New Hampshire&#13;
&#13;
Chasing Fate or Sailing the Seas with Satan&#13;
&#13;
Avery Michel Tose&#13;
Whatever is Good .. .? The Quandary and the Controversy&#13;
&#13;
Escanaba, Michigan&#13;
&#13;
Homeward Bound ... I wish I was Odysse us and His Journey Home&#13;
&#13;
Warsaw, Poland&#13;
&#13;
Plonger au Fond: Finding Freedom in the New Beauty of the Modern World&#13;
&#13;
Branham O'Neil Talton&#13;
&#13;
Cincinnati, Ohio&#13;
&#13;
The Nature of Ambition and the Politics of Change: An Essay on Julius Caesar and&#13;
Shakespeare's Pol iticaI Narrative&#13;
&#13;
Parkland, Florida&#13;
&#13;
The Mathematics that Underlies Natural Phenomena: On the Use of Analogy in&#13;
Maxwell's Expos ition of the Electromagnetic Field&#13;
&#13;
Melanie Ann Ward Swiecicki&#13;
Quo Vadis? Christianity&#13;
&#13;
Alfred, New York&#13;
&#13;
Searchers, Tempters, Experimenters: A Study of Transformation in Nietzsche's&#13;
Thus Spoke Zarathustra&#13;
&#13;
Charles Ulrich Zug&#13;
&#13;
Consciously Continuing: Idealism and Sensualism in The Sun Also Rises&#13;
&#13;
The Socratic Critique of Law in Plato's Crito&#13;
&#13;
'f:&#13;
&#13;
Upon completion of requirements.&#13;
&#13;
Wal la Walla, Washington&#13;
&#13;
�MASTER OF ARTS IN LIBERAL ARTS&#13;
James Vincent Connors&#13;
Mark David Crouser&#13;
Elisabeth Faye Deaton&#13;
Michael Scott Goldstein&#13;
&#13;
Columbia, Maryland&#13;
Lancaster, Pennsylvania&#13;
Hampton, Virginia&#13;
&#13;
PRIZES AND AWARDS&#13;
·To the member of the Senior Class who has written the best senior essay.&#13;
Offered in memory of Susan Irene Roberts, of the Class of 1966&#13;
&#13;
Creation Out of Time:&#13;
Zarathustra 's Teaching of Self-Creation&#13;
Nicolas Goehring Day&#13;
&#13;
Pittsburgh, Pennsylvania&#13;
&#13;
Honorable Mention (shared):&#13;
Andrew Scott Gudgel&#13;
Elizabeth Marie Janthey&#13;
Benjamin Joseph Kapp&#13;
Alexander Ryan Knepper&#13;
Donald Robert Lafleur&#13;
Eleanore Forbes Lambert&#13;
Thomas Joseph Magnette, Jr.&#13;
Qingwei Meng&#13;
&#13;
Odenton, Maryland&#13;
&#13;
On Laziness&#13;
&#13;
Olney, Maryland&#13;
&#13;
Yosef Trachtenberg&#13;
&#13;
West Chester, Pennsylvania&#13;
&#13;
and&#13;
&#13;
Williamsport, Maryland&#13;
&#13;
The Mathenwtics that Underlies Natural Phenomena:&#13;
On the Use of Analogy in Maxwell's Exposition of the Electromagnetic Field&#13;
&#13;
Nashville, Tennessee&#13;
&#13;
Carolyn Anushuya Stephen&#13;
&#13;
Washington, DC&#13;
Cranston, Rhode Island&#13;
Lishi, Shanxi , China&#13;
&#13;
To the member of the Junior Class who has written the best annual essay.&#13;
Offered by Mrs. Leslie Clark Stevens in memory of her daughter-in-law,&#13;
Kathryn Mylroie Stevens&#13;
&#13;
Reconciliation: In Search of Freedom, in George Eliot's Middlemarch&#13;
Michael E. Mlodzienski&#13;
John Richard Moore&#13;
&#13;
Wilkes-Barre, Pennsylvania&#13;
&#13;
Erik Gustaf Neave&#13;
&#13;
Clarksville, Maryland&#13;
&#13;
Honorable Mention&#13;
Richard Casey Morris&#13;
Nathan Manning Mulch&#13;
Christopher Stephen Tracy&#13;
&#13;
Fort Wor1h, Texas&#13;
Moscow, Idaho&#13;
&#13;
Evil Lies in the Eye of the Beholder: Misperceptions of the&#13;
Postlapsarian Reader in Milton's Paradise Lost&#13;
Holly Ann Huey&#13;
&#13;
Sacramento, California&#13;
&#13;
Alexander Troy&#13;
&#13;
Greenwich, Connecticut&#13;
&#13;
Benjamin James VanderWerp&#13;
&#13;
Grand Rapids, Michigan&#13;
&#13;
To the member of the Sophomore Class who has written the best annual essay.&#13;
Offered under the will of the late Judge Walter I. Dawkins, of the Class of 1880&#13;
&#13;
He Fed to Her that Burning Heart: A Critical Examination of Dante's Ardent Love&#13;
Ti Hsu&#13;
&#13;
Honorable Mention&#13;
What a Girl Wants: Desire and Imagination in the Canterbury Tales&#13;
Collin James Ziegler&#13;
&#13;
�To the member of the Freshman Class who has written the best annual essay&#13;
&#13;
Achilleus's S hield: A Path Not Taken&#13;
&#13;
To the student who submits a fine original English poem.&#13;
Offered by Dr. George Austin in memory of his brother, Henry&#13;
&#13;
"Sweet Flash of Dream s"&#13;
&#13;
Rebecca Ann O'Brien&#13;
&#13;
Erik Gustaf Neave&#13;
&#13;
Honorable Mention&#13;
I S till Don 't Kno w What It Means to Know&#13;
Shane Michael Hettler&#13;
&#13;
To the student who submits a fine original musical composition .&#13;
Offered in memory of Mary Joy Belknap, President of the Caritas Society 1987-1991&#13;
&#13;
"Inexpression "&#13;
Leslie Mae Howard&#13;
&#13;
To th e Graduate Institute student who has written a distinguished preceptorial essay in&#13;
the year 2014. Offered by the Alumni Association&#13;
&#13;
Honorable Mention&#13;
&#13;
Man as Freedom in War and Peace&#13;
&#13;
"Mountain Child"&#13;
&#13;
James Vincent Connors&#13;
&#13;
Bonnie Nichols Scott&#13;
To a member of the Senior Class, for excellence in speaking .&#13;
&#13;
To the student who submits a fine essay on a piece of music.&#13;
&#13;
Offered in memory of Senator Millard E. Tyd ings of Maryland&#13;
&#13;
Offered in memory of Mary Joy Belknap, President of the Caritas Society 1987-1991&#13;
&#13;
Shared Prize:&#13;
Robert Edmund George&#13;
Ale xandra Marie Wick&#13;
Victoria Rose Wi ck&#13;
&#13;
E ntombing Christ - Wi th Passion&#13;
William Murray Gardner Brown&#13;
&#13;
To the student who submits the most elegant solution of a synthetic problem.&#13;
Offered by the Class of 1986 in honor of Bryce Jacobsen, of the Class of 1942, Tutor and&#13;
Director of Athletics Emeritus&#13;
&#13;
To the student who submits th e best English version of a Greek text.&#13;
Offered in memory of John S. Kieffer, Pres ident Emeritus&#13;
&#13;
Sihui Ma&#13;
&#13;
Text: Plutarch, Lives, "Life of Pericles"&#13;
Not awarded&#13;
&#13;
To the stud ent who submits the most elegant solution of an analytical problem.&#13;
Offered in memory of James R. McClintock, of the Class of 1965&#13;
&#13;
Honorable Mention&#13;
&#13;
Siqi Zh ao&#13;
&#13;
Amritpal Singh&#13;
To the student who carries out a fine laboratory project.&#13;
To the student who subm its the best English version of a French poem.&#13;
Offered by the Board of V1sitors and Governors&#13;
&#13;
Forces and energy loss in Rutherford's a-particle scattering exp eriments&#13;
Yosef Trachtenb erg&#13;
&#13;
Text: Serge Gainsbourg, "L 'Anamour"&#13;
Marina Aud-Je an Weber&#13;
&#13;
Honorable Mention&#13;
Magnetic Gun&#13;
Sidharth Su bodh Sh ah&#13;
&#13;
�To the senior man and woman who, through participation, leadership, and&#13;
sportsmanship, have contributed most to the SJC athletic program, a special blazer.&#13;
&#13;
ENDOWED SCHOLARSHIPS&#13;
&#13;
Samuel Oberon Collins&#13;
Leslie MiIton Abrams, 1954&#13;
Eunji Kim&#13;
&#13;
Clarence L. Dickinson. 1911&#13;
&#13;
To the member of the Senior Class who has contributed outstanding service to the&#13;
Greater Annapolis Community.&#13;
Offered by the Caritas Society of St. John's College&#13;
&#13;
Dr. Granville 0. Adams, 1929&#13;
&#13;
Richard A. Duhan, 1963&#13;
&#13;
Mildred Alexander&#13;
&#13;
Martin Dyer Book Fund&#13;
&#13;
Philip L. Alger. 1912&#13;
&#13;
Ahmet Ertegun Education Fund&#13;
&#13;
Alter Graduate Institute Scholarship&#13;
&#13;
Faculty Scholarship&#13;
&#13;
To the member of the Senior Class who has demonstrated the greatest care for and&#13;
service to youth who reside in the City of Annapolis.&#13;
Offered by the friends and family of Marvin B. Cooper, of the Class of 1969&#13;
&#13;
Ronald and Donna Fielding&#13;
&#13;
Annapolis Graduate Institute&#13;
&#13;
James H. Frame, 1950&#13;
&#13;
Aretei Fund&#13;
&#13;
Charles Ulrich Zug&#13;
&#13;
Alumni Scholarship&#13;
&#13;
Friends of St. John's&#13;
&#13;
Bradley C. Arms&#13;
&#13;
Nancy Gannon Gearing&#13;
&#13;
George M. Austin. 1908&#13;
&#13;
Harry Golding, Graduate Institute&#13;
&#13;
WalterS . Baird, 1930&#13;
&#13;
George A. and Eveline T. Greenleaf&#13;
&#13;
Untitled, colored pencil and inh drawing&#13;
Katherine Biddle Lafferty&#13;
&#13;
To the Senior who has demonstrated excellence in the arts, literature, or sciences, the&#13;
WalterS. Baird Prize.&#13;
&#13;
Untitled, blach and white photographs&#13;
Shayna Morell Jenkins&#13;
&#13;
John T. and Gertrude L. Harrison, 1907&#13;
John T. Harrison, Jr.&#13;
&#13;
Ford K. Brown, H70&#13;
&#13;
Charles W Hass, 1927&#13;
&#13;
Caritas Society of St. John's College&#13;
Casasco Family Fund&#13;
&#13;
Henry B. Higman, A48&#13;
Richard H. Hodgson, 1906&#13;
&#13;
Michael Chiantella&#13;
&#13;
The Hodson Trust&#13;
&#13;
Chicago Regional&#13;
&#13;
To the member of the Senior Class who submits the best work of visual art to the&#13;
Community Art Exhibition, the Charles Vernon Moran Prize&#13;
&#13;
Edna G. and Roscoe E. Grove, 1910&#13;
&#13;
Fred and Marian Billups&#13;
Jeff Bishop Memorial&#13;
&#13;
Emily Westacott&#13;
&#13;
Betty Beck Bennett, 1960&#13;
&#13;
Alfred and Ruth Houston, 1906&#13;
&#13;
Mrs. Clyde Alvin Clapp&#13;
&#13;
Houston Regional&#13;
&#13;
James T. Clark, 1928&#13;
&#13;
John Isaacs&#13;
&#13;
Class of 1897&#13;
&#13;
J. Seward Johnson, Jr.&#13;
&#13;
Class of 1898&#13;
&#13;
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&#13;
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Richard F. Cleveland, H54&#13;
&#13;
Col. Robert E. and Margaret Larsh Jones,&#13;
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&#13;
Bernard Clorety, 1950&#13;
&#13;
Robert E. Kanode, 1939&#13;
&#13;
Dr. Charles C. Cook&#13;
&#13;
Dr. Simon and Fanny Kaplan. H84&#13;
&#13;
Marvin Brent Cooper, 1969&#13;
&#13;
Francis A. Katz, 1929&#13;
&#13;
The Joseph and Robert Cornell Memorial&#13;
Foundation&#13;
&#13;
William R. Kenan, Jr. Trust&#13;
&#13;
Eugene N. (1929) and Robe11 G. (1963)&#13;
Cozzolino&#13;
&#13;
John Spangler Kieffer, H70, and&#13;
Roxana White Kieffer, H84&#13;
Marie Klebe Memorial&#13;
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Wiley and Helen Crawford&#13;
&#13;
Jacob Klein. H76&#13;
&#13;
Cpl. George E. Cunniff Ill&#13;
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Korshin Family Fund&#13;
&#13;
Helen Lee DeAioia&#13;
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Tom and Cathryn Krause&#13;
&#13;
Donna Marie Delattre&#13;
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Arthur E. and Hilda Combs Landers, 1930&#13;
Joseph LaPides&#13;
&#13;
�Michael Littleton&#13;
&#13;
Rosse Family&#13;
&#13;
John D. Mack&#13;
&#13;
St. John's College Alumni Assoc iati on&#13;
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&#13;
J. J. Salovaara&#13;
&#13;
James Matthews, H99&#13;
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Lawrence Saporta, PhD&#13;
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P Miller&#13;
aul&#13;
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Doug E. Sherr (1 972) Memori al&#13;
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NationsBank Foundation (Bank of America)&#13;
&#13;
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Andrew Smith Memorial&#13;
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Advance (The Document Specialists)&#13;
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&#13;
Matz-Warner Fam ily Foundation&#13;
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&#13;
Co li n B. Murray&#13;
&#13;
BMW of Annapolis&#13;
&#13;
Christopher B. Ne lson and Joyce A. Olin&#13;
&#13;
Ca ritas Society of St. John's College&#13;
&#13;
Cheryl P nter&#13;
ai&#13;
&#13;
Chesapeake Medical Imaging&#13;
&#13;
PNC Financia l Services Group&#13;
&#13;
J. Winfree Smith, H80&#13;
&#13;
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&#13;
Reliable C&#13;
hurchi ll&#13;
&#13;
O'Grady Memorial&#13;
&#13;
Harry S. and Vivian B. Spectre Book Fund&#13;
&#13;
Friends of St. John's Co ll ege&#13;
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Okl ahoma Regional&#13;
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James S. Spirer, 1970&#13;
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Joh n A. Simmons&#13;
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ynne Ha rding&#13;
L&#13;
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Norman G. Owens&#13;
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C.V. Starr Foundation&#13;
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Marylou H. Symonds&#13;
&#13;
Linda Hortick&#13;
&#13;
Jules 0. Pagano Memorial Scholarship Fund&#13;
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Jean Roberts Staylor&#13;
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Lau rie Wooden&#13;
&#13;
Dr. Thomas Parran and&#13;
Thomas Parra11, Jr.&#13;
P&#13;
assin F&#13;
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&#13;
Andrew and Lenore Steiner Book Fund&#13;
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ICFM (Independent College F of&#13;
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Maryland)&#13;
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The Duane and Cl ementine Peterson&#13;
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LD and P&#13;
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Greg Riley (class of 1993)&#13;
Lenore B. Rinder&#13;
Cleo Ritz&#13;
Susan I. Roberts, 1966&#13;
Clifton C Roehle&#13;
Joan and Bela Ronay&#13;
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G. D. Searle/ John E Robson&#13;
.&#13;
Robson Famil y&#13;
&#13;
E&#13;
dward and Cynth ia Shumaker&#13;
&#13;
David H. Stephenson&#13;
Clarence W. Stryker&#13;
Bert Thoms&#13;
Karl and E&#13;
velyn Van Tassel&#13;
Frederick J. Von Schwerdtner&#13;
&#13;
Mr. and Mrs. William J. Vanous&#13;
P&#13;
attie Bourne Turner Walker, 1966&#13;
Irving and Loretta Wasserm an&#13;
Charles H. Watts&#13;
Richard D. Weigle, H49&#13;
John L. Willi ams, 1950&#13;
Thomas J. and Marvil F. William s&#13;
Frank K. Wilson, 1935&#13;
Winiarski Endowment Fund&#13;
Delores and Stephen Wolf&#13;
Kathy and Jerry Wood Foundation&#13;
&#13;
Gifts received after April 15, 201 5 are gratefully acknowledged&#13;
and will be listed in t h e 20 16 Commencemen t Program.&#13;
&#13;
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                    <text>•
SJC

St.John's
College

2016
COMMENCEMENT
EXERCISES
Sunday I May 15
Two Thousand and Sixteen
Annapolis I Maryland

�PROGRAM
For the Two Hundred Twenty-Fourth
Commencement in the
Three Hundred Twentieth Year
of the College

Carrollton Brass Quintet

Prelude
Academic Procession

Carrollton Brass Quintet

The National Anthem
Francis Scott Key, Alumnus, Class of 1796

Christopher B. Nelson, SF70

Welcome

President of the College

Announcement of Prizes and Awards

President Nelson
Pamela Kraus
Dean of the College

Thomas May

Address to the Graduating Class

Tutor

Conferring of Undergraduate Degrees

President Nelson
Dean Kraus

Conferring of Graduate Degrees

President Nelson
Emily H. Brooker Langston
Associate Dean for the Graduate Program

Academic Recession

Carrollton Brass Quintet

�Danielle Christienne Cole

BACHELOR OF ARTS

Denver, Colorado

Wisdom from the Whirlwind: Th e Nature of Human Suffering
in the Book of Job

Montgomery Austin Alcott

Boston, Massachusetts

The Isolation of the Will in Kant's Groundwork of the Metaphysics of Morals

Stephen Bowen Aller

Gaithersburg, Maryland

Paul on Love

Jenna Neal Alton

Timothy Hermann Collins

Oak Hill, Virginia

Natural Characters and Forested Flattery: On the Fluidity of Identity
(With a F
ocus on Love) in As You Like It

David Ryan Conway
North Barrington, Illinois

Are You, Too, a Casaubon? An E loration of Faith and Diversion in
xp
George Eliot's Middlemarch

Daniela Liliana Alvarez Rodriguez

Corn ing, New York

These Days, He Devotes Most of His Time to Horses:
Avoiding Frustration in Socrates' Philosophy

Amy L. Cowling

San Juan, Puerto Rico

How to Find Resolution in Death : An E
xploration of the Relationship Between
Death and Desire in Wagner's Tristan und Isolde

Orland Park, Illinois

Solitude in Time: An Essay on One Hundred Years of Solitude

Maxwell Bigelow Dakin

Lenox, Massachusetts

Dark Night of the Soul: Hegel and the Unhappy Consciousness

Robyn Dianne Bell

Berlin, Maryland

Moral Redemption from the Downfall of Desire: The Quest for Self-Satisfaction
in Immanuel Kant's Critique of Practical Reason

Nino Benashvili

Marian Amelia Daniel

Atlanta, Georgia

The Development of Reason in Human Consciousness: A Limited Legislative
Activity- An Investigation of Hegel's Phenomenology of Spirit

Tbilisi, Georgia

Before Whom Shall I Bow Down? The Question of TOCKa in The Brothers
Karamazov

John Talbot Brookes

Madeline Pierce Desjardins

Ku la, Hawai i

All Is We ll : Finding the Moral Life Without God- The Myth of Sisyphus,
The Rebel, and The Plague

San Mateo, California

Jonathan Luke Dougherty

Knowing Other: On Hegel's Force and the Understanding

Litchfield, Connecticut

The Call of the Wild- Walden, Walking, Thoreau

William Murray Gardner Brown

Buffalo, New York

Kerrigan Dougherty

The True-as-Subject in Hegel's Logical Doctrine

Courtney Chaffee Caldwell

Medford, Massachusetts

Anatomy of Spleen: An Examination of Baudelaire's Spleen Cycle

Robert Gabriel Cawood
The Poet and His Ideal: Charles Baudelaire's Les Fleurs du Mal

Kommt, ihr Tochter, helft mir klagen : Bach's St. Matthew Passion as an
Invitation to Complex, Varied Lamentation

Mary Kathryn Eckles
Adams, Tennessee

Maplewood, New Jersey

Tempe, Arizona

A Self Truth, Rarely Acknowledged: A Study of Jane Austen's Pride and
Prejudice and the Journey to Self-Knowledge in Society

· ·I

�Mariel Michael Far hi

Ithaca. New York

Jonah William Karew

Red Bank, New Jersey

The Brutal Reality of War: On Blood Meridian and the Iliad

To Become Ourselves. To Know Ourselves: On Self-Actualization in
Dostoevsky's Crime and Punishment

Matthew Marquis Katcher
William Grant James Feeney

Havre de Grace, Maryland

Reaching Balance Through Sin- How Necessary Evil Brings Mankind to
Completion in Paradise Lost

Falls Church, Virginia

Hazards and Nothing Else: An Essay on Martin Heidegger's Introduction to
Metaphysics

Sueanna Ruth Keirn
Nikos Paul Frank

Fond du Lac, Wisconsin

Cary, North Carolina

How to Give an Onion

One Is Two- Making Sense of Plato's Parmenides

Patrick Thomas Francis Kelly
Evan Gerald Verne Frolov

Orange County, California

Fresno, California

Man and the Universe -An Essay on Our Place Among Infinite Worlds

To Change the Lights: Modern Sainthood in George Eliot's Middlemarch

Joseph Ritter Kensok
E1nily Freda Grazier

Grove City, Ohio

Flame and Stone: Sight and Interaction in Ovid's Metamorphoses

Andrea M. Hill

N011h Wales, Pennsylvania

Jacob Avery Kilgore

Clinton, Washington

Wandering the Hidden Gardens of Memory: The Artistic Creation of Self in
Marcel Prou st's DuCote de Chez Swann

Robert Killefer

Virginia Beach, Virginia

The Birth of Discord: The Cyclical Co-Generation of Spleen and Ideal in Charles
Baudelaire's Encounter with Beauty

Christopher Randolph Hutter

Madeline Laura Kiss

Obligation and Purpose in Aeneas' Journey

Sag Harbor, New York

Abraham Lincoln : Necessity and the American Political Religion
Middleburg, Florida

On Stoicism, up to a Certain Point

Adam Reid Kuester

Baldwin, Maryland

What Death Can Teach Us about Meaning and Morality
Catonsville, Maryland

The Great Unfinished Symphony: Identity, Memory, and Change in Lincoln 's
America

N oe Joaquin Jimenez

Fairfax. Virginia

A Cock and a Bull- The Art of the Anti-Novel

Andrew Ryan Kriehn
Lauren Michelle Huffman

Bowdon. Georgia

Shenzhen, People's Republic of China

The Rabbit and the Rock: An Exploration of the Concept of Space in
Quantum Mechanics

Holly Ann H uey

Overcoming the Barriers that Separate Us: Perfectibility and Happiness in
Rousseau's Political Writings

The Language of the Sons of Men: An Essay on Moses Maimonides' Guide of
the Perplexed

Tragedy in Transformation: The Faithful Fall of Don Quixote

Xiaoqian Hu

Napa, California

Brooklyn, New York

Julia Agnieszka Kulon
Seeing and Feeling in Painting

Chicago, Illinois

�Stanley Nelson Lavery

Belcamp, Maryland

Baltimore, Maryland

Dealing with the Past

Adarn and Eve: Divergent Perspectives in Paradise Lost

Chang J ae Lee

Seou l, South Korea

Wyatt Murphy Moreton

Shelburne, Vermont

The Science of Karl Marx: A Study of Value in Capital

In Search of a Good Will

Brian Shang Jie Liu

Quarry Bay, Hong Kong

Erik Gustaf N eave

Sheboygan, Wisconsin

Eternal Happiness: Philosophy &amp; Faith in Philosophical Fragments

Life Itse lf: A Close Reading of Nietzsche's The Birth of Tragedy

Wanli Ma

Clifton Stevenson Mobbs

Qinhuangdao, People's Republic of China

Frederick Geoffrey N esfield

Engelhard, North Carolina

The Necessity of the Karamazovian Character: An Essay on Ethical Aesthetics

An E
ssay on Baudelaire's "Une Charogne"

Roger Kirk McCluskey

Lubbock, Texas

The Form of the Good- An Inquiry into the Fund amentals of Value within the
Economics of Smith and Marx

Da'Nasjah Tandi Nyirenda

Cu lver City, California

Rhetorica l Strategies in The Federalist Papers

Marguerite Ellen O'Neill
Shannon Marie McGovern

Elkridge, Maryland

A Horse is a Horse, of Course, Unless That Horse is a Houyhnhnm: A Look at
the Fourth Adventure of Gulliver's Travels

Wilmington, Delaware

An Inquiry into Madness: Why is Phedre Incapable of Achieving the Necessary
Balance between Rea son and Passion?

Alexia Cannen Parkas
Aeryn Demetri McKenzie

Elkton, Maryland

Southbury, Connecticut

To Be Forgiven

Follow Your Leader: Performance and Deception in Benito Gerena

Davis Conlin Poore
Lyra Jane Meurer

Wembley, Australia

"Such Gaudy Tulips Rais'd From Dung": An Argument for Love from an
Investigation of Disgust in Gulliver's Travels

Michael Charles Bruce Powell

Easton, Maryland

Lee, New Hampshire

Faith for This Life : The Role of Finitude in Fear and Trembling

Victor Andrew Reczkowski

Roanoke, Virginia

Speech and Speech-Making in Rousseau's Second Discourse
Blythewood, South Carolina

Sleeplessness: An Aesthetic Flirtation with Faith

Megan Elizabeth Mitchell

From Richard's Night to Bolingbroke's Fair Day

On Kant's Transcendental Cognition: An Essay on Kant's Critique of Pure Reason

Gwen Ivy Milliman

Krystal Jessica Mills

Sullivans Island, South Caro lina

Mark Elijah Reyes
Woodbridge, Virginia

A Fortunate Age: On the Re lationship Between Hero and Story in Don Quixote

Seaside, California

Mind the Gap: Th e Philosophical Implications of the Divide of Logic and
Intuition in Lobachevski

�Emrys Merlin Rhodes

Moscow, Idaho

How to Walk with a God: An Exam ination of the Relationship between Gods
and Humans

Gina Louise Vandetty

Havertown, Penn sylvania

Beyond Teachers and Students: A Search for the Necessity of a Teacher

Kyle Joseph Walters
Joe Roberts

Grand Cayman, Cayman Islands

When a Man Loves a Woman: An Examination of Happiness through Love in
Pride and Prejudice

Baltimore, Maryland

Writing and the Task of Being: Rainer Maria Rilke's Notebooks of Malte Laurids
Brigge

Frances Clementine Webb
Christine Kiyana Rowghani

Rolling Hills Estates, California

As a Glow Brings Out a Haze: Ambiguity, Narrative, and the Mechanism of
Meaning in Joseph Conrad's Heart of Darkness

Brooklyn, New York

In the Garden of Women : A Study of Poetic Sensation in Proust's In the Shadow
of Young Girls in Flower

Marina Aud-Jean Weber
Maia Gizelle Sekulski

Staten Island, New York

Sammamish, Washington

Wagner's Divine Comedy: Fate, Sacrifice, and Renewa l in The Ring

A Journey into the Self: Marlow's Voyage into the Heart of Darkness

Catherine Carol White
Kimberly Serratos

Sugar Land, Texas

Oklahoma City, Oklahoma

Through Heaven's Eyes: An E loration of Individuality in Dante's Commedia
xp

On the Potential for Friendship in the Midst of Betrayal and Doubt

Christopher James Zeller
Chengyaqing Shi

Beijing, People's Republic of China

South Glastonbury, Connecticut

Rationally Postu lating an Irrational Postulate: The Dialectic of Faith

Ideal State and Reality: E mining the Mora l Law of Kant
xa

Siqi Zhao
Maxwell Tate Silbiger

Marietta, Georgia

Urumqi, People's Republic of China

Beyond the Flaming Ramparts: Dirac's Symbolic Method

Pleasure without Satisfaction in The Rite of Spring

Jiayue Zhu
Won Kyung Song

Yongin-si, South Korea

Suzhou, People's Republic of China

On Freedom in Heidegger's Being and Time

The Philosophical Interpretation of the Life of Prince Andrei

Kelli Ann Zinn
Miles 0 liver Steinert

Fairfield, Connecticut

Chandler, Arizona

Language in Use and the Dissolution of Meaning

The Tragicomedy of Rebirth- An Essay on the Book of Jonah

Joseph William Zoller
Allison Tretina

Maple Shade, New Jersey

A Refutation of Leibni z's Identity of lndiscernibles

Cern Turkoz
The Concept of Mass in Newton's Principia

Istanbu l, Turkey

"Who are you?": The Character of Alice in Wonderland

Rapid City, South Da kota

�MASTER OF ARTS IN LIBERAL ARTS
Jeremy Matthew Adams

Glenn Dale, Maryland

PRIZES AND AWARDS
To the member of the Senior Class who has written the best senior essay.
Offered in memory of Susan Irene Roberts, of the Class of 1966

Flame and Stone: Sight and Interaction in Ovid's Metanwrphoses

Eleni Bozori
Jeffrey Oliver Brown Conover

Athens, Greece

Emily Freda Grazier

Annapolis, Maryland

Honorable Mention

Courtney Noelle Crouse

Annapolis, Maryland

Leland Caswell Ellis, Jr.

Takoma Pa rk, Maryland

Neil Francis Fennerty
D'Angelo Martez Joyce
Ross Nicholas Kinney

Arlington. Virginia

The Great Unfinished Symphony:
Identity, Memory, and Change in Lincoln's America
Christopher Randolph Hutter
To the member of the Junior Class who has written the best annual essay.
Offered by Mrs. Leslie Clark Stevens in memory of her daughter-in-law,
Kathryn Mylroie Stevens

The Roaring Sea Contained: "Continuall Motion"
in Hobbes' Natural and Artificial Man
Washington, DC

Sophy Cordelia Schulman

Woodstock, New Brunswick, Canada

Honorable Mention
In Dreams and Fancy: Where is the Action, Where is the Sin

Rachel Catherine Pope
Michelle Lafong Rockwitz
Tyler Lawrence VanOstrand

Pensacola, Florida

Baltimore, Maryland

Ithaca, New Yo rk

Kaitlyn Grace Bredeson
To the member of the Sophomore Class who has written the best annual essay.
Offered under the will of the late Judge Walter I. Dawkins, of the Class of 1880

An Autobiography of Acedia: On Free Will and
Unwillingness in Dante Alighieri's Diuina Commedia
Cyrus W. Multhauf

Michael Everett VanWie, Jr.

Mechanicsville, Maryland

Honorable Mention
Married to My Work: A Tale of Three Wives

Caleb Mauzy Vogel

Fort Wayne, Indiana

A. Terry Walman

Annapolis, Maryland

Olivia Rose Frawley
To the member of the Freshman Class who has written the best annual essay.

I've Got a Friend in Me: On Friendship and Self-Love

Erinn Lee Woodside

Savage, Maryland

Desiree Lydia Jones

Honorable Mention (shared)
Thucydides' Benevolence, Power, and True Justice
Zoe Hinman

and
A Reflection on Reflection
Jaeyon Jo

�To the Graduate Institute student who has written a distinguished preceptorial essay in
the year 2015. Offered by the Alumn i Assoc iation

Per spectives of Mfirmation

To the student who submits the most elegant solution of a synthetic problem.
Offered by the Class of 1986 in honor of Bryce Jacobsen, of the Class of 1942, Tutor and
Director of Athletics Emeritus

Louis A. Petri ch IV

Donald Robert Lafleur

To the student who submits the most elegant solution of an analytical problem.
Offered in memory of James R. McClintock, of the Class of 1965

To a member of the Senior Class, for excellence in speaking.
Offered in memory of Senator Millard E. Tyd ings of Maryland

Ma xwell Tate Silbig er
Shared Prize:

Kelli Ann Zinn
Marina Aud -Je an Weber

To the student who carries out a fine laboratory project.
Offered in memory of Curtis Wilson by the Class of 1963

Not Awarded

To the student who submits the best Engl ish version of a Greek text.
Offered in memory of John S. Kieffer, President Emeritus

Text : Epictetus, excerpt from Discourses
Samuel Michael Hard er
To the student who submits the best Engl ish version of a French poem.
Offered by the Board of Visitors and Governors

Text: Rimbaud, "Une Saison en Enfer"
Marie l Mich ael Farh i
To the student who submits a fine original English poem.
Offered by Dr. George Austin in memory of his brother, Henry

To the senior man and woman who, through participation, leadership, and
sportsmanship, have contributed most to the SJC athletic program, a special blazer.

Ni kos Pau l Frank
Jenna Neal Alton
To the member of the Senior Class who has contributed outstanding service to the
Greater Annapolis Community.
Offered by the Caritas Society of St. John's College

Shared Prize:
Jenn a Neal Alton
Jacob Ave ry Ki lgore
Adam Re id Kueste r

"For Miles or Upon Returning to a Summer Cabin in Late Winter"
Erik Gustaf Nea ve
Honorable Mention

"How t o Speak"
Catherine Carol White
To the student who submits a fine original musical composition .
Offered in memory of Mary Joy Belknap, Pres ident of the Caritas Society 1987-1991

"Sonata - Allegro"
Andrew Ryan Kriehn
Honorable Mention

"Tomorrow Night for Sure"
Nathan Miche l Huey
To the student who submits a fine essay on a piece of music.
Offered in memory of Mary Joy Belknap, President of the Caritas Society 1987-1991

Music and Mu rder in Mozart's Don Giovanni
Collin James Ziegler

To the member of the Senior Class who has demonstrated the greatest care for and
service to youth who reside in the City of Annapolis.
Offered by the friends and family of Marvin B. Cooper, of the Class of 1969

Wyatt Murphy Moreton
To the member of the Senior Class who submits the best work of visual art to the
Community Art Exhibition, the Charles Vernon Moran Prize

Untitled, black and white photograph
Julia Agnieszk a Kulon
To the Senior who has demonstrated excellence in the arts, literature, or sciences, the
WalterS. Baird prize.

"Sonata - Allegro"
Andrew Ryan Kriehn

�\
ENDOWED SCHOLARSHIPS

Martin Conrad Mi ll er (1981) Book Fund

Lawrence Saporta, PhD

Pau l Miller

Flora Duvall Sayles

Philip A. Myers II. 1938

Scholarsh ip Fund 2013

Leslie Milton Abrams, 1954

Ahmet Ertegun Education Fund

NationsBank Foundation (Bank of America)

Hazel Norris and J Graham Shannahan, 1908

Dr. Granville 0. Adams, 1929

Faculty Scholarship

Mildred Alexander

Rona ld and Donna Fielding

Christopher B. Nelson Scholarship
Endowment

Doug E. Sherr (1972) Memorial
Rudy Simeone

Philip L. Alger, 1912

James H. Frame, 1950

Rev. Theo O'Brien

Alter Graduate Institute Scholarship

Friends of St. John's

O'Grady Memorial

Thomas J, H94, and Marion K. Slakey
Andrew Smith Memoria l

Alumni Scholarship

Nancy Gannon Gearing

Oklahoma Regional

J. Winfree Smith, H80

Annapolis Graduate Institute

Harry Golding, Graduate Institute

Molly Owens

Aretei Fund

George A. and Eveline T. Greenleaf

Norman G Owens
.

Harry S. and Vivian B. Spectre Book Fund
James S. Spirer, 1970

Bradley C. Arms

Edna G. and Roscoe E. Grove, 1910

Jules 0. Pagano Memori al Scholarship Fund

Raymond and Richard Starke
C. V. Starr Foundation

George M. Austin, 1908

John T. and Gertrude L. Harrison, 1907

Dr. Thomas Parran and Thomas Parran, Jr.

WalterS. Baird, 1930

John T. Harrison, Jr.

Passin Family Fund

Jean Roberts Staylor

Betty Beck Bennett, 1960

Charles W. Hass, 1927

Fred and Marian Billups

Henry B. Higman, A48

The Duane and C
lementine Peterson
Charitable Fund

Andrew and Lenore Steiner Book Fund
David H. Stephenson

Jeff Bishop Memorial

Richard H. Hodgson, 1906

Ford K. Brown, H70

The Hodson Trust
Alfred and Ruth Houston, 1906

Caritas Society of St. John's College, Inc.
Casasco Family Fund

Houston Regional

Michael Chiantella

John Isaacs

Chicago Regiona l

J. Seward Johnson, Jr.

Mrs. Clyde Alvin Clapp

Jesse H. and Mary Gibbs Jones

James T. Clark, 1928

Col. Robert E. and Margaret Larsh Jones, 1909

Class of 1897

Robert E. Kanode, 1939

Class of 1898

Dr. Simon and F
anny Kaplan, H84

Class of 2014

Francis A. Katz, 1929

Richard F. Cleveland, H54

Wil liam R. Kenan, Jr. Trust

LD and Paula Pickens
Pittsburgh Regional
Reader's Digest Foundation

J. Douglas Ramsey, 1937
Greg Riley (Class of 1993)
Leanore B. Rinder
Cleo Ritz
Susan I. Roberts, 1966
Clifton C. Roehle
Joan and Bela Ronay
Murray Joe l and Julius Rosenberg, 1938
G. D. Searle/John E. Robson
Robson Family

Dr. Charles C. Cook

John Spangler Kieffer, H70,
and Ro xa na White Kieffer, H84

Marvin Brent Cooper, 1969

Marie Klebe Memorial

St. John's College Alumni Association

The Joseph and Robert Cornell
Memorial Foundation

Jacob Klein, H76

J. J. Salovaara

Eugene N. (1929) and
Robert G (1963) Cozzo lino
.

Tom and Cathryn Krause

Wiley and Helen Crawford

Joseph LaPides

Bernard Clorety, 1950

Korshin Family Fund
Arthur E. and Hilda Combs Landers, 1930

Cpl . George E. Cunniff Ill

Michael Littleton

Helen Lee DeAioia

John D. Mack

Donna Marie Delattre

Massachusetts Regional

Clarence L. Dickinson, 1911
Richard A. Duhan, 1963

James Matthews, H99
Thomas A. and Julia McDonald

Martin Dyer Book Fund

Middendorf Foundation

Rosse Family

Clarence W. Stryker
Bert Thoms
Karl and Evelyn Van Tassel
Frederick J. Von Schwerdtner
Mr. and Mrs. William J. Vanous
Pattie Bourne Turner Walker, 1966
Irving and Loretta Wasserman
Charles H. Watts
Richard D. Weigle, H49
John L. Williams, 1950
Thomas J. and Marvi l F. Williams
Frank K. Wilson, 1935
Winiarski Endowment Fund
Delores and Stephen Wolf
Kathy and Jerry Wood Foundation

�SCHOLARSHIP DONORS 2015/2016
Martha L. Acosta
Advance (The Document Speciali sts)
Jennifer Backus
Benevity Community Impact Fund
Fred and Marian Billups
BMW of Annapolis
Judith and Chris Boughter
Philip J. Calinda
Connor W. Callahan
Mary C. Ca llaway
Caritas Society of St. John's College, Inc.
Leah Casner
Eileen M. Chiantella
Karen Chiantella
Clark-Winchcole Foundation
Paula Clemons
Council of Independent Colleges
Charles and Deena Cox
Robert and Barbara Cozzo lino
John M. Daniel
Burnet V. Davis
Christopher D. Denny
El ihu R Dietz
.
Bryan N. Dorland
Vanessa and Alexander Ellermann
James Fackino Ill
Tessa A. Fallon
Kevin M. F
arrelly
Robert Feldman and Katherine Haas
Anne P Fenton
Fidelity Charitable Gift Fund
Ronald Fielding and Susan Lobell
Mary N. Fisher
Harvey and Mera Flaumenhaft
Alexandra Fotos and Neil Harpe
Nicholas Gazzola
Alan and Carole Giagnocavo
Abigail D. Gillespie
Elaine Goodman
Google
Jonathan D. Hakim
Brennan R. Harris
Samuel B. and Diane Heavner
John P Hetland
Mary Hinshaw and James Loftis
Henry B. Higman

Henry and Marilyn Higuera
The Hodson Trust
Independent College Fund of Maryland
Francis and Bridgett Katz
Ensign C. Markland Kelly Jr. Memorial
Foundation
Edward R. Klebe
Mirabai K. Knight
Arianne Laidlaw
Donald and Barbara Legate
Andrea M. Light
Kristen and Jim Litsinger
Herminia T. Littl eton
Teresina G. Lucero
Christopher and Khemika Marks
Martica LLC
Julie R. Martin
Matz-Warner Family F
oundation
Nicolette M. Maimone
Omar Manejwala
Colin P Meeder
Rebecca Meick
Bonnie L. Melton
Mennonite Foundation
Merrill Lynch
Allen and Sandra Miller
Christopher B. Nelson and Joyce A. Olin
Julie J. Olenn
Edward Pagano
Amy Parakkat
Candice Peck
Hayden Pendergrass
Leo Pickens and Valerie Pawlewicz
Michelle Porcelli
PNC Financial Services Group
David and Cherie Rees
David and Victoria Riley
Rosemary Rinder
Rebecca Ripperton
Joseph and Barbara Roach
Thomas and Florence Rosse
Rosse Family Charitable Foundation
Sandy Spring National Bank of Maryland
Li sa Boughter Saporta
Didrik Schanche and Todd Shields
Morgan Hough and Kristin Schee l

Kurt Hecke l and Sara Schoedinger
Andrew Schulman
E and C
ric
atheri ne Schu lman
Karyl Scri ve ner
Steven and Meli ssa Sed li s
Li sa Sirianni
Sma rt F
amily Foundation
lan Smith and Kate R
ooney
P
amela Stark
Richard and Mary Stead
Jordan and C
atherine Stern
Donald Stone
Michael and R
achel Sulliva n
eter alty
alty
P T and Li nda Stabl er-T

Kevin and Sonora Thomas
TIAA-CR EF
David Tri mmer
Uni ted P
arcel Service
Danie l Van Doren
Ceci l Wade
Scott Walters and Kimberly Hunter
P
eter and C Weiss
ora
Jeff Whittington
Les ley Willi ams
Kay Wi sehart
Delores E. Wolf
Dan iel Wood
David Wool wine

�CONGRATULATIONS, ALUMNI.
Stay in touch. Get involved. Give back.
sjc.edu
410-626-2531

�</text>
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                  <text>Addresses given at commencement and programs of events related to, and including, the annual commencement ceremonies at St. John's College. Includes both the undergraduate and Graduate Institute commencements. &lt;br /&gt;&lt;br /&gt;The College Archives holds programs and/or addresses for the following years:&lt;br /&gt;
&lt;ul&gt;
&lt;li&gt;1796&lt;/li&gt;
&lt;li&gt;1835-1836&lt;/li&gt;
&lt;li&gt;1842&lt;/li&gt;
&lt;li&gt;1852&lt;/li&gt;
&lt;li&gt;1856-1857&lt;/li&gt;
&lt;li&gt;1870&lt;/li&gt;
&lt;li&gt;1878&lt;/li&gt;
&lt;li&gt;1880&lt;/li&gt;
&lt;li&gt;1890&lt;/li&gt;
&lt;li&gt;1893&lt;/li&gt;
&lt;li&gt;1895&lt;/li&gt;
&lt;li&gt;1897&lt;/li&gt;
&lt;li&gt;1907&lt;/li&gt;
&lt;li&gt;1910-1918&lt;/li&gt;
&lt;li&gt;1920-1924&lt;/li&gt;
&lt;li&gt;1928-1929&lt;/li&gt;
&lt;li&gt;1932&lt;/li&gt;
&lt;li&gt;1936-1937&lt;/li&gt;
&lt;li&gt;1939-1945&lt;/li&gt;
&lt;li&gt;1947-present  &lt;/li&gt;
&lt;/ul&gt;
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                <text>Program for the two hundred twenty-fourth commencement in the three hundred twentieth year of the college.</text>
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                <text>Annapolis, MD</text>
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            <name>Rights</name>
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              <elementText elementTextId="14514">
                <text>St. John's College owns the rights to this publication.</text>
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                  <text>&lt;p&gt;The Greenfield Library Image Collection houses over 5,000 photographs, postcards, drawings, and other graphic materials.  The images in the collection document the history, academic, and community life of St. John’s College. &lt;/p&gt;
To learn more about the Greenfield Library's archives use policy or to obtain high-resolution images, please see the &lt;strong&gt;&lt;a title="Image Collection Use Policy" href="http://www.sjc.edu/academic-programs/libraries/greenfield-library/policies/#photographicarchivepolicy" target="_blank" rel="noreferrer noopener"&gt;Library’s Image Collection Use Policy&lt;/a&gt;&lt;/strong&gt;.&lt;br /&gt;&lt;br /&gt;Click on &lt;strong&gt;&lt;a title="Photographic Archives" href="http://digitalarchives.sjc.edu/items/browse?collection=7"&gt;Items in the Image Collection—Annapolis Collection&lt;/a&gt;&lt;/strong&gt; to view and sort all items in the collection.</text>
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