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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

April 1971

�The College
Cover: John Locke, by Sir Godfrey
Kneller. Inside Front Cover: McDowell
Hall, Annapolis. Inside Back Cover:
Statue of Virgil, by Benedetto Antelami (?), Mantua, Palazzo Ducale,
ca. 1215.

The College is a publication for
friends of St. John's College and for
those who might become friends of the
College, if they came to know it. Our
aim is to indicate, within the limitations of the magazine form, why, in
our opinion, St. John's comes closer
than any other college in the nation
to being· what a college should be.
If ever well-placed beacon lights
were needed by American education
it is now. By publishing articles about
the work of the College, articles reflecting the distinctive life of the mind
that is the College, we hope to add a
watt or two to the beacon light that is
St.John's.
Editor: Laurence Berns
Managing Editor: Mary P. Felter
Alumni Editor: Thomas Parran, Jr.
Editorial Assistant: Maurice Trimmer
Art Editor: Daniel Sullivan, '71
The College is published by the
Development Offices of St. John's
College, College Avenue, Annapolis,
Maryland 21404 (Julius Rosenberg,
Director), and Santa Fe, New Mexico
(J. Burchenal Ault, Vice President);
Member, American Alumni Council.
President, St. John's College, Richard
D. 'Weigle.
Published four times a year in April,
July, October, and December. Second-class postage paid at Annapolis,
Maryland, and at additional mailing
offices.
VoL XXIII

April 1971.

No.1

In the April Issue:

e

St. John's College Asks John Locke Some Questions,
by Robert A. Goldwin
.........

1

Logic and Reason, by Edward Sparrow

11

News on the Campuses

22

Alumni Activities

30

�St. John's College Asks John Locke
Some Questions*
By ROBERT A. GOLDWIN

John Locke has been dead now for 265 years, but his
truth goes marching on. And, unfortunately, so does his
untruth. This is a matter of deep concern to us, for
to the extent that this nation is a Lockean society, our
strengths ·and our weaknesses are related to the truth
and the untruth ·of the teachings of John Locke-which
still go marching on.
As many of you know, I attended St. John's College
as a student for four years, and that means that I sat
through more Friday night lectures without understanding
what the lecturer was talking about than most of you
have yet had the opportunity to do. When the time
came for me to start lecturing here, I resolved that if I
accomplished nothing else at least I would do my utmost
to be clear. It is not for me to say whether this lecture
will be profound or elegant, but I do not hesitate to claim
clarity. I tell you this in advance so that you will know
this will not be one of those incomprehensible presentations that cannot be grasped no matter what effort the
listener makes. Whoever listens will understand.
My subject, indirectly, is St. John's College and the
liberal arts. My subject, very directly, is the political
teaching of John Locke, especially his teaching concerning
the state of nature. The connection of the two will be
made clear, I promise, before the end. The lecture will
culminate in two questions directed to John Locke.
But if this lecture is to have the advertised clarity, there
is something you must do. You must ask the right
question as I tell you about Locke's state of nature.
To ask the right question is a key to learning, as this
College knows full well. Asking the right question is
the foundation of this curriculum. You know, for example,
that the simple, one-word question, "Vv'hy?" is often
incomparably useful. Asked with good timing, asked about
*This was Mr. Gold\vin's first Formal Lecture to St. John's College
as Dean; given in Annapolis, October 16, 1969. Copyright © 1970

by Robert A. Goldwin. All rights reserved.

an assertion that ought to be challenged but rarely is,
the perceptive "Vfhy?" can transform your thinking and
lead you into entirely new paths.
But "\Vhy?" is not the question I advise you to ask
about Locke's state of nature. The question I have in
mind is longer-in fact, twice as long. It is the question
of relevance. It is a question that should be asked,
eventually, about almost everything we study; but it
must not be asked too frequently, and it must not be asked
too soon; but it should be asked eventually. I have in
mind the simple, two-word, earthy, challenging, imperti.
nent question, l'So what?"
Locke tells us about the state of nature in a book on
politics. My advice to you is to be sure to ask him-but
he can't answer, so ask his book and ask me and ask
yourself-"So what?"
Let me show you what I mean. Some interpreters of
Locke say that for Locke the state of nature is a state
of war, as with Hobbes. Others say that Locke obviously
wrote to oppose and refute Hobbes and that according
to Locke the state of nature is a state of peace. I say
that Locke meant neither-the state of nature is neither
a state of peace nor a state of war but a state of a very
different kind, not necessarily characterized by peace or
war. And what should you say? You should say, "So what?"
To say, "So what?" is not the same as to say, "\Vho
cares?" "Vlho cares?" is a nonquestion because it ex-

presses a .lack of wonder, a lack of concern, a lack of
curiosity, a disclination to inquiry. "\Vho cares?" is the
false-face of an unquestioning mind.
On the other hand, to ask, "So what?" means to ask,
"tell me why I should care." That is a request for evidence that the subject is worth your time and thought,
not because you are lazy but because you want to spend

your thought on those things of the greatest importance
to the building of your life and the flourishing of your
mind.
I am certain that Locke wanted you to ask him probing

1

�The College

and impertinent questions. I am certain that he hoped
to attract just such questioning readers. In fact, since heas many of the great authors-had a towering ambition to
transform the world and thus save it from folly, he thought
the future safety and prosperity of mankind depended
on his attracting the most able readers, who would be
persuaded only by the strongest arguments and the most
useful teachings. He wanted readers who would say as
they read, "You say the state of nature, Mr. Locke, and
I say, So what?" And Locke wrote to instruct such readers
and rouse them to action-to lead them to a new understanding of politics and to stir them to build a new and
better kind of political society.
And I ask you, in the same spirit, to be sure to ask
of my teaching, the same disrespectful "So what?", because
I, in the spirit of Locke, also hope to guide you and
others away from a folly that endangers us all. The folly
I hope to warn you of has its origin partly in tbe teachings
of John Locke, one of mankind's most influential teachers
and greatest subverters. We must try to save ourselves
from him-but to do it we must first understand his
teaching, and what it has done to us.
Locke published the Two Treatises of Government, in
1689, soon after William of Orange and his Mary ascended
the throne as the culmination of what is known as the
Glorious Revolution of 1688. This is the same King
\Villiam in whose name King William's School was
founded in Annapolis in 1696. It has long been said that
Locke wrote the Treatises to justify the Revolution, which
involved deposing a legitimate monarch, a somewhat
ticklish matter to justify; as a matter of fact, Locke tells
us in his Preface that he is presenting this book "to make
good" the title of King \Villiam to the throne and "to
justify to the world the people of England" though they
did depose their former king. The evidence is clear, however, that Locke wrote most of the book about ten years
earlier, and did little more than add a few topical paragraphs and the preface just before publication in 1689.

2

The book was written as one work divided into Book
One and. Book Two, but very few readers study the
First Treatise now, and in fact the First Treatise is a
lengthy, somewhat tiresome analysis of an earlier book,
Patriarcha, by a man named Sir Robert Filmer. Filmer is
a deservedly little-known author who would be absolutely
and completely unknown, I believe, if Locke had not
chosen him as an explicit opponent. Filmer's book was,
however, in 1680, in England, a bestseller, and he was the
darling of the Establishment because he argued the divine
right of kings. Locke might have been thinking of publishing his refutation at the time he wrote it, about 1681, but
Algernon Sidney beat him to it; he published an attack
on Filmer and was hanged for his trouble. Locke, a
prudent man, put his manuscript away for another day.
In 1683 an Establishment was really an Establishment,
and since Locke was thought to be the sort of man who
would write something disagreeing with the divine right
of kings, and was friendly with men who were known
to be enemies of the throne, the king's police were after
him. Locke escaped to Holland just before they came
to arrest him, and remained there until his enemies
were dethroned and his friends put in their places. Even
so, he was so cautious that when he did publish in 1689,
with his friends occupying the highest seats of power, the
book was issued anonymously. All three editions printed
while Locke was alive bear no author's name on the title
page. Not until his death, in the codicil to his will, did
Locke acknowledge that he was, indeed, the author
of Two Treatises of Government. Was it, as it seems, a
dangerous book? Did it threaten anyone? If so, whom?
The Second Treatise begins with a one-page summary
of the First Treatise. I will not go into the substance
except to say that an argument that had little plausibility
as it issued from the pen of Filmer, that all kings rule
by right descended from Adam, is mercilessly refuted by
Locke. But Locke acknowledges a certain obligation to
mankind. If he has destroyed the thesis that all present

�April 1971

Thus, in the beginning of the Second Treatise,
we are presented with Locke's grand question:
What is political power?

rulers rely on-divine right-to justify their right to rule,
does he not have an obligation to explain how they do
have a right to rule others? Filmer had expressed or
attempted to express, with reasoned argument, what
everyone had agreed was the title of kings to political
power. Locke had shown that, when examined, Filmer's
arguments do not stand up. But how does anyone come to have political power? Some men rule
other men. By. what right? Is "all Government in
the World ... the product only of Force and Violence"?
Do "Men live together by no other Rules but that of
Beasts, where the strongest carries it"? The man who
answers yes to these question lays "a Foundation for
perpetual Disorder and Mischief, Tumult, Sedition and
Rebellion," and Locke would not want to be guilty of
those crimes. He acknowledges, therefore, that he "must
of necessity find out" another explanation of how government rises, what the origin of political power is, and
how we can know "the Persons that have it" (section l ).**
Thus, in the beginning of the Second Treatise, we are presented with Locke's grand question: What is political
power?
That question does not mean, "What is power?" The
emphasis is on the word political. Locke wants to distinguish political power from the other kinds of power
that men are observed to exercise over others. In the
course of the book he discusses the power of husbands
over wives, parents over children, and despots over slaves,

and he shows that although there are similarities and
that sometimes they are mistaken for and spoken of as
political power, they differ from political power. He
does this by showing what the origin is of political power,
\vho has it, for what duration, for \Vhose sake, for what

purpose, and on what terms.
He begins by defining political power as "a Right" to
make laws and enforce them "for the Publick Good" (sec-

** All

section references are to the Second Treatise.

lion 3). A man may make rules for others and enforce
them, but if he doesn't have the right to do so, his power
isn't political. Locke begins with his definition of political
power. The rest of the book is an explanation of what
that definition means.
His explanation begins this way. "To understand Political Power right," he says, "we must consider what State
all Men are naturally in" -"a State of perfect Freedom"
and "also of Equality" (section 4)-a state of nature. The
liberty and equality are but two faces of the same thing.
Men are born equal: nobody is set over you, authorized by
nature to tell you what to do. That is, your equality means
you are naturally free from subjection by others. In short,
the essential fact of the state of nature-the "State all Men
are naturally in"-the essential fact is that there is no
natural boss. What Locke means more than anything
when he says state of nature is, the absence of some "decisive powe; to appeal to" on earth. "Men Jiving together
... without a common Superior on Earth, with Authority
to judge between them, is properly the State of Nature"
(section 19).
In other words, the state of nature is a nonpolitical
condition. Why does Locke think we must first consider
men in a nonpolitical state in order to understand what
political power is? To this perplexity we must add that
the argument not only begins with consideration of man
outside of political society, it also ends that way. The
final chapter, the longest in the Second Treatise, is on
"The Dissolution of Government," and there once again
Locke discusses the state of nature. lli'hy does a book on
government begin and end with man without government?

Let us go back to Locke's earlier phrase: the "State all
Men are naturally in." Did you notice the tense' He
doesn't say "were"; he says, "are." Throughout the book7

the predominant use of the present tense in discussing the
state of nature is quite consistent. Somehow or other we
must figure out.how we are in the state of nature if we are

3

�The College

•

to understand what Locke wants to tell us about political
society.

Primitive, prepolitical men may have lived in the
state of nature, but the state of nature may exist now, too.
It does not have to be a primitive condition of mankind.
The first example Locke gives of men in the state of nature
is of heads of independent states-rulers, princes, presidents (section l4). In relation to one another, they are in
the state of nature because there is no "common Superior
on Earth with Authority to judge between them." President Nixon and President Pompidou are, according to
Locke, in the state of nature in relation to one another,
although they both are-you must admit-highly political
men. The state of nature need not be primitive or prepolitical.
Let me give another example gf the state of nature,
this time within political society.i};uppose that you are
walking alone down an isolated street in any large American city, at night, and off in the distance you see a figure
of a man approaching. It is ominously quiet; you see no
one else around; you realize that there are no homes on
the street; you recall that a police patrol passed five
minutes ago and so you have no hope that they will be
back for quite a while-not soon enough for you in
case you should need help. Now, then, as the two of you
approach, there is no common superior to intervene in
case of controversy \vho can intervene in time. For all

practical purposes, the two of you are in the state of
nature although, in another sense, you are also in civil

society.
In this state-of-nature situation you obviously have a
right to defend yourself if necessary, and even to injure
or kill the other if he attacks you. But what if he is
bigger? \Vhat if he is male and you are female? \Vhat if
he has a knif~i']The man approaching may be as frightened
of you as you are beginning to be of him, and he may
tum and go in the opposite direction; or you may do
the same before he does. But suppose the two of you

4

buck up your courage, and stride on toward each other,
and then pass with no incident whatever-was that the
state of nature? According to Locke's description of it,
emphatically yes. The state of nature is not defined by
the presence or absence of violence. It is defined only
by the presence or absence of someone with authority to
settle controversies that might arise.
The way Locke defines the state of nature, it cannot
be the opposite of the state of war, although it is very
different from the state of war. The state of war, Locke
says, occurs when force is used without right, without
authority (section 19). For instance, if the stranger on the
dark street pulled a knife and threatened you with it to
steal your wallet, that would be the state of war, for he
would be using force without right. The state in which
force is not used without right is a state of peace. The
definition of the state of nature has nothing to do with
whether force is used. The opposite of the state of nature
is not the state of war; it is civil society-a state where men
live together with a common superior to judge between
them. \A/lwever tells you that according to Locke the state
of nature and the state of war are opposites has the
matter in a hopeless jumble.
Locke's teaching is simply this: if there is no judge,
that's the state of nature. If there is a judge, that's the
state of civil society. If force is used without right, that's
the state of war. If force is not used without right,
that's a state of peace.
Of course, if you want to know whether the state of
nature would b.e peaceful or whether there would be
war, just think about that dark street. Is force more
likely to be used without right under such circumstanceswhether out of malice or fear or misunderstanding makes
little difference-when there are just the two of you
and no police around? Common sense and Locke agree
that war is more likely to occur in such a situation and
likely to end only with the escape, defeat, surrender, or
death of one of the parties. Thus, though the state of

�April 1971

\Vhat Locke means
more than anything when he says
state of nature is,
the absence of some "decisive power to appeal to"
on earth.

nature and the state of war are very different, one can
safely say that the state of war is very likely to occur m
the state of nature.
And so Locke tells us that the state of nature is "not to
be endured" (section 13). It is "full of fears and continual
dangers" (section 123). It is one long, dark, dangerous, unpatrolled city street, and who would not be willing
to make some sacrifices to change it for the sake of
safety?
Men seek to escape the state of nature and put themselves in civil society, to establish a common authority
to judge between them. In the state of nature, every
man must rely on himself to take care of himself; as
Locke puts it, in the state of nature every man must
have the executive power of the law of nature in himself.
In a state of nature, each of us has certain powers,
chiefly two: first, "to do whatsoever he thinks fit for
the preservation of himself and others within the permission of the Law of 1'-lature)); second, "to punish the
Crimes committed against that Law" (section 128). Every
man has a natural power to do what he must to save
himself, and a natural power to punish criminals. These
two natural powers of every man in the state of nature
become the source of political power-Locke says they are
"the original of the legislative and executive power of
civil society."
Now, there is an important difference to be noted
about these two fundamental natural powers, \Vhich are
crucial in Locke's description of the transformation from
the state of nature to ci,·il societv. The second natural
power, the power to pt:nish, we SL;rrender entirely to the
common superior when we enter civil society. \:Vhen the
civil ;:JUthoritY is funcboning. \\'e cannot take the law into
our own hJr;ds. But tl!e other natural power, "of doing
n·h:-tfS(JC\'Cr he thought- fit for the Preservation of himselr
(section 129), cannot be wholly surrendered. Locke says
not that "he wholly gives up" that power, but rather
thJt he gives it up "so far forth as the presen'ation of

himself, and the rest of that Society shall require" (section
129). Thus this remnant of the state of nature survives
in civil society. The effort of men to get out of the state
of nature and into civil society cannot be completely
successful. The fact that we do not give up the right
to judge what is good for our own safety stems not from
some opinion of Locke's or judgment of what he thinks
ought to be; he says that is the way human beings are.
The natural power of every man to judge what is necessary
for his own preservation is not wholly given up because
it cannot be wholly given up.
The natural powers of men in the state of nature are
transformed into the political powers of civil society.
Men contribute their natural powers to make political
power, and they do it for a reason-protection. The fundamental purpose is self-preservation. Since the purpose
was to remedy the uncertainty and the danger of the state
of nature by providing settled laws for the protection of
all the members, the exercise of unlimited power is not
and cannot be considered political power:

Absolute Arbitrary Power, or Governing without
settled standing Laws, can neither of them consist with the ends of Society and Government,
which lvlen would not quit the freedom of the
state of Nature for, and tie themselves up under,
were it not to preserve their Lives, Liberties, and
Fortunes; and by sbted Rules of Right and Property to secure their Peace and Quiet. It cannot be
supposed that they should intend, had they a
power so to do, to give to any one, or more. an
absolute Arbitrary Power over their Persons and
Estates .... This were to put themselves into a
worse condition than the state of Nature~ wl1erein
they had a Liberty to defend their Right against
the Injuries of others, and were upon equal terms
of force to ·maintain it. .. (section 137).

5

�The College

Locke, starting from the principle of self-preservation
as the rock-bottom foundation of civil society, shows again
and again that absolute power is no remedy at all for
the evils of the state of nature. To be subject to the
arbitrary power of an uncontrolled ruler without the
right or strength to defend oneself against him is a condition far worse than the state of nature: it cannot be
supposed to be that to which men consented freely, for
"no rational Creature can be supposed to change his condition with an intention to be worse" (section 131).
Therefore, Locke says, absolute monarchy is "no Form
of Civil Government at all" (section 90). In short, dictatorial power is not political power.
Political society is a human invention and contrivance,
but this artificial thing once made has a nature of its
own and hence has an applicable natural law. Society
is "acting according to its own Nature" when it is "acting
for the preservation of the Community" (section 149).
"The first and fundamental natural Law ... is the preservation of the Society" (section 134). The first obvious
consequence of this natural law of society is that all of
the political rights of its members must be consistent
with the preservation of the society. No society can concede to any of its members any political right that
would lead to its destruction. To do so would threaten
the preservation of its members, whose safety depends
so much on the protection the society affords them.
Now we come to a very great difficulty, and we must
be very attentive to make sure that Locke does not put
something over on us. Locke says the people are the
supreme power even after the government is formed. He
also says that the legislative power, .once established, is
and remains the supreme power so long as the government
continues to exist and function. Now how can there be
two supreme powers? If the government is supreme,
then we have not retained some natural power or right;
we have lost all of the freedom and natural power of the
state of nature, and then what is to keep government

6

within limits? On the other hand, if the people are
supreme, what authority will the government have in
time of crisis? And if the government cannot function
with authority, how will it fulfill the purposes for which
men established it in the first place? Here is Locke's
answer. It is true that the supreme power remains always
in the hands of the people, but not, Locke says, "as considered under any Form of Government" (section 149).
In short, both the government and the people are said
to be supreme, but not at the same time.
Under government, the supreme power of the people,
which cannot be transferred away, is completely latent
and never to be exercised until by some calamity or
folly the government might cease to exist. "This Power
of the People," Locke tells us, "can never take place till
the Government be dissolved" (section 149). As long as
government exists, the legislative is the actively supreme
power. But the power of the people. does not cease to
exist, it only remains latent, and if the government should
come to be dissolved, the supreme power will be wielded
directly and actively by the people.
Men transfer their natural powers to form political
society, to live under laws that are humanly enforceable
by an authority on earth set up by themselves. Political
power originates from the people, from their natural
powers, and it has for its purpose, their good: their saf~!j·
and well-being. Now, what is the situation, accordmg
to Locke, when the government misuses its powers, when
the ruler or rulers use their power tyrannically, for then
own benefit and not the good of the people? Locke answers
by comparing the good prince and the !)•rant.
·First he tells us that at some times the prince must
act without the direction of the law:
... the good of the Society requires, that se,-eral
things should be left to the cliscretion of him,
that has the Executive Power. For the Legislators
not being able to foresee, and provide, by Laws,

�April 1971

Whoever tells you
that according to Locke
the state of nature and the state of war are opposites
has the matter in a hopeless jumble.
•

for all, that may be useful to the Cemmunity,
the Executor of the Laws, having the power in
his hands, has by the common Law of Nature a
right to make use of it, for the good of the
Society . . . (section 159).
The executive may act not only without the sanction of
the law, he may also make the laws "give way" to his
power where blind adherence to them would be harmful,
and he may go so far as to act contrary to the law for
public good. "This Power to act according to discretion,
for the publick good, without the prescription of the Law
and sometimes even against it, is that which is called
Prerogative" (section 160).
The necessity for the executive's prerogative is obvious,
but the danger is no less obvious. The prerogative has
always grown most extensively in the reigns of the best
princes. The people trust a good and wise prince even
while he acts beyond the limits of the law, not fearing
for their safety because they see that his purpose is
to further their good.
But even the best princes are mortal and have successors, and there is no assurance that one of them, claiming the precedent, will not make use of the enlarged
prerogative to further his own private interests at the
peril of the people's safety. "Upon this is founded that
saying, That the Reigns of good Princes have been always
most dangerous to the Liberties of their People" (section
166).
According to this argument, what characterizes the
wisest and best princes is not their obedience to and
enforcement of settled law, but their service to the people.
The scope of executive discretion is limited only by the
proviso that it be used for the public good; a prince
"who is mindful of the trust put into his hands, and careful of the good of his People, cannot have too much
Prerogative" (section 164). But at this point, it seems to
me, we encounter a severe difficulty. Since tyrants have

always used "the public good" as their pretext for exceeding constitutional powers, "the good of the people"
seems a dangerously vague test of whether the executive
prerogative is being properly used.
The good prince and the tyrant are alike in that they
both act outside the law and even contrary to it; but one
acts for the good of the people and the other for his
own good. Is there some practical test to tell them apart?
And who can be entrusted to make that test? Locke
answers that the determination is made "easily" (section
161) and that the judgment lies with the people-"The
People shall be Judge" (section 240).
A tyrant is not simply one who uses political power
outside the law; the best princes do that. A tyrant is one
who pursues his own advantage at the expense of the
people's safety and well-being, by means of the power
they have entrusted to him. He uses their power to further
his advantage at their expense. He makes his good separate
from theirs; he takes himself out of their community. He
puts himself outside their society, into a state of nature
with regard to them. If he then uses force against them,
it is without authority or right; he thus places himself
in a state of war with them.
The tyrant, by this argument, wars on the people and
thus destroys their government and threatens their society.
The power he uses was entrusted to him by the people, but
only for other ends; and thus the power he wields is
not political power, and he is no longer a political ruler.
The people, naturally, defend themselves and their society,
and their resistance to him is perfectly consistent with
the preservation of society. The one who brings war again,
who literally rebels, is the tyrant, and the people who resist
him are acting as any men must who are in the state of
nature and subjected to the use of force without right.
Locke's teaching is addressed primarily to those who
hold political power, for they are the ones most likely
to fall into rebellion, and, he says, "the properest way
to prevent the evil is to shew them the danger and

7

�The College

injustice of it, who are under the greatest temptation
to run into it" (section 226). But the teaching is also
available to the ordinary run of men and Locke also,
clearly, has a teaching for them. For those who are ruled
rather than rulers, under any form of civil government,
Locke has a teaching of alert suspicion. A people who
know that they are the source of political power, that theirs
is the supreme power (even though latent), and that
they shall be judge of when the government has been dissolved by the prince, is more likely than other peoples
to insist on limiting political power. As James Madison
put it, "It is proper to take alarm at the first experiment
on our liberties."

What is Locke's teaching to the people? In the state
of nature, all men have the natural power to be the judge
of what is necessary to their preserVation. The right to
judge when your life is in danger cannot be wholly given
up to society. In a certain sense it is inalienable;· what
power can legislate out of a man the sense of danger
and the inclination to save himself? Locke says this right
to judge is reserved by all men "by a Law antecedent and
paramount to all positive Laws of men." But does this
provide an excuse for perpetual disorder? No, Locke says,
because "this operates not, till the Inconvenience is so
great, that the Majority feel it, and are weary of it, and
find a necessity to have it amended" (section 168).
Is the government threatening the saf.ety of the people?
That is the question of which the people shall be judge.
\Ve may consider it an extremely difficult question for
even the most highly trained, highly intelligent, and completely impartial judge to answer, but the people, Locke
says, answer it "easily." How? Not by reasoning, but
by feeling. \Vords and ideas do not influence such matters.
Arguments or doctrines have no effect, he says. "Talk
... hinders not men from feeling" (section 94). Natural
forces are unaffected by doctrines (sections 224 and 225).
\Vhether there will be resistance to the rulers depends
on what the people see and feel. \Vhen the great majority

8

of the people feel that their lives are in danger, "how they
will be hindered from resisting illegal force, used against
them, I cannot tell," Locke says. All governments feel
this "Inconvenience" and Locke calls it "the most dangerous state which they can possibly put themselves in"
(section 209), but then he adds that it is a state which
is very easy to avoid. The prince who understands this
matter avoids, as his greatest danger, allowing the people
to see and feel a threat from him to their lives, liberties,
and estates. He must make his good intention toward
them manifest, so manifest that the people see and feel
it. If he fails in this, and the people come to suspect him,
he may be able for a time to maintain his place by force,
but his political power is gone. Locke asks,
\Vhen a King has Dethron'd himself, and put
himself in a state of War with his People, what
shall hinder them from prosecutiRg him who is
no King, as they would any other Man, who has
put himself into a state of \Var with them
(section 239)?
The king is no king. The government is dissolved. The
prince is a tyrant, a rebel against society, and the people
use their power to resist the tyrant, to preserve their
society. Thus Locke's argument comes full circle, from the
state of nature and back.
\~That have we learned? \Ve all are presently in a state
of nature except to the extent that civil authority exists and
functions for our protection. It works and has force because we have contributed our natural powers to it. \Ve
give up the exercise of our own efforts at self-protection on
the understanding that civil society will do the job for us.
But human nature is such that we cannot give up all
of our powers to society. \:Ve are never entirely in civil
societv; we are never entirely out of the state of nature.
\Vhe~ situations arise such ·as the one· described earlier,

the dark cit)' street, we find that the natural powers are

�April 1971

"The Reigns of good Princes have been always most dangerous
to the Liberties of their People."

still there, and we will use them. And if the danger seems
to come not from a single stranger there in the dark but
from the political authorities, then we will react in the
same way. If we feel ourselves vitally threatened, we will
act, naturally, to preserve ourselves. A man who does not
is a kind of living corpse, a zombie, or-as Locke describes
a slave-so completely without the right to own anything
that he does not even have the first claim to his own life.
Locke sees this something held back, this vital and
ineradicable remnant of the state of nature, as the principal
clue to understanding what political society is. The inclination of self-preservation is thus, for Locke, the basis of
civil society.
The double strength ofthe teaching is obvious, and we
in this country have long been its beneficiaries: rulers
. who are very concerned not to make the people feel
threatened;. citizens who are alertly suspicious of every
action of their government, watching always to assure
themselves that their powers are used for their good.
In short, in nations taught by John Locke, limited government is likely to prevail, supported for opposing and
complementary reasons by those who govern and those
who are governed.

What, then, is the weakness of which I spoke? What
is the untruth? How can I call Locke one of the great
subverters of mankind? Let me respond first by reminding
you of another teaching you all know, or, in the case of
the Freshmen, soon will know. When Crito tried to
persuade Socrates to escape from prison, Socrates persuaded Crito that he must not escape-not even to save
his life when the rulers were about to take it-because,
he said, he was a child of the Laws, a slave of the Laws,
and therefore he must not injure them to save himself.
Socrates persuaded Crito-or at least silenced him-by
the argument that everything he was he owed to the Laws
of Athens.
But surely we cannot be persuaded of that, for if ever
there

W8S

a man whose essential being was not

O\\'ed

to

civil society, that man was Socrates. In fact, the death
sentence was pronounced because he would not give up
everything to Athens. Socrates held back something that
his nature would not allow him to surrender to the polis.
But compare what Locke says we hold back-lifeand what Socrates holds back-not mere life but the
examined life-and we begin to see the character of
Locke's subversion. It is a subversion by subtraction, by
diminution. For example, it is well known that Locke
defined property as "life, liberty, and estate." Many have
commented on how this definition expands and elevates
the concept of property. But consider, also, how Locke
debases and diminishes life and liberty by reducing them
to property. Locke impoverished everything he touched;
he was a kind of back-wards Midas. \Vhat does he tell us
of virtues: of temperance, courage, wisdom, justice? The

words hardly occur in his political book. What does he
write of morality, ethics, friendship, generosity? He doesn't
speak of them in his political book. It is as if to say by
his silence that these are not essential to an understanding
of the political, that they are not relevant to political
power.
Let us consider, as especially relevant for us of St. John's
College, a liberal arts college under liberal, limited government, what Locke says and fails to say about education
in his political book.
It would not be accurate to say that he does not mention
education, but it is true to say that he doesn't say very
much about it. He does speak of it in a chapter entitled
"Of Paternal Power," and there his purpose, chiefly, is. to
make clear the distinction of paternal power and political
power. To accomplish this distinction, he explains just why
it is and how it is that parents have a rightful claim to
authority over their children. The reason, it turns out,
is that children need guidance until they can "shift for
themselves." Once they can be presumed to have reached
the age of reason, that is, old enough to "shift for themselves," Locke argues that parents cease to have the right

9

�The College

to rule their children and even cease to have the power
to rule their children, except for those parents who have
property, and can control their sons by the prospect of
an inheritance.

Thus, when· Locke says that parents are "under an
obligation to preserve, nourish, and educate the Children,"
he means that they are under an obligation to teach
them to take care of themselves, to preserve themselves.
Here again we see Locke's amazing capacity to impoverish
everything. He reduces education to its lowest and most
basic aspect and connects it with self-preservation.
Finally, we must observe that Locke speaks of education, even in this modest form, only in the portions of
the book that have to do with the state of nature and the
law of natur-e. In the portion of the book that considers
political society and government, education is not discussed. In short, education is thought to be of no political
consequence; in a book that claims to set forth the origin,
extent, and end of civil government, education is not
worthy of consideration.
Now-need I urge you to ask, So what?
In a Lockean society, there is no essential place for
liberal education, for education understood as something
well beyond learning to "shift for yourself," for education
understood as necessary for the examined life rather
than mere life.
But perhaps I draw too much, too quickly, from Locke's
silence. Perhaps it will be more useful and more instructive
for us to leave it at a question, from all of us to John
Locke: In your society, what place would there be for
St. John's College?
I said at the outset that "this is a matter of deep concern
to us, for to the extent that this nation is a Lockean society,
our strengths and our weaknesses are related to the truth
and the untruth of the teachings of Locke-which still go
marching on."

The extent to which this nation is a Lockean society

10

is uncertain and debatable. I know we are not entirely
Lockean, for a purely Lockean civil society would not be
viable, could not survive its first hostile challenge. But I
return to Locke's strange Midas touch. Our greatest danger
and our greatest weakness seems now to be a widespread
malaise, an uneasiness that great things are lacking in our
political scheme of life, that in the midst of our unprecedented affluence we are the victims of a grave impoverishment. My conclusion is that Locke is in great
part responsible for both the affluence and the impoverishment.
But once again let me retreat from the assertion to
another question. To my first question Jet me now add
this one, which may be the key to everything: Is it true
that a man is in his natural condition when he is without
government?

Robert A. Goldwin has been Dean of St. John's College in An·
napolis since July 1, 1969. Previously he \VaS Associate Professor of
Political Science at Kenyon College and the Director of the Public
Affairs Conference Center at The University of Chicago and later
at Kenyon College, He is Editor of the Rand McNally Public Affairs
Series, the latest volume of which is entitled How Democratic Is
America? Responses to the New Left Challenge. The editor of
three readers in international relations, he is also the author of
"John Locke" in History of Political Philosopl1y (Rand McNaUy,
1963). In 1966 he \\'aS named a Guggenheim Foundation Fellow. He
was one of the planners and the first Director of the Graduate
Institute in Liberal Education of St. John's College in Santa Fe.
Mr. Goldwin graduated from St. John's College in 1950, and received
his Ph.D. degree from The University of Chicago.

�Logic
and
Reason*
By
EDWARD SPARROW

Significant of one of the attitudes prevalent in the
modern age is the frequent use by intelligent people
of the words "logic," "logical," and '1ogically" in a deprecatory sense. Vv e hear often of something being "all
very logical" bu ~ for all tha~ opposed to common sense.
\Ve hear people say that something or other follows "all
very logically" from something else, but is, nonetheless,

totally wrong. One sometimes hears the phrases "according
to that system of logic," "according to your logic," or
"according to the rules of logic which you adopt." And
one even hears remarks to the effect that "you can prove
anything with logic."
Simultaneously with the growth of the use of such
modes of expression arises a sort of obsession with the
emotional, the paradoxical, the irrational, and interestingly
enough, as if the depreciation of the logical were somehow connected with the depreciation of the public, the
intimate. Not only is logic thus put into the coffin of the
dry, the implacable, and the relentless. It is also, like a
public enemy, unceremoniously buried, and on its tombstone is inscribed "the misleading," "the false," the
"inhuman." Many do not even bother to look at the
tomb, for it has for them become "the irrelevant," that
is to say, "the meaningless.))
One thing, however, it is curious to note: the words
''reason," "reasonable," and '~reasonably" have not yet

become as thoroughly subject to the same depreciation,
although there are signs that such a development is not
to be unexpected. Now because the Latin ratio from
which we get "reason" translates in part the Greek logos,
which is of course the root of "logic," one would expect
that the neglect or odium attaching to the one
would necessarily attach itself to the other as well. And
so the differe~ce.in the esteem in which the two groups of

*A lecture given at SL John's College in Annapolis in 1961.

words are held makes an interesting subject of speculation. One is led to suspect that what should be a very
warm embrace between the science, logic, and its object,

reason, may be turning instead into the kiss of death;
or that logic, which, in at least one tradition has some
relation to life, has in the course of time become estranged
from reason, so that it resembles nowadays nothing
so much, in the manipulation of its symbols, as the rattling
of the dry bones in the valley of destruction.
·
Now it is not my concern to anatomize logic or to
discourse to you about Goedel's theorem and symbolic
logic, for my ignorance of these things is only matched
by my admiration for those who have mastered them.
Nor is it my concern to show that the properly mysterious
may be as much above the logical as love may be above
justice. But since the neglect or odium which attaches
itself to the "logical" in the minds of many has not
yet totally polluted their estimation of the "reasonable," I
should like to discover whether there may not be more
life in the logical than many would grant; to put it
another way: I should like to learn whether it may not
be a ghost of logic that so many have buried as false,
inhuman, and meaningless.

To this end, I should like us to begin by examining together and possibly criticizing a certain formulation of
the relationship between two quite distinct things, validity
and truth. For the understanding of the relation of validity
to truth which we shall examine lies very close to the root
of those estimates of logic as dry, false, and irrelevant. I
should then like to examine what people seem to be doing
when they argue and see what the implications of this
enterprise mav be. And if it turns out that we can say
something significant on these two themes, I should like to
combine them into at least a beginning of the understanding of hypothesis. Finally, I hope we can say something about the true and the false and that some relationship may appear between thought and, if I may
use the word, reality.

11

�The College
I. "Valid" is a term which in logic is predicated of arguments, inferences, and some of the "moods" of the
syllogism. And "true" is something which is said of
individual premises and conclusions. So there is no opposition between them. But a question does arise about their
relationship to one another. Vvhat is the relation between the truth of the premises of an argument and the
validity of the argument of which they are premises?
Or, more exactly, can there be validity without truth? To .
introduce the discussion I am going to read a few selections
hom some contemporary writers on logic in order that
you may see how the relation of validity to truth is
presently understood and in order that the position
which we shall examine this evening may be put in
front of us in the words of those who maintain it.
Augustus de Morgan in his book, Formal Logic, writes
as follows:

Logic has so far nothing to do with the truth
of. the facts, opinions, or presumptions, from
which an -inference is derived; but simply takes
care that the inference shall certainly be true, if
the premises be tme. Thus, when we say that all
men will die, and that all men are rational
beings, and thence infer that some rational beings
will die, the logical truth of this sentence is the
same whether it be true or false that men are
mortal and rational. This logical truth depends
upon the structure of the sentence and not upon
the particular matters spoken of. (p. 1)
Alonzo Church, in Introduction to Mathematical Logic,
says:
Traditionally (formal) logic is concerned with
the analysis of sentences or of propositions and
proof with attention to the form in abstraction
from the matter. This disti-nction between form
and matter is not easy to make precise immediately, but it may be illustrated by examples.
"Brothers have the same surname; Richard and
Stanley are brothers; Stanley has surname Thompson; therefore Richard has surname Thompson."
The argument, it may be held, is valid from
the form alone, independently of the matter, and
independently in particular of tlre question
whether the premises and the conclusion are in
themseh·es right or wrong. The reasoning may be
right though the facts be wrong, and it is just
in maintaining this distinction that we separate
the form from the matter. (p. 1)
Our own sophomore logic manual puts it this way:

12

Minor logic is therefore concerned only with
the formal validity of reasoning and not at all
with its factual (material) truth.
All these writers seem to consider logic, or, at best,
"formal logic," to be concerned with logical form; and
it would appear that a companion, if not a child, of
this logical form is something called validity, correctness,
logical truth, or, as in the case of Church, right reasoning.
And it would further appear that this element, while not
exactly opposed to truth, belongs, as it were, to another
and possibly higher realm than truth. This would be so
because of its close affinity to form, since form is traditionally a much nobler thing than matter; and truth
is merely a predicate of logical form combined with
logical matter. If, after all, one can show that the
"A-A-A" form in the first figure or the "p implies q; p
therefore q" form is valid regardless of truth of the
major and minor premises, then it becomes possible to
have a science of valid and invalid forms. And this knowledge, since it will bear on something necessarily prior to
any determination of content, will be of greater import
and significance than any knowledge of any particular
argument.
But before we go on to a more detailed consideration
of the relation between truth and validity, I would like
to try to justify very informally the remark that the
understanding of the relation between the valid and
the true which our authors have articulated lies close
to the root of those estimates of logic as false and
meaningless. If false premises can underlie a valid argument, logic will clearly be concerned with valid forms and
lose its concern for truth. It will come to consider the very
Jogoi through which we are human as unworthy of its
abtention compared to the symbols for wordless x's, p's
and q's which it will push around on paper. Formal deductive svstems will flourish, the authors of which, disavowing ~ny concern for truth, will ground their enterprise on valid inferential forms. Great enterprises of the
past, whose authors considered the validity of· their
reasoning as adding rather than subtracting from the
merits of their work, will be reinterpreted as "forrnalh·
deduotive systems" as arbitrary _in their starting points
as thos-e more recently constructed, essentially tautologous,
and unworthy of serious attention except as logical exercises. Lastly, in the eyes of many, a writer will tend to
become the more respected the less "logical" he is, for
being logical will have become synonvmous with bem;
consisknt with a certain set of arbitrarily assumed stdrtm~

points, i.e., with being valid, .and the self-e,·idence o;
premises will have become a question for psychology.

not logic. \Vhen the form will thus have swallowed the
matter, the valid annihilated the true, it will not be sucprising that the searcher for truth will look elsedlet

�April 1971
than in argument and reasoning, will canvass the emotional
in music and art, will seek it in nove1s, esoteric poetry, ·
and direct experience, and will ransack the private, the
intimate, and the irrational, for that essential kinship
to himself which he has given up the hope of finding
in the reason.
Now let us ask whether the relation between the validity
of an argument and the truth of its premises admits of the
simple solution offered by the writers mentioned, namely,
that validity and truth have nothing to do with one
another; that a valid argument may have false premises,
and that false premises can yield true conclusions.
Let us begin by looking at a very simple argument. Suppose you were to overhear the following conversation:
A:
B.
A:
B:
A:

Of course Socrates deserved to die.
Why?
He corrupted the youth of Athens.
He did not. He was trying to educate them.
So what?

You might be tempted to join in the argument. But
you might also be interested in analyzing it. In that case,
you would note the following reasoning:
A's argument: (Anyone who corrupted the youth of
Athens deserved to die.)
Socrates corrupted the youth of Athens.
Therefore Socrates deserved to die.
B's argument: (No one who tried to educate the youth
of Athens corrupted them.)
Socrates tried to educate the youth of
Athens.
(Therefore Socrates did not corrupt
them.)
A's reply:
(Someone who tries to educate another
may corrupt him.)
It is evident in the first place that A gives the minor
premise of his argument, that Socrates corrupted the
youth of Athens, as an answer to B's question, 'V\Thy did
Socrates deserve to die?" It is also clear that in doing
so he intends to give the reason for his conclusion that
Socrates deserved death. He thereby indicates his awareness that his bare assertion that Socrates deserved to die
cannot, since he is not God, compel the assent of B or
of anvone else without a reason. And he also shows his
aware~1ess that to refuse or to be unable to give a reason
to B, since they are on the same level, would be a sign
either of intole;able pride or of pure prejudice.
In the second place, it is evident that B recognizes
that A's argument must carry the day and determine the
question, even though to B's mind, the conclusion is
surprising and doubtful, unless it can be shown, and he,
B, will undertake to show it, that one of A's premises is

false. Else he would not argue with A. Since he accepts
A's implied major premise, that anyone who corrupted
the Athenian youth deserved death, he must concentrate
on proving the minor false. And this he does by trying
to prove that the contradictory of it is true. In other
words B also recognizes that A's argument will collapse
if one of his premises is proved false. And so B sets up
his own argument, the implied conclusion of which,
resting on his own implied major premise, is that Socrates
· did not corrupt the youth. Now B thinks that by having
contradicted A's premise, with a reason of his own, he

has established the falsity of it and hence has invalidated
A's argument.

A next, by his remark, "so what" implies that there
might have been a "so ... something," that B might
have produced an argument which would have invalidated
his own. But he also indicates that B has not in fact
done so. But why does B's argument fail in A's eyes?
Clearly it is not because A disagrees with B's minor
premise, that Socrates tried to educate the youth of
Athens, for he admits it. What A denies is that together
with the implied major, that no one who tries to educate
another can corrupt him, produces the implied conclusion,
that Socrates did not corrupt the youth. Now why should
A think that the argument fails to produce the conclusion? The form of B's argument is perfectly valid; it
is E-A-E in the first figure. It can only be that A thinks
that the major premise of B's argument is false. By saying
"so what?" he is in effect contradicting A's major by
impliedly asserting the truth of its contradictory, to wit,
that someone who tries to educate another may corrupt
him. And obviously if someone who tries to educate
another may corrupt him, the fact that Socrates tried to
educate the youth of Athens can in no way determine
the question whether or not Socrates corrupted the
youth. A thus recognizes that B's argument must also
collapse if the major premise of B's argument is false.
Now the interesting thing about this argument for
our present purpose is to note that in the minds of the
disputants there is a real relationship between a valid
argument and true premises. B recognizes, as does A,
that A's argument is no longer valid if one of his premises
can be proved false. And A recognizes, as B does, that
B's argument also collapses if one of his premises can be
proved false. In the minds of both, as, I daresay, in the
minds of all of us, when we are not thinking about
thinking, there is no possibility of such a thing as a
valid argument one of whose premises is false. \Vhat
makes A 1 S argument valid for him is his conviction that
his premises are true 1 and what makes the same argument

invalid for B is his conviction that one of them is false.
Validity, in the minds of these disputants, seems to be so
intimately related to truth as to be almost the offspring
of it.
13

�The College
But, someone might say, whatever intimate relationship A and B might assert between the validity of an argument and the truth of its premises is of no consequence
as far as the formal logic of the argument is concerned.
The logical form of A's argument, A-A-A in the first figure,
is valid per se regardless of the truth of the constituent
premises. But we must then ask this person what he
means by "valid." He would reply, I believe, that a
valid argument is one the conclusion of which follows
necessarily from the form and relation to one another
of the premises regardless of their truth. Such necessity
would be called logical necessity and the argument would
be called logically true. Very well then, let us agree to call
an argument with true premises a good or sound argument
and one with the proper form but true or false premises
a valid argument. And let us concentrare on distinguishing
a valid argument from a sound argument.
If the valid is distinguished from the sound by the fact
that the premises of a valid argument may be either true
or false while those of a sound argument must be true,
· the validity of a valid argument obviously accrues to it by
virtue of the form in which it is cast. Let us then examine
a bare form of a valid argument, say A-A-A in the first
figure, one from which anything that could introduce the
true and the false has been removed. Now since the
matter has been left behind, and truth and falsity accrues
to a premise by virtue of form and matter, it would
seem to follow that both premises, MaP and SaM, are
beyond the true and the false. So let us inquire whether
the major premise, MaP is in fact beyond the true and
false.
A moment's thought will reveal to you that it is not
beyond the true and false. For only what admits the true
and the false can be contradicted. So that if the form
we have under study does not admit the true and the
false, it cannot be contradicted, any more than a pencil,
an eclipse, or an auditorium can be contradicted. And if it
cannot be contradicted, it can have no contradictory. And
this is very strange indeed. For if it can have no contradictory, neither can any given universal affirmative major

premise have a contradictory. Just as if area is denied to
circle as such, it must be denied of any given circle. For if
a given premise could have a contradictory, while the form
of every one of them all could not have one, the property
of having a contradictory would have to accrue to a given
one from the particular matter of which it was made
up. But the property of having a contradictory accrues
to a given one from its combination of quantity and
quality and not from the matter which makes it up.
And any given universal affirmative does have a contradictory. One is therefore forced to conclude that the
MaP form is not beyond the true and the false.
\Vell then, if it is not beyond the true and false, how
does it have the true and the false in it? It must be either

14

true or false but indeterminately neither. If so, it admits
of a contradictory, MoP. Now of two contradictories
it is well known that they cannot stand together. If one
is true, the other must be false and vice-versa. Suppose
MaP now to be false. To make that supposition is to
recognize that MaP has turned into MoP, its contradictory,
under our very eyes. For there is no motion of the mind
involved in going from the assertion of the falsity of one
contradictory to the assertion of the truth of the other,
To say that MaP is false is to deny MaP, and that very
denial is the assertion to MoP. To say that a statement
is false is to assert the contradictory of it. To think not
MaP is to think MoP.
Consequently it may be said that to consider MaP false
is to make MoP the major premise. But from MoP and
SaM in the first figure (both true), nothing follows.
Consequently if MaP is false, the argument is not valid.
And the satne thing can be shown for all the other

Can there be validity without truth?

moods of the first and other figures. Each one requires
for its validity that the premises be true. Consequently
the distinction which was set up between a sound argument which had true premises and a valid argument
which had premises which could be either true or false
and hence which derived its validity from the mere form
alone turns out to be specious: every argument with true
premises will be valid and every valid argument has true
premises and will be sound.
To illustrate this point with reference, this time, to
a specific example, let someone offer an argument in
A-A-A in the first figure with a false premise which he
asserts to be a valid argument regardless of the falsity it
contains. Thus someone may say in order to make this
point:
"Every duck is a man, and every man is a fowl. Therefore every duck is a fowl." One instinctively and rightly
wants to say, "No, that's not true. You're talking gibberish.
No duck is a man and no man is a fowl. Therefore the

�April 1971
conclusion doesn't follow (two negatives yield nothing)."
Let us have the courage to voice our protests to our
logician. Then indeed the argument does not prove the
conclusion and the example does not exemplify what
it was designed to exemplify. But our friend has not
given up, for he will say to us, perhaps a bit patronizingly,
"Sure, sure, I agree with you about the matter of these
premises, but what we're concerned with is the fact that
if every duck is a man and every m.an a fowl, then it
follows necessarily, logically necessarily, I might add, that
everv duck is a fowl. And it doesn't matter whether a
duck is in fact a man or a man in fact a fowl in order
for the conclusion to be formally necessary. Nor does
it matter whether we think of ducks, men, or anything
else. The form 'if all x is a y and all y is a z, then all
x is a z is eternally valid.' Now then, be a good fellow
and suppose that every duck is a man and every man
is a fowl. Don't you see that you must affirm that every
duck is a fowl?"
But we may then reply to this fellow, "Indeed, if it
were conceivable that every duck be a man and every
man a fowl, every duck would be a fowl. But what are
you doing when you say 'If every duck is a man,' and what
are you asking me to do when you ask me to 'suppose
that every duck is a man?' Have we not agreed that
those beings which are rational, featherless, terrestrial,
bipeds, of a certain average size, are called 'men', and
that those beings which are of another size, irrational,
winged, feathered, and aquatic, are called 'ducks'? And
are you not therefore supposing by your 'it' and asking
me also to suppose, that is, think, that all those things
which are rational, featherless, and terrestrial are also
irrational, feathered, aquatic, and smaller than themselves?
Are you not in short asking me to think the unthinkable?
You are, and I cannot do it. Nor can you, in my opinion,
in this case. or in any other case where you take premises

which you know to be false. The false, qua false is unthinkable and self-contradictory. As for your bare form, I have
already showed you that your premises have to be true,
and that your x's have to be in fact y's, and the y's in
fact z's before the form can be .valid. And that means
that your symbolism is impossible and misleading, for
the only thing that can distinguish x from y and y from
z is that none is either of the other two. But that is illegitimate; for by your 'if' you are asking me to suppose
that that to which any name, symbolized by x, has been
given, can also be that to which any other name, which

you symbolize by y, could be given. And that can't be
done. Let x be the scale of C sharp minor, and y the
Empire Stare Building. I cannot conceive, nor can you, of

that which is called the scale of C sharp minor being
that to which the name Empire State Building is given.
I can make the noises, if you wish me to, but nothing else.
And you would be the first to say that logic is not the

study of noises. You must devise a more accurate set of
symbols."
It is justified, therefore, to say that a valid argument
is impossible unless the premises be true and that validity
rests on truth. It can further be said that in any pure
logical form exhibited symbolically on paper, such as
A-A-A, there is a very restricted range of interpretation for
various symbols. For any S only a certain amount of M's
or P's are possible, namely those that can be conceived
as belonging with that S. For those M's and P's which
cannot be conceived as belonging with that S result in
a false premise, and, as we saw, if the premise is false,
the argument collapses. And conversely, for any M or P,
only a certain limited range of S's are possible, namely
those which can be conceived as being able to admit those
P's and M's.
It may also be said that since validity rests on truth and

Every argument with true premises will be
valid and every valid argument has true
premises and will be sound.

truth on form and matter, that validity rests on matter,
i.e., on the conceivability, compatibility and incompatibility of what is thought about much more than it does
on form. In fact, what the bare form SaM, MaP, SaP
really means is that if you think about anything P as
being predicated of something M, and that other thing,
M, as being predicated of a third thing, S, then you
cannot help thinking of that first thing P being also
predicable of S. The validity, in short, of Barbara rests
on the thinkability of predications, P of M and M of S,
and only where such predications are thinkable will
the form be valid. The dictum de omni as a principle
of the syllogism should therefore be properly formulated
as the cogitum de omni. And consequence, therefore, or
the property of reasoning with which logic is primarily

concerned, rests on what is thought about.
It is hence incorrect to think of every valid argument as
homogeneous with every other, such that Barbara, for example, could be the common form of all universal affirmative arguments in the first figure. The truth of one argu-

15

�The College
ment is only like the truth of another, so that Barbara
only reflects the analogical identity of every valid argument in that form with e\'ef)' other. It thus only reflects
the identity of the activities that each mind goes through
as it in any given argument moves through the predications which lead to the conclusions. Similarly, the truth
of one statement is only like the truth of another, so that
SaP only reflects the analogical identity of every true universal affirmative to every other. Truth is not univocaL

In the last place we may go a bit further than do most
logicians who maintain not only that true premises produce true conclusions but also that false premises can
)~eld true conclusions. Since the false cannot yield the
true, true conclusions only follow from, if they follow
from anything at all, true premises. Furthermore, if as
we ha1·e said, the false, qua false, is unthinkable and selfcontradictory, a false premise will also disintegrate as

An hypothesis is thus a premise the doubt
about whose truth is to be removed by the
process called, appropriately, verification.

will a false conclusion. And so nothing will follow from
a false premise . and a false conclusion will not be a
consequence of anything.

*

*

*

*

*

II. Now Jet us return to the example of Socrates and
of his disputed deserving of death in order to explore
the implications of A's thinking of himself as giving
B a reason for his statement. You will recall that when
B asked A why Socrates deserved to die, A replied that
Socrates had corrupted the youth. In saying that, A
thought he was giving a reason for his statement. And
in A's argument, you will notice that after the premises
the word "therefore" occurs. "Therefore" is the same sort

of word as '-'thereat" or "thereafter." It is a compressed
prepositional phrase with a demonstrative pronominal
object "there" and a postpositive preposition "for." It
means, in short, "for this." For what? Clearly "for this
reason" is implied. A could just as well have said, "Sacra-

16

tes deserved to die, for he corrupted the youth of Athens."
Now a little reflection will Jeveal that Socrates did many
other things for which he did not deserve death, and that
if anyone other than Socrates were to have corrupted
the youth, he too should have met the same fate. Consequently 'Ne may say that although it is the whole predication or minor premise, Socrates corrupted the youth
that is the reason why Socrates is worthy of death, it i;
"corruption of the youth" that reveals why anyone, including Socrates, is worthy of death. But "corruption
of the youth" is the middle tem1 in A's argument. So that
the argument, in answering the question whyl gives in
the middle term, the reason. It gives, in other words, that
through which the predicate of the conclusion, being
worthy of death, attaches to the subject of it, Socrates.
1l1e major premise of A's argument sets out the reason
with its consequences; corruption of the youth has as its
consequences meriting death. The minor shows that the
subject is subsumed under the reason; Socrates corrupted
the youth. And the conclusion sets out the obvious, that
the consequences necessarily attach themselves to the
subject; Socrates deserved to die.
But there is another interesting thing about argument:
A could equally well have said that Socrates deserved
to die because he corrupted the youth of Athens. And
if one were to ask A what is the cause of Socrates deserving death, A would reply "Socrates's corruption of the
youth of Athens." Corruption of the youth thus mav he
said to have among its effeCts or results the being worthy
of death of the one who corrupts, and Socrates's corruption of the youth is the cause of the effect, Socrates's
being worthy of death. Thus it seems that the middle
term, which we identified previously with the reason, also
in some sense intends the cause, so that reason and cause
seem to be identical. And the major term, which we
previously identified with the consequences of the reason,
also intends the effects, so that consequences and effects
also seem to be identical.
Now if we examine what we think when we think
"cause" one of its salient notes is that it is that through
which or by which something is or happens. Of caused
things, we say that they don't happen "by themselves,"
and that must mean that they happen, if they happen bY
anything, by something other than themselves. Hence if
it be correct to say that the middle term intends the
cause, it will not be surprising to find that the middle
term is also that by or through which the effects intended
by the major term, being worthy of death, inhere in
the minor term, Socrates. For the middle term is also
a mean or through \Vhich between the minor term and

the major term.
Thus in A's argument, the major premise gi1·es the
cause, corruption of the youth, and the effect. being
worthy of death, without any specification of the one

�April 1971
in whom these are manifested. The minor premise gives
that in which the cause is, Socrates, and the fact that
the cause is in it, corrupted the youth, a finite verb
agreeing with its subject. And the conclusion through
the middle term gives that in which the effect is, Socrates,
and the fact that the effect is in it, is worthy of death,
again a finite verb agreeing with the subject. In the same
physical subject then, one might say, is the person,
Socrates, the cause, his corruption of the youth, and
the effect, his being worthy of death. And in the same
logical subject, is the minor term, Socrates, the middle
term corruption of the youth, and major term, being
worthy of death.
If such is the structure of cause and if it be truly
revealed in the structure of argument, one \Vi111ook in vain
for causes as s·isible events occuring temporally prior to
their effects. One will find them only revealed through
the contemporaneous presence of logical middle terms.
They will also necessarily be im~sible and accessible only
by thinking. And Hume will be quite wrong; the notion
of cause will not arise from habit, but from reflection on
the structure of reasoning, that is, giving reasons.
But, someone might say, you have not got the cause
through the middle term at all, because if anything
is true of cause, it is that a cause must be sufficient to
produce its effects. It is not enough for something to be
a cause of something that wherever it is present its imputed effects are present. It is also required that the
effects cannot occur without the cause. Logically speaking,
the consequences, major term, must be consequences of
the middle term and they will not be consequences of
the middle term if they can exist without it. But in your
example, being worthy of death cannot be an effect or
consequence of corrupting the youth, since others are also
worthy of death who have not corrupted the youth. So
having corrupted the youth is not the cause of deserving
death. And this is revealed in your not being able to

convert your major premise completely, into ''everyone
who is worthy of death has corrupted the youth." Therefore the middle terrn does not intend the cause. The
point is well taken.
But to meet it, we need only search for such a middle
term as, in combination with the predicate, being worthy
of death, will result in an universal affirmative fully convertible major premise. For full convertibility of such
a premise will be the logical equivalent of the full commensurability of cause and effect. To say what such a
middle term is is difficult, and if none can be found,
those who advocate the abolishing of the death penalty
"·ill ha\"e made their point. But let the following be suggested: the commission of such an act by a normally
intelligent person as by its nature leads to the destruction
of those things ·which men should seek to preserve by
their living together among their fellows. Such a term

might be fully convertible with being worthy of death,
and if it were, any one who had committed such an
act would be worthy of death and anyone who was worthy
of death would have committed such an act.
If the above analysis is right, it should be possible to
convert the universal affirmative fully convertible major
premise so as to make the consequent-effect now its
subject and the reason-cause its predicate. Thus, everyone
who deserves death has committed such an act, etc. And
then, given a subject exhibiting the new middle terrn,
Socrates deserves death, deduce the presence of the cause
in the subject: Socrates has committed such an act, etc.
In such a case one would be inferring a cause from an
effect. And the middle term would intend not, as before,
the reason-cause, but instead, the effect. It would intend
not that through which the effect was present, but that

The false in itself strictly is not: it is only

in the true, as negation.

through wi1ich the cause came to be known. In other
words, it would intend a sign; for a sign is that through
which something other than itself is known. Socrates's
deserving death would be a sign of his having committed
such and such an act. But in order to know that deserving
death was a sign of having committed such an act, one
would have antecedently to know the major premise;
that is, one would have to know that everyone who deserved death had committed such and such an act.
Now it is possible for us to know that things may be
signs of other things, or that they may be effects of
causes, and such knowledge comes to us from the observation of concomitant variations and the reflection that
it is highly unlikely that things which vary concurrently
are self-caused or things that happen by themselves. But
the knowledge that such and such a thing is an effect of
that cause or signifies that thing is not come by so
easily. For we stand in the middle of things and we do
not see the causes, i.e., the fully convertible major
premises." But the measure of our knowledge is the extent

17

�The College
to which we come to view more and more things about
us as effects of particular causes, that is, as conclusions
from premises. We express facts through sentences, and
as we think these, we realize that they are either selfevident, to be made evident through middle terms, or
else not to be made evident at all. For this is the same
as saying that the things we apprehend are either selfcaused, caused through or by something other than themselves, or simply uncaused, that is, by chance.

•

•

•

•

•

III. It is at this point the search for the unseen causesthat is, for the fully convertible major premises-, that
what we have said about the true being only consequent on the true comes together with what we have
said about the reason-middle term of an argument intending the cause. They come together in the hypothesis
and in that form of reasoning called the hypothetical
syllogism.
For what, after all, is an hypothesis? In its most simple
form, it is a premise in which what manifests something
is temporarily conceived or thought under some sort
of middle term, a middle term whose conceptually
necessary consequences are the very effects which are
sought to be explained. If light be wave motion, interference patterns are possible. If the heavens move
spherically, the stars may be seen to rise and set. If the
elements be composed of more or less indivisible bits
of matter, two substances can react in definite proportions
by weight. It is a premise, further, about whose truth
one is in doubt, but the truth of which can be known,
if, from assuming it as true, the facts can be deduced.
For the facts take the form of conclusions. And a conclusion, as we have seen, if it can be shown to be a consequence at all, can only be a consequence of the true,
since it cannot be a consequence of the false. It is thus
a premise the doubt about whose truth is to be removed
by the process called, appropriately, verification.
But it is not sufficient for the hypothesis to be true
that the effects can be deduced from assuming it as true.
Since a cause is commensurate with its effects, the middle
term to be sought must be such that those effects are
the necessary consequences of it and of nothing else.
Since the appearance of the rising and setting stars can
also be explained by a rotating earth, neither is the proper
middle term between the stars and their rising and setting.
The true middle term and true cause of that particular
thing would have to be something common to both middle
terms: not only would a necessary consequence of it be
the rising and setting stars: it would also be true that no
other motion could have the same consequence for an
observer stationed on the earth.
Logicians are right, therefore, since truth can only

18

follow upon truth, when they say that it is valid to
affirm the conclusion when the hypothesis has been
affirmed. But since they do not often stress that what
makes the conclusion follow at all is the fact that the
predicate-effect is .folded into or implied by the middle
term, they are led to deny the validity of affirming the
hypothesis after the conclusion has been affirmed. But
this is not invalid at all, provided that the middle term
is a true cause; provided, that is, that the middle term
and effect are fully convertible: that the effect is truly
a consequence of the middle term. Thus, in the case of
Socrates and his being worthy of death, if we were to pick
as middle term the commission of such an act ... and if
his being worthy of death is given as true, the hypothesis
can be validly and truthfully placed beyond the realm
of doubt. For only the true breeds the true.
Furthermore, we can now see why it is right, if the
conclusion is denied, to deny the hypothesis. For to deny
the conclusion is to say that what seemed to be a conclusion is false. But as we have seen, all that means is
that some other conclusion, its contradictory, the observed
facts as formulated in a sentence, is true. And since the
true can only come from the true, and the true can
only yield the true, the false can only be rooted in the
false. Hence anything which made the false conclusion
a consequent and to the extent that it did so, must also
not be. Such is the rationale of a reduction ad absurdum
proof. Take the following hypothetical sentence and assume the implied major, that anyone who corrupted the
youth deserves to die. "If Socrates corrupted the youth,
he deserved to die. But Socrates did not deserve to die.
Therefore he did not corrupt the youth." From the falsity
of the conclusion, Socrates deserved to die, it is right to
deny the hypothesis, that Socrates corrupted the youth;
for if not, we would have to maintain that Socrates
both did and did not deserve to die.
But it is equally true that it is proper to deny the conclusion if the hypothesis is denied. But only to the extent
that the hypothesis makes the conclusion follow from it
as a consequence. Suppose now that Socrates did not
corrupt the youth but did introduce new divinities and
that such an introduction made him worthy of death:
"If Socrates corrupted the youth, he deserved to die.
But Socrates did not corrupt the youth." It is valid
to deny that Socrates deserved to die to the extent
that his deserving of death is a consequent of his corrupting the youth. And if deserving death were truh
a consequenc-e of corrupting the youth, that is, if cor·
rupting the youth were convertible with being worth,· of
death, it would be valid to deny Socrates's deserving death.
But deserving death is not truly a consequence of corrupting the youth: it is a consequence of commiting such an
act as by its nature tends to the destruction, etc. Since.
therefore, deserving death is not a true consequence of

�April 1971
corrupting the youth, Socrates's deserving death can
stand despite the falsity of the hypothesis. But one has
only to think of something which would be convertible
with corrupting the youth of Athens in order to see the
validity of denying the conclusion after the hypothesis
has been denied. Thus, "if Socrates corrupted the youth
of Athens, he injured their souls. But Socrates did not
corrupt the youth of Athens." It is perfectly valid to
conclude that he did not injure their souls. And this because corruption of a youth and the injury to his soul
are convertible terms.
We may say as a result of this investigation that consequence seems to reside in fully convertible major premises,
and that only because it does reside there is it possible for
reasoning to move from one statement to another. But if
that is so, any symbolism of hypothesis such as if p

The thing thought must be purely
significant of the thing that is.

then q; p therefore q is radically deficient. The reason
is not only that p, and at least r, and possibly s and t as
well, must be true before q can in fact be implied by
p, but also that p and q cannot be any premise and any
. conclusion different from one another only to the extent
that each is not the other. Both must be restricted to
such premises as conceptually lead to such conclusions
and to such conclusions as are in fact consequent on such
premises. And that means that there must be a fully convertible r in there somewhere.

*

*

*

*

*

IV. It would seem appropriate at this point, since we
have spoken so much about the true and the false, and
since logic takes the true and the false asabsolutely fundamentaL to trv brieBv to make a few remarks about each
of them and· tl1en to try to think about the relation between truth and-reality.
The false, you will . recall, was unthinkable in itself.
It was self-contradictory. \Ve saw that it immediately resulted in a negation of the false assertion, which negation

itself was a true negation. Its characteristic manifestation
is therefore "not. ... " Now "not ..." is an adverb, that
is, it is always used to modify something. If we want to
think of it as stripped of its adverbial trappings, we have
to think no, pure and simple, and that is not to think
at all. To try to think pure "no" is just like trying to
see pure darkness. And just as darkness is only apprehended
through illuminated things, so no is only thought through
true affirmations of negation. The false in itself strictly
is not: it is only in the true, as negation. It is even
too much to say that the false is not, for we are saying
that it is not. One should rather say "false not" or, even
better, nothing at all, for even that much is mere noise.
We can, therefore, drop the word "false" from the voca bulary since we do not mean anything by it other than
tme negation. But that we may keep.
And what of the true? \Vhat do we think when we
think that a thing is true? Let us attack the problem
this way. \V'hat is the difference between saying "I am
lecturing" and "It is true that I am lecturing." It would
seem to be the same as the difference between requesting
someone to assume that the earth moves around the sun
and that it is true that the earth moves around the sun;
or as the difference between asking "Are you lecturing?''
and "Is it true that you are lectnring?" And there does
not seem to be any difference at all. Any affirmation
or assumption or even queslion is at the same time an
affirmation or assumption or question of its truth. The
phrase "It is true that ..." does not add anything to an
affirmation. \Ve may therefore also drop the word "true"
from the vocabulary, although we may retain "affirmation,"
understanding thereby necessarily affirming something.
Now what is the relation between an affirmation and a
negation? Is there any priority of the one. over the other?
A moment's reflection \Vil1 reveal that affirmation is prior,
for even a negation is an affirmation of negation. And
if someone were to say that that is a specious argument,
because it is just as possible to say that an affirmation
is a negation of a negation? He would be wrong, for even
a negation of a negation is an affirmation of that negated
negation.

*

*

•

•

•

V. Let us now turn to the great question, what might
be the relation of affirmation to "reality," "what is," or
"being"?
The first thing we should look at is the hypothesis again,
but this time from a fresh point of view. If, as we have
been maintaining, an hypothesis is a premise \vhich we
do not know whether to affirm or deny, but which, if
affim1ed, gives the middle t·erm throngh which the conclusion follows, it follows that we can speak about
premises being in themselves and prior to our coming
to know whether to affirm or deny them, either affirmable

19

�The College
or deniable. The enterprise of hypothesis and verification
is inconceivable without this supposition. And indeed,
not only is hypothesis impossible, but any question at
all is impossible if such is not the case. But we have seen
just now that pure negativity is unthinkable and selfcontradictory and that we can only apprehend it in the
form of an affirmation of negation. Therefore if it is
possible to speak about premises that are in themselves,
it can only be affirmable premises that are in themselves.
But what in the world can it mean to have a premise
that is affirmable in itself? A premise can only be in the
one who thinks it, if it is in anything. But what is it
then that is in itself and that one doubts whether it
should be affirmed or denied? When we want to find
out whether something is true, what is the something
about which we want to make the determination? If it is
not the premise, and that it cannot be, it can only be
that which the premise asserts. But the premise asserts
what something is. Consequently, what is in itself and
prior to· our coming to know it, must be what something
is, i.e., being. And the affirmation, the premise, must be
the being in us of what is also in itself.
But how is this double mode of being possible? We
have been suggesting it during the whole course of this
evening, identifying facts with conclusions, middle terms
with causes, and predicates with effects. And every time
we spoke of intentions-of middle terms intending causes,
of major terms intending effects, and of minor terms intending physical subject. We seemed to have been
moving swiftly from thought to being and back again
and "intending" has been our vehicle of passage. But
what is it to intend? And how does it solve the problem?
Let us return to the example "every man is a duck."
I take it as fixed and given that none of us, no matter
what we may be or what our habits may be, invariably
says "quack-quack" or paddles about on the surface of
the water. Now you will recall that when we had that
example before us we asked our logician friend the following question: have we not agreed that those beings which
are rational, featherless, terrestrial, bipeds, of a certain
average size, are called

11

IDen," and that those beings

which are of another size, irrational, winged, feathered,
and aquatic, are called "ducks"?
We pick this example because of the relation which
it reveals between the name and the named. Clearly

Now to intend is exactly the same thing as to mean: we
use them synonymously, e.g., I didn't mean to do that;
I didn't intend to do that. Both are verbs referring to
activity. The status of the word then is clear: it is in the
gap between me and what I mean, what I intend, or
that to which I want to point. It itself is used as a mean
between these two extremes, and it is highly doubtful
whether I can mean, intend, or point without it. Its
use is to help others and myself to come to mean what
I mean. The end of its use is that both come to mean
the same thing.
If the above analysis is correct, it follows that if what
is meant is self-cm;tradictory or unthinkable, the name
through which it is intended will be a mere voice-sound,
a mere word; for since what is self-contradictory cannot

be entertained, there will be nothing to intend. Thus if

To ask a question is to seek for being.

the voice-sound, ''the square root of two" is used to mean

"that number which, multiplied by itself, is equal to
two," _and it can be shown that there is no such number,

number, again, being used to intend "a plurality of units"
(and it is not altogether clear what else the word is used
to mean), "the square root of two" will be mere noise,
acoustically different from "the square root of three," but
every whit as meaningless, i.e., lacking in a meant.
So far, then, we have three things, the speaker, the
word or name, and what the speaker means. But now our
question arises again: what is the relation between what

duck" are each

he means and what is?
Now as a synonym for what a speaker means, Jet us
use "what a speaker thinks." For we use these phrases
synonymously: Vvhat do you mean? \1\That do you think?

names; but their being called names can only mean that

Say \vhat you mean; say what you think. To the meant,

insofdr as they are names, they name something \vhich

then, and to the intended and the pointed to will correspond the thought, which is the analogous passive
participle of the active verb to think. It is not a noun
intending, I don't know what, a rather opaque blur,
such as in the phrase "Greek thought." It is a passive
participle, and this indicates that what it modifies is being
acted on by the one thinking it. So now the question

enough the voice-sounds "man" and

41

is not itself a' name. They point to something or tend
to something. Or rather, since the activity of tending or
pointing is more properly in the speaker or thinker than
in the name itself, one who uses them uses them to point
to or tend. A Dame, in other words, is such on1y in its

use. The speaker intends -something through the name.

20

�April 1971
has become, what is the relation between the thing .
thought and what is?
Let us put the question in another form. \Vhat is
includes this auditorium, you, the patient and long-suffering audience, John Glenn's space capsule, and many other
things as well. For of each of them I can say "it is." Now
these are all things that we think of or about; so that as
a s~·non~'m for "what is," "being," or "reality,'' I feel free
to speak of the things of or about which we think. So
the question narrows down to this: what is the relation
between what we think and what we think about. Or
rather it is this: what is the relation between the thing
thought and the thing thought about' Only one answer
seems possible. They must be the same, and yet the thing
thought must be about or of the thing thought about.
But '' Ldt Lind of relation is that?
To try to answer this question, we must ask what sorts
of things are of or about other things. Now newspaper
articles are about things, books and lectures are about
things, and photographs and images generally are of or
about that of which they are photographs and images.
And what all these have in common is that they are
means through which one can move in order to get to
something else. In other words, they are signs, for a sign,
you will recall, is that through which something other
than itself is known. Their significance precisely lies in
their power not to be themselves. The more they are
themselves, the less they are significant. And so what
I think must be a sign of. what I think about.
But these other signs also. share something else, namely,
that they must all be known in themselves before what
they signify can be known through them. One must
learn what people use words to intend, and the sound
and appearance of those words before one can use them
either to mean things by them or to learn what others intend by them. One must find the article before learning
w~at ·someone says is going on in Algeria. There is a
kind of obstruction or opacity in the thing itself which
must be overcome before the thing becomes transparently
significant. Since this is so, one may call these imperfect
s1gns.
But I do not have to know you, this audience, as a
thing thought before I can know this audience as a thing
thought about. Indeed, the existence of a thing thought is
onlv arrived at after one begins to reflect on the possibililv' of thinking about anything. I am never aware of
things as things thought. \\That I think when I think this
audience takes me directly and transparently through
to t1li&lt;; ;mclience. If it did not I could never get-to make
lhc distinction' between thing thought and thing thought
about at all; for I could never have the occasion to think
that what I thought might be different from what I think
about. The sign therefore must be such as not to hinder
the proceeding in any way. It must therefore be a perfect

sign; and the relation between what I think and what I
think about or of therefore must be one of pure significance. The thing thought must be purely significant
of the thing that is. It might be possible to carry this
analysis out for affirmations and arguments as well as
names, and in each case it would probably turn out that
the relation would have to one of pure significance. But
I think it is now time to stop and, bearing in mind our
. initial resolve to seek for life in logic, emphasize a few
of the conclusions which this study of the implications of
reasoning seems to lead us to affirm.
The first is that logic is permeated throughout with
logos and ratio. \Ve meet them not only in the triple
sense of argument, word and reason. \Ve also meet
them in the sense of re1a tion, where the \Vord is a mean
between myself and what I mean through it. \Ve meet
them in the middle term which unites the minor term
with the major term, in the cause, which unites the subject with the effect, in the sign, which unites the signified
with the one for whom it is significant, and again in the
middle term as a mean between a thinker and the why
of things. Last of all, we meet them in the thought itself,
a mean between being and the thinker.
But in the second place, we must also notice that
every affirmation is true. But we must add that it is
possible to utter many sequences of words which are not
affirmations. It is possible that the ignorant, the bigoted,
and the deceiving, can trespass on the good will, credulity,
and compassion of others by making them think that the
noises they make are significant. The road to the revelation
that not everything that is sayable is thinkable is a long
and hard one. But it is there. For dialectic is with us, and
she can reveal to us the ultimate absurdity of our false
opinions and the meaninglessness of the sentences by
which we try to signify them.
But finally, and perhaps most significant of all, is the
understanding which we get of a question. For a question
is in truth a questing, that is, an activity, the activity of
searching and seeking. But we can see now that it is
also a seeking for affirmation, and that this is inconceivable
without the existence of the affirmable. To ask a question,
in other words, is to seek for being. Doubt is rooted in
possibility.

Edward C. Sparrow, Jr. received his B.A. degree from Harvard
College and his LL.B. degree from the Harvard Law SchooL He then
sen·ed for a time with the Nev;• York Legal Aid Society. He received his
M.A. degree from Teachers College at Columbia U~i\·ersitv. A Tutor
at St. John's College in Ann::~polis since 1957, he sen·ecl as Acting
Director of the Integrated Liberal Arts Curriculum at St. Mary's
College, California from 1964 to 1966.
·

21

�NEWS ON THE CAMPUSES
PAUL MELLON GIVES

ST. JoHN's $1,000,000
St. John's College received a major
gift of one million dollars from Paul
lvlellon, Class of 1944, in December,
1970.
In transmitting his gift, Mr. Mellon,
an Honorary Fellow of the College,
strongly ·endorsed the Annapolis and
Santa Fe colleges.
"St.
John's has demonstrated
through the lives and careers of its
alumni the validity of its distinctive
program in the liberal arts, begun some
three decades ago," he said.
"St. John's stresses the essential
unity of knowledge," Mr. Mellon
stated. "To my mind, the College's
program constitutes a cohesive and
challenging learning experience for
young men and women.
Mr. Mellon also noted with approval
the decision of the St. John's Board
that the College. remain small so that
a close personal relationship could be
possible between students and Tutors.
He cited the fact ·that certain large

ously graduated from Yale University
and had received an M.A. degree with
honors in history from Cambridge Uni·
versity in England. Over the years his
interest in the College has been evidenced by personal gifts and by grants
to its endowment fund, building program, and current budgets from Old
Dominion Foundation, of which he
was the founder. Most of these grants
have been on a matching basis.
In 1958 the College's Board of
Visitors and Governors named the new

science laboratory building Mellon Hall
in his honor. At that time he was also
named an Honorary Fellow of the
College.
Presently he is serving with Mr.
Mark Van Doren and Mr. Richard

11

universities were now seeking to estab-

lish colleges of the size and character
of St. John's within their own
campuses.

"I consider it extremely important
that St. John's College attain as firm
a financial base as possible over the
next several years, since its mission

on the American educational scene was
never more important than today.)'

l'vlr. Mellon's interest in St. John's
dates to 1940 when he enrolled as a
freshman in order to experience for
nearly a year the College's unique
liberal arts curriculum. He had previ-

22

Paul Mellon

F. Cleveland as Honorary Co-Chairmen of the National Committee for
St. John's College. This Committee
was created in anticipation of the 275th
anniversary celebration planned for
the fall of 1971. Mr. Mellon expressed
hope that his gift would serve as a
catalyst and a challenge for others.
In accepting the gift, President
Richard D. Vleigle expressed the deep
gratitude of the College for ll!r.
Mellon's support and confidence. At
a time when private colleges are confronting grave financial difficulties, Dr.
Weigle said that the Mellon gift would
greatly strengthen the academic program on both campuses.
President Weigle indicated that the
Santa Fe share of the Mellon gift,
which totalled $651,000, would be used.
first, to eliminate debt there, and to
ensure against a deficit in the current
fiscal year. The remaining amount will
be placed in a special fund to be drawn
on to match gifts raised during the
Anniversary campaign.
Announcement in Santa Fe of l\lr.
Mellon's gift was received with appreci·
ation by the local community as weil
as the College.
An editorial in the Santa Fe new-;paper, The New Mexican, guoted :\lr.
Mellon's statement on the d1sbnct"~
program being demonstrated throu;'t
the lives and careers of the alumm.
The editorial commented, "This i'
high praise indeed, and well me~:~::'
in our opinion." The '\Titer addtc.. •'
is also noteworthv that the St. J. :.:
concept of liberal education_ h.&gt;
spired other colleges and umn.·r:.:::~-c
throughout the country to offer,. ;·o:o
ations of the St. John's program.

�April 1971
SANTA FE PRESENTS
RADIO SERIES

A series of conversations between St.
John's Tutors and students at Santa
Fe are no\v being broadcast every other
Saturday morning by a local station,
KTRC. "A College in Action" is the
title of the half-hour programs, as suggested by Dean William A. Darkey,
who was a participant in the first discussion and introduced the series.
The conversations are representative
of the various types of classes which
constitute the College's unique liberal
arts curriculum. Their purpose is to
demonstrate the dialectic approach to
learning used at St. John's and to encourage the listener to read or reread
the subject works.
The first. three programs were based
on a comparison ·of the Declaration
of Independence and the U. S. Constitution, Robert Frost's poem "The
Draft Horse," and Euclid's definition
of a straight line.
Tutors leading these discussions included l\1r. Darkey, Robert M. Bunker,
Frank K. Flinn, David C. Jones and
Ralph J. Quintana. Participating students \:vere seniors Jonathan L. Brewer,
Maya Contractor, R. David Esdale and
James F. Scott; junior Mark D. Jordan,
and freshmen Claire Kurs, Michael
Beall, Dan Blake, Dobbie Kerman,
l\Jary Ridout, and Celia Yerger.
GRADUATE INSTITUTE
AWARDS FELLOWSHIPS

Eleven New Mexico school teachers
will receive fellowships this summer
to the Graduate Institute in Liberal
Education held each vear on the Santa
Fe campus. Each fell~wship will cover
all fees for the four summers required
to complete the advanced course.
Graduate Institute Director Robert
A. Neidorf said thev are looking for
promising te;-~chers 'i'i~·ho are interested
in the Institute's unique liberal arts
curriculum and who appear to be committed to a career of classroom teaching in the are:1 where they now reside.

Discussing the first "Civilisation" film during a reception are James P. Underwood, President
of the Annapolis Fine Arts Foundation (left), Mrs. James L. Motley, and Robert A. Goldwin,
Dean of the College in Annapolis. T11e two institutions are co-sponsoring the film series.
Photo: Anthony Drummond.

"Although the program differs
markedly from the conventional
teacher-training curriculum, we believe it has been an unqualified success as a source of enrichment and
inspiration for its students, and ultimately for their students," Mr. Neidorf said.
Inaugurated in 1967, the Institute
offers an eight-week program of studies
based on the curriculum and seminar
methods of St. John's College. The
four subject areas are Literature,
Philosophy and Theology, Politics and
Society, and Mathematics and Natural
Science. They may be taken in any
order, one per summer.
"CIVILISATION" COMES TO
ST. JoHN's

Santa Fe was one of the first communities in the nation to show the
"Civilisation" film series, under the
auspices of St. John's College and the
Museum of New Mexico. The national

program of free distribution of the
films to small colleges is sponsored
by the National Gallery of Art, the
National Endowment for the Humanities, and the Xerox Corporation. Mr.
Howard Adams, Deputy Administrator
of the National Gallery, came to Santa
Fe for the January lOth opening.
The renowned color film series on
the cultural life of Western man,
written and narrated by art historian
Kenneth Clark, is also being shown at
the College in Annapolis until May
23rd. The series is being sponsored by
the College and the Annapolis Fine
Arts Foundation.
At the opening of the Annapolis
"Civilisation" series, Mr. P. James
Underwood, President of the Annapolis Fine Arts Foundation, and
Dean Robert A. Goldwin, were hosts
to over SOO persons at a reception following the film. On both campuses
two showings of the series have been
arranged because of the overflow
audiences each Sunday afternoon.

23

�The College
CAMPUS NoTES

Laurence Berns, Tutor, published a
review of Yves Simon's Freedom of
Choice in the Review of Politics, January, 1971. The book was translated and
edited by Peter C. Wolff, Class of
1944, former St. John's College
Tutor. Mr. Berns spoke of the book
as "very lucid, with a most interesting
discussion of freedom and causality."
The old Santa Fe Association has
commended Tutor John Chamberlin
for his work in investigating and charting the route of the Acequia Madre, a
360-year-old irrigation ditch which runs
through the city. As a result of his
work the Acequia Madre has been included as a historic landmark in the
State Registry of Historic Properties.
The local newspaper, The New
Mexican, cited 'his activities in a fullpage article with photographs.
Geoffrey J. Comber, Tutor and Assistant Director of the Graduate Institute in Liberal Education, attended a
meeting. of. the Maryland State
Teachers Association in Baltimore in
October to recruit students for the
summer program in Santa Fe. In addition he organized two seminars for
previous. Graduate Institute students
in Baltimore and Washington, D. C.
Tutors Geoffrey J. Comber, Alvin
Main, Nicholas Maistrellis, John Sarkissian, and Robert L. Spaeth are conducting the Spring 1971 Adult Community Seminar using Chaucer's
"Canterbury Tales," Freud's "A General Introduction to Psychoanalysis,"
Joyce's "Portrait of the Artist as a
Young I\1an," Mann's &lt;~Tonia Kruger,"

Nietzsche's "Genealogy of Morals,"
Shakespeare's "Measure for Measure,"
and Shaw's "Man and Superman."
George Doskow, Tutor, has been
serving as the Administrative \lice~

President for the Anne Arundel Cou,..ty
Chapter of the American Civil
Liberties Union.
Annapolis Treasurer Charles T.
Elzey attended a meeting of the
Eastern Association of College and
University Business Officers in To-

24

Annapolitans participate in life figure drawing classes sponsored by St. John's. The classes, which
are open to students and the general public, are conducted by the College's Artist in Residen::-c
Robert A. Cole. Photo: Ed Boyce.

ronto, Canada, in November. During
December he attended a National Association of College and University
Business Officers Investment Vvorkshop in Chicago. Topics under discusswn included college insurance
problems, the impact of tax reform
legislation, the total return concept
in the investment field, and the new
trend toward unionism in the aca·demic sector of higher education.
Tutor Harry Golding and St. John's
students participated in the 1970
Science and Technology Exhibition
sponsored by the Annapolis Chamber
of Commerce in November.
Board member LeRoy E. Hoffberger
has been elected Chairman of the
Board of Union Federal Savings and
Loan Association in Baltimore. An
active civic leader, he is also chairman

of the Baltimore City Hospitals Commission, president of the Hoffberger
Foundation, a director of the \Valters
Art Gallery, and a board member of
the Associated Jewish Charities.
An article entitled "The Missing

Sense of the Past" by Robert A. ?\' eidorf, Tutor and Director of the Graduate Institute in Liberal Education in
Santa Fe, was published in the January 1971 issue of The Center Magazine.
On February 28th he delivered a lecture "Love of Form" at St. ~lary's
College in California.
Thomas Farran, Jr., Director of
Alumni Activities, has begun his second
year as chairman of the Partner-Membership Campaign for the Yl\!C:\ m
Severna Park, Maryland, handling that
organization's fund-raising for its opetating expenses. He also serves on t;re
Committee of Management, and 15 t•K
representative to the YMCA (:\nne
Arundel) County Board of Dir&lt;~·tc•,':•
Tutor Robert D. Sacks of SJnto ! '
will begin his sabbatical this summc:
by going to Israel to start \\TirW; "
commentarv on the book of Gmc~&gt;
\:V. Kyle' Smith, Tutor Emcr::::o. '.
a member of the Board of Dm~·tu:o ·the )Vestminster Foundation of_ .'::•
o+ •r.napolis, Inc., an d a m~mber ·• ·~-~
Local Advisory Comn11ttee of dc:t

�foundation. He also has completed
going through Cah·in's works for his
views on \Var and has written a brief
introduction to these vi·ews which ·wi11
be one of a series on \Var sponsored
by . the Local Commi !tee of the
foundation.
Hobert L. Spaeth, Tutor and Asssistant Deon in Annapolis, attended a
conference on campus disruptions at
the University of J'dichigan Center for
Continuing Legal Education in August
1970. At St. John's he is the director
of the February Freshman Program.
The ;\b,-or of Annapolis recently appointed Lim to the City'5 Board of
Housing Appeals. ;\ lr. Spaeth is also
a member of a CitY-County Joint
Committee on the Property Tax
Differential.
John S. Steadman, Tutor and Assistant Dean at Santa Fe, participated
in a panel on "Education for the
Future" at a January 13th meeting of
the Los Alamos, New lllexico, chapter
of the American Association of Universitv \\lomen. 1\lr. Steadman read a
paper. entitled "\Vhy Schools?".
Leo Strauss, Scott Buchanan Distinguished Scholar in Residence in
Annapolis, has completed a book entitled Xenoplwn's Socrates, and an introduction to Simon Kaplan's translation of Hermann Cohen's Religion
of P.eason Out of the Sources of
Judaism. He has published an article
on Plato's Euth1·demus in Interpretation, Summer 1970 issue. During
i'vlarch 1971 he gave a lecture at the
Baltimore Hebrew College on Hermann Cohen. Next bll and spring he
intends to gi\·e a course on Nietzsche
at the College.
President P.ichard D. \Veigle was
selected "Boss of the Year" bv the Annapolis Chapter of the Natio~al Secretaries Association in January. Nominated b,- .\Irs. IsabclJc Simpson, his
'&lt;:~:re::ry fur fiftc:cn y·~·:ns. \lr. \Veigle
·::~~ Lonurl'cl &lt;1t J di1L·:cr ~ittcnded b\·
i1lcm bcrs of the Coilc~e and the A1;.
napulis communih·. His name wil1 be
:.ubmittcd to the· i11tc:rn~ttionuJ "Boss
uf the Year" progr~nn.

An article entitled "H~ Photography
of the Orion Nebula with a HalfAngstrom Filter" by Ray Williamson
(with R. R. Fisher) appeared in
Astronomical Journal, Volume 75,
Number 5, 1970. Mr. \Villiamson received a National Science Foundation
Summer Research Participation Fellowship for College. Teachers which
he took during the summer of 1970
at the University of Maryland. He also
has received a National Science
Foundation Academic Year Extension
Grant for Astronomy Research from
Decem her 1970 until September 1972.
SANTA FE ASSOCIATE ELECTED
PRESIDENT OF MYSTERY
WRITERS OF AMERICA

Richard Martin Stern, who is chairman of the St. John's College Library
Associates in Santa Fe, has been chosen
president of the Mystery \Vriters of
America for the coming year. He will
be installed during the annual convention dinner in New York City on
.
April 30th.
He has directed the successful Book
and Author Luncheons conducted by
the Associates in Santa Fe for the
benefit of the College Librarv and St.
John's in generaL Thev are' now in
their third year, with tl;e 1971 spring
series scheduled for April 16th and
May 14th.
lvlr. Stern won an M\VA "Edgar"
for his first mvsterv novel some vears
ago. His latest book, Murder in~ the
\Valls, is due for publication by
Scribner's in April.
TWENTY-THREE IN FEBRUARY
FRESHMAN CLASS IN ANNAPOLIS

Twenty-three students, mostly transferees from other colleges and universities~ began their co11cgc educations
;1gain as freshmen at the College in
Annapolis February 1st.
The Fcbruarv freshman class included students from nine states, the
District of Columbia, Puerto Rico, and
British Columbia.

Some of tile nine

-z--_:_;_,

teen men trc.::sfem:::

from

Antioch

Cc~~:'.

.\'lellon UniwrsiiT. -:..-...
rcrsill·, Hood Colle~=- ·,·
lege~ ·Reed College~ ~~
of 1\Jusic of the ,_.:_ ,_
Rochester. the Uni,-e:-:-:: ,
the Univtrsin· of Io';'.~ ;,-:_-rersi !I of :i !2:-danc :. .·;.-vision.
Approximateh· 1\Ye:::::..:::. ""
of the new class r~c.-o i.,. _
Six students were ~\.:.-'.r.­
Scholarship Fil•dists. :~:
letters of cc:-:::~1Cl~:...::_':_.

students attend;:-d pu"::~:...:
attended DJro2hiJl c:- :--~
and one • rec·ein:d ~­
equil·alencT diploma. ·:·
are carh· entrants to 5:. ·.___ _
to the College before ;::;,c, ,_ .
high school. T1m zc
alumni. tv;o ha\·e a ::::~·-:.:.
-· ----enrolled at the CoL=-¢
married to a St. J
ok·:

former students 2lso ~-::-:::
teen students were i::: ::::,,_
their graduating class :.= ·-&lt;
A student 11·ho traiO.•"~:
begins as a freshman 2:1..
credit for couc;es hlc-. ,,

student who enters ~'- -F·ebruan· ;;"ilJ contir.::.::
coursts in a su:nmer :?=--~---""
STUDEKTS FoR:Ir
RESCUE U:-;-n

Su.r.-/ _.

Santa Fe students :o~
Search and R=ue L.:.. '.·

locating and .:iding ~-- _.
nearb,- rnount2n are:;::__

~J~nts ar~'~'ece:~?ng ?':-'~

aJd SUTil•c.l ..:. .. d 0~~niqutS. T:-.t:,- ~:-;: on c::=.
law and er;-:;:::~enc-:_;- --~­
1

needed.
The S2c cd Fe car::::•c
the fc8:!-::::~ :: :he ~
ivfou:-.~J.i:-.: t: :-::-iih:--:-:::.

which i~:.~::.C-;: :he :F~-­
~nca and ::::2:1·,- (:_:tdo~·:: :~­
inc1uC:n=: .-f::: ~-'-'PC~..
and c"Jm:;:: ~'" ~:-:ds.

�The College
FIRST ANNAPOLIS
PROVOST NAMED

Mr. Paul D. Newland, first Provost
of the College in Annapolis, assumed
his duties at St. John's on February 1,
1~71.

Fallowing a regular meeting of the
Board of Visitors and Governors in
early December, Mrs. Walter B. Driscoll, Chairman of the Board, announced his appointments as Provost
and Tutor.
Mr. Newland's appointments were
recommended by President Richard D.
Weigle following four months of
search 7 interviews, and consultations

with a joint Faculty Search Committee. Tutors from both campuses served
on the Committee.
The Provost, a newly created position, has executive authority for the
instruction, discipline, and government of the College in Annapolis and
is responsible to the President.
Prior to coming to St. John's, Mr.
Newland was Executive Vice President
at Franklin and Marshall College,
Lancaster, Pennsylvania, where he also
served as Assistant Secretary of the
Board of Trustees. In addition he is
President of the Middle-Atlantic Educational Research Center (MERC), a
computer consortium of small colleges.
For twelve years prior to his appointments at Franklin and Marshall, Mr.
Newland held executive positions with
the Hamilton ·watch Company. He
was successively Director of Public Relations and Director of Merchandising.
From 1961 to 1967 Mr. Newland
was President and Treasurer of Standard Time Corporation in the Virgin
Islands where he negotiated the acquisition of that firm for the Hamilton
\Vatch Company.
He was an assistant instructor in

fine arts at Ohio State University and
associate professor in fine arts at Mount
Union College, as well as the Director
of Academic Schools of the United
States Marine Corps.
From 1950 to 1952 he was an informational specialist with the Federal
Civil Defense Administration, serving

Plwto: Edward 1. Edahl.

Paul D. Newland
Provost, St. John's College in Annapolis

as writer, producer and director of
radio and television shows, and
speeches on civil defense matters for
Congressional and celebrity personalities.
In 1952 he won first prize award
for the best network education program for children presented by the.
National Association of Education by
Radio and Television.
·
Mr. Newland received a B.A. degree from Heidelberg College in Ohio
and an M.A. degree from Ohio State
University where he also studied for
a doctoral degree. In addition he attended Denison and Catholic Universities.
He and his wife Beth are parents of
three children, Paul, Jr., 23; Alice, 17;
and Claire, 13. The family expects to
move to Annapolis at the end of the
1970-71 academic year.
COLLEGE HosTS "INDIAN TABLE"

A group of Santa Fe citizens, faculty,
and students interested in discussing
Indian history and culture meets at
the College once a month on Vlednesday evenings for dinner and a talk by
an authority in the field. New Mexican

Indians occupy nineteen pueblos and
three reservations in the state. Toun
to nearby pueblos along the Rio
Grande also are offered to student&gt;
at the College from time to time.
Speakers at the suppers so far h:n-e
included Bertha Dutton, Director of
the lV!useum of Navajo Ceremonial
Art, and Douglas Schwartz, DirectOl"
of the School of American Research.
In a related vein, exhibits are sched.
ulted in the St. John's Gallery during
March and April by Seymour Tubi.;,
artist and instructor at the Institute
of American Indian Art in Santi Fe;
and by students of that Institute.
STUDENTS PERFORM
ANOUILH'S "ANTIGONE"

A student group at Santa Fe prtsen ted Jean Anouilh' s ;',ersion of ,tl."'
ancient Greek tragedy Anllgone ~:;
December. The play was perfc:-rl&gt;&lt;'-'
one night for the College commu:"''
and another for the public.
.
The title roles of Antigone '""
Creon were played by sophc::J'-"~
Mellanie P. Morgan and freshmJr. Jc~'
Harris. Production was under the "'
rection of sophomore J. R. Thom?"'''

26

- ·-·-· ... - - --- -----~---~~---mlllll!!l!!i!lllll\lll

�April 1971
Others in the cast were: Chorus,
Mark Belanger; Ismene, Rebecca A.
Brinkley; Haemon, Hal Hensley;
Eurydice,
Paula
Brumley;
nurse,
Jennifer Jordan; messenger, Kevin E.
Snapp; page, Jim Vv'illis; guards Steve
Thomas, Philip \Veathers and Thomas
Alex Lawson. Laura J. Kelly was technical director and Gregory J. Ford,
technical assistant. Set decoration was
by Robert M. Hampton, and Miss
Brumley was wardrobe mistress.
FAMOUS PHOTOGRAPHER SHOWS
AFRICAN SLIDES

Famed photographer Eliot Porter
showed slides taken on his recent trip
to Africa at the College in Santa Fe on
January 22nd.
Mr. Porter, who is well known for
his outdoor photography for the Sierra
Club on behalf of wilderness conservation, is preparing a book on the wildlife of East Africa. He is the father of
Santa Fe student Patrick Porter, a
junior.
STUDENTS SPEAK AT
SANTA FE CHURCH

Four St. John's students will deliver
lay sermons this spring at the Episcopal
Church of the Holy Faith in Santa Fe.
Paul F. Bustion,' Gail Hartshorne,
Mark D. Jordan, and James F. Scott
were invited by the minister, the Rev.
Dennis Walker, · to participate in
services during March and April.

STATE BoARD HoLDs
MEETING AT COLLEGE

St. John's in Santa Fe was host to
the March meeting of the New Mexico
Board of Educational Finance, which
supervises the financial operations of
State institutions of higher education.
Vice President J. Burchenal Ault spoke
briefly to the board about the College's
finances and the finances of New
Mexico's three accredited private
colleges.
The New Mexico legislature is prohibited by the State constitution from
appropriating money to educational
institutions not controlled by the State.
A recent law does allow students in
private colleges to apply for loans from
the State Student Loan Fund.
SANTA FE CHAMBER ORCHESTRA
COMBINES STUDENTS AND
TowN'S PEOPLE

The St. John's CoJJ.ege Chamber
Orchestra is a new movement on the
Santa Fe musical scene. "A group of
Santa Fe adults and students from
nine states have learned to make music
together," the Albuquerque Journal

recently commented in an article on
the orchestra and its musical director,
Richard B. Stark, a Tutor at St. John's.
"It is a labor of love for both the
Santa Fe musicians and the students,
who receive no pay or academic credit
for participation and [who J practice
and perform on their own time," the
newspaper noted.
The orchestra's concerts are built
around soloists from both the College
and the community. A program last
October featured a Vivaldi guitar concerto with Philip T. Ansteth, a junior
from Tulsa, as soloist. Anne Hemmendinger, sophomore from Santa Fe, was
soloist in a Marcello concerto for oboe
and strings. That program also included
a suite composed by junior student
Steve M. Whitehill of Chestertown,
Maryland.
One of the high points in the group's
drive for improvement was a week-long
workshop in January with international
conductor Eleazar de Carvalho, climaxed by a concert featuring the
orchestra and De Carvalho's wife,
pianist J ocy de Oliveira. De Carvalho
is conductor of the Brazilian National
Symphony and the Pro Arte Symphony
of Long Island, New Y ark.

Eleazar de Carvalho discusses his workshop with the St. John's College Chamber Orchestra
with \Villiam A. Darkey, Dean of the College in Santa Fe. A harpischord constructed by :\1r.
Darkey had its debut at the a:mcert conducted in Santa Fe by Dr. De Carvalho. Photo:
Robert Nugent.

SANTA FE RECEIVES $10,000
FROM THE NATIONAL
SCIENCE FOUNDATION

The National Science Foundation
has awarded a $10,000 grant to St.
John's College in Santa Fe. The "Institutional Grant for Science" was given
to the College in connection with a research grant received earlier by one
of its Tutors, Roger S. Peterson.
Institutional Grant funds may be
used for any aspect of a college's academic program in the natural and
social sciences, including research and
education.

27

�The College
This concert also saw the debut of
a harpsichord constructed by \Villiam
A. Darkev, Dean in Santa Fe.
The gr~up has been helped by gifts
of material and equipment from two
former local orchestras, the Rio Grande
Sy'mphony and the Santa Fe Sinfonietta. Rehearsals and performances
of the Chamber Orchestra are open
to the public without charge.
Students in the orchestra include:

Violin-Ellen
Usncr,
sophomore;
Margaret E. Jacobs, senior; Jennifer A.
\Vicke, sophomore and Marcia E.
Greenbaum, sophomore. Cello-David
H. Shennan, freshman; Eric 0. Springsled, sophomore; and David \Vallace,
freshman. Double Bass-Robert C.
Norberg. junior. Flute-Janet E. Buchbinder, sophomore; and Christina
Pierce, freshman. Oboe-Anne Hemmendinger, sophomore, and Thor Sigstedt, freshman. Clarinet-Gary D.
Greene (also manager), sophomore,
and Donald Merriell, freshman. Harpischord-Fred Sturm, freshman, and
Anthony B. Jeffries, junior.
MoDERN THEATER GROUP IN
ANNAPOLIS PRESENTS CoMEDY

The Modern Theater Group of St.
John's College in Annapolis is planning to present "The Lady's Not For
Burning," a comedy by Christopher
Fry, on Saturday, April 17th, and Sunday, April 18th.
The play is directed by sopl1omore
Rand Lee, son of the late mystery
writer Ellery Queen and radio serial
star Kaye Brinker. St. John's College
Playwright- Producer in Residence
Alvin Aronson '52 is executive producer.
The Caritas Societv of the Friends
of St. John's College has lent the

Charles Brian Scott; and freshmen
Edmund Raspa, Deborah Ross, and
Eric Scigliano.
Sophomore Lee Elkins is in charge
of lighting; senior Sarah Harrison and
freshman Linda Sharp, costumes; and
sophomores Bryant Cruse and Nicholas
Patrone, sets. Sophomore Susan Conlin
is the assistant to the director.
SANTA FE STUDENTS
PUBLISH TABLOID
The student publication at Santa
Fe is called Seven. Published monthly,
it is printed on newsprint and includes
reYicws of lectures, drama, films, and
concerts as wc11 as a calendar, campus
nC\'i'S, essays, photographs, advertisements, cartoons, and poetry. Chief
editor is J. R. Thompson, a sophomore. Co-editors are senior James Scott
and sophomore Della !\'Janning.
The subscription rate is $2.50 per
academic year.
ST. JOHN'S STUDENTS WIN
DANFORTH AND WATSON
FELLOWSHIPS
Richard Delahide Ferrier, a senior
in Annapolis, and James Frederick
Scott, a senior in Santa Fe, have been

Richard Dclahide Ferrier, Danforth Graduate Fellowship winner, and Holly Carroll, honorable
mention. Photo: Tlwmas Farran, Jr.

-

thc2tcr group funds for the performance and will sponsor the play on Sundav evening. Proceeds wi11 benefit the
College's schobrship fund.
J\ppc;ning. in the comcc1~- will be
juniors Dana "'ctherton and Christel
Stevens; sophomores Pet-er Aronson,
Peter Ellison, Je;:mne H;:;rrison, Craig
?\Jooring.. Thomas Robinson, and

awarded
the Danforth Graduate
Fellowships for College Teaching
Careers, and Hollv Carroll, a senior in
Annapolis, has be.en named honorable
mention.
Mr. Scott and another Santa Fe
senior, Steven M. l\1oser, also won the
Thomas J. \\Tatson Fellowships for
Foreign TraveL
Thus St. John's two senior classes
with a total of only 80 members received two of the 107 Danforth Fellowships granted this year and two of the
70 \Vatson Fellowships.
The \Vatson Fellowships proYide
$6,000 for an initial postgraduate year
of independent studv and travel
abroad.
The Danforth Fellowships program
was established in 1951 with the aim
of giving persona} encouragement and
financial support to selected college
seniors and recent graduates who seek
to become college teachers. The
Fellowship provides tuition and living
expenses for up to four years of study
toward the doctoral degree in preparation for a career in college teaching.
Mr. Moser, whose parents live in
Haiku, Hawaii, plans to traYel to
Poland, Union of Soviet Socialist Republics, Israd, a11d Germany in con-

,
\PI

�April 1971
neetion with his study of "the status of
the Jew in the modern world." He
eventually hopes to attend medical
school.
At St. John's he received the best
junior essa~·' ;:Jwt~rd and the Duane L.
Peterson Scholarship, presented annually to a junior for academic achieve-

monasterv in Snowmass, Colorado, and
a brief time at a junior college in
Pueblo. After purchasing a set of the
great books for his personal reading, "I
learned there was a place where they

were used as texts." Because of an
illness it was necessary for him to
complete his junior work in t\:vo years.
The Danforth Fellowships are open
ment, constructive membership in the
College community, and commitment to men and women who have a serious
interest in college teaching careers,
to postgraduate study.
Mr. Scott, son of Mr. and Mrs. and who plan to study for the doctoral
Floyd B. Scott of Pueblo, will use his degree. Special attention is given in
\Vatson Fellowship to travel to three areas in considering candidates:
England, Gennany, France, India, l) evidence of intellectual power which
Afghanistan, and Tibet. His study topic is flexible and of wide range, and eviis "a personal and poetic odyssey." dence of academic achicyemcnt which
His Danforth grant will further his is a thorough foundation for graduate
study; 2) evidence of personal characstudies in psychology.
\Vhile at St. John's he won the teristics which are likely to contribute
awards for. the best sophomore and to effective teaching and to conjunior essays. He. also received first structive relationships with students;
prize for the best English poem one and 3) evidence of concerns which
year, tied for first place another year,· range beyond self~interest and narrow
and also received second place another perspective and which take ethical
time in the same category. A publisher or religious questions seriously.
Based on a college's enrollment, the
is interested in a number of his poems.
Both students have worked at the number of candidates nominated may
State Mental Hospital. ]'vir. Scott also be two to five. St. John's College is
has helped conduct studies at the State limited to two nominations from each
Penitentiary. He entered St. John's in campus.
From Eugene, Oregon, Mr. Ferrier
1966 after two years in a Trappist
SteYen M. Moser, winner of TilOmas
Fellowship for· Foreign Travel

J.

\Vatson

James Frederick Scott, v.~nner of Danforth
Graduate and Thomas J. Vl/atson Fellowships

is the son of Mr. and Mrs. Herbert H.
Hunt, Jr. He is presently team-teaching physics and seminar at Tire Key
School in Annapolis with Tutor
Thomas K. Simpson as well as attending classes at the College.
At St. John's he was a member of
the Delegate Conneil, and in the
spring of 1970 he was treasurer of the
Polity. He has appeared in several dramatic productions including "Henry
IV, Part I," "Love's Labour's Lost,"
and "Twelfth Night." In 1969 he received the book award from Teachers
College of Columbia University.
After fulfilling alternate service, Mr.
Ferrier plans to study the histon· of
science at either the University of California at San Diego or Princeton University.
iV!iss Carroll is the daughter of 1\Ir.
and Mrs. Alexander Spicer Carroll, Jr.
of Indianapolis, Indiana. A member of
the Instrumental Ensemble, a chamber
music orchestra, she was also a member of the Small Chorus. In 1970 she
received the book award from Teachers
College of Columbia University.
Miss Carroll plans to take off a
year to vi'Ork for an environmental
agency. She then may study environmental engineering perhaps at The
Johns Hopkins University.
More than 1,800 college seniors from
colleges and universities throughout
the United States were in the Danforth Fellowship competition. Approximately 400 students were chosen to be
inten,iewed, with only 107 awards
made. The selection of the Danforth
Fellows is made annually by a national
panel of educators.

PLEASE NOTE!
1lre December 1970 cover of the
magazine has been reprinted as the
inside back cover of this issue for those
of YOU who are interested in collecting
the con:rs. \Ve sincerely regret the poor
reproduction on the December cover
and regret any inconvenience it might
have caused. (Ed.)

29

�ALUMNI ACTIVITIES
Dear St. John's College:

5 February 1971

Your announcement of Mr. Mellon's latest donation to the college
moves me to [a] rather different communication from that which I had
at first intended.
Your inclusion of me as an alumna with the attendant circumstances of
pleas for money (of which I have very little anyway) had up to now
annoyed me slightly, since of course I was at St. John's for Jess than a
year. It was a shock to find that Mr. Mellon's stay was equally short.
Even though his other academic achievements make further comparisons
futile, his example of concern with the affairs of St. John's has given me
[cause] to think.
My anger toward St. J ohn's-a feeling perhaps familiar to others who
have '!eft the. college in a confusion of academic and personal conflictshas largely evaporated, leaving me now able like Mr. Mellon to consider
myself in some way connected with the college despite my non-graduation,
and to wish to continue that connection simply because I agree with
'the St. John's idea.' I only wish I could express these feelings as lavishly
as Mr. Mellon.
But please accept this rather smaller token, and if my example will
encourage other 'alumni' like me, please feel free to use it.
Sincerely,
Linda Rodman Dewing '68x
PS My current activities, should any old cronies be interested, include
a happy marriage and study leading to a degree in nursing at Simmons
College here in Boston. Love to all. LD

ALUMNI BOARD OF DIRECTORS

The Board of Directors of the
Alumni Association has been increased
bv four members since the elections at
Homecoming. As provided in the ByLaws of the Association, President
William R. Tilles has appointed the
following:
Miss Allison G. Karslake S'68, a
teacher at the Key School in Annapolis,
and the first Santa Fe graduate ever to
join the Board;
l\·frs. Barbara (Brunner) Oosterhout
'55, whose husband, John '51, is a member of the Board of Visitors and Governors;

30

Thomas G. Casey II ('65) '71,
student representative, back for his
senior year after an Army hitch and
several trips to Vietnam; and
Joseph P. Cohen '56, alumnus Tutor
at the College since 1962.
In other action, the Board voted
recently to vary the format of its
monthly meetings. Rather than business meetings every month as in the
past, on alternate months the Board
will hold discussion periods.
The first of these took place on
February 16th, when the Treasurer of
the College, Charles T. Elzey, discussed the non-academic operations of

the College. Provost Paul D. Newland
also attended the meeting.
In future meetings the Board will
hear from chapter chairmen, past presidents of the Association, and other
officers of the College. All of these
meetings are designed to improve communications between the Association
and the College, as well as between
various elements of the Alumni bodv
itself.
•
CHAPTER NEWS

"An Interview with Scott Buchanan
and Stringfellow Barr" was the feature
presentation at the February 2nd meeting of the New Yark City Alumni
Group. The 40-minute film, produced
under the guidance of Harris \Vofford,
was made at the Center for the Study
of Democratic Institutions in California, and was completed only a few
days before Mr. Buchanan died in
1968. Mr. Wofford, now president of
Bryn Mawr College, attended the
showing and introduced the film.
The Annapolis Alumni Chapter continues to hold monthly luncheon
meetings at the College on the second
Friday. Recent speakers have been
Hersey D. Taylor, executive director
of the Anne Arundel County YMCA,
Judge Matthew S. Evans '31; Temple
G. Porter '62; College Treasurer
Charles T. Elzey; and Provost Paul
D. Newland.

CLASS NOTES
1907
Robert Anderson bas advised us that the
percent response of the class to last year's
Giving Campaign should have been 6i%.

Miguel Ferrer, we have found, died in 1966,
so he could not be counted among the possible

donors.

1916
In November the College was presented a
transcript of an interview with Lt. Gen. Thomas

�April 1971
E. Bow-ke, USMC (Ret.). Originally taken
on tape under the auspices of the Historical
Division of Marine Corps Headquarters, the
intcn·iew was one of a series with all general
officers of the Corps, active and retired. TI1e
collection supplements official reports already
on file, and provides many personal views and
insights not reflected in official documents.

1921
Lt. Ger,, l\filton G. Baker and CoL Josephine
Louise Redenius were married December
1970. Gen. Baker is founder and superintendent
of Valley Forge 1V1ilitary Academy and Junior
College. :tvlrs. Baker had been director of
publications and development at the Academy.
The Bakers make their horne in Wayne, Pa.

s:

1922
C. Ed\\'in Cockey this year has two sons at
the A.nnapolis campus: James, a senior and
Richard, who entered with the February freshman class.
Benjamin C. \Villis, former superintendent
of schools in Chicago and more recently head
of an educational consulting firm, is now
superintendent of schools of Broward County,
Florida.

1923
11uough Luther S. Tall '21 we have re-

ceived a reqD:est from Carlos V. Urrutia, Jr.: he
would Jike copies of the 1920 and 1921 RatTat. His copies were lost in a fire in his house,
and he would like to replace them. Mr.
Urrutia's address is Calle 2, Sur Oeste,
Caparra Terrace, San Juan, P. R. 00921.

1928
A. Olin Grimes retired January 31st after
more than 41 years with Armco Steel Company. He started in the Melting Department
of the Baltimore plant in 1929, and became
manager of Baltimore operations in February,
1968, the position he held at retirement.
Professor Louis L. Snvder must indeed be
the most published of St. John's alumni; his
. Frederick the Great was published in January by Prentiss-Hall. It is one of a series entitled
Great Lives Observed.

1930
Edward f. Dwyer, president of ESB, Inc.', in
December was installed as 1971 board chairman of the National Association of 1\1anufacturers. Active in Philadelphia United Fund
work since 1965, Mr. Dwyer is chairman of
the Finance Committee of the Board of Visitors
and Go\'ernors. He first joined the Board of the
College in 1959.

1931
Stanley S. Hall in January was promoted to
general manager of The Fritz &amp; Hawley Co.,
New Haven, Conn. .1\-ir. Hall joined the
optical and photographic equipment store in
1928, and became manager of its Photographic Equipment Department in 1933. He is
also assistant treasurer of the firm. ·

1935
David E. Napper has been promoted to
general manager, \Vashington office, for the
advertising firm of Ketchum, MacLeod &amp;
Grove, Inc.

1937
\Villard 0. Ash, formerly chairman of the
11athematics and Statistics Department, University of \Vest F1orida, Pensacola, has accepted the position of Dean of Arts, Sciences,
and Technologies, University of North Florida,
Jacksonville.
On Saturday, January 16th, 11rs. John Stuart
Smart, Jr., of \Vestfield, N. J., was married
to Ferris Thomsen of Holderness, N. H. Mrs.
Thomsen was attended by her daughter and
was given in marriage by her two sons. 1v1r_
Thomsen's two sons served as best men. Head
lacrosse coach at Princeton University through
last season, Mr. Thomsen is director of Camp
Deerwood for Boys in Holderness.

1939
CoL M. Worthington Bordley v,:as awarded
the Legion of Merit upon his retirement from
the Army last fall.

1943
A most interesting letter from A Scott
Abbott reports that after two years teaching
at Colorado Alpine College, he spent last year
teaching in a Steamboat Springs (Colo.)
preparatory school. Now that their youngest
is "on her way," he and his wife Kate are
thinking seriously about teaching among the
Indians. This year he is trying to outline an
historical geography of Colorado, perhaps a
first step toward such a study for the whole
country. All this recent activity Mr. Abbott
describes as "being foolish at fifty."

1944
Registration day for the February freshman
class brought a welcome visit from John C.
Smedley, as he brought his son \Vebb down
to join the College family. Mr. Smedley, after
many years in social work, most recently at the
Children's Village at Dobbs Ferry, N. Y., has
now embarked on what he hopes will be a
career as a writer. A novel for Doubleday is
in the works, as well as several others in various
stages of development.
Pete\-'C. Wolfl's son Theodore is a member
of the freshman class which entered in September.
)

1945

I

.--.

The Danville {N, J / Citizen of l\1orris
County in November C}fn'ed an interesting profile about Robert f· Campbell, Jr. :Mr.
Campbell went to /work for Life magazine
immediately after St. John's, starting as a
reporter-researcher, and leaving to free-lance in
1957. He has compiled a long list of credits
in Life and Sports Illustrated, and has written
a number of award·winning films. He, his wife,
and two sons live on a farm in Rockaway,

Stewart A. \Vashbum '51
N. J ., where he indulges his hobbies of composing music and restoring a classic Bugatti automobile.

1950
Margaret Frame '74, daughter of James H.
Frame, joined her brother 11atthew '73 on the
Annapolis campus last September.
Dean Robert A. Goldwin's daughter Elizabeth is a sophomore and her sister Jane is a
senior on the eastern campus.
John L. Lincoln's son John is also a member
of the freshman class in Annapolis.
Tutor Thomas K. Simpson this year is on
2/3 leave of absence, teaching only senior
mathematics at the College, in order to serve
as teacher and Curriculum Counsellor at Key
School in Annapolis. At the school he teaches
physics (team-teaching with Richard Ferrier
'69), geometry, analytic geometry, seminar,
electronics, and has indi,iidual students in
calculus and modern algebra. Mr. Simpson's son
Patrick is a freshman in Santa Fe,

1951
Stewart A. \\!ashburn, vice president and a
director of Porter Hemy &amp; Co., Inc., a New
York management consulting firm, was elected
to full membership in the Institute of Management Consultants in December. In an unusual
move, he was accorded Founding Member
status. In addition to his corporate duties
with Porter Henry, Mr. \Vashbum is the
firm's eA-pert on the evaluation and operation
of field sales forces and in the use of computers to manage such forces. In addition he
is a producer of prize-winning films for the
firm's clients.

1952
'n1e October, 1970, issue of Liberal Education (the Bulletin of the Association of American Colleges) contained an article by Harry M.
Neumann entitled "Plato's Defense of Socrates:
an Interpretation of Ancient and lviodern
Sophistry." Mr. Neumann, who holds dc&amp;'Tees

31

�The College
from the University of Chicago and The Johns
Hopkins University, is professor of philosophy

and go\'crnment at Scripps College and Claremont Graduate School.

1955
Alexandra Culbertson is now teaching at a
school in Germany, the Zinzendorf Schule in
Postfach.

Mr. \Veigle has passed on to us a long,
informative letter from Hugh D. McKay, Jr.
Mr. McKay and his wife Joan (Gilbert) taught
at the Colorado Rod..)' Mountain School from
1956 to 1959. In the latter year they were
separated and subsequently divorced. Mean·
while, Mr. McKay started writing TV scripts
and planning for his own film. Attendance
at film school at UCLA taught him a great
deal, he says, and now his three part film
is in production. The title of the production
is "The I of the Beho1der," and the first
feature-length section should be completed by
1972. Mr. McKay also hopes to open a theater
for showing the film, revolutionizing standard
motion picture distribution procedure by eliminating notmal distribution costs. He is now
married to a forrrter actress turned teacher
turned text-book writer, and while not working
on his film, teaches at the Art Center College
of Design and at Barnsdall Art Center in Los
Angeles.

1961
We are informed that John C. Kohl, Jr., is
now an assistant professor of biology at Trenton
(N. ).) State College. The cut-back in federal
science spending forced termination of his
federally-funded research contract at Harvard
last June.
Stephen .Morrow, transferred and promoted
by United Press International, is now Overnight Editor in UPI's division headquarters in
Pittsburgh. He is responsible for the "overnight report" (stories written the day before
for afternoon newspapers) for seven states, including Maryland.
Eyvind C. Ronquist is back in Chicago,
working in Library Resources, Encyclopaedia
Brittanica.

Joseph W. Alto~. Jr.; this seems a good
position for one who does not deny that he has
political aspirations.

1964
James P. Nach is now Second Secretary of
the U. S. Embassy in Saigon, assigned to the
political section. His first post v.~th the Foreign
Service was as vice-consul in Calcutta. Before
going to Saigon Mr. Nach spent a year of
Vietnamese study in Washington. \Vhile in
Calcutta he frequently saw his former roommate, Roger \Vicklander (see below).
James l\1.. Toney, Jr., according to a note
from his mother, was recently made chief
deputy district attorney for Yolo County,
Calif.
Roger V. Wicklander, last reported in the
pages of the newsletter "about St. John's'' as
teaching at the American International School
in Calcutta, is now at the American International School in New Delhi.

1963
A note from the mother of Elliott A. Rosenberg states -that her son is a social work supervisor in Bellflower, Calif. Mr. Rosenberg
entered social work in the \Vatts area shortly
after the riots there, and plans to return to
school in September for graduate study.
Edward C. \Vebby, for the past two years
senior management assistant with the Anne
Arundel County (Md.) Bureau of Communitv and Industrial Affairs, took on a new
job J~nuary 11th. Mr. Vlebby was named
administrative asSistant to County Executi\'e

32

1969
A long holiday period at the University of
Texas at Austin a1lowed us the pleasure of a
visit from Philip G. Holt. A graduate student
in the Department of Classics at Texas, Mr.
Holt talked more about B. Jeffries Cothran, Jr.
than about himself. Mr. Cothran manages the
Logos Bookstore in _Houston, under the
auspices of the Episcopal Church of the Redeemer, pnd is a member of an interdenominational community devoted to Christian life
and service.

1967

1970

A business card from David C. Dickey an-

nounces that he has entered the practice of
law in Stanardsville, Va. Our congratulations.
Clark Lobenstine, whose membership in a
Christian commune in Baltimore was reported
in September, writes that he has finished his
alternative service at Spring Grove State
HospitaL He plans to enter a seminary in the
fall, and to pursue a joint program with a
school of social work. This would lead- to
B.D. and M.S.\V. degrees in a total of four
years.

1968
William Randall Albury has been awarded a
\Voodrow \Vilson Dissertation Fellowship, one
of approximately 200 to be awarded this year.
Mr. Albury is a doctoral candidate in the
history of science at The Johns Hopkins University.

The holiday period also brought us an informative Christmas card from Steven and
Theda (Braddock) dos Remedios (and daughter
Jennifer). Both parents have now completed
undergraduate college, he with a major in
government from the University of San
Fran cisco last July, she as a history major
at Mills College in December. Both are now
applying to law school.
Jeflrey D. Friedman sends a short note from
Jerusalem, giving his address as Yeshivat Chafetz Cha"im. He wrote that he had met David
Sackton (SF '68) at the yeshiva on Mt. Zion
in Jerusalem.
Arthur H. Luse III V~rrites that he has been
in the Army since enlisting last November.
Having completed his basic training at Ft.
Dix (N. J.), he is now stationed at Ft.
Gordon (Ga.), receiving advanced training
in Signal SchooL

In Memoriam

1962
Ann (Davidson) Fastner and James Q.
Blimmel were married this past fa1l, and are
making their home in Hyattsville, Md.

Steven Shore {SF) writes that he is the
second member of Santa Fe's class of 1963 to
receive an advanced degree, his an M.B.A.
from Columbia University Business School. He
is now a financial assistant to the Division
Controller (Pipe Division) of JoP.ns-Mansville
in New York. Mr. Shore says that he would
welcome the chance to give (and to receive)
advice to (and from) St. John's students and
alumni about careers in business.

v1900-George B. Girault, Washington,
D. C., April 5, 1970.
r/1.905-H. Rodgers Gore, Upper Marlboro,
Md., Novembec 24, 1970.
,- 1909-Commodore Charlton E. Battle,
USN (Ret.), Miami, Fla.
, 1909-Allen H. St. Clair, Rocks, Md.,
January 9, 1971.
lf916--Bcig. Gen. James T. Duke, ·USA
(Ret.), Morganza, Md., December
19, 1970.
917-John M. Storm, Baltimore, Md.,
October 26, 1970.
"J917-Co1. N. Dodge Woodward, USA

/i

(Ret.), Cambridge, Md., January
3, 1971.
/1922-Dallas B. Lumpkin, St. Michael's,
Md., December 5, 1970.
1924-Jay S. Price, Owings Mills, Md.,
~
November 13, 1970.
vl931-Alfced H. Cockshott, Bciarcliff
/
Manor, N.Y., November 4, 1970.
(1935-Gordon K. Boucher, Sudbury, l\1ass,
December 30, 19i0.
.. -t936-Paul J. Kesmodel, Severna Park,
Md., December 17, 1970.
/
.
\ ,l-937-John T. Hopkms, Charleston, S. C.,
,.
February 1, 1971.

�THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

December 1970

�St. John's College in Annapolis
announces
Summell" Confell"ence Site Available
Auditorium, dining hall, dormitories, classrooms
(301) 263-2371, ext. 14

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>�The College
Cover: Dante Alighieri, by Vincenzo
Vela. Inside Front Cover: McDowell
Hall, Annapolis.

The College is a publication fat
friends of St. John's College and for
those who might become friends of the
College, if they came to know it. Our
aim is to indicate, within the limitations of the magazine form, why, in
our opinion, St. John's comes closer
than any other college in the nation
to being what a college should be.
If ever well-placed beacon lights
were needed by American education
it is now. By publishing articles about
the work of the College, articles reflecting the distinctive life of the mind
that is the College, we hope to add a
watt or two to the beacon light that is
St. John's.

Editors: Laurence Berns and
Malcolm Wyatt
Managing Editor: Mary P. Felter
Alumni Editor: Thomas Farran, Jr.
Editorial Assistant: Maurice Trimmer

The College is published by the
Development Offices of St. John's
College, College Avenue, Annapolis,
Maryland 21404 (Julius Rosenberg,
Director), and Santa Fe, New Mexico
·(J. Burchenal Ault, Vice President);
Member, American Alumni Council.
President, St. John's College, Richard
D. Weigle.
Published four times a year in April,
July, October, and December. Second-class postage paid at Annapolis,.
1\laryland, and at additional mailing
offices.
Vol. XXIII

July 1971

No.2

In the July Issue:
Noun and Verb, by Edward G. Sparrow .

l

Hell: Paola and Francesca, by Robert S. Bart.

7

News on the Campuses

22

Alumni Activities

29

�Noun and Verb*
By EDWARD G. SPARROW

I. Introduction
This lecture is the fruit of reflecting on form in language.
Some of the questions I have asked myself and tried to
answer in this lecture are these: I) \\That status do the
entities and distinctions traditionally used by grammarians
to explain form in language really have? I am referring here
to such entities as nouns and verbs, subjects, predicates,
and objects, and to such distinctions as those between
transitive and intransitive verbs and direct and indirect
objects. 2) If these entities and distinctions do not exist
in and of themselves, can any account be given of form
in language at all? 3) If so, how should such an account
be framed?
This lecture. has three parts: a neutral part, a constructive part, and a conclusion. The neutral part is an
investigation of verbal communication and a spelling out
of some consequences, destructive as weiJ as instructive,
that are the results of that investigation. The constructive
part is an attempt to build on the results of that investigation. The conclusion considers the meaning of the word
11
Ungrammatical" and briefly examines one relation between the semantic and the grammatical.
Let me apologize in advance for my use later on of
familiar 'vor.ds with unfamiliar meanings. They w.ere the
best I could find. Please believe my fervent hope that
the context and the definitions I give of them will clothe
them with intelligibility.

II. Neutral Part
A. An Investigation of Verbal Communication
The words we speak do not carry their meanings with
them. This is an obvious remark, but a very important one.
\Vords may be winged. but they are not carrier pigeons.
This is to say that ll'hen one hears a word, he does not
hear a mean(ng along with the sounds he hears. Nothing
is transmitted from speaker to bearer in speech except
sound \Vaves. This remark is so important and funda~
*A lecture given at St. John's Co!lege in Annapolis, November 13,
1970.

mental that I must repeat it. Nothing is transmitted from
one person to another when they talk to one another
except sound waves. This means that there is not, nor
can there be, any transmission of "information/' that no
"cornmunicabon,-' passes from one person to another, and
that no "messages" can ever, as \ve say, get across in any
spatia-temporal sense.
If this were not the case there would be no such
thing for us as a new word. The meaning of the new
word would be borne into us along with its sound.
This would, in turn, eliminate the gap between meaning
and sound. But this gap cannot be eliminated, for it is to
it that we refer when we say, "'VI/hat does such and such
mean?" when we hear a ne\:v word. Si-nce all of us have had
the experience of hearing new words, therefore, words do
not carry their meanings with them. ·
Let me add that it is a good thing that this is the
case. Teaching would be admittedly easier if a teacher
could form the minds of his students just by speaking
meanings. But in the first place, the price would be high:
a student completely at the mercy of his teacher. And
thus, in the second place, anything would have to be
as true as anything else.
But people do communicate with one another by means
of words. And so, if words do not carry meanings, there
must be another account of verbal communication. There
is such an account, and it is psychological.
Communication consists of shared meanings. But since
the meanings which the hearer comes to share with the
speaker cannot proceed from the speaker into the hearer,
as we have seen, we must say that these meanings must
be already in some way in the bearer and brought to his
consciousness through association with the sounds he
hears. The effect of speaking and hearing words must
sornehO\v be to stir up these meanings within the hearer
so as to have them come to his consciousness. Speaking
words is the production of sounds for the hearer to associate with meanings. It is the making of occasions for the
coming to the consciousness of the hearer of the same
meanings as those which \Vere, and still remain, in the
mind of the speaker. Thus words, as words, and not as
sounds merely, are born twice: once in the souls of speakers
when the\· enunciate sounds which thev have associated
with their"' mea Dings, and once again in the souls of hearers

1

�The College
when they have associated those same sounds with the
meanings they already possessed.
And so we say that human beings signify and that
sounds do not. Men, in other words, and not discourse,
are significant. The human activity of signification, wordbirth, is the association of the meanings which we already
have within ourselves with the sounds that habit and
convention have put at our disposal. And thus although
words in themselves are indeed notlting but sounds, they
do become words in us when we associate them with the
meanings in our possession.
But what are these meanings in our possession? Are
they all of the same kind and comparable with one another?
\Vhen we think of what a meaning is, we may tend to
think more or less clear and distinct ideas such as are
named by the sounds "dog" or l&lt;anthropos," each of them
with what one might call a determinate notional content,
a "whatness." However, when we reflect on some of the
prefixes and suffixes of English, or on the multiform
endings, reduplications, augments, or internal changes
in the words of synthetic languages, it becomes evident
that elements such as "-ness" in English, or the "-s"
characteristic of the third person singular of the verb, or
such sounds as ' -mp.t" or "-ovTa," are also associated with
some kind of meaning. That is, he who hears these
sounds associates them with something. But the meanings
\vhich come to mind with such suffixes, etc., are sorne\vhat
different from those which come to mind with such sounds
as "dog" or "anthropos." They seem to lack the determinate notional content, the "whatness," that is to be found
in meanings such as "dog."
I should like to mention a few of these special meanings, all of them very familiar to you, in order that our
understanding of verbal communication may become
somewhat enlarged. I shall merely list them here according
to the different kinds of sound elements (or lack of sound
elements); with which they are usually associated.
Some of them, paradoxically, have no special sound
element associated with them at all, but instead hover,
as it were, under and around the edges of the ordinary
meanings. For example, if we think the "meaning dog, we
will find that under or around it there are at least two
other meanings present. First, that a dog is a being; and
second, that a dog can somehow be thought of as by itself.
I shall call meanings that can be thought of as by themselves by the word "subjects" from now on this evening.
Hence when you hear me use the sound "subject" in
this lecture, you are not to think of "subject" in the
sense in which we sometimes speak of the subject of a
sentence or the subject of a predicate, on both of ll"hich
occasions we say thJt a given word is a subject. I am
speaking of meanings, not words, \\'hen I speak of subjects.
This is of absolutely central importance for understanding
this lecture.
Similarly, if we consider. the meaning named by "runs"
we will find that under or around it also there are other
1

2

meanings present. It, too, is a being; unlike "dog," though,
it cannot be thought of as by itself; rather, the action of
"runs" can only be thought of as in a runner, a subject;
and it is an action-meaning, that is, the sound "runs"
names an action. From now on I shall call meanings that
can be thought of only as in subjects "adjects." Adjects are
not to be confused with "adjectives." "Adjective" is
something that is usually said of a word; for example,
"Blue is an adjective" we would say in parsing. But I am
speaking here, as above, when I spoke of subjects, not of
words but of meanings, specifically meanings which can
only be thought of as in subjects.
The same holds true if we consider the meanings named
by "blue," by "five," and by "between." Each of these
meanings is a being, each one is an adject, and the first
is a quality-adject, the second a quantity-adject, and the
third a locality-adject.
But commonly special meanings are not hidden under
ordinary meanings but are rather associated with special
sounds which occur before or after the ordinary meaning
sounds, i.e., prefixes and suffixes. The Greek augment is
a sound associated with a distinct meaning in the meaning
of the sound to which it is attached. What is meant by
"love" in "They love," differs from what is meant by
"loving" in 11 Loving is suffering." In the example of ''1ov~
ing" the special meaning of subject has replaced the
special meaning of adject which was in the meaning of
"love." This change was accomplished by the addition
of the sound "-ing." It so happens that that sound, in this
context, is associated with the special meaning of subject
in the sound to which it is added.
A change within the sound itself, as in the so-called
"subjunctive forms" of certain Greek words, the
lengthened w or ~· can be associated with the different
desires a speaker might have in speaking to his hearers.
The order of sounds, also, as in the case of interrogation,
can be associated with a distinct special meaning. "You
do love me" means something different from "Do you
love me?" and word order has turned the trick. Similarly,
") ohn loves Mary" means something different from "Mary
loves John," and it is the difference in the word order that
is associated with the difference in the meaning.
Even separate sound elements, \vith which no ordinary
meaning of their own is associated, are often associated
with having another ordinary meaning appear under a
special aspect. Thus one who hears the English sound
"than" comes to view the subject named after it in the
light of its being the standard to which the subject named
before it is compared.
Still other separate sounds arc associated with these
special meanings only, ;:md thus not only me themselves
not associated \vith ordinary meanings, but are a1so not
even associated with having the ordinary meanings of the
words around them appear under a special aspect. Thus in
English, and in other languages to a lesser extent, the
sounds called "relative pronouns" are only associated with

�July 1971
the special meanings of subject, or object, and number.
The hearer's memory and the context must provide further
intelligibility.
Tone of voice may be associated with interrogation. It
may also be associated with negation of the totality of a
rpeamng, as m scarcasm.
So _much for a very partial first glimpse at these special
meanmgs and at the means by which they are signified.
As we shall see, there are many groups and kinds of them
and, like "ordinary" meanings, they exist in the minds of
all of us, waiting to be brought to consciousness by hearing
the sounds or other elements with which they are by
custom associated. There is no way to put them into our
minds if they are not there already, for they seem to be
pnor to expenence and are surely prior to language. As
w~ grow m matunty, we gradua11y learn to associate them
\\'lth all the v·ocal devices mentioned above plus a good
many more, such as accent, melody, gesture, clothing,
etc. Thus we may say that a given language bears the
same . relation to the network of ordinary and special
meamn~s wh1ch communicants have at their disposal,
that a given amount of grains of sand bears to the network
of vessels and tubing in which it happens to be located.
All that is formal in language pre-exists language and is
foreign to It. But more of this later.
I should like to call these special meanings "dimensions"
of meanings or just "dimensions." I pick this word "dimensions" b:cause it usually suggests something which,
Without Impmgmg on the integrity of something already
existi-ng, yet can change or expand it in some way. I am
aware of a danger that a dimension of a meaning may, in
the case of subjects and adjects, be a part of the meaning
of those .subjects and adjects and not, as I have been
suggesting, somethi-ng separable from them. However, it
on balance that the subjectness or adjectness
seems to
of a meamng rs sufficiently external to it, or distant from
rt, to allow the. use of the term. I am moved to this
decision by the fact that these special meanings can, in
English and other languages, be independently signified by
the additiOn of such sounds as "-ness" "-al" "-ize" or
"-ly" to the sounds which are associated with 'the ordinary
meamngs.
The use of the word "dimension" may be more difficult
to justify where it is used to identify such things as
sentences, predicates, and objects. Ho\:vever, as \:Ve shall
see bter, this usage is not altogether far-fetched. VVhen
we. call a group of s?tmds a sentence, a predicate, or an
object, we are refern~g to something, to some meaning
which comes to consciOusness when we hear those sounds.
This meoning is altogether different from the ordinary
:nc~mings of sounds such as "dog" or "~mthropos." Yet i't
1s wl~~t allows us to recognize those sentences, predicates,
or objects as sentences, predicates, or objects.
I am taking as a necessary, though not sufficient, test
of the presence o~, a dimension the futility of asking a
questiOn such as \Vhat is such and such-ness?" about

n:e

a given significant linguistic element. Such and such can
be any significant linguistic element, from the suffix "-ing"
to me:e \\;?rd ord~r,, ~s in "J ~~? lo~:es.'' T~us the futility
of askmg \Vhat rs -mg-ness? or \Vhat rs the position
of 'John' before 'loves' -ness?" is a sign for me that the
linguistic elements "-ing" and the position of "John"
before "loves" are associated \Vith dimensions of meanings
rather than with ordinary meanings.

B. Some Important Consequences
There are some important consequences of the two
positions affirmed so far for the study of form in language.
The two positiOns are I) that communications take place
by the assocwtwn of sounds with meanings, and 2) that
meamngs mc1ude the \vhole range of dimensions of meanings as well as ordi-nary meanings.
First, it becomes apparent that nothing stable or permanent can be said about words except insofar as they are
sounds. \Ve may, that is, speak about the length of words
their mellifluence, the number of their syllables, and thei;
srmibnty to one another, all of them spatia-temporal
predicates. But smce they only become words in us and
never are such in themselves, \V€ cannot say anything
about them that would be based on their being things in
themselves apart from sounds. Hence we cannot ascribe
to them natures as so-called "part of speech." \Ve cannot
say that . they have "histories." 1l1ey are incapable of
entermg mto relatiOnships. They cannot act in any way,
I.e., they cannot umean," "designate," "modify" &lt;(describe," or "point to." And thev cannot be classified except into spatia-temporally defined classes. Thus thev cannot be classed as "nouns," "adjectives," or ''verbs," "finite,"
or ":wn-~nite/' "transitive," or "intransitive." Nor can they
be Identified as "subj·ects," "predicates," or "objects&gt;) or
spoken of as grammatical or ungrammatical, acceptable or
unacceptable. The activity of parsing, therefore, as it is
usually understood, is necessarily an exercise in futility
and frustration.
Thirdly, ,it is ~vident that any explanatory power or
understandmg which conventiOnal grammatical categories
had, and that any future attempt at making sense of form
in language \\1i1l want to have, must be rooted not in
word classes but in classes of meanings and of dimensions
of meanings. For words in themselves are nothing but
sounds: thm own proper being is to be articulated sound.
Therefore there is not, nor can there be, such a thing
as the science of grammar, if such a science be understood
as so~ething differ?nt from a science of me~mings and din1enswns of meamngs. But the name of tklt science is
logic.

III. Constructive Part
In this part of the lecture I should like to begin to clean
up the debris by discussing what a studv of this branch

3

�The College
of logic might begin with. I shall be concerned with the
dimensions of meanings only, as a study of the meanings
themselves would necessary involve a study of the deepest
things, and, as we shall see, it is in association with the
dimensions of the meanings more than with the meanings
themselves, that form in language is grounded. I shall
proceed a priori since what we are studying is not given
in experience. I shall make a very rough ordering of the
different dimensions and discuss a few.
Dimensions are dimensions of meanings, and are as-

sociated by convention with human vocal sounds. But
human vocal sounds associated with meanings are speech,
and speech is communicating something. Hence there are
two main kinds of dimensions, those related to communicating, and those related to something. The ones related
to something are related to meanings as such whereas those
related to communicating are related to meanings as communicated, i.e., to meanings as brought by a speaker successively and deliberately to the consciousness of a hearer.
The dimensions related to meanings as such I divide
into those like subject and adject, where a mere inspection
of the meaning· reveals the dimensions, and those related
to meanings taken with reference to other meanings. A
discussion of those in the first group would investigate
subjects and the dimensions appropriate to them as sub;ects. For example, it would treat of that in subjects by
which they. do or do not admit of plurality. Some subjects cannot be pluralized, for example, triangularity
and co_urage. Vilhy? It would also investigate the different
dimensions appropriate to the different classes of adjects.
It would treat of that in quality-adjects that allows them
to have degrees and of that in action- and passion-adjects
that allows them to be differentiated with respect to time.
It would provide the ontological basis for the possibility
that in some languages what are called "adjectives" and
~'nouns" "agree" \Vith one another. This whole discussion
would savor strongly of Aristotle's Categories, but I will
not embark upon it now.
The dimensions related to meanings taken with reference
to other meanings concern, among others, the objective
dimension and the attributive dimension. I will have a
word to say about both of these. Both of them arise only
when two or more meanings are present and considered

in relation to one another. The first concerns only subjects,
the second mostly subject-adject combinations.
First, the objective dimension. There is an intricate network of relations which all possible subjects bear to a
given subject. The most fundamental of these relations,
one \Vhich every subject bears to every other subject, is

that of being other than those others. The German word
gegcnstand-:---stand

over

against-suggests

this

posture

which every subject individually bears to all the others.
Each is over against every other. Now the word gegenstand
is, in German, associated with the same meaning that we

associate with the word "object" in English, and I am
going to suggest now that once a speaker thinks a subject

4

as such, all other subjects become for that subject and
speaker fixed in their relation to that one subject as
gegenstander or objects. This is not to say that they are
any longer subjects in their own right-far from it. But
it is to say that vis-a-vis the subject the speaker has chosen,
all the other subjects have become permanently placed into
an object status. I call the object status of a subject its
objective dimension. Let me make this clearer by an
example.
In the words "John loves Mary," "John" names a subject. The position of "John" immediately before the
adject-name "loves" tells the hearer that its meaning is the
subject which the speaker wants him to unite with the
adject "loves Mary." Now "Mary" names a subject also.
But she acquires the objective dimension now because
another subject, John, has been designated as the subject
in the speaker's mind. Mary, in other words, has the
dimension of object because she is not thought of as simply
by herself-she is not a pure subject, that is-but she is
thought of only as a subject in a relationship, i.e., as an
object.
But Mary remains a subject nonetheless, and so she may
in turn find herself as a secondary subject in a relation
to a third subject. Thus if the speaker should go on to
say "John sees l'v1ary in the garden," Mary becomes the
subject for the adject named by "in the garden." The
subject named by "garden," in tum by its relation to Mary,
has acquired the objective dimension. This kind of "subject-hopping" can go on indefinitely.
Vii e may say, incidentally, on the basis of these remarks,
what "case," as such, is. Subjects that have acquired the
objective dimension have this status, in Greek and Latin,
associated with small changes in their names. Such changes
are calJed ''caseu endings. There are as many "cases" in a

language as there are categories into which speakers of the
language see fit to divide the objective dimension. But
whether there are no case endings in a language or as
many as fifteen, each case ending, as case ending, is

associated with the objective dimension. \V'hether an
object is called a "direct object," an "object of a preposition," or an "indirect objecf' makes no difference at all.
Hence we may say that the ancient grammarians were

right when they declared that there was no such monstrous
absurdity as the "nominative case." The name of a subject,
as subject, is, as it were, its natural name or the name of
the subject by itself. "Cases" only arise when the subject,
as has been said, becomes an object in addition to being
a subject, i.e., when there is a declension from its proper
self-sufliciencv. It is, in such a case, entirely appropriate
for the name of the SUbject to change in Order to reyea]
the changed status of the meaning.
It is also, therefore, quite appropriate, where there are
two subjects but no objects, i.e., in the case of the identitY
of a subject with itself, under another name, as in "John
is a ]oyer," that the subject name remain a subject name
on the other side of the identity statement. In other

�July 1971
words, there is good reason why there should be, in the
language of the vernacular, "predicate nominatives."
·
The other dimension related to meanings taken with
reference to other meanings is the one I call the attributive
dimension. A speaker may, in the course of speaking,
want to signify a subject-adject combination which he
thinks the hearer has either already made for himself or
else will readily, upon hearing it, concur in. For example,
if I say to you that I met your lovely sister last night,
I seem to be assuming that you have already made, or will
r-eadily accept, my combination of loveliness \Vith your
sister as w.ell as my combination of you \:Vith a sister.
This desire of a speaker requires that there be sounds or
other conventions available for his use which a hearer
will associate with the fact that the speaker thinks that
there are some subject-adject combinations which are
not in question between them. In other words, the hearer
must be able to receive signals from the speaker from which
he will know that unions of meanings are being made
without his being asked to notice them or question them.
I call the dimension of such a tacit combination of a
subject v.iith an adject the attributive dimension.
In English the attributive dimension is associated
usually with the placing of the adject name before the
subject name. 11ms the "running boy" or the "blue book."
This is sometimes known as attribution. Where one subject is identified with another, the attributive dimension of
the second subject is associated with placing the second
subject name immediately after the main subject name.
"John, a lover, is faithful." This location is known as
apposition.
I should now like to turn to the dimensions related to
meanings as communicated. I shall mention three of
these but discuss only one.
Communication, as we have seen, consists of shared
meanings. But we have also seen that simple meanings
and their dimensions are already shared, and that there
are some combinations of meanings which a speaker thinks
he either already shares with his hearers or else judges
that his hearers will not question. Hence, the unshared
meanings of communication, those for the sake of which
communication exists at all, must be combinations of
meanings which speakers do not think they already share
with their hearers and which they want to share with them.
Speakers speak for at least three purposes. They mean to
indicate to hearers the actual or possible union or sepa·
ration of subjects and adjects; or they mean to have hearers
examine and indicate whether a subject and adject belong
together; or they mean to move hearers to action. Hence,
'"'hen a speaker wants to communicate, not only must he
make sounds \\'hich he trusts the hearer \vill associate with
the same ordinal)' meanings he has. He must also use
other and distinct conventions for letting the hearer know
\"vhether he means the hearer to unite those meanings,
whether he w;]Jlts him to examine and indicate \\'hether
they belong together, or whether he wants him to act. For

communication to be possible, in other words, there must
be linguistic conventions by which what a speaker says
to a hearer reveals to the hearer what he, the speaker,
means him to do.
But the hearer too, for his part, must have an a priori
knowledge of what a speaker might have in mind in speaking, which knowledge he can then associate with the
linguistic elements in a speaker's words when they come
at him. There must also, in other words, be the same
meanings or dimensions pre-existing in the hearer and
waiting to be brought to consciousness by the hearing
of the sounds that by convention the speaker has associated
with his particular desires. There are, then, three necessary
dimensions of meanings related to communication present
in the minds of speakers and hearers prior to any language.
They are those dimensions in us which make us know that
speakers expect things from us and the presence of which
predispose us to recognize, or, better, to reach out in
anticipation for, meanings we shal1 later categorize as
sentences, questions, or commands in the \Vords of speakers
to us. They are what prevents us from being either recording machines or mere sounding boards vis-a-vis the speech
of others. Specifically, it is the indicative dimension in
us that enables us to categorize some of the sounds we
hear as sentences. It is the interrogative dimension in us
that enables us to categorize other sounds as questions. It
is the imperative dimension in us that enables us to
categorize still others as commands.
The indicative dimension is usually associated in English
with placing the adject name as soon as possible after the
11
subject name, i.e., John loves." Sometimes, in addition,
the indicative dimension is associated with the insertion
of a special sound, such as '~am," "are," and "does." Where
one subject is combined with another, the indicative dimension is usually associated with both position and
special sounds, e.g., "John is a lover/' "John is my son,"
although sometimes position alone suffices, as in "Finders
keepers, losers weepers."
The indicative dimension is also associated with those
sounds which, in addition to being associated with ordinary meanings of contrast, concession, etc., are associated
with the speaker's asking the hearer to combine the
combinations of meanings he has in mind. These sounds
are the so-called &lt;(conjunctions,"-"and," "although," "or,"
('if," "since," ''un1ess,"-and the so-called "adverbs,""on]y," "yet," "hO\li'ever," "nonetheless/' "nohvithstanding," and many others. It may sound surprising, but the
juxtaposition of a dependent and an independent clause is
as much of a verb as "loves."
Discussion of the interrogative and imperative dimensions and of the conventions \Vith which thev are
associated is probably unnecessary at this point.
'
It follows from what has been said that groups of
sounds with linguistic elements associated with the dimensions of d subject dnd an adject, simple or complex,
that ha·s the indicative dimension, are whdt are usually

5

�The College
called "sentences." Those with the interrogative dimen'sion
are called "questions," and those with the imperative dimension are called "commands." It also follows that
sounds associated with simple or complex adjects that have
the indicative dimension only and in which the subject
is ignored are what are usually called "predicates." Furthermore, sounds associated with simple adjects that have the
indicative dimension only and in which the subject is
ignored are what are usually called ''finite verbs." Needless
to say, sounds associated with subjects are usually called
"nouns" when one is looking only to their subject
character. But those very same sounds are also called
"subjects" when one is distinguishing them from sounds
which arc usually called "objects."
If we bear in mind these new definitions of the familiar
terms

noun/'

"finite

verb/'

"predicate,"

"subject,"

"object/' "sentence," "question," and "command," we
will be in a position to answer many questions which
before seemed, at least to me, to offer no hope of solution.
I refer to such questions as "What is a subject?" "V\That is
the difference between a noun and a subject?" "How do
we know the subject of a sentence is the subject of that
sentence?" "\Vby is not 'dog' a sentence, since it is a
complete thought?" "How can we know that a given group
of sounds makes a sentence?"
VVithin the dimensions related to meanings as communicated, then, the indicative, the interrogative, and the imperative seem to me to be the most important. There are
others, such as the subjunctive and the optative, but I will
not speak about them. I submit that the necessities which
these dimensions entail, and the necessities which are
entailed by the dimensions related to meanings as such,
underlie, and, indeed, constitute, whatever order, form, or

regularity of pattern can be discerned in all the vocal
sounds produced by human beings.

IV. Conclusion
I should like to conclude with some remarks about what
is called ungrammatical speech and about the ·possibility
of meaningless but grammatical· sentences.
Just what does it mean to call some speech "ungrammatical"? I will only give a definition without comment:
ungrammatical speech is speech that is at first apparently
nonsensical but which has later been resolved by a hearer
into a matter of merely unconventional usage of sounds.

As to meaningless but grammatical sentences, let me
just say this. Since grammarians talk only about dimensions
of meanings but not about meanings directly, it becomes
possible for them, in thought at leas~ much like the
logicians with their empty forms of propositions, to try
to separate the grammatical component of speech from the
semantic. Hence we are exposed to such gems as Mr.
Chomsky's "Colorless green ideas sleep furiously," or Lewis
Carroll's "The slithy toves did gyre and gimble in the
6

wabe." It is fun to make up these things-"The scale of
C sharp minor reads sweet potatoes." Many persons
will assert that these three groups of sounds are all
sentences, all grammatical, and all nonsensical. That they
are in large measure nonsensical, I agr.ee. But I say that
they are (to that extent) neither sentences nor grammatical. They look like sentences because all the English
conventions associated with the dimensions related to
meanings as such and to meanings as communicated are

rigorously observed. Thus Lewis Carroll's utterance begins with "the," a sound associated with an adject mean~

ing mutually known determinateness in the subject about
to be named; next comes the use of a sound ending in
"-thy," a sound associated with a quality adject. Next
comes Htoves,'-' a word ending in "-es," suggesting the
dimension of plurality in a subject. The very proximity
of the sounds "the," "slithy/' and "toves" to one another

is associated with the attributive dimension of a subjectadject combination. And next come the words "did gyre
and gimble," all of which together become associated in
our minds, through the sound "did," with the dimension
of an action-adject that has the indicative dimension.
Similar things can be said about "in the wabe." Hence
we have presented to us sounds usually associated with
the dimensions of subject and adject with the indicative
dimension, i.e., what is usually called a sentence. And so
we say that the sounds make up a grammatical sentence.
But we should be more careful. For the dimensions we
have been discussing are dimensions of meanings, and
hence when the meanings are either not present, or, as in

this example, merely flirted with, or when they are incompatible, as they are in the case of Mr. Chomsky's
"colorless green ideas," the dimensions are necessarily
absent also. And so the sounds usually associated with
the dimensions can only become dead and dry husks,
having less relation to the dimensions than the discarded
skin of an animal has to the animal. And just as the discarded skin means no animal, so the presence of merely
dimensional signals, or dimensional signals in conjunction
with incompatible meanings, means no sentence. In short,
the examples are not grammatical because they are not
even sentences.
Edward C. Sparrow, Jr. received his B.A. degree from Harvard College and his LL.B. degree from the Han·ard Law School. He then
sen.-eel for a time with the New York Legal Aid Society. In 1957 he
recei\'ed his M.A. degree from Teachers College at Columbia University. A Tutor at St. John's College in Annapolis since that year,
he served as Acting Director of the Integrated Liberal Arts Curriculum
at St. \1ary's College, California, from 1964 to 1966.

�Hell: Paolo And Francesca*
By ROBERTS. BART

This is the Dead End of our Dead Vleek. We have
all been in Don Rags and perhaps it is not inappropriate
that we are going to spend this evening in Hell. And
,·et it is mY hope that it will not be Hell for us. In fact,
looking forward to our discussion together in the question
period, I am confident that it will not be Hell. How is it
possible that we can be in Hell, and yet not be there, too?
You know the answer of course: we will be in Hell by
s•irtue of our imaginations, for images are both what they
are and not what they are.
The world is full of images, images of all kinds. Shadows
and reflections are images. Some people look alike. All
men look more like one another than they look like fish
or flowers. But not only do we find images around us,
we make. them. A portrait, for instance, is an image of a
man: it looks like a man. If we were to point to a picture
of a man and ask a child, "\Vhat is that?", it is likely that
he would say, "A man." I know I would. It is so easy to
accept the fact that the being of any specific image is the
being of what it images.
The picture is a man, and yet it is not. We do not
mistake it for a man; we do not respond to it in the same
ways that we respond to a man. \Ve do not think of
talking to it, or embracing it. We examine it, we study
it, as we examine and study no man. Suppose, for example,
we walked into the living room at home and found the
beautiful Olympia stretched out nude on the sofa, just as
she is in Manet's picture. We would, I assume, beat a
hasty retreat in confusion. And, I guess, Olympia would
not remain unaffected bv our entrance and continue to
'present herself so totally, so completely without· reserve
to our contemplation and study. If she could seem to, she
would be putting on an act. ·
Thus, although man is the proper study of man, no
man can approach another man with the same liberty that
he can approach the image of a man. That liberty is felt
as a freedom from the respect, the reverence, even the
love which is owed by us to all men. It is rude to stare
at your neighbors, or to make personal remarks about
them. But t\·erything in a pictUre is there to be seen and
commented on. Pictures have no embarrassing secrets
and we need have no modestv or courtesy about asking
them to yield up all their truths: it is not a matter of
*A lecture given in Annapolis at St. John's College in February, 1967.

impertinence. All that is needed is to know how to let
the questions take shape and grow from one another,
and all from what is before our eyes.
Moreover, unlike the real world, images do not require
immediate action of us: they only ask our understanding.
Since the\· onh· ha,·e a borrm:ved being, we need not react
to them as we· must to what they image. In a picture we
can behold the Crucifixion or the J\.1assacre of the Innocents, free from the summons to active participation. That
is a relief, and an opportunity. \:Vere we presented with the
events themselves, there is some probability, is there not,
that we would be confused by the situation, as others
have been, and play the fool, the coward or the knave?
But since the pictures are but shadows, we are spared the
responsibility of immediate action: we can cast away the
crutch of prejudice and acknowledge that our opinions
are but opinions, while we search the pictures freely for
what they mean.
I do not mean, however, that this detachment is dispassionate. If what we beheld in imagination did not talk
to ns about our lives and the real world we live in, it
could not move us and involve us in its illusion. It would
be more remote from us than the animals in the zoo.
If, for example, in Giotto's Massacre of the Innocents,
the long pointed sword levelled at the helpless child did
not sear our souls and all but make us catch our breaths,
we would not have seen the picture. Yet that motion
of the soul is utterly different in its kind from any we
would experience if we were present. \Vhether emotions of
horror, f.ear, or rage possessed us, \Ve would never let
our hungry eyes search every detail of the scene for the
mere sake of knowing it completely. The special gift of
the imagination is that it lets us for a moment separate
acting from what we feel and think. Through the distance
it provjdes, we can bear to behold what we might otherwise find unendurable, whether it is the beauty of life or
its terror. Furthermore, if we are \villing to reflect on
v,rhat we have felt and thought as we \vatched, we may
learn things about ourselves hidden from us when we
act. Hmv we respond to an image is not irrelevant to hmv
we respond when face to face.
The imagination then can be an instrument for learning.
If I should read you all of Dante's Hell, we would fancy
ourselves together in the \'ast scene that his \VOrds present,
though we would hear no sighs, feel nci heat, no blast

7

�The College
of wind or burning sand and ice. Hell would be before
us and yet we would not be in it. We would be immobile,
and yet we would be moved. We would feel strange
feelings, shadows of real feelings, for they would not
prompt us to action as real feelings do. We would not
be so much paralyzed or chained, as at rest from initiating
action, at leisure, our minds alert and questioning, our

wills not asleep but at play, as we apprehend and respond.
\Ve would be perplexed and amazed, and again, satisfied
with the delight of understanding; we would judge, too,
liking this or that character, approving and disapproving
this action or that word, praising and blaming as we went
along.
But as it is, I shall only read a tiny part of the whole,
the fifth of thirty-four cantos. I shall read this canto
so that ,,,e may I-iave it in common to discuss together.
Understanding is our unique goal. Just as we may rejoice
in the illuminating way that horror is presented in a play
like Oedipus, because the truth, even in the small parts
of it that we can grasp, is always a joy, despite the distress
with which we have had to seek it and the disillusionment
we have felt when we have mistaken it, so the truth about
sin, if we can but find it, and know it when we have
found it, will be for us a light in the darkness, even
though sin itself is the only darkness in the luminous
splendor of creation. If we are in Hell tonight, it will
be above all because our minds are taken up with Hell,
and our discourse, now and in the question period, will all
reflect one particular image of it.
Dante and his guide, the poet Virgil, have entered
the gate of Hell with its terrible inscription: You that are
entering, abandon every hope. They have crossed the
river Acheron, passed through the first circle and visited
the noble castle, the eternal dwelling of great poets,
heroes and philosophers. Now they come to Minos the
judge, in the second circle.
Thus I descended from the first circle down
into the second, which bounds a smaller space
and so much more of pain that goads to wailing.
There stands Minos horrible, snarling, examines
their offences at the entrance, judges and dispatches them as he girds himself; I mean that
when the ill-born soul somes before him it confesses all, and that discerner of sins s·ees what
is the place for it in Hell and encircles himself
with his tail as many times as the grades he
will have it sent down. Always before him is a
crowd of them; they go each in turn to the judgment; thcv speak and hear and then are hurled
below.
"0 thou who comest to the abode of pain,"
1\1inos said \vhen he smv me, leaving the business

of his great office, "Look how thou enterest and
in whom. thou trustest; let not the breadth of
the entrance deceive thee."

8

And my Leader said to him: "\~Thy dost thou
make an outcry? Hinder not his fated journey.
It is so willed where will and power are one; and
ask no more."

Now the notes of pain began to reach my ears;
now I am come where great wailing breaks on me.
I came to a place where all light was mute and
where was bellowing as of a sea in tempest that
is beaten by conflicting winds. The hellish storm
never resting, seizes and drives the spirits before
it; smiting and whirling them about, it torments
them. \~'hen they come before its fury there are
shrieks, weeping and lamentation, and there they
blaspheme the power of God; and I learned that
to such torment are condemned the carnal
sinners who subject reason to desire. As in the
cold season their wings bear the starlings in a
broad, dense flock, so does the wind blast the
wicked spirits. Hither, thither, downward, upward, it drives them; no hope ever comforts

them, not to say of rest, but of less pain. And
as the cranes go chanting their lays, making of
themselves a long line in the air, so I saw approach with long-drawn 1vailings shades borne
on these battling winds, so that I said, "Master,
who are these people whom the black air so
scourges?"
"The first among those of whom thou wouldst
know" he said to me then "was Empress of
peoples of many tongues, who was so corrupted
by licentious vice that she made lust lawful
in her law to take away the scandal into which
she was brought; she is Semiramis, of whom we
read that she succeeded Ninus, being his wife,
and held the land which the Soldan rules. The
next is she who slew herself for love and broke
faith with the ashes of Sychaeus, and then wanton
Cleopatra; see Helen, for whose sake so many
years of ill revolved; and see the great Achilles,
who fought at the last with love; see Paris,
Tristan-" and he showed me mme than a thoussand shades, naming them as he pointed, whom
love parted from our life.
\Vhen I heard my Teacher name the knights
and ladies of old times, pity came upon me and
I was as one bewildered.
I began: "Poet, I would fain speak with these
two that go together and seem so light upon
the wind."

And he said to me: "TI10u shalt see when they
are nearer to us, and do thou entreat them theTI
by the love that leads them, and they will come."
As soon as the wind bent their course to us I
raised mv voice: "0 wearied souls, come and
speak with us, if One forbids it not."
As doves, summoned by desire, come with

�July 1971
J\1inos . .. examines their offences
at the entrance.

wings poised and motionless to the sweet nest,
borne by their will through air, so these left the
troop where Dido is, coming to us through the
malignant air; such force had my loving call.
"0 living creature gracious and friendly, who
goest through the murky air visiting us who
stained the world with blood, if the King of the
universe were our friend, we would pray to Him
for thy peace, since tho·u hast pity on our evil
plight [mal perverso J. Of that which thou art
pleased to hear and speak we will hear and speak
with you while the wind is quiet, as here it
is. The city where I was born lies on the shore
where the Po, with the streams that join it,
descends to rest. Love, which is quickly kindled
in the gentle heart, seized this ·man for the fair
form that was taken from me, and the manner
afllicts me still. Love, which absolves no one
beloved from loving, seized me so strongly with
his charm that, as thou seest, it does not leave
me vet. Love brought us to one death. Caina waits
for him who quenched our life." 1l1ese words
were borne from them to us. And when I heard
these offiicted souls I bent my head and held it
down so long that at last the Poet said to me:
"\'Vhat are thy thoughts?"
\Vhen I answered I began: "Alas, how many
sweet thoughts, how great desire, brought them
to the woeful pass!" Then.! turned to them again

to speak and began: "Francesca, thy torments
make me weep for grief and pity, but tell me, in
the time of your sweet sighing how and by what
occasion did love grant you to know your uncertain desires?"

She answered me: "There is no greater pain
than to recall the happy time in misery, and this
thy teacher knows; but if thou hast so great
desire to know our love's first root, I shall tell as
one may that weeps in telling. Vve read one day
for pastime of Lancelot, how love constrained
him. \'Ve were alone and had no misgiving. Many
times that reading drew our eyes together and
changed the color in our faces, but one point
alone it was that mastered us; when he read that
the longed-for smile was kissed by so great a
lover, he who never shall be parted from me, all
trembling, kissed my mouth. A Galeotto was the
book and he that wrote it; that day we read in
it no farther."
While the one spirit said this the other wept so
that for pi tv I swooned as if in death and dropped
like a dead body. [Translator, John D. Sinclair]
Pity overcame Dante. He tells us:
\:Vhile Francesca spoke, Paolo wept so that I
swooned for pity, as though I had died, and
I fell down like a dead body.

9

�The College
Again, at the beginning of the sixth canto, he speaks
of the return of thought
which had shut itself up in the face of the pathos
of the two, the brother and sister-in-law.
\\That stirs this pity? The terrible plight of the two lovers,
buffeted by the black wind, blown about forever in the
dark, without hope of rest, tossed '"On the blast lightly,
like feathers or leaves, they lighter than all the rest. They
are infinitely weary, weary of the motion and the noise.
Francesca knows no greater means to express her appreciation for Dante's first kind greeting than to say
that if she could, she would pray for Dante's peace.
She fancies the whole world is as weary as she is, so
that when she is describing her home a·s situated near
the mouth of the Po, she is naturally led to speak of the
river and its tributaries as seeking peace in the open
sea, an end to the rushing of turbulent waters. If only
she could find peace, too!
The pathos of the lovers is heightened by their gratitude
for the hint of commiseration in Dante's greeting. He, a
visitor, with a poet's imagination, knows what they feel
and he says to them:
0 wearied souls, come talk with us.
He has but to speak these words and Francesca calls him
gracious and kind, regretting that they cannot invoke
the blessing of peace on him. She welcomes his pity.
Now pity, I think, tends to imply a superiority to the
person pitied. \Ve pity those who are worse off than ourselves, those who are poorer, weaker, sadder than we are.
\Ve pity the sick, the helpless, the young. \Ve feel pity
for suffering and deprivation. But when we suffer ourselves as much as others, we tend to withdraw our pity;
and wheri we are in immediate fear of what they are
suffering, we may shut up our hearts and even do violence
to those who might otherwise command our pity. The
plague of Athens shows us such terrible scenes. Any panic
may, as hen a ship sinks, or fire breaks out in· a crowd.
Thus, to a calculatin.g soul, pity is a luxury, an indulgence
reserved for the rich, for the fortunate, for those whom
life has favored. Pride may even reject the offer of pity
as an intended humiliation.
Not so Francesca: her quick response to Dante's pity
opens the way for ours. She reveals at once how much
she longs to talk, and her gratitude shows her goodness
as well as her need. Our pity for the suffering of good
V11

of forces beyond themselves that are responsible for their
undoing. It is not, it seems to me, that Francesca is seeking
to justify herself ~nd Paolo. Nothing she says makes me
feel that she thmks thetr acts need justification. Did
they not give themselves to love? Could there be a higher
commrtment? Nevertheless, they have been subjected to
vwlence, and they. are deeply a:-vare of their own pathos.
Paolo cannot get hrs fill of weepmg. They express gratitude
to Dante just because he has pity on what Francesca c;;Jls
"our perverse misfortune." He shows himself therebv a
friend. If only the king of the universe were their friend!
But he is not, as she says; and she shows it by her story.
She tells that story in three swift stanzas:
Love, which is swiftly kindled in a gentle heart.
seized this man with the beautiful body which
was taken from me; and the manner afflicts me
still.
Love, which absolves no one who is 1ored
from loving, seized me so strongly with his charm,
that as you see, even now it does not leave me.
Love led us to one death: Caina waits for him
who quenched our life.
The word Love begins each of the three stonzas.
Love dominates the whole story. First it seized on Paolo,
using her beauty as its means. And then it seized on her,
using her delight in him. Finally it led them both to one
death. Love is the protagonist. Love did this to them.
They were acted on by it: in themselves they were
essentially passive. Consent is not even mentioned. 'This
is perhaps the the most pathetic aspect of their tale. \Ve
are pitied for what happens to us even more than for
what we do ourselves. \Ve pity the helpless, and we pity
Paolo and Francesca as helpless, helpless in the face of
their passion. The word passion derives from the same
roots as the word passive, from the \vords in Latin and
Greek that mean to suffer. Perhaps we are inclined to
think of ourselves as most active and alive when we
are moved by passion, but does that not disregard the
distinction between what prompts us from without and
what \Ve originate of our own? Francesca makes it cle3r
that their love was passion in the sense of something
that seized upon them, that found them as a pas;in·
material. A gentle heart is swiftly fired with loYe: ler
it but meet with beauty and it is inflamed.
In Francesca's account the word Love is made the

subject of verbs of force and violence. Later on she "'"
of Lancelot, too:

men is deeper than the promiscuous sentiment which ern-

braces from a distance all the victims of a general disaster. \Ve prefer to like those whom we pity.
\Vithout prompting, Francesca interprets Dante's request as an invitation to recount their grief. It is the story
she tells which places the .greatest claim on Dante's pity,
and ours. In it she and Paolo appear as victims, victims

10

\Ve read how love constrained Lance! at.
And of their reading about that ill-fated lm·er, she san
lv!anv 'times it drove our eyes to· meet, but it
was jus·t one point which conquered us.

�July 1971
Love itself leads, seizes and constrains; even the reading
about love drives and conquers.

I think we all know just what she means. Virgil did
when he showed Dido burning with unrestrained desire
for Aeneas, contrary to prudence, her country's interest

and her own solemn vows. But Venus is a goddess whose
might is not to be scorned. 'Nhatever her correct name
and the nature of her power it is something not subject
to our command, something whose im~;act we acknowledge
at once and often praise, but also fear. For we must not
confuse the loveliness of Aphrodite, or her fondness for
youth and beauty, with her ways, which are not, it seems
to me, always gentle or kind. In the Symposium Agathon
calls Eros tender, because he associates with the tender.
But that is bad logic. Most of us hm·e known moments
of \'lo1ence in love, and sooner or ·later, in ourselves or

in others we hav·e seen how ruthless Aphrodite can be,
how implacable. She tells us so herself in the beginning
of the Hippolytus:
Mighty am I among mortals, and not without a
name; and so it is too among the gods.

If we have any doubt what she means, that play shows us.
Francesca, too, proclaims the power of love. She says,
Love, which absolves no one who is loved from
loving, seized me so strongly with his charm, that
as you see, even now it does not leave me.

Love, she argues, begets love by its very nature. Imitation
is the natural response of the beloved. Love cannot
pardon that heart which turns away from it: it is a force, a
force more overwhelming than beauty, for it has the
power to condemn:

Love . . . absolves no one who rs loved from
loving.
Beauty appeals to the gentle heart, but it is not a god.
Love is, and thus is inescapable. It is death not to .return
love. On the other hand, love returned has eternal life.
Francesca says:
Even now it does not leave me.

the deformed or crippled son of the ruler of neighboring
Rimini, presumably for political reasons. She and her
brother-in-law Paolo fell in love. Francesa's tale leads ns
to infer that her husband surprised them and killed them
together. She says he will be in Caina when he dies.
Cain a is named for Cain: it is a part of the lowest depths
of Hell, a frozen pit where Dante finds fixed in the ice
those who are guilty of betraying their relatives.
Terrible were the consequences of their following the
rule and the logic of love, Paolo responding to Francesca's
beauty, she to his love and his beauty. They paid love
all its rites, and now they find themselves in Hell. That
is what they mean by their "perverse misfortune": the
whole world was ordered against their love. Theirs is a
tragic pathos. Love imposed itself on them and they gave
themselves to its high laws wholeheartedly. They risked
everything to giv·e it life. But that love was only a challenge
to the world as it is ordered, a moving defiance not destined
to bring them a joy as lasting as the love itself. They
were fated to a tragic end. Part of their nobility is that
although they weep in Hell, they do not whine. They do
not protest. They are dignified in defeat, not humiliated
by their condition as outcasts. Unlike others Dante will
meet, they do not demean themselves with obscene and
empty protest. They speak of the power arrayed against
them with the formal respect that sovereigns show who
have fallen out and gone to war, but maintain the tone
of former relations. Their enemy is still a king to them.
If only they did not happen to be his enemies, they would
sue to him for Dante's peace. They have something of
the fierceness of the ancient heroes, too, when they think
of the man who quenched their life: there is a quiver
of deep hate and satisfaction at the revenge which his
destiny will provide. That is almost the last word in
Francesca's account; it is brief, final, as .cold as the pit
where he will be found.
Their love is tragic precisely because the king of the
universe is not their friend. They do not have in their
hands the power to control the world, nor does the love
to which they gave themselves. The basis of the tragedy
is that there are many gods, and no justice. The only
justice they can find in the world is that their murder
will be revenged; but they too must endure the endless
frustration and darkness of Hell. Dante may have pity
on them; the king of the universe will not. \Vhatever
name we give to him, Zeus, Fate, Necessity, he is in-

Yet love led them to death together. Mere spirits now
in Hell, in the world above they had their place in the
public eye. Paolo was an able and attractive man, Captain
of the People in Florence when Dante was 17, shortly
before the murder took place. Dante knew Francesca's
nephew well. He was the lord of Ravenna and Dante
lived as his guest during the last period of his long and
bitter exile from Florence. Theirs is a shocking story,
virtually unknown except for what Francesca tells us. She
hersel( speaks of her beauty, and yet she was married to

different to the things we cherish most.
\Ve have come to the low point of our study, to the
dark valley in which the tragic view of the world has
us in its chilling grip. There is no consolation to be seen

beyond the splendor of noble and dignified resistance
to the ruler of the universe, who is no friend of love. Our
pity has developed and revealed its close alliance with
fear. \Ve pity while we think we are exempt or superior;
we only begin to fear when we see we are in danger ourselves. As we ca·me closer to Paolo and Francesca, our pity

ll

�The College

The hellish storm never resting, seJZes and drives
the spirits before it.

is not exempt from a shudder of terror at their fate.
Who is safe from the catastrophe of love, whether it come
by way of a disastrous commitment like theirs, or by
way of resistance or renunciation like Hippolytus'? If love
has the power to command and yet leads to Hell, what
justice is there? Is it only by chance we can hope to
escape? Is the king of the universe a friend of. ours? If
not, are we prepared to resist nobly? D~ we want to? These
questions press us hard, too. If the whole world is arrayed
against Jove and yet encourages and even constrains us

to be lovers, we must indeed search ourselves to know
what part we can and should sustain in the tragedy, be it
that of the hero or the nurse, of the chorus that weeps
or the one whose choice makes the catastrophe inevitable.

•

•

*

•

•

lament. So far we have listened to the story as Francesca
intends us to hear it, and even the translation, not to
mention the original, shows her to be an accomplished
poet. Now if poetry and the imagination, as I have claimed,
have powers that can lead to understanding and right
action, it is also the case that the abuse of those powers
can lead to confusion and sin. Poetry, like love, may invite
imitation, but the invitation cannot be accepted uncritically. I wonder if the poet Dante does not intend us
to find out things about Francesca that she in her tragic
abandon cannot see and only reveals involuntarily. Her
poetry is contained within his. She speaks from Hell.
Dante the poet contrived his encounter with Francesca
among the damned. 'Nhy is she there? Is Hell only, as
she imagines, the place where a triumphant tyrant thrusts
his vanquished opponents? Or is there something damning
about Francesca that works to withdraw her from our
pity, no matter how appealing her figure may be?
The premise of our pity for Paolo and Francesca is not
only their suffering, but its injustice. We feel an immediate pity for the frustrated love of two beautiful
people, who respond to one another with sensitivity; we
feel revulsion at the disproportion between Francesca's
beauty and the deformity and violence of her husband
Gianciotto. But that pity would be tninsformed entirely,
it might even disappear, if their suffering were felt to be
just. It seems to me that if we are to find anything but a
pagan tragedy in the story of Paolo and Francesca, it
will have to be by finding some reason to question the
assumption they make that they are the victims of injustice. It may seem unjust that they who fit so well
together should be barred from the union they so desire,
barred, as some may say, by convention. But are they
in Hell only because they committed adultery? Dante
is silent about their crime. That might be because they
were such prominent figures in his day that he could take
it for granted it was well known to his readers. But there
are adulterers in his Heaven: no less a person than King
David, for one. Dante's silence, as well as Francesca's,
in\'ites us to seek in her mvn words for a deeper source

But there is a prior question: granting that Francesca
sees their story as a tragedy, is there no alternative to her
view? Let us not hasten to her fearful conclusion. Let
us beware of the seduction of the imagination, of the
impulse to adopt the tragic pose, to sound the pathetic

12

of her losing her. way and becoming forever lost. Can we
see misdirection even in \Vhat she says about love? If we
could, we would see adultery as a mere symptom of a
more fatal disease, a symptom Da-nte himself need not
mention by·name, since he reveals the malady itself.

�July 1971
This is not a simple task and I may easily make mistakes
in carrying it out. Even where I do not err, it may not be

easy to follow: our prejudices are deeply involved. But
Dante expected that: in fact, here on the threshold of
Hell, he has done his best to involve them directly in
order that we may become aware of them and know them
for what they are. I hope that in trying to follow him
1Ve may come to agree at least that it is not necessary to
share the tragic view of those whom he pictures as doomed
to spend eternity in Hell.
The fundamental question is the question of justice:
is there a just proportion between the Jot of Paolo and
Francesca and the love they have given themselves to?
But first, what is that love? Let me take as a clue the
follo\\'ing question: why are Paolo and Francesco so pleased
by Dante's affectionate appeal, that they leave their place
in the long file of souls and swoop down with the combi-

as though he had heard them both. Yet only Francesco
had spoken. Again, though he says a few minutes later
I turned back to them and spoke
he actually begins,
Francesca, thy torments
and yet he means the torments of them both.
They are before him in an indissoluble unity, much as
in that tragi-comic fable Aristophanes tells at the banquet
at Agathon's, when the absurd half-men that we are in
that myth, clinging together in longing, beg Hephaistos to
weld them finally into one great round body again, to go
skipping and tumbling nimbly on four feet and four
hands, forgetting their distress for one another.

nation of tenderness and eagerness that Dante remembers

in the dove returning to its nest, just before it alights,
while with wings outspread it glides to rest where its
hearts directs it.
If they are all in all to one another, what need have
they of him? Are they not still together? Certainly that
is the very first thing we are told about them:
Poet [says Dante J I would gladly talk with those two
that go together. Is it not a consolation that they are
companions forever, a compensation for what was denied

them in life? Francesco exults in the fact: it is the measure
of the Jove she has aroused in Paolo. Vi'hen she describes
their first kiss she says,
When we read that the longed-for smile was
kissed by so great a lover, he who shall never be
parted from me, all trembling kissed my mouth.
The kiss of Lancelot, immortalized by the poet, is imitated by the kiss of Paolo, which is an eternal bond between him and Francesco.
But they are even more intimately together than at
first appears. Francesco says:
I will be like one who weeps and speaks.
In fact, however, that task is divided between the two
of them. Paolo weeps while Francesco does all the speaking. She says,
We will listen and speak to you
but only her voice is heard: Paolo's weeping is a constant
accompaniment. Yet Dante regularly speaks as though
the colloquv were with them both. When Francesco stops
for the first time, he says

Now supposing [says Aristophanes] Hephaistos
were to come and stand over them with his tool
bag as they lay there side by side, and suppose
he were to ask, Tell me, my dear creatures, what
do you really want with one another?
And suppose they didn't know what to say
and he went on, How would you like to be rolled
into one, so that you could always be together,
day and night, and never be parted again? Becaus·e, if that is what you want, I can easily weld
you together, and then you can live your two lives
in one, and when the time comes, you can die a
common death, and still be two-in-one in the
lower world. Now what do you say? Is that what
you'd like me to do? And would you be happy if
I did?
V\le may be sure, gentlemen, that no lover on
earth would dream of refusing such an offer,
for not one of them could imagine a happier fate.
Indeed, they would be convinced that this was
just what they'd been waiting for, to be merged
that is, into utter oneness with the beloved.
[Translator, M. Joyce]
Paola and Francesco have achieved what Aristophanes'
lovers desire.
Let me take another image, one that Dante himself
suggests when on the mount of Purgatory he again encounters the sin of lust. There one of the bands of sinners
says b)' way of explanation that their sin was hermaphroditic. As the context shows, he means that it was
between man and woman, but without regard for human

law and proportion. \\Thy does he call that lust hermaphroditic? Paolo and Francesco give us the clue. As Ovid
tells the tale in his Metamorphoses, Hermaphrodite was
a beautiful young man, the son of Hermes and Aphrodite.
One

\Vhen I heard these afflicted souls

da~'

a water nymph, Salmacis, saw him and at once

fell in love with his beauty. He refus·ed her advances.

13

�The College
But then, as he was swimming in a pool unawares, she
flung herself about him in a tight embrace. He struggled
to escape her grasp. But she called on the gods in prayer:
Let no day divide him from me, or me from him.
And the gods granted her request: the two grew into one
so that, as Ovid says,
They were not two but a double form ... neither
and both they seemed.
This is the two-in-oneness Paolo and Francesca have
achieved. Even their death was one, as Francesca says;

and they subsist in death as one, remembering with tears
the day when love bound them together forever. Francesca
says of her companion,

This man who will never be divided from me;
just as she says that her love for him
still does not abandon her.
They are together forever with the same love they always
had. \Vhy is that not enough for them?
Need I ask, with the wind blowing them about in
the darkness, mere wraiths unable to give one another
the comfort and joy of their bodies, that were torn from
them when they left the sweet bright light above?
But is it only because they lack bodies that they turn
to Dante? Do they not in that motion reveal a hunger
which the body can never fill? Aristophanes said no
lovers could imagine a happier fate than to be together,
as Paolo and Francesca are together, in life and in death.
~-But that is not the experience of Paolo and Francesca.
\Ve cannot forget the pathos of their haunting figures.
Dante cannot hear them speak without being moved to
tears. He faints at the end. They frankly claim his pity
with their tears.
_,,~ \Vhat can his pity be to them? Does not Paolo pro, vide for Francesca a sympathy that is complete because
his case is identical? No, apparently not. What is it
that is missing in Paolo? Is he not the perfect listener?
He weeps throughout, and no one better than he can appreciate every nuance in what Francesca says. They are

so close that she can speak for him; he can listen for
her; his tears are her tears. But, by a simple and drastic
substitution we may say: she is talking to herself, he is
listening to himself, weeping for himself, weeping the
tears of self-pity. Like everyone else in Hell, Paolo
and Francesca are SOIT)' only for themselves, each for

himself. Their union has destroyed their individual integrity and their being together is a dazzling deception.
Their predicament is parallel to that of Ovid's Narcissus, who feD in love vhth his own image, when he

14

saw it mirrored m a spring. On discovering his plight
he says:
I am burning with Jove for myself; I kindle the
fire and I feel its heat. \Vhat am I to do? Shall
I entreat, or wait to be entreated? But what shall
I ask for? \Vhat I desire is with me. My riches
make me poor. 0 that I could secede from our
body. It is a novel prayer for a lover, but I wish
that what we love were not here.
Like self-love, self-pity is hard to understand. If it were
not a familiar fact, I would hesitate to propose anything
so strange. Pity is something we seem to feel for another;
it tends, I think, to be felt for someone suffering what
we are exempt from. It implies a detachment from the
actual experience of the sufferer. How then is self-pity
possible? Perhaps it is by virtue of the imagination. I
notice that I seem to feel pity most readily for characters
in a movie, or a book. Perhaps then self-pity is possible
just because we think of ourselves as figures in a story.
That happens especially when we make poetry of our
sufferings in telling them to someone else. We detach
ourselves from ourselves by the imagination, as though
we were watching ourselves in a play, and in that attitude
we behold ourselves in fascination, imprisoned in passivity
by our being spectators. \Ve cannot act as long as the
trance of self-pity endures, any more than we can at the
theatre. But does our pity for the self we imagine bring
consolation? I think not; for pity sees its object as helpless
and weak. Self-pity rivets attention on what has been
suffered, on the past, on defeat; it annihilates hope and
the possibility of action. Yet it is only in action that
men can find happiness. Self-pity arrests acti&lt;m in the
beholder, encourages despair in the self beheld. In itself
it is infinite. It gives neither the joy of consoling nor of
being consoled. It is a form of self-abuse and we rightly
feel humiliated by it. Meanwhile we have exhausted our
capacity to love what is not the self, by turning it back
reflexively through the imagination on the self. Love and
self-pity are incompatible. What pity can Paolo have for
Francesca, or she for him, that is not drowned in the
great sea of pity each feels for himself?
But is it really pity Francesca wants? Pity implies
distance, superiority, condescension. Pity is even com-

patible with stern judgement. Francesca wants the solidarity that comes from sharing what one has been suffering
alone. She wants sympathy. What is the difference'
Sometimes we use the word pity ambiguously as though
it were a synonym for sympathy; sometimes, e\'en, we
accept expressions of pity for those of sympathy, espcciall1·
if they echo our own self-pity. But if pity implies that
the one \vho pities is not experiencing what the sufferer

is, then it can easily be distinguished from S\·mpatl~,-­
which always feels exactly what the sufferer feels. Yet
sympathy is a relation between two distinct· persons: 1f

�July 1971
Dante: "Pcet, I would fain
speak 11·it/; these two that go
together."

self-pity

i; :ncTIStrous, self-sympathy is impossible.
Sympathy- ~ like a musical octav.e: two. different _voices
sounding tht o;:occe tone. Its form rs duality, the ratm 1:2.
By contrast ?::-y is like a concordant mterval, two VOI~es
sounding d::'tce:;t but intimately related tones. Self-prty,
as distinct £-:-::n pitY, is not any interval at all, not even
unison. Fe :: E;Jlson is an inten,al, it still requires
two voices ::e: ~G:.:~d. \Yhile in self-pity there is only the one
voice, and ::.~ ·.•:t2r".somc echo.
Perhaps I ::;, 0 ~luitratc the difference I intend between
pity and ss-rc.~:l:·: br tsro episodes from Herodotus. When
his vast am:-' ~c:' oeet were gathered at the Hellespont
Xerxe; c.c_,c,ci to look upon all his bast; so, as
there -,.·c: &lt; :~.:one of white marble upon a hill
near t~.~ :::-. -.··hich thcv of Abydos had prepared
bt'•cctc.:· ~-the bng's bidding, for his
o•

e:.o;:;:::·~: _:.-:. ~(:GC.5 took his seat on it, and, gaz-

inc the:.:e ·cc-:o the shore below, beheld at one
vr;._,_. '-· '-' ·:c"d forces and all his ships . . . .
Ad r.:- ,, '"looked and saw the whole Hellespc,c,' :: ':cc ·':! 1 the s-csscls of his fleet, and all
ll.c ·- ., ·-: o.n pl:~in about Abydos as full
2' : ·
_ c - c," '&lt;;, f'lS congratulated hrmself
or. ·.:: _
:c:unc: but after a little while he
v:c--:::.

There came upon me a sudden pity, when I
thought of the shortness of man's life and considered that of all this host so numerous as it is,

not one will be alive when a hundred vears are
'

gone by.

Xerxes pities man for the shortness of his life: it is a
generic pity far from any sympathy for an individual
soldier. For just a few pages earlier we read of Pythius
the Lydian, who won great favor with Xerxes by offering
him all his Yast treasure of money. Yet when Pvthius asked
Xerxes to sp3re one of his five sons from sen,ice so he
could remain at home, Xerxes was enraged and commanded his men
to seek out the eldest of the som of Pythius and
having cut his body asunder, to place the two
halves, one on the right, the other on the left
of the great road, so that the army might march

out between them.
Thus he granted Pythius' request. This savage jest may
il]m:trate how far his pit~' \V8S from any sharing in the
sufferings of other men. His pitv depended on the height
of his throne above the scene that moved him to tears.
Francesca longs to share her grief. If she is to get beyond
the sterilitY of self-pity, there must be someone else besides herself, a listener who will see independently, and

15

�The College
yet agree with her and respond as she does. Making poetry
out of her suffering is not enough: through its means she
wants to bring Dante, and all the world, to share what
they have experienced. The tyranny of her relationship
to Paolo excludes him as that listener: Paolo's words
are her words, and as such have no power to refresh
her. None of the rest of the spirits are any better. Men
are made to live together, but in Hell everyone is alone.
Even though the spirits in this circle flock together,
they are like starlings and cranes, mere birds that feel no
affection for one another. They move as a bunch, all
subject to the same rule, all blown by the same wind, but
that bunch is made of heartless individuals, each unmoved
by the other. From this circle on down Hell is a city

best: easy, effortless, spontaneous and joyful. But by the
g·entle heart Francesca seems to mean one that falls
quickly in love and is easily inflamed with desire, prepared
by reading and other occupations to welcome and cultivate
appetite. Such would seem to be the case of Lancelot, and
of Paolo and Francesca. The gentleness of heart she is
thinking of is mere intensity of feeling and passion,
not the fruit of reflection and art. The beauty which
moved her and Paolo, she tells us, was physical beauty,
and the activity was that of ungoverned sexual desire.
Dante put it another way when he wrote the sonnet
that begins:
Love that in my thoughts discourses,

without citizens; no one acknowledges a bond with anyone

else. They are all caught in the loneliness of indifferent
and often degrading company. Below Limbo what speech
they exchange can give them no joy, no relief. No one
listens. There is no one to talk to.
Dante on the other hand is alive. The first thing
Francesca says is: "0 living creature." Being alive, he
can still feel sympathy. He can listen, and understand
and care. In all that company he alone can weep with
them: all the rest are deaf.
\Vhat does she say in the last words of hers that
will reach a living ear? She tells him about their love,
beginning each time from a universal proposition and
moving to their particular case.
Love [she says] . . . is quickly kindled in the
gentle heart.
Now there is a famous sonnet of Dante's that begins,
in much the same way:
Love and the gentle heart are one.
Dante wrote a commentary on his sonnet to show
that he meant that the heart is a material whose proper
form or act is love, just as the eye is material to the
. act of sight. The act of love is the proper form of the
gentle heart. The Italian word can mean more than gentle,
tender or soft; it suggests that delicacy and rightness of
feeling which is cultivated by education and training, a
combination of goodness of manners and goodness of heart.
A heart that is what a heart should be, will act in love.
Beauty, the sonnet says, is what brings it to this activity.
The words of Francesca are similar. But there is ambiguity about what they mean. They may mean that a
heart disciplined by philosophy and the arts, religion and

the sonnet which the musician Casella sings just after
the souls land in Purgatory. Love discourses, or reasons,

as the Italian puts it, using reason and discourse
synonymously, just as Greek uses logos for both rational
thought and speech. Love discourses. Animals, on the
other hand, feel the power of sexual desire without discourse. But since reason is intervvoven with our very

being, we are incapable of this separation. There is
always the question of consent for us. A dog or a pig
has not the privileges and responsibilities of consent to
what he experiences as an uncontrollable drive. V.' e, in
consenting or refusing consent, acknowledge a principle
of good, or disregard it, in every act. That is the role
of reason in our actions. Vi'hen we make the distinction
between love and sex, it seems to me that we mean that
love, unlike sex, is always in easy communion with
reason and discourse. I do not mean that love is always
talking, though lovers usually talk a lot. I do not mean
to underestimate the love that expresses itself in silence.
But an account can be given of love, an account which
aims to make sense and show how it is good. Reason is
the connection between action and the good. \Vhen we
give the reasont we show how it is good.
Now to give an account of a love is to show its order
with respect to the whole. Sexual pleasure is only one
of many goods: obviously, we need not condemn sex
to prefer something else to it in a given moment, or in a
given relationship. Vi'hen love discourses, it includes
the whole world in its discourse. In the ceremony of
marriage and its vows a certain kind of love is ordered

to the family, to society, and to God. The discourse of
reason is universal; it is open to a1l \vho can understand it.

Paolo and Francesca's "love," on the other hand, is entireh· secret and private. That is not merely because it
is illegal or dangerous. J'-.:either Paolo nor Francesca seems

good m~mncrs is easily moved to act in love, for that is

to me so timid or so conventional as to give '"'eight to

the natural mode of the heart set free by all those means
and guided by the truth they instill. The love may be a
love of wisdom or the state, the love of the home or the

the law or to danger beside the great fact of their will and
their desire. Their love is private because they see it as
concerning them alone. They think it is their business and
no one else's. The look which they exchanged on that fate·
ful day included nothing but themselves; it excluded

arts, the love of a parent or the love of a man for a woman,

but it will be gracious and· graceful, human action at its

16

�July 1971
\Vhile Francesca spoke, Paolo wept so that I
swooned for pity.

•

everything bevond their consent to one another's desire.
1\:aturally, then, Francesca's tale makes no mention of
her adultery as such. \Vhen she speaks of their region
in Hell, \vhich is designated by Dante as the place of
carnal sinners who subject reason to desire,

Francesca says that Dante is visiting those
who stained the world with blood.
For her the salient feature of her fate is the violence of
her death, not that it was the outcome of disorderly
lust. When she says of her violent death, "the manner of
it affiicts me still," I wonder if she does not have in mind
the shocking and terrible way in which their sweet secrecy
was invaded by an alien and external world, in the person
of her husband. Their nakedness was exposed, their privacy
was outraged and profaned by what in her opinion had
no place in it, no right to intrude. Love for her is
entirely exclusive.
It is a striking thing that Francesca does not mention
her husband except as "the one who extinguished our
life." Vllhen. she does mention him, she gloats that he
will pay for his violence with torments worse than what
·they themselves are enduring. She does not hint of her
marriage, nor Paolo's, nor the children which each of
them had. They do not figure in her tale. In framing
her account of Jove, its power and its requirements, Fran-

cesca succeeds in hiding from herself, and perhaps from
us, any other obligations she may have. The supremacy of
her love for Paolo is unquestioned. It leaves no room for
her to remember anything else.
But is love something we can restrict thus to ourselves?
\Vhat did their love do to the lives they touched on?
\Ve may guess by looking at their companions in Hell, for
their lives are recorded in poetry and history. Paris and

Helen \W&gt; know well, Helen "for whose sake so many
vears of ill revolved," as Virgil says to Dante. Think for
moment of the horrors Homer tells: the spear in the
throat or the bladder; the severed head rolling between
the legs of the men as they fight; the tug of war over
Patroclus' body. See Helen,· Virgil says to Dante. And

a

wanton Cleopatra dressed Antony in her own clothes,
while she played with his sword. In the· end she drove
him on to make the fatal choice between love and
empire, setting up the private in open conflict with the
public. At Actium the battle was joined for the whole
world, with her and Antony on one side, and cold
Octavian on the other. The battle was still undecided
when she deserted her lover, and he followed in her wake.
Here it was [says Plutarch] that Antony
showed to all the world that he was no longer
actuated by the thoughts and motives of a commander or a man, or indeed by his own judgment
at all, and what was once said as a jest, that the
soul of a lover lies in someone else's body, he
proved to be a serious truth. For, as if he had
been born part of her and must move wheresoever she went, as soon as he saw her ship sailing

away, he abandoned all that were fighting and
spending their Jives for him ... to follow her that
had so well begun his ruin and would hereafter
accomplish it.

17

�The College
Semiramis, as Virgil says,
was so corrupted by licentious vice that she made
lust lawful in her law, to take away the scandal
into which she was brought.
'\Vhile the private individual only subjects reason in
himself, though the consequences may be wider, a queen
has the power to overthrow reason's expression in the
law. S·emiramis subverts the whoie order of society to
conceal her disorder and escape censure. But lust cannot
serve as law; knowing no order or restraint itself, it can
only destroy the order of the family and the peace of
the state. The making of such a law brings law itself into
disrepute. If law and lust are synonymous, nothing is left
but tyranny and the war of every man against every other.
Like Semiramis' love, Dido's undid the city she ruled.
\Vhen Aeneas comes to Carthage, as the Aeneid says, he
marvels at the gateways and hum of the paved
streets. The Tyrians are hot at work to trace the
walls, to rear the citadel, and roll up great stones
by hand, or to choose a place for their dwelling
and enclose it with a furrow. They ordain justice
and magistrates, and the august senate. Here some
are digging harbors, here others lay the deep
foundations for theatres, and hew out of the cliff
vast columns, the lofty ornaments of the stage to
be . . . "Happy they whose city already rises!"

cries Aeneas.
But Venus intervenes. Dido falls in love with Aeneas.
Stung to misery Dido wanders in frenzy all
dmvn the city, even as an arrow~stricken deer,

whom ... a shepherd has pierced and left the
flying steel in her unaware.... No more do the
unfinished towers rise, no more do the people
exercise in arms, nor work for safe;ty in \Var on

harbor or bastion; the works are broken off, vast
looming walls, and engines towering into the sky.
\Vhen Dido achieves the unioh her frenzy craves, the
poet says:
That day opened the gate of death and the
springs of ill. For Dido reeks not of eye or tongue,
nor sets her heart on love in secret; she calls it
marriage, and with this word shrouds her blame.
Aeneas, recognizing a higher duty than that to his love
for Dido, abandons her, and she calls down curses on
him and the city he will found:
Let no kindness or truce be between the
nations [she cries] . .- . I invoke the enmity of

18

shore to shore, . . . sword to sword; let their
battles go down to their children's children.
In writing this Virgil intends us to see the Punic .,, "
as the fulfillment of Dido's curses. Carthage fought • ... ..,.:
wars with Rome within 120 years and the strife ·~;.;;
ended wrth the utter destruction of Carthage. All tJ 1•• 1,. ·.
ing inhabitants were sold as slaves.
• ...
This ruin is the background of Dante's dt~c-riptw::

of Dido as the one
who slew herself in love and broke faith with
the ashes of Sychaeus.
\Vhen Dido first felt the sting of desire for Aencc•. ,;.,
swore a solemn oath of eternal faithfulness tu l:c: \._:::~.

husband Sychaeus. Her sister urged her to ren&gt;:·o~c".
asking
Do you think the ashes care for that, or the
ghost within the tomb?
Dido is inflamed by her sister's words, her passion ;rtr•&gt;
and soon she breaks her vow. Dante's words emplu;'.:,
that the consequence of Dido's lust is not in an\' !.arm
to Sychaeus, since he is dead, but in her going hoc!: on
her own word, undermining the integrity of her &gt;pe-e;; L
Vi/hat can words mean when promises are made \'oiC ;;:

pleasure? The next step from the attack on reason i::
speech is the triumph of unreason in her suicide.
Paolo and Francesca belong to Dido's troop. Tirey too
sinned in breaking faith, the faith plighted in marrugc.
That broken faith is the start of the disorder which rhcr
lust brought on the world and themselves. Some c' lt&gt;
consequences we can name: a husbana turned murdc-rc'!':
children orphaned; the community shocked and pery!nc-'.
all the more so because the lovers stood out from othc
men by their position and their gifts. It is an illusion th.lt
the private can be marked off completely from the puhL:.
\Vhen the very nature of man is rational and soci.JL Hu

acts can hardly be so private that they do not ha,·e S&lt;•m:
effect on the realm of public order, of mutual tmst ,r.:
of speech. Semiramis called lust law; Dido called seduor:""
marriage. It is what Francesca does to the word lo•r :&lt;c.:
reveals most clearly how radically she rebells against'~""'"
'Ne have already seen her confuse lO\·e and deSJre c:&gt;O&lt;
what else is she doing when she says
Love . . . absol\'es no one vi·ho is lo\·ed h_,~::

returning that love.
Under these highsounding words, does she not_ ·.:.c.. •.
she had a duty to return Paolo's lm·e? And IS " ' ' "-suggesting delicately that her desire was the proper rc·r:c~•
for his? She' cannot quite say she had a duty to 6"' ·

�July 1971
self to Paolo merely because be desired her. Yet the words
seem to be an acknowledgment of the fact that that is
what she did. Is this an account of love? To me it seems
an abuse of words that have very different meanings
in fact.
It is true that love absolves no one who is loved from
returning that love. In Dante's view God is love and
the whole pity and terror of his Hell is built around
the fact that God's love cannot be refused with impunity.
God cannot pardon the failure of Paolo and Francesca
to return his love. He cannot without violence put himself in their hearts. They have so set their wills toward
one another's desire and against God's love, that they have
finally shut Him out of their hearts. God's greatest gift
to them was liberty, the freedom to reject Him and His
world. That rejection is Hell.
They have set out like gods, to build a private world
of their own. In Greek the word for a private man is
idiot. A private world is a world from which reason is
banned: idiocy reigns. In Paolo and Francesca the rejection of God is at first a kind of moral laziness.
They are all too ready to think that Aphrodite is an irresistible goddess. They elevate their passion into a god
and are passive before its demands. At first they submit
with enthusiasm. But the passivity of their love wearies
them; it makes them weary of each other. In giving themselves up to it, they lose contact with reason, the common
bond between men; reason, that by its habit of looking
to the good provides a basis on which we can consent in
one another's acts; reason, that is the basis of understanding and love. But these are acts, and love for Paolo and
Francesca is nothing but wearying passivity in one
another's company, without thought of any other opportunity or obligation. And that is Hell.
Thus it is that, without being told, Dante immediately
understands as soon as he sees the torment, that this is
the circle of those who sinned carnally. The sinners are

bodies, it would only be superficially different. \Jilere they
alive and free to love as they pleased, they would still
have to face that loneliness in themselves, their isolation
from the community of men.
Yet there is a difference between even the worst of
lives in this world and the sinners' existence in Hell. As
they pass through the Gate of Hell, it commands:
Abandon every Hope. In Hell they are in utter hopelessness, something which is never the case in our life. Life
without hope is unthinkable. Therefore the spirits in Hell
are in a significant way different from us: they have died
the death that is the death of the spirit. That is the
Hell which is in their souls and of which, as I have suggested, the wind of the second circle is only a specific
outward manifestation.
Hope is the hope of something good. It is an anticipation of good. It is based on some knowledge of good.
If all knowledge of good has been extinguished in a soul,
what hope remains? Only the hope of exchanging evils for
one another. Such is the state of the souls in Hell. Virgil
·explicitly says they have lost the good of the intellect.
The good of the intellect is the truth, but in choosing
this name for it, Virgil emphasizes the goodness of truth.
Truth is not merely the goal we seek in learning, it is the
cause of good in the measure in which it is known. \Jile are
apt at times to think of the truth as something like fact,
information which implies nothing about its use for good
or for evil. Gorgias tries to argue that a teacher of rhetoric,
like a teacher of boxing, need teach nothing at all about
its use. But what the souls in Hell have lost is the power
of the truth as a guide that will lead a man straight,
whatever his road, as Dante says of the Sun in the first

in endless, restless motion at the mercy of contrary winds.

Now we are descending into the blind world.

They long for peace, but peace for them can only mean
annihilation. Hell for Paolo and Francesca is to love
one another always exactly as they did in life; to be led
forever by love in the sense that they were led by it in
life. Virgil says to Dante:
Implore them by that love which leads them.
Yet Dante's call to them is all in terms of their fatigue
and their loneliness, and they respond at once. Love
is not recreation for them, not art, not grace, not act;

it is to be blown about fore1·er by a dark blind wind
that blows at random, they the lightest of all on the blast.
Their lo\'e is Hell. It lea\'CS them even more lonely than
the solitary spirits which surround them. \Vhatever comfort Francesca derives from her eternal coupling with
Paolo, it cannot take the place for her of an appeal to a
living heart for its heartfelt sympathy. Had they their

canto.

Thus the visual manifestation of what has been lost
is the darkness of Hell. There is no sun, no light there.
Virgil says when they s·et out into the first circle,

For the darkness which is all about them thereafter, the
black and murky air, is only an outward sign of the blindness of all the inhabitants of Hell. They are deprived of
light, deprived of sight. They can see no good to hope for,
though otherwise they see well enough. But what good
is such sight? Just as the mind of a clever criminal may
function intelligently, so their souls have all their mere
powers intact, but the very principle of action is lost to
them forever.
Let us watch them as thev come before Minos the
judge. He asks no questions.' Each sinner on his own
acknowledges all his sins. \Jilhat makes it possible for
him on arriving in Hell to know himself and confess his
sins as never before? I think it is his blindness~ his loss
of the truth, of the good of the intellect, How is it that
the loss of truth can make a soul truthful? Tire answer
lies in an ambiguity in the notion of truth. The sinner

19

�The College
has nothing to hide, when he has lost all sense of the
evil of sin; his truthfulness omits the central fact of all:
that what he has done is wrong. At most he knows that
other men do not approve. But without the light which
gives goodness and life to things, what has he to hide?
In the dark all cats are grey. He can be honest as never
before: in Hell, even the dissemblers tell the truth about
fhemse1ves.
This same blindness means that whatever sense there
is in the world below will be eternally invisible to the
sinner. The justice of Hell is a cruel mockery to its ·
inhabitants. In the Aeneid, Minos is a silent, majestic
judge. In Dante's Hell he has been transformed into a
grotesque and repulsive monster. He growls like an
angry dog, grinding his teeth in inarticulate rage. He
has a 1·oice, but as he pronounces judgement, he wraps
his long tail around himself as many times as the
sinner mnst go down circles in He11. In his appearance and

manner there is no vestige of the rational order which
in fact he represents. His metamorphosis is an image
of the blindness of the sinners: they cannot see that he
is the agent and minister of divine justice.
When Francesca says,
If the king of the universe were our friend,

it is as though it were a matter of whim or chance that
the powers that control the world are on the other side,
as Hippolytus might regret that he could not placate
both Aphrodite and Artemis. The enmity of Francesca
to God leaves no hope of reconciliation, because she has
no longer any notion that she might be wrong. Even when
she is glad that h·finos will plunge her husband into the
frozen abyss, it is not, it seems to me, the justice of it
that occasions her fierce delight, but the satisfaction that
revenge gives her pride.

Above all it is Francesca's utter lack of regret for what
she has been responsible for that shows her distance
from us, the mark of the dead soul: life and responsibility
go hand in hand. None of the consequences of her love
seem to trouble her: not her husband brought by her
adultery into a temptation to which he was unequal; not
Paolo who, in sharing eternity with her, shares Hell; not
her children left to grow up in the shadow of the crimes of
their father and mother; not her family and her state,
plunged in the agitation of scandal. Her dignity and
reserve, her pride is touched in no way

by an admission

that she has done wrong. It is all only the perverse evil of a
malignant world. She has turned the whole world upside
dov.m.
Now we too have known moments of this kind of Hell
ourselves. Those moments in us are the basis of the

allegorical iJ1terprctation of Dante's Hell. \Ve recognize
something of ourselves in the lost souls. But if we strain
our imaginations to suppose that Francesca never at

all thinks or feels differently, we see how vastly any

20

analogy we frame differs from what she experiences in
their literal Hell. She is set in the state of her heart
and mind; we, I trust, are not. For in us there resides

conscience, and in her it is gone. The metamorphosis of
Minos from the stern and noble legislator of tradition
to a snarling demon, may be an image of the sinner's
transformation of conscience from a reasonable guide to a
hateful executioner. It is conscience above all which is
the avenue of the good of the intellect to our souls,
conscience which in its impregnable resistance to all outer
and inner pressures proclaims its integrity, and in proclaiming that integrity, that liberty, proclaims that it
is the voice of Another and not our own. Conscience,
as its name implies, is a species of knowledge: it is
knowledge shared with another. It is interior to ourselves; yet it commands our assent, try as we may to
deny it. It is intimate, but it is no ·more in our po\ver
to alter than the propositions of Euclid. Its presence
in us declares that there is a judgement not of our own
making by which good and evil are distinguished. It is
the reflection in us of the eternal and original light. It is
not merely the passing judgement we are obliged and willing to make on all sorts of persons and affairs; it is not
shame, which can be induced by education and habit,
or by pride and fear of the opinion of others. It is that
awareness in ourselves that we are watched by a Judge
whose judgement is infallible, the only Arbiter of good.
At its best it is the knowledge that we are not alone,
but have our place equally with all men in an all-embracing
vision. As such it is the basis of our loving one another,
and, I think, the only abiding one. To see men in the light
of conscience is to see them all as ourselves, all sinners,
all children of the Father, all worthy of love. There are
no exclusions for conscience; it allows no ultimate privacy.
It establishes an all-inclusive community, for in it all men
are seen as brothers. In its harsher form, more familiar
from ordinary speech, conscience is the arbiter of our
guilt, a standard from which there is no appeal, a guide
when we have fallen. But I would rather emphasize that
by the light we gain from it, we give form to whatever is
well-formed in what we do.
It seems to me that while we acknowledge all that is
pathetic in Paolo and Francesca, we must admit that they
show no signs of conscience whatsoever. If that is so, it
seems to me that they pass across a barrier through which
our sympathy cannot reach: that barrier divides us forever, however pitiful it may be that human beings of such
grace as theirs should have isolated themselves from
all human affection. In revealing their lack of conscience,
they reveal that they are dead, dead to what gives us
life and hope, the possibility of learning and love.
Let us return briefly to our opening theme, poetry
and the imagination. My discussion has taken Dante's
poem as an occasion for reflection on the questions of the
life and the death of the soul, on love and human fellowship. I assume that such reflections may have their natural

�July 1971
consequences in action. In making such a use of poetry
I intend to share with Dante the understanding of poetry
that dictated his choice of the poet Virgil as the proper
guide on his way to the earthly paradis·e. Vlhy did he not
choose Aristotle, "the master of those who know," as
Dante calls him? Because poetry has powers of persuasion
that Aristotle does not.
Immediately before the beginning of the fifth canto,
Dante and Virgil are met in Limbo by the souls of four
great poets whose leader is Homer. TI1e poets lead them
to the noble castle, where famous heroes and thinkers
live, models of the active and contemplative Jives. Thus
poetry is presented as a guide to .the best in life and
Virgil as well as Dante rejoices when Dante is taken into
that select company as a sixth among equals. Poetry at its
best embodies reason at work and is one of the noblest
of human activities, sharing and reflecting the light gained
from the highest contemplation. The triumph of poetry,
its special ordering in relation to moral and intellectual
virtue, exalts Dante briefly. Yet he cannot think it worth
very much to be even the best poet in Hell.
Poetry is -dangerous. Its very powers of persuasion can
be abused. Right after his encounter with the poets, we
find Dante demanding to know from Francesca the occasion of their making the first step o·n the road to sin,
when conscience was thrust aside by the discovery that
their secret desires were shared and companionship in
guilt made its seductive appeal over against the possibility of companionship in love. Her answer is that it was
the day when they were reading together "for pastime."
V,Tbether that step would have been taken without the
book, no one can say. That the book was in fact the
occasion Francesca makes perfectly plain in full detail.
As she answers Dante we see how step by step each
of them was encouraged by the book to commit himself
to the relation which was so rich in sweet thoughts and
full of desire in the beginning but which in the end led
to the woeful pass.
We read one day for pastime of Lancelot, how
Jove constrained him; we were alone and had no

misgiving. Many times that reading drove our
eyes together and changed the color in our faces;
but one point alone it was that mastered us.

fatal step.
All they did was to follow the book's example.
When we read the longed-for smile was kissed
by so great a lover, he who shall never be
parted from me, all trembling kissed my mouth.
It was the tale of the adultery of Lancelot, the famous
lover and hero of poetry, which became the inspiration
and sanction of the adultery of Francesca and Paolo. Can
what seemed so magnificent in poetry be wrong in life?
Of course it can, not only wrong, but sordid and bitter.
Poetry is dangerous. It is easy for poetry to set a bad
example and make the worse appear the better course.
\Vhat else had Dante done himself, when he wrote
his earlier love poetry? It is Dante himself who is the
censor of that poetry. In Purgatory 'vhen Dante quotes
1

his own sonnet, Cato the Censor is angry with the spirits
who delay the great work of life, which is to purify themselves, while they linger over the lovely occasion of passive
delight as Casella sings of love in Dante's words. Here
in Hell Dante is an even more severe judge of poetry
and his own poems. Francesca speaks in the famous New
Style which Dante helped to establish in his youth. It
is the fonn in which Francesca naturally casts the account
of the Jove which destroyed the life of her soul. She all
but quotes another of Dante's sonnets. On his conscience
as Dante hears her speak is the burden of having published poetry himself, whose theme and style nourished,
if they did not directly inspire, the kind of Jove that
Paolo and Francesca are condemned to act out forever.
Francesca, in pronouncing her judgement on the author
of the Tale of Lancelot, shows how great are the responsibilities of the poet. At the beginning of a poem which
Dante plainly hopes will open the road to Heaven, it is
his duty to show how poetry and a certain poem, even
his own poems, may open the way to Hell.
Robert S. Bart received a RA. degree from Har\'ard College in
1940 and a M.A. degree from St. John's College in 1957. From 1940
to 1941 he )Vas a Sheldon Traveling Fe11ow from Harvard University.
He joined the faculty of St. John's in Annapolis in 1946.

As Francesca recounts that solitary hour, she makes
sweet poetry that dallies with the memory of its sweetness.
But in her final words she passes a sentence of damnation
on the author of that book as harsh as the one she had
passed on Gianciotto her husband:
A Galeotto, that is, A Pander was that book
and he who wrote it.
The poet must bear the guilt of what he wrought in
providing the dear occasion of their making the first

21

�NEWS ON THE CAMPUSES
ITEMS OF MUSICAL INTEREST

The performance of music found
new expression on the Annapolis
campus this past year. First, a fifteenpiece chamber music orchestra, composed of Tutors and students, was
established. Tutor David Stephenson
was director, assisted by student directors Alan Plutzik ('71) and James
Carlyle ('73). The orchestra hopes to
become a permanent activity, rehearsing weekly during the academic year.
In addition to the orchestra, concerts by student performers were

started this year. Leslie Epstein ('74)
and Tutor Douglas Allanbrook performed a concert for recorder and
harpsichord on May 1st. A composition
by Mr. Epstein was featured. On June
6th, Mark Schneider ('73) gave a
piano concert. It is hoped that two or
three student concerts can be scheduled each year.
Also during this past year Mrs. E.
Malcolm Wyatt (Martha Goldstein
'61), Music Librarian, has been conducting an informal bureau of student
performers. Through her auspices

Annapolis Provost Paul D. Newland throws out the first ball of the Spring 1971 baseball season.
Photo: Thomas Farran, Jr.

:·;,

'

• j

• - •

,j\i,;;:. ~:~~~
~~-f;. ·. i~~~fl

-

,........

22

~'·r,:~~~-~.
'- ",&lt;:;;;&gt;)';.....,...,#

folksingers have entertained at homes
in the area, and at least one very successful birthday party puppet show
was performed. In. this way residents
of the area are recipients of top-notch
entertainment, while the students can
earn some extra money.

It should also be mentioned that
there are at the College highly-qualified students who are anxious to teach
music. Again, Mrs. Wyatt has information about these students, and will
be available after the College reopens
in September.
EXHIBITS INCLUDE WoRK OF
INDIAN ARTISTS AND AWARDWINNING SANTA FE
PHOTOGRAPHER

Exhibits in the St. John's Gallery
in Santa Fe this spring included work
by young artists of the Institute of
American Indian Arts and awardwinning photographer Laura Gilpin.
More than fifty students and former
students of the IAIA participated in
a Graphics show of prints and drawings from April lith to May 7th. The
artists represented many tribes, from
Nez Perce to Navajo.
Miss Gilpin, who has been a
photographer for sixty years, is best
known for her photographs of the
Southwest and Indians, which have
been published in her books, including The Enduring Navaho. This year
she received the first Fine Arts award
of the Southwest Industrial Photographers Association, which described her
as "a great lady who stands alone as a
photographic documentarian of the
American Indian."

�July 1971
CAMPUS NoTES

1\lr. and l\lrs. Laurence Berns and
daughter Anna Elena will spend Mr.
Berns's sabbatical year in Cambridge,
England, where he ·will be an Associate
of Clare Hall at Cambridge University.
Tutor Malcolm \Vyatt will assume
Mr. Berns's duties as editor of The
College magazine during the sabbatical
leave.

Treasurer Charles T. Elzey and
Business Manager James E. Grant
represented St. John's College in Annapolis at the annual meeting of the
l\larvland Association of College Busic
ness.Officers in Baltimore on May 13th.
St. John's College was the recipient
of a special award in the May Basket
Contest sponsored by the Garden Club
of Old Annapolis Towne, thanks to
the efforts· of Miss Charlotte Fletcher,
Librarian, and Mrs. LaNece Lvmonte,
Admissions Office secretary. Their
flowers adorned the front door of
McDowell Hall.
Tutor Harry L. Golding delivered a
lecture entitled "\il/hat is a Liberal
Arts Education?" at Shimer College,
1\ft. Carroll, Illinois, on March 24th.
Annapolis Dean Robert A. Goldwin
was the conference leader of the Public
Affairs Conference Center at Kenyon
College frcim April 29th to May 2nd
for a conference on "Violence and
Cid Disorder." The participants were
several members of Congress, elected
officials from state governments, law
enforcement officers, private attorneys,
psychiatrists, and academic people from
several disciplines.
Mr. Goldwin will present a paper at
the American Political Science Association meeting in Chicago on September 8th for a panel on "Politics, Education, and Philosophy."
Michael Ham, the new Director of
Admissions in Annapolis, took a recruitment trip with the Capitol Region
Colleges 'mel talked with high school
coun~c1or.&lt;:. in Connecticut, New York,
and l\:cw Jersey. He states St. John's
College's greatest force for becoming
known "is through our students and
olumni. l\lanr of the counselors }earned

of us from students at St. John's who
carried the word .back home."
Tutor Bryce Jacobsen will teach
February freshmen during the summer
sesions in Annapolis.
Santa Fe Tutor David Jones will be
on sabbatical leave for 1971-72.
John S. }(jeffer is Director of the
Summer Program in Annapolis this
year.
.
Tutor Aaron IGrschbaum and his
wife will spend the summer in Copenhagen visiting former Tutor Brian
McGuire. The Kirschbaums will be
moving to Santa Fe where he will become a member of the southv.,,estern
campus faculty.
Annapolis Provost Paul D. Newland
gave a speech before the Public Relations Society in New York City on
March lOth. The organization includes
the top fifty industrial public relations
executives.
Mr. Newland was the alumni luncheon speake&gt;- in Annapolis on February
12th, and the alumni dinner speaker in
\il/ashington, D. C., on May 23rd.
Tutor John Sarkissian is teaching in the Graduate Institute in Liberal
Education in Santa Fe this summer.
STUDENT SERVES AS CANTOR

Douglas Cotler, a Santa Fe summer
senior, has been appointed Cantor of
Temple Beth Shalom in Santa Fe.
Cotler received his training from his
father, who sings at the temple in
Lafayette, California. Douglas Cotler
studied in Israel in 1966-67 at the
Institute for Youth Leaders from
Abroad.
SANTA FE TUTOR NAMED
VICE PRESIDENT OF
CALIFORNIA COLLEGE

Thomas J. Slakey, a Tutor in Santa
Fe ,:vii} become academic v1ce preslde~t of St. Mary's College of California during July.
Mr. Slakcv graduated magm cum
bode from ·the Christian Brothers's
liberal arts college in 1952. l-Ie first
joined the St. John's College faculty
in Annapolis in 1959. He came to Santa

Fe as one of the original group of
faculty in 1964.
Following his graduation from St.
Mary's, Mr. Slakey attended Laval
Universitv in Ouebec and earned his
M.A. degree ;;; philosophy there in
1953. In 1960 he received his Ph.D.
degree in philosophy from Cornell University. He

V·/35

a teaching assistant at

Cornell from 1955 to 1958.
ZOLLARS CHOSEN PRESIDENTELECT OF CoLLEGE
ADMISSIONS CoUNSELORS

The Rocky 111ountain Association
of College Admissions Counselors has
chosen Gerald F. Zollars of Santa Fe
('65) as President-Elect of the sevenstate organization.
One of Zollars's responsibilities will
be to plan the association's 1972 annual conference at Albuquerque, New
Mexico. He also is on the committee
to arrange the National ACAC Conference in San Francisco this fall.
MONITOR REPORTER TELLS
OF EXPERIENCES AT ST. JOHN'S
SUMMER GRADUATE INSTITUTE

"Socrates and I went back to college
together last summer and he was such
a companionable fellow r think we'll
do it again," is the way Jack \Vaugh
began his article in the May 14th issue
of The Christian Science Momtor.
\Vauoh a writer for the Monitor, and
his ;,ife Lynne attended the 1970
session of the Graduate Institute in
Liberal Education held each summer
at St. John's in Sania Fe.
"I found myself in the section on
philosophy and theology seated between an atheist from Balbmore and
a theist from Gallup, and armed with
the sinale rule laid out by example
centuri:S aao

by the ironic deflater

himself, th~ admirable and kindly
Socrates: Follow the argument whereever it leads."
In the article \Vaugh commented
on the difference between the form
expressed in most classroom arguments
and the dialectic dialogue which St.
John's tutors and students practice or
attempt to practice.

23

---

----~--

�The College

GRADUATKON·l971
Graduation 1971 on the Santa Fe campus of St. John's
College was held on Sunday, June 6, and on the Annapolis
campus on Sunday, June 13. A total of 71 students were
graduated with Steven Michael Moser in Santa Fe and
Holly Ann Carroll in Annapolis receiving the Silver Medal
from the Board of Visitors and Governors. The medal
is awarded to a senior on each campus who has achieved
the highest standing. Six seniors graduated magna cum
. laude; seven received degrees cum laude.

Sheila Bobbs, Jonathan Lippitt Brewer, Paul Futra11 Bustion, Catherine
North Carroll, Maya Narayan Contractor, Stuart Roy Deaner, Sally
Lee Dunn, Paul Gordon Eitner, Ralph David Esdale, Amanda Skouras
Fowler, Bonnie Louise Gage, Margaret Edith Jacobs, Laura Joyce
Kelly, Vicky Manchester, Linda Norton, Gerald Pickard Peters III,
Dennis Patrick Plummer, Donald Malden Stillwell, Dolores Ann
Strickland, LJoyd Chockley \Vestbrook, Edward Bradley \Vhitney, and
Leslie Kenneth \Vilson.

Guest speaker in Santa Fe was Ivan Illich, Director
of the Center For Inter-Cultural Documentation in
Mexico. Stringfellow Barr, President of St. John's College
in Annapolis from 1937 to 1946, addressed the Annapolis
seniors.
Other graduation week activities included a meeting
of the Board in Santa Fe, class day exercises, baccalaureate,
and a reception for graduates and guests at the home
of President and Mrs. 'Neigle.

Magna Cum Laude: Holly Ann Carroll, Jeremiah Andrew Collins,
Richard Delahide Ferrier, Jeffrey Coleman Kitchen, Jr., and Rachel
DuBose Sullivan; Cum Laude: Shire Joseph Chafkin, James Arthur
Cockey, Andrew Alexander Fleming Garrison, and Judy Gail Kepner;
Rite: Douglas Hathorn Bennett, Dennis Dean Berg, Marcia Jones
Berg, Perry Jack Braunstein, Duncan MacRae Brown, \Villiam H. Buell
III, Thomas Gridley Casey, 2nd, Diana Love Collins, Dennis John
Dort, Thomas Leonard Dourmashkin, George Henry Elias, Jr., Marie
Kathryn Erickson, Joanna May Fitzick, Robert Fenton Gary, Jay
Alexander Gold, Jane Sarah Goldwin, James Kent Guida, James Ross
Hill, Katherine Elisabeth Jackson, Diane Palley Joseph, Martha Jo
Kaufman, Christopher Lee, Clifford Alan Martin, Ronny Stephen
Millen, Jocelyn Lloyd Moroney, Alan Roth Plutzik, Lynn Carol
Smith Pomerance, John Robert Scow, Barbara Sherman Simpson,
Jeffrey Sonheim, James Stewart Spirer, Harold Samuel Stone, Leila
Adams Straw, Daniel James Su1livan, Victor Michael Victoroff, and
James Francis Villere, Jr.

SANTA FE
l\1agna Cum Laude: Gail Hartshorne; Cum Laude: Steven Michael
Moser, James Fredrick Scott, and Donald Hugh \Vhitfield; Rite:

24

ANNAPOLIS

�July 1971

'I

I

25

�The College

4

5

1) Five seniors take a final look as students from the
Peterson Student Center balcony in Santa Fe.
2) Santa Fe graduation ceremonies ring the Nina Garson
Memorial Pool.
3) Annapolis senior Holly Ann Carroll receives her magna
cum laude degree from President Richard D. Weigle
and her hood from Provost Paul D. Newland. Miss
Carroll also was awarded the silver medal from the
Board of Visitors and Governors.
4) Steven Michael Moser graduates cum laude in Santa
Fe. He received the silver medal from the Board, and
the Margo Dawn Gerber Memorial Prize for writing
the best senior essay.
5) Vice-President J. Burchenal Ault leads the procession
from the Peterson Student Center to the Commencement site.
6) The center of attention is Gail Hartshorne, the only
magna cum laude graduate in Santa Fe. Photo: Robert
Nugent.
7) President Richard D. \Veigle listens to a graduation

address.
8) Parents and guests applaud (and photograph) Ivan
Illich, speaker in Santa Fe.
26

�July 1971

27

�The College
COLLEGE CHAMBER ORCHESTRA
PRESENTS CONCERT WITH
GuEST PIANIST

The St. John's College Chamber
Orchestra and guest pianist, Mrs. John
W. McHugh of Santa Fe, presented
a concert at Santa Fe on April 14th.
The performance included the first
movement of the London Symphony
by Haydn with Tutor Samuel E.
Brown as guest conductor. Schubert's
"Double Cello Quintet," first movement, was presented by five players
from the orchestra, which is made up
of students and local musicians. Mrs.
McHugh was soloist for Beethoven's
Piano Concerto in C Minor, first movement, with Tutor Richard Stark conducting the orchestra.
NEW BOARD
CHAIRMAN ELECTED

J. I. Staley of Wichita Falls, Texas,
will head the Board of Visitors and
Governors of the College for the 197172 year.
Mr. Staley was elected chairman at
the recent meeting of the Board at
the southwestern campus. He succeeds
Mrs. Walter B. Driscoll of Santa Fe.
The board also named Mrs. Duane
L. Peterson of Baltimore, Maryland, as
eastern vice chairman and former New
Mexico Governor Jack M. Campbell
of Santa Fe as western vice chairman.
A St. John's College alumnus, Bernard
Fleischmann, of New Jersey, was reelected secretary.
Mr. Staley is the president of the
. Staley Oil Company in Wichita Falls
and O\:vns a ranch near Las Vegas, 1\Tew
Mexico.
·
He has been interested in St. John's
since 1940 when he read an article in
Life magazine about the new great
books program initiated on the Annapolis campus by Stringfellow Barr
and Scott Buchanan. His interest was
renewed when St. John's opened its
Santa Fe campus in 1964. He served on
the board from 1965 to 1970 and was
reappointed at the same meeting he
was elected chairman.
l\-Ir. Stalev received his B.A. degree
in sociology" from Stanford University

28

in 1935 and his D.J. degree from the
University of Texas Law School in
1938. He has been on the Santa Fe
Opera Board of Directors since its
inception and is now its vice-chair-

man. He is also a member of the Stanford Associates, the Texas Legal
Foundation, the Wichita Falls Museum and Art Center, and the VV'ichita
Falls Symphony Orchestra.
New members elected to the Board
of Visitors and Governors are: John
S. Greenway, Tucson, Arizona; Jac
Holzman, New York, New York; Mrs.
Everett H. Jones, San Antonio, Texas;
Mrs. Louise Trigg McKinney, Santa
Fe, New Mexico; John Murchison,
Dallas, Texas; and Mrs. Duane L.
Peterson, Baltimore, Maryland.
SANTA FE SENIORS SPONSOR
BENEFIT SHOWING OF WAR
AND PEACE; PRESENT
GIFT To CoLLEGE

The Santa Fe campus of St. John's
College received a gift of $4,957 from
the members of the Class of 1971.
The gift includes $2,380 which the
senior class raised through a showing
of the six-hour Russian film version
of Tolstoy's War and Peace. This
amount was matched anonymously.
About $88 was raised with a number
of "15-minute parties" given by
students on Wednesday evenmgs
throughout the school year.
The class stipulated the money
should be used to diminish the principal of the debt owed by the College
in Santa Fe to the endowment fund
of the Annapolis campus.
"VIe have two things in mind in
wishing to give this amount toward the
repayment of the Annapolis endowment debt," the statement accompanying the gift noted.
'.'First perhaps, it can in a small way

express our thanks to Annapolis for
helping this campus to come about
with its Own critical funds, not to
mention the men and experience it
gave.

"Secondly, this gift is given in the
hope of continuing and yet finer
achievements, through books and· dis-

cussions, by all members of the
college."
Representatives of the senior class
made the presentation at the recent
board meeting in Santa Fe. President
Weigle and the board members expressed their appreciation of the gift
and commended the students for their
support of the College.
PRESIDENT AND MRS. WEIGLE
TRAVEL ON DANFORTH
FouNDATION GRANT

President and Mrs. Weigle enjoyed
several weeks of travel on a grant from
the Danforth Foundation during the
first half of 1971. The grant was in
conjunction with a Danforth program
of short-term leaves for college and
university administrators who have
served with an educational institution
for at least five years.
During January and Febtuary the
couple toured in South Africa, Rhodesia, Tanzania, and Kenya, stopping to
visit universities in Johannesburg and
Pretoria, and Rhodes University in
Grahamstown. In the interior of Tanzania the Weigles visited Morogoro
Teachers College. In addition to viewing Victoria Falls, they also spent time
in the game reserves at Amboseli and
visited the treetops in Kenya and the
Kenya National Park at Nairobi.
In March the Weigles joined eighty
· other educators for a tour of Budapest,
·Bucharest, Moscow, Novosibirsk, and
Warsaw. They visited secondary
schools and universities in all centers
and saw Academic Citv in Siberia, a
concentration of research institutes and
library facilities located 2,000 miles
east of Moscow.
In April and May Mr. Weigle was
a Visiting Fellow at Clare College of
Cambridge University in England. The
couple stayed with Tutor Elliott
Zuckerman who is currently a Fellow at
the College. Mr. VV'eigle explored the
early relationships between St. John's
College in Cambridge and St. John's ,
College in Annapolis. During the last
week of the trip to England the
\~'eigles visited with Tutor Samuel
Kutler and his wife who were on a sabbatical.

�July 1971
NEW ADMISSIONS
DIRECTOR IN ANNAPOLIS

Annapolis Provost Paul D. Newland recently announced the appointment of Michael Vvilliam Ham as
Director of Admissions of the Annapolis campus effective July 1st.
Mr. Ham served as an assistant to
Mr. James M. Tolbert, retiring Director
of Admissions, in April, May, and
June. Mr. Tolbert, at his request, has
resumed full-time duties as a Tutor
at the College.
Following graduation cum laude
from St. John's in 1961, Mr. Ham
attended Dartmouth College on a
teaching fellowship, and received his
I\1.S. degree in mathematics from the

(
Michael W. Ham

University of Iowa in 1968. He taught
mathematics at the Key School in
Annapolis from 1965 to 1966, and
assisted in planning the secondary
school mathematics curriculum there.
Mr. Ham was Coordinator of Data
Processing for the American College
Testing Program in Iowa from 1967 to
1969 when he joined the Westinghouse
Learning Corporation as a system
analyst in Project PLAN's Computer
Systems group. He was Manager of
PLAN Systems Analysis and Programming at the time he left.
Mr. Ham is married to the former
Mary Lou Ryce, also a St. John's
College graduate, and they have three
children, Cecelia, Greta, and Ethan.

ALUMNI· ACTIVITIES
WELCOME ABOARD

Both as an alumnus of St. John's and
as president of the Alumni Association,
let rne welcome the Class of 1971, and
the members of earlier classes who
graduated last month, to the ranks 9f
the Alumni of St. John's College. We
are pleased and proud to have you
join us, and hope that you will want to
participate actively in the life of the
Association.
There are a number of ways in
which \'OU can be an active alumnus,

but th~v all require some sort of invoh·ement. It may be as simple as
participating in meetings of local
alumni groups, or it may be as complex
as organizing a telephone session as

part of the annual giving campaign.

It certainly means attending Homecoming when you can, and voting in
the various and sundry elections as they
occur. It could also mean serving as a
volunteer in the Admissions ASsistance

or Career Counselling programs which
the Association sponsors. And it also
means supporting the College with
such financial help as you can afford.
In whatever ways you choose, be a

part of the Association, the organization through which alumni participate
in thelife of the College. As an alumnus, you

\Vil1

ahvays be a member of

the St. John's community: Exercise
your membership.
Again, a hearty welcome to each of
vou, and the best of luck in your aftercollege life.
'
WILLIAM

R. TILLES '59

ASSOCIATION
ACTIVITIES

Board of Visitors and Governors:

Philip I. Bowman '31 and W. Bernard Fleischmann '50 were elected to
second consecutive terms on the Board
of Visitors and Governors in May. An
election, conducted by mail, was neces~
sitated when Steven Shore SF '68 was
nominated by petition. This springtime election was the first under the
prO\·isions of the new College Polity
and Association By-Laws.
News-sheet:
The Association directors have
started an informal news-sheet to supplement material which appears on

29

�The College
sessions will be continued next year,
and ways are being sought" for the
Service to function more actively as a
job placement center. Suggestions
would be most welcome.
CHAPTER NEWS

Annapolis: On May 14th T. Herbert
Taylor '44 assumed chairmanship of
the chapter, replacing Frank B.
Marshall '45. The local group plans
to continue the monthly luncheons
next year, but would like to have an
occasional night-time or week-end
activity. This would permit attendance
of local alumni who cannot attend
luncheons.
New York: The New York group held
a meeting on Tuesday, May 25th, with
Jacob Klein as guest speaker. l'vlr. Klein
conducted an informal seminar on
~Ia to.
/Washington: Under the co-leadership
DaYid F. Crowley, Jr., '28, v.ras one of the 27 alumni volunteers who helped with the Baltimor~/" of Ca.ro] (~hillips) Ti!les ,:59 and
telethon -during this year's Alumni Annual Giving Campaign. Telephone appeals were also made
Cynthza (S1ehler) Wh1te 66, the
in Annapolis and Vilashington, D. C. Gifts in response to the calls amounted to almost $5,000.
chapter he1d a dinner meeting on May
23rd. Annapolis Provost Paul D. Newthese pages. Scheduled for publication inquiries to certain alumni for follow- land was guest of honor and principal
four times a year, the News will alter- up and possible interview. (If you were speaker.
nate with issues of this magazine. The a volunteer for this program and have
directors anticipate that this plan will not had names sent you, there simply AWARD OF MERIT
permit more timely communication have been few if any inquiries from
The Alumni Award of Merit, first
with all alumni about Association ac- your area.)
Thanks to the efforts of Temple G. presented in 1950,_ may be awarded
tivities.
Porter '62 and a committee of other annually at the discretion of the Board
Programs:
directors, alumni help with admissions of Directors of the Alumni AssociaDuring the coming year the Associa- work is about to enter a new phase. A tion. In June, 1970, the directors voted
tion will concentrate its efforts to help kit for volunteers, developed by Mr. to increase the number of Awards from
the College on three principal areas: Porter with the cooperation of both one to not more than three annually.
the Counselling and Placement Service, Directors of Admissions, will be made
The Award is made to an alumthe Admissions Assistance Program, available during the summer to alumni nus for "distinguished and meritorious
volunteers. Designed to help alumni sen•ice to the United States or to his
and fund raising.
·
Fund raising is an increasingly im- seek out and interview prospective stu- native state or to St. John's College, or
portant fact of life for St. John's as dents, the kit has been acclaimed by for outstanding achievement within his
for other colleges. Alumni involvement, officers of the College. It should prove chosen field."
both as workers and as givers, will be invaluable to alumni as they become
Association President \Villiam· R.
more critical than ever over the next more deeply involved in finding able Tilles asks that confidential letters of
nomination be sent to him no later
several years. If the performance of the students for both campuses.
past fe\v years is maintained, however,
Plans are nm:v being dra\vn up for than August 15th. Each letter should
there will be no lack of alumni support the Counselling and Placement Service. contain sufficient information about
for the College.
In the past year there were three main the nominee to permit thorough evaluA program to help the Admissions counselling sessions held, on graduate ation by the Board of Directors. Letters
officers on both campuses has been in schools, on law, and on careers in busi- should be sent to l\-1r. Tilles, c/o
operation since early 1968. To date ness and governm-ent, but little \:vas Alumni Office, St. John's College, Anit has consisted primarily ·of referring done in the way of placement. Similar napolis, Maryland 21404.

30

�July 1971
REUNIONS

ANNIVERSARY HoMECOMING

This is the vear in which the classes
~While the Alumni Association really
of 1911, 1921; 1931, 1941, 1946, 1951, does not trace its origins back to King
1961, and 1966 should be planning William's School, St. John's College
some sort of special get-together for certainly does. For that reason, the
Homecoming. Those are the special re- College this year will celebrate the
union classes, those who ar·e passing 275th anniversary of the founding of
another milestone, whether it be the the School.
5th or the 60th anniversary of the • As you can read elsewhere in this
graduation of the class. The Alumni issue, the celebration of the big event
Office will help in whatever way it can: will take place in the fall, starting on
lists of classmates, reservations at October 12th, and terminating on
motels or hotels, special tables at the Homecoming Day, October 16th. V-le
dinner. \Ve want to help you have a encourage all alumni to attend as
good time; please give us a chance.
man\· of the activities during th2t

CLASS NOTES
1900
Louis Baer, who must be our oldest living
alumnus, celebrated his 92nd birthday on May

29th.

countrY to be fitted witb a dorsal column stimulator (DCS). The DCS, implanted under the
skin, relays radios impulses from a special transmitter controlled by b.Ir. Dulin; the impulses
set up interference which cancels pain signals
moving to the brain.

1907
A nice note from Mrs. E. S. Bushong of

1933
In }.-larch William A. Ziegler retired from

Boonsboro, Maryland, informs us that her - Bethlehem Steel's Sparrows Point plant. An
father, the Rev. \VaJter B . .McKinley, celeAll-American lacrosse player as well as football
brated his 90th birthday this past spring. Alend and basketball center at St. John's, Mr.
though emphysema prevents his walking, he is
Ziegler was General Foreman, Plate and Flange
"otherwise in good shape," to quote Mrs. BusMills, upon his retirement.
hong. Our congratulations to Mr. McKinley.

1912
We hear

through

Philip

L.

Alger

of

Spencer D. Hopkins, now fourteen years retired from the General Motors Corporation,
where he worked for forty years. Mr. Hopkins
keeps busy helping manage a home for the aged
and helping run a club for retired GM executives. He makes his home in Bloomfield Hills,
lv1ichigan.

1922
William R. Horne}', a member of the SATC
unit at St. John's in 1918, and a retired judge
of the Maryland State Court of Appeals, was
ordained a deacon of the Episcopal Church on
January 16, 197L Mr. Horney serves as assistant to the rector of St. Paul's Church in
Centreville, Maryland.

1928
Louis L. Snyder, professor of history at the
City College of the City University of New
York, deli\·ered the first talk in the current
"Ideas" series for the Canadian Broadcasting
Corporation on April 12th. Professor Snyder's
subject for the CBC network was "The Ideas
of Nation and 1\'ntionalism."

1931
\\'ilbur R. Dulin, an Annapolis attomcy and
former State Senator, helped make medical hislory recently. After suffering \\'ith spinal pain
for SC\'eral years following a cancer operation,
Y\-Ir. Dulin became the forty-first pers9n in this

~/alter

1935
F. Evers informs us that Joseph

Novey lost his wife last falL We join Mr.
Novey's classmates in sending belated condolences.

1938
Jack D. EngJar, former vice president of
plant operations for McCormick &amp; Co., Inc.,
and more recently manager of economic development of the Greater Baltimore Chamber
of Commerce, in March was named vice president and general manager of the technologies
division of Tate Industries.

1939
On July lst Frank A. \\lhite, Jr., was promoted to vice president at Pennsylvania Mutual
Life Insurance Company.

1943
On the night of January 1-2, 1971, the
hopes and dreams of the Bay Country School
and of its founder and headmaster, Ogden
Kellogg-Smith, disappeared in $70,000 worth
of smoke and flame. The school'S first building,
literal]\· built bv the brawn and sweat of stu·
dents,· parents,· and faculty 0\'er the preyious
eighteen months, was cle~troyed by a fire of unknown origin. Founded in 1962, the School has
~crved a unique and useful purpose in Anne
.-\rundel County by offering an opportunity to
the student who did not fit the com·entioml
mold. :No\\' the School faces the gigantic task.

period as they can; we believe you will
find them stimulating and very worthwhile.
Details of Homecoming itself will
be published later in the summer,
although a few events are now in place.
Alumni seminars will probably be held
on Saturday morning, the Annual
Meeting following luncheon, and the
annual reception and dinner in the late
afternoon and night, respectively.
IVIake your plans now to join us, at
least for the 16th, and better yet, for
three or four days. \Ve think you will
enjoy the experience.
of replacing its loss. Any of Mr. Kellogg-Smith's
former classmates or other friends who wish
to help should address iv1r. Robert Jenkins, Bay
Country School, Arnold, :tvid. 21012.
This was an auspicious spring for the H. \Villard Stern family: in April Mr. Stern and his
wife had a son, Darrell David, and one month
later, Mr. Stern received his Ph.D. degree from
Rutgers, T11e State University. His dissertation
\\'as entitled: "A Philosophical Analysis of the
Use of 'Comprehension' In An Educational
Context.''

1944
Carl S. Hammen was promoted to professor
of zoology at the University of Rhode Island
on July lst. Mr. Hammen holds master's degrees from Columbia University and the University of Chicago, and a Ph.D. degree from
Duke University.
In March James \V. Poe, Jr. received the
\Vriters Guild 1971 Laurel Award, symbolizing the writer "who has ad\·anced literature of
the motion picture through the vears." Several
years ago Mr. Poe won an Acade-my Award for
his movie screenplay "Around the \Vorld in
SO Days." He is the father of Lorna Poe '67.

1945
John L. Lincoln's son Jack '74 politely called
our attention to a misplaced item in the April
issue. It should have been in the 1945 Notes
instead of those for 1950: it was Jack's uncle,
C. Ran/et Lincoln, who was in the class of
1950, not his father. Apologies to all the
Lincolns.

1950
Dean Robert A. Gold\\'in l1ad a special interest in the commencement exercises this year,
since his daughter, Jane, \\'as a member of the
graduating class. Miss Goldwin \\'ill go to London for a year, and has been accepted in a
~laster of :\rts in teaching program at Goucher
College for the follo\\'ing year.
James H. Riggs \Hites to J\fiss 1\Jiriam
Str;mge that he will be entering the study of
psychology this coming fall at \Vest Georgia
College, Carrollton, Georgia.

31

�The College
1953
H:we you ever wanted to chuck everything
and get away from it all? Singer Glenn R. Yarbrough has apparently decided to do just that
at the end of this year. Last February he announced that he will abandon his musical
career and head to sea in his sailboat, Jubilee.
"'ith his wife, Anne, and their small daughter,
Holly, Mr. Yarbrough will cruise the world for
five years or more, to "read and think and

travel ... as an ordinary person."

1956
The Reverend J. Donald Libby has been
rector of Christ Church, I.U. Parish, near
Lynch, Maryland, and rector of North Sassafras
Parish in lower Cecil County, since May 1st.

Before mm·ing to the Eastern Shore, Re\'.
Libby was rector of Severn Parish, near
CrownsYille. 1l1c Libbvs and their three
children make their hom~ in Earleville.
]. Jay W'ase, since January a senior assistant
State's Attorney for Baltimore City, is the
author of "The Federal Gun Laws and You,"
published this past May.

1960
Richard S. Dohanian, who married the
former Linda Powell in April, 1970, is now a
restaurant owner in South Newbury, N.H.

1961
l\1ichael C. Haley since February has been
specializing in the sale of commercial and investment real estate with an Albuquerque,
New Mexico, firm. Mr. Haley and his wife, the
former Linda Levitt '64, have lived in Albuquerque for several years.
MicllaeJ W. Ham ·joined the staff of the College on April 19th as an Admissions Officer,
and on July 1st he· replaced James M. Tolbert
as Director of Admissions in Annapolis. (See
article elsewhere in this issue.}
Theodore B. C. Stincllecum, now performing professionally as Theo Barnes, toured with
the Broadway T11eater of Northeastern Pennsylvania this past winter in the title role in "Hadrian VII."

March 24, 19il, in Beirut, Lebanon. Mr.
1l1omas is with· the USIA.

1964
Stephen Fineberg writes that he is now at
Stanford University working on a dissertation,
"though officially still a Texan."
Sara (Hobart) Homeyer and husband Charles
recently announced that their son Peter has
been joined by an adopted sister, Martha Jean,
who became a Homeyer on April 26th. Our
congratulations to th_e new parents.
Neal 0. \\Ieiner now holds the rank of professor at Marlboro College in Vermont.

1965
The Har\'ard-Radcliffe Chapter of Sigma Xi
has announced the advancement of Bruce Collier from associ&lt;Jte member to member. Sigma
Xi is an honorary organization for the encouragement of scientific research.
Carlos Pereira is now Director de la Escuela
de Cursos B:isicos del Nucleo de Bolivar, Universidad de Oriente, Cuidad Boli\'ar, Venezuela.
The school, organized by Sr. Pereira, has 36
teachers and- 700 students, and offers the first
two years of college. During those two years
the students are selected to enter the different
fields of study offered by the University.

1966
For the past year Dr. Jonathan D. Korshin
has been senring his medical internship in
Tucson at the three hospitals affiliated v.~th
the University of Arizona School of l\Jedicine.
Dr. Korshin received his medical degree in
May, 1970, at Dov.rnstate Medical School,
State University of New York. According to
information received during the spring, he
e&gt;..rpected to move back to the East Coast in

July, 1971.

1967
David C. Dickey was selected in May as the
Republican nominee for commonwealth's attorney for Greene County, Virginia. Mr. Dickey
has been practicing law in Stanardsville since his
graduation from the University of Virginia law
school in June, 1970.

1962
Judith (Levine) Gerberg writes that she is
on the National Committee of the Professional
\Vomen's Caucus. The letter which she sent
explains that "P\VC is a national organization
of professional persons in all fields working for
a social environment that stresses the full development of human potential before sex role
stereotypes.''
John F. l\-1iller \\'as one of 24 museologists
and graduate students who attended the thirteenth annual Seminar for Historical Administrators in \Villiamsburg, Virginia, last month.
T\·1r. \filler is a candiclate for an !\LA. degree in
.\rchitectural 1-:Ii~tory/Art History at the Uni\'trsity of l\'faryland.

1963
Mr. and Mrs. Robert K. Tllomas are the
proud parents of l\'Iiss Rebecca Marie, born

32

Congratulations and a- large vote of appreciation are due Arthur Kungle, Jr., and a large
crew of volunteers whom he recruited, for the
outstanding job they have done in beautifying
the Annapolis campus. Gardens of annual
flowers, a large bed of rose bushes, and many
small trees on the back campus are the results
of their labors. T11eir efforts have given us an
even more beautiful setting in which to work.

1968
A letter from Bettina Briggs (SF) this spring
re\·eals that she expected to receive her J.D. degree in June from Boston University_ After that
she will "tackle the Massachusetts Bar Examinations," in order to join the law office of
Benjamin A. Friedman in Taunton. \Vhile
at the University, Miss Briggs has worked
on the staff of Cambridge Legal Services, helping impo\'erished clients, and with the Long
Range Planning Department of Tufts-New
England Medical Center. In this latter position
she was particularly concerned with the inadequacy of existing mass transit systems for
the handicapped and elderly.
The Army·s loss apparently \\~ll be the legal
profession's gain, as Keith C. Covington has
completed his military service and plans to
enter law school in the fall.
Elizabeth Dobbs writes that she finished
work in April on her master's degree in the
English Dcparbnent of the State Uni\'ersil:y of
New York at Buffalo. She will be starting soon
on her dissertation on medie\'al English.
In May Jinna (MacLaurin) Rie received her
M.Ed. degree from Goucher College in Baltimore.
In March there were sergeant's stripes for
Jonathan Zavin as he graduated from the NonCommissioned Officer Candidate School at Ft.
Benning, Georgia. Sgt. Zavin was Selected for
the course under a specialized program that
grants rapid promotions to outstanding individuals.

1969
Linda E. Davenport has been teaching school
this past year in Chester, Vermont.

In Memoriam
.-1906-Richard H. Hodgson, Salisbury, Md.,

yJ-433-Stanley R. Mitchell, Guilford, Conn.,

M.,ch 7, 1971.

August 17, 1970.

/1908-J. Graham Shannahan, Sr., Balti- \/1936-John

,;v_ Sullivan, Millington,

Md.,

more, Md., June 2, 1971.
..
.
May 13, 1971.
/1913-Robert A. Tennant, Oakland, Cal., !)9-37-J. Trenholm Hopkins, Charleston,
.
May 7, 1971.
S.C., February 2, 1971.
v-1917-----.:.R.

..

Hammond Elliott,

Md., May 3, 1971.

'./1920-Robert E. Coughlan,

Jr.,

Annapolis,.,..- 1938-Lee N. Baker, Pikesville, Md., April

10, 1971.
Baltimore,

Md., March 5, 1971.
;'1923-Dougbs

R.

Bowie,

·1938-John \V. Cook, Frostburg, Md.,

/.

August Jl, 1970.

Cumberland, /1938-Peter

T.

Simmons,

Portsmouth,

Md., 1969.
,).928-Samuel T. Jones, Prince Frederick,
' .
Md., May 16, 1971.

1943-Richard S. Spencer, Jr., Baltimore,

\.-1930-Ferdinand

1970-Mitchel A. Green (SF), Februal)'

Fader,

South

N.J., April 20, 1971.

Orange,

N.H., March II, 1971.
Md., January 28, 1971.
23, 1971.

�275th .
ANNIVERSARY CELEBRATION
Calendar of Events
Tuesday, October 12
Concert: Juilliard String Quartet
Wednesday, October 13
Seminar on Plato's Meno
Panel: Literature and Language
Thursday, October 14
Panel: Politics and Society
St. John's College Regular Seminars
Friday, October 15
Panel: Mathematics and Science
Tutor Jacob Klein: The St. John's College Seminar
Tutor Douglas Allanbrook: Harpsichord Concert
Alumni Receptions
Saturday, October 16
Meeting of the Board of Visitors and Governors
Alumni Seminars
Aliu:nni Business Meeting
Academic Convocation
Guest Speaker: Dr. Martin Meyerson, President
The University of Pennsylvania

Alumni Reception for Faculty and Seniors
Alumni Dinner and Presentation of A ward of Merit

�275th Anniversary Celebration
October 12 -16, 1971
Annapolis
See Inside Back Cover for Calendar of Events

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>�The College
Cover: Thomas Jefferson, from a bust
by Tean Antoine Houdon. Inside Front
Cover: McDowell Hall, Annapolis,
sketch by Daniel Sullivan, Class of
1971.
The College is a publication for
friends of St. John's College and for
those who might become friends of the
College, if they came to know it. Our
aim is to indicate, within the limitations of the magazine form, why, in
our opinion, St. John's comes closer
than any other college in the nation
to being what a college should be.
If ever well-placed beacon lights
were needed by American education
it is now. By publishing articles about
the work of the College, articles reflecting the distinctive life of the mind
that is the College, we hope to add a
watt or two to the beacon light that is
St. John's.
Acting Editor: Malcolm Wyatt
Managing Editor: Mary P. Felter
Alumni Editor: Thomas Parran, Jr.
Editorial Assistant: Maurice Trimmer
The College is published by the
Development Offices of St. John's
College, College Avenue, Annapolis,
Maryland 21404 (Julius Rosenberg,
Director), and Santa Fe, New Mexico
(J. Burchenal Ault, Vice President);
Member, American Alumni Council.
President, St. John's College, Richard
·D. Weigle.
Published four times a year in April,
July, October, and December. Second-class postage paid at Annapolis,
Maryland, and at additional mailing
offices.

In the December Issue:
•

1

How Praise A World That May Not Last,
by Niark Van Doren
•

Discussion As A Means Of Teaching And Learning,
by Jacob Klein

3

On The Study Of Politics In A Liberal Education,
by Martin Diamond

6

News on the Campuses
Vol. XXIII

December 1971

No.4

ll

Alumni Activities

17

�Discussion As A Means Of
Teaching And Learning*
By JACOB KLEIN

W.AT

follows is a description of a St. John's
Seminar.
A book or a part of it is to be discussed; about twenty
students (usually fewer and seldom more) sit around a
table, and two tutors have to act as moderators of the
discussion. The students are supposed to have read the
book or the assigned part of it before coming to the
seminar. Some have done that well and thoroughly, some
not well and superficially; it may even happen that a
student has not read the book at all. One of the tutors
begins the discussion by raising a question, directly related to what is said in the book. Sometimes a silence
ensues before a student chooses to answer the question;
sometimes the answer follows the question immediately.
This answer may provoke a comment or a refutation or a
new question coming from students or tutors. Thus an
exchange of opinions develops, which can be animated,
even heated, or calm and slow. Quite a few students
participate in this exchange, while some remain silent.
What happens while this exchange goes on? Many
things. What the book is about may be clarified to some
extent. How its content is connected with the content
of other books may be discovered, weighed or subtly
suggested. But more important things do occur. A student
might find his most cherished thought elucidated or his
*Paper prepared for the 275th Anniversary Colloquium at St. John's
College in Annapolis, Friday, October 15, 1971.

most burdensome question answered in the book, and this
gives him the opportunity to bring about a discussion of
this favorite theme of his, which turns the seminar away
from the book altogether. And yet, what is then being
discussed may be something more fundamental for the
understanding of one's world and one's life. Or, on the
contrary, a student may see for the first time that something he had always accepted is actually highly doubtful.
A sentence, even a single word, uttered by one of the
participants in the discussion, may open to him a new
vista, may challenge his deepest convictions, may aggravate the awareness of his ignorance.
It is thus that learning takes place, not in the sense
that the students are being "informed" about opinions
and doctrines uttered in the books, about events and facts
mentioned in them, about plots and stories presented and
narrated. What is achieved is rather an expansion of the
intellectual horizon, a fostering of understanding, a demo~
]ilion of false assumptions. This may not happen at all
in any one seminar or even in a series of s-eminars; but
it is likely to happen after a while, which means that only
a steady continuation of the seminars through a lengthy
period of time makes the seminar exercises fruitful and
beneficial.

fundamental rules determine the discussion.
As the College catalogue puts it: "every opinion must be
heard and explored, however sharp the clash of opinions
I

�The College
may be," and "every opinion must be supported by argument-an unsupported opinion does not count." But
it is not possible to avoid empty or even frivolous talk
altogether. Serious arguments may degenerate into repetitious and shallow assertions. It is the task of the moderators, the seminar leaders, to turn the discussion back
to its meaningful origin. They are not always able to do
that because even wasteful and extravagent claims might
contain points that fascinate the students' imagination
and stimulate their urge to refute and to explore. Even
then learning may take place.
Very rarely is a question fully answered and the answer
approved by all present. The main purpose of the seminar
is not to find final solutions of perennial problems, but
to become aware of a range of possible answers. Nor is
it the purpose of the seminar to interpret the content of
a book once and for all. Be it Homer or Virgil or Dante
or Shakespeare, be it Plato or Aristotle or Descartes or
Kant, be it Thucydides or Augustine or Hegel, be it any
other author, none of the students and tutors is expected
to "master" any one of their works, but everyone is expected to discover the diversity of possible interpretations
that these works give rise to and the depth of the task that
understanding them presents.
Some troublesome aspects of the seminar have to be
mentioned. There is too much to read, and the riches of
the books are overwhelming. The habits of the students,
as far as reading, listening, and arguing are concerned,
vary to a very great extent. This can make the discussion
uneasy or turbulent or even explosive. It is, at any rate,
always unpredictable, as indeed it should be. But there
is always the possibility that some spoken word-or some
word withheld-may provoke a student with an insight
of a penetrating nature, not necessarily related to the
book or topic under discussion. The occurrence of learning itself is indeed unpredictable.

0

NE indispensable-although not' always sufficient
-condition must prevail for learning to occur. It is the
effort on the part of students, a continuous effort, to find
answers to the questions raised. The answer to the question
what learning itself is, is not a "theory of knowledge,"
a so-called "epistemology," but the very effort to learn.
That is why in Plato's Meno Socrates keeps exhorting
Meno and the yonng slave to "make an attempt" to
answer. And that is why, in Plato's Republic (376B),
Glaucon has to agree with Socrates that the "love of
learning" (Til &lt;{nAol'a8i,) and the "love of wisdom (To

rf.HA6aorf&gt;ov) are the same. This "love of learning/' which

leads to the effort to learn, may not result in actual learning-it may indeed be insufficient, just as the "love of
wisdom" may not result ln obtaining wisdom and knowl-

edge. The pursuit of understanding and of knowledge in
2

the seminar is clouded by this uncertainty and unpredictability. But at some point of the discussion some understanding may be gained by some student or students, and
this understanding may then evolve further and further.
Let us also bear in mind that this point may never be
reached.
In what then does teaching consist in a St. John's
seminar? Certainly not in the "pouring" of knowledge
into the learner's soul, just as learning does not consist

in listening and repeating what one has heard. It is hard
for any tutor to resist the temptation to present his own
opinions about the content of a book or about the hidden
meaning of a phrase. Sometimes such a presentation may
even be fruitful because it can provoke counter-argument
and far-reaching discussion. Above all, however, the seminar leaders have to solicit the opinions of the students,
to try to keep the discussion within the limits of the
subject argued about, which is not at all easy, and to let
the students participate as much as possible in the debate.
Not seldom some students remain altogether silent, and
it may become important to the tutors to understand
the nature of this silence by talking to these students
outside of the seminar. Conv.ersations between tutor and

student outside of the seminar are, of course, generally
most desirable and helpful.

the "silent" students, their silence can

ultimately be attributed to two very different causes.
One is a lack of interest which implies the absence of
that effort to learn, on which so much depends. If this
attitude of the student persists and cannot be broken,
it is not likely that the student will continue to be a
student. The other cause is a deep and complex involvement in what is read and said, so deep and complex, in
fact, that the student cannot afford to take a stand and
to open his mouth, because he would have to say too many
things at once. This student listens attentively, and his
inside effort to clear his thoughts, by separating what
does not belong together and by combining what does,
may lead him to learn a great deal. Here again it is not
possible to predict whether this learning will occur. But
when it docs, it is bountiful and precious.
Jacob Klein has been a Tutor at St. John's College since 1938.
He was Dean of the College from 1949 to 1958. Born in Russia,
Dean Klein studied philosophy, mathematics, and physics in Berlin
and Marburg, Germany, where he received his Ph.D. degree, Before
leaving Germany in 1937 he completed Greek Matllcmatica1 Thought
and the Origin of Algebra (translated from the German by Eva Brann,
Massachusetts Institute of Technology Press, 1968). His Commentary
on Plato's Meno was published by the University of North Carolina
Press in 1965; his "Introduction to Aristotle" may be found in
Ancients and Moderns (Basic Books, 1964). He has lectured on
"Ptolemy and Copernicus," "Leibniz," "The Nature of Nature,"
"On Precision," and others.

�How Praise A World That May Not Las(
By MARK VAN DOREN

Governor King, President Weigle, members and friends
of this College, I consider it a great honor to have been
asked to speak on the occasion of the 275th anniversary of
the College. Two-hundred-and-seventy-five years is a long
time to survive. St. John's College more than survives,
it flourishes. That I think is all that needs to be said
about the College as of this moment; it flourishes and the
evidence is everywhere.

When I was asked by Dean Darkey to come today and
address you, I wrote him as an old friend as well as a
dean whom I respected and asked him if he had any suggestions about what I should talk about. Being a true
dean, he answered my question s·criously. He didn't say,
"oh, anything you like." He said, "I've often heard you
talk about the act and the art of praise. I think I agree
with you," he said, "that praise is the noblest act of man,
and if you have anything that you want to praise, or
any person you want to praise, this might be a time to
do it." I said yes, of course, I would come and talk about
praise. And I would even do some praising. I would praise
everything and everybody. I would have the nerve to praise
the world.
For the world we live in must be praised; or its maker
must, for it is he that we praise when we are s·erious. The
greatest of all songs arc the Psalms, which are songs of
praise.
The heavens declare the glory of God; and the
firmament sheweth his handywork.

* Speech given at "A Summer Celebration" at St. John's College,
Santa Fe, New Mexico, on Sunday, August 8, 1971.

They are songs in praise of things-of stars, mountains,
trees-but only as these things testify to the power
and beauty of their creator's mind, than which there is
nothing more lovable or fearful in the universe we think
we know. It is the presence among us of this mind that
causes us to tremble, now in terror, now with joy. The
Psalmist cried over and over: Praise ye the Lord, and
never tired of doing so, as witness the song he numbered
148, which still was not the last one that he sang:
Praise ye the Lord. Praise the Lord from the
heavens: praise him in the heights.
Praise ye him, all his angels; praise ye him, all
his hosts.
Praise ye him, sun and moon; praise him, all
ye stars of light.
Praise him, ye heavens of heavens, and ye waters
that be above the heavens.
Let them praise the name of the Lord; for he
commanded, and they were created.
He hath also sta blislied them for ever and ever;
he hath made a decree which shall not pass.
Praise the Lord from the earth, ye dragons, and
all deeps;
Fire, and hail; snow, and vapour; stormy wind
fulfilling his word;
Mountains, and all hills; fruitful trees, and all
cedars;
Beasts, and all cattle; creeping things, and flying
fowl;
Kings of the earth, and all people; princes and all
judges of the earth;
Both young men, and maidens; old men, and
children;

3

�The College
Let them praise the name of the Lord; for his
name alone is excellent; his glory is above the
earth and heaven.
Praise ye the Lord.
The things he made, the Psalmist sings, he made for
ever and ever. The world he fashioned was, is, and will
be a world without end. Unthinkable that it should
cease. Not only the power and beauty of the Lord, but
his lastingness-perhaps that was his most stunning attribute, since it assured us that the world we walk on is
lasting too. We shall not last, for we are grass, we wither
and blow away; but the world itself-how can that ever
be a thing, a place, that is not?
For centuries, for millenniums, we did not ask this
question; or if we did, we thought we knew the answer.
We kept on praising as best we could the universe and
him who made it. Our poetry when it was serious had no
other subject, though often enough the subject was not
named as I am naming it now. It had its variations, its
disguises; truth at times delights in indirection and even
dares at special moments to be difficult. Yet there was
never a time when we knew how to imagine the world's
coming to an end-literally that, with no trace of it left
anywhere. Whereas we now are haunted by this thought;
as I was, for example, a few years ago when I wrote a
poem called So Fair a World It Was:
So fair a world it was,
So far away in the dark, the dark,
Yet lighted, oh, so well, so well:
Water and land,
So clear, so sweet;

So fair, it should have been forever.
And would have been, and would have been,
If-what?
Be still. But what?
Keep quiet, child. So fair it was,
The memory is like a death
That dies again; that dies again.
The dialogue may be understood as taking place between
two intelligences so far removed from Earth that the
rumor of its extinction comes faintly yet clearly, as

echoes travel; but those intelligences are near enough to
have witnessed the beauty that is gone. The suggestion
is of physical catastrophe; nothing less than the total
disappearance of a planet. The fear does not always
take this form. It is more likely to be the fear that life
and thought will cease, so that no mind will exist to know
the world that still is there-an equivalent catastrophe,
perhaps, but at least a different one, though in fact it
might be the more ghastly of the two.
The strange thing is that at the same time with this
poem, or very near the same time, I was writing a psahn
of my own which contained no hint of catastrophe.

4

Praise Orion and the Great Bear,
Praise icy Sirius so burning blue,
Praise the slow dawn, but then the razor rim
Of sun that in another hour
Cannot be looked at lest it blind you; praise
Mountain tops, praise valleys, praise the silver
Streams that circle to\vns; praise people's houses;
Praise sitting cats that wait for doors to open;
Praise running dogs; praise women, men;

Praise little boys who think their fathers perfect;
Praise fathers who believe their Father perfect;
Praise him because he is, because he has
His being where no eye, no car can follow,
No mind say whence or whither,

Yet he is, and nothing else is
Save as witness to his wonder,

Save as hungering to praise himLet all things, then, great or little,
Praise him, praise him

Without end.
How explain this inconsistency in me, except by saying

that it is in others too: in all of us, no matter who we
are or what we think we know? Or am I correct in saying

all of us? Quite possibly the young are altogether singleminded here: the young, whose generation is the first
one born into a world that wonders whether it will endure. Earlier generations had no such problem. Their
members knew that the world was here to stay-nothing
more simple, nothing more certain. Regardless of what
they felt or did, the earth and the heavens above it
would survive them. To the extent that no one can wholly
believe this any more, those of us who can remember having believed it once are likely to find our minds curiously
mixed: at one moment yes, at another no. But with the

young this may not be true; and so their minds are single;
they do not look ahead because there is nothing to see,
and they do not look behind because only ruins-ghosts
of worlds-are there; they look at the present moment,
and have their own secret way of penetrating its mysteries,
which seem to be for them alone.
If, however, we are mixed of mind we oscillate between
belief and despair: more often than not, I suspect, believing as we did before that the foundations of being
are somehow firm. And better yet, bound to remain so.
For there is something in the mind that cannot be satisfied with less than the prospect of infinite duration,
whether it be of life, or the earth, or the stars, or simply
everything. Let me confess at any rate that this is true
for me. I hear that the earth is six billion years old,
and that is not enough for me. I hear that it has a few
billion years ahead of it, and I shudder at the thought
that they are not innumerable. There was a queer cornfort for me in a chance remark I once heard Harlow
Shapley make-a parenthetical remark, for he was really
interested in something else-concerning the age of the
earth. He said it was roughly as old as the great stars

�December 1971
in Orion, compared to which I had always assumed
that our planet was a newcomer in the universe. Childishly
I was proud and pleased, though I did not risk my happiness by asking him how long he thought either we or
Orion would last: I was afraid he knew, and could name
the term.
The terror of being lost in the ocean of time is something like another terror to which many of us have grown
accustomed. The size of the universe has become so
unimaginable, what with the discovery of galaxies too
distant and too numerous even to count, that space can be
a terror too, particularly if we hold on to the notion that
what is there was once created, and still is kept in view
by an intelligence whose location it is no longer possible
to have sensible ideas about. Yet how to abandon all
thought of that intelligence, even though we cannot even
frame the questions of who, and what, and where? So
I said once in a poem I called The God of Galaxies.
The god of galaxies has more to govern
Than the first men imagined, when one mountain
Trumpeted his anger, and one rainbow,
Red in the east, restored them to his love.
One earth it was, with big and lesser torches,
And stars by night for candles. And he spoke
To single persons, sitting in their tents.
Now streams of worlds, now powdery great whirlwinds
Of universes far enough away
To seem but fog-wisps in a bank of night
So measureless the mind can sicken, tryingNow seas of darkness, shoreless, on and on
Encircled by themselves, yet washing farther
Than the last triple sun, revolving, shows.
The god of galaxies-how shall we praise him?
For so we must, or wither. Yet that word
Of words? And where to send it, on which night
Of winter stars, of summer, or by autumn
In the first evening of the Pleiades?
The god of galaxies, of burning gases,
May have forgotten Leo and the Bull.
But God remembers, and is everywhere.
He even is the void, where nothing shines.
He is the absence of his own reflection
In the deep gulf; he is the dusky cinder
Of pure fire in its prime; he is the place
Prepared for hugest planets; black idea,
Brooding between fierce poles he keeps apart.
Those altitudes and oceans, though, with islands
Drifting, blown immense as by a wind,
And yet no wind; and not one blazing coast
Where thought could live, could listen-oh, what
word
Of words? Let us consider it in terror,
And say it without voice. Praise universes
Numberless. Praise all of them. Praise Him.

The two terrors differ in one important respect: if
there is too much space, there is too little time, and the
second terror is probably worse than the first. But both
are at times intolerable to any mind (always excepting
the young), and both of them therefore breed inconsistencies in us. In spite of what we think we know we
go on assuming. an intelligible cosmos, just as we go on
assuming that there is all the time in the world-an
ancient phrase that comes in patly here. In other words,
we go on writing psalms, and in some of them we betray
our faith that the world will last indefinitely long: will
forever and ever be there for minds to n1casure and for
souls to love. At least there are moments when we do
this, in between moments when we listen to the prophets
and accept their words of doom. For the time beinganother ancient phrase-this is our predicament. And, it
may be, this is our distinction.
How then shall we praise a world that may not last?
What would be praiseworthy about it if it were unable
to endure? But say it may last. What then? Shall we
have been silent on the entire subject? With half our
minds could we not have speculated upon the possibility
that the world is durable after all, and infinitely so? My
final poem, written incidentally for this occasion, com~
menccs there.
How praise a world that will not be
Forever? Stillness then. Time
Sleeping, never to wake. No prince's
Kiss. No prince. Praise? Even
The echo of it dies, even
Memory, in the last brain
That loved it, withers away, and mind
Not even dozes, being done
With work that mattered not at all.
How then praise nothing?
Yet that day
Has never dawned. Here is the world
So beautiful, being old, so
Mindful of its maker-what
Of him when that day comes-you say
It must-what then of him, and of this
Place so crowded with his creaturesWith us all-oh, praise the time
That's left, praise here and now, praise
Him that by his own sweet will
May suddenly remake the world
Forever, ever, ever, ever.
Mark Van Doren, poet, author, and teacher, is a graduate of The
University of Illinois and Columbia University. During the 1920's
he was the literary editor of The Nation. He was a lecturer at St.
John's College from 1937 to 1957 and a member of the Board of
Visitors and Governors from 1943 to 1953. In 1939 he was awarded
the Pulitzer Prize for his Collected Poems. He is the author of
(among other hooks) Liberal Education. In May, 1959, he was named
an Honorary Fellow of St. John's College.

5

�On The Study Of Politics In A
Liberal Education*
By MARTIN DIAMOND

W.

begin by agreeing with what St. John's College and Mr. Klein and Mr. Strauss have taught us, that
liberal education consists in "studying with the proper care
the great books which the greatest minds have left behind."' We know also that the angle of approach to
those great books must vary according to the nature of
what is being studied. My concern here is primarily with
the angle of approach appropriate to the liberal study of
politics.
Let us begin from a solid foundation: Who pays? Who
foots the bill for education? There are no free schools.
Someone always has to supply the books, real estate, food,
shelter, wages-the necessary eqnipment. And, even more,
someone always has to supply the young who are to be
educated-the necessary matter. Neither the necessary
equipment nor the necessary matter belong as of right
to the educators; on the contrary, the physical academy
and the young always belong as of right to someone else.
Someone else always pays and provides, be it philanthropist, church, parent, or the ruling element in the polity.
Now what will the provider-payer ordinarily demand, and
what is he entitled to? Ordinarily he is quite likely to
demand too much; liberal education, whose claims arc
of course ultimately unlimited, is always in danger of
*Paper prepared for the 275th Anniversary Colloquium at St. Jolm's
College in Annapolis, Thursday, October 14, 1971. The author wishes
to thank the Henry Salvatori Center for the Study of Individual Freedom of Claremont Men's Co1lcgc for support.
I "What is Liberal Education?" in Leo Strauss, Liberalism: Ancient
and Modern (New York: Basic Books, 1968), p. 3. See also "On
Liberal Education," by Jacob Klein, in Proceedings ot the Colloquium
on The Liberal Arts Curriculum (published by St. Mary's College,
California, 1965), p. 4.

6

being made to conform to the interests and prejudices
of those who pay. But it is not enough to gratify ourselves
in smiting with easy academic rhetoric the philistine foe.
The other question remains: What is the payer entitled
to? Surely he is entitled to some form of fidelity to the
regime or, at the very least, "a decent respect to" its
fundamental opinions. These are the minimum terms
the payer is entitled to demand as a condition for supplying
the educators with his children and his substance. Some
balance, then, must be struck between the unlimited
claims of liberal education and the demands of the regime,
or at least some mode must be found of accommodating
those demands. Both justice and expediency demand
this; there is no earthly reason why the payer should pay
unless the balance is struck, and there is in fact no way
educators can get hold of the children and the substance
without the consent of the payer. It is therefore prudent
for liberal education to take the initiative in striking a
sound balance, a balance that makes possible a true
liberal education while also accommodating those who
pay.

take this prudential initiative means to give
to the regime and its opinions a central and respected
place in the liberal study of politics.2 The political situa2 This presupposes, of course, a decent regime. If the regime is
indecent, then open formal liberal education is impossible; teachers
and student::; will be able to proceed only covertly if at all. After all,
like the good man, the good professor cannot be a good citizen of an
indecent regime. But none of this has anything to do with our situation
here and now. We live in a country that defers to higher education,
clumsily perhaps, hut with an unprecedented1y lavish hand, and that
gives to liberal education an astonishing freedom, even encourage·
ment, to pursue its ends.

�December 1971
tion of liberal education requires this. But not only expediency and justice, that is to say, political reasons, require this, but educational reasons as well require that
one begin the liberal study of politics with the respectful
consideration of one's own regime. There are four such
related reasons. All three turn on the following view: that
the reasonable educational procedure is to begin with the
familiar and then render it problematic. This is especially
the case with political education. Nowadays all will readily
agree with making political things problematic, especially
the most revered things, since it is the doctrine of the
age to do so; moreover, liberal education does indeed require that every opinion be treated ultimately as lacking
in authority, that is, as being problematic, until tested
and endorsed by reason. What is not so clear today is why
you must start respectfully with the familiar.
First, respectful consideration of the familiar is required
because the study of politics is a practical inquiry, one
aimed at producing practical wisdom. That is, it does
not aim primarily at achieving a purely theoretical understanding but at making students capable of just political
judgments and actions. 3 If only theoretical understanding
were the aim, and not the capacity to judge and act,
then the student of politics would not need to know anything at all about his own country; knowledge of Timbuctoo or of life in any remote time and place could
supply the "premises and subject matter" for the theoretical understanding of politics. But the whole point of
the liberal study of politics is precisely to be able to deal
with one's own country, to improve it, to shape it in some
image of justice. The first and foremost political question
is what should we do? "The relation of man to his citizenship, to the obligations that flow from his being a citizen,
a member of a po1itical community-this relation is one
of the great and standing themes of all classical
philosophy." 4 His citizenship, l1is political community;
not just citizenship and political community in general,
but the particular time and place that belongs to him.
For us this means that the liberal study of politics requires a full consideration of the country that belongs
to us.
3 This does not mean that teachers and students are to he activists,
nor that they must study and discuss chiefly the political issues
of the day, Rather, the position argued here offers a mean between
the arid "value-free" political science of positivism and the mere
assertiveness of the new demands for a "relevant" society-changing
political science. Against the former, I would argue that political
science is ludicrous if not pointed to the questions of justice and
nobility and "what we ought to do." But as against the latter, I
would argue that political science professors (and their students) have
no necessary competence (let alone the right) to deal authoritatively
with immediate questions of public policy, T11at is, they lack the
experience and prudence necessary to wise political action; indeed,
professors and students may 8S such be peculiarly unfitted for wise
political action. But what they can and must do is to engage in the
liberal study of politics tha.t forms the capacity in men to judge and
act justly as citizens.

·!Jacob Klein, "On Liberal Education," p. 7.

SECOND,

the natural starting point for learning to
love what is just and noble is the love of one's own. The
aim of the liberal study of politics is to be able to love
justice and nobility wherever and in whomever it is
found. But humans do not begin with that capacity; they
are nahually inclined to love what is close to and belongs
to them. That is where the ordinary human passions
begin; it is good teaching to begin with what the student
already loves or at least is concerned about, and hence
what "grabs" him. But the teacher should not lay rude
hands on this parochial love; it contains what will make
something superior possible. The ascent from opinion
to philosophical knowledge-the final aim of liberal education-should begin with proper reflection on what in
one's own ·is worthy of love. This means an inquiry into
what is just and hence truly lovable in one's own
country, an inquiry which points the student to the
task of perfecting his own regime and, ultimately, to the
question of what is just simply. (What other defensible
reason is there for teachers to cause students to question
the beliefs that they have received from their parents and
their country?)
Third, and closely related to the previous point, is what
I understand to be Aristotle's argument in the Ethics:
namely, that politics cannot be taught properly unless
the student brings to the study a decent stock of received opinions and habits. There can be no ascent
without some such solid starting-point: Political reasoning cannot start from questions and proceed to con~
victions; it must start from convictions in order to be
elevated to philosophic quesions. 5 These convictions are
not to he ignored or rudely challenged; the student is
not to empty his mind of the received opinions, nor is
he to he made to question the very basis of political
morality. He is not to begin by questioning whether the
things he believes to be good are good at all; this
would plunge the student into bottomless questioning
from which he cannot rise. (Surely we have all been
guilty parties as teachers or students to such binges of
nihilistic questionings; Aristotle soberly warns us to avoid
such fruitless pursuits.) Rather, beginning with whatever
the student already takes to be good in his own regime,
the educational task is to consider affirmatively what that
good is, how it works, what its implications are, etc. The
student is to be led from and through the received
opinions toward the full explication of what he believes.
To explicate fully means to develop precisely the meaning,
nuances, the grounds, and implications of opinion. When
;, Although the Republic asks questions which Aristotle does not
openly raise in the Ethics or Politics, on this issue what Socrates docs
is similar to Aristotle's procedure: TI1e dialectic needs as its startingpoint the decent opinion of Cephalus regarding speaking truth and
paying one's dehts. Each actual decent polity supplies the foundation
for the inquiry into what a complete polity would be.

7

�The College
that affirmative development of what the opmwn is, 1s
completed, the deeper questions of why the opinion is
good will have been answered or will then be in a
position to be answered. The full explication of received
decent opinions culminates in philosophic understanding.
Finally, the aim of the political art is to achieve through
reason the regulation of interests and passions; that is, the
political art is the "charioteer'' in action in the public
arena. Since politics seeks a kind of transcendence of
the bodily and spirited demands, the liberal study of
politics seeks to make the transcendence possible. But
there is a danger to be avoided, namely, the danger of a
spurious and delusive sense of transcendence that con~
sists in being able to mouth the formulae of political
reason while remaining destitute of the capacity to govern
one's passions. The danger may be increased when political
study begins with the remote and unfamiliar; it is easy to
be wise about the passions of others. The danger may
perhaps be lessened by the careful study of one's own
political things; it is harder but more rewarding to become wise about one's own fathers. The wisdom thus
gained is an earned and action-guiding transcendence of
one's own prejudices and passions.

Now

these are general reasons why the liberal
study of politics should commence in the sympathetic
consideration of one's own regime. The nature of the
American regime supplies compelling particular reasons
why liberal education in America should follow that
course. These may be stated as four reasons.
First, the defining American experience was the founding of the republic. The major themes of the American
polity were "writ large" in that event. Now founding is
the greatest of political acts; it comprehends all the others.
Moreover, the American founding is unusual in that its
record was quite fully preserved for us; it is there in the
form of writings, "great books," as it were. Accordingly,
we have available to us in our own past, in our own
language, in the words of our own "fathers," instruction
of a profound kind regarding the nature of political things.
Second, this instruction that the study of the Found·
ing affords has peculiarly the merit that it reveals the
relationship between practice and theory (in the modern
sense). In much of political behavior, the principles that
underlie the action are often concealed or inchoate or
confused; but in the American Founding the rival
principles are quite clearly and fully stated, and are in·
telligible to the student when properly presented. He
learns to see very great republican statesmen at work,
adapting principles to circumstances and molding circum~
stances in the direction of principles. This is edifying
political instruction and enables the student to see with
greater clarity the principles that make intelligible the
political life he sees about him in America today.

8

Third, the American political experience tests one of
the great questions of modernity-the problem of democracy. The old-fashioned view was quite correct: The
American regime is indeed an "experiment in democracy";
Tocqueville rightly understood that America was where
the question of democracy was being tested. The student,
therefore, has 11in his bones" the experience with which
to make meaningful to him the problem of democracy.
The proper study of American writings and events opens
the student to broader reflections on that problem.
Fourth, to enlarge upon the preceding point, the
American regime is a paradigm of modernity. It is in a way
the modern regime. The American things are peculiarly
instinct with the virtues and vices that modern men must
understand. To study the American regime is therefore
to begin to consider the conflict between the moderns
and the ancients. This is especially so when the Founders
are studied because they openly grappled with that conflict
when it was, at least in part, a matter of choice; they
were thoughtful partisans of modernity. And if to consider the question between antiquity and modernity is
the necessary preparation today for us to consider philosophy, then the study of American political things
is almost indispensable to a liberal education. In any
event, such a study is likely to have a sobering effect on
the young student who becomes fascinated by antiquity,
which is all to the good. The question between the ancients
and the moderns is far too difficult and poignant to permit any glibness, to permit anything but the utmost
seriousness. One proper approach into that issue is through
an appreciation of modernity as manifested in our own
country.

recommendation that follows from all this is
clear: at the beginning if not at the center of the liberal
study of politics, for this time and place, must be the
respectful, supportive, and ultimately philosophic con·
sideration of the great writings and principles and history
of the American polity. Now this has a happy additional
advantage. It helps insure against a danger peculiarly im·
portant in modern mass higher education. When millions
go to colleges and universities, some of those who are
seeking a liberal education are unfortunately not capable
of it. As it were, the many and the few are now to be
found in each classroom. Liberal education, it must be
remembered, is strong stuff; it can injure those incapable
of handling its demands. Every teacher has had the experience (although not all know it) of unintentionally
injuring some of his students. Some shatter religious beliefs, others debunk sexual "mores," and others mock
the "values of the marketplace." Still other incautiously
or too loudly teach philosophic truths that cannot be
received with understanding and prudence by young students. The danger is not only that individual students

�December 1971
can be left disoriented, less decent, less capable of common sense; but the danger is on a large enough scale
now that the regime may be deprived of the kinds of
citizens it needs. 'l11is danger is averted, I believe, if the
sympathetic consideration of the American regime is
properly stressed in the teaching of politics. When this is
done, each student will be more likely to take from his
education what he is capable of receiving. Those students
who can go all the way will have been given sound
guidance; and those who inevitably "drop out" along
the way will have had their opinions and characters improved by what they were able to understand.
This no doubt has an "elitist" ring to it. But liberal
education cannot avoid an aristocratic implication; however, it is possible to understand this implication as appropriate to a democratic regime.
Liberal education is the ladder by which we try
to ascend from mass democracy to democracy as
originally meant. Liberal education is the
necessary endeavor to found an aristocracy within
democratic mass society. Liberal education reminds those members of a mass democracy who
have ears to hear, of human greatness. 6
The American tradition offers strong support for this
view. For example, Thomas Jefferson often spoke enthusiastically of a "natural aristocracy" and, indeed, considered it a great advantage of democracy that it elevated
to high position men of the natural rather than of the
artificial aristocracy. In justifying an educational scheme
he had devised, which would have sent only "the most
promising subjects" to college, Jefferson argued that
Worth and genius would thus have been sought
out from every condition of life and completely
prepared by education for defeating the competition of wealth and birth for public trusts.7
In short, the American materials permit, indeed necessitate-this is their merit-the kind of reflection on democracy that is proper to a liberal education.

,,

,,

*

IN

responding on behalf of political science to the
question, "what-and how-should a liberal arts college
teach," I have argued that the liberal study of politics,
while opening the student to the just and noble simply,
6
7

Leo Strauss, op. cit., p. 7.

Quoted in Jacob Klein, op. cit., p. 8. Jefferson earlier had put a
similar point in very h1unt language: "By this means twenty of the
best geniuses will be raked from the rubbish annually" (Query XIV
in his Notes on the State of Virginia) .

should commence in the sympathetic understanding of
the American regime. But, as is no doubt well known
to you, not all political scientists take this approach
to the matter. Or to put it another way: Most would
disagree. Given the dominant themes of contemporary
American politic0J science, most would say something as
follows: "There isn't anything 'just or noble' to aim at;
and, in any event, it hasn't anything to do with us because
we, as political scientists, can't know what it is; moreover,
the sympathetic study of the American constitutional
order is emphatically not the way to get to the 'just and
noble,' whatever that is." In short, American political
science manages to combine a continued adherence to
the positivist distinction between "facts and values" with
a hostility to or contempt for the fundamental principles
of the American political order. Such a political science is
profoundly mistaken, I believe, and can offer no guidance
to liberal education; which is no doubt why in fact
political science has been conspicuously so little heard
from on that subject during the last generation.
First, as to the hostility to or contempt for the American
constitutional order. American political science, in large
measure, rests upon the view that the Founders' consti~
tutional ~'frame of government" is either irrelevant_ or
harmful: irrelevant because it has been outmoded by the
informal workings of history; harmful because it places
unnecessary and even crippling restraints on the democratic process. This is not the place to argue these matters
out. I must leave them at the level of assertion as to the
fact, while I offer two reflections on why it is the fact.
The contempt and hostility depend upon a theory of
democracy that is, in n1y opinion, inferior to the understanding of, say, Madison and Tocqueville. That is, the
contemporary view is insufficiently appreciative of why
democracy is problematic and, hence, of what is necessary
to guard against its defects. Being insufficiently aware
ofwhatcan go wrong, contemporary political science tends
to ignore or to be hostile to the moderating and restraining character of the constitutional system. Accordingly,
it cannot see in the American regime the foundation
for the liberal study of politics.

Tms hostility to the regime rests also npon an
utopian theory of progress. The idea of utopia or progress
makes it impossible to be faithful to one's present regime,
or even to wish to live at peace with it. Every actual
regime must be transformed and superseded until the
final conflict has resulted in the final regime (if that word
could then still be used). On this view, politics cannot
consist. merely in dealing with the evils of the day within
the existing political framework, but must always point
toward the transformation of the regime itself. This is a
particularly rich source of contemporary mischief. The
particular mischief that concerns us here is the view that

9

�The College
education, therefore, must be the midwife not of thought
but of historical change, of progress. Education must
be in the service of Utopia. This view rightly leads to
hostility toward the American regime for the good reason
that that regime is profoundly and effectively turned
against the utopian tcnclcncy. 8 But if a sympathetic understanding of the American regime is the necessary startingpoint for the liberal study of politics, then a political
science incJpable of that appreciation is likewise incapable
of guiding liberal education.
Contemporary American political science is incapable of
guiding liberal education for a still more important reason.
Not only does it foreswear the proper starting-point, but
it also denies the traditional end of the liberal study of
politics-namely, an understanding of political things
that enables one to judge and act justly and nobly; moreovcr1 it offers to liberal education no serious alternative
end of its own. It denies the traditional end of purpose
and is unable to supply one of its own, because of an adherence to positivism or, still more radically, to historicism,
both of which deny the "cognitive" status of ends or
"values" like justice and nobility. It cannot speak to the
proper purpose of liberal education, or of anything else
for that matter, because it denies the possibility of
proper purposes or of knowledge of them. Contemporary
American political science abdicates the study or purpose
or ends and consigns them to the realm of "values"
which, according to the positivist "fact-value" distinction,
is radically separate from the realm of reasoned argument, that is to say, from the realm of education. Such
a science has emphatically abdicated its station as guide
to liberal education. Moreover, it is a science that has degraded itself because its view of "values" -that they are
merely the expression of subrational determinants of
human behavior-denies to the political the unique element that constitutes its being. Politics is constituted
by the rivalry of human opinion regarding the just and
noble things. That is to say, politics is an expression
of the uniquely human capacity to reason about such
matters. (And the liberal study of politics consists in
learning to reason well about such matters.) But the
fact-value distinction denies the authenticity of the
human capacity to reason about justice anci nobility;
what passes for such reasoning, it is argued, is mcrc1y
rationalization that has its true causes in the subterranean
social, psychological, and economic forces that determine
the content of human thought. Thus, in denying the
clement that gives to the political its being, the fact-value
distinction is fatal to political science. But it is the
veritable spawning ground of the other social sciences:
They rush to fill the gap created when political science
improvidently abdicates its proper subject matter. Hence
R The frenzied criticism of America by the contemporary Leftconsider, for example, Marcusc-is due precisely to the obdurately
effective resistance of the American regime to its aspirations.

10

the triumphs of sociology, psychology, economics, the
social sciences, the behavioral sciences. (Perhaps there has
been one more tiny triumph in the title given to this
panel session: "Politics &amp; Society," Why "and Society"?
What aspect of "Society" is worth a moment's consideration that does not have primarily a political character
or bearing?)
But if guidance for the liberal study of politics is not
to be found in the dominant American political science,
in what kind of political science is it to be sought? The
answer is easy to give, at least here at St. John's-Aris~
totelian political science, a political science that is above
all an inquiry into what are proper pnrposes. Fortunately
for me, it is not necessary in this place or on this
occasion to attempt to give an account of what Aristotelian
political science is. It sufficed for present purposes simply
to have pointed towards the kind of political science that
is necessary for the liberal study of politics.

*

*

*

*

To transcend one's time requires first to be fully of it.
The road to political philosophy lies through the decent
opinions of one's own regime. The liberal study of politics
requires a political science that can guide the student
safely along that road.

Martin Diamond, the former Burnet C. Wohlford Professor of
American Political Institutions, Claremont Men's College and Claremont Graduate School, is now Professor of Political Science, Northern
Illinois University. He is co-author of The Democratic Republic:
An Iutroduction to American Government, 1966, and is the author
of many articles and essays, including "Democracy and the Federalist:
A Reconsideration of the Framers' Intent," American Political Science
Review, 1959; a chapter on The Federalist in History of Political
Philosophy, 1963; and "Conservatives, Liberals, and the Constitution"
in Left, Right, and Center, 1967.

�NEWS ON THE CAMPUSES
ST. JOHN'S CELEBRATES
AN ANNIVERSARY

pated in all of the panels during the
three day colloquium.
On Saturday, Martin Meyerson,
President of the University of Pennsylvania, spoke on "The I vary Tower of
Babel" at the convocation outside
Woodward Hall. An academic procession composed of St. John's College
Faculty, students, alumni, and the
Board of Visitors and Governors along
with the representatives of over seventy
colleges, universities, and learned societies, began the special afternoon
event. Greetings were read by Miss
Helen Anastaplo, Class of 1972, for the
students; Robert A. Goldwin, Dean
in Annapolis, and William A. Darkey,
Dean in Santa Fe, for the Faculty;
William R. Tilles, President of the
Alumni Association, for the alumni;
Arland F. Christ-Janer, President of
the College Entrance Examination
Board and former Treasurer and Vice
President of St. John's College,. for
the colleges, universities, and learned
societies; and the Honorable Blair Lee,

Lt. Governor of Md., for the State.
President Richard D. Weigle read
a congratulatory telegram from President Richard M. Nixon which praised
the College for its "proud role in the
historv of our nation," and noted that
"gene~ations of its graduates have richly
contributed to the development of our
culture and to the well-being of our
society." President Nixon added that
St. John's "has remained steadfast in
its commitment to individual selffulfillment"
To assist the College in celebrating
its special occasion, the Mayor of Annapolis, Roger Moyer, the Executive of
Anne Arundel County, Joseph Alton,
Jr., and the Governor of the State of
Maryland, Marvin Mandel, proclaimed
Saturday, October 16, 1971, as "St
John's College Day" in their respective
governmental districts.
Additional activities during the anniversary celebration included Homecoming for the alumni and a meeting of
the Board of Visitors and Governors.

St. John's College in Annapolis celebrated its 275th anniversary with a
concert, an academic colloquium, and
a convocation on October 12th through
October 16th this year.
The College was founded as King
William's School in July, 1696, when
the House of Burgesses in the Colony
of Maryland passed and Governor
Francis Nicholson signed the Petitionary Act to "our Dread Sovereigne,"
King William III.
A concert by the renowned J uilliard
String Quartet began the anniversary
festivities on Tuesday, October 12th.
It was sponsored by Miss Caroline
Newton as a memorial to the late
Victor Zuckerkandl, a member of the
St. John's College Faculty from 1948
to 1964.
The theme of the academic colloquium was "What-and How-Should
A Liberal Arts College Teach?" Three
panels met during the week; they were
"Literature and Language," "Politics The Juilliard String Quartet performed works by Richter, Verdi, and Beethoven at the concert
opening the 275th anniversary celebration activities in Annapolis.
and Society," and "Mathematics and
Science." The panelists also participated in a seminar on Plato's Mcno
and visited regular St. John's College
seminars.
Papers were presented before the
panels met and were the basis for discussion. Their authors were Martin
Diamond, Professor of Political
Science, Northern Illinois University;
Holger Olaf Nygard, Professor of
English, Duke University; Alfred
Morton Bark, Professor of Physics,
University of California at Irvine; and
Jacob Klein, Tutor, St. John's College
in Annapolis.
z
Near the end of each of the two- ~
hour meetings, the discussion was open ~
to the audience. Over 20 distinguished oi
educators, writers, and editors partici- i

11

�The College
COLLOQUIUM PANELISTS

Panelists at the 275th Anniversary
Colloquium included (left foreground,
clockwise) : Gertrude Himmelfarb,
Kenneth Eble, William Fishback,
Holger Nygard, Jacob Klein, Mark
Roelofs, Frederic Ness, John Millis,
Alfred Bork, Robert Spaeth, Norman
Podhoretz, Alexander Bickel, George
Anastaplo, Irving Kristol, Winfree
Smith, Martin Diamond, Robert
Russell, Stillman Drake, Rogers Albritten, Robert Goldwin, and Leon
Kass.
Other Tutors participating in the
Colloquium were Robert Bart, Eva
Brann, Howard Fisher, John Kieffer,
Samuel Kutler, Hugh McGrath,
Edward Sparrow, and Elliott Zuckerman.
Panel topics were "Literature and
Language," "Politics and Society,"
"Mathematics and Science," and ' The
St. John's College Seminar."
1

Photos by M. E. Warren

Students, faculty, and other guests listen intently at the "Politics and Society" panel in the
Conversation Room in the Key Memorial Hall.

275TH ANNIVERSARY COLLOQUIUM
Mark Roelofs (left), A1fred Bork, and Jacob
Klein listen to discussion during a meeting of
the panels.

12

Alfred Bark, Professor in the Department of Physics at the University of California at Irvine,
mulls over a point with Edward Sparrow, Tutor.

�December 1971

Charles Finch (left) and Russell Leavenworth 1e8d the academic procession from Francis Scott
Key Memorial Hall to Woodward Hall.

Senior Helen Anastaplo brings greetings from
the students.

275TlH ANNIVERSARY CONVOCATION
Delegates from colleges, universities, and learned societies line the front walk at Woodward
Hall during the convocation ceremonies.

Martin Meyerson, President of the University
of Pennsylvania, speaks on "The Ivory Tower
of Babel."

13

�The College
NEw "ToWER BuiLDING"
DEDICATED IN 275TH
ANNIVERSARY OBSERVANCE
AT SANTA FE

The dedication of the new Tower
Building, an address by Norman
Cousins, a concert by the College
Chamber Orchestra and the opening
of an exhibition of works by Eliot
and Aline Porter were scheduled for
the December 3rd-4th weekend in
Santa Fe. Invitations were sent to
friends of the College throughout the
Southwest for the 275th anniversary
observance.
The Friday evening concert was held
in the Peterson Student Center. There
was a meeting of the Board of Visitors
and Governors Saturday morning and a
buffet luncheon at noon.
The 2:30 p.m. Convocation and
Dedication Ceremony featured an

ad~ ~

dress by Mr. Cousins, former editor of 2
Saturday Review and a member of the
275th Anniversary Campaign National

Committee.
After tours of the new building and
the display of Eliot Porter's photographs of Greece and Turkey and Aline
Porter's paintings, guests enjoyed a reception in the Peterson Student
Center.
The new three-story building, design by architect William R. Buckley
of Santa Fe, is modified territorial
style similar to the other structures on
the seven-year-old campus. There is a
bell tower with a 740-pound bell on
top and a portal on the sides facing
the campus plaza.
The Tower Building provides space
for administratives offices and a large

section of the College Library. It relieves classroom space used for ad~
ministrative offices in the Evans

The new Tower Building is given a snow initiation previous to its dedication in Santa Fe. The
bell was placed in the tower at a later date.

Santa Fe, former chairman of the

jobs as yard work, baby sitting, tutor-

Board of Visitors and Governors, and
Mr. John Murchison of Dallas, Texas.
The 18,000 square feet of floor space

ing, repair, cleaning, and driving.
The advisory committee includes:

houses offices for the president, vice
president, dean, assistant deans, registrar, treasurer, business manager, admissions director, director of the

Graduate Institute in Liberal Education, and public information director,
as well as a conference room, supply
area, space for printing and mailing

activities, and up to 25,000 volumes in

notices of the serviee in its monthly

the library section, including three important music collections.

mailings.

Sewll &amp; Stanton Contractors of
Santa Fe was the general contractor.

ST. JoHN's HosTs
FENCING TouRNAMENT

SANTA FE OPENS STUDENT
EMPLOYMENT OFFICE

Science Hall, and also frees one
student residence building which was
used for faculty offices and a portion
of the library.
Gifts totaling $550,000 for this
project were contributed by the Fleisch-

citizens

mann Foundation of Reno, Nevada;

College. The office advertised in the

the Kresge Foundation of Detroit,
Michigan; Mrs. Walter Driscoll of

newspaper and mailed notices that students were available for such part time

14

Vice President J. Burchenal Ault,
Buildings and Grounds Superintendent
Stanley Nordstrum and Treasurer Kirk
C. Tuttle of the College, and Mr. John
Dcndahl, Mrs. Daniel T. Kelly, Jr.,
Mrs. Abe Silver and Mr. E. R. "Ned"
Wood of the community. Mr. Wood
is an officer of the First National Bank
of Santa Fe which offered to include

Senior Seth Cropsey set up a Student Employment Office at the Santa
Fe campus this fall with the assistance
of an advisory committee of local
and administrators at the

St. John's in Santa Fe was the host
on November 13-l4th for a five-state
invitational fencing tournament, be-

lieved to be the first of its kind ever
held in New Mexico. Fifty-one fencers
from Texas, Colorado, Arizona, California and New l\!Jexico competed in
beginner and advanced divisions.

The tournament was conducted by
Mr. Istvan Fehervary, Director of Student Activities at St. John's.

�December 1971
LIBRARY AssociATES
COMPLETE THIRD YEAR OF
BooK-AUTHOR LUNCHEONS

The St. John's College Library Associates in Santa Fe have completed
their third successful year of community Book and Author Luncheons.
The noon time programs at the
downtown La Fonda hotel were
started in 1969. The thirteenth
luncheon was held November 12th
with Eliot Porter, E. Boyd and Stan
Steiner as speakers.
The purpose of the series is to give
people in Santa Fe the opportunity to
hear and m,cct authors from this area
and to help build the St. John's library
collectwn. The luncheons are directed
by the chairman of the Librarv Associates Committee, Richard :~/Iartin
Stern, who also is president of the
Mystery Writers of America. Some
of the leading writers of the Southwest have donated their time to participate in the programs.

National Committee for St. John's
275th Anniversary Campaign, lives
with his wife at San Patricio, New
Mexico. She is a sister of Andrew
Wyeth. Their paintings have been exhibited in major museums throughout the nation.
The Porters are the parents of a
summer '71 graduate of St. John's,
Patrick Porter. Eliot Porter is internationally known for his outdoor color
photography and books on conservation, including The Place No One
Knew: Glen Canyon, Galapagos, and
In Wildness is the Preservation of the
World.
Mrs. Porter is an outstanding
painter, influenced both by her native
New England and the Southwest,
where they have lived for many years.
The gallery also exhibited a collection of wood block prints by Shiko
Munakata, "Views of the Tokaido"
under the auspices of the International
Exhibitions Foundation, Washington,

D. C.

TITOS VANDIS VISITS ANNAPOLIS

Titos Vandis, star of the film
"Never on Sunday" and several Broad~
way productions, recently performed
parts from Greek comedies and tragedies in Annapolis.
He played the messengers from
Aeschylus' "The Persians/' Sophocles'
"Oedipus Rex," and Euripides' "lphi~
geneia in Aulis." He also directed and
appeared with six St. John's students
in a thirty minute scene from Aristophanes' ''Lysistrata.''
Following the performance the
R.A.M. Film Society showed "Never
on Sunday."
Mr. Vandis has starred in Broadway
productions such as "On A Clear Day
You Can See Forever," "11)'3 Darling"
"Man o f La ~1ancha," and "Zorba."
'
'
l
HURD, WYETH, PoRTER EXHIBITS
AT SANTA FE GALLERY

. Fall shows at the St. John's Gallery
m Santa Fe featured the work of Peter
Hurd, his wife Henriette Wyeth, and
Eliot and Aline Porter.
Hurd, who is a member of the

ADULT COMMUNITY SEMINARS
HELD IN ANNAPOLIS

The Adult Community Seminars for
Fall 1971 have been held in Annapolis
wrth Tutors Geoffrey Comber, Alvin
Main, Nicholas Maistrellis, John Sarkissian, and Robert L. Spaeth leading
the discussions.
The readings have been "The Starry
Messenger" and "Letter to the Grand
Duchecs Christiana" by Galileo, Elements of Chemistry by Lavoisier,
Ongu1 of Specres by Darwin, selected
poems by Donne, selected sonnets by
Shakespeare, selected poems by Yeats
and "The Love Song of J. Alfred Pru:
frock" by Eliot.
PRESS Cum HoNoRs
PRESIDENT WEIGLE

The Santa Fe Press Club awarded
a plaque to President Weigle on
October Jst for his enrichment of the
Santa Fe community through St.
John's College. "Vv'e cite Dr. vVeigle
for offering our young people the
chance to be active learners to read
'
'

to question, to talk and to listen,"
said Club President H. D. Woodruff,
and ''for enriching Santa Fe with a
beautiful college that teaches great
ideas from great books." Referring to
Dr. Weigle's Asian experience, Woodruff added, 'Tic knows the Far East
as well as the Far West; he bring;
the wisdom of the ancient and modern
worlds together into a community of
learning."
'l11e awards are presented monthly
by the club to recognize people making outstanding contributions to the
positive development of Santa Fe.
ANNAPOLIS CAMPUS NEWS

Douglas Allanbrook, Miss Eva
Brann, Thomas K. Simpson, and
Edward J. Sparrow, Jr., were recently
appointed to the Addison E. Mullikii1
Tutorships, and Robert A. Goldwin,
Dean, was appointed to the . first
Richard Hammond Elliott Tutorship.
Douglas Allanbrook and Miss Wye
Jamison, Tutors, were married on Friday, November 26, 1971.
The new address for Mr. and Mrs.
Laurence Berns, Tutors, is: The Pond,
56 Station Road, Haddenham, Ely,
Cambs, England.
Geoffrey Comber, Assistant Dean
and Tutor, and Tutors Harvey Flaumenlraft and J
olrn Sarkissian served on
a 275th Anniversary Celebration subcommittee charged with the responsibility of choosing colleges and universities to be represented at the anniversary convocation in October.
William DeHart, Tutor, and Mrs.
Mary P. Felter, Director of Public Information~ were co-chairmen of the
1971-72 United Fund campaign; they
surpassed last year's goal.
Clrarles T. Elzey, Treasurer, and
James E. Grant~ Business Manager,
were hosts for the quarterly meeting of
the Maryland Association of College
Business Officers at the College on
November 17th. Over 47 business office
personnel from 22 Maryland colleges
attended the meeting; it was the
largest gathering of the personnel in
the association's recent history.

15

�The College
In July the latest Rand McNally
publication in the Public Affairs Series
edited by Robert A. Goldwin was published. It is entitled How Democratic
Is America? Response to the New Left
Challenge. Mr. Goldwin lectured in
Santa Fe at the Graduate Institute on
August 1st, and on September 8th he
read a paper on Locke entitled "The
Politics of Self-Interest" at a meeting
of the American Political Science Association in Chicago. He is currently
planning a trip to the Soviet Union,
Bulgaria, and France under the auspices
of the Comparative and International
Education Society.
John S. Kieffer, Tutor, directed the
February Freshman Program and led
the seminar for that program during
the summer. He will also direct the
February Freshman again this year. Ile
continues to research files of Scott Buchanan in support of Stringfellow
Barr's projected history of the foundation of the new program at the College.
Jacob Klein, Tutor, gave a lecture
entitled "Plato's 'Ion'" at Catholic
University of America in Washington,
D. C., on November II th. He also
participated in a seminar on Plato's

"Sophist" the next day with University
graduate students.
Russell E. Leavenworth, on leave
from his position as Professor of
English at Fresno State College in
California, is serving as Associate

Di~

rector of Development. His daughter
Natalie is a sophomore at the College
in Santa Fe.

Julius Rosenberg, Director of Development, was chairman of the Professional Division (Anne Arundel)
County campaign for the United Fund.
College Nurse Juliana Rugg is on
the Anne Arundel County Board of
Planned Parenthood.
Robert L. Spaeth, Tutor, and his
senior math class were filmed by
WBAlrTV, an N.B.C. affiliate, for a
story on the College and the financial
crisis of private institutions of higher
education.

Edward G. Sparrow, Jr., Tutor, delivered a lecture entitled "Jesus of
Nazareth: Emmanuel and Lamb of
16

God" on October 15th at the new
Thomas Aquinas College in California.
COLLEGE LAUNCHES
ANNIVERSARY FuND

St. John's College in Annapolis and
in Santa Fe has launched its 275th
Anniversary Campaign Fund with a
goal of $15 million, President Richard
D. Weigle announced in November.
In making the announcement Dr.
Weigle also reported advanced gifts
and pledges of $5,818,185, representing
38% of the goal. Of this total, $1,460,462 has been designated for the Annapolis campus and $4,357,723 for the
Santa Fe campus.
The primary objectives of the threeyear drive on each campus are en-

dowed tutorships, lectureships, and
scholarships, as well as unrestricted
monies for current operating expenses.

Annapolis seeks to add $3.25 million
to its present $8.5 million endowment.
Santa Fe requires new substantial
permanent funds, and has set a goal
of $4.75 million.
The chairman of the National Committee for the campaign is Mr. Victor
G. Bloede III, Class of 1941, Chairman of the Board of Benton and
Bowles of New York City. Honorary
co-chairmen are Richard F. Cleveland
of Baltimore, Maryland; Paul Mellon
of Upperville, Virginia; and Mark Van
Doren of Falls Village, Connecticut.
All three are Honorary Fellows of the
College.
Mr. Paul D. Newland, Provost of
the Annapolis campus, notes that the
cost of a college education in the
United States has risen to an almost
prohibitive level and that gifts to endowment as well as current operating

budgets are absolutely necessary if independent colleges are to continue to
survive.

St. John's College in Annapolis is
included in the Annapolis City Historic District, and some of the funds,

he added, would he used to renovate
historic buildings on the campus.
Advance gifts and pledges have assured two small new buildings, one

on each campus, Dr. Weigle said. In
Santa Fe the Tower Building is being
completed this month to house administrative offices and part of the
Library. Gifts aggregating $550,000 for
this project have been contributed by
the Fleischmann Foundation of Reno,
Nevada; Kresge Foundation of Detroit,
Michigan; Mrs. Walter F. Driscoll of
Santa Fe, New Mexico; and Mr. John

Murchison of Dallas, Texas.
The Annapolis architectural plans
for the Harrison Health Center are
about to go out for bid. This structure,
which will also contain two faculty
apartments, is the gift of Mrs. John T.
Harrison of Green Farms, Connecticut,

in memory of her late husband, a
member of the Class of 1907.
Other major advance gifts and
pledges include a million dollars from
Mr. Paul Mellon; $1,250,000 from Mrs.
Duane L. Peterson of Baltimore, Maryland, for the Peterson Student Center
in Santa Fe; an endowed landscape
fund at Annapolis from Mrs. Carleton
Mitchell; and an endowed tutorship
at Annapolis established by bequest of
the late Mr. Richard Hammond Elliott
of Annapolis.
In addition the Annapolis campus
recently received an unrestricted gift
of $1,000 from the Thomas and Elizabeth Sheridan Foundation, Inc., of
Cockeysville, Maryland; an unrestricted
gift of $1,000 from the Sears-Roebuck
Foundation of Chicago, Illinois; and a
gift of $10,000 from the H. A. B. Dunning Foundation of Baltimore, Maryland, to establish the H. A. B. Dunning
Memorial Fund.
SANTA FE CAMPUS OFFERS
Two ADULT SEMINARS

St. John's offered two adult seminars
for Santa Fe residents this fall. "The
Individual and the State" is the subject
of the group meeting Tuesday evenings
from 8 to 10 p.m. with Tutor Samuel
E. Brown.
Dean William A. Darkey is leading
the seminar which meets Wednesday
afternoons at 2 p.m. The general topic
of this study is "Some Ways of Telling a Story."

�ALUMNI ACTIVITIES
pointmcnt, with far fewer attending
than anticipated. The meal was a fine
one and for the first time in many
years, was served as a sit-down meal.
The informal parties on Friday night
and on Saturday after the Dinner were
again successful, and offer the only
real chance for alumni to sit and talk
leisurely. All alumni were most appreciative of the opportunity to use
both the Chase-Stone Common Room
and the Coffeeshop area of McDowell
for these gatherings.
While the Convocation in the
middle of Saturday afternoon compli~ cated some of the Homecoming scheduling, the event itself was an attraction
for alumni and their wives and husbands. And the delegates in their academic regalia added a bright and festive
'note to the day.
1

Alumni greetings are read by Association Presi, .i·
dent William R. Tilles '59.
.;

HOMECOMING

1971

There have been larger crowds at
Homecomings, but seldom has a group
seemed to have a more enjoyable time.
That was really not smprising, for how
often can you celebrate your 275th
birthday? And then, too, the weather
was most cooperative.
Some alumni arrived early enough
in the week to attend some of the
Anniversary activities which took place
Tuesday through Friday. Others came
Saturday morning for the Alumni Seminars or the Graduate School discussion
with students.
By lunch time a fair crowd had
checked in, and the Convocation at
3 p.m. was well attended. A sufficient
group was present for the Annual
Meeting at 4 p.m., and of course by
the time of the Alumni Reception at
5:30 p.m., the maximum number of
alumni were present.
The Alumni Dinner was a disap-

CLASS REUNIONS

As part of the 275th Anniversary
Convocation on October 16th, the
members of the 60th, 50th, and 30th
anniversary classes were invited to participate in the academic procession.
Present from the Class of 1911 were
Clarence L. Dickinson, Wilbur L.
Koontz, and John L. Morris, and each
of these trim and hcartly gentlemen
marched from Francis Scott Key
Memorial Hall to the Library.
The Golden Anniversary Class of
1921, after a Friday night gathering
in Baltimore, mustered Franklin C.
Hall, Earl R. Keller, Elwood E.
Schafer, and Thomas B. Turner;
William P. Maddox was also present,
representing Pratt Institute. Before the
day was ovcr these members were
joined by JosephS. DiGiorgio, William
H. Y. Knighton, and Luther S. Tall.
The Class of 1941, the first to include what were then known as "new
7

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Mrs. Faye Pohllo '56 registers for Homecoming.

program" graduates, was represented
by Victor G. Bloede III, James H.
Clark, Henry D. Cubbage, George L.
McDowell, and Henry M. Robert III.
There were others celebrating at
Homecoming, of course, among them
the following members of the Class
of 1931: L. Jefferson Fields, Edward A.
Kimpel, Jr., William J. Klug, Jr., and
Rudolph Schmick.
The 25-year class, 1946, could gather
only two, George H. Daffer and Henry
T. Wensel, Jr., while 1951 was represented by D. Michael Brown, Larry
Childress, John D. Oosterhout, Robert
L. Parslow, and George Wend.
Armin Ben diner, N ana (May) Dealy,
Leonard C. Gore, Mary (Ryce) Ham,
Michael W. Ham, and Saral1 E. Robinson were the 1961-ers back after their
first decade as alumni.
Showing promising alumni spirit at
their first Homecoming were William
H. Buell, Holly Ann Carroll, and James
A. Cockey of the Class of 1971.

17

�The College

HOMECOMING
ACTIVITIES

Annual Meeting of the Alumni Association.
Bookstore conversation: from left,
Henry Wensel '46; Ernest Hein·
muller and William Ruhl, '42's.

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1921: Elwood Schafer and William Maddox.

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From left: Carey Jarman '17, J. Wesley Everett
'22, Ogle Warfield '19, John Noble '17.
275th Anniversary Convocation procession.

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�December 1971

High command discussion: President Tilles and Vice President
Bernard Gessner '27_
Alumni in Convocation procession: from left,
Earl Keller and Thomas Turner, both '21;
Wilbur Koontz and John I\1Iorris, 'll's; past
president Jack Carr '50; Clarence Dickinson -'11;
and past presidents Ogle Warfield '19 and
\Varren Bombardt '42.

Left to right: John Alexander '20, C. Edwin
Cockey '22, Mrs. Cockey, Ogle \Varfield '19.

John Ponndstone '62 (left), Temple Porter '62
and daughter, and Robert Thomas '63.
Alumni Board representatives John Oosterhout '51,
Myron Vi/o1barsht and John Williams, '50's.

19

�The College

Edward

J. Dwyer

Paul Mellon

William B. Athey

AWARD OF MERIT

One of the highlights of Homecoming 1971 was the Alumni Award of
Merit presentation. For the second
year, the Alumni Association selected
three recipients: William B. Athey '32,
Edward J. Dwyer '30, and Paul Mellon
'44.
The presentation took place during
the Homecoming Dinner on October
16th; Mr. Athey was the only recipient
able to be present for the ceremony.
The three citations read as follows:
Mr. Athey: "'!11c College's eminence
reflects his contributions both as a
member of the Board of Visitors and
Governors, and as esteemed adviser of
our Association."
Mr. Dwyer: "His professional achievements, and his distinguished service to
the College as a member of its Board
of Visitors and Governors, honor him
and this Association."
Mr. Mellon: "His country and the College are enriched because of his deep
concern for their cultural and educational excellence."
ALUMNI GIVING

Although a complete report of last
year's Alumni Annual Giving was
mailed in October, it seems appropriate to ca1l attention to certain aspects
of the Campaign record.
It was a record: $30,483 in unre-

20

stricted gifts from 30.5% of our
alumni. That exceeded the assigned
goal for the third consecutive year, and
the response was more than twice the
national average. Again, we offer our
most sincere congratulations to Chairman Jack L. Carr and the volunteers
who raised the money, and to the 883
alumni who gave it.
And so, flushed with our success, we
arc about to enter another campaign
year. This time, however, there has
been a new aspect added. As President
Weigle announced at Homecoming,
and as Provost Paul Newland mentioned in his letter to Annapolis alumni
last August, we are now in the 275th
Anniversary Campaign. The Alumni
Annual Giving Campaigns for the
coming three years, and indeed for the
past year, arc part of that Campaign.
"-'hat docs this mean to the average
alumnus? Genera11y, it will mean raising his level of giving to the Alumni
Annual Giving Campaign. In certain
cases it will mean making a substantial
additional contribution.
Rcmem bcr, when you arc asked to
make a gift to Alumni Annual Giving,
you are also being asked to help the
275th Anniversary Campaign. Respond
as generously as yon are able. And, if
yon wish to make an additional gift
toward any other of the goals listed in
the Campaign brochure, we will be
most gra tcful.

ANNUAL MEETING

Four members were elected to twoyear terms on the Alumni Association
Board of Directors during the Annual
Meeting at !Iomecoming. J eromc
Gilden '54, Mrs. L. Faye Polillo '56,
and vl'illiam W. Simmons '48 were
re-elected after serving one-year terms.
Miss Charlotte King '59 was elected for
her first term. In addition, Tutor Bryce
D. Jacobsen '42 was appointed to the
Board for one year.
The "~off-year" election was established to provide continuity on the
Board: eight directors are elected every
other year, and four on the alternate
years.
In other Association business, President William R. Tilles reported that
during the past year, the principal activities of the Association had been
Student Recruitment, the Counselling
Program for students, and fund raising.
The latter was carried out largely on
an individual member basis. \Vith the
revival of the Alumni Lecture Series,
Mr. Tilles believes the Association has
a worthwhile set of programs to help
the College.
Mr. Tilles paid special tribute to
Temple G. Porter '62 for developing
a recruitment kit to aid alumni and
others in interviewing prospective students, and to Mrs. Nancy Solibakkc
'58 for organizing a comprehensive program of student counselling.

�December 1971

CLASS NOTES
1928

J.

Edmund Bull, until his retirement i?
1968 a hank vice president in New York, IS
now executive director of the Steppingstone
Museum Association in northern Harford
County, Maryland. The Museum, devoted entirely to Americana, was established in July,
1970. Open only during the snmmcr months,
the Museum contains articles as diverse as
beer pails called "growlers" and a 'Nor1d War
I stocking knitting machine,

1932
Hugh Parker and his wife, after maintaining two homes for many years, have closed out
their abode in Bronxville, New York, and are
permanently in Bermuda. He says their home,
"21 Perches," is on Harrington Sound Road
between "Devil's Hole" and "Angel's Grotto,"
a position "my classmates will not find unusual." The Parkers urge any St. Johnnies
visiting Bermuda to look them up in the
'phone book.
Henry S. Shryrock, Jr., who retired in 1967
after 31 years as a statistician with the Bureau
of the Census ( 2 3 of those as assistant chief
of the Population Division), spent the summer
in Santiago, Chile. Mr. Shryock was a consultant 01ncl lecturer with the Centralamericano
de Demografia, a United Nations regional training and research center. His third book,
Methods and Materials of Demography, is being published this falL He is also a part-time
professorial lecturer with the Center for Population Research, Georgetown University,

1935
E. Roy Shawn, formerly a management consultant and corporate manager for several major
companies in the aerospace industry, has become Bnilding Operations and Business Administrator of Woods Memorial Presbyterian
Church, Severna Park, Maryland.

napolis and subsequently dean in Santa Fe, is
dean of the Faculty at Marlboro College in
Vermont.

1953
The Friday lecture in Annapolis on December 3rd was delivered by Robert G. Hazo.
Entitled "Political Decentralization," the lee·
ture ·was sponsored by the Alumni Association
as part of its Alumni Lecture Series.

1955
Paul A. Lowdenslager is a Ph.D, degree
date at the University of Dallas.

candi~

1958
Caroline (Baker) Brown, who holds an
M.S.VV. degree from Howard University and
who until recently was a casework supervisor
for the Family Service Association of Nassau
County, New York, has just accepted a new
position with the Suffolk County Youth Board.
The Repertory Theater of New Orleans in
September named as its third director Jacques
F. Cartier, founder of the Hartford (Conn.)
Stage Company and until 1968 its artistic
director. Until he and his wife Diana (Barry)
'56 move to New Orleans after January 1st,
Mr. Cartier has been dividing his time between
teaching and directing at C. W, Post College,
and hiring actors and technical workers for the
Repertory.
A card from the former Mary (Bittner)
O'Connor advises that she has remarried and
is now Mary (Bittner) \Viseman.

1959
October brought a ne,v:Ailled letter from
Hugh M, Curtler, Jr., now on leave of absence
from Southeast Minnesota State College, where
he is chairman of the philosophy department.
Mr. Curtler has been granted a Younger
Humanist Fellowship by the National Endow·
mcnt for the Humanities. He is studying intensively in the areas of political philosophy
and jurisprudence, and spent time earlier in
the fa11 in Oxford and Turin, Italy.

1936

1961

The Maryland Division of Tourism, headed
by Gilbert A. Cranda11, this year shared a
national m.vard for the "George Washington
Heritage Trail" project. The Discover America
Travel Award wds presented to Maryland, and
to Pennsylvania, Virginia, \Nest Virginia, and
the District of Columbia, for a project uniting
the areas where George Washington traveled,
fought, or lived.

Don (McQuaid) Reynolds is now living in
St. Andrew's, Scotland, where she is reading
for her doctorate.

1938
Jack D. Englar, former chief economist with
the Chamber of Commerce of Metropolitan
Baltimore and vice president of plant operations
for I'v'fcCormick &amp; Co., Inc., has been named
president of Tate Indunstrics. He joined Tate
last March as vice president and general man·
agcr of it:; technologies division.

1946
Clarence

f.

Kramer, fanner tutor in An-

1963
H:my R. and Donna (Paramalee) Bryant,

after living in a number of places over the
past few years, arc now settled in Glen Dale,
Maryland. Mr. Bryant works as a systems
analyst at the Naval Research Laboratory in
Washington, D. C.

1967
Clark Lobenstine is cnroUed in a joint program in which he spends two years each at
Louisville (Ky.) Presbyterian Seminary and at
the University of Louisville School of Social
'Nark. At the end of the four-year period he
will receive a master of divinity degree and
a master of science in social work. In a recent
letter he stated that the study of Hebrew
is harder than Greek at St. John's.

1968
The engagement of Mary Chilton Howard
and the Rev. James G. Callaway, Jr., of Kansas
City, IVfissouri, was announced in September.
Miss Howard has earned an M.A. degree from
Columb_ia University, and is a doctoral candidate in biblical studies under a joint program
of Columbia and Union Theological Seminary.
A May wedding is planned.
Harriet (Earnest) Keyser writes that she has
been attending the University of Miami as a
continuing education student, but hopes soon
to attain regular status. Her husband Paul '67
has earned his B.S. degree in biology at Miami,
and is now enrolled as a graduate student in
microbiology.
A brief note from David and Rosemary
(Petke) Roberts announces the birth of Miss
Laura Joan Roberts on September 15th, and
tells us that the new parents last April moved
to an SO-acre farm which they bought near
Houlton, Maine. They have been living in a
barn on the property while he builds their
house; Mrs. Roberts adds that they were seeking warmer quarters for the winter.

1970
Jeffrey D. Friedman again writes from Israel,
where he is studying philosophy at the Hebrew
University in Jerusalem,
Christopher B. Nelson (SF), a second-year
law student, is active in the Associated Students
of the University of Utah in appealing the
tuition increases at the University. The ASUU
has appealed to the Head General Counsel
of the U.S. Office of Emergency Preparedness,
and has retained as legal counsel a recent
graduate. Mr. Nelson will coordinate the research by law students in support of the
counsel.
Patricia Jean \Vl1ite and Friederich von
Sclnverdtncr of Annapolis were married on
August 16th. 11Ie bridegroom is the son of
Ernst von Schwerdtner of the Class of 1917.
1971
Douglas H. Bennett writes that New York
City is becoming his home. He is employed
at the American Dance Center and the Spence
School as dance accompanist, and hopes to
continue with his composing.
Barbara (Sherman) Simpson reports to our
managing editor that she is taking courses in
veterinary medicine at the University of Mary-

lane!.

In Memoriam
Pl~l-ANTUONY J. SciBELLI, Montrose,
N. Y., §eptembcr 3, 1968.
l!]J2~FERDINAND P. THOMAS, Towson,
Md., September 15, 1971.

19/ll-STUART R.
N. M.: July 25, 1971.

DEAN,

Santa

Fe,

21

�Dr. Martin Meyerson, President of the University of Pennsylvania, gives his address during the 275th Anniversary Convocation in Annapolis at vVoodward Hall near the Liberty Tree on the front campus.

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

April 1972

�The College
Front Cover: Portrait of Philip II (ca.
1575) by Alonso Sanchez Coello
(1531/32-1590), Prado, Madrid. Inside Front Cover: l\kDowell Hall, Annapolis; sketch by Daniel Sullivan,
Class of 1971. Back Cover: Harrison
Health Center, Annapolis; drawing by
Dundin, photograph by Richard D.
Bond, Jr.
The College is a publication for
friends of St. John's College and for
those who might become friends of the
College, if they came to know it. Our
aim is to indicate, within the limitations of the magazine form, why, in
our opinion, St. John's comes closer
than any other college in the nation
to being what a college should be.
If ever well-placed beacon lights
were needed by American education
it is now. By publishing articles about
the work of the College, articles reflecting the distinctive life of the mind
that is the College, we hope to add a
watt or two to the beacon light that is
St. John's.
Editor: Malcolm \:Vyatt
Managing Editor: Mary P. Felter
Alumni Editor: Thomas Farran, Jr.
Editorial Assistant: Maurice Trimmer
The College is published by the Development Offices of St. John's College, College Avenue, Annapolis,
Maryland 21204 (Russell E. Leaven. worth, Director), and Santa Fe, New
Mexico (J. Burchenal Ault, Vice President); Member, American Alumni
Council. President, St. John's College,
Richard D. Weigle.
Published four times a year in April,
July, October, and December. Second-class postage paid at Annapolis,
Maryland, and at additional mailing
offices.
Vol. XXIV

April 1972

No.1

In the April Issue:
The Ontological Argument, by Robert A. Neidort .
The Spanish Civil War, by Douglas Allan brook. .

8

News on the Campuses

23

Alumni Activities

28

�The Ontological Argument*
•

by Robert A. Neidorf

For quite a little while, philosophers have been fascinated by the thesis that some things can be known to be
true of· the world by reasoning alone, without reliance
on empirical data. The motives are not hard to understand. Empirical data come and go, and do not seem
to he appropriate foundations for grand universal truths
about the whole of reality; if, then, there are leading
principles that underlie an ordered universe, and these
are accessible to men, it seems that they should be accessible through the exercise of a power itself not dependent upon the contingencies of c·oncrete sensory experience. Again, if there are principles or forces in the
universe that do not flow from concrete events limited
in space and time, but underlie and shape such events,
then the human faculty which grasps such principles
should be commensurate with what it grasps, and similarly independent of the limitations and contingencies
that surround concrete experience via the senses. Reason
suggests itself as such a faculty.
Another motive can be drawn from ordinarv cognitive
experience. There are truths to which we are all committed
that seem independent of experience. Certain propositions
of arithmetic constitute ancient and honorable examples.
7+5=12 seems to be true for all time, and true independentlv of the evidence of the senses. If this is so,
the lure -is dropped, and one wonders what else can be
established in the same wav.
-The sense in which a pr~position like 7+5=12 is said
to be independent of experience must be qualified. No
one (at least no one that I am currently prepared to take
seriously) believes that a man born without sensory equipment would come to know simple arithmetic truths. It is
not in this way that 7+5=12 is claimed to be a priori;
that is, no one claims that it is discoverable in the absence
of all sensation. \Vhat is claimed is that the proposition
oncL· discovered is then held without reference to experienc~_' &lt;lS justification. Imagine 7 eggs placed in a basket,
then 5 more; then the basket is dumped out (the eggs
are lurdboiled) and the contents are counted. Such an
expe-riment might be used to illustrate the proposition
'*Delivered as a lecture on February 11, 1972, at St. John's College
in Santa Fe.

7+5=12. But if ll or 13 eggs were found in the basket,
no one, or at most very few people, would entertain the
notion that 7+5=12 had now been shown to be false;
I believe we would all prefer recourse to any other theory,
even if necessary the theory implicit in having recourse
to a psychiatrist. Thus the experiment, while it illustrates
the proposition, and may aid a learner in grasping it for
the first time, is no part of the evidence for the proposition-is not part of its justification. Thus what is meant
by saying that a proposition P is known a priori-known
independently of experience-is that reference to experi- '
ence does not constitute the justification for P. \:Vhether
or not 7+5=12 is truly known in this way is not part of
my present concern. But 7+5=12 is very unlike "All
swans are white." The latter is easily overturned by experience, showing that its justification rests directly on
experience. The former is not so easily overturned by experience, and perhaps cannot be overturned by experience
at all; it is therefore very indirectly justified by experience,
and perhaps not justified by experience at all. It is plausible on the face of it to regard 7+5=12 as something
known independently of experience in just ·that sense.
In the eleventh century A.D. St. Anselm of Canterbury endeavored to show that "God exists" is a proposition that can be known independently of experience. His
argument, usually referred to as "the ontological argument," has been discussed, refined, refuted, revived, dis~
cussed again and so on repeatedly in the intervening centuries. In recent times it has been revived and seriously
considered among English-speaking philosophers largely
because of the v-.rritings of two Americans, Charles Hart~
shorne and Norman Malcolm. The former is a Christian
metaphysician, the latter a so-called analytic philosopher
very much influenced by \Vittgenstein. i\luch of what I
have to say about the ontological argument is derived from
these two sources. 1
1 Cf. Charles Hartshor:ne. ,\Jan's Vision of God (Harper &amp; Row:
New York, 1941) and Anselm's Discm·ery (Open Court: Chicago,
1965); 1\'orman l'vlalcolm, "Anselm's Ontological Arguments," The
Philosophical Review, LXIX, 1960. Malcolm's article and a selection
from Hartshorne's ~'ision are reprinted in }Jrin Planfinga (ed.), The
Ontological Argument (Doubleday: New York 1965).

1

�The College

I
In truth there are two ontological arguments, appearing in Chapters II and III of Anselm's Proslogium. Let
me look first at the argument of Chapter II, which I present in a paraphrase according to my understanding of it.
It goes something like this:
The term "God" is meaningfully used. It
means a being of maximallf perfect character,
i.e. an entity with such a nature that no entity
could be conceived which is more perfect than
it is. Suppose now that one tries to form, as a
meaningful expression, the statement "God does
not exist." Since the term God is meaningfully
used, God certainly exists in the mind of the
person forming the statement, and such a person
is presumably thinking of a God that exists in
his own mind and perhaps in the minds of
others, but not in reality. But now it is possible
to think of a second God having all of the properties of that first God, plus the property of
existing in reality as well as in the mind of men.
This second God is clearly more perfect than the
first one, the one that was being thought of in
the proposition "God does not exist." Consequently, that first God is not a maximally perfect entity at all, and the statement "God does
not exist" cannot consistently be entertained.
Since the term "God" does have a meaning, and
since "God does not exist" is self-contradictory,
it follows that God exists.
I believe that this argument is ultimately unsound, but
its lack of soundness is not to be established by insult.
Let me review several objections that may be advanced
against it.
I) Concede for the moment that "God does not exist"
is meaningful but self-contradictory, and that its denial,
"God does exist" is therefore conceptually necessary. That
is, assuming "God" is a meaningful term, "God exists" is
a necessary claim or thought for human beings. Still, it
may be objected, a necessity of thought does not entail
a corresponding necessity in the things thought about.
Hence, although we may be forced to think that God
exists, he may nevertheless not exist.
I believe that this objection is based on a confusion.
It amounts to saying that a state of affairs which I must
think to be true I can also think not to be true, which is
self-contradictory. The objection can be sustained only
by denying all contact between thought and reality. Such
a denial, which amounts to radical scepticism, is certainly

possible; but it cannot be defended, because any defense
would involve claims about thoughts, claims that the defender would be advancing as thoughts of his own to
which a reality (other thoughts) corresponds. Because I
2
;

have a taste for defensible positions, I set aside this objection.
2) It is a dogma of modern philosophy that no a priori
reasoning can issue in conclusions about matters of factabout matters of real existence. For example, reasoning independent of experience can show that if there are 7 of
something and 5 of the same things, then the two
heaps taken together constitute 12 of those things; but
a priori reasoning can never show that there are any of

those things; for that, experience is required. Again, perhaps Euclid has shown that if there is a triangle then the
sum of its angles is equal to two right angles; but he has
not and cannot show by a purely logical process that
there is a triangle. Since Anselm's argument purports to
show that something exists by a priori reasoning, it cannot be valid.
This objection rests on the general rule that no a
priori considerations can yield existential conclusions. To
treat it properly we should have to examine the grounds
for the general rule. I will turn to that task later. For
the moment, I will try to hold off the objection by two
considerations. In the first place, there are indeed pieces
of a priori reasoning that yield conclusions of a sort about
matters of fact. For exampk, logical considerations show
that the concept "round square" is self-contradictory;
we usually do not hesitate to infer that no round squares
·exist. If a priori considerations can yield negative existential conclusions, it is hard to see why in principle they
cannot yield positive ones. In the second place, if Anselm's
argument or any other argument that yields existential
conclusions from non-empirical premises is sound on its
own merits, it is questionable procedure to reject it on
the basis of a general rule; it is more in accord with customary principles of open-mindedness to ask whether the
argument shows that the general rule is not so general
after all. I conclude that we cannot escape examination of
the argument on its own merits.

3) On its own merits, I believe that the argument of
Proslogium II is not so good. Anselm has asked us to
compare two conditions of God, God without the quality
of real existence (existing only in the mind) and God with
the quality of real existence (existing outside the mind).
He then asks us to agree that the second condition is
better or more perfect than the first. But what is the relation between the quality of real existence and the subject-God-to which it is attached?
Presumably all qualities attach to their subjects either
essentially or accidentally. An essential quality is one that
the subject must have in order to be what it is; e.g., a
bachelor is essentially single. An accidental quality could
be detached from its subject without changing the essential nature of that subject; e.g., a bachelor is accidentally
white. Now for Anselm real existence cannot be attached
to God accidentally; for to admit that would be to admit
that God can be thought of without the quality of real
existence, and this is just what Anselm wants to deny in

�April 1972
the very heart of his argument. Hence real existence must,
for Anselm, be regarded as an essential quality of God.
But in that case, when he asks us to compare God without real existence against God with real existence, he is
not asking us to compare two conditions of the same
thing, but two quite different things. The meaning of the
term "God" has shifted in the course of his argument,
and the logic of it is no longer clear.
Someone could argue that a man with the quality white
is better or more perfect than the same•man without the
quality white. I would not agree with him, but I would
understand what he is saying because the meaning of
"man" is kept unchanged when '\vhite" is put on or
taken off. But if he argues that a single bachelor is better
than one who is not single, I get confused. I cannot hold
before my mind any notion or image of a married bachelor
in order to compare it with the single kind. The argument has slipped away.
4) If Anselm's argument has slipped out of focus, it
may yet be brought back by some ingenious interpretation. I now bring to it a fourth objection which, like the
third, was suggested by Kant." I think it puts Prosiogium
II beyond the possibility of salvation. Anselm's argument
turns on the notion that existence is a quality that can
be attached to or detached from subjects much like other
qualities, whether essential or accidental. But existence is
not, I think, a quality at all.
To see why, consider an example. Suppose the Dean
were asked to draw up a list of qualiti-es that the ideal
Tutor should have. He might list such things as learnedness, articulateness, ability to work long hours, and so
forth. But if he added to the list the statement that the
ideal Tutor should also exist, we would regard him with
suspicion. At the very least, it is hard to see what information he has added to the original list by adding "existence"
as if it were a property alongside of other properties.
It is certainly true that from a grammatical point of
view "existenCe" can function in sentences in a manner
analogous to ordinary predicate-words. V/e may say
"Teddy is still existing" just as we may say "Teddy is
still running" or "Teddy is still white." This formal
arialogy may lead us to think that the meani.rig of
"Teddy is still existing" is analogous to the meaning of
the other sentences. But if we try forming the denials of
the sentences the analogy quite breaks down. If someone
tells me "Teddy is not any longer white" I have an
rmage of the same Teddy with whiteness gone and some
qualrty contrary to whiteness having taken its place. I
can C\'Cn form a new affirmative sentence that describes
the new situation: "Teddy now has the quality of non\\hJteness." If now I am told that "Teddy is no longer
cx_isting" I have no similar image; Teddy h3s simply been
wrped out. If, indeed, I try to force the analogy by formmg a new affirmative sentence I get something like this:
2

Critique of Pure Reason, A.592·602, B620-630.

"Teddy now has the quality of non-existence," which is
surely absurd. 3
I am not prepared to give an analysis of the statement
"Teddy exists." But I am persuaded that it is not like
"Teddy runs/' because "exists" is not a predicate. Insofar
as the argument of Proslogium II treats "exists" as if it
were a predicate, I think the argument must be rejected.

II
If Anselm's argument is not sound so far, it has at least
suggested an enticing way of describing God. \~le have
been asked to agree that God is the sort of being in which
existence is bound up with its very nature. \Vhatever the
failings in Anselm's handling of the logic of the term
&lt;/existence," be has not, in so describing God, made any
very outrageous suggestion. God is after all thought of as
an entity that cannot snap in or out of existence as other
entities may. This is just a way of saying that God's
existence is necessary, not contingent Or, to put it another way, .existence is connected to God essentia11v, not
contingently or accidentally.
·
For the moment, let us assume that the notion of a
being whose existence is necessary-a being immortal in
its very nature-is a possible notion. When we think about
something under the mode of necessity, we usually associate with it a proposition said to be itself necessary.
Bachelors are necessarily single. The proposition "Bachelors are single" is then said to be true necessarily. It is a
common and plausible view to interpret this conditionthat "Bachelors are single" is true necessarily-as meaning
that the denial is inconceivable, i.e. "Some bachelor is
married" is inconceivable.
Apply this view to the notion that God exists necessarily. The corresponding proposition, "God exists," is
then necessarily true. If, then, we can form the notion of
a being that exists necessarily, the proposition expressing
its existence is necessarily true. To recapitulate from another direction: The condition expressed by the proposition "God does not exist" is inconceivable, because &lt;/God"
means that which exists necessarily from its own nature.
The opposite proposition-"God exists"-is therefore true
necessarily. Hence God exists.
This, I believe, is the nerve of a fresh argument that
Anselm offers in Proslogium III. I believe it is a strong
argument, although perhaps it does not show quite what
Anselm thought it did.
Let me review the new argument a third time. Any fact
or state of affairs described in meaningful propositions
falls presumably into one of three categories, and only
one. Either it is necessary, or possible, or impossible;
either it must be S0 or it mav be so, or it cannot be so.
Most of what we are interest~d in falls into the middle
1

3 Cf. G. E. :tv1oore, "Is Existence a Predicate?" Proceedings of the
Aristotelian Society; XV, 1936; reprinted in Plantinga.

3

�The College
category. \\Thether the man in the bed is to live or die,
whether there will be a sea-fight tomorrow in the Bay
of Bengal, whether unicorns exist-these are all contingencies, things that may be but may also not bei and
whether they will or will not can be found out only with
the help of experience. It is characteristic of such things
that their being so and their not being so are equally
conceivable. I can conceive of the man living or dying,
of the sea-fight taking place or not, etc. Anselm is arguing
in ProsJogium III that the existence of God does not
belong in this middle category. If it did, it should be
possible for me to think of God as not existing in the
same way that I can think of unicorns as not existing. But.
I cannot so think of God, claims Anselm, because "existing" is a necessary part of the meaning of the term "God."
Hence, if the concept of God as a necessary being is
formed at all, then there is such a being.
l) The first objection is very old. The claim is that by
defining God as that which exists necessarily, Anselm has
already presupposed God's existence; i.e. he has presupposed that which he sought to prove. But this objection
simply ignores the nerve of the argument. Anselm claims
that we have a concept of God as a necessarily existing
being, and that unlike other. concepts this one commits
he who entertains it to the conclusion that there is such
a being. One can surely raise questions as to whether any
concept can function in that way, and questions as to
whether Anselm's concept of God is a concept at all. I
will soon raise such questions. But to accuse Anselm of
arguing in a circle because he sets forth a supposed concept which entails the existence of something, is merely
to presuppose the answers to other questions in the
theory of meaning; it does not meet his argument where
it deserves to be met-on its own ground.
2) The second objection is that Anselm is again asking us to think of "existence" as a property or quality of
an object, and we have seen that it is no such thing. But
the advantage of his new argument in Pros]ogium III is
that it does not rest on the notion of existence as a
quality, but on the notion of necessary existence as a
quality. \Vhether or not existence taken simply is a quality,
I think necessary existence just may be a quality. If the
Dean added to his list of qualities for an ideal Tutor that
he should exist necessarily, we would regard him as unusually optimistic, but we would understand what he
means and sympathize with it. \Vho wants a Tutor who
is subject to fatigue and death? Clearly we would like
to have Tutors who are indefatigable and immortal, and
this not by chance, but by nature.
3) This example leads to a deeper objection. If we
understand what the Dean is saying when he expresses
the desire for a Tutor \Vho exists necessarih·, there must

be such a concept. Consequently, on the riwdel of Anselm's own argument, the concept of such a Tutor as not

existing is self-contradictory or absurd. Therefore, there
is such a Tutor. Only ";here is he? 'T'his objection was

4

first raised under different terms by a contemporary of
Anselm.
Anselm himself was rather contemptuous of it. He
argued that the concept of a necessarily existing thing of
any sort except God himself, is absurd. Tutors, islands,
unicorns, are a11 limited entities; by their very nature
they are subject to decay and destruction. I think he is
right about this. Any object thought of as extended in
space is also conceivably divisible. If the idea of reducing
a unicorn, an island, or a Tutor to scattered particles is a

conceivable one, then nothing of this sort can exist necessarily.
So the argument is saved-almost. If there is truly no
concept of a Tutor existing necessarily, how did we understand the Dean when he asked for one? I suggest that
when he asked for one he was not asking us to form the
concept of such a one, but was only expressing his regret
that no Tutor does or can exist necessarily. I am maintaining that while "necessary existence" mai' be a quality, it
is not a quality- that can be added to objects arbitrarily;
yet its absence can perfectly well be noticed and communicated. Let me try to sum up the situation by comparing three pairs of sentences.
"There is a man who is white."

"There is a man \vho is not \Vhite."

I understand both sentences clearly, and the same man
could at difFerent times be the subject of each.
"There is a man who exists."
"There is a man who does not exist."

I understand the first sentence but not the second, because simple existence is not a quality at all.
"There is something that exists necessarily."
"There is something that does not exist necessarily."
I understand both sentences, but the same entity can
never be the subject of each. For the subtraction of the
quality "exists necessarily" changes the nature of the
subject just as surely as the subtraction of "single" changes
the nature of a bachelor.
Finally, then, I claim that there is no concept "Tutor
existing necessarily," but there is a concept "Tutor not
existing necessarily." Formal logicians will not like this
view, but I believe it is consistent \\·ith ordinary usage
and common sense, and therefore takes precedence.

4) \\'hile I am not about to dismiss the notion of
necess;ny existence because of the strictures of certain
formal fogica1 systems, there is a view which denies on
reasoned grounds th8t "necessity" can be a characteristic

of anything real. Briefly stated, the theory claims that
necessity is. a quality of propositions o( sentences but not
of existent objects or real relations. For example, "All

�April 1972
bachelors arc single" is a necessar~' proposition. That it is
is J consequence of the wa~· '"e use words or
concepts; it reflects a decision to use the word "bachelor"
to refer to the combination of two other concepts, "male"
and "single." It te11s us nothing whate,·er about existent
entities. 0IY the other hand, under this thtor\', anY
proposition having existential significance, anY statemen-t
about what is going on i.n the world, is contingent. \Vhatever h3ppens could concei,·ably not happen; ,,-hateYer
comes to be could concei,·ably not conic to be (for there
was a time when it was not); in brief, whateYer is is contingent and an~- proposition expressing what is is itself
a contingent truth that cannot be established a priori.
This theon· ma\ be called positivism. Although it goes
back to 1-Iumc, it is both important and exciting. It is imporhmt because it is very widespread. It is seen in the
curn:nt doctrine that eYcn· scientific account of the world
is pro,·isional and uncert~1in-i.e. not necessan·-because
reason can always conceive alternatives to wllat science
describes; while; on the other hand, the certainties of
logic;:!l deduction bring forth only rearrangements of symbols or concepts but no new knowledge of what is. And
it is exciting because it opens the door to a disproof of the
existence of God. For if one acknowledges with Anselm
that the only concept of God worthY of the name is the
concept of .a being that exists necessarilY, and if necessitv
cannot be a character of any being, theTI .there can be nO
God."
'There is, howe·er, something paradoxical about positiYism. Let me denote the class of true propositions about
matters of fact b,· the letter E. Consider the claim that
all E-proposition.s are contingent, or probable, or not
necessar~·- Is this claim true of such propositions necessarily or contingently? If it is true contingcntly~if it is,
say, an empirical generalization~thcn the possibility exists
that there ma:· :-et be found an E~proposition which
is not contingent, and Anselm's argument mm· be exhibiting just that proposition. On the other hand, sup·
pose the claim about E-propositions is true necessarily.
Then E-propositions are thcmseh·es a kind of thing in
tl~e world, nlthough a Yer:· complex kind, and there is
~omcthing in the \Yorld about which a necessar\' truth
can be known.
T'his difficulty is apparent in Hume's O\Yll exposition.
In the early pages of the Enquir~· Concerning Human
Understanding he argues on the basis of general experience that there are no ideas in the mind which ha\T not
been furnished by antecedent sensor~· imprc:·ssions. This
amounts to S&lt;lying that all our notions r~bout matters of
LKt ;nc dcriYcd from .~ensory experience ~mel share the
qu;ilihcs of th;1t experience not;Jb]y the qu&lt;l1it~· of continscnc :·. So far, the cloctrinc is :lch·ancccl &lt;-1S &lt;1 probable
nr contingent cbim .. -\ftcr noting a tin:· exception, Hume
necess::1r~·

·J

.J.

~.

_Finclby, ··can GCJcl.) E:-:i_c-.tence be Dispron:d? .. .
\find, 19-fS;

•cp•m!cd m Pbnting:L

·

later elevates the doctrine to the status of a necessary
truth, and uses it as a principle to destroy the objectivity
of the concept of causality (necessary connection among
cvmts in the world). He discovers that there is no sensory
impression of necessary causal connection among eventS,
and concludes that there can be no idea thereof because
there cannot be an idea that has no senson' antecedent.
J-Ie starts bv claiming that there is no such iclea, and ends
bv claiming that there cannot be. It begins to look as if
the claims of the positivist position do not themselves fit
easih· into the account about all propositions that posi·
tivists give.
Against this criticism the positivist has a likelv reply.
J-Ie may say that he is only speaking about concrete things
in space and time, and claiming that those arc through
and through contingent, both in their existence and in
their relations to each other. Anv attempt to turn his
doctrine onto itself by considering propositions or con·
ccpts as entities in their own right he will resist, on the
ground that propositions and concepts do not have any
clearly discernible concrete existence in space and time;
what they are may be a problem, but they are probably
not things or beings at all. Consequenth', he may say,
necessary truths about propositions or concepts do not in
the least tend to show that there can be necessarv truths
about matters of fact.
But we must note that Anselm's concept of God is not
the concept of a being located in space and time, for
then it could not exist necessarilv. For Anselm and indeed
for most theologians from PlatO onward, \vhatever functions as a fundamental ordering principle governing what
is, and what is worthy, is not itself located in the world
in the same \vay that other things are. 'll1e issue between
Anselm and the positivist then becmnes a controversy
O\'er what counts as a thing or being. The positivist would
likely refuse to acknowledge propositions or a "necessary
being" as beings; the more platonically-minded would
insist upon it. \Vhat I am suggesting is that the positivist
attack on Anselm's argument is based ultimately OP a
theory of being and not on a theory of meanin.g. . . ne
&lt;:~ttack amounts to saying that there can be no such thing
as God in Anselm's sense, and Anselm's argument is not
really examined on its own merits.
Are there "things" that are not located in space and
time? It is easy to see the case for a negatiYc answer:
things existing in space and time seem more accessible to
us and rclatiye]y Jess puzzling than the notion of a being
which is abm·e or be1m:v or alongside of space ;mel time.
But we cannot settle this question by coolly dismissing
the candid::1tes for such stature Cls "mere abstractions,"
for that just hide~ the issue under a term that is itself
puzzling.
There are, on the other hancl, plau5-.ib1e grounds for an
offirmatiyc answer. A melody inhnbits a sequence of notes,
and Jt first glance one is tempted to s2r that the melody
is sharp]}· located in time. But this viCw \~'ill not stand

5

�The College
up easily under pressure. How many notes can be taken
away without changing the melody? At what moment in
the playing of the notes does the melody come to be?
\Ve speak of playing the "same" melody over again at a
different time, and we think we can play it any time we
choose:-at any time we choose. How, then, can the
melody be rega~ded as located in a certain region of time?
All o{ this suggests that a melody, whatever it is, is not
quite as concrete an entity as a sjngle note played at a
certain moment One might claim that the melody is a
mere arrangement of notes, and that it recurs ,vhenever
the same arrangement recurs. But this will not quite suffice, for there is a peculiar relation between the melody
and the particular notes that it inhabits. Namely, from a
certain point of vie\V the melody governs the notes; it gives
them a noticeable significance that they would not have
in isolation; it provides a context that alters and shapes
the significance of individual notes; and in some cases
one produces notes in search of a melody that is vaguely
grasped, but beckoning. Even if all this be granted, why
should one say that the melody is something? Because, I
think, it governs or beckons; it would be odd to regard
that which governs or beckons as an abstraction or dependent thing taking its existence in some peculiar way
from that which it governs or beckons; it would be still
more odd to say that it is nothing at alL
It will be objected that this example is drawn from a
highly artificial or psychological realm, I think this objection counts for nothing, because things artificial or
psychological are not on that account nothing. More importantly, it will be objected that however difficult it may
be to pin down a melody to a certain time, melodies
nevertheless do exist in time in generaL Perhaps so. But
the peculiar claims that I have been making about melodies-that they govern the particulars associated with
them-can also be made about the logical forms that
govern mathematical demonstrations and the so-called
laws of nature that govern the universe of particulars. I
would not know quite what it means to say that these
things exist in time or space "in general," and I find it
no more awkward to regard them as existing. "outside"
time and space, governing that which exists "in" time
and space.
·
I do not pretend for a moment to have "proved" that
such things exist, or to have laid to rest the many re·
spectable theories that try to reduce laws of thought and
laws of nature to the realm of concrete individuals. However, Hume \Vas fond of saying, " Tis a princip1e generally received in philosophy that everything in nature is
individual." 5 And Hume himself never criticises or defends that opinion; he just receives it. I think I have shown
1

that however widely received, it is certainly contestable

and mav be wrong.
Let ~e nO\V revie\v the state of the argument so far.
5

6

E.g., Treatise of Human Nature, Bk. I, Pt. I, Sec. VIII.

Anselm has proposed that the conce-pt of G:d , c'
concept of a bemg such that no more pcrln--. , , " ~
be concc1ved. Th1sleads to the notion that th, ~- '
of a bemg that exlSts necessarily. If, thc!l, u:;• ~~~
a concept, the notion that God does not e , , ••• """ -!1"111!
bl e t o en t ert a~n, 1.e. G od cannot be conctivt:d !KJ&lt;t ~,
· ·
"'"· .. b.:r "- -,._ &lt;;,
Hence he ex1sts. The chief objections to th' ··•=

Q"";.. ':,:,,

rest on two doctrines: that necessity cannot b.; _....,·to~&gt;-

of am· existing thing; that anyth.ing wlud,- ;.,:;~~,
concr_etc .particular. I have tned to show :lut H~ -~,_
doctrmc m turn rests on the second, and tbt the~
.
1s contestable. During the course of the disctmio;, 1 . " , ' .::f'
been snggestmg somewhat vaguely that we 00 hM 't ' - ..
concept of a necessary bemg, and tha: A.ns-&lt;:!m"s l~o;:~~~ :
may therefore be perfectly sound. I tum fi:di: : ..• • ""'~
objection,
5) The term "God" has been defim·d i:: :·,q, "·'''"'"'
that \\'luch 1s more perfect than anything UJtho~~~
and as that which erists necessarily from its mt ; 1 twt~--

_

_

The first definition probably entails the Y.-cond. T~
difficulty is that both definitions are rather am:oe ..,
vague, so lacking in specific content as to raise tht' "":':•··''"~~'
lion whether we really have such an idea after all
merely playing with words.
That the difficulty is a real one mav be seen from
torical examples. Aristotle, in trying t~ elucidate the m..;:"c""'"'"
cept of "pure actuality," or that which has no gnin
contingency and therefore exists necessarih·, decido li:lli!
it must be eternal, uncornplex, unchanging. utterly
concerned with any particular being, and entirely ·
ble of being affected by them; its sole activity is • t!UM:•
ing on thinking. This is not acceptable to Christian t~ ' .•,,.
logians for obvious reasons. Anselm struggles \\1th tk
problem by arguing that qualities like compassion are .nt&gt;'l
"literally" in God, but somehow proP.erly attributobk 11:1
him from a human and hence defective point of ''""'· ·
A whole medieval tradition of so-called negati,·e ~~ .
ology was based on the notion that God can be urula•';
stood as that which lacks all defects, even thougb fl&lt;&gt; • '
positive concept of the corresponding perfections cooid
be nailed down. Hartshorne argues that God is net
worshipped for the defects he does not have, and sug,~
that the difficulty be removed by substituting a DC'Of
theory of the meaning of necessary being. He claims trol

or

a being existing necessarily may be thought of as a bci~

totally open to the impact of concrete events, complclt~
susceptible to being affected by them, constantlr dun;
ing, only in such a way that no possible event or clung:
could threaten his existence. This opens the door. tc·
thinking of a necessary being as compassionate. lo:.:c:
and creative. It also makes it possible to understand ll"'·'
the necessary being could act in time, creating a umn:-:&gt;:.
or a gift of incarnation, whereas the classical concept t.':
Aristotle and others entailed that there was not and nen:'
could be a moment of creation or of ·di\'ine acti,·it~· d:
rected towards the lives of creatures. But then the notio::

�April 1972
of divine creatil,ity runs afoul of the logical dictum that
one cannot give what one has not got, and we are turned
back to the classical notion of a God who has and is
everything that he will ever give.
These controversies rest on the difficulty of trying to
supply further content for the concept of necessary existence. It is a difficulty that I have already run into.
Usuallv, we explore an unfamiliar concept of a quality
by-so to speak-trying it on for size. \Ve imagine it attached to various kinds of objects to see if the attachments make sense) or we imagine it combined with other
more familiar qualities to see if the combinations make
sense. In Plato's Republic Glaucon, who is having trouble
with the concept of justice as a quality, asks Socrates to
show him the other qualities of a just man. But when I
conceded that there is no positive concept of a necessariJ~· existing Tutor~ or of a -necessarily existing thing of
any sort except God himself, I was conceding that the
quality of necessary existence cannot be moved around
like a checker in the game of logical exploration.
Necessary existence is a very strange quality indeed. It
parades itself as a quality that cannot be attached to any
ordinary object, even tentatively, because the attachment
would alter radically the nature of the object itself. And
if Anselm is right, it cannot be considered in isolation
from the notion of a unique being that has that quality
and has no other qualities with which we are familiar.
Yet the phrase "necessary existence" seems to be meaningful in some way, if for no other reason than the fact
that the phrase "contingent existence" is clearly meaningfuL
In such ways is the mind poised over the notion of
necessary existence-which is no other than the notion of
divine existence or absolute perfection. Is there such a
notion?
!•viy answer at this time is: Yes and no. The concept
cannot be fingered, nailed down and held before the
mind like other qualities; the logic of its use is elusive,
precisely because it cannot be examined in isolation from
questions of real existence. Yet in some wavs the mind
requires it, and acknowledges it. !'den do noi exist necessarily; we know that, we understand it we often regret it.
How could we say with such confidence that all particulars exist contingently had we no notion at all of some
other mode of existence? There are other examples, more
mundane. At various times, and howe,·cr illogicallv, little
billiard balls were regarded by many as necessary beings,
immortal, unbreakable, the fundamental ground for the
regu1arit~· and order of the uni\·erse. No one has expounded the attracti1·cness of this notion better than Lucretius.
Contr~uy to the very meaning of its n~nne, the atom gets
broken, the necessary beings turn out to be contingent
after all. This should have been no surprise because, as
extended in space, they could no more exist necessarily
than Tutors can. Still, the notion of that which is necessarih·, as an ultimate ground for the intelligibility and
1

existence of everything else, governs the mind and beckons
to it.
It has often been maintained, especially in America,
that the pursuit of ultimate grounds is childish, and
should be given up by grown men. Yet if I am to take
such claims seriously I must be persuaded; evidence and
argument must be offered. And then I suspect that he
\vho offers evidence and argument is in that very act himself governed or lured by the flickering image of that
which is so in an unqualified sense; not contingently so,
or possibly so, but necessarily so; that in which one can
rest a case without fear of its eventual destruction; in
short, that which is necessarily. And if once again I am
told that what is necessarily, is only a proposition or a
truth and not a thing, I must still wonder how that which
is a Jure or a governor can be denied existence.
There is a passage in the Republic where Plato puts
these words into the mouth of Socrates:
Not only being known is present in the
things known as a consequence of the good, but
also existence and being are in them besides as
a result of it, although the good isn't being but
is still beyond being, exceeding it in . dignity
and power•
Glaucon, who has been listening, is both attracted and
horrified. He says, "Apollo, what a demonic excess." Now
Glaucon, as he appears in the dialogue, is not the smartest
of men. But I sympathize with him.

III
It will surprise no one to see that I have not settled
the question whether God exists, or whether Anselm's
argument is finally sound. But let me close by stating
some conclusions of which I have been persuaded by
Anselm and his sympathetic commentators.
First, the question of God's existence cannot be settled
by straightforward deductive logic. That God does not
exist cannot be proved by customary logical means, because the statement, "A necessarily existing being does
not exist," is on close scrutiny either meaningless or selfcontradictory. Neither can God's existence be proved by
ordinary logical routines. Anselm's argument is the only
one I know of or can presently imagine that attempts to
set forth something resembling the usual forms of logical
proof and ending in the conclusion, "God exists." But
the attempt to analyze his ~JTgument raises too many unresoh·cd problems in the nature of logic itself. The argument defies conventional modes of formal analvsis and
testing, and when considered on its own merits' it calls
into question m~my of the logical canons that are employed confidently for more routine kinds of arguments.
6

Steph&lt;:inus 509b.

7

�The College
Perhaps the genius of his argument is its abilit\· to force
reflection upon the implicit commitments of logicians.
Second, the question of God's existence cannot be
settled by recourse to empirical experience. Perhaps this
has always been known; certainly eyebrows are always
raised at the notion of a direct empirical experience of
·God that could be known to be just that in the same
way as, say, direct experience of a brick wall or a black
swan. But I think Anselm has pointed the way to a fundamental reason for this suspicion. Anyone who endeavors
to establish or test a proposition by observation or experience makes two claims implicitly. He claims that the
41
proposition, say, X is so," is conceivable to him. And
he claims that the denial, "X is not so," is also conceivable. Otherwise the recourse to observation would
either tell him nothing or it would onlv tell him what he
already knows. Anselm has, I think, shown that the
propoSition, "'That \vhich exists necessarily does not exist/'
is self-contradictory or meaningless. And therefore neither
it nor its opposite can be established empirically.

Let me finally try to say where I am in this tangle. It
was Anselm's conviction that the statement, "That which
exists necesari1y does not exist," is absurd because the
subject, "that which exists necessarily," is perfectly clear
and cannot be combined with the notion "not-existing."
I wonder whether it might be absurd because the subject,
"that which exists necessarily," is itself without meaning.
To put it another way: Anselm has convinced me that
"God does not exist" is meaningless. But the remaining
question, which I cannot answer, is whether "God exists"
is meaningful.
Robert A. Neidorf received his B.A. and M.A. degrees from The
University of Chicago and his Ph.D. degree from Yale University.
From 1962 to 1964 he was a Tutor at St. John's College in Annapolis. He was Associate Professor of Philosophy at the State Universit-y of New York at Binghamton, 1964-6i. He is the author of
DEDUCTIVE FORMS: An Elementary Logic (Harper and Roll',
1967), a book intended to serYe either as an introduction to general
logic or for a first course in symbolic logic. He joined the Santa Fe
faculty of St. John's College in 1967, and was appointed Director of
the Graduate Institute in Liberal Education in 1970.

The Spanish Civil War*
By DOUGLAS ALLANBROOK

It is distressing to study wars but necessary. It is doubly
distressing to look at a civil war. It would be of some
comfort if one could think of them as momentary sicknesses, as abnormal growths which science, good sense, or
noble passion could cut out of the body politic. I don't
think it is possible to regard them as such. \Vars between
nations are perhaps easier to stomach or at least sometimes seem easier to understand. Civil wars, however,
bring different difficulties and lead often to blacker pessimism. Civil wars in particular force upon our attention
facts which are not political, facts which cannot be understood or grappled with in terms of monarchies, republics,
democracies, oligarchies, class struggles alone or economic
drives. Neither political economy nor political science can
deal dirccth' with these facts. Histon' can describe them
from any n~mber of points of view. There are no simple
"'Delivered as a lecture at St. John's College in Annapolis on
May 25, 1962:

8

rational explanations of them. It is for this reason that
both religion and psychology attempt to deal with them.
The science of geology offers a certain analogy. Here
is the surface of the earth spread before us, with its
plains, mountains, deserts, and sparkling oceans. Looking
at it descriptively, one plots rivers, maps mountain ranges,
classifies rocks, and measures the depths of the waters.
From an aeroplane one is dazzled by the prospect and
grasps certain great configurations of systems of rivers,
mountains, and plains. It is a great and noble panorama.
Looking with still more attention at the surface of this
earth, one sees and then theorizes about the rise and fall
of the Rocky Mountains or the lofty Himalavas. The
patient and seemingly infinite work of the rivers in can'ing out their beds, the long sculptural work of the wind
and the rain, plunge one into the midst of a process of
work being done. Glaciers move up and down our map
which now has a fourth dimension of time. One reallr
underlying fact keeps forcing itself upon our attention,

�April 1972
volcanoes. Something under the surface of this earth keeps
erupting. 1l1is happens sporadically in all geological time.·
All rocks are, if traced back far enough, of igneous origin.
This becomes a primal fact in the hard look at the earth.
All volcanic eruptions are studied with intense interest.
Geologists describe great volcanic periods as revolutions,
borrowing a term from politics. \Vhat the middle of the
earth is like can be to some degree postulated, though
with little real clarity. After all we are still on the surface
and can only try to be as profoundly superficial as it is
possible to be. The dear and cherished configurations of
our bays and inlets, our necessary and even noble maps

that Don Quixote is a Spanish book, written in Spanish
by a Spaniard about Spaniards removes it from our view.
I cannot believe that Spaniards are essentially different
from anyone else, though they like to think so. What is

and geologic surveys, are now viewed not with skepticism,

sweeping way it pinpoiots and delineates the characteristics of the general civil war of the IV est, which has gone
on since Scholastic Theology was introduced. Aspects of

but with wonder.
Civil \vars are like volcanoes. They reveal the reality

wh\ch is under civil life and tend to make us suspect that
most of it is virtuallv unknowable. They should make us
cherish whatever grasp we do have on order and to realize
what a tenuous hold we have on civilization. They also,

lest we get overly pious, give us glimpses of splendour. It
is fatuous and inhuman not to admire courage and daring

in the face of death, even if we are not in sympathy with
the faction which ·brought forth the action, or the dogma
which seems to cloak the action.
Officially the Civil War in Spain began in the summer
of 1936 and ended in the spring of 1939. In reality there
had been a kind of civil war in Spain since 1812. \Vhile
the battlefields of this war were in Spain, directly or
indirectly every nation in Europe or America was in-

volved. It was a cataclysm whose end signalled the beginning of a vaster and still bloodier cataclysm. A conservative figure of 600,000 dead is generally to be accepted. It is hard, of course, to distinguish between those
dead in a battle, those beaten to death in a street-fight, or
those who perished of tuberculosis in a crowded prison.
Added to this figure would be, of course, as far as loss
to Spain is concerned, the large number of refugees who
fled their native soil at the approach of Franco's armies.
This war was fought with more ferocity than most wars between nations. Thirteen bishops and 7,000 priests were
murdered. The victors at the end showed no mercy. It is
estimated that two million people had passed through
the prisons and concentration camps of Nationalist Spain
by 1942. It is also estimated that perhaps 100,000 were
executed in the months following the war for crimes
ranging from church burnings to merely having served in

the administration of the losing side. I have chosen this
war partly because it is still close to us; its only victor
on either side, General Franco, still rules in Spain. Also its
dimensions, while reverberating throughout the \vorld,
are still fairh· small. It stirred the conscience of the world

and still should. One should still say firmly that the wrong
side won, without necessarily implying that the side which
lost was not an almost hopeless muddle. The fact that
it \\·as a Spanish war does not dismiss it from being
worthy of our closest attention, any more than the fact

striking is their intransigence in front of many experiences

we all have. Their honesty takes the form of following
either pleasure or ideals. Everyone who visited Spain during the war got his fingers burned. Those who had an
active role in it from the outside were puzzled. The war
seemed to prove no points of dogma for any dogmatist.
Its very extremities teach us something about the civil
war \vhich is in and around every one of us. In a less

this inner and outer revolution we spend over half of our

time studying here at this College.
·
Now we must look at a map. The Pyrenees separate
Spain from Europe. In the middle there is a high, rocky,
and sparse tableland, semi-desert in many places. This is
the austere land of Castile. Around the edges it is richer,
in Catalonia and in the Basque provinces. They point towards Europe and are the most prosperous and European
provinces. They each have their own language. The
Basques are an ancient people of unknown origin. Galicia
in the North, though poorer than the Basque countries,
also feels itself an entity. In the South is Andalusia,
ancient center of the Moorish civilization. It has a population of serfs who have been in bondage since the days
of the Roman empire. The land is somewhat richer but
needs to be irrigated in common if it is to flourish. The
poverty is appalling. The majority of the peasants are
hired as day laborers during half the year only. They
live in large villages and not in farms on the land. The
land in Castile yields grudgingly a sparse crop of wbeat.
It is generally not owned by those who work it. It is
the most frugal and dignified province of Europe. In the
North with much more rainfall peasants are better off
and do usually have enough to eat. In Navarre they are
all owners of their small farms in general and pass the
property from father to son. They are a Spartan people
and own the grazing lands in common from time im-

memorial. The Basques are industrial with a large city,
Bilbao, with factories and important banks. Barcelona,
the capital of Catalonia, is a splendid and throbbing
Mediterranean port, one of the great cities of the inland
sea, the Mediterranean. Madrid was originally an artificial
city, planted dead center in the middle by an autocratic
king, built from nothing to be the administrative center of
the country. Castile is in the middle and Madrid is in
the middle of Castile. Every part of this peninsula separates itself fiercely from every other part. Portugal by accident happens to be independent. Catalonia always
fought to be, and it is the perpetual running sore of Spain.
There is always a fight between Barcelona and Madrid.
The greatest emperor of the \Vest since Charlemagne,

9

�The College
Charles the Fifth, emperor over Spain, Italy, Germany,
Austria, and the Low Countries and most of America, had
to spend great and delicate energy assuaging the local
rights and charters of countless Spanish provinces, cities,
regions and municipal communes. Though proudly feeling themselves Spaniards and always tending to regard the
rest of the world as barbarians, they were seldom ever a
Nation, in any of the usual senses of the word. It may
recall to you the affairs on that famous little peninsula
on the other end of the inland sea, Greece.
I shall now undertake a brief sketch of the political
parties which were important in the years immediately
preceding the war. I shall not label my columns Communist and Fascist and only with some hesitation label
the two columns Left and Right. Both sides have sinister
aspects.

fought with the left-wing students. Another party soon
merged with them and to some extent swallowed them
up. This was the "Falange Espanola," its name being
taken from the Macedonian unit of battle responsible
for the destruction of the remnants of democracy in
Greece in the fourth century B.C. Its leader was a handsome young man named Jose An tonic Primo de Rivera,

the son of the dictator of Spain during the twenties. He
often sounded like a glib but not unintelligent undergraduate who had taken too many courses in political
theory. To quote: "The state is founded on two principles-service to the united nation and the co-operation
of classes." His favorite poem was Kipling's "If" which
he would often read to his followers before a street demonstration. I shall read to you another of his speeches.
His followers were generally high-spirited and longed for
direct action.

CEDA-(Confederacion Espanola de Derechas
Autonomas) Catholic Party
JONS-(J untas de Ofensiva Nacional-Sindicalista)
Fascists and the Falange
UME-(Union Militar Espanola)
CARLISTS- (Traditionalists)
UGT-(Union General de Trabajadores) Socialist
Trade Union
POUM-(Partido Obrero de Unificacion Marxisla) Troskyites
PSUC-(Partido Socialista Unificado de Cataluna)
Communists
CNT and FAI-Anarchists

The CEDA. It was a reflection of the general Catholic
Action movement in Europe. It was an attempt to found
a Christian Democratic party of the type that has had
success in Italy since 1945. Rigid laws had been passed
by the Republic in 1931 limiting the powers of the
Church. This party then tried to reconcile many points
of view that were not to the left. It had to get along
with rich men upon whom it depended for funds, and
also to try to keep the middle classes from becoming out
and out defenders of the kings who had been deposed by
popular mandate in 1931. It became the most powerful party for a brief period in 1933. Its leader was a slippery and ambitious man called Gil Robles. He flirted with
Fascism and liked to be addressed as "jefe," a translation
of "Duce" or "Fuehrer."

The JONS or Fascist Party. The program of this party
as announced in 1931 included denunciation of class war
and the "impbcable examination of foreign influences

in Spain." The program also included penalties for those
"who speculated with the misery and ignorance of the
people" and demanded the "disciplining of profits."
Catholicism embodied for them the "racial" tradition of
the Spaniards. They opposed the CEDA as reactionary.
They trained and drilled on Sundays. In universities they

10

Paradise is not -rest. Paradise is against rest. In
Paradise one cannot lie down; one must hold
oneself up, like the angels. Very well; we, who
have already borne on the road to Paradise the
Jives of the best among us, want a difficult, erect,
implacable Paradise; a Paradise where one can
never rest and which has, beside the threshold
of the gates, angels with swords.
It must be noted also that the Falange was interested
in faHeaching economic reform, which it called "revolutian." To quote again from jose Antonio:
When we speak of capitalism we are not talking
about property. Private property is the opposite
of capitalism: property is the direct projection
of man on his possessions; it is an essential hu~
man attribute. Capitalism has been substituting
for this human property the technical instruments of economic domination.

This young man was imprisoned and later shot by the
government in the opening year of the war.
CNT and FAI-l shall quote certain words of Bakunin,
the Russian who founded the Anarchists movement. "1
shall die and the worms will eat me, but I want our idea
to triumph. I want the masses of humanity to be really
emancipated from all authorities and from all heroes past
and present." This Russian aristocrat had a feeling for
simple and independently minded people. He offered
them a vision of heaven on this earth. He thought men
not good by nature but good enough to live in a completely free society. His theories have many analogies in
peasant villages where things are organized locally. In
1868 a man named Fanelli appeared in Madrid. Up to
that time in Spain no socialist movement had taken hold.
Fanelli was a comrade-in-arms of Garibaldi and a passionate admirer and disciple of Bakunin. He spoke no
Spanish and addressed a group of perhaps ten men, most
of them printers. By 1872, only five years later, there

�April 1972
were 59,000 followers of Bakunin in Spain. The great
new truths proclaimed may be summed up again: The·
State, based on ideas of obedience and authority, is
morallv evil.
lnst~ad of this State there should be self-governing
bodies, whether they be municipalities, professions, or
other groupings, all of which would make voluntary pacts
with each other. Criminals would be punished by public
criticism. I will quote from a speech made by Jose Garcia
Oliver, one of the leaders of the movement. In 1937 he
was the Minister of Justice in the Spanish Republic. This
must be one of the most extraordinarv statements made
by any minister of the law.
~
Justice must be burning hot, jmtice must be
alive, justice cannot be restricted within the
bounds of a profession. It is not that we definitely despise books and lawv·ers. But the fact is
that there were too many lawyers. [It may be
noted that in 1937 after a year of war, perhaps
127 legal functionaries were dead. D.A.] \Vhen
relations between men become what thev· should
be, there will be no need to steal and 'kill. For
the first time, let us admit here in Spain that

political dialectic. This Anarchist movement obviously
never followed the ways of Marx, the materialist. Education was one of their keynotes. Groups of Anarchists
travelled in the early days of the movement like mendicant friars. Peasants were taught to read in night-schools.
They were also often taught to be faithful to their wives,
to avoid alcohol and coffee. In two contrasting regions of
Spain they were strong and powerful. In Andalusia they
would organize the "pueblos" into co-operating self suf. ficient communes. Pueblo also means People. The middle
and upper class could then be thought of as not "people." This seemed a perfectly air-tight inference to the
movement. In Catalonia the Anarchists attempted to organize the workers of factories into self-sufficient committees which would then deal on a level of parity with other
workers' committees on questions of fqod, lodging, or
even entertainment. They had no faith in prolonged bargaining. They had no strike funds. They believed in
brutal, violent action. It is notable that even in 1936
there was not more than one paid official in the whole
union. Their hatred and increasing separation from the
middle classes often led them to include anvone in their
ranks who protested. These would inclule, obviously,
common criminals. When the secret organization, the

Civil wars should make us cherish whatever grasp we do have on order and to realize
what a tenuous hold we have on civilization.

I
'
I

the common criminal is not an enemy of society.
\Vho is there who says he dare not go out and
steal if driven to it to feed his children and himself' Do not think that I am making a defence
of robbery. But man, after all, does not proceed
from God, but from the case, from the beast.
Justice, I firmly believe, is so subtle a thing that
to interpret it one has only need of a heart.
This movement was and is religious in character. It
had no intention of \\'aiting on or trusting in the historical means of production. Competition was a base
instinct to it as it had always been to the Spanish Catholic
Church. It is another of the cutting ironies that this
war eYinces that the Church, which \\'as to suffer so

cruelly from the Anarchist movement (their truly Satanic
hatred, the Pope was to say), encouraged the very beliefs

which the Anarchists clung to with such mm·ing and impossible devotion. ll1eory, devotion, passion, and blood
seem more often a thing of ethos and character than of

FA!, was organized in 1927, it meant that there was a
secret army of shock troops in a state of perpetual war
against the rest of Spain. They seemed to believe every
word they read. If they murdered the Archbishop of
Saragossa and attempted to assassinate King Alfonso, they
were probably, with what they called the propaganda of
the deed, applying literally certain words of Bakunin suggesting that the new world would be gained when the
last king was strangled in the guts of the last priest. The
idea of becoming a "political party" in any sense whatsoever was repugnant to them. They were not common
criminals but religious dreamers. They numbered two million in 1936. Barcelona was their headquarters.

The UGT. This party or union seemed often the type
one sees in certain Scandinavian countries. It also has a
Fabian side to it. It was centered in lv!adrid and was always in rivalry with the Barcelona-based Anarchists. It
broke with the Bolsheviks in 1920. It was generally respected by the middle classes. Its two leaders were great
]]

�The College
rivals. One was Largo Caballero; an ex-plasterer who had
been a conscientious and hard-working member of the
Madrid City Council and of the Union's board. He
learned to read at the age of twenty-four. He even served
briefly under the dictatorship of Primo de Rivera perhaps
because of his morbid fear of the Anarchists. His rival was
'Indalcio Prieto, who was bald, fat, intelligent and rich.
His genuine qualities of mind are perhaps revealed by his
following words which he wrote after examining papers
left by Jose Antonio in his jail.
Perhaps in Spain we have not examined with
serenity our respective ideologies in order to

dis~

cover the coincidences which were probably
fundamental, and measure the divergences, probably secondary, in order to determine if the latter
were worth being aired on the battlefield.
This union, like the Anarchists, was also dedicated to
education. From 1908 on they built countless "casa de
pueblo," a sort of combined union office, free lending
library, and a cafe. A typical small town square would
now h·ave in it a church, the barracks of the Civil Guard,
the town hall ~nd the Socialists' "casa del pueblo." It must
be remembered that in Spain the number of free public
libraries, apart from these, never exceeded four or five in
the whole nation.
The POUM. This was a Troskyite party, important in
Catalonia. They believed in permanent revolution abroad
and working class collectivism at home. In Spain at the
outbreak of the war they outnumbered the Communists.
They also hated them. By theory they were also opposed
to the Socialists whom they described as "social fascists."
Being forced by circumstance to ally themselves with
someone, they would for tactical reasons often have dealings with the Anarchists. Their leader, Andres Nin, was
imprisoned and later killed by the Communists under
ghastly conditions during the war.
The Communist Party. The Communist Party in Spain
was deemed so unimportant in the twenties that the
dictator of that epoch, Jose Antonio's father, did not even
take the trouble to ban them officially. Yet their increasing importance up to the outbreak of the war and
their enormous influence during the war is not to be
attributed to numbers. It must be clearly borne in mind
that they were in Spain,

by no means, a revolutionary

party. As a matter of brute fact, during the war they put
an end to revolutionary activity and constantly and with
success enforced a policy that there ought not to be a
revolution but a defence of a legal government, whatever the metaphysical jargon on identity with the proletariat may have said to the contrary. This will become
clearer when we turn to the actual events of the war. In

this preliminary stage it will be sufficient to recall that
they were a party of perhaps only 3,000 members in 1933.
It is incorrect to think of the Church and the Army as
parties, just as we had the same difficulty with the An-

12

archists. The Army was a perpetual source of power.
Throughout the nineteenth century there was one "pro.
nunciamento" after another. General succeeded general
in the same sickening pattern which we are so acquainted
with in the history of the republics to the south of us. In
the decades preceding the Civil War, the Spanish Armv
had shown few signs of even competence. It is perfect];·
obvious that it was not a force intended to fight foreig~
wars but rather to enforce order within the borders. Its
defeat in the war with this United States in 1898 lost it
much of its prestige. It also suffered defeats of great
humiliation in its wars with the Moroccans. However
the very comradeship of defeat gave its officers a comma~
heritage.
The Church in Spain in the 1930's numbered nearlr
20,000 monks, 60,000 nuns, and 31,000 priests. T11er'e
were around 5,000 religious communities of which 1.008
were male and the rest female. It was estimated bv Catho.
lies that perhaps two-thirds of the Spaniards at ihis time
were not practicing Catholics. In some villages of the
South perhaps one per cent of the men attended mass. As
has been already noted, Anarchism, another faith, had in
many regions taken the place of church. It must not be
forgotten however that Spain once was the greatest empire since Rome. In this period it was the Church that
held all together. Its theologians preached an egalitarian
relation between the Sons of God on this earth. Theso
doctrines were also economic. I quote from Father Juan
de Mariana, writing in 1599.
It is a duty of humanity for us to open to all men
the riches which God gave in common to all,
since to all he gave the earth as a patrimony,
so that all without distinction might live by its
fruits. Only unbridled greed could claim for itself this gift of heaven, appropriating as its own
the foods and riches which were intended to be
the property of all. ... God wishes then, and
it is laid down by his laws, that now that human
nature, corrupted as it is, has proceeded to a
partition of common goods, they should not be
monopolized by a few, and that a part should
always be set aside for the consolidation of the
people's infirmities .... In a Republic in which
some are overstuffed with riches and others lack
the very necessities, neither peace nor happiness
is possible.
This just and compassionate man of God was ~n no tt:~

speaking contrary to the thought of the Spamsh Ct... "
in its great period. This Spanish egalitarianism,_:·~;~'
spiritual; it detested the bonds of commerce and. ,.o ...
It resisted the material forces of this world and 1" .r"'
lain respects it is a loftier concept of "democr:JCI · ~'.::.
is ours in this country. Their understanding of dcmCd-'-:
is impractical I stress entirely impractical. Hmrcr·c:. '":

practibility d~es not imply impossibility. T11is unde:,::.no-

�April 1972
ing of democracy scorns the use of the word "progress"
and finds "technology" uninteresting. One must be care- ·
ful of the use of the word democracy; this Spanish understanding is not ours, and ours is not the same as People's
Democracies. The understanding of the uses of this word
is one reason for this lecture.
In" 1837 the Liberals in Spain succeeded in confiscating
manv of the lands of the Church. These liberals were entran~ed with the new ideas of Europe and wished to introduce the notions of Adam Smith. The result was to sell
the lands to profiteers and speculators. Partly as a result
of this, the Church began consolidating its monev into
banks and commercial undertakings. Rome was aiso interested in keeping at least one nation in Europe free
from liberal atheism. Much building went on. "Money is
very cat11ohc'·· became a common saying. Two quotati"ons
from the Spanish Church's catechism of 1927 may indicate the character of at least part of the Church. The
question "what kind of sin is committed by one who
votes for a liberal candidate" was answered by "Generally
a mortal sin." The answer to "Is it a sin for a Catholic to
read a liberal newspaper" was "He may read the Stock

sincere thanks to your Excellency for Spain's Catholic
Victory." Despite this, it must be noted that the Vatican
did not condemn the Basque priests as heretics, which
was Franco's ardent desire that they should.
There remains one other party to talk of, the Carlists.
Their stronghold was in the Pyrenees' valleys of Nav~rre.
The modern had penetrated not at all to this regwn.
The king they sought was a pretender, not even the king
that had been recently deposed. Their ideas on politics
were rudimentary. The leader of this party in the Cortes
(Count Rodenzo) was once asked who would be Prime
Minister if the king returned. "You, or one of these
gentlemen," replied the Count, "It is a matter of secretaries." "But what should you do?" "I," said the Count,
"I should stay with the King and we should talk about
hunting." Th.eir motto was "Dios, Patria, e Rey." However there was nothing fraudulent about their deep religious disavowal of the modern world. Their sincerity is
no more to be doubted than that of the Anarchists. They
fought with classic Spartan heroism during the war. There
would sometimes be three generations of the same family
on the front.

One must be careful of the use of the word democracy; this Spanish understanding
is not ours, and ours is not the same as People's Democracies. The understanding of
the uses of this word is one reason for this lecture.

Exchange News." The shooting of priests and the burning of churches was most often done by working class people infuriated by a priest's flagrantly contradicting Christ's
teachings on poverty and hypocritically showing himself
to be a respecter of well-born persons. The decline of the
Church snuffed out not one iota of the uncompromising
intensity it had instilled in the souls of its communicants.
What the Pope called "satanic hatred" is by the same
token a harvest of the faith. In the French Revolution
one is struck by the courage and integrity of the priests.
Time and time again they would risk their lives to bring
the sacraments to the people. In Spain this was sadly
lacking. The notable exception to this was in the Basque
proYinces. Indeed Franco found it necessarv to exile or
imprison Basque priests for their loyalty to' his enemies.
Sixteen of them were executed by the Rebels. At the end
of the war Franco received a telegram from the new Pope
PJUs XII saying "Lifting up our heart to God, we give

Let us trace as briefly as possible the course of events
from 1931 to the outbreak of the war in 1936. There were
three sets of elections, 1931, 1933, and 1936. Primo
Rivera, the dictator from 1923 to 1930, had been deposed and he was succeeded by a year of tight-rope walk·
ing by that giddy but not unintelligent king, Alfonso
XIII. Elections were forced upon him for a variety of com·
plex reasons and his followers were defeated despite an
enormous amount of dirty work at the polls. His last
words publicly to his people were as follows:
Sund~rv's elections have shown me that I no
longer. enjoy the love of my people. I could very
easily find means to support my royal prerogatives against all-comers, but I am determmed
to have nothing to do with setting one of my
countrvmen against another in a fratricidal civil
war. Thus, until the nation speaks, I shall delib-

13

�The College
erately suspend the use of my Royal Prerogatives.
The import of this message is somewhat puzzling though
undoubtedly serious.
This new Republic was in part the creation of the generation of '98. Many of them were men of deep seriousness and intelligence. They often made speeches and then
accused men and Fate because what they said had little
effect. The elections were won simply through a defect
and disruption of all of the old powers of Church, Army,
and Civil Service. All of the conservative forces would
have accepted it if it had changed nothing except the
form of the government, in other words if it did nothing.
This was impossible. Things were too badly disrupted. It
must be remembered also that the Anarchists by theory
resisted government. The people themselves, in all of the
deep misery of their poverty, rightfully expected something from an election in which they had put a government in power. This "government" as constituted was not
socialist. Both Caballero and Prieto were ministers but
they were satisfied for the time being with reforms to be
accomplished by the process of law. No program of
agrarian reform was instituted immediately. Instead the
government turned immediately to the obsession of the
Liberals, the separation of Church and State. This action
only alienated sections of the country and avoided the
deep and glaring questions of the peasants and the land.
Soon there were outbreaks all over the face of the country.
At the same time the Anarchists burned some churches.
The government naturally called on the Guardia and the
Army. There were some minor massacres and much blood.
Part of the pre-election agreements had included provisions for granting Catalonia virtual autonomy. This exasperated every centralist who wanted Spain to be one.
11Vith an incredible indifference to what was appropriate,
they introduced drastic reforms into the Army and the
Civil Service. They retired many generals at full pay,
giving them adequate means and time to plot against the
regime.

·

New elections were called for in 1933 and they swung
the government in the other direction. The CEDA, which
I previously talked of, now comes to the fore. They won
a sweeping victory at the polls. They won because the
workers and the peasants were disgusted that nothing or
not enough had been accomplished by the previous government. Ladies had the vote because of the reforms of
the previous government and mostly voted as their confessors instructed them. The separation of Church and
State was repealed. The Army was increased. Any agrarian
measures already passed were castrated. In early October
of 1934 a ·kind of revolution was declared. The UGT
called for a general strike in Madrid. The Anarchists,
their enemies, did not participate. The government put
it down and the socialist leaders were in prison by nightfall. In Barcelona the opportunity was taken to proclaim

14

a more independent Catalonia. TI1e Anarchists held themselves aloof here also. This was also put down by the
government. In the mining region of the Asturias, however1 the rising had enormous temporary success. It was
carefully prepared by tough-minded and well-organized
miners. There were arms and dynamite and committees.
Timidity gave way suddenly to violence, traversing no
middle ground. \1Vorkers' soviets were organized. It was
a heroic moment for the working class. The amount of
co-operation surprised everyone and even caused the
Anarchists to stop and consider untheoretically for once
the possible uses of organization. Anarchists, Socialists,
and Troskyites got together under the slogan of UHP
(Union de Hermanos Proletarios.) (Union of 1\'orking
Class Brothers.) Even the Communists were involved
through you may recall their number was very small. A
bishop's palace was burned and several priests shot. There
was ·enormous public· excitement and enthusiasm. The

government took severe measures. Generals Goded and
Francisco Franco were made chiefs of staff. These two
generals asked for the African Foreign Legion and certain
Moorish troops. They were immediately successful. After
fifteen days it was all up. One of the conditions of the
surrender was that the Moors and the Foreign Legion be
withdrawn. They were not, and behaved as if they were
a conquering army living off suffering. One thousand three
hundred thirty died and 30,000 were wounded on the
civilian side. There were few casualties on the side of the
Moors and the Legion. Indignities and bestial tortures
were common. It may also be interesting to recall that
the Asturias was the only section of Spain never to have
been conquered by the Moors when they overran the
Peninsula in the seventh and eighth centuries.
It was at this time that Caballero in prison began reading Marx. He began to envisage himself as a Spanish
Lenin. He was almost seventy, a man up till then noted
for his caution and respect for legitimate reform. Prieto,
the other leading Socialist, had fled to France, having
disapproved of the rising against the government. After
the Asturias revolt, civil war seemed inevitable to many.
To have prevented it would have called for genius and
energy which rarely, if ever, can be found.
A great public scandal involving a new type of roulette
wheel called the "straperlo" now erupted. Vast profits had
been promised to government ministers. The American
Ambassador in Madrid at that time reports that at a certain moment in a debate at the Cortes, Jose Antonio
leaned over a balcony, aflame with mischief and youthful
disgust with corruption and yelled "viva Straperlo." You
might imagine this better if you were to conceive of a 1ong
and exhausting session of the l\1aryland Legislature being
interrupted by one of its youthful members crying, "Hurrah for Slot-Machines," and if in addition the young man
was the head of youthful and increasingly violent groups
of street gangs.
The government fell. It was the twenty-sixth govern-

�April 1972
ment crisis since 1931. Seventy-two ministers had served
in one or other of the cabinets. The feeling towards
democracy was perhaps something like that of the French
in 1958 after fifteen years of the Fourth French Republic.
In February 1936 new elections were held. The "Frente
Popular" won. This Popular Front was an alliance between
liberal Republicans and Socialists, Anarchists, and Communists. It was clearly understood that all groups would
be free again once the election was over. Part of the
victory may be attributed to the Anarchists giving up part
of their dogma. Up to now they had by theory abstained
from participation in elections. The Asturias revolt had
taught them the value of co-operation. \\lith the possibili!:J• of power in their nostrils, practicality entered to
some degree. The Communists were behind the Popular Front also. The\• had previously, in defiance of principles, co-operated with the Anarchists, next with the Socialists, and now even with the Republican liberals. The
prc\·ious August in 1\loscow, Dimitrov, a Bulgarian who
was general secretary of the Comintern, defined the aims
of world communism in the face of the threat posed by
Hitler to the Soviet Union. I quote:
The formation of a joint People's Front providing for joint action with the Social Democratic

themselves. Caballero, intoxicated perhaps by Communist
flattery, talked about the dictatorship of the proletariat.
His rival in the party, Prieto, was in violent opposition.
Peasants in many parts of the country began expropriating the land of absentee landlords and dividing it up
amongst themselves. Generals began to get together and
plot, especially Generals Mola and Franco. Franco was
sent to the Canary Islands as governor. The older party
of the right, the CEDA, seemed increasingly powerless
· and Calvo Sotelo, a handsome and ruthless Monarchist,
emerged as a polarizing leader. Four months after the election there seem to have been 160 churches burnt and 269
political murders; sixty-nine political centers had been
wrecked. There had been 113 general strikes and ten
newspaper offices had been sacked. All kinds of groups
were out drilling on Sundays. The Falange, which seemed
to have been an enthusiastic group of upper class boys
under the guidance of a handsome fellow who liked poetry
and political theory, became increasingly violent.
It was outlawed by the government and some of its
leaders imprisoned. The generals had already begun a
flirtation with the Fala·nge. It seemed the part of expedience to have some party dedicated to violence with which
to meet the increasing violence of the Left. The older
members of the Falange did not like the alliance. \Vere

What the Pope called "satanic hatred" is by the same token a harvest of the faith.

parties is a necessity. Cannot we endeavor to
unite the Communist, Social Democratic, Catholic, and other workers. Comrades, you will remember the ancient tale of the capture of Troy.
The attacking army was unable to achieve victory until, with the aid of the Trojan Horse, it
penetrated to the very heart of the enemy camp.
\Ve, revolutionary workers, should not be shy
of using the same tactics.
This was a policy which gave a cheap Machiavellian thrill
to many persons at that time and now. One could have
one's cake and also be clever. In Spain, however, the
Communists \\~ere still too insignificant for their actions
to be important. The Spanish Popular Front would have
won easih· without them.
The n~w government was formed again of liberals. The
working class parties began immediately to fight among

not the Army and the Church and the old forces of
sterility the very forces which the new unified and strong
Spain should abhor? Again chances for action easily overpowered both ideas and ideals, or at least left them
smouldering under the surface. Jose Antonio wrote a
Jetter to a general quoting as usual from a book, this time
Spengler: "After all, in the last resort, it has always
been a platoon of soldiers who have saved civilization."
The Republic failed because it could not from both
ineptitude and inability and principle compromise or
walk a middle ground between Right and Left. The President of the Republic, Azana, an austere and eloquent
man who in other times and places would have been a
writer, from the reaches of the Presidential palace reSected that the Spanish working classes were "raw material for an artist." To one journalist he remarked that
the Cortes was one big cafe. To another journalist he
remarked: "Sol y sombre. Light and shade; That is Spain."

15

�The College
It is to be noted that seats in Spanish bull rings are
named either Sol or Sombra, according to whether they
are shaded on not.
On July 13, Calvo Sotelo, the Monarchist leader, was
shot by members of the official troops of the government
in reprisal for the shooting of one of their members by
the Falangists. It, with reason, seemed to the right, and
perhaps not only to the right, that the government could
not control even its own agents. On the 17th of July the
generals began their rising and the civil war began.
There was a big surprise in store for the generals. The
workers, small people and peasants who may have quarrelled among themselves when their government was unchallenged, rose in fury when it was challenged. What the
Socialists and the Anarchists by themselves could not
achieve, was accomplished in one day by the revolt of
the generals.
North Africa was immediately under the control of the
Rebels and Franco flew in from the Canary Islands to
take charge there. In Spain itself General ]Viola had immediate success in a much smaller area than envisagedroughly Burgos, Salamanca, Navarre, and Saragossa. Seville was taken with great bloodshed by a bragadoccio of
a general, Queipo di Llano. The Basque provinces remained Joyal and found themselves an island surrounded
by rebel territory. Andalusia was plunged overnight into
the most violent of revolution, as was Catalonia. The revolt failed completely in the greatest cities of Spain-Madrid, Barcelona, Valencia and Bilbao.
Neither side really had either proper equipment, material, or soldiers to fight a long war. Both sides immediately sought for help from abroad. Franco and Mala
had at ]east the Foreign Legion, Moorish troops, about
two-thirds of the Guardia Civil and a good part of the
regular army. The Moors and the Legion were, however,
for a while, the only effective troops. The government
had some of the regular troops. It was forced by the
people in the first days of the revolt to give arms to the
Anarchists and the Socialists. It was loath to do so and its
delay was nearly fatal. The government had in its hands
the only two industrial centers of importance, Bilbao and
Barcelona. It had also the gold reserve of the Bank of
Spain which, interestingly enough, was the sixth largest
reserve in the world. Much or all of this later went to
Soviet Russia as payment for arms. The government had
practically no reserves of arms. The equipment was
dangerously antiquated. There were few trained technicians on either side. The air force on both sides was
in a parlous state.
The chapter of this war on how much and under what
conditions foreign aid was received on both sides is of
fantastic complexity. Let it suffice to say at this point
that Franco almost immediately received aircraft and
equipment and pilots from both Hitler and Mussolini.
He was able to transport across the straits from Africa
the only crack troops existing. It must also be noted that

16

from the beginning of the revolt until the end of the
war he was given unlimited credit by the Texas Oil Company.
The head of the Popular Front government in France,
Leon Blum, was immediately in sympathy with the government and wished to send airplanes and material in
abundance. Members of this government were opposed
to any embroilment and the English, France's most reliable ally, were in general opposed. The English were involved in a delicate dance with both Hitler and Mussolini which culminated in Munich. A diplomatic minuet,
entitled a Non-Intervention Pact, was set up by all interested parties. This group of diplomats continued to
meet throughout the war. In practice what happened was
that both Italy and Germany shipped increasing amounts
of aid and men to Spain and blatantly ignored or effectively reduced to talk any non-intervention on their own
part. Russia was in a tight bind, and was a member of the
Pact. Allied to France,. on the one hand, out of fear of
Hitler, and with the spectacle of a genuine revolution
on the other, she finally began to ship increasing amounts
of war material to Spain. The Russians instructed their
agents to carefully curb the revolution and to make every
effort to preserve parliamentary democracy. The Russians
then could claim to be the only foreign government which
aided Spanish democracy. Stalin probably calculated that
to send enough to win the war would have embroiled
him in a general war with Germany and Italy, and the
Germans and the Italians probably felt the same. It is in
a way the spectacle of neither Russia on the one hand
nor the Germans and the Italians on the other really
wanting their side to win. They did want to prevent their
protegees from losing, however. "Yes, my darling daughter, hang your clothes on a hickory limb, but don't go
near the water." After Munich, however, this changed.
Germany found it could get away, quite literally, with
murder, and Russia moved towards an alliance with Hitler.
The policy of talk, talk, talk, on the part of England and
France proved nearly disastrous for them; especially as
the opponents were doing more than talking. This situlion was reflected internally in the political sketch I gave
of Spain in the years preceding the war-namely the
liberal parliamentarians of the Spanish Parliament could
neither muster the strength nor effectively promulgate any
program which would curb the rising tides of violence.
The first great action in the war was Franco's march
north and east to the gates of Madrid. The northern
troops under the command of Mala struck south down
through the heights of the Guadaramma where they were
stopped. By September 3 Franco had taken the last town
of any consequence before Madrid. Rather than describing in detail many battles, it is now of interest to see as
closely as can be seen from the most dispassionate eyewitnesses to these events, what the war and revolution

was like in towns and countryside on both sides.
Let us begin in Barcelona and Catalonia. The An-

�April 1972
archists took over effective control almost immediately.
\ \1hile the government of Catalonia remained, effective·
control was taken by the people directly. Almost every
church was burnt. One eye witness reports that this was
done sometimes in an almost pious way. It was a duty
to be fulfilled and a fire engine was waiting circumspectly
at the scene to prevent the fire spreading to neighboring
buildings. All owners of factories were either killed or
fled. Hotels, banks, stores, street-car lines were all
requisitioned or closed. l\Ianaging committees of former
workers or technicians were in charge. No one in the
streets wore a necktie, and Spain is generally in its large
cities almost offensively elegant and dandy-ish. Orwell
speaks of barber shops with signs solemnly announcing
that barbers are not slaves. Prostitutes were urged by large
colored posters to stop being prostitutes. The CNT ordered all of its workers to work. The middle classes were
amazed at the sense of responsibility. It certainly was the
only time in history that Anarchists controlled a great
city. The part\· had radio stations, newspapers, and endless periodicals. Certain of the Anarchists saw this as a
decay-their leaders were sullying the purity of the movement by becoming interested in power.
By the following March everyone who visited the city
noted an immense change. It was a city of terror. The
Anarchists were losing control. The POUM was being

was never imputed to his wife. One village abolished the
1
greeting 'A Dios" because, as they said, "there is no more
God in Heaven."
A story of this time which proves no political point
except perhaps the fundamental one is that of a young
girl who after the burning of her convent had to find
a more suitable garb than a nun's habit. She found a dress
covered with sparkling sequins which fitted her. On arriving back at her village, many miles from the city, she
. was stoned to death by the villagers as her dress obviously seemed to be that of a prostitute.
The revolution in Andalusia was, if anything, even more
brutal and extreme. The rebel armies were in several of
the large cities. A kind of urgency for blood was evidenced.
The villages were isolated from one another. The lines of
the two sides were irregular. In some villages the puritanism of the Anarchist movement had such effect as to not
only abolish money, but went so far as to close the village
bar and to prohibit tobacco. Franz Borkenau upon visiting
such a village comments that their hatred of the upper
class was far less economic than moral. "They did not
want to get the good living of those they had expropriated, but to get rid of their luxuries, which seemed to
them so many vices."
However, here as in many other parts of Spain, the gap
between ideals and reality was enormous. The putting

In order to persuade, you would need what you lack: Reason and Right in the struggle.

persecuted, a civil war within a civil war was raging. On
the streets the people again wore elegant suits and neckties and the prisons were full, not of prisoners from the
front, but of political prisoners. The Communist party
was assuming more and more power.
In the countryside of Catalonia the Anarchists took
over as they had· in Barcelona. They wanted to organize
the land in common, to try to abolish the use of money
(an unclean thing), and to procure the objects needed
from the outside world by direct exchange with the trade
unions of the city. However, there was in th~~ry no central
control and the regular Catalan government was not prepared to initiate such a policy, and certainly not the increas~

ingly pmYerful Communist party. Every village had its own
committees, howeyer, and guarded fiercely its newly won
liberties. Generally the priest and his strongest adherents,
the la\\")"tr and his son, the squire and the richest peasants, stood a good chance of being shot. \\'omen and
children were almost never shot and a husband's guilt

into effect of one's good intentions had sometimes nothing to do with the satisfaction felt in merely having such
intentions. It must also be said that often the schemes
worked remarkably well. Peasants would voluntarily cooperate and raise more food than ever raised. Many factories in Barcelona improved production. This is by no
means to be explained away by the euphoria of the first
months of the war. Something seemed to well up which
was native to the customs and instincts of the people.
Madrid looked differently than Barcelona. It seemed on
the surface an ordinary city in time of war. It was re~
bellious rather than revolutionary. It must be remembered
that Madrid is the center of the Socialist party, which had
long habits of working legally and with a central committee. There was perhaps more hidden terror and accusations and counter-accusations than in Barcelona where
the enemies had at first been so quickly and ruthlessly
dealt with. There were no beggars on the streets of Barcelona whereas Madrid was full still of both beggars and

17

�The College
rich. The militia was much better organized here and the
Communists had already formed their famous and courageous Fifth Regiment.
Another aspect evidenced particularly on the Republican side, might be called an absence of pathological excitement. There seemed to be no great upheavals in the
sex life of the country, such as is often noted in other
wars. \Vomen, for example, for almost the first time in
Spain, participated on the Republican side in all kinds
of activities, even as far as fighting with the militia. They
were almost universally respected. There was a lack of
any psychological crisis. This is perhaps another of the
things which cause us to pause and reflect on the nature
of this civil war. Whether we phrase this in the classic
terms of ' idion" and ukoinon," the individual and the
common thing in politics, or in terms of psychological
adaptation, we are merely looking at two aspects of the
same and perpetual problem of man as social. Despite
the fact of a dreadful and bloody civil war and centuries
of unbelievable mis-government and insult, dignity was
not destroyed, nor was poise of individuals. Ethics re1

mained. cOurage, honour, and a resurgent honest}' were

not blotted out.

were much more common than on the other side. \Vives
and daughters of offenders were sometimes raped or had
their heads shaved. Bodies were often left exposed for days
to the public gaze. The working class had to be terrorized
before any general could creep into bed at night and
sleep with any sense of security. The Church insisted
merely that those killed should be allowed to confess.
One priest on Majorca said "Only ten per cent of these
dear children refused the last sacrament before being
despatched by our good officers." Occasionally a more
kind-hearted official would arrange to have a good supply
of wine on hand so that those about to die might drown
their despair in drunkenness. Often prisoners dug their
own graves before being shot in them. It is certain that
General Franco gave orders that no appeals for mercy
were to reach him until after the execution of the sentence. General Mola, after a while, declared himself inconvenienced by the bodies on the roadside and the executions then occurred more discreetly.
The Falange seemed not so given to such works, but
rather they were the doings of the generals or of the old
parties of the right. It must not be thought that the
Falange was in power, however, despite the fact that every-

Those who find in these words merely excess, or merely propaganda, or who can
with obvious facility destroy the meaning with logic, can never hope to understand
politics.

The character of the rebellious half of Spain, henceforth to be known as Nationalist Spain, was completely
military. The lowest of corporals had things easier. Martial
law took over the complete administration of justice.
Everyone was investigated, especially administrative and
judicial officers. They had, obviously, to be completely
pliant to the will of the military. One heard such taunts
constantly as "Those who don't wear uniforms should
wear skirts." Only two movements or parties were allowed,

the Falangists and the Carlists. All members of Popular
Front parties, all members of Masonic lodges, all members
of trade unions, and even in. many regions all who had
voted for the Popular Front, were arrested and many of
these shot. A strike was punishable by death. The number of executions was enormous, though it seemed to vary
somewhat according to the desires of the local commanders. Certainly every provincial governor or official,

if appointed by the Popular Front, was executed. Atrocities

18

one for a variety of reasons clamored to join its ranks.
\Nilly Messerschmidt, a German aircraft manufacturer
visiting Spain in August, commented that the Falange
seemed to have no particular aims or ideas. "They seemed
merely young people for whom it is good sport to play
with fiream1s and round up Communists and Socialists."
The cities in Nationalist Spain were strangely silent.
Posters of the Falange covered whole sides of buildings
saying "The Falange calls you, now or never. There is no
middle course. \\lith us or against us." The Carlists had
also large posters which announced: "Our Flag is the only
True Flag. The Flag of Spain, always the same." As a
matter of fact it was a big issue as to whether the flag
should be that of the l\1onarchy or that of the Republic.
The Falange became increasingly Catholic. It become
obligatory for the regular Falangist to attend mass, confess, and take Communion. The propagandized ideal became for men, half-monk, half-warrior, and for ladies a

�April 1972
kind of combination of Saint Teresa and Isabella, the
Catholic Queen. This was a marked change from the
earlier character of the Falange. Only one bishop, the
Bishop of Vitoria, showed any reluctance in supporting
the movement. Some priests actually fought and the chief
of Nationalist propaganda was the fanatical Fr. Ysurdiaga.
It should not be forgotten that the Inquisition had
only been abolished in Spain in 1837, and that it was
one of the aims of the Carlists to restor.e it. Their periodicals had described it as: "That most august tribunal,
brought down by angels from heaven to earth." It is also
to be noted that Franco would often give propaganda-like
positions to Falangists so that they might feel the image
of power without having any. Carlism looked only to the
past. It wanted neither glory and certainlv not prosperity.
They promised only "order" and respect for "hierarchies."
The Falangists, on the other hand, as we have seen from
Jose Antonio's speeches, were exuberant and drunk on
future glon·. Supreme order in the past or supreme order
in the future and reality and present fact, namely General Franco, 1·ery much in the present. \Ve have then a
civil war within a ci\'il war also on the right. Obviously
reality won this war. Franco finally formed a party with
the jaw-breaking title of the "Falange Espanola Tradicionalista Y de las Juntas de Ofensiva Nacional-Sindicalista." The title included both the Falange, the Carlists,
the old JONS. It satisfied no one while paying lip-service
to all. Jose Antonio's teachings, such as they \Vere, were
gradually sluffed off and he was made into the Saint,
the martyred saint of the Nation. This young man's bones
were taken, after the war, from a common graveyard in
Alicante where he had been shot, and after a torchlight
procession of three hundred miles they were interred in
the Escorial, the austere palace of Philip the Second and
the tomb of the Spanish kings. His bach·, his photographs, and his memory became official symbols. An
earnest, stron_g, and even honest man, Hedilla, 1vas the
last independent leader of the Falange. He showed resistance to Franco. After some months of sordid intrigue
which can interest only those with debased lvlachiavellian
tendencies, Hedilla was removed from office and Franco
w~s proclaimed "jefe" or chief of the partY. Hedilla was
placed in solitary confinement in the Canan· Islands and
had no one to talk to except his Jesuit confessor. It was
hoped he might rot to death. His wife went insane during this period and ended her dars in an asdum. Hedilla
resisted. He was a strong man, and in 1941 he was moved
to comfortable quarters.
Most of the most prominent intellectuals of pre-war
Spain were on the Republican side. They \\·ere mostly of
the famous "Generation of '98" and had assisted at a re\'ival, and a genuine reYival, of thought and integrity in
Spain. They signed a manifesto supporting the Republic.
The \'iolenee of the early days and the increasing influence
of Communists caused manv of them to flee the countrv.
Ther had all had much to do with the foundations of tlie

Republic in 1931. Unamuno, the most noted Spanish
philosopher, stayed on the Rebel side in what he called
"its struggle for civilization against tyranny." He was the
author of a book which some of you may know called
The Tragic Sense of Life. I shall quote from the opening
of this book. He says he is interested in:
The man of flesh and bone-the man who is
born, suffers and dies, the brother. There is another thing which is called man and he is the
subject of not a few elucubrations more or less
scientific. He is the legendary featherless biped,
the Zoon politikon of Aristotle, the social-contracter of Rousseau, the economic man of the
Manchester economist, the homo sapiens of
Linnaeus, or ·if vou like, the vertical mammal.
A man, in brie(who is only an idea. That is to
say, a no-man. The man we have to do with is
the man of flesh and bone-!, you, the reader, all
of us who walk solidly on the earth. And this
concrete man is the supreme object of all philosophv. Man should be better defined as an
affective or feeling animal. It fits better than to
call him a rational animal. More often have I
seen a cat reason than laugh or weep.
Man has immortal longings and finds them real; they are
the necessities of the heart and the will. His book ends
with the words "And may God deny you peace, but give
you glory." He tries to solve the problem which cannot
be solved-man's agonized desire to be assured of personal
immortality. There is no such assurance, but out of the
agony comes the energy of our soul.
By October Unamuno had changed his mind. On October 12 there was a great ceremony held in the hall of the
University of Salamanca. In the 'chair was Unamuno, in
his position as rector of the University. Also present was
the provincial governor, Mrs. Franco, the Bishop of Salamanca, and lvlilan Astrav, a much-wounded, violent and
somewhat pathological ~an who was head of the Foreign
Legion. He led off the proceedings with a violent attack
on Catalonia and the Basque provinces, calling them
"cancers in the body of the nation. Fascism, which is
Spain's health-giver, will know how to exterminate both,
cutting into the live healthy flesh like a resolute surgeon
free from false sentimentality." Someone at the back of
the hall piped up with "Viva la Muerte" or "hurrah for
death," which was General Astray's motto. Then there followed the usual clenched fists ;nd cries of Spain-One.
Certain people saluted the sepia portrait of Franco which
hung behind the podium. Unamuno rose and spoke as
follows. I quote:
All of vou are hanging on my words. You all
know nle and are aware that I' am unable to remain silent. At times to be silent is to lie. For
silence can 'be interpreted as acquiescence. I want

19

�The College
to comment on the speech-to give it that
name-of General Milan Astray, who is here
among us. Let us waive the personal affront implied in the sudden burst of vituperation against
the Basques and the Catalans. I was myself, of
course, born in Bilbao. The Bishop [and Unamuno here pointed to the quaking prelate at his
side], whether he likes it or not is a Catalan
from Barcelona.
Obviously there was a silence as of the tomb. No one
had raised his voice in such a manner in Nationalist
Spain. He went on:
Just now I heard a necrophilous and senseless
cry: "Long Live Death." And I, who have spent
my life shaping paradoxes which must have
aroused the uncomprehending anger of others, I
must tell you, as an expert authority, that this
outlandish paradox is repellent to me. General
Milan Astray is a cripple. Let it be said without
any slighting undertone. He is a war invalid.
So was Cervantes. Unfortunately there are all too
many cripples in Spain just now. And soon there
will be even more of them if God does not come
to our aid. It pains me to think that General

This was his last lecture. The professor of Canon t,,.
had the courage to go out arm in arm with his r . -· ·and interestingly on the other arm was Mrs. Franc:·ll;
remamed under house arrest until his death of a b•oL:
heart on the last day of 1936.
· ""
With Franco's armies at the gates of l\!adrid the Republic seemed doomed. The early revolutiona~· suttn,
and the herOIC work of people's militias was not -suffi:ic"!
to fight the Rebels who were being increasingh· ann,.-'
by Hitler and Mussolini. A revolutionarv mm·cn;&lt;"&gt;t b~
fought well as guerillas (a Spanish word; vou mas· note\.
Their greatest mistake was in not consolidating the rt:'.-om.
tion in the country. If the peasants had been asrurcd a£
any real policy of land tenure or as was ne=son· gisot
the nature of the land, effective collectivization, tfoc rn&lt;&gt;
lution would have been clinched and Franco would lua
had the solid resistance, the continued resistance of tL-::

villages. This program was fudged. The socialists still cb
liked the anarchists, the liberals were afraid. and "'''"'
one realized that the only nations thev could hope w
gain aid from, would be frightened by the prospc-~t. ,\,
it was, given the farce of the non-intervention pact. only
Soviet Russia helped and it was by no meam a "".,m,.
tionary country any longer. Help they did, howt:'.-a, and
the whole world was galvanized by the defence of l\bdrid.

In the end the mask of reality and the present fact of power conquered.

Milan Astray should dictate the pattern of mass
psychology. A cripple who lacks the spiritual
greatness of a Cervantes is wont to seek ominous
relief causing mutilation around him.
General Astray could not hold himself back at this point
and shouted out another of his slogans "Abajo la Inteligencia" [Down with Intelligence]. Much public support and hand-clapping in the audience. Unamuno went
on.
This is the temple of the intellect. And I am its
high priest. It is you who profane its sacred precincts. You will win, because you have more than
enough brute force. But you will not convince.

For to convince you need to persuade. And in
order to persuade, you would need what you
lack: Reason and Right in the struggle. I consider it futile to exhort you to think of Spain.
I have done.

20

Franco had already made up his lists of those to be &gt;h«
and had trucks of food ready to feed the ci,·ili:m P"i""'
lation. The Radio in Lisbon had alreadv broadcast a description of Franco's entrance into Madrid on a sdut&lt;:
horse. In such a crisis the working class leader.; cnh:'!cd
the government with no surprise on am·one's part. h...,
the Anarchist, Garcia Oliver, whose speech I read to Y""
earlier. The Anarchists' paper spoke of it as "the m::n!
transcendental day in the political historv of the &lt;;"'-'"'
try." A wise Anarchist father, whose daughter l&gt;":u ~'
sumed the portfolio of Minister of Health. told Ins &lt;De.;'··
ter that this meant the liquidation of Anarch~:".':."()~"'~'
in power you \Vill not rid yoursel\'es of power. 1 IJC f.-~·
ernment itself, under the leadership of CabJll&lt;;:.•. ~·
cided it would be safer in Valencia, \\'hich indcn! :: ·-·-"·
and the Communists remained, confident. rn- 1 ~::~·;~:...
and courageous. That extraordinary w.oman kno\~-n :u L!

Passionaria broadcast daily on the radw. . .
• ,. _.
A fantastic battle ensued. On the rebel SJde """ ·• '""

�April 1972
equipped modern army of only about 20,000 troops,
mainly Moors, and the Foreign Legion. They were backed
by German and Italian tanks and aircraft. On the other
side was the populace of Madrid. It must not be said
that the battle was gained by the entrance of the International Brigades. It would have been lost without them
and they fought with the greatest of heroism. But it was
the victory of the people of Madrid. A Republican deputy
on the night of November 8, proclaimed on Madrid Radio:
Here in Madrid is the universal frontier that
separates Liberty and Slavery. It is here in Madrid that two incompatible civilizations undertake their great struggle: love against hate, peace
against war, the fraternity of Christ against the
tyranny of the Church-this is Madrid. It is
fighting for Spain, for Humanity, for Justice,
and, with the mantle of its blood, it shelters all
human beings. Madrid, Madrid.

In the spring of 1937 the process of revolution was
everywhere being slmved down by

Caballero~s

government.

The local committees of political movements in the villages were being replaced by regular municipal councils.
Nationalization of foreign firms was stopped completely
and the other factories were being harassed which were
still under workers committees. The Communists became the heart and soul of the resistance to Franco. It
must be granted to them the organization of a skillful
armv and more effective centralization. The war could not
hav~ been fought without them and no other nation
helped. They demanded the suppression of many parties
and Caballero could resist only to a point. The POUM
or Troskvites were thrown to the lions and their leader
Nin was" assassinated in prison. It must be remembered
that in the Soviet Union at this time the most far-reaching bureaucratic purges were being carried on. The Communists were entirely totalitarian in spirit-their appetite
for power was insatiable and

they were unscrupulous. One

writer compares their actions to that of the Jesuit misThose who find in these \VOrds merely excess, or merely

sionaries in China during the seventeenth century, who,

propaganda, or who can with obvious facility destroy the
meaning with logic, can never hope to understand politics. It might be further said that they are not worthy
of understanding such affairs which deal with life and
with death.
A fierce battle was waged within the University City,
a group of neiv buildings which had been one of the
prides of King Alfonso. There were fights with no quarter
given. Often one found the International Brigades, with
all their babel of tongues, fighting in these halls the
Foreign Legion, the slogan of whose founder was "Down
With Intelligence." (Durutti, the fanatical leader of the
Anarchists in Catalonia in the early days, was killed near
the University City. He had preached a new doctrine in
the last months of "the discipline of indiscipline''-in
other words, participation in government. It is sometimes
thought that he may have been killed by one of the "uncontrollables" who wished to retain the pure faith of
anarchism.) Franco said that he would rather destroy the
city than leave it to the "Marxists" and the German
Condor Legion of aviators was anxious to study 'the reaction of civilian populations to carefully planned bombings. They concentrated, as far as possible, on hospitals
and telephone headquarters. Such calculations often have
different effects than those planned for. The bombardments increased the will to resistance, as \Vas sometimes
to be noted during the Second \\Torld \\Tar on both sides
of the fence. The battle eventually stalemated and the
fierce fighting was limited often to bloody attempts to
regain roads leading into Madrid. The rest of the enormous front had much the character that Orwell describes
in Catalonia and Aragon. There would be knots of dirty,
shivering men gathered around flags on a hillside. Across
the valley would be another such group. Stray bullets
would occasionally whistle back and forth.

the better to convert the Chinese, suppressed the story
of the Crucifixion. There were no ideals in their program
and everything was to be leveled to a dead level of obedience and devotion. The country was flooded with secret
police and the vitality and splendour of the two great
parties, the Anarchists and the Socialists, was drained
away. (There was obviously a foreign Pope also, if one
wishes to keep up the analogy with the Jesuits.) Despite
all of this one must note that the government was moving
towards a somewhat better Spain. There were 60,000
teachers in Republican Spain as opposed to 37,000 in all
of Spain in 1931. Industries connected with the war had
increased production by thirty to fifty per cent. Tenant
farmers and landless laborers disappeared. Typhoid,
diptheria and smallpox inoculations were made compulsory. This was all done in the midst of a war.
The great battle of Gualalajara took place in March.
It was an attempt by the Rebels to encircle Madrid. They
lost, though in many ways the battle was a stalemate. The
Italian troops suffered a particularly ignominious defeat
and Mussolini was angry. The Republicans thought that
the blatant and obvious use of whole army corps under
foreign direction would have some effect on the famous
non-intervention committee. It did not.
The rest of the conflict is long, sad, dreary, and noble.
Towards the end the Russians began to withdraw their
help. It became clear that Stalin would eventually send no
more help and the Communists' influence began to wain.
Caballero was replaced by Juan Negrin, a man of enormous
appetites and abilities. The foreign powers sent him no
help, while the Germans in the last year of the war sent
increasing material to Franco. The Basques fell in 1937.
The Republic still mounted offensives of surprising gallantry and strength. The Republic was cut in two on the
Aragon front,. however, and after that Barcelona, that

21

�The College
great and pulsing revolutionary city, was taken. Hundreds
of thousands of refugees fled to the borders of France
knowing they could expect no quarter from the Rebels.
Their situation in France was lamentable. Madrid fell
inevitably not long after amid scenes of enormous confusion. Finally it was some generals on the Republican
side who surrendered.
Franco telegraphed to Neville Chamberlain on February 22, 1939, assuring him that his patriotism, his honour
as a gentlema·n, and his generosity were the finest guarantees of a just peace. He later said that reprisals were alien
to the Nationalist movement. Britain soon afforded him
recognition, as did France which quickly sent General
Petain as its ambassador.
If we turn back briefly to our original list of parties and
movements we can now sum up various things. On the
side of the left the great workers parties, the Socialists
and the Anarchists, took over the reigns of power and
effected a revolution. They could never agree and the
Communists became the only efficient, organizing group.
Towards the end, a moderate man, Negrin, took over the
reins and of necessitv worked with the Communists. The
liberal and enlighter{ed men of the Republic seemed unable to do anything, though Azana remained as president
to the end. Efficiency was needed and it was bought at
the expense of the revolution, which if carried out in any
degree as far as land' rights and collectivization might
have strengthened the Republic. On the other side the
various parties were all reduced to impotence and at the
end there was only a bureaucracy of greatest corruption
and inefficiency but guided by a shrewd man. Neither
the old orders of the Carlists nor the new orders of the
Fascists were given any more than lip-service. Throughout
the war· on both sides every visitor noted a hatred of
foreign ideas. Both the Anarchists and the Church spoke
the language of Faith. The Anarchists spoke of it as a
living force of humanity and the Church spoke of it in
the dead language of convention. The sincerity exhibited
and the passionate blood spilt were done so by all in the
name of Spain. Soon many people sacrificed reality to
an idea-but the idea seemed to them part of their blood.
In the end the mask of reality and the present fact of
power conquered. The Communists perhaps understood
too well that the revolution had nothing to do with progress or materialistic theory. The Falange never could institute itself on the basis of modern totalitarian progress.
Such ideas were rejected as anathema and heresy. There
were civil wars within the civil war on both sides as a
result. The country wished to be what it was and is, antitechnical, anti-progress and the evils of progress. It wished
to retain honour, individua1itv, and communitv in its
essential meaning.
.
·
I shall quote from a speech given by President Azana
at the height of the war.
\Vhen the torch passes to other hands, to other

22

men, to other generations, let them remember
if ever they feel their blood boil and the Spanisl;
temper 15 once more. mfunated w1th intolerance,
hatred, and destructiOn, let them think of the
dead, and listen to their lesson: the lesson of
those who have bravely fallen in battle generously fighting for a great ideal, and wh~ now
protected by their maternal soil, feel no hat~
or rancor, and who send us, with the sparklinv
of their light, tranquil and remote as a star. th~
message of the eternal Fatherland which sa 1·s to
all its sons: Peace, Pity, and Pardon.
'

If Franco had made any kind of wise and merciful me
of his victory a war-weary country vwuld well han.: ken
behind him. He did not. His entry into Madrid was tilt
signal for what can only be called a stupendous pruscrip
tion. At least a million men and women were hc:d,:..J
into prison and thousands were executed. The popubtiot&gt;
hved for years on the verge of starvation. Spain wa~ forgotten in the bloody years of the greater conflict of the
general European war. This foxy and unattracti1·e little
man played his cards well and still remains as ruler of
Spain. He is building himself one of the biggest and
most durable tombs of modern times, carving it at im·
mense expense out of the living rock. It, if nothing else.
may remain as a memorial to him 1 as he seems to h:t\ e
had the fortune to live until the age of eightv, unlon:d,
inglorious, and shrewd. No one in Spain gained from
this revolution and civil war, not the Church, not the
people, not the middle class, and certainh• not the Falange, which is still kept up as a kind of ideological front.
to be used as a scapegoat or a shield whenever the Church
or the Traditionalists make some abortive mo,·cments.
towards action. One wonders if at his death, his grCJt
new tomb prepared, Franco will have the grcatnc-,., of
Philip the Second, one of his illustrious predecessors in
the rule of Spain. Philip's tomb was his own palace. the
grey and dreadful Escorial. Towards the end he would be
brought down on his cot each day to gaze at the high
altar. He had all the crimes of an enormous empire 011
his head and was ulcerous and swollen, rotting with
gangrene. Few seemed able to stand the stench. "! lud
meant to spare you this scene," he said after partaking of
the sacrament, "but I wish you to see how the monardut:l
of the earth end."
Douglas Allanbrook, a Tutor at St. John's since 1962. r_rc:t'Tl:~-- fC
formed his own works "Five Studies in Black and \\ h1te. .:: ; :
harpsichord concert in 'Annapolis. A graduate of Ban·ard Ccl;~-.:;~- :.:
1948, he was a Fulbright Fello\\' and a Tra\'eling FelJO\\- of IL~Y.'-:­
Uni\'ersity. From 1955 to 1957 he taught com'position ~mel tk&lt;··

the Peabody Conscr\'atory of J\-1usic. In 1971 he receinxl an :\:.:::-._-:.:
E. :t·v1ullikin Tutorship. He recently was elected to th~ t;o:po:::;:~
of Yaddo, an artists-writers colony, Saratoga Springs, i\.\ .. an?
·
been serving as a member of the adYisory board of the ?-.bryb.nc .\.----:o

Council.

�1

NEWS ON THE CAMPUSES

JOHN GAW MEEM NAMED
"HoNORARY FELLOW"

i

St. John's College and the citizens
of New Mexico paid special tribute
in ~ebruary to John Caw Meem, a
member of the Board of Visitors and
GO\·ernors. The veteran architect was
a Santa Fe leader in the local effort to
persuade St. John's to establish its
western campus there, and he and his
wife donated 225 acres for the campus
in the foothills of the Sangre de Cristo
l'v!ountains.
The round of salutes began Friday,
February 18th, at the Board meeting
in Santa Fe, when President Weigle
announced that the Faculty and Board
had voted to appoint Meem an Honorary Fellow. Only three other persons
have received this honor from the
College-Mark Van Doren, Paul Mellon, and Richard F. Cleveland.
Governor Bruce King proclaimed
Sunday, February 20th, as "John Caw
!v!eem Day" in the state in appreciation for his successful efforts to conserve

and

promote

New

Mexico's

unique Spanish-Pueblo style of architecture during the past 50 years.
A public reception was held that
Sunday to honor Mr. and Mrs. Meem
and to open the College's exhibition
of "A Selection of Churches and Public Buildings by John Caw Meem,
Architect." Hundreds of his friends
came to express their affection and respect and to see the display of photographs and drawings. At the reception,
the Co\'ernor's proclamation was presented to ~If. Meem bv Mrs. Louise

Trigg l\lcKinney, a member of the St.
John's Board and also chairman of the
:-\c11' .\!exico Commission on the Arts.

Finally, the minister and parish council of the Cristo Rey Catholic Church
gave him a certificate of appreciation
for his designing of their monumental
adobe edifice. They also delighted the
life-long Episcopalian by naming him
a "perpetual honorary member" of the
parish.
The citation appointing Mr. Meem
as an Honorary Fellow of St. John's
cited "his understanding of and his
devotion to the liberal arts, his commitment to the active participation in
the program of liberal education at
St. John's College, and his personal
achievement and special distinction in
his chosen profession of architecture
and in his avocation of service to his
feHow citizens.n
John Gaw Meem
LAURA GILPIN

BoARD TO INCREASE
MEMBERSHIP

The Board of Visitors and Governors voted at its February meeting
in Santa Fe to amend its Charter and
the Polity to enlarge its membership
from 40 to 48. The purpose of the
larger body is to provide for a wider
geographical representation and to
strengthen attendance at the quarterly
meetings of the Board.
The President, the Provost, the
Deans, and the Governors of Maryland and New Mexico will continue to
serve as ex officio members. Of the
r"maining 42 members, 36 shall be
elected by the entire Board (instead
of 28 as at present) and six shall be
elected by the Alumni of the College.
The Board also voted to raise total
student fees for tuition, room and
board in 1972-73 to $3,900 to keep
in line with increasing costs of educa~

tion and administration. The current
annual total fee is $3,600. It was noted
that St. John's designates a sizable
share of its budget to student aid.
The next meeting of the Board will
be May 12-13 in Annapolis.
ST. JOHN'S HOLDS SEMINARS
FOR Los ANGELES DOCTORS

\Vhen a group of Los Angeles doctors decided thev would like to start
a series of "great 'books" seminars, they
sent to St. John's in Santa Fe for
mmeone to lead them.
Tutors Samuel E. Brown and Robert
II. Neidorf flew to the west coast January 21st with airline tickets pro·:ided
by the host group. In three days they
met in four seminars to explore some
of the ideas found in Sophocles' Anti-

23

�The College
gone, 1\fachiavelli's The Prince and
Discourses, De Tocqueville's Democracy in America and the American
Declaration of Independence. The
"students" included six doctors, a
dentist and an attorney.
· Mr. Neidorf also is director of the
College's summer Graduate Institute
in Liberal Education, which offers an
advanced

curriculum

centered

on

readings in books which have helped
to shape \\!estern civilization. One of
last year's Institute students was Dr.
Norman Levan, a department chairman with the Universitv of Southern
California Medical School at Los
Angeles. It was Levan's enthusiasm
for St. John's and its seminar approach
to learning which prompted his friends
in the professions to become interested
in having their own seminars with

teachers from· St. John's.
NEW INFIRMARY IN
ANNAPOLIS

St. John's in Annapolis is constructing Harrison Health Center, a new
infirmary, on the north side of the
campus near King George Street, be-

Floors will be of sheet vinyl, ceramic tiles, brick, and carpeting. There
will be painted walls and ceilings.
Structural consultants are Greene
and Seaquist, Engineers; mechanical
and electrical consultant is Wallace
S. Lippincott, F .E.; landscape architect
is John F. Gutting, Jr.; and general
contractors are Stehle, Beans, and
Bean.
Plans for the Harrison Health
Center were approved by the Annapolis Historic District Commission on
December 22nd. The building replaces
Pinkney House, the College's former
infirmarv, purchased by the State of
1\Iar\'land.
Tl1e new structure is the gift of
Mrs. John T. Harrison of Green
Farms, Connecticut, in memory of her

late husband, a St. John's College
alumnus of the Class of 1907.
Projected completion date is midsummer. An artist's rendition of the
exterior appears on the back cover. A
drawing of the interior appears below.

~ '

The two-story building was designed ~ .
by James \Vood Burch and \Vrlharn ~ ·
H. Kirby, Jr., Associated Architects, to ~ :
blend harmomously wrth the Barnster ·
House. TI1e slate roof will be steeply
pitched, similarly to the Barrister
House roof. The building will be m
the shape of a Greek cross, giving
maximum space of 4500 square feet
without overpowering the elegant proportions of the Barrister House. The
exterior walls will be of Oxford handmolded brick made bv Alwine Brick
Company of Hanover, Pennsy~vania.
The interior will house an mfirmary

with isol:ltion ward and small kitchen
on the first Aoor, and nurse's quarters
and a focult)· apartment on the second
Aoor. These apartments will each have
a Jiving-dining room combination, two

bedrooms, a bath and kitchen.

24

Mr. J. Anthony Moran, Washington attorney, was elected a member of
the Board of Visitors and Governors
of the College at its December 4th
meeting in Santa Fe.
Mr. Moran received LL.B., LL.M.,
and J.D. degrees from the George
\Vashington University School of Law
and an honorary Doctor of Laws degree from Alliance College in Pennsylvania. He has been admitted to
practice before the U.S. Supreme
Court; the U.S. Court of Appeals,
District of Columbia Circuit; the
Maryland Court of Appeals; and the
U.S .. District Court, District of Columbia.
He formerly served as legal and legislative consultant to various federal
agencies, departments and cm;nmissions, and Congressional commrttees.
From 1960 to 1964 he was Consultant
and Special Advisor to President L\11don B. Johnson and Mrs. Johnson.

The interior of the nurse's quarters and the faculty apart:nent in the newJfarrison Health Center
in Annapolis will have a liVing-dining room combmahon, cathedral ce1lmg, and a fireplace.

tween the historic Charles Carroll .
Barrister House and Randall Hall, the ::, ;· ·
College's dining facility and dormi- 0
f
.
tory.

WASHINGTON LAWYER
ELECTED.TO BoARD

�April 1972
From 1966 to 1968 he served as Special
Advisor to Vice President Hubert H.
Humphrey.
Mr. Moran is presently engaged in
private practice in \Vashington, D.C.,
Maryland, and Pennsylvania. He is a
member of the District of Columbia
Bar Association and the American Bar
Association, the Delta Theta Phi Legal
Fraternity, and the \Vashington Board
of Trade:
He is the author of several papers,
most recently an article entitled "Legislative Counsel: His \Vashington
Role" which appeared in the New
York Law Journal.
SANTA FE LIBRARY AssociATES
DONATE BoOKS AND RECORDINGS

The Library Associates Committee
of St. John's in Santa Fe has donated
99 volumes of books and a collection
of recordings of classic French drama
to the College Library. These library
gifts were made possible by receipts
from the four Book and Author Luncheons sponsored by the committee last
year.
The committee gift included 14
volumes of Medieval Science Series,
16 volumes The Complete Works of
Henry Fielding; 26 volumes Hegel's
Samtliche \Verke, 15 volumes The
Art of Mankind, 17 volumes The International Encyclopedia of the Social
Sciences, 11 volumes Tudor Church
Music, and a collection of classic
French drama recorded bv Le Theatre
National Populaire and La Comedie
Fran(:aise.
· The 1972 spring series of programs
will be held this vear on April 14th
and May 12th.

Two SENIORS WIN
WATSON FELLOWSHIPS

The College recently learned it has
two winners of the coveted Thomas ) .
Watson Fellowships for 1972-1973. In
Annapolis Miss Christel Stevens,
daughter of Mrs. Walli Stevens of University Park, Maryland, and in Santa
Fe Jonathan David Krane, son of Mr.
and Mrs. james Krane of Los Angeles,
California, were each the recipient of
$6,000 awards.
The Fellowship program enables
college graduates of unusual promise
to engage in an initial postgraduate
year of independent study and travel
abroad. TI1e Foundation is most concerned with such qualities as integrity,
creativity, leadership capacitv, and potential for humane and effective involvement in the world community.

Seventy Fellows were designated for
the forthcoming year from among 140
ontstanding candidates nominated.
The participating colleges and universities had previously made their nominations from approximately 1200
seniors.
The two students applied for the
Watson Fellowships by writing a letter to the St. John's College Instruction Committee, explaining their plans
for the awards if received. After Committee approval, they applied to the
Foundation and were interviewed at
the College during December. The
awards were announced March 15th.
Miss Stevens intends to study Indian classical dance at Kalakshetra Uni·
versity of Fine Arts in Madras, India.
Sbe has been studying this dance, a
combination of drama and dance, at
the College with a modern dance
group, and for two summers in New

for travel in England, France, and
Spain, investigating by observation and
interviews the legal systems of those
countries, studying their ideals and
realities, and comparing their differences. After his travels he hopes to
enter law school. Mr. Krane was the
1971 winner of the Duane L. Peterson
Scholarship.
ST. JOHN'S APPOINTS NEW
DEVELOPMENT OFFICER
IN ANNAPOLIS

Mr. Russell Edwin Leavenworth has
been appointed Director of Development at the Annapolis campus. His
appointment, effective last January ]st.
was approved by the College's Board
of Visitors and Governors at its December 4th meeting in Santa Fe.
Mr. Leavenworth had been serving
as Associate Director of Development
in Annapolis since july. He has filled
a position that was vacated by Mr.
Julius Rosenberg, Class of 1938, who
has become affiliated with the Associated ) ewish Charities and Welfare
Fund, Inc., in Baltimore. Mr. Rosen·
berg had been a member of the College
staff since September I 968. He will
remain with St. John's as a consultant
and will return to serve on the Board
of Directors of the Alumni Association.

A native of Oak P'ark, Illinois, Ilk
Leavenworth was formerly a professor
at Fresno State College in California.
where he was Chairman of the English
Department and Assistant to the Dean
of the Scbool of Arts and Sciences. In
addition he was a member of the
library, curriculum, graduate, campus
planning, college reorganization, and

York City with Miss Georgia Cushhigher education committees at Fresno
man. She has been a member of the
State.
LBJ SENDS AUTOGRAPHED
Delegate Council, and co-chairman in
BOOK TO LIBRARY
l\1r. Leavenworth served as a lieu1970 and chairman in 1971 of Reality,
The Libran• in Santa Fe has received a spring weekend at the College. She tenant with the U.S. Army Infantnan autographed copy of former Presi- has been director of the Smdicate of from 1942 to 1946 in Europe. A gradudent Lyndon B. Johnson's book, The B&lt;JCchus, an orga-nization 'responsible ate of Hanover College in 1947, he
\ 'Jntagc Point. SJnta Fe businessman
for College social activ·ities, and has received his !11.A. and Ph.D. degree'
A. J. Tom• Taylor, brother of Lady performed in and directed seyeral dra- from the University of Colorado. H.has taught at the University of Cole~
Bird Johnson, is chairman of the St.· matic productions in Annapolis.
f\1r. Krane is interested in interna- rado, at Texas A&amp;l\1 Universitv, anC
John's College Board of Associates in
·
tional law and plans to use his grant at Trinity University.
Santa Fe.

�The College
Among his publications are Interpreting Hamlet (Chandler, 1960),
Poems from Six Centunes (Chandler,
1962), "The English Poets" in College
and Adult Reading List (Washmgton
Square Press, 1962), and Logic for
Argument (Random House, 1968).
He is married to the former Ann
Millis of Carmel, California, who is
a graduate of Swarthmore, the University of California at Berkeley, and the
University of Colorado. J\frs. Leave?worth received her master s degree m
public administration. and her doctorate in Amencan history. She was
elected to two four-year terms on the
Fresno City School Board and served
one term as its president.
The Leavenworths have three children: Natalie, a sophomore at St.
John's in Santa Fe; Jean, a sophomore
at The Key School; and Stuart, a
sixth-grader at The Key School.
PHOTO CoNTEST IN
ANNAPOLIS

The Admissions and Public Information Offices on the Annapolis
campus of the College have been spon,
soring a photography contest. Phase I
of the contest has been completed;
winning photographs were exhibited
the last week of February in the Key
Memorial Hall.
The judges awarded prizes in . five
categories-students, faculty, bmldmgs,
activities and functions, and miscellanE:ous.
Phase I winners were students
Charles Post Phil Rosenberg, Deborah
Ross, and L~e Z!otoff, and Chris Sparrow, son of Edward Sparrow, Tutor.
The contest is open to all members
of the St. John's College community
in Annapolis. Prizes are: first, $50;
second, $25; third, $10; and honorable
mention.

The judges are Stanley Stearns,
]\•brian \Varren, and Stuart \Vhelan
noted photographers in Annapolis.
Phase II of the contest is now in
progress. Awards will he n:ade in May
with an exhibit of the wmners to be
held near the end of the school year.

26

CAMPUS NoTES

reviewed C. F. Snow's book, Public

Douglas Allanbrook, Tutor in Annapolis, has been serving on the
advisory board of the Maryland Arts
Council for the past two years. In
addition he was recently elected to
the Corporation of Yaddo, a writersartists colony in Saratoga Springs, New
York.
He presented a premiere perform·
ance of his own works entitled "Five
Studies in Black and White" during a
harpsichord concert at the College
in Annapolis on January 14th.
"The Lecture Method in Mathematics: A Student's View" by Michael
\V. Ham, Director of Admissions and
Tutor in Annapolis, has been accepted
for publication within the year by the
American Mathematics Monthly.
Edwin Hopkins, Tutor in Annapolis,
expects to receive his Ph.D .. degree ~n
philosophy from Duke Umvemty m
June.
Matthew Mallory, an Annapolis
senior, has filed as a Republican candidate for delegate from the newly
created fourth district in Maryland to
the national convention in San Diego
in August. The primary will be held
May 16th.
Santa Fe Tutor Harvey Mead received his Ph.D. degree in December
from L'Universite Laval in Quebec.
His thesis, "The Middle Science ~f
Astronomy," was a study of Ptolemy s
methodology within the context of the
Aristotelian philosophy of science.
Paul D. Newland, Provost in Annapolis, recently addressed a meeting of
the Annapolis chapter of the Military
Order of World Wars at the Officers'
Club at the U.S. Naval Academy.
Beverly Ross, Registrar for the Graduate Institute in Liberal EducatiOn at
Santa Fe, is teaching an adult education class on writing feature articles
at the College of Santa Fe.
\ViJJiam K vle Smith, Tutor Emeritus in Annapolis, obtained a Th.h1.
degree from Princeton Theological
Seminan• in 1971.
Robe;t L. Spaeth, Annapolis Tutor,

Affairs, in a new magazine,

Perspective,

subtitled "Weekly Reviews of New
Books on Government, Politics, and
International Affairs."
In his role as an alderman of the
City of Annapolis, Mr. Spaeth spoke
at the Greater Annapolis Kiwanis Club
meeting on the city-county tax differential. His speech was reproduced. m
the city's daily newspaper, the Evenmg
Capital.
Richard D. Weigle, President, attended the Education Symposium at
the Lyndon Baines Johnson Library at
The University of Texas at Austm
January 24-25 at which time. the 250,000 papers on educatiOn wntten during the Johnson administration were
made public. Former President and
Mrs. Johnson participated in the twoday series of meetings on "Educa~mg
a Nation: The Changmg Amencan
Commitment." About 300 educators
from "throughout the country attended
the sessions.
Mr. Weigle spoke on the Colleg.e
and its curriculum as well as about his
recent trip to Africa, Russia, and England at a meeting of the Naval Academy \Vomen's Club on February 1st.
STUDENTS TRAIN FOR
RESCUE OPERATIONS

St. John's College boasts one of the
few college search and rescue umts m
the country. Fifteen students on the
Santa Fe campus train for and take
part in search operations for people
lost in the vast wilderness areas of
New Mexico.
The group, under the guidance of
Herb Kincey, a Santa Fe busmessman,

is one of three units which make up
the New Mexico Search and Rescue
Association. James Carr, business manager on the Santa Fe campus, is the
current president of N.M.S.A.R. and
was the College unit advisor hefore
being elected to his present positiOn.
The St. John's unit meets for traming sessions once a \Vee~ and takes an
excursion into nearby wt1derness areas

almost every weekend. Since the be-

�April

ginning of the current academic year,
the group has been mobilized for
searches eight times.
SANTA FE ENJOYS WINTER
MuSIC SEASON

peting Principles in Music." During
that same month, Tutor Charles G.
Bell gave Part II of his illustrated lecture on "The Gothic Arts,'' which included the use of recordings.
The final event before spring vacation \vas Henry Schuman's visit the
first week in March, climaxed by an
informal evening of chamber music on
the 3rd. Mr. Schuman, founder and
director of Our Bach Concerts in New
York, spent several days at Santa Fe
working with the orchestra and smaller
ensembles.

The winter music season at St.
John's in Santa Fe offered a variety of
concert opportunities for the College
community. It started with the St.
John's Chamber Orchestra's 275th
Anniversary Concert on December 4th
and continued through March 3rd
with a special program with New York
oboist Henrv Schuman.
ST. JOHN'S FENCER WINS
· Neither s~ow nor cold could keep STATE CHAMPIONSHIP
Santa Fe music lovers from the AnniEdith "Kit" Callender, a Santa Fe
versary Concert, which featured Tutor junior, won the Women's Fencing
Samu-el E. Brown as guest conductor Championship of New Mexico in
and conductor Richard Stark as piano February. Freshman Frank Skee placed
soloist. The program by the musical second in the Men's Under-19 Foil
group included Beethoven's "Overture Competition, and sophomore Roberta
to the Ballet 'Prometheus,' Op. 43"; Faulhaber and freshman Jonathan
Haydn's "Symphony in D Major, No. Teague won third prize in the women's
104," and Mozart's "Piano Concerto and men's sections respectively of the
in E flat Major, K 271."
championship fencing tournament
On Sunday afternoon, December held in Farmington, New Mexico.
12th, mezzo-soprano Mary Neidorf Their coach is Istvan Fehervary, Di(wife of Tutor Robert A. Neidorf) rector of Student Activities.
and pianist Gillian 1\-lcHugh of Santa
Fe presented an exciting program of FEBRUARY FRESHMAN CLASS
piano classics and vocal numbers rang- IN ANNAPOLIS
ing from American folk songs and
A February Freshman Class of 21
Germ~m lieder to two compositions
began on the Annapolis campus on
by Annapolis Tutor Elliott Zucker- Friday, January 28th. There were
man. Mr. Zuckerman carne to Santa eleven men and ten women. They
Fe in January to present a lecture "On came from Illinois, Maryland, Massaa Measure in Mozart" on the 21st and chusetts, New Hampshire, New Jersey,
a week later another Annapolis Tutor, New York, Ohio, Tennessee, and
_Douglas Allan brook, gave a harpsi- Texas. One was a Vietnam veteran.
chord concert, including his own comFour students were early entrants,
position "Five Studies in Black ·and corning to St. John's before graduating
White."
from high school. Ten had attended
The February calendar of musical colleges elsewhere-including Antioch,
events included the Pomona College Bennington, Carleton, Harvard, and
Glee Club on Saturday evening the Shimer Colleges.
Two students were National Merit
5th; the Colorado Academy Chorus
after lunch on the lOth and a Sundav Scholars, two were Finalists, and one
afternoon program of Beethoven b)• received a letter of commendation.
Jack Brimbcrg of Locust ValleY, New Sixty percent of the incoming class
York, on the 13th. The Fridav e1-ening were in the top fifth of their high
lecture on February 18th continued school class.
the theme with Robert Parr, former
TI1e February Freshman Class is
Santa Fe Tutor, speaking on "Com- designed to permit students to com-

1972

plete their college education within a
four-year period. The 'llew St. Johnnies
will take their first semester of the
curriculum during the spring, and finish their Freshman year during the
summer. This enables them to join the
Sophomore Class on an equal status
and to graduate a year earlier than if
they had waited until the fall semester
of 1972 before coming to St. John's.
COLLEGE NAMES DoRMS TO
HoNOR WESTERN BENEFACTORS

The Board of Visitors and Governors
has voted to name several of the student houses in Santa Fe in honor of
New Mexico and Texas benefactors:
New Mexico-Mr. Robert 0. Anderson, Roswell; Mr. Donald R. Kirby,
Albuquerque; and Mrs. Margaret W.
Driscoll, Mr. and Mrs. Oscar B. Huffman, Mr. and Mrs. Marshall McCune,
Mr. Robert M. McKinney, Mr. and
Mrs. John Caw Meern, a'lld Mrs. Sallie
Wagner, Santa Fe area.
Texas-Bishop and Mrs. Everett H.
Jones, San Antonio; and Mr. John D.
Murchison and Mr. Clinton Murchison, Jr., Dallas.
loLA R. ScoFIELD

lola R. Scofield, Tutor Emeritus
in Annapolis, died on Monday,
March 27th.
.
A native of California, Mrs. Scofield held degrees from the University of California at Berkeley,
\vhere she was an instructor in Eng·
!ish and assistant in philosophy.
She taught at New York University
and at the University College of
The University of Chicago before
becoming a Tutor at St. John's College in 1954.
Her dominant characteristic as a
teacher was her devotion to the individual student in her classes. She
was always ready to devote her time
and her energy to helping a student
with a problem or question which
he confronted.
A service in Mrs. Scofield's memory is being planned in Annapolis
for a date in April.

27
i

.____

�ALUMNI ACTIVITIES
A CALL FOR ALUMNI SuPPORT

By the end of January, as Chairman
Jack L. Carr's appeal letter went out,
the Alumni Annual Giving Campaign
was already 38% toward its goal. This
running start is due in large measure
to an unrestricted bequest which we
applied to operating needs. Each day's
mail brings more gifts, and this could
be a banner year for alumni giving of
all sorts.
But it will not be unless more of us
take a truly realistic view of our responsibilities to St. John's. The expression "give 'til it hurts" has been vastly
overworked, to be sure, but that is
really what Mr. Weigle was asking in
his letter of last November. You are
being asked to give more money this
year than you think you can afford.
An average gift of $32, which is what
we achieved last year, should be compared wtih the all-college national
average of $75. While any gift is always
welcome, we must come closer to the
national average if St. John's alumni
contributions are to make a real impact
on the needs of the College.

class-1912, 1922, 1932, 1942, 1947,
1952, 1962, or 1967-then you have
even more reason for planning now for
a short autumn vacation in Annapolis.
The 1972 Homecoming Committee,
under the energetic leadership of
Julius Rosenberg '38, started planning
in January. The Committee's capacity
for hard work is exceeded only by its
ingenuity, so Homecoming weekend
promises to be a memorable one. See
you there.
CHAPTER NEWS

The regular Tuesday luncheon gathering of downtown Baltimore alumni
has a new meeting place. The TwoOh-Three Restaurant, 203 Davis Street
(just north of the Post Office and east
of the Court Square Building) is the
new location. If you like tall stories,
jokes a la Alexander, or just good fellowship, then join the gang at the 203.
WHAT's

IN A

NAME?

"Over my dead body!"
"How about Scott Buchanan College?"
''Never!''

HoMECOMING 1972

Do you like to drink beer to the
accompaniment of rag-time jazz? Do
you enjoy stimulating discussion?
Would vou like to see football return
to the back campus? Are you willing
to counsel with students about what
they might expect in graduate schools?
Or do you delight simply in seeing
old friends and making new ones?
If your answer to one or more o_f
the ~bove is "yes," then you really
should plan to come to Annapolis on
October 13 and 14. That's Homecoming time, and the activities listed are
just a few of those planned for that
\veekend. And if yours is a reunion

28

"If you have to change, I suggest King
William's College."
Several months ago an alumnus suggested ·that, since St. John's is often
confused with church-related colleges
and those with prominent basketball
teams, the task of admissions workers
and fund raisers might be easier if the
College were to change its name.
A committee of Visitors and Governors was appointed to study the proposal; a recent questionnaire to all
a] umni has elicited the responses which
appear above. And reactions continue
to pour in, piling up evidence for the
committee to study.
It would be improper to reveal the
trend of the responses, other than to

saj• that they are both for and against:
St. Johnnies have very firm opinions
on any question. \Ve a\vait with in·
terest the action by the Board of Visitors and Governors in May.

CLASS NOTES
1904
Randall C. Cronin and his wife celebrated
their 60th wedding anniversary a year ago in
January. Our thanks to E. Earl Hearn '06 for
this information, and our belated congratulations to the happy couple.
1926
\V. Dorsey Hines of Chestertown, Maryland,
was appointed last October to a four-year term
as a member of the advisory board of the
Department of Natural Resources of Maryland.
1928
Louis L. Snyder is the author of two more
books published last fall, The Dreyfus Affair,
a Focus Book (Franklin \Vatts, New York)
and Great Turning Points in History (Van
Nostrand-Reinhold, New York). ProfesSor
Snyder was invited in December by the Alexander \'On Humboldt Foundation of the Bonn
Government to be its guest on a two-month
tour of German universities throughout the
Federal Republic.
·
.
1929
Frank Katz, son of Francis A. Katz, had a
one-man exhibit of oil paintings, drawings,
and sculptures at the College during February.
1932
fames F. Campbell in September was named
Assistant Administrator for Administration of
the Agency for International Development. Mr.
Campbell joined AID in April of last year
after 3 5 years with Esso affiliates of the
Standard Oil Company of New Jersey. His
last position \VaS as chairman and managing
director of Esso Standard of South Africa.
1943
As a follow·up of the report last July about
the fire at Ogden Kellogg-Smith's Bay Country
School, we can report that 1v1r. Kellogg·Smith
has embarked on a new \·entUJe, the Bay
Countrv Institute. He seeks to train students
as \\"at~r pollution monitors, to meet a need
created bv federal and state en\"ironmenta1 legislation. J\1r. Kellogg-Smith has applied for a

�April 1972
federal grant, and plans to start training stu·
dents at three public high schools and the
Baltimore Experimental High SchooL
Ed\\'ard H. Grubb in December sent a long
and \U)' welcome letter, bringing us up to
date on his life. The high points are: he mar·
ried in December, 1969, after "many years of
living alone and not liking it particularly," to
a girl he met in Alaska. He and wife Cynthia
haw: a rcd·headed daughter Debby, whose
beauty is C\'ident from her picture. lvfr. Grubb
owns and operates T11e h·1ountain Shop i;
dO\\lltown San Francisco, catering to back
packers, rock climbers, and ski tourers.
1944
In helping us locate "lost" alumni, Vernon
E. Derr writes that Henry R. Freeman liJ is
making films for \VHA-TV in Madison, \Vis·
copsin, an educational tele\·ision station.
1946
Samuel Sheinkman and Florence Marie
Peters, a director of dance workshops in New
York City, were married on December 31st
in that city. Dr. Sheinkman is a psychiatrist
and psychoanalyst in New York.
1956
Joseph P. Cohen, a Tutor at the College in
Annapolis, is spending his sabbatical year as
a Yisiting research fe1l0\v at Yale Law School.
1961
Annapolis Admissions Director Michael \V.
Ham is teaching a section of freshman mathematics, Euclid and Ptolemy, this semester.
Mr. Ham says that the experience is most
interesting and challenging, especially since
some of the students in the tutorial were
"signed up" by him.
Stephen Morrow sent us a new address for
Paul ld. Matsushita. The latter li\·es in Tokyo,
where he is a professor of l;m· at Sophia University. After leaving St. John's he earned a
Ph.D. degree .in jurisprudence from Tulane
University, and then a Ph.D. degree in law
from Tokyo Uni\'ersity. Both of his dissertations were about anti-trust regulations in the
United States, and he is considered a ranking
soholar in these matters.
David P. Rosenfield visited the Col1ege in
Annapolis last fall with his wife. He inforrlled
us that he received a B.S. degree from the
\Vharton School of Finance after lea\'ing St.
John's, and that he is Yery happy working as
a carpenter in Miami.
Apologies for late congratulations to J\1ary
(Horton) Sagos and husband Christ '59 on
the birth of Master Adam Sagos last August
13th.
1964
Peter H. Crippen, \';ho works for the Agency
for International De\·clopment. h:1s been transferred from C:;hhar to Enugu in Nigeria.
A December news release from l'vforavian
Coljege, Bethlehem. Pennsyh·ania. announces
that Dcnuis G. Clew has been promoted from

instructor to assistant professor of history and
classics. Mr. Clew earned an M.A. degree in
1966 and a Ph.D. degree in 1971 from Princeton University. At Moravian he is a member
of both the history and foreign language
departments.
1965
A note from Tlwmas G. Eaton reveals that
he will complete his course requirements for a
doctorate in American histol)' this year. He
is studying at the State University of New York
at Albany. His wife, Florence (Campbell)
Eaton '64, has received her master's degree in
English literature.
1966
James R. Mensch, who studied at the Pan·
tifical Institute of Medieval Studies, Toronto,
after St. John's, is now a doctoral candidate
in philosophy and theology at the University
of Toronto. He is currentlv liYing in Inns.
bruck, Germany, working a~ his dissertation.

chusetts continues to go wdl. Last semester
he taught "a sort of b:!:;i,· introduction.toJitera~u.re course," and is now tc~1ching Chinese
Myshc1sm and Modern Eumpcan literature.
Mr. Dean hopes to study ;1hroad again this
summer, either in England or Germany.
197!
Jane Sarah Goldwin and Don Bandler in
January announced plans to he married in
Paris on March 24th. TI1e bride's mother and
father (Robert A. Goldwin '50 dean in Annapolis) planned to attend.
'
Da~iel
Sullivan .is apparently doing very
well m h1s work Wlth a Toronto Canada
advertising agenc~, according to 'Annapoli~
Tutor Harry Goldm~. l\Ir. Sulli\'an successfully
~anaged the ~edectwn c::nnpaign of the Min"
ISter for Tour1sm of Canada, ;lllcl is co-founding a space institute in Iceland.

r·

1967
B. l'vleredith Burke graciously sent a long
letter to help offset the "paucity of news in
the last alumni bulletin." \Ve are pleased to
-·-19/-DR. RoBERT V. lloFFr...v..N Carmel, Cal., January 2, 1972.
· '
learn that she has earned an M.A. degree from
the University of Southern California. She
.-- 1~EMERSON T. 1-I.\RRlNGTON, JR.,
taught economics last year at Southern CaliCambrid~e, Md., January 17, 19i2.
fornia, and is now in Cambridge, Massachu- -- 1910":._J_ IRVIN HEISE, Bethesda, Md.,
setts, planning to teach in a local community
Jam&amp;ry 1 1972.
college this spring. Ms. Burke is thoroughly
committed to the work of the National Or__ .
A. LoNGAN, New York
ganization for \V omen, and hopes to resume
City, January 20, 1972.
work on her Ph.D. degree next fall.
-·- 1
FRANCis R. DicE Pikes.
J\.fichael S. Feinberg informs us that he is
ville, MyJanuary 15, 1972.
'
now out of the Army and is a full-time premedical student at New York University.
-f--.- 19~LEvr H. DICE, S:1tellite Beach,
Fla., January 15, 1972.
1968
1--- lp.26~JACK R. Fours, Tmcumbia, Ala.,
Rebecca (McClure) Albury, in writing to
Decem~r 3, 1971.
t\'liss Strange during the winter, remarked,
''In addition to producing two daughters since -t-"- 19£9-CARL F. lY.wSoN, Drexel Hill,
leaving St. John's, I receiYed a B.S. degree
Pa., A~t 23, 1971.
from The Hopkins last June." She is the wife
.;;:_l?J"1-\VtLBUR R. DULIN, Annapolis
of \\lilliam Randall Albury, a doctoral candiMd., March 14, 1972.
'
date in the history of science, also at The
Johns Hopkins University.
H. MooHJ·:, Baltimore,
Luther BJackiston completed his work at the
Md., March 11, 1972.
University of Maryland Law School in Janu. 193~CLARENCE K. ANDERSON Salerno
ary, and planned to take the Mal)'land Bar
Fla.~' /
'
'
examination in Febrllal)', Concurrently, he was
working full-time as a law clerk in the Balti19?[-!?R. L. DAviD Fusco, Phoenix,
Ariz./ rember 13, 1971.
more Legal Aid Bureau's Prison Project, thus
fulfilling, he writes, "the dual purpose of
19}&gt;-COL. JAJ\fES L. ll.\YS Phoenix,
meeting my CiYilian Alternate Service obligat&lt;-·1d.~ December 11, 1971.
'
tion and of making the world safe for 'crim1938-THEODORE \ \' ILU.U,IS, Baltimore,
inals'."
Md.;' December 3, 1971.
Donald and Marilynne (Wills) Schell (SF)
are now li,·ing in Lake Charles, Louisiana,
19QJ~ELLIOTT A. Rosn,nn·:RG Los Anwhere 1V1r. Schell is working at the Episcopal
geles," Cal., February 8, 197::.
'
Church of the Good Shepherd. Mrs. Schell
Our most sincere apologies !u the parents
\nitcs that their daughter, Sasha, was t\\'O in
of the lole Stuart R. Dc;JIJt'r SF '71 for
February.
misspelling their son's ll:ttnc in the In
1970
lv1emoriam column of the 1'\w·mber issue.
John R. Dean \\"rites that his work in com.
parati\·e literature at the Unircrsity of ~lassJ-

In Memoriam

19~AMES
~~CoL.

l?~ALBERT

�Harrison Health Center
St. John's College in Annapolis, Maryland
The College
St. John's College
Annapolis, l\1aryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

-

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

July 1972

�The College
Cover: Thomas Mann by Alfred A.
Knopf. Courtesy of Alfred A. Knopf,
Inc.

Editor: Malcolm Wyatt
Alumni Editor: Thomas Parran, Jr.
Production: Jeffrey Sinks

The College is published by the
Development Offices of St. John's
College in Annapolis, Maryland, and
Santa Fe, New Mexico. Richard D.
Weigle, President.

Published four times a year in Jan·
uary, April, July, and October.
Second-class postage paid at Anna·
polis, Maryland, and at other mailing
offices.

Vol. XXIV

July 1972

No.2

In the July Issue
The Venetian Phaedrus, by Eva Brann
Old Wars, by Robert Neidorf ................ 10
(The Commencement Address, Annapolis, 1972)
lola Scofield, A Memorial, by John Keiffer . . . . . 14
News on the Campuses ..................... 1 6
Alumni Activities . . . . . . . . . . . . . . . . . . . . . . . . . 1 9

�The Venetian Phaedrus
By EVA BRANN

F

OR the next hour I am going to lecture on a work
largely autobiographical, whose hero is a charlatan
and whose author is therefore the same. This is
not my own but the author's opmwn of himself. My
lecture will therefore be an inquiry into the nature of
the essential charlatan-an enterprise in the spirit and
tradition of Plato's Ion.
The work I shall deal with is a short no¥el, a novella,
by Thomas Mann, called "Death in Venice," or, more
accurately, "The Death in Venice," that is to say, "The
Death Appropriate to Venice." Mann considered this
novella in certain respects his most successful work, a
crystallization of all the elements of his artistry.
Having begun in so deprecating a manner, I ought first
to give reasons why this work is worth close study.
The first and general reason lies in Mann's command
of words. Let me make a large claim for him: just as,
perplexed by some event in one's life, say the advent of
friendship, one might go to a classical writer for help in
mastering the matter, so, when overwhelmed by certain
subtle and complex experiences of civilized modernity,
one might read Mann in order to gain an apt and precise
language, a language with which to delineate and fix such
experiences. This descriptive use of words-"eros in the
word" in Nlann's phrase-this courting of things in
language, seems to m.e to be Mann's primary excellence.

Second, and more particularly with respect to Death
in Venice, there is the enormous compositional care that
has gone into the work. If music can be described as the
art without accidents, D·eatb in Venice is a musical
work, a work without unabsorbed events and devoid of
episodes. It is even analogous to a musical composition
in a more exact way, since it has movements, alternating
adagios and scherzi, as well as recurrences and resmp.ptions of themes and motifs. But more of this later.

X

third, and peculiarly, Death in Venice seems to
be absorbingly interesting because it is a timely
work. It begins by giving its own season, year and
century, or rather, the exact year is left blank so as to
exercise the .reader's knowledge of contemporary circumstances. The year, which is also very close to the year of
writing, is in fact 1909, the season, spring. The story is
set during one of beginnings of the end of Europe, during
one of the Balkan crises preceding the First World War.
Mann clearly considers the degenerating political situation as an expression of the contemporary crisis both of
the

~&lt;European

soul," and the artist's "self," a crisis which

he characterizes by the word "decadence." This word was
once much used to describe the modern situation, and
it's going out of use, is, I think, a sign that the mode it
designates has become our second nature" -when a
&lt;I

�The College
preoccupation with the symptoms had ceased to be the
poet's prerogative, the mode became public property. In
Mann's use, decadence seems to me to be a way of
being dependent on one's time; perhaps the very fact of
dependence is itself the essential aspect. The dependence
consists of this: there is a sickness of, and by reason of,
the times which becomes a preoccupation and always
amounts to this, that received goods have lost their savor,
that there is irritability acnd boredom with the forms of
life of the community, a feeling that time must be killed,
and a consequent search for relief in the forms of excess
or perversion-in short, a permanent sort of crisis. "Deca-

dence" has, furthermore, the property that the attempt
of those caught up in this condition to overcome it,
which attempt might be called "reactionary decadence,"
nearly always takes the form of a kind of brutality, be it
exuberant or mean.

The novella is, therefore, timely not merely in the
sense of being firmly sited in its own era, but also in the
sense of courageously attempting to come to grips with
modernity-our own modernity-itself.

H

AVING

given these three reasons, which are really

three main facets of Mann's artistry, I must imme-

diately say that they are equally the ingredients of
his charlatanism-for to be an artist is to be a charlatanso says Plato, so Nietzsche, and so, as we shall see, said
Thomas Mann.
I shall now proceed to trace out in more detail the
manner of Mann's artistry as it appears in the novella.
Death in Venice is, in Mann's term, a "pregnant"
work-it was to achieve this pregnancy that he gave it
the compact novella form. It is a work fraught with
meaning, and this burden takes a peculiar form, the
form o1' references. It is a novella of reference and reminiscence which fairly incites the reader to a scholarly
hunt through the European tradition.
These references belong to a number of separately
discernible spheres, whose elements are mingled but not
blended. I shall proceed to give a very much curtailed
review of the chief spheres.
There is, first of all, the autobiographical sphere. The
writer Gustav von Aschenbach, the chief, and, in a
manner of speaking, only character of the novella, has,
as we are told ;n an introductory biography in the style
of an entry into a poets' Who's Who, a foreign mother
and a North German father and has chosen Munich as
his residence, all just like Mann himself. In the catalogue
of Aschenbach's works there is not one which did not
eventually have a counterpart in Mann's writings: the
"mighty prose epic on the life of Frederick of Prussia"
became an essay called "Frederick and the Great Coalition''; "the novelistic tapestry 'Maja' by name," as well
as the story called "A Wretch," later became part of
Doctor Faustus; and extensive notes for a-significantly
unwritten-essay on "Spirit and Art," a work attributed

2

to Aschenbach and said to have been compared by serious
judges with Schiller's essay "On Naive and Sentimental
Poetry," are preserved in Mann's notebooks. But of
chief importance in the biographical sphere is the inner
history of Aschenbach, the crisis in his working life, of
which more will be said later, and which, up to the fatal
outcome, parallels Mann's own in 1911. Mann once remarked of Goethe's partially autobiographical hero in The
Sorrows of Young Werther that it is typical of poets that
their heroes die young and they grow old. The limits of
the autobiographical element, then, reveal the sober truth
that the poet as hero is not quite the poet as poet.

A

sphere is what might be called the cosmopolitan setting of the novella, whose sign and symbol is a ubiquitous hotel manager with French
tails and French tongue, voluble and agile. His realm is
the international luxury hotel which is the scene of Aschenbach's secret and catastrophic adventure of the soul,
that discreet business organization devoted to the refined
care of strangers, with its subdued, anonymous, and yet
exclusively intimate atmosphere. Aschenbach is brought
to his fatal stay there by a veritable conspiracy of steamers,
busses, motor boats, railroads and his own recalcitrant impedimenta: you may remember that he is deflected from
his flight from Venice because his luggage is misdirected.
Thus the conveniences of modernity, the engines for travSECOND

eling, in Mann's phrase, "on the surface of the earth/' in

short, progress itself, forms the background of the artist's
decline. Mann elsewhere denominates the whole sphere
by the-derogatory-word "civilization" and associates it
with the West, with France, or better, with the French
Revolution, and its rationality, rhetoric, and republicanism. So Aschenbach, in an attempt to regularize and turn
into the shallow channels of social intercourse his relatio"n
to the boy Tadzio, makes an abortive effort to address a
French phrase t9 him.
Yet another set of clearly discernible motifs belong to.
the sphere of what might be called spiritual topography,
that is, the quarters of the earth taken as habitations of
the soul. The story begins with a knowledgeable walk
through Munich, Mann's city and Wagner's, and the
intellectual center of Germany. Aschenbach comes to the
Northern cemetery, and in front of the Byzantine funeral
chapel, a kind of Northern intimation of the facade of
the Venetian St. Mark's, he has a sudden vision of
a teeming swamp and tigers, a lustful and luxurious
vision of the land whence comes the cholera of which
he will die, as well as the stranger god Dionysus. He is
incited to take a vacation trip-"not exactly to the tigers,"
as he puts it to himself-and he chooses to go to the sunny
South,' to take a light version of the "Italian Journey"
which is a stock experience of heavy-souled Germans. But
going south, he ends up in Venice on a day devoid of
sun, and Venice is not "Italy" but the entrance depot of
the abandoned East, Far and Near, architecturally and

�July 1972
atmospherically a European Byzantium. Now Byzantium
is a favorite setting for Romantic poets-a latter-day
Greece, artful, conspiratorial fraught with memories,
decadent. So the coordinates of Mann's spiritual geography are the melancholy North, the decadent South, the
lustful East and the rational West.

Venice, and from this arises his ultimate anti-political
dream of social chaos, in which everything is possible,
and which ends in the disappearance of all mankind but
himself and the boy.

Y

another group of references are those centered
around the name of Goethe. The imitation of
Goethe was a major fact of Mann's life as a writer.
The novella which turned into Death in Venice was originally intended to be about the love of the seventy-threeyear-old Goethe for a seventeen-year-old girl, an episode
by means of which Mann meant to illustrate the theme
of any poet's natural propensity for indignity. Mann later
made a notation against the entry in his notebooks about
Goethe's affair: "this became Death in Venice." Furthermore Mann read Gaeth's novel The Elective Affinities five
times during the writing of the novella, in order to
catch its perfect "balance of sensuality and morality."
Beyond this there seems at first to be no immediate relation between the two works. But not only the acquisition
of a master's style for a novel about a master of prose
who had, so it is said of Aschenbach, become a "textbook
classic," but a more peculiar feature of The Elective
Affinities made it a model for the novella. Goethe's novel
is really what in English is called a "Gothic" novel, a
novel of deliberately undefinable horror, at once earthily
plain and ethereally unspeakable: an innocent child
murder, adultery practised between husband and wife,
unintentional suicide, high-spirited sadism, and so forth,
but all this is delivered in prose so graceful, moderate,
and even dainty, that it is scarcely German at all. The
language of Death in Venice preserves precisely such a
distance from its subject matter and it was for this that
Goethe's novel served as model.
One more borrowing from Goethe: while prevented
from immediate disembarkation in Venice by his luggage,
Aschenbach is accosted by an old drunk dandy in a red
tie, a pitiful and undignified case of old age; later on,
with a wild hope of pleasing the boy, he turns himself
into just such a figure (even including the red tie) by
submitting to a process of cosmetic rejuvenation. This
motif is borrowed from a chapter called "The Man of
Fifty Years" in The Apprentice Years of Wilhelm Meister,
Goethe's biggest novel.
I now come to the .two spheres of reference which are
most at the center of the work.
ET

N

a "Protestant" sphere is discermble. Mann once
commented on Death in Venice that "the character of the whole is, after all, rather Protestant
than antique." In this passage the term "Protestant" has
for Mann no particular theological connotation-rather
EXT

it refers to what is sometimes called an uethos," a circle

of moral meanings grouped around the name of Frederick
the Great and Pru'5ia. Thus Aschenbach's morality has
but one categorical impemtive, "endurance." It is an
ethics of the "despite," of achievement despite "sorrow,
poverty, loneliness, weakness of body, passion, and a thousand hindrances"; it is a kind of Kantianism of decadence.
Its saint is St. Sebastian, dear to Aschenbach, a soldier who
displays "grace under torture" (and is, incidentally, the
saint of the plague), and its hero is Frederick, a ruler
whom Mann sees as a magnificently malicious demon, a be-

ing of incredible industry spurred on by a cold and luckless
passion. Thus Aschenbach's Fredericianism is a passion
for mastery which arises from a "thoroughly pessimistic
relation to passion itself." So Aschenbach, born in Schleswig, the province Frederick conquered for Prussia, will
fall prey to "the revenge of subjugated feeling."
There is a second aspect to what Mann means by
"Protestantism," another peculiarly German aspect, for
whic~ there is no word in English, except that it is possi-

ble Simply to use the German word which can be
transcribed as "innerliness." In its context the classical

opposition of the public and the private realm is supplanted by that of political and apolitical or "innerly."
Rather than to circumscribe the term, let me point out
how it is evidenced in the novella, namely by Aschenbach's
isolation and essential silence. All the weightiest episodes
of the work have a dream-like setting, when awareness of
time, the mark of wakefulness, disappears, just as Aschenbach's thoughts at crucial moments are characterized as
"dream-logic" and the turning point in Aschenbach's
inner catastrophe comes literally by means of a dream,
the dream of the invasion of the Indian Dionysus. But
dreaming is the activity of isolation and marked by the
preponderance of the inner world over the external.
Similarly the silence of Aschenbach is indicated by his
speaking only to officials, to "personnel," and that in the
"Welsh" tongue (a derogatory German term for French),
while he more and more talks to himself. German itself
disappears from the scene as the plague spreads through
Venice and Aschenbach's countrymen leave. Finally he
enters into a conspiracy of silence with corrupt Venetian
officialdom to keep the fact of the plaque quiet so that
the boy without whom he cannot live will remain in

T

first of these I shall designate "Romanticism."
Mann occupied himself much with this term, by
which he meant counter-revolution, in particular
the revolt of artistry against the baldness of political
revolutwn as the primary improving activity, the revolt,
m his manner of speaking, of artful music against literate
logic, of wordless depth against explanatory rhetoric, of
complex mysticism against crude clarity. It means the
HE

3

�The College

prerogative of passion in its remote pathological forms,
and it is essentially submission to, and even a search for,

what already is and always was, especially for death. Such
romanticism might be called decadence in its inner aspect
-in Mann's view, a specifically German decadence.
Music is its characteristic art, because it is· at once most
exact and most inarticulate, most exacting and most in-

dulgent, most artful and most licentious. Aschenbach,
who is given the highbrowed physiognomy of the romantic
composer Gustav Mahler (news of whose death had just
been received by "a respectfully shocked world"), is a
writer of prose in the city of music, that is, a man of
form in a city of dissolution. His relation to the boy
Tadzio is essentially "musical" in the romantic sense:

the sound of the boy's undecipherable Polish tongue
strikes him as music, he hears his name at first as HAdgio/'
a reminiscence of that "unbelievably old-fashioned" adagio
which Nietzsche describes as enchanting him on his last
night in Venice. And at the scene of Aschenbach's death
on the beach of Venice, a black cloth, thrown over an
unattended camera, flutters in the wind, a reminiscence

of the black flag planted on the beach in the first version
of the last act of Tristan, the flag in which Tristan enshrouds himself to die. Parts of Tristan were scored m
Venice, and, of course, Wagner himself died there.

A

Mann did not know it until later, in the
years just before 1912 Maurice Barres had written
an essay called "The Death of Venice," which is
largely a catalogue of romantic pilgrimages to the decomposing romantic Mecca, and which ends with these words:
"The ocean rolls on in the night and its waves in breaking
orchestrate the motif of death by excess of love of life."
The central romantic motif of Death in Venice is just
that-the fatal effect of the writer's revivification through
passion. Appearances and reminders of death and the
underworld abound and are interwoven with the development of Aschenbach's passion for Tadzio, who is typically
seen against the void of the sea. In particular, there is a
recurring death figure, a reddish type with a death's head
physiognomy: the wanderer who outstares Aschenbach
from the portico of the funeral chapel in Munich, the
j'circus director" of a captain with whom Aschenbach,
when boarding the cavernous black steamer for Venice,
signs a Faustian contract, the outcast gondolier who ferries
him-in a swimming coffin-to the Lido, the balladeer
who, spreading fumes of disinfectant, sings a hysteriaproducing laughing song, while Aschenbach sits sipping
pomegranate juice (the pomegranate being a symbol of
the underworld) in the presence of Tadzio. Each of these
wears a yellow piece of clothing as the sign of the "smouldering ugliness" of sickness and, in particular, of the Indian
yellow cholera which will be the physical cause of
Aschenbach's death.
THOUGH

4

But aside from these occurrences within the text, the
theme of death is its tacit background. As Aschenbach
approaches Venice by sea, he recalls an unnamed ''melancholy and enthusiastic" poet who had once approached
the city by the same route, and he recites some of his
poetry to himself. This unnamed predecessor is August
von Platen, a romantic lover of antiquity and of boys, and
a poet of strict forms. It is easy to conjecture what poem
Aschenbach is thinking of. It is a poem called "Tristan"
and has these closing lines:
He who has looked on beauty with his eyes
Is already in the hands of death.
We shall return to them later.

M

ANN

regarded the fourth and central chapter of the

work, which he calls an "antiquicising" chaptet

and begins with a beautiful description of dawr
in the classical style, as its most successful part. This
chapter is filled with references to Greek antiquity, some
of which I shall now note.
'I be first allusion to antiquity (which occurs even before
the central chapter) is that illicit gondolier who ferries
Aschenbach across the lagoon of Venice and whom Aschenbach suspects of being about to'send him to the "House
of Hades"; he is clearly Charon, the ancient ferryman of
the dead, who carries souls over the Styx. You may remember that he is cheated of his pay, and this corresponds
to the fact that Charon will not ferry those who do not
pay him an obol-thus Aschenbach has not truly arrived
and must reenter the city properly a second time after his
abortive flight from the city.
The Lido, the beach of Venice, where Aschenbach is
lodged, with its shoreside life of playful leisure, is described
by a direct quotation from the Odyssey, significantly a
description of existence after death in Elysium where
"easy life is the lot of man, where there is neither snow,
nor winter, nor storm or streaming rain, but Ocean ever

sends a softly cooling breath and in blessed leisure the
days run on." Another time it is seen as Homeric Phaeacia,

the nautical land of artful luxury, and Tadzio, in his sailor
suit, is a Phaeacian youth living in indulgent elegance.
Once the boy Jashu, who plays the role of Tadzio's slave, is
given advice which is a direct quotation from Xenophon's
Memorabilia, from a passage dealing with the ability of
the mere sight of beauty to induce madness: "But my
advice to yon, Critoboulus, is to go and travel for a year,
for that much time at least will you need for recovery."
In fact, most of the classical references are descriptions
of Tadzio. Aschenbach thinks of him variously as
Hyacinth, the boy killed by Zephyr out of jealousy of
Apollo; as Ganymede, the boy carried off by Zeus to be
his cupbearer; as Narcissus, the boy hopelessly in love

�July 1972

with himself; as Cleitus and Kephalus, two boys carried
off by Dawn. He is a sunlit statue of the noblest period,
described in words borrowed from the art history of
Winckelmann, the contemporary of Goethe, who introduced the notion and. appreciation of antique sculpture
into Germany. Once he is described in terms of the famous
Hellenistic statue of a "boy pulling a thorn from his
foot." Another time he is a divinity, Eros, particularly
"Eros self-wounded" -he often wears a blouse with a
red bow, simulating a"~DJ!!:d, 3er_!lis.Jlre5 ~ b!£9se

on the collar of which rested the bloom of the head with
that was match!~."
12 fact the chapter is
full of hexameter @g_s, such as j;J)e fiiCkering blue Of the
aethCr," add "fObsters n:mning off sideways.")

a c!mrm

T

ADZIO

cr

also appears as Eros in another, more signifi-

cant, form. The Greeks, conveniently to Mann's
theme, had the same representation for Love and'
Death, a winged boy of about Tadzio's age, sometimes
recognized as a single deity-Eros Thanatos, the Death
Eros. There is an essay by Lessing called "How the
Ancients Represented Death," which deals at length with
the invariable attribute of this Death in ancient representations: that he stands in a graceful pose with his legs
crossed-precisely the description of Tadzio as he stands
near Aschenbach who is listening to the outcast balladeer
while dri.nking pomegranate juice and inhaling the smell
of the plague. And finally, the boy appears as Hermes
Psychagogus-Hermes, the Leader of Souls, who conducts
the poet, with a beckoning gesture familiar from ancient
representations, out into the void of the sea and into
nothingness.
It is necessary for a moment to consider how antiquity
comes both to Aschenbach and to Mann himself. For
the former it is a tradition imparted in youth, that is to
say, a part of the upbringing. Similarly Mann's familiarity
with Greek myths came from his childhood reading-in
fact he had preserved, and used while writing Death in
Venice, a childhood favorite from his mother's library
entitled "Textbook of Greek and Roman Mythology to
be used in Upper Schools for Young Ladies and Educated
Persons of the Female Sex." But most of the references
to antiquity are accidental finds of quotations or are
deliberately collected from books of reference-lexica,
handbooks, and books of secondary learning. So, for instance, he found Cicero's definition of eloquence as. a
"continuous motion of the soul," with which the novella
opens, quoted in Flaubert. Most of the references, however, come from secondary works somewhat outside of the
philological establishment, such as the book Psyche by
Erwin Rohde, the friend and defender to the classicists of
Nietzsche's Birth of Tragedy. From this work Mann borrowed not only the passage from the Odyssey, and the
reference to the figure of Eros, but, most importantly, the

description of the orgiastic cui t of Dionysus on which
Aschenbach's catastrophic dream is based (though he did
read Euripides' Bacchae in addition).

I

HAVE delineated the spheres of reference at some
length and made a point of tracing the sources of
the central one not merely because the work itself invites such an enterprise, but even more because the
intactness and separability of the spheres and the indirection and second-handedness of the sources are an essential
characteristic of Mann's artistry, that is, of his linguistic
virtuosity, of his compositional art, and most importantly,
of his conscientious modernity, by which, I should now
say, I mean in this context precisely a peculiar relation
·
to the past.
Regarded as a characteristic of style, Mann himself gave
a name to his procedure-he called it "parody." By
41

parody" Mann means "a kind of mimicry" of the styles

of the past. The occasion for parody is set out in Mann's
last large novel, written during the Second World War,
Doctor Faus.tus. The composer who is the protagonist
conducts what must be described as a soliloquy with the
devil which is made to take place in the year in which
Death in Venice was written-indeed the time structure
of the book is based on a parallelism between the times
before the First and Second World Wars. The devil has
just commented on the devastating fact that the assumed
and binding conventions of the arts have lost their power
to carry meaning and that the forms necessary to invention have become worn out; whereupon the composer
says: "It might be possible to energize the game by playing with forms from which, as is well known, life has
vanished." And the devil answers: "I know, I knowparody...."
Parody, then, is a nostalgic mode which makes the
tradition accessible by way of remotion and traduction.
By making the tradition a matter of learnedness, not in
the sense of the organized industry of the schools, but as
an illusionistic creaming of secondary books, the playfully
pedantic parodist at the same time makes it serve him
and holds it at arm's length-in so employing the tradition
he pronounces it dead.

I

N

respect to style in the narrow sense, that is to say,
diction, Mann's parodistic treatment is a matter, on

the one hand, of a wonderfully versatile mimicry of
modes of speech, and, on the other, of a descriptive
language precise by the very fact of being somewhat
distant. By "distant" I mean that words are us,ed, as it
were, with raised eyebrows, fastidiously, exquisitely, with
a virtuosity which is essentially a kind of disengagement.
As far as composition is concerned, the parodistic mode
results in something analogous to counterpoint, an inter-

5

�The College
weaving of intact themes, namely precisely those I have
just finished extricating. It might be said that so musical
a use of themes requires a very external relation to events
and people.
But the parodistic mode is most intimately related
to the third facet of Mann's artistry, his specific modernity, for, as the passage from Doctor Faustus shows, it is
nothing but an attempt to do battle with "decadence."
Mann once characterized his literary mission as the loving
dissolution of the tradition, by which phrase he meant a
kind of modern re-use, and therefore abuse, of the past
in an attempt to fill the emptiness of the present.
It is in more than one way no accident that the Greek
past plays a central role along these lines in the novella,
and for this reason: that antiquity offers for re-use not
only conventions and styles but also myths, time-honored
tales full of precise and publicly accepted detail concerning events and persons of divine or grand stature.
To characterize his later works, especially the novelistic
sequence Joseph and his Brothers, Mann liked to use
the linkage "myth plus psychology." By "psychology"
he meant, as we usually do, the exposure of hidden
personal motives, which .he superadded, as a kind of
modernization, to the mythical aura of his characters.
In Death in Venice this "psychological" aspect is absent,
for Tadzio, on whom the use of myth centers, is, so to
speak, not a person at all but a living statue, so that the use
of myth is, as it were, balder than in later works.

N

ow how, precisely, are myths, or rather references
to myths, used to give meaning to the novelistic
present? The answer is simple, sad, and significant:
the reference is the meaning of the work. Tadzio is, or
better, is meant to be, a conglomeration of mythical shadows, he is Eros and Thanatos, Love linked with Death,
but what love and death might be is not itself in question.
I have often been told-in fact by a former dean of
this college-a seminar story which precisely illustrates
the deficiencies of this use of myth. As you know, the
rule for visitors to seminars is that they may not speak
unless there is imminent danger of internal combustion.
One night a certain academic was visiting a seminar on
Sophocles' Oedipus Rex. The question that was being
discussed was why Oedipus chose to punish himself by
putting out his eyes. The visitor, who was beginning to
meet the requirement for contributing before described,
was invited to speak, and gave what he claimed was a
prefectly obvious and conclusive reason: that that was
the punishment Sophocles had found in the myth. Whereupon a student, presumably with a look of wide-eyed innocence, asked: "And why did he choose to punish himself
hy putting out his eyes in the myth?" That is precisely
the question the mode of meaning as reference or allusion
does not consider.
I would like to inject a comment here: this way 6f
celebrating our tradition by making a rite of it, by putting

6

the seal of completion on it, does not seem to me good
or safe-perhaps we can talk about this in the question
period. But we do live in a state of decadence, of falling
away, the more so for no longer naming it as such, and
Mann's way of laying the past to rest seems to me vastly
better than the hatred of it accompanied by ignorance
which characterizes the brutal branch of the phenomenon
of decadence.
But to return to the exposition and now to somewhat
wider considerations.

B

the parodistic style, as its source and ground,
there is a view of the world which we must now
look into. It is caught in the word which Mann
used most often and most persistently of his work-the
word "irony." The signification which Mann gave it has
its origin in the romantic school of writers and their
EHIND

theorists. "Irony" itself is a Greek word which means

"dissembling" and which was made notorious by Socrates.
When, in the Platonic dialogues, an interlocutor refers
to Socrates' "wonted irony" he means Socrates' strangely

arousing claim not to know. It is not that Socrates is
considered to be crudely pretending not to know what
he in fact knows. Rather the interlocutor thinks that the
claim not to know is itself a subtle assertion of knowledge
-the knowledge of ignorance-so that Socrates' dissembling reveals rather than hides superiority. It is precisely
this aspect of irony that tbe romantics abstracted-a certain superiority in intercourse, a sense of holding oneself
aloof and above the conversation. They combined with
this attitude, or perhaps found as its source, the idea of
the human being as a "self" or "subject." By a "self' or
a "subject" is meant an original source of all representa-

tions, or more simply, of all experience, exactly as when
someone, inevitably, says in seminar that "everything is

subjective." From such absolute subjectivity they drew
the sense of a lack of responsibility and obligation, a right
to hover above issues, to play infinitely with the creatiohs
of one's own thought. Romantic irony is thus a negative
principle, an "infinitely delicate play with nothingness"
in Kierkegaard' s words, and is therefore easily seen as the
very principle of art, interpreted as the externalized play
of the subject, which is carried on according to no rules
but those established and recognized by itself. In the
romantic vocabulary the complement of irony is enthusiasm, the-baseless-intoxication of the self with its own
creations.

T

HIS

must be the place to interject once again a

brief circumscription of the term

'~romantic,"

a

term so indispensable to the discussion of Mann's
work. To begin with, there are artless and cunning romantics. By the artless kind I mean children of all ages
engaged in the self-indulgent excitation and expression
of the emotions. The others are the interesting romantics,

�Jnly 1972
in whom-! am using Mann's words-a "yearning and
dreamy" aspect is supplemented by enormous "artistic
refinement." Let me quote from his essay significantly
entitled "Germany and the Germans": "The romantic/'
41
he says, is counter-revolution, the revolt of music against

literatme . . . the pessimism of honesty" as against the
optimism of rational action. "The special prerogative
which it accords to the emotional over reason, even in
its most remote forms, such as ... dionysiac intoxication,

brings it into a special and psychologically immensely
fruitful relation to sickness." For Mann, Romanticism is,
then, essentially a counter-movement, a consequence of
and reaction to optimistic rationalism, that is to say, to
the worJQ·ofapplied science, which defines a counter-world
of emotion, but does so wilfully, artfully, and self-consciously. The romantic is the deliberately passionate, which
we may call the emotional.
With this understanding of romanticism Ma"P-n's "irony"
has the following character. It too contains the notion
of aloofness or hovering. But hovering is always between
something, between two extrem.es or poles, and it is con-

sequently typical of the ironist that he engages in what
I shall call "polar thinking," a variation of thought which
seems to me of great clinical interest since it is deeply
characteristic of modernity. (Of course, it might be argued
that such polar thinking is the consequence of the polar
constitution of the world, but I shall here disregard that
possibility as unlikely.)
are three names behind Death in Venice,
three spheres of thought that Mann has appropriated for his own purposes-Schiller, Schopenhauer,
and Nietzsche-and it is precisely in respect to polarities
that might be extracted from them that Mann absorbs
their thinking. Among these, Schopenhauer is most tacitly
in the background; Aschenbach's novel Maja, a novel
"under the shadow of one idea," is the only explicit reference to him. Mann himself had planned a novel by
that name, and his notebooks explain the connection of
the title with Schopenhauer's "Veil of the Maja," the
web of illusion of isolation and appearance in which we
are caught. The novel was to set out an interpretation of

T

HERE

desire, in particular the desire of the weak for ''life,"

that is for those who have health and beauty, as the
entanglement of the isolated individual in the "Veil of
the Maja," and was to present the artist's mission as the

double one of exposing and preserving the illusion. The
polarity here is that of life, that is, hale and hearty mere
existence, as opposed to deprivation and desire.
The "Nietzschean" polarity becomes explicit toward
the end of the novella, in the fifth and last chapter.
Whereas the fourth, central, chapter is presided over by
Apollo-it begins with a description of the dawn of days
spent within sight of the sunlit Tadzio, the sun-god's
ascent in his chariot, and the sunny beach-the fifth and
final chapter is dominated by Dionysus. It contains an

exact and lengthy description, in the tradition of Thucydides and Lucretius, of the invasion and course of the
plague, the Indian cholera, which is insidiously wasting
Venice and which forms the background of Aschenbach's
growing illicit passion for the Polish boy. Then comes a
night in which Aschenbach has a dream of the orgiastic
entry of Dionysus into Greece and his own soul, which
d~eam con~titutes his internal catastrophe and the beginmug of h1s end. The source of the two gods which
dominate the chapters is Nietzsche's Birth of Tragedy,
though, of course, Mann has made this important change
-that the savior god of The Birth of Tragedy has become
the destroyer god of Death in Venice.

T

last polarity is derived from Schiller's essay "On
Naive and Sentimental Poetry," the only work
which is, together with its author, mentioned by
name in the novella, namely when Aschenbach's essay on
"Spirit and Art" is said to be comparable to it. That essay,
which Mann intended to write himself, was to be, in
the words of the novella, a work of "antithetical eloHE

quence," and Mann's extensive notes list the "antitheses"

with which it was to deal: Spirit and Nature, Spirit and
Art, Culture and Art, Will and Representation, and
many more, in Jact so many and so mutually involved
that Mann's largest critical attempt was intellectually
doomed from the beginning by the very excess of polar
opposites. The object of the essay was to be to save the
artist from the imputation laid upon him by Nietzsche,
of being a charlatan enslaved to the "Olympus of illusion," by establishing a type of "literateur" who would
be free of such enslavement, a dignified moral critic of
his times, a man of intellect and psychological insight.
Death in Venice, in which such a writer is invented only
to be shown to be doomed to exposure and destruction,
must have made this enterprise morally impossible for
Mann.
It was Mann's intention furthermore to set off this
modern "sentimental" writer against a naive poet who

might perhaps be healthier and nobler but would not be
so much a man of the times.
Let me here explain briefly what Schiller means by
"naive" and, especially, by the word "sentimental." The
sentimental poet's concerns are sentiments rather than
objects of nature; he reflects on impressions received; he
is "subjective," while the "naive" poet, such as Homer,

who is for Schiller the naive poet par excellence, sets out
nature, that is, natural objects, in shining sculptural
clarity, without introspection or reflection.
For Schiller this distinction is largely coincident with
that of ''ancient" and "modern"-the ancients being naive,
namely "objective," attending to what is given by nature,
and the moderns ''subjective," namely attending to themselves. Now, the founder of German Romanticism, August

Schlegel, on his part, identified the literary distinction of
"classicaP and ''romantic" with "ancient" and "modern"

7

�The College
(and I might interject here that Goethe, by whom Mann's
definition of romanticism was clearly influenced, in his
Conversations with Eckermann abruptly identifies the
classical with the healthy and the romantic with the sick).
An argument might be made, then, that there is a kind
of grouping of terms-naive, classical, ancient on the one
hand, and sentimental, romantic, modern on the other,
which informs the novella as its most specific "polarity."

T

HE latter group circumscribes a notion which plays
a dominating role in Death in Venice, the notion
of "Art." The source of Art, with a capital A,
the Artist, is, for Mann, not primarily one who possesses
art, namely craft or knowhow, but a man whose ultimate
preoccupation is with the conditions themselves of his
production. The novella, then, turns centrally about the
relations of the sentimental, romantic and modern subject, the artist, to his opposite pole, the naive and classical
object of nature, which is therefore very appropriately and
tellingly presented in the guise of antiquity. But just as
the antique form is second-hand and modernized, so what
the artist of the novella faces is not an object of nature
conceived as having its own being, but a product of
natura] art. For the boy Tadzio is always described as a
statue, whose language is music, and is said, in a thought
borrowed from Schopenhauer, to be the product of a
"strict and pure will which, darkly active, had been able
to project this divine sculpture into the light." In a word,
the novella is about the decadent artist's confrontation
with a living work of art.
With a significant ineptitude, for which one hardly
knows whether to laugh or to cry, the proponent of this
problem presents himself under the guise of Socrates.
As always, Mann works from modern prototypes: he has
in mind not only the rationalizing, distintegrating Socrates
of Nietzsche's Birth of Tragedy, but especially the Socrates
of Hoelderlin's poem by the same name, two lines of
which are twice paraphrased in the novella; they are: "He
who has thought most deeply, loves what is most alive,
and in the end the wise man bows to the beautiful."
But Mann did also read two Platonic dialogues while
at work on the novella, the Symposium, especially
Socrates' speech, which happens to be directed to
Phaedrus, and the dialogue Phaedrus itself.

M

use of what he read in the dialogue is, as
always, thoroughly parodistic, that is to say, the
text, as in the case of Schiller, Schopenhauer,

ANN's

and Nietzsche, serves as an occasion for mimicry and remi-

niscence, not for responsible appropriation. In fact one
might say that the Platonic references in the novella contain nothing but external allusions to the dialogues and
that to explicate the differences wGuld be to set out a new
modern opposition to supersede the classical one of philos·
ophy and poetry, namely that of philosophy and Art in

8

the sense before described-and it is possible to find better
contexts than this for that enterprise. However, it does
seem to me that Mann was in some way sensitive to the
Platonic text, since there are certain salient points which
he quite particularly and sure-handedly reverses.
The passages in question are Aschenbach's two soliloquies, acknowledged by Mann to be the centerpieces of
the work, in which he apostrophizes the Venetian
Phaedrus.
In the first of these, which occurs in the "Apollonian"
fourth chapter, the writer, under the influence of the
ironist's enthusiasm but still in control of himself, raises
the setting of the Platonic Phaedrus, the plane tree and
the turf outside the walls of Athens. There Socrates is
made to court Phaedrus, the wise man the beautiful
youth, and the courtship consists of instruction concerning desire and virtue. This is an adaptation of that part
of Socrates' recantation in the Phaedrus which describes
the behaviour of the temperate and the intemperate lover
of beauty, including an adaptation of Socrates' definition
of beauty as the sole and only one among the beings of
the realm beyond heaven which can become visible, that
is, as visible form. The passage closes with a reference by
the romantic Socrates to the Symposium, to "that perhaps
most tender and most ironic thought ever thought" by
means of which the enthusiast seeks to save his superiority
and his dignity-the passage in which Phaedrus himself
claims that the lover, filled as he is with divinity, surpasses
the beloved.

T

HE second apostrophe is spoken by the cosmetically
rejuvenated, already infected, Aschenbach in the
"Dionysiac" fifth chapter. It begins by once more
characterizing beauty as visible divinity and as such "the
way of the sensual man, the way of the artist to the
spirit," and proceeds to set out the "problem" of the
novella, the problem of beauty. It is not the questio11
"what is beauty" that concerns the sentimental Socrates
but the problem beauty poses for the "artist," which was
expressed by the lines from the poet Platen quoted above:

He who has looked on beauty with his eyes,
Is already in the hands of death.
This problem, which is very much an autobiographical
one, might also be called the problem of "the two
abysses." Aschenbach, like Mann himself, is said to have
been in his youth "problematical and unconditional," by
which Mann means that he indulged in the uncompromis·
ing, dogged, melancholy, conscientiously thorough pursuit
of such insights as lead to the exposure of motives, the
doubting of talent, the betrayal of art, in short, that he
pursued such knowledge as consists of "seeing through" or
"breaking up" things and is usually called "analytic." But
these sharp and bitter insights lose their charm and begin
to be felt as an abyss of dissolute and "indecent psy·

�July 1972

chologism." Aschenbach turns away from them in middle
age as having and conferring no dignity, and experiences
what he terms the "wonder of a reborn naivete." But in
the sentimental poet this new naivete, this moral resolve
to abjure psychology, takes the form of a classicism of
form, a "purity, simplicity, and symmetry" which results
in a "moral simplification of the world," a moral indifference.

I

is in this condition of being under the discipline of
a thoroughly formalistic classicism accompanied by
a strict regimen in his private life, that the emptiness
of his inner life is invaded and the second abyss opens.
For the master of classical form sees a live work of art
which is the realization of his own efforts to become a
"naive" artist. And because it is flesh and blood, it brings
with it Eros and the formalistic poet of the "second,"
T

that is, acquired, naivete has no inner s_ubstance where-

with to withstand his devastation. "For"-I am quoting
from the second Phaedrus apostrophe-"we poets . . .
are not capable of rising, only of straying." In other
words, for the poet of the novella, because he knows
no lovable wisdom and therefore has no love of wisdom,
"the way of the artist to the spirit" which leads through
sensual beauty, that is, through visible spirit, is not viable;
the poet's Eros precisely reverses the erotic motion of
the Symposium-it is not a raising but a demeaning
motion. And not only is the road not viable but (and
this may be the same thing) its terminus is left perfectly
uncircumscribed-there is no indication of what is meant
by the "Spirit."
Let me read a last quotation. "The masterly bearing
of our style is a lie and a foolery, our fame and honor a
farce, the trust of the crowd in us highly laughable, and
the education of the people and the young through art
a risky undertaking which is to be forbidden."
These words are not from Plato's Republic but from
the second Phaedrus apostrophe in Death i.n Venice.
This is what Mann, perhaps in the end not so inappropriately, allowed Socrates to say about "art."· Let me
summarize the reason for his condemnation: the artist
is a man of form and his torrn, or rather formalism, has
a false relation to the passions.

I

in turn, tried to show what the elements of
the artist's forms, of his artistry, are and what the
vices of their virtues might be, such that they impose
on us and can be called charlatanism. Let me summarize
them also.
There is Mann's linguistic virtuosity, his way of using
words. Aschenbach makes nine attempts to describe
Tadzio, to render his appearance in words, only to
realize that this descriptive use of words, which Mann
HAVE,

and is, in fact, a hopeless enterprise. Nor are Aschenbach's words for human communication-perhaps the
most telling reversal in Mann's use of the Platonic
Phaedrus is that a dialogue, which deals with the relation
of eros and rhetoric, suggests to him a soliloquy, that the
writing Socrates has no way to form and control his
love by logos, and that not a word ever passes between
him and the Venetian Phaedrus.
Then there is Mann's mode of parody, a way of battling
decadence characterized by a willfully irresponsible and
yet persistent, somehow loyal, relation to the tradition,
in which the present is referred to the past for its meaning. Associated with parody is a "musical" mode of composition in which themes occur to provide moments of
allusion and reminiscence intended to elicit a pre-set
reaction, a device analogous to what is called "leit-motif"
in Wagnerian contexts.
And finally, there is Mann's manner of disposing of
issues and preparing them for novelistic use which he
calls his "irony"-a way of seeing problems in polar
terms and playing with these, trusting for resolution to
something indefinite called the "Spirit."
me end as I began with an apology for Mann and
the study of Death in Venice. Mann prided himself, rightly, on his laboriously conscientious pursuit
of the problems which he saw-and what he saw and
pursued in the novella was the problem of romantic
reaction. But this problem seems to me to be one of the
most complex and recurrent aspects of modernity, the
one which shows that to attempt to battle the evils of
our times while firmly planted within them only leads
to a deeper implication with them. To put it another
way-Death in Venice is a serious reflection on what it
means to have a false relation to the passions and to the
past.
T

Miss Eva Brann delivered this lecture at St. JohnS College in
Annapolis in the Spring of 1971. Miss Brann has been a
Tutor at St. fohn's College si'nce 1957. Prior to completing
her Ph. D. at Yale l'n 1956, Miss Brann hiJd been a Fellow of
the American Numismatic Society, a -Fellow of the American
Sch-qol of Classical Studies at Athens, and a member of the
staff of the American Agora Excavations at Athens as a
Sibly Fellow of Phi Beta Kappa.

somewhere calls "eros in the logos," is forever inadequate,

9

�A commencement address is covertly a sermon. It
is traditional that a sermon begin with a text. Accordingly, I quote from the Meditations of the Roman
emperor Marcus Aurelius (XI,39):

OLD WARS

Robert Neidorf

Socrates used to say, what do you want? Souls
of rational men or irrational?
-Souls of rational men.
Of what rational men? Sound or unsound?
-Sound.
Why then do you not seek them?
-Because we have them.
Why then do you fight and quarrel?
The one thing that most intrigues me about this
passage is the notion that rational men may be of two
kinds, those possessed of sound souls and those
possessed of unsound souls. I ask therefore that you
reflect with me a while on this distinction. What are
the names that we should give to these two kinds of
rational men, and who are the best models?
First, what can it mean for a man to be both
rational and unsound? Early in Plato's dialogue
Phaedrus, Socrates is made to give a speech in behalf
of a thesis that we have all heard in recent years:
-That it is better to have what is euphemistically
called a love affair with someone who does not in fact
love you. We are not obliged to read the thesis so
particularly. In its most general form it is even more
common: It is the claim that in giving his attentions
to persons or things in the world around him, a man
should preserve the invulnerability of his private soul,
should not become overly committed or engaged,
should in brief "play it cool."
The speech itself begins (Stephanus•237) with a
preamble on the importance of proper method,
especially the importance of defining one's terms.
Definitions are then given, and the speech unfolds
into impeccable arguments based on those definitions. It is in other words a perfectly rational
discourse, and must surely be satisfactory to those
sophomoric souls who love to screech "define your
terms!"

10

Craig C. Elzey
Rob~rt

A. Neidorf, a Tutor and Director of the Graduate
Instztute at St. John's College in Santa Fe, delivers the
Commencement Address at Annapolis on June 11, 1972.

�July 1972

But something more is going on in this dialogue.
Just before the speech begins Socrates is made to say
I shall speak with my head covered ...
I'm afraid that if I catch your eye
I may be ashamed and falter.
So in making this speech the face and eyes of the
speaker are hidden. At one level the significance of
this dramatic device is obvious; it warns the reader
that neither Plato nor Socrates really believes the
claim that is about to be made. But I believe it goes
deeper; I believe it tells us something about the
method and style employed in the speech itself; I
believe it says that the exclusive employment of cool
deductive argument, beginning from clearly defined
terms, is inappropriate to important inquiries because
the face of the inquirer becomes thereby a mask. In
one way we have really known this all along. For in
the presence of important questions the key terms
could successfully be defined only if the questions
were already settled; the hard thing is not the giving
of definitions, but the act of open and open-minded
inquiry, the act of eyes and face in place of the easier
mechanical motions of rational mask.
So with Plato's help we have a possible meaning for
Auerlius' notion of the rational man of unsound soul.
He is the man, ever so rational, who speaks to persuade but hides himself in the process. Models are not
hard to find; in fact, they are unavoidable. Personally,
I find a model in Presidential Advisor Henry Kissinger
when he appears on my television screen to justify in
clear terms and with cool argument the intensification of American bestiality in Southeast Asia. Perhaps
we ought not to blame him for this monstrous use of
mind, but ourselves; for we live and grow among
schools and colleges that exalt the successful de bator
and the overpoweringly brilliant lecturer as the
primary models of men who know how to use their
heads. In special contexts, for example in the law
courts, the arts of rational debate and controversy

may be necessary. But aside from such contexts they
generate-so I believe-vicious misuses of the human
mind. They produce performances that conceal and
dilute the true commitments and true concerns of the
performers, performances that will end by persuading
the performers that they have no commitment other
than to the performance itself. I sometimes feel that
if one could only catch Henry Kissinger's eye he

would, in Socrates' words, "be ashamed and- falter."
Perhaps someone will now say-or think-that I am
right because a rational head is useless and dangerous
unless it is linked in the same body with a warm and
loving heart. Such a person will have a name ready to
apply to the man whose soul is rational but unsound.
The name is: Technician. And after we hear the name
we will be invited to conjure up images of energetic
technological specialists who are slowly squeezing the
heart out of human life and squeezing the life out of
the earth we live on. And after that, we will hear
about the old war between philosophy and poetry, or
the more recent war between the sciences and the
humanities, or the brand-new war between thinking
types and feeling types. And, finally, we will be
advised to abjure clear thinking and to take up sincere
feeling instead. As an alternative to the man ofo
rational but unsound soul, we are offered-not a man
of sound and rational soul-but an irrational man.
I must confess to you what is already obvious: I
find this view every bit as offensive and vicious as the
arrogant posturing of the rational debater. The
question at issue is whether head and heart are one
thing or two. Let me assume for the moment that
head and heart are distinct and separate, and sketch
what I believe are the consequences of this view.
In the first place, it isolates the heart. I know it is
fashionable to claim that real contact between
humans occurs most reliably at the level of feeling
and emotion, and fashionable to speak of the Ian·
guage of the heart. I do not believe there is much of a
language there, for language is an intellectual
phenomenon that puts its user into contact with
universals, while feelings tend to be particular; at the
very least, language moves in the sphere of the public
while the so-called language of the heart tends to be
private. And experience will not bear out the putative
reliability of heart-felt sincerity as a bond between
men. Where I live, in New Mexico, there are too many
communes based on the ethic of total sincerity that
have dissolved into theft and violence. Where I work,
at St. John's College, there are too many articulate
members of the love-generation who cordially despise
each other.
If the heart is elevated into an autonomous
principle, it becomes only a happy accident if it ever
acts as a bond between men. For where hearts differ,
there is on this view no reliable way to reach from

11

�The College

one to another. The road is then open to the most
extreme form of ethical relativism, which is nothing
other than no ethic at alL And where differences
become intolerable, violence becomes the appropriate
response. If head and heart are indeed separate, it is
perfectly legitimate both for individuals and for great
governments to speak one way and act another; we
have all seen it.
In the second place, the same view empties the
head of all significant content. When the activity of
the intellect is taken as irrelevant to human concerns
and commitments, there is then no real point to conversation about important matters. We may talk
together in order to clarify o.ur convictions and
desires, but when differences are located in basic
axioms or in fundamental definitions, talk is at end.
It is astonishing to me that this view is frequently
held even among people who have read Plato. I will
not dwell on the other degradations to which, on this
view, the head becomes subject. For this one alone, I
confess, makes me gag with horror. I repeat it: It is
the claim that conversation and discussion are
appropriate for the solution of trivial problems, but
inappropriate for vital ones.
A while ago I put the question whether head and
heart are one or two. That was not a very accurate
way of stating things. Insofar as they are clearly
distinguishable they are clearly two. What I would
like to be able to prove is that they are one in the
sense that they are inseparable. To make a show of
proving that is quite beyond my power, but I would
like to share with you two sources which suggest
powerfully that in the best sense, and in the best
exercise, the powers of head and heart are indeed
inseparable.
The first source is the ancient philosophers. Both
Plato and Aristotle drew a sharp distinction between,
on the one hand, a faculty of calculation and deduction, and, on the other hand, a higher power that
somehow knows the world by contact and acquaintance. I propose to call the former by the name of
rationality and the latter by the name of reason. The
usage is unusual, because "rational" and "reasonable"
are usually treated as synonyms. Insofar, we moderns
have lost the ancient notion that reason is something
more-and something more important-than logic,
calculation, and record-keeping. Insofar, we have lost
the very possibility of an exercise of reason that
12

transcends both the barriers of private feeling and the
masks of rationality in order to touch the world and
to touch each other; we have lost the ability even to
understand Aristotle's claim that "the primary
objects of thought and desire are the same"
(Metaphysics, XII,7), or his claim that "the soul is in
a way all things" (De Anima, III,7).
The other source is a famous passage from Helen
Keller's Story of My Life (Chapter IV). It records the
awakening of a blind and deaf child to the intellectual
realm of language and universals, and the relation
between the awakening and something else that we
usually regard as quite separate:
One day, while I was playing with my new doll,
Miss Sullivan (my teacher), put my big rag doll
into my lap also, spelled "d-o-1-1" and tried to
make me understand that "d-o-1-1" applied to
both. Earlier in the day we had had a tussle over
the words "m-u-g" and "w-a-t-e-r." Miss Sullivan
had tried to impress it upon me that "m-u-g" is
mug and that "w-a-t-e-r" is water, but I persisted
in confounding the two. In despair she had
dropped the subject for the time, only to renew
it at the first opportunity. I became impatient at
her repeated attempts and, seizing the new doll,
I dashed it upon the floor. I was keenly
delighted when I felt the fragments of the
broken doll at my feet. Neither sorrow nor
regret followed my passionate outburst. I had
not loved the doll. In the still, dark world in
which I lived there was no strong sentiment or
tenderness. I felt my teacher sweep the fragments to one side of the hearth, and I had a
sense of satisfaction that the cause of my discomfort was removed.
We walked down the path to the wellhouse .... Some one was drawing water and my
teacher placed my hand under the spout. As the
cool stream gushed over one hand she spelled
into the other the word water, first slowly, then
rapidly. I stood still, my whole attention fixed
upon the motions of her fingers. Suddenly I felt
a misty consciousness as of something forgotten-a thrill of returning thought; and
somehow the mystery of language was revealed
to me. I knew then that "w-a-t-e-r" meant the
wonderful cool something that was flowing over

�July 1972

my hand. That living word awakened my soul,
gave it light, hope, joy, set it free!
As we returned to the house every object
which I touched seemed to quiver with life. That
was because I saw everything with the strange,
new sight that had come to me. On entering the
door I remembered the doll I had broken. I felt
my way to the hearth and picked up the pieces.
I tried vainly to put them together. Then my
eyes filled with tears; for I realized what I had
done, and for the first time I felt repentance and
sorrow.

A sermon is covertly a testimonial of belief. Let me
now summarize the belief I have been trying to
express: There is such a thing as the reasonable; it is
far more than the rational; and in the light of its
exercise the distinction between logic and emotion is
trivialized, and the distinction between self and other
is joyfully eroded.
I began this discussion in the effort to find a name
for what Aurelius called the rational but unsound
soul. The name proposed was Technician; I have no
better to offer. Perhaps it should be modified slightly
to Mere Technician, but in my view the force of the
word "mere" indicates that what is missing is not
passion and heart as such, but reason.
Obviously the name for the man whose soul is both
rational and sound is: Reasoner. It remains to find a
model Reasoner. Marcus Aurelius might be proposed;
he was after all a dutiful emperor and general who
never lost sight of his problematic relation to others
and to the univers. But I confess that the man we see

in the Meditations is turned one degree too far inward
for my taste. Perhaps, then, Socrates? Perhaps; but I
wonder how far the Socrates of Plato's dialogues
corresponds with historical reality. I think it likely
that there is no model Reasoner except in idea; that is
why Marcus Aurelius has occasion to note that even
men who think they have sound and rational souls are
men after all, so they fight and quarrel, and fail to be
model Reasoners.
But the idea of the Reasoner is not on that account
fictitious. I think it functions as a measure, which is
the right way for ideas to function. For myself, I have
come to know that idea, or to feel it (it makes no
difference which word is used) primarily in my few
years at St. John's. I can say that without a blush,
knowing full well how much I, and my students, and
my colleagues, and the institution as such, have all
failed to measure up. It is to me a great gift to have
some sense of the meaning of one's failure.
So I speak now as one failure to a whole group of
failures, and I speak on behalf of all those other
failures who have been your teachers and associates
during the last four years. I hope that in the future
the distinction between rationality and emotion will
not be oppressive to you; I hope that the distinction
between self and other will be cheerfully distant for
you; and I hope that, although you go and I stay,
sometimes you will catch my eye and I yours, and we
will both be ashamed, and falter. Insofar as such
things are ever possible, there is very high accomplishment and something worth celebrating. I hope your
lives are full of such celebrations.

Craig Elzey

13

�lOLA RIESS SCOFIELD

In these pages we honor the memory of lola Scofield, who died on March
27th of this year. She will be remembered by alumni of the College and by
her colleagues for her devotion to the ends that the College seeks to serve
and for her careful attention to the needs and concerns of every student who
made any claim upon her time. She will be remembered by all who knew her
as delightful in conversation. We reproduce the remarks made by John
Kieffer to the College community on April 7, 1972, and a sample of her own
poems and drawings.
It is proper that in this hall where she and her
husband were always present for the weekly lecture,
we. should pause to mourn the death of lola Riess
Scofield, a tutor on the faculty of St. John's College
for thirteen years, but a member, and in a larger
sense, a teaching member, of the St. John's Community for almost forty-five years. When she retired
from active teaching the citation offered by the
College saluted her as a "dedicated teacher" and this
sometimes abused phrase was for her exactly right.
For her, teaching was a necessary part of that life
of learning which had opened to her at the University
of California, (then one of the great centers of
learning of the world). She continued there teaching
for eight years after graduation, meanwhile earning a
Master of Arts degree and completing the course
work for two doctorates, first in English and then in
Philosophy. After a year abroad and two years teaching at New York University, she accompanied her
husband, Richard, to St.John's in 1927.
The coming of the program initiated by Mssrs. Barr
and Buchanan ten years later was a new stimulus to
learning. As she herself has stated, she took every
adult seminar and tutorial the College offered and she
also taught in the adult program. A feminist, she saw

14

no reason why women should not be appointed to
the St. John's faculty. When the College became
coeducational her arguments proved irresistible, and
she at last gained the appointment she had so long
desired.
As a teacher she demanded of her students the
same high standards of study she had set for herself.
Since the opportunity for a university education had
been so precious to her, she could not understand
that anyone could take his admission to St. John's
lightly. So for her students she was exacting but
painstaking and solicitous in her encouragement of
their work.
I would not give the impression that she was a
fussy schoolmistress. Her mind was sensitive and
insightful and she had genuine wit. Her poems and
drawings, published by the Collegian in 19 65, reveal
her gifts of imagination and humor. Perhaps above all
she benefited from her life with Richard Scofield,
learning from him and giving him in tum the intellectual companionship he needed.
Of her final contribution to Richard, caring for
him through seven years of illness, and of her suffering from his death, one ought not to speak.
May we rise for a moment of silence.

�Egypt
While pageantries of East or West
Fade from the ancient land,
These mortal mathematicals
As in the dawning stand,
Constructing their geometry
Of shadows on the sand.

Album
Ah, Valentines of yesterday,
The sullen fire of time
Consumes your lace and satin hearts,
The ribbon and the rhyme!
You too have been in Arcady,
Earth's ambrosial clime.

Holiday
On a crowded beach radios croon
By many a languid knee;
The boy has found in a caverned shell
Ocean's melody
And carries heme this distant voice
That sings of Odyssey.

�NEWS ON THE CAMPUSES

Charles Post

MIRIAM STRANGE

"What St. John's needs
is an archivist."
Miriam Strange said this to Pat
Parslow, who interviewed her in her
column "Lady in the Limelight" in
the Evening Capital for April 1,
1949. Now, twenty-three years
later, the College has got the message. Mrs. Parslow had added the
comment: "and it's very clear that
if such a position were created, Miss
Strange would gladly fill it - as she
does unofficially now." And lo, this
too has come to pass, and all her
affectionate friends, alumni and all
who know her, may greet her with
the title which she has created for
herself during those many years
when she "unofficially" held the
position.
An archivist's work has two
aspects, and in both Miss Strange is
abundantly qualified. One aspect is
that the archivist must have an
16

intimate knowledge of the purpose
and structure of the instutition
whose records he keeps. I can
testify with authority about Miss
Strange's fitness for this part of her
job. So many times, as President or
Dean, I have had to think hard to
answer her exacting questions
about the interpretation of a catalogue requirement, about how our
laboratory classes might be rated in
conventional terms for other
colleges to evaluate, about whether
the performance of a student satisfies the requirements for graduation. Her responsibility was not
only to maintain an intelligible,
accurate record of the educational
performance of students, but also
to interpret this record to other
colleges, universities and accrediting
agencies. Every change the Instruction Committee makes in the
teaching programs has implications
for the permanent account and
with these the Instruction Commit-

tee rarely concerns itself; but Miss
Strange does. After she has carefully explained to the Dean what is
involved, he must make his
decision, basing it on her meticulous marshalling of all the evidence.
With experience like this her organized control of the archives cannot
help but be total.
There is, however, the second,
and much more important aspect of
the archivist's work. The content
and material of the archives are
what it is all about. For a college
this means the students and alumni,
the faculty and the Board of
Visitors and GovernOrs, whose
decisions control the life of the
College. Miss Strange's contact with
the individuals in all these catego·
ries has been marked by her cordiality, her deep interest in the person
and the career of everyone who
comes under her charge. How often
visiting alumni have been welcomed
by her and questioned about their
family, their jobs and their fate in
general. How often an alumnus
returning perhaps after twenty
years to revisit the campus and,
uncertain whether anybody would
remember him, has been thus
warmly received and then ushered
in to see the president and the
dean, or taken down to the coffee
shop to meet whoever· of his former
teachers might happen to be there.
It is such a background that will
convert the cold statistics of the
archives in to a warm and living
soul, so to speak, of the College.

John Kieffer
Dean 196 2-68

�July 1972

The time has come to let Miriam
Strange emerge from the obscurity
she has chosen to dwell in, to show
her true stature, to make manifest

what has for so long been her selfconcealed charm. For all things
high and precious it is not easy to
find the proper words. It is not
easy, therefore, to find the words
to describe Miriam Strange and the
influence she exerted. There has
been no other person at St. John's
who has worked with such zeal,
such devotion, such

conscientious~

ness for the good of the College.
Miriam Strange's work has been
going on for almost forty-five years.
In all these years she was always
fully aware of what was happening
at St. John's, what was helping to
reach the College's educational goal
and what was detracting from it.
Her opinions, rarely uttered, but
often enough noticed by those with
whom she worked, subtly
influenced the decisions that had to
be made. Scott Buchanan - to
mention the man insolubly linked
to the College's destiny - must
have known that better than anyone else.

What has been and is always
most amazing is Miriam Strange's

unique. memory. She remembers
everything that the College must
know and has been told about
every student: age, looks, place of
birth, home of parents, what the
student is doing after departing
from St. John's, whatever has been
said about the student by tutors or
relatives or outsiders, what the
student's successes or failures were.
All the past of the College's life is
Miriam
horizon.

Strange's

ever-present

Her silent role at graduation
exercises vividly symbolizes both

her modesty and her indispensability.
Miriam Strange has now assumed
a new position, that of College
Archivist and Alumni Secretary, for
which she is singularly well predisposed because of her intimate
knowledge of the College's history
and because the alumni, their
interests and capabilities, their

ART GALLERY FEATURES
SCHOLDER RETROSPECTIVE
AND EXHIBITION OF
STUDENT-FACULTY WORK

Spring shows at the St. John's
Gallery in Santa Fe included the
first retrospective exhibition of the
work of Fritz Scholder and the
second annual student-faculty
exhibition.
experiences an~ their desires, are
Mr. Scholder, one of the most
more familiar to her than to popular and controversial contemanybody else.
porary American Indian artists,
displayed paintings, drawings and
June 30, 1972
Jacob Klein
prints from his personal collection
Dean 1949-58
in April. At the same time his work
was featured in a special show at
the Smithsonian Institution, and a
book of his paintings, Scholder/fndians, had just been published by
LIBRARY BENEFIT ENTERS
Northland Press. The studentFOURTH YEAR
faculty show winners included:
The Book and Author Lun- Marilyn Henderson, thread arts
cheons, sponsored by the Library division; Jim Nelson, potteryAssociates of St. John's College in sculpture; Alice Ericsson, paintingSanta Fe, have entered their fourth drawing; and J. R.· Thompson,
year. They provide interesting photography.
noontime programs for local
citizens and extra funds for the
College's library. Speakers at the
14th and 15th luncheons in April
and May included James P.
Shannon, former vice president of
TRIAL BY JOHNNY-THE 1972
St. John's in Santa Fe and now a
ANNAPOLIS SENIOR PRANK
law school student; Nancy Wilson
The Senior Prank-a traditional
Ross, author of The World of Zen
and Three Ways of Asian Wzsdom; St. John's Rite of May-usually
Bill Barker, Denver writer and tele- measures up to the expected crivision personality; gothic writer teria: joyous, clever, inexpensive,
Phyllis Whitney; cultural anthropol- and a complete surprise to the rest
ogist Edward T. Hall; and poet of the College. Pranks of years past
have occasionally invaded normal
Drummond Hadley.
tutorial or lab times, but never
Richard Martin Stem, chairman
of the Library Associates, is master before had a prank displaced the
of ceremonies for the successful hallowed hours of a seminar night.
On the afternoon of Thursday,
programs held at Santa Fe's famous
La Fonda hotel. Another series is May 18, and during dinner, some
students noticed a general absence
planned for the fall.

17

�The College
of seniors on campus. More definite Jimmy Burress, and Nancy Willis
suspicions were aroused shortly had the roles of 1st, 2nd, and 3rd
before seminar time when certain Tutors, Dana Netherton played
seniors were observed descending Mortimer Adler, and Tod Donahue
on ropes from second-floor seminar the 1st Midshipman. The remaining
rooms. Everyone discovered that seniors sang in the choruses of
the seminar room doors all over Amorous Midshipmen and Johnny
campus had been firmly sealed Women.
The most astonishing part of the
from the inside. A notice outside
each door announced that a senior whole production was the seniors'
oral examination of Michael Green success in bringing it to perfection
would be held that evening in the in total secrecy. They wrote the
libretto, built the set, and. rehearsed
Auditorium.
The "oral examination" turned this "Dramatic Cantata in One Act"
out to be Trial by Johnny, an without divulging a single word of
adaptation of the similarly titled what they were doing.
The libretto of Trial by Johnny
Gilbert and Sullivan opus. The role
of Michael Green was sung by and Seminar of the Air (a Real
Harold Koenig, while the real Olympic spoof of the forthcoming
Michael Green played the portrait television seminars) was subseof King William. (The set, it should quently printed by The Collegian,
be explained, was a replica of the the students' weekly newspaper.
King William Room.) Christel Copies, while they last, may be
Stevens played Miss Barbara obtained by sending $1.00 to The
Leonard, Grant Wiggins the part of Co'llegian, St. John's College,
Dean Goldwin, Randy Campbell, Annapolis, Maryland 21404.

Craig C. /£lzey

18

PLAN UNDER STUDY FOR
REGIONAL ALUMNI ASSOCIATIONS

St. John's College needs a structure of alumni groups that would
serve the mutual interests of its
widely scattered alumni from its
two remotely separated campuses.
One suggestion is to create
regional alumni associations (clubs,
chapters) wherever a sufficient
number of interested alumni could
be brought together. Each of these
groups would have the responsibilities and powers now exercised by
the St. John's College Alumni
Association, which serves so well
the Annapolis area: to solicit
members, collect dues elect
'
officers and directors, determine
organization budgets, plan programs for the support of the
College's educational mission, and
nominate Alumni Members for
election to the Board of Visitors
and Governors.
An Alumni Council composed of
representatives from each of the
regional associations could provide
the overall coordination when
needed. The College, of course,
would furnish administrative and
mechanical assistance to each
association in much the same way
as it now does for the Annapolis
group.
President Richard D. Weigle and
Provost Paul Newland would welcome suggestions on how to
accomplish thl' general objective: to
strengthen the impact of St.John's
College in various centers across the
country by the creation of mutually supportive and equal centers of
alumni activity.
At left, Thomas Ascik, author and
conductor of uTrial by johnny", receives
his diploma.

�July 1972

jACOBSEN HONORED

Tutor and Director of Athletics
Bryce D. Jacobsen '42 this spring
was given recognition on the tenth
anniversary of the current intramural athletic program.
Inspired by a student petition,
the Board of Visitors and Governors, in an appropriate resolution,
commended Mr. Jacobsen for the
program which he devised, and for

man Brooks Robinson and first
baseman John (Boog) Powell.
Tickets for the occasion were
presented to Mr. Jacobsen in a
surprise ceremony at the last softball game of the year. Miss Barbara
Leonard, representing Provost Paul
D. Newland, made the presentation.

HOMECOMING 1972

James Grady

the leadership which he has displayed in administering it.
As an additional honor, Mr.
Jacobsen, his wife, and their two
grandsons were the guests of the
student body at a Baltimore Oriole
home baseball game. While there
they met both All-Star third base-

October 13-14, 1972, will be the
time for reunions for all decade
classes: 1912, 1922, 1932, 1942,
1952, 1962, as well as the Silver
Anniversary class, 1947, and the
five-years class, 1967. That will also
be the time of Homecoming in
Annapolis.
And if you want to stay in town
on F'riday or Saturday night, make
your hotel or motel reservations
NOW; there is to be a large yacht
show in Annapolis that week-end,
and rooms will be at a premium.
The Alumni Office will be glad to
help if you act quickly; we cannot
guarantee miracles if you wait until
September.

NOTICE

Nominations for the 1972
Alumni Award of Merit are now
in order, Alumni Association
president William R. Tilles has
announced. All nominations
should reach the Alumni Office
in Annapolis before September
6th, and should contain sufficient biographical data to
substantiate the nomination.

The Award, up to three of
which may be given each year, is
made at the discretion of the
Ass o dation directors to an
alumnus for "distinguished and
meritorious service to the United
States or to his native state or to
St. John's College, or for outstanding achievement m his
chosen field."

CLASS NOTES
1921
LtGen Milton G. Baker, retired from
his position as Superintendent of the
Valley Forge Military Academy and
Junior College, continues as President of
the Board and of the Foundation.
1929
On April 1st john W. Boucher ("Long
John" of lacrosse fame) retired from his
position as regional manager for the
Pepsi-Cola Company in Birmingham, Ala.
in a recent visit to the Annapolis campus,
he revealed his plans to renew his teaching credentials in preparation for entering
secondary school teaching.
Dr. Eugene N. Cozzolino was elected
to membership on the Board of Visitors
and Governors of the College, for a
three~year term which began in May. He
is one of six members elected by the
Alumni of the College. Gene and his wife
Barbara, parents of Robert G. Cozzolino
'63,Iive in Woodbridge, Conn.
William A. Gross, Jr. brought more
than 40 years of Federal service to a close
when he retired in February. At that time
he was chief of the Automotive Division
of the Materiel Testing Directorate,
Aberdeen Proving Ground, Md. Bill spent
his entire career at Aberdeen, starting as a
laboratory assistant and gaining national
recognition for his work in automotive
testing.
1937
One of the by~products of the Annual
Giving Campaign is the information we
receive from class ·captains about their
classmates. A c~se in point is a letter from
Asbury Lee III, sent along by Marcus·
Smith. Asbury is president of the Clearfield Bank and Trust ·Company, Clearfield, Pa. He and his wife, the former
Sally Hoffman, have six- children and six
grandchildren. (For classmates, Sally was
the girl Asbury was 'courting' while he
was at St. JOhn's.) We were pleased to
note that, although Asbury graduated
from the University of Pennsylvania, he
really feels much closer-to St. John's.
1941
Another alumnus elected to the Board
of Visitors and Governors this spring was
Victor G. Bloede, III, chairman of Benton
and Bowles, ·a New York advertising
agency. Vic was vice president and copy
chief of French and Preston of New York
before joining Benton and Bo~les in
1950.

19

�The College

1943
The old Oconomowoc flash, A. Scott
Abbott, has embarked on a new career.
Since late last year Scott and his wife
Kate have been living in Mt. Edgecumbe,
Alaska, where he is teaching high school
for the Bureau of Indian Affairs. He
writes that his students are wonderful,
although teaching is different from what
he did at college level. The Abbotts are
enjoying their proximity to Sitka, apparently quite a cultural center, where many
people remember Michael Ossorgin with
great fondness.
1950
On April 6th John L. Willz"ams and his
wife, India, held a reception at their
home in Kentfield, Ca., for President and
Mrs. Weigle. Alumni in attendance were
Stephen W. Cantor '63, Edward B.
Cochran '44, Sanford Feman '64,
Stephen Fineberg '64, Mr. &amp; Mrs. Bruce
F. Glaspell S72, Mr. &amp; Mrs. Philip Holt
'69, Kieran C. Manjarrez 868, J. Morrow
and Carol (Dimit) Otis '63-'64, Mr. &amp;
Mrs. Pasquale L. Patillo '56, Mr. &amp; Mrs.
Robert N. Sperber '50, Mr. &amp; Mrs.
Michael V. Trownsell '60. Also present
and honoring the Weigles were Mr. &amp; Mrs.
Chapman Burk, Dr. F. M. Hinkhouse,
Alan Fox, Susie Weigel, and Mr. &amp; Mrs.
James C. Mackey, parents of Susan ].
Mackey '72.
1954
Last winter Bernard E. Jacob became a
member of the law firm of Fried, Frank,
Harris, Shriver, and Jacobson of New
York.
1955

James W. Stone reports that he received a Ph.D. degree in linguistics last
fall from the University of California at
Berkeley. He still supervises the teaching
of South Asian languages at the Foreign
Service Institute of the State Department.
1958

Thomas S. Yoon is serving as a- special
assistant to the Speaker of the Korea
National Assembly on Parliamentary
Affairs. For some time, Tom has lectured
in philosophy at the Far Eastern Division
of the University of Maryland. For classmates, Tom's address is #106-13 Hoekidong, Dongdai mun-Ku, Seoul, Korea.
1961

Harrison Sheppard writes that he is
now living in the Seattle area (Vason,
Wash.) where he is Assistant Regional

20

Director of the Federal Trade Commission's Northwestern Regional Office.
Stephen Morrow is taking a year's leave
of absence from United Press International in order "to learn a modem
language or two."
Under the head of 'sloppy reporting' in
the April issue, we attributed a number of
things to David P. Rosenfield which are
incorrect. Item: the young lady with
Dave last fall was not his wife; he is
"happily unmarried." Item: the correct
name of his other alma mater is the
Wheaton School of Commerce and
Accounts. Our apologies for our errors.
Meanwhile, Dave suffered a heart attack
in .December, and was (April) in the ''late
stages of recuperation." We wish him
well.
1962
A good letter from Edward C. Green
tells us that he is working in Baltimore as
a psychiatric social worker in the Cherry
Hill office of the Inner City Community
Mental Health Program. Pali is currently
housewife-motheri~g Sanya, 9, Lianne, 8,
and Nona, 3, but Ned thinks she looks
forward to further education, perhaps in
psychology. They both hope to see lots
of '62-ers at their tenth reunion at Homecoming.
1963
Our former managing editor, Mary
Felter, called our attention to the catalog
of the Catonsville (Md.) Community
College, wherein Alan Dorfman is listed
as an assistant professor-. of mathematics.
A:p.other lawyer is working his way up
in the legal world: J. Morrow Otis on
January 1st became a member of the firm
of Cotton, Seligman and Ray in San
Francisco.
Jed R. Stampleman and his wife Suzel
are the proud parents of a son, Luc
Jeffrey, born last November.

1964

Peter H. Crippen (see- April issue) is in
Nigeria; with his wife and son, as an
employee of the U.S. Public Health
Service, working with USAID on mass
immunization programs and infectious
disease surveillance. Peter covers the three
eastern cities of Nigeria, working out of
Enugu.
Jere my Leven and his wife Linda
became the parents of Zachary John on
March 16th, which happens to be the
birthday of daughter Zoe. Jeremy works
for John Bremer (MA '58), academic
dean of Newton College, where Jeremy is
an assistant professor of education in the

Institute of Open Education.
Pierre de Ia R. du Prey and his wife,
julia (Busser) '66, stopped in the Alumni
Office for a short but delightful visit this
spring. He is teaching art history at
Queens College, Kingston, Ontario{ Julia
is studying voice.
Also in Canada, but a distance from
the du Preys, is David E. Rasmussen.
Dave, his wife Tamara, and son Aran, live
in Meat Cove on Cape Breton Island,
Nova Scotia. He is teaching school there,
and writes that he lacks only completion
of his dissertation for an Ed.D. degree
from Harvard Graduate School of
Education.
1966

Ian M. Harris, whom some remember
as hobbling through his commencement
exercise on crutches, has been teaching
science at an alternative high school in
Philadelphia, the School for Human
Services. In April he passed his doctoral
comprehensive examinations at Temple
University, and plans an early start on his
dissertation. He will work this summer
under a grant from the Philadelphia
School District, developing an urban high
school curriculum entitled "Science for
Survival."
Christopher Hodgkin has taken a position as business manager of the Oakwood
School, Poughkeepsie, N. Y.
Somewhat late, because we were late
finding out about it, we annonnce the
wedding, in Great Hall on February 2nd,
of Susan Kennedy and Alan Hile, Jr., a
graduate of the University of Virginia.
The Rev. J. Winfree Smith, also a grad~
uate of 'The University', officiated at the
ceremony.
1967
A very newsy letter from Helen
(Hobart) Feeley brings us up to date on
her activities since graduatiOn: she taught
school in San Francisco for a year, then
spent 2% years hitch-hiking around the
world. In Hong Kong she met her English
husband, and they were married in March
of 1971. She spent three months in
Greece, a "devastating six months in
India and Ceylon", then taught English in
Japan for three months. Helen points out
that this latter activity is a good opportunity for St. Johnnies. In England for at
least another four years, she and her
husband are doing academic work, he
toward a B.Ed. degree, she in social work.
In this day of non-involvement, it is
rare indeed when a private citizen is
willing to help maintain law and order.

�July 1972

Last winter, in downtown Annapolis,
Robert A. Heini'ger witnessed a' pursesnatching, and pursued and apprehended
the suspect. The Annapolis City Council
recognized Bob's action with a certificate
of merit. Our admiration, and congratulations, to you, Bob.
Nancy (Zi'mmerman} and Gregory
Scott asked that we let their friends know
of the death, of serum hepititis, of their
eight-month-old son, Albert Jolyon, last
August. When Nancy wrote in April, she
was expecting another child the following
month. We join the Scott's many friends
in both sympathy and wishes for great
joy.
1968

Bettina Briggs (SF), last reported in
these pages a year ago when she graduated in law from Boston University,
passed her Massachusetts Bar examination
during the winter.
Linda Jean Farrell (SF) writes that she
is now married to John Sanders, and is
living in Gainesville, Fla. She received a
B.A. degree in psychology last August.
She, John, and their daughter Charlotte
"live out in the woods and try to do as
much exploring of all sorts" as they can.
Thomas G. Keens (SF), in his senior
year at the University of California, San
Diego~ School of Medicine, has been
involved in emphysema and chronic
bronchitis research for the past two-andone-half years. In April Tom presented a
well-received paper on his research at the
national meeting of the American Federation of Clinical Research. He has also
served as a member of the San Diego and
Imperial Counties Board of Directors of
the National Tuberculosis and Respiratory Disease Association.
David I. Moss (SF), about whom we

wrote in the April1970 issue, now works
for Key-Rec in Dayton, Ohio, where he is
also continuing his studies in conceptual
design. The April issue of the National
Jewish Monthly featured David's work
designing and painting ketubot - handpainted marriage contracts - for his
friends, and for friends of friends.
1969
Also from Ian Hap-is, we learn that
Linda {Torcaso) Bernstein has finished
law school at the University of Pennsylvania, while husband Mark has completed
his second year. Mark's major achievement, Ian writes, has been in his work for
Senator McGovern in the Philadelphia
area.
Maya Hasegawa has been working as a
temporary office worker in Richmond,
Va., and has also been working for
Senator McGovern. She was elected a
delegate to the Virginia State Democratic
Convention. In September Maya will join
the first class of the new Antioch Law
School in Washington, D. C. She also
writes that sister Kimi '7 3 is in Tokyo
studying Japanese and the Japanese flute.
Mi'chael J. Hodgett (SF) recCived the
Bronze Star medal while serving as a
security clerk with the U . .S. Army
Medical Command in· Vietnam this past
spring. He has since been discharged, and
is employed at a bank in Santa Fe.
1970
SP/4 David D. Cici'a, a graduate of the
National Defense fustitute in Monterey,
Ca., as a- specialist in Russian language, is
now st~tioned in Germany. We are grateful to his father for this information.
Jeffrey D. Friedman is working toward
an M.A. degree in the Philosophy Depart-

ment of The Hebrew University, Jerusalem. In his spare time he is studying the
Talmud with Harry Sinoff '74.Jeff hopes
to see Steve and Nancy {Goldwin) Harvey
'70-'68 in Israel this summer. Jeff is very
anxious to enter into a discussion, with
anyone, of the relation between Jewish
and Western thought, especially regarding
liberal education. (A third St. John's in_
Israel?)
1971

Maya Narayan Contractor (SF) and
Jonathan L. Brewer (SF) were married
last March at Shree Gurudev Ashram,
Ganesch Puri, in fudia, in a traditional
Hindu ceremony. After a brief honeymoon, the Brewers were to go to
Thailand, where Jonathan is to teach
English and English literature at Phet
Buri, near Bangkok.
As a brief follow-up to our April report
of the planned wedding of Jane Sarah
Goldwin to Donald K. Bandler: the
wedding took place on March 24th in the
Paris suburb of St. Maur. The Handlers
had the distinction of being the first
Americans to be married in that town.
Bonni'e Louise Gage (SF) is now a staf{
assistant at The White House; perhaps this
balances out all the McGovern workers
mentioned earlier.
1972
Information from his mother reveals
that summer graduate David H. Carey will
be studying at the Gregorian University in
Rome until1975.
Christine (Ferrarini} Constantz"ne has
been appointed to the newly-created
position of Development litem on the
Annapolis campus. fu this job Chris will
help with almost all phases of the work of
the Development Office.

In Memoriam
1906 -Elmer G. Parsly, New York,
N.Y., March 12,1972.
1907 - Charles E. Tilghman, Salisbury, Md., May 23,1972.
1909 - Christian F. W. Dammeyer,
Annapolis, Md.,June 6,1972.
1910 - Isaac B. Jones, Washington,
D. C., January 1972.
1911 - Henry L. Johnson, Cambridge, Md., March 19, 1972.

1913 - Edgar A. Jones, Princess
Anne, Md., May 1, 1972.
1918
W. Duncan Deringer,
Chestertown, Md., April9, 1972.
1919- Herbert E. Fankhanel, Baltimore, Md., April21, 1972.
~920 - Garland G. Brown, M.D.,
Ch1cago, ill., December 29, 1971.
1928 - Col. Charles D. Wiegand,
Fort Collins, Col., March 7, 1972.

1929 - Hyman Schiff, M.D., Balti·
more, Md., April 26, 1972.
1931 · H. H. MacDonald, Oakland,
Cal., April12, 1972.
1931
Leonard H. McGiincy,
Bridgeport, N.J., January 1972.
1934 - Edmnnd P. Wells, Augusta,
Me., May 21, 1972.
1972 - Mordecai Gist Welling, Jr.,
Annapolis, Md.,Jnne 28, 1972.

�Craig C. Elzey

Recessional closing the 1972 Commencement at Annapolis. The Tutors
moving toward the camera are, from left, Mr. Klein, Mr. Smith, Miss
Fletcher, Mr. Bart, Mr. McGrath, Mr. Thoms, Mr. Sparrow, and Mr.
Allanbrook.

The College
St. John's College
Annapolis, Maryland 2l 404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

October 1972

�THE COLLEGE
Vol. XXIV

October, 1972

No. 3

Editor: Robert Louis Spaeth
Alumn.i Editor: Thomas Panan, Jr.
Design: John Randolph Campbell
Production: J effrey Sinks

The College is published by the Development Office
of St.John's College in Annapolis, Maryland. Richard
D. Weigle, President. Paul D. Newland, Provost.
Editorial Board: Christine Constantine, Russell E .
Leavenworth, Paul D . Newland, Barbara Oosterhout,
Robert Spaeth, Deborah Traynor, Malcolm Wyatt.
Published (our times a year in January , April, July,
and October. Second class postage paid at Annapolis,
Mary land, and at other mailing offices.

1n the October Issue
Cover: President Stringfellow Barr and Dean Scott
Buchanan on the steps of McDowell Hall. Photo (c.
1940), courtesy of Mr. Winfree Smith.
The New Program at St.John's College
by Scott Buchanan

l

The Report of the President . . . . . . . . . . . . . . . . .

8

An Interview with Barbara Leonard ........... 21

�The New Program
at St.John's College
by Scott Buchanan
The prospectus of the New Program reprinted here is
the earliest version to be publicly drculated. Written
in July of 1937, it was inserted in the current
Bulletins that were mailed out pending the issuance
of a new catalog.
The Airns of L£beral Education
Two or three generations ago, when the aims of
liberal education were still adequately implemented
in curricula which had the sanction of both learned
and popular opinion, it would have been unnecessary
to discuss the aims in a college catalogue. Statements
concerning aims would have appeared, and did appear, in the orig.inal charter of the college.
Whereas, Institutions for the liberal education of
youth in the principles of virtue, knowledge and
useful literature are of the highest benefit to society, in order to t rain up and perpe tuate, a succession of able and honest men for discharging the
various offices and duties of life, both civil and
religious, with usefulness and repu tation, and such
institutions of learning have accordingly been
promoted and encouraged by the wisest and best
best regulated States: Be it enacted, etc .
This is the elegant style and certain manner of
founders of St. John's College in 1784, as it was for
the founders of King William's School in 1696. They
could b e thus brief and concise, and their words
stood safe and secure in the steady faith they and
their readers had in the nature of things and of man.
We begin with a looser style and an uncertain
manner, and i t takes many more words to come to
the point. In order to state our purpose we start with
words from a writer, a scientific writer, of the nineteenth century: Education is the adaptation of the
human animal to his environment. We note the play
of the child and the restless activity of the adolescent
in o rder to discern the thread that we wish to follow
on to the end. Somewhere along this thread we must
pass fro m the merely physical aspects of the environ·
ment to the living aspects, and finally to those things
that minister to intellect and spirit. In the process of

adaptation play and activity must make their contribution to work and thought. Human animals must
feed themselves, sense the world they live in, and
move about; in these things they are like other
animals. But they must also imagine, speculate, and
practice the ar ts. These involve man the rational
animal.
We in this country have of necessity been concerned
chiefly with our competence and adaptation in the
useful arts, and in this we do not necessarily go astray. It is by taking the useful arts seriously that we
discover the liberal arts. In the pursuit of our vital
ends we find that imagination, scientific reason, speculation, and observation play an indispensable part,
but we also increasingly realize these are special
activities with special ends that must be pursued for
their own sakes if our more immediate ends are to be
gained. There must be appreciation, understanding,
and knowledge of the truth even for the sake of our
everyday needs. Recent crucial even ts make it
unnecessary to argue this point.
The arts of appreciating, understanding, and
knowing the truth are the liberal arts, and they set
their own ends. They are the arts of the freeman who
sets his own immediate ends in the light of the more
general good. It is only by the practice of the liberal
arts t hat the human animal becomes a free man. It is
only by discipline in these arts that spiritual, moral,
and civil liberties can be achieved and preserved. It is
in such obvious propositions as these that the
founding fathers of 1784 and 1789 gave reasons for
the instit utions that they set up. It is embarrassing to
admit that they are not always familiar and obvious
to us.
It will be an important part of the instructio n at S t.
J o hn's College to keep this part of our past alive in
the minds of the students, but it is even more importarlt that we implement the ends which the propositions celebrate and seek the virtues which t hey die-

�The College
tate. mtimately the ends of liberal eduction are the
intellectual virtues, the development of the capacities
from which they come, and the integration of the
characters to which they contribute.

Tradition
The most powerful controlling factor in any human
environment is tradition, and any system of educa·
tion that tries to ignore or escape the tradition within
which it operates is bound to fail and destroy itself.
The latent dangers in traditio ns become actual only
when thev are ignored and evaded. Conscious sup·
pression or artificial construction of traditions leads
only to cultura l monstrosity. Eternal vigilance within
a tradition is the price of liberty.
But there are many traditions : local traditions,
family traditions, even personal day-to-day traditions;
professional traditions, scientific and literary traditions, political traditions like monarchy and democracy. These provide the mediums in which the
individual lives and moves, moral supports for his
purposes, and ways for his imagination and thought
to travel. Fallen into decay and disrepute tradition
reaches out a dead hand and stops the individual in
his tracks. Traditions live in individual minds and
spirits; individuals find their vital fulfillments in (jving
traditions.
It is the purpose of the new program at St. John's
College to recover the great liberal tradition of
Europe and America, which for a period of two
thousand years has kept watch over and guided all the
other Occidental traditions. All liberal colleges o ught
to be devoted servants of this great tradition, and this
is the secret of their tenacious attempts to discharge
their functions against many odds.
The tangible and eminently available embodiments
and tools of this great tradition are the classics and
the liberal arts.

The Classics
For a long period of European history the ancient
languages and mathematics provided the educational
mediums of this tradition. They were called the
classics. In the last generation it has been known that
they were no longer effective carriers. Our educational system has responded by dropping them. But
we have not been successful in fmding the proper
substitutes, tangible, available, movable objects whose
obvious properties will enable teachers to move, lead,
and disCipline students in the liberal arts. Failure at
this point is fundamental failure, and compensations
in other directions no matter how good in themselves,
no matter how various and interesting they may
prove to be to the mass of students, are unfaithful to
the imperative need of genuine liberal education.
The first step in correction and recovery is
admission of failure, and the second step must be
research in the literal sense of retracing the steps in
the tradition back to the point where the thread was

2

lost. We, the members of the present administration
and staff of St. John's College, have been engaged in
this research for the last decade. By fo llowing the
traces we have found the steps in the great books of
the European intellectual tradition. They not only
throw light o n what has happened to the liberal
heritage, but they are themselves the mediums in
which it can be revived and carried on in the liberal
college. [n short the great books of European thought
are the classics, and in this sense liberal education
should still be classical.
It may be well in this place to state the criteria of a
classic, the standards by which a given book can be
judged to be or not to be a classic. To begin with the
apparently trivial, a great book is one that has been
read by the largest number of persons. To followers
of the publishers' announcements of best sellers this
criterion may seem unworthy. Over the entire period
of E Luopean history, Plato, Euclid, the Bible, and
Shakespeare are the best examples ; barring historical
accidents such as the burning of the library at
Alexandria, the judgment stands. The second
criterion is also apparently numerical: a great book
has the largest number of possible interpretations.
This does not mean that the book must be con·
fusi ngly ambiguous; it rather refers to the
inexhaustibility of its significance, each interpretation
possessing a clarity and force that will allow other
interpretations to stand by its side without confusion.
Dante's Divine Comedy and Newton's Principia are
the te!Ung examJ?Ies under this standard. The third
criterion is more Important and harder to determine:
a great book should raise the persistent unanswerable
questions about the great themes in European
thought. Questions concerning number and
measurement, matter and form, ultimate substance,
tragedy, and God open up mysteries for the human
mind. These questions are met and evaded regularly
by self styled practical men. Faced and explored they
induce, balance, and maintain the intellectual virtues,
and on their constant cultivation hang the issues of
orthodoxy, heresy, and freedom which are always
with us. The fourth criterion is that a great book
must be a work of fine art; it must have an immediate
intelligibility and style which will excite and discipline the ordinary mind by its form alone. Fifthly, a
great book must be a masterpiece of the liberal arts.
Its author must be a master of the arts o f thought and
imagination whose work has been fai thful to the ends
of these arts, the understanding and exposition of the
truth. These five are the tests which a book must pass
if it is to belong to any contemporary list o f the
classics.
But such a list makes a chronological series with an
order that imposes additional powers on each book.
Each book was written after and in the light of previous books; each book was written before other
books which it has influenced. Eacl1 master 'las stood
on the shoulders of another master and has had later

�October 1972
masters as his students. These innucnces, which are
historically vague in some cases, arc impressive in the
books themselves. r.ach is so mething more than itself
in its organic place in the series, and this has many
implications. One cannot internally understand a
given book un til he has read its predecessors and also
its successors. I t turns out that the best commentary
on a great book is another great book. Books now
unintelligible to both professor and student become
approachable and conquerable if the proper path
through other books is followed. Finally the educative value and power o f any given book increases at a
very high ratio as othe r books arc read. This is an
overwhelming answer to inevitab.lc doubts whether
the modern college student has capacities equal to the
tas k of reading which the St. J o hn's program sets. I t
is also intern al evidence from the books themselves
that they are the best instrumen ts of education.
Second-rate textbooks in special subject- matters do
not belong to t he classics; they are the best examples
we can find of books that are detached from the
tradition and therefore doomed to early death.
Several models and a great deal o f teaching and
reading have gone into the compilatio n of the list.

There is the experience with the American Expeditionary Force Uni versity at Baune at the end of the
War, the re is the expenence with ho nors courses at
Columbia University during the twenties, t here is the
experience wit h adult reading courses in connection
with the People 's Institute and the New Yo rk Public
Libraries, there is the experience with undergradua tes, graduates, and high school students at the
University of Chicago, there is the experience with
Litterae Humaniores at Oxford, there is experience in
the Benedictine monasteries fro m the sixth century
o n. But the best model that we have is the Bible, a
series of books so selected and ordered that they have
become the Scriptures of the whole race . This is the
most read book in our list, and its inspiration has
spread backward and forward through all the classics.
I t should be added that any limited list of the
classics must always remain open to revision. There is
no better way of revisi ng it than its continuous use in
teaching in a college. The "best hundred books" is a
variable for collecting the values that satisfy its
criteria. That is the minimum way of describing the
scholarly task that is laid on the teaching fa culty.

A LIST Of GREAT BOOKS TN CHRONOLOGICAL OROER
Homer: Iliad and Od yssey
Aeschylus: Oresteia
Herodotus: History
Sophocles: Oedipus Rex
Hippocrates: Sclcttions
Euripides: Medea and £/ectrtJ
Thucydides: History of the Peloponnesitln Wan
Old Testament
Aristophanes: Frogs, Clouds, Birds
AristaJ'chus: On the Distance of tlul Sun and Moon
Aristoxenus: Harmony
Pbto: Mcno, Republic, Sopilist
Aristotle: Organon and Poetics
ATchimedes: Works
Euclid: Elements
ApoUonius: Conics
Lucian: True History
Plutarch: Lives
Lucretius: On the Nature of Thi&gt;ags
Nicomacbus: Introduction to Arithmetic
Ptolemy: Almagest
Virgil: Aeneid
S trabo: Geography
{,ivy: History of Rom a
Cicero: DeO[ficiis
lloraa:: Ars Poctica
Ovid: Metamorphoses
Quintilian: Institutes
Marcus Aurelius: To Himself
New Testament
Galen: On the Natural Faculties
Plotinus: Enneads
Augustine: De Mvsica and De Magistro
Song of Ro/ond.
Volstmga Saga
Bonaventura: Ott the R eduction.
of the Arts to '11wology
11)0 11'\as: Su.mm(l Th eolo&amp;ricn
Roger Bacon: Opus Maius

Chaucer: Canterbury Tale.r
Leonardo: Note-books
Erasmus: CoUoquies
Rabelais: Gargantua
Copemkus: De Revo114tionibus
Machiavelli: The Prince
llarvey: On the Motion of the Hearl
Gilbert: On the Magnet
Kepler: Epitome of Astronomy
Calilco: Two New Sciences
Descartes: Geometry
Francis Bacon : Novum Organum
Hobbes~ Leviathan
Montaignc: Essays
Cervantes: Don Quixote
Shakespeare: Hamlet, King Lear
Calllin: hutitutes
Gr o t ius: The Low of ll'a r and Peace
Corndlle: Le Cid
Racin.:: Piledre
Molkn:: Tartuffe
Spino-.a: Ethics
Milton: Parad£&lt;e Lost
L&lt;:ibniz: Mathematical Papers
Newton: Principia
lklyle: Skeptical Chymist
Montesquieu: 1he Spirit of the Lows
Swirt : Gulliver's Travels
Locke: Es.say Concerning flu mma Undemanding
Voltrure: Candide
Fielding: Tom ]OIU!s
Ro usseau : Social Contract
Adam Smith: Wealth of Nations
Hume: 1)-eatise of flumon Nllture
Gibbon: Decline and Fall of th e Roman E mpire
Constitution of the United Sta tes
l'"cdcralist Papers
~\n t: Cri~ique of Pr
trc Reason
Goethe: Faust

Hegel: Science of Lol(ic
Schorcnhaurr: 11tc World IJJ WiU and ld~t1
Coleridge: Biographia Literaria
Bentham: Prineip les of Momls mad of Legislation
Mal thus: Esmy on the Principles of Population
Mill : Systc1ta of Logic
Marx : Capital
Balzac: Pere Gon·ot
Thackeray: llenry Esmond
Dickens: David Copperfield
Flaubert: Madame Bovary
Dostocvski; en·me and Pun.islnuont
Tohtoi: 111m- and Peace
Zola: E"perimental Novel
lb:scn: A Doll's House
Dalton: A New System of Chemical Pllilosophy
Oirrord: The Common Sense of the Exact Sciences
Fourier: Mathematical A&gt;llllym of lleat
Faraday : Experimental Researches into Ekctricity
Pcaoock : Algebra
Lobachcvslti: Theory of Parallels
Darwin: Origin of Species
Mendel: Papers
Bemar&lt;l : Introduction to E!!tpt'Tim&lt;'tltal Medicine
Galton: EtllJ"iries into the Htmum Mind and its Faculties
J oule : Scientific Papers
Gauss: Mathematical Papers
Galois: Mathe matical Papers
Book: laws of Thought
llamilton: Q!;tJtemions
Riemann: The Hypotheses of Geometry
Cantor: Transfinite Numbers
Virchow: CeUu/ar Pathology
Poincare: Science and Hy p otl·esir
Hilbert: Foundations of Geometry
james: Principles of Psychology
Freud : Pt~pers on Hystena
Russell &amp; Whitehead: Principill Mallaematica
Veblen &amp; Young: Projective Geometry

3

�The books on this list for t he most part have
recently been republished in cheap editions. The cost
to the student during the four years' course will with
a few exceptions come within the customary sum
paid for textbooks. In special cases, for instance
Euclid's Elements in Heath's translation, the College
will arrange a subsidy. It is therefore feasible to make
and remake such a list and to prescribe it as required
reading of all students at St. J o hn's who enter the
new program of study.

The Liberal Arts
There are two ways of explaining the function of the
liberal arts in a liberal college. The simpler way is to
describe the mechanics of instmction. That will appear in what follows. But first it will be well to make
clear what the basic distinctions were before the
modern chaos buried t hem under the materials of
instruction. In general t he liberal arts are the three
R's, reading, writing, and reckoning. So they still
appear in our primary schools; it is their integrity and
power that still lure us back to the little red school
houses where our fathers and grandfathers studied
and practised them. Before the nineteenth century
they had a higher place and a more elaborate development which gave biith to and nurtured t he aiTay of
subject-matters in the modern university. For fifteen
hundred years they were called the Seven Liberal
Arts, and before that, they were called the Encyclopedia, the " circle for the training of boys." There is a
continuous tradition of these as there is of the books,
and the two traditions are one in the end. Their
formal and operating techniques arc more difficult to
recover than their products in the great books, but
the recovery has proved possible and also illuminating
for the practical problems of instruction that the
books raise.
The dearest historic pattern of the liberal arts for
the modern mind is, curiously enough, to be found in
the thirteenth century. At the Lime of Dante's Divine
Comedy and St. Thomas's Summa Theologies, they
were listed as follows:
Trivium

Quadrivium

Grammar
Rhetoric
Logic

Arithmetic
Geometry
Music
Astronomy

With the medieval emphasis on the rational activities
of man and the central position of the speculative
sciences of theology and philosophy interest cen tered
on the last m·t in each column , and the other arts
were subordinate and auxiliary to them. The master
of arts in the t hirteenth century would most likely
write his books on logic and metaphysics or in music
and astronomy. Other ages made different emphases.
The renaissance found rhetoric, geometry, a11d music

4

(measurement) most productive and illuminating with
the other arts subsidiary. The Romm1s went farthest
in rhetoric, as one might expect from noting their
legal activities. The Alexandrians gave h ighest honors
to the grammarian scholar and the arithmetician and
geometer, with considerable consequent attention in
experimental science. The Athenian Greeks agreed
with the thirteenth century in their ordering of the
arts. It seems that we in our political preoccupation
and economic energy, coupled with experimental
science, are primarily concerned with rhetoric and
music, the Pythagorean name for mathematical
physics.

The order and the shifts in order that this indicates
reflect the shifts of attention and emphasis in the
great books, and these in tum may be said to reflect
the spirit of the ages in which they were written.
These observations can be turned to account in the
manner of teaching which we propose to follow . The
entire period with the books and the patterns or the
arts can be recapitulated in the four-year college
course, the yearly divisions falling respectively at the
end of the Alexandrian period, at the end of the
middle ages, and in tl1e middle of the eighteenth
century, and ending with contemporary writers. The
schedule can be seen in the following scheme:

�October 1972
Schedule of Readings by Years
Languages and Literature

Liberal Arts

Mathc matks and Sdencc

First l"ear
Homer
Hero dotus
Thucydidcs
Aeschylus
Sophocles
Euripides
Aristophanes
Lucian
Old Testament

Plato
Aristotle
HipPQcrates
Galen

Euc~d

Nicomacbus
Aristarchus
ApoUonius
Ptolemy
Archimedes
Aristoxcnus

Second Year
Virgil

Lucretius

Strabo
Leonardo

Horace

Aurc~us

Ovid
Livy

Cicero
Plot in us
Augustine
Bonaventura
Thomas
Roger Bacon

Copernicus

Ca lvin
Spinoza

Kepler
Harvey
Cilbert
Newton
Leibniz
Boyle

New Testament
Quinrilian

Dante
Volsunga Saga
Song of Roland
Chauc&lt;:r

Calilco
Descartes

Third Year
Cervantes

Shakes1&gt;eare
Milton
Rabelais
Corneille
Racine
Moliere
Erasmus

Francis Bacon
llobbcs
Locke

Humc

Montaignc

Montcsquicu
Crotius

Fourth Year
Gibbon
Voltaire
Swift
Rousseau
American Constitution
f'cd("r.llist Papers
Adam Smith
Malthus

Man&lt;
Fielding
Balzac
f'laubert
Thackeray
Dickens
Ibsen
Dostocvski
Tolstoi

Kant
Schopcnhaucr
Hegel
Goethe
Bentham
Mill
James
Freud

Peacock
Boolc
Fourier

Lavoisier

Dalton
Hamilton

Ostwald
Maxwell
Faraday
Joule
Danvin

Virchow
Bernard
Calton
Mendel
Clifford
Cantor
Riemann
Lobachevski

Hilbert
Poincare

Gauss
Galois
Russell &amp; Whitehead
Veblen &amp; Young

This scheme correlates the books with th e appro·
priate contemporaneous ordering of the li beral arts,
and provides the basic pattern of instruction so t hat it
will be most effective and economical. The two
outside columns give the divisions of the books that
are primarily literary and linguistic in medium and
s tyle and those that arc mathe matical and scientific in
these respects. The middle column gives the tests that
expound the distinctions and o rdering principles of
the arlS of reading, understanding, and criticism that
will most efficiently exploit the contents of the
boo ks. Along with these we propose to run laboratories of three kinds throughout the course, one to
study the devices of measurement and instrumen ts of
precision, another to repeat the crucial and canonical
experiments in the history of science, and still another for the focusing and concentrating of t he
devices of a ll the sciences upon such contemporary
problems as the nature of the cell, the chemical,
physical, and biological balances in the blood, and the
basic problems in embryology. These experiments are
the non-bookish classics that the modern laboratory
has produced, and the consequent disciplines will be
provtded for the liberal training of the student. I t is a
fact of modern times that it is ch iefly by experimentation that the classics and the libera l ar ts are kept
alive.
The li beral arts are chiefly concerned with the
na ture o f the symbols, written, spoken, and const ructed, in terms of which we rational animals find
our way around in t he material and cultural world in
which we live. Symbols have practical aspects, as in
rhetoric and industry, which must be understood and
distinguished from their theo retical uses and significances in science and literature. Again there are concrete data and artificial products that must be distin~ished [rom the abstract principles and ideas
wh1ch gove rn them. There arc many connections that
these aspects have \'\lith one another, and it is the
business of the liberal artist to see those apart and put
them together. Success in this constitutes intellectual
and moral health. Failure is stupid ity, intellectual and
mora l decay, ru1d slavery, to escape which the
foundjn~ fathers set up institutions of liberal education. It IS reassuring to know that they had more than
pious hopes in their minds when they made charters
for St. J ohn's College and its sister institutions.
Ma chinery of lustruction
For students who choose to enter this program of
study this year, 1937, there will be a staff of instructjon consisting of men who have come to St. John's
from the University of Chicago, the University of
Virginia, Columbia University, and Oxford. Ideall y
these me n should be equally well trained in each
&lt;L~pcct of the progra m, have read all the books in the
list, a nd mas tered all the arts. Actu&lt;tlly the members
of the staff have been educated during the period of
academic specialization, and they therefore are

5

�The College
specialists who have re-educated themselves in varying
degrees. T ogether their specialties cover the range of
the books and the arts, and stud ents will achieve
balanced training through a scheme of combination
and rotation for teaching techniques; the same will be
true for persons in charge. Such a scheme is dictated
by the books and the liberal arts.
The teaching devices in the scheme arc four: l} reading and discussion of the books in seminars; 2} formal
lectures on special topics in the liberal arts; 3} tutorials; 4 ) laboratories.
Seminars. Meetings of these seminars will occur
twice a week with any additional meetings that
special circumstances or difficul ties may indicate.
There wiJI be two instructors in charge, and the
instruction will make use of a wide range of devices
from explication de texte to analysis of intellectual
content and the dialectical treatment of critical
opinion.
Formal Lectures. T he liberal arts o pera te in the light
of principles which constitute the liberal sciences.
These sciences will be progressively expounded in
formal lectures by various members of t he staff as the
course proceeds. They will be expository and critical
also of themes that arise in the reading of the books.
There will be at least two formal lectures a week.
Tutorials. There will be three kinds of tutorial
instruction for small groups or individuals in original
languages, in mathemat ics, and in writing.
The study of an original htnguage will be initiated in
an intensive manner during a period of six o r eight
weeks a t the beginning of each year. The books will
be read in English transla tion, but their proper interpre tation is most rapid and efficient when they are
studied as translations. This requires only a part of
the knowledge commonly demanded now in language
courses, a knowledge that is rapidly and easily acquired by the study and analysis of texts selected
from the books on the list. T his training will serve
two pw·poses in the course, first as it contributes to a
knowledge of universal or general grammar as we shall
study that in the liberal arts, and as a cumulative skilJ
in the genuine reading of any text including those in
English. Greek will be thus studied in the first year,
Latin t he second, and French and German in the
third and fourth . I t should be noted that these correspond wi t h the original languages of t11e texts in those
years.
T he second kind of tutorial will be ordered to the
elementary study of the mathematical books. Modem
stude nts, more because of the dive rsity in previous
trainings rather than because o f any ge nuine d ifferences in native endo wments, vary a great d eal in their
mathematical abiljties. The mathematical tutorials
will be organized and taught o n the basis of diagnoses
of individual cases with the aim o f leading each
student into vita l inte llectual relations wit11 the mathematical texts. This task will be facilitated by the

6

mathematical laboratory for t hose whose d ifficulties
lie on the operational level.
The third kind of tutorial is concerned with training
in wri ti ng. Selected texts will be memorized, imitated
in style, translated, and criticized. The aim here will
triple: to induce active participation in the tho ught of
the great au thors, to increase the original literary
ability of the student, and to enco urage them in
original literary creation. There are plans for a magazine o f commentary and criticism to which students,
teachers, and friends of the St. J ohn's program may
contribute. This will be closely connected with the
writing tutorials and will be under studen t editorship.
Laboratories. There will be three kinds of labora·
tories: one in mathematics and measure ment; one in
e xperimentation; and one in the combination of
scienti fie findings.
The mathematical laboratory will be equipped with
t he basic instrumen ts of measw·ement in all the
sciences. Here students learn the mathematical principles that have been embodied in the instrumen ts,
learn to operate them, and thus become familiar with
the operational aspects of both mathematics and the
natural sciences. T hey will also acquire the "feel" of
elementary la borato1y techniques for all the sciences.
The second kind of Ia bora tory will allow s tudents to
repeat the crucial and canonical expet;ments in
historic and contemporary science. T here are classics
in e mpirical science, experiments which once un·
covered principles and laid t he foundation for whole
fields of investigation. Some of these go back to the
lever and the balance, some of them, like Gal.ilco's
experiments wi th t he inclined plane founded classical
mechanics, others like Millika.n's measurement of the
force o n the electron have set the themes for contemporary science. Students will study these scientific classics.
At t he end of the course there will be a labo ratory
for combining scien tific findings in order to investigate concrete problems of central importance. The
best prob lems come fro m t.he medical scie nces,
problems of the cell, problems of blood balances,
p roblems of embryology. They will be in c harge of a
member of the staff who is acquainted with medical
sc ience.
These laboratories will provide a pro per pre-professional scientific training, will illustrate the liberal arts
in their liveliest contemporary practices, and will
focus the past on the present for the who le course.
The mathematical laboratory will carry the student
through the first year, the experimental laboratory
through Lhe second and third years, and the combina·
torial labo ratory the last year.
Schedule
A given week will contain a maximum o r approximately seventeen hours of actual classroom and laborato ry work. T his will be divided as follows:

�October 1972

Seminars
Lectures
Tutorials
Language (for 6 weeks)
Mathematics
Writing
Labo ratory
Total

4 hours
2 hours
3 hours
3 hours
2 hours
2Y2 hours
16% hours

St udents entering St. J ohn's College in Septem ber,
19 3 7, will be personally advised concerning t he
opportunities for their education tha t this course
offers, and will be invited to enter it. Old students
who wish to make a new start may also choose to
enter it. It can no t be taken in part as substitute for
one, two, or three years that they still have to com·
plete in the old curriculum. This rule a lso applies to
students transferring from other institutions.

Degree Requirem ents
Actually this total will vary between fo urteen and
seventeen hours with an average of hours for the
week equal to the customary requirements of liberal
colleges in this country.
Admission to tlu:s course
On account of the great vanat10n in preparatory
training for college students, no preparation is
assumed for this course beyond a minimum of read·
ing, writing, and arithmetic; eventually there will be a
formulation of this minimum requirement. At the
start and for some time in the futu.re we shall apply
the usual set of requirements for admission to St.
J ohn's College, with special consideration for candi·
dates of outstanding ability whose previous records
may no t conform to the stated re~:,TJ.ilat ions. This
co urse is no t designed for any special type of student,
either better or worse than t he average. It has rigors
to meet t he abilities of the best students, and it has
excellences and aids for t he conventionally judged
mediocre or even poor student who also should have
the best e ducational material and teaching attention.
The course is a single all required course, and can not
be taken in part. It has within it so many degrees of
freedom not frequently offered at present that no
apology is needed for a formalism that is only
apparent.

Satisfactory work in this course for four years will
be accepted as fulfillment of the req uirements for a
Bachelor of Arts degree. There will be the usual
semester examinations, either oral or written o r both.
There will be a final comprehensive examination, oral
and written, a t the end of the four years.
Specifica.Uy, t he requirements are as follows :
Knowledge of the contents of the required books
of the course.
Competence in the liberal arts.
A reading knowledge in at least two foreign
languages.
Competence in mathematics thro ugh e lementary
calculus.
Three hundred hours of laboratory science.
These requirements more than meet t he demands of
graduate schools in this country, whether medical,
legal, theological, scientific, business, or in schools of
the arts and sciences. There is enough freedom in the
course for the individual studen t to mee t any special
requirements t hat his choice of career and graduate
study may dictate.
Despite daily assertio ns to the contrary, t here is no
educational device for assuring wordly success to the
student. It is more important to cultivate the ratio nal
human powers of the individual so that armed with
the intellectual and moral virtues he may hope to
meet and withstand the vicissitudes of outrageous
fortune .

7

�The Report of the Preside· t
n
All:

Hark, the tower bell is sounding;
Hearts with hope and fear arc bounding,
Anxious voices are resounding
As we congregate.
Soon the tutors and the Dean
Will examine Michael Green.
Now his future is unseen,
Will he graduate?

1971

1972

Miss With pride we come here to extol
Leonard: This College and its noble goal,
Which is, of course, the truth.
For we are liberal artists all,
Our speech is dialectical,
We swoon before the truth.
Chorus: Our speech is dialeclical.
We swoon before the truth.
Middies: T heir speech is dialectical.
They swoon before the truth.

So began Trial by johnny a musical parody on
Gilbert and Sullivan's Trial by Jury which the Senior
Class in Annapolis wrote and produced as its "senior
prank" in May. Under the baton o f Thomas Ascik,
'72, "Sovereign and Conductor" according to the
program, the seniors amused and delighted t he entire
college community, which had earlier been locked
out of the seminar rooms in McDowell Hall. Two
choruses, composed of "a motley collection of
Johnny women" and "amorous midshipmen", responded to the lyrics of the principals. Especially
uproarious was the deus ex machina appearance of a
senior impersonating Mortimer Adler with his
Syntopicon. To Sir Arthur Sullivan's music he sang in
five notable verses his autobiography. As he said, "I'll
tell you how I came to be a sage."
This performance was indicative of the excellent
morale which seemed to pervade the Annapolis
student body. Dean Robert Goldwin reported that
"the senior prank was so good-natured , so original,
and so tasteful that there was a visible lifting of spirits
for everyone. " Other events which followed - Reality
Weekend, the Senior Dinner, and Commencement were equally auspicious and enjoyable. Both Paul
Newland, the Provost, and the Dean, in commenting
upon this happy state of affairs, noted that special
attention will need to be paid to the matter of
student morale in the forth-coming academic year
because of the high enrollment. Ways must be found
to alleviate the strain that is always characteristic of

8

study at St. John's, for such te nsion will be
heightened by crowding in class and elsewhere on
campus.
Pleasantly enough , the problem of numbers will be
one of the pressing problems on the Annapolis
campus this fall . A fter years of struggling with insufficient enrollmen ts and with a high rate of attriti.o n,
the College now confronts a record number of 370
students. The Provost and the Dean are gratified that
larger numbers of students arc con tinuing at St.
J ohn 's and that there have been waiting lists for the
rising sophomore and senior classes since May. 1 agree
with the Dean when he writes that "the College
should face these new problems with a glad heart."
The Santa Fe campus has not yet been confro n ted
with the problem of numbers. Dean William A.
Darkey reports a good year from t he standpo int of
instruction, although the retention ra te of freshman
students left something to be desired.
It seems fruitless to speculate on the possible
causes of attrition. The Annapolis campus suffered
from this malady for years. It was on ly in the 1960's
when capacity freshman classes were recruited and
when total emollment fi nally passed the 300 figure
that real improvement began. I remain optimistic that
a similar effect will be seen on t he Santa Fe campus.
This o f course will not occur automatically. Full
freshman classes of qualified students must be sough t.
As a step in this direction the Santa Fe campus will
adlJlit its first January class of twenty freshme n this
year. Greater numbers of students mean more variety
in the composition of seminars and tutorials over the
fo ur years, wider choice of social contacts, and larger
poten tia l constituencies for sports and o ther extracurricular activities--hence a healthier total college
situation.

�Oc tober 1972
Instruction
There were no major changes in the instru ctional
program of the Co llege. Dean Go ldwin regretted that
insufficient p rogress had been made to carry out the
recommendatio n in the Dean's Statement of Edu ca·
tional Policy and J&gt;rogram o f 19 71 that ways and
means be found to reduce the wo rk in the curric u·
lum. At the j oint meeting of the Instructio n
Co mmitlee, he ld in Annapolis in February , a pilot
graduate preceptorial on the Santa Fe campus was
approved, revisio n o f the Graduate Institute cun;cu·
lum in Po litics and Socie ty was decided upon, and
two papers o n the language program, one by Dean
Darkcy and the o the r by Edward Sparro w, were
considered . Further ~t te nti on to the language
program remains a matter of high priority for the
coming year.
Under the capable leadership of the Provost,
reorganization o f duties was undertaken in the Dean's
o ffice in Annapo lis, so that Mr. Goldwin can devote a
greater proportion of his time to instructional matters
in the future. A number o f admin istrative and clerical
functions were reassigned to other ofCices. Further·
more , a n Advisory Committee o n ew Appointments
was created to conduct preliminary correspondence,
screening, and interviewing of faculty applicants. This
committee, composed o f former members o f the
Instruction Committee, will free the time o f the
current Instruction Committee to consider instructional proposals. The Instruction Committee will still
retain fu ll responsibility for all final appointments, as
stipulated in the Po lity, and will also d eliberate all
no n-tenure reappointmenlS and tenure appointments
o n the Faculty.
This year marked the termination of the so-called
transfer program, whereby students entering St.
J ohn's after o ne or more years at another college
might earn the B. A. d egree in three years and one
summer session . Last year Annapolis conducted this
program for five summer seniors and Santa Fe for
eleven. This past summer the figures were ten and
three respectivclr. Both years the program operated
at some rinanc ia loss. The conclusion to be drawn is
tha t this truncated program, originally conceived as a
means of stimulating enrollment, cannot attract a
large enough number o f students to justify either its
cost or the e xpenditure of tuto rs' time and energy.
Th e Tutors
Unfort unately, the College lost ano ther of its

retired senior tu tors during the year. Mrs. l ola Riess
Scofield, widow of Ri chard Scofield, died on March
27, 1972. Sf1e was the second wo man tutor to be
appointed to the College following t he introduction
of co-education in the earl y 1950's. A tutor o f keen
sensitivity and insights, Mrs. Scofield was dedicated
to teaching and to her students . She had retired in
19 68 after sixteen years of d evoted service to the
Co llege.

New tutors appointed for 1972-3 on the Annapolis
campus are: Burton Blistein, who holds the A.B. and
M.A. degree from the Universi ty of Chicago, taught
for eight years at Shimer College, and will no w
become currently Tutor and Ar tist-in-Residence;
Cecil H. Fox, who earned the B.S . and M.S. degrees
from T rinity University, the Ph.D. degree fro m Clark
University, and the Fil.Lic. from Lund University in
Sweden; Leon Kass, who has both an M.D. from the
University of Chicago Medical School and a Ph.D.
from Harvard University and who is this year a
Guggenheim Fellow; 13ro ther Ro bert Smith, who was
for many years head o f the lntegrated Program of St.
Mary's Co llege in Cal ifo rnia and has ta ught before
both on the Annapolis campus and in the Graduate
Institute a t Santa f e; David E. Starr, who graduated
from Gordon College and then received the M.A. an.d
Ph.D. d egrees from 13osto n University; a nd RobertS.
Zelenka, a graduate o f Ri ce University, who was
awarded the M.A. degree by the j ohns Hopkins
University and the Ph.D. degree by the University o f
Maryland. William De Hart and E.rrol Pomerance
completed their appointments and left the Co llege,
while Robert Sacks, who spen t the year in J enasalem
o n sabbatical leave, has decided to move west to t he
Santa Fe Faculty . Laurence Berns, J oseph P. Cohen,
and Ro bert B. Willia mson return from sabbatical
leave, as Ro bert S. Bart, J o hn Sarkissian, David H.
Stephenson, and J ames M. T o lbert begin their sabba·
ticals. Gisela Berns resumes teaching following leave,
while Alvin Main will be absen t on leave during the
fust semester. The Annapolis Facul ty will number 5 3
for the year commencing this September.
On the Santa Fe Campus there were five new
appo intmen ts: Alfred J. DeGrazia III , who has the
B.A. de~,'ree fro m Swarthmore College and the M.A.
from Howard University; Norman S . Grabo, who
holds both the M.A. and Ph.D. from the University of
California at Los Angeles and who taught for five
years at Michigan State University and then for nine
years was Pro fesso r o f English at the University
Californ ia in Berkeley; Philip LeCuyer, a graduate of
the Colorado Co Uege who earned a B.A. at Merton
College, Oxford University, as a Rhodes Scholar and
has been a tutor in the Institute o f Social Research
and Develo pment at the University o f New Mexico
while working to ward a docto rate in Biology; Mary I.
Robinson, a graduate of the University of Chicago,
who is a Ph.D. candidate in bioche mistry at the
Universi ty o f Arizona; and Alfreda L. Verratti, who
graduated from St. J o hn 's College in 1966, became a
Ph.D. candidate at Washingto n Unjvcrsity in philosop hy, and taught at Webste r CoJ/cgc. Last year's report
omitted one late appointment, tha t of Allan
Pearson, whose B.A. was earned at Boston College
and A.l\1. at Boston Universit y in German language
and lj terature and who taugh t for five years at the
University of California at Riverside. 1\lrs. T oni Drew
completed two years as a Teaching Intern and has
now received a regu lar tutor's appo imment. Paul D.

9

�The College
Mannick will continue fo r a third and final year as a
Teaching i ntern, while Pat rick Hanson, a June gradu·
ate, has been appoiJHed as Teaching Intern wi_th
responsibility for organizing and maintaining equipment in the physics and chemistry laboratories.
Tutors returning from sabbatical leave are Robert
M. Bunker, David C. Jones, and Robert D. Sacks,
while Mic hael Ossorgin and J ohn S. Steadman will
take sabbtical leave during 1972-73 . Ellio tt T .
Skinner will be on leave during the first semester to
comple te his doctoral dissertation. Unhappily for the
College, Don B. Cook, a tenured Tutor, decided to
resign from the Faculty in o rder to try p reparatory
sch~o l teaching. Dennis V. Higgins and Henry N.
Larom left the Co llege at the e nd o f the acad emic
year, since they did not receive ten ure appointments.
Aaron Kirsc hbaum resigned in order to undertake the
study of law. The Santa Fe Faculty will number 39
for t he year commencing this September.

Th e Students
On J une 4, 1972, the College awarded 28 Bachelor
o f Arts degrees on t he Santa Fe campus, o ne magna
cum laude and three cum laude. One week later the
College awarded 39 Bachelor of Arts degrees to
seniors on t he Annapolis campus, ~ three of the m
magna cum laude and nine of the m cum laude. Erro l
Po merance was awarded the degree of Master of Arts.
At t he end of the summer Bachelor of Arts degrees
were awa:rded to seven seniors in Annapolis and two
seniors in Santa Fe. By happenstance the latter two
were both women. They therefore constitute the
smallest St. J ohn's class on record and the o nly
exclusively female class to graduate from the College.
Two graduating seniors received Watson T raveling
Fellowships, Christel M. Stevens at Annapolis and
J o nathan Krane at Santa Fe.
Enrollment figures for the beginning and the end
of the academic year were as fo llows :
Women

Men
Sept.

June

Sept.

June

71

62

54

Febmary Class
Sophomores
59
J uniors
46
Seniors
26
Graduate Students
I
Totals
203

II
55
44

Annapolis

Total
Sept.

June

56

125

39
39
19

9
33
37
20

98
85
45

118
20
88
81
47

200

151

155

354

355

34
32
26
17
109

58
37
22

46
28
19
12
105

107
81
47
27
262

81
59
45
29
214

Both Directors of Admissions, Michael Ham in his
first year on the Annapolis campus and Gerald Zollars
in his second year on the Santa Fe campus, did
exceJJent j obs in the recruitment of this fall's entering
classes. Comparative figures for 197-71 and 1971-72
follow:
Annapolis

Deposits Received
Enrolled
[nquirics
Visitors

3,612

277

Wi thdrawn

197 1-7 2
257
202

3,383

AppUcations
Accepted
Rej ected

1970·71
265
18 1
60
80
125
125

319

44

Santa Fe

1970·71
241
182
50

74
128
128

83

108
106
3,867
208

1971·72
256
175
60
81
108
108
5,118
174

Once again there was a wide geograp hical
distributio n of studen ts in the tw o entering classes.
St. J ohn's College continues to be national rather
than regional in its appeal to prospective students. (In
each case the first figure is for An napolis, lhe second
for Santa Fe).
I

4

Florida
Georgia

I

6

Arkansas
California
3
Colorado
Connecticut 6
Mhsouri

D.\..

2

Alabama
Alaska
Arizona

3

15
11

2

z

Neb,as)&lt;a
New Harnp.

Hawaii
illinois
2
Indiana 2
l owa
Rhode Is. Z

Kansas

2

Maine

2
0

2
2

Tennessee 2

New Jersey 9
New Mexico New York 21
Ohio
Oregon
Penna.
10

2
10
3
5

6

Texas
Vermont Virginia 14
Wash.
2
W.Va.
2
Wisconsin 2
Wyoming 1

2

Kentucky
Maryland
Massachusetts
Michigan
Minnesota
Austria

I

20
4
5

2
2

3

Car'lada

14

England
llongkong
Japan
S ingapore
Turkey
Totals

12 8 108

Th e Staff
Freshmen

27
I

I

I

Santa Fe

Freshn'ler
\

10

49

Sophomores
juniors
Scnion
Totals

44

25
16
134

11

128

The College suffered a real loss when J ulius
Rosenberg resigned as Director of Development i11
order to accept an important position in Baltimore.
!-Je had worked loyally and tirelessly for the College.
Fortunately, the Directors of the Alumni Associa tion
chose him to fill the unexpired term of Baker
Middelton on the Board of Visitors and G overnors.
Russell Leavenworth, of Fresno, Califo mia, was
appointed as Interim Director of Development in
J an-uary. He had been associated with the Provost and
wi th Mr. Rosenberg for the preceding year and a half.
T he Provost effected a number of organizational
changes in the offices o f the Dean , the Registrar, and
the Direc tor of Develo pment. Miss Miriam Strange,
the perennial Registrar of the College, was appointed

�October 1972
Co llege Archivist and Alu mni Secretary. i\lrs.
Margaret l.&lt;auck became the new Registrar. Within
weeks of her appointment, however, she had to
w1dergo a major opera tion from which she never
recovered. Her death is mourned by the entire college
communi ty. Mrs. Ch ristiana Whi te, who had moved
from the Oea1 's office to the Development Office,
1
was then appointed Acting Registrar.
Th01'n as Parran, Director o f Alumni Activities, was
given additional duties in programmed or d eferred
givi ng and certain o f his alumni duties were red istributed to o thers in the Development OHice. Mrs.
Christine Co nstan tine, '72, jo ined the Development
Office as an Intern. The major object ives in making
all o f these changes were to diminish the administrative work in the Dean 's o ffi ce, to increase the
capability and effe ctiveness o f the Development
Office, and to establish a new area of fund-rajsing in a
progra mmed giving o pera tion.

Mrs. Chn"stine Consta11tine
At its May meeting the Board institllled a pension
plan for staff members whereby those who had
completed at least fifteen years o f service and had
altamed the age of 65 while still in the College's
employ would be eligible to rece ive $7.50 per mo n th
per yedr of service, the total not to exceed a maximum of $250 per month. The surviving spouse
wo uld also be eligible to receive half of the pension
for a period of up to ten yea rs from the date of the

employee's d eath. T his plan applies primarily w o lder
staff members. Yo unger and newer members will have
available to them t he same retirement arrangements
as faculty members. The Board also voted to make
available to all staff members major medical insurance, decreasing li fe insurance, and disability
insurance, in addition to the hospital and medical
benefits a lready in effect. These provisions, which
apply to both campuses, constitute appropriate and
well-earned recogrutio n o f the fin e and dcdjcatcd
service of staff members to the College over many
years.
Th e Libraries
I n Nove mber the basement area o f t he new Tower
Build ing was read y to become an auxiliary library for
the Sa nta Fe campus. Mrs. Alice Whelan, the
Librarian, repo rts an amazingly smooth transfer of
three-quarters or the circ ula ting book collection, as
well as all records and tapes. The new facility is
serving the collc~c community well under the
immcdjate supervisio n of Mrs. Beth Floyd. T he major
acquisition proj ect of the year was an effort to bwld
up secondary sources re lating to classic Greek and
Roman authors. Once again the Library Associates
Committee, under the able chairmanship of Richard
Stem, made notable contributions to the Library,
largely thro ugh its successful Book and Author
Luncheons: The Art of Manl1ind ( 16 volumes), Henry
Fielding's complete works ( 16 volumes), Hegel's
Samtliche IVerke (26 volumes), Th e International
Encyclopedw of the Social Sciences ( 17 volumes),
Th e Medieval Scie11ce Series (1 4 volumes), Tudor
Church Music ( l l volumes), and a collection of
classic French drama, recorded by Lc Thea tre
Na_
tional Po pulaire and La Comedic Francaise.
Charlotte Fle tcher, t he Librarian on the Annapolis
campus, reports a new peak in service to students and
t u tors. The re was a rifty per cent increase in the
books borrowed by students during the year. This
reflects an impetus which began with t he beautiful
renovated building a nd with the improvement in the
book collectio n made possibk by T itle lJ gran ts.
Major purchases include the /&lt;."ncyclop edw Judaica, a
new 20-volume editio n o f Hegel in German, Wallis'
Opera Ma tlt errwtica , and a 17 68 edition or John
Locke in four vo lumes. Bo th li braries find that the
spiraling cost of new books res ults in a greatly
decreased purchasing po wer or the annual book
budgets. It seems clear that increased funds must be
made available in the future.

The Graduate Institute
The 1972 sessio n o f t he Graduate Institute
enro Ued 140 stude n ts. At the end o f the summer
eighteen received the Mas ter of Arts d egree, bringin~
the to tal number of Institute graduates to 75. During
the rruddle four weeks o f the session, sixteen
inner-city high school students from Albuquerque,

11

�The College
Baltimore, New York and Washin ~ton_ live~ . on
campus pursuing a program of stt~d•es m pol!t•cal
philosophy conducted by three Institute alumm and
two St. J ohn's College seniors. According to the
testimonials of most of these students, and the
judsments of the staff, t~ey wer~ enormously an_d
positively affected by the Ideal of m tellectual pursUit
to which they were exposed. It is our hope that as a
side-benefit from this program the College ~ill be
able to reach more capable Blacks and H1spanos
interested in enrolling as freshmen; at least three
members of this first group expressed such interest.

CarroU Barrister House immediately to the north. The
infirmary and a colJegc guest suite are located on the
first floor; the upper floor contains apartments for an
assistant dean and for the College Nurse. A construction contract was awarded to Stehle, Beans and Bean,
Inc., in December at a figure of $262,058. The new
structure is largely the gift of Mrs. J ohn T . Harrison
of Greens Farms, Connecticut, as a memorial to her
late husband, J ohn T. Harrison, '07, for many years a
member of the board of Visitors and Governors.

The Alumni

On December 4 , 197 1, a ribbon was cu t by Mr. and
Mrs. J ohn Murchison, of Dallas, Texas, officially
opening the new Tower Building at Santa Fe. Experience of the first ten months confirms the value of
having centralized all administrative o ffices and of
having freed from office use temporarily occupied
classroom and dormitory space. The cost of the
Tower Building, i11 cluding reserves for some furnishings still on order, was $582,932, all of which was
fully funded.

The Alumni Association completed another active
year under the presidency of William R. Tilles '59.
Homecoming was held in conjunction with the 275th
Anniversary celebration of the Co llege wi th a large
number o f alumni in attendance. At the dinner that
evening alumni Awards of Merit were made to
William B. Athey '32, Edward J . Dwyer '30, and Paul
Mellon x'44. Dr. Eugene N. Cozzolino, '29, and J ohn
D. Oostcrhoul, '51, were elected as Alumni representatives on the Board of Visitors and Governors for
three-year terms. As already noted, J ulius Rosenberg,
'38, was later chosen to fill the vacancy caused by the
resignation of J . S. Baker Middelton, ' 38, who retired
from business and moved to New Hampshire.
Under Mr. Middelto n's conscientious chairmanship,
an alumni committee gave consideration to the desirability of changing the name of the College so as to
avoid confusion with church-related institutions and
to re fl ect more accurately the College's program. A
survey was cond ucted which showed that a large
majority of alumni strongly favored continuing the
St. J ohn's name. Both F ac ulties similarly expressed
themselves. The Board voted at its May meeting to
abandon any though t of a possible name ch ange ..
Again this year alumni served the College m a
variety of ways. Counseling sessions with seniors were
held on graduate schools, Jaw schools, business and
government. Interviews with prospective students
were conducted in many parts of the country. In the
area of fund- raising a total of $44,840 was received
in ann ual giving, including a bequest of $12,000 fro m
the estate of the late Vincent W. McKay, x'46. The
su m of $306,890 was received from the estate of
Richard H. Elliott, '17, thus establishing the
permanent endowment for the Richard Hammond
Elliott Tutorship.

IIamson Health Center
Desi~ned by J ames Wood Burch and William H.
Kirby, J r., the new two·story Harrison Heal th Center
on the Annapolis campus will be completed in time
for the faU term. The building is in the shape of a
Greek cross; its configuration, its red brick walls, and
its slate roof blend harm oniously with the Charles

12

Tower Building

Holzman Music and Fine Arts Center
Ground was broken on August 23, 1972, for the
Holzman Music and Fine Arts Center, a wing of the
future library, to be located just south of the
Peterson Student Center on the Santa Fe campus.
Designed by William R. Buckley, the new structure
will contain two music seminar rooms, a music
library, and two practice rooms or offices on the first
floor; a large listening lounge, an office, and a fin e
arts studio on the second floor, and six pract ice
rooms, a ceramics studio and mechanical equipment
on the ground floor. The construction contract in the
amount of $374,500 was awarded to J ohn C. Cornell,
Jnc. of Clovis, New Mexico. Occupancy is planned for
the late spring. Principal donor of the building is J ac
Holzman, x'52, of New York City, a Visitor and
Governor of the College, who is m aking the gift in
memory of his grandparents. T he Kresge 'Foundation,
of Detroit, Michigan, has helpfully voted a grant of
$75,000 toward the cost of the building. A bequest
from the late Miss Flora Conrad of Srulta Fe, an
anonymous pledge from a Board member, and several
smaller gifts accoun t for the balan ce of the financing.

The Campuses
Under the guiding hand of Arthur Kungle, '67,
flower beds bloomed this year in many areas of the
Annapolis campus. Mr. Kungle's horticultural knowfcdge and enthusiasm attracted many students who
worked long hours planting and weeding. The campus
has never looked better, nor have studen ts ever taken
more in terest in its ap pearance. The Provost calls Mr.
Ku ngle's dedication and service invaluable and speaks
for the college community in expressing gratitude. At

�October 1972

1

the same time a tree conditioning program has been
undertaken and new trees have been planted to
replace those which had to be removed as potential
dangers to life and limb.
At Santa Fe the College was successful in preserving its clear and unobstructed vista to the north.
Upon earnest entreaty, the developer who proposed
to buy and seek rezoning for twelve acres of land
immediately adjacent to the campus withdrew the
option to buy and the request for rezoning. It is
hoped that friends will now purchase the property
and give it to the College. In March the residence of
the late Witter Bynner was deeded to the College.
Through the generosity of Mr. and Mrs. Dean Haggard
a loan has been advanced to recondition this property
and make it suitable as an off. campus residence for a
dozen students.

St. john 's Film
During the year the San.ta Fe campus commis·
sioned Mr. Carroll Williams to produce a short twelve·
minute color-sound film on the College. The film will
be ready for distribution this fall. It is expected to
help materially with the recruitment of students,
particularly since the Admissions Office plans activity
in the relatively new territory of the mid-West. The
film will be shown to teachers, counsellors, prospective students, and to alumni groups and prospective
donors as well. The seminar sequence in particular
seems to be well done.

Finances
In a year when many colleges and universities have
experienced severe financial difficulties St. John's
College on both its campuses fared surprisingly well.
The Annapolis campus closed the year with a small
deficit of $11,036, all of which was met from a
reserve fund. Expenditures amounted to $1,991,859,
exceeding the budget by $41,000. Total revenues
came to $1,980,823. Th.is surpassed expectations by
$30,000.
The Santa Fe Campus was even more fortunate,
since it completed the year with a modest surplus of
$3,346. Total revenues came to $1,783,916, as compared with expenditures and appropriations o{
$1,780,570. Savings of $75,978 were effected on the
budget which was adop ted a year ago. A considerable
part o f this was in financial aid to students. It is
college policy to ask sch.olarship students to use their
own funds during the first semester and to apply
grants during the second semester. This saving there·
fore resulted from scholarship students who left the
Co llege in the middle of the year and therefore did
not benefit fully from funds awarded to them.
As .Burchenal Ault, Vice President in Santa Fe,
correctly states, ru1 institution's budget is one of its
clearest statements of intention and its most pttrposeful and effective evaluations of priorities. The

budgets for the coming year are the largest in the
College's history, $2,192,508 on the Annapolis
campus and $1,949,080 on the Santa Fe campus. The
new faculty salary scale rangin&amp; from just under
$10,000 for a new tutor twenty-stx years of age to a
maximum of $19,500 represents a needed upward
adjustment in compensation. Furthermore, removal
of any limitat ion on the number of annual service
increments will do greater justice to the more senior
members of the Faculty. At the same time administrative salaries and expenses have been held to
previous levels as far as possible. Increased student
fees of $3,900 have been offset in part by major
increases in financial aid to undergraduates.
On J anuary 1, 1971 the College's investment portfolio was placed under the supervision of T. Rowe
Price and Associates, Inc., of Baltimore, Maryland. By
instruction of the Finance Committee the portfolio
was divided into two parts, one for growth and one
for income. As of J une 30, 1972, the endowment
principal totaled $9,676,130 in market value as
compared with a book value of $8,702,149. The
growth fund had a total accomplishment index of
147.3 with an annual yield of 1.7%; the income fund
a total accomplishment index of 111 with an annual
yield of 6.5%. The College continued to adhere to the
total yield concept drawing down 6% of the average
market value of the endowment fund over the past
three years. As of July l, 1972 the Santa Fe campus
placed $130,330 in the investment pool at a unit
value of $11.7399.

Public Relations
During the year an an hoc committee was
appointed to study the publication, The College.
Members were Russell Leavenworth, Director of
Development, Deborah Traynor, Robert L. Spaeth,
Edward M. Wyatt, Tutors, and Mrs. John Oosterhout,
'55, speaking for the alumni. As a result of the
com1mttee's study publication of The College became
an in-house operation upon an offset press purchased
by the College. Jeffrey Sinks, '73, is in charge of the
new facility which will be used by the Admissions
Office and other offices as well. The cost of pub·
lishing The College annually has been reduced from
$ 16,000 to $5,000 as a result of this change. Much of
the labor cost is expended for student aid. During the
year ahead the ad hoc committee will continue as a
permanent editorial committee. Mr. Spaeth succeeds
Mr. Wyatt as editor.
The Caritas Society and the Annapolis Friends of
St. J ohn's continued their activities on behalf of the
College. The Development Office provides coordination and clerical help to these organizations. The
most noteworthy event of the past year was an
ail-day symposium on "Women in Focus through the
'70's," conducted jointly by the Caritas Society and
the Annapolis Chap ter of the American Association
of University Women. The Key Memorial was filled

13

�The College
for the morning and afternoon sessions which featured such speakers as: De Barbette Blackington,
Director of the International institute for Women
Studies; J ane Howard, author and LIFE writer;
Barbara Mik ulski, Baltimore City Councilwoman;
Anais Nin, author of D£ar£es: and Marlo Thomas,
actress.
In Santa Fe the Boards of Associates from
Albuquerque, Los Alamos, and San ta Fe met periodically to gain new understandings about the College.
Under Mr. J\ult's leadership an Indian Table was
instituted whereby interested persons from outside
and within the College met monthly for dinner to
hear a speaker on L
ndian cuiLUre. A successio n of
interesting sho ws in the gallery o n the balcony of the
dining hall attracted much local interest_ Among
these were the work of Fritz Holder, a jo int exhibition by Peter Hurd and his wife, Henriette Wyeth
Hurd, Public Architecture in the Southwest by John
Gaw Meem, and the Lessing Rosenwald Collection of
15th and 16th century prints by Albrecht Durer, and
others on loan from the National Gallery of Art. The
College and Community Chamber Orchestra gave two
concerts, one conducted by Henry Schuman of 1 ew
York City, who spen t a week in residence on campus.
These activities and the regular Friday evening
lectures and concerts have won for the College a firm
place in the affections of the community.

275th Anniversary Fund
At the end of the first year i11 the three-year
Anniversary Fund campaign, the half-way point has
been reached. New girts and pledges received since
the drive opened J uly 1. 1971, have been less than
hoped for since they amounted to only $1,560,311.
The Annapolis campus sent out over a hundred
proposals to foundations with very little success.
Both campuses have been slow in organizational
efforts, but hopefully city solicitation committees
will begin active work this fa ll. Against its campaign
goal of $5,000,000, the Annapolis campus has now
raised $1,810,1 51; against its goal o r $10,000,000,
the Santa Fe campus has now raised $5,568,345 .

Gifts and Grants
During the year a total of $753,256 was received in
new gifts and pledge payments on the Annapolis
campus and $1,115,393 on the Santa Fe campus. The
two charts below show sources of these gifts and
grants and the purposes to which they were applied:

A nnapoli.s
Donors
Board
Faculty, Staff,
Students
National Committee
Alumni
Paren ts
Friends
Fo undations
Corporations
Government
Purposes
Unrestricted
Library
Scho larships
Graduate Institute
Special Projects
Endowment
Plant
Debt repayment

jeffrey Sinks {'73 ), Editor of the Collegian and
Manager of the St. John's Press.

10,277
3.604
394,732
3 ,095
34,264
106,850
26,934
173,500
$ 753,256

$ 205,155
150
2,665
19,598
352,259
173,429

s 753,256

Sante Fe

$

734,704

8,880
14,738
2,232
43,338
92,351
160,710
13,380
45,050
$ 1,115,393

$

620,982
6,584
48,109
104,670

74,948
155,100
105,000
$ 1,115,393

The College is deeply grateful to all of its alumni
and friends, to corporations and foundations, and to
faculty, staff and Board members, who by their gifts
and grants have demonstrated commitment to St.
John's College and confidence in the future of this
exemplar of the liberal arts upo n its two campuses.
Once again in the year ahead we will need to loo k to
these same friends - and to new ones - for something
over a million dollars, a quarter of the total to
balance the eastern budget ru1d three-quarters to
underwrite the western.

14

l

�October 1972

Television Seminars
Dean Go. dwin devoted considerable time during
l
the academic year to conducting a series of fifteen
one-hour television seminars. Three students partici·
pated regularly, Mrs. Christine Constantine, '72,
Michael Jordan, • 73, and Steven Sedlis, '73. J oAnn
Morse, '74 was an altern ate. For each seminar there
was an invited guest. For example, Alexander Bickel
of the Yale Law Schoo. participated in the seminar
!
on Plato's Crito; Robert Novak, the columnist, in the
seminar on Aristotle's Politics; Senator Charles
Mathias in the seminar on The Prince; Huw Wheldon
of the British Broadcasting Corporation in the
seminar on As You Lihe Tt; Senator Charles Percy in
the seminar on The Federalist No. 1 0; Admiral james
Calvert of the United States Naval Academy in the
seminar on Billy Budd; and Representative Abner
Mikva in the seminar o n the political thought of
Abraham Lincoln.
The project was financed by the Maryland Center
for Public Broadcasting with partial assistance
thro ugh a grant from the National Endowment for
the Humanities. The video tapings are to be shown
over educational television channels this fall and
winter. The Public Broadcasting Service Library has
accepted the entire series for national distribu tion.
The Dean says that in his opinion none of t he
programs disgrace the College and that some are
really excellent examples of good seminar discussion.
He notes that only time will tell whether the efforts
required to produce the seminars were justified.

The academic year that was concluded in June was
the thirty-fifth since inauguration of the present
curriculum at St. John's College. The fall of 1972 is a
far cry from that of 193 7 when less than sixty
freshmen enrolled on a bankrupt and dilapidated
campus in Annapolis. By contrast St. J o hn's College
today is a nourishing enterprise, which has expanded
to a second campus in the Southwest without sacri·
ficing the integrity of its educational program or the
sense of dose community which animates t he Col·
lege. From less than 150 students in 1937, enrollment
has grown to over 650, the Faculty from some
twenty to nearly a hL
mdred. Graduates of St. John's
are indeed fulfilling the goal of the 1784 Charter by
"discharging the various offices and duties of life,
both civil and religious, with usefulness and reputation,..." No longer can this college be termed an
experiment, as it was in the late thirties. The concept
an.d practice of liberal education at St.John's College
have earned for trus small but venerable institution a
respected place upon the American educational scene.

Richard D. Weigle
President
Santa Fe, New Mexico
September 1, 1972

15

[

�1/rl

0\

St. J ohn's College
Annapolis, Maryland
Comparative Balance Sheet, July 1, 1971 - June 30, 1972
ASSETS

LIABILTfiES AND FUND BALANCES

CURRENT FUNDS

1971

s 50,830

Unrestricted
Cash.
ln\'estrnrots ·At Cost
Account. Receh'llble
Due from St. John's College Santa Fe
Other Receivables
Dderred Expenses
Bookstore Inventory

1972

s 44 ,026

157
4,316
17,878
1,503
442
25,514
$100,640

Restricted
Cash
loans Receivable
Investments- At Cost

157
5,094
16,769
14,152
19,376
26,595
$126,169

$317,331
840
12,169
$330,340
S430,980

Total Current Funds
LOAN FUNDS
Cash
Student Loans Receivable
National Direct Studeut Loans

$

7,014
840
278,230
$286.084

5,893
2,031
146,290

s 13,011

$154,214

ENDOWMENT FUNDS
Cash
Friedland Student Loans
Faculty Home Loam
Santa Fe Campus Note
Other
Investment Cash Account
Investments - At Cost

5,680
6,759
141,221
1,375,625
$

225,992
6,578,456

$ 30,354
6,288
159,117
1,265,594
1,0 10
79,354
7,161,370

$8,335,474

s 8,703,097
$

~740

PLANT FUJ\'DS

Cash

Total Plan t Funds
Total Funds

64,363
375,677
5,194,327
394,220

325
79,158
375,677
5,373.537
394,221

6,028,587

$ 6,222,918

$ 14,949,255

$ 15,513,044

Investments ·At Cost
Land and Campus Improvement
Buildings
Equipment

-

s

Restricted
Fw1cl Balllnces
Due to Other Funds

s

19,478

$ 23,583
230
56,279
31,487
14,590
$126,169

44,249
2~,453

13,460
$ 100,640

s 329,843
497
s 330,340

s

$ 430,980

$ 412,253

IS7,~90

$ 159,191
15,585

$ 286,084

Total Current Funds
LOAN FUNDS
Federal Ad\'llnces for NOS Loans
Fund Balances

S

286,084

$174,776

731
161,034

$

Total Endowment Funds

Unrestricted
AccountS Payable
Due to Other Funds
Student Advance lkposits
Deferred Income
Reserve (or Future Operations

641 2,253

$

Total Loan Funds

CURRENT FUNDS

16,624
$ 154,214

s

ENDOWMENT FUNDS
Principal, Unrenricted as to Income
Principal, Restricted as to Income
Reservation of Profits- Sale of Securities
Unexpetldcd Income

$ 7,187,807
958,820
186,38 ]
2,466

s 7,530,05 7

Total Endowment FWJds

$ 8,335,4 74

$ 8,703,097

Total Loan Funds

PLA!-:T FUNDS
Due to Other Funds
Investment in Plant
Unexpended Plant Funds

$

1.917
!&gt;,964.224
62.446

Total Plant Funds

s

Total f'unds

$ 14,949,255

6,028,587

174,776

972,207
199,885
948

$

6,143,435
79,483

s

6,222,918

s 15,513,044

�IW

...:=,,

"'-

-~

St.John's College
Santa Fe, New Mexico
Comparative Balance Sheet, July 1, 1971 - June 30,1972
ASSETS

LIABfLITIES AND FUND BALANCES

CURRENT FUNDS

197 1

Unrestricted
Cash
Investments • At Cost
Accounts Receivable
Due from Other Funds
Prepaid Expenses
Bookstore Inventory

$

-

s

12,740
1,000
144,064
26,402

$169,125

s
s

s

$ 62,039

s

$ 207,125

$ 44,000
2,443
15,596

Total Endowment Funds

s 207,125

$210,910

ENDOWMENT FUNDS
Cash
Receivables
Investments - At Cost

$ 184,206

$210,910

Total Life Estate Funds

Total Funds

s 355,778

3,668
1,000
139,782
24,675

LIFE ESTATE FUNDS
Due from Other Funds

-..J

$ 42,122
174,388
$216,510

s

Total Loan Funds

....

-

$391,831

Total CuJTent Funds

Bond Sinking Fund Investments
Land and Campus Improvements
Buildings
Construction in Progress
Equipment and Furnishings
Library Books
Total Plant Funds

38,480
16,340
11 ,747

.51,072
21,629
s 139,268

$238,505
3,226
$241,731

LOAN FUNDS
Cash
United Student Aid Deposit
National Direct Student Loans
Other Student Loans

Investments

s

5,084

.59,718
34,956
27,236
23,106
$1.50,100

Restricted
Cash
Investments- At Cost

PLANT FUNDS
Cash

1972

$ 135,757

91,286
185,000
136,774
315,495
4,874,412
284,743
436,757
77,452
6,401,919
7,235,824

9,881

-

125,876

s

1,038
18.5,226
154,479
314,024
5,403,448

-

472,567
116,969
6,647,751

s
s 7,530,617

CURRENT FUNDS

1971

Unrestricted
Note Payable
Accounts Payable
Due to Annapolis Campus
Due to Other Funds
Deferred Income
Reserve for Future Operations

1972

s

s

Restricted
Fund Balances
Due to Other Funds

.s

10,000
15,984
16,769
19,631
75,987
897
$ 139,268

13,627
17,878
20,512
93,815
4,268
150,100

s 216,510

$ 222,740
18,99 1
$ 241 ,731
$ 391,831

Total Current Funds

-

$ 216,510
$ 355,778

LOAN FUNDS
Federal Advances for NDS Loans
College Loan Fund Balance
Due to Other Funds

$126,714
29,394
13,017

s 155,600

Total Loan Funds

$ 169,125

s 184,206

$ 210,910

$ 207,125

$210,910

$ 207 ,1 25

$ 62,039

$ 135,757

s

$ 135 ,757

LIFE ESTATE FUNDS
Liabilitv 10nder A!(!'Cements
To tal Life Estate Funds
ENDOWMENT FUNDS
Fund Balances
Total Endowment Funds
PLANT FUNDS
Note Payable
Loan Payable to t\nnapolis Campus
Dormitory Bon&lt;is • Series 1964
Series 1966
Due to Other Funds
Net Investment in Plant
Unexpended Plant Funds
Dormitory Bond Sinking Fund

28,606

-

62,039
$

$
1,375,625
838,000
855,000
199,399
2,722,836
274,285
136,i74

2,154
I, 265,594
824,000
840,000
187.494
3,187,766
186,264
154,479

Total Plant Funds

s

6,401,919

$

6,647,751

Total Funds

$ 7,235,824

$

7,530,617

�ST.JOHN'S COLLEGE
Annapolis. Maryland Santa Fe , New Mexico

CONDENSED STATEMENTS OF REVENUE AND EXPENDITURES
Fiscal Years Ended June 30, 1971 and 1972

ANNAPOLIS
1970·7 1
197 1·72

REVENUES
Educational and General
Tuition
Endowment Income
Gifts and Grants
Graduate Institute Gmnts
State of Maryland Grants
Student financial Aid
Miscellaneous
T otals

Auxiliary Enterprises
Bookstore
Dining Hall
Dorrnito ries
Totals
Total Revenues

s

784,578
418,754
186,190

$ 902,155
414,987
193,329

87,464
18,242
$ 1,495,228

SANTA FE
1970·71
1971·72

s 625,291
2,833
554.932
89,445

$640,126
!&gt;,122
673,744
90,!&gt;84

23,.5 00
87, 11 7
16,465
Sl,550,416

40,713
3 1,573
$1,344,787

45 ,324
34,890
$ 1,489,790

47 ,798
161,390
139,7 80
$ !118,968

48,486
166,03 1
128,773
$ 343,290

33,875
140,260
125,355
$ 299,490

36,147
137,163
120,8 16
$ 294,126

$1,844,196

$1 ,980,823

$1,644,277

$1,783,916

191,57 1
183 ,392
750,562

$ 28!1,220
145,130
817,361

$ 213,14·8
145,674
566,277
151,110
27,160
186.022
$1,289,391

EXPENDITURES
Educational and General
Administrative
General
Instruction
Graduate Institute
S tudent Activities
Opemtion &amp; Maintenance
Totals
Auxiliary Enteq&gt;rises
Book Store
Dining Hall
Dormitories (Debt SeMce)
Totals

15,391
332,652
$1,473,568

-

19,194
338,306
$1,608,211

$ 205,283
159,586
5 13,77 1
11 7,688
25,667
160,013
$1,182,008

s

46,127
150.259

$

49,550
148.950

$

$ 196,386

s

198,500

s

$ 174,242

s

185,148

s

174,242

s

185,148

s

$

~iiscellaneous

Student financial Aid
Federal Programs
Capital Appropriations
Totals
Total Expenditures
Exoess Revenue or
(Expenditures)

18

-

$

51,844,196

34,1 4 1
103,383
109,302
246,826

$

17 1,170
17,094
22,9 12
211.176

33,97!\
89,889
109,303
233,167

s

s

189,348
16,369
52,295
$ 258,0 12

$ 1,991,859

$1,640,010

$1,780,570

( $1 1,036)

$

$

4,267

3,346

�-1'---·ST. JOHN'S COLLEGE
Annapolis, Maryland
PERMANENT ENDOWMENT FUNDS,jWle 30, 1972
Gift
of Donor

TUTORSHIP ENDOWMENTS:
Richard Hammond Elliott, 1917
Andrew W. MeUoo
Addison E. Mullikin, 1895
Arthur de Talma Valk, 1906

1.0

-

$ 306,865

$

1,989,953
150,216
$2,447,034

2,679,846
500,000
150,000
$3,329,846

-

SCHOLARSHIP ENDOWMENTS:
Annapolis Self Help
15,000
$
George M. Austin, 1908
25,000
WalterS. Baird, 1930
5,000
Chicago Regional
3,070
Class of 1897
8,672
Class of 1898
87,933
Dr. Charles Cook
13,705
George E. Cunniff m, 1930
135
Faculty
32,463
john T. Harrison·, 1907
25,025
Hillh ouse High School, 1927
9,667
Richard H. Hodgson, 1906
150,250
Alfred and Ruth Houston, 1906
42,787
Houston Regional
500
Jesse H. Jones and Mary Gibbs jones
36,000
Robert E. and Margaret Larsh Jones, 1909 31,533
Arthur E. and Hilda Combs Landers, 1930
5,445
22,685
Massachusetts Regional
Philip A. Myers U, 1938
19,362
Oklahoma Regional
26,000
Thomas Parran, 1911
6,165
Pittsburgh Regional
560
Reader's Digest Foundation
12,500
Clifton A. Roeh1e
7,056
Murray J oe1 Rosenberg
3,356
Hazel Norris and J. Graham Shannahan 1908 3,664
Clarence Stryker
3,668
Friedrich]. Von Schwerdtncr
1,552
$ 598,753

-

A . W. Mellon
Foundation
Matching Gift

ALUMNI AND MEMORIAL ENDOWMENTS
Granville Q. Adams, 1929
$
1,100
6,125
Charles Edward Athey, 1931
William C. Baxter, 1923
25
Drew H. Beatty, 1903
600
Or. William Brewer, 1823
125
Frederick W. Brune, 1874
855
Benjamin Duvall Chambers, 1905
2,638
Henry M. Cooper, J r., 1934
1,000
Helen C. and George Davidson, Jr., 1916
21,025
Walter I. Dawkins, 1880
58,683
Robert F.Duer,Jr. 1921
3,365
Dr. Philip H. Edwards, 1898
1,135

$

15,000
25,000

Total Fund
Principal
$ 306,865
2,679,846
2,489,953
300,216
$5,776,880

s

3,070
-

135
2,359
20,025
7,367
150,250
2,500
500
36,000

-

22,685
9,000
26,000

-

-

560

-

-

3,413

$
$

323,864
-

$

-

-

-

s

200
125
507

1,000

-

335
985

30,000
50,000
5,000
6,140
8,672
87,933
13,705
270
34,822
45,050
17,034
300,500
45,287
1,000
72,000
31,533
5,445
45,370
28,362
52,000
6,165
1,120
12,500
7,056
3,356
3,664
7,081
1,552
922,61 7
1,100
6,125
25
800
250
1,362
2,638
2,000
21,025
58,683
3,700
2,120

joseph W. fastncr,Jr., 1960
2,000
AUen Lester fowler, 1915
500
Edna G. and Roscoe E. Grove, 1910
16,556
Charles W. Hass, 1927
40
Dr. Amos F. Hutchins, 1906
658
Clarence T.johnson, 1909
100
ClifJord L.johnson, 1911
100
He.len B. Jones and Robert O.jones,l916 18,357
jonathan D. Korshin, 1966
200
Oliver M. Korshin, 1963
200
5,140
Dr. W. Oscar LaMotte, 1902
23,223
John H. E. Legg, 1921
William Lentz, 1912
1,020
Leola B. and Thomas W. Ligon, 1916
5,000
Harrison McAlpine, 1909
325
Vincent W. McKay, 1946
9,000
Robert F. Maddox, 1876
650
12,219
The Rev. William L. Mayo, 1899
Ridgely P. Melvin, 1899
100
WiUiam S. MorseU, 1922, Athletic Fund
5,000
John Mullan, 1847
10,000
Walter C. Mylander,Jr., 1932
5,133
M. Keith Neville, 1905
1,000
Dr. john 0. Neustadt, 1939
1,109
Blanchard RandaU, 1874
851
Susan Irene Roberts, 1966
652
Leroy T. Rohrer, 1903
100
Harrison Sasscer, 1944
4,551
Charles H. Schoff, 1889
500
28,633
Henry F. Sturdy, 1906
The Rev. Enoch M. Thompson, 1895
3,000
John T. Tucker, 1914
2,500
125
Dr. RobertS. C. Welch, 1913
Willis H. White, 1922
625
$ 255,843
LECTURESHIP ENDOWMENTS
Fund for Tomorrow
$
Clare Eddy and Eugene V. Thaw, 1947
$

UBRARY ENDOWMENTS
Alumni Memorial Book fund
Benwood Foundation
Mary Safford Hoogcwerff
Library Fund
EUen C. Murphy
Henry H. and Cora Dodson
Sasscer Newspaper Fund
E1ma R. and Charles D. Todd
Clara B. Weigle
j ack \V'
tlen Fou.odation in
Memory of Murray Joel Rosenberg

$

-

633

-

7,563

-

-

-

-

1,020

-

-

$

$

325

-100
5,000
10,000

1,000

-

-

330
100

500

3,000

$

125
625
33,973

3,000
10,900
13,900

$

3,000

355
25,000
31,683
560
1,500

$

1,000
82,294
22,872
5,247
28,119

2,000
1,000
16,556
40
1,291
100
100
25,920
200
200
5,140
23,223
2,040
5,000
650
9,000
650

500

-

$

5

19,500

$

J

-

400
1,500

$

10,000
20,000
5,133
2,000
1,109
1,181
652
200
4,551
1,000
28,633
6,000
2,500
250
1,250
J 289,816

s

-

J

12,~~

3,000
25,000

1,500
19,500
1,196
$

LOAN FUND ENDOWMENTS
George Friedland
John David Pyle, 1962

-

46,400

20,000
1,470
21,470

6,000
10,900
16,900
355
50,000
31,683
960
3,000
1,500
39,000
1,196

1,000
$ 128,694
$ 42,872

6,717
$ 49,589

0
(")

..,.

0

cr
,..
....

-

&lt;0
-...1

1\:)

�N

0

PRIZE ENDOWMENTS
Philo Sherman Bennett
Floyd Hayden
James R. McClintock, 1965
Mrs. Blair T. Scott
Kathryn Milroie Stevens
Millard Tydings
Amos W. W. WoodCO&lt;&gt;k

SANTA F E ENDOWMENT FUNDS

308
77
H7
518
1,250
1,000
2,000
5,61 0

$

$

$

-

Reservation of ProfitsSale of Securities
Total Endowment Principal

$

$
25

$

1,000
1,025

$

OTHER ENDOWMENTS
Hn-tha S. and jesse L. Adams
Concert Fund
$ 60,000
George A. Bingley Memorial l~und
17.600
Scott Buchanan Memorial Fund
5,770
10,000
H.A.B. Ow1ning Memorial fund
Monterey Mackey Memorial Fund
600
Emlly Boyce Mackubin Fund
75,192
124,349
Kate Moo re Myen Landscaping Fund
Adolph W. Schmidt Fund
15,628
Richard Sco field Memorial Fund
1,345
Daniel E. and Jessie N. Weigle Memoria.!
Fund
2,500
19,325
Victor Zuckcrkandl Me morial fund
206,112
Alurnni Endowment Fund
526,404
General Endowment Fund
$1,064,825
Total Andrew W. Mellon Foundation Grants

-

60,000

17,600
5,770
10,000
600
75,192
124,349
15,628
1,345

-

-

186,309

-

s 246,309
s

2.500
19,325
39 2,421
526,-w4
",311 ,1 34

4,005,887

Graduate Institu te
Helen &amp; Everett Jones Scholarships fund
Public Scnice Co. of ~ew Mexico
Readers Digest Fou ndation Scholarship Fund
Nina Otero Warren Memorial Schol:ushii&gt;S Fund
General

199,885

s 8,702,150

s

162
31),000
1,000
7,500
1,875
2,103
s 42,640

Library Endowments
Emlcn Davies Memoria l
Angeline Eaton Memorial
Nina Garson Memorial
Edith B. King Memorial
Brad ley Skeele Memorial
Dr. C('Orge Stewart Memorial
Duane L. Peterson ~icmorial
Wi nfield Townly Scolt Memorial
Clara B. Weigle Memorial
Victor Zuckerkandl
Other Memorisls
Life Memberships
Genera l

4,005,887
$

s

Scholarship Endowments

$ 120,000

-

199,885

$4,696,263

$

308
102
457
518
1,250
1,000
5,000
6.635

s

s

1,118
1,150
2,000
500
550
500
800
2,499
600
4,200
13,728
13,005
748
41,398

Other Endowrnenu
Henry Austin Poetry Prize Fund
Fie tcher Catro n Memorial
Margo Dawn Gerber Prize fund
Eliubetb R. &amp; Alvin C. Graves Memorial
.Margaret Milliken Hatch Memorial
Dr. Plorence Kluckhohn
Frank Patania Memorial
E. l. "Tommy" Thompson ~iemorial
Millard E. Tyings Pri7.c Fund
Claro B. Weigle Memorial
jessie N. &amp; Dan E. Weigle Memorial
General
Total Endowment funds

s

s

4.500
1,400
1,14 1
8,881
25,000
1,000
3,340
1.920
1,000
3,600
2,500
306
54,588

$138.626

�'lln Interview with

J3ar6ara f:eonaro

R obert Spaeth, Editor of The College, interviewed
Miss Barbara Leonard in September, 1972.

ROBERT SPAETH: Miss Leonard, you've been a
Tutor at St. J ohn's for 20 years. Yo u came when the
first girls came, when St. John's became co-educational in 1951. Has co-education proved to be a
success at St.John's?
BARBARA LEONARD: Well, I would say that it
certainly has. There were 24 girls in that entering
class - they came in as Freshmen. At the present
time almost half the student body, or close to 180
students, are women. I think if you check the records
of the graduating class, a good share of the honors
have been earned by the women students. In the last
te n years th e silver medal offered by the Board of
Visitors and Governors to the Senior who has the
highest standing has been awarded five ti mes to
women.
SPAETH: T here had becn only men at St. J ohn'sfor
many , many years. Was there a period of adjustme nt
when the men became used to having girls in class and
on the campus?
LEONARD: There was an adjustment in the first
year just getting used to having them around, having
them in the dining hall. It wasn't a problem in the
Freshman class since it was a co-educational group
that came in. It was a problem for the sophomores,
juniors and seniors. The girls who came in were
mainly older ones; some of them were wives of stu·
dents who were already in college so that they had
had some contact with the program. There was
obviously more adj ustment, I think, on the part of
the men than there was on the part of the women.
SPAETH : Do you remember very well the first class
that included women?
LEONARD: Yes, I do, very much so- All o f us, with
the exception of the married ones, lived in Randall. 1
had two rooms there. Three of th e married ones lived
with their husbands in the housing units near the

21

�The College
location of the present Heating Plant. The wife of one
of the present Tutors was a member of that class,
Mrs. Kutler (Emily Jane Martin); in fact her husband
was a sophomore at that time. Mr. Sacks, who is a
Tutor, was also a sophomore al that time. Barbara
Brunner, one of the first women, is now Mrs. J ohn
Oosterhout, the wife of an alumnus who is also a
member of the Board of Visitors and Governors.
There were three wives of students; one was a regis·
tered nurse, Lydia Aston, who after she graduated
can1e back and was College Nurse for two or three
years. There were several who had two or three years
at other colleges such as Barnard and Swarthmore,
and there were - a minority, T think- who entered
right out of high school. One married lady, Ruth
Barron, was in her mid-forties.
SPAETH: Have the girls in the classes of the 60's and
70's been different from those early classes?
LEONARD : Well, that's a hard question to answer
because we've always had some older girls in all the
entering classes. The younger ones coming in from
high school now are more mature in many ways than
students coming into the College 20 years ago would
have been. They have been exposed to more things,
have had more varied experiences than students used
to have at the high school level; things that used to be
encountered first in college are now encountered in
high schools and junior high schools.
SPAETH: You were also the first woman Tutor at
St.John's. Was there any adjustment necessary on the
faculty's part?
LEONARD: Well, I can't speak for the rest of the
facu lty. I had a lot of adjusting to do. It wasn't such a
problem adjusting to being in a male environment
because I had done my graduate work on a men's
campus and had broken in as the first woman &amp;rradu·
ate assistant on the men's campus at the University of
Rochester. My adjustment came in getting used to
trying to learn E uclid and Greek, teach biology with a
new approach - the so-called St. John's approach and co-leading a seminar with Jacob Klein . This was
all rather difficult since I had not been in contact
with anything but zoology since I had graduated
quite a few years before, so that I was forced to think
in areas that had not been my primary concern.
SPAETH: It's also true that you came not only as a
T utor, but as an Assistant Dean, which means that
you immediately plunged into all sorts of academic
and non-academic problems of students. You have
continued to be an Assistant Dean for these 20 years;
could you say why you've persisted in dealing with

22

-

difficult problems for that long?
LEONARD: Well, I must admit that sometimes
wonder myself. However, I do enjoy working with
the students and I think the relationship as Assistant
Dean and Tutor is the ideal relationship. I certainly
wouldn't want to be an Assistant Dean if I weren't
actively engaged in teaching. The students, in addition to experiencing the problems similar to those of
any student going to college, have particular problems
that arise out of the program. One of these is the
problem that appears when on e questions one's
beliefs. And I think the students need someone to go
to who can give them some foundation or can restore
a little perspective and can reassure them that the
world does go on and caution them that it is not wise
to question everything all at once.
SPAETH: Perhaps you would explain what the job
or an Assistant Dean is.
LEONARD: It really amounts to almost everything
that isn't done in the classroom. We arc concerned
with the health of the students, their housing, their
emotional problems, their financial problems. When I
frrst came, the financial aid was all done in our office,
mainly by me. Any placement that was done was
handled through our office. Now there is a special
officer for Financial Aid and Placement. Discipline,
both academic and non-academic, is handled by the
Assistant Deans. The welfare in general of the
students outside of the classroom is really the responsibility of the Assistant Dean's office. Now even
details of class scheduling are part of the Assistant
Dean's duties.
SPAETH: Have the problems of the students that
you've had to deal with over these 20 years changed
from the early 50's to the early 70's?
LEONARD: l think the problems have remained
pretty much the same. Some things have become
more open; things that used to be considered taboo
now are accepted in society at large so that they
don't cause the problems that they used to cause.
There have been changes in the patterns in the students' reactions to problems. At one period violent
hysterics was the way that quite a few of the students
released their tensions. That is now old-fashioned,
and you very seldom see a case of real hysterics. The
students have developed other ways of coping or not
coping with problems. Some of these ways are better,
some of them possibly worse.
SPAETH: 1 remember hearing a story - 1 don't
know for sure whether it is true - that on occasion
you would give a teddy bear or a ragdo ll to one of the

�October 1972
girls who was upset. Is this true, or is it someth ing
that you and the students involved would deny?
LEONARD: Well, the students might deny it, but it
worked at times with certain students.
SPAETH: Throughout these years you've also taught
in the program a great deaL You came as a profes·
sional biologist, but I know you've taught in other
areas of tl1e program. Could you say something abo ut
how you made progress in the St. John's program?
You said earlier that you began co-leading a seminar
with Mr. Klein and that you were lcaming Gree k in
your early years. What parts of the program have you
become invo lved in?
LEONARD: Well, in the first few years in addition
to teaching in the laboratory - the first year then was
biology for the first semester and measurement the
second semester - and co-leading the seminar, T
audited as much as I could. Subsequently, I have
taught in the freshman, sophomore and junior mathe·
matics tutorials. I have taught all the first three years
of the laboratory program and have audited the
fourth year. I've co-led the seminars of all four years
and I have taught beginning Greek class. I have also
audited part of the senior math and part of the Music
tutorial.
SPAETH: Twenty years ago it must have seemed an
unlikely possibility to a biologist that you'd be
teaching Greek. How did you make the plunge into
that area?
LEONARD: It so happens that when I entered
Oberlin College as a F reshman, I was going to be a
classics major. That was before I had taken my bio·
logy course. I had no science until my sophomore
year in college. Then I decided that 1 really preferred
science, and I dropped the Greek. Therefore, I had
had an introduction to Greek and had studied it at
one time, so the plunge might not be as drastic as it
looks at first sight.
SPAETH: Has it been possible for you to keep up
with the field of biology while you've been so busy
with teaching other parts of the program and doing
the job of an Assistant Dean?
LEONARD: It has been very difficult to do that.
The only way I can keep up at all is through reading
and through contacts I have made during my sabbatical leaves. On my first sabbatical leave I taught biology in two Indian colleges; one at the undergraduate
level and one at the graduate level, and during that
time I had a chance to bring myself up to date
somewhal. And this past sabbatical 1 had similar
opportunities to catch up a litt le bit, but I certainly

could not say that I have been able to keep up the
way a research biologist or even a full-time teacher of
biology should.
SPAETH: St. J ohn's students study the entire
program; that means that all of our students study
biology. Have you found in your teaching of biology
that students find it interesting, important, no matter
what their inclination is, or can you reach, in a significant way, only a fraction of the students?
LEONARD: I think you will always find a certain
number of students who cannot see the reason for the
laboratory, whether the subj ect matter is biology or
physics. They put up with it because it is part of the
program. Some of them think that they've had all the
biology they need or just aren't interested in the
dissection part or cannot understand what biology
can possibly offer them. They are the ones,
sometimes, I think, who don't know enough to know
what they are missing.
SPAETH : Perhaps we could talk a little about your
experience in teaching in India. A few years ago St.
John's had an Indian lady as a Tutor, Ida
Doraiswamy, whom you and I both know very well.
Perhaps you could tell us how you made your con·
tacts with India and how you met Miss Doraiswamy
and what teaching you have done in India.

LEONARD: Well, my contact was made through an
association in Oberlin who had connections with the
two colleges in India where I taught, and I went out
there in the summer of 1959 with my sister who was
visiting these colleges, and at that time the principal
of Lady Doa k College wanted me to stay and teach. I

23

�told her I would come back on my sabbatical, which I
did. I applied for a Fulbright Award and went as a
Fulbright Lecturer and Honorary Professor of Zoology .
SPAETH: I believe that was in 1962.
LEONARD: That was in 1962-63. I taught a genetics
course and an embryology course there. The teaching
is done in English, so the language was no problem .
The problem is that there are no textbooks for the
students, so you have to give them the factual information. You have to teach from a syllabus on which
questions for the final exam are based. The examination is given by the University, and anything the
student does in the class during the year has no
bearing on his fmal standing for the year - that is,
you have no control over the grade the student will
get - everything depends upon how the student does
in the examination. This restricts your teaching
pretty much to the material that is given in the syllabus. You don't do the student a favor by branching
off into topics that aren't covered by the syllabus. It
was a little difficul t for me coming from the St.
J ohn's method of teaching to have to confine myself
to lectures, and mainly factual lectures at lhat. However, in the postgraduate program I had more leeway
- that was a co-educational program. While I was
there I filled in in two mathematics classes for a
teacher who had the mumps. Miss Doraiswamy knew
that I had taugh t math at St. J ohn's College. This was
unusual in India because at that time zoologists, once
they had decided to major, which they do at the end
of the first year of college, can no longer take mathematics even if they wan t it. And I also gave a paper at
a post-graduate five-college mathematics seminar,
which again surprised the Indians because zoologists
are not supposed to know math, and in addition, I
was the first woman to address them.
SPAETH: You didn't sav what the colleges were and
where they are located in India.
LEONARD: The women's college was Lady Doak
College. The men's college was American College.
These two colleges are located in Madurai in South
India.
SPAETH: And you were there in 19 62-63, and you
met Miss Doraiswamy and she came here as a Tutor
from 1964-1966 and then you went back to Lady
Doak during your second sabbatical in 1970.
LEONARD: Well, I met Miss Doraiswamy the firs t
time I was in lndia in 1959. Then she came to the
United States to Oberlin College on a fellowship in
1961, and I believe you met her .n Wisconsin in 1961.
i

24

I

Then she went back to Lady Doak College. I, of
course, enjoyed her company there, and then after I
returned to the United States, she expressed a desire
to teach at St. J ohn's College, and she came here
from 1964-66. You asked if I went back to India
again. Yes I did, twice. I visited there in the summer
of 1969 and was there for six months in 1971, this
time staying but not teaching at Lady Doak College.
There is now a University of Madurai in the city, and
I delivered some lectures on Population Genetics to
the post-graduates in the Biology Departme nt there. I
was an advisor on several science projects at Lady
Doak College and gave talks at different functions at
various institutions. I travelled around by myself in
India for over a month visiting game parks and other
places of interest. I spent three weeks birding in
Nepal and northern India (Kashmir and Daljeeling). I
was in Darjceling when the Bangladesh erup tion took
place. I was within ten miles of the border, witnessed
small troop movements and had to sleep in the
Calcutta airport because of the disturbance.
SPAETH: I'm sure yo u had an affect on Lady Doak
College and American College because of Miss
Doraiswamy's reaction to St. John's and the St.
J ohn's method of teaching. I visited New Delhi in
1967 soon after Miss Doraiswamy had left St. J ohn's
and I learned that she was tremendously affected by
the program here. She's a mathematician, as you
know, but her contact with the seminar and with the
other parts o f the program left quite an impression on
her. What is her position today in India?
LEONARD: She is head of the mathematics department at Lady Doak College, and since Lady Doak is
affiliated with the new University of Madurai in stead
of the University of Madras, the affiliated colleges
have had a chance to liberalize their curricula quite a
bit, and Miss Doraiswamy has introduced discussion
classes into the mathematics department. She also has
brought outsiders in who can cross departmental
lines. Her college was chosen for a three-year grant
from the Indian government for a college science
improvement program (COSIP) which allows them to
improve their library and teaching facilities, to give
further training to the faculty and to permi t the
students to undertake projects. Miss Doraiswamy 's
department has had ve ry high ratings from the
government on the basis of what she is doing. She has
said that she would not have been able to do all that
she is doing if she had not had her two years at St.
Joh n's College. She would like to return to St.John's
sometime.

�October 1972

CLASS NOTES

that there is something about t he St. John's
training that tunls 1
&gt;eopJc toward systematic
arld scientific study of language.

1932

1962

Robert L. Burwell, Jr., professor of chemistry at Northwestern University, in August
was announced as the 1973 winner of the
American Chemical Society~s Award in
Colloid or Surface Chemistry. The Award
was established by the Kendall Company in
1952 to recognize and encourage out·
standing scientific contributions in colloid
or surface chemistry in the Un.it.ed States
and Canada. The presentation will take
place next April in Dallas.

Charles Bentley is secretary of the Rio

1938
j. S. Baker Middelton, who last spring

retired from the J&lt;euffel and Esser Company
as vice - resident for Industrial Relations,
p
has taken a position as Deputy Special
Assistant for Manpower (or the State of
New Hampshire.
1948
A first-hand report on Raf&gt;hael Ben Yosef
(better known to his classmates as Ralph C.
f'inkel) comes to us (rom julius Rosenberg
'38, who has just returned from a trip to
Israel. Raphael has been living in Israel since
the early 1950's, is r'narried to an Israeli girt.
and they have t\vo children. lie issued a
most sincere invitation for any St. johnoies
who are in Israel to visit him. His address is
Asavah A.T.l., Inc, Maya House, 74, De.r ech
Petah 'likvah Road, Tel-Aviv. His mailing
address is P.O. Box 14051, Tel-Aviv.
1949

Michael Mok wrote an interesting article in
the August 7th issue of Publishers Weekly
conc(!rning a Publishing Procedures course
offered at Radcljffe. After a number of
years with L•fe magazine, Mike is now News
Editor of the Weekly.
1953

Pt&lt;blishers Weekly crops up again: Paul
Nathan's column "Rights and Permissions"
reports the publishing efforts of jeremy
Tarcher. After a number of years of
"packaging" books for other publishers, .I.
r. Tarcher, ITlc., will release "The Sex·Lifc
Letters'', a selection of rather candid letters
originally appearing in the magazine Pent·
house. Any volunteer reviewers?
A recent note from R. M. R. (Mike) Hall
re ports that he is an associate professor of
linguistic~ at Queens CoUcge, CUNY, and is
at present c hai_ nan of the department. His
n
wife Beatrice, who teaches li nguistics at
SUNY Stony Brook, and he have daughters
aged three years and L4 months. Mike feels

Grande Educational Association. He and his
wife, Dianne (Stone), make their home in
Santa Fe.
john P. Chatfield, working for his Ph.D.
degree in philosophy at the New School for
Social Research, has been made editor of
the Graduate Faculty Philosophy founwL
This is a student publication, sponsored by
the Graduate Faculty, which first appeared
last May. For the time being there will be
one issue a year, and it is availab le by sub·
scription. You may address John at the
Pbilooophy Department, Graduate Faculty,
New School for Social Research, 66 West
12th Street, New York, N.Y. 10011.

1965

judith

At~drea

jacobson received her Ph.D.

degree in psychology from the Johns
Hopkins University on May 26th.
1967
July brought another good l&lt;tter from »o
Meredith Burke~ with news that she is now
in Philadelphia, starting on a research pro·
ject at the Human Resource Center of the
Uni.ersit y of Pennsylvania. She also sends
news of Fred Fedderson, who has finished
his post·graduate course in cultural anthro·
pology at Cambridge. He will now work
with the United Kingdom equivalent of
VISTA on community development in large
cities. A final bit from Meredith's Jetter
advises that Gay (Singer) 8oro.tta has
finished her first year at Harvard's Graduate
School of De.sign.
1968
A Ph.D. degree in the History of Science
wa.• awarded to William R. Albury this past
spring by the Johns Hopkins. Randy's dis·
sertation was on French chemistry and
biology at the e nd of d&gt;c 18th century. This
year he will b e a Macy Postdoctoral Fellow
in the History of Medicine and the Biologi·
cal Sciences at the Hopkins. His wife Becky
(McClure) will be working for her master's
degree in U. S. foreign poJjcy at d~e same
university.
The summer issue of Tire Law School
RecCfTd (corn the Uni\rersity of Chicago
brings news that Bartholomew Lee. one of
last year's Bigelow Fellows at the Law
School, has been named Senior Bigelow
Teaching Fdlow and ln.~tructor. Bart has
been taking courses in the Croduate School
of Business, in addition to teaching fuU·tiroc
this past year at the Law School. Mean·

while, he has found time to write an article,
"A New and Legal Pun in Chaucer: A Signi·
ficatio for the Summoner," which wilJ
appear in Modem Philolog)l.
Mary C. Howard and the Rev. James G.
Callaway, Jr., were married on May 20th at
Union Theological Seminary. Belat&lt;d
congratulations and best wishes.
Domrld j. Schell (SF) is now associate
Episcopal chaplain at Yale University.
Another Santa Fe graduate, Steven Shore,
makes the news: he is now a financial
analyst with Westinghouse Broadcasting in
New York City.

1969
A good letter from john H. Strange lets us
know that he is in his third year of study
toward the degree of Master of Divinity at
Austin (Texas) Presbyteria" 1"heological
Seminary. john anticipatc.s receiving hjs
degree and being ordained as a Minister in
the Presby terial Church next spring. John
and the former Camille Phillips of San
Marcos~ Texas, were married on September
2nd. The new Mrs. Strange, a honors
graduate of Southwest Texas State Univer·
sity, wilJ receive her master's degree in
German literature rrom the University of
Texas next May.
1970
July brought our annual j ohn R. Dean
postcard from fat·away places, this time
from Yugoslavia. J ohn was on his way to
England for a summer of study at Trinity
College, Oxford. He also reports that
l&gt;imitri Devyatkin works in "The l{jtchen".
a "cybcttietics extravaganza in N.Y .C."

In Memoriam
1904 · Burtis N. Coopcr,June 15, 1972.
1907 • The Rev. Walter B. McKinley,
Boonsboro, Md., June 20, 1972.
1915 • Caiman J. Zarnoiski, Sr., Balli·
more, Md., September 3, 19 72.
191 9 ·James K. Wood, Annapolis, Md.,
August 21, 1972.
1921 · George W. Barnes, Cherry Hill,
NJ.,July 26, 1972.
1921 · Wiijjam P. Maddox, Rocky Hill,
N.J., September 27, 1972.
1921 • J. Milton WiUey, Springfield, Pa.,
July 26, 1972.
1922 · Edward W. Cashell, Clarksville,
Md., August 27, 1972.
I 926 · H. Stanley Schmidt, Cockeys·
ville, Md., May 19, 1972.
1927 · Cordon S. Duvall, Edgewater,
Md.,July 5, 1972.
1931 · W. Tate Robinson, Honolulu,
I·la.,July 19, 197 2.
1932 · G eorge E. Rudolph, Baltimore,
Md., August 15, 1972.
1970 · Joan Leslie Kramer, New York,
N.Y., August 1972.

25

,_______

=--

�Photo Credits: ]ames Grady, back cover. M. E.
lllarTtm, page 21 . Maryland Center for Public
Broadcasting, pages 11 and 15. Charles Post.
page 14.

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>lf' h-~

THE COLLEGE

C.Of:'(

St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

January 1973

�THE COLLEGE
Editor: Robert L. Spaeth
Alumni Editor: Thomas Parran, Jr. '42
Design: John Randolph Campbell '72
Production: Jeffrey Sinks '7 3

The College is published by the Development Office
of St. John's College in Annapolis, Maryland. Richard
D. Weigle, President. Paul D. Newland, Provost.
Published four times a year in January, April, July,
and October. Second class postage paid at Annapolis,
Maryland, and at other mailing offices.

In the January Issue
Aristotle's Ethics, by J. Winfree Smith

1

Three Piano Preludes, by Douglas Allanbrook

7

Alumni Profile

. 21

Homecoming 1972

. 22

Alumni Chapter in New York

. 23

Alumni Activities . . . . . . .

. 24

ON THE COVER: The replica of the Liberty Bell
standing on the front campus in Annapolis is one of
forty-eight cast in 1950 by the U.S. Department of
the Treasury as part of a nation-wide drive to
promote the sale of defense bonds. The state of
Maryland temporarily deposited its bell with the
Annapolis Chamber of Commerce, which in tum had
it placed on the campus in 1952. In a speech prepared
for the dedication of the monument: on May 13,
1953, John M. Whitmore said, "St. John's College,
just as this bell, is symbolic of liberty and of man's
constant battle to become and to remain free."

Vol. XXIV

January, 1973

No.4

�A.ristotle ends the Nicomachean Ethics with the
words: "Let us then begin our discussion." Although

Aristotle is sometimes playful, he is not playful here.
The passage that precedes shows that the book called
the Nicomachean Ethics is only part of a larger
whole. The larger whole includes the Politics, and it is
the discussion contained in the Politics that is to
begin where the Ethics ends. To the larger whole
Aristotle gives the name "the philosophy concerning
human things." At the very beginning of the Ethics,
the philosophy concerning human things, as having to
do with "the human good," is called political science
(e11"WT~/1'1 ). This term might be misleading both for
those who know only a little about Aristotle and for
those who know a great deal. For those who know
only a little, since political science as he, and the
ancients generally, understood it is not identical with
political science as it is usually taught in our
universities and colleges today. While Aristotle's
political science is descriptive of institutions of
government, the things they are concerned with, and
the ways they work, it has to do with much more
than the institutions. of government. If Ethics raises
the question of what is good or bad for this or that
man to be or do, that question is not to be separated
from such questions as what is good or bad for him to
do in the place he occupies and in relation to others
within the complete human community, the nOAts, in
what way that goodness or badness may be
determined by the goodness or badness of the mil\ts
itself and its laws, and hence what may be the best
1T61\ts. The term "political science" may be misleading
to those who know a great deal about Aristotle
because, according to what he says in the Posterior
Analytics and in Book VI of the Ethics itself, science
( €71'W7~JJ.f/) is about universal, necessary, and
unchangeable things and proceeds demonstratively
from premisses to conclusions. The model for science
is mathematical synthesis of the kind we find in
Euclid's geometry. But at the beginning of the Ethics
he makes it clear that Ethics is not like geometry. It
lacks the precision of geometry. This lack of precision
is to be found not only in the application of universal
principles to particular matters, but in the universal
principles themselves. Although there is a great deal
that can be said about what is generally good for men
to do, this may not hold in all cases and all
circumstances. The things Ethics is about arc
changeable. Ethics or political soence IS not

Aristotle as conceived by Raphael
in his "School of Athens" fresco in
the Vatican.

ARISTOTLE'S
ETHICS
by

]. Winfree Smith

''science."

Let us come back to the least misleading title of
the enterprise, "the philosophy concerning human
things." That suggests that there may be some other
1

�The College
philosophy that does not concern human things.
There may be things that are what they are independently of man, and to say they are what they are is to
imply there is a way in which things are. The things
that are independent of what man thinks or does or
makes might be called "nature." That name, however,
deriving from the Latin nascor (to be born, to come
into being), as well as the Greek it translates, ¢vatS
(from ¢Vw, to generate, to cause to come into being),
points to a distinction between the way things are as
determining the way they come into being and the
way they are simply. Aristotle accordingly envisages
two sciences (in addition, of course, to Mathematics)
that aim at the vision of truth, at knowledge for its
own sake: Physics, which is about nature as a
principle of change or coming-into-being, and First
Philosphy (which has come to be called Metaphysics,
although Aristotle never called it that), which is
about being as being. Unlike Ethics these are conceived as sciences in the strict sense, as demonstrative
sciences. It is perhaps worthy of note that Aristotle
never produces these sciences. The books that we call
the Physics and the Metaphysics contain observations, the posing and refining of difficulties, and
reasoning leading to principles rather than demonstrations from principles (Jrra'YW"f~ rather than
dn68H~ts). This, I believe, is not accidental. For

Aristotle, like his teacher Plato, was aware that when
man undertakes to philosophize, no matter about
what, he is not, to begin with, in possession of
principles; and whether he actually comes to possess
them should perhaps be left an open question.
One might wonder whether one can enter upon
the philosophy about human things without having
been first engaged in First Philosophy and Second
Philosophy (which name, Second Philosophy, Aristotle gives to Physics or Natural Philosophy). Or, to
put it another way, does his Ethics depend upon his
First Philosophy or his Physics? Can we keep his
Ethics and reject his Physics, and substitute some
other Physics, Descartes' or Newton's, or Einstein's?
Or, can we keep his Ethics and reject his Metaphysics? If we presented these questions to Aristotle,
I think he would say that in Ethics we must begin
with the most obvious perennial facts about human
life; for instance, that men have certain desires for
food and drink and sexual pleasure, for money and
recognition, that for the most part they live in
communities under customs and laws, that they fight
wars at the same time that they fear death, that they,
with some exceptions, worship gods or a god, and
that they have opinions about good and evil which
they take seriously. So we don't need to presuppose
Physics and Metaphysics to begin to philosophize
about ourselves and our fellows and our common life.
I would submit that if one were to read the Ethics
without having read or heard much about Aristotelian
Physics ·Of Metaphysics, he would find it understandable.
2

But one might wonder not whether one can
start, but whether one can finish the philosophy
about human things without entering upon First
Philosophy and Second Philosophy. After all, even if
human things are to be differentiated from those
divine things on which the being of the cosmos
depends or from natural things, it might be argued
that man's being and his doings depend upon his
nature which is part of the whole that includes all
natures. It might make a great difference for Ethics
whether human life is a tiny and transitory happening
in an immense universe which may be friendly or
hostile to human life, or which may be intelligible or
unintelligible, or which may be governed by a
particular providence or not so governed. Is not
Ethics, in order to complete itself, or perhaps even
correct itself, compelled to take into account the
questions with which First Philosophy and Physics
deal? If Aristotle were faced with this query, I think
he would by no means dismiss it. But he would
remind us that just as the weaver may have a good
opinion about what a good piece of cloth is without
knowing the good itself, i.e., without knowing or
even seeking to know what Plato argues was the first
principle of everything, so fathers of families and
soldiers and citizens and rulers may have a good
opinion about what is good or bad for them to do
without embarking upon First Philosophy and
Physics. Moreover, just as the weaver has every day to
attend to his loom, so men have every day to attend
to their tasks in the several relationships of life. One
studies Ethics in order to know how to act, and
action allows not the leisure to wait upon the
solution of speculative questions.
The inference to be drawn is not that one can
only act blindly or thoughtlessly. Otherwise, Aristotle
would not have written his Ethics. It is useful to
consider how he proceeds in the book. He is guided
by what people think to be good or bad, by what
they praise or blame. A few years ago a student in a
St. John's seminar remarked that morals are just
mores. That student perhaps knew some Latin and
knew that the word "morals" comes from a Latin
word which in the plural is nothing other than our
word "mores" and means customs, usages, habits.
Indeed so. The word "ethics" is exactly parallel to
"morals" and comes from a Greek word HeTJ that has
those same meanings: customs, usages, habits. Indeed
so. But the question is whether the customary, usual,
habitual ways of thinking, · the commonly held
opinions, do not embody truth. This seems to be
Aristotle's view. He is, of course, well aware that not
all opinions, even widely held opinions, are equally
worthy of consideration, and that among those that
are, not all are compatible with one another. When
they seem not to be compatible, he tries to see
whether they can be reconciled, and, if not, why one
opinion is to be preferred to another, and how some
kind of consensus within the realm of opinion might

�January 1973
be reached. He himself says of his procedure in the
context of his account of continence and incontinence (or self-restraint and unrestraint):

We must set before us what seems (presumably
what seems to others) to be the case, and, after
first going through the difficulties, exhibit, if
possible, the truth of the common opinions
about these affections (continence and inconti-

nence) and if this is not possible, the truth of
the greatest number and the most ruling ones;
for if both the hard points are resolved and
common opinions remain, the truth will have
been sufficiently exhibited.
Therefore, I have not really entered into Aristotle's ethical or moral teaching, and the reader may
well wonder why he is reading this if not to learn how
to be good and why. Aristotle's general answer to
that question is simple: You should behave in
accordance with reason, and you should do so in

order to be happy. I hope that the rest of what I shall
say will to some degree specify the content that
Aristotle gives to that proposition.
In the first place, Aristotle observes that men
generally will agree that they want happiness and that
happiness, whatever it is, is not something they want
as a means to something else but for its own sake.

They do indeed disagree as to where their happiness is
to be found. Some think it is to be found in pleasure.
But there are some pleasures that man shares with the
other animals, such as the pleasures of eating and
drinking and sexual enjoyment. If human happiness is
a specifically human thing, it would seem that
whatever those pleasures contribute to happiness, it
cannot be found in its completeness in them, though
it might still be identified with some specifically
human pleasure or pleasures. Those who think that it
is to be found in wealth will, upon a little reflection,
see that wealth is good only in its use and so for the
sake of something else. So and so many coins in a
purse or digits in a bank account are not happiness. If
there are men like Hotspur, who think that happiness
consists in honor, they will, if they reflect, see that
they would not want to be honored by just anyone or
for just anything, and so that honor is meaningful
only in relation to whatever excellence a man may
have and for which he should be honored. Hence,
what defines a man's happiness is the excellence
rather than the honor he receives because of it. If he
possesses some excellence, that means that he is

excellent in something or at something such as
swimming or horseback riding or armed combat or

oratory or diplomacy. That is, there is always some
activity in which he excels. Hence the really good
thing is the activity. Just as the parts of the body
have their activities and the activity of the eye is
seeing and of the lungs is breathing, so man has an
activity as man, which must be an activity of the soul
rather than the body, and of that part of the soul
which differentiates him from other animals. His

excellence will consist in his being able to perform
well that ac&lt;ivity, and the activity itself will be his
happiness. But there a]:e many specifically human
activities some of whiGh seem to be for some further
end ·and others to be ends in themselves. Is there
some one activity which is the end of all? Aristotle
"'does not answer this question at the first stage of his
-Philosophizing concerning human things (i.e., in
Book I of the Ethics). He has, however, come to some
,tlhderstanding of the kind of thing that happiness
must be: Happiness must be an activity of the human
·"soul in accordance with some human excellence or
virtue. And that virtue must be complete. The main
~reason that Aristotle cannot at this stage give a better
answer to this question to which at a later he returns
,-is that in order to answer it he has to investigate the
question of what human virtue is. There may be
,many virtues and one among them supreme with the
others relating to it in various ways. Or there may be
,.many, and they may all reduce to one virtue, for
example, wisdom. They may all be kinds of wisdom.
&lt;.Or there may be one supreme virtue for men of one
kind and another for men of another kind.
~
Aristotle, therefore, in Book II begins to inves~
tigate the question of virtue. Having noted that men

,£peak of both intellectual virtue (ap er~ 8 &lt;aV01/TLKTI)
and moral virtue (ciptT-h ~{)~"h), he confines his
,attention all the way through Book V to moral virtue,
returning to intellectual virtue in Book VI and to the
question of how intellectual virtue may relate to
····moral virtue. As Book I was a search for a definition
... of happiness, so Book II is a search for a definition of
·moral virtue. Whether such a definition completes the
... definition of happiness will be still open. For we shall
have to ask whether in tellcctual virtue is in any way
.-necessary for moral virtue. And if there are intellectual virtues not necessary for moral virtue, we shall
... have to ask whether happiness is an activity in
accordance with these or whether it is an activity in
__,._accordance with moral virtue under the governance of
some intellectual virtue or a combination of both
activities. To put it another way, is the philosophic
life the good and happy life, or is the political life, or
. is some combination of them?
But what is a moral virtue? One way to begin to
answer this question is to consider how men in their
earliest years learn to behave. How do parents teach
• their children to behave? Usually they employ
rewards and punishments to make them do certain
.. things and not do other things. By repeatedly doing
certain things and refraining from others, habits are
formed which become second nature so that the
children without being told don't fill themselves with
candy before dinner, are not cry-babies in the face of
some real or imagined pain, and share their toys with
. other children. These good children have become on
some level temperate, courageous, and generous or

.liberal. They have come to possess these virtues of
temperance and courage and liberality. It would seem

�The College
to make sense then to say that a moral virtue is a
habit (e~ts) which the soul comes to possess because

of the repetition of a certain kind of action. The
habit, in turn, in the circumstances that call for it, is
realized in that same kind of action, but it is not
always being realized in action. We don't say of
someone that he has stopped being courageous
because he is asleep and not actually performing
courageous deeds. Indeed, that is why we distinguish
between the habit and the action. Furthermore, a
habit of virtue, like a habit of vice, is a relatively
permanent thing. It is not easily changed.
This, however, would not seem to be an
adequate account of moral virtue as a human quality.
For dogs and other animals besides men can be
trained to behave habitually in certain ways. What do
we have to add? We should say, should we not, that if
a man is to do something virtuous, he must know
what he is doing. Certain acts done in ignorance we
neither praise nor blame. We even pardon or pity the
doer of an action which we would find blameworthy
if it were done wittingly and which upon discovery to
the doer brings sorrow to him. Aristotle mentions a
certain case of striking one's father as such a mistake
done in ignorance. One is naturally led to think of
Oedipus and to conclude that the tragic mistake that
Aristotle speaks of in the Poetics is not a flaw of
character in the sense of a vice, but a mistake done in
ignorance and so involuntarily, and therefore one for
which Oedipus is to be pitied. The virtuous man and
his opposite, the vicious man, are such only if they
act knowingly.
The virtuous man must not only know what he
is doing, he must choose to do that rather than
something else. We often use the word "choose"
somewhat loosely. For instance, we say that the
American people choose their President. They don't
choose him just because they pull levers on voting
machines. Choice requires deliberation. Deliberation
is some kind of reasoning which starts with the
perception of an end to be achieved and weighs the
possible means to achieve it. The virtuous man in
choosing the virtuous action does so after deliberation. The virtuous action that is chosen is in the case
of the moral virtues usually a mean between two
extremes of pleasure and pain or pleasurable and
painful things. For example, the man who is temperate in food will choose the mean between too much
food and too little food. There is, of course, no fixed
rule for making this choice. What is just right for me
might be too little for a heavyweight boxing champion, but too much for an aged clerk who leads a
more sedentary life. Obviously, deciding upon the
mean also requires reasoning.
Finally, we would not say that a person
possesses a moral virtue unless he chooses the
virtuous action for its own sake. Although children
learn how to behave through being rewarded and
punished, we would not say that they have really

4

become virtuous until they do good things and avoid
doing bad things without expecting candy or fearing
the stick.
In some such way, then, Aristotle comes to a
definition of moral virtue. It is a habit of choosing a
mean, a mean relative to the person possessing it and
determined by reason. There are three conditions for
moral virtue: (1) knowing what one is doing,
(2) choosing the action for its own sake and (3) doing
that habitually, i.e., from a certain stability of
character. The first two involve reason, but at this
stage of exploring the question of virtue, the third is
stressed more than they.
At the end of Book II of the Ethics we find a list
of the moral virtues set forth in such a way as to
show how each one has to do with a mean. The
following books through Book V contain a detailed
account of all these moral virtues taken (with one
exception) in the order in which they are listed. Let
me give the list in order, putting with the virtues the
opposite vices which have to do with an excess or
deficiency of whatever pleasure, pain, desire, or
passion is the medium for their exercise. I shall give
first the virtue, then the vice of excess, and then that
of deficiency.
( 1) Courage between rashness and cowardice
(2) Temperance between self-indulgence and insensibility
(3) Liberality between prodigality and meanness
(4) Magnificence between vulgarity and niggardliness
( 5) Greatness of soul between vainglory and smallness of soul
(6) Moderate ambition between immoderate ambition and unambitiousness
(7) Gentleness between irascibleness and unirascibleness
(8) Truthfulness between boastfulness and irony (or
self-irony)
(9) Friendliness between flattery and quarrelsomeness
(10) Wit between buffoonery and boorishness
Notice that justice is not in the list, and
Aristotle says very tersely,
With regard to justice, since it has not one
simple meaning, we shall, after describing the
other habits, distinguish its kinds and say how it
is a mean.

There seems to be something special about justice.
Is there some order in this list? For instance, is
there a steady progression from inferior virtues to
superior virtues? Or is it that there are certain peaks
and that once we reach a peak, we return to a valley
again and climb a lower or a higher peak? Perhaps we
might consult one of Aristotle's best students, a man
who has understandably been canonized and is
known to some as St. Thomas Aquinas. For he wrote
what is probably the most serious and thorough of
commentaries on the Ethics. I shall present a simpli-

�January 1973
fied account of the order that he sees in this list.
First, there is the distinction into two parts between
the virtues that have to do with man:s passions and
desires and those that have to do with his actions. As
to the first part, there are passions and desires that
have to do with man's life itself. Thus courage is a
virtue that has to do with the fear that he feels in the
face of what is destructive of his life, and temperance
with the desire he has for what is preservative of his
life and the life of the species. Then there are passions
and desires that have to do with certain external
goods, namely wealth and honor. The virtues that
establish a rule for the way a man should bear himself
toward wealth are liberality and magnificence, and
for the way he should bear himself toward honor
they are greatness of soul and moderate ambition.
As to the second part, the virtues that have to
do with man's actions are, to begin with, the virtues
which are concerned with the less serious though still
important actions of men in relation to other men.

They might be called social virtues: the virtue of
being friendly or generally affable as distinguished
from the vice of flattery or that of quarrelsomeness;
the virtue of wit as distinguished from buffoonery, a
virtue eminently displayed by Falstaff who was
somewhat lacking in other moral virtues; and the
virtue of truthfulness about oneself by which one
avoids both boastfulness on the one hand, and irony
or self-depreciation of the other. Aristotle accuses
Socrates of this vice of irony, of claiming for himself
less than his due, less than the truth. There are some
who try to save Socrates from this allegation, but I
shall leave him to shift for himself. These lesser social
virtues lead logically to justice which is the social
virtue most of all, that is, the virtue by which men act
rightly toward each other in society.
All of this that Thomas says makes eminent
sense. But there are some things that are strange
about it. In the first place, Thomas makes greatness
of soul not nearly so great as Aristotle makes it. For
him, it is simply one of many moral virtues with
perhaps a certain place in the hierarchy of virtues,
whereas for Aristotle it implies the perfection of all
the other moral virtues and includes them all. In the
second place, Thomas' account of the moral virtues,
when he is speaking more on his own in the Summa

Theologica, is markedly different from the whole of
Aristotle's Ethics and from Thomas' commentary on
the Ethics. This is interesting because the impression

is often given that Thomas Aquinas just made a line
between supernatural revelation and natural reason,

and that as for the latter he slavishly followed the
master Aristotle. Not so. In the Summa Theologica
the account of moral virtues is preceded by the
treatise on law including natural law and divine law,
the latter containing both the revealed law of Moses
and the revealed grace of Christ. As far as virtue is
concerned, the revealed grace of Christ means the
theological virtues, faith, hope, and charity, which are

gifts of God and are discussed next after the natural
and divine law. Then there follows the treatise on the
four cardinal virtues, among which the intellectual
virtue of prudence or practical wisdom is supreme
and is treated first, followed by the discussion of the
moral virtues in the order of their excellence: justice,
then courage, then temperance. All of the other
moral virtues are subsidiary parts of these cardinal
virtues. Thomas makes liberality, truthfulness, and
friendliness parts of justice, greatness of soul and
magnificence parts of courage, and gentleness a part
of temperance. Although he does not subtract from
Aristotle's list, he adds to it: religion, filial piety,
penitence, and gratitude as parts of justice, patience

and perseverance as parts of courage and humility as
part of temperance. Perhaps these remarks about
Thomas Aquinas' transformation of Aristotle's
teaching about morality may make us more alert to
the essential elements of that teaching.
In answer to the question raised above, I should
say that there are in the first five books of Aristotle's
Ethics two peaks, the second higher than the first.
The first peak is greatness of soul. The second is
justice. These are the peaks among the moral virtues.
The question remains whether the intellectual virtues
are not a higher peak.
What is true ot greatness of soul and justice and
is not true of other moral virtues is that each of them
includes all the others. How then do they differ?
They differ in that in the case of greatness of soul all
the moral virtues are regarded as constituting a man's
own intrinsic worth whereas in the case of justice
they are regarded as constituting his worth in relation
to others within political society. The thing that
characterizes the great-souled man is that he thinks
himself worthy of the greatest honor. So he must not
only possess the other moral virtues, but he must
possess them in a superlative degree. The remarkable
thing, and perhaps the offensive thing to persons of
Christian sentiment or democratic sentiment or both,
is that a man would be lacking in virtue if he
possessed the other moral virtues in a superlative
degree and did not think himself worthy of the
greatest honor. One might conclude that he will want
to be honored by others. Not so. He will utterly
despise the honors conferred upon him by nonvirtuous men, and he will not be especially pleased at
those conferred upon him by virtuous men whose
virtue falls far short of his own and who can scarcely
value his superlative virtue at its real worth. Shake·
speare's Coriolanus, who is like the great-souled man
in his supreme sense of his own worth, in his
contempt for the opinion of the Roman populace, in
his unwillingness to flatter them, nonetheless lacks
greatness of soul, for the great-souled man would
consider it vulgar to exhibit a lofty bearing in the
presence of lesser people.
Aristotle's greatness of soul might seem to be
the very definition of pride and the very opposite of

5

�The College
humility. Humility for Christians means a sense not
of one's own worth, but of the tremendous disparateness between whatever worth one may really have
and the infinite worth of God. Could it be that
Aristotle's view that greatness of soul is a virtue
implies a theology and a radically different theology
from that of Christianity, implies that man can be as
god or almost? He does indeed say that the honor
that tbe great-souled man claims is that which we
render to tbe gods, and he compares him to Zeus as
being pleased to be reminded of benefits he has
conferred but pained to be reminded of those he has
received.
Perhaps it might be interesting to see how
Thomas Aquinas manages to keep greatness of soul as
a virtue. We have already seen that he underplays it
by making it a part of courage rather than courage a
part of .it. In answer to the objection that he himself
poses, that greatness of soul is opposed to humility,
he says,

There is in man something great which he
possesses through the gift of God; and something defective which accrues to him through
the weakness of nature. Accordingly, greatness
of soul makes a man deem himself worthy of
great things in consideration of the gifts he holds
from God ... On the other hand humility makes
a man think little of himself in consideration of
his own deficiency; and greatness of soul makes
him despise others in so far as they fall away
from God's gifts .. , Yet humility makes us
honor others and esteem them better than
ourselves in so far as we see some of God's gifts

in them.
Does this not mean, however, that if one does
possess great virtue, one's greatness of soul consists in

seeing that great virtue, not so much as contributing
to one's own worth, but as a gift of God? The one
worthy of honor would then seem to be not so much
the recipient of the gift as the divine giver. That
would certainly destroy the meaning of greatness of
soul as Aristotle understands it.
Humility, it was said, is a sense of the tremendous disparateness between whatever worth we may
really have and the infinite worth of God. Sin was not
then mentioned. It may be that not only is the worth
man has infinitely less than God's worth, but that
man is positively unworthy. Is this not why Thomas
adds to Aristotle's list the curious virtue of penitence,
which consists in the constant recognition of one's
constant unworthiness or lack of virtue? Aristotle
indeed mentions something like penitence, namely
shame. He says that it is not a virtue, that it indeed is
a praiseworthy feeling in young people, for the shame
they feel for past or present failing restrains them in
the future. But it is not praiseworthy in an older
person for he should not and need not do anything
for which to be ashamed. In him it is shameful to feel
shame. What Aristotle says about shame is of a piece
with what he says about greatness of soul.
6

It was said that among the moral virtues the
other peak is justice, that like greatness of soul it
contains all the other moral virtues, and that it is a
higher peak than greatness of soul. Justice is ambiguous. For sometimes it means justice as a whole and
sometimes a part of justice. The reason for the
ambiguity is that justice as a whole is obedience to
law, and law prescribes actions such as courageous or
temperate actions that fall under other moral virtues
and also actions that do not fall under other moral
virtues, such as the distribution by the political
community of honors in proportion to merit or

restitution to be made to the injured party to a
contract. It is justice as a whole that is more excellent
than greatness of soul. The reason is that the common
good is superior to the moral worth of any single man
when that is considered simply as his own worth. To
quote Aristotle, "The best man is not he who
exercises his virtue toward himself, but he who
exercises it toward another." This is said in the
context of moral virtue, and might have to be
qualified in the context of intellectual virtue. It might
still be true. It would depend upon what we mean by
"man" when we speak of the best man. Or what we
mean by "himself," i.e., what a man's self is.
What Aristotle says about justice as a whole is in
many ways reminiscent of what Socrates says in
Plato's Republic, about the justice of the nOAts. By
that I mean that in the Republic justice is not a
particular virtue belonging in a paramount way to a
particular class, as wisdom, or courage, or less clearly,
temperance is, but is all of the virtues together. Of
course in the Republic, while justice is obedience to
the laws made by Socrates with the assent of Glaucon
and tbe others, one might wonder whether the civil
law, obedience to which is Aristotelian justice, would
meet the severe demands of Socrates' legislation in
Socrates' speech.
After discussing the moral virtues and the chief
moral virtue, justice, Aristotle in Book VI proceeds to
the question of whether there can be moral virtue
without intellectual virtue. Earlier in setting forth as
conditions for a morally virtuous action that it is to
be done witb knowledge, choice, and from a firm
character formed by habituation, he had placed the
greatest emphasis on the last, saying, "For the
possession of the virtues knowledge avails little or
nothing, whereas the other things are all-important,
inasmuch as virtue results from repeated performance
of just the temperate acts." It seems now that this
was not the whole story, and that while one can
indeed, and people do, speak of moral virtue in the
way previously described, moral virtue in the strictest
sense requires intellectual virtue, which consists of
knowledge. But what intellectual virtue and what
kind of knowledge? To answer that we must ask the
prior question: What kinds of intellectual virtue are
there? First of all we might speak of that kind of
intellectual virtue which cqnsists in knowledge about
things that cannot be otherwise, the · eternal and
(Continued on Page 19)

�THREE PRELUDES
FOR THE PIANO
DOUGLAS ALLANBROOK

Several years ago I wrote a set of piano pieces called
"12 Preludes for All Seasons.'' I wanted to write a
kind of album for lovers of the piano. Some of the
pieces are difficult, some are relatively easy. At the
request of The College, I have selected three of the
latter for publication. They can all be played in order
at a public concert, or they can any of them be
played separately either in concert or at home. They
are all dedicated to people I know. Whether they are
portraits or not is part of the game.

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�Douglas Allanbrook was born in Boston in 1921. He
began studying music at the age of eight and
composing music at the age of twelve. Subsequently,
his principal teachers in composition and theory have
been Nadia Boulanger and Walter Piston. Mr. Allanbrook's works include four symphonies, four string
quartets, two operas, piano and harpsicord music,
sacred music, songs, and assorted chamber music. Hi's
compositions are being published by Boosey and
Hawkes, Inc.

�January 1973
unchangeable things, and the eternal conditions and
principles of changeable things. It is identical with the
knowledge that is sought by First Philosophy and
Second Philosophy, or if you like, Metaphysics and
Physics. This is, I believe, the first point in the Ethics
~here one might think that the peculiarly Aristotelian teachmgs about being and nature are beginning to
enter the consideration of ethical or moral matters.

B_ut Ari~totl~ refers to such intellectual virtue only to
distmgmsh It from the intellectual virtue that is
concerned with things that change. That itself is
twofold. For on the one hand, there is the intellectual
virtue that is necessary if man is to make things well,
namely art; the sculptor by his art knows what a
beautiful statue is and the cobbler by his art what a
good shoe is and both by reasoning determine the
best means for producing the statue or the shoe. And
on the other hand, there is the intellectual virtue
necessary if man is to do things well. Here, clearly, is
the intellectual virtue required, if any is required, by
moral virtue. For moral virtue is the habit by which
man is disposed to act well in relation to his own
desires and passions and in relation to other men. The
intellectual virtue in question is practical wisdom or
prudence (&lt;/JpOV'Ia&lt;s). As art is the virtue by which
one knows how to make things well, so practical
wisdom is the virtue by which one knows how to act
well.
Practical wisdom is, as it were, an eye of the soul
by which it sees the ends of human life, the various
actions that are determined by the moral virtues in
their intrinsic worth and in their order and connection with one another. As such it cannot exist
without the moral virtues and so presupposes a
c~rtain acquisi_tion . of those virtues through expenence and habituatiOn. One who has acquired habits
of_ self-indulgence or cowardice or stinginess is made
bhnd to temperance or courage or liberality and
incapable of practical wisdom. Hence, the primary
role of practical wisdom is to reason from the ends
set by the virtues to the means of acting temperately
~r courageously or liberally in the particular situa~10n. That inv'?lves deliberation, reasoning, and
msight mto particulars. Without those things there
can be no moral action and without moral actions the
moral virtues cannot be preserved. Therefore we must
say that moral virtue is necessary for practical
Wisdom, and that practical wisdom is necessary for
moral virtue in the true and strict sense.
There are special kinds and degrees of practical
wisdom. For the praiseworthy or blameworthy
actwn~ of men are not merely the actions of single
men smgly, but of political communities, and of
single men in their various roles within political
communties. Therefore, practical wisdom is in an
expecially important way political wisdom, and
political wisdom may be that of founders of regimes
such as the authors of the United States Constitution
or of those who have to deliberate in political

assemblies, such as the United States Congress, about
measures to be taken for the common good, or of
those who have to make decisions about the rightness
or wrongness under the law of deeds already done,
such as the justices of the Supreme Court, or of those
ordinary citizens such as you and I who by our nature
belong to society and are obligated to act in society.
It was noted earlier that Aristotle distinguished
practical wisdom, an intellectual virtue which has to
do with particular and changeable human affairs, not
only from art, but also from another intellectual
virtue. That other intellectual virtue is philosophic
wisdom (ao.pia ). Though Aristotle says that practical
wiseom is required for moral virtue, he does not say
that philosophic wisdom is required for practical
wisdom or for moral virtue even in the true and strict
sense. Here he seems to differ from Plato, who in the
Republic argues that the just political community
cannot exist unless kings become philosophers or
philosophers become kings; and philosophers are
those who in their quest for wisdom about the no)us
are compelled to go beyond the nOll&lt;s to seek the
wisdom about the whole of what is~ It is significant in
this connection that Plato uses the words &lt;/JpOV1/0&lt;S
and aoq,ia interchangeably.
Enough has been said, I tllink, to show that
what Aristotle says on some early page of the Et.hics
is not to be taken as indicative of his full account.
For example, he says in the second chapter of Book I
that political science seems to be the most authoritative and the architectonic science. Indeed he seems
to imply that is it authoritative and architectonic in
relation to all other sciences. For he says that it
ordains wlllch sciences are to be studied in the noll&lt;s.
But even his calling political science arcllltectonic is
misleading unless we note carefully that the comprehensive end with which political science as described
at the beginning of the Ethics concerns itself is the
human good. By the end of the Ethics we have some
reason to think that, paradoxically, there is a good
for man that is higher than the human good. For near
the end of Book VI Aristotle says that it would seem
strange if political or practical wisdom generally,
which is inferior to pllllosophic wisdom, should be
more authoritative than it, and his final statement in
that book before going to an entirely new beginning
is that political wisdom is not in authority over
philosophic wisdom, that it does not give orders to it
but for its sake, and that "if anyone were to say
o~herwise, it would be like saying that political
Wisdom rules over the gods." Is philosophic wisdom
comparable to God or gods? Or is the wisdom that
the philosophic man seeks and may hope to obtain
comparable to the wisdom God has or gods have?
· Philosplllc wisdom as an intellectual virtue is a
combination of intellectual intuition and demonstrative reasoning resulting in scientific knowledge of
the things that are of most worth. It is then above all
else, First Philosophy, the knowledge of being as
19

�The College
being and of the first principle of the whole being,
the philosophy which in Metaphysics, Book VI, is the
philosophy of most worth, because it deals with the
kind of being that is of most worth and which is there
also called theology, because that kind of being
would be the divine cause of divine things. It is not
political wisdom or practical wisdom, because that is
the philosophy that deals with human things, and
even if men be divine, says Aristotle, there are things
that are more divine in nature than man. What are
these things? They are the heavenly bodies which,
together with the earth our home, consitute the
cosmos. And, of course, the unmoved first mover, on
which as a principle the heavens and nature depend
and whose activity is exclusively intellectual
intuition, would be more divine and the supreme
divine cause of all.
At the end of Book I, having argued that
whatever happiness is, it is activity in accordance with
complete virtue, we left the question of what
happiness is to investigate the question of virtue.
Virtue, we have seen, 1ncans a number of different

things, and we have by no means explored all the
differences that Aristotle, eminent in the esprit de
finesse, perceives. But we have explored the main
ones. The principal difference is the difference
between the virtues of a life devoted to philosophy
and those of a life devoted to action which, at its
best, is political life. As the philosophic virtues are
superior tO the moral virtues, so is the activity in
accordance with them superior to the activity in
accordance with the moral virtues, and accordingly
the happiness of the philosopher is greater than the
happiness of the man who possesses only the moral
virtues, although the second kind of happiness has an
autonomy since, though the intellectual virtue of
practical wisdom is necessary for the moral life,
philosophic wisdom is not. Because of this autonomy
we can speak of the virtue of the great-souled man as
complete virtue or of the virtue of the just man as
complete virtue. Either one is complete moral virtue,
and indeed it is likely that the great-souled man or
the noble statesman will possess certain moral virtues
in a degree that goes way beyond the degree to which
the philosopher possesses them. This raises the
question whether we are right, after all, in attributing
supreme happiness to the philosophic life. For is the
virtue of the philosopher complete virtue? He cannot
be altogether lacking in moral virtue. He has a body
like other men and appetites and passions like theirs.
He will be temperate and, if he has to face the danger
of death in battle he will be courageous. But for the
activity of philosophizing he will not need moral
virtue in a large and spendid sense, and simply
because he has fewer needs, his life and happiness will
be more self-sufficient and complete than the life and
happiness of the great-souled man or the just and
noble statesman.

20

We can now see these diverse types of men in a
new perspective. It was observed that the essential
thing about the great-souled man as such is that his
exercise of superlative moral virtue is always directed
toward himself, toward enhancing his own worth. It
was further said that the just man is better than he
because, while he may possess the same superlative
moral virtue, his exercise of it is always directed to a
higher good than himself, the common human good.
But now we have to revise that somewhat. For there
is a sense in which a man's self may transcend that of
the human community and indeed all human life. We
raised the question whether Aristotle in envisaging
the great-souled man was not envisaging a man who
could be as a god or almost. That might be true
except that for Aristotle God has no moral virtue. We
cannot say that he is temperate or brave. But neither
can we say that he is just or liberal; he neither makes
convenants nor bestows gifts. His virtue, if we may
speak of his virtue, is only intellectual virtue and,
specifically, intellectual intuition; for presumably he
has no need to demonstrate things. In answer to the
objection that the philosopher is grasping for a life
too high for man, Aristotle says,
We must not follow those who advise us, being
men, to think of human things, and being
mortal, of mortal things, but must, so far as we
can, make ourselves im1nortal, and strain--eVery
nerve to live in accordance with the best thing in
us; for even if it be small in bulk, much more
does it in power and worth surpass everything.
This would seem, too, to be each man himself.
There are wide differences among men and different
virtues of which different men are capable. But a
man's true self in the highest sense, a sense perhaps
not relevant to most men, is the divine intellect
whose activity, the contemplation of being, the
philosopher seeks to share.
Aristotle throughout the Ethics has much to say
about the various virtues and how men may come by
them and therefore how men may become happy. In
the first book he raises the question whether
happiness comes as a divine gift and says, "If there is
any gift of the gods to men, it is reasonable that
happiness should be god-given ... ;" "but," he adds,

"This question would perhaps be more appropriate to
another inquiry." We look in vain for that inquiry. He
is entirely silent after that about the question of
whether happiness is a divine gift; but as we have
seen, he is not silent about the question whether
there are any divine gifts.

Mr. f. Winfree Smith, a Tutor at St. John's College
since 1941, delivered this lecture on the Annapolis
campus on May 26, 1972. Mr. Smith received his
B.A., M.A., and Ph.D. degrees from the University of
Virginia and his M. Diu. from the Virginia Theological
Seminary.

�January 1973

When John Poundstone was a
St. Johnnie in the early 1960's, he
neither planned to go to medical
school nor anticipated joining the
Navy. Yet only ten years after his
graduation John is both Dr. Poundstone and Lt. Cmdr. Poundstone,
with the resounding title, "Head of
the Tuberculosis and Venereal
Disease Control Section of the
Community Health Branch of the
Preventive Medicine Division of the
Bureau of Medicine and Surgery of
the Department of The Navy."
Dr. Poundstone works in
Washington, D.C. His chief task is
the development of VD and TB
control programs for 800,000 military personnel and a million
civilians.
The trail that led there began
in John Poundstone's senior year,
when he decided to return home
after graduation to Lexington, Kentucky, in order to attend the
University of Kentucky medical
school. He had been admitted on
only one condition, that he fill out
his St. John's education with a
summer's worth of organic chemistry. After that ordeal, John found
med school to be quite manageable,
and he received the M.D. degree in
1966.

By then there was a Mrs.
Poundstone, the former Ann von
Isakovics, who admits to having
"followed John" to Kentucky,
where she received a bachelor's
degree from the University of Kentucky. By 1966, Ann had added an
M.A. in secondary education with
emphasis in the teaching of high
school mathematics. The couple
was married in 1963.
The Poundstones' life changed
significantly with a move to Boston
in '66. John spent a year as an
intern in the Newton-Wellesley
Hospital, then entered Harvard University's School of Public Health. In
the course of three years, he
acquired a Master of Public Health
degree and did a considerable
amount of research on congenital
he art disease. Meanwhile Ann
changed her field to business administration and, in '69, received a
master's degree from Boston University. She subsequently became
active in the computer business,
becoming the first woman ever to
sell a computer.
Another big change occurred
in 1970, when John went into the
Navy. Washington became home,
and John plunged into demanding
work in the Navy's TB and VD

programs. Ann continued her fearless career, now as a law student at
Georgetown University and as a law
clerk to Judge Samuel W. H. Meloy
of Maryland. She expects her Juris
Doctor degree in June.
Both Dr. and Mrs. Poundstone
have vivid memories of their years
in Annapolis. Ann spent only two
years at the College; after much
more academic experience elsewhere, she finds that St.John's had
a "diversity of student population"
hard to match. But the question of
whether her years at St. John's
were "beneficial" still is a troublesome one. Yet she is convinced that
St. John's helped "all of [her]
subsequent relationships."
John Poundstone finds the St.
John's influence following him
wherever he goes. His education at
Annapolis continues to help him
"to bring order to the subject
matter" he works with. And he
believes St. John's has helped him
"to see underlying motives and
basic tenets" in the work and writings of others.
Homecoming 1972 found the
Poundstones cheerful and relaxed
as they visited their old campus and
found time to grant an interview to
The College.
21

�The College

HOMECOMING 1972
It may really be, as one
-alumnus. wrote in. commenting on
33 Homecoming,. that the .very sophistication of the program tends to
~;,,immunize. us, .so. that. we· are .not
seduced by the sort of nostalgia
necessary to lure alumni back to
their college. Or perhaps alumni
just have too many things to do.
For whatever reasons, fewer than
:S"i 200 alumni and their guests showed
3~1 up for. the annual gathering of the
classes in October.
Those classes celebrating some
sort of reunion did help attract
people, with the 60-year class being
represented by Philip L. Alger and
George L. Winslow. The oldest class
present was 1909, represented by
Col. Robert E. Jones from Palo
Alto, Calif. Col. Jones would have
had the. distinction of having come
the longest way, except for David
Cicia '70, who was on leave from
his duty station in Germany.
One of the Homecoming highlights was the dedication of the
Harrison Health Center. Present for
the event was Mrs. John T. Harrison, whose gift in memory of her
late • husband, a graduate in the
,p)

President Weigle and Mrs. John T.
Harrison at the Dedication of the
Harrison Health Center during
Homecoming.
22

Mr. Myron L. Wolbarsht receives
the Alumni Award of Merit from
William R. Tilles.
for 41 years, received a thunderous
standing ovation from alumni,
faculty, and guests. The citation on
her Award of Merit reads as
follows: "As Registrar and counselor for five presidents, ten deans,
and legions of students, she has
served the College with a distinc-~·
tion the more remarkable for her
to greet each by name." / 1
91'-'m&gt;m has an award been more 1
deserved or more humbly i i
1
re&lt;:ei•ve&lt;l.
i
In other act1v1tJes during the
Class of 1907, made the building day, the following slate of officers
possible. Other members of the and directors was elected by the
Harrison family also attended the Association: President, Bernard F.
ceremony.
Gessner '27; Executive Vice PresiPerhaps the most significant dent, William W. Simmons '48; Secevent of the day for most alumni retary, Franklin R. Atwell '53;
took place during the Homecoming Treasurer, Samuel S. Kutler '54;
Dinner. In a very simple ceremony, and directors, Richard F. Blaul '32.
Association President Bernard F. Stephen Main ella '54, E.-- Paul
Gessner and immediate past Pre- Mason, Jr. '37. George R. Selby
sident William R. Tilles teamed up '32, and Carol P. Tilles '59. Still
to present the Alumni Award of with one year to serve are Jerome
Merit. Recipients this year were Gilden '54, Charlotte King '59,
Miss Miriam Strange and Messrs. Barbara B. Oosterhout '55, and
Paul L. Banfield and Myron L. Faye C. Polillo '56.
Wolbarsht. Edward F. Lathrop
accepted the award for Mr. Banfield
in the latter's unavoidable absence. Miss Miriam Strange acknowledges
Miss Strange, a full-time the warm tribute paid to her for her
member of the St. John's com- continuing service to St. John's
munity since 1930, and Registrar College since 1930.

I

I

�January 1973

The Harrison Health Center was
finished in time for the opening of
the fall semester.

NEW YEAR GREETINGS

Mrs. Weigle and I have appreciated the many messages from
alumni and friends, both at the
time of our daughter's accident
and over the holiday season. We
take this opportunity to express
our thanks and to wish each of
you a Happy New Year.

Richard D. Weigle

N.Y.C. ALUMNI
CHAPTER FORMED
IN THE NEW YORK AREA

Recently a number of alumni
in the New York City area decided
to establish a formal alumni ·chapter. After a number of organizational meetings, the following
interim officers were chosen:
Chairman
Francis Mason
Vice Chairman Lowell Shindler
Treasurer
Stewart Washburn
Registrars
Carolyn
Leeuwenburgh
Mary Wiseman
Secretary
Lovejoy Reeves
The following have volunteered to head and organize committees:
Newsletter
Barbara V ona
Seminars
Stephen Benedict
Special Events
Adam Pinsker
Student
Counseling
Michael Gold
Student Liaison Stewart Washburn
Also, the following Board of
Directors has been chosen:

Stephen Benedict '4 7
Tristram Campbell '47
Michael Gold '61
Alan Hoffman '49

Donald Kaplan '45
Carolyn Leeuwenburgh '55
Francis Mason '43
Adam Pinsker '52
Marvin Raeburn '51
Lovejoy Reeves '67
Lowell Shindler '64
Ronald' Silver '63
Steven Shore '68
Eugene Thaw '47
Gene Thornton '45
Barbara Kulaki Vona '64
Daniel Vona '67
Stewart Washburn '51
Mary Bittner Wiseman '58
A number of projects are
already underway. Carolyn Leeuwen burgh and Mary Wiseman are
putting together a registry of
alumni in the area that will not
only be useful to the Alumni Chapter but also to alumni moving in to
the area and to New Yorkers who
are students at the College.
Monthly seminars are planned,
beginning in February, at the New
York Studio School, located at
No. 8 West 8th Street.
In January, one of the teleVISion series, "Dialogue of the
Western World," will be shown to
alumni in the studio of Channel 13,
in New York City. The text for this
showing is Thucydides' "Melz"an
Conference." This is one of a series

of 15 one-hour television seminars
produced by the Maryland Center
for Public Broadcasting, now being
broadcast on Channels 6 7, 7 3 and
28 in Maryland.
Other cities where alumni have
expressed an interest in forming
alumni chapters are Boston, Philadelphia, Baltimore and Washington, D.C. Information on the
·activities of these groups will be
published in future issues of The
College.

MARK VAN DOREN
(1894-1972)

St. John's College notes
with great sadness the death on
December 1Oth of its good
friend Mark Van Doren. Pulitizer
Prize-winning poet, critic, and
teacher at Columbia University
for 39 years, Mr. Van Doren was
a frequent lecturer at St. John's
during the early days of the New
Program. The College community extends deepest sympathy to Mrs. Van Doren and to
sons Charles '46 and John '47.

23

�The College

ALUMNI ACTIVITIES
1912
Among his many activities, Ph£lip L.
Alger this fall found time to direct a series
of lecture-discussions on "Ethics and the
Professions" at Union College.

1931
"Lou Rosenbush wins Maryland
Futurity," read a recent newspaper headline
in the Baltimore area. Certain that our
alumnus Louis Rosenbush, Jr., was not a
jockey, and doubtful that he had run in a
horse race, we thought perhaps he had
placed a lucky bet. But, no, Lou Rosenbush
did run, not the alumnus but his namesake,
a two-year-old owned by Rosenbush's friend
Nathan Cohen. How many alumni have
horses named after them?

1932
Richard F. Blaul, Annapolis insurance
man and a director of the Alumni Association, is the honorary chairman of the
Development Committee of Fairfield, the
first non-profit nursing home in Anne
Arundel County.

1936
WUliam N. Raz'righ, a native of Caroline
County (Md.}, since 1961 has been administrator of the Kent-Caroline Libraries.

1939

elected resident vice president, Baltimore
Service Office, Insurance Company of North
America. Ken has been with INA since the
mid-1930's.
Thomas L. MacNemar is head of the
Annapolis office of the Maryland State
Department of Employment Security.

1952
Adam Pinsker is currently the president of the Association of American Dance
Companies, and makes his home in New
York City.
Some sort of record was set this past
August, when Alvin Aronson graduated with
the summer senior class. Twenty years and
three months after his original class graduated, Al received his own degree. We know
that it was not easy for Al to become a
student again, and offer our most sincere
congratulations to him. After graduation;Al
left for Israel for an indefinite stay.

1960
1957
fohn Kinloch paid a brief visit to the
Alumni Office in late September; while here
he told us he received his Ph.D. degree in
mathematics last year frOm Vanderbilt University, and is now an associate professor of
mathematics at East Tennessee State College.

1959

Kenneth G. Bennett in November was

24

partner, Charlotte has formed the Annapolis
Counseling Service.
Hank Braun and his wife Mary Anne
(DeCamt'lUs) ;!58 live on Thompson Street in
Annapolis with Stephen, twelve, and Robin
nine.
Wz'llz'am R. and Carol (Pht'lUps) Tilles
were in from near-by Bowie, where they Jive
with their children David, Jenny, and Paul.
Bill has been with IBM for eleven years; his
work concerns use of computers in the
medical industry.
Peter and Pat Schenck live in Annapolis with John, age nine, and Sarah, age
seven. Peter is the psychologist at Henryton
State Hospital for the adult mentally retarded, and was recently made a member of
the newly~formed Annapolis Environmental
Commission. Pat, who received her master's
degree in elementary education from the
University of Chicago in 1970, teaches at
the Key School.

Homecoming brought together several
members of the class of 1959, and Patricz'a
(Garretson) Schenck passed around a notebook and collected the following:
Harvey Goldstein and wife Dale came
in from Miami where he practices law. They
issue a most sincere invitation to anyone
from the College to visit them.
Mary (Bittner) Wz'seman and husband
Charles were down from New York, where
Mary teaches philosophy at Brooklyn College. Charles, Mary, and her nine-year-old
daughter Emily live in Manhattan.
Charlotte King is the student counselor
at the College, and she and her daughter,
Rachel, make their home on campus. Charlotte was recently appointed assistant
director of the Anne Arundel County
Department of Social Services, and is
working specifically to make public housing
into livable, acceptable communities. Together with Henry D. Braun and a third

Capt. fohn f. Lane writes to President
Weigle that he is Chid of the Resource
Management Division in headquarters of the
Air Force Communications Service at
Richards·Gebaur Air Force Base in Missouri.
He is responsible for staff direction of the
Commrmications Computer Programming
Center and of the 2199th Computer Service
Squadron.
Dorothy Luttrell is working for her
master's degree in Learning Disabilities at
San Jose State, and lives in Mormtain View,
Cal.
Kenneth H. Thompson, Jr., associate
professor of political science at the University of Southern California, had a
unique political experience this past
spring. Having filed for Democratic nomination to Congress in the primaries,
he withdrew on doctor's advice after
getting the flu; it was too late to remove his name from the ballot, and he
won in a landslide a month after he
withdrew. (We wish we could bring this
account to a happy ending, but according to our reading of the California election results in November, Ken was not
elected to the Congress.)

1961
Eyvind C. Ronquist is teaching at
Sir George Williams University in Mon·
treal.

�January 1973
The Federal Trade Commission has
promoted Harrison ]. Sheppard to
deputy assistant executive director for
legal coordination. Just settled into a

Dr. A. Stevens RuMn is now an
Army Medical Corps captain, stationed
at the Kimpo Dispensary in Korea for
13 months.
1967
We understand that Alice G. Chalmers is a graduate student in biology at
the University of Georgia.

1968

new job in the State of Washington
within the past year, Harrison will
apparently soon return to Washington,
D.C. His principal duties will be- the formulation of programs of consumer protection and competition, and when these
are approved, to supervise their execution.
Mary (Ryce) Ham is a member of
the neWly-formed Annapolis Environmental Commission.
Ellen M. Luff, legal aid attorney in
Annapolis, wife of one-time College
artist-in-residence Eric Dennard, and
aspirant to political office, won a legal
battle this past summer to vote under
her maiden name. Ms. Luff successfully
contended that she did not have to register under her married name, and that
to do so would damage her professionally, politically, and psychologically
since she had been known as Ellen Luff
throughout her professional life.
1962
fohn F. Miller, writing in November
to Miss Strange, apologized for missing
Homecoming since he was job hunting,
trying to finish his master's thesis, and
teaching at both the University of Maryland and Montgomery Junior College.
1964
Linda Rice is now married to Christopher B. Schaufele; her husband is with
the mathematics department, University
of Georgia.
1966
Maxine Ann Marshall-Shapiro, her
husband, and three children live on a
farm in Mendocino County, Calif. They
intend to start their own school in the
spring.

Alison Karslake (SF) is studying
French at the Graduate School of the
University of Maryland, where she holds an
assistantship and teaches one undergraduate
course.
The November mail brought the first
"annual George Partlow letter," with the
news that George has finished his Jamaican
Peace Corps service, and is presently living
in Michigan. During his period of transition,
George is taking some courses -at the University at Flint. George also reports that
Charles Watson, soon to become an M.D.,
goes to London in February for special
work in tropical medicine; that Gzlbert
Renaut is in law school, as is Lee (Ret"chelderfer) Tyner.
Sally Rutsky is studying law at the
University· of Michigan.
Mt"chael S. Ryan is pursuing Arabic
studies at American University in Cairo,
UAR.
Amy (Hummel) Rarick writes that she
has become "a professional student": in
August she received her M.L.S. degree from
the University of Maryland, and is now a
first-year M.A. student in Canadian studies
and international economics at the Johns
Hopkins University School of Advanced
International Studies. Amy received both a
fellowship and a research assistantship from · 'c'(
SAIS. Amy also reports that Sarah Bell '67
has a fellowship and is a doctoral candidate
in linguistics at M.I.T.
1969
Michael Hodgett (SF) has completed a
tour of duty in Vietnam, and has accepted a
position as Chief Teller in the Santa Fe
National Bank.
Catherine (Allen) Wagner received her
M.A. degree in anthropology last June from
the University of Illinois; her thesis was on
the iconography of Peruvian Indian pottery. ;
Cathy has applied for a Kent Fellowship
from the Danforth Foundation to continue
her Andean studies. She also tells us that 4· ,._.
Alec Himwich '68 and she are in their third
year as teaching assistants in a physical
science course for non-science majors.
Lee McKusick (SF} graduated from
California State University at Los Angeles
last June with a bachelor's degree in
American studies. Lee would welcome
letters or visits from former classmates; 377
Crane Blvd., Los Angeles, CA. 90065.

1970
Patricia Ann Carey and Matthew A.
Frame ('73} were married August 9th in the
Church of St. John and St. Philip, The
Hague, Netherlands. They are making their
home in Annapolis while Matt completes his
senior year at the ~ollege. He, by the way, is

the son of James H. Frame '50 and the
nephew of Rogers G. Albrltton '45.
Brent McAdam (SF) writes that fohn
F. Emerson; now Brother John Houghton,
O.P., made his first vows as a Dominican
friar in September, and is stationed at St.
Albert's Priory in Oakland, Calif.
A brief note from fohn Dean infonns
us that Arthur Luse is teaching at a prep
school in up-state New York, a whopping
load of five courses! John himself anticipates publication of his first article, "The
Two Arguments of John Donne's 'Air and
Angels'," in the Fall '72 issue of Massachusett-s Studies in English.
]ames F. Scott (SF) writes that he is
now living, and working with retarded
children, in Syltholinsgade, a small town "at
the bottom of Denmark, where the ferry
leaves for Germany."

1971
Sheila Babbs (SF) is a Peace Corps
Volunteer teaching English to Senagalese in
Thies, West Africa.
Word has reached us that Alan Plutzz·ck
and Anna Lz"via Thorpe '73 are married,
although our informant did not know where
or when the event took place.
V. Mt"chael Vt"ctoroff is now a freshman
at Baylor College of Medicine at the Texas
Medical Center in Houston. Last year Mike
worked on the Citizens Task Force for
Mental Health in Ohio, apparently a most
rewarding experience.
1972
Dana E. Netherton is a Naval officer
candidate at Newport, R.I., and anticipates
being commissioned in February.
Jean K. Carr is a graduate fellow in
biology at Mount Holyoke College.
Candace G. Lindo is working as an
executive secretary and living in Alexandria,
Va.
It appears that Martha E. Belt and
Donald E. Massell '70 are now man and wife
and arc living in Chico, Calif.

1
1903- Edgar C. Wrede, Brooklyn,
N.Y., October 19, 1972.
.9 1909 - Harold S. Cutler, Weston,
Mass., August 29, 1972.
'"---1914 - S. Maurice Phillips, Drexel
Hill, Pa.,_ ~.eptember 10, 1972.
i ").9'22 The Rev. William R.
Hofuey, Centreville, Md., November 22,
1972.
1,.~_,22·"'- C. Edwin Cockey, Queenstown\ Md~ctober 22, 1972.
t.l-~- Capt. Henry B. MacMannis,
Peter~~~""'Va., August 14, 1972.
J)PZ4 - Jesse E. Smith, Augusta,
Me.
~Dr. James K. Insley, Baltimore, Md., October 6, 1972.
19~- John K. Lucas, Kill Devil
Hills, N.C., September 20, 1972.

~'~

�Photo Credlts: Front and back cover;,, Eugene Jorgov.
Page 1, Encyclopedia of World Art, Vol. 3 (McGraw-Hill,
1959). Page 18, Charles Post. Page 21, Sheldon C.
Heitner. Page 22, Sheldon C. Heitner, Thomas Parran, Jr.
Page 23, Charles Post. Page 24, Cal and Don Young.

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

\

April, 1973

�The Liberty Tree

THE COLLEGE
Editor: Robert L. Spaeth
Alumni Editor: Thomas Parran, Jr.
Design &amp; Production: John Randolph Campbell
Editorial Advisory Board: Michael W. Ham, Paul D. New·
land, Barbara Brunner Oosterhout, '55, E. Malcolm Wyatt.
The College is published by the Development Office of St.
John's College in Annapolis, Maryland. Richard D. Weigle,
President. Paul D. Newland, Provost.
Published four times a year, in January, April, July and
October. Second Class postage paid at Annapolis, Maryland,
and at other mailing places.
IN THE APRIL ISSUE:
What is the Ouest ion? by Elliott Zuckerman . . . . . . . . . .
In Memory of Mark Van Doren, by William A. Darkey . .
An Interview with Robert Bart, by Robert L. Spaeth . . .
A St. Johnnie in the Job Market, by Grace Dawson '65 ..
Black Mountain, by Michael W. Ham ................
Sculpture by Burton Blistein ......................
Conversations with Graduate Institute
Alumni, by Goeffrey Comber ...................
News on the Campuses . . . . . . . . . . . . . . . . . . . • . . . . . .
Alumni Activities ..............................

1

3
4
10
11
12

14
19
22

ON THE COVER: "Gallery Ill" is the title of the work of
sculpture shown on the cover. The sculptor is Burton
Blistein, a first-year Tutor and Artist-in-Residence on the
Annapolis campus. The College features other photographs of
Mr. Blistein's work on pages 12 and 13 of this issue.
VOL. XXV

April 1973

NO.1

Tina Saddy, 75, a sophomore on the Annapolis campus

The Tower Building, on the Santa Fe campus

�WHAT IS THE QUESTION?
Before I came to St. John's College, and well
before I came to the Graduate Institute, I used to
direct a summer camp. It was an international camp,
and there were young men from many different
countries. Each boy was required to do what was
called a Project - to make something that would be
of use to the campers of the future. One summer
there was a boy of sixteen from what was then East
Pakistan. His quiet and unaccountable behavior
displayed the characteristics of that part of the world
which, in those days of relative innocence, we still
thought of as the Mysterious East. For his project he
decided that we needed a place to put the various
objects that the other boys had carelessly left behind
or mislaid on the grounds of the camp. So he built a
Lost and Found Box. He got a large orange crate,
which was already divided into two compartments of
equal size. On one side he put a sign which read
"Lost." The other side he labelled "Found."
Since he placed the box outside the window of
my office, I was able to observe the campers who
made use of the completed Project. A boy would
come up to it holding a book, or a fountain pen, or a
shoe, and stand there trying to decide which half of
the box it belonged in. I enjoyed watching the signs
of their Hegelian deliberation. I liked the effect of
that built-in perplexity partly because I myself am
naturally of two minds about almost everything. At
the same time I am capable of the most categorical
pronouncements, of the sort that people are
prompted to call "opinionated" - a term that ought
to be reserved for the utterer and not for the remark
itself. When the division has been built in, one must,
after all, eventually place the pen or the shoe in one
or another section of the orange crate.
Less personal was the illustration of what happens
when correlative words are artificially isolated.
Consider, for example, what happens in any classroom. Who are the teachers and who the students?
When we give or take tests, I suppose the distinction
is the simplest: the teacher is the one who asks the
questions for which he presumably has the answer,
and the student is the one who hopes he can
remember which answer it is supposed to be. But
Elliott Zuckerman, a Tutor in Annapolis since 1961, waS
Director of The Graduate Institute from 1968 to 1970. He
is now Acting Dean at Annapolis. The above address was
delivered at the Institute's commencement in August, 1972.

I ELLIOTT ZUCKERMAN
apart from that technical situation, it's hard to tell
who's really doing what, for there is a constant
reversal of roles. A child asks questions for which we
have no idea of the answer. And the professor, when
he is not merely professing, can do the same thing.
Any good teacher and any good student can multiply
the examples. One wonders, of course, whether the
very distinction between Question and Answer isn't
rather like the distinction between Lost and Foundwhether they don't belong in the same undivided
orange crate. "What is the answer?" Gertrude Stein is
supposed to have chosen as, we are told, her splendidly characteristic dying Question. When no answer
came, she· laughed and supplied it herself. "Then,"
she said, "what is the question?"
At St. John's College we do everything possible to
erase the sharp distinction between Teachers and
Students. We tell everyone who asks about us, and
even those who don't ask, that the Tutors are students
and the students teach. The coffee shop usually displays the two sorts helping each other. In the
Graduate Institute the ambiguity is happily compounded: not only are the teachers students by
inclination, but most of the students are, by
profession, teachers. Better still, we try to bypass the
distinction by asserting that the books are the
teachers. But that places us before the divided box of
the next distinction. Are· the books asking or
answering? In the seminar, where we start out with a
.question, ought we to end up with an answer? And
when we do find ourselves with an answer, surely the
answer ought to pose a question.
Since this is a commencement speech, I have an
excuse for having fallen into one of the refrains of
our indigenous homily. But the paradoxes sound
bromidic enough to tempt me to the opinion that
they ought henceforth to be uttered sparingly.
Perhaps they ought to be reserved for that rarest of
occasions, a profitable discussion. It seems to have
become too easy, for example, to speak the truth
about the importance of finding a question in every
answer. It may even have become too easy, in a superficial way, to practice that discovery. The reader or
the listener who accepts everything he is told is, of
course, discouraging: one sees in him the readiness
finally to choose an authority and adopt a party line.
But I wonder whether we oughtn't to be equally
suspicious of those people who automatically
question everything. Surely they are annoying in

1

�seminar, those participants who can be predicted to
counter every assertion with a Why, and ask about
every word you use "What do you mean?" One
wonders whether in the course of their immediate
and invariable questioning they have learned anything
important about Questions - that there are, for
example, really very few of them, and that they are
rarely seen in anything like their full force.
Because they are few, they must recur at vertically aligned stages of what may be considered a kind
of expanding spiral. My fancy image is meant to refer
to an experience I'll try to describe. At the terminus
of a rare discussion one can find oneself asking a
question which one remembers having asked before.
But this time it seems to have greater force: this time
it is asked more deeply, or more elevatedly. You see
its import in Kodachrome, whereas it had once been
merely in black and white. Or you see it now in the
sharp contrasts of black and white, whereas before it
had had the imitation gloss of glorious technicolor.
You recognize that what had seemed to be a seeing
had been vague and fleeting, and this suggests
analogously that whatever clarity and permanence the
question now seems to have will seem shadowy in the

light of some future terminus of thoughtfulness.
"Why is there not nothing?" There is one of the
great terminal questions, a question that can provide
the impetus for a further turn of the spiral. If we
don't know that this is so, we are told so on good
authority. Yet I think the question sounded silly just
now - not just awkward, in its oddly necessary
negative phrasing, but feeble in the context of here
and now. Anyway I hope that was how it sounded.
For I had no business saying it, except to illustrate
the very point that I had no business saying it. The
question can mean something only at the end of a
series of difficult thoughts - an end which is, as I
have suggested, also a beginning. It should have no
place outside of a discussion, or apart from one's
most valuable deliberations. It certainly has no place

in a speech, when one can at best half-attend to what
one person half-professes. Furthermore, even if the
context had been one of suitable thoughtfulness, I
had maimed the question before I uttered it; for I had
written it down.
Our society - particularly that part of it which is
so disconcertingly called intellectual - has somehow
heard that questioning is a good thing, without
recognizing that what is valuable has to be rare and
difficult. As a consequence we constantly come upon
parodies of the thoughtful life. We are beset by interviewers who ask questions, and experts who answer
them. But we also question anyone at all about
anything at all, as though we had come to believe that

2

there is virtue not only in the quantified tabulation of
answers and indecis:ons, but in the very activity of
asking questions. In and for itself we like the variety
of the answers - so much so that for every assertion
we are required to seek out an "opposing view." Our
ideal of the reasonable life is the confrontation of
conflicting opinions - an endless panel discussion in
which people from all walks of life engage in the
empty activity of exchanging ideas without ever
having had any. It is an extended Symposium at
which nothing is offered to drink. If someone knows
how to do something, we don't simply ask him how
he does it; we ask him, as though his know-how
contained a nest of answered questions, for his
"methodology." Better still, we ask him for his
"philosophy" - his philosophy of film-making, or of
hair-dressing, or of camp directing. We even ask
people indiscriminately to tell us of that special grasp
of the world and their fellow men that ought to be
the exclusive province of the chap whom one finds
standing next to one at a bar: we ask them for their
Philosophy of Life. One wishes, indeed, that we could
learn to be openly trivial - for somewhere in the
etymology of triviality there is some suggestion of the
attention to the meanings of words.
Despite the superficial resemblances, our pieties
at St. John's are worthier than the ones I have just
described. Yet I suggest again (and in conclusion this
time) that the life of questioning, of curiosity, of
wonder, is not so easily to be entered into as even our
pieties would lead us to believe. I am even suggesting
that for most of us there is no such life - that
wonder occurs within a life, in moments that are
hardly won. And there can be hardness in what
follows those moments. The implications of one's
deepest questions may be repellant. For what passes
for an answer may require a commitment or a faith or
a series of hinged conclusions that could rock the
order of a hitherto hidden foundation of action. My
Bengali camper, incidentally, gave us one other
example of his handicraft. It was what at the time we
could only deduce to be an inflammable ashtray. He
had taken half the shell of a coconut, and covered it
with a kind of varnish. When one put one's cigarette
near it, the varnish gave off a sudden blue flame. This
was not a Project. He made it especially for me, and
presented it to me at the end of the summer, during
the closing ceremonies, as a kind of graduation gift.
For a long time I thought it was his hint to me that I
should give up smoking. But I know now that the
true excellence of his handicraft consisted in his
talent for illustrating the more questionable aspects
of what one would someday, to one's great surprise,
find oneself saying in speeches. 1111

�In Memory of Mark Van Doren
(1894-1972)
William A. Darkey
Every time someone dies the whole world
changes. We don't always know this and when we
don't it is because we do not, or cannot, remember
the one who has died. I have called this meeting
today because it is fitting that we interrupt the study
and the labor of the College for a time to remember
Mark Van Doren, who died last Sunday at the age of
seventy-eight. His life has in part made our world, and
his death has changed it.
In a formal way it is right that we should come
together to honor his memory, because he was a
member of the new St. John's from the times before
it began. During important years he was a member of
our Board of Visitors and Governors. For two
decades he was a regular lecturer in the College in
Annapolis and in this way a true teaching member of
this Faculty. He lectured to us on poetry and poets,
and through his teaching many of us learned how to
think about poetry and to love it. He was last on this
campus in Santa Fe io August, 1971, when he
delivered an address to us - to you -- In Praise of a
World That May Not Last. Your world. He praised it
to you and for you.
Not many of you knew him personally. And yet
you do know him through his poetry, I hope, and
also through his book, Liberal Education, which has
for three decades led students to St. John's by
showing them a vision of what this college tries to be.
Many of you are here now because of him.
All of this is formal. But it is not what I should
like to remember with you today. Rather, I should
like to remember with you some things you do not or
may not have thought about Mr. Van Doren. Institutions at their best must be personal because persons
make them up, and it seems to me we should be
personal about Mr. Van Doren.
I knew Mark Van Doren from the time I was a
very young student. The first time I heard him lecture
- I was a freshman - I thought to myself something
like, "This is a real puet." That was the judgment of a
very green and a very callow boy. But I was not
William A. Darkey is Dean of the College in Santa Fe. He
has been a Tutor since 1949. The above remarks were
delivered at a College meeting in Santa Fe on December 13,
1972.

wrong. The privilege of knowing and loving him for
the next thirty-five years, at St. John's, at Columbia
University, and afterwards has been an essential part
of my education, the happiest part, I think.
He was essentially a poet and a very fine one. I
tend to think of him as Vergilian, though Vergil was
not one of the poets he admired most greatly. His
own prime poets, I think, were Shakespeare, Homer,
Dante, and the poets of the Old Testament. But
Shakespeare's plays and the Bible were the poetry he
loved best.
While he was above all a poet, he was also a
scholar, a critic and a great teacher. And, it should bt
added, a sophisticated man of the world and a good
citizen of it.
In him these roles were not separate, as they need
not be. We should remember this and see itdemonstrated in him as a permanent possibility. They were
io fact functions of his role as poet.
As a scholar he was meticulous and learned,
because detail fascinated him - detail of the actual
surface of things the way they are. And he loved
words; their sound; their music together; their history
- I remember conversations interrupted at intervals
by his diving for the dictionary; all the richness of
words; their precision. These virtues of the poet are
the essential equipment of the scholar.
As a scholar he had read and remembered everything, but he hated footnotes and the rest of the
pompous apparatus. To the unwary or ignorant
reader it may appear that he wrote off the top of his
head. A more sober and responsible judgment reveals
how much learning he had digested and gracefully
returned on his page.
His view of the critic's function was again that of
the poet. His last book of criticism, whose prose style
is the equal of any written in this century, is entitled
The Happy Critic, and that says it all. He deeply felt
that the business of the critic, like that of the poet, is
to praise what is excel! en t, beautiful, and wonderful.
He hated the perpetual carping of critics who can find
nothing good, nothing worth their while to praise,
and so write destructively. When there were no new
books to praise, he reread the same old ones, and
praised them. The same old ones: Homer, Chaucer,
Cervantes, Shakespeare.
(~ontinued

on page 18)

3

�AN INTERVIEW WITH

ROBERT BART
By ROBERT L. SPAETH

ROBERT SPAETH: Mr. Bart, you have been teaching at St. John's for about twenty-five years. What
have you learned about teaching during those years?
ROBERT BART: I don't know whether I've really
learned anything about teaching - I've just been
teaching. I think each teacher has to teach his own
way. When I first came to the College I audited a
great many classes. I went to John Kieffer's Greek
tutorial, and Ernst Abramson's mathematics tutorial,
classes of Winfree Smith and Mr. Klein. I guess the
first thing I learned was that everybody teaches
differently and I couldn't imitate anybody else. But I
learned something from watching other people teach.
I think I don't quite know what it is you learn. You
learn how different they are, and you stretch yourself
in directions you wouldn't have tried, but it certainly
doesn't come out anything like the same way.
SPAETH: When you came to St. John's, did you
think that you were prepared to be a teacher?
BART: I think the thing about the College that's
different from elsewhere is really that we don't think
of teaching and learning as entirely separated. When I
was in college the teachers were experts and were
telling us what they knew, and we were listening to
them and taking notes, of course, on what they said;
but here, where the teaching and learning are pretty
much the same kind of thing, I'm not sure that I've
got them completely separate in my mind. I was
excited about what I was learning and when I found
something out, I was eager to share it with the
students and find out what they made of it. And of
course they were studying the same things and I was
very interested to find out what they had seen in the
things that I was reading. So it's just not clear to me
that teaching and learning are separate here. Maybe
that's why we have conversations rather than lectures.
SPAETH: Have teaching and learning continued to
be mixed for you over the years?
BART: Certainly, but with different consequences
than I realized. I remember some years ago I was in a

4

seminar with Sam Brown and he said that I was
talking way over the students' heads all the time. I
suppose that was because I always tried to talk with
them about the very things that I was learning. I
think that can be a fault all right. It's not merely a
question of expecting too much; rather, it's not
finding out what their questions are. Nonetheless I do
think it is pretty essential to the kind of teaching that
we're doing that the very discoveries you're making
can somehow be shared with the students. When
we're reading for our classes I think we're mostly not
reading in a narrow or specialized way; it seems to me
we're always looking for the fundamental questions
and problems which we all share, beginners included.
SPAETH: Do you think that there was some truth to
the statement that you were over the heads of the
students? If you do, do you recall consciously
correcting yourself in certain ways?
BART: Well, only in the directions I've tried to
suggest, because I do think if we are to have a genuine
conversation, everybody in it must have some kind of
equality. Now, I'm not their age and I've studied a lot
that they have never studied, but if I come into the
conversation as somebody on a totally different level,
it seems to me it's not going to make for a very good
RobertS. Bart has been a Tutor in Annapolis since 1946. He
was interviewed by the editor of THE COLLEGE in the spring
of 1972.

�discussion. Of course, when it's a technical matter,
say, if you're teaching mathematics or something

specific in a language, why it's obvious that you know
a lot that they don't know. But I think in all of our
classes we're always remembering that there are
questions that we all have completely in common and
that the technical things are in some sense for the
sake of that. I've noticed it in your classes, Mr.
Spaeth. You know a lot of lab and math, and yet I've
found when the class really gets into conversation in some way you're right there with them. You may
be making more out of the conversation than they
do. You may see more than what gets said, but I
don't think it's the case that you have the answers
and they don't. It seems to me it would destroy our
classes, if in the important things somebody thought
he'd got the answers.
SPAETH: Have you learned something new from
your students each year?
BART: I think so, and almost in each class. In fact I
have the feeling that it isn't a good class if I haven't
learned something. That's the joke about the College,
.it seems to me. The students pay, but it seems to me
that it's the faculty that learns the most in almost
every hour. That seems to me what keeps us going.
Otherwise, we couldn't go over the same material the
way we do. I think the classes would go dead. By the
way, that has happened to me sometimes, and then I
think it is time for me to teach another subject
matter. Sometimes I think maybe one just can't teach
in St. John's forever and ever. But I always get a kind
of renewed hope about it.
SPAETH: I would be interested in hearing you
compare the experience of leading a seminar for the
first time with leading one for the fifth or sixth time.
I believe you have taught at least one seminar that
many times.
BART: Yes, I guess I've taught the freshman seminar
at least that many times - probably more.
SPAETH: Can you compare the experiences?
BART: I think the difference for me has been that
the first time, the danger is that what I am just
discovering for myself is very much uppermost in my
mind. I'm very excited about some things which I
have seen, and I am much more inclined to force the
conversation in my Own direction. On the other hand,
I have a much fresher enthusiasm sometimes than
when I come back to it. I'm more ready to listen, I
think, when I come back to it a second and third
time, much more ready to see what the students are
making out of it. But it isn't quite that simple. It
seems to me most of the time when I am re·reading a
book for seminar, I discover that I haven't read the
book very well the time before. This time I think I

really see what it is saying. Then, of course, the .third
time and the fourth time I still have the same experi·
ence. Nevertheless, it does happen to me when I've
taught a class a number of times, I begin to get a
certain expectation of what the class can do. If
you've taught freshman seminar a good many years
there are a number of themes in Plato, Aristotle, the
tragedies, the histories, that you feel very strongly
ought to get discussed, not necessarily this evening or
that, but somewhere along the line.
SPAETH: Are you saying that, for example, a
Platonic dialogue itself is fresh enough to you each
time so that you don't feel as though you're merely
going over it again?
BART: I would want to subscribe to that assertion
not merely as an ideal, but as a. description of our
common experience. Sometimes, of course, I find
that under the amount of work that I have to do I
don't put much time (or attention and thought) into
re-reading a given seminar text. Nevertheless, it often
goes very well for the students. I just sit back and let
them help me discover things and I don't have any
definite direction in mind. But I guess the main thing
that I would want to stress is that it seems to me a
book that doesn't present discoveries and real
insights, no matter how often you read it, probably
doesn't belong on our list.
SPAETH: You spoke about listening. Do you think
that listening becomes easier as you get more experi·
ence as a tutor or does it go the other way?
BART: I can see how it would go the other way. I
think I probably would have to admit I get increasingly impatient with listening to conventional
opinions. I think the reason it sometimes is said I
drive the seminar too hard is that there are a lot of
obvious things that don't seem to me very well worth
saying, and I am probably impatient with these. But I
would insist for all that, that I just like to hear what
the students have to say of their own. If it weren't for
that I don't think I would want to teach here. I really
want to know what they are making out of the book.
Otherwise, I've only got myself and the book, and all
the books we read are too hard for me to understand
alone. I think I listen more when I have a certain
familiarity with the book. I find it is fairly easy for
me to just sit for an hour and watch the conversation
go on. I try to see how the different elements in the
conversation relate to the book. On the other hand,
when I've just read something for the first time, like
the Supreme Court cases we've been doing the last
two years - some of which I'd never read before I'm just bursting with things I want to say and it is
much harder for me to do the listening iob. But my
students seem to enjoy it when I just get right into

5

�the discussion like one of them and bring my own
confusion and false starts.
SPAETH: These conversations that you've had and
enjoyed in seminar have been, we must remember,
with persons mostly around 20. Do you think that
your students have been, in any sense, too young for
these conversations, or for these books?
BART: That's a very, very difficult question and I
think it is what was being suggested to me by Sam
Brown long ago, that I didn't remember how young
they were. But I think there is a good deal of truth in
what Plato has Socrates suggest in the dialogues, that
the conversation itself carries you along. I think it is
probably true that these young people find themselves saying things that they would perhaps never say
if the conversation wasn't gradually leading them
there. There may be an enormous gap between what
they are led to say by the conversation and they're
really acting on what they've been saying. A conversation often has a certain independence of the age of
the participant. On the other haiid, every now and
then it's just shocking how little re.af:&lt;;xperience they
have. In moral questions they are us!l.ally extremely
narrow and have very, very hard and fast rules one
way or another about how one should behave. In our
seminars on works of literature I feel the greatest
difference between their age and mine.
SPAETH: Does it affect your teaching that the
students have a great length of life in front of them?
That is, do you have certain expectations for them or
do you just simply enter into the conversation for its
own sake and believe that that's quite adequate for
the day?
BART: I think the latter situation inevitably prevails
(for teachers and students - certainly) in a college
like this. We do simply enjoy what we're doing
enormously. I think that that experience of enjoying
study, of enjoying working together, making
discoveries together, is so valuable that I'm not

surprised that while we're engaged in it that's what
we think of. But of course insofar as the faculty is
responsible for making this curriculum and have a
certain intention about it, the other questions are
always present. But I do think we always have to
remember that whatever we plan in a curriculum we

are not going to get out of it any predetermined
results. We are wrong to be too easily disappointed if
a student hasn't gotten some ideas we feel every St.
John's student ought to get. I'm beginning to settle
for very, very simple things that seem to me to be of
the greatest importance - above all that they look
very closely at the terms of any conversation, of anything that they have read or heard spoken; that they
understand that it is built out of words, and all the

6

key words themselves are difficult and demanding so
that they won't let slipshod language go by them
without challenging it. I don't mean to make them
little sophists to challenge everything, but they
should be prepared to ask what it is that the speaker
is meaning by his major terms. And one other thingthat they believe fully in the worth of the conversation. I can't tell how much more I can really count on
that the curriculum will produce for them. Of course,
I have my secret desire - not very secret, it comes
out in my labs - that they would know a little more
about what science is and what it isn't. We are in a
marvelous time in the history of the world, it seems
to me, a time to see the tremendous edifice that
science has produced and yet to have all the most
interesting questions about what kind of thing that is.
SPAETH: Could I ask about your own relationship
with the laboratory program? I believe it is an area in
which you have become a good deal more active in
recent )fears. Have you become more interested in
science?

BART: That is a myth. People like to make myths
about people. No - it's perfectly true that during
most of the years that you've been here I haven't had
much chance to work in the lab. The first ten years I
was here, roughly, I did quite a lot of work with lab.
It was all entirely new to me. I had been in situations
in school and college where the curriculum required
science of the students, but I was always ingenious
enough to get myself exempted from it, so I never
studied any laboratory science of any sort whatsoever. I took the math and science all on faith when I
came here. I thought if Mr. Barr and Mr. Buchanan
talked so wonderfully about everything I did know, I
just had to take all the talk about science on their
word. And the first year I followed the freshman lab,
cut up my cat like everyone else, and weighed my
baros. I was not much older than most of the
students and I learned a lot of lab that way. By an
odd accident I think I never really taught the freshman lab. The curriculum has changed so much and so
many times it's hard to name in current terms what it

was that I taught years ago. Half of what we now do
in the freshman lab I did teach in a sophomore lab chemistry and optics, that is, at9._ms and geometrical
optics, with some wave theory \J;l:j_it. I taught that a
couple of times in my early years in the College. By
the way, with subject matters such as lab that I did
not grow up with, I have found that the limitations
on my own background have made it harder for me
to teach them when I have other pressures, such as
committee work. So there was, as you implied, a big
hiatus during which I wasn't teaching lab. (By the
way, over all these years I have kept on attending labs

�as the curriculum changed.) Of course, as you too
have experienced, my knowledge of certain other
things in the curriculum has kept me teaching them
more often than I might have chosen to do. It has led
to some of the things we were talking of earlier - my
growing stale in teaching a class four or five times in
sequence.
SPAETH: Since you have experience in the labora·
tory, the language tutorials, the mathematics
tutorials, and certainly the seminars, I'd like to get
down to the details of what sorts of things go on in
the classroom. Is what happens in a tutorial quite
different from a seminar or a laboratory?
BART: Yes, although I think perhaps in the language
tutorial the distinction from the seminar is not as

clear. I think it's easiest to start talking of a math
class and then try to arrange the others in a scale or
some kind of grouping around it. In a math class it's
perfectly cleaT just what we have studied and pre·
pared and what the main business of the hour must
be. We go over that material and see that we have
understood it on a fairly straightforward level so that
we can demonstrate it. Ideally the student does all
that, but if no one can I don't see how the teacher
can avoid simply instructing the students in that
subject matter. On a given day one might just push
the thing aside because people weren't prepared; but
if the material is presenting too much difficulty, then
it seems to me that there is no alternative. Of course,
we usually try to avoid that by giving the students
materials that they can present. But we are not
uniformly successful in bringing that about. Now,
when it comes to the seminar, perhaps at the other
end of a scale, it is clear that we don't presume to
instruct, because the questions we are asking of the
books are usually not questions about which instruction is possible. With the language tutonal the biggest
single difficulty is the question of its function. Is it a
baby seminar? Is it instruction in language? Or is it
some kind of closer and more reflective working over
of material? I have had all kinds of language classes
and I think I don't know myself what kind we should
say is the paradigm. I think in the math tutorial the
paradigm should remain the demonstration that the
· student performs, prepares and performs, even
though different texts may bring the teacher into it
more and more heavily, to press points far beyond
what was actually given in the demonstration. By
contract, in the tutorial - for example in the Junior
year - I think it is wonderful that we read Phedre.
There's so much demonstration in the laboratory, so
much demonstration in the mathematics, so much
strict argumentation in the seminar, it seems to me

highly desirable that the language tutorial should be

as far away from that kind of thing as possible.
SPAETH: I would like to ask a question about just
part of that. You referred to the mathematics tutorial
as having phases where the material can be quite
difficult and where a student or the group of students
in the tutorial as a whole would not be able simply to
demonstrate the theorems or whatever might be in
the books - that in those very different areas the
tUtor then must be more of an active instructor. Now
I've found in my teaching of mathematics here that
one of the most difficult books in the program is
Newton's Principia. I know that you have often
taught that book. A certain time after you came to
St. John's you must have run into the reading of
Newton's Principia for the first time in your life. I did
too and I'd like to ask, how did you attempt to
master that book when perhaps you knew already
that it would be extremely difficult for the students?
BART: Oh, I found that out right away, because I've
attended most of the classes of the College in one
form or another over the years I've been here, and I
thought-of course that the best way to prepare myself
to teach Newton was to attend a class in Newton.
And I did attend a class in Newton, but the Tutor fell
seriously ill and there we were, the students and
myself, none of us who had ever seen the book
before, trying to talk about Newton's first Lemma. I
should like to say for the College, "Well, it was
marvelous what we made out of it," but to tell you
the honest truth, we made nothing whatsoever out of
it and we talked and we talked and we talked. None
of us knew any calculus - none of us really knew any
physics - and none of it made any sense to us. That,
I guess, is about the bottom level of what can happen
when you start out. I was struck right away by the
fact that the solution to that problem that was then
offered was for the Tutor really to tell the students
for a very long while exactly what to make out of
these Lemmas. That is always unsatisfactory, because
you can't say exactly what's to be made out of them.
In my experience, you have to present a point of view
about them and then try to get the students to talk
about it. There would be a sentence of text to
prepare and the class would last for an hour on that
sentence. I followed several Junior tutorials and
gradually came to the conviction that we should put
more of these little lectures of the faculty down on
paper. The manual I put together is mostly composed
of that sort of thing - so the student could prepare
more on his own. I think the greatest thing we have
to fear in the College - that any teacher has to fear is passivity on the student's part.
SPAETH: Was there a certain knowledge of
Newton's text present on the faculty from which you

7

�could learn or was it necessary for you simply to dig
into that book yourself, on your own, to understand

what's there? It is a very difficult book ...
BART: It is an enormously difficult book and I
don't pretend to understand very many of the pages
that I have worked over. There are lots of them I
haven't looked at at all. Yes, I think we had the good
fortune to have a few people on the faculty who had
studied it and understood something about it and had
worked together on it. I wasn't here in the earliest
years, but I know in those years, certainly around

Ptolemy and, I imagine, around Newton, several of
the really competent members of the faculty like
yourself who knew some math and physics, maybe
some history of science, were just struggling to read
that book, and began to put together some very clear
understandings with the help of a very few materials
that existed then in the form of commentary. And, of
course, we floundered quite a lot. I think maybe even
lots of things that we tried to instruct our students in
were false, or at least unnecessary and irrelevant. But
I am· afraid in a venture like the one we are engaged in
:: it's probably very hard to avoid actually saying in
:·:class, "This text means so and so," and then finding
., out five years later that it really doesn't mean so and
·so at all.
·SPAETH: Are there experts on Newton's P,-incipia
that you have turned to outside of the faculty commentaries and so forth?
BART: At the time that I was doing most of my
work on Newton I was not aware of many. There has
been an enormous amount of activity in the study of
Newton in the last 10 or 15 years - or at least I have
become· aware of that activity in the last 1 0 or 15
years. There is a good deal more to be studied now. I
still notice among most authors in these matters a
great reluctance to give a running commentary that

will address itself - in the manner, say, of a
commentary on Shakespeare - to every difficulty
that turns up for the ordinary reader. Such a
commentary was prepared in the eighteenth century
using pretty dubious mathematical techniques. We
have all gotten a lot of help from it nevertheless.
SPAETH: Have the students made a success of
reading Newton here?
BART: I think many tutorials as tutorials have been
successful. But I think it is safe to say that there are
many students who don't get vary far with Newton's
argument precisely because the individual propositions can be very, very difficult, particularly the ones
that conclude the argument. I think, without meaning
to praise the manual (which I'd love to d'o without),
that it has helped many students to grapple with the
text fairly successfully.

8

SPAETH: I've heard comments from students and
some Tutors that there is something wrong with the
use of a manual accompanying a text. I think I've
heard that more in Santa Fe than in Annapolis. Do
you think there's something to that opinion?
BART: Yes, I think it is a very sound opinion in
principle and I am completely in sympathy with it.
Those of us who have taken to writing or using
manuals should think very seriously about our
reading texts which seem to require them. But I
wonder if one really does make very much out of
Newton without something like that. The first thing
that has to be said is that Newton's book was not
written for people who know almost no mathematics,
and our students know almost no mathematics.

Second of all, as far as I can make out from the
reading of it, either he was careless or he maliciously
hid a good deal of what he was doing, or both. It is an

extraordinarily difficult book. I regret the apparent
need of a manual, but the actual alternative here was
for a teacher to lecture, informally, but still to
lecture, often for weeks on end. I think that's worse.
SPAETH: Well, do you think that this has a lesson
here - that we must be careful about choosing texts
and that perhaps we should learn to avoid those that
were not written to be read by people of our capabili·
ties and our students' capabilities? I'm thinking not
only of Newton, but in the senior mathematics we

regularly read Einstein's 1905 paper on special
relativity. Certainly that was not written for undergraduates, but yet it is attractive because it is so
fundamental and concise. Some years ago we didn't
read that paper; now we're trying to. Another
example - in the senior laboratory we try to read a
paper on wave mechanics by Schroedinger. That
paper, I believe, is even more difficult to understand
on its o~n terms than Einstein's. Do you think we

might be getting off the right road here?
BART: I just don't know what the answer is. Let me
name one or two things that I would exclude from
that approach, A lot of people say that the later
dialogues of Plato are too difficult. But we all seem to
stretch very, very much when we are given things to
read that are beyond what we are prepared for. When
it comes to certain kinds of mathematical works I feel
somewhat different. There is a specific preparation
for them. Often, our Juniors and Seniors do not have 1
and are unable to get it. I have not had the experience
either of doing the Schroedinger or the Einstein
papers with the students. I hear a great deal of
complaint about our doing them, despair even. I
would guess, to tell you the truth, that we may be in
a situation we were in with respect to the Newtongroping, trying to find out how to use them. I would

�be very reluctant to give up papers that have the
character you're describing, that is to say, that are
fundamental and sweeping, as is the Newton. On the
other hand, I don't enjoy conducting classes where
gradually I am the only person to understand, or
where perhaps there are even three other people, or
four, but the vast majority of the students cannot
follow the discussion at all. I think that's simply
wrong and I believe we do do a certain amount of
that in the laboratory. I think it accounts for the
irritation of some students, and the frustration, in the
laboratory.
SPAETH: I believe you and I agree that there are
papers, books, documents that simply are not
appropriate at all pedagogically. You and I were in a
study group a few years ago on the origins of the
calculus and we read an article by Leibnitz in which a
great deal of the calculus we know was contained

somehow, but I think we all, at least you and I for
sure, had the feeling that if a person came to that text
without a fairly extensive knowledge of the calculus,
he would never get anything from it.
BART: Well, Mr. Stephenson put those materials
together and I haven't had a chance yet to study what
he has done. In general I had the reaction that you
describe and was confident that it would be entirely
up to the teacher to bring out of those materials their
importance - it's in no way accessible to the reader
who doesn't possess the calculus. So as a way to teach
the calculus it seems to me certainly not very
economical. But I think a valid criticism of manuals ,
and of textbooks (of which we use quite a few) is
that the student is not invited to make the same kind
of demand on himself as in reading tough original
texts; he expects to be led by the hand and loses the
opportunity to make discoveries for himself. Ill

The McKeldin Planetarium, on the Annapolis campus

9

�GRACE DAWSON, '65

A St. Johnnie

Grace Dawson,

1n the

ne9 Logerfo, came to St. John's in Annapolis

in 1961 from Long Island. The Urban Institute recently
published 0 The Fiscal Impact of Residential and Commercial
Development, nco-authored by Mrs. Dawson and Thomas
Muller.

Nearly eight years after leaving St. John's with a
degree in one hand, and in the other, a stack of slightly
used Great Books, I am happy to report that I am
pursuing a career which enables me to draw liberally
upon both - and make a reasonable living too. This
fortuitous situation occurred after spending the first
three or four years after graduation discovering for
myself that I, as many St. John's graduates, was ill-

10

Job Market
suited to most traditionally-defined occupations.
Between 1965 and 1969 I held a variety of jobs,
ranging from technical writer and editorial assistant
to "glorified" secretary. Having entered the job
market in the midst of the Great Society boom years
in Washington, D. C. (where I have made my home
since leaving third-floor Campbell), I gradually came
to realize that although there was a plethora of jobs
a)lailable, it was also true that challenging op~or­
tunities for female liberal artists without an advanced
degree were few and far between. I found it
extremely difficult to convince a prospective
employer that my Great Books education would be
a greater asset to him than my ability to construct
a simple sentence or type 60 words per minute.
Once or twice each year, usually when I was contemplating a job change, I considered the idea of
returning to school to obtain a graduate degree
cum "work permit" which would make me eligible
for a more stimulating job. However, because of a
mixture of personal laziness and a reluctance to
conform to the working world's demand for yet more
and more credentials, I resisted -after all, I had
learned how to think at St. John's, what more did I
need? (During this time I married a statisticiannovelist who was about to embark upon a career as
a lawyer.)
Moving on to the catharsis of this tale - in the
summer of 1969 I found myself once again searching
for a new job, this time obtaining a position as an
administrative and research assistant at the Urban
Institute, a Washington think tank which was launched
at the end of the Johnson Administration to try to
find solutions to the nation's domestic problems.
Because of a combination of circumsta'nces, most
notably finding myself in a young and flexible
organization and having the willingness to work hard
and the initiative to carve out an interesting job for
myself, I have, over the last several years, been involved
in creative and stimulating work.
At present I am cast in two separate roles at the
Institute. Part of my time is spent as a member of

�BOOK REVIEW
BLACK MOUNTAIN: AN EXPLORATION
IN COMMUNITY

by Martin Duberman
(E. P. Dutton &amp; Co., Inc., 1972)

the research staff of the Institute's Public Interest
Research Project, a group attempting to provide
empirical research to back up public interest
litigation, in areas including racial and economic
discrimination, consumer affairs and land-use
controversies. Here, my generalist education is
particularly useful, since I have worked on studies
of such diverse subjects as the measurement of
differences in the level and quality of public
services provided to different neighborhoods within
a political jurisdiction, and the estimation of the
fiscal impact on a county government of a proposed "Levitt-type" housing development.
The remainder of my time is devoted to helping
develop exploratory research projects which might
be on the Institute's research agenda in the future.
This aspect of my work involves everything from
preparing brief background papers and proposals on
specific subjects to estimating budgets and investigating potential sources of funding. Again, this
aspect of my work allows me to be in touch with
a variety of subject areas including the economic
impact of the patent system and issues related to
airport noise measurement systems.
In all of my work I am given the opportunity to
play an active role in problem definition and analysis,
working alongside economists, lawyers, and political
scientists. In line with this, the ability to ask the
right questions and to exhibit a certain skepticism
toward simple solutions to complex problems (two
St. John's-acquired traits) both play an important
part in my daily work.
I think that there is a place for individuals with
liberal educations in fields which have traditionally
been considered off-limits to nonspecialists. I
would urge other St. John's alumni to pursue such
opportunities (creating their own opportunities where
necessary). After almost eight years doing battle
with the professional biases of the job market I
would be the first to admit that it's not an easy fight,
but the rewards, in terms of personal satisfaction,
have been worthwhile for me. 111

Martin Duberman, Distinguished Service Professor
of History at Lehman College, CUNY, has attempted
three tasks in this book: to tell the history of Black
Mountain College, to write an essay on education,
and to take the first steps in a reform of the writing
of history.
.
He succeeds in his first task. Black Mountam
College, in its 23 years of existence, generated much
history and more myth. Duberman has worked hard
at assembling the facts and documenting them. The
eighty pages of notes refer to his interviews with
almost all of the major figures in his history (two of
whom- John Andrew Rice and Charles Olson- have
since died) and to sources of documents from The
State Archives in Raleigh, North Carolina. Yet
Duberman has not buried the story of Black
Mountain College under a mass of documentation and
fact, but has let the reader witness the life of the
College and the continual struggle of the students and
faculty to define the goals and means of the College,
and to see also the strife generated by this struggle,
which finally destroyed the College.
Black Mountain College was founded in Black
Mountain, North Carolina, (just east of Asheville) in
1933 by John Andrew Rice, who had just been fired
from Rollins College in Florida (essentially because
he was a gadfly) and who led a small group of faculty
and students away with him. Black Mountain College
was deliberately set up as an experimenting college,
to test and to develop ideas of what an educatiOn
should be.
The College was always small; the maximum
enrollment mentioned by Duberman was 90 students.
The College was structured as a community. Rice did
say in the early years that Black Mountain was a
college first, and then a community, but in 1943 by which time Rice, still a gadfly, had been fued by
his own college - the Rector of the College stated
that Black Mountain was "first a community, then a
College." In such a small community there was little
room for sharply divergent points of view, and
faculty fights usually ended with the exodus of the
losing side. Each such departure weakened the
College; Ted Drier, one of the original founders, said
(continued on page 18)

11

�SOME NOTES
ON THE LOST WAX TECHNIQUE

BY BURTON BLISTEIN

Polymorph
Nearly all of the sculpture shown on
these pages was produced by the lost-wax
or eire-perdue process. A model or pattern
is first made in wax. It can be fashioned
directly in wax, the procedure I most often
follow. Alternatively, a negative model can
be made of the sculpture in another medi-

um,

such as plaster, and a wax positive

made from the mold.

Tubes or rods of wax are next attach·
ed to the model. When melted out these
provide channels for conducting molten me-

tal to many parts of the casting simultaneously. Other rods ·are attached to provide
outlets for the escape of air.
The wax pattern with its system of
ducts is then "invested" or surrounded by
a refractory which can contain the flow of
molten metal without deforming. This material is liquid when applied but soon hardens to form a rigid encasement. The invested model is next heated to approximately
1000 degrees Fahrenheit ,sufficient to entirely vaporize the wax.
The void left by the wax is filled with
molten metal. When this cools, the investment is removed, revealing a bronze replica
of the original wax pattern with its network of ducts. The ducts are cut away and
the defaced areas refinished by grinding and
hammering until they blend with the surrounding su rtaces.
A new casting, rid of its investment, is
generally dark brown or grey in color.
Some sculptors prefer to leave it at that.
However, as a rule I clean the casting using
wire brushes, chisels, and dilute acids until
the metal returns to its characteristic light
golden color. I then apply chemical solutions of different types to the surface to
produce the final color or patina. Such solutions may be applied in varying concentrations, for varying lengths of time, with or
without the simultaneous application of
heat. The possibilities are nearly infinite,
and in fact nearly an infinite range of
shades may be obtained.
Some patinas are rather delicate and
need to be protected from handling or
from the atmosphere if they are to survive.
Various lacquers and waxes are used for
this purpose, but they themselves inevitably
change the patina and this effect must be
anticipated.

!

'J1
l·
_)
~~

�Untitled

Sibyl

Five Finger Exercise I

Sailing to Byzantium II

Self-Portrait II

�Conversations With
Graduate Institute Alumni
BY GEOFFREY COMBER

Geoffrey Comber has been a Tutor in Annapolis since 1965, an Assistant
Dean since 1970. He is the Assistant Director of the Graduate Institute.

The following sketches are based on interviews and other personal contacts over several years.

JUANITA WILKINSON, like
several other graduates of the
Graduate Institute, is a Junior
High School teacher in Washington, D. C. Though she lives in
Hyattsville, Maryland, she teaches
at an inner-city school - Lincoln
Junior High School. The school is
only six years old, but is obviously
a test of a teacher's skill and fortitude. "During the first three years
of the school," said Juanita, "we
had four different principals, and,
well, the first one had a heart

14

WALTER DUDLEY would
probably not respond to anyone
addressing him as "Walter" and
maybe not even as "Mr. Dudley."
I don't think I have ever heard
him called anything but
"Dudley." But Dudley is quickly
known to any group he associates
himself with, in spite of his very
quiet voice and soft manners. He
has the ability to make people
aware of his presence in a gentle
,way, and to make them pleased
they are in his company.

MARY PAT JUSTICE was
also a Hoffberger Fell ow who
graduated from the Institute in
19 71. Like Dudley, she was a fulltime classroom teacher, but who
now has had to sacrifice some of
that classroom time for adminis~
trative tasks. While Dudley is now
chairman of his department, Mary
Pat has been associated with Project K.A.P.S. at Dunbar High
School in Baltimore for the past
few years. K.A.P.S. is the acronym
for Keeping All Pupils in School,

�Wilkinson-

Dudley-

]ustz'ce-

attack, and that was due to the
tough job he had." In reply to one
of my questions about violence in
school, she answered in a tone of
commonplace, "There's not very
much, now; but there was a time
when it was almost impossible to

He has been teaching for ten
years at Lombard Street Junior
High School, an inner-city school
in · downtown Baltimore. Most
students are black and from low·
income families, and the school
would probably be regarded by
most of us as a difficult, tough
place to work. But over the years
Dudley has established a rapport
between himself and the students
and so his good working relation·
ship has led to his reputation as a
very fine teacher. This last evalua·
tion is not, of course, his own; he
is too modest. But I have heard it
confirmed from several sources.
Undoubtedly, Dudley would
have been a good teacher had he
never heard of the Graduate Insti·
tute, but he is firm in attributing
much of what he now is as a
person - both in the classroom
and out - to his experience with
the Institute at Santa Fe. He first
heard of the Institute from a small
notice on the bulletin board of his
school, inviting teachers to apply
for a Hoffberger Fellowship. When
he arrived in Santa Fe, these were
his initial reactions:

and it is exactly the kind of pro·
gram Mary Pat would be
interested in and successful aL
Enthusiasm is one of her long
suits.
And so I found her enthusias·
tic in her endorsement of what the
Graduate Institute had done for
her. Her favorite summer contained the Philosophy and
Theology discussions. She is
Roman Catholic, and had been
exclusively to religious schools.

teach in the classrooms, what with
the gangs roaming through the
halls, yelling in doors, and
throwing things into rooms."
But in spite of and perhaps
because of these serious problems,
Juanita continues to teach there.
She, her husband and four
daughters will shortly be moving
even further away from Washing·
ton - to Bowie, Maryland - yet
she still intends to teach at
Lincoln Junior High.
Juanita's first summer at the
Graduate Institute was the
summer of 1968. At first, her·
reason for applying for a Cafritz
the
Fellowship was simple
practical, measurable goal of
getting an M.A. degree during
three summers. But her first
summer in Santa Fe broadened
her horizons and to a great extent
increased her understanding and
expectations of what an education
involves.
It took me a good two weeks
to get adjusted - going from the
atmosphere and pace of the city
into a place where everything is
calmed down, and at a level where
you ca.'l concentrate. That is, conR
centrate on the one thing that you
set out to do, and that was to read
and discuss. In every other college

First of all I was confused
when I got there . I didn't know
what to expect, but at least I
didn't expect what I got. Most of
the courses I've been in have
involved instructors who have
lectured at me, but that place
drew upon your own resource~ to
try to develop answers to
questions that many of us had
never thought about much before.
The Tutors made you develop
your own judgement about things,
and you were forced to use your
own mind rather than repeat what
an instructor had to say. It wasn't
conventional at all ...
I really think my confusion
began to stop when I took the
preceptorial under Bob Goldwin.
There I seemed to gain more

So I had a somewhat slanted
view toward philosophy. Much of
the time we were reading secondary sources. Even with the Bible;
quite a bit of it was second hand
by the time it got to us in the
classroom. But there we were at
the Institute reading all these
books in the original, or at least,
good translations; instead of what
someone said the authors meant.
At first, I was a bit fright·
ened, being a good Catholic, you
know, what it would do to my
religion - make me doubt it. But,
although I changed a lot of my
views, it strengthened my faith it really did. All the books, but
the Bible particularly, came alive
for me that summer, in a way it
never had before.
I use many of these books in
my teaching now. And using the
Bible is particularly a beautiful
way of teaching. So many of these
inner-city kids are familiar with
the Bible, and I find the black
children are very religious, so it's
something they can relate to.
Again, I asked what kinds of
impact the Institute had had on
her personally - that is, apart
from an immediate application of
the work on her classroom tech·
niques. She replied that there were
two effects she was very aware of.
First, for the first time in her
life, she learned how to listen to
other people. Since there was no

15

�Wilkinson-

Dudley-

justice-

I know that doesn't make sense.
You have to run here, and go to
the library to read for au hour,
and be lectured at, and then run
back home to cook dinner.
But to be in a place where you
can concentrate primarily on
ideas, reading and discussing; I
thought that was just ideal.

insight into what the program was
trying to do ...
I've found that, recently, in
the social sciences at least a
similar approach to problem; is
used. No longer do teachers stand
up and get students to repeat
facts. Now you try to get students
to form an analysis of their own
solution - at any rate, in the
social sciences.

note-taking to distract her, and
since she noticed how she was
attended to - particularly, she
said, by the tutors - she slowly
but surely learned how valuable
and important it is to listen to
other people.
Secondly, since the examina~
tions were really conversations
about the books they had read, it

Then again, the classes were
not a tall what she expected. They
were "different from the classes at
other places." In a very special
way, Mrs. Wilkinson likened the
classes at the Institute to an
important aspect of living, viz.,
sharing an experience. All the
other students with their varied
backgrounds being not only
allowed but encouraged to offer
to share their views - this was a
new educational experience. "I
remember a tutorial on a Shakespearean sonnet. We took just four
lines and discussed these lines
back and forth for two and a half
. hours. It was just beautiful."
As someone closely connected
with the Graduate Institute for a
few years, I have often been con~
cerned with how the Institute
affects its students. In what terms
do they try to anticipate the
impact of its program on their
·personal lives, in contrast with any
professional advancement? The
latter is relatively easy to measure;
the former is one of our invisible
products. In reply to a question
along these lines, Juanita said:
Coming back after the first
summer there it took a while to
get used to ordinary school again,
because it seemed as though something was just not right. It's hard
to anticipate what it is, but my
personal feeling was that I was
operating at a different level from
the one that I was at before. I
can't say exactly what the
difference was - it seemed that I

16

The seminar encounter ses~
sions, as Dudley called them, had
a great impact on him.
Usually, when most people
finish with encounter sessions,
they are ready for a psychiatrist
even if they didn't need one
before. But with St. John's
seminars it's different. Seeing the
Tutors operate at St. John's
helped to give me more tolerance
of any students. Because, what
you often see is the two tutors at
each end of the seminar table not
agreeing with one another. This
helps you realize that your
students don't have to agree with
you all the time - and that you
have to be ready to talk with them
to discuss things with them.
Several times during our con~
versation, Dudley made a point of
playing down the "content" of
the Institute program - that is, he
believed it could be any number
of other possible book choices.
And instead of the actual books
read, he stressed the "method"
which, he says, develops your
ability

was not necessary to try to
"cram" and "memorize the books
and notes" as she had been accus~
tomed to. Instead, she learned
better how to understand an
author - to discover for herself
what is important, and how to
.discuss what is problematic.
Like the others I spoke with in
these interviews, Mary Pat was at
first fearful of taking the Mathematics and Science part of the
program. But, like them, she was
appreciative of the fact that she
had been made to study books on
a condition for graduation.

to know how to think, allowing
you to think fast on your feet,
without leaning on an expert, so
you are able to deal with all kinds
of situations that arise, and to
understand them better. I think
the courses at the Institute give
you a better understanding of
human nature and of people.

I thought I spent a lot of
,time reading the philosophy
books, but the math I spent hours
and hours. Mr. Neidorf made me
work like I'd never worked before.
But I found it to be one of the
most exciting things I have ever
put my mind to.

He was very enthusiastic about

Miss

Justice

was

asked

�Wilk£nson-

Dudley-

was able to understand people
better, if that's possible after
spending a summer somewhere
reading some books and discussing. I think what really matters
was that I was maybe more
tolerant of other people's ideas.
Not just tolerant in the sense that
you can have yours and I can have
mine, but tolerant in the sense
that I was more concerned about.
the other person's ideas, and why
he thought that way, and what
formed his opinion. Being from
the South and having experienced
prejudice quite a bit upset me a
lot at one time, but now I can
understand these things much
better. The experience at the
Graduate Institute hasn't made me
like prejudice, or accept it even,
but has helped me to understand
how ideas - get formulated and
molded.

the all-required nature of the
program, again emphasizing that
in a limited sense of being a
history teacher, it is not necessary
for him to know anything of
Euclid and Lobachevski, yet he
found that such a study gave him
a fresh understanding of the process of thought. But in addition to
this valuable result, Dudley
offered the view that for most
who attend the Institute, there is a
spiritual growth of themselves as
persons. He said he had known it
to happen to several students,
including himself. But it did not
necessarily occur in the classroom,
though the classroom experience
was necessary.

Upon further questioning, I
found out that the Institute has
had a lasting effect upon her reading habits. Before going to the
Institute, Juanita "would never
have sat down and read Plato,"
but now she will read Plato or
Plutarch of an evening - before
going to bed - and the experience
is so personal for her that she
expresses it by saying she "sits
quietly with Plato." After hearing
this from Juanita, I was quite
satisfied that the work down in
Santa Fe dtning the summers was
valuable and incalculably
rewarding~ even if it couldn't be
measured on any precise scale. lill

Justice-

I know one student there her spiritual growth didn't actually happen at the school itself she went up into the mountains
one day, and when she came back
she was altogether a different
person - an individual. I just can't
say more - I can feel it and I feel
it now - the difference in myself
- but to put it in to specific terms
is very difficult. Ill

While I certainly would not want the existence of
the Graduate Institute to rest solely on this kind of
support, nevertheless, such testimonials of the benefits it has brought to older people who have participated fully in the graduate program should be taken
seriously. These interviews have struck me as showing
that the impact of the Institute on at least these three
graduates has noticeably, even dramatically, changed

whether, and in what way, the
graduate program could be called
practical. Her reply was an enthusiastic agreement as to its practicality in several senses. At first she
repeated the way in which the
methods and some books were of
direct applicability to the high
school classroom. But then she
added that it helped her use her
imagination to play out many
alternatives to problems - to
follow consequences of opinions
and actions in your mind - to
compare options, in a way she had
never been able to before. She
thought she had, in that respect,
acquired a new freedom which
probably would not have come
about without the experience of
the Institute.
As we know, while there are
many differences between the
undergraduate and the graduate
programs of St. John's, there are
also important similarities. And,
concentrating on the similarities,
Mary Pat offered the valuable
opinion that the Graduate Institute has this most important role
-to play: that she believes she
would not have been able to put
the undergraduate program to the
best use for herself - she does not
think she was ready for it at age
17 or 18. But after completing her
undergraduate work elsewhere,
and working for a few years, she
was able to appreciate and put to
maximum use what the Graduate
Institute bad to offer her. IIi

them, in their opinion, for the better. None of them
would likely have been ready for, or financially able
to, attend the St. John's undergraduate program.
Tnerefore, if the sort of personal profit each interviewee speaks of is available through our graduate
program, then this evidence speaks strongly in
support of the view that we are doing something right
in our summer program at Santa Fe.l!i.l

17

�Mark Van Doren (continued)

Black Mountain (continued)

He was one of the great teachers of our time.
Generations of Columbia students thought no one
had really been through the University who had not
been in at least one of his courses. His admiring
students are numberless, and most of us at St.John's
count ourselves among them.
It is hard to say what makes a great teacher, but
with Mr. Van Doren it was his live and easy learning,
his quality of being a marvelous listener, his intelligent sympathy and enormous courtesy. While talking
to him you always had the sense that he was really
interested, however incredibly, on what you were
saymg.
There is one other thing I should like to say about
Mark Van Doren that seems to me of tremendous
importance to all of us now, and perhaps especially to
you. He was American to the core of his being. He
could not have happened in another country. His
virtues were the best of what is American. He was
hom in Illinois, and one of his heroes was Abraham
Lincoln. He had read, I suppose, every word of
Lincoln's and everything written about him. In
homage to that memory he wrote a very good play,
The Last Days of Lincoln.
I think this is important to say now because we
are no longer sure what it is to be an American, no
longer sure how to hold up our heads in the world as
Americans. To remember Mark Van Doren is to
remember who we are, or ought to be -what we can
be.
It is a great temptation to read many of Mark Van
Doren's words, for he was a man of wonderful words,
and in the end I suppose we shall mostly remember
his wonderful voice. At least I shall. But for now I
think we should read only the farewell he wrote for
himself. It says much, maybe everything, in brief.

looking back at the second large exodus, "You might
say an attempt to recover our nerve after the 1944
split never quite worked."
Dreier himself, with the last of the old guard from
the early years of Black Mountain, left in 1949, and
Black Mountain in the fifties was, under Charles
Olson, more an art colony than a college. The Black
Mountain School of poets and writers, some of whom
were at the College only briefly, dates from this
period. In 1956 the last two faculty members decided
to "knoc~ it off, close the place."
Duberman's interests in ''anarchism, unstructured
education, 'group process', the possibilities (and
history) of communal living" were what led him to
write this history, for Black Mountain combined
these interests. But Duberman also thinks that a
historian has the duty to put himself into the history
- by taking part in the story to expose his biases,
personal reactions, problems with the material,
judgm.tnts, and so forth. In his reactions to the
arguments and experiments at Black Mountain
College, Duberman discusses his own ideas of education. For example, he includes a long section from a
journal he kept on a seminar he taught. It does
explore the difficulties in teaching via an unstructured "group process," but one wonders how much
help it offers in understanding Black Mountain.
Sometimes Duberman is downright obtrusive, as
when he inserts his comments into the transcript of a
1936 Black Mountain College faculty meeting as if he
were actually present and taking part in the
discussion.
The most valuable parts of Duberman's participation are not his comments and ideas nn education,
but his notes on the difficulty of writing the history.
In seeing his involvement, his problems, one can
appreciate what Black Mountain was: an in tensely
personal, intensely experimenting college/
community, building itself around men like Josef
Albers and their ideas, sacrificing the safety of
structure for the risks of continuing growth and
change.

Farewell and Thanksgiving
Whatever I have left unsaid
When I am dead,
0 Muse, forgive me. You were always there
Like light, like air,
Those great good things
Of which the least bird sings,
So why not I? Yet thank you even then,
Sweet Muse. Amen.

18

Michael W. Ham

�I NEWS

ON THE CAMPUSES

NEIDORF APPOINTED
DEAN IN SANTA FE

President Richard D. Weigle has
announced that the Board of
Visitors

and

February

Governors

meeting

at

its

appointed

Mr. Neidorf is married to the
former Mary Frances Morris of
Lima, Ohio. They met at the University of Chicago, where she
received her M.A. from the Divinity
School. They have two children,
David, 15, and Julie, 12.

DEAN GOLDWIN GOES TO NATO

Robert Neidorf

Robert A. Neidorf as Dean at Santa
Fe, effective July 1. Mr. Neidorf
will succeed William A. Darkey,
whose five-year term as Dean will
end June 30. Mr. Darkey will take a
sabbatical leave before returning to
teach in the fall of 19 7 4.
Mr. Neidorf taught at St.John's
in Annapolis from 1962 to 1964
and he has been at Santa Fe since
19 6 7. He also has directed the
summer

Graduate

Institute

Robert A. Goldwin, Dean of
the College in Annapolis since
1969·; has accepted appointment as
Special Assistant to the U.S.
Ambassador to The North Atlantic
Treaty Organization, the Honorable
Donald Rumsfeld. The Goldwin
family left for Brussels on April 1.
Mr. Goldwin, a graduate of the
class of 1950, had taught politicial
science at the University of Chicago
and Kenyon College before joining
St. John's faculty as Dean. He
received the M.A. and Ph.D. degrees
from the University of Chicago.

ACTING DEAN

Elliott Zuckerman, a Tutor
since 19 61, has been named Acting
Dean in Annapolis, replacing
Robert Goldwin. Mr. Zuckerman
holds A.B., M.A., and Ph.D. degrees
from Columbia University and B.A.
and M.A. degrees from Cambridge
University.
Mr. Zuckerman was Director of
the Graduate Institute in Santa Fe

Elliott Zuckerman

m 1968 and 1969. He is the author

of The First Hundred Years of
Wagner's Trz"stan.
SANTA FE HAS FIRST JANUARY
FRESHMAN CLASS

in

Liberal Education since 1970. He
has taught philosophy at Bucknell
University and the State University
of New York at Binghamton.
Mr. Neidorf received his B.A.
and M.A. degrees from the University of Chicago and a Ph.D. in
philosophy from Yale University.
llis textbook on logic, Deductive
Farms, was published by Harper &amp;
Row in 196 7. Shorter articles have
appeared in Bucknell Review,
Philosophy of Science and The
College.

ELLIOTT ZUCKERMAN NEW

Robert Goldwin

Among Mr. Goldwin's publications are Readings in World Politics,
Readings in American Foreign
Policy, Beyond the Cold War,
America Armed and Why Foreign
Aid.

The first January freshman class
at Santa Fe was enrolled this year
with 15 students. Six of the 15 had
attended other colleges. The new
students were older on the average
than most freshmen and had more
varied backgrounds, Admissions
Director Gerald Zollars reported.
One had just completed Army
service; another worked on a fishing
boat off Alaska; one lived in a
kibbutz in Israel and worked in
Greece, and another gave up a
National Merit Scholarship last year
so he could travel in Europe.

19

�The freshmen represented nine
states. Four were
Mexico, three from

from New
Texas, two

from California, and one each from
Maryland, Pennsylvania, Indiana,
Oklahoma, New Jersey, and
Minnesota.

At the same time Annapolis
began its sixth January Freshman
class. Michael Ham, Director of
Admissions, reported that the 21
new freshmen came from 13 states
including Maryland, Virginia, New
Jersey, New York, Rhode Island,
Pennsylvania, Ohio, Illinois, Iowa,
Louisiana, Alabama, Oregon, and
California.

Cornell, Inc., of Clovis, N. M., at a
cost of about $400,000.
The St.John's College Board of
Visitors and Governors plans to join
the College community in the
dedication of this most attractive
and useful center at the Board's
May 19th meeting in Santa Fe.
BOARD APPOINTS FIVE
NEW TUTORS

Five' new Tutors, four for Santa
Fe and one for Annapolis, were
appointed by the Board of Visitors
and Governors at its February
meeting. Three of the Santa Fe
appointees are honors graduates of
the class of 1967: William H.
MUSEUM AND FINE ARTS
Donahue, who has been studying at
BUILDING RISES ON
King's College, Cambridge; James
R. Mensch, who received an M.S.L.
SANTA FE CAMPUS
degree in 1970 from the Pontifical
Although workmen were
Institute of Mediaeval Studies in
hampered by one of the most
Toronto; and Howard Zeiderman,
severe winters in Santa Fe history,
the newest addition to the western who received an M.A. in philosophy
campus is scheduled for completion from Princeton University in 1972.
Also appointed to the Santa Fe
before the end of the academic
faculty was Richard L. Michaud,
year.
The Sternberger-Weiss Music who holds an A.B. degree from St.
Michael's College in Vermont and a
and Fine Arts Building is, for the
most part, the gift of an alumnus Ph.D. from the University of
Vermont, College of Medicine. Mr.
and Board member, Mr. Jac
Michaud is currently an Assistant
Holzman '52, of New York. It will
be dedicated to his grandparents. Professor in the Science DepartThe furnishings will be donated by · ment of Webster College in St.
his mother, Mrs. Jacob E. Holzman. Louis.
The Board appointed Mr. Leo
The 10,428-square-foot strucFerraro Raditsa to the Annapolis
ture will house the music library
with reading areas and listening faculty. Mr. Raditsa is an historian
holding the B.A. degree from
carrels, two music seminar rooms,
Harvard College, and M.A. and
eight practice rooms, a large listening lounge, a painting studio, a Ph.D. degrees from Columbia
University. He has been a Fulbright
ceramics room, and an office for an
scholar and a professor of history at
artist-in-residence. It will include
New York University.
the most modem sound recording,
projection and listening equipment
SENIORS RECEIVE
available.
WATSON FELLOWSHIPS
The exteriors will reflect the
modified Territorial style of the
Three St. John's seniors have
other buildings on campus and the been appointed Thomas J. Watson
historic character of its South- Fellows for 1973. They are
western setting. The new building is Prudence E. Davis and Jan L.
being constructed by John C. Huttner, Annapolis, and Mark D.

20

Jordan, Santa Fe.
Miss Davis, whose home is in
Whiting, Indiana, will study
European needlework, embroidery
and tapestry in the United
Kingdom, France and Russia. Miss
Huttner, of Livingston, New Jersey,
will study Israeli educational
administration in Israel. Mr. Jordan,
Dallas, Texas, plans a "liturgical
year" in monasteries of France and
Spain.
The Watson Fellows were
chosen by The Thomas J. Watson
Foundation of Providence, Rhode
Island, from 140 nominees from 35
colleges.
CHARLES BELL CONDUCTS
GRADUATE PRECEPTORIAL

This year for the first time St.
John's in Santa Fe is offering a
program of graduate study during
the regular academic year. The
preceptorial, "Dimensions in
History," is under the direction of

Charles G. Bell, a longtime St.
John's Tutor with many years of
study in philosophy and the fine
arts. In addition to five outside
graduate students, Santa Fe Tutors
Sam Brown, Frank Flinn, Roger
Peterson and Ralph Swentzell are
participating in the preceptorial as a
study group. The program is being
funded in part by a Ford Foundation Venture Grant.

The first semester dealt with
the

transformation

in

Western

Civilization which took place from
the Middle Ages to the Renaissance,
while the second semester has
focused on the Revolutionary and
Romantic upheave! around 1800.
Studies are particularly directed
towards the role played in each of
the transformations by the several
arts.

A public by-product of the
course was a series of Sunday
evening programs on "Studies in

Cultural History" with slides,
music, and readings, presented by
Mr. Bell and other tutors.

�Eugene]. McCarthy

LIBRARY ASSOCIATES
DONATE VOLUMES

The Library Associates of St.
John's College in Santa Fe have
given seven sets of literary, religious
and scientific reference works to
the College.
Funds for the purchase of the
volumes, selected by the library
staff and faculty, came from the
proceeds of the four Book and
Author Luncheons sponsored by
the Associates in Santa Fe during
1972. Another series is planned for
1973 with the first noontime pro·
gram scheduled on April 13 with
the following speakers: Cartoonist
Bill Mauldin; Bertha Dutton, expert
on Southwestern Indian culture;
and Dr. Marcus J. Smith, author of
Dachau.
The new additions to the
College Library are: The Oxford
Illustrated Jane Austen (6
volumes); La Bible de Jerusalem
( 4 3 fascicles with notes and
commentary); The Encyclopedia
Judaica (16 volumes); The
Cambridge Bible Commentary on
the New English Bible (27 val·
umes); The Selected Correspondence of Michael Faraday (2 val·
umes); Miscellaneous Works of
Edward Gibbon (5 volumes); and
The "New York Edition" of the
Works of Henry James (26
volumes).

EUGENE MCCARTHY LECTURES
AT ANNAPOLIS

Former Senator Eugene J.
McCarthy delivered the formal
lecture on the Annapolis campus on
February 2. His topic was "Poetry
and Politics"; the lecture consisted
principally of readings of poetry
written by Mr. McCarthy and
others.
The former presidential candidate has published one volume of
poetry, Other Things and The
Aardvark (Doubleday, 1970). Since
retiring from the Senate in 1971,
Mr. McCarthy has been writing,
lecturing, and teaching. He is
currently a senior editor at Simon
&amp; Schuster, Inc., in New York and
a lecturer and seminar leader at The
New School for Social Research.
FACULTY NOTES FROM
ANNAPOLIS

Louis N. Kurs, Tutor in Anna·
polis, has been appointed Visiting
Lecturer in The Civil Decisions
Quantification Program in the
College of Earth Sciences of the
University of Arizona for the
academic year 1973-74. Mr. Kurs'
wife Alice will be studying com-

puter technology for application to
her teaching at Annapolis High
School.
Elliott Zuckerman, the Acting
Dean in Annapolis, has written a
paper, "Nietzsche and Music: The
Birth of Tragedy and Nietzsche
Contra Wagner" which will appear
in a special issue of Symposium
magazine.
Annapolis Tutor Robert S.
Ze.lenka had two translations
published in the Fall 1972 issue of
Proteus: "Deathfuge" by Paul
Cclon, translated from German; and
"The Ruin," anonymous, translated
from Anglo-Saxon.
Ray Williamson and Howard
Fisher, Tutors in Annapolis, are coauthors (with Mr. Williamson's wife
Abby) of "The Astronomical
Record in Chaco Canyon, New
Mexico," a paper to be read by Mr.
Williamson in Mexico City at the
June Meeting of The American
Association for The Advancement
of Science. Mr. Williamson is also
the co-author of "The Velocity
Structure of The Triffid Nebula"
soon to be published in Astronomical Journal.
Simon Kaplan, Tutor Emeritus,
has published a translation of
Hermann Cohen's The Religion of
Reason out of the Sources of
Judasim. The book has an in traduction by Mr. Kaplan and an introductionary essay by Leo Strauss,
Scholar-in-Residence on the Annapolis campus.
The February 1973 issue of The
American Mathematical Monthly
included an article entitled "The
Lecture Method in Mathematics: A
Student's View," by Michael W.
Ham, Director of Admissions and
Tutor in Annapolis. Soon after
publication, Mr. Ham received a
complimentary letter from R. H.
Bing, the well-known topologist
from the University of Wisconsin,
who noted that he had distributed
copies of the article to his staff and
teaching assistants.

21

�ALUMNI ACTIVITIES
DONOHUE COLLECTS HONORS

John C. Donohue '35 received
two well-deserved honors during
the past several months. For his
professional accomplishments he
received the George S. Robertson
Award for 197 3, and for his athletic prowess he was inducted into
the Maryland Athletic Hall of
Fame.
The Robertson Award is given
annually by the Baltimore Life
Underwriters' Association for
accomplishments and sustained
activity in the interests of the insti-

was referee for the Duke-Oklahoma
Orange Bowl game.
John's selection for the Hall of
Fame brings to six the number of
St. John's men who have been so
honored. In order of their selection
they are: Edmund P. (Ned) Duvall
'05; Valentine (Dutch) Lentz '18;
Robert (Bobby) Pool '3l;John N.
Qohnny) Wilson '13; and Richard
T. (Dick) Porter '22. Plaques commemorating the exploits of these
athletic greats are on display in the
lower lobby of the Civic Center in
Baltimore.
HOMECOMING DATES SET
IN ANNAPOLIS

Homecoming. The awards are made

to alumni for "distinguished and
meritorious service to the United
States or to his native state or to St.

John's College, or for outstanding
achievement in his chosen field."
Nominations, accompanied by
sufficient biographical data to substantiate the recommendation,
should be forwarded to the Alumni
Office, addressed to President
Gessner. Deadline for submissions is
August 1st.
CHAPTER ACTIVITIES

The Annapolis chapter has had
several interesting speakers over the

This year we have paid particular attention to boat shows, Navy

John C. Donohue

tution of life insurance as viewed in
retrospect and in conformation

with the highest standards of professional conduct.
Donohue's athletic interests
and ability were recognized early,
when in 1931 as a senior at Mt. St.
Joseph High School he was voted
Baltimore's outstanding athlete. In
the next four years at St.John's he
earned nine letters in football, basketball, and lacrosse. He was an
All-America selection in lacrosse his
last two years.
After graduation John
coached at St. John's, Mt. St.
Joseph, and at the Naval Academy.
He was for many years a highly
respected official in football,
lacrosse, and basketball. In 1965 he

22

home football games, and other
annoying but unavoidable considerations, and have concluded that
Homecoming 197 3 must take place
on Friday and Saturday, September
29th and 3Oth.
This is the year for reunions
for 1913, 1923, 1933, etc. DO
NOT wait for the Alumni Office to·
prod your class into organizing.
One or two in each class should
start work now, writing, calling,
planning. That's the only way anything worthwhile is going to
happen.
From this end we hope to
have general plans worked out and
published early in the summer. For
now, just mark your calendars and
start writing letters.
AWARD OF MERIT

Association President Bernard
F. (Bunny) Gessner urges all alumni
to think about the possible nominations for the 19 7 3 Alumni A ward
of Merit.
At present up to three awards
are authorized each year, with
presentations normally made at

Robert L. Spaeth

past several months. Most recently
Lt. Gen. Ridgely Gaither '24 talked
about his job as Police Commissioner of Annapolis; earlier speakers
were John C. Donohue '35 reporting on his service as head of the
Baltimore Board of Election Supervisors, and editor and Tutor Robert
Spaeth reminiscing about his term
as an Annapolis councilman.
The weekly Baltimore luncheon group now meets at Humperdinkers, 20 East Fayette Street,
second floor, at 12:30 p.m. on
Tuesdays.
March 20th was the date of
the first New York Group seminar,
led by Annapolis Tutors John F.
White '64, and Acting Dean Elliott
Zuckerman. The second and third
seminars are scheduled for April
24th and May 22nd.

�Reflections on a Homecoming
The following letter was written
for at least two reasons: to answer
one from Thomas Parran, Jr.,
Alumni Director at Annapolis, and
to respond to a request from Dean
Robert Goldwin to write about the
author's reactions to the College.
The author, a graduate in the Class
of 1947, is professor and head of
the philosophy department at Mary
Washington College, Fredericksburg, Va. He worked at the College
a while after graduation, leaving in
1950 to go to Korea with the
Marines. Except to attend the
dedication of the Key Memorial
and Mellon Hall in 1959, he did not
return until Homecoming 1972.-Ed.

November 24, 1972
Dear Tom:
... I suppose an alumnus of any college
has very poignant feelings when he
returns from a long absence. There is so
much about the -atmosphere at St. John's
which is unchanged from 30 years ago .• it
is almost overwhelming. I took the
trouble to walk about a bit on my own
and set foot in almost every building of
the college. I also attended the seminar
on graduate schools and job opportunities. The one thing that impressed me
most of all was the students. Almost
without exception they were polite, very
open, friendly, and interested in seeing a
middle-aged alumnus. It was almost as if
they had received a battalion order to 'be
nice to the old coots or else.' (I say that
because I am sure no such directive was
issued.) I can only conclude that you
have recruited an outstanding student
body, and, as an educator, I envy you.
I was a bit disappointed that there
were not more of my old friends back for
the reunion, and this produced a feeling
of guilt in me for I know how one asks
why it is that we 'old New Program
alumni' don't support alunmi doings
more faithfully? For surely we who date
from the Barr and Buchanan days have
St. John's stamped on our very souls.
This is a very troublesome question and
I'm sure more talented 'old New Programmers' than I have wrestled with it. For

what they are worth, I share with youth(
following highly subjective observations
and suggestions.
The physical environment of the
College is very, very moving to an
alumnus. You are doing a remarkable job
in keeping the corpus in a high state of
preservation. One can quibble over the
King William Roqm and a few other nitpicks but by and large the atmosphere is
spookily the same (catch that adverb!) as
it was almost 30 years ago. And yet the

very sophistication induced by the program tends to immunize us from being
seduced by that kind of nostalgia. I am
sure the alumnus of any college in
America has deep, important, and. tender
feelings when he returns to his college,
but his college experience has not
immunize&lt;;! him from wanting to return in
a sentimental orgy to his dear old alma
mater. I think that the St.John's Program
isolates its students in a very close,
intense and soul-remaking experience.
The College vomits its students forth and
they keep on going, never looking back.
Who is to say whether or not such an
apron-string cutting is bad?
All of us who have graduated from
the College return to our alma mater
every time we look at our libraries. Those
sly old master artificers who concocted
the Program were not just mouthing
platitudes when they said that the books
were, in the end, the teachers at St.
John's. When McDowell Hall, the
wonderful tutors, the games on back
campus, the jug-a-lug in Chase-Stone have
all faded into nothingness, the Great
Books will remain. We, who have been
privileged to attend St. John's, commune
with her every time we step into our
studies and open up and read one of the
books.
Boiled down to their essentials, the
two points I have made above mean that
you, as alumni director, have a very
difficult task. The College will always
tend to produce alumni who have been
profoundly affected by it but [who] will
never look back, and [who] will manifest
their loyalty ... by continuing to reflect
and read rather than reach for the old
check book. I am sure this is nothing new
but these thoughts have struck me as I
ponder my recent delightful visit ....
Sincerely,
George M. Van Sant

CLASS NOTES

1922
just before going to press we received a
fine letter from S. Den mead Kolb, reporting
on his recent visit with Dr. Rafael
Rodriguez-Molina at the latter's home in
Santurce, Puerto Rico. Kolb, his wife, Kitty,
and their youngest son, Charles, were in
Puerto Rico in January, and had dinner with
Roddy, as he was known here, his wife
Marian, and their daughter Anna and son
Manuel. Two older offspring are married.
Roddy has had a most successful medical
practice, and retired a few years ago from
the U. S. Army Medical Corps with the rank
of colonel,

1928
Lout's L. Snyder was recently nam_ed to
the Editorial Advisory Board of the
Canadt'an Revt"ew of Studt"es ~·n Natt"onaUsm.
Lou continues to make his mark as an
author; his The Imperialism Reader:
Documents and Readings on European
Expanst"onism -has just been reprinted by the
Kennikot Press, Port Washington, N. Y .,
while The Dreyfus Case was released by the
Rutgers University Press in january.
Charles S. Smith is the new director of
the property management division of
Donald E. Grempler Realty, Inc.; a Baltimore area firm. Smith has been active in real
estate work since the mid-1940's. He makes
his home in the Roland Park area of Baltimore.

1954
Merle and Priscilla ('55) Shore have
opened a second location for their shop,
The Village Frame. They had their opening
in the new Ruth Shaffer Gallery in Santa
Barbara on january 6th.

1955
Donald A. Phillips is now Alcoholism
Program Manager for the Civil Service
Commission in Washington.
January was a good month for letters;
Evajane (Duvall) McKenney writes that she
will graduate this J unc with an associate
degree in nursing from Northern Essex
Community College in Haverhill, Mass. She
hopes to go on to earn her B.S. degree in
nursing with a minor in natural science.

23

�Evajane is married to a disabled veteran, has
two married stepsons, three grandchildren,
and two teenage daughters.

1957
As noted in the February Alumni
Association newsletter, the name of Navy
Cdr. H. Allen Stafford was on the prisoner
lists pubtished by the North Vietnamese in
January, He was released in mid-March and,
according to press reports, was met by his
wife when he arrived at Clark AFB in the
Philippines. Al, a Navy carrier-based pilot,
was shot down over Haiphong on August
31, 1967, while on his 31st combat mission,

1962
John Franklin Miller in January became
the director of Hampton House, a National
Historical Site located near Towson, just
north of Baltimore. After graduation from
St. John's, John earned a B.D. degree from
Yale, and then taught elementary school in
Anne Arundel and Washington Counties in
M~land. Since 19 69 he has been doing
graduate work in art and architectural
history at the University of Maryland, as
well as teaching 'at Maryland and at Mont·
gomery Junior College.

1963
Daniel T. Devereux writes that he is
teaching philosophy at the University of
Vrrginia, and is especially pleased to have
Evan Dudik '72 and Dennis Berg '71 in his
seminar.
Robert K. Thomas is currently enrolled
in full-time. French language training at the
Foreign Service Institute in Washington, in
preparation for his new assignment as the
deputy public affairs advisor to the U.S.
delegation to the United Nations. Bob says
that the U.S, mission is right across the
street from the United Nations headquarters
in New York, and that all St. Johnnies
would be welcome. He also teJls us that Dr.
Oliver M. Korshin is studying Russian at the
Foreign Service Institute. Ollie is slated to
head the Russian-D. S. health exchange, Bob
reports.
1964
Patricia {Carney) Ceccarelli is a· housewife and stUdent, attending the University
of Nottingham, England.
Miss Barbara Leonard recently passed to
us a long, news-filled letter from Barbara
{Kulacki} Vona. We knew that Barbara has
been giving her time to the New York
Alumni Group as editor of the Group News·
letter, but we didn't realize what a busy girl
she- has been since she and Dan ('67) left
Annapolis. In 1967 she began independent
research in the History of Science, special·
izing in Martin Delrio, a 16th Century
Spanish theologian, lawyer, and man of

24

letters. She has been preparing the first
English translation from the Latin of his
Disquisitionum Magicarum. In 1970 at
Oxford she became a Bodleian Reader; last
summer she participated in the first
symposium on the History of Modern
Science at the International School, Enrico
Fermi, Lake Como, Varenna, Italy. She is
currently negotiating with the University of
Texas Press for publication of her transla·
tion. In her spare time she has helped with a
New York Assembly campaign as Environmental Chairman for a candidate. She now
hopes to enter law school, where she would
like to concentrate in the areas of Taxation
and Land Use. After her schooling she wants
to work on planning and writing tax legisla·
tion, and on sound planning for new urban
areas and renewal of the old.

1966
A brief note from Barbara Hockman's
mother advises that Barbara, after teaching
in Japan until May 1972, has been traveling
in Asia, and is presently in India.
William N. McKeachie, after two years
as assistant chaplain, St. John's College,
Oxford, returned last year to Canada, where
he is special assistant to the Bishop of
Toronto.
1967
Meredith Burke informs us that Fred
Fedderson and his wife are expecti~g -a
baby. They live at 33 Marlowe's Road,
London W. 8, England.

1970
Miss Miriam Strange has sent along a
letter from Katharine Beckman, bringing us
up to date on her life since she left St.
John's. A year was spent in Stockholm,
where she was a page in the Australian
Embassy. After a year at American
University in Washington she received her
B.A. degree in English. Since September
1970 she has been in Gambridge, Mass., first
as a secretary to a neuroanatomist at M.I.T.,
more recently working for the Massachu·
setts Drug Commission.
Word reaches us through his father that
Stephen ]. Forman, now a junior at the
University of Southern California Medical
School, has completed a year-long research
project, has had the paper thereon published
in the official publication of The American
Federation of Clinical Research, and read
the paper in January at a meeting of the
Western Society for Clinical Research in
Carmel, California. The paper was entitled
Red Cell Me_mbrane Deformity in Uremic
Hemodt'alyzed Patients.

1971
James R. Hal now lives in Felton, Pa.,
and is District Manager for the York Daily
Record,

Jeffrey Cole Kitchen is reported by his
parents to be quite successfully involved in
the Ph.D. degree program in applied mathematics at Johns Hopkins University.

1972
Cynthia {Stratton) Dourmashkin
reports that she and Tom ('69} have a son,
Jordan Thomas, born on December 17th.
Tom is enrolled in pre-medical courses at
Columbia University and hopes to enter
medical school in the fall of 1974. Cindy
says she is enjoying motherhood and is very
happy.
Ellen Hearne (SF) writes that she has
now graduated from the University of North
Carolina at Asheville with distinction in art,
Her senior showing in pottery in December
received excellent coverage in the press. She
was commended not only for her pottery
but also for the fact that she constructed
her own kiln, with which she could fire
stoneware up to 2,300 degrees Fahrenheit.
Since leaving St. John's, she studied at
Penland School of Crafts, North Carolina,
rmder Cynthia Bringle, and Jater at the
University of North Carolina under Gene
Bunker.
Probably: the most recent alumnus to
enter the field of journalism is Thomas R.
Ascik, now a copy boy with the Washing·
ton, D. C. Star·News. In what woUld seem
to be a most unusual opportunity for a
young journalist, Tom recently. interviewed
Dr. Andre Helleger, director of the Kennedy
Institute for the Study of Human
Reproduction and Rio-Ethics. The inter·
view, concerning the recent Supreme Court
decision on abortions, was. published in the
Sunday, March 4th, edition of the newspaper. On the evidence thuS far, Tom has a
very bright journalistic futtire~

In Memoriam
19 08
Harold Hardinge, Jr.,
Ventnor, N.J., December 16, 1972.
1922 -The Rev. William R. Horney,
Centreville, Md., November 27, 1972.
1924 - James B. Robertson, Jr;,
Baltimore, Md., December 31, 1972.
1926 - The Rev. Robert L. Bull,
Columbus,Ohio,January 15,1973.
1931 - Emanuel Klawans, Annapolis, Md., February 8, 197 3.
1931 -James D. Morris, Baltimore,
Md., March 5, 1973.
1934
Charles P. Clark, Jr.,
Summit, N.J., February 21,1973.
1935 - Harry Ferguson, Belmont,
Cal., February 7, 1973.

�RESOLUTIONS
The College mourns the death of two of its closest friends and
supporters. Mark Van Doren, former member of the Board and
Honorary Fellow, died on December 10, 1972. Bromwell Ault, a
former chairman, and most recently an honorary Board member,
died in New York City December 29, 1972. The following
resolutions were adopted at the February 24 meeting of the Board
of Visitors and Governors.
MARK VAN DOREN
RESOLVED, that this Board of Visitors and Governors has
learned with great sadness of the death of Mark Van Doren, a
member of the Board from 1943 to 1953 and an Honorary Fellow
of the College since 1959. In him the gifts of the poet, scholar,
critic and teacher were greatly one. He was one of those few men
who helped to conceive the St. John's Program in its beginning.
Through his writings and his regular lectures on poetry and poets,
he taught generations of St. John's students and faculty. He was a
strong contributor to the work of St. John's College in America.
The College was privileged to claim his warm and steady
friendship.
FURTHER RESOLVED, that the Secretary be instructed to
convey to Mrs. Dorothy Van Doren, his wzfe, and to Charles Van
Doren and John Van Doren, her sons, copies of this Resolution
together with expressions of the Board's deepest sympathy.
BROMWELLAULT
RESOLVED, that this Board of Visitors and Governors has
learned with profound sorrow of the death of Bromwell Ault, a
member of this Board for some twenty-five years. Bromwell Ault
was the finest exemplar of a man in the world of business who also
devoted himself to his family, to his church, to his community,
and to education. Though his primary loyalties were to Andover
and Yale, the institutions from which he graduated, he was
fascinated by the challenge of St. John's educational program and
adopted this College when he joined its Board in the late 1940's.
He served for a period as its chairman and in more recent years he
has been an honorary member. His was an active and imaginative
mind, evolving ideas and projects which might be beneficial to St.
John's College.
FURTHER RESOLVED, that the Secretary be instructed to
convey to Allie Burchenal Ault, his wife, and to Burchenal Ault
and Browell Ault, his sons, copies of this Resolution together with
expressions of the Board's gratitude and admiration for his life and
its deepest sympathy for his family.

25

�A familiar figure on the Annapolis campus,
Campus Guard Melvin N. Wilkerson, Jr.

PHOTO CREDITS:
Front cover, Sheldon C. Heitner, '75. Inside Front cover,

Malcolm Handte, '75, Eugene lorgov, '75. Page 3, Robert
Nugent. Page 4, Maryland Center for Public Broadcasting. Page
9, Eugene lorgov, '75. Pages 12 and 13, Michaer Johnson,
Burton Blistein. Page 19, Sheldon C. Heitner, Maryland Center
for Public Broadcasting. Page 21, Bill Grady. Page 22, Valley
Studios, Tom Parran, Jr.

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

July 1973

�THE COLLEGE
Vol. X)W

July, 1973

No.2

Editor: Robert L. Spaeth
Alumni Edttor: Thomas Farran, Jr.
Editorial Advisory Board: Michael W. Ham, Paul D.
Newland, Barbara Brunner Oosterhout, '55, E. Malcolm
Wyatt.
THE COLLEGE is published by the Development Office
of St. John's College in Annapolis, Maryland. Richard D.
Weigle, President. Paul D. Newland, Provost.
Published four times a year, in January, April, July, and
October. .Second class postage paid at Annapolis, Mary·
land, and at other mailing places.

IN THE JULY ISSUE:
Speech, Its Strength and Its Weaknesses.
by Jacob Klein

1

Two Sorts of Poetic Revision.
by Charles G. Bell

7

An Interview with Alvin Fross and Peter Weiss.
by Robert L. Spaeth

11

Commencement Address-Annapolis 1973
by Ford K. Brown

17

Profile: Louis L. Snyder, '28. . . . . . . . . . . .

20

Graduation 1973

22

...........

News on the Campuses

24

Alumni Activities

26

Valery's "Poesie," translated by Timothy Born.

29

ON THE COVER: Ford K. Brown, the Annapolis commencement speaker for 1973. Mr. Brown has been on the
St. John's faculty since 1925. He is now a Tutor Emeritus.

�SPEECH,
Its Strength and Its Weaknesses
by JACOB KLEIN

To undertake to speak about speech means to embark
upon an endless task. Yet there are strict limits that I have
to observe and to be aware of: limits of time, of redundancy, of attentiveness on your part. I shall have to focus
your attention on what people mostly concerned about
speech have said. These were the people whom we call
oi cfnA6aocf&gt;o,, the "lovers of wisdom" among the Greeks.
But I shall also have to appeal to an understanding of
what usually happens to speech, to an understanding which
those people do not seem to have had. I shall be as brief
as possible, and I hope you will not mind my carefulnay, my pedantic use of English and Greek words.
(Parenthetical remark: some of what I am going to say
I have said before in lectures and in print, but not all
of it.)
Let me begin by quoting from Plato's dialogue entitled
Phaedo. This dialogue pretends to describe what happened
during the very last day of Socrates. Attentive reading
shows that the content of the dialogue is mythical, but
that the mythical frame allows us to become aware of
what Plato understood to be Socrates' unique and overwhelming impact. At a crucial point of the dialogue (95 E
ff.) Socrates, after silently looking back into himself for
quite a while, reaches-in speaking-far back into his own
youth. He wanted very much, he reports, to find out, with
regard to any single thing or occurrence, what was responsible for its coming into being, its passing away, its being
the way it was; but he could not find any satisfactory
answers. Nor could he learn anything from acnybody else,
not even from the great Anaxagoras. He had to abandon
the way in which questions like these were dealt with in
the various versions of the "inquiry into nature" (7rEpt

Jacob Klein is a Tutor Emeritus on the Annapolis campus.
This lecture was delivered at Annapolis in February, 1973.

¢1~t:n:w; iuropla). He decided to embark upon a different
journey, a SCcond journey", which means, he decided to
take to the oars, since the wind had failed. This is the
presentation he makes of his new endeavor.
By looking directly at whatever presents itself in om
familiar world, at things and their properties, at human
affairs and actions, we run the risk of being blinded, as
people do when they observe the sun during an eclipse,
if they do not look at its image on some watery surface.
That may well have happened to those investigators of
nature. To avoid being blinded, Socrates thought he had
to "have recourse to spoken words" ( cl-; Toir&lt;; A6ymJsKam¢vyciv) and "see in them the truth of whatever is"
(99 E).
In the dialogue entitled Philebus, Plato again makes
Socrates refer to men engaged in the study of nature (59
A-C): these men want to understand how this world of
ours came into being, how it is acted upon and how it
acts itself, that is to say, they are trying to discover transient productions of the present, the future and the past,
not what unchangeably always is. To discover the immutable it is necessary to rely on the power of discourse
( 1/ roV 8taA€ywBat 8Vvap,t.;;- 57 E), in exchanging questions
and answers with oneself and with others. The power of
discourse is the power inherent in human speech, this
marvel, let me say, this greatest marvel perhaps under the
sun.
The Greek noun -\6yo' and the Greek verb -\iy&lt;tv have
a vast range of meanings. They may refer to reckoning,
accounting, measuring, relating, gathering, picking up (let
us not forget the English words "collect" and "select",
derived from -\iy"v). But, above all, they refer to speaking,
discoursing, arguing, discussing, reasoning. That's how we
have to understand Aristotle's statement (Politics I,Z,
1253 a 10): A6yov . . . ,Wvov llv0pw7roc;; fxn rWv t~wv, "man
alone among living beings possesses speech", and that
implies: man alone possesses the ability to understand the
11

I

�The College
spoken word, to understand articulated speech.
We mean by speech-everybody means by it-a sequence of sounds uttered by somebody in such a way as
to be understandable to others. The verb "to understand"
refers primarily, though not uniquely, to speech. Hearing
somebody speak, we may say: "! understand what you are
saying". We may, in fact, misunderstand, but even mis~
understanding involves understanding. But what do we
understand in hearing somebody speak? Not the sounds in
themselves, the audible low and high pitched noises issuing
from somebody's mouth (or some machine, for that
matter). We hear these noises, but hearing is not understanding. That is why we do not understand speech in a
foreign tongue. In a manner which, itself, is hardly or not
at all understandable, the sounds carry with them-or
embody or represent-something else, precisely that which
makes us understand, whenever we understand. This
source and target of our understanding consists of units
to which single words correspond as well as of combinations of units to which sequences of words correspond.
The speaker and the hearer share-or, at least, intend to
share-the understanding of those units and of those combinations of units. The speaker transposes what he means
into sounding words variably intoned, and the hearer who
understands reverses that process in reaching back to the
intended meaning. The intended meaning is what the
Greeks called To vo1T6v ( vo1 Tav being a verbal adjective of
vodv, which means "to receive the intelligible"). Among
the intelligible units, the vo1 Ta, there are two kinds: some
are intelligi-ble by themselves, some l1elp us to receive
those first ones, help us to understand what is being said.
Speech and understanding are inseparable. A6yo&gt; means
inseparably both speech and that which can be and is
being understood in speech. It is in man and, to repeat,
only through man that Aoyo&gt; manifests itself conspicuously.
Neither birds nor porpoises nor seals have A6yo&gt;, though

quire to produce those things, and furthermore, the knowledge that guides his arts and skills, not only to satisfy his
most elementary needs, but also to establish customs and
institutions in which his life flows from generation to gen-

they are able to "communicate" with each other and even

characters". Descartes said: "The science contained in the
great book of the world ...". Harvey said: "The book of

with human beings.
We all remember, I think, a phrase that Homer uses so
often when describing human speech, the phrase "winged
words" ( ii1rm 7Tn:p6£vTa). Whence this image? In most cases

the phrase occurs when a personage, a god or a man,
addresses another single personage, a god or a man. Occasionally it is also used when someone speaks to a group
or a crowd of people. Minstrels in Homer are never said
to utter or sing "winged words". Now, words are not
called "winged" to indicate their soaring or lofty quality.
The image seems rather to imply that words, after escap·
ing "the fence of the teeth", as Homer puts it, are guided
swiftly, and therefore surely, to their destination, the ears
and the soul and the understanding of the addressee. It
is more difficult to reach a crowd of men than a single
man. Exertions of a special kind are then required.
What is speech "about"? About everything man is
familiar with-the sky and the earth, the rivers and the
sea, the living beings around him, on land, in water, in the

air, the things he himself builds and produces, as well
as the tools and appurtenances that his arts and skills re2

eration, in happiness or misery, in friendship or enmity,
in praise or blame, and to which customs and institutions

he is attached beyond his most pressing wants. That is
what his speech and his understanding are mostly about.
What we say, however circuitously . or confusedly or
loosely, is said in words and sentences, each of which conveys immediate meaning. The A6yo~ cannot help moving

in the medium of the immediately understandable. But
words and sentences can also be involuntarily or deliberately ambiguous. We can play on words. Plato's dialogues, for example, are replete with puns. However, am-

biguities and puns are only possible, because words and
sentences carry with them several distinct meanings which,

separately, are clearly understood. To be sure, speech can
be obscure. But it can be obscure only because the clarity
of some of its parts impinges, or seems to impinge, on

the clarity of others.
Speech, then, presents to the understanding of the
listener what the speaker himself understands. It presents
to the listener nothing but combinations of vo1Jnf, of

intelligibles. In doing that, however, speech speaks about
all the things and all the properties of things that abound
around us, all the special circumstances and situations in
which we find ourselves. The question arises: do the vo1Jrtf,

the intelligibles, presented to us in speech, have their
foundation in themselves, or do they stem from the things
and circumstances spoken about? Does not human speech
translate the language, the yAwaaa, of the things themselves?

Let me turn for a moment to the way things and events
around us have been and are being referred to. In Galileo's
words: "The book of Nature is written in mathematical
Nature lies open before us and can be easily consulted".
The phrase "book of Nature" is a metaphor used long
before the seventeenth century, but why was this particular
metaphor ever chosen? Is it not because Nature is under-

stood as something that can be read like a book, provided
we know how to read it? But does not that indeed imply
a language that is Nature's own? Francis Bacon was of the
opinion that Nature is subtly secretive, full of riddles,
Sphinx-like. But secrets can be revealed, riddles can be
solved in words. We persist, don't we, in solving the

"riddles of nature". In ancient times the order of all that
exists around us was -taken much more directly as a lan-

guage, a language not heard and not written, yet visible,
and if not visible, one to be guessed at. Human speech
seems indeed to translate that visible or invisible language
of things into the audible language of words. And just as
the sounds of human speech can be traced down to their
ultimate components to which the letters of the alphabet
correspond, things around us can be decomposed into their
first rudiments-the "elements"-the original letters of the

�July 1973
language of things, as it were. Our speech, even our unguarded colloquial way of speaking, may reveal to the
attentive listener the hidden articulations of the language
of things. Aristotle, no less than Plato, was constantly following up casually spoken words. It seems that Heraclitus,
the tjobscure" used the word "logos" in reference to the
language of things. Let me quote from the fragments in
question. First: "Of the Logos, which is as I describe it,
men always prove to be uncomprehending, both before
they have heard it and when once they have heard it. For
although all things happen according to this Logos, men
are like people of no experience, even when they experience such sayings and deeds as I explain, when I distinguish each thing according to its nature and declare how
it is; but all the other men fail to notice what they do
after they wake up, just as they forget what they do when
asleep". Then this: "therefore it is necessary to follow
what is common; but although the Logos is common, the
many live as though they had their own thoughts". Then
this: "Listening not to me, but to the Logos, it is wise to
agree that all things are one". And finally, to supplement
the last fragment: "Out of all things-one, and out of one
-all things". (Kirk and Raven, The Presocratic Philosophers, 1957, pp. 187-188, 191). The Logos makes us
understand, if we follow Heraclitus, what the things themselves are saying, brightly and darkly, in tune and out of
1

tune.

Speaking and understanding what is being said involves
thinking, involves what the Greeks called 8ufvo•a. Let us
hear what Plato has to say about the relation of speaking
to thinking. In the dialogue entitled The Sophist, in which
Plato makes the Stranger from Elea converse with the
young mathematician Theaetetus, the Stranger remarks
(263 E): "... thought (8ufvo•a) and speech ("-6yo,) are
the same, only that the former-that is, 8ufvow.-, which is
a silent inner conversation of the soul with itself, has been
given the special name of thought". Thinking, as Plato
understands it, is not tied to what the moderns mean by
the ''stream of consciousness". It can be imagined as a
discontinuous, not always regular, stepping forward, and
stepping aside, and stepping backward and forward again,
what speech, too, usually does. It is necessary to note that
for Plato, and for Plato alone, this identity of thought
and speech is not a complete one: facing the highest, allcomprehending intelligibles, thought is not able to transpose itself into suitable words. In the seventh letter attributed to Plato we read the phrase "the weakness of spoken
words" (-rO nOv A6ywv &amp;.aOEvE,-343 A 1), and the dialogue
entitled The Sophist itself shows this weakness rather
clearly, as we shall see in a moment. Moreover, speech
and thinking can both deceive us, disconnect our steps,
and thus distort :md falsify the truth of things. The firework of the sophists, for example,-and there are always
sophists around-make things and relations of things assume a most unexpected, dazzling, and puzzling aspect:
things suddenly appear not to be what they are. But who
is doing the lying, if it be lying, the sophists or the things
themselves? A critique of speech and of thinking, a critical

inquisition into speaking, thinking and arguing has to be
undertaken-as it was undertaken by men as diverse as
Parmenides, Prodicus, Plato, Aristotle. The result of this
critique can be stated as follows: to speak does not always
mean to make things appear in their true light. For Aristotle only one kind of speech, 0 A6yo&lt;&gt; &amp;.7ro¢avnK6&lt;&gt;, the
declaratory and revealing speech, and the thinking which
belongs to it, translate and present the language of things.
To be able to use this kind of speech requires a discipline,
the discipline of the Myo,. Everywhere in Aristotle's work,
one senses, to the annoyance of some and to the delight
of others, the effectiveness of that discipline, the effectiveness of what we call (and the author himself docs not call)
the "logic" of Aristotle. (Cf. On Interpretation 5, 17 a 8;
4, 17 a 2; 6, 17 a 25; Posterior Analytics I 2, 72 all.)
Given the ever-present possibility of declaratory and
revealing speech, Aristotle need not, and does not, set
limits to the power of the Logos. For Plato, however, as I
have mentioned, there are limits that spoken words cannot transcend. This becomes quite clear in the dialogue
entitled Cratylus. In it Socrates first invents fantastically
funny "etymologies" of words, etymologies of proper
names of heroes and gods as well as of familiar designations given to the ways men behave and think. Socrates
then contrives rather playfully (422 E ff.) to describe the
letters and syllables of any word as providing an "imitation", a p.lp.ry~&lt;a (423 B; 430 A,B,E; 437 A) of the very
being ( o~uia) of what is supposed to be "imitated". T11is
"imitation" is also said by Socrates-said more accuratelyto be a udisclosure", a "revelation", a 80Awp.a (425 A,B;
433 B,D; 435 A,B) of the thing in question. Finally the
assertion is made that even "revealing" words may well be

interpreted as not fostering our understanding. One has
to agree, says Socrates, that things which are can be learned
and sought for "much better through themselves than
through names" (439 B). And that is only possible if
what truly is is not subject to change, as Heraclitus claims,
but is immutably what it is. Whether this is so or whether
what the Heracliteans and many others say is true, is a
question difficult to decide, but uno man of sense can
help himself and his own soul by relying on names"
(440 C). The power of the spoken word is thus a limited
one, according to Plato, which makes his dialogues as
troublesome and as wonderful as they appear to be.
Let me try to show you this by referring to, and quoting
from, the dialogue entitled The Sophist. This dialogue is
the central piece of a trilogy, namely the trilogy of the
dialogues entitled Theaetetus, The Sopl1ist, and The
Statesman. The conversations and events which are presented in these mimes are supposed to take place at the
very time the suit against Socrates has its beginning-as
you can read at the very end of the first piece of the
trilogy. V/e find in the second and the third dialogue,
namely in The Sophist and in The Statesman, an abundance of so-ca11ed "divisions"

(StapEun~)

which, in The

Sophist, are supposed to be the means to establish what
a "sophist" is. Opposed to the udivisions" are the Collections" ( uvvaywyai), and let me quote what, in the
11

3

�The College
dialogue entitled Phaedrus, Socrates has to say about these
"divisions" and "collections" to that lovable young man,

Phaedrus: "Now I myself, Phaedrus, am a lover of these
divisions and collections as aids to speech and thought;
and if I think any other man is able to see things that can
naturally be collected into one and divided into many,
him I follow after and walk in his footsteps as if he were
a god [this is a playful and ambiguous reference to a line
in the fifth book of the Odyssey J. And whether the name
I give to those who can do this is right or wrong, god
knows, but I have called them hitherto dialecticians"
(Phaedrus 266 B·C). Now, the first five "divisions" in the
dialogue entitled The Sophist do not reach their goal,
except in one very peculiar case. The goal is to establish,

as I said, what a "sophist" is. In this dialogue a nameless
Stranger from Elea performs these dialectical exercises
with the help of young Theaetetus, whose looks resemble
those of Socrates (Theaetetus 143 E). Of Theaetetus we
also know, from the dialogue that bears his name as well
as from other sources, that he was a powerful mathema·
tician, especially interested in incommensurable magni-

tudes and multitudes. Books X and XIII of Euclid's
Elements are based, in part at least, on his work. In the
dialogue entitled The Sophist young Thcaetetus is shown
to distinguish and to count well, so well, indeed, that he
helps us to understand what the Eleatic Stranger, alone,
by himself, could not make us understand. Let us see.
There are five "divisions" in the beginning of the dia-

logue, meant to catch the "sophist". After they have been
made they" are counted up by the Stranger and Theaetetus
in the following way: "Stranger: First, if I am not mis·
taken, he [that is, the "sophist"] was found to be a paid
hunter after the young and wealthy. Theactetus: Ycs.
Stranger: Secondly, a sort of merchant in articles of know!·
edge for the soul. Theactetus: Very much so. Stranger:
And tl1irdly, did he not turn up as retailer ( Ka"'J!&gt;.o,) of
these same articles of knowledge? Theaetetus: Yes, and
fourtl1ly, we found he was a seller of his own productions
( avTom:,J,.~,). Stranger: You remember well" (231 D). I
have to interrupt this quoting to check whether Theactetus
does remember well. By going back, we see that the
Stranger had previously summarized (224 D-E) the third
division in these words: "And that part of acquisitive art
which proceeds by exchange and by sale in both ways
{ &amp;p. r:f&gt;o'ripw&lt;&gt;) as mere retail trade ( Ka7T.,AtK6v) or as the sale
of one's own production ( aVTmrwAtK6v), so long as it be-

longs to the family of merchandising in knowledge, that
part you will apparently always call sophistry". Theaetetus
had then answered: "Necessarily so, for I have to follow
the argument, the i&gt;.oyo,''. Theaetetus remembers well: he
remembers that retail trade and also the sale of one's own
production had been mentioned, but he forgot, he forgot,
the word awpoTlpw' (in both ways), and this makes him
add to the third description a new one, which he calls the
fourth. Both, his remembering and his forgetting have remarkable consequences. In the counting up of the "clivi·
sions" the fourth becomes the fifth, and the fiitl1, which
is the one that reaches its goal, namely the correct descrip-

4

lion of the work performed by a quasi-sophist, namely by
Socrates himself,- this fifth "division" becomes the sixth.
Let us not forget: six is the first

11

perfect" number, and

only a "perfect" number is fit to be applied to Socrates'
work. But, moreover, the forgetfulness of Theaetetus com·
pels us to pay special attention to the word which he forgot, to the word dp,¢o'rEpw&lt;&gt;, or more exactly to the word
al'&lt;/&gt;w (both) and to its cognates. We become aware that

this word is used over and over again in the dialogue. Here
is just one example. Speaking of the "sophist", the Stranger
remarks at one point (226 A): "Do you see the truth of
the statement that this beast is many-sided and, as the
saying is, not to be caught with one hand? Tl1eaetetus:
Then we must catch him with both".
The significance of this word "both" becomes fully
apparent when the Stranger and Theaetetus focus their
attention on ''Change" (xtV1Jm&lt;&gt;) and "Rest" (anim&lt;&gt;). I

shall quote again (250 A-C): "Stranger: You say that
Change and Rest are entirely opposed to each other?
Theaetetus: How could I say anything else? Stranger: And
yet you say that both and each of them equally are.
Theaetetus: Ycs, I do. Stranger: And in admitting that
they are, are you saying that both and each of them arc
changing? Theaetetus: No, no! Stranger: Then, perhaps,
by saying that both are, you mean they are both at rest?
Thcactetus: How could I? Stranger: Then you put-before
you Being (To ov) as a third, as something beside these,
inasmuch as you think Rest and Change are embraced by
it; and since you comprehend and observe that these commune with Being, are you saying that they both are?
Theactetus: We truly happen to divine that )3eing is
something tlrird, when we say that Change and Rest are.
Stranger: Then Being is not BOTH Cl1ange and Rest
TOGETHER, but something else, di/lerent from them. Theae·
tetus: So it seems. Stranger: According to its own nature,

then, Being is neitl1er at rest nor changing. TlJCaetetus:
M-hm (in Greek: ax,86v)". The last statement of the
Stranger cannot be taken at face value. And Theaetetus
immediately afterwards recognizes that it is totally im·
possible for Being to be neither at rest nor changing.
The root of the difficulty, of the perplexity in which we,
who listen to this conversation, find ourselves is that, in

the case of Being, Change and Rest, our human speech,
the i&gt;.6yo,, is failing. It is failing when it tries to speak about
such greatest "looks" (!'iywTa ,lSr-·245 C 2-3), that is,
such all-comprehending vo~nf. Being (To ov), Change
{ x[v-,.,m.:,;) and Rest ( anfm&lt;&gt;) appear to be three f_Z81J, three

"invisible looks", while in truth Change and Rest are
C3C
EV
Q
UfL'f'OTfpa OliO •
" h OTIC" (EKUTEpOJI ") 3U d"btht WQ "('""'
''
"')
Botlr together they constitute Being (To ilv). This means
that, according to Plato, Being must be understood as the
eideti.c Two. The eidetic Two is not a mathematical number of hvo indivisible and indistinguishable monads,
among infinitely many such mathematical twos. Nor is it
two visible, divisible and unequal things, two houses or

two dogs or two apples, for example. The eidetic Two is
a unique dyad of two unique EZ81J, of two &lt;lin visible looks",

namely of Change and Rest. And just as they both to-

�July 1973
gether, and only both together, are the .!So,, the "look",
the "invisible look" Being, so the Stranger from Elea and
Theaetetus can only both together deal with the question
of Being. That's why the Stranger says at one point to
Theaetetus (239 C): "let us bid farewell to you and to
me". He means that neither he alone nor Theaetetus alone
can accomplish the task, but that they can do it only both
together. But this they can do "not with complete clarity"
(I'~ .,.,;."11 &lt;m.P~v&lt;i~-254 C 6), because they are speaking
about it.
It is thus that a weakness of speech is revealed in the
dialogue entitled The Sophist. But this dialogue also
shows why there can he falsehood uttered in speech, why
speech can state what is not true. There is, however, a
wide spectrum of the un-true, ranging from falsehood to
likelihood. This is the background of the dialogue entitled Timaeus, and I would like to quote a passage from
this dialogue to make you experience the playful and
saddening ambiguity of this passage. It deals with the
human mouth. It claims that it was fashioned "for ends
both necessary and most good", "as an entrance with a
view to what is necessary and as an outlet with a view
to what is most good". I keep quoting (75 D-E): "For
all that enters in and supplies food to the body is necessary; while the stream of speech which flows out and
ministers to thoughtfulness is of all streams the most
beautiful and most good". Can we forget how much evil,
how much falsehood, how much trifling, how much nonsense also flows out? No, we cannot. But this must be
added: in all those cases I just mentioned speech does not
minister to thoughtfulness, to ¢p6v~"''·
Let me now turn to a character of speech to which the
ancients apparently did pay only scant attention. A most
remarkable similarity obtains between words, spoken words
of live speech, and rnoney,-money, that is, available in
coins and bills. Both are precious, both circulate freely,
coins and bills from hand to hand, words from mouth to
mouth. The imprints on coins and bills are gradually
erased, effaced, rubbed off, just as the meanings of words
seem to become fuzzy, blurred and empty with the passage of time. There is even counterfeiting in language as
there is in money. Human speech can and does deteriorate

to an extent which renders it obnoxious, makes it unable
to reach anyone, deprives it totally of wings.
It was Edmund Husser! who, in modern times, pointed
to this inevitable deterioration of human speech. According to him the signifying power of a word has, by its very
nature, the tendency to lose its revealing character. T11e
more we become accustomed to words, the less we per~
ceive their original and precise significance: a kind of
superficial and vague understanding is the necessary result
of the increasing familiarity with spoken-and writtenwords. Yet that original significance is still there, in every
word, somehow "forgotten", but still at the bottom of
our speaking and our understanding, however vague the
meaning conveyed by our speech might be. The original
"evidence" has faded away, but has not disappeared completely. It need not be ''awakened" even, it underlies our

mutual understanding in a "sedimented" form. "Sedimen-

tation is always somehow forgetfulness" (Die Frage nach
dem Ursprung der Geometri.e als intentional-historisches
Problem, first published by Eugen Fink in "Revue internationale de philosophie", I, 2, 1939, p.212). And this
kind of forgetfulness accompanies, of necessity, according
to Husser!, the development and growth of any science.
(The text about the "origin of geometry" appears alsoin a slightly changed form-as the 3rd Appendix to Walter
Biemel's edition of the Crisis of European Sciences and
Transcendental Pbenomenology-Husserliana, Vol. VI,
1962-and as the 6th Appendix to David Carr's translation
of the "Crisis"-Nortl1western University Press, 1970. The
sentence &lt;~sedimentation is always somehow forgetfulness"
is omitted in Biemel's and Carr's versions. I assume, however, that this sentence is based on Husserl's own words,
uttered in conversation with Fink.)
'T'o be sure, the original evidence can be "reactivated",

and indeed is reactivated at definite times. This interlacement of the original significance and of its "sedimentation" constitutes, we read in Husserl's late work, the true

character of "history" (Ibid., p. 220). From that point of
view there is only one legitimate form of history: the history of human thought. History, in this understanding,
cannot be separated from Philosophy. Husserl's own
philosophy, as it develops in its latest phase (1935-193'7),
is a most remarkable attempt to restore the integrity of
knowledge, of /.,.""~"~' threatened by the all-pervading
tendency of "sedimentation". It has remained an attempt.
But it may help us, in any event, to understand the character of speech, the character of the spoken word. It may
help us to be cautious in our speaking and listening.
When we hear-or read-words intended to convey
opinions about things, about what they are and how they
are, it is amazing to observe their almost total dependence

on the Latin rendering of crucial Greek, and especially
Aristotelian, terms used in searching or revealing speech

or, as we say, in "philosophical" discourse. The adoption of
this Latin rendering by modern western languages usually
involves a radical change and certainly a "sedimentation"

of the very meaning of the terms in question. We hear a
great deal about pollution today-the pollution of air,
water, and land, which burdens our lives. But we hear
rarely about the pollution of our language, which burdens
our understanding. Our daily language, not to mention the
"elevated" language of inquiry and exposition, is perme-

ated and polluted by distorted terms in pseudo-Latin or
even pseudo-Greek guise. Don't we use words like the
following ones all the time: "actual", 11 dynarnic", "potentialities'', "matter", "substance", ''theory", ''information",
"energy", "category", "logical", "formal", "abstract"? How

strange and how discouraging! Do we know what we mean
by these words? I could extend this list quite a bit, but
I should like to add only these six terms: "ideal",
"essence", "concept", "reality", "individual", and-hor-

ribile dictu-"mind".
This tendency of 11 Sedimentation" of human speech
finds, it is true, its counterpart in the tendency to re-

5

�The College
activate its original significance. Beyond that, it may happen that human speech reaches levels previously not experienced at all: they may increase its vigor, lift its signifying power to new heights, elevate it truly. Responsible
for this arc mostly-and rarely enough, to be sure-written
words. New words or new combinations of words can be
"coined", as we so aptly and significantly say. At decisive
points in his dialogues Plato resorts to this kind of coining;
in the dialogue entitled The Republic, for example, but
most notably in the dialogue entitled The Statesman.
(We are aware, of course, that Plato's dialogues, although
presenting lively spoken words, are the result of uniquely
careful editing and writing.) Story-writers engage-sometimes-in this kind of inventive writing, as Joyce and
Faulkner did. The most important cases of newly articulated written speech, however, are found in declaratory
works which intend to convey knowledge, derived from
questioning that is profound and deeply serious. Such
works are those of Aristotle, of Hegel who raises Aristotle

6

to new levels, and of Heidegger who opposes Aristotle
radically. Their peculiar way of speaking sheds new light
on things, on their roots, their relations, their very being.
We have to note: none of these authors has written
works that are easily translatable,-and this cannot be
otherwise.

Let me be fair to people of the Latin tongue and, by
way of conclusion, quote Virgil, the poet. In a letter to a
friend Virgil says that he gives birth to verses in the
manner of bears and according to their custom (parere se
versus modo atque ritu ursina), that is to say, that he
produces his verses the way the mother bear handles her
newly born cubs: assiduously and persistently she licks
them into their proper shape. Such assiduous work, performed on the written word and undertaken to assure the
right articulation of a composed whole, can and does restore and preserve the integrity of human speech. It is
thus that the written word repays its eternal debt to the
spoken word. II

�Two Sorts of Poetic Revision
by CHARLES G. BELL
I doubt if rules can be given for the making or shaping
of poems. Some come easy, some hard, nor will the end
product necessarily betray the manner of its birth. Is anything but curiosity to be served by raking up the files?
Yet we live in a curious age where the exhibition of
process tempts us more than participation in a timeless
goal. And what is more immediate than a draft?
Charles G. Bell is a Tutor on the Santa Fe campus. His
poems, ((Diretro al Sol," ~~Heraclitus in the West," and
"Touch~me-not" arc from Songs for a New America
(Norman S. Berg, Dunwoody, Ga.). "Moonrise" was published in Contemporary Poets of the English Language
(St. James Press, 1970), and "Resonance of Towers" in
Quarterly Review of Literature (Princeton, 1972). "A
Fly Trown into the Fire" has not been previously
published. All poems are copyrighted by Charles G. Bell.

The poems in my first two books (Songs for a New
America and Delta Return) are mostly statements in the
classical manner. They would come to me when I experienced a particular in its universal aspect. I would write
the first sketch as fast as my pen would move, and later
work it up, trying to bring out its implicit form.
By the early 1950's I had turned from the Augustinian
drift of my war years toward a celebration of the tragic
glory in which I thought of America as living. I was teaching Thucydides in Hutchins' College. One afternoon
Elizabeth Mann Borgese drove some of us to a winetasting in the Electric Club high over Chicago, where I
sampled maybe thirty kinds of wine. As we raced back
south through the evening traffic of the outer drive, a
poem came to me. As soon as I could get home to my
desk, I dashed off the following lines, though my head
swam so I could scarcely hold the pen in my hand:

7

�The College
We came out on the high platform above
The city of giant endeavor taking below
The advance of evening and in reddening glow
Clear stars returning, lights of windows round
In band and height to the over-pluming skies
And cars in streams pouring to the suburb homes.
Around us drinking the wines of France
Men of every nation with voices not yet hushed
By the encroaching shadows, speaking in the
Tongues of their native lands,
Of women and the world and who should rule,
Still free in slams and laughter.
And the dusk deepened as the city glowed
And out of the past of another great evening
Through which the spirit lives came the
Voice of Pericles as Athens stood on the
Beach of that mad sailing that bore them down.
These words echo in the mind. In the
living dusk the great towers flash skyward.
Along the water front stream the metal cars.
Planes above, flashing lights, the destinate
roar, South, West and East. And the
voices of free men. And we too on the

beach of the perilous parting.
Well we have lived. To all who
may come-by these presentsHere perilous spirit took the dusk on wings.
(There wa&gt; also an alternate version of the close):
The end is less than the knowledge of having
Dared for vision, if only we truly dare;
Above the blind world-closure of our wasting
Still the incredible promise brightens the shore.
Ships sailing to the dark ...
And the twilight air
... rustles with the rush of wings.
For a week or more afterwards I was working with those
notes, actualizing the meter, stanza structure, assonance

and rhyme, word repetition, etc. latent there. Here is the
result as it appears in my Songs for a New America (the
title from Ulysses' "mad flight", Inferno, 26):
DIRETRO AL SOL
Over the gulf and soaring of the city
We came at dusk to the roof-garden rail.
Darkness flowed in the streets; the dream-world beauty
Of towered steel rose in the violet airBands and heights of light under the sky's plumes;
Cars to the suburbs burn the long road lanes.
Here on the terrace, drinking wine and eating,
People of every nation, hearts unquelled
By the encroaching shadows, mingle, speaking
Tongues of kindred lands. Their voices tell
Of customs and of needs, of the fools who rule;
They are loose in talk and laughter, slurs and dreams.

8

And the clouds relinquish the sun's brown setting.
Twilight deepens as the city glows.
Out of the past of another world-evening
Spirit has suffered, a great voice looms;
It is Pericles-with Athens at the bourn
Of her adventurous sailing into ruin:
"We are the school of Bellas. Wonder unending
Of after ages will be ours. We have
Made sea and land the highway of our daring.
If now obedient to the general law
We invite decay, the greatness we have known
Will he some break of beauty in that gloom."
These words echo in the mind. From dark flashing
Along the gray shore and the wash of waves,
Towers, and cars streaming. Up vibrant air reaching
Cones of light catch at the destinate planes.
The roar west and east.
Here in the hum
Of mingled voices, careless freedom sings.
And we too have lived the dayspring and daring
That all time will remember; we have seen,
Over the earth-foreclosure of our wasting,
Still the incredible brightening of the dream .....
Now promise is almost presence under the dome
Of night stirred with light and the rush of wings.
The same method may be illustrated with another
poem, a little earlier and darker,

~~Heraclitus

in the West".

In March of 19 50, as I was walking by Lake Michigan (it
becomes the Atlantic in the poem), the setting sun broke
from clouds at my back and poured a shaft into the general dark, catching gulls invisible before, shining flecks
against the storm. I was teaching The Heart of Darkness;
to Conrad's symbol I added that of historical east and
west, the turn from the free motion west hack to the
church-close of Eliot's surrender. I scribbled five lines:
And the streaming sun from behind out east
Over the sea; far against the drop of
Dark cloud and above the wind-tossed gray
The wheeling gulls, before swallowed in fog,
Burn silver sparks of searching, motes of fire.
To which, on my return to the house, I added (drifting
toward prose) :
Once we looked west over the sea to the golden oblate
And beckoning sun, dropping under the limb of the unAnd the call was westward, touching
/explored.
the rooks and swallows
On the flat land behind, tentative wings sweeping out
west over the waves.
Here the great globe sets at our hacks behind us, and the
call has been followed to the last limb of land, the wall
struck and the wave rebounds, drawn now down the
stream

�July 1973
of spreading rays, east again east, home to the womb and
mother, the peaceful church close and garden of old
time ... beside the river ... among
For months this remained in my pocket, ineluctable. Then
I saw it as four five-line stanzas, knit together with the
tolling of repeated words (a variant on the line-endings of
the Sestina), thirteen in each stanza: sun, behind, east,
sea, river, light, dark, cloud, gray, drop, gulls, burn, fire-

besides other words echoed, if not so many times: land,
call, west, down, up, wind, verge, etc. 'T'he last stanza
consciously transcends Spenglerian gloom in a timelessness
of light against dark, rounding the poem out with ponderous solidity, at the same time that it sacrifices the
broken poignance of the original sketch. For there is no
gain, even in art, which is not in some sense a loss.

HERACLITUS IN THE WEST
"The way up and the way down is the same"
And the raying sun from behind breaks out cast
Over the sea, opening a river light
Into the dark of cloud and the wind-tossed gray;
Against that drop, the unguessed wheeling gulls
Burn silver sparks of search, volitional fire.
Once we looked west over sea to the golden
Oblate and beckoning sun dropping without cloud
Behind the fired earth's verge; and the call was sunward,
Burning rooks and gulls of the dark eastern land,
Stirred wings west up rivers of light from the gray.
Here the great sun drops at our backs behind us;
The call has been followed to the last verge of land,
The light struck and the wave rebounds; into dark
We burn down rivers of fire, re~entering cloud,

Gulls to the gray-walled close by the eastern sea.
Sunlight before or behind are tides ·of one motion;
The way up and down currents of a single sea;
Beyond east or west rounds the gulf of one darkness;
And every ray of flight burns rivers of fire,
Gulls to the landless drop of the wind-gray cloud.
This classical method of revision remains the same,
whether the first sketch comes from within, or as often in
fiction, from conversations heard. 'T1ms, Christmas vaca-

tion of 1951, returning from Mississippi to Chicago on the
night train, I waked from a doze to a conversation in-

credibly satirizing itself by its own symbols-tourist-talk
from the seat in front of me. I took down in the almost
dark on an envelope:
And the cigar factory, did you go?
Yes, we were there. I bought two boxes
&amp; the Trocadero (?)with the frosted drinks,
diacheris I guess. We bought the banana liquer.
Something going on all the day. Cocktails.
And we never had to walk.

But the people are strangers
Very unfriendly &amp; so many beggars.
Surely sounds interesting-But did you see
the little plant that when you touch it withers all up.
No.
At the side I scratched:
It is the symb.

And in a space at the top, an opening first used m the
poem, then cut to a line, then revised out:
Between waking and sleeping, half in dream
I heard this from the new rich on a train.
I got another paper as soon as I could and noted some
other details they had mentioned, the cruise boat, etc.
The poem came out rather easily in ironic half-rhymed
couplets (as it appears in the revised version of Songs for
a New America):
TOUCH-ME-NOT
"It was wonderfuL The cruise boat stopped at the
stream,

And there they brought a barge and put us on.
We had the deck with curtains; just below,
A marimba band played the whole day through.
So we went up the river. It was nice.
They have beef steaks at fifty cents apiece,
And frosted drinks."
"I guess you docked in Cuba?"
HFor three days."
"Did you see the Tropicana?"
'We were there; the ceiling's made of glass.
And we drank daiquiris, I think it was,
At forty cents a throw."
"Fancy that.
I bought banana liqueur."
"And on the boat
There was something every hour. Cocktails helped.
And when we went ashore we never walked."
"Did you see them lick cigars with their tongues?"
"Sure. I got two boxes, but they were strong."
"Sounds interesting."

"Only the people are queer,
Unfriendly, you know, and beggars everywhere."
"And did you see the small plant touch-me-not
That when you touch it it withers all up
Before your eyes?"
"No, that we did not find."

Go back; it is the essence of the land.
So far I have illustrated only the one method. In most
of my later poems, revision has taken a different slant. The
longer versions here given were already revised poems,

worked up from such sketches as have just been considered. What has happened from that point on is a kind of

9

�The College
modern Revision by Excision-to strike out or dissolve as
much of the poem as possible, until it becomes a kind of
archipelago of mountains, remnant of a drowned continent of discourse. The trick is to keep the poem from
sinking altogether, since there is a certain law of gravity
by which, once it has gone below a critical mass, it tends
to wilt without limit, as a bubble under surface tension
withdraws into a pipe-bowl.
The three poems here given, both in long and short versions, have been revised over five or more years and
through innumerable states. It is to be hoped they have
been arrested at the point where space was about to close
up around them.
MOONRISE (early form)
Long ago I stood with a woma·n by the sea
And saw the moon rise naked and alone.
When we did not love in the hollows of the dunes
Or swim in the moon-spilled troughs of the sea,
I grieved for the wasted beauty of the world.
From the sleeping form of another woman now
I rise and climb the dunes, where another moon
Breaks over an ocean shore, it washes clean.
I am content in the ruins of nakedness.
Listen, waking or sleeping, all I have loved:
The heart of an old man wants nothing more
When the dead moon spills its yellow seed
In the heaving and sighing deep furrows of the sea.
MOONRISE
I rise and climb the dunes. A waning moon
Breaks over an ocean shore it washes clean.
I am content in the ruins of nakedness.
Sleeping or waking, listen, all I have loved:
The heart of an old man wants nothing more
When the dead moon spills its yellow seed
In the heaving and sighing deep furrows of the sea.
INVESTITURE (preliminary)
Tonight for the first time I climb the stair,
Turn on the light, that sends four rays
To the dark quarters of the bay and land.
How many have kept lights burning in their towers?
Milton's solitary Platonist,
Image-seeking Celtic Yeats,
Collins in the mountain hut
Over twilight shires of mist.
Think of Dante somewhere in banishment
Climbing another's stairs by candlelight;
Think of all whose height became a sign
Of the brooding eminence established by the mind.

10

Rats with electrodes in their heads
Jump on treadle for a charge.
Action, passion, peace and war
Shrink to pastime-company bad.
Only rays that reach across dark shores
Find the resonance of what endures,
This lighted web of soul in the world
Communion of Platonists in timeless towers.

RESONANCE OF TOWERS
Tonight, in the lighted tower,
I have outwatched the Bear.
I think of Dante in banishment,
Climbing another's stairs by candlelight;
Collins in the clouded hut
Rockwalled Jeffers, embattled Yeats
Rats with electrodes in their heads
Jump on the treadle for a charge.
The night web of soul in the world
Flickers from tower to tower.

CAVE OF FIRE (preliminary)
When logs have burned in a good draft
To a white-hot cave on the hearth,
And flies roused from their winter torpor
Buzz and stretch themselves,
Take a sleepy one and hurl him in that glory.
Tire black body becomes a stuff of burning;
It shrinks and hisses; stirs, fringed with light;
Then it is all glowing, featureless fire.
The suspensions that made it a living creature,
Stretching its neck, preening its head and wings,
Change into incandescence, clear, all made clear.
As if our world were swallowed by the sun;
Or these small suns we make in emulation,
Kindling against ourselves such instant caves,
Had rendered into light love's diapered shades.
A terrible thing-as the old book warnedTo fall into the hands of the living God.

A FLY THROWN INTO THE FIRE
The black body shrinks and hisses
Fringed with light.
What stretched the neck, what preened
Head and wings,
Changed to incandescence.
All flesh grass
In the hands of the living God. II

�Interview with

Alvin Fross and Peter Weiss
by ROBERT L. SPAETH

ROBERT SPAETH: Mr. Fross and Mr. Weiss, looking
back at being students at St. John's from twenty-five years
later, what would you say St. John's did for you? Mr.
Weiss?
PETER WEISS: It gave me a view of the world; gave me
a view of what a sensible life might be like; gave me a
view of a lot of things that came before that one ought to
bear in mind when one thinks about what things are like
today.
SPAETH: Do you thing it did those things for you in a
way that other colleges would not have or could not have?
WEISS: It is awfully hard to say, not having been to
any other college. But I have talked to a lot of people
who have been to other colleges. I think it is clear that
St. John's does some things for people that other colleges
don't do. I think it is also fair to say that St. John's makes
a lot of claims, a lot of exclusive claims for itself that are
probably subject to criticism. I don't think St. John's is
the only place where you can learn to think. I don't think
St. John's is the only place where you can learn how to
think morally. It is probably true that it is a little harder
to go through four years at St. John's without at least
having made an effort to learn how to think and to learn
how to think morally, than at some other places.
SPAETH: Mr. Fross, what do you think of this?
ALVIN FROSS: I think that in some ways, talking to
our generation, you are talking to a generation that had
a rather peculiar and unusual St. John's experience. When
we went to college we started out with a group of about
200 people who were destined to be there as a group for

Alvin Fross, '46 and Peter Weiss, '46 are lawyers specializing in trademark law. They were students on the Annapolis campus both before and after World War II. This
interview was conducted in their offices in New York City.
Because of the press of business, neither could find time
to review this transcript. Thus, the alumni portrayed here
may or may not be .the real Fross and Weiss.

only six months or so. Shortly after we got there the
great exodus began, and large numbers were called up for
the Army and Navy Reserve, and we became a kind of
extended family for those people. Many of them were
not too far away from the College. We shrank at one
point, I think, to a community of only 50 people in residence, with people swarming in on week-ends. The program was not really a reading and studying prograrn but
in a way it was a constant looking-out into a blinding
light and looking back. Your eyes just kept going back
and forth. There were people who were out there who
were trying to adjust to a radically different world and
radically different situation, and we were trying to adjust
to either. So the books were being read in the light of a
very unstable world to which we were exposed on every
single week-end of that early period. I think that in some
ways some of the books we read had special meaning for us
because of that. I think that maybe the books about war,
particularly Homer, Virgil, had perhaps more meaning
for us than they might have for other people. We were
constantly trying to think about what it meant to go off
to war and to be a soldier or sailor. That is one element
of our special experience. Also, I would say that ours was
probably much more of a heterogenous experience. The
reason I say this is because in some way the thing that
stands out most clearly to me after all those years was
not the books by themselves but the books as a medium
for getting to know a small group of people extremely
well. That is, they provided for people of very diverse
backgrounds, very diverse emotional needs, a medium for

getting to know one another, for dialogue. That is, it
opened up new worlds. I came from a very small community. A large town, but a small community in that
town and at St. John's I met people whom I did not
dream existed. If I had met those people in a large university I probably would never have gotten to know them
that well, but at St. John's you just had to. When you
shrank down to 50 you got to know every one of those people, even those whom you really couldn't really sympathize
with, you got to know them awfully well. As to what I
feel about the program, taken out of context, I think the
program taken out of context is pure nonsense. That is, I
think that to talk about it in terms of the ideology of the
ll

�The College
first catalog is to spin a myth. A very useful myth because
it proposes a hypothesis: if we take this program and we
work with a community of a certain size, something, we
hope, will happen. And to relate it back to a Golden
Age, which is some of the rhetoric of the first catalog, is
also to be a living in a classical kind of mythology. It has
a certain wonder. We rather liked that myth. We rather
enjoyed it. I don't think any of us ever fully believed it.
SPAETH: Mr. Fross, you said a number of interesting
things; I'd like to explore some of them. You mentioned
thinking about certain books such as the Iliad in a particular way because the war was on. Mr. Weiss, you used
the phrase "thinking morally" as something that you
learned at St. John's. Is there something about those books
or the program that encouraged more of a concern with
morality than with intellectual development? Perhaps this
has something to do with the war or perhaps it is more
general.
WEISS: It also has something to do with what AI just
said about the smallness of the community. I think it is
interesting that he said that he saw the books as a medium
of getting to know a small group of people very well,
because I suspect that is at least partly a matter of personal
disposition; some people would find themselves interested in relating to the people around them through almost any medium that happened to be available. The
books arc a very good one for that. Other people might
be pushed more in the direction of intellectual exploration by whatever medium happened to be available to
them. Nobody there at that time or presumably today is
just reading the books, but they are working through the
books. They are grappling with them; they are fighting
them; they are repelled by them and attracted to them.
I think we all shared the experience that some of the best
contact we had with the books, some of the best insights
that were produced by the books, were the result of a total
living and learning experience. You asked about what it
was about the books which made it easier or mandatory,
if you like, to come up with some moral distillation of all
this stuff that passed in and out of our range during our
four years there. I guess the thing about that is that after
a while, no matter what your background, the notion that
the people who wrote the books, or even the people who
thought up the experiments, had something serious to
say about what kind of place the world was. That notion
gets to you and it becomes part of your habit of dealing
with the world around you. Sometimes that means that
people get awfully pretentious in their thinking, and everything that happens is either a playing through of some
great paradigm that you have read about in one book or
another, or it becomes the occasion for some blinding
flash of insight, which upon reflection the next day or
maybe a decade later turns out to be only trivial. I think I
would rather go to a place where you are constantly
prodded into thinking what it all means than to a place
where the habit of thought is that it all means nothing
or where the habit of thought is that it all means whatever
12

this expert says.
SPAETH: When you say that you were induced to get
into the habit of taking life seriously and seeing these
moral questions as serious, do you also mean to say that
there was no particular moral direction that you were
urged in?
WEISS: Oh yes, I think that is borne out by the many
different moral directions in which people go after they
leave the place. It would be awfully difficult to say that
there is a consistent moral and political philosophy that
you are bound to emerge with from St. John's if you have
done your work correctly. As a matter of fact, in retrospect
it is a little disappointing sometimes that people don't
come up with a more consistent moral philosophy, particularly if you happen to believe as I guess I do, that
there are some moral philosophies that are more consistent and more valuable than others. That is both a good
thing and a bad thing about St. John's. I think there is a
kind of looseness, a kind of open-endedness about values
which is not good for people who, for one reason or
another, don't either already come to the College with a
well-developed sense of values or don't manage to work
one out for themselves while they are there. I think people
like that can go through the program for four years.being
titillated by the notion of, say, a comprehensive view of
life and can then go on to lead the most ordinary life after
they have stopped being exposed to it and after they have
stopped being exposed to the constant challenge. I often
feel that that is happening to me.
FROSS: I think that the kind of sojourn which people
experienced had to do, of course, with where they were
starting so that if a person came from a small town on
the Eastern Shore or came from an industrial town in
New Jersey with its special provincial character, as I did,
to suddenly find themselves in a community where people
were in the process of conversion to one thing or another
was quite a shock. You always assumed that the next step
was a little step, whatever step it was to be. It was certainly not going to be to throw over the traces of your
entire past life. Nevertheless, what almost all of us saw,
even in the first month at St. John's, is that people are
really susceptible to very major revolutionary personal
change. I think that for most of us that was both a threat
and a promise. I think that is one of the elements in the
answer to your question as to why did people embark on
moral dialogue. In a sense they knew that they were in an
environment where they were potentially changeable and
changeable radically and had to think about what kind of
people they might want to be if that was really possible.
Then the fact that some of the changes were changes of
a religious nature necessarily raised moral issues. What
does it mean to be suddenly taken by an idea sufficiently
to abandon your family and your history and your friends?
At least one of our friends from my home town left the
world that he knew which was a Jewish world and became,
for a period of time, a Trappist monk. A very major change

�July 1973
indeed. He went through several changes along the way
before that hut that was a very major change. That is
another element but I suppose that one of the largest
elements to be kept in mind when you think about the
moral nature of the dialogue is the people who were the
source of leadership to us. They were people who had been
engaged for a long, long time in a moral dialogue. And
an additional important factor was that there really was
a limiting methodology in approaching most of the books.
That is, it was considered improper to look at the books
from the point of view of critical histories. You were not
supposed to go and find out what others had thought
about the books and therefore you were not likely to come
up with a theory which related to what the author really
meant to say. The methodology required you to decide
what the author said to you and once you do that, what
he said to you, you have limited the kinds of things that
you are likely to be able to focus on. We read those
books for their message. When you speak about message
in that way the message is very likely to be a moral one.
SPAETH: Did yonr approach mean that various members
of the seminar would find that the books were saying
different things to them? Would that imply a difficulty of
communication?

FROSS: No, because although you had to search yourself
for what they said to you, what you experienced you had
to justify by the text. That is, you couldn't say, "I read
this book and it inspired me to think about a sunset."
You had to say, "I read this book and this is what it says
literally and this is what it means to me because it says
that." Somebody said, "But is doesn't really say that, I
mean if you look back on it you will see you missed that
other phrase." Then you had to argue about that. In other
words, the books provided a text which had to be focused
on and they provided a medium through which you shared
your experiences and your reactions to the material. I
would say on the whole that it was a rather disciplined
dialogue, especially since most of us had rather disciplined
leaders.
WEISS: Yes, but of course, that raises the whole question
of whether the methodology might not be too limiting.
SPAETH: Limiting also means confining. Did you find
it that way?
WEISS: I didn't find it that way at the time but I remember Alec Meikeljohn used to come by periodically
and sit in on seminars and get a big kick out of them.
Outside the seminar he used to be rather critical of what
you might call the exclusively intellectual approach to the
books and to the entire program and Meikeljohn used to
remind people that the social scientists who were held in
such low regard at St. John's, at least at the time that I
was there, had a few relevant things to say about the very
same things that the book had relevant things to say about.
They were corning from a different place bnt that didn't
mean that their findings or insights ought to be disre-

garded. In retrospect that seems to me to be a valid criticism. We were rather fanatical, all of us at the time, about
defending the purity of the approach. In retrospect it
seems to me to have been a somewhat misguided fanaticism.

SPAETH: Mr. Fross said earlier something that went
farther than purity. He referred to the "ideology" of the
original catalog and that the program was built on a myth.
WEISS: That is a more drastic way to put it but I would
go along with it. There are really two aspects to that. One
is the purity of the intellectual approach and the other is
the purity of the lifestyle. While our lifestyle wasn't any
more pure than any other college lifestyle in terms of
what we did after hours, there was a kind of pnrity of
lifestyle about involvement in the community which I
gather still survives to this day. I mean the notion that
you really have to take these four years out of your life and
think, and then you will be able to do all kinds of things
for the rest of yonr life, but during those four years you
can't get distracted. You can't get distracted by working
on a job, you can't get distracted by getting involved in
politics, you can't get distracted by what is referred to as
extra-cnrricular activities. That is true only to the extent
that the distractions may preempt the real purpose of )'Our
four year stay at college. To that extent that is a valid
goal. To the extent that it places you in a sterile environment from the point of view of your total activity while
you are there, it is probably not a good idea. I would say
it is probably not a good idea under any circumstances to
create intellectual experiences. Some of the books were
not written out of isolated intellectual experiences. Some
of the books were written by people who were involved
in the most intense way with everything around them. I
don't think Machiavelli could have written The Prince if
he hadn't gotten his hands pretty dirty with the business
of Renaissance politics. I think it is important not to
interrupt the business of living for a four year period
while you go about the business of discovering "truth" in
an abstract way.
FROSS: In our period, to try to flesh out what Peter is
saying, I can recall only two kinds of rather strong contact with the so-called outside world. One of them was a
formal one, a Sunday night meeting which was arranged
to take advantage of the existence in 'Vashington, D. C.
of people who were very involved in the war and in government. They came down and talked to us about current
affairs. Usually they were very cerebral and extremely able
people. We would question them in the traditional St.
John's style, but it was very non-activist kind of thing.
The second thing that did involve some activity but was
so minor as to kind of paint us into our proper picture, as

of those days, was that there was a Great Books Seminar
in the Negro community in Annapolis. There was a relationship between some of the members of the faculty and
the black community which was in these days quite an
extraordinary thing because it was about the only tie that

l3

�The College
existed between whites and blacks in Annapolis.
SPAETH: Has it been true for you gentlemen that what
you learned as relatively inexperienced people had a significant impact as the years passed and you gamed that
experience? In other words, did St. John's have a continuing influence in the last 25 years?
WEISS: I suppose it did in terms of style. I don't think
it did in terms of content. It has had a continuing effect
in terms of style and by that I mean that in the four years
at St. John's, interrupted as they were by three years at
war, I developed a kind of view of the interconnectedness
of things. This is something that I insist on not giving up.
I insist, even though in our profession AI and I arc about
as specialized as you can get. .We insist on two things.
One is to go about our specialized professional work in a
very generalized way, that is, by bringing to it as much
knowledge and experience from other disciplines and other
branches of the law as we can muster. And beyond this
office I, for myself, I insist on not taking isolated events
and dealing with them as isolated events because that is
death to the understanding. I would like to think that has
to do with the habit of thought that I might have acquired
in Annapolis. It becomes more and more difficult to make
sense out of the whole. I mean the kind of cosmic structures that you can erect in your minds sitting around a
seminar table just don't seem to stand up too well when
you start sending probes or tamping at the supports. But
you keep trying. You keep trying to relate what has happened in Viet Nam to what is happening in the theatre
and what is happening in the theatre to what is happening
with the distribution of wealth of the world and you
keep being obsessed by the need to know more so that
you can flesh out the tentative structure that you have in
your head. I am not saying that St. John's is the only place
that can give you that but I think it may be a little easier
to get there.
FROSS: I think that Peter may be saying that to some
extent we have learned to live in a world in which we
sometimes think we have grasped some truths but where
the whole picture continuously eludes us, but nevertheless we keep on looking. That is one of the things that
happened in the four years, that the big prize of the total
picture always eluded us and as far as we could tell it
always eluded everyone else. You can either become a
cynic and say it's not worth bothering about, or you can
learn to live with that and just keep on going. Peter, for
example is a very much more patient person, although he
is not an outstandingly patient one, than he would be but
for his having been at St. John's. I think that he puts up
with more nonsense than he would otherwise put up with.
WEISS: Now you are making too big a claim for the
College.
FROSS: I will go back to what I said earlier; we start out
with certain kind of character propensities. Peter said
before that I am interested in people. He is obviously,

14

from what you know about his career, interested in ideas.
He is very drawn to trying to work up an ideological construct, which he tries to test out and see how It works out,
and obviously both of us have our disappointments. People disappoint me; ideas sometimes disappoint him, but I
think we have developed a certain amount of patience as
a result of our experiences. Am I right about that?
WEISS: Yes, you have got to be right about that to the
extent that unless you slept through four years of seminars
you can't take somebody's proposition that is handed to
you and say, "Yes, that is it" without saying, "Wait a
minute, what about this part? what about that part? and
does it square with so and so and such and such?"
FROSS: And really, if it is basically wrong, is it 100%
garbage? That is another thing that one learns, that somehow or other, if it is an idea that comes from a person
who is a thoughtful person, it may be wrong but it rarely
is totally irrelevant. Usually there is something in it that
needs to be found and thought about.
WEISS: Again, I don't know how much credit the College deserves for that but I have, going back to those
days, a kind of sentimental attachment to the truth and
like people telling me that something happened in _a certain way when I suspect that it didn't, even though It
may fit more conveniently to the overall scheme of things
to believe that it happened the way they said it did.
·
SPAETH: You, very much like the faculty and students,
now refer generally to "the College" as having done this
or that or having influenced you in a certain way. Do you
usually think of it that way, or do you distinguish certain
books, or certain parts of the program-or the Tutors, or
certain Tutors?
WEISS: I can't say that some books taught me more than
other books. Obviously they did because some books I
can't even remember, but the thing that remains is the
habit of dealing with the printed words as it communicates somebody's message. That is what remains from the
entire experience of four years of fighting books. In discussions about the war with young lawyers I keep findmg
myself somewhat pompously coming back to The_ Republic as the one book that really teJJs you what law IS, as
opposed to aJJ the theories you get from books of jurisprudence-or at least it is the book that tells you how
law grows out of the life of the people. I could give yo~
other examples like that but it is not important. What IS
important is the habit of thought and the habit of not
standing still. I wonder what it would be like to start
afresh now, if you didn't already believe that, whether you
reach it or not, there is a way to put aJJ the pieces together. If you didn't already believe that, what would
happen if you just started at St. John's today, say, knowing
what AI and I know about what an impossible thing it is
to grasp it all. What would it be like to say-Okay, now
we know about the fact that technology means that we
are going to die faster than we would if we had not tech-

�July 1973
nology; international law means that people can get up at
the UN and justify almost and kind of genocide or other
atrocity in terms of some branch of international law, that
the world's most respected statesmen can get up and lie
like people on their third bottle of booze. What would it
mean to live in that kind of would and have that kind
of experience every time you pick up the newspapers and
then say, "Yes, but somehow it must all fit together and
I am going to keep looking for the grand pattern."
FROSS: In a way you are asking how we would, if we
went back today, read Plato.
WEISS: Yes, I am asking that.
SPAETH: I think that is a very interesting point, because it is often a criticism made of young people reading
those books, that they are reading books written by older
men, who in fact had a life somewhat like you describe.
That is, the authors saw the world as being rather rougher
than an 18 year old has seen it. Hobbes, for example, wrote
in the context of a quite violent society. I don't know
whether that is an argument in favor of reading these
books at age 50 rather than 18, or against it.
WEISS: It is probably an argument in favor of re-reading
them periodically.
FROSS: I think if I was right in what I said earlier, Peter,
what it comes to is that reading Plato at age 18 forever
conditioned us because even though you made this little
speech, you go right on as if it were possible.
WEISS:, Yes, that is true. For instance at the Center for
Constitutional Rights where I do some of what lawyers
call pro bona publico where civil rights are constitutionalized, I sign my letters "Justice". I don't think I would
be doing it unless I believed there was such a thing. I
work with a lot of radical lawyers. I consider myself a
radical lawyer, and they talk about justice but I am not
quite sure what they mean. In fact, it really doesn't make
much difference. Again, coming from different places, we
know when somebody is being exploited and we know
when somebody is being worked over and we know when
the process of the law is being abused, and we probably
fight it in very similar ways. I have somewhere in the back
of my mind a kind of grey omnipresence that says there
is something called justice.
FROSS: And I think that you continue to be prayerful
that the courts will produce it. You know that they often
do not, but you are not eager to see the courts destroyed
which I think some radical lawyers would be willing to
have happen.
WEISS: We can't afford to have the courts destroyed
just now. When we have a just society we won't need the
courts, but that is something else.
SPAETH: Did you come to current civil rights problems
from an. abstract notion of justice rather than some attachment to the Constitution?

WEISS: I come to it from a sense of deep outrage at
what people are doing to people but, you see, my outrage
is compounded and heightened by the fact that they are
doing these things in the name of justice, Constitution,
democracy. Yes, I am doubly outraged when Spiro Agnew
speaks of democracy because it does have a meaning to
me. I think of it as a beautiful construct in the abstract
from those days when I was reading Plato, and the mere
fact that it doesn't work today does not mean that I can't
still in an intellectual way be in love with it and fight all
the harder to sec if we can get a little closer to its realization. What I am saying is that the fact that the world
is becoming messier and messier, that you find it harder
and harder to get a handle on it, doesn't mean that you
get away from some notion of what justice means other
than what Nixon says, or what some of my friends on the
left are saying. Maybe there were times when what my
friends on the left are saying is closer to what I thought
it was when I read Plato. In some way that is coincidental
because some of my friends on the left don't have any
firmer foundation for what they are saying is the right
kind of society than Nixon or Agnew do.
SPAETH: Mr. Fross, do you want to comment on that?
FROSS. Yes, I would. I think that while an individual's concept of what is justice probably can and must
change throughout his life as he is reflective about what
he has seen and read and what he is experiencing, that a
life without a meaningful concept of justice in it which
is always evolving is an impoverished one. I think that
both of us are prepared to risk being wrong about what
justice is from time to time, but we are certainly not willing to give up trying to find out what it is and trying to
do something about it. In Peter's case it is in terms of the
kind of work that he does outside his office, and in mine,
since I don't have his energy or his willpower, it is in trying to control my immediate environment.
WEISS: And somebody has to keep the office going.
FROSS: I don't think it is a matter of difference in just
plain emotional and physical energy. I limit myself to
my immediate environment and try very hard in that
environment to live out what is my belief about justice.
I certainly am willing to suffer distress because of my
wrongness about it from time to time because I have
been wrong. I think that, to some extent, what you are
hearing about us is temperamental and that in a way the
St. John's experience has been relevant in that it has given
us the strength to do the things that we are temperamentally suited to do.
\"'EISS: If you want to put it in plain ordinary English,
there is an abiding distrust of pragmatism which I carry
through life with me and which I picked up at St. John's.
By that I don't mean that I am not willing to try ten
different approaches to a solution if the first nine don't
work, but I mean that I have no patience with the notion

15

�The College
that things are good if they work and had if they don't
work.
SPAETH: I have heard the criticism from an alumnus
from your era that students now-a-days are less emotional
than you were. He said that seminars used to be much
more of a laying out of your own personal behefs and
questions on the tables, a kind of unburdening of yourselves with respect to the argument in question. Whereas
he observed at the College in recent years a more academic
concern with what is in the books and whether it is right.
WEISS: If he was from our generation then maybe AI
gave you the answer when he talked about the special
quality of our generation in terms of the war period.
SPAETH: I would like to use this opportunity to go
back to that. I am interested in the fact, Mr. Fross, that
you said that the scale of the College in those days was
especially important to you as it related to the reading
of the books. It is often said at St. John's now that a
small college is important (although we have grown to
370 students) and it is also repeatedly said that the particular program is important. But I rarely hear the two
related to one another as you have. I think you might say
more about that.
FROSS: I think that the size of the community forced a
kind of seriousness about one another. We were not quick
to dismisS an idea of someone with whom we were going

to live on a regular basis. We might not like his vision
of the world but we really did feel that we had to come
to grips in some way with what his vision was, and sometimes the vision, especially in the period when I returned
from the war, was one that was very difficult to come
to grips with because it was the vision of a 16 year old
kid who really should not have been in the College at all.
Nevertheless the community was small and there was
some feeling of responsibility. I think that that feeling
of responsibility toward one another was an element of
growth and a tension that was very valuable. I said also
that I thought that we were lucky in that the group
changed several times over the period of our years because of the war moving populations in and out, so that
while we were always very small the population itself
was a changing one. Now at this time in history I am
glad that the College is not 200, I am glad that it is
nearer 370 or so because I think that if the College
were as small as we were and the population stayed
the same for four years that it would be very difficult
to have enough freshness in the group. I would hope
also that if the College does stay as small as this, and I
think it should, that there would be a fair amount of
interchange between New Mexico and Annapolis so that
there would be some freshening of the atmosphere from
time to time. Do you have any reaction to all this, Peter?
WEISS: Yes, I agree. I have a discussion sometimes with
my wife and I guess I will increasingly as our kids get to
be of college age. She went to the University of Wiscon-

I6

sin, which is a huge place, and was very happy there
because there were so many people and so much to do,
so much activity, so much ferment, intellectual, political,
social. She finds it hard to conceive of that level, that
intensity of activity taking place in an institution as small
as St. John's. And there probably is, as AI said, a minimum
size that is required for the kind of community that St.
John's tries to be. Obviously you can have a community
of two people or a community of 10 people or of 100 but
not in a college situation.
SPAETH: What exactly is so important in the smallness? Is it how well you get to know your fellow students?
FROSS: I don't think so. I think that it has to do with
the degree of responsibility which you feel for his condition, particularly if you are in a community that is in
ferment, and ours always was. I can't recall any time when

there wasn't some element of ferment in it, personal ferment. We talked about the early years and the conversions
in that period. For those who had returned from the war,
there were the problems of readjustment, of trying to make
sense out of their experiences. There were very many different experiences involved. I think that we all, regardless
of whether we were interested in people or interested in
ideas, or both, simply tried to deal with one another in a
very responsible fashion.
WEISS: At a large university you can get lost if yon
want to get lost. At a place as small as St. John's you really
can't get lost, you can't hide. Whether you want to have
relationships with people or not they are going to be
forced on you.
FROSS: I think it is also very wholesome not to be able
to bite off people who are not part of your past experience
and just say they are irrelevant. Yon just couldn't do that
in that small community.
SPAETH: That is, you were forced to take all kinds that
happened to be there.
FROSS: Right, they were all part of the dialogue in one
way or another even if they weren't talking.
SPAETH: I came from Catholic schools and we were
always told that if we went to large universities we should
find the Newman club and then we could always associate with Catholics. I never went to a university like that
but it would have been a tremendous waste I am sure. At
St. John's I think there are no clubs at all of the sort that
people use to go to, to be with like-minded people.
FROSS: Now hack in our day, Mr. Kaplan ran a Bible
class in which he did try to give, as I understand it, some
understanding of the Jewish religious tradition but that
class was always attended by a substantial number of nonJews.
SPAETH: He is still giving that class.
FROSS: Is he? How marvelous! 11

�COMMENCEMENT ADDRESS
Annapolis 1973
by FORD K. BROWN

Ladies and Gentlemen of the Freshman Class-of 1969,
naturallyFellow intellectuals, on the democratic premise, necessary to you as to us, that the term "intellectual" implies a
steadfast care for things of the intellect beyond just those
of the intelligible and in so many areas all-too-intelligible
worldBetween 1969 and these present moments a long four
years may have brought about changes in you perhaps
greater than you have realized. A simple example: It would
have been all right for me to address you as the Freshman
·Class back then. Nowadays everybody knows that as a
matter of decency, anti-racism, justice, liberation and so
on you would have to be called the Freshman and Freshwoman Class, which for propriety, justice, decency, liberation and remnants of old-time chivalry would have to
become the Freshwoman and Freshman Class, which of
course in no time-so great our passion for brevity-becomes just the Freshwoman Class.
I feel that the trivial attempt noticeable here, in a
kindly way, to right so great the ancient wrong should be

received with some calmness and sobriety. Back a century
ago Thomas Henry Huxley told us, "The rules of the
game are what we call the laws of nature. The player on
the other side is hidden from us." That player is hidden
from even the triumphant Freshwomen, and he has been
playing (she has been playing?) much the same way for
centuries. No men, perhaps even few gentlemen, have for-

got some sensational feminine characters of the past: that
little Eve for one, and then Clytemnestra and Medea and
all those Roman and Eastern empresses, and Lizzie

Borden and Ma Barker, and the no doubt innocent char·
acter who gave us Howard Cosell, and a character only
now really brought to light, the Abominable Snow
Woman. We know only that her name is Yeta.
I think it was a couple of years before you came that
I happened to listen with an earlier entering class to one
of our own lecturers who, out of the goodness of his heart
-which you would expect from all of us-was trying to
help them learn a mistakenly simple-appearing task, how
to read those of our most difficult books, namely those
that are deceptively simple. I have got permission to

17

�The College
plagiarize a few of this speaker's remarks. Freshmen, he
seemed to believe, on the word (somewhere) of Aristotle,
are by their nature young, innocent, ingenuous and naive,

consequently unsophisticated, idealistic and optimistic,
what is called "generous to a fault"-that is, knowing no
duplicity, trickery or even irony, suspecting none-hence
quite unexperienced in the ways of this novel field of their
intellectual world, given therefore to a feeble acceptance
or a disabling renitency and little competent, even among
the now Freshwomen themselves, to cope with things
attainable only by people who are alert, wary, forewarned
and forearmed and constantly suspicious, in a nice intel-

lectual way, of anything they read.
Discounting now, suspiciously, a good part of that
oracular pronouncement about Aristotle's freshmen, it's
clear that your just being here speaks of a considerable,
in felicitous cases an extraordinary, intellectual and spiritual growth, in some cases (if this class at all resembles
others) almost as if an act of Nature's player, perhaps
even one of those dispensations that leave beholders only
to exclaim mirabile dictul (I speak in Latin to give no
offense) ... and still, even then, with members more than
competent to join with the generality in hosannas along
the lines of an old familiar formula, "What Hath Freshwoman Wrought!", and continuing on devoted solely to
the unflinching pursuit of idle curiosity ... which I perhaps should explain is the curiosity that seeks knowledge
for its own sake. (I interrupt myself here to add about
that paragraph a brand new bulletin fresh from after the
President's Dinner, to the effect that it was a good, civilized show even after the generous booster shots out in
left field.)
I add here, as I certainly ought to do, a trivial incident
but to be sure one that could possibly suit that unknown
player "on the other side," in a conversation I had once
with one of our elder non-statesmen teachers a few years
ago. "Nobody," one of us said, "with such beautiful
violet eyes will ever get a failing mark from me." We
agreed, as I remember. Of course I was joking, and I
think Mr. Kaplan was.
n
It's likely that the nature of this College had something to do with your success, player of Nature or no
player, and, to help explain that, I'm going to take you
back some centuries, to medieval times, and to France,
and particularly to a small town some fifty miles south of
Paris where the townspeople had decided to build themselves a new church. There are extraordinary things about
that clmrch-"cette belle egJise," the preacher there used
to say in modern times, with a monstrosity of modestyand there are two or three things in particular of special
interest to you and to all this College. The first is that
the church was built by scholars; the second is the
peculiar nature of the builders; and the third we might
call "the Epigone Connection."
The church is Our Lady of Chartres, the house of the
Virgin Mary, the Queen of the cathedral; and it was
built back there, from 1194 to 1220, with a care of pre-

18

CISIOn, a meticulous certainty of workmanship, and as
absolute and inspectorate sureness of measure and proportion on the part of the builders as there was in the
imagination of the architects; it had to be that way in this
noblest of all the churches of the Queen, for in it everything was for her alone. There has never been even a
funerary monument in this cathedral and nobody has
ever been buried in it, "Lest there should be a profanation
or contamination of her purity." No other church or insti-

tution possesses the Veil of the Virgin, given in 876 by
Charles the Bald, or the ancient relic known as the Shift,
or Tunic, of the Virgin. The great stained window of the
Bakers' Guild has a little basket of rolls at the bottom, at
the bottom of the Shoemakers' Guild there is a little
shoemaker at work, but it is a notable signature of the
times and the place that of all the sculptured pieces on
and in the cathedral, everywhere, over three thousand of
them, with hundreds of figures of the Old and New
Testaments, and long~ arrays of bishops, saints and martyrs,
not one bears a sculptor's signature, and the name of only
one man is known who could reasonably be assumed to
have worked there; he signed his name and his townChartres-in another cathedral. Even the name of the
greatest of the builders, called the Master of Chartres, is
not known. The sculptures, the figures of the saints and
others in the unequalled stained glass-there are 3,889 of
them-and every magnificent achievement or new discovery of this Gothic period-the flying buttresses that
permitted the great size and number of the windows, the
masterly placing of the glass to let light in-all was a
splendid offering to the Queen of the Cathedral in which
everything was for her.
I'm going to cap this little piece about Notre Dame de
Chartres by citing one sentence from a modern writer,

author of a book called The Gothic Cathedral, published
in the Bollingen Series established by our alumnus Paul
Mellon. This is an extraordinary sentence, eloquent,
oracular and covering a truly large field; but I think he is
probably right.
In our own time, no work of art, religious or
otherwise, has an importance that is even remotely comparable to that which compelled an
entire generation to pour its energies and resources into the construction of the cosmos of
stone that, between 1194 and 1220, rose gradually
and breathtakingly above the town of Chartres.
iii

In the West Facade or Portail Royale of the Cathedral,
with some of the most beautiful statuary in the world,
beneath the large figure of the Virgin is a little group of
characters that I believe you will like. I quote about them
from the Chartraine Chamber of Commerce, or Syndicate
of Initiative, Guide if you prefer.
"The sciences are symbolized by figures of women and
under each of them the man who has most honored the
science in question."

�July 1973
Science ... in a cathedral devoted to the Virgin Mary?
Quite so, and the men who stood for the sciences are
mostly well known to you. It just happens that there are
seven of them.
The figures are:
Dialectic and Aristotle
Rhetoric and Cicero
Geometry and Euclid
Arithmetic and Boethius
Astronomy and Ptolemy
Grammar and Priscian (or Donatus; these little figures are not named and there is some argument about
them)
Music and Pythagoras
These seven sciences furthermore are placed just next
to the throne of the Virgin, their position there, we are
told by Henry Adams, testifying to her intellectual superiority, indicating that she had a perfect mastery of what
we still call the seven Liberal Arts.
At this time it is clear that the modern canonical division of the seven Liberal Arts appears little useful as the
four sciences known as the quadrivium become in every

way all in all. Here a difference in science and art fades
as this whole undertaking rests upon a single brief basic
concept: Architecture is geometry.
To save time I am obliged to call on Professor Von
Simson again:
I. The beauty of the edifice consists of the crystalline
clarity of the structural anatomy.
2. The perfection of this great architectural system is
the perfection of the proportions, proportions that the
master developed not according to his personal intuition
but by exact geometrical calculations.
3. And it is that certainty of procedure that enables one
to speak (I quote again) of "the aesthetic and structural
relevance of proportion."
Again, architecture is geometry.
I turn from this with two laconic sentences ... feeling
that they don't need to be anything else:
I. Nobody, no group, no institution, no country has
ever since the 13th century built a more beautiful building.
2. The Cathedral School of Chartres, as a school, taught
nothing but the seven Hsciences."

believed the word "peculiar" meant peculiar, if not actually mad. We had an odd indication of that some years
ago when a very new member of the College Board pointed
out to them, in a rather eloquent way, that the cause of
our getting too few students was that we were "rowing
against the tide." All other undergraduate liberal arts colleges-and universities-it is true had a few required
courses but offered, in many disciplines, some of them
hardly believable, the (to our mind) pedagogical horror
called the Elective System.
I don't remember how it was gently explained to this
new member that we were actually bending every effort
and sinew to an exactly opposite course. Since then two
things seem obvious; first that since those early days we
have made a very considerable progress, and second that
we still are a peculiar people and we ought to keep in
mind that there are various shades of meaning in "peculiar," one of them being "peculiar,-all too peculiar." I
present a couple of drastic examples out of the Middle
Ages.
The first is a Saint Jean, called the Taciturn, who (I
quote) "never took a bath, that he might not shock his
modest eyes," and the second a rather likely colleague
San Luis de Gonzagua, who (I quote) "had such a terror
of women that he dared not look at his mother for fear
of evil thoughts."
I must say that those saintly gentlemen forcibly reminded me of our own Plotinus, not a saint I believe but
a mere philosopher, who hated his body, we're told by his
official biographer, so greatly that he would never mention
the day of his birth or the names of his father and
mother. I confess to a feeling of some satisfaction when I
found out from an old MS. that Plotinus's body eventually came to hate him. That is what is known nowadays
at least in western movies as a Mexican standoff, the signature line for it being, "He don't hate me no mor'n I
hate him." It appears in the adult westerns too ... the
ones called adult because they use the older horses.
It seems doubtful that we have any real right to claim
that the guarantee of the Almighty (Deut. 14.2) to his
peculiar people has descended on us, though occasionally
you do hear such talk that you might for an instant think
so. But a hosanna is a loud cry of joy and worship, and
it is much more becoming when it is not addressed to
ourselves.
Ladies and Gentlemen of the Class of 1973-

iv
Far back in the early Old Testament days some of the
Jewish nation began to call themselves " a peculiar people." This was very sensible of them, as they had received
a direct mandate, Deuteronomy 14.2, "You are a peculiar
people." Of course that meant simply, You are different
from other people-I have declared you my people and
all other people I have not and I'm not going to.
When St. John's College in 1937 began its pure liberal
arts program and its wholly required course of study,
there Was no lack of people, including educators, who

I have overstepped my time alotted, and I would like
to leave you one kind of circumstance that seems to have
some comforting aspects. Forty or fifty years ago the
archeologists found what they believed might be the
oldest piece of writing in the world. It was a fragment of a
letter from an Egyptian father to his son at school; and
this oldest piece of writing said,

"The world is going to the dogs."
Hail and farewell ... Have a good life ... We celebrate
Homecomings in October. II

19

�PROFILE: LOUIS L. SNYDER, '28
For Louis L. Snyder, author of more
than 40 books and a professor of history for 40 years, almost all of his intellectual life finds its roots in his
years as a student at St. John's. Both
his fellow students of the class of 1928
and the faculty were "first-cl?ss/' remembers Dr. Snyder today. Their influence has not diminished with the
passage of the intervening years.
'~My

the smartest boys we ever had/' according to a pal who knew him well.
But to enter St. John's meant digging
up the $150 annual tuition, which
neither Lou nor his parents could
afford. A scholarship was offered by a

interest in history was aroused

by a great teacher, Clarence Stryker,
and my interest in writing by two additional magnificent teachers, Ford
Brown and Thomas Brockway," Snyder said recently. Furthermore, his specific interest in modern German history was also derived from a St. John's
professor, Richard Kuehnemund, who
arranged 'l fellowship for Snyder in
1928 to the University of Frankfurt
am Main.

It is fair to say that Louis Snyder,
in return for what St. John's did for
him, has spread the name of his alma
mater more widely than any other
person. Because he is general editor of
Anvil Books, a Van Nostrand paperback history series, the name of St.
John's College appears as part of his
biography on the back cover of each

tributions in prose instead of poetry."

This
away
In
from

20

advice, Snyder says, turned him
from poetry forever.
1924, Lou Snyder was graduated
Annapolis High School, "one of

non-academic activities ranged from

observing the rising horror of Adolf
Hitler to arranging engagements for
the St. John's Collegians, a jazz band
from back in Annapolis in which Snyder had played alto saxophone.
Upon returning to the United States
he found no jobs, for the Depression
had hit during his stay abroad. So he
returned to studying, at Columbia University, where he met the noted historian Carleton J. H. Hayes. Professor
Hayes gave to Louis his second great
scholarly interest, the study of uationalism.
Hitler and the menace he represented remai-ned in Snyder's mind, so
in the summer of 1931 he wrote a book
prophesying Hitler's rise to power.
This book, Hitlerism: the Iron Fist in
Germany, was published under the
pseudonym "Nordicns" -but not without a prior dismissal by Walter Lippmann, who observed, "Youth is inclined to exaggeration." Snyder today
considers it "a bad book-full of prophecies." He smiles, however7 and admits

of the two million copies in circulation.

It was in Frankfurt that Snyder's
scholarly career first took shape in book
form, with a doctoral dissertation on
Bismarck's personal and political relations with Americans. But his writing
career had begun at the age of ten,
when he submitted a poem to the editor of his home-town newspaper, the
Annapolis Evening Capital. The editor
printed the poem and wrote: "We are
publishing this poem at the request of
the author. We do hope, however, that
in the future he will make such con-

Snyder's studies in Germany from
1928 to 19 31 fixed his in teres! in German history. While in Frankfurt, his

Louis L. Snyder

local bank, and four great years commenced for the future historian.
While he was a student, he wrote for
The Collegian, edited the "Rat-Tat"
(the college annual), and was a stringer
for the Baltimore Sun. He studied history, English, and the German language, and was graduated at the top
of his class. At the 1928 commencement, he was awarded a $15 prize for
writing the best essay on the subject of
World Peace and was off to Weimar
Germany at age 21.

that most of the prophecies were
proved correct by events.
The year 1933 brought Snyder a
teaching position in the history department of the City College of New York.
111at appointment has lasted until
now. His teaching has been the foundation for all of his subsequent writing
efforts. His special fields have been
modern Cermany7 nationalism, the en-

lightenment, intellectual history, and
the two world wars.
"[ consciously write on one of three
levels," Snyder says. "All three give
me special pleasure, and I do not try
to mix them." The levels are: scholarly,
exemplified by The Meaning of Nationalism; general, such as The Bloodand-Iron Chancellor; and children's
books, such as The First Book of

�July 1973
World War I. Some of the children's
books have been written in collaboration with his wife, Ida Mae Brown of
Baltimore, herself a Phi Beta Kappa
from Columbia.
Of all his books, which is the best?
Snyder answers this question in two
ways: "I am most proud of The Meaning of Nationalism, but my most successful book has been The War: A
Concise History, 1939-1945." The latter has been translated into a dozen
languages.
At age 66, Louis Snyder is not slowing down. One of his largest projects
has come off the Rutgers University
Press in May of this year. This is The
Dreyfus Case: A Documentary History
-448 pages of documents and commentary, with 92 photographs. Soon
to be published is A Comparative History of Nationalism.

It is no surprise to hear Dr. Snyder
say that "writing is a compulsion" a-nd
"there is no end to it." He and his
wife, who doubles as his editor and
"unofficial collaborator" on all his
books, are spending this summer in
London where, at the British Museum,
he is working on "a massive project"
on the Tbird Reich for McGraw-Hill.
Snyder spent the past academic year's
sabbatical from CCNY working on this
book at his home in Princeton, N.J.,
and at the Princeton University Library. He left for London with 2000
pages of manuscript in first draft and
with hopes of completing the work in

1974.
Louis Snyder preceded the New Program at St. John's by a decade, but he
has continued to pay close attention to
the College. In I 969 he received the
Alumni Award of Merit. His judge-

ment today on the New Program is
characteristically direct: "plainly and
simply magnificent." He says this time
he agrees with Walter Lippmann, that
the program has made St. John's the
Athens of America.
Snyder, as one would expect of a
professional historian 1 finds one "obstacle" to the program. "This program
is emphatically not for every student,"
he says. "It is for the student who has
a good basic preparatory school education. It is useless to involve the student
with the concept of the Platonic Idea
or Kant's categorical imperative unless
he has some basic training in the ways
of civilization." It would involve only
a slight amount of editorial license for
this writer to suggest that many of the
ways of civilization can be discovered
in the books of Louis L. Snyder himself.

THE PUBLICATIONS OF LOUIS L. SNYDER
1932 Die persoenlichen und politischen Beziehungen Bismarcks zu
1932
1935

Amerikaneru, Inaugural Dissertation, Darmstadt e.V.
Hitlerism: The Iron Fist in Germany, Mohawk Press
From Bismarck to Hitler: The Background of German Nation-

alism, Bayard Press

1936 Mastery Units in Modern History, Colonial
1939 Race: A History at Modern Ethnic Theories, Longmans, Green
1941
1942
1942
1949
1949
1950
1952
1952
1954
1955
n.d.

1955
1955
1957
1958
1958
1959
1959
1961
1961
1962

&amp;Co.
A Survey of European Civilization, Vol, 1: To the End of
the Middle Ages, Stackpole
A Survey of European Civilization, Vol. 2: From 1500 to the
Present, Stackpole
A Handbook of Civilian Protection, ed. with Richard B. Morris
and Joseph E. Wisan, Whittlesey House, McGraw-Hill
A Treasury of Great Reporting (with Richard B. Morris),
Simon and Schuster
Vitalized Modern History (with J. Alexis Fenton), College
Entrance
A Treasury of Intimate Biographies, Greenberg
They Saw It Happen (with Richard B. Morris), Stackpole
German Nationalism: The Tragedy of a People, Stackpole
The Meaning of Nationalism, Rutgers Univ. Press
The Age of Reason, Van Nostrand
The \Xlorld in the 20th Century, Van Nostrand
Fifty Major Documents ot the 20th Century, Van Nostrand
Fifty Major Documents of the 19th Century, Van Nostrand
A Basic History of Modern Germany, Van Nostrand
Documents of Germany History, Rutgers Univ. Press
TI1e First Book of World War I, Franklin Watts
The First Book ot World War II, Franklin Watts
The First Book of the Soviet Union, Franklin Watts
Hitler and Nazism, Franklin Watts
The War: A Concise History, 1939-1945, Julian Messner
The Imperialism Reader: Documents and Readings in Modern
Expansionism, Van Nostrand

The Idea of Racialism, Van Nostrand
Masterpieces of \Var Reporting, Julian Messner
The First Book of the Long Armistice, Franklin Watts
Tile Dynamics of Nationalism: Readings in its Meaning and
Development, Van Nostrand
1965 The Military History of the Lusitauia, Franklin Watts
1966 Pauorama of the Past, Vol. 1: Ancient Times to 1815, {with
M. Perry and B. Mazen), Houghton Miffiin
1966 Panorama of the Past, VoL 2: 1815 to The Present, (with
M. Perry and B. Mazcn), Houghton, Miffiin
1966 The Weimar Republic, Van Nostrand
1966 Bismarck and German Unification (with Ida Mae Brown), in
The Immortals of History Series, Franklin Watts
1966 Western Europe: A Scholastic Multi-Text on World Affairs,
Scholastic Enterprises
1967 The Making of Modern Man: Western Civilization Since 1500,
Van Nostrand
1967 The Blood-and-Iron Cbanceiior: A Documentary Biography,
Van Nostrand
1968 The New Nationalism, Cornell Univ. Press
1968 Frederick The Great (with Ida Mae Brown), in the Immortals
of History Series, Franklin Watts
1970 Frederick the Great, in the Great Lives Observed Series, Prentice-Hall
1971 The Dreyfus Affair, a Focus Book, Franklin Watts
1971 Great Turning Points in History, Van Nostrand-Reinhold
1973 The Dreyfus Case: A Documentary History, Rutgers Univ. Press
(In Press) A Comparative History of Nationalism, in the Comparative
Dimensions in History Series, edited by Leonard W. Levy and Eugene
C. Black, Holt, Rinehart and Winston
(In Press) A Survey of Global Civilization (in collaboration with Mark
\V. Hirsch), Van Nostrand
(In Preparation) Reflections ou German History, a collection of essays,
articles, and reviews.

1962
1964
1964
1964

21

�Graduation 1973

ANNAPOLIS GRADUATES
LARGEST CLASS IN HISTORY
The largest class in the history of the
College was graduated at commencement exercises at Annapolis on May 27.
Sixty-two seniors were presented their
B.A. degrees by President Richard D.
Weigle and Provost Paul D. Newland.
Ford K. Brown, Tutor Emeritus, gave
the commencement address. (His remarks appear elsewhere in this issue.)
David K. Allison of Charlotte, N.C.,

dence E. Davis, Ronald J. Deal, Lee
H. Elkins, Peter M. Fairbanks, Jon T.
Ferrier, John H. Fitch, Jean K. FitzSimon, David F. Gilmore, Roger D.
Greene, Jan L. Huttner, Robin Kowalchuk, Maura M. Landry, Russell C.
Lipton, Sarah C. Lusk, Robert I. Main,

was awarded his degree summa cum·

laude. Mr. Allison won the silver medal
for the senior with the highest standing
and also received honorable mention
for his senior essay.

Summa Cum Laude: David K. Allison.

Magna Cum Laude: Peter van Tuyl
Davis, Matthew Albritton Frame.
Cum Laude, Deborah Achtenberg,
Jennifer Blaisdell, Robin Chalek, Richard D. Gasparotti, Debora J. Gilliland,
Nicholas A. Petrone, Joanne A. Rowbottom, Steven P. Sedlis, Elizabeth E.
Unger, Jessica R. Weissman.

Rite, Edward W. Allen, Peter J.
Aronson, Mary L. Batteen, Martha J.
Bauer, Jerrold R. Caplan, Mary L.
Coughlin, Bryant G. Cruse, Patrick J.
D'Addario, Ronald J. Davidoff, Pru22

David K. Allison

Matthew T. Mallory, Melissa J. Matthews, Frederick N. Mattis, Craig V.
Mooring, Jeanne H. Mooring, Jan
Munroe, Katherine O'Callaghan, Daniel S. Pearl, Lee D. Perlman, Deborah
E. Schifter, Michael J. Schneider,

Kathy Sciacchitano, C. Brian -Scott,
Carol D. Shuh, Jeffrey A. Sinks, Daniel
Sohn, Jane E. Spear, James E. Tourtelott, Vanessa L. van Manen, Dana
K. Warren, Doris E. Warren, Bruce

C. Wheeler, Irving H. Williams, Mary
Jane Young, David C. Chute.
AWARDS AND PRIZES
Silver medal from the Board of Visitors and Governors-David K. Allison. The Sen. Millard E. Tydings
award for excellence in speaking-Craig
Mooring. The Duane L. Peterson
scholarship of $1,250 to a JuniorNelson Lund.
Best Senior essay-Sarah C. Lusk.
Best Junior essay-Antonio L. Marino.
Best Sophomore essay-George M. D.
Anastaplo and Frank R. Hunt. Best
Freshman essay-Juliet E. Goslee.
Freshman-Sophomore mathematics
prize-Shiu-Chun Wong. Best Greek
translation-Nelson Lund. Best French
translaticm-Timothy W. Born. (This
translation appears elsewhere in this
issue.) Best musical comment-James
Nelson Jarvis.
Scholarship awards of $1,000 each by
the C. Markland Kelly, Jr. Memorial
Foundation-Janet L. Christhilf, Ted
A. Blanton, David E. Clement.

�July 1973

Mark D. Jordan

Former Senator Eugene ]. McCarthy is shown here awaiting the start of the baccalaureate service
during commencement at Santa Fe. Graduating seniors shown arc Michael E. Mongeau, Steven
L. Goldman, and Eric 0. Spriugstcd. l\.fr. McCarthy delivered the commencement address.

SANTA FE AWARDS
34 DEGREES;
HEARS EUGENE McCARTHY
Former U.S. Senator Eugene J. McCarthy addressed the May 20th Grad-

Edith Kathleen Callender, Mary Rose
Gauler, Leslie Harold Gould, Marcia
Ellen Greenbaum, Robert Morgan
Hampton, Barbara Ann Harry, Jeffrey
Alan Hockersmith, Catherine Tobin
Ingraham, Paul Dale Knudson,
Thomas Alex Lawson, Jan Malcheski,
Constance Dolores McClellan, Michael
Edward Mongeau, Nancy Kathryn
Plese, Kenneth Winston Richman, Jr.,
Barbara Ann Rogan, Lowell Thomas
Rundle, Christian Skinner Smith, Eric
Osmon Springsted, James Ross
Thompson, Jr., David Michael Wea-

uation Ceremonies at Santa Fe7 where

B.A. degrees were awarded to 33 senmrs.

The first Master of Arts conferred
on a teaching intern at Santa Fe went
to Paul D. Mannick. Mark D. Jordan
received the first summa cum laude
degree at Santa Fe. He also won the
Board of Visitors and Governors Silver Medal, he tied with Benjamin
Bergery for the prize for best senior
essay, and he received a $6,000 travel
and study fellowship from the Thomas
J. Watson Foundation.
Summa Cum Laude: Mark Durham
Jordan.
Magna Cum Laude: Benjamin Bergcry, Galen Nately Breningstall, Peter
Joseph Meadow.
Cum Laude: Karl Edward Bohl-

ver, India Williams.

AWARDS AND PRIZES
The traditional awarding of prizes
and scholarships at the Santa Fe campus included a new category: The
Bromwell Ault Memorial Scholarships
"to members of the sophomore and
junior classes for leadership ability, potential for service to society, broad intellectual interests, and academic abilmann7 Steven Lawrence Goldman 7 ity." Amounts depend on need, but a
Gary Worth Moody, Joan Marie Paine. prize of $50 accompanies each scholarRite: Michael Bruce Aaron, Michel ship.
Rene Barnes, Rebecca Ann Brinkley,
They were presented by Vice-Presi-

dent J. Burchenal Ault in memory of
his father, who died last December.
Bromwell Ault was a former member
and Chairman of the Board of Visitors
and Governors.

Winners of Awards and Prizes: Silver Medal from the Board of Visitors
and Governors-Mark Durham Jordan.
Thomas J. Watson Foundation Fellowship-Mark Durham Jordan. The
Duane L. Peterson Scholarship of
$1,000 to a Junior-Alejandro Medina.
The Bromwell Ault Memorial Scholarships-Class of 1974: David Fayon
Gross, Maria Kwong, Paul Andrew McEncroe, Anne C. Ray, Stephen Arnold
Slusher. Class of 1975: Margaret Jean
Donsbach, Mark Paul Habrel, Boyd
Cooke Pratt, Richard Martin Skaug.
Best Senior Class Essay-Benjamin
Bergery and Mark Durham Jordan.
Best Junior Class Essay-Steven Dahl
'Il1omas. Best Freshman Class EssayRobyn Lu Granquist. Best English
Poems-Russell Wayne Mayfield. Second Prize-Christian Burks and Gary
Worth Moody. Best Musical Composition-Russell Wayne Mayfield. Second Prize-Mark Paul Habrel.
23

�NEWS ON THE CAMPUSES
CURTIS WILSON IS
NEW ANNAPOLIS DEAN
Curtis A. Wilson, presently on the
faculty of the University of California,
San Diego, has been appointed Dean
of St. John's in Annapolis. Mr. Wil·
son's appointment was confirmed by
the Board of Visitors and Governors
of the College at its meeting in Santa
Fe on May 19th.
Mr. Wilson is a former member of
the faculty, having served as Tutor in
Annapolis from 1948 to 1958, as Dean
for a four·year period, and then as
Tutor on the College's Santa Fe cam·
pus until 1966.
Mr. Wilson did his undergraduate
work at the University of California,
Los Angeles, and earned his M.A. and
Ph.D. degrees in the history of science
at Columbia University. During 196263 he was a Visiting Research Fellow
at Birkbeck College, University of London. Since 1966 he has been on the
faculty at the University of California,
San Diego. A corresponding Member
of the Academic internationale d'histoire des sciences since 1971, Mr. Wilson is also a former Fulbright Fellow
and author of William Heytesbury:
Medieval Logic and the Rise of Mathematical Physics, for which he did research at the University of Padua in
Italy.
Mr. Wilson will assume his duties as
Dean on July I.
JONES NAMED DIRECTOR OF
GRADUATE INSTITUTE
David C. Jones has been appointed
Director of the summer Graduate Institute in Liberal Education at Santa
Fe.

Mr. Jones has been a Tutor at St.
John's since 1964 and at Santa Fe since
1965.

24

Curtis Wilson

�July 1973
He graduated from the College in
1959 and received his M.A. at the
University of Melbourne. He succeeds
Robert A. Neidorf, who has been
named Dean of the College at Santa
Fe.
The summer program, leading to the
M.A. degree in the liberal arts, is de·

beth Mitchell, Irvin Swartzberg, and
Emmanuel Schifani.

SANTA FE APPOINTS
TWO NEW TUTORS
The Board of Visitors and Governors
has appointed two more tutors for the
Santa Fe campus for 1973-74. They are
Lorna Green and Bruce Venable.
Miss Green, 34, is a biologist holding
a Ph.D. from Rockefeller University.
She is now studying for a second Ph.D.,
in philosophy, at the University of
Toronto.
Mr. Venable, 26, has been teaching
classics at the University of Washing·
ton. He is a summa cum laude grad·
uatc of the Integrated Program of St.
Mary's College in California.

Mrs. Rinder has served as Adminis·
trative Assistant to the Dean at An·
napolis since 1969. Previously she
served as Executive Secretary to Lowe
Associates in Bedford, New York, from
1963 to 1969. She is a graduate of
Packard Commercial School in New
York City.

FORMER VICE PRESIDENT
RECEIVES LAW DEGREE

.··~
David Jones

signed for graduates of colleges other
than St. John's. It is divided into four
subject areas: Politics and Society, Lit·
erature, Philosophy and Theology, and
Mathematics and Natural Science.
BURDGE AND DONNELLEY
ARE NEW MEMBERS
Richard M. Burdge and James R.
Donnclley have been newly elected to
the Board of Visitors and Governors.
Mr. Burdge, of New York City, is
the President of the American Stock
Exchange. Mr. Donnelley is associated
with R. R. Donnelley and Sons Com·
pany in Chicago.
In other action at its May meeting
in Santa Fe, the Board elected the
following officers: Chairman, Dr.
Thomas B. Turner; Vice-chairmen,
Mrs. Clementine Peterson and Jack M.
Campbell; Secretary, W. Bernard
Fleischman; Executive Committee,
Mrs. Eleanor Ditzen, Mrs. Margaret
W. Driscoll, Walter Evers, and John
Gaw Meem.
Re-elected to the Board were Miss
Ruth M. Adams, Mrs. Margaret Bow·
die, Mrs. Eleanor Ditzcn, Mrs. Eliza-

Dr. James P. Shannon was named
"the student best representative of the
ideals of the University of New Mex·
ico Law School" and he was chosen to

give the commencement address for
his own graduating class May 20 in
Albuquerque.
Dr. Shannon, a former Roman Cath·
olic bishop, served as Vice President
of the College and Director of the
Graduate Institute at St. John's in
Santa Fe in 1969-70. He plans to join
the Santa Fe firm of Sutin, Thayer &amp;
Browne and he is interested in law

relating to the poor and the conserva·
tion of natural resources.

He has a Ph.D. in American History
from Yale University. He served as
President of the College of St. Thomas
as well as auxiliary bishop of Min·
neapolis-St. Paul before coming to St.
John's.
ANNAPOLIS APPOINTS
NEW REGISTRAR
Paul D. Newland, Provost in An·
napolis, has announced the appointment of Mrs. Leanore B. Rinder as
Registrar, effective July 1, 1973. Mrs.
Rinder will replace Mrs. Christiana D.
\Vhite who is relinquishing her posi·
tion in order to enroll as a student at
the College. Mrs. White will continue
to work part time in the Registrar's
office.

Anne Ray

CONFERENCE OF CHRISTIANS
AND JEWS HONORS
ST. JOHN'S STUDENT
The National Conference of Chris·
tians and Jews in New Mexico has
presented an award to St. John's stu·
dent Anne Ray on May 2nd for her
work with a Santa Fe drug program.
Miss Ray, who is the granddaughter
of a Baptist missionary and the great·
granddaughter of a Rabbi, directs Out·
reach, Inc., which is concerned pri-

marily with teenage drug abusers. It
is a three-part program offering crisis
intervention, therapy and alternative

service. She enrolled as a freshman at
the Annapolis campus and then trans·
£erred to Santa Fe. She will be a senior
this coming year.
Miss Ray was introduced at the
awards dinner in Albuquerque by for·
mer New Mexico Governor Jack M.
Campbell, who is a vice chairman of
the St. John's Board of Visitors and
Governors.

Her work with Outreach is one of
several community programs sponsored

by Federal Title I funds at St. John's.
25

�ALUMNI ACTIVITIES

ROSENBERG, STERN ELECTED
Julius Rosenberg '38 and Thomas E.
Stern (SF) '68 this spring were elected
to three-year terms on the Board of
Visitors and Governors of the College.
Mr. Rosenberg succeeds himself, since
he has served this past year the unexpired term of J. S. Baker Middelton.
Mr. Stern will replace Myron L. Wolbarsht, who has completed the allowed
maximum of two consecutive threeyear terms. The thanks of all alumni
go to Mr. Wolbarsht, and best wishes
to Messrs. Stern and Rosenberg.
Mr. Rosenberg is a past president oC
the Alumni Association, of which he
also served as treasurer. He was Direc-

tor of Development on the Annapolis
campus from September, 1968, to December, 1971. He is currently on the
staff of the Associated Jewish Charities
and Welfare Fund of Baltimore.
Thomas Stern is a graduate of College in the first class on the western
campus, and the first Santa Fe alumnus to be elected to the Board of the
College. Following graduation he
studied film work and economics at
Stanford University, receiving an M.A.
degree in 197!. He is president of
Kinesis, Inc., a firm he organized in
1971 to produce motion pictures. Mrs.
Stern, the former Nora Gallagher of the
Santa Fe class of 1970, is employed
by the Dow Jones Company, on the
staff of the Wall Street Journal. The

26

Sterns make their home in Palo Alto,
Cal.
COUNSELLING SERVICE
The somewhat on-and-off-again program of alumni assistance to students
in matters concerning graduate school
selection and admission, career counselling, and job opportunity has taken
on new life in recent months.
Building on the groundwork of
Nancy (Eagle) Lindley's efforts several
years ago, and prodded constantly by
Jan Lisa Huttner '73, the then-student representative to the Board of the
Association, the directors have established an Alumni-Student Counselling
Service office. Costs are being borne by
the College, while operations are the
responsibility of the Association. T11e
office is on the second floor of the
Carroll Barrister House.
Under the general supervision of
V. Stephen Mainella '54, chairman of
the Alumni-College Relations Committee, a student assistant, Tina Saddy
'75, opens the office three days a week.
Miss Saddy maintains a file of interested alumni, a list of the interest areas
of juniors and seniors especially, and
schedules meetings of students with
alumni to discuss those interests. In
addition, information about governmental and other job opportunities is
kept on file. Four alumni-student meetings were held during the last few

months of the second semester, and are
scheduled to resume in the fall.
How can alumni help with this most
important project? First, if you can
talk with students on campus, by
'phone, by mail, or in their hometowns,
make sure your name and area of specialization are on file in the Coun-

selling Office. (If in doubt, send it in
again.) Second, if you know of job opportunities for which a St. John's graduate might qualify, let the Office know.
And if you think your company personnel man should consider St. John's
as a source of able young people, tell
him so.

The problems faced by new alumni
are seldom unique, but St. John's alumni may have special problems. Despite
his lack of academic specialization, and
in some cases because of it, the St.
Johnnie can fit into many situations.
We ask all alumni to help our young
alumni find those situations.
ELECTION PROCEDURES
REVIEWED
The May meeting of the directors of
the Alumni Association was devoted in
large part to a review of the procedures
for electing alumni to the Board of
Visitors and Governors.
There was general sentiment favoring earlier announcement of the election, and the desirability of finding an
alternative to the present system of

�July 1973
selecting nominees. Better ways of acquainting alumni with the nominees
was also explored.
Specific proposals, in the form of
recommended amendments to the Association By-Laws, will be mailed later
in the summer, to be acted upon at the
Annual Meeting on September 29
(Homecoming). Probable recommendations are: (I) that a call for nominees by petition go out in the fall,
possibly by way of the October issue
of The College; ( 2) that all nominees
by petition, together with those nominated by the Board of Directors, be
listed in the January issue of the
magazine, complete with biographies
and pictures; and ( 3) that a ballot be
included in the January issue to eliminate costly first class mailings.
Also to be considered is the provision requiring two votes for ballot validation when there are two places to
be filled. This provision was included
in the 1969 revision of the By-Laws to
prevent "single-shooting", whereby a
very few alumni could assure election
of a candidate by voting only for him.
When so few ballots are cast-278 in
the recent election-the results can be
rather easily controlled. Whether this
system should be continued is still subject to discussion. Opinions are welcome; send them to the Alumni Office
in Annapolis.
The last election also brought to
the attention of some alumni two
rather essential qualifications for service

on the Board of the College: Board
members must have the time to attend four two-day meetings a year, and
the money to travel to and from meetings held alternately in Annapolis and
Santa Fe. These two factors, rather
than any policy of the Association or
the College, have influenced past nominating committees to select older
alumni.

letic Director Bryce D. Jacobsen '42,
a trophy was presented to sophomore
Stephen Weber by Association President Bernard F. Gessner '27.
Unfortunately, the women's winner
was not determined until the following
week, so freshman Jacqueline Blue
could not receive her trophy at the
luncheon.
New York
The New Yark group wound up the
year with a series of three monthly
seminars, led by tutors from the Annapolis campus. In March Acting Dean
Elliott Zuckerman and John White '64
led a discussion of a chapter from
Edgar Wind's Art and Anarchy. Assistant Dean Geoffrey Comber was
present in April to help explore Melville's Bart/eby the Scrivener, and the
final session in May, discussion of

Martin Luther King's Letter from a
Birmingham Jail and the Crito, was
conducted by Robert L. Spaeth, editor
of The College.
HOMECOMING 1973
First, our apologies for the confusion
caused by an erroneous entry in the
April issue; Homecoming 1973 will
take place on Friday and Saturday, September 28 and 29, in case any of you
wondered about our calendar. And
again, the early dates were necessitated
by other activities in town the following three week-ends, activities which
fill hotels and crowd restaurants and
which ought to be avoided by Homecoming planners.

Next, the Homecoming Committee

The traditional cocktail party and
dinner are being combined this year in

an effort to trim the cost of activities.
A cocktail party cum light buffet will
be served in the gymnasium in the late
afternoon and early evening. Alumni
will then be free to make their own
dinner plans, perhaps dining with tutors or seniors. Members of the faculty
and the Senior Class will again be invited, and the Alumni Award of Merit
will probably be presented during this
activity.
A detailed program and reservation
information will be sent to all alumni
mid-summer. If you plan to join in the
fun, and want a hotel or motel reservation, let the Alumni Office know
soon. And do plan to be here: we believe that most alumni come back to
see other alumni and their friends
among the Tutors, so you do not need
full schedule details in order to make
the important decision to come to Annapolis in September.
Make a note of the dates: Friday and
Saturday, September 28 and 29. See
you at HOMECOMING.

CLASS NOTES
1927
During the 1973 session of the Maryland
General Assembly, newspaperman Elmer M.

Jackson, Jr. was singularly honored by the House
of Delegates. The legislators passed a resolution
commending Jackson for his 50 years in journnlism, saying he is " ... a fine newspaperman
who has always sought to present the news in
an honest and responsible fashion, unembellished by any malicious or self-serving distor-

tions." Jackson, a fanner president of the Alum-

ni Association, has served on 19 State commissions, and currently serves on the Capital City
event into the schedule. Last year it Commission with St. John's president Richard
was the late-Friday bash at Buzzy's; D. \Veigle. Jack claims that his business keeps
this year it will be a twilight cruise of him more active than ever, but we know that
the Severn River Friday evening, with __ 911 certain sunny days, golf has been blown to
lure him away from his desk.

is trying to introduce an occasional new

beer and sandwiches to accompany the
scenery of a still-beautiful river. For

1929

those alumni wanting more intellectual

WITH THE CHAPTERS
Annapolis
The May luncheon of the Annapolis
Alumni chapter was the occasion for
the presentation of awards to the high
point winners in the College's intramural competition. Sponsored by the
Association at the suggestion of Ath-

John \V. Boucher, who has been taking edu·

fare, there will be a lecture or concert
at the College. Buzzy's could again be
a lateonight rendezvous if we want.
On Saturday the usual events will be

cation courses at the University of Alabama in
Bim1ingham since last June, is now doing grad·
uate work toward secondary school certification. He is also teaching part-time in a preparatory school and coaching the golf team,
and " . . . thoroughly enjoying it."

held: alumni seminars, luncheon, An-

nual Meeting, graduate school counselling, and a soccer game in which the

young and/or agile may participate at
their own risk.

1936
Sharon Warfield Hebb, daughter of Mr. and
Mrs. Charles Parish Hebb, was married on
March 30 in Baltimore.

27

�The College
1937
Dr. Norval A. Kemp this past winter was
appointed associate director of the Perth Amboy (N.J.) General Hospital, heading the new
division of medical affairs. Prior to his appointment, Dr. Kemp was medical administrator of
St. Francis Community Health Center, Jersey
City. A diplomate of the American Board of
Internal Medicine, Dr. Kemp is an associate
clinical professor of medicine at the College
of Medicine and Dentistry of New Jersey.

1952
A long letter from Alvin Aronson to Provost
Paul Newland arrived in ear1y May, Alvin is
enrolled in a school for English teachers in
Netanya, Israel, and has a job teaching in a
high school there. Since reaching Jsrael last
fall, AI has met Jerry Cantor '49 and Raphael
Ben Josef '48. Jerry suggests they start a St.
John's in Israel; AI suggests the slogan "Read
The Bible Where It Really Happened." AI has
started a new play, about which he expresses
cautious optimism.

1956
KGO-TV in San Francisco recently received
an Emmy from the local chapter of the National Academy of Television Arts and ScienCes for it~ program "Ne\\rs Scene." The award
\vas accepted by the station's news director,

Pat Polillo.
Everett H. Wilson for the past two years
has been coordinator of the Maryland Drug
Abuse Program.

1959
David Jones, a Tutor in Santa Fe since 1965,
has been named Director of the Graduate Institute in Liberal Education. David holds an
M.A. degree from the University of Melbourne,
and studied at the University of Texas before
joining the St. John's faculty.

1960
Jolm E. Gorecki is teaching English at the
University of South Carolina and is working on
his Ph.D. dissertation on Milton. His graduate work has been concentrated on Old English and Renaissance literature.
Miss Miriam Strange passed along a long
letter from Katherine (Hsu) Haas, describing
the latest enterprise in which she and husband
Ray '58 are engaged. Together with her brother,
they operate a cattle ranch near Solen, North
Dakota. That is near the Standing Rock Sioux
Reservation, south of Bismark about 40 miles,
according to the Alumni Office atlas. This new
career comes after five years teaching at the
Key School in Annapolis, four years as head of
the mathematics department at Science Research Associates in Chicago, and three years
as managing editor of the mathematics department of Field Educational Publications in
Palo Alto, Cal. Now it's 1,500 acres, 90
head of cattle (soon to be increased by 60
births), with Ray mending fences, delivering
calves, and plowing and discing the land.
Katherine is teaching school and taking courses
under the Federal Teacher Corps Program

28

at the University of North Dakota. In about
another year she will have her B.S. degree.
Since her students are mostly Indians, she has
learned their dances, and is learning the Lakota
language. (The Haas-Hsu cattle brand looks
like "Two Lazy H", if your editor has not
forgotten how to read brands.)

1962
W'. James Klug III has been transferred by
IBM from Dayton, N.J., to Bethesda, Md. He
plans to move to Poolesville, Md., about the
first of July.

1964
Another IBMer, Jim's brother Robert W.
Kiug, has been transferred from Wilmington,
Del., to Franklin Lakes, N.J. (Did you know
that IBM employs more St. John's alumni
than any other corporation?)

1966
Lauric Fink writes from North Hollywood,
Cal., where she works for a 3-D motion picture
company called Stereovision International. She
is helping to make movies, and is also learning
to be a film editor; she says the work is both
interesting and totally demanding.

1967
Loren and Carole (Picardo) Kelley let us
know in March of the birth in June, 1971,
of son Owen, and also told us Ovven is expecting a brother or sister in April or May. Loren
is still employed in Italy, where he is developing some equipment for Honeywell Italia.
Just in case you missed the item in the
"News on the Campuses" section of the April
issue, three honors graduates of this class are
joining the St. John's faculty for the next
academic year. William H. Donahue, James
R. Mensch, and Howard Zciderman next September will become members of the Santa Fe
faculty. Bill has been studying at King's College, Cambridge; Jim has earned a M.S.L.
degree from the Pontifical Institute of Mediaeval
Studies in Toronto and Howard received an
M.A. degree from Princeton in 1972.

1968
Thomas G. Keens, M.D. (SF) tells us he
received his medical degree from the University of California (San Diego} School of Medicine in June, 1972. He is at present finishing
his internship in pediatrics at Children's Hospital in Los Angeles, and will start his first year
of residency there in July. Tom married Susan
Elizabeth Keffala in May last year. Mrs. Keens
is a 1971 psychology graduate of the John Muir
College of the University of California (San
Diego.)
Thomas E. Stern (SF), successfully nominated as an alumni representative on the
Board of Visitors and Governors of the College,
was also successful in the election. (See artic1e
elsewhere in this issue.)

1969
Steven L. and Carol Ann (Lightner) Tucker
(SF) are living in Santa Fe, where Steve is
serving as Jaw clerk to Oliver Seth, Circuit
Judge of the U.S. Court of Appeals. Carol is

working at
\Vhen his
completed,
practice in

the Sandra Wilson Art Gallery.
service with Judge Seth has been
Steve plans to enter private law
Santa Fe.

1970
Jeffrey D. Friedman, another of our men in
Israel, reports dissatisfaction with his studies
in philosophy at the Hebrew University. He
spent the first half of this year in the Pardes
School of Jewish Studies in Jerusalem (Lydia
Kleiner '74 is also a student there). He is now
at Hartman College, and lives at Rekov HaOr
2, behind the Jerusalem Central Bus Station,
telephone (Jerusalem area code 02) 525162,
in case you are in Israel.
John D. Smith reports he is teaching a course
in "hamburger stands" in the Department of
Architecture at the University of New Mexico.
His wife, Gabrielle (Eershen) '68 is working
with the computer as a device for making art.

1971
Emmie Louise Gage (SF) reports understandable happiness at no longer being a member of the White House staff: " ... a strange
Place and politics is such a heavy racket ..."
seems an apt description. Bonnie is now doing
real estate work on Cape Cod, Yarmouthport,
to be exact.
John Smith also reports that Travis Price
(SF) has founded an organization called Sun
Mountain, to plan solar heated communities.
Travis lives in Santa Fe.
V. Michael Victoroff recently sent greetings
from Houston, and says that medical school
(Baylor) is going just fine.

In Memoriam
1911-Edgar Stanley Bowlus, Jackson,
Miss., January 1973.
1913-W. Stewart Fitzgerald, Denton,
Md., April25, 1973.
1917-Fendall Marbury, Baltimore, Md.,
February 14, 1973.
1918-----.:.0wen Friend, Cambridge Springs,
Pa., August 22, 1972.
1923-James Nelson Day, St. Petersburg,
Fla., April IS, 1973.
1925-Prcston A. Pairo, Sr., Baltimore,
Md., March 25, 1973.
1931-Tiwmas G. Andrew, Baltimore,
Md., May 19, 1973.
1931-Dr. Antonio A. Susoni, Arecibo,
P.R., March, 1973.
1931-Charles M. West, Jr., Centreville,
Md., December 31, 1972.
1937-George R. Hoover, Boca Raton,
Fla., February 28, 1973.
1944-Dr. Robert Wilcox, Iowa City,
!a., May 16, 1973.

�"POESIE" BY PAUL VALERY
English Translation by Timothy Born

Par la surprise saisie,
Une bouche qui buvait
An sein de Ia PoCsie
En separe son duvet:

By surprise seized,
A mouth which had drunk
Removes its lips
From the breast of Poetry:

-0 rna mCrc Intelligence,
De qui la douceur coulait,
Quelle est cette negligence
Qui laisse tarir son lait!

0 :rvrother Intelligence!
From whom sweetness flows,
\r\lhat is this negligence
\Vhich lets your nipple close?

A peine sur ta poi trine,
AccablC de blancs liens,
Me berc;ait l'onde marine
De ton coeur charge de biens;

Hardly in your chest's enclave,
Subdued by white chains,
And I was rocked by the ocean wave
Of your heart charged with gains.

A peinc dans ton ciel sombre,
Abattu sur ta beautC,
Jc sentais, a boire l'ombre,
.l'VI'envahir une clarte!

Hardly in your sombre meadow,
Beaten on your beauty,
I felt, on drinking of the shadow,
Myself invaded by clarity.

Dieu perdu dans son essence,
Et dEdicieusement
Docile a la connaissance
Du supreme apaisemcnt,

God lost in the essence;
And deliciously docile
To a cognizance
Of supreme tranquility ...

.J e touchais a la nuit pure,
Je ne savais plus mourir,
Car un fieuve sans coupure
Me semblait me parcourir...

I was touching the pure night,
And knew death no longer,
As a stream without end
Through me seemed to run.

Dis, par quelle crainte vaine,
Par queUe ombre de dCpit,
Cette mcrveilleuse veine
Ames Ievres sc rompit?

Tell, by what vain fear,
By what shadow of pain
Is severed at my lips
This marvellous vein?

0 rigueur, tu m'cs un signe
Qu'a mon :lme je dCplus!
Le silence au vol de cygne
Entre nous ne regne plus1. ...

0 harshness, you are a sign
that I have displeased my soul.
The silence at the flight of the swan
Between us no longer reigns.

Immortelle, ta paupiCre
.Me refuse mes trCsors,
Et la chair s'est faitre pierre
Qui fut tendrc sous mon corps!

Immortal, your eyelid
Refuses me my treasures,
And flesh, once tender beneath my body,
Turns to stone.

Des cieux mCme tu me sevres,
Par quel injuste retour?
Que seras-tu sans mes lCvres?
Que serai-je sans amour?

You wean me of the very heavens
Ry what unjust reverse?
VVhat will you be without my lips,
''Vhat will I be without your love?

Mais la Source suspendue
Lui repond sans durete:
-Si fort vous m'avez mordue
Que mon coeur s'est arrete!

But the suspended source
Replies softly,
You have bitten me so hard
That my heart is stopped.

I

Timoti1y Born '76, a student on the Annapolis
campus, won a prize at the 197 3 Commeuccment proceedings for this translation.

�Photo Credits: Cover, Cecil Fox; page 6, James Grady '73; page 7, Ralph Hilt; page 23, George Rowhottom '71; page 24, Lynn Waugh '70;
back cover, Chris Sparrow.

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

October 1973

�THE COLLEGE

Vol. XXV

October, 1973

No.3

IN THE OCTOBER ISSUE:
The Liberal Arts Movement: From
Ideas to Practice, by Amy Apfel Kass
Report of the President, 1972-73

...........

9

News on the Campuses . . . . . . . . . . . . . . . . . . .

27

Alumni Activities

30

.......................

Editor: Beate Ruhm von Oppen
Managing Editor: Thomas Parran, Jr.
Editorial Advisory Board: William B. Dunham,
Michael W. Ham, Paul D. Newland, Barbara Brunner
Oosterhout '55, E. Malcolm Wyatt, Robert S.
Zelenka.
THE COLLEGE is published by the Development
Office of St. John's College in Annapolis, Maryland.
Richard D. Weigle, President, Paul D. Newland,
Provost.

Published four times a year, in January, April, July
and October. Second class postage paid at Annapolis,
Maryland, and at other mailing places.

�THE LIBERAL ARTS MOVEMENT:
FROM IDEAS TO PRACTICE
by
Amy Apfel Kass
On the morning of November 19, 1929, the
following editorial appeared in The Daily Maroon, the
student newspaper of the University of Chicago:
Today amid scenes of academic grandeur,
Robert Maynard Hutchins will be inauguratedas the fifth president of the University
of Chicago. It is an occasion of vast moment
in the history of the University and we as
undergraduates are inspired with its significance. We are confident of the progressive
~pirit and the sympathetic understanding of
the new administration. We are further
convinced that the program of educational
emancipation which has distinguished the
University in American college circles will
not be neglected.
In a consideration of the occasion's whole
significance one aspect appears to us most
distasteful. The functions and duties of a
college administrator have changed radically
in the course of recent years. He is no longer
an educator, but a salesman and extortioner
ne plus ultra. The planning and execution of
educational policies is no longer his prime
consideration. He must secure donations and
endowments; he must acquire funds for the
University's physical expansion. The
importance of this mercenary and unsavory
function of the administrator is particularly
evident here where the grey towers continue
to rise on a Gargantuan scale.
It is to be hoped that the pressure of this
work will not require the whole devotion of
President Hutchins. We feel that he, like
former President Max Mason, possesses
educational ideals which if given
opportunity for development, will place the
University of Chicago in far greater
prominence than the addition of any

number of new buildings. We urge that the
new administration take heed of its primary
responsibility and its greatest opportunitythe progressive guidance of educational
policies.
The students got their wish, with interest.
Hutchins' ideas rapidly became common knowledge
and the entire campus became a place of debate and
conflict, sometimes verging on open· warfare.
Mortimer Adler's cryptic note to Hutchins on the eve
of his inauguration had been more knowingly
prophetic: "I trust that the University's funds are
securely invested. Otherwise they may have to pawn
the crown jewels before your inauguration. But you
will probably wear the crown lightly in either
·circumstance.. ''

The Department of Philosophical StudieS
As soon as Hutchins was appointed President of
the University of Chicago, he invited Mortimer Adler
to join him as his philosophical guide. Although Adler
did not move to Chicago until the Fall of 1930, by
the Spring of 1930,;the end of Hutchins' first year at
the University, a scheme had been hatched by Adler
to institutionalize work he had begun at the People's
Institute in New York with Scott Buchanan and
Richard McKeon.
Adler proposed that Hutchins create a new department in the University, a Department of Philosophical Studies. Adler thought that such a department
would provide by example a way to integrate learning
within the University. The proposed Department of
PhilosophiCal Studies would be independent of but
related· to all existing departments in the University.
"It would have no more or less to do with the regular
Department of Philosophy," Adler said, "than it
would have to do with the Law School, Medical
School, or the Departments of Physics or Fine Arts."
The members of the Department would be "student1

�The College

professors," "a third class of professors along side of
the already recognized classes of teaching-professors
and research-professors." Their work would be to
analyze and evaluate the principles and methods of
the various subject matters and to relate these to each
other.
"First of all," Adler suggested, the studentprofessors
would study a subject-matter maturely
and critically. Secondly, they would
actively participate in the work of the
department, in class and out. And lastly,
after they had trained themselves and
educated themselves sufficiently, and if
they had achieved a critical re-organization or approach to the subject matter,
they might give others the benefits of this
insight by giving a course which might be
equally profitable to undergraduates,
graduate students, and professors of the
other two varieties.
In practice, the student-professors would go from
one department of the University to another, staying
in one place only as long as they_ found it useful to
themselves. (Adler assumed that when they ceased to
learn from a given department, they would no longer
be useful to that department.) As the studentprofessors passed from one department to another,
they would create "new lines of inquiry into borderline areas and promote integration by offering interdisciplinary courses. For example, as students of
philosophy they could bring philosophy to the Law
School; after immersing themselves in the study of
law they would offer a course in the philosophical
foundations of law. They ·could then bring
philosophy and law to the next department in which
they decided to study, and so on. In addition,
because they were continuing their own education in
different fields, these student-professors would be
unusually well-suited to offer courses in the great
books, an additional means of promoting the "integration of learning. Moreover, Adler thought that these
courses would educate good undergraduates "in such
a way that they might be recruited for the work of
the Department of Philosophical Studies." Thus,
Adler's scheme provided for its own perpetuation as
well as a congenial home for himself and his fellow
"liberal artists," Buchanan and McKeon. For Adler
insisted to Hutchins that the success of his and
Hutchins' plans for the University required the
reunion of the "triune," Adler, Buchanan, and

2

McKeon.
Though the "student-professors" were to be
vagabonds within the University, they were to be
appointed to a separate official department in order
to· make it possible to get an endowment and thus
insure their financial independence from other
departments. Adler innocently thought that if his
department had its own budget it would require
minimal co-operation from other departments, and
therefore, that his plan would not be viewed as a
threat or a challenge.
The "Chicago Fight" and Its Consequences

Many faculty members were, however,
immediately wary of the plan and became increasingly suspicious of its proponents. Members of the
Philosophy Department were especially alarmed,
seeing in the plan the seeds of a revolution against
their kind of philosophizing. Others saw the plan as a
"power conspiracy on the part of the administration,
which was pictured as a 'baby president,' aided by
Savonarola and Richelieu" (Buchanan, Poetry and
Mathematics, page 23). They regarded Hutchins as a
radical upstart against the revered "Chicago School,''
as a man in search of a new religion. Still others saw
Hutchins as dangerously conservative, as a man
seeking to resurrect beliefs and practices of less
enlightened ages.
United by a common enemy, these various groups
joined forces and prepared themselves for a long and
bitter crusade. Their battle cries became "Facts vs.
Ideas," "Empiricism vs. Speculation," "Science vs.
Dogma." The "Chicago Fight" was quickly overshadowing the "Chicago School." One can better
understand the severity of the faculty reaction if one
appreciates the long-standing and pervasive influence
of the "Chicago School."
The "Chicago School" was originally identified
with the names of John Dewey, George Herbert
Mead, James R. Angell, and James H. Tufts. In a
review of some of the early philosophical papers by
these men, William James wrote, shortly after 1900:
The rest of the world has made merry
over the Chicago man's legendary saying
that 'Chicago hasn't had time to get round
to culture yet, but when she does strike
her, she'll make her hum!' Already the
prophecy is fulfilling itself in a dazzling
manner. Chicago has a School of
Thought!-a school of thought which, it is
safe to predict, will figure in literature as

�October 1973
the School of Chicago for twenty-five
years to come.
He concluded with the comment that the work of
Dewey and his colleagues and disciples presented "a
view of the world, both theoretical and practical,
which is so simple, massive, and positive that, in spite
of the fact that many parts of it yet need to be
worked out, it deserves the title of a new system of
philosophy."
John ·Dewey had come to the University of
Chicago in 1894 as Professor of Philosophy. James
Angell was appointed the same year as Assistant
Professor of Psychology and Director of the Psychological Laboratory that had been started the previous
year. Tufts and Mead had been at Chicago from its
beginning in 1892. In 1894, Dewey, the oldest of the
group, was thirty-five, Angell, the youngest, was
twenty-five. They were all interested in psychology.
They all collaborated in their early publications.
When Dewey left the University of Chicago in
1904, the spirit that had come to characterize the
Philosophy Department lingered. In the meantime, it
had spread to other parts of the University as well.
The "Chicago School" came to be identified with a
certain attitude toward knowledge and the nature of
the knowable and, hence, with a certain view of
education and the role of a university. The assumptions underlying this view could be found in the new
mechanistic biology, in behaviorism, in the new
scientific sociology, as well as in writings and ven lures
in progressive education. The ideas of the Chicago
School were related to a more general American
cultural revolt that began at the end of the nineteenth
century; Morton White has called it the revolt against
formalism. It was characterized by the conviction
that traditional learning was inadequate to a proper
understanding of society and incapable of assimilating
and promoting social and cultural progress. Timehonored theories were eagerly attacked. Beliefs in the
existence of immutable truths were ridiculed.
Philosophers, physicists, chemists, and mathematicians, as well as social scientists and even humanists,
vied with one another to break through barriers, to
efface outlines, and to supersede current concepts.
Undergraduate education became pre-professional
training. The devotion to "progress", scientific and
social, required special training in facts, methods, and
techniques.
Adler and Hutchins found this spirit as prevalent in
the Chicago of 1930 as it had been in the Chicago of

1904. Dedicated to their separate disciplines, the ·
faculty correctly perceived Hutchins' animus against
specialization, They made it impossible for Hutchins .
to create the Department of Philosophical Studies by
going through the normal academic channels. Also, it
became exceedingly difficult for him to find a home
for Mortimer Adler anywhere at the University
outside of the President's office.
Hutchins' negotiations with the Philosophy Department on Adler's behalf were doomed from the
beginning. Prior to coming to Chicago, Adler submitted a list of the courses that he was interested in
·offering, a list which included such diverse topics as
the logic of science, the logic of' induction, the
philosophy of law, and the history and analysis of
psychological theory. His proposal was summarily
rejected. Writing on behalf of the Department of
P\J.ilosophy, James H. Tufts stated their position as
follows: "It so happens that these identical courses
have already been announced to be given in the
Department for the next year (at least the copy has
gone to the printer)." No attempt was made to
ascertain whether the coincidence of titles also meant
a coincidence of subject matter. Furthermore, a
perusal of the published announcement for that year
indicates overlap · on only two topics, the logic of
science and the logic of induction. In their later
negotiations, Adler suggested changing the titles of
the courses he proposed to "Apologetics of Natural
Science" and "Theory of Probability." But the
Department of Philosophy held to its original position. By rejecting Adler's suggestions for possible
courses, they made it quite clear that they were not
interested in Adler and that they did not share the
interdepartmental frame of mind that was so crucial
to Hutchins' and Adler's plans for the University. In
the years that followed, Adler's ever-precarious
faculty status at the University became the symptom
if not the chief sign of Hutchins' own failure to effect
fundamental change.
Hutchins was forced to cancel the provisional
appointments he had offered to Scott Buchanan and
Richard McKeon and to sh~lve the plan for a
Department of Philosophical Studies. In its place one
seminar in the reading and discussion of the great
books was offered to undergraduates at the
University. This seminar was Adler's major teaching
assignment during his first year at Chicago. His
co-leader in the seminar was Hutchins. It was the first
of several similar seminars that Hutchins and Adler
taught during the next several years in various parts
of the University, in the College, at the High School

3

�The College

of the University, and in the Department of Education. A more elaborate seminar was designed for the
Law SchooL Despite these signs of retreat, the fires
that had been kindled by the Adler-Hutchins proposal
could not be extinguished. The old guard in the
Department of Philosophy, the venerable George H.
Mead and two of his younger colleagues, resigned, as
did other members of the faculty, .and many more
remained but fumed.
Discouraged but not defeated, Hutchins and Adler
persisted in their efforts to bring the liberal arts to
Chicago. In 1934, McKeon, who had remained in
New York (teaching. at Columbia and at the
Muhlenberg Branch of the New York Public Library),
was once again invited to the University, this time as
a Visiting Professor in the Department of History. By
first bringing McKeon to the University under the
auspices of a department other than the Philosophy
Department, Hutchins was eventually able to secure a
permanent position for him. In 1935, McKeon was
made Dean of the Division of the Humanities and
Professor of Greek, and later, also Professor of
Philosophy. McKeon continued as Dean for the next
twelve years and in that capacity played a major role
in restructuring general education in the College and
the graduate programs in the Humanities.
Unable to secure a position for Buchanan at
Chicago, Hutchins arranged for Buchanan to meet
Mrs. Ethel S. Dummer, a social activist and philanthropist whom he had met in connection with his
fund-raising activities. Mrs. Dummer had read
Buchanan's book, Poetry and Mathematics, and had
concluded that Scott Buchanan could be of some
assistance to her in her study of the writings of
George Boole, the English logician and mathematician, and his wife, Mary Boole. Buchanan was
attracted by the study because of its relation to his
own intellectual interests. George Boole, he explained
in a memorandum to Hutchins, was
really a very interesting and important
figure in modem logic and mathematics,
and his importance extends far beyond
the somewhat restricted developments
that chance and professional techniques
have given his work. He was a real
mathematician and a real logician who
realised what tremendous things could be
accomplished if his methods were applied
to all sorts of subject-matters. He realised,
for instance, that mathematics itself had
suffered a serious degradation on account
of its isolation from other fields of
4

thought, and that its own full development required many varied fields of application. Modem science is an example of
what happens when mathematical
methods spread to other subject-matters,
and mathematics itself gained much from
even this restricted application. But it was
still cramped by a rather arbitrary restriction to numbers, quantities, etc. The
special way he chose to exhibit the greater
possible extent of its domain was the use
of algebraic symbols to express nonquantitative terms. The method was not
understood in its original form. Mathematical logicians founded their science as
a kind of calculating machine and then
became so fascinated with the machinery
that they forgot its original function and
misused its results. It is now difficult to
persuade any scientist that symbolic logic
has any relevance to their work, although
it was for this that Boole did his work.
Mary Boole saw what was happening
and came in to correct the mistake. She
had the insight, but fell for the temptation to make immediate applications
before she had developed the skill and the
improved machinery that was of course
necessary for success. This is the failure
that Mrs. Dummer mourns, and wants me
to recover.
Buchanan was to go to England to look into the
work of the Booles and to try to reconstruct the
method that they had developed. This fitted in well
with a project he had started in New York (with
Adler and McKcon)--an investigation of the relation
between poetry and mathematics, between mathematical and non-mathematical subject matters, that
is, a study of the liberal arts. To Hutchins, Mrs.
Dummer's plan represented a way of keeping alive the
idea for a Department of Philosophical Studies
without further incurring the wrath of his faculty. He
therefore encouraged Buchanan to begin the project.
At the end of his year in England, Buchanan wrote
a small book entitled Symbolic Distance, in which he
developed the themes from his previous book Poetry
and Mathematics: " ...The bridge between the poetry
of the trivium and the mathematics of the quadrivium
was presented as a theory of measurement and
fiction." Reflecting on this later, he commented, "It
seemed to me that it would be through some such

�October
understanding that the modern liberal arts and
sciences could bring the modern literatures and
sciences into intelligible and teaching order."
Since Hutchins was still unable to convince the
remaining members of the Philosophy Department to
hire Buchanan, Buchanan returned to the University
of Virginia after his year in England. Shortly thereafter, he was invited to join a committee at the
University of Virginia whose assignment was to find
"better subject matter and discipline" for Honors
Students. Stringfellow Barr, Buchanan's friend and
former colleague at Oxford University, was then
teaching history at the University of Virginia and
editing the Virginia Quarterly Review; he too was
asked to join the committee. The group sat regularly
from September, 1934, until March, 1935. They
reported their findings in what came to be known as
the "Virginia Plan," the background and contents of
which shall be discussed in more detail below.

Early Great Books Courses
at the University of Chicago
The first great books* course to be offered at the
University of Chicago was unceremoniously
announced in the 1930 Autumn Quarter Time
Schedule. The course was called General Honors II 0
and described as follows: "By invitation and limited
to twenty students ... the one two-hour class session
a week, of a two year course, will be taught by Adler,
Hutchins."
Twenty students, chosen randomly by the Dean of
the College from among the top entering freshmen,
were enrolled in the course. The course and its
reading list were modeled on John Erskine's General
Honours course, begun at Columbia ten years earlier
(a course which Adler had taken as an undergraduate,
and in which he, McKeon, and Mark Van Doren had
taught in the middle 1920's). Students were
examined orally at the end of each year by a group of
outside examiners: Richard McKeon, Mark Van

1973

Doren, Scott Buchanan, and Stringfellow Barr.
Before too long, these afternoon sessions garnered
some fame. People from all parts of the University
came in droves to observe classes. Famous visitors
included Katherine Cornell, Orson Wells, Westbrook
Pegler, Lillian Gish, and Gertrude Stein. According to
numerous reports, the class always provided "a good
show."
The Great Books Seminar generated more than
entertainment. The enthusiasm of its students spread
like a contagion throughout the University. They
brought an eagerness for learning, for exchanging
ideas, and for discussing philosophical matters to the
whole campus. One observer remarked that the
pursuit of knowledge had become the major extracurricular activity. John P. Barden, a student in the
original Great Books class, became editor of the
student newspaper, The Maroon (1933-34). Under his
editorship, The Maroon became a forum for spirited
discussions of the purposes and means of education,
and in its pages students and faculty engaged with
each other in a variety of alliances and oppositions.
Despite its apparent success with the students,
most of the faculty remained hostile to the great
books course and to the idea behind it. Mortimer
Adler remained persona non grata. In another effort
to make Adler acceptable and to institute some of
their ideas, Hutchins organized an honors course in
the Law School for 1933-34. Adler was put in charge
of the course and given a temporary appoin !men t as
Associate Professor of Philosophy of Law in the Law
School. The course followed the same format that
Hu !chins and Adler had used in their original course
in the College: lectures on and reading of the great
books, combined with a discussion seminar that met
once a week.
The following year (1934-35) a much enlarged
version of the course was offered and an enlarged
staff was gathered to teach it. Malcolm Sharp, then a
Visiting Professor at the Law School, agreed to be
Adler's co-leader. Sharp had been an enthusiastic

about the origin of the list of books signified by this phrase

he called the "one hundred best books" in a pamphlet One
Hundred Books.{The number one hundred was used to convey
the fact that there were very few best books, not that there
were only one hundred.) In 1902, the Grolier Club of the City
of New York republished Lubbock's list and asked George
Woodberry to write an introduction to it. At this time John

and by such phrases as "the masterpieces," "the best books,"
"very important books," or "the classics." According to

studying with Woodberry. Shortly after World War I, John

*The origin of the phrase "the great books" is obscure. Adler
and Buchanan consistently used1 it. John Erskine, Adler's
teacher in the General Honours Course, referred to the books
as the "classics" or "masterpieces." It seems likely that the
phrase was coined by Adler or Buchanan. More is known

Buchanan, Sir John Lubbock (an English writer and banker
interested in the education of working men) was the originator

of the modern list. In 1895, Lubbock published a list of what

Erskine was a graduate student at Columbia University
Erskine introduced the General Honours Course at Columbia
University, an undergraduate course in which "masterpieces of
the Western world" were read.

5

�The College

teacher in Alexander Meiklejohn's Experimental
College at the University of Wisconsin, one of the
first programs to emphasize the study of the great
books. Hutchins was delighted to leam of Sharp's
interest in the course and of the Law School's
independent interest in luring Sharp onto its faculty.
Both the course and Adler, Hutchins hoped, would
profit from Sharp's participation.
William Gorman was brought to the University by
special invitation from Hutchins and was made an
assistant in the course. After receiving his bachelor's
degree at the University of Michigan, Gorman had
become the editor of Hound and Horn, a journal of
literary criticism. He had lived in New York City
where he continued to associate with his Michigan
friends, many of whom were then studying with
Richard McKeon at Columbia. Discussions with these
friends had led him to write an article on the new
mode of literary criticism expounded by I.A.
Richards and C.K. Ogden. The article, entitled
"Nostalgia for the Trivium," censured the so-called
new criticism for its claim of novelty and for its
ignorance of the tradition of grammar, rhetoric, and
logic, and it praised instead the efforts of people like
Scott Buchanan and Richard McKeon to restore the
Trivium. Hutchins read the article and, though
knowing nothing else about him, sent Gorman the
following letter: "I read your piece on 'Nostalgia for
the Trivium.' Come to the University of Chicago."
The other course assistants were Arthur Rubin, a
close friend and associate of Hutchins and Adler, and
James S. Martin, who had been a student in the
Adler-Hutchins Great Books Seminar. (Gorman and
Martin were later to join Barr and Buchanan in their
first years at St. John's).
The enlarged course was considered equivalent to
eight regular courses. It was offered to twenty college
seniors headed for the Law School and constituted
their total curriculum. (The current President of the
University of Chicago, Edward H. Levi, was one of
the twenty.)
The course, entitled "Law 201," was organized
into two major parts which were integrally related.
One part consisted of lectures and tutorials in
grammar, logic, and rhetoric, and mathematics. The
second part consisted of reading and seminar discussion of a small number of great works of history,
science, philosophy, and belles lettres. In connection
with the reading of scientific classics, students were
supposed to participate in laboratory research in
order better to appreciate the methods and techniques of science. However, this third aspect of the
6

curriculum was never implemented.
Seminar readings were chosen largely from social
studies, because the course was designed for pre-law
students. The reading and discussion of these works
was supplemented with presentations of factual
material useful for understanding important social
problems. Efforts were made to show the relevance of
the liberal arts and the scientific method for understanding and "solving" social problems.
The methods of instruction varied for different
parts of the curriculum. The first part of the course
was taught by means of one or two lectures a week
and tutorials devoted to exercises, analyses of texts,
and other forms of wlitten and oral work. In the
second part, the classics were discussed in infonnal
seminars which met once a week; further supplementary discussions were often carried over to the
tutorial sessions. Discussion of basic social problems
was carried on in special seminars called for that
purpose. In addition, students were urged to attend
those lectures given elsewhere in the University that
were considered relevant to the work being done in
the course. Students and faculty together determined
what was relevant.
Law 201 was the first institutionalized attempt to
balance literary and scientific concems and to apply
the themes and disciplines of the liberal arts to the
great books. Like its predecessor, the Adler-Hutchins
Great Books Seminar, Law 20 I was extremely
popular with the students and extremely unpopular
with the faculty. Faculty criticism continued to
mount; both Hutchins' mode of appointing tutors
and the character of the curriculum were under
constant attack. In the end, the course did not
accomplish either of its political goals: it did not gain
any further faculty respect for Adler nor any more
faculty support for Hutchins' ideas about education.
The course was repeated in an attenuated form-all
the scientific work, including the mathematics and
the reading of the scientific classics, was abandonedfor three more years before it was permanently
discontinued.
Scott Buchanan, in the meantime, had been
working out a similar course of study at the
University of Virginia as a member of the Virginia
Committee on Honors. The "liberal artists" at the
two universities kept in close communication through
correspondence and frequent visits to give lectures.
Although the objectives of the respective plans were
the same at both universities, the Virginia Plan, as the
Report of the Virginia Committee on Honors came to
be called, was more rigorous and comprehensive,
especially in its scientific aspects, than Law 20 I.

�October

The Virginia Plan
In September, 1934, the President of the
University of Virginia, Edwin A. Alderman,
appointed a committee consisting of six faculty
members and the Dean of the College to consider the
subject of Honors Courses in the University. The
President thought that the University ought to do
more than it was doing for its better college students.
The committee members agreed at the outset to
make a broad interpretation of their assignment. The
problem of Honors Students and Honors Courses at
the University. they thought, could not be separated
from the problem of students and courses in general.
Faculty members devoted most of their energies to
research, indulging their special interests which were
often far removed from the interests and understanding of their undergraduate students. As on
nearly all other campuses, the cuiTiculum was entirely
elective and specialized, all efforts having been
abandoned to design coherent programs for undergraduates. Many students turned to the University's
sideshows, athletics and other activities, partly out of
boredom, partly to secure the discipline which they
found lacking in the classroom. Some students
undertook serious reading, sometimes with a group of
their fellow students, sometimes under the guidance
of a professor. Nearly all looked on the strictly
curricular exercises of the University as inteiTuptions
that must be borne patiently. For these reasons, the
committee decided to address itself to the question of
what an undergraduate college as a whole should be
teaching and learning. l t proceeded on the assumption that all students were capable of and DLrght to
receive a liberal education. The committee members
hoped that the recommendations they would make
for Honors Students would eventually be considered
for the whole college.
The committee met weekly for six months and
then issued its report, drafted by Scott Buchanan,
Stringfellow BaiT, and R. K. Gooch. Although several
alternate proposals had been considered at the
committee meetings, the plan finally adopted and
presented in the report was the one suggested by
Buchanan. In the early discussions, BaiT had been a
severe critic of Buchanan's proposal. BaiT viewed his
emphasis on great books as a kind of patent medicine.
However, after a great deal of teasing from Buchanan,
he began using some of the classics in his history
courses. "For instance, if they were doing undergraduate ancient history, I would let them read

1973

Plutarch instead of something somebody had written
about ancient Greece," BaiT later recalled, "and I
noticed that Scott was right-that if you had discussions on the basis of Plutarch or Herodotus or
Thucydides, something happened to the discussion
that I had never seen happen before. These authors
got under their hides." As a result of this expetience,
BaiT supported Buchanan's proposal.
Rather than propose specific changes in the already
existing cuiTiculum, the report recommended that the
University found a small college within the college
that would be devoted to liberal education. Two
years of required common study would be followed
by two years of special honors work. The two
two-year sequences were designed as an integral
whole, calculated, as the committee reported, "on the
one hand to lay sound foundations for a developed
understanding of our intellectual traditions, and on
the other to permit the student to follow in his
maturer years his special bent."
During the last two years students were to be freed
from routine courses, quizzes, and term
examinations, and allowed to master a subject under
the general supervision of a tutor. The report
emphasized, however, that the work done during
these years was not to be regarded as a "species of
premature graduate work." Tutors were to bear in
mind the objective in view, namely, liberal education.
These provisions for the second two years were not
very unusual. Several colleges, for example
Swarthmore, were already requiring concentration on
particular subjcts or problems during the junior and
senior years in order to make undergraduate education more coherent. The provisions for the first two
years were far more radical and comprised the main
body of the report.
As in Law 201, the first two years of common
study were to be devoted to the study of the liberal
arts and to the application of these arts to the reading
of the great books. The reading list of the Virginia
Plan, however, was much longer-many more
mathematical and scientific classics were added-and
the requirements were much more stringent. Students
were expected to demonstrate a reading knowledge
and competence in the grammar of two languages,
one ancient and one modern, at the end of the first
year. In addition, they were required to become
proficient in mathematics, through calculus, by the
end of their second year.
Instruction was to include seminars (modeled after
the Columbia Honours Course), formal lectures,
tutorials, and laboratories. The lectJJres, to be given at
7

�The College
tutorials, and laboratories. The lectures, to be given at
least once a week, were to be expositions of the
nature and history of the several liberal arts, with
special attention to the ways in which these arts were
practiced by the authors of the great books. Tutorials
were intended to serve for formal drill and supervised
practice during the difficult stages of the learning of
languages and mathematics, for detailed criticism and
discussion of student papers, and for more extensive
discussion of the r..eminar rcr.\d.ings. The laboratory
would enable the students to perfonn the "crucial
experiments" in the history of science.
There was to be a full time staff of instruction,
distributed in their training and major interests to
cover cJl the subject matters in the course of study.
Students were to be selected by the instructors in the
program from those applying to the larger college.
"General intelligence," "'ability as shown by previous
records" in secondary schools, and the instructors'
judgment regarding the variety of complementary
abilities and interests needed to make an efficient
working group were the main critelia mentioned for
selection. The students in the pmljram would be
housed together and would dine together, and they
were to be given special rooms for their studies and
laboratory work.
When the report was submitted, it received a rather
unenthusiastic reception. President Aldennan who
originally appointed the committee had died and the
acting President, John L. Newcomb, was unwilling to
undertake such a radical departure from the elective
system. Other administrators were also hesitant. They
foresaw difficulties in raising extra money for a new
college within the old and anticipated much trouble
persuading the various departments to compromise
their interests in students or in subject matter.
Finally, they agreed to accept the last two years of
the plan-providing tutodal work for the better
students-and to shelve the general education plan for
the first two years.
The plan for the first two years nevertheless
survived, though it was ignored at Virginia. In a more
fully worked out fonn, it eventually became the core
of the "New Program" at St. John's College. The plan
migrated to Annapolis along with Scott Buchanan
and Stlingfellow Barr by way of the University of
Chicago's Committee on the Liberal Arts.

The Committee on the Liberal Arts
In the Spring of 1936, Hutchins delivered the
8

Storrs lectures at Y aJe which were published as a
book entil:lccl The lligher Learning in America. 'fhe
book attracted several wealthy admirers sympat!1etic
to his ideas about education. With funds donated by
some of these people, Hutchins set up a committee
called the Committee on the Liberal Arts to reco'1sidcr the cmTicula of the College and tile Division 0f
the H11manities. He made the Committee directly
responsible to che Dean of the Humanities, then
Richard McKeon. The Dean, in turn, was to be the
Committee's spokesman to the Unive;-sity faculty.
Hutchins assumed that the financial independence of
the Committee (it was to receive an annual allotment
of $22,000) would insure its independence of the
various dep,rrtments and divisions in the University.
Scott Buchanan was invited to join the Committee,
and on Buchanan's suggestion invitations were also
issued to Stringfellow Barr and to two of Buchanan's
graduate students, Catesby Taliaferro and Charles
Wallis. In addition to the Virginia contingent (as they
called themselves), Hutchins invited McKeon, Adler,
Arthur Rubin, R.S. Crane, Norman Maclean, Clarence
Faust and Prescott from the University of Chicago
and three of McKeon's graduate students !rom
Columbia Univero;ity, Paul Goodman, Plochman, and
Barrett, to join the Committee. William Gorman and
James Martin were invited to attend Committee
meetings though they were not made members.
The announcement ot the plan lor thrs Committee
reactivated the "Chicago Fight". The fact that several
of the proposed members of the Committee had
faculty appointments at the University made it
difficult to shelter the Committee as an independent
body. Its financial independence made little difference. The faculty resented what they regarded as
nepotism in the choice of members. There were
independent insunections in the Humanities Division
and in the College. McKeon was defeated in a
Humanities Division meeting in which a motion was
passed to ask the University Senate to instruct the
President that henceforth he would have to consul.!
with a whole division, not only a department or a
department chairman, if he wanted to appoint
anybody in that division. The College faculty passed a
similar resolution. Adler wrote to Buchanan, "They
see that what Bob is up to is a trick of getting men he
wants appointed by hook or crook, and so by hook
or crook they are going to stop him."
Nevertheless, encouraged by Hutchins to believe
that the Committee would be organized regardless of
the opposition, the Virginia contmgent came to
Chicago in the Fall of 1936. Scott Buchanan resigned
from the University of Virginia; Stringfellow Barr,

a

�REPORT OF THE PRESIDENT

TO
THE BOARD OF VISITORS
AND GOVERNORS

1972

1973

9

�REPORT OF THE PRESIDENT

TO THE BOARD OF VISITORS AND GOVERNORS

The close of the academic year 1972-1973
brought a change of instructional leadership on both
thf campuses of St. John's College. William A.
Darkey completed his term of five years as Dean at
Santa Fe and now embarks upon a well deserved
sabbatical leave. Robert A. Goldwin resigned the
deanship in Annapolis as of March 31st to accept a
post as Special Advisor to the United States
Ambassador to the North Atlantic Treaty
Organization in Brussels. Each Dean contributed
significantly in his own way to the ongoing
intellectual life of the College, and I should like to
record my deep gratitude to both for their periods of
tireless, thoughtful, and imaginative service.
Two ·Tutors filled the interregnum of three
months on the Annapolis campus. Elliott Zuckerman
became Acting Dean on April 1st but suffered a
severe illness in May. At this time, J. Winfree Smith
assumed the position until the end of June. Paul
Newland, the Provost at Annapolis, commended both
men for their performance, which he characterized as
"far above and beyond the call of duty." The Provost
also expressed gratification at the willingness of
members of the Instruction Committee to take on
additional responsibilities during this interim
three-month period. The President also records
thanks to Mr. Darkey for continuing as Acting Dean
through the month of July so that the new Dean in
Santa Fe might have a brief period of respite before
undertaking the responsibilities and duties of his
office.
Curtis A. Wilson became Dean of St. John's
College in Annapolis on July l, 1973, the first choice
of the selection committee of Tutors. Mr. Wilson
holds the Master's and Doctor's degrees from
Columbia University in the History of Science. He
joined the St. John's Faculty in 1948 and held the
deanship from 1958 to 1962. In 1964 he was part of
the initial cadre of Tutors who staffed the new Santa
Fe campus. After two years, he accepted a
professorship at the University of California in San

10

Diego for personal reasons. Mr. Wilson's return to the
College is enthusiastically welcomed by all. It assures
wise and firm academic leadership for the years
ahead.
At Santa Fe, Robert A. Neidorf succeeded Mr.
Darkey in the Dean's office on August l, 1973. He
relinquished the directorship of the Graduate
Institute in Liberal Education in order to do so. Mr.
Neidorf's graduate work was in Philosophy at the
University of Chicago and at Yale University. He
holds a Master's degree from the former and a
doctorate from the latter. Mr. Neidorf taught for two
years on the Annapolis campus, then left in 1964 for
a professorship at the State University of New York
in Binghamton. After three years, he returned to St.
John's and has been teaching at Santa Fe since 1967.
Both Tutors and students share my confidence in his
ability to discharge his new responsibilities with
distinction. It is clear that both campuses will be in
good hands as the new academic year begins this fall.
Instruction
Mr. Smith, Acting Dean, reports several
interesting dev~lopments at Annapolis. Two Tutors,
Alfred Mollin and Robert Williamson, .iwere
authorized to prepare a. new text of Greek grammar
to supplant the present text. The intent is to discover
a better way to learn the Greek language than
through the memorizing and brute rehearsing of
paradigms. From a knowledge of personal endings
and of the rules of euphony, the students will be
enabled to construct for themselves most verb forms.
Parts of the new text have already been put into use
with marked success. A new anthology of readings is
being prepared to accompany the grammar text and
to provide a vocabulary for the reading of Plato's
Me no.

A new manual for the biology laboratory was
prepared during the year by Nicholas Maistrellis and
was subsequently approved by the Instruction
Committee for me this coming year. A general review

�October 1973
concepts emerging from these analyses of
data from the numerous disciplines, and
which will develop a pattern for use by
others desirous of forming such a
synthesizing program.

and rethinking of the principles governing the
laboratory program seems called for, so Howard
Fisher will be relieved of part of his teaching
assignment to devote time to this reexamination.
Fin ally, the Instruction Committee recognized
problems in the junior mathematics tutorial arising
out of the fact that some students had already
studied the calculus. Samuel Kutler was asked to
undertake the writing of a calculus text which would
seek to resolve this problem.

When the full report on the preceptorial is completed,
it will be. reviewed by the Instruction Committee to
determine whether the program should be continued
in 1974.
·

Graduate Preceptorial

Liberal Arts Task Force

On the Santa Fe campus, an innovation in
instruction was the· trial graduate preceptorial
conducted by Charles Bell. Three other Tutors were
granted· released time each semester to join a small
group of graduate students in the intensive work of
the preceptolial. Study focused on two periods of
historical transformation: 'hat of the late Medieval
into the Renaissance, and that· which generated the
revolutionary and romantic ferment around 1800.
The preceptorial replaced specialized research with
· broadly based reading of original lexts, coupled with
an effort to synthesize them both philosophically and
historically.
The Director reports that an adequate room was
"liberated" in Evans Science Laboratory and
promptly dubbed "The Culture Lab;" Here, a general
humanities reading room was created by drawing on
the College Library and the personal libraries of the
Director and other Tutors. There were available over
5,000 color slides, all recorded music from the
pre-Bach period, texts in the original languages, and
translations of both primary and secondary works
essential to the study of Western thought and the
arts.
Participants found the J'receptorial both exciting
and fruitful. In a special report, four graduate
students urged that the initial experimental year be
.expanded into a full-fledged graduate program. They
wrote:

Funding has been made available by the
National Endowment for the Humanities for a
promising new instructional venture on the Santa Fe
campus. A task force in the liberal arts will be
established during the coming year similar lO that at
the University of Chicago in 1936-3·7. The overall
purpose will be to examine intensively, but without
immediate practical pressure. the role and nature of
liberal education, from the perspective of 35 years.
Not a "self-study" in the ordinary sense of the
word, the project will aim at the intellectual
improvement of the College. The re-examination will
be a systematic free speculation about premises,
methods, and materials. Emphasis will be on the
unity of liberal .studies. Present investigative trends
within the Faculty suggest that the focus might be on
the relation of poetry and the language arts to those
of the laboratory and mathematics. It seems that the
College has been more successful in assimilating to
one another philosophy, mathematics, and natural
science than at including works of the poetic
imagination in the unity.
William Darkey has happily agreed to direct the
task force. He will devote two months to travel and
planning during his sabbatical year so that the
principal work of the study can be undertaken during
the academic year 1974-75. Working with Mr. Darkey
will be Tutors from both campuses who have
professional competence in at least one discipline and
who have experienced, at St. John's teaching in
several of them. Visiting scholars will be included in
the endeavor. They will be. chosen for their general
awareness of the essential undertaking and their
ability to contribute some specialized knowledge.
Each will be able to articulate the eleme·nts of his
own discipline and to relate it to a unified study of
the liberal arts. The College has high hopes for the
success of this venture. For many years only a dream,
the project now becomes a reality, thanks to the
grant from the Nationa! Endowment.

As we participating graduate students know
from experience, there will long remain
available a sufficient number of graduate
institutes dedicated to the training of
specialists within the various
disciplines-specialists devoted to the
analysis of the increasing data within those
disciplines. What is absent at a time when it
is increasingly needed is a graduate program
that will perform the synthesis of the

11

�The College

The Tutors
The intellectual life of the College depends in
large measure upon the calibre of the Tutors. The
Annapolis Faculty has a larger number of faculty
members with long years of teaching in the St. John's
Program. Three-fifths of them hold tenure
appointments. By contrast, less than half of the
Tutors on the Santa Fe campus are tenured.
Experience has shown that usually only one out of
every three or four new appointees finally achieves
tenure at the College. This would seem to reflect
adversely on the sele~tion process for new
appointments. Yet the Instruction Committee on
both campuses devotes long hours to interviewing
candidates, to examining credentials, and to arriving
at the best possible decisions. The answer apparently
lies elsewhere.
It has become clear that ways and means must
be found to orient new Tutors more effectively at
Santa Fe. With a view to accomplishing this, the
College included, as part of its application to the
National Endowment for the Humanities, several
proposals. Approval of the grant now means that all
of them can be given effect over the next five years.
First, money will be available so that ail new Tutors
can be assigned only a two-thirds teaching load. This
will enable these men and women to audit classes and
to assimilate themselves more rapidly to the St.
John's Program. Second, f4nds will be sufficient to
provide released time for three of the most senior
Tutors on the western campus to serve as archons for
the newer Tutors in different subject matter areas.
Third, it will be possible to •finance, through the
grant, an exchange of Tutors each year between the
two campuses. A more experienced Tutor from
Annapolis may change places with a more junior
Tutor from Santa Fe. Finally, to provide for the
continuing intellectual growth of the Tutors, funds
will be made available for establishing faculty study
groups. These will provide a welcome measure of
stimulation and, at the same time, will enable Tutors
to explore areas that might subsequently be included
in the curriculum.
For the coming year, two new Tutors were
appointed on the Annapolis campus: Leo Raditsa,
who holds the Ph.D. degree from Columbia
University in History, and C. Reed Woodhouse a
Kenyon College graduate who studied at Keble
College, Oxford. Robert S. Bart, John Sarkissian,
David H. Stephenson, and James M. Tolbert return
following sabbatical leave, while Louis N. Kurs, Hugh

12

P. McGrath, Robert L. Spaeth, and Deborah M.
Traynor will be on sabbatical leave. Three other
Tutors will be on leave-of-absence: Alvin N. Main,
Robert A. Goldwin, and David H. Stephenson. The
teaching appointments of Cecil H. Fox and Edwin E.
Hopkins are completed. For the academic year
commencing in September, the Annapolis Faculty
will again number 53, including six part-time Tutors
and the seven Tutors on leave.
The Santa Fe Faculty experienced a large
turnover at the end of June. Harvey L. Mead, lll,
Michael K. Mechau, and George N. Stanciu were not
granted tenure and left the College. Four other
Tutors completed their appointments and left as well:
John S. Chamberlin, Edward H. Porcella, Genevieve
Townsend, and Lenke Vietorisz. Finally, Mrs.
Caroline Richards resigned in order to accompany her
husband on an assignment in Chile. For the coming
year, Charles Bell and Roger Peterson will be on
sabbatical leave, while Dean R. Haggard and Richard
B. Stark have been granted leave-of-absence. Mr.
Stark received grants from the National Endowment
for the Humanities, the International Folk Art
Foundation, and the Spanish Government for a year
of scholarly study and research in Spain.
It is good to report certain strong, mitigating
factors whi\'h will work against any serious
instabilities resulting from this turnover of faculty.
Two senior Tutors return from sabbatical leave,
Michael Ossorgin and John S. Steadman. Don B.
Cook, who resigned a year ago to accept a position in
the Santa Fe Preparatory School, returns to the
Faculty. Thomas K. Simpson is transferring from the
eastern campus to the western campus. Moreover,
three of the new appointees are St. John's graduates
who are thoroughly familiar with the College. These
are: William H. Donahue, who has just completed his
work for the Ph.D. degree in the Histoty of Science at
King's College, Cambridge; James R. Mensch, who
comes with the M.S.L. degree from the Pontifical
Institute of Medieval Studies in Toronto; and Howard
Zeidennan, who holds the Master's degree from
Princeton University in Philosophy. Another new
appointee, Bruce E. Venable, is a graduate of St.
Mary's College, where he followed a curriculum quite
similar to that of St. John's;
The other new Tutors are: Lorna Green, who
has the Ph.D. degree from Rockefeller University in
Biology and is working toward a second Ph.D. in
Philosophy at the University of Toronto; Richard L.
Michaud, with a Ph.D. degree from the University of
Vermont in Biology and teaching experience at

�October 19 73
Webster College; Stephen R. Van Luchene, who has
just received the Ph.D. degree from Notre Dame
University in English; and Mrs. Lynne M. Hamilton,
who holds the Ph.D, degree in English from the
University of California, Santa Barbara, and. has had
teaching experience there. Finally, Paul D. Mannick,
who has completed three years as a Teaching Intern,
has now been given a regular, first-year appointment
to the Faculty. Patrick Hanson, a Teaching Intern last
year, continues for a second and final year, teaching
one class and supervising equipment and supplies in
the physics laboratories.
Mention should be made of an amendment to
the College Polity whereby prospective Tutors may
apply for and be granted a special first-year
appointment and subsequent reappointments on a
part-time basis. This legalizes a practice which the
College has followed in a number of cases over recent
years. Should such a Tutor desire to be considered for
a regular appointment, he will be permitted to make
application to the Instruction Committee, and
part-time service already rendered to the College will
be considered on a fractional basis toward eligibility
for tenure and sabbatical leave. Note should also be
taken of the increase in the scale of compensation for
retired Tutors. Five such Tutors emeriti are now on
the College's rolls: Ford K. Brown, Wiley Crawford,
Simon Kaplan, Jacob Klein, and William K. Smith.
John S. Kieffer embarks this year upon his fifth and
final post-tenure appointment as a Tutor.

The Students
At the two Commencements in May, the College
awarded its first two degrees summa cum laude to
Mark D. Jordan, of Denton, Texas, and to David K.
Allison, of Charlotte, North Carolina. This
represented a change in the longstanding policy of the
Faculty that the highest honor was to receive the
Bachelor's degree magna cum laude. It was felt that
the former policy might work to the disadvantage of
the ablest students in their competition for places and
stipends in graduate schools. The Faculty recalled the
literal translation of the Latin words, "with highest
praise," and affirmed the correctness of such an
accolade for the two seniors this year.
In all, 96 Bachelor's degrees were awarded, 63 in
Annapolis and 33 in Santa Fe. Paul D. Mannick, of
Los Angeles, California, was awarded the degree of
Master of Arts. Three graduating seniors received
Thomas J. Watson Foundation Fellowships: Mark D.
Jordan at Santa Fe; and Prudence E. Davis of

Whiting, Indiana, and Jan L. Huttner of Livingston,
New Jersey, at Annapolis.
Duane L. Peterson Scholarships, awarded to a
junior on each campus for academic achievement,
constructive membership in the college community,
and commitment to postgraduate study, went this
year to Nelson Lund, of Annapolis, Maryland, and to
Alejandro Medina, of Gardena, California. It is
noteworthy as well that Anne C. Ray, of Montclair,
New Jersey, received a special award from the
National Conference of Christians and Jews in New
Mexico for her outstanding work as director of the
Outreach program under a Title I federal grant.
Enrollment reached a record figure of 37 5 on
the eastern campus this spring, while the western
campus began the year with 260 students and ended
it with 246 enrolled. A January class was admitted on
each campus, the first such class for Santa Fe. Dean
Darkey has expressed some reservations about the
plan, largely because of fatigue arising out of
intensive work from January through the summer and
into the fall of the sophomore year. He also believes
that the group is too isolated, especially during the
summer semester when very few undergraduates are
on either campus. Finally, he notes the pedagogical
disadvantage that there is no time available for
corrective work should such be needed between the
freshman and sophomore year. These observations
will be considered by the Instruction Committee to
determine whether there should be a change in
policy.
The following chart shows enrollment on each
campus at the opening of the College in the fall and
again at the end of the second semester in the spring.

Annapolis

Men
May
August

Freshmen
February Class

61

Sophomores

56
46
38

55
42
38

201

Freshmen
January Class
Sophomores
Juniors
Seniors

60

Totals

Juniors
Seniors
Totals

56

Women

August

67

May

Total
August
May

128

49
23
32

62
9
50
21
31

105
69
70

118
20
105
63
69

202

171

173

373

375

48
32
20
12

42
5
29
20
12

108

39
25
24

53
9
31
21
24

71
45
36

95
14
60
41
36

148

138

112

108

260

246

II

Santa Fe

13

�The College
Students and their parents continue to find high
fees a real obstacle to a St. John's education. The
decision to hold fees steady in Santa Fe, while
increasing those in Annapolis from $3,900 to $4,150,
did not result in any great flow of students from the
eastern to the western campus. It is significant that
$226,207 in financial aid through grants and jobs was
provided at Annapolis while the even larger sum of
$261,654 was expended for this purpose at Santa Fe.
Approximately half of all students enrolled received
some form of aid. A student employment bureau at
Santa Fe turned up jobs worth $9,000 in the
community, and developed summer jobs worth
$18,000. Elizabeth Goldwin, '74, will continue her
good work in running this agency.
Admissions

Admissions applications for the fall of 1973
followed the downward national trend. As a result,
the freshman class in Annapolis numbers only 105
while that in Santa Fe totals 92. It is hoped that this
will prove to be a temporary phenomenon, since both
Directors of Admissions are convinced that there are
at least 500 high school graduating seniors each year·
who would be strongly attracted to the St. John's
Program. Greater effort will be made this year to
enlist the help of alumni of the College and of the
Graduate Institute in identifying and interesting able
candidates for the Class of 1978. Comparative figures
for 1971-72 and 1972-73 follow:
Santa Fe

Annapolis
1971-72

1972-73

Applications
Approved
Rejected' . ·
Withdrawn
Deposits Received
Enrolled

253
140
44
63
123
123

204
169
24
63
106
105

Catalogues Mailed
. Visitors

3,117
319

1971-72

2,241
231

1972-73

257
60
90
107
108

167
136
23
54
89
90

5,118

4,443

177

151

175·

The geographical distribution of the Class of
1977 appears in the chart below. (In each case the
first figure is for the Annapolis campus, the second
for Santa Fe.)
Alabama
Arizona
California
Colorado

3
1

Connecticut 5

14

5
22
9

Massachusetts
Michigan
Minneso·ta
Mississippi
Missouri

3
2
2
. I

-

~

Pennsylvania
Rhode Island:
Tennessee
Texas
Virginia

9
I

2
-

12

12

Delaware
Dist. of Col. 1
Florida
Georgia
Illinois
s
Indiana
Iowa
Kansas
Maine
Maryland
17

2

Montana
Nevada
New Hampshire 2
New Jersey
6
New Mexico
Neyv York
13
North Dakota
Ohio
4

5

Oregon

I
3
3

Oklahom:o~

I
8
2
2

2

w.,h;ngton
2
Wisconsin
W. Virginia
Afghanistan
B. West Indies England
Italy
Scotland
Virgin Islands I

2

The Staff

The Provost reports that the year has been most
frustrating in many respects. The Annapolis campus
suffered a grievous loss in the death of Margaret
Lauck former secretary to the Dean, who had just
'
been appointed Registrar of the College. Mrs. Lauek' s
place was then taken by Mrs. Christiana White, who
had been serving as Assistant Director of
Development. This transfer, together with the
resignation of Mrs. Christine Constantine, '72,
graduate intern, aborted the reorganization of the
Development Office. The denouement was the
resignation of Russell Leavenworth as Director of
Development in January. From that point on the
Provost assumed personal direction of fund-raising
and public relations, completing the year successfully,
to his great credit
For the corning year, the Development Office
will be in the capable hands of William Dunham,
whose appointment became effective August !st. Mr.
Dunham is a graduate of Carleton College, who
subsequently earned a Master's degree at the Fletcher
School of Law and Diplomacy. He served in the
Foreign Service for two decades and then resigned to
become Secretary of Carleton College, with
responsibility for its total development program.
After nine years, he resigned to join a college
management and counseling firm in Washington, D.C.
Both the Provost and I have high expectations for the
office under Mr. Dunham's leadership.
In other personnel changes for the past year, the
Provost reports the appointments of Miss Janet
Nelson, '72, as curator of the laboratories, replacing
Thomas Casey, '71; of Mrs. Carolyn Logan, as
secretary to the Provost, replacing Mrs. Barbard Field;
of Randolph Campbell, '72, as manager of the Print
Shop; of Mrs. Lynne. Calhoun as switchboard
operator, replacing Mrs.· lone Moore; and of Mr.s.
Nancy Blackburn as secretary to the Registrar m
March, replacing Miss Susan Timmerman. For the
corning year the Provost has appointed Ray A.
Williamson as Assistant Dean, succeeding Geoffrey J.

�October 1973
Comber, who returns to full-time teaching following a
helpful stint in administrative service.
At the request of the administrative staff, the
Staff Council was created, to keep members better
informed on changing college policies and to
constitute a voice to administrative officers on
matters of common concern. The Provost and the
Treasurer state that the Council has fulfilled its
purposes admirably.
At Santa Fe a number of new appointments
were made, severai of them incident to the change in
the deanship. David Jones succeeded Robert Neidorf
as director of the Graduate Institute in Liberal
Education on June 1. Miss Ellen Gant, secretary to
Mr. Neidorf, moved with him to the dean's office arid
simultaneously assumed new responsibilities as
Registrar, succeeding Mrs. Joyce Ricketts. Mrs. Sue
Boyter, former secretary to the Dean, was promoted
to the position of director of student aid, since Mrs.
Vivian Knight resigned from the College for
maternity reasons. Mrs. Geneva Mantelli was
appointed Executive Secretary to the President in
October, following the resignation of Mrs. Geraldine
Foster.
One of the most important appointments on the
western campus was that of Emery Jennings, who
became business manager on May 1, succeeding James
Carr. Mr; Jennings came to the College with extensive
experience in college business management and
financial matters, having served most recently as
Treasurer and Acting President of Arapahoe
Community' College in Colorado. Ralph J. Quintana
was na;,ed Assistant Dean for 1973-7 4, succeeding
Mr. Haggard, whci is to be commended for both his
fairness and his firmness in dealing with students.
Other personnel changes for the new year included
the appointment of Mary Branham as Assistant to tlie
President and Director of Public Information; the
reappointment of Miss Beverly Ross as secretary of
the Graduate Institute; the appointment of Mrs. Alice
Roybal as cashier, replacing Mrs. Leila Summers; and
the appointment of Mrs. Maria Lopez, replacing John
Stroud in the machine room.
In the library, Mrs. Ruth Haggard resigned
because of illness in April and. was succeeded as
director of reader services by Miss Tracy Kimball.
Mrs. Leona Wright was promoted to be secretary to
the Librarian in April, and Mrs. Julie Gaines became
typist to the Assistant Librarian in May. For the
coming year, a second cataloguer, John Des
Rouchers, has been appointed, thanks to the grant
from the National Endowment for the Humanities.

The Libraries
Approximately 2,300 books were added to each
library collection during the year under review. Miss
Charlotte Fletcher, the Annapolis Librarian, reports
the accession of 997 new titles, while 446 volumes
were discarded from the collection. Miss Fletcher
expresses concern over the five-year increase of some
fifty percent in the price of books and urges a greater
a!"iocation of funds for'book purchases in each annual
budget. This becomes particularly crucial now that
the College is no longer receiving the $5,000 annual
grant under the Title II Prograin of the Federal
Government.
· At'.Santa Fe Mrs. Alice Whelan, the Librarian,
reports a significant strengthening of the collection in
sec.ondary material related to program authors other
than the classic Greek and Roman, upon which the
library concentrated last year. Work was begun on
establishing conventional titles for literature, which
will bring together. in one place for the user all
editions, versions, and translations of a given work.
Richard Stern, Santa.Fe author, continues to give
notable leadership to the Library· Associates
Committee. Through funds raised at the
well-attended series of Book and Author Luncheons,
the Committee presented the Library with: La Bible
de Jerusalem. the Cambridge Bible Commentary on
the New English Bible, the Encyclopaedia Judaica,
selected correspondence of Michael Faraday, the
works of Edward Gibbon, the Oxford edition of the
works of Jane Austen, and the New York Edition of
the works of Henry James. Dr. Rudolph Kieve gave a
notable collection of Durer prints. And three fine
collections of books were received from J. Burchenal
Ault, Robert Kohler, and Dr.J oseph J. Jones.
As this report is being written, the music
collection is moving into its new quarters in the
Sternberger-Weis Music and Fine Arts Center. The
music library. there will have ample space for the
regular and special collections, as well as six listening
booths for phono-discs and phono-tapes. The
Librarian reports that the Ellsworth Grumman
Collection has been completely catalogued and work
on the Amelia Elizabeth White Collection is well
underway. Cataloguing of the Wilhelm Schmidt
Collection will begin in the early fall.
The Graduate Institute
On August 17, 1973, the seventh session of the
Graduate Institute in Liberal Education came to an
end with the fifth commencement exercises. A record
15

�The College
number of 36 Master's degrees were awarded,
bringing to Ill the total number of Institute
graduates. This year's Masters came principally from
Albuquerque, Baltimore, Chicago, New York, Santa
Fe, and Washington, D.C., reflecting the success of
the _generous Institute fellowship grants of the Astor
Foun~ation, the Cafritz Foundation, the Hoffberger
Foundation, the Holzman Foundation, the Henry
Luce Foundation, and the Richardson Fund. Robert
A. Neidorf and David C. Jones, outgoing and
incoming directors of the Institute, join me in
expressing the gratitude of the fellowship recipients
and of the College to the trustees of each of these
foundations.
For the fourth and final year, a generous
sustaining grant of $45,985 was received on a
matching basis .from the National Endowment for the
Humanities to support the Institute. This included
modest funding for the second year of the high
school workshop, the Holzman Foundation providing
a matching amount. In the coming year, new
underwriting of the Institute and the workshop wilL
have to be discovered. Letters from both teachers. and
students attest to the value of this annual summer
program for the participants. In expressing gratitude
to the College, one teacher wrote: "It has been a
privilege to attend St. John's and learn und'er many
master teachers. I emulate as many of their
techniques as possible in the public schools." Another
wrote: "I must say that I am very excited by what I
have seen here. The experience appears to be
changing the course of my life in a very subtle, a very
beautiful way."
The Alumni

Thomas Parran, Jr., Director of Alumni
Activities, reports successful involvement of the
alumni in counselling seniors, both as to ·graduate
schools and as to job opportunities. This appears to
be one of the most significant ways .in which alumni
can be of service to the College. A second area, .that
of-student recruitment, is also of vital importance. It
is hoped that more local chapters of the Alumni
Associatkm can be established and that each of these
will assume a measure of responsibility for interesting
guidance counsellors and able prospective students in
St. John's. With the exception of the New York
chapter, which conducted three seminars and
published a monthly newsletter, and with the
exception of the Annapolis chapter, which held a
monthly luncheon, little alumni chapter activity was
16

evidenced during the year. Perhaps this situation
could be changed as the College explains its need for
service from the alumni in both admissions and
placement.
At Homecoming in the fall, Bernard F. Gessner,
'27, was elected President of the Association and
William W. Simmons, '48, Executive Vice President.
Alumni Awards of Merit were given to Miss Miriam
Strange, for many years Registrar and now College
Archivist, to Paul L. Banfield, '23, founder of the
Landon School, and to Myron Wolbarsht, '50,
Professor of Opthahrtology at Duke University
Medical Center. In alumni elections to the Board of
Visitors and Governors, Julius Rosenberg, '38, was
re-eleGted for a three-year term, while Thomas E.
Stern, '68, was elected to his first term, succeeding
Mr. Wolbarsht. This affords the Santa Fe campus its
first alumni representation on theBoard.
Again this year the Alumni Annual Giving was a
part of the 275th Anniversary Fund, the College's
major fund-raising drive. Every annual gift counted
toward the overall objective of $5 million for the
Annapolis campus. In spite of some confusion on this
score, the alumni on the Annapolis campus
contributed almost exactly $100,000 during the fiscal
year. Of this total $37,500 was unrestricted money in
the annual giving campaign, $33,650 was for
endowment, $I 7 ,I 00 for plant additions, and the
balance for other purposes. The College records its
thanks to eaclr of the I 47 King William Associates, to
each of the 532 other donors, and to the many class
captains, telephone volunteers, and committeemen. It
was gratifying that the. annual giving exceeded the
budgeted goal by several thousands of dollars.
The Sternberger-Weis Music and F.'ine Arts Center

Construe t.ion was completed in the early
summer oh this latest addition to the physical plant
in Santa Fe. Designed as a wing of the future library
building, the new structure completes all the
classroom facilities needed by the College. Most of
the furnishings are either in place or on order, so the
building will be in full use at the opening of the fall
term. The main donor of the center is J~c Holzman,
'52, a Visitor and Governor of the College, who gave
$300,000 as a memorial to his grandparents, Estelle
M. Sternberger and Rabbi J. Max Weis. A grant of
$75,000 was helpfully provided by the Kresge
Foundation of Detroit, Michigan, while a bequest
from the late Flora Conrad of Santa Fe, a
contribution of $15,000 from Mrs. Minnette

�October 19 73
Holzman for furnishings, and several other gifts
completed the financing of the building at
approximately $412,000. A dedication ceremony is
scheduled for October 13, 1973, to coincide with the
next meeting of the Board in the Southwest.
The Physical Plants

At Santa Fe, noteworthy gifts enlarged the total
area of the campus to 310 acres. Mr. and Mrs. John
Gaw Meem gave twelve acres of land on the east side
of Arroyo Chamisa, while Mr. and Mrs. LeRoy
Manuel donated three acres to the north of Camino
de Cruz Blanca. An additional nine acres were
purchased from the Manuels, thanks to generous
donations for the purpose by Mrs. Sallie Wagner and
Dr. and Mrs. Edwin Cook, all of Santa Fe.
Acquisition of the Manuel land assures an
unobstructed view to the north from the College.
Finally, Captain and Mrs. C.O. Ward of Santa Fe gave
an additional ten acres of land off Old Santa Fe Trail,
their third helpful gift of property to St. John's.
At Annapolis, a number of campus
improvements were made. The Junior Common
Room in McDowell Hall was redesigned and new mail
boxes were installed, thus greatly relieving the
morning mail rush. The two music seminar rooms in
the Key Memorial were further insulated and given
wall-to-wall carpeting, with gratifying acoustical
results. Additional lampposts were installed in the
Woodward Hall-Chase-Stone House area, considerably
enhancing securitv on campus. The campus has never
looked better, thanks to the tireless labor of David W.
Tucker, Superintendent of Buildings and Grounds,
and his staff. The Treasurer, Charles T. Elzey,
expresses two concerns: one as to the costly effect of
the Williams-Steiger Occupational and Health Act of
1970 if fully invoked, and the other as to the physical
condition of Paca-Carroll House, Randall Hall, and
Iglehart Hall. All three will require extensive
renovation to restore them to first"class condition.
'I must' express my disappointment that the
Board decided not to undertake any major building
program on the Annapolis campus at this time. While
recognizing the financial hazards in adding more
overhead costs to the annual budgets, I had thought
that the timing was opportune to take a first major
step to implement the I. M. Pei plan for campus
development. This plan called for a new athletic
center in the western corner of the campus,
reconstruction of the present gymnasium as a dining

facility, and conversion of the present dining hall and
kitchen in Randall Hall into a two-story coffee shop.
State legislative leaders had expressed interest in
having the proposed St. John's Center designed in
such a way that it would not only meet the College's
athletic needs, but could serve as the scene for several
major state functions each year. I hope that this
project can be revived in the next year or so.
Future California Campus

Agnes, Andrew, and Herman Marks of Salinas,
California, made a gift to the College this spring of
their ranch, subject to life tenancy. This superb tract
of rolling land, some 760 acres in area, lies in the hills
west of Salinas about a quarter of the way to the
Monterey Peninsula. By terms of the deed, St. John's
College must use the land for construction of a
campus within a twenty-year period. The Marks have
agreed that part of the land could be leased to other
educational institutions if not needed by St. John's.
The earlier Marks fam:ily gift of some 20 acres above
Point Lobos has now been deec!_ed to the State of
California by the College. It is an exciting prospect to
think that a third St. John's campus may well
materialize on the west coast sometime in the next
two decades. The necessary conditions would appear
to be the cemjlletion of the physical plant and the
establishment of a substantial endowment at Santa
Fe. Once the Annapolis and Santa Fe campuses are
securely underwritten for the future, the College will
welcome the appearance of a venturesome donor, or
donors, to make the California campus a reality.
Meanwhile, I should like to record the appreciation of
the College community to the Marks family for their
far-sighted and generous philanthropy.
Finances

The Provost is gratified to report that gifts and
grants of $255,090 for current purposes enabled the
Annapolis campus to complete the fiscal yearwith a
modest favorable balance of $2,940. The College's
revenue rose from $I ,980,823 last year to
$2,164,551 in the year under. review, At the same
time, actual expenditures were $2,161,611, well
within the budget figure of $2,192,508. For the
coming year, a tentative budget of $2,216,405 has
been adapted. This will necessitate raising $231,)55
in gifts and grants to achieve a balanced situation.
The Santa Fe campus was not so fortunate. In
17

�The College
spite of receiving the munificent sum of $715, 12!i in
current gifts and grants, the College closed the year
with a substantial deficit of $77,963. It is noteworthy
that the western campus actually expended
$1,939,790, some $13,000 less than the budgeted
figure of $1,952,618. The loss incurred over the fiscal
year was charged off against a m.odest reserve fund
created by a major gift two and a half years ago.
Unfortunately, this leaves only $58,322 in reserve for
future operations. The tentative Santa Fe budget for
1973-74 calls for expenditures of $2,074,639, as
compared to anticipated normal revenues of
$1, i 94,321. This leaves $880,318 to be raised in gifts
and grants, approximately $100,000 of which will be
covered by the new grant from · the National
Endowment for the Humanities.
2'75th Anniversary Fund
As the second year of the 27 5th Anniversary
Fund campaign ended, Victor Bloede, National
Chairman, reported that $2,054,871 had been raised
toward the $5,000,000 goal for Annapolis and
$6,479,053 toward the $10,000,000 goal for Santa
Fe. The most disappointing feature of the drive thus
far has been the College's failure to attract more than
two major gifts for endowment. The situation is
particularly urgent on the western campus where the
endowment funds total only $253,556, as compared
with $8,699,979 at book value in Annapolis. It is
hoped that the third and final year of the drive will
result in substantial increments to the College's
permanent funds on both campuses.
In this connection, J. Burchenal Ault, the Vice
President at Santa Fe, deserves special commendation
for his painstaking work in creating the St. John's
College Foundation Endowment Fund. This
instrument, fully approved by the Internal Revenue
Service, enables a private foundation to close itself
out by gift to St. John's. The funds are then
co-mingled for investment purposes with the College's
endowment. By verbal agreement with the donor
foundation, its wishes as to the application of annual
income are given careful consideration for a specified
period of years. A tthe end of that period, the College
receives the full income earned, as well as the corpus
of the fund. The first such gift was received this year,
$50,717 from the Los Alamos Ranch School Fund.

Endowment for the Humanities. The Foundation
voted an outright grant of $388,150 and a
supplementary conditional grant of $300,000. The
latter will be paid over only if the Endowment
receives gifts of half that sum by December 31, 1973.
Needless to say, the Vice President and l will make
every effort to qualify for the full amount of
$688,150. The Endowment's grant will enable the
Santa Fe campus to do a number of things which
limited budgets have never permitted: released time
for new and older tutors to improve the quality of
instruction, a regular exchange of tutors between the
two campuses, a more rapid rate of library
acquisitions, and establishment of a task force in the
liberal arts. I should like to record the College's
gratitude to the Trustees of the National Endowment
for the Humanities. Tutors and students alike
anticipate great benefits from the grant. They .also
conside• it tangible recognition by the Endowment of
the College's accomplishments to date, as well as
confidence in its future.
The following charts summarize all gifts and
grants received on the two campuses during the
1972-73 fiscal year, showing both their sources and
their application. Gifts in kind of land, equipment,
books, and art objects are not included in these
figures. They would add an impressive total.
Annapolis

Santa Fe

9,526

1 693,302

3,464
99,458
4,140
29,335
135,014
18,682
24,919

15,6HO
3,534
1,483
5,357
198,234
221.814
14,201
___ ,35',,695

$324,538

$1,189,300

$217,982
295
8,750

$' '543,205
8,173
38,575
84,941
'35,785
67,091
318,530
93,000

Donors
$

Board

Faculty, Staff
Students
National Committee
Alumni
Parents
Frie.nds
Foundations
Corpora tio·ns
Government

Purposes

Unrestricted
Library
Scholarships
Graduate Institute
Special Projects
Endowment
Plant
Debt Repayment

28,063
52,246
17,202
$324,538

$1,189,300

In Memoriam
Gifts and Grants
The largest grant recorded during the year was
the welcome five-year commitment from the National
18

It saddens me to record the deaths last
December of two men who served with distinction
and devotion on the Board of Visitors and Governors.

�October 1973
Mark Van Doren and Bromwell Ault. Mr. Van Doren,
poet, critic, and teacher, was a regular lecturer at St.
John's College. He was an Honorary Fellow of the
College and also Honorary Co-Chairman of the 275th
Anniversary Fund. Mr. Ault, businessman,
churchman, and philanthropist, had been Chairman
of the Board of Visitors and Governors and was an
honorary member at the time of his death. It pleases
me very much that his son, Burchenal Ault, Vice
President of the College, has established the Bromwell
Ault Scholarships on the Santa Fe campus in tribute
to his father. The College has lost two great and loyal
friends. They will be sorely missed.

* * *
Let me conclude on a personal note. First, I am
pleased to report that the Governor of the State has
seen fit to reappoint me for a second four-year term
as Chairman of the Maryland Commission on the
Capital City. Members of the Commission include the
Lieutenant Governor, the President of the Senate, the
Speaker of-the House, the State Senators from Anne

Arundel County, the Director of State Planning, the
County Executive, the Mayor of Annapolis, the
Superintendent of the United States Naval Academy,
and three other appointed citizens. The Commission
is responsible for coordinating the plans for growth of
the State, County, and City Governments, as well as
the Naval Academy. We are also charged with
preserving the distinctive character and atmosphere of
Annapolis as the State's capital city. My role keeps
me abreast of all developments which might affect St.
John's College in any way. It also affords me
excellent working relationships with officials of all
the government agencies at the State, County, and
City levels.
Finally, I wish once again to thank each Board
member for giving so unselfishly of his time, his
energy, his counsel, and his substance in support of
St. John's College. No college president has ever had a
finer and more devoted Board to work with. I shall
continue to sing your praises.
Richard D. Weigle
President
Santa Fe, New Mexico
August 31, 1973

19

�;l

0
""

"

(')

.."

St. John's College
Annapolis, Maryland
Comparative Balance Sheet, "July 1, 1972- June 30, 1973'

0

ii'

ASSETS

UABIUTIES AND FUND BALANCES
1973

1972

CURRENT FUNDS

Unrestricted
C~h

Investments- at Cost

'

44,026

157

'

67,264

157

5,094

8,747

16,769

Accounts Receivable
Due from St. John's College
Santa Fe

16,339
8,760

14,152
19,376
26,595

Other Receivables
Deferred Expenses
Bookstore Inventory

126,169

'

130,380

c~

Investments- at Cost

7,014

840
278,230
286,084

Total Current Funds

'

412,253

'
'
'

Fund Balances

9,604
840
284,827

c~h

Total Cunent Funds

425,651

13,011

731

'

$

130,380

'
'

286,084

'

295,271

286,084

'

295,271

s

412,253

$

425,651

'

159,191
15,585

'

164,852
14,164

$

174,776

!__

179,016

230
56,279
31,487
14,590

LOAN FUNDS
Federal Adv.ances for NDS Leans
Fund Bal~ce

s

126,169

23,583

295,271

LOAN FUNDS

Student Loans Receivable·
National Direct Student Loans

27,940
1,574
60,133
23,073
17,660

$

Restricted
Due to Other Funds

'

'

'

--

29,113

Restricted

Loans Receivable

llnrestricted
Accounts Payable
Due to Other Funds
Student Advance Deposits
Deferred Income
Reserve for Future Operations

1973

1972

CURRENT FUNDS

5,336

601

Total Loan Funds

173,079

161,034

ENDOWMENT FUNDS
Total Loan Funds

'

174,776

$

30,354
6,288
159,117
1,265,594

s

179,016

ENDOWMENT FUNDS
c~

79,354
7J6I,370

45,914
5,863
162,938
1,]7:!,594
94,330
40,620
7..307,839

$ 8,703,097

s 8,830,098

Friedland Student Loans
Faculty Home Loans
Santa Fe Campus Note
Other
Investment Cash Account
Investments- at Cost
Total Endowment Funds

$

1,0!0

PLANT FUNDS
c~

lnvestmenta- at Cost
Land and Campus lmpn;wement
Buildings
Equipment
Lap.d and Iinprovemen t California Property

'

325
79,158
375,677
5,373,537
394,221

'

75
919
375,677
5,516,154
394,221

--

584,000

Total Plant Funds

$ 6,222,918

$ 6,871,046

Total Funds

$15,5!3,044

$16,305,811

Principal, Unrestricted as to
Income
Principal, Restricted as to Income
ReseiVations of Profits- Sale of
Securities
Un~xpended Income
lnvestmen 1 Funds Held for
Santa Fe Campus
Total Endowment Funds

$ 7,530,057
972,207

$ 7,559,780

996,2!8

199,885
948

143,981
(211)

--

130,330

$ 8,703,097

$ 8,830,093

PLANT FUNDS
Due to Other Funds
Investment ln Plant
Unexpended Plant Funds

'

-6,143,435
79,483

'

42,026
6,828,026

994

Total Plant Funds

$ 6,222,918

$ 6,871,046

Total Funds

$15,513,044

$!6,305,81]

�St. John'sCollege
Santa Fe, New Mexico
Comparative Balance Sheet. July 1. 19T2- June 30, 1973

LIABILITIES AND FUND BALANCES

I972

CURRENT FUNDS

!973

ASSETS

1973

1972

CURRENT FUNDS
Unrestricted
Cash
Investments- At Cost
Accounts Receivable
Prepaid Expenses
Bookstore Inventory

38,480
16,340
11.747
5!,072
21,629

65.773
56.262
2.870
78.159
21.694

$ 139,268

$ 224,758

42.1:.2
174,388

234
5 Ll60

216.510

10,000
15,984
16,769
]9.63!
75.987
897

_ _J8,32~

139.268

51.394

355,77/1,

Unrestricted
Note Payable
Accounts Payable
Due to Annapolis Campus
Due to Other Funds
DefeneU Income
Reserv~ for Future Operations

$ 224,758

18,962
16,339
33,103
98.032

276.152

Restricted
Fund Balances

c~h

Investments· At Cost

Total Current Funds

s 216.510
----

~

$ 216.510

Restricted

51,394

~

-~76,152
--

$

155,600
28,606

s 170,459
28,625
----

s

!84,206

$

LOAN FUNDS
Total Current Funds

Federal Advances for NOS Loans
College Loan Fund Balance

LOAN FUNDS

c,;,

19,978
!.GOO
149,701
27.232
U73

12.740
1.000
144.064
26.402

United Student Aid Deposit
National Direct Student Loans
Other Student Loans
Due from Current Fund

Total Loan Funds

Liability under Agreements
Total Loan Funds

s

184,206

$

Total Life Estate Funds

s

207.125

s 207J25
----

$ 202.950
---$ 202,950
----

ENDOWMENT FUNDS

125.876

1.428
252.128

!35,757

Investments- At Cost

$ 202,950

$ 207,125

$ 202,950

END0Wfi.1ENT FUNDS
Fund Balance
Total Endowment Funds

$

135,757

s

$

135.757

$ 253,556

253,556

$ 253,556

9,881

c~

5 207.125

199.084

-------------

Total Life Estate Funds
LIFE EST ATE FUNDS
Due from Other Funds

I99,084

LIFE ESTATE FUNDS

PLANT FUNDS
Total Endowment Funds

$

Note Payable $
2.154
Loan Payable to Annapolis Campus
Dormitory Bonds -Series 1964
Series 1966
Due to Other Funds
Net Investment in Plant
Unexpended Plant Funds

2,154
1,265,594
824,000
840,000
I87 .494

1,038
185,226
!54,479
314,024
5,403,448
472,567
116,969

9,625
119,244
!87,25 I
504,777
5,842,7i6
499,324
118,163
13,334

Total Plant Funds

$6,647,75!

$7,28!,160

Total Funds

$7,530,617

$8,212,90:

154,479

1,172,594
810,000
825,000
184,354
3,932,592
!87,251

Total Plant Funds

$6,647,751

$7,281,160

Total Funds

PLANT FUNDS
Cash
Investments
Bond Sinking Fund Investments
Land and Campus Improvements
Buildings
Equipment and Furnishings
Library Books
Due from Current Funds

S7,530,617

$8,212,902
----

3,187,766

??

s
r:r
~

&lt;.0

.....
""

.....

"'

�The College

ST. JOHN'S COLLEGE
Annapolis. Maryland Santa Fe, New Mexico
CONDENSED STATEMENTS OF REVENUE AND EXPENDITURES

Fiscal Years Ended June 30, 1972 and 1973

SANTA FE

ANNAPOLIS
REVENUES

1971-1972*

Educational and General
Tuition
Endowment Income
Gifts and Grants
Graduate Institute Grants
State of Maryland Grants
Miscellaneous
Totals
Student Financial Aid
Auxiliary Enterprises
Bookstore

Dining Hall
Dormatories
Totals
Total Revenues

1972-1973

1971-1972

1972-1973

$ 902,135
414,987
225,327

$1,027,309
419,357
217,135

$ 640,126
5,122
673,744
90,584

$ 756,446
7,166
550,134
112,682

23,500
25,099
$1,591,D48

22 ,500
43,733
$1,730,034

34,890
$1.,444,464

45,206
$1,471,634

89,079

$ 105,014

$

$

45,324

$

52,310

38,850
154,059
144,974
$ 337,883

$

48,486
166,031
128,773
$ 343,290

$

53,091
168,486
147,380
$ 368,957

$

36,147
137.163
120,816
$ 294,126

$

$2,023,417

$2,204,005

$1.783,916

$1,861,827

$ 289,207
158,007
829,179

$ 290,397
168,280
900,038

19,194
343,618
$1,639,205

20,261
375,469
$1,751,445

$ 213.148
145,674
566,277
151,110
27.160
186.022
$1,289,391

$ 186,460
140,392
651,528
164,681
27,450
186,235
$1,356,746

$

33,975
89,889
109,303
$ 233,167

$

$ 279,381
9,894
41,555
330,830
$1,939,790

EXPENDITURES
Educational and General
Administrative
General
Instruction
Graduate Institute
Student Activities
Operation &amp; Maintenance
Totals
Auxiliary Enterprises
Bookstore

$

Dining Hall
Dormatories (Debt Service)
Totals

49,550
148,950

$

54,197
149,407

$ 198,500

$ 203,604

$ 196,748

$ 246,016

$ 196,748

$ 246,016

$ 189,348
16,369
52,295
$ 258,012

Total Expenditures

$2,034,453

$2,201,065

$1,780,570

Excess Revenue or
(Expenditures)

$

36,942
105,857
109,415
$ 252,214

Miscellaneous
Student Financial Aid
Federal Programs
Capital Appropriations
Totals

(II ,036)

$

2,940

$

3,346

$

*These figures differ slightly from the printed figures ill ·last year's Report of the President. which
omitted current restricted funds.

22

(77 ,963)

�ALUMNI MEMORIAL ENDOWMENTS'
$
Granville Q. Adams, 1929
Charles Edward Athey, 1931
William C. Baxter, 1923

ST. JOHN'S COLLEGE
Annapolis. Maryland
PERMANENT ENDOWMENT FUNDS, June 30. 1973

A.E. Mellon

Gift
of Donor

Foundation
Matching-Gift

$ 3I3.432

$

Total Fund
Principal

TUTORSHIP ENDOWMENTS'

--

I ,989,953
I50,2I6

2,679,845
500,000
150.000

$2.453,60I

Richard Hammond Elliott, 1917
Andrew E. Mellon Foundation Grants
Addison E. Mullikin, 1895
Arthur de Talman Valk, 1906

5 3I3.432
2,679,845
2,489,953
300,216

$3.329 .H45

55,783.446

-

SCHOLARSHIP ENDOWMENTS'

I5,000 $
$
Annapolis Self Help
25 .ooo
George M. Austin, 1908, Memorial
7,500
WalterS. Baird, 1930
3.070
Chicago Regional
8,672
Class of 1897
87,933
Class of 1898
I3.705
Dr. Charles Cook
135
Corp. George E. Cunniff,lll, 1930
35.429
Faculty
25,025
John T. Harrison, 1907
I50,250
Richard-H. Hodgson, 1906
42,787
Alfred HouSton, 1906, Student Aid
500
Houston Regional
36,000
Jesse H. Jones and Mary Gibbs Jones
36,648
Robert E. and Margaret Larsh Jones, !909
6,445
Arthur E. and Hilda Combs Landers, 1930
22,685
Massachusetts Rl!gional
30,262
Philip A. Myers, II, 1938
26,000
Oklahoma Regional
6,265
Thomas Parran. 1911, Memorial
560
Pittsburgh Regional
I2,500
Readers Digest Foundation
7,056
C).ifton A. Roehle
3,58I
Murray Joel Rosenberg Memorial
Hazel Norris and 0. Gmham
3,664
Shannahan, 1908
3,668
Clarence Stryker
1,552
Frederick J. Von Schwerdtner
9,743
Richard D. Weigle
N
v.&gt;

$ 62I ,635

$

I5.000
25,000

5

3,070

--

--

I35
2.359
20.025
I50.250
2,500
500
36.000

---

-

22.685
9,000
26,000

560

----

3,664
7 ,ORI
I.552
I7 .I 10

3,4I3

-7,367
323,864

30,000
50.000
7,500
6.I40
8,672
87.933
I3.705
270
37,788
45,050
300,500
45.287
I,OOO
72.000
36.648
6,445
45.370
39,262
52.000
6.265
I,I20
I2.500
7,056
3.58I

$

945.499

$

249.983

$

$

·-

125
625
1,000

1.100
6.425
25
600
Drew H. Beatty, 1903
125
Dr. William Brewer, 1823
855
Frederick W. Brune, 1874
2.638
Henry Duvall Chambers, !905
1,000
Henry M. Cooper, Jr., 1·934
58.683
Walter I. Dawkins, 1880
3)515
Robert r. Duer, Jr., 1921
1.135
In Honor of Dr. Philip Edwards, 1898
2.000
Joseph W. Fastner. Jr.. 1960
500
Allen Lester Fowler. 1915
I6.556
Edna G. and Roscoe E. Grove. 1910
40
Charles W. Hass, 1927
658
Dr. Amos F. Hutchins. 1906
!00
Clarence T. Johnson. 1909
!00
Clifford L. Juhnson, 191 I
Helen B. Jones &amp; Robert 0. Jones. 1916 I8.357
200
Jonathan D. Korshin, 1966
200
Oliver M. Korshin, 1963
Dr. W. Oscar LaMotte. 1902
5 .!40
J. H. E. Leg:g, 1921
23,223
I,020
William Lentz, \912
5,000
Leola B. and Thomas W. Ligon.l916
325
CoL Harrison McAlpine. 1909
James McClintock.l965, Prize Fund
466
Vincent W. McKay. 1946
20.800
Robert F. Maddox, 187 6
650
William L. Mayo. 1899
!2.2I9
Ridgley P. Melvin,l899
!00
Wm. S. Morsell, 1922. Athletic Fund
5.000
John Mullan. 1847
!0.000
5,533
Walter C. My lander. Jr .. 1932
H. Keith Neville.l905
I,OOO
Dr. John Newstadt, 1939
I.I09
Blanchard Randall. 1874
85I
7(12
Susa.n Irene Roberts. 1966
Leroy T. Rohrer. 1903
IOO
Harrison Sasscer, 1944
4.550
C. H. Schoff, 1889
500
Henry 1-". Sturdy. 1906
28.633
Rev. Fnoch. H. Thompson.l895
3.000
John T. Tu.:ker. 1914
2.500
Dr. Robert S.G. Welsh. 1913
125
Dr. \Villis H. \Vhitc, 1922
625
Amos W. W. \Voodcoek, 190}
2,000

1,100
6,425
25
800
250
I ,362
2.638
2,000
58.683
3,850
2,120
2.000
1.000
I6.556
40
I ,29I
!00
100
25.920
200
200
5,140
23,223
2,040
5,000
650
466
20,800
650
12,2I9
200
IO,OOO
20,000
5,533
2.000
1,!09
I ,I81
702
200
4.550
I,OOO
28,633
6,000
2.500
250
I ,250
3,000

34.973

$ 284,956

$

-

200
125.
507
1.000

335
985

-

500
633

--

-

7,563
-

-

I.020

-

325
!00
5,000
IO.OOO

I.OOO
330
IOO
500
3,000

0

"
0

~

STUDENT LOAN rUND ENDOWMENTS'

George Friedland
John David Pyle, 1962, Memorial

$

23,660
5,589

$

20,000
1,470

$

43,660
7,059

$

29.249

$

21,470,

$

50,719

o"

...
"
....,
"'
"'
&gt;-'

�;l
"'
C'1

!l:
OTHER ENDOWMENTS:
Hertha S. and Jesse L. Adams
$ 60,000
Concert Fund
355
Alumni Memorial Book Fund
Charles Edward Stuart Barton
500
Memorial Library Fund
308
Philo Sherman Bennett Prize Fund
25,000
Benwood Foundation Library Fund
20,200
George A. Bingley Memorial Fund
5,770
Scott Buchanan Memorial Fund
Helen C. and George Davidson, Jr., 1916 21,025
10,000
The Dunning Memorial Fund
3,000
Fund for Tomorro'w Lectureship
78
Floyd Hayden Prize Fund
Joseph H. Hazen Foundation
1,000
Lectureship Fund
Mary Safford· Hoogewerff Memorial
31,683
Library Fund
Margaret Lauck Memorial Library Fund
789
Library Fund
560
Monterey Mackey Memorial Fund
600
Emily Boyce Mackubin Fund
. .........
Ellen C. Murphy Memcr.iai Library Fund 1,500
Kate Moore Myers :.andscaping Fund
124,349
The Jack Wilen F&lt; undation Library Fund
1,000
in Memory of Murray Joel Rosenberg
Henry H. and Cora Dodson Sasscer
Newspaper Fund
1,500
Adolph W. Schmidt Fund
15,628
Richard Scofield .lv.i.(;morial Fund
I ,368
Mrs. Blair T. Scotts Memorial Prize Fund
518
Kathryn Mylroie Stevens Memorial
1,250
Prize Fund
Charles Eddy &amp; Eugene V. Thaw, I947
Lectureship Fund
15,900
Elma R. and Charles D. Todd Memorial
Library Fund
19,500
Millard Tydings Prize Fund
1,000
Clara B. Weigle Memorial Library Fund
I ,196
Daniel E. Weigle and Jessie N. Weigle
Memorial Fund
2,500
Victor Zuckerdandl Memorial Fund
19,325
Alumni Endowment
206,326
General Endowment
526,724

-

$

60,000

-

-

25,000

-

-

3,000
25

$ 120,000
355
500
308
50,000
20,200
5,770
21,025
10,000
6,000
103

-

1,000

-

31,683
789
960
600
75,192
3,000
124,349

400

-

-~

,..;._~·-

1,500

-

1,500
15,628
1,368
518

-

1,250

-

15,900

I9,500

-

--

SCHOLARSHIP ENDOWMENTS
Helen and Everett Jones Fund
Readers Digest Foundation
Nina Otero Warren Memorial Fund
General Scholarship Fund

39,000
I,OOO
l,I96

186,309
-

2,500
19,325
392,635
526,724

$ 295,734

$ 60,000
10,000
1,875
4,537
$ 76,412

LIBRARY ENDOWMENTS.
Emlen Davies Fund
Angeline Eaton Memorial Fund
Nina S. Garson Memorial Fund
Duane L. Peterson Memorial Fund
Victor Zuckerkandl Memorial Fund
Memorial, Honor and Life Membership Funds

1,000

-

~

~

SANTA FE ENDOWMENT FUNDS, JUNE 30, 1973

$

I ,118
1,150
2,000
800
1,000
31,171

$ 37,239
OTHER ENDOWMENT:
Bromwell Ault, Sr., Memorial Fund
Henry Austin Poetry Fund
Fletcher Catron Memorial Fund
Margo Dawn Gerber Prize Fund
Elizabeth R. and Alvin C. Graves Memorial Fund
Margaret Milliken Hatch Fu!J.d
Frank Patania Memorial Fund
Winfield Townley Scott Memorial Fund
E. l. "Tommy" Thompson Memorial Fund
Millard E. Tydings Prize Fund
Clare B. Weigle Memorial Fund
Jessie N. and Daniel E. Weigle Fund
Other Funds

$

I,037
5,500
1,300
I ,I41
8,881
35,000
3,341
2,535
I ,865
1,000
4,7I3
2,500
20,375

$1,49I,378

-

$ 89,I88
$I,I95,644
Total Andrew W. Mellon Foundation Grants
Reservation of Profits Sale of Securities

$ 143,981

$

Total Endowment Principal

$4,694,093

$4,005,886

FOUNDATION ENDOWMENT FUND:

$4,005,886

Los Alamos Ranch School Fund

-

$ 143,981
$8,699,979

$ 50,717

Total Endowment Funds

$253,556

�October 1973
bit more cautious by nature and less enthusiastic
about the project, took a year's leave of absence.
The Committee convened in O~tober. It included
Buchanan, Barr, their two graduate students, Adler,
Rubit•, McKeon, and McKeon's three students from
Columbia. Because Buchanan was less controversial,
having had little previous conn~Gtion with University
affairs, and because he had agreed to become a
pennanent member of the Committee, he was made
the Director. He immediately encountered the persisting hostility first provoked when the Committee
was proposed, and each attempt on Buchanan's part
to clarify the status of the Committee only made
matters worse. As Buchanan complait1ed to Hutchins,
"The Committee must have an authorization of its
status and function fitting to its single-minded end
and aim. The possibility of a decision to stay depends
on this and this alone ... 1 don't think there is any
hope of getting the job done or even underway unless
the Committee has orders from you that cannot be
~ountermanded or shaved down, or diverted by other
academic powers and authorities." After the first few
meetings, however, it became clear that there were
problems internal to the Committee which equalled
and in the end proved even more destructive than the
external oneso

The Committee reunited the New York threesome.
They had seen e&lt;.\Ch other during the intervening six
years, and had sent each other manuscripts for
comrnent

and

revision.

Disagreement about the

nature and interpretation of the arts had often arisen
during these interchanges, but they had found the
arguments fruitful and &lt;c:&lt;citing. The disagreements
that now emerged, however, itad a less happy issue.
Their differences became overwhelming; every
decision became a struggle and every discussion a

battle.
Although they still shared a deep concern for and
commitment to their project, they seemed capable of
agreeing only on the importance of agreement. The
first argument was about procedure. McKeon urged
the Committee to approach the search for a curricu ..
Jum by beginning with the problems of the modern
university. Buchanan and Adler advocated the reading
and discussion of a number of texts. The matter was
put to a vote and McKeon was outvoted.
They next disagreed about which text to read.
Adler urged them to read something by St. Thomas.
But they voted to read something by Aristotle. They
then argued about which Aristotelian text to read.
McKeon said he preferred "something weighty like
Aristotle's Metaphysics or Analytics." Buchanan
wanted to read Aristotle's Poetics and Physics. Each

maintained that his choice better exemplified subject
matter and method in the application of the liberal
arts. They voted to read the Poetics and the Physics
and to use the Oxford translations of these texts.
Adler did not know Greek; McKeon and Buch&amp;nan
Jiad different degrees of competence. These differences provided fuel for the next conflagration. The
next two meetings ended "not merely in explicit
disagreement, but in passionate outrage, each at the
other's distortion of the text." The disintegration of
the group was progressive. After their first three
meetings, they decided to arrange a tmce and to
disband the Committee.
Adler and McKeon met separately to discuss
A1istotle and Aquinas. They encountered the same
problems, and after two meetings, this endeavor was
abandoned. Adler then decided to read and discuss
the Physics with students at the University. McKeon,
with his members of the Committee (Goodman,
Banett, and Plochman) and with other people from
the Division of the Humanities, established a research
team. Barr, Buchanan, Rubin, Taliaferro, and Wallis
reconstituted themselves as a separate group but
retained the name of the Committee on the Liberal
Arts. At the insistence of Dean McKeon, and with the
advice of the Divisional Committee on Policy,
Buchanan's Committee was removed from the
Humanities Division and made advisory to President
Hu tchi.ns. The Committee met semi-weekly and
discnssed the texts on the Virginia list. Committee
members wrote reports on the contributions of the
various authors to the liberal arts.
(It was in the course of preparing one of his reports
for the Committee that Stringfellow Barr finally
capitulated to the idea of the liberal arts. Barr was
converted by his study of Euclid. "l who had
thought, when l determined to join the Committee,"
that the mathematical material would offer the
maximum difficulty (since l had no 'bent' for
mathematics) found Euclid my principal guide." In
the Spring of 1937, Barr officially resigned from the
University of Virginia and cast his lot with the liberal
artists.)
The truce did not mean that they abandoned the
battle. McKeon, Buchanan, and Adler each read more
of Aristotle. When they met, it became clear that
underlying their disagreements about translation were
deeper philosophical differences. Buchanan explained
their differences as follows:
For Adler, Aristotle's Metaphysics was
and has continued to be, as his friend

25

�The College
Maritain has said in his Introduction to
Philosophy, the revelation of truth to the
natural intellect. McKeon and I would see
in this the effect of the use of St. Thomas
as a lens in the reading of the Oxford
translation. For McKeon, Aristotle is the
father of the sciences, and as such, he
uncovered the categmies and formulated
the methods for each subject-matter and
discipline; there are different methods for
different subject-matters and there is only
confusion in finding common methods
and subject-matters. Adler and I see a
somewhat arbitrary postulation of the
first principles of a history of thought in
this position, I am fascinated by the
dialectical processes by which Aiistotle
arrives at his extraordinary insights, but I
shall not be satisfied until! can master the
dialectic and arrive at further insight that
will throw more light on the modem
problems, particularly in mathematics,
that neither Adler nor McKeon thinks
necessary.
It is difficult at first to understand why these
differences in philosophical position became so
important and incapacitating. But, as Buchanan has
pointed out, although "these philosophical positions ... are no more important than any other
scholastic prejudices so familiar in the profession, ...
in terms of the common task to find the intelligibilities that would make good teaching possible they
all seem highly relevant and their incommensurability
rather tragic."
Although Adler, Buchanan and McKeon agreed on
the nature of the problem to be resolved and on the
necessity to restore the tradition of the liberal arts,
they disagreed about what to study, about how to
read, how to interpret, and how to teach the
tradition. Each had acquired through his own learning
and teaching his own attitude toward learning and his
own method of philosophizing. To pursue their
common goals, they had to go their separate ways.

The Road to Annapolis
Shortly after the Committee on the Liberal Arts
disbanded, Scott Buchanan attended a conference at
the Virginia Theological Seminary. Francis Miller, the
Executive Secretary of the National Policy Committee, was also present. Buchanan and Miller had
been Rhodes Scholars at Oxford together, and they
26

used their free time between sessions to become
reacquainted. It was dming one of these betweensessions conversations that Miller told Buchanan
about St. John's College. Miller had recently been
persuaded to join the College's Board of Visitors and
Govemors by his friend and associate at the National
Policy Committee, Richard Cleveland (son of Grover
Cleveland). The College was in a deep tangle of
troubles, financial, intellectual, and moral. The crash
of October, 1929 left the College with a debt under
which it was still reeling. Three presidential administrations followed each other rapidly and unhappily.
Debts increased. The College had lost its certification.
The student body had diminished considerably.
Both Miller and Cleveland were of the opinion that
a new educational idea was the only thing that would
save the College. They thought it would be wise to
define the educational policy of the College first and
make all later decisions in the light of that policy.
Buchanan told Miller about the Virginia Plan and
about what he and Barr had been doing on the
Committee on the Liberal Arts. Miller was quickly
convinced that Buchanan might have the idea St.
John's College needed. After a series of long conversations and consultations with the rest of the Board of
Visitors, consultations in which Buchanan and Barr
and also Hutchins, Adler, and Rubin took an active
part, Barr and Buchanan decided to move to
Annapolis and to try to rehabilitate St. John's College
in accordance with the general proposals of the
Virginia Plan. In June of 193 7, the Board of Visitors
appointed Stringfellow Barr President of the College.
Scott Buchanan became the Dean and Head of
Instruction. Catesby Taliaferro and Charles Wallis
were given faculty appointments. Robert Hutchins
joined the Board of Visitors and Mortimer Adler" was
appointed Visiting Lecturer in the Liberal Arts. At
last, the seeds of a College of the Liberal Arts and
Great Books found fertile soil and rooted in
Annapolis.
This article was adapted for The College from the thrd
chapter of Radical Conservatives for Liberal Education, an

unpublished Ph.D. dissertation {The Johns Hopkins University,
1973). The dissertation traces the efforts of Mortimer Adler,
Scott Buchanan, Richard McKeon, Robert Hutchins, and
Stringfellow Barr to reform ·higher education in America by
reviving and reconstructing the traditional liberal arts. Earlier

chapters explore the beginnings of the Movement and its
principles and ideals. Later chapters discuss the Hutchins

College at the University of Chicago, the Great Books program
for adult education, and the early years of the New Program at
St. John's College. Amy Kass teaches in the Evening College at
Johns Hopkins University.

�October 1973

NEWS ON THE CAMPUSES
LEO STRAUSS

1899-1973

Leo Strauss died in his sleep on October 18. The
world of learning lost a seminal thinker in political
philosophy and a great teacher; St. John's College lost
an old friend and its first Scott Buchanan Distinguished ·Scholar in Residence. He had been with us
in Annapolis since 1969. There will be more about his
life and work in the next issue.

DUNHAM NAMED
DEVELOPMENT DIRECTOR
William B. Dunham, a retired
State Department .and Foreign
Service officer, on August 1st
assumed duties as director of
development in Annapolis. There
he will oversee the program of
development, fund raising, alumni
activities, and fund raising.
Mr. Dunham came to St.
John's from a position as senior
consultant and member of the
Washington, D.C. firm, Douglas
Trout Associates, Inc., consultants
in higher education. Prior to joining
that firm, he served for nine years
as vice president and secretary of
Carleton College, Northfield, Minn.
From 1943 to 1963, Mr.
Dunham served in the Department
of State and the Foreign Se1vice.
His last tour of duty was at the
Pentagon in Washington, where he
was on the staff of General Cmiis
E. LeMay, chief of staff of the Air
Force. This was a special
assignment under the first
State/Defense exchange prqgram.

For five years prior to this
special assignment, Mr. Dunham
had been first secretary and chief of
the political section of the
American Embassy, The Hague,
Netherlands.
He also served as chief of
Swiss-Benelux Affairs; assistant
chief of French-Iberian Affairs; and
senior desk officer for Spain and
Portugal, where he was responsible
for all aspects of U.S. relations with
the two countries from 1947 to
1953.
For his outstanding work Mr.
Dunham received the Department
of State's Meritorious Service
Award and the Department of the
Air Force's Excepti&gt;mal Service
Award.
A graduate of Carleton
College, Mr. Dunham also attended
the Fletcher School of Law and
Diplomacy in Medford, Mass.,
where he was awarded the M.A.
degree in 1943.
Mr. Dunham is married to a
professional pianist and teacher,
and he and his wife have a
daughter, three sons, and two
grandchildren.

EXHIBIT OF AMERICAN
DRAWINGS IN SANTA FE
An exhibit entitled "Twentieth
Century American Drawings" was
featured in the Peterson Student
Center in Santa Fe from September
9th through October 7th.
Organized by the University of
Utah Museum of Fine Arts, the
exhibit consisted of sixty-six
drawings by several dozen artists.
The works are from the collection.
of Mr. Edward Jacobson of
Phoenix, Ariz.
Mr. Jacobson, a member of a
prominent Phoenix law firm, has
been collecting all his life, and is
widely known as a discerning
collector and patron.
Artists represented in the collection include: Childe Hassam,
Alexander Calder, Walt Kuhn, Peter
Hurd, Hyman Bloom, Robert
Henri, Peter Max, Gaston Lachaise,
Fritz Scholder, Leonard Baskin,
Philip Pearlstein, Paolo Soleri,
lsamu Noguchi, Larry Rivers,
Phillip Guston, and Paul Jenkins.

27

�The College
English from Kenyon College. He
has been studying under a fellowship at Keble College, Oxford
University, toward a second bachelor's degree.
In other changes, David E.
Wilkinson, recently retired from the
U.S. Army, has been appointed
assistant business manager. James
E. Grant, business manager, will be
on leave of absence this year to
complete requirements for his
degree in accounting at the University of Baltimore. Grant, a former
student at Gettysburg College, has
been attending night school for the
past five years.

DANFORTH FELLOWSHIPS

The 1973 graduating class of the Graduate Institute in Liberal Education.

Smaller representations carne
SUMMER INSTITUTE
from Washington, D.C.: Mary Alice
GRADUATES FIFTH CLASS
The Graduate Institute in
Liberal Education, in its seventh
summer session, had an enrollment
of 134, and awarded the degree of
Master of Arts to 36 students from
eight states, the District of Columbia, and Canada.
Members of this year's graduating class, the fifth since the Institute was started in 1967, included:
from New Mexico: Kenneth A.
Betzen, David F. Gonzales, Lee
Hirst, Mary E. Lane, Mary F. Magnuson, Sue Martin, Jan Mecagni,
and Ann Yeck.
From Maryland: June B.
Chapman, Dawn G. DeForrest,
Virginia Frommoethelydo, William
J. Jenkins, Alice B. Morgan,
Gwendolyn R. Morgan, and Paul N.
Smith.
From California: Ralph C.
Cox, Sister Sharon Cox, James
Farley, Dalton M. Fogle, Robert D.
Graun, James A. Mahoney, and
Jack L. Nolen.

28

Brooks, Constance B. Liser, and
Thelma E. Robinson; from Illinois:
Norma Cotton, Raissa Landor, and
Elizabeth R. Shaw; from New
York: Yvonne M. Davis, Sylvia R.
Green, and Mozell Morris; and from
Virginia: Frazier L. O'Leary and
George Schloss.
From Texas carne Joe B.
Brooks, from Colorado Diana W.
Kinsey, and one graduate, Mary
Jean Bell, carne from Canada.

FACULTY AND STAFF
CHANGES IN
ANNAPOLIS
Two new tutors are teaching
in Annapolis this year, Leo F.
Raditsa and C. Reed Woodhouse.
The appointment of Mr. Raditsa, a
1956 graduate of Harvard and holder of both M.A. and Ph.D. degrees
from Columbia, was announced in
the April issue.
Mr. Woodhouse is a 1970
summa cum laude graduate in

The Danforth Foundation
recently announced the tenth
annual competition for its Graduate
Fellowships for Women. The objective of the program is to find and
develop college and secondary
school teachers among American
women whose preparation for
teaching has been postponed or interrupted for a continuous period
of at least three years.
In general, the Fellowships are
intended for women who no longer
qualify for more conventional
fellowship programs or whose candidacy in such programs might be
given low priority.
,
Thirty-five new Fellowships
may be awarded each year, and are
renewable annually provided certain criteria are met. The appointments are available to women who
hold bachelor's degrees from
accredited colleges and universities
in the United States. There are no
upper or lower age limits. Recipients are expected to undertake
full-time teaching upon completion
of their degrees.
Among the criteria for selection are: (I) a strong undergraduate
record; (2) evidence that the candidate's intellectual curiosity and

�October 1973
vitality have smvived her years of
separation from an academic environment; (3) an .indication of
strong motivation for graduate
work and for teaching.
For more complete information write:
Director
Graduate Fellowships for
Women
Danforth Foundation
222 South Central
Avenue
St. Louis, Missouri 63105

LUCE SCHOLARS
St. John's College is among
sixty educational institutions
chosen to participate in the new
Luce Scholars Program, sponsored
by the Henry Luce Foundation,
Inc., to select a group of young
Americans for a year of study,
work and travel in Asia. "The goal
of the program is not to produce
Asian specialists," J. Burchenal
Ault, St. John's Vice President,
emphasized in announcing the College's participation, "but rather to
develop future citizen leaders who
will have an awareness and an
understanding of Asia."
Scholars are to be selected
from among nominations submitted
to the Luce Foundation by cooperating colleges and universities.
Independent applications will not
be accepted. Candidates must be
between the ages of 21 and 30,
have earned at least a bachelor's
degree, and have given evidence of
outstanding leadership ability. St.
John's will be allowed to submit a
total of four candidates from
among graduating seniors or recent
graduates on both the Santa Fe and
Annapolis campuses. Deadline for
nomination is the first of
December.
Finalists will be called before
one of three regional screening
panels early in March of 1974,

The Sternberger-Weis Music and Fine Arts Building was dedicated on October 13 at the quarterly
meeting of the Board of Visitors and Governors. Largely the gift of an alumnus and Board member,
Jac Holzman '52, the building is named for his grandparents.

Martha Wallace, Vice President and
Executive Director of the Luce
Foundation, says. In the fall the
fifteen young men and women
named as Luce Scholars will leave
to work in law offices, universities,
hospitals, banks, and a variety of
other situations under the guidance
of Asian mentors. The Foundation
believes that by getting to know
their Asian contemporaries and
colleagues in their own setting the
Scholars will gain an intuitive idea
of what it is like to live and
function outside the context of
Western traditions.
Henry Luce III, President of
the Foundation, stresses the
uniqueness of the program in that it
will exclude Asian specialists or
international affairs experts in favor
of young people whose leadership
potential is in other fields. The
purpose of sending Scholars to the
East, Mr. Luce notes, is "to imbue a
greater number of Americans of

leadership potential with a firsthand familiarity of Asia at a
flexible and formative time in their
careers."
The Henry Luce Foundation,
Inc. was established in 1963 by the
late Henry R. Luce as a tribute to
his father who spent many years
teaching at Christian colleges in the
Far East. Mr. Luce was co-founderi
and editor-in-chief of Time Inc.,
which publishes TIME, FORTUNE,
SPORTS ILLUSTRATED, and
MONEY. Since Mr. Luce's death in
1967, the Foundation has gran ted
close to $12 million to specific
projects in the" fields of higher
education, theology and public
affairs. St. John's receives $60,000
annually for Collegiate Fellowships
in the Graduate Institute in Liberal
Education conducted in the
summers in Santa Fe. This year 12
teachers in predominantly black
colleges are the recipients of Luce
Collegiate Fellowships.

29

�The College

ALUMNI ACTIVITIES
ALUMNI BOARD
REPRESENTATIVES

one candidate for each of the two
vacancies. Names, biographical
data, and, where available, pictures
of the candidates will be published
in January.
Alumni interested in starting
petitions are reminded that, in the
wol'ds of the Polity: "Persons shall
be eligible for membership on the
Board . . . who are concerned for
the maintenance, progress, and
vitality of the St. John's educational program and who are willing
and able to discharge the responsibilities of trusteeship with devotion
and energy."
As a practical matter, Board
members must also have the time
and money to attend four meetings
each year, usually in September,
December, February, and May,
either in Annapolis or Santa Fe.

Philip I. Bowman '31 and W.
Bernard Fleischmann '50 will
complete two consecutive terms as
Alumni Representatives on the
Board of the College . next May.
According to the Polity of the
College, these alumni are not
eligible for re-election.
Therefore, in accordance with
the By-Laws of the Alumni Association, I hereby notify all Alumni
that nominations · by petition are
invited for representatives to
replace Messrs. Bowman and
Fleischmann. Signatures of at least
30 members of the Association are
required for validation, and consent
of persons nominated must be
obtained before a petition is subThomas Parran, Jr.
mitted. All nominations by petition
Director of Alumni Activities
must reach the Alumni Office in
Annapolis no IJJter than December
I st.
ALUMNI KITH AND KIN
As also provided by the ByThe class of 1977, which enLaws, the Board of DirectorS of the
Association will nominate at least tered St. John's last month, in-

ALUMNI GIVING AGAIN SETS RECORDS
Once again, for the fifth consecutive year, the
Alumni Fund (Alumni Annual Giving) has
exceeded its· goal of gifts for current operations. In
the year which ended June 30th, alumni gave
$ :n, 4 !II toward a goal of $35,000; as one
considers the escalating cost of living and general
economic uncertainty of the times, this record is
quite commendable.
Until a more detailed report is published, here

30

eludes an. unusual number of relatives of alumni or present students.
Those related to present students are Kenneth Demac (sister
Donna '74), Eric Heylman (brother
Paul '74), and Steven Ross (sister
Debbie '74). Steven was also a
student of William Dunkum '64
(see Class Notes for more on Bifl).
The following are brothers or
sisters of alumni: Janet Hellner
(sister Maureen '68), Susan
Hollander (sister Maureen '69), and
Edward Nelson (sister Janet '72 and
brother Chris SF70); Ed has an
additional St. John's connection:
his father Charles is a graduate in
the class of 1945.
In addition, there are three
freshmen who have alumni parents:
Erica Lerner, daughter of Charles
Lerner '53; Michael O'Mahony, son
of Thomas and Marcia (Del plain)
O'Mahony, both '57; and Robin
Streett, daughter of the Reverend
David C. Streett '50.
Freshman Jody Nesheim's
relationship to the College is
through her uncle, Wayne Brandow
of the class of 1965.

are a few key statistics to compare 1972-73 with
1971-72:
1971-72

Percent response
Alumni responding
Average gift
King William ASsociates
Classes giving $~00 or more
Classes giving $1 ,000 or more
Alu111ni giving $250 or more

1972-73

28.2%
835
$39
117
23
3
13

25%
779
$48
147
31
10
24

�October 19 73

CLASS NOTES
1923
Fred C. Stecker writes that he has
heard from Jim McGraw, Bob Miller, TB.
Klakring, and Hobo Ridgely, and they are
all doing well. Fred says that raising beef
cattle as a "retirement hobby" is proving
very interesting.
1933
Charles H. Schauer, executive vice
president of Research Corporation, was
awarded an honorary doctor of science
degree from Southwestern University at
Memphis. Mr. Schauer was honored for
his life-long efforts to advance scientific
research and the practical application of
new technology. Research Corporation is
a foundation for the advancement of
science.
1934
Gust Skordas, assistant archivist of
the State of Maryland since 1941, was
honored with a retirement dinner on July
30th, to celebrate the end of a 36-year
career at the Hall of Records. Gust plans
to visit with his son in the San Diego area,
and hinted recently that he might even
decide to settle there.
1936
W. Robert Miller, community information speciallst with the Baltimore Area
Council on Alcoholism, in July assumed
new duties as coordinator of the new
BACA-Hopkins program to rehabilitate
and retain problem drinkers on the job.
Bob was formerly a branch manager for
Diebold, Inc.
After 35 years of surgical practice,
Dr. Richard T. Williams is retiring aboard
his "Round The World" sloop, while
M.D. sons Robert and Randolph take
over his work. Dick also writes that son
Richard is with IBM, Rodney with
Connecticut Mutual Life, and Roderick is
attending the State University of New
York.

1941
George L. McDowell is now regional service manager for Allied-Kelite
Products Division of the Richardson
Chemical Company. He and Rocky have
lived in Summit, N.J., since last winter.

1949
After 20 years in the Episcopal
ministry, six and one-half of them with
the Shoshones on Wyoming's Wind River
Reservation, Frederick P. Davis is now
rector of a small parish in Mountain
Home, Idaho. He is located some 45 miles
southeast of Boise, between the Sawtooth
Range and the Snake River valley. Fred,
his wife Rita (sister of Gust Skordas '34)
and son David, 14, are enjoying their new
life.
Attention, all you '49ers! Allan
Hoffman and Jake Brooks are already
planning your 25th reunion next fall. The
20th was so successful that we are
looking forward to '74; make your plans
now.

Nancy (Eagle} Lindley wrote during
the late spring that she had almost completed her work for a master's degree in
music from West Virginia University.
Husband Mark 167 has assembled enough
credits to continue in graduate school.
Barbara (Hager) Palmer has become
director of the Community Child Development Center in Denton, Md. Barbara
writes she is not certain that Greek
grammar will help, but believes that
Voltaire's philosophy surely will, as she
directs "a day-care facility with a cognitive approach to pre-school learning."
1961

Michael C Haley earlier in the
spring was designated a certified commercial-investment member of the National
Institute of Real Estate Brokers. Mike is
1950
with the Albuquerque firm of Roger Cox
Tylden W. Streett informs us that &amp; Associates.
he has resigned as dean of graduate
"Healthfully recovered" from his
studies at the Maryland Institute, College April, 1972, heart attack, David
of Art, in Baltimore to devote more time Rosenfield writes that his carpentry
to his primary career as a sculptor. He is business prospers. He is very active in a
now busy with commissions for architec- research project in interspecies comtural and portrait sculpture; any orders? munication, through the World Dolphin
Foundation.
1952
Apparently the Federal Trade Commission will not let Ha"ison J. Sheppard
For the past three years George settle down. Last January he was transUdel has been running his own film- ferred from the Seattle Regional Office to
making company, G2 Creative Services, Washington, D.C., and at the end of July
Inc., in Baltimore, turning out everything he went back across country to become
from instructional films to social assistant director of the San Francisco
commentary.
Regional Office of the FTC.

1958
Jacques Cartier assumed new duties
as producing director of Baltimore's
Center Stage on July 16th, in a move
which the Board of Directors hopes will
lead the group to first rank among
regional theaters in this country. Jacques
was founder, producer, and artistic
director of the Hartford (Conn.) Stage
Company between 1963 and 1968.
Another non-graduate alurrma who
completed her college work elsewhere is
Marigene (Boyd) Hedges, who received
her B.A. degree in mathematics in 1964
from the University of Denver. Marigene,
her husband, a high school teacher 'in
Denver, their son, 14, and daughters 12
and 8, live in Littleton. Marigene is active
in the League of Women Voters, and currently works as a part-time office
assistant for the Denver and Colorado
Leagues.

1962

After six years as an instructor- in
the philosophy department of the State
University of New York at Stony Brook,
David W. Benfield has accepted an
appointment as an assistant professor of
philosophy in the School of Humanities
at Montclair (N.J.) State College. David
has received M.A. and Ph.D. degrees from
Brown University.
Raymond C. Seitz writes to tell of
the Ph.D. degree he received from The
Johns Hopkins University last November,
and of his appointment as assistant
professor of physical Oceanography at the
State University Maritime College, Bronx,
N.Y. Ray also tells us that his former
wife. Gail (Evans) Seitz, and their son
Raymond are living on a farm in
Wisconsin.

31

�The College

1963
Marcia Herman-Giddens tells us
that husband Scott '64 teaches computer
science and does computer- oriented
research in cardiology at Duke University.
She helps run a small "free" school and
she, Scott, and their three children plan
to move soon to a small farm near Chapel
Hill.

1964

Poughkeepsie, N.Y. Chris has started
graduate work in business administration
at Union College, is teaching a computer
programming course, and is writing
programs for study in mathematics.
1967
We wish the very best of good
fortune to, and shall follow with more
than ordinary interest, NBC's new Friday
night television series "Needles and Pins."
It happens to co-star our very own
Deirdre Lenihan, along with Louis Nye
and Norman Fell. Deirdre is fittingly cast
as a dress designer, having studied that
work at New York's Fashion Institute of
Technology, and later worked in the
costume department of the New York
Shakespeare Festival. Remember 9 p.m.
on Friday night, NBC-TV.

In May, William W. Dunkum was
one of several teachers of mathematics
and science in the metropolitan Washington, D.C., area honored by the Joint
Board on Science Education.
One of our new Communicards
came back from Saigon, where James P.
Nach is second secretary of the American
Embassy, assigned to the political section.
1968
Jim is in his fourth year in Saigon, and
recently was assigned to Haiphong, North
In July William R. and Rebecca
Vietnam, helping supervise removal of the
mines from the harbor. He will complete (McClure) Albury and offspring moved to
his Far East tour in February, 1974, and Australia, where Randy has taken a position as lecturer in the history and
anticipates assignment to Washington.
philosophy of science at the University of
New South Wales, in Kensington.
1965
John Fanner writes that he is in his
Scheherazade (Friestedt) Smith second year of medical school at the
writes that she is a graduate student at Philadelphia College of Osteopathic
the University of Arkansas.
Medicine, is doing research on vitamin A,
Michael Woolsey this past June and is making an index for a neuroreceived a Master of Arts in Teaching anatomy textbook.
degree from the College of St. Thomas,
Blaine Garson has just received M.S.
but will probably continue his present degrees in speech pathology and audiemployment as a computer progrannner ology-"at last," she says-and is working
until prospects for finding teaching on certification as a dance therapist. She
positions brighten.
has a "lovely 16 month old son Jonas,"
and loves "being educated all over again
1966
by him."
_Another degree recipient is Sarah
Mark B. Bromberg has received a
(Braddbck) Westrick, who was awarded a
Ph.D. degree in physiology and biophysics, although we do not know from B.A. degree in June from Ursinus, with a
what institution. His dissertation was en- major in English literature and a minor in
titled "The Organization of PAD history. She is now considering graduate
Produced by Peripheral and Central school in library science. Husband
Inputs to the Cuneate Nucleus and A Da"el/, better known as Boris, is still
Classification of Cutaneous Forelimb with UNlV AC.
Receptors."
1969
One of our newer lawyer alunmi is
Richard F. Fielding. Dick received his Ia w
James F. Bartram, Jr., last year
degree in June, from the University of received a B.A. degree in musical instruChicago, where he was Comment Editor ment making from the University
of the Law Review.
Without Walls at Roger Williams College
Christopher Hodgkin is still (R.I.). He has been married almost two
working as business manager of Oakwood years, and is in business for himself,
School, a Quaker secondary school in manufacturing Renaissance flutes and

32

recorders.
Mariam (Cunningham) Cohen wrote
in August that she was in the throes of
filling out medical school applications; we
wish her luck.
Andrew Gamson spent the summer
teaching in a teachers' workshop in
Greenwich, Conn., the Open Education
Workshop of the NAIS. He will be
teaching at the Key School in Annapolis
for at least another year.
Mariel/e Mikah Hammett and
Kenneth L. Kronberg (SF68) were
married on June 30th in New York City.
Mark Mandel writes that he received his B.A. degree in linguistics from
the City College of the City University of
New York. He spent the late spring as
coordinator of the Summer Latiil Course
of the College's Institute for Medieval and
Renaissance Studies. After a sununer in
Europe, he and his wife, Rene, will move
to Berkeley, where she will enter the
Ph.D. program in English.
John H. Strange (SF) received the
Master of Divinity degree in May from
Austin Presbyterian Theological
Seminary, and was ordained in the First
Presbyterian Church in Taft, Texas, on
July 8th. John and his wife Camille are
enjoying living in Taft, a rural suburb of
Corpus Christi.
Another Santa Fe alumnus, Joseph
Tooley, is a graduate student in school
psychology at North Carolina State
University. He worked in a clinic for the
blind last year, directed a summer program for deaf-blind children, and will
work in a school for the deaf this year.

1970
We welcome new traditions, especially those such as our annual John
Deai1 letter, this time from Budapest, on
a side trip from a summer in Munich.
John visited at graduation time in
Annapolis, so we knew he was headed for
two or three years at the University of
London, writing a Ph.D. dissertation on
Shakespeare. In May he received his M.A.
degree in comparative literature with
distinction from the University of
Massachusetts.
We were greatly pleased to hear
from Joseph D. Hines, a Graduate Institute alumnus, that he received his
Certificate in Advanced Study in Education in May from The Johns Hopkins

�October 1973
University. He is now qualified as a
guidance counselor.
Cole Kitchen is preparing for his
comprehensive examinations this fall,
enroute to an eventual Ph.D. degree in
applied mathematics (operations
research) at the Hopkins. His fellowship
has been renewed for the 1973-74
academic year.
T.K. (Thomas) Nelson (SF) writes
that husband Chris (SF) is now with the
Chicago law firm of Shiff-Hardin &amp; Waite.
T.K., Chris, Tollof, age three and onehalf, and Gunnar Matthew, born May
28th, make their home in Wilmette.
Thomas Rie in May received an
M.S. degree in elementary education from
Morgan State College in Baltimore. He
worked in a clothing factory for the past
two and one-half years, while Jinna
(MacLaurin) '68 taught elementary
school. The RICs now live in a farmhouse
outside of Dunseith, N.D., where Tom
will teach grades five and six; Jinna now
awaits the birth of their first child in
October.
Another graduate school-bound
alumnus is Mark Sittler, who will start
work toward an M.A. degree in German
at the University of Arizona this fall.
Mark has a graduate assistantship in the
German Department.

1971

JohnS. Bellamy II is another of our
alumni who has completed his undergraduate education elsewhere, in this case
Goddard College in Vermont. He and
Elizabeth Barrett, married in June, are
now in Charlottesville, Va., where John is
working on an M.A. degree in history at
the University.
We were happy to hear again from
Shire Chafkin, whom we had "lost" for
more than a year. He has received an
M.B.A. degree from Harvard, and is
marketing manager for Tri-Chem, Inc.,
Belleville, N.J.
Deborah (Jenkins) Dumeyer
graduated from Salisbury (Md.) State
College in May, and is teaching first grade
in the Wicomico County schools this
year.
Stephen R. Deluca (SF) and family
are now in Blacksburg, Va., where he is
working toward a Ph.D. degree in clinical
psychology at Virginia Polytechnic Institute. His wife, Twyla (Fort) (SF) plans

August brought us a most interesting note from Jose Caminero, afomzer member of
the Class of 1914. Senor Caminero has been an engineer, a journalist, a writer, and
ambassador of his native Cuba to Nicaragua, Colombia, and Peru. A resident of the
United States since 1959, this distinguished alumnus now makes his home in West New
York, N.J. We thought you might enjoy the pictures which Senor Caminero so
graciously sent us; the photograph on the right was taken this year, the one on the left
60 years earlier.

to begin studies in soCial work, while home in Maiori.
Amethyst (age three) has been attending
Christine (Ferrarini) Constantine
Montessori school and "loving it."
'phoned in August to report a move to
V. Michael Victoroffhas had a busy Newton, Mass., so that Hank '70 can
summer. He spent some time early in the commence studies in political science at
summer doing an elective in drug abuse at Boston College.
the Haight-Ashbury Free Clinic in San
Francisco. He and Joan Mooring '69 did
some rock climbing in Yosemite National
Park, and then were off to Venezuela for
IN MEMORIAM
a session of scuba diving. By now Mike
should be back at Baylor College of
Medicine for his third year.
1912 - Frederick L. Baillere, Tulsa,

1972

Helen Anastaplo has completed her
first year at the University of Chicago
Law School, where Bart Lee '68 was her
writing program tutor.
After a two and one-half year
sojourn in Rome, David H. Carey was in
this country visiting friends and family
this summer. He is now back in Rome at
North American College in the Vatican
State, continuing preparation for Holy
Orders; he anticipates ordination as a
deacon next May. David visited Tutor
RobertS. Bart '57 at the latter's summer

Okla., July, 1973.
1912 - Raymond E. Staley, Little Rock,
Ark., June, 1973.
1920- Earl R. Custis, Suffolk, Va., July
14, 1973.
1922 - Harrison M. Baldwin, Baltimore,
Md. June 16, 1973.
1924 - Joseph E. Coe, Crofton, Md.,
April 1 5, 1973.
1933 - Ralph C. Bayard, Jr., Dover,
Dela., January 7, 1973.
1934 - Gerald L. Kurtz, Paterson, N.J.,
March 26, 1973.
1935 -Elmer A. Jones, Jr., North East,
Md., April 17, 1973.
1969 - James L. Pipes, Dayton, Tex.,
February 17, 1969

33

�A series of eight concerts has
been announced for the current year in
Santa Fe. These will be part of the regular
Friday night lecture/concert portion of
the curriculum.

Sep. 28

The Yale Chamber Ensemble
- 18th and !9th century
music.

Nov. 16

The Baroque Trio of the
Schola Cantorum Basiliensis
- 16th centmy music

Dec. 14

Gilliam McHugh, pianist
works of Bach, Haydn,
Chopin, and John Ireland

Jan.25

Richard Hudson - a lecturereading entitled "BrowningDramatic Monologues and
Lyrics"

Feb. 15

Jack Glatzer, violinist works of Bach and Paganini

Apr. 5

The Tokyo Quartet - classical chamber music

Apr. 26

The New Mexico Chamber
Society Octet - woodwind
music by Mozart and
Beethoven

May 3

Photo credits: Cover, Robin Page West '77; page 29, Don Bandler.

Jack Brimberg, painist Bach's Goldberg Variations

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing ofliccs.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

January 1974

�THE COLLEGE
Vol. XXV

January, 1974

No. 4

Editor: Beate Ruhm von Oppen
Managing Editor: Thomas Parr an, Jr.
Editorial Advisory Board: William B. Dunham, Michael
W. Ham, Paul D. Newland, Barbara Brunner Oosterhout
'55, E. Malcolm Wyatt, RobertS. Zelenka
THE COLLEGE is published by the Development Office
of St. John's College in Annapolis, Maryland. Richard D.
Weigle, President, Paul D. Newland, Provost.
Published four titnes a year, in January, April, July, and
October. Second class postage paid at Annapolis, Maryland, and at other mailing places.

IN THE JANUARY ISSUE:
Memorials to Leo Strauss

1

What is a Liberal Education? ..
by Leo Strauss

6

High School Workshop
by Ted A. Blanton

10

News on the Campuses

12

Alumni Activities

14

ON THE COVER: Leo Strauss, first Scott Buchanan
Distinguished Scholar-in-Residence in Annapolis.
Photo credits: p. 13, Eugene Iorgov '75; p. 14, Lee ZlatoH '74; p. 15,
Malcolm Handte 75.

�LEO STRAUSS
1899-1973

'We devote this issue to Leo Strauss, whose death could
only be mentioned briefly in our October issue. On 22
October the weekly Collegian had a note by Laurence
Berns which is reproduced below.
Leo Strauss passed away this Thursday evening,
October 18, in his sleep, about 6:30 p.m. His last
days were spent-fighting against an overwhelming
combination of illnesses-as were most of the days
of a very fruitful life, subordinating everything, as
far as he was able, to learning and to teaching. He
was, above all, a great learner and consequently a

great teacher. As Professor of Political Philosophy
especially at the University of Chicago and at the
New School, Claremont College, and St. John's he
trained and inspired a large group of scholars and
students to carry on investigations into the foundations of modern political life and thought, the difference between ancient and modern philosophy and
science, the relations between politics, philosophy,
and religion, the foundations of political life in general, the grounds and origins of philosophy, and other
such questions.

A very important part of this teaching and learning
is included in a large number of difficult, lucid, highly
condensed, and in their special way, channing writ~
ings, among which are Natural Right and I-Iistory,
What is Political Pl,ilosopl1y?, Thoughts on Machia-

velli, On Tyranny, Persecution and the Art ot Writing, The City and Man, and Socrates and Aristopllanes.
He managed to combine an extremely accurate and

capacious memory and the capacity for painstakingly
meticulous analysis with extreme boldness and search-

ing openness of thought. He had what seemed to be
an unerring instinct for getting to the "nerve" of an
argument, for stripping away irrelevancies and stating
the most complicated arguments in simple, direct,

and powerful language. Being faced by great and impressive structures of philosophy and science, he used

to say: Our task is to try to understand the humble
foundations that underlie these imposing edifices.
His relation to St. John's College was very close
for many years. This was a place, he thought, where
what he was trying to do might be understood and
appreciated, where men might be found who are
capable and hardy enough to continue and keep alive
the tradition begun by Socrates.
A memorial meeting was held in the Great Hall on 31
October. At it four speakers paid tribute to Leo Strauss.
They were Jacob Klein, J. Winfree Smith, Ted Blanton,
'75, and Laurence Berns. VIe are printing the texts
of their speeches and the text of a commencement address
which Leo Strauss gave in Chicago in 1959. Its title was
"What is Liberal Education?" Ill

1

�The College
Jacob Klein
This meeting has been called to pay homage to Leo
Strauss who died about two weeks ago. He was the Scott
Buchanan Distinguished Scholar in Residence at St. John's
College in Annapolis since 1969, but not very many students and tutors here knew him or even knew about him.

Let me, therefore, say a few words about his life.
He studied in Marburg and in Hamburg; Germany,
lived many years, doing research and writing, in Berlin,

then in Paris and in Cambridge, England. He came to the
United States in 1938 and taught at the New School in
New York, at the University of Chicago, at a college in
Claremont, California, and finally here at St. John's. He
wrote many extremely important books which I shall not
enumerate. (You will find most of them in the library.)
He was devoted to his work as people seldom are. And it
is at this point that I have to try to lift my words up so as
to reach the level of complexity, uniqueness, and greatness
which characterize Leo Strauss as a scholar and as a man.

His main interest throughout his life was the way man
has to live here on earth. That meant to him the way man
has to be understood as a "political animal, n to use
Aristotle's phrase. He spent all his life as a man engaged
in "political philosophy." He did that mainly by studying
and analyzing the masters of political thought and all the
authors related to them. Let me name the most important
ones: Thucydides, Plato, Xenophon, Aristophanes, Aristotle, Maimonides, Thomas Aquinas, Machiavelli, Spinoza,

Hobbes, Locke, Jean-Jacques Rousseau, Montesquieu,
Kant, Hegel, Nietzsche, Heidegger. Strauss's erudition was
immense. He knew the authors I have just cited better
than anyone I could possibly name. His interpretative
power showed a degree of sagacity, perspicacity, and lucidity hardly equaled today anywhere. He knew how much
depends on every word of those authors, on the way each
word was used singly, on the way each was combined with
others in sequences, in paragraphs, in the entire work,
and how much depended on what was not said, on what
was only hinted at, and on what was scrupulously omitted.
He was deeply aware of the dangers of generalization as
well as the necessity to generalize under certain circumstances and to do it circumspectly. It is thus. that he
achieved an understanding not only of what is written
about political life, but also about what it is and can be.
I have known him for more than fifty years, since our
student days in Marburg, and I have always been impressed
by the way his serioumess was coupled with wittiness,
his depth with simplicity, his intellectual strength with
a love of things far from intellectual. This complexity
made him robust and strong, although on occasion he
appeared shy or even morose. He never forgot what he
was seeking, but he was cautious in his search, never pretending, never ostentatious, only seldom raising his voice.

All this is one of the sources of his attractiveness and of
2

the love so many felt for him.
There is something else that cannot remain unmentioned now as it did not remain unmentioned in the
speeches delivered at Strauss's funeral. It is his profound
awareness of being a Jew. Just as his thinking on man as
a "political animal" had its roots in what the ancient
Greeks thought, had its focus in Athens, his preoccl)pation
with the question of divinity and with the peculiar way
of Jewish life and Jewish history tied his thinking and
feeling to Jerusalem. He distinguished sharply-and did
so always-the political programs and actions of the Jews
from their religious background. There was a time when
Leo Strauss was an orthodox Jew, while yet pursuing his
political goals explicitly and determinedly in an unreligious
way. He later changed his religious orientation radically,
tying the question of god and of gods to his political
reasoning, without letting his own life be dependent on
any divinity or on any religious rites. But his being in a
definite sense a Jew was all-important to him. Nothing
could change that.
All of those who have known him will never forget that
he belonged to two worlds. They bow to the greatness of
his soul and its complexity, to his unique sense of the
important, to his modesty. They cannot do otherwise. 111

J. Winfree Smith
During the past four years St. John's College has been
blessed with the presence of Leo Strauss, and now he has
in body gone from us. He will be greatly missed by those
of us who had known him for many years and by those
of us, students, faculty, and others, who profited so much
from his Wednesday class.
When I came to know Mr. Strauss, which was not
long after I came to St. John's, I was just becoming aware
of the depth and breadth of the "antagonism," if I may
use his word, between Biblical revelation and Greek philosophy. In those days and in this hall he undertook in a
lecture entitled "Jerusalem and Athens" to set forth the
grounds and implications of that antagonism. That lecture was only the first of many of his undertakings in
which he helped me to articulate questions which surely
are important for all thinking persons and which were
and are close to the center of my own being.
This articulation of antagonism in thought was characteristic of much that he did. He was never tempted by
easy and superficial resolutions of great issues. He knew
how to present two sides of a grand argument in such a
way that one could see the strength of the case on each
side. He sometimes called himself a political philosopher
or a political scientist. Of course, he was more.
No doubt his attention was directed particularly to political things. Through him many have come to a greater
insight than perhaps most recent writers have provided

�January 1974
of the differences between the ancients and the moderns
in regard to political things and the more than political
roots of those differences.
He loved to study books that offer special problems for
interpretation, books the authors of which have, maybe
for quite different reasons, concealed their meaning. Some-

times I have not been able to follow all the steps of his
intricate arguments in quest of the meaning. At times I

have found myself in disagreement with this or that inter·
pretation. But one could never put his reasonings aside.
For there was always something very solid to invite, arouse,

and challenge thought.
Mr. Strauss had a special significance for the many stu·
dents of his whose ancestors, like his own, belonged to
that people whom the Lord brought out of Egypt with
His mighty hand and His outstretched arm. He made
them aware of and rightly rejoice in their heritage. "Why
should we," he once said, addressing a Jewish audience,
"why should we, who after all are not gypsies, but have
behind us and within us a heroic past, deny or forget that
past?"

We can all say that it will be impossible to remember
Mr. Strauss without remembering, and thinking on, those
things in the universally human past that arc excellent
and worthy of praise. 11

Ted A. Blanton
I should like to begin by recalling a statement from
Violet Bonham Carter's biography of Winston Churchill.
As the daughter of British Prime Minister Asquith, she
had known Mr. Churchill as a friend for many years, in
and out of politics, in and out of war. Speaking of her
own shortcomings as the biographer of such a man, she
took consolation in this one fact: even a fool can be of
help in aiding one's understanding of a great man if only
he would report what he sees and hears. Great men rarely
walk the earth. Few have the privilege of knowing them.
\Vith such a caution to you, let me proceed.
I shall not forget my first sight of Mr. Strauss. I had
been enrolled in St. John's College for several weeks by
the time Mr. Strauss offered a class on Nietzsche's Beyond
Good and Evil. As I waited for class to begin I reflected
on my introduction to Mr. Strauss' writings. A teacher of
polities where I formerly studied had attracted me with
his own clear vision and spiritedness. This teacher spoke
of days at the University of Chicago and the presence
there of a master teacher, Professor Strauss, for whom he
had the highest respect and admiration. I also remembered
having listened to older students there sit late into the
morning hours discussing such books as Natural Right and
History and The City and Man. Then, just at 4:30p.m.,
a small man, walking with a cane, entered the conversation room on the arm of a younger man and took his seat

at the head of the table. I was taken by surprise. I had
imagined Mr. Strauss a tall, robust man for he wrote in
such a forceful and uncompromising fashion on human
excellence and on the crisis of the Western World. Mr.
Strauss began to speak, and I quickly learned an important
lesson. I had never seen what it was to have a great soul.
Mr. Strauss spoke with authority and with an earnestness
to which I was not accustomed. While not understanding
much of those classes on Nietzsche, I was charmed:
charmed by an old man who while speaking gave every
evidence of being young; charmed by his gcntlemanliness
and his patience in answering questions.
I believe that only in Mr. Strauss's next class, on Thucy·
dides-when I was fortunate enough to bring Mr. Strauss
to class on my ann-did the power of his teaching begin
to strike home. "We read the ancient books not because
of a nostalgic interest but because those books make clear
our situation here and now." It was clear that most of us
in the class stood to him in the relationship of pupil to
master. Yet Mr. Strauss's example of carefully moving
through the text gave us the hope that we could train
our eyes to see some of the things he saw. His teaching
also brought to life for me the advice he had given to an
aspiring teacher years earlier. The general rule for teaching that Mr. Strauss gave at that time was this: "Always
assume that there is one silent student in your class who
is by far superior to you in head and in heart." We have
witnessed the high character of a man who lived by deed
in accord ,with those words.
I was also privileged to see Mr. Strauss at his home. On
some of these occasions he would receive questions from
me, questions that presented themselves from his weekly
class or from my own reading. Once, when our conversa~
lion ended with Mr. Strauss counseling me to make good
use of my youth by studying, I asked for a determination
of the subjects worthy of the most study. After a short
remark on the character of liberal arts colleges, Mr.
Strauss suggested a curriculum built around the study of
four books. True to form, he named only three of themAristotle's Ethics, Aquinas' Treatise on Law, and Kant's
Fundamental Principles of the Metaphysics ot Morals.
The longer I was acquainted with Mr. Strauss, the more
I was impressed by the care he took in speaking to people.
For I could see that he spoke to different people in differ·
ent ways. I believe he knew what each of us needed to
hear.
When I would leave his home he always took my hand
and thanked me for everything I had done. But truly I
was the one who owed the thanks. Upon leaving his home
I was both restful and restless: restful because of the calmness and the sheer delight of his words to me and restless
because he instilled in me an eagerness to think and to
learn. Friendship appeared to me in a fuller light: friendship is not that relationship where all is relaxed but the
relationship where one's highest faculties are poised for

3

�The College
graceful movement. I believe that in those moments I was
more fully human than at any other time.
Mr. Strauss leaves a shelf full of books behind him,
books raising the same questions he raised in his classes
here at St. John's. He always wanted to be learning something new and to be leading others with him. Those students who knew him, who knew him even a short while,
as most of us here, will have a priceless gift to take to the
study of those books. W c have the living memory of the
character of the man-his bright eyes, his endless wit and
charm, the numberless stories he could recall to illustrate
a difficult point, the precious moments of silence before
he would respond to a question, his determination to arrive

at the heart of an argument only to turn to the class and
ask, "What do you think of it-docs it make sense?" -we
have all of these and more, to carry with us to his books.
We have been taught by example. We have seen what few
others have the opportunity to see: a lover of wisdom in
the flesh.
I would like to close my remarks by reading two things.
Mr. Strauss quotes the first in his essay "What is Liberal
Education?":

Just as others arc pleased by a good horse or dog or
bird, I myself am pleased to an even higher degree by
good friends ... And the treasures of the wise men
of old which they left behind by writing them in
books, I unfold and go through them together with
my friends, and if we see something good, we pick it
out and regard it as a great gain if we thus become
useful to one another.
Most of you will recognize the second as coming from
Plato's Gorgias:
Of what sort am I? One of those who would be glad
to be refuted if I say anything untrue, and glad to
refute anyone else who might speak untruly; but just
as glad, mind you, to be refuted as to refute, since I
regard the former as the greater benefit in proportion
as it is a greater benefit for oneself to be delivered
from the greatest evil than to deliver someone else.
For I consider that a man cannot suffer any evil so
great as a false opinion on the subjects of our actual
argument. Ill

Laurence Berns
I shall try to describe Mr. Strauss's impact on us as
graduate students in the political and social sciences and
philosophy at the University of Chicago. We had, of
course, met teachers who were learned, intelligent and
impressive men. The best of them impressed us not only
by their characters but by their clarity and by the extent
of their knowledge and reading. The goal of reason in our
scientific times, it seemed, was to construct logical systems

4

tl1at were consistent with as many facts as possible. Mr.
Strauss, surely, impressed us with the extent of his learning too. But far more important was the demonstration
by example that progress, personal progress, was possible
not only in extent of understanding, but also in depth
of understanding, depth of insight. System, or better,
"order and orderliness are very good," he once said, "but

I prefer illumination." The quest for wisdom in that sense
evoked by the name of Socrates became for us not just
an object of fond hopes, a poet's dream, but a possible, a
reasonable, even if most difficult, undertaking, an under~
taking that we might be privileged to take part in. Mr.
Strauss provided us with both inspiration and training.
Many of us came into those classes with a fairly high
opinion of our own powers of comprehension. The
courses, usually lecture courses, were mostly on one,
sometimes two books per quarter. There was plenty of
time to read the assignments two or more times. Mr.
Strauss's first few introductory sentences usually summed
up most of what we had gotten from the reading and
then at a lightning pace, which I believe strained the best
of us, we would learn that the books we thought we had
understood fairly well contained worlds more than we
su~pected, that they were far more challenging, fascinating, bold, careful and intricate than anyone had ever led
us to believe. We, of course, argued and questioned,
pressed for more evidence, for more explanation and
reexplanation. In his classes Mr. Strauss was far more
generous about marshalling evidence, about explaining
connections one way and then another with a view to the
difficulties of different questioners, than he is in his highly
condensed lectures and writings. There is scarcely a paragraph, for instance, in Natural Right and History, that
does not crystalize, yet without simplification, sometimes
in a few simple-sounding sentences, hours and days of
lively argument and discussion. The density and thrift of
his published writings, compared with his classes, reminds
me of the difference between the books Hegel prepared
for the press himself and those more expansive publications of notes on and of his lectures.
We students were first of all angry with ourselves. Why
had we not seen what we now saw was really there to see?
We became increasingly aware not only of the distance
between ourselves and Mr. Strauss, but more generally
and more importantly, the distance in care and thoughtfulness between ourselves and the great thinkers. This awareness changed our lives. Much greater efforts than we had
imagined were required: What we had regarded as our
best was not good enough.
This was all very serious, but there is another side to it.
Those classes for all their challenge and seriousness were
simply delightful. Strauss inspired without ever trying. It
was evident that nothing delighted him as much as thinking through, contemplating, explaining and making his
discoveries. The classes always left us with many unan-

�January 1974
swercd questions. More often than not some of us would
pursue him after class; the inquiry and discussion would
continue in the hall, in his office, and on the way home.
I remember more than one class that began at 1:30 and
really ended close to 7 o'clock before his apartment door.
He was never altogether satisfied with what he had worked
out, always testing and trying what he thought he knew
with new questions, new perspectives, and new arguments.

He disliked repeating himself and often when summing
up a previous class, as point of departure for the next, we
would realize that the summary was not just a summary
but incorporated all the advances made in the hall, or on
the way home or in his study the previous night. It made
no difference whether he was talking to 40, 25, 5, 3, or
just one person; the same searching intensity and delight
in learning prevailed. The delight often bubbled over into
humor. He could be very funny. Yet that high humor
never detracted from the seriousness: indeed, we came to
see that they go together, as long as both are high. Some
time after I began to attend those classes I learned that
Nietzsche had written a book entitled Gay, or Joyful
Science: I thought I had an inkling of what he meant.
The life of a thinking man is to be found most of all
in his thoughts. I could not begin to try to do justice to
the memory of Leo Strauss without at least some brief
remarks about the themes of his investigations.
Philosophy and science come into the world, according
to Strauss, with the discovery of nature; and the fundamental intra-philosophic issue, the issue between the
ancients and the moderns, concerns their different understandings of nature and nature's status. Mr. Strauss concentrated especially on the study of human nature. This
is not the place to go into how the study of human nature
is complicated by the rediscovery of exotericism, except
perhaps to remark that the study of what most of the
greatest writers prior to Kant mean by human nature is
inseparable from the study of the implications of their
rhetoric. The connection between nature and human
nature becomes evident by questions such as these: Are
we correct to speak of what is good for man by nature?
Are we equipped by nature to understand nature, to understand what is good by nature? Or is nature indifferent or
hostile to man's highest aspirations? Is it naive to think
that the human intellect is constituted by nature so as to
understand nahue1 that nature is so constituted as to be
understood by the human intellect? If it is naive, as the
moderns argue, is not nature rather to be studied with
a view to its ultimate conquest, with a view to its intellectual conquest by means of the art of symbolic mathematics and experiment and its physical conquest by the
technological arts concomitant with mathematical physics?
Is nature then to be studied with a view to the ultimate
triumph of human art? But if nature cannot provide us
with standards, how are we to determine the purposes to
which that art is to be put? The dilemmas, not to speak

of horrors, consequent upon the modern project require
a careful tracing back of our steps, the rediscovery of the
fundamental notions and assumptions that brought us to
this impasse. That means, to speak in the broadest outline, the rediscovery of the fundamental notions and assumptions that underlie the modern understanding of
nature, the rediscovery of the fundamental notions and
assumptions of the classical understanding of nature which
the moderns reject and thereby presuppose that they understand. And lastly it means the rediscovery of the basic
insights and assumptions that underlie the original discovery of nature, the original discovery of philosophy and
science. This last task brings us face to face with the alternatives to philosophy. Philosophy, either in its quest to
understand itself, or simply as full open-mindedness, is
obliged to examine, to articulate the serious alternatives
to philosophy. Philosophy, as the quest for a rational
account of the whole is always faced by the rival accounts
of the whole laid down by the revealed religions. Both
revealed religion and philosophy look upon such accounts
as indispensable to the guidance of human life.
The most impressive alternative to philosophy in the
life of Leo Strauss is summoned up by the name of a city,
Jerusalem, the holy city. What if the one thing most
needful is not philosophic wisdom, but righteousness?
This notion of the one thing most needful, Mr. Strauss
argued, is not defensible if the world is not the creation
of the just and loving God, the holy God. Neither philosophy nor revealed religion, he argued, can refute one
another; for, among other reasons, they disagree about the
very principles or criteria of proof. Leo Strauss was a Jew,
a Jewish scholar, and, if I know anything about the meaning of the word, he was a philosopher; but he insisted
that strictly speaking there is no such thing as Jewish
philosophy. TI1is mutual irrefutability and tension between
philosophy and Biblical revelation appeared to him to be
the secret of the vitality of Western Civilization.
It may seem immodest, he once remarked, to speak
about all objects of human knowledge, but, and I quote,
"we all really have opinions-and sometimes very strong
opinions-about all objects of human knowledge, and it is
perhaps better to confess that to oneself and to try to
clarify that than just to leave it at the amiable appearance
of modesty."
As much as those of us who knew him miss him, it is
impossible to think about him and what he stood for without somehow feeling better about being a human being,
without being grateful for having been able to share some
part of the grace with which his life abounded. 1111
1

5

�What is a Liberal Education?
by Leo Strauss

Liberal education is education in culture or toward culture. The finished product of a liberal education is a cultured human being. "Culture" ( cu]tura) means primarily
agriculture: the cultivation of the soil and its products,
taking care of the soil, improving the soil in accordance
with its nature. "Culture" means derivatively and today
chiefly the cultivation of the mind, the taking care and
improving of the native faculties of the mind in accordance with the nature of the mind. Just as the soil needs
cultivators of the soil, the mind needs teachers. But
teachers are not as easy to come by as farmers. The teachers themselves are pupils and must be pupils. But there
cannot be an infinite regress: ultimately there must be
teachers who are not in turn pupils. Those teachers who
are not in turn pupils are the great minds or, in order to
avoid any ambiguity in a matter of such importance, the
greatest minds. Such men are extremely rare. We are not
likely to meet any of them in any classroom. We are not
likely to meet any of them anywhere. It is a piece of good
luck if there is a single one alive in one's time. For all
practical purposes, pupils, of whatever degree of proficiency, have access to the teachers who are not in turn
pupils, to the greatest minds, only through the great
books. Liberal education will then consist in studying with
the proper care the great books which the greatest minds
have left behind-a study in which the more experienced
pupils assist the less experienced pupils, including the
beginners.
This is not an easy task, as would appear if we were
to consider the formula which I have just mentioned.
That formula requires a long commentary. Many lives
have been spent and may still be spent in writing such
commentaries. For instance, what is meant by the remark
that the great books should be studied "with the proper
care"? At present I mention only one difficulty which is
obvious to everyone among you: the greatest minds do not
tell us the same things regarding the most important
themes; the community of the greatest minds is rent by

6

discord and even by various kinds of discord. Whatever
further consequences this may entail, it certainly entails
the consequence that liberal education cannot be simply
indoctrination. I mention yet another difficulty. "Liberal
education is education in culture." In what culture? Our

answer is: culture in the sense of the Western tradition.
Yet Western culture is only one among many cultures.
By limiting ourselves to Western culture, do we not condemn liberal education to a kind of parochialism, and is
not parochialism incompatible with the liberalism, the
generosity, the openmindcdness, of liberal education? Our
notion of liberal education does not seem to fit an age
which is aware of the fact that there is not tl1e culture
of tl1e human mind but a variety of cultures. Obviously,
"culture" if susceptible of being used in the plural is not
quite the same thing as "culture" which is a singulare
tantum, which can be used only in the singular. "Culture"

is now no longer, as people say, an absolute but has become relative. It is not easy to say what culture susceptible of being used in the plural means. As a consequence
of this obscurity people have suggested, explicitly or implicitly, that "culture" is any pattern of conduct common

to any human group. Hence we do not hesitate to speak
of the culture of suburbia or of the cultures of juvenile
gangs both nondelinquent and delinquent. In other words,
every human being outside of lunatic asylums is a cultured
human being, for he participates in a culture. At the
frontiers of research there arises the question as to whether
there are not cultures also of inmates of lunatic asylums.
If we contrast the present-day usage of "culture" with
the original meaning, it is as if someone would say that
the cultivation of a garden may consist of the garden being
littered with empty tin cans and whiskey bottles and used
papers of various descriptions thrown around the garden
at random. Having arrived at this point, we realize that
we have lost our way somehow. Let us then make a fresh
start by raising the question: what can liberal education
mean here and now?

�January
Liberal education is literate education of a certain kind:
some sort of education in letters or through letters. There
is no need to make a case for literacy; every voter knows

that modern democracy stands or falls by literacy. In
order to understand this need we must reflect on modern
democracy. What is modern democracy? It was once said
that democracy is the regime that stands or falls by virtue:
a democracy is a regime in which all or most adults are
men of virtue~ and since virtue seems to require wisdom,

a regime in which all or most adults are virtuous and
wise, or the society in which all or most adults have developed their reason to a high degree, or the rational society.
Democracy in a word is meant to be an aristocracy which

has broadened into a universal aristocracy. Prior to the
emergence of modern democracy some doubts were felt
whether democracy thns understood is possible. As one
of the two greatest minds among the theorists of democ·
racy put it, "If there were a people consisting of gods, it
would rule itself democratically. A government of such
perfection is not suitable for human beings." This still
and small voice has by now become a high·powered loudspeaker. There exists a whole science-the science which
I among thousands profess to teach, political sciencewhich so to speak has no other theme than the contrast
between the original conception of democracy, or what
one may call the ideal of democracy, and democracy as it
is. According to an extreme view which is the predom·
inant view in the profession, the ideal of democracy was

a sheer delusion and the only thing which matters is the
behavior of democracies and the behavior of men in
democracies. Modern democracy, so far from being uni-

versal aristocracy, would be mass rule were it not for the
fact that the mass cannot rule but is ruled by elites, i.e.,
groupings of men who for whatever reason are on top or
have a fair chance to arrive at the top; one of the most
important virtues required for the smooth working of democracy, as far as the mass is concerned, is said to be

electoral apathy, i.e., lack of public spirit; not indeed the
salt of the earth but the salt of modern democracy are
those citizens who read nothing except the sports page
and the comic section. Democracy is then not indeed mass
rule but mass culture. A mass culture is a culture which
can be appropriated by the meanest capacities without
any intellectual and moral effort whatsoever and at a very
low monetary price. But even a mass culture and precisely
a mass culture requires a constant supply· of what are
called new ideas, which are the products of what are called
creative minds: even singing commercials lose their appeal
if they are not varied from time to time. But democracy,
even if it is only regarded as the hard shell which protects
the soft mass culture, requires in the long run qualities
of an entirely different kind: qualities of dedication, of
concentration, of breadth and of depth. Thus we understand most easily what liberal education means here and
now. Liberal education is the counter-poison to mass cui-

1974

ttue, to the corroding effects of mass culture, to its inher-

ent tendency to produce nothing but "specialists without
spirit or vision and voluptuaries without heart." Liberal
education is the ladder by which we try to ascend from
mass democracy to democracy as originally meant. Liberal
education is the necessary endeavor to found an aristoc-

racy within democratic mass society. Liberal education
reminds those members of a mass democracy who have
ears to hear, of human greatness.

Someone might say that this notion of liberal education
is merely political, that it dogmatically assumes the goodness of modern democracy. Can we not turn our backs on

modern society? Can we not return to nature, to the life
of preliterate tribes? Are we not crushed, nauseated, degraded by the mass of printed material, the graveyards of
so many beautiful and majestic forests? It is not sufficient
to say that this is mere romanticism, that we today cannot return to nature: may not coming generations, after a

man-wrought cataclysm, be compelled to live in illiterate
tribes? Will our thoughts concerning thermonuclear wars
not be affected by such prospects? Certain it is that the
horrors of mass culture (which include guided tours to
integer nature) render intelligible the longing for a return
to nature. An illiterate society at its best is a society
ruled by age-old ancestral custom which it traces to original founders, gods or sons of gods or pupils of gods; since
there are no letters in such a society, the late heirs cannot
be in direct contact with the original founders; they cannot know whether the fathers or grandfathers have not
deviated from what the original founders meant, or have
not defaced the divine message by merely human additions
or subtractions; hence an illiterate society cannot

con~

sistently act on its principle that the best is the oldest.
Only letters which have come down from the founders
can make it possible for the founders to speak directly to
the latest heirs. It is then self-contradictory to wish to
return to illiteracy. We are compelled to live with books. ·•
But life is too short to live with any but the greatest
books. In this respect as well as in some others, we do well
to take as our model that one among the greatest minds
who because of his common sense is the mediator between
us and the greatest minds. Socrates never wrote a book
but he read books. Let me quote a statement of Socrates
which says almost everything that has to be said on our
subject, with the noble simplicity and quiet greatness of
the ancients. "Just as others are pleased by a good horse
or dog or bird, I myself am pleased to an even higher
degree by good friends .... And the treasures of the wise
men of old which they left behind by writing them in
books, I unfold and go through them together with my
friends, and if we see something good, we pick it out and
regard it as a great gain if we thus become useful to one
another." The man who reports this utterance, adds the
remark: "When I heard this, it seemed to me both that
Socrates was blessed and that he was leading those listen-

7

�The College
ing to him toward perfect gentlemanship." This report is
defective since it does not tell us anything as to what
Socrates did regarding those passages in the books of the
wise men of old of which he did not know whether they
were good. From another report we learn that Euripides
once gave Socrates the writing of Heraclitus and then
asked him for his opinion about that writing. Socrates
said: "What I have understood is great and noble; I believe this is also true of what I have not understood; but
one surely needs for understanding that writing some
special sort of a diver."
Education to perfect gentlemanship, to human excellence, liberal education consists in reminding oneself of
human excellence, of human greatness. In what way, by
what means docs liberal education remind us of human
greatness? We cannot think highly enough of what Jib.
era! education is meant to be. We have heard Plato's sug·
gestion that education in the highest sense is philosophy.
Philosophy is quest for wisdom or quest for knowledge
regarding the most important, the highest, or the most
comprehensive things; such knowledge, he suggested, is
virtue and is happiness. But wisdom is inaccessible to man

and hence virtue and happiness will always be imperfect.
In spite of this, the philosopher, who, as such, is not simply
wise, is declared to be the only true king; he is declared
to possess all the excellences of which man's mind is
capable, to the highest degree. From this we must draw
the conclusion that we cannot be philosophers-that we
cannot acquire the highest form of education. \Vc must
not be deceived by the fact that we meet many people
who say that they are philosophers. For those people
employ a loose expression which is perhaps necessitated
by administrative convenience. Often they mean merely
that they are members of philosophy departments. And
it is as absurd to expect members of philosophy depart·
ments to be philosophers as it is to expect members of
art departments to be artists. We cannot be philosophers
but we love philosophy; we can try to philosophize. This
philosophizing consists at any rate primarily and in a way
chiefly in listening to the conversation between the great
philosophers or, more generally and more cautiously,
between the greatest minds, and therefore in studying the
great books. T11e greatest minds to whom we ought to
listen are by no means exclusively the greatest minds of
the West. It is merely an unfortunate necessity which
prevents us from listening to the greatest minds of India
and of China: we do not understand their languages, and
we cannot learn all languages. To repeat, liberal educa·
tion consists in listening to the conversation among the
greatest minds. But here we are confronted with the
overwhelming difficulty that this conversation does not
take place without our help-that in fact we must bring
about that conversation. The greatest minds utter monologues. We must transform their monologues into a dialogue, their "side by side" into a "together." The greatest
8

minds utter monologues even when they write dialogues.
When we look at the Platonic dialogues, we observe that
there is never a dialogue among minds of the highest
order: all Platonic dialogues are dialogues between a
superior man and men inferior to him. Plato apparently
felt that one could not write a dialogue between two men
of the highest order. We must then do something which
the greatest minds were unable to do. Let us face this
difficulty-a difficulty so great that it seems to condemn
liberal education as an absurdity. Since the greatest minds
contradict one another regarding the most important
matters, they compel us to judge of their monologues;
we cannot take on trust what any one of them says. On
the other hand we cannot but notice that we are not
competent to be judges. This state of things is concealed
from us by a number of facile delusions. We somehow
believe that our point of view is superior, higher than
those of the greatest minds-either because our point of
view is that of our time, and our time, being later than the
time of the greatest minds, can be presumed to be superior
to their times; or else because we believe that each
of the greatest minds was right from his point of view
but not, as he claims, simply right: we know that there
cannot be the simply true substantive view but only a
simply true formal view; that formal view consists in
the insight that every comprehensive view is relative to
a specific perspective, or that all comprehensive views are
mutually exclusive and none can be simply true. The facile
delusions which conceal from us our true situation all
amount to this, that we are, or can be, wiser than the
wisest men of the past. W c are thus induced to play the
part not of attentive and docile listeners, but of impresarios
or lion-tamers. Yet we must face our awesome situation,
created by the necessity that we try to be more than
attentive and docile listeners, namely, judges, and yet we
are not competent to be judges. As it seems to me, the
cause of this situation is that we have lost all simply
authoritative traditions in which we could trust, the
nomos which gave us authoritative guidance, because our
immediate teachers and teachers' teachers believed in the
possibility of a simply rational society. Each of us here is
compelled to find his bearings by his own powers however
defective they may be.
We have no comfort other than that inherent in this
activity. Philosophy, we have learned, must he on its guard
against the wish to be edifying-philosophy can only be
intrinsically edifying. We cannot exert our understanding
without from time to time understanding something of
importance, and this act of understanding may be accompanied by the awareness of our understanding, by the
understanding of understanding, by noesis noeseos, and
this is so high, so pure, so noble an experience that
Aristotle could ascribe it to his God. This experience is
entirely independent of whether what we understand primarily is pleasing or displeasing, fair or ugly. It leads us

�January 1974
to realize that all evils arc in a sense necessary if there is
to be understanding. It enables us to accept all evils which
befall us and which may well break our hearts in the
spirit of good citizens of the city of God. By becoming
aware of the dignity of the mind, we realize the true
ground of the dignity of man and therewith the goodness
of the world, whether we understand it as created or as
uncreated, which is the home of man because it is the
home of the human mind.
Liberal education, which consists in the constant inter~
course with the greatest minds, is a training in the highest
form of modesty, not to say of humility. It is at the same

time a training in boldness: it demands from us the complete break with the noise, the rush, the thoughtlessness,
the cheapness of the Vanity Fair of the intellectuals as
well as of their enemies. It demands from us the boldness
implied in the resolve to regard the accepted views as
mere opinions, or to regard the average opinions as extreme
opinions which are at least as likely to be wrong as the
most strange or the least popular opinions. Liberal education is liberation from vulgarity. The Greeks had a beautiful word for "vulgarity"; they called it apeirokalia, lack
of experience in things beautiful. Liberal education
supplies us with experience in things beautiful. Ill

TI1is article was first delivered as an address at the Tenth Annual
Graduation Exercises of the Basic Program of Liberal Education for
Adults, June 6, 1959, at the University of Chicago, and was later
printed.
© Copyright 1959 by The University of Chicago. All rights reserved. Printed by the University of Chicago Press, Chicago, Illinois,

U.S.A.
Reprinted by permission of the publisher, The University of Chicago.

9

�High School Workshop
by Ted A. Blanton

The students come from Harlem, from westside Chicago, from street corners in Baltimore, from little-seen
neighborhoods in Washington, D.C., and from the arid
shadows of the Sandia Mountains of Albuquerque, New
Mexico. Some come from large families-one girl shares
her roof with twenty-one others-while several come from
almost no family. Their backgrounds range from overcrowded inner-city schools where the first subject is discipline seconded by basketball, to the experimental public
"School-Without-Walls" in Washington, D.C. They
gather at St. John's in Santa Fe for one month in the
middle of the summer to study Plato, Sophocles, Plutarch,
St. Paul, Machiavelli, the Founding Fathers, and Tocqueville.
The High School Workshop was begun under the
auspices of the Graduate Institute in Liberal Education
in the summer of 1972. The workshop was first proposed
by inner-city teachers from Chicago and New York who
were in attendance at the Graduate Institute. Their concern was to invite bright city youth who, by circumstances,
are deprived of opportunities to develop their intellect,
and to introduce them to a program of liberal studies.
The workshop, which has now completed its second session, was organized with the aid of several of the College
faculty members along with Graduate Institute alumni
from Baltimore and Washington. The program is funded
by Mr. Jac Holzman of New York City, who is an alumnus
and a member of the Board of Visitors and Governors
(and a contributor of fellowships to the Graduate Institute), and also by the National Endowment for the Humanities. This funding makes it possible for each student
to participate in the program at no personal expense.
Eligibility for the workshop goes to rising high school
juniors and seniors who are eager academically and who
are likely to lack other enrichment opportunities. Students
are first nominated by teachers in appropriate central city
high schools. After a selection is made, based on interviews in their home cities, the final group is picked by a
lO

committee in Santa Fe. Twenty students-ten boys and
ten girls-participated in the 1973 session. Five came from
Baltimore, three from New Yark City, and four each
from Albuquerque, Chicago, and Washington. There were
fifteen Negroes, two Spanish-Americans, one American
Indian, one Caucasian, and one Filipino. All of them were
housed on campus in two small dormitories. This allowed
for privacy but also for rubbing shoulders with high school
teachers (some their own) pursuing studies in the Graduate Institute.
The staff for the workshop consisted of three Institute
alumni who were teachers in the Baltimore City School
System. Two St. John's College students acted as their
aides for the four-week program.
Mr. Lloyd Parham, who acted as Director of the Workshop, was vice-principal at Joseph C. Briscoe Junior High
School last year. Miss Mary Pat Justice works in a number
of schools with the Keeping All Pupils in School (KAPS)
program. Mr. Walter Dudley, among other duties, serves
as chairman of the department of social sciences in Lom·
bard Street Junior High. Miss Catherine Ingraham, 1973
alumna of the Santa Fe campus, and Mr. Ted Blanton
of the Annapolis campus were the student aides.
The central activity of the workshop occurred in the
classroom. A seminar with all the students and two tutors
took place twice each week along with a ninety-minute
tutorial each day for every student. The tutorial consisted
of ten students led by one tutor and a student aide. The
curriculum for the workshop was as follows:
Seminar

Plato, Euthyphro

Week
I

2 Plato, Apology

3 Plato, Crito
4 Machiavel1i, The Prince
{selections)

II

Tutorial
Plutarch: Lives of Pericles,
Alcibiades
Thucydides: Pericles' Funeral
Oration
Declaration of Independence
Articles of Confederation

�January 1974
5 U.S. Constitution,
6

7

without amendments
U.S. Constitution,
with amendments
St. Paul: Romaus

III

Selected Constitutiona1 Cases
Tocqueville: Democracy in
America (selections)

IV

New Testament: Matthew 2-5,

27-28; John 18-19
8 Sophocles: Antigone

Sophocles: Oedipus Rex

As can be readily grasped from the books selected, the
four weeks of study revolve around fundamental questions
of law.
Another dimension was added to the students' experience by area activities. These included attendance at a
rodeo, two performances at the Santa Fe Opera, an eightmile mountain hike in conjunction with a tram ride to

the mountaintop, a camping trip in Colorado climaxed

by a scenic rail ride, a visit to the Los Alamos science
museum, horseback riding, and an overnight trip to the
pueblo ruins in Bandelier National Monument. Such
events provided an excellent opportunity for the Albuquerque students to introduce the Southwest to those
from the cities. The one Indian student of the workshop
won the affection of all the others and aided in pointing
out elk, golden eagles, hawks, and bear tracks. With
almost every trip he would command an expedition of
his own. The uneasiness of the inner-city students with
regard to the outdoors was demonstrated on the first
car~1ping trip when the teachers were left with the responsrbrhtres of cookmg; then when sleeping hours approached,
over one-half of the students slept inside the large bus in
which the group traveled. Yet by the second overnight
trip, the students were eager to build fires, cook meals,
sleep on the ground, and hike through the woods.
But what about the classroom? How would students
who had read none of the selections save the U.S. Constitution and the Declaration of Independence, who had
never known discussion but only lectures, who had come

from sch?ols that hardly cultivate one's intellect, respond
to studymg Plato and Machiavelli? Socrates, in their
understanding, proceeded from sophistry (in questioning
Euthyphro on piety) to seriousness (" ... no greater good
can happen to a man than to discuss human excellence
every day ..."). His example provided a reference point
for th~ entire session. Almost all the students were skeptics wrth regard to the worthiness of the United States
government; yet after comparing the Articles of Confederation with the Constitution and demanding the full
rntent of the Declaration ("... all men are created equal
and endowed with certain inalienable rights ..."), the
most able and outspoken critic-who picked up the nickname "Alcibiades" after the first week-spoke of his newfound respect for the Founding Fathers. Tocqueville's
Democracy in America provided some of the most thorough discussions .on such subjects as the far-reaching implicatiOns of equahty, the drfferences between ancient and
modern slavery, and the kind of tyranny to be expected

in the United States. One interesting seminar showed the
facility with which the students spoke of The Prince
("... and, to see and hear him, he should seem to be
all mercy, faith, integrity, humanity, and religion") without the least bit of shame. One tutorial met with success
by dividing into citizens defending or condemning Antigone's action with respect to the city, a discussion moderated by a third body acting as a Council of Elders. Most
of the students thought there would be little to talk about
in the Bible. Yet they learned to wonder how one accounts
for the differences in the crucifixion narratives and about

the meaning of Jesus' temptations in the desert. When
the Epistle to the Romans was read, a surprising amount
of anger was displayed. However, is was unclear whether
the anger was directed toward the content of the scripture or their own education in it. One priceless moment
occurred in that seminar. A tall, easy-going young man
from Chicago was defending St. Paul in Romans 2:13-17.
He began explaining our awareness of our conscience em~

phasizing his speech by pointing at his heart. Suddeniy he
stopped speakmg; he showed some h~sitation but finally
por':'ted to Ius head and contmued hrs explanation. The
enhre senunar puzzled over that hesitation for a few
minutes.

. The general ability of the students to read carefully had
unproved by the end of the session. In the first tutorial
the students came to class having collectively decided
that "Pericles was a great con-artist." They spoke with
little precision and showed no inclination to examine the
end of that "art" or its value in ruling the city. By the last
tutona1, however, there was more precision and independ-

ence of thought. After the reading of Oedipus Rex, a
lengthy discussion by various students presented four clear
alternatives in understanding the relationship between
man and fate.
What lasting effects will the one-month program have?
If a multitude of tears at the airport departure is any ,
indication, there were friendships formed between the
students on a different basis than they had experienced
before. Many of the students commented during the
course of the four weeks on their own reactions to the
program. One student had thought all learning was modelled on mathematics with one right answer. Another had
never realized the shallowness of her reading. A third contended that the public school classroom would be difficult
to re-enter. More important than such signs or even testimony to the value of the program is the fact that three
participants in the 1972 High School Workshop have
enrolled at St. John's in Santa Fe this fall-Arlene Blackwell and Gregory Walker of Baltimore, and Ava Clinkscales of Washington, D.C. 11
Ted A. Blanton, '75, is a student on the Annapolis campus. During
the. summer of 1973 he was a student aide with the High School
Workshop on the Santa Fe campus.

11

�NEWS ON THE CAMPUSES
made a set of disc recordings of some
of the music he heard. Dick Stark has
visited the villages and talked with
families of the singers Sr. Rael knew;
unfortunately, all of the musicians
themselves are now dead. As a result
of correspondence between Sr. Rae!
and Mr. Stark the disc recordings have
been given to the Museum of New
Mexico.

Richard Stark

STARK TO SPAIN

A cooperative venture involving the

National Endowment for the Humanities, the International Folk Art Foundation, the Fulbright-Hays Commission and the Government of Spain is
sending St. John's College Tutor Richard Stark to Spain to complete a research project which began when he
moved to New Mexico more than a
decade ago. He will be tracing the
antecedents of New Mexican alabados,
religious hymns which arc centered
around the Lenten season, especially
Holy Week. The music involves eighty
alabados and several melodies for the
pita (flute).
Very little has been done in studying and recording the music of Spanish colonists in New Mexico since Sr.
Juan B. Rae] worked in northern villages during the thirties. The New
Mexican Alabado by Sr. Rae! was published by the Stanford University Press
in 1951. At the time he was here he

12

Earlier studies by Stark led to publication of Music of the Spanish Folk
Plays in New Mexico, Music of the
Bailes in New Mexico and a children's
book, Juegos Infantiles Cantados en
Nuevo Mexico. These books include
folk music derived primarily from
nineteenth century Mexico. As his research progressed on the alabados he
found nothing in them to lead him to
believe that they were of Mexican
origin. Indications were that they
might be Spanish as they were found
in the most isolated communities of
northern New Mexico where the customs and language of Spain remained
intact longest.
A breakthrough, or a possible one,
came for Dick Stark in November of
last year when the International Institute of Iberian Colonial Art met in
Santa Fe. He sang an aJabado for the
group to show them the type of music
he was discussing and asked for leads
in discovering the musical sources of
the songs. Dr. Luis Gonzalez Robles of
the Instituto de Cultura Hispanica in
Madrid immediately identified the
music as being exactly like certain
Sephardic Jewish chants. His colleagues
agreed and so the first stop for Stark
in Spain is the University of Madrid
Library to study the collection of
chants.

From Madrid he will go south to
the area around Seville and then to
Estrcmadura, the province from which

many New Mexican colonists immigrated. He plans to spend time in remote villages, monastic libraries and
church archives searching for material.

His research will he climaxed by being
there during the entire Lenten season

to hear and record music. In the late
spring he expects to return to Santa
Fe to work on musical transcription of

the alabados and prepare a manuscript.
"I believe that this project will result
in a very important addition to the
growing literature on the long neglected Spanish colonist in the United
States," Dick Stark says.
The whole Stark family has been involved in New Mexico foik music these
past years and has become increasingly
intrigued as the pieces of the puzzle fit
together. Mrs. Stark and their three
sons are looking forward to joining
Dick for part of his stay in Spain to, be
on hand for the completion of the
project which brought them to New
Mexico in 1960.
Dick Stark attended Colorado College, was graduated from Colorado
State College of Education and received his Master's degree from the
Yale University School of Music. He
taught at Fisk University in Nashville,
Tennessee, where he was also director

of the U nivcrsity Choir, and was a
visiting professor of music at Wesleyan
University, Middletown, Connecticut.
In Santa Fe he has served as Curator
of Collections and Curator of Music
Research at the Museum of International Folk Art and since 1965 has been
a Tutor at St. John's College.

�January 1974
ARTIST IN RESIDENCE

Charles W. Thwaites, well-known
Santa Fe artist, has been appointed
Artist-in-Residence at St. John's College, President Richard D. Weigle announced. Mr. Thwaites has lived and
painted in the Southwest for the past
twenty years. During that time his
work has been shown in regional, state
and one-man exhibitions, including

one at St. John's in 1965.
Mr. Thwaites, whose style of painting has varied during his career from

objective through non-objective, has
been included in major national exhibitions, both juried and invitational. In
1940 his mural design was chosen for
the Whitney Museum's exhibition of
prize-winning mural designs from the

"48 State Competition" sponsored by
the U. S. Government Section of Fine
Arts.
He was represented in the Carnegie
Institute's

('Directions in American

Painting" and "Painting in the United
States" as well as the Metropolitan
Museum's "Artists for Victory" show.
Mr. Thwaites has shown in both the
Corcoran and Virginia Biennials, and

at the Chicago Art Institute his work
has been selected numerous times for
the Internationals and the American
Painting and Sculpture exhibitions.
At St. John's, which does not offer
painting and sculpture courses in the
curriculum, Mr. Thwaites will be teaching interested students on an extracurricular basis.
BOOK AND AUTHOR
LUNCHEONS

Hugh Nissenson has had short stories
published in Harper's, Commentary,
The New Yorker, Playboy, Esquire,
and other magazines. His books include
A Pile of Stones, which won the Wallant Award in 1965, Notes .from the
Frontier, and In the Reign of Peace.
Marcia Muth Miller is vice-president
and senior editor of The Sunstone
Press. A collection of her poetry, Post
Card Views and Other Souvenirs, was
due to be published this past fall.
Marc Simmons formerly taught history at the University of New Mexico,
and now lives in Cerrillos in an adobe
house he himself built. His latest book,
The Little Lion, was published by
Swallow Press in October.
The luncheon on November 9th featured athlete-author George Plimpton,
Southwestern naturalist Eleanor Daggett, and New Mexico outdoor writer
Michael Jenkinson.
A real-life Walter Mitty, George
Plimpton boxed Archie Moore, played
tennis with Pancho Gonzales, and

joined the Detroit Lions as a rookie,
all in the interest of first-hand, participant's-view reporting. His books include Out of My League, The Bogey
Man, and his best-selling Paper Lion.
Eleanor Daggett is well known to
Santa Feans for her "Nature Trek"
column in the Sunday New Mexican.
Her Chama History, about the section
of New Mexico where she grew up, was
published earlier this year.
Michael Jenkinson was born in England and grew up in Southern California. He has lived in Santa Fe for the
past eight years, although much of his
time is spent traveling in pursuit of
subject matter for books. Wild Rivers
of North America, his newest book,
was to be released in November.

The Santa Fe Book and Author
Luncheons, now in their sixth year,
continue to benefit both the community and St. John's College. Hundreds
of volumes have been added to the
Library of the College from the proceeds of these popular programs.
On October 12th New York writer
Hugh Nissenson, Santa Fe publisher
Marcia Muth Miller, and historian
Marc Simmons were featured. Journalist Walter Kerr was master of. cere-

than 21 years, while "Winnie," as he

monies.

was known to generations of St.

ANNAPOLIS JOTTINGS

Two valued and beloved members
of the College community retired during the fall: Mrs. Florence Mason and
Mr. Winfield Colbert. Mrs. Mason
had been a maid at the college for more

Malcolm Handte

Johnnies, had been a groundsman
since April 1, 1930. Mr. Colbert, coincidentally, celebrated his 75th birthday
on the day he retired.
Ted Wolff, a senior and the son of
Peter C. Wolff '44, has worked for two
years on the restoration of the gardens
of the William Paca House in Annapolis. (For you oldsters, on the site of
the Carvel Hall Hotel.) During this
time he has discovered a considerable
aptitude for horticulture, and plans to
study landscape architecture after graduation from St. John's.
Junior Malcolm Handte, a native of
Binghamton, N.Y., pursues his mountain-climbing hobby by running up the
outside wall of the gymnasium. A

13

�The College
climber for some four years, Handte
hopes to try El Capitan in Yosemite
National Park next summer. "It beats
volleyball," is the way this National
Merit finalist describes his energetic
avocation.

Steven F. Crockett

Rest assured that St. John's students
take time off for personal projects during college as do students elsewhere.
James Mackey of California and Hong
Kong is a case in point: in December
he left for a year's hiatus, sailing a
boat around Europe, and perhaps even
trans-Atlantic back to Maryland.
Mackey has three year's sailing experience, has taught in Maryland and California, and has a Hawaii-Los Angeles
crossing in a 36-footer under his keel.
This must be the year for outdoor
activity: on his 30th birthday Tutor
Stephen F. Crockett and his wife,
Margaret, walked 30 miles. They are

members of the Annapolis Road Runners Club, and he has been running
and walking hard for four years. This
year he has followed a weekly plan of
walking 20 miles, running five or six,
and cycling another 20.
Tutor Douglas Allanbrook performed
a benefit harpsichord concert on November 18th, sponsored by the Caritas
Society, a town-gown organization
which supports the College. Featured
was music by Bach and by Allanbrook
himself.
The former West Reading Room of
the Library has been designated the
Hartle Room, honoring Major General
Russell P. Hartle, USA, an honor
graduate of the College in the class of
1910. General Hartle commanded the
34th National Guard Division, the first
contingent sent to Europe in World
War II.

ALUMNI ACTIVITIES
HOMECOMING IN BRIEF

Perhaps the date was too early, what
with dodging boat shows and Navy
football games, but the weather was
good, and the alumni who came to
Annapolis in late September seemed
to enjoy Homecoming 1973. From the
boat ride on Friday to the last private
party Saturday night, it was fun.
Regrettably, traffic jams kept some
alumni from reaching Annapolis on
time, but more than 70 alumni and
guests of all ages cruised the beautiful
Severn River for two delightful hours
Friday evening. Those of academic inclination then listened to Charles Bell
lecture on "Satanic Math," while
others went on to parties of their own.
Evaluation of the cruise: excellent, do
it again.
14

Sufficient alumni for one seminar

were on hand Saturday morning; each
year attendance for this event has
fallen off, and it may be that an alternative activity should be found. (Comments welcome.)
The Annual Meeting of the Alumni
Association was rather well attended;
the principal items of business were
adoption of changes to the By-Laws to
provide a new method of nominating
alumni for election to the Board of
Visitors and Governors, and election
of five new Association directors:
Martin A. Dyer '52, Richard D. Ferrier
'69, Edward T. Heise '36, Marcia (DelPlain) Reff '57, and C. Edward Roache
'39.
During the meeting the Alumni
Award of Merit was presented to Col.
Robert Edward Jones '09 of Palo Alto,

Cal. Col. Jones entertained the group
with several stories of his student days.
Later on Saturday afternoon a brave
group of alumni challenged a student
team on the soccer field. The game was
hotly contested for about three periods,
and then the difference in ages began
to tell. Final score, Students-2, Alumni-0. (It has been rumored that the
two goals were inexplicably lucky shots
that trickled past Alumni goalie Bryce
Jacobsen '42; maybe.)
At the same time as the soccer game,
another group of alumni met with a
goodly number of students to talk
about graduate school experiences. The
Association and the College are most
grateful to those alumni who took part
in this helpful session.
The new format of a reception with
buffet replaced the reception and din-

�January 1974

Rob Cozzolino '63 (left) and Steve Tibbitt '65.

Col. Robert E. Jone.~ '09 and Mrs. Jones at Award of Merit ceremony;
Bernard F. Gessner '27, rear.

1973
H
0
Goaltender Bryce Jacobsen '42 in action.

Miriam (Cunningham) Col1e11 '69 all(l Tutor

James M. Tolbert.

M
E

c
0
M

Dean Curtis Wilson and Arthur Kungie, Jr. '67.
Student Counselling session in King Wiiiiam Room.

N

G
15

�The College
ncr of previous years, and was almost
unanimously acclaimed as the best idea
in a long time. No more lecture bell
to toll the way to dinner, interrupting
the reception just as it was getting
going; instead there was a natural termination of activities as alumni and
their guests drifted off to other parties.
The Homecoming Committee for
1974 will be in being by the time you
read this. If more alumni arc to be
lured back next fall (gas rationing permitting!), new ideas are needed. Homecomings are for YOU-let us hear your
ideas.
ALUMNI REPRESENTATIVES

Robert Burns once warned us about
the best laid plans-and he was so
right. A key element in the revised
procedure for nominating alumni for
election to the Board of Visitors and
Governors was the use of The College
as the medium for inviting nominations and for announcing the nominees. Unfortunately, production of the
October issue was delayed, so a special
mailing had to be made.
Delays beget delays, so this current
issue could not carry the names and
biographical data on the nominees, as
we had hoped. This information will
be sent as soon after January 31st as
possible, together with a mail-back
ballot. We ask that you cast your
ballot promptly.
Despite adversity, perhaps the most
important aspect of the new nominating procedure has been implemented:
more than one alumnus will be contending for each vacancy in the election. This assures the general membership a greater choice of candidates than
ever before.
STuDENT CouNSELING

This year's Juniors and Seniors in
Annapolis are interested in a variety
of career/work areas; the most popular
(five or more interested) in descending
order of interest: Law, Teaching, Publications (writing, etc.), Medicine,
Philosophy, Music, Classics, Anthro16

pology, Art and Art History, Biology,
Environmental Science, Foreign Service, and Theology.
But that is by no means indicative
of genuinely infonned interest: many
students are unaware of the opportunities open to them, or even what fields
they might like to enter. And many do
not even know enough to ask the
proper questions.
Alumni over the past few years have
been very helpful, giving students the
benefit of their experience, helping to
formulate the questions, and, perhaps,
even helping to find answers. Alumni
can continue to help; if you have not
submitted your name earlier, and would
be willing to talk with students on
campus, or in their hometowns, or by
telephone, please send your name and
field of competence to Miss Tina
Saddy, Student Counselling Service, St.
John's College, Annapolis, Md. 21404.
It would be helpful also if you would
indicate how you would prefer to meet
with the students.

What we are talking about is the
percentage response or participation of
alumni in the Annual Fund. While
dollars are important when one talks
about financial support for a college,
the percentage of alumni who contribute to the Alumni Fund is also most
significant. Corporate officers and
foundation executives are interested in
that figure when approached for help.
If a college can point to 40, 50, 60%
of its alumni making some sort of gift,
that has real impact. (The national
average among private, coeducational
colleges runs about 20%; the prestigious northeastern institutions reach 40
to 60% regularly. St. John's last year
showed 25%, clown from 28% the
previous year.)
So, please know that no gift is ever
too small. Give what you can, but give,
whether it is one dollar or one thousand. It will help St. John's College.

CLASS NOTES
ALUMNI FUND

This year's Alumni Annual Giving
Campaign was officially launched in
early December with letters from the
three campaign co-chairmen. (Col.
Thomas W. Ligon, classes of 1900 to
1925; John C. Donohue, 1926 to 1940;
and Francis S. Mason, Jr., 1941 to
1973.) It will close on June 30, 1974,
the end of the College's fiscal year.
$40,000 is the goal for this year's
Alumni Fund-a new term for the
funds raised by the Alumni Annual
Giving Campaign for current operating purposes at St. John's. While the
greater part of that amount may come
from a relatively few alumni, the College is as vitally interested also in
those alumni who cannot make large
gifts. Younger alumni, still in graduate school or starting new jobs or new
families, cannot be expected to give
in significant amounts. Neither can
older alumni on fixed-income pensions.
But, nevertheless, their gifts can and
do help the College far more than their
face value alone may suggest.

1932
Our July Communicard reached all the way
to Bermuda and Hugh Parker, who writes he
misses Annapolis, crab cakes, and Maryland
oysters; his mention of rum and coconut milk
leads us to believe he has found certain compensations.
Henry S. Shryock this past August attended
meetings of the International Statistical Institute in Vienna, and of the International Unl'on
for the Scientific Study of Population in
Liege. At the latter Henry contributed a paper,
"On Measurement of the Extent of Urbanization."

1935
On October 24th the Ted Levin Memorial
Scholarship Fund of Baltimore honored John
C. Donohue at its annual scholarship banquet.
Alumni present to share the evening with the
Donohue family included Bill Armacost '31,
Bill Athey '32, Fred Buck '39, Buzz Budacz
'39, Bunny Casassa '34, Cal Harrington '31,
Bruz Hoff '31, Johnny Lambros '38, Dutch
Lentz '18, Bob Miller '36, Tom Farran '42,
Julius Rosenberg '38, Tommy Smiti1 '38, and
Ernst von Sd1werdtner '17.

1938
At least in one small area ~'omen's Lib is
doing well: in September Julius Rosenberg was
made an honorary member of the all-female

�January 1974
Caritas Society of St. John's College. The
reason? Julius was one of the co-founde~s of the
Annapolis-area commlmity group whtch supports St. John's College.

1941
Lansdale Hill writes that he is the coauth~r of a book, Complete Guide of Sports
Statistics and Record Keeping, due to he published in January by Parker Press. Danny i~ a
partner in the public relations firm of Danen
and Hill in Santa Clara, Cal.
T

1943
Dr, Douglas Buchanan stopped in Annapolis
last August, on his way south with his family
on their 27-foot sloop. Doug plans to work
a year or two somewhere in the Caribbean
islands under the auspices of the University of
the \Vest Indies,

1946
Daniel S, Parker, chairman of the board of
the Parker Pen Co., in September was named
director of the Agency for International Development.

1954
Edward F. Bauer, an associate professor of
Gennan at Colorado College, is working toward
an M.A. degree in counseling at the University
of Colorado. Ed would like eventually to do
professional marital and family counseling, while
continuing his teaching.

1961
Linda (McConnell) Meriam tells us that she
teaches English and humanities at St. Norbert
College, de PCre, Wis., including a Great
Books course this fall.

1962
Maria (Fiascllberger) Hanneman m~d her
husband have returned from 2V2 years m Germany, and are living in Benton Harbor, Mich.,
where he teaches at Lake Michigan College.

1964
From Athens David R Jordan writes that

h~

is having a great time putting together an ~~­
tion of the magical curse inscriptions found m
the Agora excavations. In December he was ~o
give a talk about the inscriptions in St. LoUis,
Mo., at the annual meetings of the Archeological Institute of America. David encourages
travelling St. Johnnies to visit him; the number
in Athens is 733-266.
Ann (von Isakovics) Poundstone sends all
sorts of interesting news: she graduated from
Georgetown University Law Center in June
with a Juris Doctor degree, and took and
passed the Virginia Bar eA:aminations that same
month; John '62 is now Chief, Epidemiology
and Biometrics, Navy Medical Research Unit
No. 4, Great Lakes Naval Station, Ill.; and
last, but by no means least, Ann and John announced the birth, on September 16th, of
Katherine Esther von Isakovics Poundstone.

Kitty and her parents now live in Mundelein,
Ill.

1965
Alenna (Duugan) Leonard is currently
working in the development department at
Federal City College in Washington, D.C.
One of the more recent recipients of an advanced degree is Daniel C. Schiff, who was
awarded the Ph.D. degree in philosophy by the
Pennsylvania State University last August.

1966
A Stevens Rubin, Captain, Army Medical
Corps, is now stationed at Fort Meyer, ya.,
after a 15-month tour in Korea. Steve writes,
"I am returning with the additional karma
provided by a fiancCe, Miss Kim Soung Ae."

1967
From Louisville, Ky., this fall came a most
cleverly-drawn announcement from Joy and
Clark Lobenstine, heralding ("You might call
it a doubleheader") the births, on August 15th,
of Jonathan Clark and Andrew. James Lobenstine. And a double congratulations to all the
Lobenstines from all of us.

1968
Sarah (Manire) Fox is now working at Guilford College in Greensboro, N.C., in the News
Bureau and Information and Publications Offices, and is also taking a course in short story
writing. Sarah's husband Don is in the Master
of Fine Arts program at the University of
North Carolina at Greensboro.
Ceorge Partlow, reoriented after his Peace
Corps stint, is working toward an M.Ed. degree at Johns Hopkins, and is teaching mathematics at Houston·Woods Junior-Senior High
School in Baltimore.
Jinna (MacLaurin) and Thomas Rie are the
proud parents of Andrew Ric, born October
14th.
Maureen Hellner and Dr. John D. Rosenberg, professor of English at Columbia University, were married last June 11th. The Rosenbergs live in Manhattan, where Maureen teaches
mathematics at the Spence SchooL
Steven Shore (SF) proved his athletic prowess by completing 41 of the 50 miles of the
John F. Kennedy Memorial Hike-Run in
Maryland last spring. His time was 12Vz
hours; next year Steve hopes to finish the course
within the 15-hour deadline.
Frederick L, Wicks (SF) is attending San
Francisco State University in advanced biology
and chemistry, and is applying to medical
schools. Last summer Rick, Antigone (Phal~Jies)
J\!Ioore (teaching m Albuquerque), and
Augusta Goldstein (teaching in Pomona, Cal.),
visited former Tutor Thomas Slakey at St.
Mary's College.

1969
David E. Rigg.~ is in Hampton, Va., tempo·
mrily, helping NASA set up a new computer
center operation in that area.

1970
Ronald H. Fielding is working as a financial
analyst with a small bank holding company in
Rochester, N.Y., and is taking courses at night
toward his M.B.A. degree.
Stephen J. Forman continues his fine record
at the University of Southern California Medical School: he was to have a research paper
published in the December ~nna1s of Internal
Medicine, has been accepted mto Alpha Omega
Alpha (medical academic honor society), ~nd
has been asked to join the American FederattOn
for Clinical Research. And this guy doesn't
receive his M.D. degree until next spring!
1971
Holly Carroll is now in her first year at Yale

Law SchooL
Peter V. Lobe11 and Miss Lucinda Anne
Jones of Severna Park, Mel., were married on
August 11th, with Peter's father, the Rev. John
J. Lobeii '46, officiating,
Susan J, Mackey is now a student at Georgetown University Medical SchooL

1972
Thomas Ascik has left his journalistic pur~
suits and is now in officer candidate training
at the Marine Corps Schools, Quantico, Va.
\Vord has reached us indirectly that Brooke
Harris is writing scripts for All In The Family
and other television shows.
Most sincere congratulations are due Navy
Ensign Dana E. Netherton for his successful
completion of Nuclear Power School; apparently few people believed a St. Johnny could
accomplish that feat. All we can say is don't
sell those liberal artists short!
From far-off Kabul, Afghanistan, came a
card from wandering Watson Fellow Cristel
M. Stevens. She was in Madras, India, until
last April, studying theater and dance, and after
her sojourn in Kabul, will return to her studies
in Madras in December.
1973
In September we learned that Deborah E.
Schifter is now living in Israel.
Eric 0. Springsted (SF) is now a student at
Princeton Theological Seminary in the Master
of Divinity program. His wife Marsha (Adams)
S7 5 works for a Princeton shop where she is
the "foremost turquoise jewelry authority" in
the town.

In Memoriam
1922-Albert L. Anderson, Annapolis,
Md., November 2, 1973.
1923-J. W. Barney Gilbert, Annapolis,
Md., October 18, 1973.
1933-Ernest K Krohn,
N.J., September 29, 1973.

Jr.,

Maywood,

�The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and a!
additional mailing offices.

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                    <text>'F I L~

THE COLLEGE

CoPY

St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

April 1974

�THE COLLEGE
Vol. XXVI

April, 1974

No. I

Editor: Beale Ruhm von Oppen
Managing Editor: Thomas Parran, Jr.
Editorial Advisory Board: William B. Dunham, Michael
W. Ham, Paul D. Newland, Barbara Brunner Oosterhout
'55, E. Malcolm Wyatt, RobertS. Zelenka
THE COLLEGE is published by the Development Office
of St. John's College in Annapolis, Maryland. Richard D.
Weigle, President, Paul D. Newland, Provost.
Published four times a year, in January, April, July, and
October. Second class postage paid at Annapolis, Maryland, and at other mailing places.

IN THE APRIL ISSUE:
Jacob Klein at 75

f11 The Poet of the Odyssey .
by Eva Brann

1

5

Dance, Gesture, and The Marriage of Figaro
by Wye Jamison Allanbrook

13

News on the Campuses

22

Alumni Activities

23

ON THE COVER: This sketch is one of eight by Anne
Buchanan Crosby which were included in the Festschrift
presented to Jacob Klein on March 3, 1974.

�Jacob Klein At 75

Jacob Klein's seventy-fiftll birthday was celebrated on
Marcil 3, 1974, by a festive gathering of contributors to a
Festschrift called Essays in Honor of Jacob Klein at tile
llouse of President and Mrs. Weigle.
Nearly ·four years llad passed from Samuel Kutler's first
letter inviting contributions, in April, 1970, to tile presentation of tile completed typescript, in a splendid box made
by Micllael Parks, to our former Dean of long and decisive
tenure. Tile secret llad been well kept and tile surprise was
complete.
All tllat remains now is tor tile book to be printed.
Meanwllile tile readers of The College may be interested in
his successor's preface to the collection, with its celebration
of tile life and work of Jasha Klein. Our readers may also
like to know the contents of tile Festschrift pending 'its
publication.

Preface
The studies and essays here collected were written for
presentation to Jacob Klein oh the occasion of his seventyfifth birthday. Diverse though they are in subject matter
and perspective, they are motivated by a shared sense of
indebtedness to a great teacher, a shared respect and admiration for his great learning and wisdom, a shared love for
his humanity.
Jacob Klein was born in 1899 in Libau, Russia. His
education was begun in Lipetsk, and continued in Brussels
from 1912 to 1914 and then in Berlin. After graduating in
1917 from the Friedrichs Realgymnasium in Berlin, he
studied at the universities of Berlin and MarburgjLahn,
his subjects being philosophy, physics, and mathematics.
In 1922 he received the Ph.D. at Marburg under Nicolai
Hartmann.
In the years that followed, he continued studying in
Marburg a:nd Berlin, chiefly physics, mathematics, and
ancient philosophy. It was an important event for him, he
has told us in one of his very few autobiographical statements, when he came to hear Martin Heidegger in Marburg in 1923. The fundamental thing he learned from

Heidegg~r was not Heideggerian philosophy, but something he had previously felt to be somehow beyond possibility, namely, that what another man had thought and
written might actually and genuinely be understood. In
the particular case, the writings newly understood were
those of Aristotle. It was to the recovery of classical
thought, the thought of Plato and Aristotle, that Jacob
Klein now turned, devoting himself to this aim with intensity. A second aim of his studies was to see how the
classical mode of thought had come to be transformed
into the modern mode of thought, the thought out of
which modern science emerged. The two topics are closely
conneCted, for the development of modern science has
brought with it not only new insights but also a fundamental forgetfulness of what the ancients knew. The
sedimentation of thought-the imbedding and burying of
earlier insights in later formulas and procedures-thus became a central theme and concern. As a consequence, a
pressing .question came to the fore: how should people be
educated?
A first outcome of these studies was an extended work,
Die griechische Logistik und die Entstelmng der Algebra,
published in two parts in the Quellen und Studien zur Geschichte der Mathematik, Astronomic und Pllysik in 1934
and 1936. The first part was the thesis for the Habilitation,
which would have taken place at the University of Berlin·
in October, 1932, had it not been for the change in the
political situation in Germany at that time. The entire
work has been recently translated into English by Eva
Brann and published by the M.I.T. Press under the title
Greek Mathematical Thought and the Origin of Algebra.
In 1934-i935, Jacob Klein was a visiting lecturer in the
history of mathematics at the University of Prague. From
1935 to 1937 he was a fellow of the Moses Mendelssohn
Stiftung zur Forderung der Geisteswissenschaften. During
this time he was chiefly concerned with the elaboration of
a· study of Galileo' s physics and its relation to Plato, Aristotle, and Archimedes. Also, his researches concerning
Platonic cosmology led him to nndertake a fresh analysis
of the stmcture of Platonic dialogues, in particular the
Charmides, Meno, and Pllilebus. But this work was not to

1

�The College
be completed till much later. Exile from Germany intervened.
On April!, 1938, Jacob Klein arrived in New York. In
May, through Paul Weiss of Bryn Mawr College, and
Mortimer Adler of the Law School of the University of
Chicago, he was put in touch with Scott Buchanan, dean
of St. John's College in Annapolis, Maryland. It had been
only the year before that Stringfellow Barr and Buchanan
had, as Buchanan put it, "taken over this old and decrepit
college with a mortgage and other disorganized finances."
Buchanan's interest in Klein appears to have been immediate. He explained it in a letter of June ll to a group
in New York called the Emergency Committee in Aid of
Displaced Scholars:
As you may have seen in the papers and magazines,
we are installing a four-year program of liberal education in which we are reading the great books from
Homer and Euclid to Freud and Russell. A great part
of our program deals with the history of mathematics
and science, and we are at present working hardest on
getting some of the original books translated and
organized for pedagogical purposes. Dr. Klein's work
in Greek mathematics and in Renaissance science is
directly and almost completely comprehensively pertinent.
A small grant from the Emergency Committee, finally
announced on September 24, after three months of waiting, made possible the appointment of Jacob Klein to the
faculty of St. John's College for the academic year 19381939. On May 1, 1939, Buchanan reported to the Emergency Committee that .
the arrangement has been more than successful. He
[Jacob Klein] has done very important work, both in
the very special kind of research which we are doingparticularly in relation to Greek and Renaissance
mathematics; also, he has proved to be a very superior
teacher, not only of the students but for the rest of
the faculty. I think he has been very happy here, and
both of us are convinced that he should remain with
us as long as we can be of mutual good.
St. John's College at this time was going through the
pangs of a new birth, the birth of what was then called
"the New Program" and later simply "the Program." A
conventional elective curriculUm and a conventional departmental arrangement were being dismantled; the attempt was being made to set up an all-required program
of studies that would be an appropriate modern replacement for the m.edieval liberal arts curriculum. The dedication to liberal education was to be singleminded; the usual
distractions of American collegiate life were to be put
aside. Mr. Klein has written of the arduousness and the
difficulties of those times:
I cannot forget the years when Scott Buchanan and
Stringfellow Barr began exploring and erecting the
goals of the College with the help of the faculty ....
The College grew, slowly and not always in the right
1

·

2

manner, but we saw always the Goal shining before us
and demanding severe and grim efforts to be made by
all of us.
The fact is, however, that the history of those times has
never been written; and the records are sparse and the
memories evanescent from which such a history could be
reconstructed. Still, that Jacob Klein was deeply and energetically involved in the planning and the work is evident
enough from the college records. Perhaps most interesting
here arc the titles, some of them plain, some of them
puzzling, of talks and lectures that he gave from year to
year before the college community. On April 10, 1939,
during his first year, he and another tutor, Herbert
Schwartz, conducted a public qisputation in the Great Hall
of the College on "The Active Intellect." During this same
year, Mr. Klein gave a series of ten lectures to New Program sophomores on "The History of Algebra" -a series
that was repeated with variations in succeeding years and
became a tradition. Some of the other titles, with the dates
of the lectures through the fall of 1948, are as follows:
"Passion, Fate, Knowledge"
"How to Read a Newspaper
Today"
HArithmology"
October 25, 1940:
''Descartes"
May30, 1941:
November 14, 1941: "Greek City, Greek Sky"
"Aristotle"
February 20, 1942:
"System and Matter"
April23, 1943:
"Geometry"
August 13, 1943:
Address to the Graduating Class
March 14, 1944:
1
"Arithihetic and Geometry''
May 19,1944:
"The Quadrivium"
July 26, 1944:
"Virgil"
August ll, 1944:
"Quadrivium?''
October ll, 1946:
"The Nineteenth Century"
May 16, 1947:
Commencement Address
June 9, 1947:
December 12, 1947: "On Nature"
"Plato and The Liberal Arts"
October 7, 1948:

February 9, 1940:
May 18, 1940:

In July of 1948, the Board of Visitors and Governors of
the College approved a sabbatical leave for Mr. Klein for
the following academic year. Already in the previous year
Barr and Buchanan had left to try, unsuccessfully as the
event proved, to establish a sister college in Massachusetts.
St. John's and the St. John's program had managed to
survive the war, b.ut the financial situation ·of the College
remained precarious, and in some of its phases the opera-

tion of the program was notably questionable or chaotic.
In the middle of the academic year 1948-1949, there came
an administrative crisis. Jacob Klein once more found his
Platonic studies interrupted; he was called back to the
College to become its Acting Dean on January 31, 1949.
Acting deanship turned into deanship in September of the
same year, directly after Richard D. Weigle became the
new president of the College, undertakin&amp; first and fore-

�April, 1974
most the arduous and necessary task of putting the finances
of the College in order.
For nine years thereafter, tiJI July, 1958, Jacob Klein
served as dean. It was a period of consolidation, of strong
leadership. Nostalgia for a vanished past gave way to a
new ethos. The community became aware of itself as
having a shaping and stabilizing force at its center. In
faculty meetings, in meetings of committees, in official
statements of educational policy, above all in lectures to
the college community, Jacob Klein articulated, in words
that were at once arresting yet simple the meaning and the
aim of liberal education. For history's sake, we give the
titles of the lectures of those years:
"Liberal Education and Liberal
Arts"
~~what is a Platonic Dialogue?"
January 13, 1950:
September 29, 1950: "The Liberal Arts"
September 26, 1951: "The Liberal Arts"
"The Great Mother and the
October 3, 1952:
Liberal Arts"
(this lecture dealt with Robert
Graves' The White Goddess)
"The Conservative and the
February 15, 1953:
Revolutionary"
"History and the Liberal Arts"
June 5, 1953:
"On Tradition"
October 2, 1953:
May 21, 1954:
Aristotle"
October l, 1954:
"The Liberal Arts and the
October 7, 1949:

11

Muses"

"The World and the Cave"
January 7, 1955:
September 30, 1955: "The Liberal Arts and the
Problem of Learning"
"Plato's Phaedrus"
April6, 1956:
"The Art of Questioning and
October 5, 1956:
the Liberal Arts"
September 27, 1957: "The Delphic Oracle and the
Liberal Arts"
Commencement Address
June 9, 1958:
During these years, the series of lectures on the history of
algebra was several times repeated for different classes of
sophomores and juniors. Also, a lecture on the Copernican
Revolution, first given on April 29, 1949, was repeated for
succeeding classes of sophomores.
The mere titles, of course, cannot recapture for us the
spiritedneSS the imaginative interpretations, the reflective
questioning, the unusual insights, the unmistakeably distinctive thrust and direction of thought in these lectures.
Nor can they reveal how these characteristics and qualities
have fostered and formed the intellectual life of individuals
and of the ongoing college community.
Another topic should be mentioned here: the evenings
for visiting lecturers and faculty, or for faculty and students, at the Klein's home, where Mrs. Klein presided so
magisterially and magically over the kitchen and the spicier
1

portions of the conversation, and where all things pertaining to the College and the great world were discussed with
the detachment and the freedom that are supposed to
characterize the Abbey of The!eme. These are not, and
wiJI not be, forgotten.
We record here the statement written by Richard Scofield and inserted into the faculty minutes for the meeting
of June 2, 1958, the last faculty meeting during Jacob
Klein's deanship:
The Faculty, acting on the motion of the President,
expressed by a standing vote their appreciation of the
services to the College of Jacob Klein as Dean during
the past nine years, and they wished to have recorded
in the minutes a formal statement of their gratitude
to him for his guidance in the common task of keeping the program of studies alive and healthy. Beyqnd
the call of duty, almost beyond the limits of the
possible, he has devoted his time, his energies, his
humanity, his great learning and wisdom to the
intellectual welfare and the general happiness of the
,
College community.
The academic year 1958-1959 became Jacob Klein's first
and indeed only full sabbatical year. He spent it mostly
in England, and there made good headway in the writing
of a book that he had intended to complete more than two
decades previously. The book, bearing the title A Commentary on Plato's Meno, was finished after the return to
St. John's, and published by the University of North
Carolina Press in 1965.
The series of formal lectures to the college community
now resumes:
October 30, 1959:

"The Problem and the Art of

March 3, 1961:
April 20, 1962:
April26, 1963:
February 28, 1964:
February 12,1965:

"Thought, Image, Abstraction"
"Aristotle"
''Leibniz"
"On the Nature of Nature"
"On Dante's Mount of
Purgatory"
"The Myth of Virgil's Aeneid"
Commencement Address
''On Precision" ·
Commencement Address

Writing"

February 25, 1966:
June 12, 1966:
February 23, 1968:
June 8, 1969:

The 1968-1969 academic year was Mr. Klein's last year of
full-time teaching, and at the end of June, 1969, he retired
from the faculty after thirty-one years of service. Yet the
preceptorials with students go on, and the formal lectures
to the college community continue, too:
May 20, 1971:
October I, 1972:
February 23, 1973:
May 3, 1974:

"About Plato's Philebus"
''Plato's Ion"
"Speech, Its Strength and Its
Weaknesses"
"Plato's Phaedo"

3

1

�The College
And this list will be continued. A number of the foregoing
lectures have been published:
HOn Dante's Mount of Purgation," Cesare Barbieri
Courier, Vol. VII, No.2 (Trinity College, Hartford,
Conn., 1965)
"The Myth of Virgil's Aeneid," Interpretation, Vol. 2,
Issue I ( 1971 )
"About Plato's Philebus," Interpretation, Vol. 2,
Issue 3 (1972)
"Plato's Ion," Claremont Journal of Public Affairs,
Vol. 2, No. l (1973)
The following lectures and essays have appeared in a
St. John's publication, The College:
"The Problem of Freedom" (December, 1969)
"On Precision" (October, 1971)
"Discussion as a Means of Teaching and Learning"
(December, 1971)
"Speech, its Strength and its Weaknesses" (July,
1973)
Other of Mr. Klein's published writings include:
"Phenomenology and the History of Science," in
Philosophical Essays in Memory of Edmund HusserI
( ed. Marvin Farber; Harvard University Press, I 940)
!'Aristotle, An Introduction," in Ancients and Mod-

erns, Essays on the Tradition of Political Philosphy
in Honor of Leo Strauss (Basic Books, Inc., 1964)
"On Liberal Education," in The Bulletin of the Asso·
ciation of American Colleges, Vol. 52, No. 2
(Washington, D. C., 1966)
"A Note on Plato's Parmenides," in Orbis Scriptus:
Dimitrij Tscl1iiewskij zum 70. Geburtstag (Miinchen: Wilhelm Fink Verlag, 1966)
Lectures already printed for use within the college community, and others yet to come, will one day be collected
and published in a volume for a wider circle of readers.
For over three and a half decades Jacob Klein has devoted himself with singular intensity and with singular
clarity of purpose to the teaching and learning at St. John's
College. For some of us who have come to the College,
his teaching has had much or all to do with the definition
of liberal education and of our lives. Our debt is an exquisite burden that we happily bear, knowing what it is
ours to do: the conserving of a tradition of responsible,
radical inquiry; the carrying on, most seriously and most
playfully, of the art of questioning; the obeying so far as
we individually can of the Delphic Oracle's enigmatic
behest; the careful and intent following of Ariadne's
thread, the conversation that concerns the soul's good. In
diverse and modest ways the essays which follow take up
this task.
CuRTIS A. WILSON
Dean
St. John's College
Annapolis, Maryland
March 3, 1974

4

Here follow the contents of:
ESSAYS IN HONOR OF JACOB KLEIN
As Presented to him on the Occasion of his
Seventy-fifth Birthday
Introductory Letter by Richard D. Weigle
Preface by Curtis Wilson
Contributors
Douglas Allanbrook ...... Study in Black and White (for
harpsichord).
Robert Bart
.. The Shepherd and the Wolf:
On the First Book of Plato's
Republic.
Seth Benardete .......... Euripides' Hippolytus.
Laurence Berns
.... Rational Animal-Political
Animal: Nature and
Convention in Human

Speech and Politics.
.An Appreciation of Kant's
Eva Brann
Critique of Pure Reason: An
Introduction for Students.
Anne Buchanan Crosby ... Eight Sketches.
Robert A. Goldwin ...... The State of Nature in
Political Society.
.. Plato in Hermann Cohen's
Simon Kaplan
Philosophy of Judaism.
. Mythos and Logos.
John S. Kieffer
. The Source of the Source of
Samuel S. Kutler .
the Dedekind Cut.
David R. Lachterman . . . Self-hood and Self-Consciousness: An lnq~iry into
Kantian Themes.
Margaret W. Rattner .... Politics and the Constitution.
Beate Ruhm von Oppen .. Bach's Way with Words.
Robert Sacks
.... Ptolemy as a Teacher.
Richard Scofield
.... The Christian Phaedra or
Farewell to Tragedy.
J. Winfree Smith ........ "Watchman, What of the
Night?"
Brother Robert Smith
Lear and the Story of Eden.
Leo Strauss .
. ...... On Plato's Apology of Socrates
and Crito.
Robert B. Williamson .... Eidos and Agatlwn in Plato's
Republic.
Curtis Wilson
... Newton and the Eotvos
Experiment.

Elliott Zuckerman .

. Four Sketches for a Study
of Prosody.

Editorial Board:
Samuel S. Kutler, Chairman
Eva Brann
Robert B. Williamson
J. Winfree Smith
Elliott Zuckerman

�The Poet of the Odyssey
by Eva Brann
1. On Seeing Homer
Epic is that kind of poetry-as distinguished from lyric
and epic poetry, the poetry of the lyre and of actionwhich is particularly named after the word, for epos means
the word as uttered in speech or song. Hence in reading
the Homeric epics we certainly should, in addition to
attending to the tale told, listen closely to the sound itself
of the utterance. Let me give two examples of what the
sound of the word may reveal.
First, an example of listening for meter: At the beginning of the Odyssey, Zeus speaks, because
He thought in his heart of blameless Aegistheus.
In Greek:

a

mnesato I gar kata I thymon I mymiinos I ATgis I thoio
(I 29). Notice that the fifth foot is not a dactyl (- ••) but a
spondee (--). Now it is a rule of the epic hexameter line,
rather rarely broken, that the fifth foot, at least, must
be dactylic. In this line, therefore, the very name of the
murderous shirker who together with treacherous Clytemnestra turned Agamemnon's return into an ambush 7 a

vile fact which forms the background of the Odyssey, does
violence to that stately cadence of the epic meter, making
it unnatural, heavy, and misshapen.
Second, an example of listening for words: When
Achilles grieves for the death of his dearest friend,
Patroclus, whom he had sent into battle in his own stead
he cries:
Him have I lost.
But if we listen to the Greek words-ton apolesa (I1.
XVIII 82), we will hear a second, equally possible, meaning, ominous and enlightening:
Him have I killed!
Nevertheless what I want to say here will derive more
from sight than from sound. The a"cient conviction that
Homer was blind is surely a consequence of the special_
place that sight holds in his poetry, a recognition of its
preternatural visual intensity. But we can go further; we
can say that both the Iliad and the Odyssey depend crucially on vision, on allowing the words to build a visible
world in which the inner events of the epic suddenly
appear. Let me now give an example of what the sight
behind the word may reveal:
Achilles the swift is pursuing a dazed and bemused

This article Is adapted from a formal lecture presented at the An·
napolis campus on Friday, October 6, 1972.

Hector around the walls of Troy (Il. XXII !22 ff.). They
run in agonizing slow motion,, three times round as in

a dream, and the fastest man. on earth cannot catch his
much more solid, slower quarry. Finally Hector breaks the
eternity of this pursuit and stands, facing about. What
does Achilles, what do the spectators see? They see
Achilles facing Achilles, for Hector is wearing Achilles'
old armour, striped from Patroclus' corpse (XXII 323).
Greek armour covers practically the whole man; a Greek
in battle is an armoured effigy. The antagonist that
Achilles so viciously hurls at is himself, the old Achilles
before Patroclus' death, before his dreadful apotheosis,
when he was still a man among men. Yet this crucial sight,
the most revealing vision of the Iliad, is not told directly in
words but only prepared through them.
So there exists a second epic realm "behind" the epic
lines, a world swirling wit\! ironic double visions, significant glances, tactful asides, mysterious smiles, meaningful
gestures, awesome scenes. So, for example, Achilles, even as

he sits stubbornly by his tents, is given his usual epithet
"swift in his feet" (Il. IX 196). For we are to see him
swift and sedentary at once. And there is a similar irony
in calling the villainous Aegistheus "blameless." So Odysseus delivers Agamemnon's conciliatory message to the
offended Achilles exactly as given, except that Homer
paints in a revealing gesture. For he makes Odysseus repeat
the king's oath that he has never been to bed with Achilles'
girl, " ... as is the rule among mankind, men or women
... /'with a deep obeissance: '' ... as is the rule, my lord,

of men and women ..." (Il. IX 134, 276). So Telemachus,
wide-eyed but adroit, compares Menelaus' palace to Olympus in a stage whisper, bending toward his friend with
ostentatious reticence (Od. IV 74); so he persuades this
same friend, Nestor's youngest son, who conveys his perfect
understanding with a glance, to allow him to board boat
homeward without a farewell call on old Nestor who will
talk on and on; so Odysseus, as indulgent glances pass between him and Nausicaa's parents, takes the blame for her
charmingly over-discreet lack of hospitality (Od. VII 303).
There is no end to such examples.
Here, then, is a world of crucial sights for the eye, which,
however, arise from the stately, artificial tongue of the
Homeric epic, a language especially well fitted to conspire with the poet to produce this inexhaustible store of
paraphenomena. For just as the subtleties of human intercourse are best entrusted to sedate ceremony in life, so a
fixed, formulaic language seems best for conveying its
intricacies in poetry. And more particularly, the well-

5

�The College
burnished epic idiom appears especially to invite a lively
complement of images.
I hope now to make explicita part of this implicit, complementary world. Yet that will be more a task in what I
might call "perceiving" the epics than in interpreting them.
TI1is latter task is much harder, if it is possible at all, and
it can only be undertaken on the premise that poetry contains something intended for truth, and that behind the
realms of uttered word and imaginative sight there is yet
a third world of truth into which the former realms lead.
I shall try somewhat to interpret one of the epics, the
Odyssey-yet very cautiously, because I wish to avoid a
certain kind of irresponsibility which that poem particularly induces in interpreters. I will give an example.
Odysseus is shut up for seven years by the nymph
Calypso, whose name means, "She Who Covers." She lives
on an island in the navel of the sea "in hollow caves,
longing for him to beher husband:"
en spessi glaphyroisi, lilaiomene posin einai (I 15),
as the bewitchingly slippery Greek goes. Now a cave, it is
sometimes said, is a womb, and Odysseus' painful escape
from its timeless moist comfort is a second birth. But is
this "interpretation" not itself a metaphor, and should
the interpreter of poetry himself ply poetry? I think not.
It seems to me that 'interpretations of poetry should be
soberly prosaic, and should not represent the poet as having proposed fantasies which no sane adult can credit. For
poetry begins in marvelling, and no one can marvel at the
incredible.

finds an Achilles who, at intervals, familiarly addr~sses the
dead (XXIII 19, 105), and in whose precincts the body
of Hector lies for many days mysteriously uncorrupted
(XXIV 420). Achilles, whose home is Pthia (IX 363),
which means the "Perishing Land," must appear to Priam
-and to us-to sit in the somber splendor of underworldly
state, the potentate of a premature, above-ground hell, who
harbours not only the souls but also the bodies of the dead.
We shall see this same dread being, who dominates the
end of the Iliad, once more, at the center of the Odyssey.
Reciprocally there is established within the Iliad, as
Achilles' particular foil and counterpart, the man who will
give his name to the Odyssey, a poem which begins with
the word "man," as the Iliad begins with the word "wrath"

-menis in Greek. For as Achilles' being is concentrated in
a passion, so Odysseus is a man "of many turns/' polytropos, a man of craft-metis in Greek.
·
These two have had their royal quarrels (Od. VIII 75),
but they are ultimately bound rather than divided by being
in that peculiarly intimate opposition of extreme and mean
.which is embodied in their spatial position in camp, where
Achilles' boats 'are beached at one far-out wing, while
Odysseus' little fleet is drawn up in the very middle of the
Greeks (Il.XI6).
Homer has put their comparison in Odysseus' own
mouth (Il. XIX 216). It is short, but may be adumbrated
as follows:
Everything about Achilles is young, brief, brave, brilliant, somber, .swift, abrupt, unwise, grave; he is in essence

short-lived; "minute-lived" (minynthadios) is his proper
2. Achilles and Odysseus
By way of beginning let me paint one more picture from
the Iliad. Achilles the truthful, for whom a liar is "as
hateful as the gates of Hades" (IX 312), knows something
which dominates all his doings, a knowledge so painful that
he lies about it even to his friend Patroclus and only old
Nestor guesses what has happened (XVI 51, XI 794): his
mother has told Achilles plainly and finally how "shortlived," how "swift-fated," he is to be (I 416, XVIII 95).
So, once Patroclus, his deputy in death, is gone, Achilles
is not longer quite among the mortals, but both above and
below them: in battling for his friend's corpse, he who has
fed on the immortals' food, on ambrosia (XIX 347), is like
a divine, an Olympian, being, while when he fights Hector
he is like a beast, a lion or a wolf who could feed on Hector's raw flesh (XXII 262, 347). But when the battle is
burnt out and he returns to his tent, he becomes yet something else, a being which Agamemnon had detected in him
earlier..:..he assumes the part of Hades, the ruler of the
underworld (IX !58). Let me set the scene.
The god who conducts the dead to the underworld
across the river Styx is Hermes. Now Priam, who comes
by night to beg for his son Hector's body, is brought to
Achilles' abode by Hermes who awaits him by the river
(XXIV 353). The garments which Priam brings with him
are white, the Greek color of mourning (XXIV 231). He

6

term.

Odysseus is of an older generation (II. XXIII 790),
short-legged-dignified while seated in council, but squat
on his feet, as the Trojans have observed (Il. III 2ll); a
wrestler (II. XIII 710, Od. IV 343 and VIII 230), not a
runner, except once, and then away from battle (Il. VII
95); given to cunning clowning on occasion (II. X 254 ff.,
Od. XIV 462 ff.); a clever speaker, endlessly resourcGful,
who is used on every misSion or embassy: to enter Troy
as negotiator or as spy (Il. Ill 206, Od. IV 246), to fetch
Achilles for the Trojan expedition (Il. XI 767), to return
the captured girl Briseis to her father (Il. I 3ll), and
finally, to attempt-fateful failure-to bring Achilles back
into battle (Il. IX 180). And he has staying power-he
ever refuses to leave precipitously (Il. II 169, Od. Ill 163)
and he, not Achilles, sees the war to its conclusion by
means of the well-disciplined strategem of the wooden
horse. ( Od. IV 270 and VIII 502).
The words that belong to Odysseus are "much" and
"many" (poly and polJa). Lis teo to the first lines of his
own epic and hear how these words sound at once the seasputtering accusation against Poseidon's name and the
Greek cry of pain popoi:
Andra moi enncpe, mousa, polytropon, hos mala polla

plangthe, epei Troics hieron ptoliethron epersen.
pollon d'anthropon iden astea kai noon egno,

�April, 1974
polla d'ho g'en pontoi pathen algea hon kata thymon.
In snm, as Achilles' life is concentrated in camp, so
Odysseus' life extends beyond, into peace. Perhaps nothing
brings this out better than the names of their only sons.
Achilles' son, who comes to Troy after him, is called
Neoptolemns (II. XIX 327), the "New Warrior," while
Odysseus' son, who awaits him at home, is called Telemachus, "Far-from-Battle."' It is a significant touch that in
the Iliad, Odysseus assumes for himself the appellation of
"Father of Telemachus" (II 260 IV 354), as if to show
where his heart lies.
Now every characteristic anecdote, every revealing story
of Odysseus in the Iliad has, as the references above show,
its deliberate counterpart in the Odyssey, just as the underworld Achilles who will appear in the Odyssey is prefigured
in the Iliad. The two epics belong together not only as
the natural sequence of "War and Peace" -to give them a
joint title taken from their one and only rival work-but
as the two elements of a sight seen in the Iliad: Achilles
bearing before him on his new shield-the shield Odysseus
is to inherit (Od. XI 546)-the dancing and battling cities
and the encircling Ocean of the Odyssey (XII 478 ff.).
The world of Odysseus is, at it were, supported by Achilles.
I shall return to this observation later.
3. The cheating myths
I shall begin with the second half of the Odyssey. No
sooner has Odysseus arrived back home in Ithaca than he
begins to give various accounts of himself and his trip.
He tells five such stories (XIII 256, XIV 199, XVII 419,
XIX I 72, XXIV 303), of which only one single one, the
last, told to his father as an afterthought, is clearly, though
cleverly, concocted. The other four, in spite of certain
tongue-in-cheek touches, shine with verisimilitude, and, in-

deed, everyone finds them plausible. To be sure, Odysseus'
own annouricement of Odysseus' imminent return is

sceptically received, but on the part of one listener, at least,
this disbelief is, as we shall see, pretended. Only Athena,
the first to hear one of these accounts, exposes them. Told
to her they are indeed

j~lying

lore/' or ''tricky tales," or

"cheating .myths" (XIII 295), for she knows, as we shall
see, the still deeper truth of the matter.
The longest of these tricky tales is told to Eumaios,
Odysseus' faithful swineherd (XIV 199). It goes like this:
The teller is a nameless Cretan bastard who enjoys war and
seafaring, and who, on returnirig from service in Troy, sets

out fcir Egypt to find a fortune. There his men, drunk and
out of control, attempt an incursion on the locals and are
routed. The narrator himself seeks protection from the
Egyptian king, stays to live with him for seven years, and
is then persuaded by a cunning Phoenician to come to stay
with him also for one year. This Phoenician later causes
the Cretan to boaril a boat which is ostensibly conveying
cargo to Libya but is in fact carrying orders to sell him as
a slave. They are shipwrecked and he, riding the mast, is
driven to the Thesprotians on the north-western . Greek

mainland. Here he hears of Odysseus, who has gone to the
famous nearby oracle of Dodona to seek advice concerning his return. They promise the Cretan passage but, once
on board, strip him of his goods and bind him. He escapes
while they are having supper in Ithaca, and hides in a
thicket,
Each of the four tales is different, but the same thread
runs through all of them. TI1e teller is a Cretan. The Cretans were the famous seafarers and the infamous liars of

antiquity. This Cretan has sailed to all the far-flung Mediterranean ports of call-Cyprus, Libya, Egypt-and has had .
much commerce with the Phoenicians, the shippers and
conveyers of that sea.
Now 1 claim that distributed through these cheating
myths are the facts of the voyages of Odysseus-that he has
really spent the last ten years in these places. It is at the
least plausible to think so. He must have been somewhere
on earth or sea in those lost years. But no candid adult will
claim that he was in fact with the giants, nymphs, and
witches that people those adventures of his which I shall
call "the odyssey proper," meaning the travels which belong peculiarly to Odysseus. Therefore we must think that
he was with those Cretans, Egyptians, and Phoenicians
who in fact people the Mediterranean sea, among whom he
has in fact been reported seen (XIV 382), and who keep
coming to his mind when he is obliged to give an account
of himself. This is, after all, precisely where Menelaus
went, who having been driven off course at ,the same place
as Odysseus, took his ships to all these ports, and especially
to Egypt, in search of gold (III 301, IV 83). So it is clear
what Odysseus was doing-no man was ever more prudent
about worldly things, more greedy for goods, to put it
plainly, and less likely to he willing to return profitless
from Troy, or to assume beggary except as an ironic guise.
He does, in fact, return a rich man, and "Save my things,
save me," is the merchant-like orde.r of his prayer to

Athena (XIII 230). Furthermore, not only does a young
Phaeacian contemptuously describe him as looking like a .
huckster (VIII 163), hut he in fact has' the versatility appropriate to an "operator": he is a skillful servant by grace
of Hermes (XV 321 ), a useful consultant and an enchanting raconteur with the polish of a professional minstrel-at least his swineherd thinks so (XVI 521). And
finally, is it not curious how Homer himself says in the
third line of the Odyssey that Odysseus saw the cities of
many men, while the adventures of the odyssey proper are
ma'inly about the islands of single women?
Now of these odyssean adventures, as opposed to the
factual accounts, only one single one ever comes to the ears

of the known world while Odysseus is yet lost. It is reported by Athena to Telemachus in a prototypical cheating
myth (in which she tactfully turns the seductive nymph
into "rough men" [I 198]) as well as by Proteus to
Menelaus (IV 557), and by Telemachus to Penelope
(XVII 143) that Odysseus is, for the duration, with
Calypso, with her whose name signifies oblivion. That is

7

�The College
to say, throughout Greece Odysseus is reported missing-

sions of occurrences which by their radiance invite interpre-

the "stormy snatchers" have swept him away, ''out of

tation. Such versions are here called adventures: The adventures of Odysseus' odyssey are the truths of his travels.
This amounts to the provoking assertion that the realm of
the imagination is closer t.o the world of truth than the

sight and out of hearing" (I 242).
The other places and beings of the odyssey proper are
made known to no one, not even on Odysseus' first return.

Instead, the cheating myths allude to the adventu.res (IXXII) in parallels and coincidences.
For instance: the drunk attack on the Egyptians in the
cheating myth is a parallel to the Ciconion adventure; the
seven years with the king of Egypt are coextensive with the
time given to Calypso, and the year with the Phoenician
coincides with the year assigned to Circe; the Thesprotians
and Phoenicians are, like the Phaeachms, people that give
passage. In both the cheating myths and the adventures
there are shipwrecks and lonely survivals riding on mast or
keel, oracles consulted, whether Dodona or Teiresias, passages promised, thickets for hiding.
These coincidences reveal how the cheating myths and
the adventures are related to each other. As the notorious
"Cretan 'liar paradox" of logic arises when a Cretan claims

that all Cretans are liars-upon which his speech cannot
be called either true or false-so Odysseus, who is shamelessly careless about harmonizing his various accounts or

hiding his embroideries, can hardly be said to tell true
or false. The essentially prosaic lying tales are neither true
or false-they are, as I said, mere fact. Odysseus expresses
his contempt for fact, for the publicly accessible, dull,
daily labors of life, by making his accounts precise but not
uniquely exact; they express what might-obnoxiouslybe called "reality in general." They are a tissue of facts.
What I mean is this: Anyone who travels in truth, trav-

world of "reality."

4. The odyssey
So then, for instance, in Egypt, a source of narcotics (IV
228), where in fact the inhabitants drug themselves at
their feasts by sniffing the lotus flower, some of Odysseus'
men are evidently induced to "experiment"-this is trans-

figured by Odysseus into that perilous venture into the
state of irresponsible forgetfulness and loss of purpose
which he tells of as the Land of the Lotus Eaters (IX 84 ).
So Odysseus comes upon one of a tribe of troglodytes, staring, blinkered, and depthless of vision, who are without
cities 1 assemblies 1 laws, commerce, or true communication.

Him Odysseus recognizes as a Cyclops, a single-eyed "Circle Eye," who does not know the power of words (IX
112). For example, Odysseus has told him that he is called
"No-one," and the Cyclops after having been blinded by
Odysseus, in turn uncomprehendingly repeats to his neighbours that "No-one" has hurt him, so that they leave him
without help. Similarly he misses the second meaning and
warning contained in Odysseus' anonymous name, a warn-

ing which Odysseus himself explains on a later occasion
(XX 20): A parallel form of outis, the Greek word for
"no-one," is metis; but metis is also Odyssyus' word, the
word for wisdom and craft, so that Odysseus has named
himself to the giant Cyclops as his foil in craft and civili-

els twice. First, he flees home, accomplishing an itinerary,

zation.

to which belong charter groups, terminals, hotels, sightseeing excursions, transportation. These are the facts, or if
you like, the prose of the trip, boring at best, sometimes

So, again, they come to a place where Odysseus' swilling
and gorging men make pigs of themselves and become like
animals; this reveals itself to Odysseus as the power of

'even hazardous, and these, in their trying indifference, are

Circe, the "Circle Woman" who turns unmanly men into

soon confused, forgotten, perhaps reinvented. But behind
the facts of companions, locale, and transportation there
are the places and voyages of the soul seeking home, those

pigs, while he masters her by attacking her, sword before
him, and armed with Hermes' herb, surely an aphrodisiac
(X 321). Note that Odysseus understands all his men's
desires as the appetite for food and drink-in his report
they even eat the lotus which the Egyptians sniff. With
respect to himself, on the other hand, Odysseus transforms
his sojourns among men (the Egyptian king, the Phoeni-

presences and appearances, those fragrant essences, which

come as much from, as to the imagination-the sights
which are seen by the soul, not the eyes. These are the
truths, or, if you like, the poetry, of our travels, for which
the facts-some, not all-were only the occasion.
So while a shabby, mendaciously factual Cretan Odysseus is collecting loot in Egypt and Phoenicia, and Odysseus
of, as we shall see, inore splendid stature is on a different
voyage, a voyage of true nostalgia (literally: "return ache"),
on which he sees, as can only a man whose strongest roots

are at home (IX 34), the truths of alien people and places.
When I say he "sees their truths" I mean, then, that certain appropriate factual occasions of his travels form themselves for him into cogent and brilliant events which, although they live only for and by the imagination, are yet
more capable of carrying a meaning than are the mere facts.
By the poetic truths of events I therefore mean those vcr-

8

cian trader) into encounters with women-a marvelous

touch!
One more interpretation: somewhere on his travels

Odysseus hears a kind of poet,y, debilitating and corrupting, in which all the toils of Troy are turned into melodrama and sentiment. He listens ravished and yet with
reservation and resistance. He is in truth hearing the Song
of the Sirens (XII 184).
And so, further, the truth of the whole progress of his
seafaring is that it is a road into oblivion along which he
divests himself not undeliberately of the attendance of his
men-even recklessly, as his lieutenant claims (X 436). For
he brings them into places and temptations with which

�April, 1974
they cannot cope and leaves them on their own at crucial
moments, or, in the terms of the adventures, he falls into
a deep sleep. This is the sleep in which he lies when they
let out upon themselves the winds which Odysseus had
had, so to speak, "in the bag," and again when they ravenously fall on the Sacred Cattle of the Sun and by eating
them bring final destruction on themselves (X 31, XII
338). As Athena says, using the same equivocal word as
did Ac)1illes concerning Patroclus: " ... I knew in my heart
that you would return having lost (or equally: having
destroyed) all your comrades" (XIII 340). According to
the fourth line of the Odyssey, Odysseus strives to gain
"his soul and the return of his comrades;" the odyssey
proper shows that these two purposes are incompatible.
A sufficient interpretation of the Odyssey would offer a
coherent fabric of truth-behind-fact woven out of all the
adventures. I shall attend in some detail only to two of
them. I shall begin with the last, the twelfth sea-adventure,
Odysseus' stay on the Island of the Phaeacians.
5. The twelfth adventure
. .
Phaeacia, which means the "Radiant Land," is the place

of the first telling of the "odyssey proper." The man who
made the odyssey, which is in Greek as much as to say the
poet of the odyssey, is Odysseus, who recounts his voyages,
truthful!y, artfully, and in well-rounded order, beginning
and ending with Calypso (IX-XII). Phaeacia is therefore
the place where the odyssey is composed, where the seaadventures-''experiences," as we would say-are given
shape, put into words. Thus Alcinous, the Phaeacian king,
interrupts the telling of that adventure of adventures, the
voyage to Hades, to exclaim that Odysseus does not seem
"a cheat and a dissembler" who "fashions lies out of what
No-one has ever seen," and he marvels at Odysseus' ''shape-

lin\'SS of words" -morphe cpeon, at his epic form (XI
367).
Here, as Odysseus steps on land, Poseidon gives up Odysseus, sputtering his dismissal in his own version of the
fourth line of the Odyssey:
Houto nyn kaka pella pathon aloo kata ponton.
So now, having suffered many evils, wander on over
the sea! (V377)
And here Athena, for the first time in ten years, again
appears to Odysseus (XIII 318). That is as much as to say
that the formless element, the sea of troubles and boredom
which surrounds the islands of adventure and delight,
persecuting as it conveys, now recedes in favor of craft,
clarity, and composition.
For this radiant country is a land of luxury and lyre, of
dances and baths, of near-animate works of art (such as
candelabras in the shape of golden youths and gold-andsilver dogs), of perpetually blooming orchards, of magnificent architecture, and cunning tapestries (VII-VIII).
And the Phaeacians have poetry-wonderful, irreverent
comedy (VIII 266) and heart-rending melodrama of the
siren sort, which makes Odysseus weep like a woman (VIII

523). They are, moreover, a folk which regards all the
present pains of mankind as sent by the gods for the sole
purpose of being turned into song for those to come (VIII
580) -aesthetes, we would say.
The Phaeacians have. been removed from Hyperia-the
"Beyond Land," where they suffered from the crude
strength of the Hyperian Cyclopses, to Scheria-the "Cutoff Land" (VI 4, 8). In this country they live in detached
elevation-they have no enemies and yet they do not love
strangers (VII 32), but are intimate only with the gods
(VII 205). Nevertheless their vocation is to give passage,
to convey-we would say: to "communicate"-and the
spirit-like nature of what they convey is shown in their
ships, which are swift as thought and governed by thought
(VII 36, VIII 559). Of course they pray to Hermes the
Interpreter and Conveyer (VII 137).
In this resort, in this-I will say it-in this artists' colony,
Odysseus becomes a poet. Here he frequently expresses his
love for singers (VIII 487, IX 3), and here he himself
sings. It seems very appropriate that this is the only adventure which is reported directly by the poet of the
greater Odyssey, by Homer himself.
Odysseus is conveyed out of Phaeacia, where dreams are
given shape in comfort, to rocky Ithaca with his treasure
of tales while lying, as he is wont to at crucial moments,
in a Hermetic sleep much like death (XIII 80). And Poseidon, the god of untiring formlessness, in revenge covers,
(literally "calypsoes"), the sea exit of the odyssey forever
(VIII 569). There will be no second such epic.
Odysseus is received into "reality" by Athena who, in a
transport of affection, apostrophizes her Odysseus as cunning, dissembling, bold, brilliant in craft, insatiate in tricks,

and as a man who will not leave off cheating myths and
deceits (XIII 293). The man who was praised for his
truths in Phaeacia, the land of poetry, becomes a mere liar
in rocky Ithaca.
6. The middle adventure
Phaeacia is the place in which Odysseus found himself
able to shape his trip into poetry, to give it form. Is there
a place whence the substance or matter of poetry is particularly derived, a bourn and source of poetry?
If it can be shown, as. I hope to do later, that there is
in fact a thirteenth adventure, then the seventh adventure
becomes in humber what it is in truth-the central event
of the odyssey, the one which earns Odysseus-one time
only in all the epic-the appellation "hero" (X 516).
This seventh adventure is Odysseus' voyage to the mouth
of the Land of the Dead (X), to Hades, the underworld at
the extremes of the earth and sea, which is to he reached
only by ship (XI 159). Odysseus has been sent there particularly for the pupose of consulting the oracle of Teiresias
on his return (X 492). He is indeed told of its stations and
hazards, but the management of his reinstatement in Ithaca
is, significantly, left in his own hands. In addition Teiresias

utters that strange prescription which orders Odysseus to

9

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leave Ithaca once more, promptly after regaining home,
in order to march inland, an oar on his shoulder, until he
shall come to a place where that oar shall be taken for a
farmer's tool. There he is to plant it in the ground, and
then he may feel assured of a gentle death, late and far
from the sea (XI 135). The meaning of this planted oar
is that it is a sailor's grave. This is pointedly shown by the
form of the burial, a mound with an oar stuck on top,
which the company gives that drunk young fool Elpenor
who anticipates Odysseus' ship in Hades by falling off a
roof and breaking his neck (XII 15). Odysseus' oar will,
of course, mark a cenotaph, an empty tomb, just such a
tomb as Telemachus has promised to make for him, should
he remain lost at sea (II 222). This inland ceremony is a
necessary and fitting aftermath and conclusion to the
odyssey, for as Circe says with awe, Odysseus is "twice
dead" (XII 22)-twice dead as he is twice traveled-and
therefore owes himself a burial, a false tomb far inland,
remote from the sea that hates and drives him.
But the business on which he has come takes only
the briefest time. His stay is really otherwise occupied: In
Hades Odysseus is instructed in the myths of the Greekshere he becomes learned in the matter of poetry.
Here he learns the tragedies of Agamemnon and Oedipus; here he is told the tales of Minos, Tantalus, Sisyphus,
Heracles. Here at the center of the center of the Odyssey
come forth all the women of Greece in their grandeur,
among them two who have slept with gods but kept faith
with their husbands, Tyro and Alcmcne, to whom his own
wife has already been favorably compared (II 120). (At
this point in his tale Queen Arete, grateful for his praise
of women, charmingly interrupts to praise Odysseus, not
indeed for his tale-but for his beauty and ·size [XI 337]).
·But as king and mighty ruler of the dead (XI 485), here
as in life, comes Achilles, inconsolable at his state- he
would rather be a slave on earth than the king of the dead.
Odysseus, a passing visitor in Achilles' very own realm,

comforts him a little with a good report of his son the New
Warrior, Neoptolemus. Achilles as the most ghostly of the'
dead, as Hades' deadest denizen, dominates this world.
All that come to tell their tales to Odysseus are sou1spsychai (X 530)-which means, in Greek, "cold breaths,"
spirits, bodiless and bloodless. Hades is the repository of
shades, that is to say, of the ghosts of the past, of beings
of memory. Of themselves these are impotent, unable on
their part to see the living, and like dreams, impalpable
(XI 29, 143, 207). It is Odysseus who gives or refuses these
schemata presence by refusing or giving them blood (XI
147). It is Odysseus who gives flesh and blood to memories,
which are the substance and matter of poetry. Odysseus'
central adventure is his voyage to the bounding flux which
surrounds and delimits our world of bodily sights, a voyage
of recollection to those remote recesses of memory where
lives our common past, the dead whose stories have been
canonized into myths. In Hades Odysseus is initiated into
the lore which is the matter of poetry.

10

7. The thirteenth adventure
Everywhere people are talking of the "returns," the
nostoi, of the Greek contingent from Troy. The minstrel
sings of them in Ithaca and Aeolus wants to hear about
them on his floating island (I 326, X 14). One such return
is famous, or infamous, above the rest-that of Agamem·
non, king of Greek kings, foully murdered on his return to
Mycenae by Aegisthus and his treacherous wife Clytemnestra. Zeus tells of it on Olympus, Nestor tells Telemachus in Pylus, Menalaus in Sparta, and Agamemnon
himself tells Odysseus in Hades (I 36, III 264, IV 518, XI
412). But there is another return which is much spoken
of because it is yet outstanding- Odysseus' own. Moreover,
the former stands ·behind and informs the latter. Telemachus, on his trip in search of his father, never forgets
that other, avenging, son, Orestes (I 298, III 203), while
Odysseus' own homecoming is colored by the murdered
king's advice in Hades: "Therefore do not you yourself
ever be gentle to your wife, and do not tell her the whole
tale which you know, but tell her some, and keep some
hidden" (XI 442).
.
Consequently Odysseus returns filled with suspicion,
which is confirmed by Athena's similar, albeit less partial,
advice to "tell no man or woman" of his return (XIII 308).
And although in Hades Penelope's own mother:in-law,
Odysseus' mother Anticleia, has already declared to him
Penelope's constancy (XI 217), Penelope herself behaves
deviously enough to justify Odysseus' reserved behavior.
The house is full of wooers, daily wined and dined, to
whom she sends messages and promises, and among whom

she has favorites (XIII 381, XVI 397).
The fact, then, of Odysseus' retutn is that he slips back
. late, slow, suspicious, and incognito, outwits Penelope's
wooers by gaining possession of his old powerful weapon,
the great bow, makes a blood bath among them and those
servant girls who follow them, and only then, having repossessed his hall, reveals to his wife who he is.
:
But the truth of his return, which turns it into a thirteenth adventure by giving it the sheen of a high tension
is this: Those two, Odysseus and Penelope, recognize and
know each other from the moment he enters his home, and
. proceed to act out a charged, subtle farce, worthy of the
complex nature commOn to them, in which poetry and
prudence are intertwined by means of a high craft. Their
object is to know the truth about each other. The way the
evidence for this situation mounts is a _model of Homeric

·subtlety. Let me set it out.
Penelope, whose epithet is "the circumspect" (periphron), would be unlikely to fail 'to notice what it plain
to everyone else. Telemachus has returned from his trip
suddenly bearded (XVIII 176) and a man, and for the first
time certain that he is the son of a father he has never seen
(XV 267). This certainty comes to him first in Sparta
where he arrived at the delicate moment of her daughter's
wedding to be immediately recognized .by the aging but
still uncanny Helen,· who sees in him the father she had

�April, 1974
evidently known very intimately (IV 143, 250). With this
image before her, how could Penelope herself miss the
original? Then also, signs and portents announcing her
husband's return have mounted: an old oracle, claiming
that Odysseus would return in the twentieth year of his
absence, is revived; a strange sooth-.sayer, Theoclymenus,

suddenly comes on the scene for no other purpose but to
announce the return; the swineherd Eumaius has repeated
to her Odysseus'. cheating myth, according to which he is
even now in Ithaca. Moreover it is now or never that Odysseus must return to her, since he himself has told her to
re-marry at the appearance of Telemachus' beard (II 170,
XVII 157, 527, XVIII 270). Accordingly she presses her
son for the results of his trip in curiously assured terms.
She had, she says, despaired of ever seeing Telemachus
again when he had gone off after tidings of his father. And
she continues: "But come, give me an account of how you

came face to face with the sight of him" (XVII 44). Telemachus, who has promised his father secrecy, is clumsily
evasive. It is clear that she is, at the very least, highly
expectant.
Odysseus comes into his hall from the pig farm where he
has revealed himself to his son in glory (XVII 264 ff.).
Now Odysseus has a property familiar in people of temperament and mobility of soul: his stature changes with the
occasion, or as Homer put it, he is frequently-four times
in Ithaca-transformed by Athena, twice from his native
radiance to an equally congenital shabbiness, twice the
reverse (XIII 429, XVI 172,456, XXIII 156). He comes
in the shape he assumed for his cheating myths: his frame
shriveled, a worn and weary, aging, balding, beggary
huckster. Argos, his ancient hound, hears him and gladly
expires. Odysseus refuses to be presented to Penelope. She
is at once collected and hysterical, twice laughs "a
meaningless laugh" (XVIII 163), and falls into a relaxed
sleep, is herself bea)ltified by Athena, and immediately
goes before the wooers to announce herself ready for remarriage and to ask for gifts. Odysseus is deeply satisfied
with her strategem. That evening, after Telemachus has
gone to sleep, Penelope descends and, blooming in beauty
like two goddesses, sits on a throne to interview Odysseus.
And now begins a curious, teasing, allusive conversation

(XIX 104 ff). Odysseus asks her not to question him
" ... lest you fill my heart with many sorrows ..."' (XIX
1!7). Now the Greek here for "sorrows" is odynaon, a word
which sounds in Odysseus' own name; so for instance, he

sits on Calypso's isle "sorrowing fOdysseus-like] for his
return" (noston odyromenos, V 153). He is audibly naming himself to her. Next he tells a cheating myth, shamelessly different from the one the swineherd has already
repeated to her. In this story he calls himself Aethon (XIX
183), the "Burnished or Shining One," the splendid Odysseus he is not now but can expect to be when his moment
comes. By presenting himself as a Cretan who left home
again a mere month after his return from Troy, Odysseus
immediately insinuates the uncomfortable fact that he

himself is not yet home to stay: that there is one more
absence in store for his wife. As this Cretan he claims to
have seen Odysseus twenty years ago and, laughably, describes in detail a brooch he then wore. He also claims that.
Odysseus is now near home. She, playing the sceptic, says
(and from now on she keeps speaking in this equivocal
way): "Neither will. Odysseus come nor will you be conveyed hence . . . " and "Him will I never receive home
again ..." (XIX 257, 313). These statements hold, of
course, equally if the man before her is Odysseus. Then
she tells Odysseus' old nurse: "Corne arise, wise Euryclea,
and wash your master's ..."-she turns the order to wash
her master's feet into: " ... your master's contemporary's

feet" (XIX 358). Euryclea, who has immediately seen
whom the stranger resembles, discovers the scar on his leg.
Homer takes time out to tell the story of the scar, acquired
by Odysseus as he climbed Parnassus, the Muses' mountain, on a boar hunt, and of the naming of Odysseus by
his grandfather Autolycus. That famous thief, liar, and
misanthrope insisted on calling Anticlea's baby "Odysseus,"
the "Hated One," or better the "Object of Wrath," as in
the verb odys~omai, "I am wroth" (XIX 4407), a meaning alluded to by Athena when she asks Zeus about Odysseus in these terms: "Why are you so very wroth with
him?"-ti ny hoi toson odysao? (I 62). The scar goes with
his name as his ·signature, and, in fact, the Greek word for
scare, oule, is to be heard in a dialect version of his name,

Ulysses (Oulixeos). Scars and persecution, especially at
sea, characterize the Odysseus of the cheating mythsthe prosaic Odysseus.
Euryclea sees the scar and with a clatter drops the foot
into the bronze basin. Penelope, sitting next to them, does
not move a muscle-Athena, that is, her alert wariness, has

turned her attention aside.
After this episode Penelope tells her husband a deliberately provoking dream and asks him to interpret it: She
had twenty geese who had left the water to feed in her
house, and her heart was warm with joy. A great eagle
came swooping down and broke all their necks and she
wept. In the dream the eagle himself interpreted, saying:
the geese are the wooers and I am your husband returned.
Odysseus interprets, speaking ambiguously of the dream or
of himself: Odysseus himself has shown you what he will
do.
Penelope next conspiratorially proposes the contest of
the bow: whoever can string and shoot straight Odysseus'
great weapon is to have her in marriage. Odysseus, of
course, approves.

They go to sleep, she upstairs, he below. Odysseus hears
her weeping, and presently "it seemed,to his heart that she
had already recognized him and was standing at his head"
(XX 99). To avoid a precjpitous reunion he takes his
blankets and moves outdoors.
When the contest begins on the morning after, Penelope
argues for letting her husband participate, reassuring the
wooers in her new equivocal mode: ''Do yon expect that

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if the stranger strings Odysseus' great bow he will take me
home and make me his wife?" (XXI 314). Just as in her
order to Eurycleia, the Greek word order gives the momentary impression that she is calling the stranger "Odysseus."

It is the day of the feast of Apollo, the god of bow and
lyre. Odysseus strings the weapon like "a man well skilled
in the lyre and song" and the string sings sweetly for the
poet-archer.
Penelope has been sent upstairs and there sleeps the
soundest sleep ever since Odysseus' going (like Odysseus
she takes to sleep at crucial moments). Carnage goes on
below until the hall is purged of wooers and followers.
Euryclea is sent upstairs to announce Odysseus' presence.
Penelope descends. She finds Odysseus sitting against a
pillar, with lowered eyes. Silence ensues, so long a silence
that Telemachus feels compelled to interrupt it. Odysseus
smiles at his nervousness: Let your mother test me. She
will not acknowledge me because I am shabby; so let us
bathe. And to keep rumour of the killing from spreading
he orders a mock wedding feast; therefore everything that
follows has a background of marriage music. The bath and
Athena burnish Odysseus into glowing radiance; he has
become 41Aethon."

With matter of fact indifference Penelope now accepts
him as master of the house, but she still refuses to call
him by name and addresses him distantly as "Sir" (XXIII
174). Off-handedly, she orders his bed to be brought out,
the bed which Telemachus had feared fouled with spider
webs (XIV 35).
Worse has happened-it has become a movable piece of
mere furniture, this bed which Odysseus joined with his
own hands, using a live olive as post-ua great token," as
he says-and building the bed chamber around it. For
the first and last time, Odysseus is distraught with anger.
And at this moment Penelope throws her anns about
him and calls him Odysseus. For the true crux of this last
adventure was not the testing of Penelope by Odysseus,
but that of Odysseus, so slow to come home, by Penelope,
and her question was never: is this Odysseus? but: is it an
Odysseus who cherishes live roots deep in the house? But
now she comes to him, Homer says, as if she had reached
land after a shipwreck (XXIII 239). His wife, by masking
her immediate penetration of Odysseus' factual incognito,
has raised the occasion of his return into a test of the
wanderer's truth to his roots; she has assured herself that
the "great token" still holds its meaning.
Dawn is held back by Athena while they talk. Again
before anything else, he tells her once more that he is not
yet home for good, that he has, by Teiresias' prescription,
to go inland to consummate his release from Poseidon and
Hades, the sea and the underworld. So Ithaca is for now
only a way station between sea and land.
Then they go to bed, and "after the two had delighted in
lovely intercourse, they delighted in tales" (XXIII 300).
And so, in this resting place, Odysseus tells the odyssey

12

once more, for the first time in the "real" world. He tells
his wife the whole story, in order and complete, all twelve
adventures, including-for the first time, of course-the
Phaeacian adventure, and not withholding his long times
with the two ripe seductresses Circe and Calypso. In one
point only does he follow Agamemnon's advice not to tell
all: he omits any mention of Nausicaa, who, lithe as a
young palm shoot, dreamed of him in Phaeacia; he does
not mention to his middle-aged wife the only girl in the
Odyssey.
Might we not expect this work with its concurrent
realms of prose and poetry to have an ending appropriate
to each? And so it has. The concluding scene of the twentyfourth book occurs within the realm of sober political fact
(XXIV 205 ff.). Odysseus completes his return by revealing himself to his father, Laertes. The three generations of
Laertes' house together face an uprising of the slain wooers'
relatives, for whom, as for the wooers, courtship and
carnage are both entirely political matters (XXII 52).
Odysseus' resumption of the kingship of Ithaca, in spirit
legitimate because -of the kindness and justice of his past
rule (IV 88, XIV 61), is confirmed in fact when Athena
causes the parties to swear mutual oaths of peace. So,
literally, ends the Odyssey.
But simultaneously another concluding scene is taking
place in a very different realm. There is a second Descent
to Hades. Hermes leads the souls of the wooers into the
underworld (XXIV 1 ff.). They throng about Achilles.
Agamemnon draws near, once more tells the tale of his own
murder and consoles the ever disconsolate Achilles with an
account of the Funeral of Achilles, the most memorable of
funerals, for to it came to sing the daughters of Memory,
the nine Muses themselves (60). Then the wooers tell and
make deposition in Hades of the adventure called the Return of Odysseus, and how-note well-their death was
plotted by husband and wife togeth&lt;;r ( 168). Henceforth
the story of constant Penelope is recorded among those
of the other unforgettable women of Hades, so that there
may be made about her too "a pleasant song among men
on earth" ( 197) .
And so the repository of poetic truth holds the full tale
both of Achilles' end and of Odysseus' return.
It follows that although the principal and paradigmatic
matter of poetry is and remains Achilles, that warrior of
deathly splendour who is all one, all passion, altogether
nothing but a being for poets, there is a second great matter
for poetry: there is Odysseus, a vivid, viable, versatile, multifarious man, the man by whose agency alone Achilles is
admitted to blood and voice, the man who made the odyssey-a poet. And so it is shown that the Odyssey, a poem
about a poet, is a work of reflection.
Miss Brann has been a tutor. in Annapolis since 1957. After graduation from Brooklyri College she earned M.A. and Ph.D. degrees
from Yale University. She was an instructor in archeology at Stanford
University, and then a member of the Institute for Advanced Studies
at Princeton, before coming to St. John's.

�Dance, Gesture,
and The Marriage of Figaro
by Wye Jamison Allanbrook

My lecture tonight has two subjects-dancing, and an
opera- Mozart's The Marriage of Figaro. The link between them is a question: Bow does one express in music

the passions and affections of human beings? Although
all. music to a certain extent finds the same answer to that
question, I would like to talk this evening about one particular kind of music-that of the late eighteenth century,
of Mozart, Haydn, and much of Beethoven, which we
often call by the name "Classic," and which constitutes a
large part of the music we know and love best. What
dancing has to do with the question of expression in this
music is the subject of the first part of my lecture. How one
composer used dancing for this purpose is the subject of
the second.
Illave often heard it said as a compliment to the music
of Mozart and Haydn that it is "abstract," the pure formal
play of note against note, purged of messy notions like expression, or what is termed "content." If there could be
such a music-and I doubt that there can-I don't think
that I ,would like it very much. But I can sympathize with
people who say such things. They have had bad experiences
with perverse or tricky musical imitation by third-rate
composers, and are relieved not to find waterfalls or moonlit nights in their Mozart. Such talk does, unfortunately,
obscure the fact that imitation is the core of late eighteenth-century music, although, indeed, a more subtle kind
of imitation, with a nobler object-how men move. One
French musician and writer on music wrote in 1785 that:
"Imitation in music is only true when its object is songs.
In music one can imitate truly war1ik~ fanfares, hunting
airs, rustic songs, etc. It is only the question of giving a
This article was delivered as a lecture at St. John's, Annapolis, on November 3, 1972. 111e text has been left as delivered, the "sheet"
which was put in the hands of the audience is appended, and the
music which was, o.n that occasion, played, is indicated by the beginnings of the passages in question.

melody the character of another melody. Art, in that case,
does not suffer violence." To paraphrase: a direct link between music and the object imitated should not, and
actually cannot be forged. But much music is written to
accompany certain actions which men perform. If we in
our more complicated music imitate that simpler music 7

namely that of dances, fanfares, etc., we will achieve our
goal without violating the principles of good taste. This
writer articulates a principle central to musical taste in the
late eighteenth century-that music in expressing men's
passions should imitate only other music. Let me show
you a simple application of this principle. If a character in
an opera enters singing a strophic folk song-like Osmin,
for those of you who saw the production of The Abduction
from the Seraglio here a few weeks ago-our first impressions, at least, will be of a rather simple, artless fciiow, perhaps a peasant or a servant. On the other hand, for Belmonte, the hero of the opera, the grand Italian style of
singing with its runs and trills is as much a part of his
nobleman's habit as his velvet suit and frilled shirt.
In this simple example, the composer, by choosing certain familiar types of music for his characters to sing,
establishes limits for his characters, and gives them their
particular life and movement· on the stage. A composer
begins any piece of music by making such choices. The
choices offered by a heroic grand opera style and a simple
German folk song are fairly obvious. But there are certain
other kinds of choices which arc so fundamental, which
determine so much of the shape of a piece from its very
outset, that I think that we often fail to take them into
account. I am talking particularly about the measure in
measured music-what it means to choose 3/4 time instead
6!8 as the meter of a piece of music.
We today generally regard meter merely as a psychological phenomenon, originating within men, not from

outside them. We argue that men tend a priori to impose

13

�The College
on any string of undifferentiated pulses groupings of two or
three, by somehow "hearing" the 'regular occurrence of a
stronger pulse. From this standpoint meter becomes only
a mechanical measuring device, which renders time man-

ageable. Writing 4/4 at the beginning of a piece simply
provides a neutral background on which we will shape the
true life of the piece, and that we call its rhythm. Most
modern music textbooks would make such a distinction
between meter and rhythm. Analogous books in the late
eighteenth century give an entirely different picture of
meter. Constantly repeated in these books is the assertion
that all meters, by nature, express certain characters or

affects. They carry with them a certain distinctive shape
or configuration which places expressive limits on a piece.
The composer can learn about this shape, examine its
potential, manipulate it, but he does not invent it. To
write 3/8 at the beginning of a movement meant to an
eighteenth-century composer not simply a unit of three
eighth-note pulses, but "a gaiety which has something
wanton in it." Expression was the essence of meter, not
just an occasional attribute of it.
The next question ·is, of course, how one makes such
choices. What is there about the nature of any given meter
which enables it to express one special passion? The
theorists I have quoted had a veritable mania for what may
· seem at first meaningless classifications of meters. They
organized them into two general categories-those suitable
· for church music and those for dancing. By dance, they
meant not ballet, but the dances of society, high and low,
like the minuet, gavotte, and contredanse. These dances
were performed in courts and on village greens, by amateurs, for their own enjoyment. Eath dance had its own
formal steps, its own particular meter, ·and its own appropriate locale. Of these two metrical categories-for the
church and for dance-the second group was subdivided
into smaller sections, which I will discuss later. (The ecclesiastical did not admit of division.) Such a classification
is not as arbitrary as it first seems. We are accustomed to
think of dances as special musical color: local (boleros,
sambas, etc.), or antique (minuets, pavanes), indicated.by
special rhythmic patterns, and employed when the composer's intent is to transport us into a very special locale,

era, or frame of mind. Their use often verges on the quaint
and precious, and is, to reiterate, a very special type of expression.
We must approach dance music from the other direction, if we are to understand why it was so important to
the eighteenth century. Rather than being a means of
catching the expression of certain very special gestures by
special types of people, it was one of the most direct ways

theorist put it: "Almost nothing appears in the moral character of men which cannot be expressed comprehensibly
and in a lively way by the position and movement of the
body. Thus dance in its way is just as capable as music and
speech of being modelled on the language of the passions."
Thus these two metrical categories-those for the church
and those for dancing-divide the cosmos as well, into the
sacred and the secular, the divine and the human. Many
other gestures beside dance came in for their share of
imitation in the human sphere-singing itself, as we have
seen, and martial and orchestral styles, but the dance still
remained the central symbol of this half of the eighteenthcentury world.
Now that we have divided the world, the rest of the
task seems simple; all we have to do is decide what music is
appropriately divine, what human, and then imitate that
music when. that part of the world is our subject. But what
music, on earth, is divine? The music of the spheres, un~

fortimately, we must reject as being out of time. Here
history comes to.our re&gt;cue. Being unable to produce for
the church eternal music, the eighteenth century thought
it appropriate to reach back in time; divine music ought,
at least, to be venerable. 'I11e pure concords and longbreathed phrases of Renaissance sacred vocal polyphony
seemed much more suitable for the church than that profane imitation of the way human beings move which is
dance. Closely associated with this particular style, for
reasons too complex to develop here, were meters based on
groups of two with longer note values as their basic beathalf-notes and whole-notes rather than quarters and
eighths, which would require a quicker and lighter execti'
tion. As one theorist put it, the "true seat" of that meter
we call "cut time," in which half-notes in groups of two.
form the measure, is in the church, while the natural
movement of 3/4 time is the minuet. The criteria by
which we judge qualities of meters seem to be both the
length of the note value taken as beat, and the numberduple or triple-of those notes in each measure. A, spectrum of meters, mnging from the most divine to the peculiarly human, would have at the one extreme those duple
metep with long note values such as 2/2, or cut time, and
at the other, triple meters with the eight or sixteenth-note
as pulse ..
The question which suggests itself from this observation
is whether triple meter is necessarily more danceable than
duple. Let us compare a common gesture in duple meter,
the march, with the rhythmic pattern of a 3/4 measure.
The pattern of accents for a march in 4/4 time, if one steps
on beats l and 3, is pictured on your sheet. Left, right, left,
right. Let me play you one.

of expressing, in a measured and musical way, the gestures

which represent the passions of all human beings. A man's
thoughts and emotions found an outward manifestation
in his gestures, which, when harnessed and transformed by
measure and symmetry, and set to the appropriate music,
were the content of the fine art of the dance. As one

l4

+

'

+

�April, 1974
The pattern of a. minuet, a dance in 3/4 time, is also
shown on your sheet. I'll play you a famous example from
Mozart's opera Don Giovanni.

One moves in step with a 'march, but it is just that-a
step without danced content. In triple meter, however,
there is a disproportion in the time allott~d to downbeat
and upbeat (foot down and foot up); the up is double the
down. This allows the dancer more time for the expansive
step or gesture before the upbeat drives him to the next
measure, and the next step. Characteristic of the march, on
the other hand, is the intensity and inevitability with which
it drives on to the next step; in the pedestrian" alternation
of left foot and right there is no room. for the expansive
gesture, the invention and fantasy of the dancer.
Any careful listener will immediately object, and rightly
so, that the example of duple meter I have chosen, the
march, is the most secular of expressions, and certainly
not employed only for the church, albeit the church militant. But even in the theater, meters which are danceable
are capable of expressing ,a broad range of passions, but
must stop short of the most exalted ones. The expression
of these-when the most noble of men (or women) voice
the most tragic or moral sentiments- must be left to that
musical style which stems not from the dance, but from
the divine or ecclesiastical. 2/2 meter, and almost as often
4/4, are usually chosen for those moments. Donna Anna,
the heroine militant of Don Giovanni, sings wrathfully of
her seduction in 2/2 time, and the effect is of a kind of
slow and exalted march step. Let us hear it.
11

once. Two of the most popular dances of the century-the
gavotte and the contredanse, the patterns of which are
shown on your sheet-were in 2/4 and 4/4 time respectively. But both involve tinkering with the most customary
patterns of the duple measure to give the dancer some
platform for his gesture-something the march would not
allow. The march is a perfect bridge between the exalted
passions and those more mundane ones which are the
subject of, dance. Its intensity and singlemindedness can
of course become anything but pedestrian, as Donna Anna's aria shows us, and given the right treatment it can also
be painfully comic-nothing but the most literal flatfooted
imitation of how the poor human body moves in its
unexalted moments.
·
I have tried to show how for the eighteenth century
meter was anything but a mechanical device for measuring
off equal hunks of time. Instead, every meter imitated a
different way of moving, and thus of being, and the whole
of the metrical spectrum reflected an ordered cosmos, with
the divine and the human as its essential parts. Why has
meter lost this meaning for us today? To see meter as
bearing the stamp of human character was to express the
confidence that human passions were held in common,
and could be expressed by certain gestures common to all
men, which gestures in turn could be imitated and held
up to view by sensitive composer-observers. Later composers, in the nineteenth century, ]ike Schubert, Brahms, and
Wagner, began to lose this confidence in a universal affective vocabulary, and thus grew less interested in depicting
the ways men move and speak on this earth. The emotions
of the individual, attempting in his own private vocabulary
to express his own passions to a universe of other beings,
took its place. One no longer made observations which
could be immediately shared and understood by other men,
but instead spoke idiomatically, and hoped that a few
would respond. The voice and the words it could express
became far more important than dance; even symphonies
often became simple song forms-outcries, rather than
representations of shared human experience. Meter was no ,

longer interesting in itself as a manifestation of the universal movements of man; it had become just a background
for pitch, and thus song.

*
The danceable takes its .proper position to the right of
the metrical spectrum, in the more modest, worldly passions. Exalted grief and anger soar from the left, in the tradition of the other-worldly.
To say this is certainly not to assert that dances are not
written in duple meter. On your sheet you will find a
rough chart of the metrical spectrum as I have conceived
it. In any spectrum the shadings toward the middle must
become more ambiguous, pointing in both directions at

*

*

Let us turn now to The Marriage of Figaro. Before we
look at any of its music, I would like to tell you about two
things-what I think the opera is about, and why it is
the world of dance which illuminates the opera. This necessitates a prologue. I'll begin by telling you the story of
the opera. It is set in Spain. The principal characters are
the Count Almaviva, his wife the Countess, whose name
is Rosina, and their servants, Susanna and Figaro. Susanna

and Figaro are about to be married, but the Count, still

15

�The College
young and lusty, hopes to seduce the bride first. The
Countess, Susanna, and Figaro spend most of the opera
trying to forestall him. At times they enlist the help of a
young page, Cherubino, a lovestruck adolescent. Another
character who unexpectedly comes to their aid is Marcellina, an aging and somewhat tiresome lady who at the outset belongs to the party of the Count, but discovers in the
course of the opera that she is Figaro's mother, and
naturally changes sides. The action of the opera extends
over one day; the original title of the play from which the
libretto of the opera was fashioned was La folle JourneeOne Mad Day. At the end of the day all these characters,
and a few more I haven't mentioned, meet in the garden
under the cover of darkness, some to seduce, and others to
catch the erstwhile seducers in their seduction. All plots
are forced out into the open, the Count is shamed and
returns humbly to his Rosina, Susanna and Figaro are
· reconciled after a brief lovers' quarrel, Marcellina marries
the illegitimate Figaro's father, and Cherubino finds a wife
for himself.
All this seems at first of the familiar stuff of comedy: the
usual mad imbroglio and happy resolution, where main
plot and subplot are hopelessly tangled together, and then
neatly and symmetrically untangled for our delectation.
But this imbroglio is only the background against which
something more disturbing, and more human, occurs.

Su~

sanna and the Countess step out from behind the masks
of comic convention. Indeed, many of the other characters
in the opera, touched by the humanity of Susanna and
the Countess, undergo a similar metamorphosis. The opera
depicts a friendship between the two women based on
mutual trust, respect and affection. 'I11e warmth radiating
from this friendship generates in us a real concern for what
happens to the various couples in their couplings and tmcouplings. It raises the plot from the level of mere farce.
It even moves us to be genuinely happy for Marcellina
when she metamorphoses from blue-stocking harridan to
beaming mother, where we might have simply been relieved that a serious complication had been so fortuitously
resolved. But such a friendship is not the easy thing it
might seem to us in our enlightened age. The Countess is
a noblewoman, and Susanna her servant. Class barriers

violating either character's delicate sense of what is appropriate. This place must be beyond class, and with its
own sense of time; it cannot be promised to be permanent,
or even to be of more than one mad day's duration.
Thus the opera is in one sense about class distinctions
and what they amount to. We must first accept the fact
that they have meaning. 'T11en we can look more closely
and see if they always mean what they seem to on the
surface. In other words, are the noble-born always noble,
the base-born always base? The social dances of the
eighteenth century were uniquely suited to the examination of this question. Each dance had persistent associations
with one class or another. The minuet was long a dance
peculiar to the aristocracy; the contredanse-a word thought
to have been derived from the English word "countrydance" -was associated with the out-of-doors and simple,
rustic folk. The choreographies and rhythmic patterns of
these two dances also provide strong contrasts. The minuet
was a dignified dance for couples, with refined, highly
stylized steps and gestures. The contredanse involved as
many people as you please in a gay follow-the-leader serpentine executed with many little quick steps-much like our
modern reeL The measure of the minuet was a moderate

3/4 time with accents distributed fairly evenly across the
measure, as shown on your sheet. The contredanse measure

in 2/4, had a very strong downbeat, so strong that in very
quick tempi the measure often seems more like the beat.
Let me play you a very fast contredanse.

Thus the social hierarchy brought with' it a hierarchy of
expression. A man walks, talks-, and gestures in manners

appropriate to his class, and these external postures themselves reflect his character. As Aristotle says in the Ethics
of the proud man: "A slow step is thought proper to the
proud man, a deep voice, and a level utterance; for the man

who takes few things seriously is not likely to be hurried,
nor the man who thinks nothing great to be excited, while
a shrill voice and a rapid gait are the results of hurry and

cannot be removed merely by strong sentiment or sentimentality. These barriers are very much a part of why
each character acts the way he acts; they are not merely
artificial hurdles to be leapt across by any two decent
people so inclined. The Countess is bound to feel a little

Aristocratic, dignified, grand, serious, noble. Neither of

uneasy about reaching out to Susanna; in one moment of

these two clusters of associations is foreign to us; each

despair, she sees as a symptom of her misery the fact that,
as she says, "I must seck help from one of my servants!"
This is, after all, the way the ordered world in which she
lives would see her.
It is the task of the opera first to show us both characters

catches the three-fold combination of class, gesture, and
character or affect. I have chosen each word carefully, or,
perhaps I should say, I have stolen each word, because I
have excerpted them from a late eighteenth-century source

and their proper worlds, to convince us that each woman

as they are used in the theater. He also. includes a third
class-a middle ground between the aristocratic and the
peasant-and I would like to quote him directly about it.

merits our respect and the respect of the other, and then
to find a place where such a friendship can exist without

16

excitement."
Country, comic, lively, nimble, merry, mischievous.

-a writer on music-in his classification of social dances

�April, 1974
"This class includes the dances which are called in technical language demi-caractcres-of middle character. Their
content is an action from everyday life, in the character of
the comic stage-a love affair, or any intrigue in which
people from a not completely ordinary kind of life are in-

world. One indication of this is that he never, when left
to himself, dances. He also seems to be peculiarly undiscriminating in his relationships-'-an attitude popularly char-

volved. These dances require elegance, pleasant manners,

in the castle. ''Every woman," he says, "makes me blush,
every woman makes me tremble." Add to this. what seems
at first only an operatic artifice-the fact that the role of a
young boy is actually played by a woman-and one realizes
that every effort is being made to insure that Cherubino

and fine taste." This middle world, this mean between the
extremes of class, was often expressed by a dance called the
gavotte. The gavotte was a special arrangement o.f the 4/4
measure-the most radical manipulation of duple meter
possible. It retains that symmetricality of step which characterizes the march, but turns it inside out. The halves of
the measure are transposed: beat number three-the "weak
strong beat" of a march-becomes beat number one in one
sense, and yet does not nsurp the proper position of the
''true" beat number one. Such a transposition creates a
special situation in which there is only one truly weak beat
out of four, forming a graceful rhythmic curve, which peaks
at the downbeat and then falls. This pattern is shown on
your sheet. Three such strong beats are truly "beaten";
each is experienced qnite distinctly. The gavotte falls short
both of the simple gravity of the minuet and the exuberance of the contredanse, and substitutes, because of
the almost artificial control of its rhythmic beating, a coy
primness of affect. I'll play you an example of a gavotte.

Eighteenth-century songs whose texts dealt with pastoral
love-the love of shepherds and shepherdesses-were often
set to gavotte rhythms. It is a venerable tradition to idealize
the love of shepherds and shepherdesses, to raise it out of
time and, paradoxically, out of class. This tradition dates
as far back as TI1eocritus, a Sicilian poet of the third century B.C. An eighteenth-century manifestation of it was
the court of Marie Antoinette, in which the nobles would
all go to the country, dress as shepherds and milkmaids,
and play at love. They were attempting, in a world where
class is so very important, to imagine it away, to be artificially naive.
Marie Antoinette's court showed a consciousness of this
Greeo-Roman pastoral tradition of idealized love. So does
the libretto of The Marriage of Figaro. References to
Greek and Roman gods and demi-gods are scattered about
-Bacchus, Venus, the Sibyl, the Zephyrs-as though to
set up a deliberately "classical" context. But, more impor-

tantly, Eros is one of the main characters of the operaan Eros who is perhaps more Mozartian than Platonicbut Eros, nevertheless. I am referring to the young page,
Cherubino, whose name means "little Cherub." He is the
only character in the opera who seems to be placeless, not
bounded and defined by the manners of a given social

acterized as "in love with love." He speaks, at one famous
moment in the opera, of being in love With every woman

is never particularized, never "embodied" in the sense that
every other character in the opera is. Figaro even describes

him as Eros, or at least as the "little Narcissus, little Adonis
of love," beplumed, and with a "scarlet, womanly complexion," like every androgynous Cupid. The pastoral CupidEros of. The Marriage of Figaro is quite different from
whatever Eros it is which presides over Don Giovanni.
There Eros wounds, often disastrously, just as Virgil's
Cupid pierces the breast of Dido with a fatal love for
Aeneas. In this opera, however, Eros is love through his
very vulnerability-his openness to all aspects of love. It is
this element of Cherubino's nature which touches Susanna,
Figaro, and the Countess, and makes the Count suspicious
and edgy around Cherubino, although he is clearly never
quite sure why he should distrust the young page. He
senses that Cherubino bespeaks the kind of love which the
Count knows little about-passion in the strict sense, that
is to say, the joys and pains of suffering the object of one's
affection to move one. This being affected has many facets.
The thread of eros which runs through them all is an
aliveness to the physical qualities of any person who moves
you-the way he walks, the sound of his voice-so that
merely looking at him will give you an involuntary start. But
many of the relationships over which Cherubino presides
have this sense of eros only in the background, while the
actual relation is not strictly erotic. Cherubino flirts with
Susanna and the Countess, and both women obviously are
moved by his handsomeness and youth. But his relationship to Susanna is more of brother to sister, to the Countess of page and patroness. Eros makes these relationships
sparkle and reverberate, but it does not dictate their nature.
This "being moved" by someone also serves in a more

general sense as a pattern for the affection of Susanna and
the Countess; they are affected by those things which they
find admirable .in each other, and this brings them to
friendship. All the characters in the opera might find as an
example of this kind of attachment to another human
being their own affection for this absurd child, Cherubino.
Despite his awkwardness and naivete, they are strangely
moved by him. Little Cherubino is the tutelary deity of
The Marriage of Figaro-the showing forth of the kind of
human attachment which Mozart wants to celebrate in
the opera-an eros of many facets, which binds people to
one another by the recognition of those things which make
each one unique. The musical world over which Cherubino
presides, not dancing, as befits a deity, is the strange, half-

17

�The College
lit, classical-pastoral place which is characterized by the
gavotte, and another dance which I shall describe to you
in a moment.

This, then, is what I think .the opera is about. Susanna
and the Countess are two fine women who are moved by
each other's fineness to form a delicate attachment which
needs a special place in which to flourish. Cherubino both
articulates the nature of that attachment and presides over
that special place. The other characters are affected by the
magic which surrounds that place to rise to the level of
fineness which Susanna and the Countess display. I have
chosen four moments of music to play for you tonight.
Each uses dance in a special way; the first two to illuminate
the characters and explore their proper places, the second
two to focus on this new and unique place-the pastoral
world of Cherubino.
The first moment belongs to Susanna and Figaro, and is
actually two separate pieces-a duet between them, and
then a solo for Figaro. It takes place in the couple's new
bedchamber, where they will spend their marriage. night.
Figaro tells Susanna how convenient their new location
is-each of them can speed right to his master or mistress
at the sound of their bell. How convenient, says Susanna
sarcastically. If you should by some chance be sent away,
the Count will only be a step away from me. Figaro is
chagrined, and after Susanna leaves, he plots his revenge
on the Count. These two pieces tell us everything we need
to know about Susanna and Figaro. They show us that
Susanna has more sensitivity and refinement than Figaro,

perhaps is a little wiser, but also that Figaro will follow
Susanna and learn from her in these matters, and that when
he does see the ramifications of a situation he will face it
with a wit, sophistication, and boldness of imagination
which make him fully as attractive in his own way as
Susanna is in hers. It is important that Susanna's greater
sensitivity not diminish Figaro in stature; it is, after all,
with their marriage that we are concerned.
The essence of the duct is this: Figaro begins with a
typical contredanse figure rather flatly repeated three times,
in four-measure phrases, as he describes the convenience
of their situation. As he mimics the call of the Countess's
bell, the lilting contredanse with its strong downbeat is
metamorphosed into march,. to propel Susanna into the
Countess's bedchamber. Then Figaro, with almost painful
literalness, tells us how convenient it is for him also. Three
times the contredanse phrase is repeated, again the bell
rings, and Figaro marches into the Count's chamber. Susanna then takes up the contredanse phrase and mimics
Figaro, but with heavy irony. To suggest the Count's nefarious intent, she repeates the contredanse three times, like
Figaro, but moves from a major to a minor tonality, to give

the proper menacing import to her suggestion. At the
moment when the march should occur, she substitutes for
it a speech-like phrase, which obliterates all dance rhythms,
to underline the seriousness of her point. Let me play the
·
duet.
18

We see from this that Figaro loves to playact; he is in
fact a born mime, who can summon up vividly before our
eyes any imaginary situation. He will do this frequently
during the opera, and often it will save both their skins.
Here, however, it only serves to point up Susanna's greater

sensibility. Figaro's repetitive contredanse is of the commonest dance idiom, and his tactlessly graphic march only
adds to our sense that his playacting is mere buffoonery.
The march also betrays his sense of importance at being
the Count's favored servant and betrothed to the Countess's favorite; he delivers both himself and Susanna into
their service with a ceremonial flourish. Susanna's imitation
of the contredanse in minor is irony with a very serious in-

tent. It touches us, and enlarges our sense of her range of
feeling. Though she may be proud to serve the Countess,
she is dismayed that Figaro, blinded by his pride in service,
might blithely serve her up to the Count as a ceremonial
victim; no pride would make her serve like that. When,
clearly finding the low comic march distasteful, she instead
inserts a thougbtful speech-like phrase, our sympathies
cannot help but be with her, and from here on we demand
from Figaro some response which will measure up to her
intelligence and wit.
Figaro does not disappoint us. Susanna's announcement

has deflated his high spirits, and has left him very angry at
the Count. He pulls himself together and launches a venomous blast at the Count which treats the Count's traditional music with an irony well matched to that with
which Susanna treated Figaro's musical invention in the
duet. His aria opens as a minuet, a version more spare and

muscular, and slightly faster, than the one I just played you.
Figaro invites the Count to dance, with himself as accompanist. You will hear his guitar in the plucked strings of
the orchestra; horns also are dominant, to i1nderline the

noble, ceremonial nature of the dance. Figaro is again,
just as in the preceeding duet, vividly miming a situation
in which he serves the Count, but this is service in a wholly
different manner. It is a tribute to his wit and control that
he sings not passionately but ironically, cloaking his angry
insolence in the noble politesse of the minuet. At the
end of the first presentation of the minuet, the music three
times leaps high on the word Sl, or yes, and Figaro casts
aside all pretence of accompaniment to become a dancer
himself, performing a caprioia, or leaping dance step-an
inappropriate embellishment to the dignified minuet, and
a blatant insult to the Count. For as the piece moves into

�April, 1974
its second section, Figaro becomes the dancing master, the
situation his dancing school. His words here are "If you
want to come to my school, I will teach you the capriola"
-the step which he has just performed. The great joke on
the Count is that the dance to be taught in this dancing
school is no longer the minuet, but a dance step whose
Italian name derives from the word capra, or goat. It suggests both somersaults of children and dancers leaping, or,
to anyone who knows Italian, the activity of cuckolding;
the horns of the goat are the eternal symbol for a man
who has been put in this embarassing positiorf. You may
have thought that you were going to cuckold me, says
Figaro, but two can play at that game. To drive his statement home, Figaro performs the caprioia twice more, again

on the word Sl. Then after a brief and reflective pause, in
which Figaro steps outside the dance, he swings into a
new dance, a quick contredanse, to list all the Count's
devious schemes which he plans to overturn. The contredanse is a wonderful invention here. On the literal level it
fits perfectly with the scene which Figaro is describingthe dancing master dragging his recalcitrant pupil through
the paces of social dance. Now that we've learned the
minuet and the capriola, let's try a new one .. But the contredanse, with its emphasis on group dancing and its selfconsciously countrified associations, is the very dance
which the Count would not be apt to perform. Thus
Figaro, in his vivid imaginings of revenge, has transported

the Count into a social setting in which he would never
be found by choice, and in which the rules of behavior are
those of a more "democratized" city life, such as Figaro
must have led before he came to the aristocratic seclusion
of Count Almaviva's castle. 'I11e rhythmic patterns and the
choreography of the contredanse also suggest a kind of
intoxication or dizziness. As Figaro grows intoxicated by
his thoughts of revenge, he also dazzles his hapless victim
with a list of his sins: "the art of fencing, the art of conniving, fighting with this one, playing with that one." One
after another Figaro reels them off, to leave his victim
reeling. A good Figaro on stage must be both dancer and
mime; he must not only perform the capriola, but also
must at this moment become a kind of diabolical ringmaster, cracking his whip to summon up the evidence,
now from this side, now from that. Then he exits tri. umphantly, after a close which recapitulates the sequence
of minuet and contredanse. The minuet seems all the more
menacing after the relentless flourishes of the contredanse.
Let us listen to it.

The next moment I have chosen is one of great triumph
for Susanna. She does just what Figaro has been telling us
he would like to do-teach the Count how to dance. Just
like Figaro, she chooses the Count's proper music, the
minuet, as the tune, but even a more aristocratic version,
with a slower tempo, closely resembling the example I
played you earlier. This moment occurs in the finale of the
second act during one of the little entanglements which
plot the curve of the comedy in this opera. The Count
has good reason to believe that Cherubino is locked in the
Countess's closet; he is wildly jealous and angry. As he
storms about the Countess's bedchamber, Susanna cleverly
substitutes herself for the page, so that when the Count
opens the closet door, he is confronted not by Cherubino,
but by Susanna. Listen to the beginning of her m'inuet.

'I11e marvel of this moment is the absolute justice with
which we accord Susanna her minuet. She is not just the
clever servant, revelling as she beats her master at his own
game. She is nobler than the Count, and the minuet becomes her proper music, not his. The Count dimly perceives this, and is shamed by it. Circumstantial evidence
tells him he has a right to be jealous, but the characters of
the women who face him tell him he does not. Circumstances may have driven Rosina· to form such a friendship
with her servant girl, but at this moment that girl is her
equal, while the Count does not measure up. Moments
later the ladies force the Count to his knees, he gasps out
in supplication "Rosina/' and we applaud, because we
know that, at least for the moment, he has been moved
by their nobility-he is learning about "being affected."
The next piece I have chosen-a duet between Susanna
and the Countess-takes place late in the opera, but the
scene which it 'paints might have occurred at almost any
point. It shows us Susanna and the Countess calm and
secure in their friendship. Their mutual trust and affection
are all the more remarkable at this point, because it is the
moment of the Countess's greatest degradation; all else having failed, she is reduced to ignoble plotting to win back
her husband-in front of, and with the aid of, her servant.
Yet the two women are in perfect unanimity; they say little,
but seem to understand each other completely. They sing
often in parallel thirds, with Susanna's voice the higher,
at times one imitates the other's phrase. The Countess is
dictating, Susanna taking down, a letter to the Count,
making a rendezvous for him and ostensibly for Susanna,
for that evening in the garden. The Countess, of course,
intends to go herself, disguised as Susanna. She deliberately
chooses a bucolic text for her letter; wishing to make it
allusive, a hint rather than an open invitation, she sends
only .a short poem, the text of a song, which is "What a

19

�The College
gentle zephyr will sigh this evening beneath the pines in
the thicket." The dance pattern which Mozart chooses to
base the duet on is the most pastoral of all-a slow 6/8
meter actually called the pastorale, which traditionally
accompanied the songs and dancing of Sicilian shepherds.
Let me play it for you.
1,1~

(&amp;. .....,,... \

S11\\! 1ll~r,?"~a __ \
1

__.....--,

(

l

~

~ ~:w-JU..r

Clk

••

':L!JWW

The use of the pastoral by sophisticates is usually per·
verse; Marie Antoinette and her milkmaids were aristocrats

affecting the naive and simple, and they changed its vivid
colors into faded pastels. Mozart, however, transforms and
elevates the genre. He too sees it as a place out of time,
where Eros presides. But Marie' Antoinette and her court
delighted in pretending to be what they were not. Susanna
and the Countess, because they take their delight precisely
in what the other is, use the pastoral as a place where they
meet without having to deny what they arc. The duet is
to the opera like the eye of a hurricane is to the actual
stotin. Although the situation is deadly serious, Susanna
and the Countess seem to play together, in a sheltered and

convention, not a source of it. It is sophisticatedly naive,

not simply naive. Thus the gavotte seems at first to be
the perfect music for the Count here. Shamed but not
repentant, he uses it ironically; he seems to be asking an
innocent question, but there is menace in his intent. Un-

fortunately for him, he has chosen the wrong music, the
very ground on which his three opponents can stand
united By the end of the quartet they have transformed
the Count's pastoral gavotte into a soaring hymn-a cek
bration of their unity. Mozart effects the transformation
using the very melody and rhythms which the Count had
introduced, but he gives them to the trio in close harmony,
with suspensions. Under the beating of the gavotte, he
adds a true country element-a bagpipe bass-a long droning held note which provides a new and more stable level
of rhythmic action; it "grounds" the gavotte, so to speak,
and gives it depth. This is by no means the last entanglement in the opera, and the trio knows it. Worse, as a
matter of fact, is to follow immediately. But this moment
still has much in common with the duet we have just
heard. The extraordinary beauty of the transformed gavotte
lifts the moment out of time to a new significance, and
leaves it indelibly with us-a picture of an enduring relation between three people-even though in a few seco-nds
the mi'lee will continue. Let us hear it.

intimate place, which cuts across the opera, intersecting

with it, but on a wholly different plane.
The final moment I. have chosen is perhaps my favorite
in the opera.It is a point in the action when this pastoral
place becomes a public stance; its denizens, armed by Eros,

face their enemy and force him to submit, at least for the
moment. They sing, of course, a gavotte. It takes place. in
the second act finale, soon after Susanna's triumphant minnet. Susanna and the Countess have just shamed the Count
into submission when Figaro enters to announce that all
preparations are ready for the wedding. Deprived of Susanna
and the Countess as culprits, the Count turns on Figaro
and inquires about the contents of a certain incriminating

letter which Susanna and the Catmtess have just confessed
that Figaro wrote. Figaro stammers, and the ladies hasten
to alert him to the fact that the truth is out; he needn't
make up a story. Relieved, he joins the ladies in asking the
Count to allow the wedding to proceed. The Count, bafl!ed
again, as he expected Figaro to get into deep trouble in this
new story, can only mutter a prayer that Marcellina will
soon come to his rescue.

The Count introduces the gavotte rhythms himself,
when he turns to Figaro with the letter. The shepherds'
dance of the duet we just heard is the raw material of the
pastoral, used with sophisticated intent. The gavotte, with
its artificial rearrangement of the 4/4 measure and its coy,
"beating" affect, is a result of the play with the pastoral

20

The Marriage of Figaro is not, as some have asserted, a
revolutionary's manual, nor a facile witness to the aphorism
that true friendship knows no bounds. It tells us instead,
with wit and a certain resignation, of the kinds of fragile
traits with which some humans are endowed which enable
them, in this world,_ to move to a new place, a "room of

their own." It also asserts with some joy that with them
these same people may take others, less well endowed. The
class distinctions of "noble" and ''base" are not obliterated.

Instead we take the other senses of these two words, and
with the help of the gestures of dance, apply them where
they most genuinely seem appropriate. Mozart paints human passions by using as mediator in his imitation the
music written to accompany social dance. He is the choreographer of the passions.
Mrs. Allanbrook is a graduate of Vassar College, holds an M.A. degree
from Stanford University, and recently completed her doctoral dissertation. At Stanford she was a Woodrow Wilson Fellow and a
teaching assistant in music. She has been a tutor at St. John's since

1969.

�April, 1974

DANCE, GESTURE, AND THE MARRIAGE OF FIGARO
Rhythmic Patterns of Five

I

I
I
-v-u -u-u

Minuet ( ~ .or

§)

''I

-uv

1/..

-we.;;~

Gavotte ( ~)

--1~.}

Contredanse (fr}

__ ,..1..~

I
I
-v -u

Pastorale

(~)

I

"

-uu-tJu

I"

.

-uu-u-U

*Top number indicates number of beats per measure, bottom number the
note value counted as the beat.

The Spectrum of Heters
Ecclesiastical
(exalted passions)
2
2

4
4
march

Human
(terrestrial passions)
2

6

4
dance

8

The Cast of Characters of the Opera
Count Almaviva
The Countess, Rosina, Count Almaviva's wife
Susanna, servant to the Countess, betrothed to Figaro
Figaro, servant to the Count
Cherubino, young page to the Count and Countess
Harcellina, aging spinster and friend of the Count
21

�The College

NEWS ON THE CAMPUSES
WEIGLE HoNoRED

The city of Annapolis has taken formal recognition of President Richard
D. Weigle's 25 years as president of St.
John's College.
It has adopted a resolution congratulating him on his years as president and
expressing its appreciation for his contributions to the community. The resolution was introduced by Mrs. Barbara
Neustadt, who called Mr. Weigle one

"Now, therefore, be it resolved by the
mayor and aldermen of the City of Annapolis that it hereby congratulate Dr.
Richard D. Weigle upon completion of
25 years as president of St. John's College and expresses its deep appreciation
on behalf of the citizens of the City of
Annapolis for the many contributions
made by him which have made Annapolis a better place in which to live and
to work."

of Annapolis' "outstanding citizens."

The resolution reads:
"Whereas, Dr. Richard D. Weigle
became president of St. John's College
in June, 1949; and

GRADUATE INSTITUTE

The eighth session of the Graduate
Institute in Liberal Education will run
from June 23 through August 16 on the
"Whereas, during his tenure and be- Santa Fe campus. The Institute enrolls
cause of his leadership and strong dedi- about 150 students from all parts of the
cation, the college has grown physically, · country each summer. Director David
increased its size of enrollment from Jones has announced that applications
196 students to 375, and gained greater are now being considered for the 1974
session.
financial stability; and
"Whereas, Dr. Weigle had the foreThe Institute offers a liberal arts prosight to locate another St. John's Col- gram in keeping with the St. John's
lege in Santa Fe, New Mexico, with a educational policy of reading and dispresent enrollment of 255; and
cussing great books of the past and
"Whereas, the City of Annapolis, the present in order to illuminate the accollege, and Dr. Weigle have had strong complishments, frustrations, and fundaties throughout the years; and
mental inquiries of western civilization.
"Whereas, Dr. Weigle stood in the The program is divided into four segforefront as an outstanding leader in ments: Politics and Society, Philosophy
the city and county, having· served on and Theology, Literature, and Mathethe Anne Arundel County Board of matics and Natural Science. While
Education for twelve years, five years originally designed for secondary school
as its president, president of Historic teachers, the Institute is attended by
Annapolis, Inc., vice-chairman of the members of many other professions as
Hall of Records, chairman of the Mary- well. There are no textbooks, lectures,
land Commission on the Capital City, or written examinations; the studies are
and as a member of the Governor's Ad- approached entirely through small disvisory Commission on Higher, Educa-

tion in addition to membership in numerous other clubs and educational
bodies; and
"Whereas, it is the desire of the Governing Body of the City of Annapolis
to cite Dr. Weigle for his many accomplishments;
·
22

cussion classes.
Participants. can earn nine graduate

hours during a summer term. Those
who successfully complete four summers of work receive the degree of Master of Arts. The Institute is ·accredited
by the North Central Association of
Colleges and Secondary Schools.

BOARD OF VISITORS AND
GoVERNORS

John T: Harrison, Jr. of Stamford,
Conn., and Daniel T. Kelly, Jr., of
Santa Fe, were elected to the Board of
the College at the February meeting on
the southwestern campus.
Harrison, vice president of Marsh &amp;
McLennan, Inc., of New York City, is
the son of the late John T. Harrison
of the class of 1907 at St. John's. He is
a graduate of St. Paul's School and of
Yale University.
A native Santa Fean, Kelly is a partner in the Kelly and Noss Agency, a
general insurance firm serving northern

New Mexico. He attended Portsmouth
Priory School in New Hampshire and
graduated from Harvard University. He
also holds a master's degree from Harvard's School of Business Administration.
SANTA FE TUTORS

Two new Tutors, Miss Ida Doraiswamy and Mr. Gerald Myers, have
joined the Santa Fe faculty this semester.

A native of Cliingleput, Tamilnadu,
India, Miss Doraiswamy began her undergraduate work in India at Voorhees.College, Vellore, and Sara Tucker
College in Palayamkottai.
She received both a B.A. and an
M.A. from Madras Christian College
in Tambaram and later came to the
United Stataes to study at Oberlin
College under the Oberlin Shansi Exchange Program with Lady Doak College in Madurai, India. In 1962 she received an M.S. degree from the University of Wisconsin.

Miss Doraiswamy was a Tutor at St.
John's in Annapolis for two years and
then returned to India to teach at
Lady Doak College and later at Baring

�April,
Union Christian College in Batala,
Punjab.
Last year Miss Doraiswamy was in
Africa teaching mathematics at Wesley
Girls' High School and Adisadel College in Cape Coast, Ghana.
Mr. Myers graduated from the University of Colorado, received his Ph.D.
from the University of Colorado Medical Center in Biophysics in 1969 and
has done further work in Biology, Biochemistry and Molecular Biophysics at
Yale University.
He has been a U.S.P.H.S. Fellow at
the University of Colorado Medical
Center and from 1969 through 1971

was an American Cancer Society Postdoctoral Fellow at Yale.
Earlier Mr. Myers was a Biology
Teaching Assistant at Loretto Heights
College in . Denver, Colorado and
taught Chemistry at Yale. More recently he has been a Seessel Research Fellow in the Department of Molecular
Biophysics and Biochemistry at Yale.
Mrs. Myers and their four children
will join the new Tutor in Santa· Fe at
the end of this school year.
FELLOWSHIPS

St. John's seniors on both campuses

1974

received special honors just as this was
going to press.
Thomas J. Watson Fellowships were
awarded to Santa Fe senior David F.
Gross, of Saratoga, Cal., and to Annapolis seniors, Donne] O'Flynn, of District Heights, Md., and to Theodore B.
Wolff, of Lexington, Mass. Wolff is
the son of St. John's alumnus Peter C.
Wolff, of the class of 1944.
In Annapolis, senior Michael Jordan,
of Media, Pa., has received a Danforth
Foundation Fellowship for graduate
study. He plans to enter graduate work
in comparative literature next fal).

ALUMNI ACTIVITIES
SKYROCKETS,. ROMAN CANDLES,
ANDBIGBEN

By now all alumni in the continental
United States should have received an
announcement of the Alumni Association London tour, June 29-July 7, 1974.
Unlike previous trips where a minimum
number of travelers was required, any

number can make this trip.
The only possible problem could be
space, since we will be sharing a flight
with another alumni group. Our best
advice is to get your reservation-and
· your deposit-into the mail as soon as
you make up your mind.
London on July Fourth should be interesting, to say the least. Make your
plans now to join the gang heading for
the British Isles. And if enough people
are interested, we could plan a gettogether with our alumni who live in
the London area-perhaps on the
Fourth.
Lest you western folks wonder why
you received a mailing about a trip
originating in D.C., we mostly wanted
you to know that the Alumni Associa-

tion was doing this thing. And if any
of you want to join in, that of course
would be wonderful.
HOMECOMING

1974

There are certain problems simply in
sharing a town with another educational institution-and when you are in the
boating capital of the Mid-Atlantic
states, the problems are magnified.
October, as many alumni are aware,

has been the traditional Homecoming
month; even the 'new' by-laws show it
as the normal month for the Association Annual Meeting. But in Annapolis,
gem of the upper Chesapeake, October
is just too popular.
The first and last week-ends have
Navy home football games, while the
two middle weekends are given over to
a pair of national boat shows. Those
four events give us just too much competition for housing, parking, meals,

and plain walking around' room.
So what can the Association planners
do? They look first at September; this
did not work too well last year-many

said it was much too early-and besides,
only the last weekend is really possible;
for other reasons, that cannot be used
this year. Result: November 2, unhappily, is the date.
One big advantage: it gives all of us
time to make our plans for baby, house,
or pet sitters, to rearrange business ap-

pointments, and to save gasoline for the
trip. And most of us will be ready for
a break about that time, anyhow.
The Class of 1949 is making plans
for its silver anniversary reunion-it

should be a good one-'24 is also making some arrangements to get together,
according to Ridgely Gaither, so we
hope others will follow suit. How about
'14 and '24 and '34 and '44 and '54 and
'64? We know some of you are impossibly far from Annapolis, but more than
one-third of all alumni live within three
hours' drive.
Details of programming will appear
in the July issue. The Homecoming
Committee promises a very special program, with something for everyoneand one or two surprises.
23

�The College

'

CLASS NOTES
1912
Philip L. Alger, "Mr. Induction Motor" to
electrical engineers, received special recognition
on his 80th birthday in January, when the In-

stitute of Electrical and Electronic Engineers
presented him a specially inscribed brass plaque.
Still active, Mr. Alger presented two papers on
rotating machinery during the IEEE winter
meeting.

1923
S. Paul Schilling is the author of God Incog-

nito, published in February by Abingdon Pres_s.
In his new book Dr. Schilling discusses ways m
which God can be experienced today, -ways
which may be quite' different from the conventional or traditional.

1928
For his book, The Dreyfus Case: A Documeutary History, Professor Louis L. Snyder, of
the Department of History of The City College
and The City University of New York, has been
voted a citation by the New Jersey Writers
Conference. The award was scheduled to be
presented at the Fourteenth Annual Luncheon
of the Writers Conference at Newa.rk College of
_ EngineCring on April 27.

be the only St. Johnnie to attain that distinction.) l-Ie is now a marketing representative for
the Simmons Company, and makes his home
in Westfield, N.j.

1943
Dr. H. Wi11ard Stern has been promoted to
full professor of philosophy at Kean College
of New Jersey (formerly Newark State College).

After 37 years with the Federal GoVernment,
bio-chemist with the National Institutes of
Health, Bethesda, Md. He says he will remain
in Bethesda for the time being, doing consulting
work.
His many friends and classmates will be saddened to learn.that Claxton J. "Okey" O'Connor lost his wife on February 3. In December
Okey was na111ed the Secondary Schools "Man
of the Year" at the U.S. Lacrosse Coaches Association's meeting. A member of the Lacrosse
Hall of Fame since 1964, Okey has been active
in both the Coaches Association and the Intercollegiate Lacrosse Association since 1942.

1932
In December President Nixon announced tl.1e
appointment of James F. Campbell as U.S. Ambassador to El Salvador. Jim had been serving
with the Agency for International Development
as AssiStant Administrator for Program ancl
Management Services since 1971.

1937
In February the Lacrosse Hall of Fame Foundation announced that five men would be inducted into the Hall this spring (April 27, to
be exact). St. John's own Everett Smith, Jr. is
one of the number being so honored. At St.
John's Everett made the varsity lacrosse--team
his freshman year, and was selected first-team
All-America for four consecutive years. (Information from the Hall of Fame shows Smith to

24

/

1952

Alvin Aronson writes that he is back in the
States, now living, albeit perhaps temporarily,
in New Hampshire, and hopes to return to
Israel in September. He is writing a play about
St. John's, perlrdps to be called "The Great
Experience."

1944
In January Arthur Hymau, University Professor of Philosophy, Yeshiva University, was the
featured lecturer in a threc·day Medieval and
Renaissance Collegium conducted at the University of Michigan. Artie spoke on "Religion
and Philosophy in Medieval Philosophy: The
Islamic and Jewish Traditions," "Religion and
Philosophy in Medieval Philosophy: 'Ibe Christian Tradition," and "Thomas Aquinas on Natural and Human Law."

1945
An address change card from Rogers Albritton shows that he is with the Department
of Philosophy at the University of California at
Los Angeles. lie did not say whether this was a
permanent change from Harvard.
His classmates will be ple-dsed to know that
George Cayley (Washburn while at St. John's)
recently received his B.A. degiee from Richmond College in New York.

1930

R. Ellis Mitcllell last June retired as a research

of the National College of Education, Evanston,
Ill., last October.

1947
II. Gerald Hoxby is managing director of the
DuBois Chemicals plant in North Ryde, New
South Wales, Australia. Cerry set up the plant,
and expects to be there for another two or three
years. lie, Liz, and children Alison and Blair
stopped by the College while on home leave a
few months ago. Their home is in St. Ives, near
North Ryde.
·

1948
Peter J. Davies, after a number of years with
USAID, is now Director, Program Coordination,
for the Western Hemisphere Region, Internatiomll Planned Parenthoo::l Federation. His wife
Phyllis expects to graduate in June from New
York University Law School; son Kenneth wiU
finish at Cornell University at the same time,
while younger son Christopher is a sophomore
at Cornell.

1949
Just a reminder to all you '49'ers: Jonathan
Brooks and Allan Hoffman arc making really
fine plans for your Silver Anniversary reunion at
Homecoming next fall. In this connection, does
anyone know the where-abouts of Solon10n S.
Finebinm, James W. Ray, or George P. Welcll?
How about Michael L. Rourke? The Co11ege
has "lost" these members of the class.

1950
C. Ranlet Lincoln represented the College at
the inauguration of Calvin E. Gross as president

1953
Last September St. John's was represented by
William M. Aston at the inauguration of John
D. Rockefeller IV as president of West Virginia
Wesleyan College.

1961
Miclmel W. Ham, admissions director in
Annapolis, has been invited to become a member of a recently-organized joint committee of
the American Mathematical Society and the
Mathematical Association of America.
A recent letter from John C. Kohl, Jr., tells
us that, after a three-year stint as an assistant
professor of biology at Trenton State College, he
is now doing graduate work in environmental
sciences at Rutgers University. His-principal interest areas are pollution control, waste disposal,
and resource recovery.

1963
December brought a delightful Christmas
letter from John Jermain Bodine. "J .J ." has
received his Ph.D. degree from Hartford Theological Seminary; his dissertation was on the
twentieth century Islamicist Duncan Black Macdonald. "J .J .'s" wife Ruth is in Hungary th_is
year, studying music at the Liszt AcademY m
Budapest. lie is still in the Dean's Office at
the Seminary, and also keeps busy with the
Ministry Support Program there and with. the
Red Cross.
Dr. Oliver M. Korshin is director of HEW's
U.S.-U.S.S.R. Health Exchange program, With
an office in the Health Services Hoadqmrters in
RockviJJe, Md. Via a recently installed direct
"hotlinc," American and Russian scientists can
exchange vital information conccming drugs,
environmental health, cancer discOveries, and
all manner of other medical matters.
J. Waiter Sterliug has filed for the Democratic primary, in a bid to run against Mrs.
Marjorie Holt for the Maryland 4th District
Congressimwl seat which Mrs. Holt now occupies.

1964
William W. Dunknm III is head of the
science department of T. C. Williams High
School in Alexandria, Va.
Kevin D. Witty is a trust officer and head of
the Employee Benefit CI'rust Division of the
California Canadian Bank in San Francisco. l-Ie
completed his military obligation in 1969, a
captain in the Army Corps of Engineers at the
time of his release. lie then spent three years

�April, 1974
with Bankers Trust Company in New York
until moving to his present position in January,
1973. Kevin and his wife, the former Lela Dawn
Barrett, were married in July, 1967, and have
two sons, Sean McDonald, 4, and Jason Merrill,
1. Mrs. Witty's father is James H. Barrett of
the class of 1941, now a retired Air Force officer.

1967
B. Meredith Burke writes that she will be
working as a consultant to the Development
Economics section of the World Bank through
May.
Hope (Zoss) Schladen and husband Jon are
the proud parents of Sarah D. Schladcn, born
November 14, 1973. Hope and Jon both teach,
she high school equivalency, he at Rochester's
Alternative Junior High School.

1968
Gregory Congleton (SF) has just completed
seven months as a trainee in the Controller's
Department of FPC Ind. Inc., Pittsburgh, Pa.,
and is now working as a programmer I systems
analyst at their sheet glass plant in Henryetta,
Okla.
George E. Deering, III (SF) graduated from
the University of Massachusetts in June, 1973,
and is now enrolled in the University of Massa, chusctts Medical School.
Congratulations to Joshua T. Gillebn II for
passing the Maryland St&lt;~te Bar examinations
during the winter.
Augusta Goldstein (SF) writes,"! am teaching (for a11 intents, purposes, and superficial
appearances)" eighth grade physical science in a
Los Angeles suburb. She also says that, for
"teacher credentialing" purposes, St. John's
graduates arc considered mathematics-physical
science majors in California.
Hamld Morgan (SF) writes that he has
graduated from the University of New Mexico
with a double maior in political science and
journalism. 111is spring he will retum to UNM
to work on his master's degree in business administration while working part-time as manager of a small publishing company. He is
married to the former Chris Anderson of Tulsa,
Okla., whom he met when they were the only
two advanced Greek students at UNM.
Jonathan Sinmeich has completed law school
at the University of Virginia, and is now with
the firm of Paul, Weiss, Refkind, VVhorten &amp;
Garrison of New York. He, Masha, and son
Aram were scheduled to move to that city on
March l.
A new Ph.D. degree recipient from Claremont Graduate School, Claremont, Cal., is
Robin A. Smith (SF). T11e title of his dissertation: "Plato's Dialectic from the Standpoint of
Aristotle's First Logic." Robin is currently visiting assistant professor of philosophy at Occidental Col1cgc in Los Angeles.

University of California at Los Angeles. Presently she is studying music at San Diego State
University.
Anne Christy Chapin (SF) is in Albuquerque
teaching Science of Creative Intelligence and
Transcendental Meditation.
Robert J. Chassell {SF) has received an M.A.
degree in economics from Cambridge University, England.
John D. Goodwin (SF) tells us he served in
South Vietnam in 1970-71 as a Chief Warrant
Officer- Medical Evacuation Helicopter Pilot.
He completed his St. John's junior year in 1972,
attended an aviation school in Colorado in
1972-73, and is now a qua1ificd 'copter instructor as well as a commercial helicopter pilot,
with airplane commercial and instrument ratings. John has been employed by Rocky
Mountain Helicopters since last May, covering
a six-state area. He and his wife Veronica live
in Tesuque, near Santa Fe.
Jesse Tepper (SF) has received his Master's
degree in sociology from the State University
of New York at Stony Brook.

1970
A short "John Dean letter" tells us Dikran
Kizi1yan works in San Francisco and lives in
Berkeley, and that Dennis Rains and Mary
Shepard were married last September.
Joan (Barstow) Hermindez (SF) now lives in
Huehuctenango, Guatemala, where she and her
Guatemalan husband arc &lt;~ctive in the Baha'i
Faith, "working for the unity of mankind."
They have one son, BacH Rafael, a year old.
After almost four years in Guatemala, Joan
definitely prefers the simpler life there to the
more sophisticated life in the States, and says
she is very happy.
Kitty (TeipelJ Morel (SF) received a M.S.
degree in mathematics from the University of
Tulsa last June. She and her husband Jim now
live in Dallas, where she is an engineering programmer and he is a scientific systems analyst.

1971
\Villiam H. Bue11 is a sudent at the Holy
Trinity Orthodox Seminary in Jordanville, N.Y.
Bill writes that he is in a fivc.ycar program

In Memoriam
.1·904-Col. Edward 0. Halbert, New
Lon9w1, CT, January 21, 1974.
-1'912-II.~ \Vilson Wheeler, Baltimore,
MD, O&lt;;t&lt;&gt;!Jer !7, 19721.
19.)6""-C. Kemp Hoff, Miami, FL, Deccnlber....J'97 3.
19£D--C. Garner Werntz, Sun City, AR,
Janna~? 974.
.,lJJ' ~Lucien E. Felty, Rowlesburg, WV,

1&lt;171. /

l9,Jf1:::._&lt;=:apt. Samuel B. Purdie, Merritt

1969
After leaving St. John's in Santa Fe, Marcy
(Byles) Ayauian (SF) studied economics at the

Islaf!~yt:, January 2, 1974.
1~'1-Dr.

Paul F. Giffin, Keyser, WV,

leading to a Bachelor of T11eology degree. All
classes are in Russian; Bill says he is aided in
his leaming of Russian by a conversational
knowledge of modern Greek, a skill he has acquired over the past two years.
K. Elisabeth Jackson is now business manager
for a neurological diagnostic facility for minimally brain·damaged children in Washington,
D.C. Foxe loves her job and does a lot of
travelling.
We have just heard from Rebecca Schwab
(SF) that she graduated from the State Uni·
versity College in Brockport, N.Y.
Jeffrey Sonl1eim, having passed graduate qualifying examinations in mathematics, is now a
candidate for the Ph.D. degree at the University
of I1linois.

1972
Louise Romanow (SF) writes that she is
studying environmental biology at the University of Massachusetts.

1973
Richard Collen (SF) is working for the
Federal Reserve Bank of San Francisco and
would like to get in touch with St. Jolmnics in
the area. His address is 4 West Court, 1\.pt. A,
Sausalito, Cal. 94965.
Peter M. Fairbanks, whose insistence resulted
in the Communicard last summer, finally used
one to tell us officially of his marriage to Cenita
last June, and of their subsequent tour "with
a group of kids" to Iceland, Norway, Sweden,
and Denmark. As of January Peter \vas bying·
for a trainee position in an art house, but was
also considering graduate school as a possible
alternative.
Joanue (Charbonneau) Rice (SF) will finish
work on a Master's degree in English at the
University of Montana this spring. She plans
to start work toward her doctorate next fall.
Further infom1ation on Deborah E. Sehiftcr
has been received from her father: she is teaching mathematics to American students enroHed
at the regional high school at the kibbutz Kfar ';
Blum in Upper Galilee. Debbie frequently sees
Jan Huttner, \vho is staying in the nearby town
of Qyriat Shmona.
January..)-T,I974.
19'3'2-William L. Waller, Baltimore,
MD~Jm uary 10, 1974.
-John R. Bossert, Annapolis, MD,
No •emjlor25, 1973.
1~-Edward G. \Villiams, Hasbrouck
Heights, ])l.j;- January 15, 1974.
l;t~Frcdcrick R. Buck, Baltimore,
MD, February 6, 1974.
l,sl-f5:........Franklin B. Pumphrey, Crownsville, lvJD, February 12, 1974.
15)')2-Peter D. Gordon, Rockford, IL,
J~muary 29, 1974.
1965-Hugh Boland Johnston, Falls
Chmch, VA, January 15, 1974.

�r++++~~~~:J:

NOTICE

&gt;~&lt;

:1:
:j:

;J;

The recent mail election of Alumni representatives

:j: to the Board of Visitors and Governors was com&gt;!&lt;

:j:
:j:
&gt;!&lt;

:1:

:j:
:j:

t

:1:
&gt;!&lt;

t
t

pleted on March 31st.
Article VIII, Section IV, of the Alumni Association By-laws provides that "The two candidates &gt;!&lt;
receiving the highest number of votes shall be con- :1:
sidered elected."
Accordingly, Dr. David Dobrcer '44, of Alhambra, ;j;
CA, and Francis S. Mason, Jr., '43, of Ne'Y York
City, have been elected to the Board of the College. :j:

++++++++

The College
St. John's College
Annapolis, Maryland 21404

f

t

&gt;!&lt;&gt;!&lt;~

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

July 1974

�THE COLLEGE

Vol. XXVI

July, 1974

Number 2

Editor's Note:
ON THE COVER: The tower of
Richard D. Weigle Hall, Santa Fe, at
sunset, as seen by Tutor Ray Williamson.

Editor: Bcate Ruhm von Oppen
Managing Editor: Thomas Parran, Jr.
Editorial Advisory Board: William B.
Dunham, Michael W. Ham, Barbara
Brunner Oosterhout '55, E. Malcolm
Wyatt, Robert S. Zelenka.

THE COLLEGE is published by the
Office of College Relations, St. John's
College, Annapolis, Maryland 21404,
Richard D. Weigle, President, William
B. Dunham, Director of College
Relations.

Published four times a year, in January,
April, July, and October. Second class
postage paid at Annapolis, Maryland
and at other mailing places.

We had hoped to include Jacob Klein's lecture on the Phaedo
in this issue. It has been crowded out and will now appear in the
January issue of The College-the October issue being earmarked
for the President's Report and campus and alumni news.
The lecture on the Phaedo is timeless. But the Commencement
and Baccalaureate addresses given in Santa Fe and Annapolis
probably gain from appearing soon after they were delivered.
Perhaps they will even elicit responses from our readers.
The obituary notice on Franz Plunder also had to go in now
and the Williamson account of the present generation of St.
John's boatbuilders forms a suitable and seasonal companion
piece. Perhaps I might add a footnote to it: When I visited those
shipwrights in Edgewater just before the last Annapolis Boat
Show, I heard that the chemical formula used for those fine craft
gives more strength for less money and that its discoverer had
his ~hemistry grounding in a St. John's laboratory. I feel this
information should not be withheld from our readers. There seems.
to me to be a deep, perhaps symbolical significance in it.
B.R.v.O.

IN THE JULY ISSUE:
Richard Daniel Weigle, Celebration of an Anniversary.

I

Commencement Address, Annapolis, by Eva Brann.

3

Ideals and Action; Santa Fe Commencement Address,
by David Ginsburg

7

11

Franz Plunder, by William A. Darkey
Picture Credits: p. 1, Betty Lilientllal; p. 2,
Robin West '77, Tom Farran; pp. 4-5, Demetrios Fotos; p. 17, St. John's College, Blakeslee-Lane, Inc.; pp. 18-20, Ray Williamson;
pp. 21-23, Demetrios Fotos; p. 24, Tom
Parran; inside back cover, Kelly-Springfield
Tire Co.

Two Writings in the Sand; Santa Fe Baccalaureate
Address, by Michael Ossorgin

16

Plastering Day, by Ray and Abigail Williamson.

18

Commencements

21

Alumni Activities

23

�RICHARD DANIEL WEIGLE
Celebration of an Anniversary

"It is rarely given to a man to see the fruit of his work
during his lifetime," said chairman David Ginsburg of the
Board of Visitors and Governors. The occasion was the
Annapolis commencement exercises on May 26th, as Mr.
Ginsburg presented Richard D. Weigle with the first of
two volumes of letters gathered in recognition of Mr.
Weigle's 25 years as president of St. John's College.
Silver anniversary celebrations started in Santa Fe on
April 12th, when a surprise dinner party honoring Mr.
and Mrs. Weigle was given by the faculty, students, and
staff of the southwestern college. Mr. Weigle, an avid
stamp collector whose specialty is Korea, rec,ived two
Korean stamps in an inscribed leather desk folder. Mrs.
Weigle was presented with a bracelet of Mexican silver
set with lapis lazuli.
On Saturday, April 20th, the Annapolis faculty feted
the Weigles with a concert by the Juilliard String Quartet, a reception, and a formal dinner. At the latter a
specially-designed silver medallion was presented to Mr.
Weigle. John S. Kieffer, former president and dean, in
making the presentation, said: "The faculty felt on the
occasion of this 25th anniversary there should be a tangible token of respect and affection, something symbolic of
the relationship you have established during your 25 years
as president."

The medallion depicts the problem of the duplication
of the square from Plato's Meno, surrounded by a schematic representation of the seven liberal arts. It was created by Timothy Lloyd, a silversmith on the faculty of
Carleton College in Northfield, Minn., where Mr. Weigle
formerly taught.

President and Mrs. Weigle, former Board chairman Mrs. Walter
Driscoll, and current Board chairman David Ginsburg with plaque
to be placed on Richard D. Weigle Hall in Santa Fe.

Other speakers at the Annapolis dinner were retired
tutor Ford K. Brown, retired tutor and former dean Jacob
Klein, and senior tutor J. Winfree Smith.
Earlier the same day, Dean Curtis A. Wilson expressed
the sentiments of the faculty in introductory remarks
before the concert. "We are indebted to you . . . for
bringing this college out of precarious years to its present
prosperity." HWe are aware of what these achievements
have required and still require of you." " ... our admiration for the energy, the intelligence, and the honesty with
which you have exercised among us the act of the imposI

�The College

John S. Kieffer, fanner president and dean, presents the faculty medallion to President Weigle.

sible, including the improbable-that admiration remains
undimmed. We wish to express to you our gratitude and
thanks for your able leadership of this community."
Then on May 19th, during the Santa Fe commencement exercises, Mrs. Walter Driscoll, former chairman of
the Board of Visitors and Governors, announced that the
Tower Building, housing administrative offices, a faculty
room, and part of the library, was being named Richard
D. Weigle Hall.
A bronze plaque to be placed on the building will read:
"Richard D. Weigle Hall, so named with affection, gratitude, and respect by the faculty and the Board of Visitors
and Governors of St. John's College to honor the 18th
president of the College upon 25 years of dedicated service, during which this Santa Fe campus was conceived
and realized."

The Annapolis graduation exercises on May 26th saw
not only the gift of the volume of letters, but the naming
of Mr. Weigle as the College's first Distinguished Service
Fellow. Dr. Thomas B. Turner '21, a member of the Board
of Visitors and Governors for most of the 2'5 years being
celebrated, read the following from the scroll which he
presented to Mr. Weigle:
The Board of Visitors and Governors of St. John's
College, upon recommendation of the Faculty, hereby appoints Richard Daniel Weigle a Distinguished
Service Fellow of St. John's College, upon his completion of twenty-five years of service. It thus recognizes his successful leadership of the College out of
2

Silver medallion from the Annapolis faculty.

precarious years into its present well-being. His
courage and faith in the College have conquered
circumstance and disappointment and have made
the future bright. He has cherished the College's
program at home and has propagated it abroad. He
has added local luster to the name of the College
with his constructive civic activities. This incredibly
busy man has yet found time to teach, for he has
always thought of himself as a teacher. He is a splen·
did presiding officer. He has the practical wisdom
to make clear-cut decisions and to reconcile contrary opinions. Materially, he is a good provider
and an imaginative builder. He had level-headed
vision of a second St. John's College, and with his
tireless energy and his skill in affairs he brought it to
reality. He may be proud of his accomplishments,
as St. John's College is proud of him.
Letters of congratulations were read from Maryland's
Governor Marvin Mandel and the Chamber of Commerce
of Greater Annapolis, on whose board Mr. Weigle has
served for many years. Mrs. Barbara Neustadt, an alderman on the Annapolis City Council, read a resolution
honoring Mr. Weigle which had been passed by the
Council. [See April issue.]

�Commencement Address
by Eva Brann

St. Johns College, Annapolis

Members of the Graduating Class of 1974,
Today, the same day on which you cease to be transient
members of the College, is the day on which you join us
as its permanent members. Our polity provides for it to
be so, and our common studies confirm the communion.
Therefore I would like to speak to you today as members-at-large of the College, who are about to disperse
into the world after having achieved a preliminary completion of our program of study. People who have been
nourished in this way by a community are called, in Latin,
its "alumni;" and I would like to speak to you as alumni.
I mean I would like to speak as reasonably educated persons do talk to each other in the world at large, namely
not about books but through books-by means of learning,
but not, I hope, learnedly. I shall not say "Aristotle says
in his N icomachean Ethics" or "J effcrson says in the
Declaration of Independence," but I shall rather, in a
small and backsliding way, directly imitate Jefferson, who
in writing the Declaration drew on shelves of theory and
yet, as he reports, "turned to neither book nor pamphlet
while writing it." And this distinction between thinking
more through books than about them is the maximum
concession I can make to the otherwise obtuse separation
of "life" and "study."
Nearly everything I have to say is the consequence of
having gone to the same school to which you have goneonly longer, and of having studied the same books you
have studied-only more often. But there has been this
difference: For me the college is what I fervently hope
some spot in the world will someday similarly become for
you: home, a precious place in a setting of wider and
wider rings; an old school engaged in a timeless activity,
set in the midst of a city with a modestly splendid past,
lying in a region which appeared to its first discoverers as
an earthly paradise, a region in turn contained in an old,
enormous, sturdy republic. And although this perspective
of a universe is, of course, obscured by all sorts of ugly
overlays, there are gleams enough from the golden background.

Before I actually begin I must also tell you that it is
more than an honor, it is a piece of good fortune for me
that you asked me to speak to you. In fact, hoping you
might (since I have been altogether a senior tutor this
year) I had already begun to make notes before you did.
The reason was, that I have found certain opinions,
derived, as I said, largely from life at the college, steadily
shaping up into principles. You have probably yourselves
experienced that condition in which almost all your reflections, inquiries, and conversations lead to the same conclusions. The course this settling-in of opinion usually
runs is expressed by Lewis Carroll in The Hunting of the
Snark by the notorious "rule of three": "What I tell you
three times is true." When we have told ourselves the
same thing thrice, the internal saying assumes the status
of a conviction, and then it is a true boon to be allowed
to formulate it publicly.
I think it is appropriate to put forth these convictions
as axioms. Axioms, as you will remember from your first
days here with Euclid, are, literally, "propositions worthy
of acceptance." Mine are on the brink of seeming selfevident to me, while they may seem arbitrary to you. All
that is also in the word. But my axioms are neither quite
independent nor very complete, and so they form no
formal axiom system. At most they all fit consistently and
comfortably into one picture. Insofar as they have any
strength they arc most questionable. So it is only because
I know that even the best-intentioned innovations are an
embarrassment at ceremonies that I refrain from ca11ing
for our usual question period afterwards. Let us reserve
today for the rites of leave-taking and commencing. I will
hold myself responsible to you by correspondence or
conversation at a later time.
I shall call my first axiom the axiom of l1icrarchy. It
seems to me axiomatic that all largeness of sympathy, all
delight in variety, all inclusive sentiment, has as its condition a firmly felt hierarchy of worth. Not only does the
indiscriminate acceptance dispensed by those who are
without such an inner hierarchy usually make its objects

3

�The College
Here is a paragraph to poison all political life! For it
admits that the civic virtues are to be found among ordinary people and then invites us to expose the meanness
of these virtues and to look on the people with raised
eyebrows.
My axiom says, in contradiction, that mediocrity of this
sort, ordinary, plodding, decent humanity, is not only to
be readily admitted in ourselves but to be cherished in
others, that it is not the opposite of excellence, but the
ground from which excellence grows and the end for
which it goes to work. The true opposite of the mediocrity
is the monster, that peculiar willing aberration from ordinary humanity called an "intellectual." This program was
never intended to develop that monster within us but
rather our common humanity.

Eva Brann delivers the Annapolis commencement address.

feel as if they were being accosted, but such general permissiveness regularly goes with particular lovelessness.
For him, on the other hand, who has a secret and silent
table of goods and has established in his heart what is
first and what second, even what is late and last will have
its place, and so its worth. A chapter in a book by
Dionysius the Areopagite, appropriately called Hierarchies,
illustrates my meaning exactly. He explains that all the
ranks of angels-princedoms, powers and dominions, down

to the least-illuminated little angel-may equally be called
''heavenly powers/' because however low a rank an angel

may hold, it is still a rank in the other world, in heaven.
Why should not something similar hold for earth?
It seems to me that all good communities, and this
college among them, ought to and do contain such hierarchies, but I also think that they should remain tacit
and unproclaimed because of my second axiom, the axiom

of mediocrity.
This axiom can be put most forcefully as a vigorous
denial of the following passage from Beyond Good and
Evil. Nietzsche observes that nothing has a future but
what he calls the "morality of mediocrity," of which he
says:
But it is hard to preach this morality of mediocrityfor it can, after all, never admit what it is and what
it wants! It must speak of measure and dignity and
duty and neighbourly love-it will be hard put to it,
to hide the irony!-

4

Let my third axiom be called the axiom of resistance.
If the final test of our humanity is what we seek out, the
next to final test is certainly what we say ''no" to. The
axiom maintains that it is necessary to say "no" to most
things that present themselves to us.
There is an unforgettable anecdote in Plato's Republic.
A man sees a pile of corpses lying near the gallows. He
feels in himself an intense struggle of lust and aversion.
Finally he runs over and forcing open his eyes, shouts at
them: "Gape then, you wretches, and gorge yourselves on
this lovely view." My axiom says that as often as possible
the man shonld win and the eyes lose this battle.
But not only bloody sights, rather all sorts of innocuous sightseeing come under the axiom of resistance as
well. I do not need, or better, I need not to eye, to touch,
to try everything. There are dozens of "experiences," for
example, so-caiied Hother cultures," to which I mean to
remain unsensitized and unexposed; there are dozens of
dreadful problems I mean to do nothing about. The
object of so resisting the world's impingement is that
when I do look I may really see and when I do care I
may really act. In rigorously excluding all sight-seeing our
program is meant to prepare us for truly receptive travel.
My fourth axiom says that a disciplined conformity is a
necessary condition of diversity, and that a certain exclusiveness is required to ensure general access to good places.
For if nothing is allowed to acquire flavor by stewing in
its own juice, how can there be a number of pungently
different things? And if nothing is allowed to coagulate
and to take shape in peace, how can there be anything to
which entrance is desirable? A graduate of this college long
ago sent me a post card from Florence which I use as a
book mark; so it has lain with Homer and Hegel. I take
it from book to book because it is a picture of the shape
and situation of such a desirable place: it is a Vasari
fresco of a siege of Florence. The city, all in golden brown,
crowded with domes and towers and tightly encircled by
a wall, lies among the wide green hills over which the
tents of the transient invader are scattered. The picture
reminds me that to wish for flavor in life acnd to invade
or liberate all its pockets is self-defeating. To want the

�July, 1974
side effects, the aroma, of strong locales and to refuse to
stew in the pot is a fast way to atomize the world. There
is a wonderfully pungent Elizabethan sentence in Sir
Thomas Browne's Religio Medici which perfectly makes
my point. He says:
For heads that are disposed unto schism and complexionally propense to innovation are naturally indisposed for a community, nor will ever be confined
unto the order or economy of one body; and therefore
when they separate from others, they ... do subdivide
and mince themselves almost into atoms.

This college has demanded a disciplined conformity
precisely to keep its integrity and to prevent us from
mincing ourselves into atoms.

My fifth axiom is an attack on the spectre called The
Future. It advises us against looking ahead to this future
in setting our ends. Tire future is altogether non-being,
and anyone who attempts to look to it, as does that new
tribe of secular prophets who call themselves "futurologists," only succeeds in locking himself into a cage of
contemperaneity; for such planning is never anything but
a magnified projection of one aspect of the present onto
the blessedly empty screen of things to be. Our reference
should rather be to what is back of us, to the past
(though not the very recent past which is usually very
passe). I will let Robert Frost speak for me in some lines
from "The Black Cottage":
... why abandon a belief
Merely because it ceases to be true.
Cling to it long enough, and not a doubt
It will turn true again, for so it goes.
Most of the change we think we see in life
Is due to truths being in and out of favor.
As I sit here, and oftentimes, I wish
I could be monarch of a desert land
I could devote and dedicate forever
To the truth we keep coming back and back to.
I think you have been for four years citizens of such a
"desert" land, remote from fashion.
My sixth is an axiom of conservation. It is partly permissive. It permits us to seize high or low adventure whenever it comes our way on the condition that we maintain
a small steady feeling of guilt. It says that all manner of
1

excursions are allowable as long as we conserve a nagging
remembrance that they are only diversions from some

long-range labor or some life-long study. For example, two
gentlemen in this very class set sail one day in the middle
of the term. Of course, as generally happens to those in
positive pursuit of peril, they were becalmed, but that is
additional. When they returned, I looked grave as was my
duty, but I saw that they had not for a moment succeeded
in forgetting their proper business. And I also knew I
would have done the same, in imitation of my hero
Odysseus. That first exemplar of all such mindful adventurers preserves his longing for his rocky home through
ten years of travel. He has his pleasure and his passion

on the way, but he preserves his purpose, and that makes
all his excursions lie on a secret highway home. (I know
that what I have told you just now is true because a
member of your class said the same in his senior essay.)
The axiom of conservation also has a prescriptive side:
It is required to choose recreations which have enough

real relish in them to prevent that sinful and wasteful
sadness the tlreologians call "acedia." Its secular version
is an unresisting proneness to be bored with good things,
with classical styles, with naive truths, with old orders.
One of its symptoms is frantic and unsatisfying innovation-unsatisfying, for if anything is axiomatic it is that
the search for mere novelty unfailingly turns up something
obsolete.
I do not think we have quite enough recreation of that
conserving sort in this school. I wish we were nearer to the

Forest of Arden-but then again, perhaps not.
I will call my penultimate axiom the axiom of parochialism.
I think the world once had centers, places like Athens,
Jerusalem, Paris and-I say it with a smile-Boston, where
a tradition was cherished and advanced. But it seems to
me that Yeats was simply right two generations ago when
he said in the "Second Coming" that:
Things fall apart, the center cannot hold,
though I think that he and all the soothsayers are wrong in
expecting, as they do half-eagerly, a monstrous apocalypse.
Our fate seems to me to be much more modest. We must
proudly acknowledge that we are "out of it," whatever
"it" may pretend to be, and that we are thrown upon
ourselves in the effort to preserve our civilization, By
"we" I mean all the little loci of the spirit: little circles of
firm friends, little law offices, newspapers, workshops,
little cities and lively little schools. These must hold the
forts in the provinces against all the new barbarisms
which so often come out of the large and wealthy conglomerations and establishments. Within such empires
people are apparently constrained to turn the small sound
ideas which come to all of us into large vapid conceptual

5

�The College
engines, and the vestiges of right feeling we all preserve
into fashionably sophisticated techniques.
My axiom says that it is mainly little places-this
college among them-which permit the modesty of pace
needed for long thoughts, and the conditions of closeness
under which human beings begin to stand out and become
distinct in their first and second nature. These places are
the veritable harbors of refuge and recovery for civilization.
And now the final axiom, which I must call the axiom
of the republic and which is the necessary complement to
the parochial axiom.
For the soil and seed-bed of all these small, saving
places is the continent-wide republic of which most of
us are citizens. My axiom says that one must never, never,
assist in the demolition of any actual republic and least
of all of this one, for it is a going good which is infinitely
more valuable than any possible perfection. By an "actual
republic" I mean not only a government which in the
last analysis obeys the formal definition of the term
"republic," namely ''a government of laws rather than

men," but something both wider and more substantiala large public realm peopled by conscious citizens who
are steadfastly committed to the preservation and interpretation of common traditions and common scriptures.

Such a republic can be wrecked in several ways. It can
be wrecked by crude means-by indifference, obtuseness
or crookedness. Or it can be wrecked in sophisticated
ways, and my axiom is especially concerned with two of

the latter.
One of these is the reckless habit of gleefully exposing
the public traditions, a habit easily distinguishable from
the mournful compulsion to set the record straight. It is
what Burke, that most expressive of conservatives, calls
the "barbarous philosophy" of those who, as he says in
his Reflections on the Revolution in France:
[dissolve] all the pleasing illusions which make power
gentle and obedience liberal ... In the groves of their
academy, at the end of every vista you see nothing
hut the gallows. Nothing is left which engages the
affections on the part of the commonwealth.
The half-intended outcome, contained or rampant depending on the health of the republic, is terror. In this country
we feel it for the most part only in that vanishingly mild
form in which debate based on consensus gives way to the
mere reactions characteristic of "confrontation."

The second way is the thoughtless routine of aggres-

tical religion." The laws of this republic, intended from
the beginning to preserve the plurality of its communities, ought to be to us almost as scripture.
My point in ending in this rather grand way is, just as
I said, that the condition of possibility of small communities where one may find human happiness~among which
I count this school-is the larger polity. But the American republic is only the condition of their possibility,
and not at all the guarantee of their existence; in fact, I
find it conceivable that we ourselves may be overwhelmed
by adversity within it. But that would be its great shame
and its great loss, because this education, this liberal
education, in turn nourishes the soil in which all its

practices are rooted. For brevity's sake I will simply assert
here what I firmly believe I could make convincing to
you, given time: I would point to the free and equal
discussion of the seminar, to the deliberate absence of
authoritative experts, to the essentially communal character of our concerns, as a proof that this program is first
and last an imitation of and an initiation into the life of
a citizen. That is why at your last dinner the Dean toasts
the Republic, and why some of our most gratifying graduates are civil servants.
These are my axioms, which I offer to you as worthy
of belief. It would take much additional thought and
exposition to turn them back into mere propositions
worthy of reasoned assent. Nonetheless you will have seen
by now into what intellectual world they all fit: all are
addressed to the establishment and conservation of that
sort of vivid but stable public world which we might as
well call by the Greek name of "cosmos."
So, then, in the light of such axioms as these what,
finally, must I wish for you? It goes without saying that
I wish you happy lives, if only because it is next to impossible to maintain a friendship with anyone whose life
contains too little felicity.
But it is to no purpose for me to wish anything concerning your private happiness. Our intimate affairs are

so enigmatically compounded of being forever at the
mercy of mere luck and of invariably getting exactly what
we asked for that in this quarter wishing is quite futile.
I arn therefore thrown for wishing on the public part of
your happiness, with which the college was in any case
most directly concerned. With respect to this part I do
know what to wish. It is what I said in the beginning. I
wish that you may find or form for yourselves a spot, a
place, so shapely, so much what it was meant to be, that

sively "questioning" the "whole system" of laws, a routine

it becomes for you a continual incitement to virtuous

quite separable from the labor of reflection and reform.
It is this tendency which Lincoln, that most genuine of
republicans, opposes when he urges in his speech called
"On the Perpetuation of our Political Institutions," which
you have recently read,
[that reverence for the laws be] taught in all schools,
in seminaries and in colleges; let it be written in
primers, spelling books; and in Almanacs . . .
The safety of our freedom, he says, lies in such a "poli-

activity and a never-ceasing source of satisfying reflection.
In sum, I wish you may go far-just so far from here
that when you have found your place you may sometimes
think of yourselves as virtually home again, with us.

6

Eva Brann is a frequent contributor to this magazine. She has been a
member of the Annapolis faculty since 1957.

�Ideals and Action
by David Ginsburg
St. Johns College, Santa Fe

President Weigle, members of the Board and faculty,
graduates and parents, students and friends:
Historians often record the early thirties in America

A generation later I came to know Robert Goldwin and
President Weigle, attended two series of Washington
seminars on the Republic and on Goldwin's favorite-

character~

Locke's Second Treatise at Government, met Eva Brann,

ized by joblessness, hunger, and fear. However, for me,
Washington in those days was a place of joy and high
intellectual excitement. Roosevelt had drawn to the city
dedicated men with untrammeled minds. Younger acolytes, like myself, were proud to work with them. We
hesitantly criticized their programs and endlessly wrote
and re-wrote our own; we debated among ourselves and
listened to others; talked with any newspaper man or
Congressman who'd listen; discussed, far into tbe night,
what could and should be done; when midnight came
there was an unwritten rule that we'd go-or someone
would go-for sandwiches and coffee; and thereafter we'd
work a little more, sometimes until three or four in the

Jacob Klein and a few other of your tutors in Annapolis
and Santa Fe; joined your Board of Visitors and Governors and so came here today.
A few weeks ago a sensitive Washington columnist,
Tom Braden, published a piece that began with these

as a time of anxiety and suffering, everywhere

morning.

I recall only one serious lapse from this state of grace.
We had worked late, gone out for food and talk, and were
returning to the office when someone noticed that at the
old Belasco Theatre, then located across from the White
House on Lafayette Square, Hedy Lamarr was playing in
a film called "Ecstasy." Hedy in her ecstasy was more
powerful than patriotism. Courageously, we sacrificed
work for art and in that midnight show I saw-and relished-my first streaker.
During those days, too, I first learned of St. John's
College. Curiously, I am indebted for the introduction
to the Federal Government's Department of Agriculture.
The extension service of the Department ran a Graduate
School for government employees and in its catalogue,
one day, I read an announcement that a weekly two-hour
evening class would be given by a Tutor from St. John's
College in Annapolis. Over two semesters we read together Harvey's Motion of the Heart and Blood; Machiavelli's Prince and Discourses; Hobbes's Leviathan, the
Federalist Papers and other greats far more familiar to you,
unhappily, than to me.

words:

"There was something wrong with the education of
those who surrounded President Nixon during the
Watergate crimes, and I wonder whether our college
and university presidents are giving any thought to
the question of what it is.
"It would be sad to think that ten or twenty years
from now a future President would again surround
himself with such bright young men, so well
dressed, so well graduated and so ill-prepared to face
questions of right and wrong."
Since religious faith has become a lessened force in the
lives of most of us, we are left with reason as the central
guide for public morality. How important then, Braden
says, are the educational system and "the great books
which posed the great moral problems."
For all of us the Bible is one of the Great Books-for
me, the greatest-and the Great Books, collectively, the
new Bible. Yet I suppose there isn't a man or woman in

this graduating class who hasn't often asked, sometimes
near despair: Does this rigid curriculum make sense? How
does this endless discussion and analysis of ancient themes
serve in the world in which I must live? Aren't we all
captives of an intriguing idea-captives in an ivory tower?

How many of your classmates who came here with you
four years ago, are not here today because of difficulty and
disillusionment with the curriculum and, at times, with

what must have seemed an impossible volume of work?
About 300,000 words of recently published Presidential
conversations help to lay these doubts to rest. In the public

7

�The College
"Does this rigid curriculum make sense?"

domain there is now an edited record of dialogue amoog
the men who held the highest power and the highest
offices of trust in the Republic. All had been educated and
trained by some of the great colleges and universities of
the nation. Call the roll-Yale, Columbia, Brown, University of Southern California, and UCLA, Williams, Duke
and others-in the East, in the West, and in the South.
None endowed these men with a capacity for moral
questioning, with a commitment to intellectual integrity, with a sense of what's important in the history of
our own country, with an understanding that even great
ends cannot justify violent and disreputable means.
Less than two weeks ago the Omaha World-Herald
commented:

"Involved here is not question of Democrat or
Republican, liberal or conservative, or of a company
of his enemies out to 'get' the President. This is a
matter of right or wrong, telling the truth or not
telling the truth."
A day later the Chicago Tribune commented more
specifically:
"It is a lack of concern for morality, a lack of concern for high principle, a lack of commitment to
the high ideals of public office that make the transcripts a sickening exposure of the man and his
advisers."
T11ere was not one noble man in the White House.
None, not one, had the courage or the wisdom to say
these steps must not be taken because they are evil and
violate our history and tradition.
I may be naive but I think it would have made a difference if at least a few of these men had had what this
College, uniquely, provides as a liberal education-an
understanding of the source books and the seminal ideas
that illuminate the recurring and intractable questions
of government and personal life that confront free men.
These books and ideas, as the catalogue now states with
headline force, "have great relevance to the contemporary
problems with which we have to deal."
Three decent men left the Administration, after confrontation, by dismissal or resignation; all the others,
including the Vice-President, were forced from office by
disclosure or indictment; meanwhile the investigation of
the President continues and the threat of impeachment
hangs over the land like a thick black cloud. Nothing
that Sophocles wrote will ever touch your generation
more deeply than the tragedy unfolding in Washington.
I don't know what went wrong. In its most fundamental sense I believe what happened was a failure of
education. For years many colleges and universities acted
as if the idea of a liberal education was obsolete, refusing
to provide a curriculum or a teaching discipline that in
8

an orderly way sought to transmit to each generation
what was important in the accumulated thought of our
civilization. Lacking standards we lost our way and our
capacity for outrage.
There were other factors. What was moral erosion we
described as moral change and healthy moral growth. We
accepted activism at the expense of understanding acnd
scholarship. We insisted on immediate and practical relevancy and thereby undercut the study of the arts and
humanities-losing our grasp of the great ideas of justice,
truth and freedom. Some educational instihrtions grew
too large; many helplessly subordinated education to politics. And almost all undergraduate colleges were enlisted
in support of the professional schools. Specialization thus
came much too soon for most undergraduates. We didn't
give them time enough to learn what was fundamental,
before teaching them what was practical.
I think my own profession-the law-has suffered most.
As the Wall Street Journal said last week, "a dozen lawyers
have been caught up in the Watergate scandals, and the
legal profession has now been jolted by the White House
tape transcripts, which suggest the country's best known
lawyer-President Nixon-and two of his lawyer-assistants
cynically considered exploiting the law enforcem,nt system for political purposes."
At a recent meeting at the Harvard Law School we were
told that many members of the faculty were now making
a conscious effort to underscore ethical problems in their
teaching. One would have thought by the time a student
entered law school he would have had ample preparation
in moral questions.

Schools of business administration and government are
also beginning to leaven their teaching with the yeast of
ethics.

"There was not one noble man in the W bite
House."

The truth seems to be that moral failure in Washington
has begun to sensitize much of the rest of the country
to the moral problems that have concerned you so deeply
for the past four years.
If now you choose business as your life's work, I believe
you'll find that there is a new and growing respect in that
community for decency, and for those who inquire, challenge and propose improvements. Thoughtful businessmen recognize that they are facing problems today for
which the precedents have no ready answers.
If, instead, you choose further training in a profession
-in law, business, medicine, research and teaching, engineering, the ministry-you'll find that the structure of
professional learning will fit comfortably on the founda-

�July, 1974
tions you have obtained here. The skills you have acquired
-to read searchingly, to write clearly, to speak precisely,
to think logically and to ask the hard questions-are the
best possible preparation for professional training. Moreover, a changing society is imposing new problems and
unprecedented strains on the professions as well as on
business. They, too, need rational minds that can cope
with ultimate questions as well as the special learning.

wise action must be shaped by ideals."

Some of you, I hope, will seek employment in public
service and to you I give special encouragement. For four
years, under the guidance of dedicated tutors, you have
been engaged in a continuing and intense conversation
with the wisest men our civilization has produced. At the
same time a unique, two-hundred-year experiment in the
government of the most powerful, free, and democratic
society in the world is being subjected to new and terrible
strains.
As I see it, our basic institutions have demonstrated
great flexibility and strength and have performed admirably; our need is for men and women who understand
and respect the sources of these institutions.
Never before in my lifetime have we had so many
young and able men and women in the House and Senate; it is the Executive Branch now that needs fresh
blood and wise support. I urge you not to let the scandals
of a single administration dissuade you from government
service if you are otherwise drawn to it.
I drove over a bridge the other day that crosses the
Charles River, leading to Harvard Square in Cambridge.
A quotation from Solomon on the dedication stone somehow brought to mind this graduation: "The multitude of
the wise," it said, "is the welfare of the world." We have
had something less than a multitude of the wise in
Washington lately; our government needs help especially
-in my prejudiced view-from those who have been
educated as you have been educated.
This conclusion-and recommendation-is grounded
on the judgment that a classical liberal education for
those who can absorb it is the best predicate for the role
of citizen. Not everyone agrees. Some feel that you may,
indeed, have been deluded and possibly even disabled
by your concentration on the great issues addressed here
-justice, freedom, truth. Do those issues really have practical and continuing meaning in government and otherwise in your own lives?
My answer is that they do-but only if we are willing
to accept a continued tension between life and learning.
What finally appalled the country about the published
transcripts is the total absence of any such tension in the

remarks of the President and his advisors.
But neither are generalized declarations of high principle enough. Living problems cannot be solved with
formulas. I do not believe there is any absolute truth or
even any absolute ideal of conduct. Nor do I believe that
virtue is its own reward; the only satisfying reward for
effort is achievement which generally is a product of
compromise. Certainly in government accommodation is
essential; all we can ask is to achieve what is attainable,
and clearly understand what we have failed to achieve.
I agree with the Jesuit priest who lives at the Watergate and works for Mr. Nixon, who said the other day
that we don't want a saint in the White House. I think
it's also a fact that we never had one there.
TI1e Federal electoral process is not a New England
town meeting, and the truth is that a New England town
meeting never met the Athenian ideal. What is essential
is to understand the tap roots of our society and to create
social and governmental institutions that can be nurtured

"Some of you, I hope, will seek employment
in public service, and to you I give special
encouragement.''
by these roots. No nation ever lived according to Plato's
Republic; every nation can, however, profit from some of
its teachings. The wise profit more.
Whoever sits in the Oval Office in the White House
must wrestle with real problems that can't be answered
by Platonic absolutes or Aristotelian rationality; how deal
with a Mayor Daley? a Governor Wallace? a Jimmy
Hoffa? a Major Calley? How cope with a Nasser? a
Brezhnev? How should the Administration act after the
Bay of Pigs? after the U-2 incident?
There are things in the Watergate papers which accord
with the tactical processes in which all politicians must
and do engage. The question is how do we prevent the
classical ideal from sinking into life itself and being
engulfed by it.
Abraham Lincoln, surely one of our greatest and most
beloved Presidents, was also one of our most tactical
politicians. How could so moral a man tolerate slavery?
Yet Lincoln refused to end slavery, not because he believed
in it but because of what he regarded as his larger responsibility-the preservation of the Union. The Emancipation Proclamation was tactically timed to weaken the
South after the War began, not to serve justice or freedom.
Woodrow Wilson rejected the Lodge Reservations out
of high principle and failed to secure Senate approval of
the Versailles Treaty. What did he achieve?
John F. Kennedy made some horrendous judicial
appointments in the South in order to secure the enact-

9

�The College
ment of the Civil Rights Acts by the Congress. Was he
wrong?

Robert Hutchins is a man of the highest moral standards-so high that he could not relate those standards to
necessary behavior. Many once saw Hutchins as a potential philosopher-king; unhappily, philosophy may have
disabled him from being a king. One wonders whether
Adlai Stevenson, too, would have been comfortable and
effective making the often unpleasant, half-satisfying decisions that the wise exercise of political power requires.
There must, I believe, be a tension in the resolutiOn
of issues between learned principles and life requirements.
A liberal education points the direction for action; only
a larger wisdom enables effective action to be taken.
In 1951 Judge Learned Hand, a man whose integrity
was respected by the entire nation, was invited to testify
before the Senate Committee on Labor and Public Welfare. The subject, then as now, was the low state of public
morals and what Congress could do about it. At one
point Senator Fulbright, a member of the subcommittee,
pressed Judge Hand to explain why the· profession of
politics had suffered so precipitious a decline in the esteem
of the people. He first asked whether this had been true
in the early days of the Republic. Here is Judge Hand's
reply:
"I just do not know. I do not know enough about
history. We believe, and I think properly, that when
the men who met in 1787 to make a Constitution
made the best political document ever made, they
did it very largely because they were great compromisers. Do not forget that. They did put in the
Bill of Rights afterwards; but the thing that made
it stick was that they were great compromisers as to
the immediate issues which were before them."
What Judge Hand was saying, I think, is that greatness
in politics (I think this is true in diplomacy as well)

10

requires men not to draw too sharp a line; not to press
for confrontation; to find ways, instead, to accommodate
differences.

"Living problems cannot be solved with
formulas."

My central concern today has been to suggest that wise
action must be shaped by ideals. The recent record of
action devoid of ideals, by men to whom we have entrusted the power of the State, has traumatized the country.
But neither can a modern, democratic, industrial society
-unlike perhaps the society of the Middle Ages in Europe
-survive indifference, withdrawal or inaction allegedly to
preserve the purity of ideals. The reality is that the worse
things are, the more we have to do; we can affirm ourselves

and test our ideals only in action.
A phrase from a speech by Justice Oliver Wendell
Holmes lingers in my mind: "Man," he said, iS born a
persistent idealist, for he is born to act. To act is to affirm
the worth of an end, and to persist in affirming the worth
of an end is to make an ideal."
41

David Ginsburg, a Washington, D.C. attorney with a background in
government service, is currently chairman of the Board of Visitors
and Governors of the College. He received his undergraduate educa-

tion at West Virginia University, and holds a law degree from
Harvard Law SchooL Mr. Ginsburg heads the Washington law firm
of Ginsburg, Feldman and Bress.

�Two Writings in the Sand
by Michael Ossorgin

Santa Fe Baccalaureate Address

Members of the Class of 1974:
Eighteen years ago, when you were very, very young,
and I was a freshman tutor in Annapolis, I heard an elder,
wise tutor, a senior colleague, Mr. Simon Kaplan, say,
"Deep down, our Western heritage grows from two living
roots: a little Plato and a little Bible."
Through all my years at St. John's, I remembered what
he said, and came to see what he meant, perhaps not
exactly in the same places where he saw it himself. I shall
share with you in speech what I caught a glimpse of in
these eighteen years.
At the living roots of our heritage, I found the age-old
enigma as to 'where we are, where we have been, and
where we are ultimately going.' From these roots I found
our ultimate horizon opening up at two particular lookouts, one in Athens and one in Jerusalem; and as it began
to open up, I caught a glimpse of something serenely
and quietly radiant with an imperishable radiance.
Be my guests in speech, as I am your guest at your
service, your Baccalaureate service.
Now, with all the courage, tact, and humility I can
muster, I shall face the enigma at our living roots, and the
ultimate horizon opening from them, by glancing at two
writings in the sand: one in Athens, and one in Jerusalem;
or, one by Socrates in the Meno, in the episode with the
slave boy, and one by Christ Jesus in the Temple in
Jerusalem, when he is being tested on a point in the Law,
in the case of the woman taken in adultery.
I must immediately remind myself and caution you
that traditionally only kings and prophets were expected
to face the age-old enigma and the ultimate horizon opening from it. This appears to have been their most characteristic preoccupation as public figures, as kings and
prophets. It has not always been a popular preoccupation
with the average citizens-witness Socrates' and Christ's
deaths in their times, as common criminals against their
political communities. Witness Lincoln's assassination in
the times much closer to our own.

Yet their VISions have persisted through generations
and continue to do their work within our heritage, in our
times, including our St. John's program, owing chiefly to
three very simple reasons that have to do with the way
we are or are capable of being, at our learning best. Let
me try to identify these reasons for you.
First of all, I believe that we are capable at times of
being summoned to face this radical enigma of the ages
in our ongoing lives, as to where we are, where we have
been, and where we are ultimately going.
Secondly, I believe that in facing this enigma we are
both equipped and capable of proceeding by whatever
paths are avilable to us, to whatever best points of lookout
are available to us, from which to catch a glimpse for
ourselves of our ultimate horizon opening up, and then,
perhaps, at that precise moment discern 'Plato coming
back,' as Whitehead puts it, or 'Christ coming back' as
Dostoievski has it.
And finally, I believe that with these two abilities of
ours fully engaged and realized, we discover a third one
and its full realization: the ability truly to stand in wonder
as we catch a glimpse of our ultimate horizon opening
up before us, and disclosing an imperishable radiance
within our heritage.
Without these three abilities of ours and of our predecessors, which I tried to identify, whatever their origin
may be in us, without their full engagement and realization I do not see how on earth anyone can enter into
full inheritance of his living heritage and pass it on to his
children; I do not see how on earth what Socrates saw in
Athens, what Christ saw in Jerusalem, what Lincoln saw
in Gettysburg, could have lived in our tradition of learning, through generations of students and teachers.
And yet I know that when we are summoned to face
the enigma in the midst of our ongoing life, we begin to
rise to the level of the citizens in Athens and in Jerusalem,
who, in their public life and on their public stages, were
always cognizant of their kings and prophets, and were
II

�The College
always willing to learn from the confrontations and conversations between their kings and their prophets, whose
job is was to keep in touch with their own destinies and
those of their flock, and hence whose job it was to discern
our common ultimate horizon.
We ourselves no longer seem to have kings and prophets
in our public life, on our public stages, for they have been
replaced by our best-selling stars and superstars, or various leading committees, and they are not of quite the
same breed as kings and prophets of the old. Yet if we but
carefully reread the Gettysburg Address, or our other
founding scripts by our founding fathers, we see the same
phenomenon occurring. They too, like kings and prophets
of the old, came to face the age old enigma and to discern
our common ultimate horizon.
Now I shall proceed to my first lookout in a prison
cell in Athens at the end of the Phaedo. I don't arrive
there cmptyheaded, for on my way I found out a few
things. The path I took is the one prescribed by Socrates
to Glaucon and to all fit guardians, rulers, princes, kings,
of good cities, the path of arithmetic, geometry, astronomy, and music. From the outset I come across a handful
of findings:
First, I saw that I was deviating from the path of the
poets and the historians who comprehend with the arts
of the trivium our ever-changing temporal horizons within

our ongoing lives. Instead, on the path of the quadrivium,
I began to peer at the abiding aspects of this our common,
visible, and tangible world, ever-present to our lives here
in Santa Fe, and in Gettysburg, and in Athens, and in
Jerusalem, and everywhere on this our earth, where the
sun rises and sets, day follows night, seasons follow seasons,
years follow years, man generates man, generations succeed generations without visible gaps, cities rise and fall,
students enroll and graduate-all this under the grand
processional of stars and planets that mark our times and
seasons on this our earth in our ongoing life.
Still, with my quadrivial skills, like any student from
the time of Pythagoras to our day, I had my doubts as to
whether this ever-present visible and tangible universe of
ours, where everything is countable, has magnitude, has
bodies at a standstill and in motion, or finally, is motion,
whether the world itself, and in its own right, independently from our skills, is truly mathematical.
My doubts were somewhat dispelled when I came
across my next finding on this path, a Pythagorean Lyre.
For here in the strings stretched on a frame, you have
'bodies' of a certain magnitude at a standstill. You strike
them, and the strings, these bodies, are set in motion;
their motion produces musical sounds and harmonies, and

in producing these sounds, these vibrating strings literally
begin to count in whole natural numbers in arithmetic
progression I, 2, 3, 4 . . . ; in counting, they literally
begin to divide the magnitude, the length of the strings
according to whole number ratio: I :2, 2:3, 3:4 ... ; and
according to a harmonic progression: I, 1/2, 1/3, 1/4, 1!5
12

.... Here at the Lyre, the visible and tangible world speaks
back to us, as it spoke to the Pythagoreans, in a full voice
with each and every aspect it has, as considered separately
and together in the sisterhood of the quadrivial disciplines.
Again at the Lyre, I come upon the next finding of
abiding significance. Namely, when I take the simplest,
the first, and the most harmonious of all intervals, the
octave, and try to find its precise middle, where the octave
is divided into two equal halves, into two equal, symmetrical intervals, I find nothing for the ears to hear, so
to speak, and everything for the eyes to see, to see in a
figure, in a geometrical figure, in a square. I find with the
Pythagoreans in the middle of the octave the square root
of two, and the universe at this.point becomes speechless,
loses its voice, its harmony, becomes voiceless, becomes
squared away, as we might say, away from the Pythagorean
Lyre, into a Pythagorean Script, in figures at a standstill,
voiceless, speechless, motionless, but visible and intelligible, and eventually programmable into our computers.
it is here in the Pythagorean Script that something
written takes precedence over something voiced, down to
the letters of the alphabet that are visible to us on the
pages of Euclidean geometry, next to points, lines, figures,
solids. It's their position on the page to our eye_ that
counts, not the sound that goes with them in the spoken
word.
I picture the Pythagorean Script as executed according
to three most elementary rules of writing which are all
too familiar to us as the first three Euclidean postulates:
"To draw a straight line from any point to any
point;"
"To produce a finite straight line continuously in a
straight line;''
~&lt;To describe a circle with any center and distance."
At this point I begin to perceive Socrates in the Meno
drawing squares in the sand with his finger for the slave
boy to show Meno that the boy is tmly capable of learning geometry through re-collection, or re-cognition. Ultimately it turns out to be a finding of abiding significance,
namely, that the soul as given even to a slave boy has
seen all, has perceived our common ultimate horizon, and
is capable of orienting itself within it with deeply grasped
geometrical principles and skills by starting to trace and
measure distances and shapes of things, and drawing maps
in answer to the question, the age-old enigma, where we
are, where we have been, and where we are ultimately
going. For the question 'where' is essentially a geometrical
and astronomical question.
And it is here, at what I called the Pythagorean Script,
that I find a distinction that Socrates makes in the
Republic, a distinction between things written, and I
repeat, written, not spoken, in small letters-deep in our
souls, and in Big Letters-deep in our cities.
Both big and small letters begin to appear to me as the
mler or 'ruling principles' implied in the three Euclidean
postulates, deeply imbedded in the souls even of slave

�July, 1974
boys, and in our cities in the Big Book of the Laws and
Constitutions of the land, in the hands of its rulers: kings,
propositions on which it is founded, like 'all men are
created equal.' "Equal" is also the predicate of all propositions in the first four books of Euclid.
At this point, I observe Socrates in the Meno, after he
has drawn squares for a small boy, a slave boy, beginning
to talk to a big man, a public figure in the city Athens,
to Anytus, the very man who eventually throws the Big
Book at him, the Book written in Big Letters that ends
Socrates' life of philosophical pursuits.
I am now at the threshold of the prison cell in Athens,
in the Phaedo, to which I was going in the first place.
And it is here on this threshold that for the first time I
catch a glimpse of the awesome appearance of man as
'a truly rational and a truly political animal.'
I call him awesome, because he appears faceless and
heartless (and bloodless), divested of precisely that which
mostly manifests his humanity to our naked eyes, namely
his face and his heart. For under the law of the land, we

Pythagorean sense, and a complete man in any sense of
the word.
In the beginning of the Phaedo I notice that Socrates
has been composing music, setting to music the words of
Aesop and a hymn to Apollo, the god of light, the lyre,
and the bow. I shall consider this his lyric song, his song
at the lyre, the Pythagorean Lyre, his swan song, the
swan song of philosophy to what is going on in our ongoing lives in our ever-changing horizons, divested of
genuine philosophical pursuits.
At the end of the Pbaedo, Socrates does what the Big
Book in Big Letters thrown at him prescribed him to do:
he drinks the cup of poison to end his sentenced life
according to the prescribed sentence, keeping in touch
with the ruling principles deeply embedded in the life
of the city, his city of Athens. As the poison prescribed
and taken voluntarily works its way from his feet to his
heart, he keeps also in touch in speech with the twelve
youths, with the ruling principles deeply embedded in
their souls engaged on the course of studies, on the way
to the wholeness of their and his philosophical lives and

stand not so much with our feet, legs, arms, bodies, faces,

vision of our ultimate horizon.

or even hearts; we stand under the law mostly with our

Now I finally come to what is at his heart and at the
heart of classical philosophy:

princes, guardians, custodians of its constitution and the

heads, counted as equal, discrete, and homogeneous units
like units in arithmetic, without faces and without hearts,
hence without blush, or tears, or smiles.

I call his appearance awesome also because, as a truly
rational and political animal, he appears self-sufficient,
godlike, empowered with the sovereign and awesome
power of providing for himself like nobody's business, the
lofty and proud master of his own destiny, dazzling in his
arrogance and brilliance.
Finally, I call his appearance awesome because he
reminds me a little of Cain who, in the Book of Genesis,
is walking out of the presence of God with a mark on
him left by God at his request for his preservation, a
mark which I am ready to read as arithmetical Dne,' the
origin of all arithmetical units; and then I see Cain on
his own become the founder of the first city in the Bible,
a prosperous city, where arts and crafts begin to flourish;
and I begin to understand his prophetic words to God:
"From Thy face I shall be hidden, and I shall be a fugi1

tive and a wanderer on this earth."

Now I am ready to step into the prison cell in the
Phaedo and to see beyond this awesome appearance of 'a
truly rational and political animal' who bears a sign on his
forehead of the original arithmetical 'one,' and I shall
come into the presence of the man whose name is
Socrates.
I am ready to catch a glimpse as to how Socrates has
fulfilled the Pythagorean Script-from A to 0, from the
middle of the octave in the Pythagorean Lyre to the point
of division at the Pythagorean Ruler, the division between
the written letters, Big and small. Furthermore I am
ready to say how he has fulfilled the Script from his head
to his toe, at his heart, a complete philosopher in the

an image and a trust;

an icon and an act of faith,
(trust and faith translating the same Greek word ,-lum
which appears on the divided line in the Republic), I
come to Socrates' own last and lasting image, Socrates'
own last and lasting act of trust, his last testament to the
twelve youths in his schooling, the cover on his face-his
own icon, the eyes gazing upward-his own act of trust,
made visible to them and to us.
The cover on his face, his mask, his irony: as transparent

as the clearest pool of water, and as reflective and reflecting as the calm surface of the same clearest water in the
same reflecting pool.
The cover, the blindfold on his face, is transparent to
the blinded eyes it covers, eyes in a fixed, motionless
upward gaze.
The cover reflects at the same time the very source
that blinds the eyes from above the cover, the awesome,
blinding rays of the invisible Good gazed at, at the last
moment of a life committed to the love of learning in
order to understand our ultimate horizon at the source
of its illumination, to which he himself gives the name
of the Good.
With blinded eyes, wide open, motionless, the mouth
open wide, breathless, speechless, the heart, the whole
man, his whole body at a standstill in the stillness of a
geometrical solid, in the final act of trust of a lifetime
committed to understanding, an icon in itself visible to
all of the very fulfillment of the Pythagorean Script from
A to 0, from head to toe, written both in the Big and
the small letters in the stillness of the whole man, at his
heart at a standstill, at the center of his humanity made

13

�The College
visible and palpable to all.
Here I pause in wonder, as the ultimate horizon is
opening up to philosophy treading in the footsteps of
Socrates to his ultimate lookout point in the end of the
Phaedo, and at the end of his life, as preserved to us in
the writings of Plato.
Now from 'a little Plato' to 'a little Bible.' I take a very
short cut. I shall proceed directly to the second writing
in the sand by the one often addressed publicly as teacher
by his contemporaries, whose name is Jesus, the name
still often heard from our lips, when we feel strongly about
something and at the same time feel free with our
language.
I find this a remarkable phenomenon, namely, that we
occasionally feel free to express what's in our hearts with
his name. It seems to reveal, in spite of our intentions,
that at heart we are not indifferent to him, but rather
touched by him one way or another. And that I find as
something to wonder at after all these centuries.
The writing in the sand takes place in Jerusalem, in
the Temple that traces its origin to King Solomon.
Matthew, the writer of the first gospel, also traces the
genealogy of Jesus, his bloodline, to exactly the same
source, King Solomon, without hesitating to spell it all
out as follows: "David was the father of Solomon by the
wife of Uriah," that is to say, by another man's wife,
whose name is Bathsheba. I find this an astonishing
prelude to Jesus being in this Temple in Jerusalem, as he
faces one particular woman caught in adultery.
Now I am ready to consider the writing in the earth
that he does with his finger in the Temple in Jerusalem,
John, Chapter VIII, 1~ 11:
"Jesus went to the Mount of Olives and early in the
morning he came again into the temple, and all the
people came unto Him and having sat down He
was teaching them. And the scribes and Pharisees
brought to him a woman taken in adultery, and
when they had set her in the midst, they said to him,
"Teacher, this woman was taken in the very act of
committing adultery. Now Moses in the Law com·
manded us, that such should be stoned, but you,
what do you say?" This they said tempting him,
that they might have to accuse him. But Jesus, hav~
ing stooped down, with his finger wrote on the
ground. So when they continued asking him, he
lifted up himself, and said to them, "He that is
without sin among you, let him first cast a stone at
her." And again having stooped down he wrote on
the ground. And they which heard it and by their
own conscience being convicted, went out one by
one, beginning at the eldest until the last; and
Jesus was left alone and the woman standing in the
midst. When Jesus had lifted up himself and saw
none but the woman, he said to her: Woman,
where are your accusers? Has no man condemned
you?" She said, "No man, Sir." And Jesus said to
11

14

her, "Neither do I condemn you; go and sm no
more."

Members of the Class of 1974, it appears to me that
what Jesus was writing with his finger on the ground, on
the piece of the promised land, of the Holy Land, were
'the two commandments' as he calls them, 'on which,'
according to him, 'all the Law hangs and the Prophets
also': 'the first and the greatest commandment,' and 'the
second like it.' (Matthew 22:34 ... , Mark 12:28 ... ,
Luke 10:25 ... )
When he stoops down the first time, he writes with his
finger what appears to be the first of the two commandments:
"Thou shalt love the lord thy God
with all thy heart, and with all
thy soul, and with all thy
intelligence.''

At this point the woman's accusers still persist with their
questioning and testing him in the name of God and his
servant Nioses, who came down from the mountain into
the desert wtih the stone tablets and the Law engraved
on them. So Jesus, in keeping with the spirit of the first
of the two commandments, says to them: "He that is
without sin among you let him cast the first stone."_
Then he stoops down again, for the second time, and
writes what appears to be the second of the two commandments:

"Thou shalt love thy neighbor
as thyself."
At this point each man present begins to look into himself, and, each having looked into himself, they all leave,
not as they came, for they came loudly and together, but
they leave quietly and one by one, starting at the eldest
and the wisest unto the last. Then Jesus, noticing that
they are all gone, and that he is left alone with the
woman, addresses her in the spirit of the two commandments, each illuminating the other at his heart: first he
says, "Neither do I condemn you," and then, "Go and
sin no more."
And so it appears that with his finger Jesus transposes
the Law engraved in the tablets from the stone into the
earth, the same earth on which he stooped down, on
which the woman stood, on which the custodians of the
Law of the Land, her accusers and his testers, stood,
namely their common Holy Land in this their Holy
Temple.
In doing so he leaves in their hands nothing but stones
with which to stone the woman or him or both. And yet
the custodians of the Law were able to look into themselves and read the Law as written deeply in their hearts
before God, the giver of both their Land and their Law.
Thus Jesus with his humanity has restored the woman
and her accusers to their humanity, uplifting it gracefully
to the Law before God, the Mosaic Law of the Holy Land
on which he stoops down, writes, and rises, on which they
all stand and walk.

�July, 1974
At this point I catch a glimpse of a remarkable reversal
within our ultimate horizon.
At my first lookout point in the prison cell in Athens,
what I saw was stretched from the Lyre into the Script.
What I see here at my second lookout point in the Temple
in Jerusalem is stretched from the Script into the Lyre
in the reverse order of abiding consequences. Before taking a look at the consequences, I notice that prison and
temple are also two images, two radically different icons
of the human body with a view to what is simply good:
the first from Athens, the second from Jerusalem. And
now to the consequences, of the reversal between the
Script and the Lyre.
Jesus, by his own account, came to fulfill the Law and
the Prophets. The Law, to begin with, is the Script
engraved in the stone tablets, and the Lyre is in the hands
of the Prophets composing, writing, and singing their
songs before God, and recovering the spirit, or the breath,
of the Law to the breath and the heartbeat of human life.
Already in the Book of Samuel we see bands of
Prophets coming down from high places with lyres, or
psalteries, in their hands. King David was especially
skilled at the lyre or psaltery. By far the largest number
of the Psalms in the Psalter is attributed to him, by
the inscriptions that mark them in the Psalter, which is
Israel's hymn book. Many of the Psalms carry the musical
and the liturgical directions for their use in the worship.
in this Temple. King David is also credited with organizing this worship and the cantors.
Now in the story of Jesus, the woman, and her
accusers, at the precise moment of humanity restored

and gracefully uplifted to the Law in this Temple I see
King David coming back with the Psalm 51-which bears
this remarkable inscription for all times and for all
generations:
"To the choirmaster

Psalm of David when the Prophet Nathan
came to him because he had been with
Bathsheba."
Likewise, when Jesus' own hour comes for which he
came to fulfill the Law and to be crucified, he begins on
the cross another song of King David's, Psalm 22:1,
"My God, my God, why hast Thou
forsaken me?"

In the end he alters Psalm 31:5,
"Father, unto Thy hands
I commend my spirit."
and with these words he breathes his last.
Thus it appears that where Jesus goes, in touch with
his own destiny, fulfilling the Law, he recognizes in
public that King David was there before him, with the
lyre and the song, singing the way of his and his people's
destiny before God as preserved and kept alive in the
liturgical tradition of the Temple. And that's what I call
'Biblical recollection,' deeply embedded within our
heritage, within our ultimate horizon.

I gave you a sample of such Biblical recollection in the
simple case where two people, in touch with their respective destinies, meet and fully recognize each other even
acrcoss generations or whatever else that might separate
them within their common ultimate horizon. And when
this happens, I see the stiffnecked, redblooded people
becoming radiant with imperishable radiance-in their
Temple, in their homes, in their schools, on their streets,

in their ongoing lives: from the Script into the Lyre.
And from this point of lookout in the Temple in Jerusalem, I perceive in the prison cell in Athens something
similar occurring, something I failed to see when I first
got there: Socrates and the jailer recognizing each other
and saying to those around, what a good man the other is.
Members of the Class of 1974, this is the end of my
speech. With it I tried to uncover for you a touch of
faith, a touch of holiness at the living roots of our heritage, in this place of your choosing, the Church of the
Holy Faith. With the speech I also tried to point towards
the imperishable radiance within our ultimate horizon,

as I came to catch a glimpse of it. See for yourselves in
your own ways, at your own lookouts.

And now, instead of the customary prayer, I should
like to pass on to you another verse from the Book of
Psalms:
"This is the day that the Lord has made,
let us be glad and rejoice in it." (Ps. 118:24)
Thank you.
Michael Ossorgin has been a member of the St. John's faculty since
1956, and has been a tutor in Santa Fe since 1966. He attended the
Lye&amp;: Rosse and the Conservatoire Rosse a Paris, and holds the L.Th.
degree from the Institut de Theologie Orthodoxe, Paris.

15

�The College

Franz Plunder

Franz Plunder, left, and students at work on a "Plunder" sailboat
in the early 1940's.

Bregenz, Austria
23 Aprill974
Franz Plunder, Artist-in-Residence at St. John's College
from 1940 to 1944, died two months ago, on the day after
his eighty-third birthday, in this small Austrian town
where he was born. My wife and I are visiting his widow.
I am writing this at a table in Franz's favorite coffee-house.
Recollections of him become very vivid here. The woodwork of the booth where we are sitting might almost be
his handwork.
To those of us who knew Franz at St. John's it is
hard to imagine him as an octogenarian. To us he seemed
somehow timeless, from the first an heroic figure, a man,

perhaps, of another age or another world and stronger
than any of us. As Homer says of Odysseus, "A green old
age was his." And it is chiefly as a latter-day Odysseus
that we seem at first to remember him, the nearest
incarnation of Odysseus we are ever likely to meet.
Franz first came to St. John's in 1940 as Artist-in-Residence to teach sculpture, but it was as a builder of boats
and a sailor that he caught our imagination. My own
first memory of him is of an evening in the King William
Room when he showed us slides and told us the story of

16

a boat with an unpronounceable name that he had·built
here on the Lake of Constance and sailed with his wife,
Olga, down the Danube, through the Black Sea, and out
among the Greek Islands on the Aegean.
Later we heard a doubtful legend about how with his
own hands he had built a boat (with the same unpronounceable name) and, with three companions, had sailed
across the Atlantic from Hamburg to New York. This
legend turned out to be true, and so did others like it.
He came to us as Odysseus, but it was chiefly as
Daedalus that he lived and worked with us. He had been
trained in both sculpture and boat designing. He had
practiced successfully in both of these fields in Europe and
America. When he came to St. John's, the intention was
that he should provide interested students with instruction in the fine arts as disciplines complementary to the
liberal arts. This was the beginning, but Franz's own
interest in boats and that of many students and tutors
soon produced a shop in which he directed the building
of many fine boats, both privately and for the College
fleet. I once found later generations of students referring
to the College boats as "the plunders" without guessing
where this strange name had come from. The "plunders"
have been replaced now by a fleet of dinghies, but there
are many other reliques of Franz's handwork on the
Annapolis campus, chiefly the fine walnut study tables on
which thirty years of student papers have been written,
and the octagonal table in the Coffee Shop which has
been the focus and catalyst of conversations beyond
numbering. Objects like these that combine beauty with
strength and usefulness have a peculiar dignity that reflects
the spirit of their maker, and these pieces might bear the
motto the old builders used, "F.P. me fecit."

�July, 1974

by William A. Darkey

But the figure of Daedalus, the builder, is not really
adequate for recalling Franz. Odysseus is certainly better.
Like Odysseus, Franz hated war and things military from
the bottom of his soul, yet he too was forced by the
necessity of his time to become a soldier in two world
wars, first as a young man with the Austrian army in 1914,
and again in 1944 when he left St. John's to serve with
the United States Military Intelligence against the Nazis
who had overrun his homeland. He and Olga finally returned to Bregenz to stay in 1957. There Franz built
another boat, the tenth and last of that same unpronounceable name, and they sailed her daily on the Lake.
And he made a few last works of sculpture.
Franz seemed to us, when we were students, to be
above all a romantic adventurer. Sooner or later, though,
we discovered that, like all adventurers worth our interest-like Odysseus, for instance-he was also an adventurer of ideas, because adventure, after all, is the approach
to the meaning of things, and requires the qualities of
honesty and courage and resourcefulness and curiosity
and thoughtfulness and humor and love of life that Franz
possessed so fully. He was a gifted dreamer; therefore
he also became a storyteller. In 1950 he wrote a novel in
which he attempted to approach the meaning of his life
as an artist in a world of wars. Again, quite at the end of
his life, he had the courage and the curiosity to explore
his lifetime in an autobiographical memoir which he published under the title, Sowitasgollt, the unpronounceable
name of each of his ten boats, and Austrian dialect for
"as far as it goes."
Thinking of Franz this week here in Bregenz it has
become clear to me that all of us who knew him and
worked with him and shared his friendship recognized
without quite articulating it to ourselves that he had a

A "Plunder" at the college pier.

relation to us much more important than that of the
builder and the sailor. Quite simply, we knew directly
that he was one of the great teachers who have passed
through St. John's. This is why it is entirely fitting that
the College remember him here at length and, as it were,
officially.
Those of us who worked with him or for him building
boats or tables, or who learned from him to sail or model
clay or take an engine apart learned other and far more
important things as well-though we learned these things
too. It is not easy to say what those more important
lessons were. We greatly admired him for his strength and
honesty and courage, and his workmanlike love of beautiful things. His example and his teaching made us understand how strength and firmness can go with kindness
and gentleness. And we tried hard to deserve his respect.
These are signs of the great teacher Franz Plunder was.
William A. Darkey, a graduate of St. John's in the class of 1942,
was dean of the College in Santa Fe from 1968 to 1973. Now a tutor
on the western campus, Mr. Darkey has been on sabbatical leave this
year.

17

�The College

Plastering Day
by Ray &amp; Abigail Williamson
"Sunday is plastering day. We start at 7:00 a.m.
If yon want to gain valuable experience in this critical phase of ferro-cement boat building, your pay
for assisting will be $10.00 for the morning."
Kent Guida

Section of hull showing me~h and cement covering.

Right after graduation in 1971, Kent Guida (B. A. 1971)
and Jake Bauer, husband of Martha Bauer (B. A. 1973)
formed a partnership to build ferro-cement boats. The
first two years were typical of a fledgling craft businesslong hours of hard work, frustration, set-backs and snaillike but steady progress. As they begin their fourth year,
they each still put in backbreaking twelve-hour days, but
they have the satisfaction of being the oldest ferro-cement
boat building business in the United States. They have
demonstrated to the boating community that they can
build boats of high durability, beauty and quality, and
their company, Ferro-Boat Builders, Inc. of Edgewater,
Maryland, now has a comfortable backlog of orders and
a bright future.
In the three years they have been in business, they
have built 13 sailboats which range from 10 to 55 feet in
length. Their most popular design so far is the 20 foot
FLICKA, designed by Bruce Bingham for cruising. Gail
rigged, this small cutter boasts 6'1" headroom, berths for
four, and a complete galley. They are now beginning work
on their most ambitious project to date, a 94 foot Sambuk
Dhow designed by Tom Colvin.
We had the pleasure of being on hand in October, 1971
to record the cement plastering of their first hull. This
article is an account of that first plastering day. Their
construction techniques have changed radically since then,
so much so that it now takes a third of the time to plaster
a much stronger hull, but the excitement of seeing a
smooth hull emerge in a short time from a framework of
reinforcing rod and wire is still a major part of the fun
on plastering day."
11

18

We were only a few minutes late as we parked in the
clearing, but already the sound of an unmuflled gasoline
engine broke the early morning calm. Walking rapidly
down the pine and holly shaded dirt road to Jake and
Martha Bauer's back yard, we wondered what crucial
steps we might have missed. As we approached we could
see the ready-to-be-plastered hull on one side of the yard.
It lay keel up, beneath the trees, looking like a great
grounded whale. On the other side of the yard the cement
mixing operation was being arranged. Only a few workers
were on hand.
-We found Jake Bauer and Kent Guida, partners in this
new ferro-cement boat building venture, and exchanged
information over the unmitigated racket of the cement
mixer. Declining the $10.00 fee, we explained our
self-appointed mission as photographer-documentarians.
"Fine." No, we hadn't missed anything; many more
people were /expected; the plasterers were going to be
late; there was time to poke around.
Of first interest, of course, was the hull-some 39 feet
of shapely wire mesh. Ferro-cement boat building is a
highly individual art. No two builders will adopt the same
methods to cope with the risks and problems which the
material presents. Jake and Kent had chosen to mold
and support the steel and cement hull on a temporary
wooden framework. The framework was composed of several sturdy frames, braced across the beam and secured to
two "strongbacks," 3" x 12" beams, running the length of
the hull. To the outside of the "station frames" were
nailed 1" x 3" cedar planks running bow to stern with a
one inch gap between them. The entire wooden frame
was covered with builder's plastic stapled to the planking. This would insure a smooth interior surface as well
as facilitate removal of the framework when the hull was
completed.
The foundation of the hull itself began with three
layers of Y2" welded wire mesh which were stapled to the
planking. Next, l-4" steel reinforcing rods were bent to
shape and stapled down. Finally, 3 more layers of mesh
were tied to the rods and a little judicious pounding was
administered here and there to fair out the smooth, sleek
lines. By this time about 800 man hours had gone into

�July, 1974
the seating of the hull. And now she stood ready for
plastering, a one day make-or-break effort.
The weather was perfect for plastering. The sky was
overcast, the air was moist and the temperature was in
the 60's. (Had it been hotter, or colder, or dryer or sunny,
the mortar might have set up too quickly, too soon after
application. This would have resulted in uneven curing
in the initial stages, causing a weaker "sectioned" effect
instead of the "solid-unit" construction desired.) If the
men and machines were as favorably disposed as the
weather today, by nightfall we should have produced an
extraordinarily strong hull, the beginnings of a graceful
Tahiti ketch.
By 8:30 a.m. all of the plasterers had arrived and the
first batch of cement was being tested for consistency.
Without a doubt, this step is the most critical because the
quality of the mix is basic to every ensuing operation.
Every ingredient must be carefully weighed to insure the
proper balance. First the exact amount of water is poured
into the mixer; too much and the mortar would flow,
too little and it would not penetrate the mesh thoroughly.
Then come the additives: chromic oxide to reduce gal·
vanic action, pozzolan (fly ash) to increase the percentage of fine aggregates in the mix and aid workability, and
last, pozzolith, a black oily substance, to reduce the
amount of water needed. Finally, a fine grade of sand and
Portland cement are added and the mixer is run for the
proper length of time.
The first batch of mortar being of the right consistency,
the plasterers began on the gunwales and worked upward
toward the keel. They applied the cement by constant
troweling, while men inside the hull pushed electric vibrators against the framework. The vibrations help the cement
to penetrate the six layers of wire mesh and force air
pockets to surface and break. The men inside the hull are
able to watch the mortar fill the spaces between the rods
and mesh through the one inch gaps between the cedar
planking. If they see an area that needs more cement,
they push stiff wires through the mesh, thereby signaling
the exact spot to the plasterers above.
Except for the plasterers, most of the friends and hired
help were new to ferro-cement techniques, so it took
awhile for them to master the necessary skills. After about
an hour, however, the entire crew had developed a working rhythm which was both beautiful to watch and highly
efficient. The cement was kept in constant flow from
mixer to wheelbarrow, from wheelbarrow to hod carrier,
from hod carrier to trowel, from trowel to hull and then
down into and through countless holes and crannies of the
wire mesh. As the rhythm continued, there was a slight
tendency for the tempo to increase among the transporting crew, but Kent and Jake saw to it that the pace
remained leisurely enough not to rush the coordination
of the plasterers and vibrator-observers. The cement
wouldn't set for several hours, there was no need to hurry.
By 10:00 a.m. the plasterers had finished one side of

Batch mixers and plasterers at work on 39-foot hull.

the keel and had started down that side of the hull. At
about 10:30 a.m., the rhythm began to disintegrate rapidly, as when you drop a crumb into a line of marching
ants. People stopped working and began to talk. A bad
batch-too much water. They dumped out the bad mor.
tar, scraped, washed and dried the mixer. Jake's wife,
Martha, brought coffee around. A new batch was mixed,
tested and accepted. Back to work. Twenty minutes gone,
followed by ten more slow ones before the rhythm was
re-established.
During the delay and conversation on the bad batch
we met many of the participants-a very diverse group
of men and women. Many were building their own boats,
or planned to, and were here for the experience. Others
were friends who had watched the boat come up from
the beginning and were here to help on the great day. Mr.
Bert Thoms, an Annapolis Tutor who has quite a bit of
boat building experience, was running the cement mixer.
(He confessed that they had probably not emptied out
all the wash-out water between batches-hence the excess.)
Wives and girlfriends ran errands and sifted sand. Others
of us stood back out of the way, gossiping, kibbitzing,
taking pictures and lending other invaluable assistance.
There seemed to be as many building techniques as
there were people. One man, a naval architect, was building a pipe frame ferro-cement boat in his backyard. He
had a stack of color snapshots which he exhibited, newfather fashion. A neighbor dropped in and stayed to lend
a hand. He was building a "foam sandwich" fiberglass
boat in his back yard and was highly skeptical of this
cement operation. Bits and pieces of advice and commiseration floated among the tales of frustration and success.
One could have written a minor handbook of "do's and
don't's" if he had listened carefully enough.
The day progressed. Lunch was hardly noticeable as
work continued smoothly down to the first gunwale.
There were a few changes made in the transportation
route and the plasterers began on the second side of the
keel.

19

�The College
Having watched the outside process for some time (we
marveled particularly at the skill of the plasterers) we
ventured into the cramped space beneath the hull. A
different world! Outside there was order and sense, a
visible purpose and sequence. Inside was cacophony and
chaos!

The 39' x ll' x 10' space was crisscrossed by various
beams and support members and was festooned with electric cords. The pounding of the vibrators echoed around
the ever enclosing hull making communication impossible
except by sign language. The six men inside related more
to the unseen plasterers above than to their fellow inmates. Each man concentrated intently on his small
portion of the hull. This mood of isolation stood in sharp
contrast to the comraderie of the outside crew.

Flicka, a 20-foot gaff-rigged cutter, under sail.

All this gave the interior operation a strange, disconnected appearance. While we watched and photographed
the dim interior, the plasterers and their interior co-workers worked down the second side of the hull. Gradually
the natural daylight seeping through the gaps decreased
and was replaced with the warm glow of incandescent
lamps. By the time we re-emerged from beneath the hull
most of the initial plastering was complete. It was now
2:00p.m.
The task that remained was to smooth and finish the
exterior surface-a time-consuming job for which experienced plasterers are necessary. The better the finish coat,
the easier the last stages of fairing out the. hull. All the
20

wire mesh must be covered to prevent rust and any low
spots must be filled in.
The unskilled laborers now had time to relax and join
the rest of us who came to watch. A sense of real satisfaction filled us all. From a little distance the hull looked
finished. Only Jake, Martha and Kent, who had gone
through this process before, working for other boat builders, knew fully how many more hours of labor would be
required that day before they could claim a rest.
It was now the job of the plasterers to apply a "skim
coat" over the initial coat. This final layer of mortar is
that which gives the boat its smooth, finished surface.
The job for which they had been hired now finished,
and the big excitement over, most of the workers began
to drift away. The cement mixer would be quiet for a
long period while the skim coat was applied. We too had
to leave for a few hours. While we were gone the surface
would be floated-a process of rubbing the skim coat with
a piece of wood to bring the rough particles of sand to
the surface and allow the entrapped excess water to leach
out. After the mortar was sufficiently hard, it would be
troweled and smoothed to produce a hard finish.
When we returned shortly before dark, the plasterers
were just getting into their cars to leave. Kent, Jake,
Martha and several others were still working, spreading a
large plastic tarpaulin over the hull. We helped them pull
it tight and set up the steam generators under the hull.
The "steam bath" would hasten the curing of the mortar
and ensure a positive control over the temperature during
the initial curing process. A fero-cement hull does not
reach full strength for many months, but the initial cure
is very important in reaching the ultimate strength such
material is capable of. While they got the steam generators running, Kent Guida explained that they would raise
the temperature of the hull by 30° or 40°F per hour
and finally hold it at about 130°F for twelve hours. Then
the steam generators would be cut off and the hull would
be allowed to cool slowly to the temperature of the surrounding air. At that point the hull would have reached
95% of its maximum strength. For this particular hull,
that would be between 12,000 and 13,000 lbs. per square
inch.
When this last step was completed, Jake and Kent
would be able to really relax. But for now, a full and
satisfying day was about over. Although there was a long
way to go before this hull could be completely outfitted
and launched, they had successfully passed the test of this
most important day. When we finally left, several hours
after sunset, they were discussing their next contract for
a 34 foot Colvin designed cruising ketch.

Abigail Wi11iamson is studying for the M.S. degree in Social Work
at the University of Maryland's School of Social Work and Community Planning. Her husband, a tutor and assistant dean in Annapolis,
joined the St. John's faculty in 1969.

�July, 1974

COMMENCEMENTS

SANTA FE COMMENCEMENT

David Ginsburg, Washington, D. C.,
attorney and chairman of the Board of
Visitors and Governors, addressed the
seventh commencement on St. John's
southwestern campus on Sunday, May
19. Twenty-seven seniors received the
B.A. degree during the commencement
ceremomes.

Magna Cum Laude: James Boyd
Hamilton, Alejandro Medina, Steven
Dahl Thomas.
Cum Laude: Roberta Anne Marie
Faulhaber, David Fayon Gross, Thomas Brownlie Jelliffe, Elliot Marseille,
Christina Lee Pierce.
Rite: Sally Robinson Bell, Virginia
Ann Boyle, Janet Ruth Braziel, Lynne
Canchester, Brian Walker Dineen,
Larry Roscoe Dutton, Mary Margaret
Geoghegan, Elizabeth Lateiner Goldwin, Catherine Anne Gordon, Deborah

Lynn Hathaway, Jon Hoffman Runner,
Eleanor Adraine King, David Beveridge Maclaine, Paul Andrew McEncroe, Alex Sten Poulsen, Mary Jane
Shoemaker, Stephen Arnold Slusher,
Rachel Lynn Trueblood, Celia Margaret Yerger.
AWARDS AND PRIZES

During the Santa Fe Commencement exercises, the following prizes
and other awards were presented:
Silver Medal from the Board of
Visitors and Governors-David Fayon
Gross. Thomas J. Watson Foundation
Fellowship-David Fayon Gross. The
Duane L. Peterson Scholarship-Boyd
Cooke Pratt.
The Bromwell Ault Memorial Scholarships-Class of 1975: Mark Paul
Habrel, Rani Irene Kalita, Boyd Cooke
Pratt, Richard Martin Skaug, Jonathan

Morgan Teague, William Ernest Unbehaun, Denis Yaro. Class of 1976:
Christian Burks, Susan Lanier Cavahan, Gregory John Gillette, Michael
Alan Gross, Glenda Kay Holladay,
Bridgett Houston.
The St. John's College Community
Scholarships-Class of 1975: Giselle
Susanne Minoli and David Palmer
Birnbaum. Class of 1976: Inger Birgitte
Aarnas, John Francis Martinez, Mark
Laird Copper, Betsy Innes Davenport,
Matthew Gale Krane, Barbara Lynn
Skaug. Class of 1977: Marlene Benjamin and Arlene Margie Blackwell. ·
The Senator Millard E. Tydings
Memorial Prize for public speakingJames Boyd Hamilton and Alejandro
Medina.
Best Senior Class Essay-James Boyd
Hamilton. Best Junior Class EssayBoyd Cooke Pratt. Best Sophomore
Class Essay-Gregory Reinhold Winter. Best Freshman Class Essay-Mary
Lisa Laucks and Jonathan Paul Tyman.
Best English poem-Russell Wayne
Mayfield. Best English translation of
a French poem-Russell Wayne Mayfield. Best musical compositiooMatthew Gale Krane. Best junior-senior
mathematics paper-Thomas J. Myers.
Best freshman-sophomore mathematics
paper-George Michael Filz. Best
essay related to the laboratory program
-Christian Burks.
ANNAPOLIS COMMENCEMENT

At commencement exercises in Annapolis on May 26th, sixty-three seniors
received the degree of Bachelor of Arts.
Eight of these degrees were awarded
magna cum laude, and 17 were cum
laude.
Magna Cum Laude: Michael Adam
Blaustein, Chester Winslow Burke,
Bruce Michael Dolego, Michael Crerar
21

�The College
Theodore George Wolff, George Arthur Wright, Karen Elizabeth Zimmer.
As of the Class of 1972, Richard Alan
O'Neill; as of the Class of 1971,
Thomas Nelson Day; as of the Class of
1969, Barbara Rosalie Mordes.
AWARDS AND PRIZES

Chester W. Burke is congratulated by President Weigle after receiving
the Silver Medal in Annapolis.

Jordan, Claire Zoe Kurs Kronsberg,
Nelson Lund, Charles Curtis Post,
Jeffrey Ivan Victoroff.
Cum Laude: Deborah Ruth Bowers,
Roger Chapman Burk, Janet Lee
Christhilf, Jonathan Miles Diggory,
Thomas Joseph Dolan, Jr., Richard
Allen Ferguson, Samuel Theodore
Goldberg, Barbara Elizabeth Goyette,
Gerard Thomas Kapolka, Antonio Luis
Marino Lopez, Philip Gary Mattera,
Wilfred Mark McClay, Robert William Noble, Donne] O'Flynn, Michael
Gary Parks, Deborah Jane Ross, Lee
David Zlotoff.
Rite: Douglas Earl Anthony, Ileana
Chrysanthy Basil, Robert Michael
Benton, Erica Ferne Chaney, Donna
Anne Demac, Diana Echeverria, Jack
Morgan Ehn, Jr., Leslie Epstein, Jay
Lester Gottlieb, Geoffrey Walton
Harris, Donald Fisher Harrison, Jr.,
Charles Edward Heal, Paul Monroe
Heylman, Maria Evelina Kayanan,
Steven Leslie Key, Valerie Jean Kozel,
James Scott LeVan, John Larkin Lincoln, V, Virginia Evelyn McKemie,
Christine McNesby, Edward Doran
Myers, Virginia Newlin, Susan Eliza22

beth Pigman, Patricia Margaret Pittis,
Andrew Bartlett Reed, Eric Louis
Rosenblatt, Jane Shaw Sheret, Lester
Stephen Silver, Paul Emery Szabo,
Wesley Makoto Uemura, Eric Vatikiotis-Bateson, Susan Amanda Vowels,

Silver Medal from the Board of Visitors and Governors-Chester Winslow Burke. The Duane L. Peterson
scholarship of $1,250 to a JuniorMichael Gerard Dink. The Sen. Millard E. Tydings award for excellence
in speaking-Robert William Noble.
Best Senior essay-Antonio Luis
Marino Lopez. Best Junior essayPeter T. Fox. Best Sophomore essayLeslie Baker Graves. Best Freshman
essay-Sara Maria Anastaplo.
Junior-Senior mathematics prizeLester Stephen Silver. Freshman-Sophomore mathematics prize-William
Martin Castner. Best Greek translation
-Nelson Lund. Best French translation-James Scott LeVan. Best musical
comment-Richard Davenport.
Scholarships of $1,000 each by the
C. Markland Kelly, Jr., Memorial
Foundation-Michael Gerard Dink,
David Evan Clement, Vicki Louise
Cass.

Dr. Tiwmas B. Turner presents scroll to President Weigle.

�July, 1974

Registrar Lee Rinder, President Weigle, and Board chairman David Ginsburg applaud commencement speaker Eva Brann.

ALUMNI ACTIVITIES
CHAPTER NEWS

New York Group
The high command of this group
charged during the spring: Francis
Mason '43, leader since the group's revival in 1968, has turned over the reins
to Robert Thomas '63, while Lovejoy
Reeves '67 has become vice president,
Lowell Shindler '64 is the new secretary, and Steven Shore '68 is treasurer.
The Group is most anxious to hear
from alumni moving to or from the
New York area. This very active chap·
tcr of your Association plans a number
of activities again this coming year, and
wants to make sure everyone knows

about them. Among these events will
be a continuation of the popular seminar series. If you are new to town, or

are planning to leave, call Lowell
Shindler (office: 516/872-0011, home:
212/464-1722) or Steve Shore (home:
212/371-8067).
Annapolis
The Annapolis alumni-or at least
15-20 of them-have met monthly for
lunch this past year. The format continues to appeal, and will be continued
next year. Second Friday, September
through May, 12 noon, in the Baldwin
Room of Campbell Hall. Reservations
are requested.
AWARD OF MERIT

Association President Bernard F.
Gessner has issued a call for nominations of alumni to be considered for
the 1974 Award of Merit.

First established in 1950, the Award
was initiaily given to one alumnus each

year. In 1970 the Association directors
authorized an increase to not more
than three awards each year. The
awards are made at the discretion of
the directors, and need not be made
every year.
The award is made to an alumnus
for

''distinguished

and

meritorious

service to the United States or to his
native State or to St. John's College,
or for outstanding achievement within
his chosen field."
Confidential letters of nomination
should be addressed to B. F. Gessner,
cjo Alumni Office, St. John's College,
Annapolis, Md. 21404, and should
contain sufficient information about

the nominee to permit thorough eva!23

�The College
uation by the directors. Please mark
the envelope AWARD.
NOTICE TO MARINERS

If you live in the New York City
area and sailing is your (thing/ you
might be interested in an idea put
forth by Steven Shore: a group of

alumni chartering the 59-foot schooner
"Nina" (1929 Queen's Cup winner), a
grand old lady of the sea. On a week
night, a 6:30 to midnight sail would
cost about $20 a person, with you pro·
viding your own food and drink. If yon
are interested, call Steve at home,
(212) 371-8.067.

art school in Santa Barbara, Cal. Priscilla
teaches drawing and painting, and has been
exhibiting her own work.

1960
Sarah (Robinson) Munson reports that her
family now includes three daughters, ages five,
four, and one year, and that they now live in
Arlington, Va.
1961
Harvey G. Alexander, III, head of his own
film production company, is the founder of
the Baltimore Film Festival.

1963
Donna {Parmalee) Bryant writes that she
and Harry, with Adam and Alex, are now living in Crofton, Md. Harry works at the nearby
Naval Research Center.

1964
William P. Banks, assistant professor of psychology at Pomona College, was awarded a
$5,000 National Institutes of Mental Health
grant for the 1973-74 academic year. Bill is
doing research on how people perceive warm
and cold temperatures. He has been a member of the Pomona faculty since -1969, has
completed a year of post-doctoral study at the
Institute of Human Learning, University of
California, Berkeley, and recently returned to
Pomona from a sabbatical leave at Stanford
University.

1965
Everett W. Smith, Jr. '37 is inducted into the National Lacrosse Hall of Fame. Left to right:
John C. Donohue '35, Smith's former teammate and coach; Everett Smith; Mrs. Smith;
former Navy and St. John's lacrosse coach William H. (Dinty) Moore, III.

CLASS NOTES
1928
Louis L. Snyder continues to collect kudos
for his scholarly and literacy efforts; the latest
was announced in April, one of the Anisfield
Wolf Award prizes for his book, The Dreyfus
Case. Professor Snyder this spring was also
awarded a grant to participate in the Fulbright
Exchange Program between the United States
and Germany.
1935
David King Usher retired in March from
The Kelly-Springfield Tire Company after a
career of over 39 years. Since 1969 he has been
director of training of the Cumberland, Md.,
firm, a subsidiary of The Goodyear Tire and
Rubber Company.

1937
Dr. Norval F. Kemp, associate director, division of medical affairs, Perth Amboy (N.J.)
General Hospital, has been designated gov-

24

ernor-elect of the New Jersey region of the
American College of Physicians.

1945

C. Grant Luckhardt received the Ph.D.
degree in philosophy from Emory University
in Atlanta last year.

1966
Robert E. Fields, Jr., who holds the Ph.D.
degree from Cambridge University, is an inventor who set up his own company, BIOLAB, Ltd., manufacturing inert chromatography equipment and fluid fittings. Bob plans to
move his headquarters to Metuchen, N.J.,
while the British company will become an
associate organization.
Carole (Picardo) Kelley and Loren '67 announced the birth in April of their second
son, Glen Neil. On June l they moved from
Italy to Rungis, France, where Loren is working for Digital Equipment France.

Another literary alumnus is Robert L.
CampbeJI, author of The Chasm: The Life
and Death of a Great Experiment in Ghetto
Education. A writer for Life magazine from
1945 to 1957, Bob has most recently been
concentrating on making documentary films.
His new book is about two experimental school
districts in New York City, one in Harlem,
the other in the Ocean Hill- Brownsville district of Brooklyn. In his introduction to the
book, author James Baldwin concludes: "The
man who wrote this book is very honest, very
loving, and his children are lucky: he must be
a beautiful cat."

This past May Daniel 0. Vona attended a
conference at the International School of
Gravitation and Cosmology, Erice, Sicily. Dan
is now a Ettore Majoranna Fellow, National
Radio Astronomy Observatory, Greenbank.

1955
Priscilla Bender Shore is Currently serving as
chairman of the Drawing Department and
assistant dean of the Faculty at the Santa Barbara Art Institute, an independent accredited

Thomas G. Keens (SF) has been awarded
the degree of Doctor of Medicine and is currently assistant resident in pediatrics at Chil~
dren's Hospital of Los Angeles.

1967

1968

�July, 1974

TENTATIVE HOMECOMING SCHEDULE
1974
Friday, November 1:
Evening:
Saturday, November 2:
9 a.m.-4 p.m.
lO a.m.-12 noon
II a.m.-12 noon
12 noon
1:30p.m.
3p.m.
6-7:30 p.m.
7:30p.m.

Lecture, followed by informal reception/get-together
for alumni and invited guests.
Registration, lobby, Francis Scott Key Memorial.
Alumni Seminars (readings and rooms to be announced).
Student Career Discussions, Conversation Room.
(Certain alumni will be invited to assist with this
program.)
Luncheon in Dining Hall with students.
Alumni Association Annual Meeting; election of direc·
tors and officers; presentation of Awards of Merit;
Conversation Room.
Athletics on Back Campus; probably Alumni-Student
Soccer Classic.
Cocktail Party, Hilton Hotel; alumni and invited
guests.
Homecoming Banquet honoring President and Mrs.
Richard D. Weigle-25th Anniversary.

David King Usher '35

Final schedule and reservation form will be mailed later in the summer.
1972

Josepli

Simonds (SF) , a former Vietnam
war protestor, is now an Israeli citizen-soldier
with an artillery unit on the Golan Heights.
Frederick L. Wicks (SF) and Hal Papps
(SF) are both students at the Zen Center in
San Francisco. Rick urges that Eastern materials be considered for the St. John's curriculum. He thinks that Zen might be a vehicle
for incorporating poetry into the broader philosophical and theological context of the curriculum. Rick has been accepted for a summer
work scholarship at the Tassajara, the Zen
center inland from Cannel.

1969
Joe P. Reynolds (SF), with wife Pam and
son George, is concluding a year as the student intern minister for two small central
North Carolina churches. On July 1 they were
to return to Austin, Tex., for Joe's senior ye1r
at Austin Presbyterian Seminary.
Ycshe Tsomo (formerly Vicki Brown (SF))
is Studying to be a Buddhist nun in the Tibetan
tradition, and recently returned from her second trip to Nepal and India, where she had
an audience with the Dalai Lama. She works
as an editor of Buddhist texts for the Institute
for Advanced Studies of \Vorld Religions while
learning Chinese at Columbia University.

1970
Alexandra (Dane} bor-Ner is living in Israel
where her husband is a film maker for Israeli
television. She graduated from the American
College in Jerusalem in 1972 with a major in

philosophy. Since that time she has been studying photography in Jerusalem. Her address is:
Ein Karem B-59, Jerusalem, Israel; she invites
any St. Johnnies visiting Israel to look her up.

David Gilmore and his wife Ellen are living
on Echo Lake in Mt. Desert, Me., where he
is, to quote a recent card from Ellen, "happily
employed as a carpenter."

1971

1973

Perry f. Braunstein is teaching French and
English to German-speaking people in Switzerland. He plans to study in Germany next
year, then to take the German State examinations in order to teach in F reiburg, West
Germany.
George F. Brown, Jr., (SF) is teaching
music in the Basalt Public Schools in westem
Colorado.
Bruce Glaspel (SF) is now president of
Worldwide Associates, Investment Counsel,
at 235 Montgomery Street, San Francisco.

Roger Greene, after more than a year as an
editorial assistant and then assistant editor at
Collier's Encyclopedia in New York, plans to
begin work toward an M.F.A. degree in film
at the School of the Arts of Columbia University this September. Roger reports that he
knows the doings of various other Johnnies,
but, to avoid a public scandal, refuses to telL
Elizabeth Unger is living at Koinonia, a religious retreat north of Baltimore, teaching pottery and running the office. She plans to attend
Northeastern Law School in Boston in the fall.

In Memoriam
1909-Edward F. Carroll, Berkeley
Springs, W. Va., July 24, 1973.
1917-Paul M. Chaney, Annapolis,
Md., April 12, 1974.
1922-R. Ashford Fine1l, Richmond,
Va., April 2, 1974.
1927-Jamcs R. Downs, South Londonderry, Vt., March 16, 1974.
1928-Dr. William H. Eisenbrandt,
New York City, January 14, 1974.

1934-C. LeVerne Talmadge, 1969.
1937-E. Paul Mason, Jr., Baltimore,
Md., May 14, 1974.
1937-Charles Schiff, Charleston, S.C.,
March 19, 1974.
1939-Ashley G. Ogden, Jr., Baltimore,
Md., May 17, 1974.
1949-Andrew C. Dewing, Wellesley,
Mass., March 23, 1974.

�The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

October 1974

TWENTY-FIFTH ANNUAL

REPORT fOF THE PRESIDENT

�THE COLLEGE

Vol. XXVI

October, 1974

Iumbcr 3

Managing Editor's Note:
Editor: Bc.:ate Ruhm von Oppe n
J\lanaging J•:ditor: Tho mas Parran, Jr.
F.di to ri;il Advisory Bo~1 rcl: Willi:lln B.
Dunham, Barbara Brunner Oosterhout
'55, F.. i\ lalcolm W ya tt, Robe rt S.

Zclcnk:J.

l11is issue consists alm o~t e ntirely of the 11\'c nty.fifth annu:1l
Report of the Pre~ident to the Boa1d of Visitors and Co\'e rnors.
Again, as was clone at the time of the twentie th R eport, we have
appended a table reflecting the hig hl igh ts of the q uarte r·century
of Mr. Weigle's presidency.
Two srn~Jll items of particula r interest to alumni have also been
incl uded. At th e bottom nf t his p;~ge i~ the " I•• l\'!cmoriam" usually
found o n the inside back cover; we did not want to wa it until the
January issue to publish this 11(..'C rology. The othe r item is the
no tice which appea rs o n th e back cove r, and we urge all alumni
to read it C:~ rcfu ll y.

T. P.Jr.

T TI E COLL EGE is puhli~hed by the
Office of College Rclatiom , St. Jo hn's
College, A nnapolis, [aryland 21 404,
Richard D. W eigle, Presiden t. 'Villiam
B. Dun ha m , D irector of C ollege
R elations.

IN 111E OCTOBER I SSUI~:
Report of the President
Financial State ments fo r 1973-197-f

Published four time~ a year. in January,
April, Jn ly, and O ctober. Second class
post~ge paid at i\nnapu l i~, l\'larylan cl
ami at ot he r m ailiug plac.:es.

11

Twenty·five Years in R etrospect

14

--

------

In Memoriam
1904-John 7&gt;.1 .

J.

lloclgcs, C unbridgc,

l'd ,tss.. July 26, 1974.

1919-Dr. Robert A. Bier, Sit•er Spring,
l\ ld. , .\ugusl 2. 1974.
19 19- Col. Jo~cph
. M~rx, Phoenix,
Ariz., Juuc 28, 1974.
19 19- \Villi.1m II. L . SL
1dc, Baltimore,
\ld., July 18, 1974.
1919- Ccorgc F. W oh lgemuth, &amp; II i·
mOte, \ld., AuJtu~t 28. t 974 .
1 92 1 -l'~uklin C . llall. Pompano Beach,
~h. Julv I r;, 197-1.
1923- llugh T . Br0\\11, RocJ.,.illc, :\lei..
,\pnl, 19 H.

19!3- Jcffer«.&gt;n C . Coote.1, Rc.1ding. Pa.,
January H, 197-1.
1927- lnine C. Cling;~n. TowiDn, \ 1d.,
Ocrember 3. 197 3.
1927-John R. Kern. Catono;villc, Md ,
.\ ugust, 1974.
19 31-Cahin llarrington . Jr., Cam·
bridge. l\ld., September 9, 1974 .
19 33-llcmy J. Tarantino, t\nnapoli~.
1\ld., Septo f1ber I, 1974.
1937-J. Campbell Sim pson. G len Bur·
nie, 1\ld .. June, 1974.
19 37-Col. William B. Solno. T owson.
:O.Id., August Z), 1974.

1917-Judgc Ricloard L. Waters. Jr.,
C:mou C oty, Nev., December 10, 1973.
1931! l'ctcr 1'. llomer, Sparks, Md.,
Juuc 7. 1974.
19-10-Joluo II. Bro\\11, Jr., San J uan,
P.R., 19H
194!l-Gcorgc II. Daffcr. Annapolis,
\ld ., June 12, 197...
1
194S-- \lao S. 1\hrcm ont, S. n Francisco,
Col., September I , 1974.
1955-RiciLml \\'. T aylor, Sluroo HilL
Pa. Fcbrwry 14. 1974 .
Fauolh· ·Ah in N. l\ lain. Kensington,
C11., JUllC 20, 19i4.

�Report of the President
1973-1974
On September 17, 1949 this Board of Visitors and
did me th e honor of electing me President of
St. John's College. lt seems scarcely credible that two ;md
a half decades have passed with their challenges, their fmstrations, their successes, and their rewards. At the outset of
th is annual report I shou ld li ke t·o express tJ1e immense
sense of gratitude that l\1frs. W eigle and I feel for th e
honors that have been accorded us by the members of both
the Faculty and the Board of Visitors and Governors over
the past several months. This outpouring of affection and
appreciation has touched us deeply and has made us feel
even closer to the college community, both in Annapolis
and in Santa Fe.
In this report I shall outline first the de,·elopmcnts of
the past year. ' l11en I propose to summarize some of the
major changes that have taken place at St. John's College
since 1949. A chart contaimng the highlights of the past
twenty-five rea rs follows this report, as do the finan cial
statements for the fiscal rear. Through the cha rt one ma~·
follow changes in enrollment, facu lty strength, and budgets, as well as major developments at the College, changes
in the curriculum, actions affecting tutors and students,
and the building of the College's resources.
Governor~

Instruction
From the academic perspc:ctivc, both campuses completed excellent years under their new Dea ns, Curtis A.
Wi lson in Annapo lis, and Robert A. Neidorf in San ta
Fe. Each Dean add ressed himself to his 11cw responsibilities with vigor, imagination, and a genuine concern for
both the student and the tutor. By mutual agreement, no
statement of educational policy and program was prepared for submission to the Boa rd, since all the energies of
both Deans were devoted to familiarizing themselves with
their current academic tasks and responsibilities.
During th e yea r, the Annapolis campus was visited by
observers from th e l\1 iddle States Association of Colleges
and Secondary Schools, since ten years had elapsed since
the rcaffim1ation of accreditation in 1964. St. John's College was also invited to offer a case study during the time
of this visit, that is a presentation of the College and its
program for close study by a small group of invited administrators and faculty members from other institutions.
F'or that purpose a group of a dozen educators spent four

days on campus from N ovember II t·hrough .14, under the
directorship of Reamer Kline, President of Bard College.
I am happy to report that the Commission on H igher Education of the Association voted to reaffirm the College's
accred itation in June for a further ten-year period.
T he most interesting curricular development was a
comprehensive study of the laboratory program by Howard
Fisher, an Annapolis tutor. lie proposed that an appropriate laboratory schema for St. John's College should be
based upon three resolutions. First, topics pursued in the
laboratory ought to appear to be generated by or founded
upon questions arising in the ~eminar even t hough tbe
chronological order of reading is viola ted and C\·en though
scientific disciplines may carry questions beyond or contrary to seminar readings. Second, Mr. Fisher defines experim entation as more than the testing of a law or a
hrpothesis. lie believes that there ought to be in the laboratory "a continued, lively and ingenious effort directed
toward the collection, conservation, and display of natural
workings and appearances." He calls this effort "experimentation" and means by it "the bringing about of auspicious and suggestive occasions for careful observation." Finally, he states that there ;uc three distinctly "modern" aspects
of the laboratory: (a) its association with a mathema tical
an d symbolic understanding of nature; (b ) the culti vation
of certainty (or its surrogate, generality) throug h the logic
of hypothesis, cvidcucc, theory, ami law; and (c) the
association of the labomtory scicuces with surpassing degrees of power in t he realm of artifice.
Mr. Fisher asserts t l1at the College's labomtory program
should promote t he more ncmly naive practices of discovering and interpreting the Natural, and such of the Artificial
as imitates and comments upon the Natural. These skills
arc possessed br everyone and ought to be culti vated and
respected as that shared hasis upon which common study
can be begun. lie claims that th e mathematical or algebraic treatment of nature has dominated the development
of the laboratory program with such notable exceptions as
soapstone-gri nding in th e freshman rear, dissection of
animals in the sophomore yea r, and magnetic field mapping
and the study of F'amday's writings in the senior year. The
Instruction Committee will be considering Mr. F isher's
report in the yea r ahead.
Another continuing problem on the Annapolis c-dmpus
is that of rotc or drill work, according to Mr. \Vi lson. In

�The College
his conversations with a number of seniors, he leamed
tha t students felt classes suffered because the basic elements of Creek, f:Orench, algebra, and the calculus had not
been sufficientl y ma~tered. Students felt that tutors should
be more rigorous and demanding on the elementary level.
' l11e Dean will be asking the Instruction Committee and
the Faculty to consider a number of new policies and procedure_s that co~ld lead to increased mastery of elementary
operuhons. Tli1s problem will be discussed during the
coming yea r.
Dea1 Neidorf reports a widespread sense of improve:1
ment m the area of stude nt writing on the San ta Fe
campus. This has been accomplished over recen t years bv a
series of palliative changes. Every student has been 'required to submit a first semester seminar essay. Language
t~1tors ha~e been encouraged to assign more writing excrCJ
_ses. Th1s has been made possible by deliberately droppmg the custom of an individual student conference following each and every such exercise. The don rag report
form now requires a statement from the don rag committee as to whether a student has a general writing problem.
~or the most part, the Faculty has been energetic in acceptmg the Dean's stipulation that "every tu tor is an English
tutor."
Another change for the better at Santa Fe is the
aband0~1ment of the traditional notion that a don rag, or
evaluation of the student's work, must come at the end
of each semester. The lnstntction Committee felt that
the value of the don rag wou ld be enhanced if the student
were to rel:l1m i111mediatcly to the classes in which his
performance had been evaluated. I Jcncc, freshmen and
juniors on the Santa Fe campus have don rags in the
middle of the fi rst semester and at the end of the second
sopho mores in the middle of the first semester and in th~
midd le of the second, while seniors have a single don rag
nt t he end of the first semester. One specific be nefit of
the new sched ule is to reduce nervous tension over the
enabling procedure for sophomores, whic h comes at the
end of that year.
Something of a new regular tradition on the southwestern campus is the all-collcgc seminar. Twice during the
course of the academ ic year, Fridav night lectures are
omitted. In their place the entire ~liege is divided into
seminars _without regard to the usual class groupings. Texts
used dunng the past year \verc l bscn·s Ghosts and Lao
Tzu's Tao Tch Chiug. The Dean reports that .it is hard
to over-emphasize the unifying effect that these seminars
ha,·e had on the college community.

Task Force on tlJC Liberal Arts
William Darkey, Tutor and former Dean on the Santa

2

Fe campus, has formulated the initial guidelines for the
Task Force on the Liberal Arts, which he will direct over
the next two years. This significant project, which is
being funded in part by the ationa l Endowment for the
Huma nities, wi ll involve two oth er senior tutors, David
Jones and T homas S1mpson, as well as a number of tutors
from th e Annapolis ca mpus and several outside consultants.
During the past year of preparation, Mr. Darkcy has tra veled to both coasts and has consulted with such individuals
as Robert M. Hutchins and Stri ngfellow Barr.

T he Faculty
T he development gra nt from the 1 ntional Endowment
for. the Humanities ena bled the Santa Fe ca mpus to
ass1 to most new tutors onl y two teaching stations and
gn
to relieve three senior tutors of one-third of thei r teaching
responsibilities so that the)' could work with the new
tutors and orient them more effectively in the St. John's
program. Thi~ has been exceedingly important for a
campus with a relativcl) )Olmg and inexperienced faculty.
Of t~c 39 facult) membe~ acti,·cly teaching this past academiC year, SIX were new tutors and nine were tutors in
their second year with the College. To at tain greater future
faculty stability, the Dean and the Instruction Committee
at Santa Fe have instituted a more careful procedure for
seeking and evaluating candidates for initial appointment.
A three.mcmber Faculty Recruitment Committee is responsible for correspondence with prospective tutors and
for the selection of those individuals to be invited for
int·~~iews. As a matter of principle, no one may be invited
to )0111 the Faculty without a two-day visit while the College is in session. Such a visit includes auditing of several
classes, informal conversations with students and tutors, a
luncheon mee ting with the Faculty Recrui tment Committee, a meeting with the entire Instruction Comm ittee, and
fina lly n n~ ccting with the Dean. During the year, 28 applica nts v1S1ted the College; six were invited to accep t
tutorships; all of these accepted.
The greater experience of the Anna polis Faculty is reflected in the fact that two-thirds of its members now hold
tenure appoin tm ents as con tra sted \vith two-fifths on the
Santa Fe campus. Given the cl1aractcr of the St. John's
program and the fact that experienced tutors are usuall~·
among the most successful teachers, it does not seem a~
unhealth} situation that a high proportion of tutors hold
tenure appointments. On the other hand, each new tenure
decision must be made with the greatest care and circumspection. This )ear only one tutor, Nicholas :\Iaistrcllis of
the ea~tem campus, received a tenure appointment to
begin July I, 1975.
The Santa Fe campus has adopted new procednres in

�October, 1974
the evaluation of faculty members pursuant to reappointment recommendations. In the case of candidates for tenure, the Senior Class was invited to elect three of its members who had not had the candidate as a tutor. After discussion of procedures with the lnstmction Committee,
the three interviewed all other members of the class and
reported back to th e Instruction Commiltee. Particularly
impressive was the seniors' own articulation of the fact that
it was not their business to give "thumbs-up or thumbsdown" opinions but only to advance considerations that
were not likely to be systematicall y known to members of
the Instruction Committee. T his procedu re was supplemented by a written invitati on to every senior to seek
out any member of the Instruction Committee to discuss
the candidate in question. At the same time, in accordance
with a recommendation of the Faculty as a whole, the
Instruction C ommittee consulted on an individual-interview basis with every tutor. \ Vith rega rd to ca ndidates for
non-tenure reappointments, the Instruction Committee
has informall y taken to a wider series of interviews with
other faculty members than had been the case previously.
For the coming academic year, four 11ew tutors have been
appointed on the Annapolis campus : Saul Ben jamin, who
has an A.B. degree from Kenyon College and a B.A. honor
degree from Brasenose College, Oxford; David Bolotin,
who holds the A.B. degree in Classics from Cornell University and in Government from the Unh·ersity of Chicago,
and who is now a candidate for the Ph.D. degree at 'ew
York University; Ala n H. D orfman, a St . John's graduate
in the Class of 1963, who holds his Ma~ter's degree from
the Johns Hopkins University in mathematics; and Deborah Schwartz, a 1968 Annapolis graduate with M.A.
degrees from the Johns Hopkins University in psycholinguistics and from Georgetown Un iversi ty in French literature. Louis . Kurs, Hugh P . McGrath and Robert L.
Spaeth all return to th e Faculty h om sahbalical leave, as
docs David H . Stephenson. F or the coming yea r Geoffrey
Comber, George D oskow, Howard J. Fisher, and Benjamin
C. Milner, Jr. will be on sabbatical leave while Robert
Goldwin, T homas 1\lcDonald and Ocborah Tramor ha,•c
been gran ted Jea,·e-of-absence.
·
At Sauta F e, two new appointments were made at the
start of the second semester: Ida Ooraiswamy, who holds
au M.A. from Mad ras University au&lt;l :111 M.S. from the
University of Wisconsin, and who taught at Annapolis
from 1964 to 1966; and Gerald L. M yers, who has a Ph.D.
from th e University of Colorado Medical Center and who
taught at Shimer College. For the nex t yea r, five new
tutors and two teaching interns have been appointed: Edward C. Clark, who holds the B.S. degree in Geology from

the Massachusetts Institute of Technology and the Ph.D.
degree in ear Eastern history from Princeton and who
has served as both an area geophysicisl in 'vVyoming and
Montana and as an assistant professor of llistory at the
University of Texas in E l Paso; Georgia S. Knight with a
B.S. degree in philosophy and an I .A. in F.nglish from th e
University of Utah; Philip B. Long, a graduate of Bob
Jones University, who received his doctoral degree cum
l:Hide at Net herlands Univers ity; Kent T aylo r, with a Yale
B./\. and a n M.A. in English from the University of Georgia, who has been teaching assista nt. at the U niversi ty of
California iu Santa Cruz, where he is a candidate for the
Ph.O . degree; and David L. T ownsenc1, a gradua te of
Loyola College in Baltimore, who received his P h.D. in
Literature and American Studies at I larv:ud University.
The two teaching interns arc: 1ark L. Haynes, a 1971
graduate of the Santa Fe campus, now studyi ng for a
Ph.D. in Classics and Philosoph}' :ll the University of
T exas; and GalC11 Brenin gstall, a 1973 gmduatc of the
Santa Fe campus, who hopes to en ter medic;ll school in
1975.
T he Faculty will be strengthened by t he return from
sabbatieallc-Jve of vVilliam /\. Darkey and Ruger S. Peterson, and by the return from leave of Richard B . Stark.
llowever, for the coming academic year, Samuel Brown,
Elliott Skinner, and Ralph Swcntzcll will be on sabbatical
leave and Michael Ossorgin, Cha rles C. Bell, and Dean
R. I lagga rd will be on other leave.

Alvin r. M ain
It is my sad duty to report the deat h of Alvin 1 . l'vlain,
who joined the Facnlty in 1960 after teaching at th e University of Californ ia in Santa Barbara. \ Vhile on leave-ofabsence, he was stricken with cancer and died in Berkeley,
c~ lifornia, Oil June 20 th. He was a respected te lcher. He
contributed most helpfully to our common lea rning in
revising the sophomore mathematics and junior laboratory
manuals. The sympathy of the C ollege community goes
out to his widow, the former 1\ lary Loui~c Biggar, of the
Class of J964, now a member of the faculty at the University of California in Berkelev.

Leo Strauss
1l1e College also mourns the death of Leo Stmuss on
·October 18, 1973. Ir. Strauss was the first Scott Buch&lt;m~n
Distinguished Scl10lar-in-Residence. Over the years of his
teaching ~t the University of Chicago, the New SchooL
t he C laremont Colleges, and St. John's, he tr.1incd and
inspired a large group of scholars and sh1dcnts to ca rry on
investiga tions into the foundations of modem po1iticallife

�T he College
and thought. One of his students writes : "I-I is relation to St.
John's College was very close for many years. T his was a
place, he though t, where what he was trying to do mig ht
be understood and appreciated, where men migh t be found
who arc capable and ha rdy enough to contin ue and keep
al ive t he tradition begun by Socrates."

Students
Contrary to national trends, enrollment at St. John's
College appears to be holding steady. F urthermore, there
is some evideuce that the rate of loss or attrition over the
four undergraduate years is declining. The best indication
of th is has been the need to red uce the size of the uew entering freshmen class on each campus, to 105 in A1111apolis
and 97 in Santa Fe. T he following chart shows fa ll and
spring enrollments on the respective campuses:
rv!en
Annapolis
Freshmen
January Class
Sophomores
Juniors
Seniors
Totals
Santa Fe
Preshmcn
January Class
Sophomores
Juniors
Seniors
Totals

Women

Sept. May

Sept. May

--

54

49
14
46
49
47

54
51
47
- 206 205
Aug.

46

May

51
56
33
23

49
8
53
32
22

163

164

Aug.

43

46

13

59
17
16
138

51
18
15
140

40
15
17
-

ll8

May

- -

Total
Sept. J.\II;Jy

-- --

105

98
22

llO
84
70

81
69

369

369

99

-- - Aug.

44

92

9
33

99

l3

32

15
ll4

33
256

May
--

87
22
84
31
30
254

The prospects for all enrollment are good, 368 students in
Annapolis and 275 in Santa foe.
Twenty-seven seniors were awarded B.A. degrees a t
Santa Fe on May 19, 1973, t hree of them magna cum laude
aud five of them cum laude. One week later, 63 seniors
were awarded their bachelor's degree at Annapolis, eight
of them magna cum laude and 17 of them cum laude.
The Board's silver medals for the highc.'&gt;'t academic standing were won by David F. Gross of Saratoga, California, on
the western campus and bv C hester Winslow Burke, of
Alexandria, V irginia, on the eastern campus. David Gross
also received a Thomas J. vVa tson Foundation Fcllowsl1ip,
as did Donnell O'Flynn, of District llcights. Marvla nd,
and T heodore 'Volff, of Lexi ngton, Massachusetts, ~~~ the
1 nnapolis c;nnpns. Donna Dcmac, of cw York C ity, was
\

awarded one of the fifteen Henry Lucc Fellowships in this
fi rst year of national competi tion. Duane L. Peterson
Scholarships, recognizing a junior on each campus for academic achievement, constructive me mbership in the college commu n ity, and commitment to postgraduate study,
wen t to M ichael G. Dink of CinciJl nati, Ohio, in the East
and to Boyd Cooke Pratt, of Honolulu, Hawaii, in t he
West.
Several ma tter~ have troubled students on b oth campuses for some time and will req uire at tention next year.
Since the inception of the present program, students have
been assigned to classes in such a way that approximately
twenty students constitut ing a seminar were together for
most of their classes for the en tire year. It was thought
good to arrange students in these large but stable "families." In actual practice, studen ts have occasionally become
tired of one another. For the coming year, t he An napolis
campus will in troduce a higher degree of mixing assignments to tuto rials and laboratory sections. Furthermore, an
effort will be made on both campuses to assure that the
same tutors do no t teac h the same students two years in
succession.
A second unhappiness has to do with grading. [t is the
policy of the College to encourage students to work for
understanding and not for grades. At t imes, students are .
surprised by t heir t r•
mscripts when they are applyi·ng to
graduate schools. The St. John's curriculum is admi ttedly
a difficul t one with no option to drop courses and substitute easier ones. t\ query was ra ised as to whether grading
at St. Joh n's College was tougher tl1an that at comparable
institutions, th us making it more d ifficult for St. John's
graduates seeking admission to graduate school. During t he
yea r the Registrar co nducted a study of more than a dozen
other colleges. The results showed that median grade point
;JVerages at the ot her comparable liberal arts colleges dur ing
the years 1970-72 were on a par with those at St. John's.
It was also found that at all t he ins titutions from which
figures were obtained, t he median grade poin t average was
rising during this period. T he College plans no change in
its present policy of discouraging students from looking at
their grades. T utors, however, will be asked to be as
objective and straight-forward as they can be in their oral
eval uation of the student's work in the don rag.
A th ird ma tter has to do with th e difficul ty experienced
by St. Joh n's graduates in making the transition to graduate work in a un iversity or to a career in the marketplace.
Medical schools &lt; law schools have presenl·ed a special
llld
problem simp!)' because of thei r immense popularit)' with
all students at this particuhn ti me. T he College hopes to
iden tify a dozen institutions where St. fohn's students
have gone and where the opportunity for new admissions

�October,
seems most hopeful. It is planned to ha,·e a Tutor or an
Associate from the Faculty visit these universities and explain in greater detail the St. John's program. At the
same time, upon the urgent recommendation of the Assistant Deans, a full-time Director of Placemen t and Student
Counselor has been appointed on the Annapolis ca mpus
for the coming year in the pcrson 'of M iss Brenda Robertson. On the Santa fo'c campus, Mrs. Sue Boyter, D irector
of Financial Aid, is adding placement to her other responsi·
bilities. It is expected that these new appointments will
have a salu tary eiTect on the problems faci ng St. John's
graduates.

Admissions
In view of the nationall y declini ng reservoir of collegebound students, it is a strikiug occurrence that t he freshman class of 1978 was fiiicd 011 both campuses by June and
waiting lists were set up. Part of the reason for this is
attributable to the sma ller size of the class necessitated by
decreased attritiou, both in Annapolis and in Santa Fe.
Great credit, however, must be given to the two Directors
of Admission, lichael Ham in the East and Gerald Zollars
in the '~est. Both have addressed themselves to their task
with intelligence and enthusiasm. Both have sought to
make sure that prospective students clearly understood the
St. John's program and t hat the College was right for
them. T his will contribute to better morale throughout tl1e
rear and will make for a better staying power in the student body.
Comparative figures for 1972-73 and 1973-74 follow:
Annapolis

1972-73 1973-74
Applications
Approved
Rejected
W ithdrawn
Deposits Received
Enrolled
Catalogues Mailed
V isitors

Santa Fe

1972-73 1973-74
- -- -- - 167
169
136
145
23
17
55
55
89
97
90
97
4,443
4,904
151
149

205
170
24
65
lOS
105
2,348
232

207
178
16
71
107
3,731
245

During the year, the firm of Barton and Gillet was engaged to study procedures in both admissions offices and
to recommend any desirable changes for the future. M rs.
Mary Ross Flowers, formerly in charge of admissions at
Goucher College, also advised with 1\fr. Ham. As a result,
new admissions materials arc being developed on both
campuses. This new literature will seck to acquaint the
prospective student more gradually with the unusual St.
John's Program.

1974

l11e admissions effort must be far more than the recruiting of candidates and the processing of applications. It
must be an orientation program as well, both for tl1e potential student and for his parents. It must provide an
accurate pic hue of St. John's College and its curricul um,
so that expectations about the education offered here are
both appropria te and realistic. 111e parents' orientation
now undertaken on registra tion day on bo th campuses
has proven extremely helpful in this regard. Questions
asked by parents indicate tha t they often do not fully
underst:Jnd the program and that they harbor some doubts
about the wisdom of their children in choosing St. John's
College. Such misgivings arc usually dispelled by the opportunity to meet with tutors and administrators, to hear
the program explained, to ask questions, and to get to
know e-.tch other. '!'hey tlllls feel themselves to be a part of
the community rather than outsiders paying the bills. Inevitably, this contributes greatly to the parents' active support of their children at t he College.

The Staff
After serving a lillie more than three years, Paul ewland resigned from the provostship of the College and left
at the end of the academic year. He had effecti,·ely relieved
me of tl1e operating responsibilities of the Annapolis campus and had gained the full cooperation of the Faculty and
tl1e StaH over his period of service. 'Ve are grateful to him
for his service to the College. o immediate replacement
is contemplated, since the quinquennial review of the
College Polity is about to be undertaken. I have serious
question as to whether the College can afford the extra
adm inis trative echelon of the provostship in these days of
financial st ringency. For the immediate future, I shall resume full responsibility for the Annapolis campus, working
closely with t he Dea n, the T reasurer, aud the Director of
College Relations. The last of t hese offices represents a
reorga nization of t he fom1cr Development Office and an
expansion of the scope of its activities.
M rs. Leanore Rinder became Registra r of the College on
July I, 1973 succeeding Mrs. Christiana vVh ite, who continued as Assistant Registrar on a part-time basis so tha t
she might attend classes in the St. John's program. Ray
\ Villiamson succeeded Geoffrey Comber as Assistant Dean
at the start of th e second semester, thus enabling M r.
Comber to return to full-time teaching. Mrs. Rebecca vVilson was appointed Assistant Director of the Office of College Relations, with primary responsibilit)' for press releases, news stories, community relations, and college publications. Mrs. Nancy Blackburn became secretary to the
Dean, moving from the Registrar's office at the start of the
academic year. 1\l rs. Dorothy Mann, who had served the

�The College
College as cashier since 1959, was appointed secretary to the
Treasurer. IV1rs. Jeanne Mooring, '73, and Mrs. Joanne
Rowbottom, '73, were appoin ted secretaries in the Admissions Office. Mrs. C hrista Neuman n assumed the po·
si tion of cashier and Mrs. Kay Omstead became secretary
in the Office of C ollege R elations.
Other new appointments were those of M rs. Judith
Licht as mmic librarian, Mrs. Michon Semon as artist-inresidence, and Dennis Sherct as curator of the laboratories
succeeding Janet N elson, '72. Special part-time leaves were
arranged for Mrs. Juliana Rugg, College Nurse, to enable
her to complete requirements for a Bachelor's of Nursing
Science degree at the University of Maryland, and for
James E. Grant to complete h is work for a Bachelor of
Science degree in accounting at the University of Baltimore. Mr. Gra nt resumed full-time duties in May. He became Acting Treasurer during a five-mon th leave-of-absence granted Charles T. Elzey on June lst. l'vfrs. Rugg was
accepted for graduate study at Catholic University and
resigned from the College in June. Her place will be taken
by Mrs. Marilyn Kyle, R.N. Miss Charlotte King resigned
as part-time studen t counselor and senior resident head at
the end of the academ ic year. T should like to regi~ter the
College's appreciation f~r the fa ithful services of both
Mrs. Rugg and Miss King over th e last four to five years.
At Santa Fe, the end of the academic year witnessed
th e retirement of Kirk C. Tuttle as T reasurer of the College. Mr. Tuttle had succeeded W il bur J. Hannon in
1968 and fulfilled the duties of h is office with effectiveness
and und erstanding. He earned the gratitude of all on the
Santa Fe campus. Another departure from the Business
Office is deeply regretted, that of Mrs. Diane Trainor,
assistant to the Treas urer. After some nine years of loyal
service, she resigned to accept a position in business.
Effective July 1, 1974 Emery Jennings assumed the responsibilities of both the treasurership &lt;t nd the business managership. He has started on his new duties in most promisit1g fashion. The only other personnel changes were the
appointments of Mrs. Anne Burrage as secretary to the
Dean, Mrs. Cynthia T. Shlaer as secretary to the Director
of the Graduate Institu te, and Mrs. Dana Anderson as
secretary to the Assistant Deans. D uring the maternity
leave of Mrs. Polly Rose, Mrs. Evalynne Rippel served as
secretary to the Vice President.

dation or the National Endowment for the Humanities. A
prelimin;JTy accou nting indicates that the Institute barely
managed to avoid a deficit. On August 16, 1974, 30 students were awarded the degree of J\tlas ter of Arts, thus
b ringing to 144 the total number of degrees awarded over
the eight years of th e Institute's life. For the third summer,
the High School vVorkshop was successfully conducted
over a four--week period. Again, support for this project
came largely from Jac Holzman, '52. It is siguificant that
five of the participants in earlier workshops are now enrolled as students in St. John's College.

Tile Alumni

The Graduate Institute

Prom a fin;lllcial point of view, th e anuua l giviug campaign was somewhat disappointing, since only $32,789 \vas
contributed, nearly $5,000 less than the previous year. O n
the other hand, alumni activities during the year were
characterized by renewed interest and enthusiasm. The
al um ni admissions assis tance progr;tm was revived, and a
number of alum ni th roughout the country are cont ributing helpfully to the work of the two admissions directors.
N ew York alumni, under the successive direction of Francis
Mason, '43, Robert K. Thomas, '63, and M iss Lovejoy
Reeves, '67, held four seminars Jed by Tu tor Geoffrey
Comber. An alumni summer program of two successive
weeks of seminars and tu torials has just been held on the
Sant'J Fe campus with 17 participants the first week and
23 the second. The success of this program will lead to a
broader program in the summer of 1975, with alum ni sessions scheduled for both campuses. F inally, mention
should be made of the concerted effort to gather basic and
up-to-date information on all St. John's alumni. TI1e Evaluating Team of the Middle States Association of Colleges
and Secondary Schools had been critical of the College for
its failu re to keep in closer touch with its graduates and
other alumn i. To date a most promising response has been
forthcoming to recent questionnaires.
Bernard Gessner, '27, was reelected President of the
Alumni A~socia tion for his second year. At Homecoming
the last weekend in September, Robert E. Jones, '09,
was presented with the Al umni Award of Merit This is a
well-deserved honor, for he has been one of the active
St. John's alumni on the \ Vest Coast. Dr. David Dobreer,
'44, of Alhambra, California, and Francis S. Mason, Jr. '43,
of New York C ity, were elected alumni representatives to
the Board of V isitors and Governors in the Class of 1977.

A Hurry of last minute withdrawals reduced· the enrollment in the 1974 Graduate Inst itu te to 119 teachers and
other adults. David Jones, the Director, reports an excellent
summer. It was the first year in which the Institu te has
sought to function without general support from a foun-

A constan t objective of the College is to gain more and
better visibility for its program, both nationally and locally
in the States of Maryland and New Mexico. In this con-

Tile College and tile Public

______________________
6

._,

�October, 1974
ncction, the College welcomed back Mrs. Rebecca W ilson,
e
whose initiative produced a new publication, TI1 Reporter,
to serve th e College constituency in the East. This supplements rather than replaces T I1e College, which will continue as a quarterly publication, the fall number being
devoted to the President's Report. Mention should be
made of the article which appeared on the front page of
the W;JII Street Journal in its June 6th issue, describing
St. John's College. This prompted a considerable n umber
of inqu iries from prospective students and others from one
coast to the other.
T he Caritas Society again sponsored a number of fundra ising events and otherwise contributed helpfull y to
friendly relations between the College and the An napolis
community. A total of $10,000 has now been raised and
contributed to the College for scholarship and other purposes. Appreciation is expressed to Irs. Beth Newland,
outgoing President, who will be succeeded during the coming year by Mrs. Jeannette Rosen_
In Santa Fe, Miss Mary Branham has been helpful as
D irector of Public Jnfonnation in the areas of press releases,
fund-ra ising, and community events. N ew friends l1ave
been earned for th e College through an expanded concert
progmm. Use of t he din ing hall enabled the College to
expand its audience to 550 persons as compared with 300
in the Great Hall. T he Book and Author Luncheons were
:•gain successful under the direction of Richard Stem,
Chairman of the Library Associates Committee. Among
the speakers t his past year were George Plimpton, author
of The Paper Lion, and Henry Luce III, Presiden t of the
Luce Foundat ion. A successful drive for current support
of the College in the Santa Fe community raised some
$35,000, thanks in large part to the co-chairmanship of
M iss Gertrude C larke, W illiam Daniel, and Antonio J.
Taylor.

Finances
T am especially gratified to report that both the Annapolis campus and the Santa Fe campus completed the
fiscal year with revenues exceeding expenditures. This is a
notable achievement in a year when inAation has taken
heavy toll, when heating costs have risen astronomically,
and when the depressed state of the market has made
giving difficult. The favorable outcome has only been possible because of the generosity and cooperation of Board
members, alumni, ~nd friends of t he College. 1 know tha t
I speak for all the students, the tu l·ors, and th e staff, as
well as for th e members of the Board in expressing heartfelt gratitude to each donor.
The following chart summarizes gifts and grnnts received
during the fiscal year under review:

D onors

Annapolis

Santa F e

Board
SJC Community
National Committee
Alumni
Parents
Friends
Foundations
Corporations
Govern ment

$ 9,956
2,120
74,679
5,159
15,964
195,698
46,688
35,500

$ 547,477
44,634
4,789
4,040
5,165
79,407
196,258
20,249
155,785

Totals

$385,764

$1,057,804

Purposes

Annapolis

Santa Fe

U nrestricted
Restricted
Scholarships
Librdry
Other
Grad. Institute
E ndowment
Plant

$316,857
19,016

$ 542,650

Totals

26,379
23,512

63,040
7,867
145,404
176,723
86,920
35,200

$385,764

$1,057,804

275th Anniversary Fund
This was the final year of the 275th Anniversary F und.
The Fund campaign itself marked the end of the Decade
of Development, which had as its goal $16.5 million for
the two St. John's campuses over a ten-year period. For
the Annapolis campus, a total of $2,555,446 was r.Jised over
the past four yea rs, twcrfifths of this for financial aid to
students and cu rrent operating funds. The major addition
to the physical plant was the Harriso n 1lcalth Center,
constructed at a cost of $358,629. T he sum of $707,672
was added to the College's endowment.
For Santa Fe, a goal of $10 million had been set. N early
half of this was designated for endowment purposes, since
the western campus almost totally lacked such permanen t
funds. The campaign achieved $1.3 million toward th is
objective. It was most successful in raising $585,000 for the
administration building and $421,259 for the music and
fine arts center. The most notable pledge was $1.25 million for the Peterson Student Center, which in effect will
repay most of the Joan from the Annapolis endowment
fund toward the original construction on the western
campus. Current operations and financ ial aid to students
requ ired $2.6 million as compared with an estimated need
of $2.3 million. In all, $8.4 million was raised toward the
goal of $10 million, one-quarter of wh ich remains in
pledges outstanding.

7

�The College
To assist the College in this major effort over the past
four years, we have been fortunate in having the endorsement and cooper.1tion of a distinguished National Committee of some seventy-6\·c individuals. Honorary co-chairmen of the Committee have been the late Richard F .
C leveland, Paul Mellon, 44, and the late l\Iark Van Doren,
while Victor Bloede, '4 1, scrv&lt;:d as Chairman. With the
end of the campaign, the N ational Committee has been
disc harged. The College is grateful to each member for his
or her cooperation and support. i\pprcci;•tion is expressed
as well to all who participated in the 275th Anniversary
Fund and who made it the ou tstanding success that it
proved to be.

The State of tl1e College: 19-f9 and 1974
In preparing this annual report, it has been interesting
to read over the report which 1 made to the Board twentyfive years ago and to contr.Jst the St. John's College of t hat
day with the institution that we know now. In its objectives and its program there arc no great differences. Two
years of Greek were taught then, aud the music tutorial
had just been int roduced. Gcrm~n was still taught . The
laboratory and mathematics sequ ences were different. ll1e
first Black sh1dent had b een accepted but women were
still excluded from what had h ccn a male hastion for over
two centuries. The entire student body numbered 196, a
majority of whom were \ Vorld War II veter.Jns. The
Faculty numbered 27, under the leadership of Jacob Klein
as Dean.
In those days, a St. John's education was priced at $650
for tuition, and another $600 for room and board. The
faculty salary scale sta rted at $3,000 and moved up by
st·cps to a m&lt;txirnum of $5,000. '111e entire college budget
carne to $377,446. Fees accounted for $ 147,~76 of income,
a grant from Old Dominion Foundation for $ 150,000, and
a subvention from th e State for Maryland State Scholnrships for $63,000. The College's balance sheet showed
tota l assets of $1.5 million, most of which was in land,
buildings, and equipm ent. T here was a paper endowment
of $255,000 and restricted building fun ds of $84,000. 1lte
endowment actually consisted of the Brice House, used as
a faculty apartment building, a note receivable for $88,000
from current funds, and 2ln% United States Government
bonds in the amount of some $ 11 2,000. Finally, the College was still confronted with mortgage debts of $168,900,
and with the stark fact that accreditation had been denied
for thirteen years by the Middle States Association of Colleges and Secondary Schools.
By contrast, the St. John's College of 1974 carries on its
unique academic program on two campuses, the historic
eastern one at Annapolis, and the new southwestern one at

8

Santa Fe, New Mexico. Both arc full y accredited by their
regional accrediting agencies. Both arc open to men and
women without regard to color or creed, provided only
that the prospective student presen t evidence of an inquir·
ing mind and a genuine will to learn. Both follow essentially the sam e fully prescri bed curriculum. P receptorials
for juniors and seniors have displaced the seminar for an
eight-week period in the late fall and early winter. Enabling
examinations have been changed, at ld t he laboratory has
been considembly modified. The concept of the student's
full and active participation in his own education rema ins,
as does the sense of community which animates both tutors
and student alike. Talk is still live and vigorous, the books
still timeless and timely.
The 1974 students numbered 625, triple the enrollment
of 25 years ago. 1lte Faculty has grown and matured,
though most of the Greats of 1949 arc now either deceased
or retired. F ifty-two tutors taugh t 369 students at Annapol is last year, while 39 tutors taught 256 students at
Santa Fe. Faculty salaries now r.Jnge fro m $10,400 to just
over $21,000, a maximum figure four times that of 1949.
M ea nwh ile, the price of a St. ]oi111'S education has in·
crC&lt;~ sed accordingly, to $4,300 in Annapolis for tuition,
room, and board and to $4,050 in Santa Fe. This is more
than triple the modest $1,250 paid by students 25 yea rs
ago. Over a half million dollars is now made available in
financial aid to stud ents, as compared with one-fifth that
sum two and half decades ago.
T he combin(. d oper.1ting budgets of St. John's College
for the yea r just ended amounted to $4.3 million, eleven
times the size of the 1949·50 budget. The balance sheets
showed total assets of over $ l 5 million in Annapolis and
of over $8 million in Santa Fe, sixtee n limes the figure in
the 1949-50 audit. As to la·nd, the College has now added
to its 36-acre Annapolis campus 310 acres iu Santa Fe, as
well as 760 acres near Salinas, C~1liforn i a, site of a possible
third campus at some future date. As to endowment, the
Annapolis campus shows a book va lue of approximately
$8.5 million, thirty-three times the sma ll paper endowment
of 25 yea rs ago. Santa Fe, to be sure, has only attained
endowment of $330.939, though there is promise of a sum
to increase that figure to a million dollars in the coming
year. Everything considered, the two campuses are in a
rcmMkably sound financial condition, particularly when
one ccmsidcrs the plight of many small liberal arts colleges
in these days of inflation.

In Retrospect
As J think back over my years at St. John's College, certaiu impressions and certain developments tend to stand
out. Perhaps it is my tr.Jining as an historian or perhaps it

�October, 1974
is the natural appreciation of heritage that accompanies
aging. In any event, I thin k increasingly of my two and
a half decades as bei ng a period of stewardship or trustee·
ship in the 278-ycar-history of St. John's. M y responsibility,
and indeed my privilege, has been to nourish the distinctive ed ucational program of the College and to protect it
from external pressures and internal erosion, to widen the
sphere of understanding an d appreciation of the College,
to preserve, improve, and b eautify the two campuses, and
assure th e future of this College through sufficient support
and financial un dergirdi ng. N o president can achieve goals
like these without the cooperation of his fellow tutors,
stud ents, staff, and Board members. All of these have
helped me as I have sough t to fulfill my tenure of trust or
stewardship. For this I am deeply grateful. \Vith such
apprecia tion clearly in mind, let me set down certain of
the developments and achievements which have meant
the most to me during the one-eleventh of the College's
long history that has been entrusted to me.
First and foremost, it has given me the greatest satisfaction to build an exciting and committed Faculty. To a
remarkable degree, the College has discovered and further
educated stimulating teachers who are worthy successors
to those senior Tutors whom I found here in 1949. It has
been gratifying to me to assure these tutors greater independence and recompense through a tenure plan, a regular salary scale, a home-loan program, insurdnce and
medical benefits, and a liberal sabbatical leave program.
Teaching at St. John's is a tremendously demanding and
challenging experience. There could be no St. John's program without the li beral skills, the intellectual curiosity,
the sympathetic und erstanding, and the genuine dedica tion of its tutors.
In the ongoing life of the College, probably the most
significa nt development has been the formulation and
adoption of th e Polity in 1950, and its regular quinquennial
review and amendment ever since. This instrumen t introduced order into the College's operations, but without
sacrifice of Aexibility for changing conditions. I Lind particularly helpful and appropria te to St. John's the concept
which Robert Goldwin espoused during his deanship, that
erased the distinction between administration and faculty.
The 1970 Polity made members of the Faculty of St.
John's College both the Tutors, or teaching members, and
the Associates, whose primary task was to support the
teaching but who might in many cases be encouraged to
participate in the teaching on a part-time basis.
A ma jor change in the College which marked us as
pioneers was the decision to admit women in 1951. This
considerably antedated the women's liberation movement
and the introduction of co-education in many prestigious

colleges and univcrsit ks in the United States. Moreover,
I am pleased that the College has practiced no discrimination as to sex in its faculty appoint ments or compensation.
I am proud of the fact that women were first appointed to
the Faculty and to the Board of Visitors and Governors
during my presidency and that Mrs. Walter Driscoll served
as the Board's Chairman for two years.
It has been gra tifying to observe the widening recognition accorded to St. John's College through the '50's, '60's,
and '70's. Full accreditation was granted by the Middle
States Association of Colleges and Secondary Schools in
1953 and was subsequ ently twi ce renewed in decen nial
reviews. The North Central Association similarly accredited the Sa11ta Fe campus in 1969. The St. John's Program has served as a model, in whole or in pa rt, for cnrricular refonn at other colleges and universities, notably
Notre Dame U niversity, St. M ary's College, Thomas
Aquinas College, and, in a planning stage, at Colby College
and the Grand Valley Colleges of Michigan. The inB uence
of St. John's has been felt in the Association of American
Colleges where I served as chainnan of the Commission on
Liberal Education and later as vice-chai rman and chairman of the Association. I was responsible for introducing
the summer intellectual life seminars for college presidents
and deans, a program based on the St. John's seminars on
Great Books. T various \vays word of the College has been
n
disseminated- through publication of T he College, commencing in 1969, th rough three films, through TV seminars on the Great Books, and through articles in such
journals as the S:1turday Review, the The N ew York Times,
the Los Angeles Times, and the Wall Street Journal.
Finally, it has been a source of sa tisfaction to have the
College recognized by inclusion in th e V enture Funds
progra m of the Porcl Foundation, on panels of the Nationa l Endowment for the Humanities, and in the gran t
programs of the Arthur Vining Davis Foundations, the
Carnegie Corporation, the Thomas J. Watson Foundation,
and the Henry Lucc Foundation. It is clear that St. John's
College is now widely admired and respected in the academic world, not as an interesting experiment, but as a
proven al ternative to the conventional college with its
departmental system and its emphasis upon specialization.
I suspect that I might be guilty of false modesty were
I not to confess that I have enjoyed being an architect and
a builder. At Annapolis the old 18th century campus has
invited tender loving care. Humphreys Ilall (1835),
Chase-Stone H ouse (1857 ), and W oodward Hall (1904)
have all been gutted and superbly reconstructed while retaining their exterior integrity. The Carroll Barrister H ouse
( 1719) has been moved onto campus from lower Main
Street and restored. ·n1e f-Iarrison Health C en ter has been
9

I

�The College
imaginatively designed and constructed beside it. All utility
poles and wires have been removed from campus and a
beautiful plaza or overlook has been created back of McDowell Hall. A t1cw heating plant, Campbell Hall, Mellon
Flail, and the Francis Scott Key Memorial Auditorium
were built in the 1950's. Dedication of Key and Mellon
stands vividly in recollection, for President Dwight Eisenh ower flew over from Vv'ashington to make the address.
On the same program Paul Mellon and Mark Van Doren
were designated H onora ry Fellows of St. John's College.
Tbe single development which I have found the most
challenging has been the creation of the Santa Fe campus.
Few men are given such an opportunity to bring a 11ew
college like this into being. From the affi rmative dec ision
of the Board in 1961 to the College's opening on October
l, 1964, it was high adventure-site planning, fund raising,
arc hitectural planning, and building construction. T he ten
years since have witnessed both successes and frustrations.
But St. John's Santa Fe is now a viable and functioning
instituti on which has earned for itself the respect and
affection of the community and which has attracted able
students from all over the United States. Moreover, its
G raduate Institute is reac hing a broad, national consti tuency, a rewa rding outreac h of the St. John's Program to
elementary and secondary sc hool teachers a nd other adults.
M y satisfaction arises not only from these considerations
but also from the knowledge that the establishment of an
exciting new learning communi ty has been match ed by the
creation of beauty in campus buildings and in t he objects
of art with in them .
Last but hardly least, I must confess to a great sense of
pride in the membership of the Board of Visitors and
Governors over the years. I have always felt that one of my
most important respons ibilities was the search for excellent
potential Board members and their enlistment in our common ca use of a St. John's liberal education. All of you on
the Board have contributed generously of you r energies,
your time, your counsel, an d your substance. You have
encouraged me when difficulties have beset. You have been
willing to venture when trustees' prudence might have dictated otherwise. You have demonstrated your confidence in
and your respect for the Faculty and have built gen uine
bridges of understanding and cooperation with those who
teach and those who learn at St. John's. Yon are not only
my Board an d my policy-makers, you are my close friends
as well. And that fact I cherish deeply.
Since 1949, St. John's College has graduated over twelve
hundred men and women on its two campuses. T hese
alumni, and the even larger number who have been students for lesser periods, are the best source of inspiration
and gratification. At matriculation convocation each fall,

lO

a new entering class of freshmen from all over the United
States a11d abroad is introduced to me and begins its collective life at the College. To me, as to the ot·her tutors,
the greatest sense of satisfaction comes from observing
their individual progress and development in to "capable
and sensible" men and women, according to John Stuart
l\l[ill's definition. Following their subsequent careers in
the professions or in the market place is a further reason
for gratification. It makes the St. Joh n's venture infini tely
worth all the investment each of us has made in it.
Tomorrow, as yesterday and today, St. John's College is
needed in this country-as a gadfly, as a leaven, and as a
model in the educa tional world. But more tha n that, the
nation needs citizens who can distinguish right from
wrong and tm th from propaganda, who can relate the life
of the mi nd to the arena of daily activity, and who are
prepared to accept their obligations and responsibilities. I
hope that St. John's College will contin ue to devote all its
energies to the liberal education of such you ng men and
women. I hope that I may contin ue to share in that venture, if not for another quarter century, at least for whatever period is accorded to me.

Richa rd D . Weigle
President
Annapolis, Maryland
July 31, 1974

�BALANCE SHEETS
June 30, 1974
ASSETS

LIABILIT1ES AND FUND BALANCES

CURRENT FUNDS

Annapolis

Unrctitricted
Cash . , .• .• .•.. .......... ...... ...... ..••. . . . • .
Acc.oonts Re-ceivable, ~ et . , . .. ••••••. ...
Due trorn Santa Fe Campus .. ...••...•••••• . ••
Due f ron:a Other }-..unda ... • , , . .•..•...... . . . . . •
I nventory, Book tore, at Co!Jt .•• •... ••••• · . ....
s
Investments, at Cost
. .. , .• , .••... ... . ...

Prepaid Ext&gt;ens~s

64,951
17,061
17.093

Sa:nta Fe
$

53,D1~

17.654

9,417

28.820
125
8,165

.. . ....... . • . .•.•••• . •••.• . •

--

145,132
R~stricted

225,355
840
189,014

Ca~th

,,, •........ . ... . .. . . ... .
L oans and At&lt;'Oun ts neceivable ..

26.086
15,438
83.978

---197,070
s
$

111.850
4.586
11,410

--415,209

----

560.341

601
171,996

19,229
26,074
169,225
1.000
2, 4D4

182.586

?9.198
19.921

N~: ~b~li:~iFu~&amp;~~~.:::::: :~ ::·:::: :::::::::

a·.ils4

--

$ 119.659
25,473
$

Reserve for Fuhue Ope"tations

---

Rel)tricted
Fund

$ 145.132

B~lancH

---s 135,458
$ 6 J,GL.2
---s 197..o70

--$

560.341

s
---s

$

• •.•.. , •..

169.684
12,902

$ 170,500
28,52Z

$ 415.209

127,846

208.022

Tot.a.l Current

.F'und~

324.91 6

LOAN FUNDS

• •• .• • •• • • ••• • •••••••••••••••••••.•

S tudent I.,o..aus Reeeto:abl&lt;- •••••••••••.• .. . . • . •••••• .
National Direct Student Loans .... •• . • . •••••...•..
United Student Aid Depo&amp;it •••••.• ...... . . . . • .....
Due f rom Current Fund ••••••••...••• . • ••• •••••• .

ToUt] Loan func:ho . . .

LIFE E STATE FUNDS
17,409
180.976

Total LiCe Est.n te Funds

198.385

ENDOWMENT FUNDS
Cash . ... . . ........ . ..... .••••••••• . . .
Rec~ivablE!$ •••. . .. .. .
PJ~a-e-s Receivable , ..

, •• , ••••.•.•.... . . . .•. . . • .•
, .. . , . . . . . . .
. .. . ... . ... .
lnvtstmcnt Cash Account ....... . .. . . ..... . . . .. • . ••
lnvC$tmcnta, at Cost , .. . .. .. ........... . .. ...... . .
F~u nds

UnexJ)(!ndcd Plant Funds .. . .. . .. .
Bo"d Sinking Fund I nvestments . .. .

Total :Plant F un•Js •.....

Total Loan Funda ..... ... . . , , ..••.•. ..

$ 182.586

$

208,022

$

198.385

$

Lbl.bilit:v U nder Aar('tme-nt.s • • • •...

Total Life

~:state

Funds ....• . ..•••••••

108.38&amp;

ENDOWMENT FUNDS
55,70S
1,328,976
700
35.246
7.384,324

$

s.

8.804,961

----

s

375.Gi7
5,682.153
394.221
584,000

$

$

----

4,476
3,641
328.700

- - --

$

Tot.t~J

$8.803. 17 1
1.780
$8,804.951

Endow men L F u nds . ... .. . .. . .

$ 330.939

$ 386,816

"5".877

PLANT F UNDS

---s 7,036, 05 1
$

Fund Baht nee . .••..•...••.• ..... ... . .. . ••..•......
Unexpended Jneon\(~ •.•••••••••• .. . ... .•••••••••.•
Due Cu.rrent Fund . . .... . • • • • . ••.. . .. . • ...•••..••.

336,816

PLANT FUNDS
Land &amp; lmprovemtntt ....... .
8\lildings .. . .... ... . .... . ..... . . . .
Equipmen t, Furnishinjt'S, L ibrary Dooks
Land &amp; Improvements, California

Advances f'rom Federal Government
! o r Nationa l Direct Student Loans . ... ... ....... .
Fund lla lance . . ... . . , . . , , , . . . . . . . . . . . .
. . , ..

LIFE ESTATE FUNDS

Due from Current Unrestricted Jo~und s ..... . ...... .
Due frorn Plant Funds .•..... •. .•.•.. • , , , . , . . . .•

Total Funds .

Stud~n t Advance Deposits . .. . , •••. ... . .. .. ....
Deterrt..-d Income . . . . . . . . . . .
. .•.... , . , , . , .

Santa Fe
$ 16.883
19,623
28.064
38.655
32,233

127.846

LOAN FUNDS

Total Endowment

Annapolis
16.556

s
-- ---s

Totol Curren t Fund!l

Ca.sb

Unrestricted
Accounts Pa)•abte ... . . . ...... . . .• . , . . .. . . .. .. .

324.916

9,989

Investmenl6 M CO$l •••••••... ....

CURRE NT FUNDS

4,978

$ 7.041,029

---$16.588.907

304.777
5,91)6,366
626.886

5?,038,020

s 11.386
s 225.306
---3 7,274,721
- --$ 8.342,860

Due to Other Funds .... •.• . .. . .•.•. .•• •••• ••••• . •••
Alort.gagc Pay·~t.ble . . . . . . . . . . .. .•...•... ••• .• •••••
No tt1S PayabJo--Ot.hor ......• • . ..•• • •• .. •• ••• ••••••
Loana Payable to AnnnpoJia: CampUJ .. ... ••••.•••••
Dor rnftory Bonds Payabl&amp; ......• •.••. ..• ••••••••••
Net fn ve!5tment in Plant . . ... . .. . . . . . . . . . , •• . •••••
Unexpended Plant Funds
Bond Sin king f.'und
T otal Plant Fund!'!
Total Funds .......... . . . .

34.339
6 ,981

6,994,731

---

$ 7,036.051

$

4,978

s ······
- --$ 7,041,020
- ---

$16,688.907

$

180.976
·s·s·.4i~

1,142,694
1,606,000
4,072,045

- - --

s 7,038,029
$
$

11.386
226,306

- -- s 7,274,721
s 8,342,860

----

0
0

(")

o"
(1)

.;-&lt;

-.o
"-.]

...j&gt;.

�-

N

~

;;;

CONDENSED STATEMENTS OF REVENUE
AND EXPENDITURES

ANNAPOLIS ENDOWMENT FUNDS

Fiscal Year Ended June 30, 1974

A. W. l.hUon
Total
Clft of
F oundation
Pund.
Oonor ~ht4".hin• CiJt Pr-ind,pal
$ 313.432 '
. • • • $ 313,432
. .. .
2,679.845
2,679,845
500.000
2,489,9S4
1.989,954
160.216
ISO.OOO
300.216

TUTORSHIP EKDOWMENTS
Richard Hammond Elliott. 1917 . , , •••. .
Andrew W. Mellon Foundation Grants .•..••..
Addison F:. Mullikin, J896 ................ •• . . ..
Arthur do Talma Valk, 1906 ................. .. .

REVENUE
Edueadonal &amp; Ct'n~ral
1'\lltion Fef'8 ••. .... • , • . ~ ••• •• , ... ..•• •. • , ••••
t&lt;:ndowment , , ••.. . . .... , .... •• , , ..•••. . .•. , •••
Clfc.t and Grants . .... ••••• • •••••••••••••••••..
Government Ptotrra:ma A Grant.a • , •..• .....•• , •
Graduate lntthute .•..•............ . , .•..• , ....

Annapoli•
$ 1.080.890
448,155
2SU21
&lt;5.902

Mltcellane-ouw ••. ..... , , , , ....•. , .. , , , • ••.... • ,

48.599

15.031
689.%90
126 ••~6
54,080
106.752

$1 ,907.967

S1.698.U 4

Student Financial Aid ... .• , . • , •••• , ....• , ••••.. , •.
Auxilia ry Enterpr-ltes

Boohwre .......... .

55.924
139.708
IH .226

-369.909
-$

Total Rto,·enue. •• ,

---

Net Income

---I 101,8 13

n.u8.96t

$

96.98G
41.676

l53.~7C

137.328

' 332.279
-$2.127.799
- --

---'

3.209

EXPENDITURES

Gi!.neral •.•• , • , .. .. ..•.•••......• . •• , , • ••••••.
l n1lruction, Undergraduate ••.••..• , ... •.•••• .•
ln8l.ruction, Oraduau A Other ••••.••.•• . .••••••
St·ud•nt Actfvltles . ••••••... .. .•••••.•••...••••
Federal P roaratna .. ••••••• • . .. •••• •. • . • ..•••••
Plant Opera tiona &amp; M~lnt.tnanee ••...••••••••..

326,61 9
181.415
919,960
1.8&lt;7
24.896

401),680

---

$1 ,860.467

$ 2 12.916
173.211
736.264
193.590
30.404
10.34(;
230.241

-$1,587.071
- --

Student. fo" inancial Aid . •.•• , ••••••••••• , . ...• •••...
Auxiliary Enterprltel

IH.731

'

212,220

Boolctco..., •.••••••.••••••...••••••••••••••..•••

60.396
166.662

'

41.603
128.401
111,048

Dining Hall •.. ..... .•••••• ... •..•••. . . . • •••••
Dorn1itoriett . , ... , •••..• , , • . ... . . , •.••••••••• , •

Other Expeodhuru .... •.• .
T otal

Expenditur~

... ....
'

........

225.958

$2,261.156

$ 281.0U
44,166

'

$2,12&lt;.600

=

$3,329.845

$6.783.447

15.000
25.000
7.500
3,070
8.672
87.933
6.159
13.705
135
1.000
38.606
25.01!6
160.250
42.787
600
36.000
39.449
8.000
22,685
30.262
26.000
6,265

15,000
25,000

30.000
60,000
7,500
6,140
8,672
87.933
6,159
13.705
270
1,000
40,866

706.~2&amp;

'
----

=-=

Educational &amp;: General
Admlnietratlvc ... . ••••••... . . . •.••• , , , •..••• , •

$2.453.602

Sa nta P e

5

91.09:1

Dln,ng Hall
Dorm1to'tiH , •....••••••••••....•.. , •• ••••••...

0

£.

June 30, 1974

SCHOLARSHIP ENDOWMENTS
Ahnapolf• Self Htlp .. .... ...... ....... ....... .
CeorKe M. Autin Memorial, lto8 .. . .••••... . ...
Walter S. Baird, 1930 . ... ........ ........ , . , .. .

Chic:.ago ll~iona1 . .• , .... . ..• , ••.. ...... , ...... .
Cl ... ot 1897 . .. ...... . . .................. .. .. . .
Class ot 1898 ••....•••••....••••••.....•••• •• .. .
Ric.hard Cleveland •..• , •....•• , ••••....•••••. ..•
Dr. Charlts C. Cook .........••.. , ....• • . • .....
Corp. r.oorlite E.. CunliiT, Ol .•.•.••••• . . , , ••• .. .
Cha rcne., Dick inson, 1911 ....... , ............... .
F'aculty •••••. .. ••••.•••• · · · • • • • • • · • •• • · • • • • • • • ·
J ohn T. and Gt-.rttude L. Barrilon, 1907 ..•••....
Ric.hard li. Hodpon, lto6 ..................... .
Alfred Hou•con, 19~. Student Aid .. .... ..... .
Houato·n R4!'Jfional •••• , ...•••• , •••. .. , .. , •. , , . . .•
Jesae H. Jones and Mary Glbbl J on~ • •. •...•• ,
Robert Jo;, and Mar"'aret Larsh J ones, 1909 ••..•.••
Arthur E. and Hilda Combs Landen, lt30 ... ..•
Massac.huut.ta Res-lonaJ .. .••••••.••••.•••••••..•
Philip A, Myers, II, 1038 ........ .. ............ .
Oklahoma Regional , •.. . ....•• , .. , , • .• , , , . . . , •••
Thomaa Parran Memorial, 191'1 ••••••• •. , . , ••• • ••
Pittsburxh R~ional •••••••.••• • •••••••.••••••• .
Readtra Diiett Foundation ................... .. .
Clifton 0. Roeb.le ••••••...•.•••••••••.•••• , ••. . .
bl urray Joel Rou nb.r;r .Memorla.l • . ..••• • , •.. . . .
1-tuel Norrl11 and .l. Crabam Shannahan, 1908 •• • .
Cla.rence W. Str·yke.r •••..••.• , •••••••. ••• , ••.. ..
1-"'rede.riek J . ''on Sehwtrdtner .•••• • •..... , ••...
Richa.rd D. Weiale . . ..•• ••• •.• .• .• •• ••....•.. ..

· ·s·.o7
o
135
2,359
20.025
160,260
2.500
600
36.000

n,05o

300,500
45.287
1.000
72,000
81,U9
8.000
46.370
39.262
62.000
6,266
1.120
12.500
7,055
3.751
3 .664
7.181
1,652
18,220

22,6$5
9.000
26.000

~0

560

12.500
7.056
3. 751
3.664
3.768
1.552
10.8S3

3.41 3
7.367

$ 636.607

'

323,864

'

960,4 81

$

24.725
6,900

J

20.000
1,470

$

44 ,726
7,460

80,716

'

21.4 70

'

62,185

STUDENT LOAN FUND ENDOWMENTS
Grotfle ~·rledland . • . • . . . . . . . • . • . . . . . . . . • . . . . . . . .
John David Pyle, 1962. Memorial..... .... .. .. ...

AI"UMNf MEMORIAL ENDOWMENTS
Granville Q. Adanu. 19U . ••••••... .•• •••••... ..
Charles Edward$ Atb.,-, 1931 , , ... .... ........ .. .

William 1'-... B•xur. 1023 ....•••. • ....•.• , ...... .
Drew H. Ocntty, 1008 .... . . ...... . . .......... . .
Dr. William Brewor, 1823 .................... .
•"'rede.rtdc W. Brune, 1874 ..................... ..
Benjamin Duvall Cham ben, 1906 •. .•. •.•..••.• .
Htnry M. Cooper, Jr., 193.4 . , , •...•• .• •. , , ...••..
\Valter I. 0fnvk.ina, 1880 .•. , • , . , •• , ••••.••.•••• .
Robert F . Ouer, Jr., 1921 ....... ..... .......... .
Dr. Phillip H. Edwards. 18&amp;8 ••••.....••.••••.•

1,100
6,725
25
600
125
8$5
2,638
1,000
68,683
3.590
1.135

200
1Z5

607
1.000
335
935

1.100
6,725
26
800
250
1,362
2,638
2,000
68,683
8,92o
2,120

elf
~

�J oteph W. f'utner, Jr., 1960 ...... . . ~ · .••••.•. .
Allen Lester Jt'owlt':r, 1915 ........ ....... . ...... .
Edna G. and Rot4!0C E. Crovt, 1910 ••••• • .. _•..••
Chad~ W. HaN, 1027 ••..•• .. . • •• •...... . , • •• , . ,
Or. A moo F. Huk h!no, 190G ••• . • .. ...•.•..•• .. .
Clarenee T. Johnaon. 1900 ................ . .... .
Clifford L. Jobnoon, Ull ••• . . ......•........ • • ..
lltlen R. Jon• and Robert 0 . J ones. 1916 ..•... .
Jonathan D. Konbin. 11860 Library F und • .. ... • .
Oliver W o Korshln, 1963 Library Fund
Dr. \V. Okar Lalfottto, 190% • •. • •• .. .•••••••• .••
John H. E. lAte... 1821 •••••••••..• ••• •••• • •••.• .
WUJiam Lent&amp;. 1112 .......................... ..
~Ia B. and Thomu W. Llaon, 1916 •..... .... ••
Col. J- anlson Mc.AJfne. 1109 . ...•..• • ••... . o o • • • •
l
Jam'-'1 R. McCUntoc.k. 1965, Prize Fund •... ......
Vincent. W. Mc.Kay, 19 C6 •.. . . ... •••••••• . • o • • • •
H. Boyns MacMann i4o 1924 .••.••.•••• ••• ••.•... .
R ob.!rt E. Moddo•. 1876 .... . . • . •••••••••••. .. ••
WiiJiaro P. Maddo,x, 1921 ... . . .... ........ .. . .. .
Char)et C omber M~tntr., 1876, Library Fund ...• • •
William L. Mayo, 1899... .... ......
.. ... ... ..
Ridgely 1'. ) ! tlvln, 1800 ......... .. .. . ......... .
Wrn. S. Monwll. 1023. Athlette F und .. . .. . .. , •..
J oh o Mullan. 1847 . • . . •••.• , . .. • . ....... , ..... .
\Vnlter C. ltt)'landcr, Jr. 1032 .. .. . .. . , , , , .. . ... .
M. K•lth N eville, 1905 ... .......... .. .. .... .. .
Dr. John 0 . Neuatadt. 1939 ........ . . . ...... .. .
Dlanehor4 !land• II. ISH ...... .. . . .. . ... . . . . . . . .
S uun Irene Roberti , 1906 ... ... ....... . .. . ... ..
Loroy T. Roh"er, 1903 ..... .. .... .. ........... .. .
Elliott A. ltoKenbcrg, L
!l63 . . . ........ .. ..... .. .
Harrison Sas•etr, 10·14 . ..... • •••••••• ••••••••• • .
Chari.. u . Sehofr, 1889 .. .. .... . .. .. . ... . . . . . .
HerH'Y F'. Stur dy , 1006 •.•••• , •• .• •• • •• • • o • • • • • • •
Rev. Enoch M. T hom pton, 1896 ...... . . . .....•.•
John 1'. Tucker, 19 14 •••• . . ....•. • • •.••• •• •• • • •
Dr. Robert S. C. Woleh , 1918 ..... , .. . .. ... . ... .
Dr. Willi• H. \Vhlto, 1922 .... . ....... . ..... . .. .
0

Am~&gt;&amp;

0

••••• ••• •

W. W . Woo&lt;lecek. 1003 ..•. , . . . .. .. . ..... .

A. W. ~hUon Total
Gift of F ou_ datlon
n
Fund
Donor l1atchin« Gift Principal
2,000
2.000
500
600
1,000
1 6.~56
16,666
40
40
658
633
1,291
100
100
100
100
18,857
7,563
26.920
200
200
200
200
5,HO
5.140
23,223
23.223
1,020
1.020
2,040
5,000
6.000
325
650
32S
466
466
20.800
20,800
4,500
4,500
1,650
1.6GO
2,000
2.000
1,000
1,000
12 .219
12,219
100
100
200
5,000
5.000
10.000
10.000
10.000
20,000
5,933
M33
1.000
1.000
2.000
1,100
1.109
S31
330
1.1 81
702
702
100
200
100
1.340
1.340
4,550
4,550
500
1.000
600
28.633
28.633
3,000
3,000
6.000
2.600
2,500
125
125
250
625
625
1,260
2,000
1,000
3. 000
8 260,69R

S

34,973

$ 295.57 1

A. W. Mellon
Total
Gift of
Founda tion
Fun.d
Donor Matchinc Gift Pri_ cipaJ
n
€1ma R. and Charle. D. T odd Memor ia l
Library F'und ........................... . .. ..
Millard Tydln•• Priu F·und . ... , ..... . ... . . . .. .
Clara 8. WtiJcle Memorial L ibrary Fund ....... .
Dan i~l E. WeiRie and J t'88ie N. Wt[tle
Aol tmorlAI Pund •••••.••. . •. .•.••.••.• • •• • .• • •.
The Jack WUtn Foundation Libra..,. Fund
iD Mtmory of Murray J oel lto$enberg . ... . .. . . .
VIetor Zudcnkandl )lenwrial Fund .. . .. . .... .. ~
Alumn i Endowment • •• •. . . • ........ . . ..•••• . . ..
Gf-neral Endowment ••.•... .... ....

19,500
1,000
1,196
2,500

2,600

1.000
19.326
207,171
526.119

$1,196,433 $ 295,73(

R...rvatlon or P rofi-Sale or Securities . . . . . . .
Tc tal Endowment Principa l .. .. .. .. .

Cl,492,167

$4,79'1.285

$8,803,171

--------------. ------S 219,3!0 $ • . . . .
S 219,330
$4, 005,886

SANTA FE ENDOWMENT FUNDS
June 30, 1974
SCHOLARS HIP ENDOWMENT
llulen nnd Everet t. Jones Fdnd .. ....... , ...... . . .......... .. . .
JteJ\dere D lte~•t f'nun d ulon . .. ................ .. ..... .. , , •• , • . . . .. .
N inA Owro Wa r ren Memoria l F und • •• • •.. . . .... . .... • .. . . ..... . . , .
Gone •·•• I Seho lnrahh) F und .. . . , .. . . . ...... .. . ..... . . , , , , .
Evel)' n Mitchell M~morial f.'un d . .... , .• , . . ..... .............. .
Graduate Tns LiLu tc .••••• • •• • • ••. , .. •• • •• . . • • •• • •.•.. .

Montf:rt)' Mack. , Mtmorlal Fund • . •• .. ... . ..•..
Emily Do)'ee Madcubin Fund ..... ............... .
E )14!n C. Murphy Memorial Library Fund ....•• • •
Kate Moor@ Abe.-. Land&amp;capina- J;"'und .. • . ••• ••••..
Henr&gt;' Jl. 4nd Cora Dodson Suaeer
Nt'W8PAI'tr F\l nd .• , , •.•... , •..... , . , , . ..... . .
Adolph W. Sch midt fo"'und •. .... , ...... ........ . .
Uichard ScoOtld MemorJal Fund .•.•••••• • • •. . . ..
.M n. Dlnil' T. Scott Memorial Priu F"und . . .. . , , .
K~thry·n M)'lroio St.evenK Memoria) Prh:e Fund ... .
Clare Eddy nnd l:ug•no V. T haw, 1947
l..cc:turc.ebip l!'und • • , , ••• ... • .. •.• •..• .• • •• • •••
~

v J

Girt o! D onor
$ 90,000
12.500
1,875
7,167
26.000
457

s 136.989
LI BRA RY ENDOWMENT
Em len Davl(.'• F'und , , , . , ..........••. , . •• . • . . •• . • ... .. .•.••.•.•...

1, 118
1.160
2.000
800
1.000
32,001

An&amp;'tllnt~ E~t.t.on

Memorial Fund ....••... • . • .. . . .. .....•••• ••••.. : . .
Nina S. Carson M(.'mOria l Fund ... , . , . ... . . . . . . .. , . , , , . , ..•.... . ..
Duane L. Peterl!lon Memorial Fund . ... . . . . . . .. . ... • , • . •••••• •
V lctOT Zuckerkandl Memorial Fund ......... . . . ......... . ....... . . .
M~mortal, Honor, and Life Mtmbuship Funds •.... •••• o • • • • • • • • • • • •
•

•

•••

OTHER ENDOWMENTS

Philo Shtrm•n Bmnen Prize Fund .....• • •...•.
B~nwood Foundation Libr&amp;rJ' Fund .• , , ••... ...
GtotRe A. Blmdt:y Memorial f."und ....•.. .....•• .
Scott Ruebanan Memorial Fund • ..... . . ..•.••..
Helen C. and Ceorge OaYidson. Jr., 1918 ...•.....
The Ounalnlt .Memorial F"und .........•••.. . •...
t---und for Tomorrow Lec:tu~hip . .. .. . .. . .. ... .
floyd liAl'den PriH Fun(. ...................... .
Joseph H. Huen Foundation I...ectureship Fund ..
M.ar7 Safford R~ewertr Memorial LJbrary f'und
Maraaret Lauck Memorial Library Fund . .• . • ••..
Libra ry Fund ...... . ..... .......••.•• • .•... . .. . .

1,000
19,326
393,480
621,111

186.3 09

0

lh.rlha S. a nd J ette L. Adame Concert Fund ....
Alumni Memor ial Doole P und ...•••••.... .... ..• •
Charlt:s Edward Stuart Buton Memorial
Library Fund .••••... ......•.•••••..........••

89,001)
1,000
1.196

19,500

$

60.000

60.000

306
$00
308
25,000
20,250
5,170
21.125
10.000

s.ooo

78
1,000
31,683

7S9

2$.000

1,500

1.500

518
1,250
15,900

600
308
500.00
20.250
5,170
10.000
6.000
101
1,000

81.683

•oo

1,500
15,628
1,46i

120,000
366

21. 12~

3.000
26

560
900
76,192
124.349

$

789
960
900
75.192
3.000
124,349

1,600
15,628
1,467
518
1.250
10,900

39,059

OTHER ENDOW)I ENT
Bromwell Aull. Sr., Memorial Fund . .. ~ ...... .. . . .. . .. ............ .
Hen..,. Au1tin Poetr,. Fund ••• • .. .. • .. . . .. .. ... • ••. o • • • • ~ _ • • • • • • • • •
Maraa ret Brtdw•ll Howlie Fund ... ......... .• , , . . .. . .. .. ...... , .• , .
Pletcher Catron Me-tnnrial Fund •..... .. . .. .. ....•..•.. _. ~ ......... ,,
Mar~o Da wn Gerber Priu Fund .. . ...... . .. .... . .. . . . . .. .. . . , .. , ••
Elbabtth R. and A J•in C. Gr&amp;vts Memori&amp;l Fund ........ ...••......
Marean!'t Milllktn Huch Fund .... ....• • •.•. . . ........• ...• , .•••• •
Prank Patania Memorial F\ md ....•.••. . . . . .. . ....•.•••..•........
Winfitld Townley Seot.t Memorial Fund . .. . . .... .•.•• ~····••o •• • • .. .
E. J. "Tommy_.. Thompson Memorial Fund .• . •• .... ........ . . ... , , .
Millard E. Tydinl'l Pri&amp;e F'und ... ..... .. ....... .. .. .. ...... ...... . .
C lAre B. Wela-le MtmoT'iaJ Fund .... . , . . .. .. . .
J eute N . and Dan itI E . Vleigle F und , , . . . .• . .. .. .
Other Funda ....... . ..... .

1,037
6.500
40,000
1,300
1,141
8.881
35.000

s,an

2,U 6
1.866
1,000
4.113
2.600
3i6

$ 110. 188

l.A:Je A lnnlOS Raneh School Fund .• •• •• • . .• . . . . .. . .. . . . •••••••••••••• ,

Ca in {Lou) on Sule of Securities . ... . . . .

Total Endowment F unds

0
8'
c:r
n
()

F OUNDATION ENDOWME NT F UND
$
($

60,117
6,014)

$ 330.939

~
'"'

.......

-.o

'--I

...j&gt;..

�The College

TWENTY-FIVE YEARS
Ma;or Developments

The Academic Program

1949-1950
Enrollment
Faculty
Budget

196
27
$377,446

Richard W e igle elected President. First College
Polity adopted by Bo-Jrd of Visitors and
Governors.

J;~cob Klein appoin ted Dean. \\' ritten enabling
exams moved back to June from fall of senior
ycm.

Enrollment
Faculty
Budget

173
25
$455.612

Board votes to admit women students in September, 1951.

Music tutorial inaugurated for freshmen under
Victor Zuckerkandl's direction.

Enrollment
Faculty
Budget

151
17
$413,804

Enrollment
Faculty
Budget

133
19
$478,789

Enrollment
Faculty
Budget

125
25
$555,17()

E nrollment
Faculty
Budget

139

1950-1951

1951-1952
Individua l lab projects initiated in senior year.

1952-1
953
St. John's accredited hy M idd le States Association of Collegt-s and Secondary Schools. Fire
ges
dam:o McDowell Hall (November ) .

Self-sl·ndy undertaken on grant from the Fund
for the Advancement of Education. Sophomore language tutorial to emphasize English
and Creek.

1953-1954
Teaching internship program begun with six
appointees. Enabling exams moved to end of
sophomore year.

1954-1955
26

First six women graduate. Initial quinquennial
review of College Polity completed.

Self-study published in April.

$504,080

1955-1 956
Enrollment
Faculty
Budget

166
24

Faculty study group instituted. First theme
"Classical Logic and Modem Logic."

$531,628

1956-1957

179

Enrollment
Faculty
Budget

$622,430

Enrollment
Faculty
Budget

212
29
$679,679

Enrollment
Faculty
Budget

Enrollment
Faculty
Budget

$9H,33 1

Enrollment
Faculty
Budget

280
36
$1,030,830

Boa rd creal·es Visiting Committee to establish
closer relationship with Facu lty.

Internship program ends. Calendar reverts to
semester plan. Algebra dropped; test for freshmen substituted.

225
32
$785,42 1

President Eisenhower speaks at dedication of
Francis Scott Key Mem orial (Class of 1796)
and Mellon Hall (May}; Paul Mellon and
Mark Van Doren made Honorary Fellows.

Curtis \Vilson becomes Dean. Special events:
Founders' W eekend; Kirkpatrick concerts; Monteverdi's Otfeo; and lectures on "T11e Scit11tist
as Philosopher" and ''Man and I lis W orld."

257

Board invited by citizens of Monterey Pen insula
to consider second St. John's campus in that
area of California.

New laboratory revision begun. Faculty visit
Reed College on Hazen Foundation grant.

Board votes Feb. 22 to try to start second
St. John's College in Santa Fe, after considering
40 sites. Legal authority for granting d egrees in
New Mexico obtained.

Second Ycar of French substituted for German.
Analytical geometry introduced in sopl10more
year and calculus moved to junior year. Reed
professors "isit St. John's.

28

1957-1958

1958-1959

1959-1960

33

1960-1961

14

�October, 1974

IN RETROSPECT
T utors and Students

Developing Resources

The P ublic and the College

T.I.A.A. faculty retirement and collective life
insurance programs adopted .

Cift announced of $ 300,000 from Old Domin·
ion Foundation for a new heating plant.

Publication of about St. John's begun.

Barbara Leonard appointed Assistant Dean for
Women. Faculty opposes Ober flill, requiring
loyalty ~XJths.

Old Dominion Foundation offers to match up
to $250,000 for plant a nd $1,000.000 for
endowment.

Weigle appointed to Board of Education of
Anne Arundel County.

First tenure appointments made under College
Polity. Twenty.fonr women enroll in Class
of 1955.

I le;1ting plant dcdic:Jtcd "I fall I !umecoming.
Randal l Ha ll remodeled to house women.

Historic Annapolis, Tnc. founded in meeting in
the Creal Hall.

$3 00.000 Old Dom inion Foundation grant
liquidates all indebtedness. Brice House sold.
Association of Independent Colleges in Maryland formed for COOJ&gt;Crative fund.raising.

First St. John's Sem inar-in-Europe conducted.

College contracts with U. S. Foreign Opera·
tions Administration to orient foreign nationals
from labor and other fields.

St. John's Story, color-sound movie filmed dur·
ing fall. Nadir in cnrollment-125.

!'acuity &gt;ldvisers instituted for freshmen. New
faculty salaty scale adopted .

New women's dormitory completed; named for
Levin Hicks Campbell, Class of 1793 . Cam·
pus master p htn adopted. EndoMncnt re-Jchcs

\ Veigle made chaim1an of Commission on Lih·
era! Education of Associat ion of American Colleges.

~ 1 ,000,000.

James Tolbert l:&gt;ecome.~illirector of Admissions.
College joins Colk-ge Scholarship Service. Ynlk
Tutorship established .

C&lt;mo ii·Bmistcr House (c. l il9) moved on
campus from Main Street. 212 Norwood Road
purchased for President's Residence.

\Vciglc travels to l nd~1 for U. S. State Depart·
ment lecture tour.

\Vork begun on auditorium and laboratory
buDding; financed by $750,000 from State and
$1,250,000 from Old Dominion Foundation.
9 St. John's Street purchased for donuitory.

Weigle elected President of Board of
of /\nne i\nmdel County.

Third Century Fund c:nupai&amp;&gt;Jl plamK-d for
$6,600,000 in two-year period, 1958· 1960.

Portrait of a Faculty and The Student Body
published.

System of 12-year ten ure appoinment~ begun.
College joins College Entrance Examination
Board.

B~'(IUCSt of $1,787,120 from Addison Mullikin,
Class of 1895. H umphreys Hall restored as
dorm. State deeds fonucr rJilr!Xld land to
College.

Country Day School Headmasters Association
meets on campus.

Addison Mullikin Tutorship established; first
appointments made.

'n1ircl Century Fund campaign ends with $4,·
698,000 raised. Book Store opens in Humphwys
IIall. McDowell Hall renovated.

Freshman Class of I 07 largest since 1934.
Faculty salary scale adopted with $12,000 maxi·

Edut~tion

tnurn.

Endowment reaches S6,000,000. S&gt;tuta Fe citizens donate 260 acres a~ site for new campus.

St. John 's International Labor Center doses
after orienting 6,200 foreign visitors from 72
nntions.

15

I

�The College
Major Developments

1961-1962
293

Enrollment
Faculty
Budget

40
$1,051,243

T he Academic Program

Master plan lor S.1nta Fe campus adoptt"&lt;l by
Board. Land given in Olnnel J1 ighlands for
possible third c.1mpus. Richard Cleveland made
llonorary Fellow.

1962-1963

313

li:nrolhnent
Faculty
Budget

43

C round broken for Santa Fe buildings on
April 22. $1,467,362 raised in fir..t year.

John Kieffer appointed Dean of the College.
Prcccptorials introduced for juniors and seniors.

ACCreditation reaffim1ed by Middle States Association will carry to Santa Fe campus for t"o
years.

Clarence Kramer n.1med Santa Fe Dean. ::\lusic
tutorial shifted to sophomore year; b iology concentmt&lt;'(l in sopl10more year; measurement and
chemistry for freshmen.

S.1nta Fe campus opens with 84 freshmen; Robcrt 0. Anderwn speal:s at October dedic:ttion;
~l:ooyl1nd and New Mexico Governors attend.

Third quinquennial Polity Re-iew creates single
histrnction Committee mecting :onnuall)• on
alternate campuses.

$1,139,874

1963-1961

319

Enrollment
Faculty
Budget

50

$1,248,387

1964-1965
Enrollments
Faculty
Budgets
ASP-

321-84
46 - II

$1,227,613
491,10\

1965-1966
Enrolluol-nts
Faculty

-

341 . 148

Planning undertaken for summer Graduate Institute in Liberal Education at Santa Fe; Robert
Goldwin named Director.

45 . 18

ASF-

$1,377,856
834,959

Enrollmen ts Faculty
Budget s
ASF-

333- 168
46 · 27
$1,338,727
1,172,11 3

Enrollments Faculty
Budgets
ASF-

316. 170
46-28
$1,482,816
1,199,269

Enrollments Faculty
Budgeb
A-

323. 240
40-32
$1,507.491

Budget~

1966-1967

1967-1968

1968-1 969

SF-

1,422,937

Joint Middle States and North Central Associ:t·
lion Evaluating Team calls Santa Fe "complete
second college" "A magnificent achie•ccmcnt.''

W rill en enabling exams lor sor,homores abandoned . Eight-week Graduate nstitute begins
with 33 students (June) .

First Santa Fe cbss of 34 seniors graduated

February class of 19 freshmen admitted at An
napolis; summer semester followed in Santa Fe.
llucc·)'ear, one summer transfer prog&lt;:~m to be
tried provisionally.

North Central Association of Colleges and Secondary Schools aceredits Santa Fe campus for
B.A. and M .A. degrees. Mrs. Walter Driscoll
fir~t woman and first westerner to chair Hoard .

William Darkey appoin ted Dean at Santa Fe.
John Kieffer retires as Dean in Ann.1polis; Rob
crt Goldwin appointed to succeed h im .

Conversations about third c:ompus at Oak
Ridge, Tennessee, end.

Fourth quinquennial Polity reviC\\ creates provostship a t Annapolis, makes ~taff Associates
within Faculty.

1969-1 970

368 . 262
49-33
$1,716,048
SF- 1,527,961

Enrollmen ts Faculty
Budgets
A-

1970-1971
Enrollments Faculty
Budgets
A-

SF-

336 . 269
49 . 36

Paul e\vland appointed 6rst PrO\·ost a t An·
napolis, J. Burchenal Ault first Vice-President at
Santa Fe.

$1,844,196
1,640,010

1971-1972
Enrollments Faculty
Budgets
A-

355-262
44 -36

27Sth AnnivctS:lry of found ing celebrated.
Board membership increased to 48. John Mccm
elected Honorary Fellow.

Provisional three-rear, one-summer transfer program discontinued.

SF-

52,034,453
1,780,570

Enrollments Faculty
Budgets
ASF-

375 . 260
51 . 40
$2,201 ,Q6)
1,939,790

Ma rks family d onates 760 acres between Salinas
and Monterey for future Olbfornia campus.

Santa foe admits first January ciJss. Ptlot Cradu
ate Prcecptorial conducted by Charles Bell.
Summer High School \Vorkshop instituted at
Santa Fe.

Enrollm'"lts Faculty
Budgets
,, _

369 . 256
54-44
$2,259,380
2,093,593

Annapolis accreditntioo reallinned by Middle
States Association. 25th anniH.•rsary of Wci~;le
presidency celebrated; administration building in
Snntn Fe named for him.

Curtis Wilson and Robert Neidorf become
Deans at Annapolis and Santa Fe respecthely.
Liberal Arts Task Force created under \Villiam
D.ukcy, Director.

1972-1973

1973-1974

SF-

16

�October, 1974
Tutors nnd Students

Developing Resources

The Public and the College

Five cxtm tutors :1ppointed to g.1 in experience
in anticipation of nt'ed for faculty at Santa

Master p lan for Annapolis campus commis·
sioncd. Boat house rchnilt after fire (Octoher).

25th Anniversary of St. John's P rogr:tm marked
hy p ub lication of Portrait of Graduates.

Fe.
Da\'id Boroff's article appears in Saturday
Review (March) .

Chase-Stone !-louse rebuilt at cost of $250,000.
Architects retained to plan \Voodward Hall
•
·enovation and addition.

New contract with U. S. L1bor Deparhnent to
run Center for o ne year.

Planning begun for Dca•de of Development,
fund -raising progr;1111 for botl1 campuses totaling
$ 16,500,000 .

Summer i'c:JCC Corps tmining program for
India conducted at Annapolis Faculty colloquium held at St. 1Vt.1ry's College of C:1lifornia.

C"rnegie Corporation of New York grants
$161,000 for Graduate Institute. Tennis G'Ourts
built :~t Santa Fe. \Vcstern Consolichltion Campaign begun.

Peace Corps training held for Philippines (An·
napol.is) and Latin Americ:J (Santa J!c ) .

Santa Fe Dormitory complex for 126 women
nncl llc tlth Ccntcr completed nt $920,000 cost.
Q,•el'look and terrace behind McDowell Hall
constructed.

\Veigle elected chairman of t\ssociatiou of
American Colleges, Vice C hairman of Independent College Funds of America .

New lacultv SC&lt;llc institut~d with $17.000 maxi·
mum. Sant~ Fe admissions doubled; Southwt-st
Scholars Progmm instituted .

The Arthur Vin ing IY.lvis F'ound:1tions make
gmnt of $200,000 to Santa Fe campus. 1~1bOm·
tory building named for Tltomas M. Evans.

Governor appoints \ Vci le C hairnlan, Maryland
g
Commission on the Capital City.

F'irsl II l\-l.A.'s in G mduate Institute awarded .

Renovation and enlargement of Woodward Ball
completed nt cost of $600,000. Endowment
rcacht-s $9,000,000. Board members pledge
$2,400,000 in Western Consolicbtion Cam·
paigu.
Mrs. Duane Peterson pledges $1,250.000 for
student center in Santa Fe as 275th Anniversary
Fund pL1nned .

Country Day School I lc tdm,tstcrs Associ;ttion
nK-ets on Santa Fe campus. Puhlic.ttion of The
College begun.

Richard I Iammond Elliott Tutorship estab·
lished; Robert Goldwin appointed to fill chair.
Two seniors awarded 'Tit om as J. \• atson Fel·
V
lowships.

27Sth Anniversary Fund goals of $5,000,000
for Annapolis and $10,000,000 for Santa Fe set;
Richard Cleveland, Pa ul Mellon. and 1\·l :uk
Van Doren H onorary Co-Chairmen.

Annapolis campus incl uded in Historic District.

i\ndrcw \V. Mellon Tutorships {'teated. Pension plan adopl:ed for non-faculty personnel.

Adm inistr:ttion building dedicated at Sant:t Fe.
G round broken for Harrison llealth Center in
Annapolis.

Dean Goldwin lcacls TV paucl sem inars on
G reat Books for Maryland Center for P ublic
Broadcasting. Santa F'e campus included i11
11istoric Zone.

National Endowment for Humanities apprO\'CS
grant of $688, I 50.

Los t\lamos Endowment Fund closed out to

Stcrnberger-\ Vcis Music &amp; Fine Arts Build ing
dedicated at Santa Fe. Maryland General As·
scmbly passes bill increasing state aid to indc.
pendent colleges.

Vv'eigle serves on panel for National Endowmen t for the H umanities.

Admissions applications jump to 420. an in·

crease of 60% over pre,·ious ycMs.

Twelve-ye'&lt;lr tenure appoint ments abandoned:
full tenure appointment&gt; restored.

Leo St"tuss appointed first Scott Buchanan
Di;tinguishcd Schol:lr-in. Residence.

\ · itter Byn ner I louse becomes ofT-campus
V
dorm itory. Color film made of Santa Fe campus. First summa cum Iande dt'gree &lt;llvarded on
each ca mpus.
New faculty salary sc1le instituted with range
of $10,400 to $21,000. Senior woman awarded
one of fifteen first llenry Luce F'c]]o,vships.

I

fivc-ve;~r

l\·1ature studen t conduct impresses public d uring national Vietnam disorde1s.

newly created St. John's Founruttion Endowment Fund.

�ATTE1 T TON ALL ALUMNI:
CALL FOR NOMI NATIONS
In the spring of 1975 two openings will be crc;Jted for Alumni
Representatives on the Board of Visitors and Governors, as Dr.
Eugene Cozzolino '29 and John D . Oosterl10ut '51 come to the
end of their terms. M r. Oosterhout, having served two consecutive
three-year terms, is ineligible for reelection; Dr. Cozzol ino, curren tly in his first term, is eligible to serve ag;1 in.
The directors of the Alumni Association, as required by the B yLaws, have been requested to nornin;lt·c at least one candidate for
each forth-coming vacancy. In add ition, nominations may be made
by written petition of at least 30 members of the Association, submitted to me in care of the Alumni Office in Annapolis.
All nominations, whether by the direc tors or by petition, m ust
be in my hands no later tllan December 6th. The names of the
nominees, together with biogra phical information, will be published
in t l1 c Ja nuary issue of this magazine.
Bernard F. Gess ner
P resident
Alumn i Association

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, l\'larylancl, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

January 1975

�THE COLLEGE

Vol. XXVI

January, 1975

Number 4

l~-----------------------,--------------------------------------------1

ON THE COVER:
Jacob Klein posed for his portrait about
the time of his 75th birthday.

Editor: Beate Ruhm von Oppen
Managing Editor: Thomas Parran, Jr.
Editorial Advisory Board: William B.
Dunham, Barbara Brunner Oosterhout
'55, E. Malcolm 'Vvatt, Robert S.
Zelenka.
·

THE COLLEGE is published by the
Office of College Relations, St. John's
College, Annapolis, Maryland 21404,
Richard D. Weigle, President, William
B. Dunham, Director of College
Relations.

In Appreciation
Mrs. Weigle and I should like to convey through The College
our deep appreciation for the many honors accorded us upon
our silver anniversary at St. John's College. No president and his
lady could have experienced more heartwarming recognition than
we did. We wish that we could respond with a personal letter of
appreciation to each of the hundreds of congratulatory letters
which we received. We trust that you will accept this collective
acknowledgement instead.
May we also express our thanks for the many greetings that have
come to us over the holiday season. We did not send cards from
the College this season but put the money into scholarship funds.
To all our friends and colleagues we now send warm and affectionate greetings at the start of this New Year of 1975.
Richard D. W eigJe
President

IN THE JANUARY ISSUE:
Plato's Phaedo, by Jacob Klein

1
II

Hommage ii Dietrich Buxtehude, by Robert Zelenka

12

l3

Campus-Alumni News

21

Alumni Election

Picture Credits: Cover, Charles C. Post '74;
page 21, Betty Lilienthal.

The Ruin, a translation by Robert Zelenka

Bach's Rhetoric, by Beate Ruhm von Oppen

Published four times a year, in January,
April, July, and October. Second class
postage paid at Annapolis, Maryland
and at other mailing places.

25

Robert S. Zelenka and Beate Ruhm von Oppen are tutors at St.

John's, Annapolis.

�Plato's Phaedo
By Jacob Klein

There is-as most of you probably know-what we call
(in words derived from Latin and Greek) a legend or a
myth or (in plain English) a tale according to which certain fabulous events occurred on the island of Crete and in
Athens and between these two in the very ancient past.
There are different versions of that complex story, but I
shall limit myself to the following points.
First: Minos, the king of Crete, has a wife, Pasiphae, and
many children. Pasiphac falls in love with a wonderful
white bull. The famous craftsman Daedalus helps her in a
most ingenious way to satisfy her desires. She gives birth
to the Minotaur, a monster with a bull' s head and a human
body. The Minotaur's abode, constructed by Daedalus, is
the Labyrinth, a large building consisting of numerous
halls connected by intricate and tortuous passages.
Secondly: one of the sons of Minos, Androgens, visits
Athens. The king of Athens, Aegeus, fearing that Androgens might persuade his father Minos to support a
revolt in Athens, arranges an ambush that leads to the
death of Androgens. Many things happen after that.
Finally Minos imposes a tribute on Athens: every ninth
year the Athenians have to send seven young men and
seven young wo.men to Crete as a prey for the Minotaur.
Thirdly: when this tribute is due for the third time, the
son of the Athenian king, Theseus, decides that he will go
to Crete with those fourteen and will kill the Minotaur.
He takes with him, as we can read in Plutarch's Lives,
(Theseus XXIII, 2), not seven, but nine young men, two
of them having fresh and girlish faces, but possessed of an
eager and manly spirit. These two have to dress and walk
as if they were women. As soon as Theseus and the fourteen arrive in Crete, one of the daughters of Minos,
Ariadne, falls in love with Theseus. She gives Theseus a
ball of thread which has to be tied with its loose end to
the door of the Labyrinth and which rolls along with the
walking Theseus until he reaches the Minotaur. Theseus,
This is the text of a lecture given at St. John's College, Annapolis, on
May 3, 1974.

after killing the Minotaur, finds his way back through the
tortuous Labyrinth by rolling up the thread again. Then
Theseus and the fourteen go back to Athens. Theseus takes
Ariadne with him, but leaves her on an island before reaching Athens.
\Vhy do I tell you all this? Because the very beginning
of Plato's dialogue entitled Phaedo refers to these fabulous
events. The dialogue consists of a conversation held h
Phlius, a city in the Peloponnese, between Echecrates, a
citizen of Phlius, and Phaedo, who is not an Athenian
either. Echecrates wants to know what Socrates said before
he died and how he died. Echecrates has heard that a long
time elapsed between the conviction of Socrates and his
execution. He does not know why this was so, and Phaedo
tells him why. The Athenians, he recounts, had made a
vow to Apollo-so it is said-that they would send a mission every year to Apollo's temple in Delos, if Theseus
and (58 a ll) "those twice seven" whom he took with
him were saved. That's what the Athenians have done
ever since. And (58 b 5-c I) "it is their law that, after
the mission begins, the city must be pure and no one may
be publicly executed until the ship has gone to Delos and
back; and sometimes, when contrary winds detain it, this
takes a long time." The ship had left on the day before the
trial of Socrates (58 a and c). "That's why Socrates passed
a long time in prison between his trial and his death" (58
c 4-5). Answering Echecrates's questions, Phaedo tells him
which of Socrates' friends were with him on his last day.
Watch, please, how Phaedo does that in the dialogue
circumspectly and precisely (59 b-e). He says: "of natives
[that is, of native Athenians] there was this Apollodorus
[Phaedo had mentioned him just before] and Cristobulus
and his father Crito and also Hermogenes and Epigenes
and Aeschines and Antisthenes [these are seven], and
Ctesippus of the deme of Paeania was there too, and
Menexenus and some other natives [two more names are

thus conspicuously added and some people that remain
unnamed]." And Phaedo continues: "But Plato, I think,
was ill." "Were any non-Athenians there?" asks Echecrates.
And Phaedo replies: "Yes, Simmias of Thebes as well as
I

�The College

Cebes and Phaedonides and from Megara Euclides and
Terpsion" [that is to say, five]. To make sure that we
realize the importance of all this naming, Plato, who was
not there, makes Echecrates ask whether Aristippus and
Cleombrotus were present. No, says Phaedo, they were
not. Echecrates: "Was anyone else there?" Phaedo: "I
think these were about all." It is thus established that
fourteen people, whose names are given, namely nine
Athenians and five uon-Athenians were present plus some
unnamed Athenian men. Can we remain unaware of the
fact that these correspond to the nine young men, the
five young women and the crew that Theseus took with
him on his voyage to Crete? The two young men who
are conspicuously added in Phaedo' s report to the seven
first named, namely Ctesippus and Menexenus, have indeed an eager and manly spirit, as we can see when reading
Plato's dialogue entitled Lysis. But what about Phaedo,
the non-Athenian, who supposedly was also present at the
last day of Socrates? Well, let us hear what Phaedo says
himself about his relation to Socrates. At one point, he
says ( 89 b), Socrates "stroked my head and gathered the
hair on the back of my neck into his hand-he had a habit
of playing with my hair on occasion ...." And a little later
on ( 89 c) he compares the relation between himself and
Socrates with the relation between Iolaus and Heracles.
Iolaus is the nephew, the charioteer, and the beloved comrade of Heracles. And let us not forget: the thread of
Phaedo's narrative in the dialogue goes through a labyrinth
of questions and arguments. Can we fail to see that Phaedo
corresponds to Ariadne of the ancient tale? Can we remain
unaware of the fact that the dialogue does not give a socalled "historical" account of Socrates' death, but gives a
mythical presentation of that crucial event, which however
is truer than the tale about Theseus and the Minotaur,
accepted as true by the average Athenian? In the dialogue
the new and true Theseus is Socrates and the old and
true Minotaur is the monster called Fear of Death. But
while the Minotaur was, according to Euripides (Plutarch's
Lives, Theseus XV, 2), "a commingled look and a monstrous babe," in which "two different na.tures, bull and
2

man, were joined/' in Fear of Death an awesome pain of
the soul, namely fear, is joined to death which is but a
hobgoblin or a bugbear, as Cebes later in the dialogue
(77 e) intimates. Let us not forget for a moment that the
dialogue is a 8pup.a presenting a Platonic myth. Athenaeus,
a writer of the second century A.D., who today would be
called a "literary critic," composed a lengthy work named
"The Sophists at Dinner," the content of which is ·mostly
inimical gossip. But it is worth noting that Athenaeus
makes Phaedo state (XI, 505 e) that he never said or heard
what he is supposed to have said or heard in the dialogue
named after him. Indeed, what is happening in the dialogue is invented by Plato. It is thus that Plato makes us
see Socrates' struggle with the Fear of Death. How does
he do that? Let us watch.
I. When Socrates' friends enter the room in the prison,
where Socrates had been staying all the time, they find
him just released from his fetters and his wife Xanthippe
sitting with one of their little sons beside him. Xanthippe
is crying and Socrates asks Crito to let somebody take her
home. Socrates sits up on his couch, bends his leg and
rubs it with his hand. The Greek work which I translated
with the word "bend" is crvyKap,rr-rew. It can be used to
describe the bent position of a foetus in the womb. Since
Socrates' rubbing of his leg gives him some pleasure, he
contrasts this pleasure with the pain that the fetters had
produced and goes on-calmly and playfully-to imagine
how Aesop could have composed a fable about pleasure
and pain fastened together by their heads so that they
could never be completely separated. Phaedo had mentioned before that he had been overcome by a strange
mixture of pain and of pleasure at the thought of Socrates'
impending death and at the anticipation of the thoughtful
and exciting discussion that was bound to occur in the
prison, as it had occurred on previous days. Socrates' mentioning of Aesop reminds Cebes of what Socrates had been
doing in his prison days, namely putting Aesop's fables
into verse and composing a song to Apollo. Cebes asks why
Socrates, who had never done that kind of thing before,

�January, 1975

should be doing that now. The poet Evenus had asked
Cebes this question a few days previously. Socrates answers
that he kept having dreams in his former life in which he
was always told the same thing: "engage in the Muses' art
and work at it" (P-ovmK~v 1rotn Kat EpyUCou). He had been

interpreting this saying as encouraging him to do what he
always had been doing, namely philosophizing, since he
understood philosophy to be the greatest art of the Muses.
Now, however, while the festival of Apollo delayed his
execution, he considered the possibility that the dream
might have meant what is usually understood to be the
Muses' art (!'ovmx~) and he decided not to disobey the
dream, but to compose verses. And Phaedo makes
Socrates say that ·not being a poet, that is, a man who
invents myths, he turned to the fables of Aesop and put
the first ones he carne upon into verse. Can we forget the
many myths that Plato makes Socrates invent in his
dialogues? Socrates concludes his answer by begging Cebes
to bid Evenus farewell and to tell him that he should
follow Socrates as quickly as he can. Simmias intervenes
and claims that Evenus certainly would not take Socrates'
advice. Whereupon Socrates: "Is not Evenus a philosopher?" "I think so," says Simmias. Then Evenus will be
willing to do so, says Socrates, as any one would be who
has a worthy share in philosophy. But Socrates adds something to this statement, and while doing that puts his feet
down on the ground. What he adds is this: "Perhaps he
[that is, Even us] will not take his own life, for they say
that is not permitted." The ensuing conversation is about
this addition. How can Socrates claim that philosophers
desire to die, while asserting at the same time that it is not
permitted to take one's own life? T11is assertion refers to
what Philolaus-and also other people-have been saying.
It is necessary at this point to note that the background of
the entire dialogue is "Pythagorean" and "orphic." A
Pythagorean brotherhood is known to have resided in
Phlius, where Phaedo talks to Echecrates. Philolaus is the
founder of a similar brotherhood in Thebes, to which
Cebes and Simmias apparently belonged. The assertion
that it is not permitted to take one's own life is-as

Socrates intimates (62 b)-a part of an esoteric doctrine
of the Pythagoreans, according to which men live in a kind
of enclosure, namely the body, and ought not to set themselves free and run awav. And in the light of this doctrine
Phaedo makes Socrates claim that men are one of the
chattels of the gods, who are their guardians, and that the
gods would be angry if a man escaped by killing himself.
This claim of Socrates forces Cebes and Simmias to wonder why Socrates is so much willing to leave them and the
gods by wishing to die. This wonder amounts to an accusation, and Socrates declares that he has to defend himself as
if he were in a court of law. What follows can, therefore,
be called Socrates' "Defense," an d1roAoy£a indeed, unlike

his alleged "defense" in the dialogue called in a dissembling
way "Apology."
Before beginning his defense, Phaedo narrates, Socrates
has to listen to Crito, the point being that the man who
will administer the poison has asked Crito to warn
Socrates to talk as little as possible, lest the effects of the
poison be diminished so that it would have to be administered again and again. Socrates does not pay any attention
to this warning and proceeds to his lengthy defense.
It consists in claiming that a lover of wisdom, a "philosopher," in pursuing philosophy practises nothing but dying
and being dead ( 64 a). Simmias can't help laughingthough reluctantly-, because he thinks of the many in
Thebes who would also say what Socrates just said and
would add to it that the philosophers do indeed deserve
nothing but death. They would be right, says Socrates, although they would not understand their own saying. What
the philosopher wants above all is to let the soul alone,
itself by itself, consider that which truly is, without being
troubled by the body, the bodily sensing, the bodily desires
and fears, the bodily pleasures and pains. What truly is
cannot be seen or heard or sensed in any way. Now, since

death is the separation of the soul from the body, as
Phaedo makes Socrates say ( 64 c, 66 e-67 a), the philosophers must obviously desire death, that is, the complete
purification of the soul. And Phaedo makes Socrates refer
to orphic sayings according to which the thyrsus-bearers

3

�The College

are many, but the initiated and purified are few, and only
these few will dwell "over there" with the gods. This is
the gist of Socrates' "defense."

II. Quite naturally the question arises whether the soul,
when it leaves the body, still exists. Does it not perish
altogether? That is the question Cebes immediately raises,
and this is the way Socrates answers it, according to Phaedo's narrative.
There is an ancient argument, an "orphic" one, we have

to understand, that we go there from here and come back
here again and thus are born from the dead (70 c). If this
is so, our soul must exist there. And Socrates proceeds,
according to Phaedo, to show in a detailed way how that
argument might be true. He invites Cebes to consider that
in this visible world of ours everything, if there is something opposite to it, inevitably comes into being from this
opposite. He cites examples: the greater becomes greater
after having been smaller and vice versa, the weaker is
generated from the stronger and vice versa, the slower from
the quicker, the worse from the better, the more just from
the more unjust, being cooler from being hotter, being
awake from being asleep, and so on, and so on. The opposite of living is being dead. It follows that all living
things, and that means also all living people, are generated
from the dead. Then, Socrates concludes, our souls do
exist in Hades, and there is such a thing as "coming to
life again" ( avaf3u:OuwrBa,-7! e-72 a). If that were not so,
all things would be swallowed up in death.
III. We may have some doubts about the soundness of
this orphic argument, as Cebes apparently has; for he reminds Socrates of another way to show the pre-existence
of our souls. As Socrates so often says (we have to assume
not only in Platonic dialogues), learning is nothing else
but recollection (aval'v~u«), and that implies that the soul
must already have existed somewhere before it came into
being in human bodies, so that in this way also the soul
appears to be deathless. Simmias wants to learn-that is,
to recollect-more about this argument, and Socrates goes

4

on showing-again in a most detailed way-the different
cases of recollecting which we experience, up to the case
of recollecting equality itself (74 a ff.). What is important
about this case is that we can never see, never sense
"equality itself." We perceive through our senses equal
things, stones or pieces of wood, for example. We realize,
however, that the equality of two visibly equal things is a
deficient one: these things may appear to one mini equal
and to another unequal. To be able to recognize this deficiency means that we must have previously known perfect equality. And it is this previous, but forgotten knowledge that we recollect when, in perceiving visibly equal
things, we realize that their equality is merely an approximation, a copy, an uimage" of perfect equality, of "the
equal itself." We must have acquired that knowledge of
perfect equality, Socrates submits (75 c), before we were
born. And that applies not only to equality, but to any
intelligibile entity, on which we put the seal of "its being
what it is'' (aVrO 0 £(J'n). Thus there is the same necessity
for our soul to exist before our birth and for all intelligibles,
all vo~ra, to have being. We have to note that the necessity
of asserting the soul's pre-existence is understood here, in
the dialogue, to depend on the presupposed being of the
intelligibles, the vo71 rU, the £l87J, the "invisible looks."

Simmias and Cebes now agree that the soul must have
existed before our birth. But what has not been proved,
they both assert, is that the soul also exists after we are
dead. Socrates claims that that proof had already been given,
referring to the previous orphic argument that every living
being is born from the dead. Must not the soul exist after
we die, since it must be born again? But Socrates also
agrees that the discussion has to proceed. There is some
jesting about the possibility that the soul might be blown
away by a high wind after we die, and Cebes says that there
is perhaps a child within us who has such a fear. This is
the moment when he mentions the need to persuade that
child "not to fear death as if it were a hobgoblin." What
is required for that child, says Socrates playfully and truthfully, are daily incantations until that fear is charmed away
(77 e). And the struggle with Fear of Death continues.

�January, 1975

IV. The emphasis is now on the distinction between
what is compounded and what is uncompounded. The
compounded is liable to be decomposed which cannot be
said of the uncompounded. That which is uniquely "itself
by itself," like "Equality itself," "Beauty itself," "Being
itself," "Man himself," "Horse itself," is uncompounded
and always the same, while there are things like men,
horses, cloaks, that are constantly changing. What is mentioned first, the ,18~, the "looks" are only reachable in
thought, are invisible, while what is mentioned later is
perceived by our senses, is visible. And Socrates asks Cebes
forcefully ( 79 a) : "Are you willing then to posit two kinds
of beings, one visible, the other invisible (diS!,)?" Cebes
is willing. He is willing to admit that the visible is constantly changing and that the invisible is always the same.
It is clear to him that the body belongs to the visible and
the soul to the invisible. He has to agree that when the
soul makes use of the body for any inquiry, that is, makes
use of the senses, it is dragged to the things which never
remain the same, but when the soul inquires alone by itself,
it departs into the realm of the pure, the everlasting, the
deathless and the changeless (79 d). And Cebes also
agrees that, when a man dies, the soul, the invisible (diS!,)
goes to a place which is, like itself, noble and pure and
invisible, goes to the true Hades ("'A&lt;Z~&lt;), to the good and
wise god. And Socrates concludes that the soul departs in
purity, if it never associated itself with the body in life
but gathered itself into itself alone, that is to say, philosophized in the right way and willingly practised dying. If
it did that, it will be happy in Hades and henceforward
live there, as the initiated say, truly with the gods. Socrates
continues in this pythagorean-orphic vein, describing what
happens to the soul of a man devoted to bodily desires and
pleasures after this man dies. His soul is dragged back to
the visible world, through fear of the diU, and of "'AtS~,,
flits about monuments and tombs, passes into the body
of an ass or a wolf or of a hawk or of a kite. The souls of
better men, who by habit and practice, without philosophy
and true understanding, have lived moderately and justly,
pass into the bodies of bees or wasps or ants or of men

again. It is only true philosophizing that attempts to free
the soul from the prison of the body, from the bondage
to pleasure and pain. Only a soul nurtured in this way is
not going to fear that it will be destroyed at its departure
from the body and vanish into nothingness (80 d-84 b).
The soul is entirely indissoluble, "or nearly so" (80 b 10:
"
' Tt TOVTOV ) •
'
1]

.

~£yyv'&gt;

V. There is a long silence after Socrates' speech. But
finally Socrates addresses Cebes and Simmias, who had
talked to each other, and asks them whether they had any
doubts about what had been said. Simmias confirms that
they are doubtful, have questions to ask, but hesitate to
trouble Socrates in his last hours. Socrates laughs gently,
Phaedo narrates, compares himself to the swans that sing
most and best when they feel that they are about to die,
and urges Simmias and Cebes to speak up and to ask
whatever questions they have. Simmias and Cebes comply.
The question of Simmias is this: is not what Socrates
had said about the body and the soul comparable to what
could be said about the well attuned strings of a lyre. and
the concord of sounds produced by those strings? If the
lyre is destroyed, could it be claimed that the concord will
still exist?
The question of Cebes is this: granted that the soul survives when a man dies and even wears out many bodies,
might it not finally perish altogether in one of its deaths?
These questions, as narrated by Phaedo, are asked in a
most serious and circumstantial way. Not only are all the
people, who are said to surround Socrates, deeply troubled,
but this is also true of Echecrates, Phaedo's interlocutor.
It is not unimportant to note what Phaedo has to say at
this point. What astonished him most, he says, was "first,
the pleasant, kind and respectful manner in which he
[Socrates] accepted the arguments of the young men,
secondly, his quick sense of the effect their words had upon
us, and finally, how well he cured us ...." ( 89 a). This
is the moment when Socrates' habit of playing with
Phaedo's hair is mentioned by Phaedo. Socrates is doing
that right now, while telling Phaedo to cut his beautiful

5

�The College

hair-not the next day, but this very day, as Socrates will
also do, if his argument dies and cannot be brought to life
again. This is the moment when Iolaus's relation to
Heracles is compared to that of Phaedo to Socrates. But
this is also the moment when Socrates launches into a
lengthy discussion about the danger of becoming misologists, haters of argument, and of believing that there is
no soundness in arguments at all (89 c-91 c). Let us note
that this discussion is at the very middle of Phaedo's narrative. We have to infer that nothing is more important
to Socrates than to keep arguing about a difficult question,
never to despair, never to give up the hope of reaching a
final and sound conclusion. And after finishing the discussion about misology Socrates takes up the question raised
by both Simmias and Cebes.
VI. The doubts and fears of Simmias that the soul may
perish first, being a kind of concord, are dealt with by
Socrates first. (Let me remark parenthetically that the
word "concord" translates the Greek word Opp,ovla, which

it is wrong to translate by the English word "harmony.")
Socrates makes sure that Simmias accepts, as Cebes does
too, the argument according to which learning is recollection and that, therefore, he also agrees that the soul must
have existed somewhere before it was imprisoned in the
body. But a concord of sounds cannot exist before the lyre
and its strings come into being. The concord of sounds is
the last to come into being. There is no consonance then
between the recollection argument and the argument that
the soul might be something like a concord of sounds.
Simmias is ready to yield. But Socrates goes on demolishing the concord thesis by reasons which are quite independent of the recollection argument. He shows that concords of sounds can be more or less concordant, while souls
cannot be more or less souls. On the other hand, a soul
may possess sense and virtue and be good, while another
soul may be foolish and wicked. Those who claim that the
soul is comparable to a concord of sounds will have to
claim that the virtue of a soul is another concord and the
wickedness of a soul is a discord of a concord. Or, to

6

say it better, if the soul is a concord, it cannot be discordant, cannot be wicked at all. And finally Socrates
points to our experience that the soul, if it is thoughtful,
rules over its desires and passions and fears, which it could
not do if it were like a concord, since that which is concordant depends on its concordant parts and does not rule
over them. Does not Homer say of Odysseus (Odyssey XX,
17 f.) : "He smote his breast, and thus rebuked his ~heart:
endure, my heart; a worse thing even than this didst thou
once endure"? Phaedo makes Socrates say judiciously and
probably smilingly that Homer could not have said that,
if he had thought of the soul as a concord. This is how
the concord theme of Simmias, the Theban, is brought
to an end. And Socrates proceeds to meet the doubt of the
other Theban, Cebes. Before doing that he appeals, solemnly and playfully, to the graces of the Theban goddess
Harmonia, who is the daughter of Ares and Aphrodite, as
well as to the graces of Cadmus, who is Harmonia's husband and who, according to the legend, killed that great
serpent, out of whose teeth armed men sprang up, clashing their weapons together.
VII. To meet the doubt of Cebes is the most difficult
task Socrates faces. According to Phaedo, you will remember, Cebes had insisted on the possibility that the soul,
after wearing out many bodies, might finally perish altogether. In doing that, he had, in fact, relied on Socrates'
own saying that the soul is entirely indissoluble "or nearly
so." What can the phrase "nearly so" mean but final dissolution! Socrates pauses for a while, considering something deeply by himself. And then the struggle with Fear
of Death reaches its height.
Socrates has to show why the soul can never die. Before
doing this, he has to make clear the meaning of the word
"why." The question "why" comes up whenever we are
unable to understand something in our immediate experience. We are asking what is "responsible" for this
something, what "causes" it. A crucial distinction is made
by Socrates (99 a-b): "One thing is what is truly responsible [for something], another thing is that without which

�January, 1975

what is responsible could not possibly become [effectively]
responsible." To be unable to make that distinction is a
sign of "profound sluggishness" in speaking and thinking.
To say, for example, the causes of Socrates' sitting in the
prison on his couch with his feet on the ground are these
that his body is composed of bones and sinews and that
the bones hang loose in their ligaments while the sinews,
by relaxing and contracting, make him bend his limbs,-to
say that is to fail to mention the true causes of Socrates'
sitting in the prison room, namely that the Athenians
decided that it was best to condemn him and that he
decided that it was right for him to stay and undergo
whatever penalty they would order (98 c-e). The confusion about the meaning of "cause" (alTla) leads to that
special wisdom known by the name of "inquiry about
nature '1r£p'i cpVu£w'&gt; i.!TTopla-96 a 8). In his youth, Socrates
reports in Phaedo's narrative, he wanted very much to find
out, with regard to any single thing or occurrence, what
was responsible for its coming into being, its passing away,
its being the way it was (96 a). But he could not find any
satisfactory answers. Nor could he learn them from any·
body else, not even from the great Anaxagoras. The cause
of this inability was precisely the confusion about the
meaning of "cause." Socrates had to embark upon a different journey, his "next best try," which means he had to
take to the oars, since the wind had failed, and seek to
find out in a better way "why" things are as they are. He
had to "take refuge in the spoken word" (99 e 5), in exchanging questions and answers with himself and with
others and in them search for the truth of things.
. Socrates gives the following outline of the way he now
proceeds. On each occasion he chooses as a supposition
(an t,.68'"") the most reliable statement which would
make us understand what remains obscure and concealed
in our immediate experience. Whatever appears to be
consonant with that statement is to be posited as genuinely
true, and that applies especially to what is being said about
the "cause" of something; whatever does not conform to
the statement is to be taken as untrue.
Cebes does not quite follow. He is not saying anything
11

(

new, Socrates explains, but rather what he has never stopped
saying, at other times as well as in the preceding discussion.
And now again he is going to revert to those much
babbled-about words and make them his starting point, his
initial supposition being that there is something named
"itself by itself beautiful" and also something "itself by
itself good" and something "itself by itself big" and all the
rest. Consonant with this statement is a further one of
the following type: if there be anything beautiful besides
Beauty itself, it will be beautiful for no other reason than
that it shares in, or partakes of, Beauty itself. It is this
kind of cause which is responsible for things being beautifnl, which "makes" them beantiful. Statements of this
type provide the safest answer to the qnestion: "why" are
things as they are? In a dissembling and yet truthful way
Socrates characterizes this way of understanding why
things are as they are as "simple," "artless," and "perhaps
foolish." His answer, with all its safety, is a simple-minded,
"nnlearned" one, as he later adds. Its safety is based entirely on the reliability of the underlying statement that
the "intelligibles," the vo~T&amp;, have being. Everybody present-and also Echecrates who listens to Phaedo's storyagrees. And then Socrates proceeds to show why the soul
can never die.
The "demonstration" he offers, according to Phaedo's
narrative, resembles indeed a most intricate maze. It is
ultimately based, first, on the underlying and most reliable
statement that each of the intelligibles, each of the ,18~
is something which has being; secondly, on its corollary
that everything else, by "sharing in" those ,18~, derives its
name from them; and thirdly, on the kindred corollary
that this sharing in the various ,za~ can be safely understood as the "cause" for everything being as it is.
Socrates takes care to remark that the two. ways of pro·
ceeding in all this, the one towards consequences which
spring from the safe supposition and the other towards the
very source of the safe supposition, the way downwards
and the way upwards, should not be mixed up. But we
cannot fail to observe that in Phaedo's narrative these two
ways do get mixed up. It is noteworthy, for instance, that

7

�The College

what remains shrouded in darkness is whether the way to
the true Hades" is downwards or upwards.
A long series of examples of true causation is presented
by Socrates. I shall mention only a few. A man is big, and
is called big and not small, because of his sharing in Big11

ness or, as we may say, because Bigness is "in" him; a body

is hot, and is called hot, and not cold, because it contains
Heat; a body is sick, and is called sick and not healthy, because Sickness is in" it; a number of things is odd, and is
called odd and not even, because these things share in
Oddness. And now Socrates adds: a hot body may cool off
11

and then again become hot, but the Heat "in" it can never

become cold nor the Cold "in" it ever become bot. For
Heat and Cold, just as Bigness and Smallness are by
themselves incompatible with each other.
Somebody among those present interjects full of surprise: what is being said now is opposite to what was said
before about opposites, to wit, that the greater is generated from the less and the less from the greater, and
that is simply the way opposites are generated, namely
from opposites. And now it is being said that that can
never happen! Socrates listens attentively and then explains: what was said before was said about visible things
in this visible world of ours, but now the talk is about intelligibles, about the opposites as they are in themselves,
about the ,ra~ like Bigness itself, Heat itself, Sickness itself,
Oddness itself. But at this point Socrates begins to complicate his simple-minded account of how causation has
to be understood by another safe and "more ingenious"
( 105 c 2) way of answering the question why things are as
they are.
VIII. A body is hot not only because of the Heat "in" it,
but also because of fire; a body is sick not only because of
Sickness "in" it, but also because of fever; a number of
things will be an odd number of things not only because
of Oddness "in" it, but also because of the unit which
makes an odd number odd; and soul is going to join the
rank of these new entities as a cause of life. What characterizes these new entities? First, their names are entirely

8

different from the names of what they are causes of: firehot, fever-sick, unit-odd, soul-life; secondly, these entities are not intelligibles, are not El81J. "Fire" and "fever"

have an elemental character. The mode of being of "unit"
is highly debatable. And even more so is the mode of
being of "soul." Up to this moment in Phaedo's narrative
what characterized the soul was its thoughtfulness, its
¢p6V&gt;Ju«, its ability to deal with intelligibles, the vo~ra,
the ,ra~, its power to think, to learn, to recollect. Socrates
proposes to Cebes twice that they determine what sort
of entities these newly introduced ones are. What is said
of them is this: the new entities, while not accepting one
of two opposites, "bring up" the other opposite and impose it on what they approach. Thus Cebes, imitating
Socrates' "more ingenious" way, claims that soul,

lfrux~.

entering a body, will make it a living body {(Olv). The
simple-minded account would have been that Life (Cw~)
does that. The account of Cebes follows the pattern set
by Socrates: the opposite of Life is Death (105 d 6-9); soul
( ofvx~), by itself not "opposed" to Death, "brings up"
Death's opposite, Life (105 d 10-11 ), brings Life to whatever it "occupies"; and since, in analogy to Socrates' examples, "soul" does not &lt;~accept" Life's opposite, does not

"accept" Death, "soul" cannot be touched by Death; the
soul, therefore, will never "die." The demonstration seems

to have reached its end.
But Socrates immediately presents the difficulty which
is bound to come up. The entities, the "sharing" in which

is responsible for certain features of the visible world (ac·
cording to the simple-minded and the new account) -as
well as those sensible features themselves-carry, by virtue
of their not "accepting" one of the opposites in question,
a negative appellation, for instance, "not-even" ( &amp;.v&amp;pnov),
"not-just" ( U8tKOJJ)' "deathless" ( ao&amp;varov). But these nega-

tives do not tell whether that which they signify "departs"
or vanishes altogether whenever the negated opposite approaches. This alternative is mentioned in Phaedo's narrative repeatedly and well in advance of the final conclusion: the one opposite either escapes, retires, withdraws, goes away or perishes at the approach of the other

�January, 1975

opposite. Could not the same be true of "soul"? That is
Socrates' query. As something to which the appeiiation
"deathless" applies, it might nevertheless share this same
fate: it could be "extinguished" and perish at the approach
of Death. It would be a "living" soul only as long as it
exists in a body and no longer. The demonstration, with
which Cebes was satisfied (105 e 9), amounts to nothing
if one considers that possibility.
It is Cebes who dismisses it. He asks: does not the
deathless mean that which never dies? And must not that
which never dies exist forever? If the "deathless" were
subject to destruction, Cebes exclaims in an orphic vein,
could there be anything else that would escape it! Whereupon Socrates (106 d 5-7): "The god, at least, life itself
by itself (avril ,.;; r~&lt; Cw~&lt; e18o&lt;), and if there be anything
else 'deathless' -that these never perish might, I think, be
agreed upon by ail." There is as much ambiguity as solemnity in these words. Cebes catches the irony and chimes
in (106 d 8-9): "By ail men, to be sure, Zeus knows, and
even more so by the gods as I, for my part, suppose." But
Socrates and Cebes do agree on this: since "soul" does
not "accept" Death and if thus the soul is indeed deathless, there could be no alternative to its being indestructible; when Death approaches man, what is mortal about
him dies, while what is "deathless," retiring before Death,
departs safe and unimpaired ( 106 e 7). "Soul, then,
Cebes," Socrates concludes in Phaedo's narrative, "is more

than anything deathless and indestructible, and our souls
will truly be in Hades" (106 e 9-107 a 1). Let us note that
what the word "soul" now means remains unstated. Nor

are we told what kind of place "Hades" is.
IX. Cebes and Simmias are satisfied. But Simmias feels
bound to make a reservation: considering the human weakness (~ &amp;v8pwrdv~ &amp;aOivE!a-107 b 1) as against the magnitude of the subject under discussion, he for one cannot
completely trust the argument. Socrates fuiiy approves of
Simmias's stand and even extends the distrust ( d,na,.[a)
to the very first suppositions underlying the entire argument. The inconclusiveness of the "demonstration" hinges

on Cebes's imitating Socrates' "more ingenious" accounts.
The assertion that sharing in "soul," in tfvx~, is responsible
for Life, tw0, in a body, that "soul" is thus ~~life-bringing/'

is rooted in the common identification of "living being"
and &lt;~animate being," of tWo'' and Jp.fvxov. The emphasis in

the preceding discussion lay on the kinship between soul
and the inteiiigible. What characterized soul was .pp6v~""•
thoughtfulness, and ail that this entails. Cebes's "imitating" answer gives .Pvx.~ a radicaiiy different meaning,
relating it not to cppOV'rJrn&lt;&gt;, but to ' living," to t~v. The
indestructibility of this soul, as the exchange between
Cebes and Socrates shows, and as Simmias confirms, is
far from certain.
Does ail this mean that the argument, intended to cast
away Cebes's doubt and built up with so much care and
circumspection, does not fulfiii its task? Taken by itself,
it fails indeed. But had not Socrates said (77 e 8-9), playfully and truthfully, that daily incantations are required to
charm the fear of death away? Are not all the arguments
of the dialogue a series of such incantations? But will
they not, and necessarily so, remain ineffective unless supported by evidence more powerful than the evidence they
are able to supply by themselves? This supporting evidence is there, in the very 3piipa presented by Phaedo. We
witness Socrates' behavior during the long hours before he
drinks the draught. For it is not only the content of the
arguments, their cogency and insufficiency, that mark the
struggle with Fear of Death, it is also, and more so, the
adult sobriety, the serenity in gravity and jest, imposed by
Socrates on the conversation. The final story Socrates is
telling, according to Phaedo's narrative, shows perhaps
more than anything else Socrates' imperturbable calm. He
reverts to the kind of journey he claims to have undertaken
in his youth. He describes our earth, not as we see it, bnt
as it would appear to us if we were looking at it from above
and from within. The story, a long and complex one, is
told in complete tranquility and-we have to assumewith recurrent smiles. It presents not so much an "inquiry
about nature" ( ?T£P~ cf.rV(T£W&lt;&gt; hrropla) as an "inquiry about
the soul" ("'P' &gt;/fvx~' 1arop!a). It tells what happens to the
4

9

�The College

souls of men after death. Socrates does not pretend that
his story is a true one, and that's why he probably keeps
smiling: "it would not be fitting for a man of sense to
maintain that all this is just as I have described it" ( 114 d
l-2). But since the soul appears to be deathless, a man of
sense should take the risk to accept a tale like the one
Socrates was telling. "For it is a noble risk" (114 d 6).
And one should continue to charm oneself in this very way.
X. After finishing this story, Phaedo reports, Socrates is
about to go to take a bath. Crito intervenes again. He asks
what Socrates wants his friends to do about his children
and about anything else, notably his burial. He has nothing
to say about all that, says Socrates and, quietly laughing, he
explains to his friends that it is difficult to persuade Crito
that burying the body, which will remain when he,
Socrates, is gone, has nothing to do with him. He will have
departed. He then goes into another room to bathe. When
he returns, his three children and the women of his family
appear. He talks with them, gives them his advice, and
then tells them to leave. The sun is setting, the drinking
of the poison is near. Phaedo reports a touching scene between Socrates and one of the wardens of the prison.
Socrates demands that the poison be brought to him. Crito
tries to persuade Socrates to wait a little longer. Socrates
says that that would be ridiculous. The poison is brought
in a cup. Socrates is told to drink and then to walk till
his legs feel heavy. Socrates asks whether he should not
pour a libation to a deitv. It is hard not to sense the irony
of this question. Socrates is told that there is not enough

10

for that in the cup. Socrates prays that his departure from
here to there be a fortunate one. And he drinks the poison
coolly and calmly.
An outburst of fierce emotions and of tears and of wailing among Socrates' friends follows. Socrates says to them:
"keep quiet and be steadfast" ( 117 e 2). He lies down on
his back, and the man who administered the poison as
well as Socrates' friends watch death approaching. Uncovering his face, which had been covered, Socrates says to
Crito: "We owe a cock to Asclepius; pay this debt and do
not neglect it" ( 118 a 7-8). These are his last words. To
sacrifice to Asclepius, the healing god, means to thank him
for one's recovery from a disease. Socrates' last words imply
that he is recovering from the most disastrous disease,
the one that imprisons his soul in his body. He is recovering from this disease because his soul is leaving its prison.
Crito closes Socrates' mouth and eyes. And Phaedo ends
his narrative by telling Echecrates that this was the end
of the best, of the most thoughtful and most just man of
his time.
What shall we conclude from all that we have heard?
Three things. First, in the struggle we have been witnessing, Socrates, the true Theseus, annihilates the true
Minotaur, the Fear of Death. Secondly, it remains completely uncertain whether Socrates' soul is now in the true
Hades, the realm of the invisible looks. Thirdly, it is certain that Plato, through Phaedo's narrative, has made
Socrates live forever-or, to be as cautious as possible, has
made Socrates live as long as people will be able to read
what Plato wrote.

�January, 1975

THE RUIN

Wallstone remains, wondrous, broken, alien;
The city fell, the work of giants crumbled
Roofs are caved in, the towers are in ruin,
The gates are torn open. Ice crusts the mortar.
Stormfences are cut down, scored, etched and eaten,
Undermined by age.
The earth holds in its grasp
Wielder and maker. Weary, worn out, they died,
All strength gone. Now a hundred generations
Of men have passed •and vanished.
Once this wall stood
Streaked red and grey, while kingdom after kingdom
Withstood endless storms. At last the high arch fell.
There remain . . . rubble . . . heaps of stone . . . shards . . . fragments.
Even the earthrind sank. A man of cunning,
Skilled in met•als, bound the wall in wire rings,
Wove stone and wire splendidly together.

Fortresses were bright; there were many houses,
High gabled, filled with the sound of warriors.
There were many meadhalls, filled with human joys,
Until wyrd brought change:
This was a time of plague,
When death took all men; even the strongest fell
Ramparts became desolate, foundations waste.
The high citadel crumbled.
One after one,
Those who would rebuild fell lifeless to the ground.
Therefore these courtyards are grim places. Roof tiles,
Red and curved, 1ie scattered about; the crossbeam
[s shattered. Destruction fills this world.
Once men
Were glad in heart and bright with gold. In splendor,
Proud, and flushed with wine, their armor gleaming, they
Looked on the treasures gathered here: on silver,
On art-wrought gems, on riches, on precious stones,
And on this city, the seat of wide empire.
Stone buildings stood. Water flowed in hot from wells,
Steaming from the depths; there were bath houses, hearths
Kept warm in winter. A strong wall enclosed all
[n safety. That was a proper place for men.
So it is ...
that is a kingly thing...
city...
Anonymous-Seventh Century A.D.
(A translation from Anglo-Saxon by RobertS. Zelenka)

11

�The College

Hommage

a Dietrich

Buxtehude

There is in ancient music peace;
Beyond, the fragments of a world.

,~:&amp;b ~.
r;;o

The sea returns
against the sand in wavewake
murmuring;
Along the low strand
Tide mark, out to the far thrown jetty,
The night brings driftwood,
remnants of a flood
Distant from here, salt grey, to be rendered smooth
And featureless in time.

VioLino diAmurc

The sea reflects
itself at dawn, an image
of the sky.
Along the still, cold
Edge of land I walk, hearing my steps
Measure the movement
and hear nothing else.
I stare out into the growing light and see
The sun and see no thing.

-RobertS. Zelenka

12

�January, 1975

Bach's Rhetoric
by Beate Ruhm von Oppen

Those of you who have read Albert Schweitzer's great
book on Bach may remember the genesis of it from the
preface by Charles Widor. He describes how he, Widor,
told Schweitzer one day when they were playing the
chorale preludes that though he could easily see the
logic of Bach in his preludes and fugues, he found much
obscurity in his treatment of chorale melodies. Why these
excessive contrasts of moods? Why the use of contrapuntal
motifs that bore no relation to the mood of a hymn tune?
Young Schweitzer told the master that all this became
clear from the texts. Widor told him which pieces had
puzzled him most. Schweitzer told him the texts by heart,
and translated them into French on the spot. The riddles
were solved. The two then spent afternoons going through
all the chorale preludes and Schweitzer showed Widor, as
Widor says in his preface, a Bach whom he had only very
dimly divined before. He then asked young Schweitzer to
write an essay on the chorale preludes for French organists. Schweitzer soon found that he had to include the
cantatas and passions, to explain things. And that was the
beginning of his book on Johann Sebastian Bach, the
musicien-poete, or musician-poet, as he called him.
The man who was to have spoken here tonight,'
Nicholas Nabokov, once said to Mr. Klein, many years
ago, that Bach's texts do not matter, that they did not
matter to Bach. In proof he mentioned the fact that Bach
often re-used music with a new text that had previously
been composed for another text. I am here to refute that
view and I propose to address myself not only to that
1 This is the slightly adapted text of a lecture delivered at St. John's,
Annapolis, on 27 October 1972, as part of a quartet of musical lectures
which also included Mrs. Allanbrook's lecture on "Dance, Gesture, and
The Marriage at Figaro" printed in the spring, 1974, issue. Others
were by Mr. Allanbrook, who dealt with keyboard music, and Virgil
Thompson, who spoke on words and music in a way strongly suggestive of agreement with Nabokov, with hilarious illustrations from
Handel but only a fleeting reference to Bach.
It may be odd for the work of an editor to appear in a journal. But
there was a gap that needed filling, and the editorial board, not the
editor, made the decision to fill it with "Bach's Rhetoric."

objection to taking Bach's texts seriously, but to other
objections too: that the declamation is often not the
declamation such texts would have were they read or
spoken, even in a heightened form; that often they are
submerged in the music, inaudible or unintelligible; and
that some of the texts, some non-biblical texts his librettists served up to him, were uninspired, weird, or in
doubtful taste.
Let me dispose of this last point straightaway and say
that I am not unduly impressed or depressed by it. Tastes
have changed since Bach's day and some of the conceits,
some banking or cooking or medical metaphors in a few
of the texts may strike us as odd-as may some of the
loving, almost amorous exchanges between the soul and
the savior in others. But one can live with such oddities
and they are neither numerous nor important. What is
important is Bach's musical treatment of them. And I for
one am against editing them out, as some people, even
Albert Schweitzer, have suggested.
Though Bach could do wonders with almost any text,
he was, it seems to me, at his best when setting and interpreting the Bible. Indeed I would not call him a fifth
evangelist, as has been the fashion for some decades now,
but a church father, an interpreter, an exegete of Holy
Scripture.
I could now proceed in Thomistic fashion, giving the
other-mostly but not only secularist-objections one by
one, and then my answers. What makes that procedure
impossible is the fact that I can only detain you for about
one hour and that I want to leave half of that to Bach
himself. You ought to hear at least as much of what he
does as of what I have to say about it. What he does
takes time. Music takes time; it works in and with time.
To allow Bach to have his say means that one must listen
to what comes before a certain crucial point, even if one
then brutally cuts off or fades out after that point.
I might as well start with the Nabokov objection, the
existence of what are called "parodies." The most massive
case of re-use of pre-existing music is the Christmas Oratorio. Some writers have argued that this cluster of six

l3

�The College
church cantatas was composed before the secular cantatas
with which it shares a dozen numbers. I am not convinced. I think that here, too, as in all other known cases
of parodies, the secular work came first, the sacred laterthough some parallel numbers of the one and the other
may go back to a common earlier source.
The Christmas Oratorio is not only the most massive
case of parody, but it is also the one that comes closest
to convincing people that parodies do prove Bach did not
really care what words he combined his music with. As
far as I am concerned it is, however, the only case where
one could say an original number was "better" than the
later adaptation. For the Christmas Oratorio Bach drew
fairly extensively on a secular cantata (BWV 213) about
young Hercules at the crossroads of Virtue and Voluptuousness (or Pleasure). You will hear the beginning of
both versions of a tenor aria. In the secular version it is

sung by Virtue who tells young Hercules that on her
wings (yes, it is "her" despite the tenor voice) the budding hero shall soar and rise as on the wings of an eagle,
towards stars. The soaring, on the word schweben, really,
sensibly, "soars," hovers, floats in the air, having been

lifted up, off the ground, most powerfully and elegantly
by the octave swoop to a syncopated tonic and run up
to the dominant, all in the first bar, on the words "Auf
meinen Fliigeln"-"Upon my wings."
EXAMPLE 1:
Cantata No. 213, Hercules at the Crossroads, and
Christmas Oratorio

,.,e\ --'l'letl

will

'tlu(

~Wje-"''&gt;olkiJu. '5"d.l&gt;)e.

Ji&lt;

7,.1.4

flt-"«n le.

success.

Does that prove the texts did not matter to Bach? Not
a bit of it. The meanings of both texts are connected and
in the setting of the words Bach has been both inspired
and meticulous about fit and fitness.
One last word about the Christmas Oratorio. You have
heard the first bars of the arias sung by Virtue and the
Christmas version of it. There is not time-but neither is
there need-to play the lullaby sung by Voluptuousness in
the cantata about young Hercules and the cradle song in
the Christmas Oratorio-same song, the one in B, the
other in G. One can choose to be shocked or amused by
the transformation of the singer of that lovely tune· from
Voluptuousness to the Virgin Mary. I am amused. But I
see no reason why the nativity scene should not have the
tenderness previously given to the allegorical figure of
Pleasure. Neither can I get too excited about the fact
that the Christmas Oratorio begins with a kettledrum
taken over from the original of the opening number, a
secular cantata beginning ''T6net, ihr Pauken/' or "Sound

(bel\)
(he."-)

In the Christmas Oratorio this E-minor aria is lowered
to D·minor and the tenor sings it as a song of dedication
to the infant savior and asks for strength and courage for
a Christian life. The first words are "Ich will nur dir zu
Ehren leben." The "Jeben" comes where the "schweben"
did before. As we shall see later, weightlessness was a fea·
ture of Bach's music on the effects of grace. But in this
one instance I mvself feel the music has a more immediate
connection with 'the explicit verbal metaphor "schweben"
(for "to hover, or glide") than the implied metaphor of
"]eben" (for "to live.") (EXAMPLES 2 and 3) 2
This is the one and only example which I myself consider somewhat superior in the original, secular version.

In all the other cases of adaptation I find the sacred
"parody" superior to its secular original and, where it is
an adaptation of an earlier sacred composition, not

in~

ferior. The traffic was all one way, from secular original
to sacred adaptation or "parody," or from sacred original
14

to sacred adaptation-never the other way round, from
sacred to secular.
The four short Masses are cases in point here. They are
Greek "Kyries" and Latin "Glorias," short Lutheran
Masses, which use music previously composed for German
church cantatas. In the original the music often seems
tailor·made for the verbal cadence of the German text,
with such a close fit that even wordless instruments seem
to say the words of the text or at least clearly refer to it.
And yet that music re·combines with the different and
shorter Greek and Latin texts of the Mass with triumphant

ye drums." (BWV 214) It was a nice literal touch to
delight the groundlings in the secular work. It is in no
way out of place in the jubilant first number of the
Christmas Oratorio, which starts with words that do not
have an explicit mention of drums.

2 All but one of the examples used and, on the occasion of the
lecture, played, are currently available on records. The only exception
is the Christmas cantata No. 133. The chances are that some enterprising company may again come up with a seasonable recording of
that one, too. 1'be examples played were:
Ex. 1: Beginning of tenor aria "Aut rneinen FlUgeJn" from
cantata No. 213.
Ex.
Beginning of tenor aria "Ich wiii nur d:ii zu Ehren" from
the Christmas Oratorio.
Ex. 3: Repetition of Ex. 1.
Ex. 4' Beginning of cantata No. 21.
Ex.
Beginning of cantata No. 57.
Ex. 6, Beginning of cantata No. 54.
Ex. 7' Beginning of soprano aria from cantata No. 133.
Ex.
Alto aria from cantata No. 64.
Ex. 9' "Suscepit Israel" from the Magnificat.
Ex. !Q, Duet "Er denket der Barmherzigkeit" from cantata No.
10.
Ex. n, Beginning of cantata No. 10.

z,

s,

s,

�January, 1975
So much for the problems posed by the parodies. With
my next example I want to illustrate two points connected
with the question of declamation. My other examples will
be drawn from the cantatas and the Magnificat. To include
anything from any Motet would, I decided reluctantly,
take too long. The Passion according to St. Matthew I
take as read (and heard) -or, for Freshmen and Sophomores, still in the offing-and for the Passion according
to St. John there is, alas, no time. Neither is there for the
B-minor Mass.
Of the roughly two hundred extant church cantatas
only a portion are available on record; of the rough dozen
secular cantatas a much higher proportion. You may ask:
why restrict the examples to what is available on records? 2
My answer is that the voices, both human and instrumental, are very important for an assessment of Bach's

rhetoric and I want to give you as much of them as I can.
If you want to read about the subject and try things out
on the voice or piano, there are the books by Westrup and
Whittaker, Spitta, Schweitzer, Pirro, Parry, Terry, Tovey,
and others. And there are all the scores in the library.
And do consider Bach's texts and his treatment of them,
listen to what he tried to say when he sang. Consider, also,
the problem of translation: The question whether it is
better to sing them or to have them sung in a language
one understands and what is gained and what is lost by
translation.
For words did matter to Bach; they assuredly and
audibly mattered to him when he set them to music in
the service of his church and of his Lord and God, the
word made flesh. Most of the cantatas were written when
he was cantor of the church and choir school of St.
Thomas in Leipzig.
Bach was deeply concerned about the meaning of the
scriptural and other texts which he used in his church
music. He searched for the meaning and thought about
it and conveyed it in a variety of ways, some of them taken
straight from the art of verbal rhetoric, some of them not
available to that art; but these latter, too, were governed
by the word.
Verbal and musical rhetoric were seen as connected arts
at his time and rhetoric was still taken very seriously and
taught in the schools and universities. The connection
with mnsic was made in a whole body of teaching called
the doctrine of affects or of figures. The feelings or affects
were represented by musical figures, somewhat analogous
to figures of speech.
Johann Sebastian Bach-unlike his sons, who in their
day became more famous-was a keen and educated rhetorician. This must be clear to any careful listener to his
vocal music. It was also attested by Johann Abraham
Birnbaum, a teacher of rhetoric at the university of
Leipzig, who wrote of Bach that
He so perfectly knows the parts and advantages which
the elaboration of a piece of music has in common with

the art of rhetoric, that it is not only a most satisfying
pleasure to hear his thorough discourses on the similarity
and agreement between the two; but that also one can
only marvel at the skilful use he makes of them in his
work.
Birnbaum was defending Bach against an attack by a contemporary musician and critic, Johann Adolph Scheibe,
who had asked:
How can a man be faultless as a writer of music who
has not sufficiently studied natural philosophy, so as to
have investigated and become familiar with the forces
of nature and of reason? How can he have all the advantages which are indispensable to the cultivation of good
taste who has hardly troubled himself at all with the
critical studv, the cultivation and the rules which are
as necessary. to music as they are to oratory and poetry,
so that without their aid it is hardly possible to write
with feeling and expression?
What Scheibe called "the forces of nature and of reason"
was now being asserted against the theology and biblical
exegesis of Bach; and the new rhetoric of emotion and
expressiveness began to prevail over Bach's homiletics-, -his
preaching oratory.
Scheibe was not alone in his criticism. Rationalism was
on the rise and antagonistic to revelation. Bnt quite apart
from the content of his vocal compositions, Bach was
attacked for their form, too. There is no time to go into
the technicalities of the doctrine of figures, though every
example that follows could be discussed in technical terms.
Suffice it to say that a man like Johann Mattheson,
though on the one hand aware of-indeed a writer onthe system of "figures," on the other ridiculed Bach for
what he took to be faulty or unnatural declamation. He
found a ready target in the opening chorus of the cantata
Ich hatte vie} Bekummernis (BWV 21) which, as he put
it, "for a long time does nothing but repeat"
I, I, I, I had much grief, I had much grief, in my heart,
in my heart. I had much grief ...
and so on, and so forth. The repetition is undeniable. But
the chances are that Bach knew what he was doing. He
may have wanted to present the troubled "I" imprisoned
in its self-centered grief and in its self-echoing heart-then
to contrast it with the consolations of the Lord delighting
the soul. The English translation of the German translation of verse 19 of Psalm 94 (and I give you that, because
tense and structure differ somewhat )(wiil.li&lt;J be: "I had
many cares in my heart; but thy consolations ch,eered my
soul."

',,

'

Ich hatte viel Bekummernis(se) in meinem Herzen;
aber deine Trostungen ergotzten meine Seele.
It was that aber, the "but," that Bach wanted to highlight,
the contrast he wanted to bring out, both directly and

15

�The College
indirectly, in the musical treatment of the word itself-a
"mere" conjunction-and in that of the two halves of the
whole statement. It is conjunctions-and I could give you
a whole list of them-that show more clearly, perhaps,
than anything else how concerned Bach was with sentence
structure, grammar, and syntax-and not just with imagery.

Indeed the word ABER is put in a musical equivalent of
capital letters triply underlined. It could not be more
arresting and emphatic. (Very unlike an "aber" in Brahms,
I would say.) It is preceded by an instrumental sinfonia
or introduction, slow, sad, with sinuous oboe and violin
parts interplaying over a shifting base of sustained and
strangely modulating string and organ chords. Then comes
the chorus, with the triple exclamation "Ich, ich, ich,"
followed by quasi-fugal or canonic entries, maintaining the
sadness with many suspensions, seconds, and sevenths,

and introducing some agitation with hammering syllables.
EXAMPLE 4:
Cantata 21, Icl1 llatte viel Bekiimmernis

natural." But can "naturalness" be the sole or even the
chief criterion in the musical delivery of a message?
Under that heading there is also the question of the
natural stress and length of syllables in speech and what
happens to them when speech is sung, or becomes song.
In one of his Motets-that is, as its name might indicate, a vocal composition with words all the time, no

independent instrumental parts or interludes-Bach set
the text of verses 26 and 27 of Paul's Epistle to the
Romans, chapter 8:
Der Geist hiltt
m1srer Schwacllheit auf,
denn wir wissen nicht,
was wir beten sollen,
wie sich's gebiihret;
sOndeTn dCr Geist sellist
v'ertiltt ulls aUf's hest'e
~aussprechlichem Seufzen.

The Spirit helpeth
our infirmities,
for we know not
what we should pray for
ns we ought:
but the Spirit itself
maketh intercession for us
with groanings which cannot be
uttered.

After a cheerful and vigorous first line, clearly indicative
of the help given us in our weakness-especially, and most
graphically, in a long, low first syllable of SchwachJwit,
which after more than four bars is swung up an octave,

Ich Imtte viel Bekiimmernis
in meinem Hcrzen;
aber deine TrOstungen
ergOtzten meine Seele.

I had many cares
in my heart;
but Thy consolations
cheered my soul.

in the sopranos, for the syllables "-lleit auf" (in the German the Spirit helps our weakness up), there is dne stress
on the need for such help, in the repeated conjunction
"denn" (for "for we know not ...") separated from the
rest of the clause by rests and echoing from one choir to
the other. After "we know not what we should pray for
as we ought" comes: "but the spirit makes intercession

This goes on for thirty-six bars, and then comes that
lapidary ABER:

for us with inexpressible groanings." And what does Bach
do? At that "but," just before the word "sondern," he
switches from 3/8 to common time (or 4/4) which, however, he treats in a way so uncommon as to lift the listener
out of his seat and shift the singer from foot to foot, uncertain where the beat comes, as you can see in the bit of
notation I have given you of the clause of liberation introduced by the "sondern:"

'
•

~9-~~R

It is the pivotal point of this number and the pivot of the
message of the entire work. In this chorus it prefaces a
lively section on the consolations of the Lord. The rest
of the work has tlle same contrast, which is prefigured
in this number, of anxiety and solace, even joy, culminat-

ing in a triumphal chorus of great splendor at the end.
The whole work-it is Bach's longest cantata-is about
thatABER.
You may find the first choral portion somewhat repetitious too; but you probably see the point in retrospect.
Bach's contemporaries objected to it because it was "un-

16

The declamation on that "sondern der Geist selbst vertritt
uns auf's beste" is, of course, what the experts of the day
-and our day-would pronounce "faulty." The musical
accents, put in very deliberately and consistently by Bach
himself, do not fall on the stressed wordsl or syllables. It
is like a sudden off-beat bit of dance. !;put the squiggly
line under the word "vertritt" because"/l\suspecta· .. pun
th ere: the verb treten means " to step',I, 1
',_yertreten tO step
in the place of someone or something else. What better
wav to illustrate the mediation or intercession of the

Spirit than by a shift of beat or tread?
Strangely enough the ABER in the earlier example was
off-beat too. The spoken aber is a trochee. And it is inter-

�Januarv, 1975
csting that Bach, in the example from cantata No. Zl
which I p!a,·ed before, did not bring it in on the downbeat, but on the naturall\' weak beat after it, and gave
both svllables an unnatunil, artificial stress.
Albert Schweitzer, though most keen on the imagery
and pictorial aspects of Bach's music and quite capable
of casting occasional aspersions on Bach's way with words,
quite rightly referred to the next example we shall hear
as one that shovvs the immediacy with which Bach's music
arises from the natural declamation of the text of verse 12
of the Epistle of James:

seJi'&amp; {it aer Maim,
aer aTe AllfeChtrillg eraUJdet:
defln ilaciJdcTi1 er bewiilirct tSt,

wiTd CI

die KfonC aes I£bel1s

efnpfilnge'IJ.

Blessed is the man
that endureth temptation:
for when he is tried,
he shall receive the crown
of life.

But now, if we do what Schweitzer tells us to do, simply
read that sentence with the values and accents given to
the syllables by the lengths and stresses of the notes, we
discover something rather more interesting than "natural"
or correct declamation.

After the threefold "Selig" (Blessed, blessed, blessed),
the sentence gets going: blessed is the man . . . and
straightaway we have· misplacements of stress or length.
In the relative clause that follows it gets "worse." And
the most plavful, dancing distortion of the spoken rhythm
comes on "Wlrd Cf die Kfane d~s Lebefls ClnpfilngCn."
The hcmiola and its variant on the final "cmpfangen" are
not just what one might expect in any dance of those
clays. It performs a rhetorical function by its very linguistic "unnaturalness." It overcomes gravity by grace.
(EXAMPLE 5).
The music is mellifluous and the overall emphasis is on
grace, beatitude, and the crown of life.
Compare this with a cantata that also deals with the
overcoming of temptation but which does it very differcntll', both in text and music. It does not start and end
wit!; the blessedness that is the reward of virtue, but on
the contrary starts with the imperative: "Resist sin!":
"\Viderstehe doclr der Siinde," and supports it not with a
promise but a warning: "lest its poison take hold of you":
"sonst ergreifet diclr ihr Gift." It is all struggle and conflict and even the music is "unnatural" or strained, with
the singer, like the fiddles before her, coming in on the
leading tone, then g~ing cj_own to the dominant and up
to the subdominant 7-5, 4, outlining a dominant seventh
chord, over an equally astonishing, insistent I, and an
opening chord of 7 D
4 Ab
7

2 F
1 Eb.
In the opening phrase the root STEH of Widerstehe, or
"stand," as in 41Withstand," comes on the repeated subdominant. Later that root svllable is sustained first on the
5, then on the I, standing its ground against the pressures
of changing and conflicting harmonics.
EXAMPLE 6:

+5
3

~
,__

After this sombre battle song against sin, with its musical insistence on the need for steadfastness, let me just
mention some other words that Bach is apt to stress by
long notes, some verbs, notably, like bCtell, to pray, or
halten, to hold. And he gives them long notes not only
when they are in the grammatical imperative, as in cantata
No. 67, Halt im Gediichtnis Jesum Christ (Hold in remembrance Jesus Christ), or No. 70, Wachet, betet

17

�The College
(Watch, pray), but in any mood or tense, ever mindful
of the need for sustained effort and concentration, vigilance, prayer, and steadfastness. Even the evangelist's refrenee to Jesus praying in the Matthew Passion is lengthened somewhat on betete, though in recitative-which is
closer to the spoken language-the length must be less
than in an aria or chorus.

From this hortatory kind of preaching let us go to something quite different, a rhetoric that works by a choreography of layout, an art of positioning or deployment,
almost what one might get in a piece of typography. It
comes in the Christmas cantata Ich freue mich in dir
(I rejoice in Thee, BWV 133). The words of the first
part of the soprano aria say: "How sweetly it rings in the
ear, this word: my Jesus is born. How it penetrates my
heart." Even the repetition pattern of phrases and words
may give you an inkling of how Bach went about setting
this text:
Wie Iieblich klingt es in den Ohren/

How sweetly it rings in
the ear

\Vie lieblich
klingt es,

wie Iieblich klingt es in den Ohren,
wie lieblich klingt es in den Ohren,
wie lieblich klingt es in den Ohren,
wie Iieblicb klingt es in den Ohren,
dies \Vort-dies Wort--dies Wort:
Mein Jesus ist geboren-geboren.

WI ie dringt es in das Herz hineinl

this word:
my Jesus is born.
How it penetrates the heart!

You will hear the loveliness of the ringing before the
focusing starts in earnest, on "the word, the word, the
word." And when, after all this very pointed preparation,
the word comes, "Mein Jesus ist geboren," the first three
words of it are delivered on a monotone dominant-the
most concentrated way of communicating anything, I
suppose, in the midst of moving music-after which the
word "geboren" (or "born") comes down to the tonic
and up again, to remain suspended on a vulnerable 6,
then a 4, or subdominant, which may indeed pierce the
heart, as much as any verbal or pictorial account of incarnation and nativity. (EXAMPLE 7).
There is another use for the monotone. In the example
we have just heard it gave an almost hypnotic concentration on the words "Mein Jesus ist." Another Christmas
cantata, No. 64, Sehet, welcl1 cine Liebe (See how great a
love), has, in its soprano aria, a monotone emphasis on
the firmness, durability, eternity of the things that Jesus
gives, compared with the vanities of this world, which one
can hear going up in wisps of smoke. The words for what
endures are bkib'et fest und ewig steh'n and) they are
delivered on monotone quarter not1s;) with t)Je___'~st-ehen"lasting for over two bars.
,The alto aria in the same cantata supplies the opposite
extreme: upward leaps of major sevenths, intervals which
are hard to sing but have their clear rhetorical function.
When the singer sings about gladly giving up everything
18

for the sake of heaven, she leaps from the lower tonic to
the upper leading tone, on the word "bin," or "up."

The aria is about the insignificance of the world when
the inheritance of heaven is assured. Freedom from care
and for an unencumbered pilgrimage through life, a dancing pilgrimage, are put to us in the jaunty and at the same
time steadfast music scored only for alto, oboe d'amore,
and continuo. Over the steady eighths of the 6/8 time
the reed instrument and human voice interplay in wonderfully free and varied rhythm and the singer's words are
placed, both in time and pitch, in ways thaJ: at,e much
more telling than they would be if spoken. "Of the world
I'i'n asking naught"-"Von dCr Welt verlang' ich nichts":
spoken German would have very little stress on the
"von," none on "der" and much on "Welt." But Bach
cc:mes down with a bounce, an unprepared downbeat, on

"Von" and keeps doing it with tireless resilience.
Von der Welt verlang' ich nichts,
wenn ich nur den Himmel erhe.

Alles, Alles geb' ich hin,
weil ich genug versichert bin,
dass ich ewig nicht verderhe.

From the world I'm asking naught
if only I inherit heaven.
All, all I give up,
because I am sufficiently assured
that I shall not perish in all
eternity.

The way he dismisses natural gravity and scatters the
"nichts" sets the world at naught with an inspired and
physical immediacy. Bach does not only say it, he does it.
(EXAMPLE 8).
So much, then, for the delivery of texts with linguistically usual or unusual accentuation and lengths and a
variety of pitches and intervals: the rhetoric of declamation and gesture and dance.
It is an oratory of breathing, too. In the motet Singet
dem I-Ierrn ein neucs Lied (Sing unto the Lord a new
song) Bach not only sings, rejoices, dances, and plays, as
the text of the psalm enjoins, but at the end, on the
words "let everything that has breath praise the Lord"in German "Alles was Qdem hat lobe den Herrn," he
enacts, brings home, the breathing, the breath of life, in
loud, long, large~ lunged "A" s and "0" s, a clear allusion to

Alpha and Omega and at the same time a religious breathing exercise. You must listen to it for yourselves one day.
Or better still, sing it.
Thus there is preachment, and there is enactment of
what is preached. And, of course, the content of the
preaching covers the whole range of faith, hope, charity,
and the rest. Impossible to exemplify them all; but they
are all there, as one would expect, in cantatas for every
Sunday and Holiday of the church year.
But there is one more objection to sung sermons as
such that I should deal with: not so much that they are
ineffectual-and I don't believe they are; on the contrary,
I believe they are more effectual than spoken sermons, on
the whole-but that they can be unintelligible. I was
going to say "inaudible," but actually what I mean is the
kind of piece, mostly a choral piece, where the prolifera-

�January, 1975
tion of polyphonic parts makes it hard to hear the words.
My answer to that is that indeed the words may at
times be indistinct, but that at other times, sufficient
times, they are clearly audible. Take, for instance, a very
complex piece like the opening number of cantata No. 45
that has as its text Micah 6, verse 8: "He hath showed
thee, oh man, what is good; and what does the· Lord
require of thee but to do justly, and to love mercy, and
to walk humbly with thy God?" The German differs a
little and has something like: "You have been told, man,
what is good and what the Lord demands of you: namely:
to keep the word of God and to practice loving-kindness
and to be humble before your God." The German is:
"Es ist dir gesagt, Mensch, was gut ist und was der Herr
von dir fordcrt, niimlich Gottes Wort halten und Liebe
iiben und demiitig sein vor deinem Gott." And this is
what happens: An angular and fairly agitated instrumental
prelude prepares us for a grand choral fugue. The instruments keep on with their introductory music, while the
vocal entries over this ritornello do not invariably have
one set of music for one set of words and some of their
declamation is rather "instrumental," i.e., not exactly tail-

ored for voice or words. But we hear successive fugal
entries "Es ist dir gesagt," with a long "-sagt" for "you

have been told." Then the four voices sing that first phrase
all together, homophonically. This happens three times,
with polyphonic announcement followed by homophonic
repetition. All these come through clearly. After the third
homophonic repetition, the sopranos immediately and
audibly carry the sentence a bit further: "Es ist dir gesagt,
Mensch, was gut ist und was der Herr von dir fordert"

(" ... What is good and what the Lord demands of you").
The way the other voices come in and combine on those
words makes them only moderately audible. But Bach
has taken care to get each part of the phrase across clearly
somewhere or other. The altos have a clear, slow descent
with a half-note to each syllable on "was der Herr von
dir for-dert" when the agitation of the music seems otherwise too complex for comprehension of the words. But
the domination of the "instrumental" rather than declamatory way of writing means that it is expedient for Bach
to conclude the instalment on the first part of the sentence more homophonically, with the words more clearly
audible in the last bar or two because the voices sing
them all together. The orchestra then has a few bars of
this angular music by itself before the choir, all voices
together, homophonically and with great .. chordal resonance, crash in with an ultra-audible "NAMLICH" on
two half-note chords, f011owed.)by a bar's rest and another
Jrwuophonous_"l]iimljch"· to/launch the rest of the sentence aftcr~tlre "ilamely:" "niimlich Gottes Wort halten
und Liebe iiben und demiitig sein vor deinem Gott."
(Namely: to keep God's word and to practice charity
and to be humble before your God.) There are long,
emphatic notes on "halten," for keeping, holding on to,

the word of God, and there is a slow and very distinct
whole-note descent of the sopranos in the phrase about
walking humbly before God. The whole sentence is
then delivered again, in a similar though somewhat
abridged form and with only one "niimlich," the one that
runs into the phrase about what God wants. The earlier
more dramatic "namlicll"-with the first one quite alone,

followed by a pause before the
rhetorical method clearly. That
stress it. What preceded it in
made the music run away with
it is what matters and he has

repetition-shows Bach's
is how an orator might
the cantata might have
the words; what follows
to draw attention to it.

So we get the audible conjunction, the unamely," or (&lt;to

wit." The biblical context, what precedes the text of the
cantata in the Bible, calls for the arresting unamlich"
even more: it is a stream of verbose questions about how

the Lord may be propitiated: "Wherewith shall I come
before the Lord, and bow mvsclf before the high God?
Shall I come before him wit!{ burnt-offerings, with calves
of a year old? Will the Lord be pleased with thousands
of rams, or with ten thousands of rivers of oil? Shall I
give my firstborn for my transgression, the fruit of my
body for the sin of my soul?'' None of these things, comes
the answer, and refers the voluble enquirer to an earlier
communication-uyou were told"-and then, patiently,
sternly, spells it out once more: NAMELY: obedience to
the word of God, love, and humility. And in case the
musical excitement of it all is too great for the congregation to take it in-i.e., the prose of it-as clearly as it
should, the tenor, before himself singing his electrifying
aria on the consequences of the knowledge of what is due
to God, recapitulates what the opening chorus has sung,
in the clearly audible (and very expressive) paraphrase of
his recitative, stressing the need for fear of and obedience
to the Lord, for humility, and love.
From this discussion of the audibility or intelligibility
of a text let me finally go on to a much more difficult
matter: wordless messages. There are what is known as
cantus firmi in many of the cantatas. A cantus firmus is a
hymn tune or chant sung in slow motion in the midst or
on top of a polyphonic piece. There is the advantage,
here, of simultaneity: you can say several things at once
in music. But that is not all.
The ripieno choir's entry with the slow soprano line
0 Lamm Gottes unschuldig in the opening number of
the Matthew Passion, on the cue, the word "lamb,"
provided by the complex double chorus below, is very
powerful when it happens. What would be the effect of
that passion hymn-a German adaptation of the Latin
Agnus Dei-if it were not sung, but played on a wind
instrument? That, in fact, is Bach's more usual procedure,
and the wordlessness of such cantos firmi may increase
their power-provided, of course, the listener registers
them, as any attentive listener will. Bach wrote for a congregation that not only registered but recognized them.

19

�The College
Bach's familiarity with the hymnal was such that he
drew on whatever verse of whatever hymn was most apposite at any given moment-witness the reshufl!ing of t~e
original order of stanzas in the passwn chorales, for mstance in the Passions according to St. John and St.
Matthew, and, of course, with different, appropriate harmonizations. An instrumental cantus firmus is just a melodic line and leaves it to the listener to think of the
intended words, perhaps even to choose between two or
more possible sets of words.
.
It is in part this ambiguity and appeal to the hstener
to think, to articulate for himself, that gives a wordless
cantus firmus such force. Its increasingly arcane nature1

the growing secrecy of the message with the wani:'g ~f
the tradition that Bach could still take for granted m hts
day, may actually add to its force-provided the listener
attends and engages himself. It is less a matter of "research," though that may help, than of attention.
Once one knows that Bach is up to such tricks as cantus
firmi, registering them is the first step to identifying them,
either by instant recognition or by a little effort.. The
immediacy of a lost tradition may be gone, but famthanty
with a surviving bit of it may help, and so may famthanty
with other works by Bach or by other composers. Let me
give you an example.
The traditional tune of the Magnificat is not sung in
Bach's Latin Magnificat. It is played by the oboes over
the singers'
Suscepit Israel puerum sumn,
recordatus misericordiae suae.

He helped his servant Israel
in remembrance of his mercy.

EXAMPLE 9:
TONUS PEREGRINUS m the Magnificat (Suscepit
Israel)

r

· f;-g-· g_J r··lt'·~
11
..•~

~ t\=::::=-1~~

D•

'

~trt'_fl":lcf'ld'.?JJ£t!
--~
_ ~-=L ...E.::::±='.::

..---.._

r·t f ·t-::.c

ftrjl§tt'1i81fl.fTV\ ~
It is, on the other hand, sung as well as played in various movements of Bach's so-called German Magnificat,
the cantata Meine Seelc erhebt den Herrn (My soul doth
magnify the Lord, BWV 10); and in the alto and tenor
duet "Er denket der Barmberzigkeit und biltt seinem
Diener Israel auf' which corresponds to the Latin "Suscepit Israel," the cantus firmus is also given to the oboes
while the singers and continuo sigh away in a phrase
dominated by descending minor seconds.
Er denket der Barmherzigkeit
He remembers his mercy
und hilft seinem Diener Israel auf. and helps his servant Israel up.

20

EXAMPLE 10:
TONUS PEREGRINUS m altojtenor duet of cantata
No. IO

J65k J. r·\l.J.)&gt;·l)J.lJ±_t§_

Jb l.

c1J. 1.1 J. J.l J.J, 111. I@JJ:

One strange thing about that tune is its age and long
history. (And tradition is another kind of simultaneit~.)
The tune is known as the Tonus Peregrinus and was onginally, from the 9th century onward, associated with psalm
II 4 In exitu Israel, the one the pilgrims sing in Dante's
'
Purgatory: "When Israel went out of Egypt . .. ." I t n?w
survives in the doxology of some Enghsh-speakmg
churches. I am glad to say that two of Bach's settings of
it are included in the Music for Freshman Chorus. Aud
I would like to end with yet another, the setting that
begins cantata No. 10. The German words mean: "My
soul doth magnify the Lord and my spirit rejoices in God
my savior. For he hath regarded the lowliness of his handmaiden: for behold from henceforth all generatwns. shall
call me blessed." The words are spoken by the Virgin
Mary after the annunciation, when she visits her cousin

Elisabeth (Luke 1, verse 46-48). But you may prefer to
think of the pilgrims in the Divine Comedy-or, for that
matter, anywhere.
Meine Seel' erhebt den Herren
und mein Geist freuet sich
Gottes, meines Heilandes;
denn er hat seine elende Magd
angesehen.
Siehe, von nun an
werden mich selig preisen
alle Kindes Kind.

My soul magnifies the Lord
and my spirit rejoices
in God, my saviour;
for he has his lowly handmaiden
regarded. (German word order)
Behold, from now on
shall call me blessed
all children's children.

EXAMPLE ll:
TONUS PEREGRINUS in soprano and alto parts of the
opening chorus of cantata No. 10.

�Januarv, 1975

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CAMPUS -ALUMNI NEWS
·-·---··

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- - -

authors from Plato and Sophocles
through Tocqueville to the framers of
the fundamental American political
documents.
MELLON TUTORSHIPS

Three members of the Annapolis
faculty have been appointed to Andrew
W. Mellon Tutorships by the Board of
Visitors and Governors. They are Bert
Thoms, Curtis 'Nilson and Elliott
Zuckerman.

Those already holding such honorary
appointments

are

Laurence

Berns,

Samuel Kutler, Michael Littleton,
Robert B. Williamson, and E. Malcohn Vvvatt.
HOMECOMING

Dean Robert Neidor.f addresses the Graduate
Institute at the August 16 commencement.

29
The Graduate Institute in Liberal
Education concluded its eighth annual
session with the awarding of 29 master's degrees. TI1ese graduates bring the
total number of Graduate Institute
degree holders to 143.
This year's institute graduates are:
Bruce M. Adams, Paul F. Bitting,
Paula H. Cohen, Terrence N. Dilley,
Martin A. Drew, Edward H. Fitzpatrick, M. Signithia Fordham, Lorraine
Y. Garcia, Paul J. Garrett, Gene M.
Handy, Kathleen Horan, Barbara H.
Howells, Anne L. Kinard.
Also, Norman E. Levan, Renate J.
Lewis, Patricia B. Mager, Lois B. Martin, Virginia S. Newlin, Kenneth A.
Parker, Joseph S. Pluchinotta, Mary
D. Reed, Sandra N. Robinson, MarINSTITUTE GRADUATES

garet I. Sansom, Ramona Scholder,

Clara L. Small, Cecil

J.

Smith, Jerome

C. Smith, M. Carol Spreitzer, and
Laquita J. Wood.
HIGH SCHOOL PROGRAM

Homecoming 1974 reached its climax at a reception and banquet on
Saturday night, November 2nd, when
more than 200 alumni and guests gathered at the Annapolis Hilton Inn.
President and Mrs. Weigle, earlier
in the dav elected to honorary membership ii1 the Alumni AssOciation,
received a membership certificate as

St. John's third special summer program for high school students was
again held in Santa Fe in !974.
Coming from racially and geographicallv mixed backgrounds, the !8 innercity ·lOth and lith graders interspersed

well as a sterling bowl symbolizing Mr.
Weigle's 25 vears as St. John's 18th
president.
The weekend started with a lecture
by Samuel S. Kutler '54 of the Annapolis faculty, followed by a "beer and

twice-weekly seminars and two separate

conversation" gathering in the basement common room of Chase-Stone
House. Alumni, seniors, faculty, and

tutorials with horseback riding, Indian
dances, museum trips, hiking and
camping, a rodeo, and the Santa Fe
Opera.
Emphasis in this year's readings was

on political works, and on philosophical and literary works which have a
bearing on political questions. Once
again, the students demonstrated their
ability to read and discuss works by

others rallied 'round a flowing keg and
talked until the very small hours.
A true highpoint of the weekend,
and the core of a very successful home-coming, was the silver anniversary re-

union of the Class of 1949. Led by
Jonatban Brooks and Allan Hoffman,
with local coordination by Peter
21

�The College
ALUMNI SUMMER PROGRAMS

Last summer's program for alumni
and their families, held in Santa Fe, was
by all accounts a great success. About
40 persons were enrolled during the
two-week period, 12 of them for both
weeks.
Alumni classes represented ranged
from the 40's to the 70's, and several
non-alumni spouses participated. All
were impressed by the ease with which
such diverse ages came together for
genuinely good tutorials and seminars.
The obvious success of this first program in Santa Fe, together with the
strongly affirmative response to last
spring's questionnaire, will lead to similar programs on both campuses for
summer, 1975. And while final decisions had not been worked out by press
time, the following information is
available:

Hamill, 26 alumni and their guests
descended on the College in great
good spirit.
In a real coup, the '49'ers brought
former president Stringfellow Barr
with them to lead a special seminar
on The Federalist. The class then enrolled Mr. Barr into its ranks at the
banquet, where he was presented with
a. hand-illuminated scroll of appreciation. As a special gift he also received
a copy of Volume I of the Journals of
the Continental Congress, covering the
period September, 1774, through December, 1775.
The class also made Mr. Weigle an

On the Annapolis campus the program will be held during the period
June 15 to 29, in Santa Fe from August 3 to 17. As last year, alumni and
their families may attend either or
both weeks, and alternative tutorials
and seminars will be offered each week.
There will be ample opportunity for
s1ght-seemg and recreation, and supervised activities for younger children
will be available for a modest fee.
Full details for both programs will
sent to all alumni early in February,
g1vmg all mfonnation on curricula
faculty, and tuition and housing fees:
While costs will not be as low as last
year, every effort is being made to keep
them at a Ipinimum.
b~

Meanwhile, plan now to attend one
or the other of these interesting sesswns, or both, if the spirit and pocketbook are both willing!

Bernard F. Gessner '27 and William
W. Simmons '48 were reelected president and executive vice president, re-

spectively. Edward F. Lathrop '38 was
elected secretary and Carol P. Tilles
'59 became treasurer.
Other directors elected were Franklin R. Atwell '53, Mary A. DeC.
Braun '58, Garnett Y. Clark '36, E.
Roy Shawn '35, and Patricia W. von
Schwerdtner '70.
In other action the membership voted to donate $500 to the College for
purchase of lighting equipment for
Key Auditorium; to recommend that
the College obtain rights to Scott

honorary member, and presented him

Buchanan's printed works and to con-

with a Steuben crystal sculpture inscribed "RDW '49." As Allan Hoffman
said so aptly, this brought about what

sider publishing them; and to direct
the Board of Directors to review College publications such as lectures with

'Winkie"

a view toward listing them in 'some

Barr and Dick Weigle became classmates!

appropriate publication so that alumni
might purchase them.

A~~bQ!ATION

AWARD OF MERIT

was otherwise impossible:

..

.ANNUAL

1

MEETING

At the Annual Meeting on Homecoming afternoon a new slate of officers

and directors was elected.
22

One of the most important actions
of the Association Annual Meeting on
Homecoming Day was the presentation
of the Alumni Award of Merit for 1974.

Selected this year were John D.
Alexander, Sr., of the Class of 1920,
the !-Ion. Benjamin Michaelson, Sr.,
Class of 1912, and Ernst 0. von
Schwerdtner, Class of 1917.
Mr. Alexander, a native of Maryland's Eastern Shore, is a prominent
Baltimore lawyer and former law school
instructor. For many years he was

active with the old Maryland Tuberculosis Association, and is a past president
of the St. John's Alumni Association.
He is the father of John D. Alexander,
Jr., '53, also an attorney in Baltimore.
Judge Michaelson is a long-time resident of Anne Arundel County (Mel.).
He was for years general counsel for
the County Commissioners and then
headed th~ group which ,;placed the
Commissioners with a charter form of

government. At the time of his retirement in 1962 Judge Michaelson was
chief judge of the Fifth Circuit Court.
Mr. von Schwerdtner has been a St.
Johnnie all his life, since he was born
while his father was on the faculty of
the College. After graduation as valedictorian of the class he taught in several high schools and four colleges,
one of the latter his own alma mater.
At each of these institutions "Vonnie"
combined the coaching of one or more
sports with his academic work. In 1968
he retired as head of the modern language department at Towson State
College near Baltimore.
This year's recipients join 29 other
alumni who have received the Award
since it was first presented in 1950.
The resolution adopted by the membership at the Annual Meeting, October 22, 1949, reads as follows:
"RESOLVED: That an Award of
Merit in the form of a written scroll
may be made annually by the Alumni
Association and presented by the PresIdent thereof during the graduation
exercises at the College to an alumnus
of the College for distinguished and
meritorious service to the United States
or to his native state or to St. John's
College, or for outstanding achievement within his chosen field."

In 1953 the resolution was modified
to provide for presentation at Home-

�January, 197 5
coming, and in 1970 it was further
modified to allow for not more than
three awards to be made.

CLASS NOTES
1912
In the past year, Philip L. Alger has received
two notable awards, the first the Schenectady
County (N.Y.) Bar Association's Liberty Bell
award for distinguished community service.
Then in August Mr. Alger was presented the
lEEE Power Society's 1974 Power-Life Award.
Established in 1970, this award recognizes
power engineers who have made significant
contributions in the field of harmonious development of man and his environment.

1921
Dr. Thomas B. Turner, long-time member
and former chairman of the Board of Visitors
and Governors, is the author of "Heritage ot
Excellence," a book covering a 32-year segment
of the history of the Johns Hopkins Medical
Institutions. Dr. Turner, dean emeritus of the
Hopkins Medical School, presented a copy of
his book to the College last spring.

1927
Louis D. Clark writes that Ira Fulton Catlin.
who taught at St. Paul's School for Boys in
Baltimore and at several colleges, is now living
in retirement in Almond, N.Y.

1939
James E. "Barney" Boyle returned to the
United States this fall from Germany, where
he was director of the German-American Institute in Tiibingen, West Germany.

1941
Philip H. Dougherty's July 30th column in
the New York Times, a feature covering the
advertising business, devotes considerable space
to remarks by Victor G. Bloede, III, on the
"dirty tricks" in the agency business. The occa·
sian was Vic's farewell as outgoing chairman
of the American Association of Advertising
Agencies. He is quoted as saying: "I have to
believe the people in this business could com·
pete just as vigorously while observing certain
civilized standards of business behavior. . . .
Come to think of it, dirty tricks may be going
out of style anyhow."

1944
The following from Jake Smedley is selfexplanatory: "We were never much on organization, but '44 salvaged a small last-minute
reunion for number thirty. Kitty and Dave
Dobreer took a break from medical practice in
California to come early and visit daughter
Sal1ie, a senior with an eye on a math thesis.
Georgie and Jake Smedley, your scribe, joined
them for Friday dinner and the lecture, bringing news from Haven Simmons, who would
be in Annapolis later in the month, and Sig

Sorenson, recently hit with an ulcer operation
and unemployment. Sig asks where is Fred de
Armond; anybody know?
"TI1e Einstein seminar was stimulating but
imposing, and it was good to see Jimmy Raley's
smiling face waiting in the dining room. Still
full of blarney, he escaped for a few hours from
St. Mary's County, where he is in charge of
school construction. Next came Russ Levering,
still in tobacco but on the government end
now, and still in great enough shape to field
the strongest foot in the alumni-student soccer
gmne.
"Jim and Russ left, but Herb Taylor, our
'44 in residence, was on hand, and Eleanor
and Tllad Prout arrived to join in tribute to
VVeigle and \Vinkie at the dinner. Thad is
chief of medicine at Greater Baltimore Medical Center and active in medical research.
"In a few hours it was over. This was my
first reunion in 25 years. Annapolis and the
college changes and so do we. Guards hover
over the campus and the streets at night are
uneasy. VVe have greyed or balded or slowed
a step. Yet there is vitality in the college and
in us. Heading back to social work at the
Children's Village in Dobbs Ferry (N.Y.), I
felt some emptiness: I suppose I had sought
the past, but the present is good."
As a footnote: two and one-half weeks after
the above-noted gathering, Howell Cobb was
on campus and stopped for a fine talk in the
Alumni Office. He was here showing St. John's
to daughter Mary Ann as she sorts and searches
through colleges. A post-WW II Virginia law
graduate, Howell is in practice in Beaumont,
Texas,

1947
Paul G. Sitton, the Early American History
specialist of the Manuscript Division, Library
of Congress, has been elected a director of The
Manuscript Society, an internation~l group of
collectors, curators, and scholars established to
foster the greater use of original source manuscript material in the study, teaching, and
writing of history.

ered their educational connection. (Could the
article in the June Reporter have helped?)

1950
John J. Logue, director of Villanova University's World Order Research Institute, lectured
this past May on "The Future of the Oceans"
at the Universities of Stockholm, Gothenburg,
Oslo, :mel Amsterdam.

1951
Last May Alfred P. Franklin was awarded
the M.B.A. N degree by Rutgers University.

1955
Barbara (Brunner) Oosterlwut is now a student at the Law School of the University of
Maryland.

1956
Our very mobile TV news director, Pasquale
L. Polillo, has become Vice President for News
of the TV Stations Group for Westinghouse
Broadcasting Company, with offices in New
York City.

1958
Nauey (Eagle) Lindley received the degree
of Master of Music at the 1974 Commencement at \Vest Virginia University.
-

1959
After five years as an administrator of a middle school in Tallahassee, Fla., John E. McDevitt, III, is now assistant director of the Leon
County (Fla.} program for gifted children,
and is very excited about the possibilities for
this pilot project.

1960
Katherine (Hsu) Haas tells us that she and
Raymond '58 have sold their ranch in North
Dakota, and are now in Annapolis for a while.
Both are teaching at Key School, she in elementary school, he in high school. Katherine
has just received her B.S. degree from the University of North Dakota.

1948

1961

LeRoy E. Pagano is the new chairman of the
Department of Business at Staten Island Community College, He had been a member of
the faculty at Newark College of Engineering
before moving on to Staten Island,

Michael G. Gold and Rene Selvin were married in New York on April 21, 1974.
Paul Rosenberg is now Information Manager
of the Baltimore Region Institutional Studies
Center.
Jolln R. Pekbnen, author of the recent book
The American Connection and former Life
magazine correspondent, has been chosen for
the Drug Abuse Council Fellowship program
for 1974-75. John will consider the influences
of drug manufacturers on medical school education, a line of investigation arising from his
book.

1949
A clipping from the Yonkers, N.Y. Herald
Statesman for November 6th contains an interesting profile on A1ron Bisberg, who last April
became a "corporate drop-out" to open The
County Bike Center in Armonk, N.Y. Our
thanks to Jake Smedley '44 for sending this
item to us.
Gordon E. McNamee, film producer, writes
that Robert L. Campbell '45 wrote the script
for "my latest scienCe-thrill movie 'Understanding Underwater Chest Drainage'," and will do
another script this fall. It was only after working together for some time that the two discov-

1963
William N. Davis in June was elected vice
president of the brokerage firm of White, Weld
and Company in Boston. Will, his wife Jessica
(Hoffman) '65 and, to quote her, "three magnificent sons," Joshua, aged 9, Alexander, aged

23

�The College
6, and Benjamin, aged 2, live in Newton,
Mass.
Alan H. Dorfman has joined the Annapolis
faculty full-time this fall, after teaching freshman mathematics last year. Alan holds a master's degree in mathematics from Johns Hopkins
University.
J. Morrow and Carol (Dimit) Otis have announced the birth, on October 22nd, of Jordan
Morrow Hunter Otis.
A memorial fund has been set up in Annapolis by the family and friends of Elliott A.
Rosenberg, who died in February, 1972.

Another new tutor in Annapolis this year is
Deborah Schwartz. She comes back to the campus with two master's degrees, one in psycholinguistics from Johns Hopkins University, the
other in French and linguistics from GeOrgetown University.
The editorial page of the New York Times
for July 20th carried a brief article by Jonathan
H. Sinmeich, questioning the justification for
individual state bar examinations. And Jon
himself was scheduled to take the New Y ark
State version of those examinations on the next
two days!

1964

1969

Advice from Pomona College informs us that
W1i11iam P. Banks has been promoted to associate professor of psychology for this academic
year. Bill, a member of the Pomona faculty
since 1969, holds M.A. and Ph.D. degrees from
Johns Hopkins University.
Ralph E. Englesby is teaching at the Pasir
Ridge School in Borneo, a school run for the
Union Oil Company of Indonesia.

James Cromartie (SF) has completed his
Ph.D. degree in ecology at Cornell University,
and was due to join the faculty of Stockton
State College (N.J.) in late summer as an
assistant professor of environmental studies.
M. Richard Stevens, missionary-in-charge of
St. John's in-the-Wilderness Episcopal Mission
in Allakeket, Alaska, and Miss Linda Epstein
were married on June 11th in Allakaket. The
service was performed by an Athabascan Indian,
the first graduate of Richard's training classes
for the sacramental priesthood. The new Mrs.
Stevens is Associate Fiction Editor of Cosmopolitan magazine. Richard hopes to start work
a year from now on an M.A. degree in special
education for emotionally disturbed children,
possibly at Columbia University.
Catl1erine (Allen) Wagner has received a
fellowship from the Henry L. and Grace Doherty Charitable Foundation, Inc., to study
the iconography of ceremonial art in highland
Peru during the Incaic and early Colonial
periods. The grant covers travel costs fo;r her
and accompanying family, a 12-month living
al1owance and minimum research needs. Cathy
is a graduate student in anthropology at the
University of Illinois.

1965
Very late we have become aware of an
August, 1973, article in Business Week which
mentions Sharon L. Bishop. Sharon is an associate, and one of the top women, in the management consulting firm of Booz, Allen and
Hamilton in Washington, D.C. The company
specializes in services to government and nonprofit clients in the social welfare field. Sharon
has published in several professional journals.
Grace (Logerfo) Dawson is the co-author,
with Thomas Muller, of "The Impact of Annexation on City Finances: A Case Study in
Richmond, Virginia," published by the Urban
Institute.
Mary Louise (Biggar) Main was awarded the
degree of doctor of philosophy by Johns Hopkins
University on May 24th. The entire college
community was saddened by the death, on June
20th, of Mary's husband, Alvin. He had been
a member of the St. John's faculty since 1960,
and was on leave of absence at the time of his
death. Mary is on the faculty of the University
of California at Berkeley.

1966
Th~

1971
Rather indirectly we have learned that Jane
(Goldwin) Bandler is in Washington, D.C., at
the Montessori Institute this winter.

!916----Col. Jacob M. Pearce, Phoenix,
Aw.. , September 19, 1974.

1967

1916-Col. Guy D. Thompson, Annapolis, Md., November 10, 1974.

1968
Bartholomew Lee paid us a visit in the
Alumni Office early in the fall. Bart is now
with the law firm of Frederick P. Furth in
San Francisco, working "16-18 hours a day,"
and apparently enjoying every minute of it.

24

1972
After a year of accumulating graduate
courses in chemistry and mathematics, T. Alex
Lmvson (SF) has accepted a teaching assistant
position with the chemistry department at
Arizona State University. He is ultimate1y
working toward a Ph.D. degree in organic
chemistry.
Ensign Dana E. Netherton is stationed
aboard the U.S.S. Nathan Hale, a Poseidonclass nuclear submarine now undergoing overhaul at the Bremerton (Wash.) Naval Shipyard.

A card from Susan (Kiralis) SI1ipman tells us
that David entered the philosophy department
of the University of North Carolina this fall,
and that son Ezra Lee was one year old about
the same time.

1973
Peter Fairbanks and his wife are living in
\Vexham, Buckingharnshire, England, while he
is an apprentice with Sotheby &amp; Co., studying
the "art trade." The Fairbankses found a "lovely red·brick orangery" to live in, and hope to
stay put until late next summer. They see John
Dean '70 frequently, and had a visit from Peter
Squitieri during the summer. 111e Fairbanks's
address in \Vexham is The Orangery, Langley
Park.
Another recent fellowship winner is Mark
Jordan (SF), who has received a Richard M.
Vleaver Fellowship, paying tuition and a stipend of $2,000 to a prospective university
teacher committed to the liberal arts. Although
the grant may be used at any university here
or abroad, Mark has selected the University of
Texas for his studies.

In Memoriam

guest preacher on Sunday, June 23rd, at
St. Anne's Church in Annapolis was the Rev.
\Villiam N. McKeaci1ie, the Diocesan Theologian of the Diocese of Toronto, Canada.

Karen S. \Valker was schgduled to receive
her B.S. degree in tropical agriculture in December from the University of Hawaii. Her
pL1ns were then to go into graduate work in
genetics.

Information reaches us that Peter Blachly
has become a Sikh, with a new name, Singh
Sahib Sat Peter Singh. Peter plays guitar in,
and manages, the Khalsa String Band.
Shire Chaikin has been transferred from
New Jersey to Colorado by his employer, TriChem, Inc. Shire heads a sales force of 1,100
women in Colorado, Wyoming, New Mexico,
and Texas.

1918-Dr. Charles L. Billingslea, Westminster, Md., October, 1974.
1920-Dr. Thomas P. Thompson, Aberdeen, Md.
1922-Heath D. Goldsborough, Severna
Park, Md., November 27, 1974.
1922-Richard T. Porter, Salisbury,
Md., September 24, 1974.

1925-Edward P. Tickey, West Haven,
Conn., September 12, 1974.
1936----John D. Hampshire, Baltimore,
Md., September 23, 1974.
1948-Dr. Thomas I-I. Blatt, Pikesville,
Md., October 22, 1974.
1948-Alan S. Maremont, San Francisco, Cal., September 3, 1974.
1974-SF-Max Waite Ball, II, Santa\ J
Fe, N.M., September, 1974.
/.
_ y
Faculty (SF)-Ingeborg Loreni-- ta~i~:)
Colorado Springs, Col., September 28, 1974.

�NOMINATIONS FOR THE BOARD OF VISITORS AND GOVERNORS
Next spring two vacancies will be created for alumni
representatives on the Board of Visitors and Governors
of the College with the expiration of the current terms of
Dr. Eugene Cozzolino of the Class of 1929 and John D.
Oosterhout of the Class of 1951. Dr. Cozzolino has asked
that he not be nominated for a second term, and Mr.
Oosterhout is ineligible for re-election, having served two
consecutive terms.
Accordingly, the directors of the Alumni Association,
following procedures established by the Polity of the College and the Association By-Laws, have nominated James
H. Frame of the Class of 1950 and William W. Simmons
of the Class of 1948 to fill the positions being vacated by
Messrs. Cozzolino and Oosterhout.
Provision is also made in the Polity and By-Laws for
nomination by petition of any thirty alumni. This year
Jonathan D. Sinnreich of the Class of 1968 has been
nominated by such a petition.
The result of all this is that there are three nominees
for the two vacancies mentioned above. (Their pictures
and brief biographical sketches appear elsewhere on this
page.) Thus an election must be conducted bv mail ballot,
with the two nominees receiving the highes-t number of
votes being considered elected. All alumni (graduates and
former students whose classes have graduated) are eligible
to vote.
A ballot appears at the bottom of this page. Please
vote for two alumni, no more, no less; the By-Laws provide that a vote for two of the candidates is required for
validity. Detach and mail the ballot to me at St. John's
College, Annapolis, Maryland 21404, so as to reach me
no later than March 15, 1974. The results of the balloting
will be announced in the April issue of this magazme.
Thomas Farran, Jr.
Director of Alumni Relations

Jim Frame is Director, Programming Development, L1nguage and Data Facilities, at
IBM's System Development Division Programming Center, Palo Alto, Cal. Since he
joined IBM in 1956 Jim has held a number
of positions, including Programming Center
Manager, Raleigh, N.C., and Programming
Systems Manager at IBM's facility in Uithoorn,
Netherlands. He is now responsible for programming development activities and languages
related to data base I data communications prodFrame
ucts. Jim, his wife Heloise (Albritton) and
their seven children make their home in Los
Altos Hills, Cal. Son Matthew is a graduate of the class of 1973 at St.
John's, while daughter Margaret is a former member of the class of 1974.
Bill Simmons is one of three brothers who
attended St. John's. After graduation he attended the University of Virginia for a short
period. He came back to Annapolis in 1950 to
join Fawcett Boat Supplies, Inc., a marine
supplier in the Chesapeake Bay area. Bill is
currently vice president of the company which
is headed by Richard H. Hutchings of the
class of 1944. Bill is a member of several boating dubs and organizations, and has been active in a number of civic groups. He has served
Simmons
as treasurer of the St. John's Alumni Association. For the past two years Bill has been executive vice president of the Association. Bill and his wife Anne (McKay)
live in Sevema Park, Md., and are the parents of two college·age offspring.
Jon Sinnreich, after graduation in 1968,
worked first as a junior high mathematics
teacher, then as a technician with the Anne
Arundel County (Md.) Office of Planning and
Zoning. He entered the University of Virginia
School of Law in 1970, and finished there in
January, 1974. While in Charlottesville he
managed a low-cost housing project, served as
a consultant to the State Planning Subcommittee of the Virginia Legislature, and was a winter law clerk with the finn of Amold &amp; Porter.
Sinnreich
Jon is now a litigation associate at Paul, Weiss,
Rifkind, Wharton &amp; Garrison in New York
City. lie and his wife, Masha (Zager) of the class of 1970, and their
young son, Aram Arthur make their home in Manhattan.

CUT ALONG THIS LINE

BALLOT -ALUMNI REPRESENTATIVES
BOARD OF VISITORS AND GOVERNORS
I hereby cast my ballot for the two candidates indicated
(a vote for two candidates is required to validate ballot):
)

James H. Frame '50 _ _ _ _ __

Detach and mail to: Alumni Office

William W. Simmons '48_____

St. John's College
Annapolis, Md. 21404

Jonathan H. Sinnreich '68_ _ __

�SALUTE to The St. John's Review
The first issue of a new student publication appeared
on 18 November 1974. Its name, content, and editorial
policy (especially the plan to compose future issues around
single topics) are so promising that we would like to
welcome it here.

Our salute to this new journal is whole-hearted, though
it comes with one auspicious and one drooping eye. The
St. John's Review will make it even harder for The College
to get contributions from students past and present. It is
the failure of some students and alumni articles to reach
me when they were needed that made us resort to J. S.
Bach when we might have had something on mythological
tapestries or an account of the route taken by Odysseus
as recently sailed and seen by a St. John's student or, for
that matter, the hoped-for responses to the Commence..
ment addresses of the summer issue. On the whole, however, the Review is not only going to be a good thing in
itself but likely even to benefit The College: by printing
interesting contributions and prompting others-perhaps
even contributions for The College which are eagerly
a\vaited.

B.R.v.O.

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

Aprill975

�THE COLLEGE

Vol. XXVII

April, 1975

Number 1

JOHN SPANGLER KIEFFER
ON THE COVER:
John Kieffer died on March 29, 1975.

Editor: Beale Ruhm von Oppen
Managing Editor: Thomas Parran, Jr.
Editorial Advisory Board: William B.
Dunham, Barbara Brunner Oosterhout
'55, E. Malcolm Wyatt, Robert S.
Zelenka, Elliott Zuckerman.

THE COLLEGE is published by the
Office of College Relations, St. John's
College, Annapolis, Maryland 21404,
Richard D. Weigle, President, William
B. Dunham, Director of College
Relations.

Published four times a year, in January,
April, July, and October. Second class
postage paid at Annapolis, Maryland
and at other mailing places.

In the death of John Kieffer all of us at St. John's College have
lost a challenging teacher, a committed scholar of the Classics,
a respected colleague, and a warm friend. To his widow, Roxana
Kieffer, we extend our heartfelt sympathy and our prayers.
John Kieffer joined the St. John's Faculty in the fall of 1929
as an Instructor in Classics. A native of Hagerstown, Maryland,
he had graduated cum laude from Harvard College in 1927 and
earned his master's degree there two years later. His Ph.D degree
he subsequently received from The Johns Hopkins University,
having written on "Galen's Introduction to Logic." His principal
professor at Harvard spoke highly of him and accurately predicted,
"I think he will do good work."
When the present program was introduced in 1937, John Kieffer
was one of those who made the successful transition and came to
teach in all parts of the new curriculum. It was a tribute to the
respect in which he was held that the Instruction Committee
recommended that he become President in 1947. The Board of
Visitors and Governors unanimously concurred and noted in the
public announcement that he had been "one of the major factors
in establishing and developing the program at the College."
Over the 46 years of John Kieffer's dedicated service to St. John's
College he has filled a wide range of positions, always with distinction, with unselfishness, and with humility-President, Visitor
and Governor, Dean, Assistant Dean, Director of Adult Education, Leader of the European Seminar, Director of the Summer
Freshmen, and, last but most important, Tutor. The scroll pre·
sented to him in June of 1969 best describes him in its concluding
sentences:

As Dean, over the past seven years, he has held the program
steady on its course. As scholar he is erudite and precise.
As Socratic teacher, he has led ten generations of students
to love learning. This man of calm dignity has always been
passionate in his love of the Greeks, of the Good, and of
St. John's College.
Richard D. Weigle
President

IN THE APRIL ISSUE:
The Perfections of Jane Austen, by Eva Brann ..... .

1

The Odyssey of the "Cresta," by Kimo Mackey ......... .
Picture Credits: Pages 15-17, Kimo Mackey,
Don Goff; page 19, Tom Parran.

15

Campus-Alumni News

18

�The Perfections
of
Jane Austen
By Eva Brann

I.
The immediate occasion for this attempt to speak
about Jane Austen is the two-hundredth anniversary of
her birth: she was born on December 16, 1775.
Since this lecture is a labor of love, I shall not scruple
to enhance its legitimacy by adducing documentary proof
that there exists an old tradition of offering transatlantic
tributes to Jane Austen. In 1852 a female member of the
distinguished Quincy family of Boston wrote as follows
to one of Jane Austen's naval brothers, Sir Francis Austen:
Since high critical authority has pronounced the
delineations of character in the works of Jane
Austen second only to those of Shakespeare, transatlantic admiration appears superfluous; yet it may
not be uninteresting to her family to receive an
assurance that the influence of her genius is extensively recognized in the American Republic,
even by the highest judicial authorities. The late
Chief Justice Marshall of the Supreme Court of
the United States, and his associate Mr. Justice
Story, highly estimated and admired Miss Austen,
and to them we owe our introduction to her society.
Jane Austen would have loved this. manifesto, and would
have declaimed it joyfully to her family. I am much afraid
she would have done the same to this lecture.

II.
The American letter is taken from the Memoir of Jane
Austen which was written in old age by her nephew,
James Edward Austen-Leigh. Since he had actually known
his aunt as a boy, his memoir is the leading account of
her life, while its main source is the collection of letters

she herself wrote to members of the family, particularly
to her sister Cassandra. Cassandra Austen was the only
person to whom she revealed the plots of her novels before publication, at least until late in her life, when her
favorite niece Fanny Knight was inducted into that merry
conspiracy. These writings and others have been woven
into a tactful, perceptive and therefore profitable biography
by Elizabeth Jenkins. Beyond that, the study of Jane
Austen's life is a pleasantly interminable but superfluous
labor, because so much and yet so little is known.
This is what we do know: that she admitted no torments of the soul, was not afflicted with epileptic seizures,
extruded no devils, committed not sins of the flesh and
undertook no expiations of the spirit (I mention these
negative occurrences because they appear to have been of
importance in the lives of other novelists). Instead, she
confesses in a letter of Monday night, December 24,
1798, that "there were twenty dances and I danced them
all." On Wednesday, May 6, 1801 she writes:
Mrs. Mussell has got my gown, and I will endeavor
to explain what her intentions are. It is to be a
round gown, with a jacket and a frock front, like
Cath. Bigg's, to open at the side. The jacket is
all in one body and comes as far as the pocket
holes ....
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�The College
This description continues, too expertly for my compre-

closest to Jane Austen, of all that part of the correspond-

hension, over a page.

ence which we might term "really interesting" and to

The family griefs, on the other hand, are not dwelled
on so extensively in her letters-they are to be borne with
an effort to be "tranquil and resigned." Nor does her
novel-writing add much external incident to her life. She
appeared on the title page of her novels merely as "a Lady"
and preserved her anonymity as long as the proud London brother who acted as her agent would permit it. Not
that she considered her writing a mere avocation-she
repeatedly referred to a novel in progress as her child, her
"darling child." She simply shunned publicity, preferring
with wicked glee to collect the candid reviews aired by
unsuspecting neighbors. She steadfastly abstained from
entering the literary circles of London and even refused
an invitation to meet Madame de Stael. In the portentous
sense of the word, she had no "Life."
This view agrees with the judgement made by her
nephew in a postscript to his Memoir. He says:

which we would claim access in the interests of historical
research and the public's right to know. By destroying,
without asking anyone's leave or advice, all the letters
to herself touching intimate matters, Cassandra Austen
has drawn a noble and fitting moat of silence about her
sister's life, incidentally teaching her readers also to make
a proper distinction between their writer's private affairs
and her intentionally public works.
That distinction is particularly called for by Jane
Austen's own private delicacy and literary discretion. She
would, of course, never have had so unfeelingly profiteering
a heart as to write a sister's suicide (had such a thing
occurred) into a novel-a thing done by a German
novelist of this century-for she did not even use innocuous incidents in an unaltered form. The only clearly
identifiable actual occurrence I know of is the present of
an amber cross which midshipman WaJiam Price makes
to his sister Fanny in Mansfield Park. Jane Austen's own
young naval brother, Lieutenant Charles, had once generously laid out part of some prize-money in a topaz cross
for each sister, and he had even added a gold chain, which
extravagance William cannot match-a circumstance important to the story.
So much the more are the important incidents of her
life either subverted or muted or transmuted. It is known
that she was once engaged over-night to a very respectable
gentleman and that she broke off the engagement after
a brief agony. No such occasion occurs in the novels. It
is known that she herself was devout, but references to
faith in her works are rare and measured. And finally, it

The grave closed over my aunt fifty-two years ago;
and during that long period no idea of writing her
life had been entertained by any of her family.
Her nearest relations, far from making provisions

for such a purpose, had actually destroyed many
of the letters and papers by which it might have
been facilitated. They were influenced, I believe,
partly by an extreme dislike to publishing private
details, and partly by never having assumed that
the world would take so strong and abiding an
interest in her works as to claim her name as
public property. It was therefore necessary for

me to draw upon recollections rather than on
written documents for my materials; while the
subject itself supplied me with nothing striking
or prominent with which to arrest the attention
of the reader. It has been said that the happiest
individuals, like nations during the happiest
period, have no history. In the case of my aunt,
it was not only that the course of her life was
unvaried, but that her own disposition was remarkably calm and even. There was in her nothing
eccentric or angular; no ruggedness of temper;
no singularity of manner; none of the marked

sensibility or exaggeration of feeling, which not
infrequently accompanies great talents, to be
worked up into a picture. Hers was a mind wellbalanced on a basis of good sense, sweetened by
an affectionate heart, and regulated by fixed principles; so that she was to be distinguished from
many other amiable and sensible women only by
that peculiar genius which shines out clearly
enough in her works, but of which a biographer
can make little use.
A deeply gratifying item in this summary is the news of
the destruction by Cassandra Austen, the person always
2

is known, from a brief break in Cassandra Austen's re-

serve, occasioned by the sudden death of a young man
who had reawakened the episode for her, that there had
once been a suitor whom Jane Austen would have accepted had he not suddenly died. But in exactly what
way such a loss might make itself felt in the novels is a
matter on which it is as futile to present public conjectures as it is natural to entertain private certainties.

Without denying for a moment that her views and her
situation inform her novels most felicitously, I conclude
that they contain nothing strictly "autobiographical." I
therefore pass on to the works themselves.

III.
Jane Austen wrote a perfect number of perfect novels.
In the probable order of her last attention to them these
six are: N orthanger Abbey, Sense and Sensibility, Pride
and Prejudice, Mansfield Park, Emma, and Persuasion.
Their perfection, which I shall treat as given, presents
at once an invitation and a difficulty. Devoted novel
readers know that their attention is ever divided between
the talc and their delight in its telling. And so, while
reading, I find myself continually forming the question:

�April, 1975
just what is so wonderful here? What is the essence of
this perfection? But here arises the difficulty: it appears
to be the nature of perfect works that they have no
crevices by which to force an entry. Ordinarily in dealing
with an ostensibly truth-telling text we bustle into it,
we expound, expose, penetrate to something carefully
secreted, decently hidden, unintended, or false. I wonder
whether such burrowing is ever quite in harmony with
the author's hopes, except perhaps in the case of the
Platonic dialogues. At any rate, confronted with these
novels and ashamed to force unseemly entries, I am
driven to the thought that their kind of perfection is
impenetrable and has no obscure depth; that it presents
a smooth, continuous plane, which is not a surface be~
cause it has no hidden center. These works repel interpretative assault, whether it is attempted through a long
siege of cyclical reading or in a straight dash through the
six. And yet there is no escaping the insistent desire to
lay hold of the essence of those novels, a desire which
is really the wish to capture and fix their pleasure by an
adequate reflection on its cause. But since a penetration
of the novels seems to be a doomed undertaking-their
essence apparently being that they have none-I thought
I might satisfy myself by attempting merely to articulate
and itemize the various perfections and felicities which
make the novels what they are.

IV.
Before I begin this attempt, I would like to present
two negative results. Perfection is sometimes said to consist in a certain complete rightness for the purpose, in a
totally unaccidental and unique appropriateness.
Now the names in Jane Austen's novels are frequently
felt to be perfect, but Jane Austen often found them by
accident and never simply invented them. Wickham and
Willoughby, for instance, the two wicked-sounding villains of Pride and Pre;udice and Sense and Sensibility,
and the hard little Lucy Steele are named from tombstones
and a marriage announcement that happened to have
come to the author's notice. She never permits herself
an explicit "speaking name," such as the "Lydia Languish"

or "Mrs. Malaprop" of Sheridan's Rivals (a popular play
in the Austen household). At most there are place-names
like "Merytown," where the gay red-coats are quartered
in Pride and Preiudice, and "Donwell Abbey" as well as
"Hartfield" in Emma. The latter is a true punning name
(the only one of which I know in all the novels), for
Emma says of her home that
... there does seem to be something in the air
of Hartfield which gives love exactly the right
direction ....
Furthermore, practically all the names of her heroinesEmma, Fanny, Catherine-already occur in her early works
attached to quite different characters. So also do her male
surnames, while the first names are often indiscriminately

borrowed from her brothers-Edmund, Henry, James,
Charles. Therefore, whatever it may be that makes her
names so right, it is not that they are uniquely appropriate,
but rather the same thing that makes our own names so
rightly ours.
My second negative conclusion is that the understanding of what is perfect as that which could not be otherwise cannot apply. My evidence is the case of the last
chapter of Jane Austen's last book, Persuasion. She had
gone to bed one night dissatisfied to the point of depression with the climactic tenth chapter. On the next day
she found herself able to write anew the crucial scene
in which Captain Wentworth and Anne Elliot finally resume their long-interrupted intimacy. The cancelled chapter was preserved and is reprinted in the Memoir. Retrospectively nothing is more obvious than the superiority
of her second resolution. Captain Wentworth now approaches Anne not as the result of a gratuitous intervention on the part of a really nice man, but because he
has overheard a conversation between Anne and a brother
officer on the very question of the book-whether in
constancy and the ability to sustain long-lived love, women
in fact excel men. Furthermore, Anne now undergoes the
"revolution" in her condition not in comfortable privacy
but under the intensifying restraint of a hotel room
swarming with friends. Yet I must reckon with the likelihood that, had I known only the first version, I would
have thought it all it ought to be. I must conclude that
it is not part of the perfection of Jane Austen's writing
that it could not be otherwise, but only that we can think
of no way to improve it, just as are the arrangements of
nature beyond our own invention.

v.
Let me, then, go on to the enumeration of her perfections. It will include some items concerned with her
matter and others with her form, and cutting across this
distinction, some items dealing with what she is given
and others with what she herself makes.
It is, of course, this very harmonious fitting of setting
and talent, matter and form, which distinguishes her
novels. The felicity of the fit is displayed in the irrelevance
to Jane Austen of the romantic pair "conventional~uncon-.

ventional" -neither are in the least appropriate to her
accepting detachment from society.
Surely here, if anywhere, is repeated the case of
Themistocles as told in the Republic: He was abused by
a nobody from Seriphus, who claimed that Themistocles
had become illustrious not thanks to himself but to his
city; Themistocles replied that, had he been from Seriphus,
he would indeed have failed to make a name for himself
and had his critic been from Athens he would have remained equally obscure. So also with Jane Austen and
her setting, the English countryside. But this story and
its application point to a great puzzle which I have not

3

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come near enough to resolving in the observations that
follow: how is it that a result which requires so happy a
concourse of circumstances should yet appear as a standard
of excellence?

one who knows enough of happiness to prefer it to other
states.

VI.

But there is also a more strictly novelistic, I hesitate
to say, compositional, reason for her choice of this one
universal ending.
All the novels are essentially about young women. The
youngest heroine, Fanny Price of Mansfield Park, comes
on the scene when she is ten, though she does not stay
ten for long, since, as Jane Austen observed in a letter,
"One does not care for girls till thei are grown up." The
oldest is Anne Elliot of Persuasion, who passes from a
faded twenty-seven to a blooming, engaged twenty-eight
in the course of the novel. Except for Emma, whose whole
behavior marks her as having no sibling, an the women
bear themselves very much as sisters-their characters are
formed by and displayed in sisterly affection. These young
women develop an attachment to a man; it is reciprocated.
Internal and external difficulties intervene; there is demonstrative or silent suffering fully reported, the former with
somewhat checked sympathy, the latter with warm admiration. (It should be noted here that this authoress never
pretends to describe the inner life of the men as she does
that of her women.) Then, shortly before the close of
the story, the young woman briefly vanishes, usually into
the spacious seclusion of a shrubbery or a promenade.
For crucial deolarations are made and received in privacy,
and though the woman's response is shaped by her breeding, it is not a part of social intercourse. Her answer is
therefore at most reported indirectly, as in Emma:

ll1e first of my articulable felicities is the circumstance
that there is one and only one outcome for all the novels
-marriage. Not that courtship and marriage are the theme
of the novels; properly speaking, they do not have
"themes," since they are not about notions but about
people, albeit people with characters. Of the three novels
whose titles might appear to show otherwise, one, Pride
and Prejudice, was an irresistible phrase borrowed from
Jane Austen's predecessor, Fanny Burney; the second,
Sense and Sensibility, was originally named after the
heroines, "Elinor and Marianne," and Persuasion was
named posthumously by her brother.
What I mean is rather that each novel in fact ends in
one, two or three marriages, not to speak of the underheroines' alliances which occur on the way, or those
catastrophic counterparts of legitimate unions, forced marriages after elopement.
This singleness of story is a source of perfection first
because it excludes all exotic scenes or violent action.
Instead it fixes our interest on the course, in all its subtle
possibilities, of a small but essential part of human affairs
-on the settling of a woman for life. It stands to reason
that the perfection of subtlety requires a standard plot
concerning an unspectacular but crucial human event.
A second happy aspect of this choice of matter is that
under Jane Austen's management it causes every novel
to end happily. For example, here is the ending of Emma;
Mrs. Elton, an ill-disposed commentator, begins:
Very little white satin, very few lace veils; a most
pitiful business! . . .'-But in spite of these deficiencies, the wishes, the hopes, the confidences,
the predictions of the small band of true friends
who witnessed the ceremony, were fnlly answered
in the perfect happiness of the union.
Jane Austen never, except in fun, entertained the romantic
notion that the pleasure of the reader or the gravity of
the novel could be increased by providing a spuriously
disastrous conclusion, such as Charlotte Bronte gave her
novel Villette. That otherwise wonderful work ends with
a doom-laden paragraph strongly suggesting that Lucy
Snowe's husband-to-be is lost at sea, leaving her with the
chilly consolation of a going girls' school. Jane Austen,
on the other hand, knows what the angels know-that
happiness is more worthy of note than unhappiness. And
since she has it in her novelist's power to make a second
world, she chooses, with golden rationality, to make it a
happy world, and, with sparkling invention, an absorbing
one. Of course, she presupposes a sensible reader-! mean

4

VII.

What did she say? Just what she ought, of course.
A lady always does.-She said enough to show
there need not be despair-and to invite him to
say more himself.
Consequently, in an opus entirely about the coming together of women with men, no one ever quite enunciates
the words "I love you."
The engagement is announced, loose ends are tied up,
the union is brought about, and with a prognostication
of their future happiness, explicitly including the continuation of the sisterly bond, the heroines are finally dismissed from view.
This pattern follows from the facts of life, as well as
from the demands of fiction. The getting or foregoing of
a husband is the great hazard in a woman's life, the greatest occasion for an exercise of sensibility and an exertion
of sense. The early twenties, the very period in life, according to Jane Austen, "for the strongest attachments to
be formed," therefore contain the moment when she is
most alive-when she most has the principle of motion
within herself.
That is by no means to say that life is over when the
era of courtship ends-a very unlikely view for an unmar-

�April, 1975
ried woman who regarded the single woman's "dreadful
propensity for being poor" as among the strongest arguments for matrimony, and who allows her Emma this
rejoinder to a young friend who exclaims:
' ... you will be an old maid, and that's so dreadful!'
'Never mind, Harriet, I shall not be a poor old
maid, and it is poverty only which makes celibacy
contemptible to a generous public!'
On the contrary, the busy tranquility and solid comfort
which constitute continuous happiness begin exactly when
a woman is settled, one way or another, for life. There
are in the novels nnmerous satisfying descriptions of
sedate marital existences and comfortably confirmed
spinsterhoods. Later life has lost just one property, which
is clearly described in a letter Jane Austen wrote to Fanny
Knight:
Ah! what a loss it will be when you are married.
You are too agreeable in your single state, too
agreeable as a Neice. I shall hate you when your
delicious play of mind is all settled down into
conjugal and maternal affections.
What is lost is the liveliness, the inner motion of the girl.
"Marriage is a great improver," Jane Austen drily observes
in a letter, because it fixes the feelings and makes fast the
character. (The confirmation of her view is to be found
in the fifty pages which constitute the "peace" part of
War and Peace, in the dowdy bliss of the miraculous "First
Epilogue.")
Now a person whose inner motion has been damped,
who displays a settled mind and steady sentiments, is a
comic character, in the six novels, and in life. The young
heroines are sometimes themselves witty, and often provoke an affectionate smile, but they are not comic, while
all the old married couples and spinsters are, for all their
virtues, or even because of them, comic-I mean, comical.
What makes them so is that they are quite literally, "creatures of habit." For their nature is not so much a spring
of fresh life as a source of self-reproduction. (A view of

gig, comfortably conversing the while, and such is the
old sailor's handling of the craft that Mrs. Croft has to
intervene:

'My dear admiral, that post!-we shall certainly
take that post!'
But by cooly giving the reins a better direction
herself, they happily passed the danger; and by
once afterwards judiciously putting out her hand,
they neither fell into a rut, nor ran foul of a dungcart; and Anne, with some amusement at their
style of driving, which she imagined no bad
representation of the general guidance of their
affairs, found herself safely deposited by them at
the cottage.
The happy consequence, then, of the arrangement by
which the heroines pass out of view with marriage, is that
each novel has a foreground of liveliness against a background of life; each novel contains two perfectly perspicuous kinds of imitation, one of living character and the
other of completed "characters." However, it should be
noted that these "characters" too have a dignity, which
derives from the intimations we are given that their lives
have roots and ramifications not properly included in a
novel.

the comic as a "mechanical inelasticity" and "fundamental

absentmindedness" of the living soul, which almost fits
the case, is to be found in Henri Bergson's essay
"Laughter.") They (I could say "we") seem to mimic
their own settled selves; all their activity has turned into
"behavior," a kind of deliciously petrified self-expression.
They have practiced being themselves so long that it
comes by habit. T11ey live through a recogniza"ble ritual
which feeds the human delight in identifying images. By
so escaping their own notice such beings particularly invite fascinated observation; their well-bred absurdities
embellish the world like elegant arabesques.
A prime example of this mode of being is found in the
most happily married of all the married couples, Admiral
and Mrs. Croft in Persuasion. They are out driving their

VIII.
Nothing can be clearer than this-the novels are themselves imitations of life and contain imitations of humap
beings, especially of human beings in society, conversing.
No symbols, metaphors, mere patterns, or levels of abstraction are to be found in them nor do the figures in
them "exist only within the context of the work." Certainly there are revelations, correspondences, significances.

But nothing is ever there for mere form's sake or to sug_gest or stand for something else-which is why the novels
so repel literary criticism.
The evidence for the latter claim, that the novels contain

near~animate

humans, is in the after-life her creatures

were allowed to lead. Her family knew things about her

5

�The College
people which were not in the books, and this shows that
their lives extended beyond their published stories. They
knew that the "considerable sum" given by the horrible
Mrs. Norris to William Price was all of one pound, that
Kitty Bennet married a clergyman near Pemberly, and
that the inconvenient Mr. Woodhouse died two years

exactly catches Aristotle's distinction between history and
poetry-the former tells what did and the latter what
might believably happen.

after Emma's marriage. In a letter to her sister, Jane

While the young women are very much her creaturesbecause they are both most her own inventions and yet
most their own women-her older characters are much
more apt to be imitations of types living about her. It is
a wonder that this extraordinary woman could observe,
without interfering in the least, the settled idiosyncracies
of her very ordinary neighbours. But in fact many of her
own epistolary accounts of local society could go straight
into a novel, as for example this passage:

Austen pretends that she saw a portrait of Mrs. Bingley,
the former Jane Bennet, at a London exhibition of Sir
Joshua Reynolds' paintings, and that Mr. Darcy would
not let his wife Elizabeth's likeness be exposed to the
public eye.
The Pygmalion-like fondness she has for her own girls
again shows how near alive they are: her sudden reference

to "My Fanny" in the last chapter of Mansfield Park, her
fear that no one will like Emma but herself, her appreciation of Elizabeth Bennet, of whom she writes in a letter
that
I must confess that I think her as delightful a
creature as ever appeared in print, and how I shall
be able to tolerate those who do not like her at
least I do not know.
That the novels are indeed intended to be accurate imitations of English life is shown by Jane Austen's meticulous correctness concerning details. For example, she
writes to her sister about a passage in Mansfield Park:
I have learned from Sir J. Carr that there is no
Government House at Gibraltar. I must alter it
to the Commissioner's.

What is apparently the only real error of fact in her
works was caught by her farming brother who writes:
I should like to know, Jane, where you get those
apple trees of yours to blossom in July?
And her careful criticisms of her writing nieces' early
attempts almost always turn about matters of accuracy,
probability, and consistency. So she writes:
A woman, going with two girls just growing up,
into a Neighborhood where she knows nobody
but one Man, of not very good character, is an
awkwardness which so prudent a woman as Mrs.
F. would not be likely to fall into. Remember,
she is very prudent; you must not let her act
inconsistently.
Or:
... and I have sc.ratched out Sir Tiw: from walking with the other Men to the Stables, etc. the
very day after his breaking his arm-for though
I find that your papa did walk out immediately
after his arm was set, I think it can be so little
usual as to appear unnatural in a book.
In this requirement of "nature and probability" she
6

IX.

Poor Mrs. Stent: It has been her lot to be always
in the way; but we must be merciful, for perhaps
in time we may come to be Mrs. Stents ourselves,
unequal to anything and unwelcome to everybody.
Or this description of a difficult brother's visit:
I am sorry and angry that his visits should I)Ot give
more pleasure; the company of so good and so
clever a Man ought to be gratifying in itself; but
his chat seems all forced, his Opinions on many
points too much copied from his wife's and his
time here is spent I think in walking about the
House and banging the doors, or ringing the bell
for a glass of water.
What she does for the comic characters she finds about
her is to accord them the saving grace of a merciful screening, by means of which she filters out the infuriating
aspects of those incessant performances, like continual
door-banging and ineffectual fussing, to which creatures
of habit are given. So is irritating fact transformed into
delicious fiction, and the lovableness of fully fixed humankind acknowledged.
A luxurious license of selection, or rather of exclusion,

is in fact close to the essence of Jane Austen's imitative
art. Let me give a survey of the omissions which define
her copy of the world.
First, the large universe and its embroilments are not
allowed to intrude into it. There is no place in her world
for foreign parts or big cities, although her information
was by no means parochial. Italy and France are only
mentioned as the romantic setting for the gothic novels
she loved to caricature; Ireland is a comic place of exile,
London a way station for elopement. Politics is utterly
absent although the Austen household was by no means
isolated-no one talks politics in the novels, partly because merely ma•le conversation is rare. The only reference
to a burning issue occurs in the following preposterous
form in Emma. In warding off the officious exertions
Mrs. Elton insists on making through her connection,

�April, 1975
Mr. Suckling, Jane Fairfax, who finds herself obliged to
seek a position as governess, says:

if it could be had; if not, of solemn specious
nonsense, about something unconnected with the

'There are places in town, offices, where inquiry

Scott, or a history of Buonaparte, or anything
that would form a contrast and bring the reader
with increased delight to the playfulness and
epigrammatism of the general style. I doubt your
quite agreeing with me here. I know your starched

would soon produce something. Offices for salenot quite of human flesh-but of human intellect!'
'Oh! my dear, human flesh! You quite shock
me; if you mean a fling at the slave trade; I assure
you, Mr. Suckling was always rather a friend to
the abolition!'
Nor is there any mention of the French Revolution,
although a close relation had lost her husband in the
Terror; nor of the Napoleonic Wars, although she had
brothers who were line officers in the British navy; nor
of the War of 1812, although she reports in her letters this
grimly intelligent assessment of that conflict by one of
her brothers:
His view, and the view of those he mixes with,
of Politics, is not chearful-with regard to the
American war I mean; We are to make them good
sailors and soldiers and gain nothing ourselves.
Music and poetry, on the other hand, both of which
she both appreciated and herself plied, do play a role in
the novels, albeit a most peculiar one, because displays
of art appreciation are always slightly funny and references in works of art to works of art slightly doubtful.
Jane Austen had her reservations about the cultivation or
display of fine sensibilities. So music is celebrated chiefly
in the social function of masking conversation. In Sense
and Sensibility embarrassing confidences are imparted to
Elinor by Lucy Steele, while
Marianne was giving them the powerful protection of a very magnificent concerto.
And poetry in large doses is regarded as mildly deplorable
-it is slyly said of Captain Benwick, a romantic young
man in Persuasion, who grieves for his dead bride with
more sensibility than constancy, that
He was evidently a young man of considerable
taste in reading, though principally poetry....
so that Anne
ventured to hope that he does not always read
only poetry; and to say, that she thought it was
the misfortune of poetry, to be seldom safely enjoyed by those who enjoyed it completely; ....
Nor do the novels contain anything but mock descriptions of history, criticism or morality. She exuberantly
wrote to her sister of Pride and Pre;udice:
The work is rather too light, and bright, and
sparkling; it wants shade; it wants to be stretched
out here and there with a long chapter of sense,

story; an essay on writing, a critique on Walter

notions.

And it goes without saying that the novels are devoid
of any reference to philosophy; it is among Jane Austen's
perfections that she foists no inquiries into being on her
characters-a ridiculous task for images to undertake, except in rare cases.
She herself explained these omissions in her novels on
an occasion which clearly caused her unholy joy. The
Regent, an admirer of her novels, had asked his librarian,
the Reverend J. S. Clarke, to invite her to inspect his
library. A correspondence ensued. Mr. Clarke had suggested that she should write a novel about an English
clergyman, including a disquisition on the benefits of taking away tithes (of which he himself was ardently persuaded), and a description of the clergyman having to
bury his own mother because the High Priest of the parish
failed to pay her remains the proper respect (which had
been his very experience). Miss Austen's response was
the hilarious "Plan of a Novel, according to hints from
various quarters," in which the heroine's father is indeed

involved.
in many interesting situations, concluding with

his opinion of the Benefits to result from Tythes
being done away, and his having buried his own
mother ... etc.
This plan was a wicked performance which she kept to
herself. Instead she wrote the man a very forbearing letter declining the charge laid on her with the following
explanation:
The comic part of the character I might be equal
to, but not the good, the enthusiastic, the literary.
Such a man's conversation must at times be on

subjects of science and philosophy, of which I
know nothing; or at least be occasionally abundant
in quotations and allusions which a woman 1 who

like me, knows only her mother tongue, and has
read very little in that, would be totally without
power of giving. A classical education or at any
rate, a very extensive acquaintance with English
literature, ancient and modern, appears to me

quite indispensable for the person who would do
justice to your clergyman. And I think I may boast
myself to be, with all possible vanity, the most
unlearned female who, ever dared to be an authoress.

7

�The College
Now this is very much exaggerated-she read French and
Italian and had read extensively in English. But it shows
her scrupulous demand for the verity which comes from
first-hand knowledge. The very criticism of the poets
which Socrates makes in the Ion, that they never, beyond
hearsay, really know whereof they sing, is emphatically
refuted in her novels-she knew her world; she had constructed it in accordance with her limitations and aversions.

This is the exclusionary aspect of her scale.

X.
But as she omits what is alien, so she elects what is
close, and with relish. In a letter to one of her young
writing nephews she refers to two mysteriously missing
chapters of the novel he is currently composing and defends herself against any suspicion of having purloined
them:
What should I do with your strong, manly,
spirited sketches, full of variety and glow. How
could I possibly join them on to the little bit
(two inches wide) of Ivory I work with so fine a
Brush, as produces little effect after much labor.
This bit of banter shows how deliberate her choice of
scale is; a letter to a writing niece shows how happy she
is in that confinement:

You are now collecting your People delightfully,
getting them exactly into such a spot as is the
delight of my life. 3 or 4 families in a country
village is the very thing to work on.
A thoroughly known, small closed setting is the source
of delight.

XI.
Now this small world is a distillation of her own surroundings, the countryside and its families, "nature" and

human beings.
Jane Austen loved landscapes; a lovely landscape she
thought was like a paradise. But in her novels landscapes
make very peculiar paradises. One of the Austen family's
favorite poets was Cowper, from whose poem "The Sofa"

came these applicable lines:
God made the country, and man made the town.
In the novels God's work is carried through by gentlemen who own and improve estates. For all her landscapes
are prospects of improved estates. For instance, in Emma,

the sight of Mr. Knightley's Donwell Abbey and his
tenant farmer's Abbey Mill, both well-managed places,
makes her exclaim:
It was a sweet view-sweet to the eye and the

8

mind. English verdure, English culture, English
comfort. ...
Neither arc her vistas the enchanted idyllic pastorals of,
say, Tom Jones (incidentally, a favorite with the Austens),
nor does she endow unimproved mere nature with senti-

ment. So Elinor squelches Marianne's laments about having no one with whom to share her autumnal transports
by the brisk observation that
It is not every one ... who has your passion for
dead leaves.
On only three occasions, I believe, is English verdure
replaced by English water: at the sea resort of Lyme Regis
in Persuasion, at Sanditon spa, the setting of her last
unfinished novel, and in the Portsmouth scene of Mansfield Park. I have often wondered what might be the
continual source of the exhilaration in this last setting,
which is as sordid as anything in the novels can be, with
its stifling sickly town sun serving only to bring out the
stains left on the wall by Mr. Price's head. When Fanny
Price arrives to visit her own family after an absence of
a decade, the house is in more than its usual disorder;
no one attends to her, everyone is hallooing the news that
her brother's ship "the Thrush has gone out of harbour,"
until she nearly faints. But in compensation there is a
description of the harbour to make the heart, especially
a sailing heart, leap:
The day was uncommonly lovely. It was really
March; but it was April in its mild air, brisk soft
wind, and bright sun, occasionally clouded for a
minute; and everything looked so beautiful under
the influence of such a sky, the effects of the
shadows pursuing each other, on the ships at Spithead acnd the island beyond, with the ever-varying
hues of the sea now at high water, dancing in its
glee and dashing against the ramparts with so fine
a sound, produced altogether such a combination
of charms for Fanny, as made her gradually almost
careless of the circumstances under which she
felt them.
But I think the real reason for the acute charm of Portsmouth is Mansfield Park itself. There is significance in
the fact that Mansfield Park is the only novel Jane Austen
herself named after a place. Behind the indoor squalor
and the naval beauty of Portsmouth there is the secure
tranquility of Fanny's real and longed-for home, the park,
at whose still, almost torpid, center sits Lady Bertram on
her sofa, a sort of serene English version of Oblomov,
the Russian hero who never leaves his couch. 'I11e exhilaration of Fanny's temporary place of exile, is, like most
contented excitement, grounded in the ever-present recollection of a well-ordered home.

�April, 1975
XII.
This very gleeful sobriety by which a lovely landscape
appears simultaneously as a profitable property is to me
the most delicious of Jane Austen's felicities. The scanda·
lous fact of the matter is that a number of heroines first
see their future husbands in the light of eligibility while
viewing their estates. It is true of Emma, of Fanny, of
Catherine, and, most candidly, of Elizabeth, whose pride
and prejudice against Darcy are shaken by her visit to
his estate:
She had never seen a place for which nature had
done more, or whose natural beauty had been
so little counter-acted by an awkward taste .... at
that moment she felt that to be mistress of
Pemberly might be something.
And she playfully asserts to her sister that her love for
Darcy dates from her first seeing his beautiful grounds.
This perfect identity of romance and real estate, this
unembarrassed transition from sentiment to sober assess-

ment which the young women are permitted to display
in the novels, as any sensible young women would in
life, is. the essence of what causes content in them: the
perfect coincidence of sense and sensibility.
In the same spirit money plays a great role. Jane
Austen's fervent conviction, expressed to her favorite niece
Fanny who repeatedly consulted her modest and understanding aunt on marital questions, was that:
Anything is to be preferred or endured rather
than marrying without affection.
Nonetheless, the presence of money determines the pas·
sibility and confirms the rightness of a projected marriage;
a decent competence is its minimal requirement, while
a good fortune is very desirable. What everyone "has" is
the frequent object of notice and speculation-whether
it is an insufficient pittance of 350 pounds, such as neither
Edmund nor Elinor are "quite enough in love" to think
"would supply them with the comforts of life," or a fine
fortune of 30,000 pounds yielding 2500 a year. Jane
Austen displays the same sobriety in life when she writes
about her books:
People are more ready to borrow and praise than
to buy-which I cannot wonder at; but tho' I like
praise as well as anybody, I like what Edward calls
pewter too.
Giddy and showy people may care about carriages, as does
silly Mrs. Elton who manages to introduce into one short
conversation four references to the barouche-landau (the
Cadillac of carriages) owned by her relations. But solid,
trustworthy people, in the novels as in life, require a sufficiency of money, and the ending of no novel leaves me
so comfortable as the cool conclusion of Mansfield Park:

With so much true merit and true love, and no
want of fortune or friends, the happiness of the
cousins must appear as secure as earthly happiness
can be.-Equally formed for domestic life and
attached to country pleasures, their home was the
home of affection and comfort; and to complete
the picture of good, the acquisition of Mansfield
living by the death of Mr. Grant, occurred just
after they had been married long enough to begin
to want an increase of income . ...

The comedy of the novels is well complemented by a
practicality which admits that the death of an unloved
character may serve to complete "the picture of good."

XIII.
From her external world let me pass to the moral world
she imitates, the world to whose conduct and virtue,
manners and morals, she and her sister and her family
:md her neighbourhood were bred. We must be grateful
to it for being a dignified and shapely world, whose favorite epithets convey a sense of clarity concerning what
is worthy and unworthy-a world in which the words
"comfort" and ''consequence" and "connections," in all
their sedate rationality, have a clear reference; where a
well-considered outing is termed an "eligible scheme";
where considerate people act "upon a system"; a quiet
evening spent in talk is "conversible"; and "the rational
pleasures of an elegant society" are highly valued. Although the novels are devoid of even the slightest didactic
taint, they do teach-if nothing else the shape and ways
of one integral world.
To keep this world plausible she exercises her most
admirable restraints. She admits nothing very vicious and
nothing very violent, for most novel-reader's lives are not
directly determined by such things, whatever hyperbolic
spirits may claim. Her unpublished and unfinished works
are, to be sure, significantly more pungent than those she
released. Her very early sketches contain burlesque murders, the heroine of a short later novel which she withheld from publication, Lady Susan, is unprincipled, hypocritical, scheming, crude, and cruel, and the fragmentary
novel The Watsons may have remained so precisely because it promised to become too sordid. But her published
works deal only with domesticated vices and with venial
sins whose punishment is simply exile from her worldwitness the beginning of the last chapter in Mansfield
Park:
Let other pens dwell on guilt and misery. I quit
such odious subjects as soon as I can, impatient
to restore everybody, not greatly at fault themselves, to tolerable comfort, and to have done
with the rest.

9

�The College
Nonetheless, within her scope, there is clear wrong as
well as right, and a diction to match-lucidly determined
in condemning and sweetly reasonable in condoning. And
since it is the most universal and necessary of social activi~
ties to pass judgement on others, while she thinks too
much of her characters not to judge their actions as she
would her own, they are all disapproved or approved. She
never withholds judgement from her own creatures since
she knows firmly what romantic ironists later obscured:
that in fiction vices not condemned are celebrated. But
it should be said that she always assigns to her people
some saving graces, and, more importantly, some saving
flaws-for she writes to her niece:
... pictures of perfection, as you know, make me

sick and wicked.
XIV.
Now the chief flaws of manner, disposition and prin·
ciple which she admits are reserve (that is, a mean lack
of openness), ill·breeding, love of change and restlessness
(said to be the consequence of vanity and extravagance)
and its attendant irregularity of life, unfeeling cold·
heartedness, inconsiderateness, indelicacy and finally, ir-

rationality.
The virtues are of course everything opposite. For them
there is a vocabulary of excellence which wins at least my
deepest accord. It contains terms like integrity, candour
(meaning a well-disposed receptivity) and clusters like
"goodnatured, useful, considerate, or benevolent." It expects that a woman know how to govern her feelings and
be "acquainted with herself" (that is, that she have selfcontrol and self-knowledge), and first and last, that she
be "rational," that is, in accord with her principles. In

sum, it requires her to be at once amiable and well·
principled, terms which in conjunction curiously well
describe the womanly English equivalent of the Greek
kalos kagathos, the generous and upright man.
"Amiable," which is in Emma contrasted with French
"aimable," agreeable, is defined there as an "English

delicacy towards the feelings of other people," uncondescending graciousness. As for principles, 11active principles"-these are the common maxims of moral action,
and not in want of articulation, certainly not in a novel,

which is no place for an inquiry into virtue. There are
moments, as in the following passage from Mansfield
Park, when Jane Austen comes close to enunciating them,
only to glide away after all:
Henry Crawford had too much sense not to feel
the worth of good principles in a wife, though
he was too little accustomed to serious reflection
to know them by their proper name, but when
he talked of her as having such a steadiness and
regularity of conduct, such a high notion of honor,

10

and such an observance of decorum as might
warrant any man in the fullest dependence on
her faith and integrity, he expressed what was
inspired by the knowledge of her being well·
principled and religious.
The ladies and gentlemen of her novels do not reflect
on principles within them, and neither does she.
Nonetheless, although unarticulated, they are the basis
of all active excellence. Those who are good by mere
disposition or habit are slightly comical, like the kindhearted, fluttery Miss Bates, or the ever-cheerful, arthritic
Mrs. Smith, whose "disposition to be comforted" is termed
"the choicest gift of Heaven" with the same slight irony
that a similar phrase always has in Socrates' mouth. Such
a disposition is quite distinct from that principled resignation in the face of unavoidable sorrows which gives her
young women such dignity.
The acquisition of good principles requires both the
faculty Jane Austen calls "understanding" and "instruc·
tion:"

Nature gave you understanding:-Miss Taylor
gave you principles,
Mr. Knightly says in praise of Emma.
The question whether people are good by nature or by
nurture is raised in Mansfield Park. Fanny has silently
determined that Mary Crawford's transgressions are a
consequence of what she is; Edmund, who thinks he is
in love with her, considers that her faults, which are
faults of principle, ... of blunted delicacy and a
corrupted, vitiated mind,
are the consequence of ignorance resulting from a perverse

upbringing. But I think Jane Austen finally sides with
Fanny. The indelicacy or moral obtuseness which permits
Mary Crawford to scorn the profession of a clergyman,
to wish a young man about to be ordained to play oppo·
site her in a Kotzebue comedy called "Lover's Vows,"
and to expect him to gloss over his sister's adultery comes
from a coarse nature. Jane Austen once refers to the
projected Mansfield Park as a novel about ordination, a
curious description until one recalls that Edmund's ordination is indeed the touchstone of the two women's nature
and understanding.
It is therefore clear that Jane Austen is completely in
accord with Socrates in thinking that virtue is knowledge,
and that to know the good is to do it. Understanding is the
sole condition of moral excellence, while ignorance of
the real wrong that is being done accompanies all transgressions. At least it is so for the women-men are sometimes weak enough to possess a mere

11

moral taste," a

connoisseur's knowledge of virtue, without efficacy. Indeed, it is the women's moral world which is the testing
ground and even the corrective of the men's virtueswithin it the loftiest pride is taught to smile and the most

�April, 1975
active valour to admit an equal.
Again, try as one will, there is nothing ominous or subversive to be found lurking within this lucid moral world
in which people may indeed do dreadful, but never
dubious deeds. (In fact, it seems to me plain naughty
to go looking for such dark spots.) But there is something
behind this world which supports it without ever making
an explicit appearance. There is a perfectly plain, unflinching, ungcnteel knowledge of the facts of life: the
letters speak bluntly of the aspect of corpses, baldly of
the wear and tear of child-bearing, coolly of gentlemen
taking mistresses, ribaldly of obvious cures for fertility.
And on the other hand there is settled orthodoxy, steady
devoutness, and the fear of death overcome. I am thinking
of Jane Austen's last letters, written when she was already
an invalid in 1817, which show a serene faith, albeit still
gilded by some of the old wickedness-the very last lines
of her last surviving letter cast aspersions on the length
of some acquaintances' petticoats.

XV.
Jane Austen's world is as merry as it is good. All the
novels are perfect comedies-mirthful throughout and
happy in outcome. Despite their brightness and lightness
these novels are in no way trivial-they are simply not
concerned with those terrific follies presented to the
scourge of public laughter in classical comic drama.
Her humour has none of the hell-bent strenuousness of
Sterne's (whose books she knew). He, it seems to me,
tries to tickle his reader with a club, so that after a while
it becomes hard even to arrange a grin, but she usually
elicits what she calls for, be it smile, chuckle or loud
laughter-on the seventh reading as on the first.
A pleasant way, and the least foolish, to approach this
perfection of hers is simply to give samples of some of
the fun she can think up.
Sometimes it is dignified nonsense, like the axiomatic
beginning of Pride and Prejudice:
It is a truth universally acknowledged, that a
single man in possession of a good fortune must
be in want of a wife.
Sometimes it is a pert critique, like that of education,
in Emma:

Mrs. Goddard was the mistress of a school-not
of a seminary, or an establishment, or anything
which professed in long sentences of refined
nonsense, to combine liberal acquirements with
elegant morality upon new principles and new
systems-where young ladies for enormous pay
might be screwed out of health and into vanity
-bnt a real, honest, old-fashioned Boarding
School, where a reasonable quantity of accomplishments were sold at a reasonable price, and

where girls might be sent to be out of the way
and scramble themselves into a little education,
without any danger of coming back prodigies.
Sometimes it is an evanescently devastating stroke, like
the observation made of that insufferable philistine Mr.
Elton in the same novel:
He had caught both substance and shadow-both
fortune and affection, and was just the happy man
he ought to be ....
Each novel also has its own pervasive humorous mode.
The juvenile works of her middle teens are spirited and
distinctly ungenteel burlesques, whose heroines introduce
themselves by reporting that their

Mother was the natural Daughter of a Scotch
peer by an Italian opera-girl,
and who perish from having performed too many fainting
spells on the wet grass, or coolly begin letters as follows:
I murdered my father at a very early period of
my life, I have since murdered my mother and I
am now going to murder my sister.

The prevailing mode of her first published novel, on
the other hand, is epigrammatic, chiefly because two of
its people, Elizabeth Bennet and her father, are themselves witty. For instance, Elizabeth drily observes concerning the great commotion in the Collins household
caused by a visit of their noble patroness:
And is that all? ... I expected at least that the
pigs were got into the garden, and here it is
nothing but Lady Catherine and her daughter.
Or she formulates this diagnostic test:
Is not general incivility the very essence of love?
I have often wondered why Mansfield Park makes me
continually smile, although its two young people are
so very good and are allowed to prose on and on about it.
Edward only too truly observes of himself that:
'You need not hurry when the object is only to
11

�The College
prevent my saying a bon-mot, for there is not
the least wit in my nature. I am a very matterof-fact, plain spoken being, and may blunder on
the borders of a repartee for half an hour together
without striking it out.'
A general silence ensued.
While Fanny, by way of spirit, at most manages a gentle
line of poetry or an exclamation like:
'The evergreen! How beautiful, how welcome,
how wonderful the evergreen!'
Fanny is, as Edward says,
of all creatures the one over whom habit had
most power. ...
But that is just it, the clue to the humour: the future
Reverend and Mrs. Bertram are incipient comic figures;
they are the elderly comic background of another novel
in the making.
Emma, finally, is a comedy of errors: Emma is mistaken
about Mr. Elton, Mr. Knightly, Harriet Smith, Jane Fairfax and Frank Churchill, while Frank Churchill, Elton,
Knightly, and Harriet Smith are mistaken about Emma;
Mr. and Mrs. Weston are mistaken about Frank Churchill
and Emma and Harriet Smith is mistaken about Mr.
Knightly and Jane Fairfax, while Miss Bates and Mr.
Woodhouse live in a gentle fog of general misapprehension.

The light and unstrained effect of all her humor has
everything to do with its being not a laborious construction but an immediate way of seeing the world: she
simply lets her people be. Her moving principle is not a
detached ironical motor, but a spring of disinterested love,
or better, acute fondness, for her world. I would say that
it is to the theatre of appearance what theory is to the
world of being.

XVI.
Now I would like to turn to a group of perfections
associated more with her craft than her content.
There is, first, her remarkable logical, or better, dialectical force-her ability to discern distinctions, to divide at
the joints, to collect with completeness, in short to
articulate the world in words, ready for reflection. For
example, in defining an empty life she speaks of
the sameness and the elegance, the prosperity and
the nothingness
of its scene. Or, setting out the cures for a painful remembrance, she says that
it shall be checked by religion, by reason, by constant employment.
No wonder that Justice Marshall, whose opinions give

12

pleasure to the reader precisely because they display this
kind of discernment, esteemed her.

XVII.
There is next the lucid yet unobtrusive symmetry of
her tales. Their bare plots all have the kind of formal
shape which might make a pretty diagram. She rigorously
follows the rule of writing, cited in her novel about novels,
Northanger Abbey, which prohibits loose ends and dangling characters. And yet her tales are so flowing that they
appear to have no isolated episodes-in fact she never
used title headings, which are a sure sign of episodic
composition.

This formal symmetry is complemented by a subtly
palpable balance of substance. For instance, I have always
wondered wherein lies the peculiar feeling of satisfaction
given by Lady de Bourgh's impertinent descent on Elizabeth, intended to force the latter to reject Darcy. It is
not only that the invasion is most staunchly repelled, but
also that an imbalance is righted: Elizabeth has her immortally silly mother to be ashamed of-now Darcy turns
out to have a meddling, insufferable relation as well; the
union will be blessed by a balance of troublesome in-laws.
I should add under this heading that all the novels are
just the right length-a remarkable fact in any novel when
one considers that a tale which has no absolute need to
begin really has no natural place to close.

XVIII.
Finally there is the felicity of her language. Everyone
recognizes it, and I would give much to discover its
essence. But that irresistible effort never gets much beyond
a mere description-which is therefore the best I can do.
Her style is to literature what the classical style is to
music: perfectly agreeable without being cloying, perfectly flowing and yet pithy, perfectly correct while alive
with novelty.
Partly it is shaped by avoidances. She advises her niece
to delete "cant phrases" like "vortex of dissipation." She

herself introduces them very sparingly-just enough to
expose the limp mind of the speaker: "Sad, sad girl," a
silly young woman will exclaim. She never allows her
under-bred people more than a hint of wrongness in
writing. Lucy Steele's letters in Sense and Sensibility contain a few intentional howlers, but I know of no others.
She avoids learned or obtrusively latinate diction; she
would not have written my favorite sentence from the
much-loved Jane Eyre, where that strict-judging young
governess ("eyre" signifies "court"), having climbed on
her Mr. Rochester's knee (unthinkable for an Austenian
woman!) is apostrophised as follows:
Why do you remain pertinaciously perched upon
my knee when I have given you notice to quit?

�April, 1975
Nonetheless she could write like that, as is shown by the
burlesque speech of a pompous enthusiast in her last fragment Sanditon:
The Corruscations of Talent, elicited by impassioned feeling in the breast of Man, are perhaps
incompatible with some of the prosaic Decencies
of Life; ... nor can any Woman be a fair Judge
of what a Man may be propelled to say, write or
do by the sovereign impulses of illimitable Ardour.
But in the published novels she avoids all contortions;
Miss Catherine of Northanger Abbey says innocently:
I cannot speak well enough to be unintelligible.
And she approves of "unaffected gentlemanlike English"
in her men.

Part of the pleasure of her discourse comes from the
very insidiousness of her well-turned phrases. They glide
neatly by and snap in retrospect. So, for example, Marianne
accepts Colonel Brandon, although he seeks "the constitutional safe-guard of a flannel waistcoat." Or she
assigns to a character "a person and face of strong, natu-

ral, sterling insignificance."
She can, furthermore, build up a paragraph to perfection. Mr. Knightly has just successfully proposed to Emma,
who, he thought, had been jilted by Frank Churchill:

He found her agitated and low-Frank Churchill
was a villain.-He heard her declare that she had
never loved him. Frank Churchill's character was
not desperate.-Shc was his own Emma, by heart
and work, when they returned into the house;
and if he could have thought of Frank Churchill
then, he might have deemed him a very good sort
of fellow.

and in despair-not the very deepest feeling. That is
reserved to Elizabeth, who has exerted her good sense to
suppress her unhappiness, until in an unguarded moment
it appears suddenly on her face.
This aversion to displays of passion was resented by
Charlotte Bronte (and most ungratefully too, since Jane
Austen's quiet women are the fore-runners of her own

mousily formidable girls who triumph helpfully at their
lovers' debacles). She writes (herself, it appears to me,
giving an example of romantic insensitivity):
The passions are perfectly unknown to her. . . .
Her business is not half so much with the human
heart as with human eyes, mouths, hands, and
feet.
She is right insofar as Jane Austen is much concerned
with surfaces and appearances-but how often precisely
because they conceal the heart! Concealed feeling and
silent suffering win her deepest sympathy-in their presence she is always serious.
The novel most fragrant with feeling is her last, Persuasion. The heroine, Anne Elliot, is, to begin with, walking proof of Jane Austen's dictum concerning losses m
love:
... it is no creed of mine, you must be well aware,
that such sort of Disappointments kill anybody.
She is alive, but in her patient resignation "almost too

good" for her authoress, as she declares to her niece. A
little of this impatience shows in the gentle irony with
which Anne's happiest hour is treated:
Prettier musings of high wrought love and eternal
constancy, could never have passed along the
streets of Bath, than Anne was sporting with
from Camden-place to Westgate-buildings. It was
almost enough to spread purification and perfume
all the way.

But what is best is as normal as it is inimitable-her
natural imitation of blessedly uncorrupted speech, page
after page: her best people discourse with a sweet, unpompous formality which reflects the dignity of their
society, while the authoress supplies the agreeable alternation of short brisk sentences with very long constructions
full of connectives and subordinate clauses-all equally
lucid. She evidently had the ability to hear and hold on
to the whole conversation even while she was writing it
down; she is said to have written speedily and surely, and
her revisions consisted mostly of "lopping and cropping."

Nonetheless, Persuasion is the novel in which the greatest things are most frankly at stake. When Anne finally
holds in her hands a letter from Captain Wentworth,
the man whom she had eight years before dutifully refused, yielding to the well-meant but narrow-minded
persuasions of Lady Russell, she feels that

XIX.

The impression that this story is in earnest as no other
is aided by a peculiar device, the presence of real dates,

And then, last and most felicitous, there is her knowledge of the human heart.
Again it begins in an aversion, her aversion to "sensibility," that is, to systematic emoting and the romantic
stance. The exemplar of this error of disposition is Marianne of Sense and Sensibility who shows little consideration, less tact and-although much heard of both in ecstasy

which occur in this work alone. Anne was born on

On the contents of this letter depended all which
the world could do for her.

August 9, 1787 and is a faded twenty-seven at the time
the novel takes place, about 1814. The wars of those
years are the tense, invisible, remote backdrop beyond the
story. But the immediate setting within which Anne
subdues and nurses her long-carried feeling is a delicious
swirl of cross-currents: shame-faced desire for establish-

l3

�The College
ment, natural preference derailed by envy, interfering
ambition thwarted with counter-designs. Quietly, amidst
these comic machinations, Anne passes through the stations of her love: a walk in the company of the irreconciled Wentworth, when
Her pleasure must arise from the exercise and

the day;
a shy but articulate disquisition on the intensification of
feeling resulting from the confinement of a woman's life;
the agitations of the clay of mutual understanding; and
finally-the most quietly rhapsodic description of "highwrought felicity" I know of-that evening party and its
undercurrent of secret bliss, where Anne moves about in
Hdelicious consciousness" 1naking conversation with her
friends,
and with Captain Wentworth, some moments of
communication continually occurring, and always

the hope of more, and always the knowledge of
his being there.

In the Republic, Socrates speaks of "a certain ancient
quarrel between philosophy and poetry," in which philosophy can be said to charge fiction-makers with a double
crime: first the shameless fabrication of images which
insidious•ly obstruct tbe search for being, and then the
reckless vivification of these shades by means of a lurid
singularity-so that the more brilliant the fiction, the
greater the blame. Jane Austen side-steps the first charge
by being so candidly imitative and yet so careful to refrain
from touching the last things as to offer not the least
impediment to philosophy, while she meets the second
by conforming all her fictions to a serenely normal pattern
-she never even invents an authoress. The wonder is that
figures so carefully middling in stature are nonetheless
so absorbing: Sir Walter Scott caught the essence of her
excellence when he observed that she "renders ordinary,
commonplace things and characters interesting from the
truth of the description and the sentiment."
But if Jane Austen's prosaic poetry is neither false nor
egregious and her six novels give delight and hurt not,
then that "ancient quarrel" is here for once composed1 and
these fictions, at least, can be loved rationally.

XX.
XXI.
Having articulated as well as I am able the perfections
which belong to Jane Austen's novels I need probably
add nothing concerning the mere delight which comes
from reading them-especially aloud among friends, as
was the habit of the Austen household. But there is something more to be said about their peculiar efficacy.
Novels are started for many reasons: to fulfill a promise
to an enthusiastic friend, to get on with the project of
having read everything, to abide a while in pleasurable
passivity. But they are generally finished because they
become absorbing. The question is whether this absorption is good for the soul. Jane Austen herself mounts a
comic defense of any novel written with "genius, wit and
taste" in N orthanger Abbey:
... I will not adopt that ungenerous and impolite
custom so common among novel writers of de-

grading by their contemptuous censure the very
performances to the number of which they are
themselves adding-joining with their greatest
enemies in bestowing the harshest epithets on
such works, and scarcely ever permitting them to
be read by their own heroine, who if she accidentally take up a novel, is sure to turn over its
insipid pages with disgust. ...
Yet I think there is also a serious apology to be proposed for these six novels, and for these alone. I am
anxious to make it because I have myself experienced an
efficacy of theirs often attested to in literature: their
ability to re-collect the soul whenever it finds itself in
places diffuse, dreary, enormous or savage.
14

In conclusion let me once more reckon up the perfections and felicities which invite this ratfonal love.
Jane Austen's novels celebrate that middling class of
mankind to which it is, after all, most feasible and most
fitting to belong. They reform the dispersed soul and
inculcate respect for the concealed heart. They afford the
example of a correct and uncorrupted tongue, and they
encourage us to know ourselves and to judge others rightly.
They recall to us the possibility of an integral and wellformed world by presenting a straight imitation of English
country society, sifted and spruced up, to be sure, but
unsullied by imported significance. This copy, the product
of a coolly loving contemplation, is made not for penetration but for observation. Its foreground is peopled
by growing girls on the brink of being settled in life,
while in the background finished humankind carries on
its unconscious comedy. And the whole breathes a serene
hilarity whose source is the reason and the faith of the
authoress.
1

This article was adapted from a lecture given at Annapo1is on January 31, 1975.

�April, 1975

Odyss

"Cre

by Kimo

MALLORCA

_,;r•-• ...

TYRRHENIAN SEA

.//.CORFU

i
/

I

I

I

I

/IONIAN SEA

".__ _, ........., /
0

•-to·---·-

ncresta's" Route

In December of 1973 I carefully selected my favorite
books, collected my instruments and gathered my clothes.
I had been given a year's leave of absence to pursue a
dream that had begun to grow in me almost three years
before.
Like Ishmael I accounted it high time to get to sea,
for "I thought I would sail about a little and see the
watery part of the world." Not just any part, but that part
which Homer tells us of, where the sea paints a wine blue
foreground for a "rosy-fingered dawn."
My three friends and I had saved what money we could
earn over the past three years and combined our meager
fortunes in the hope of creating a sum sufficient to buy
us a boat that would serve as our means of adventuring
in the Mediterranean.
By luck of fortune we were able to find just such a
craft in Mallorca in Spain. The boat was thirty-six feet
long but only six and a half feet wide and stood a mere
eighteen to twenty-four inches out of the water. It was
an old "International six-meter" racing sloop that had been
built in England back in 1931.
Although the hull was forty-three years old it had been
rebuilt in 1969 by a very competent yard. It was in very
sound condition though clearly not designed for open sea
voyaging.
We spent the greater part of April making the necessary additions to render the boat safe for the open sea.
Because of the low free-board the boat was extremely
susceptible to having waves break over it and the necessary precautions had to be taken to ensure that those
waves did not, by filling the cockpit, overwhelm what

"

'"

Statute Miles

'"'

reserve buoyancy we had.
We were not the only ones aware of the fact that our
boat was not designed for what we intended to use it for.
We were constantly beset by the advice of dock-walking
sailors who usually knew everything about nothing because
they'd experienced it all. One old man, whom we fondly
referred to as "Elijah," seemed to extract considerable
enjoyment from sitting on the quay shaking his head and
mumbling.
But despite the discouraging words we went about our
tasks with determination, eager to "show our backs above
the element we lived in."
Mallorca, despite the hordes of tourists that island seems
to attract, was, I think, the most picturesque of all the
islands we were to visit.
Finally all our preparations had been made and we left
Mallorca and its prophet of doom behind. We set sail
at midnight on a moonlit eve for the winds had been
gusting up to forty knots that day and it wasn't till then
that they began to subside. The seas which had been
pushed to a considerable height by that afternoon's wind
seemed to charge at us out of the darkness like mountains
of obsidian reflected under the moon's light.
We spent almost a week in Puerto de Mahon, a small
Spanish town that lay at the head of a natural harbor
which, though very narrow, stretched inland for over a
mile, making the largest natural harbor in the Mediterranean.

What is perhaps most colorful and delightful about
Mediterranean cities are their market places and Mahon's
market was no exception to this rule. Before sunrise each

15

�Clockwise from upper
lett: Road near An-

draitx on Ma1lorca; At
sea, en route to Palermo;
Greek amphitheater, Segeste, Sicily; "Cresta"
in Ithaka harbour.

morning one of us would pry himself from his berth and
head for the panaderia to pick up our daily loaf of bread.
The trip invariably took me through the market place
where preparations were being made for the day's business. A row of horse-drawn carts lined the wet cobblestone
curbs. The horses' heads were buried deep in their feedbags, which seemed to spout steam as the horses' hot
breath mixed with the crisp morning air. It was always
easy to be persuaded that a little fresh sausage would improve the breakfast fare, and I rarely passed the cameceria
without being duped into buying some. Then I would
head back to the boat with the bread tucked away inside
my shirt where we could share each other's warmth.
On May 5th we set sail out of Mahon headed for San
Pietro, a small island some 250 miles to the SE which
lies off the southern tip of Sardinia.
After almost three days we arrived in San Pietro only
to have our passports and ship's papers impounded by
the customs officials. They were returned to us after almost
three hours of telephone calls to Rome and hard-fought
verbal battles whose style was very gesticulative.
'l11is Italian town was not often visited by foreign
tourists and it was not .long until we had been challenged
by the town's basketball team to a match which we won
by the skins of our teeth.

16

From San Pietro we set sail for Palermo in Sicily which
lay another 250 miles to the eastward. It was on this trip
that we encountered some of the most treacherous seas
of our voyage. We ran for twenty-four hours under one
small jib averaging seven knots and after two days arrived
in Palermo. From there we visited Segeste which is nothing
but a trainstop in the middle of Sicily except that there
can be found the ruins of a Greek temple and amphitheatre. These were the first Greek ruins we had seen
and our determination to reach the cradle of civilization
was heightened.
It was in Palermo that the coil of our auxiliary motor
burned out. It was impossible for us to get a proper replacement. So from that point on we travelled by means
of the wind alone.
We set sail for Taormina in Sicily, stopping for dinner
at Lipari, one of the Aeolian islands, where Odysseus
was reported to have been given his bag of wind. From
Lipari we sailed through the Straits of Messina known to
Homer as Charybdis and Scylla. Scylla, having been destroyed by an earthquake some time in the 18th century,
did not present nearly the danger that did Charybdis.
The Italians referred to the whirlpools as "vorticioli" and
maintained that they were caused by the mixing of the
Tyrrhenian and Ionian Seas which are of varying density.

�Left, "Cresta" sailing off Ithaka coast; top center, Corfu landscape; lower center, Kimo
Mackey taking sextant shot; top right, coast
of Ithaka; lower right, "Cresta" close hauled.

The whirlpools are now harmless, though they will alter
your course considerably if the mistake is made of sailing
into them. We would have had more fun with them
except that our steering apparatus had broken just prior
to the strait, and sailing under jury rig we were not disposed to horsing around. From Taormina can be had an
impressive view of Mt. Aetna. At night flashes of fire can
be seen coming from the still-active volcano.
By train we travelled to Siracusa where we visited its
ancient ruins, including the cave of Dionysius' ear whose
walls caused one's voice to echo in such a way that it
seemed as though the very gods spoke.
After a week's stay on the eastern coast of Sicily we
set sail for Corfu-the northernmost of the Ionian islands
and believed to be the home of the Phaiakians.
We had given up on fixing the engine and decided
to complete the rest of our trip without it. It was blowing
a good 35 knots when we arrived at Corfu harbor and
after one pass to size up the situation I decided to enter
the harbor under bare poles as it was very small and I
was afraid that to run down on it under sail would be
too fast. Miraculously enough we got in and found a spot,
arriving safely in Greece after almost 1500 miles of sailing.
It is no wonder that Corfu is thought to be the island
of the Phaiakians, for it is by far the most gardenlike of
all the Greek isles. We had not been there long before
we found a deserted beach and had a feast in gratitude
to the gods for allowing us a safe and fair journey. The
Mediterranean is well known for its variable winds which
make sailing difficult at least fifty percent of the time, but
we had been blessed in our passage with very few contrary

winds.
We spent the next four weeks cnusmg the Ionian
islands of Paxas, Levkas, Skorpio (home of Aristotle Onassis) and finally Ithaka, the legendary home of Odysseus.
In Ithaka there are no wide ranges nor pastureland
at all; it is a land that pasturcth goats and I think
more pleasing to the eye than one that pastureth
horses.
I spent more than one afternoon walking its -mountain
roads and many a balmy evening sitting in tavern&lt;JS sipping
ouzo and listening to Greek music. I do not believe there
is another place on earth where one's melancholy can
be more thoroughly savored. There is hardly a sight more
peaceful and contemplative than to watch the Ionian
sun set over a windless sea to the sound of a Greek song
whose words you don't understand and whose meaning
is obvious.
We sailed then to Navpaktos which is at the narrows
separating the Gulf of Patras from the Gulf of Corinth.
The harbor of Navpaktos is one of the only working remains of a Phoenician walled-in port. If one can imagine
sailing through the gate of a castle one will understand
what it was like.
From Navpaktos we sailed on to Galaxhidi from where
we visited the museum and ruins of Delphi, the religious
city perched high in the mountains overlooking the Gulf
of Corinth and the Peloponnese.
We then sailed through the Corinth Canal and on to
Athens, passing Salamis, the location of the Greek's fam-

17

�The College
ous victory over Xerxes' mighty Persian fleet. What surprised me most was that Athens was just as I had imagined
it to be. The picture painted for us by Thueydides thousands of years ago has not changed much.
We somehow managed to be in Piraeus during the
Cypriot coup which very nearly sent that city into turmoil. All outside communications were prohibited and
private vessels were denied permission to leave the port.
In the evenings we would migrate to Eleana Basil's (St.
John's graduate), bearing the rumors that had circulated
through the city that day, eager to see if they were eonfirmed or denied by the reports received from the B.B.C.
As we suspected, the mobilization of the troops put the
people in a position of power over the existing military
dictatorship-a position they used to oust that regime and
install one Jed by Karamanlis. Throughout the streets
of Athens could be heard the honking of car horns and

I will confess that I never visited the Acropolis directly
for I have learned that it is better to admire such monuments from afar than pay whatever they're charging only
to find what you had dreamed of someday seeing covered
with so many sightseers. Better to catch a glimpse of such
monuments from far off as they are picked out and
distinguished by the last rays of the setting sun.
I shaJ.l never forget sailing round Cape Sounion under
storm canvas, with the "Meltimi"-a wind that over the
centuries has sunk many a high-prowed ship-beating at
my back, and looking up through the salted spray to see
the temple to Poseidon perched stark and majestic on the
cliff above. That scene was made the more magnificent
when I realized that I was looking at the very same temple
of stone to which Odysseus had offered sacrifice as he
rounded Cape Sounion on his way to Troy thousands of
years before me.

that favorite Athenian utterance ''Democratia ... Democra~
tia . .. Democratia . ..."

Kimo Mackey is a sophomore at St. John's, Annapolis.

CAMPUS-ALUMNI NEWS
ST. JOHN'S SEARCH
AND RESCUE SQUAD

What always takes place on a Monday night on a St. John's campus? A
seminar, right? Wrong, if you are a
member of the St. John's Search and
Rescue Squad, a unit ofthe New Mexico Search and Rescue Squad.
Take Monday night, February 17th,
as an example. At seminar time a team

of eight St. Johnnies, led by senior Bill
U nbehaun, was camped high in the
Sangre de Christo Range some 130
miles northeast of Santa Fe. Members
of a highly-trained and speciallyequipped rescue unit, the team had
been called into action that afternoon
by the head of the New Mexico unit,
Herb Kincey.
A light aircraft was thought to have
crashed in the mountains east of Taos,
and ground units were needed to help
locate it. Two Oklahoma couples were
believed to be aboard the plane, from
which an emergency transmitter was
sending a faint signal. Bad weather
hampered the air search most of the

18

day on Monday.
The ground and air search proceeded
all day Tuesday, unfortunately in what
turned out to be the wrong area. In
late afternoon, however, a National
Guard helicopter spotted the crash site
and at least one survivor near the top
of Mt. Phillips. Unbehaun's team, after
having searched futilely all day, was
soon on the trail. Five and one-half
hours later, fighting darkness, deep
snow, bitter cold, and precipitous terrain, they arrived at the downed plane.
They were greeted there by two U.S.
Army medical personnel, dropped in
from the helicopter, and two women
survivors. One husband had died in
the crash, the other succumbed to injuries and exposure. Because of injuries
to one of the women, the non-availability of a hoist-equipped helicopter
until the following day, and the zero
to fifteen degree cold, it was decided
to evacuate the survivors that night.
Before the nearly exhausted rescue
team could reach the base camp, it was
joined by a second St. John's team led
by sophomore Tina Schmidt, plus a

team of police and local citizens.
Initially activated to assist in recovering the bodies of the two men, Ms.
Schmidt's team had been dispatched
to help with the rescue of the two
women. By 5:30 a.m. Wednesday all
parties were safely back at the Philmont Scout Ranch base camp, and the
women were transferred to an Albuquerque hospital. Both survived.
On Wednesday afternoon another
team of volunteers, accompanied by
Ms. Schmidt and some of her group,
went back up the mountain to bring
out the bodies of the two victims. By
late that day all had returned to the
base camp. Almost three full days had
passed since Bill Unbehaun received
the first alert on Sunday night. The
St. John's Search and Rescue Team
had proved its skill, persistence, and
high state of training; it richly deserved
the accolades which it received.
St. John's students who took park
in the search and rescue on Mt. Phillips are: Senior Bill Unbehaun; Juniors John Pilcher, Chris Graver, Nicole
Schiess, Vicki Farnham, Pablo Col-

�April, 1975
]ins, David St. John, and Janet Farr;
Sophomores Tina Schmidt, Anne
Echeverria, Kim Childs, Shawn McCoy, Jim Ham, Mike Nolan, Frances
Hartogh, and Steve Corneli; Freshmen Ann Flannery, Mark Clark, Dean
McFalls, Charles Stephenson, Shaun
Abshere, Mary Classen, and Fred Neill.
The St. John's Search and Rescue
Squad had its origins some five years
ago, when a groups of students, interested in mountain climbing and similar outdoor activities, started working

with the Santa Fe Search and Rescue
Squad. After a year of training and
collecting the necessary equipment the
Squad at St. John's was formed officially, and is now a unit of the New Mexico Search and Rescue Squad.
Although normally associated with
locating downed aircraft or lost hikers,
or with rescuing injured persons, the
Squad also works to prevent accidents.
When white-water canoe races arc held
each year on the near-by Rio Grande,
members of the St. John's Squad are
on hand, making sure proper safety
precautions are observed. And if something goes wrong, they are prepared
to make a rescue.
ATTENTION ALUMNI

Did you see Alumni Association
President ((Bunny" Gessner's letter in
the February issue of the Reporter? It

called attention to the bewildering fact
that more alumni and alumnae paid
dues to the Association than made
gifts to the College last year.
Between the two campuses gifts were
received from about 780 people; during the same period 1,000 paid dues.
Perhaps we should repeat what Mr.
Gessner said in part: "While obviously closely related, the College and the
Association are financially and legally
quite separate and distinct organizations, and each needs its annual support to function."

We certainly have no quarrel with
those who support their Association,
hut do want to remind all that the College needs help, too. So please, give
to the campus of your choice, and do
so before June 30.

Left to right: Julius Rosenberg '38, Jim Randall '38, Warren Hammann '38, Jim Dugan '26,
guest of honor John Lambros '38, Val Lentz, Jim Rowe '38, Lou Davis '38, Buzz Budacz '39,

John Donohue '35, Pat Pindell '38, and Jack Hodges and Bob Miller, both '36.

LAMBROS HONORED

For a small college, St. John's has
made a remarkably substantial impact
on the Maryland sports scene-and this
despite the absence of intercollegiate
competition since 1939.
Proof can be found, not just in the
hearts and memories of loyal St. Johnnies or in musty issues of the Rat-Tat 1

hut more publicly in the Civic Center
in Baltimore, in the area devoted to
the Maryland Athletic Hall of Fame.
We were reminded of all this on
February 17, when John J. Lambros of
ALUMNI SUMMER SEMINARS

"Last yeaes experimental Alumni

Seminar Program, held in Santa Fe in
August, was such a success that we are

scheduling similar programs on both
campuses this summer. As announced

in the January issue of The College,
the Annapolis session will be held
June 15-28, and that in Santa Fe from
August 3-17."
So reads the first paragraph of a letter from Mr. Weigle to all St. John's
alumni in mid-March. And last year's
program was successful, with 17 participants the first week and 22 the second. This mix of alumni from classes
as wide-spread as 1944 and 1973, together with their families in many
cases, enjoyed a very real educational
experience.

the Class of 1938 became the latest
St. Johnnie to be inducted into the
Hall. Cited for his cDllegiatc football,
basketball, and lacrosse play, and for
post-college softball, John joins six
other St. John's men previously honored.
Earlier inductees were Edmund P.
Duval '05, Valentine Lentz '18, Robert Pool '31, JohnN. Wilson '13, Richard T. Porter '22, and John C. Donohue '35. Donohue and Lentz's son Val
were among those attending the February induction.

This year from June 15 to 28 in
Annapolis a faculty consisting of tutors
Alan Dorfman (SJC '63) Nicholas
Maistrellis, Robert L. Spaeth, Bert
Thoms, John F. White (SJC '65) and
Dean Curtis A. Wilson will present
what should he an interesting and
stimulating academic program. Seminar

readings include Sophocles' Antigone
and Philoctetes, and Shakespeare's
Othello and The Winter's Tale. The
first week tutorials will cover Plato's
Gorgias and Alfred North Whitehead's
Modes of Thought, while the second
week the students will undertake Erwin Straus's The Upright Posture and
Sophistry in Plato's Euthydemus.
From August 3 to 17 tutors Eva
T. H. Brann, Samuel E. Brown, Dean
Robert A. Neidorf, Robert D. Sacks
19

�The College
(SJC '54), J. Winfree Smith, Jr., and
Ralph Swcntzell will be responsible for
the Summer program in Santa Fe.
Seminars will discnss three Platonic
dialogues, Charmides, Euthyphro, and
Gorgias. Sophocles' Philoctctes, Vico's
On the Study Methods of Our Time,
Giidel's Theorem, and Plato's Apology
will provide subject matter for the
tutorials.
Reservations will be made on a firstcome first-served basis, and while

CLASS NOTES
1914
Francis W. Hili was named Lawyer of the
Year by the District of Columbia Bar Association at its 103rd Annual Banquet on December 7, 1974. Mr. Hill was admitted to the
Bar in 1917, to the Bar Association in 1921,
and served as Association president in 1940-41.

1919
Dr. J. Ogle \Varfie1d and Mrs. Warfield
celebrated their 50th wedding anniversary on
Saturday, December 14, 1974, with a recep·
tion at the Cosmos Club in Washington. Our
belated but sincere congratulations to the
happy couple.

1935
Just as this issue was going to press, word
was received that John C. Donoime had been
elected to the May1anel Lacrosse Hall of Fame.
A prep-school athlete of considerable ability,
John had never played lacrosse before coming
to St. John's; yet while here he played four
years of varsity lacrosse, played in the International Lally Cup Series in 1934, and was selected All-Maryland and AU-America in 1933
and 1934. Induction into the Hall wi11 take
place sometime this spring.

1938
Monday, February 17, was induction day, as
a properly modest but proud John J. Lambros
was inducted into the Maryland Athletic Hall
of Fame. (See story elsewhere in this issue.)

1947
A good letter from John Brunn advises that
he has taught physics, mathematics, and astronomy for 14 years at Chabot Col1ege, a public
community college in Hayward, CaL Currently
John is involved in a five-quarter tutorial program which, except for languages, is much
like that at St. John's. Although the program
emphasizes original works, use is made of
Breakthroughs in Mathematics, edited by Peter
Wolff '44.

20

May I was the announced deadline
for reservations, applications will be
accepted until the seminars are filled.
And you are reminded that spouses of
alumni are welcome to attend.
ALUMNI ELECTED

James H. Frame of the class of 1950
and William W. Simmons of the class
of 1948 have been elected to threeyear terms on the Board of Visitors
and Governors of the College.

Paul Evaus writes that he is currently working on two projects: the first is completing a
book about his experiences on trips to the
northern Quebec wilderness over the past 15
years; the other constructing a 37-foot steel
schooner on which Paul, his wife Shawn, and
their new baby will start a cruise of the Pacific
this coming autumn.

1950
For those who may have missed the news,
including a rather nice piece in the March 3
issue of Time, former St. John's (Annapolis)
dean Robert A_ Goldwin is now a special consultant to President Ford and a member of the
Domestic Council. Bob's principal function is
to serve as liaison between the Administration
and the academic community.

1953
The March wind~ brought a fine letter from
the province of Granada in Spain, where
Frederick S. Wildman, Jr., and his Swedish
wife live 5,000 feet up on the highest European peak west of Mont Blanc, Mulhacen, in
the original Sierra Nevada. The Wildmans
bought and reconstructed a 14th Century Moorish "Mas", where Fred has a studio, many
other rooms, "plus a passable wine-cellar." He
is currently working on a book about the
Spanish Armada, due for release this fa11. An
earlier book, ''A Wine Tour of France," was
offered as a Book-of-the-Month-Club bonus
selection, and was, says Fred, "a small bestseller."

1955
Priscilla Shore, chairman of the Drawing
Deparbnent at the Santa Barbara (Cal.) Art
Institute, is program coordinator for a new
institute-\vide, required, lecture/discussion class.
The format of the program may sound familiar:
an hour of discussion, plus an hour of open
question period, followed by coffee.

1961
Michael W. Gold, former director of New
York City's Landmark Preservation Commission, is now director of the Historic Richmond
(Va.) Foundation.

Messrs. Frame and Simmons will replace Dr. Eugene Cozzolino of the
class of 1929 and John D. Oosterhout
of the class of 19 51.
Our congratulations to the two new
members, and our thanks to Dr. Cozzolino and Mr. Oosterhout for their
service. And mention must be made
of Jonathan Sinnreich's participation
as a nominee by petition; although he
was not elected he polled rather well
with both older and newer alumni.

St. John's (Annapolis) former director of
admissions Michael W. Ham has been elected
president of the Eastern Iowa Esperanto Association. Mike is now in the Assessment Division of ACT (American College Testing Program), and is working toward a degree in
industrial engineering at the University of Iowa.
Ellen Luff, Annapolis attorney, has become
associated with the firm of B1umenthal, Goldsborough and May.

1965
Scheherazade (Friestedt) Smith is working
as a counselor at the College of the Ozarks
in Clarksville, Ark. Sherri received her master's
degree in counseling last May from the University of Arkansas.

1966
In a recent letter David Z. Landow te1ls us
that he is strll teaching and continuing research
in political science at Northern Illinois University at De Kalb.
David E. Long, a computer systems analyst
in Boston, is very active in the Massachusetts
Libertarian Party (ex-Goldwaterites, Eugene
McCarthyites, and McGovemites, according to
David), a group which hopes to offer a mayoral
candidate in Boston this falL

1967
Word reaches us through the Registrar that
-Mark A. Liudley has been accepted as a c~mdi­
date for the degree of Master of Fine Arts at
Catholic University of America (D.C.).
Clark Lobenstine writes that he has just
been appointed director of the United Crescent
Hill Ministries in Louisvi11e, Ky. This is an
ecumenically sponsored community ministry
program, and Clark will be the first full-time
staff person. He will also complete work this
spring on a "double competence" program, with
a Master of Divinity degree from the Louisville Presbyterian Seminary and the degree of
Master of Science in Social Work from the
Kent School of Social Work at the University
of Louisville. Clark expects to be ordained this
summer; meanwhile, he, Joy, and the 19-monthold twins are renovating a 1904 duplex home
in Louisville.

�April, 1975
1968
William R. Albury reviewed a new edition
of Etienne Bonnot de Condillac's An Essay
on ti1e Origin of Human Knowledge in Isis,
Volume 65, Number 1.
Dr. Tlwmas G. Keens (SF) is now finishing
his third year of pediatric residency training at
the Children's Hospital of Los Angeles. TI1is
summer Tom will start two years of postdoctoral studies in pediatric pulmonary discases and physiology at the Hospital for Sick
Children in Toronto, Ontario, Canada. He
had a choice of two competitive fellowships,
one from the American Lung Association, the
other from the National Cystic Fibrosis Research Foundation. Tom will accept the latter,
and upon completion of this advanced training
hopes to follow a career in academic medicine.
Thomas and Jinna (MacLaurin) Rie arc living in Kalispell, Mont., where Tom manufactures free-standing fireplaces and fireplace
grates under the name "Tom Ric's Metal Arts".
Both enjoy son Andy, now 16 months old.

1969
Ricllard Ferrier and wife Kathryn (Austin)
'74 are in Bloomington, Ind., where he pursues
his studies under a Danforth fellowship while
Kathy cooks for a sorority house at the University of Indiana.
Harold 0. Koenig, our own Prince Hal, and
Miss Nancy Elizabeth Leighton of Baltimore
are engaged to be married, probably in May.
Harry is a student chaplain in residence at
Massachusetts General Hospital in Boston·
Miss Leighton, the daughter of the Bishop of
the Episcopal Diocese of Maryland, is on the
faculty of St. Anne's Episcopal School, Alexandria, Va.
Deborah Moll and her husband, James Boyle,
have bought an older home in Austin, Tex.,
complete with two acres of privacy. Debbie is
finishing law school at the University of Texas,
and plans next year to work as a briefing attorney on the Texas Court of Criminal Appeals.
This spring she will work for William Patman,
a member of the Texas state legislature.

politics during his two years at St. John's in
Sa~ta Fe, and managed the Apodaca campaign
while employed by a Boulder, Col., public relations firm.
Catherine North Waters Carroll (SF) expects to graduate from the University of New
Mexico School of Law this spring. And we
are happy to have a mailing address again for
Catherine.
Doctor-to-be V. Michael Victoroff reports
seeing Jeremiah and Diana (Love) Collins in
Palo Alto last fall. Jeremiah is apparently doing
extremely well at Stanford University Law
School. CI1ristopher Lee lives with the Collinses.

1972
The Washington (D.C.) Star and Daily
News for February 18 contained an interesting
interview with Malcolm Muggeridge by Thomas
R. Ascik.

1973
Jerrold R. Caplan writes that he is working
in California as a stained-glass design craftsman
in the studio of a friend, but plans to leave
that state (neither as sunny nor as warm as
he had thought) in the spring or early summer
to return to his studies.
Matthew Frame is studying at the Hastings
School of Law in San Francisco.
Mary Rose Gauler (SF) and Paul D. Knudsen (SF) were married on December 27 at
her parent's home in Los Alamos, N.M. Paul's
father officiated at the ceremony. The couple
now lives in Albuquerque, where he is studying
at the University of New Mexico.
Despite appearing on a list of "lost" Santa
Fe alumni last full, Robert M. Hampton (SF)
is indeed not, and proves it with a newsy Jetter. He is working as a social worker in his
home town of Mineral Wells, Tex., part of a
three-man community clinic run by the Texas
Department of Mental Health/Mental Retardation [sic]. Bob has no trouble understanding
his patients, but claims the "finely-honed sense
of logos" acquired at St. John's is a barrier to
understanding psychiatrists and psychologists!

In December Bob had a visit from Christian
"Kip" Smith (SF), now working for the U.S.
Geological Survey and living in Albuquerque.
And if you are in or near Mineral Wells-I 00
miles west of Dallas/Ft. Worth-Bob would
~~~~nt~ ~a ~~f.J~~ drop in: 516 W. Hubbard,

35

Alice (Gawron) Knittel is living in Storrs,
Conn., and working toward a Ph.D. degree in
pharmacology at the University of Connecticut.
Better late than never, we report the birth
last April 29 of Master Aaron Mensch Landry
to Maura (Mensch) and Michael J. Landry
(SF70) . Mike is teaching at the Sevem School
in nearby Severna Park, Md.
T. Alex Lawson (SF) this year has been a
teaching assistant in chemistry at Arizona State
University, after a year "catching up" on undergraduate chemistry and mathematics. Alex's
goal is a Ph.D. degree in organic chemishy.
C. Brian Scott is a student at the Northwestern School of Law of Lewis and Clark
College in Portland, Ore.

1974
Thomas J. Dolan, Jr. is now teaching at St.
Mary's College, Above Rocks, Jamaica, W.L
fay Gottlieb is studying at the Huxley College of Environmental Studies at Western
Washington State College, Bellingham, Wash.
An anonymous note in January te1ls us that
Leonard T. Kapolka and Daphne (Greene) '76
are married and living in Poland, hut plan to
return to the United States.
Margaret (Frame) Lipton reports that she
will enter the San Francisco Conservatory
next year. RusseJI '73 is working toward his
master's degree, while she is "picking up music
courses" at Foothill College in Los Altos Hills,
Cal.
Former Faculty
Arland Christ-Janer, former treasurer and
vice-president in Annapolis, and currently president of New College :in Florida, will become
president of Stephens College, Columbia, Mo.,
on July 1.

1970
foanne L. Murray, a doctoral candidate in
physics and a graduate assistant at the University of Maryland, is one of four graduate students recently to receive special awards for
excellence in teaching.
Roberta Petty and Richard Bond were married during the winter. Roberta has just finished
all the requirements for a Master of Music
degree at the University of Southem California,
and hopes to study for the degree of Doctor of
Musical Arts. She is studying harp and organ,
helped, we are sure, by Richard, a builder of
pipe organs!

1971
fames Christopher Brown (SF), who managed New Mexico Governor Apodaca's campaign, joined the Governor's staff January 1 as
Staff Director. Chris entered New Mexico

In Memoriam
1909-Upton H. Tarbert, Jr., South
Milwaukee, Wis.
1912-Dr. Herman A. Gailey, Sr., York,
Pa., December 18, 1974.
1912-Raymond Ross, Easton, Md.,
August, 1974.
1912-Wilbur E. Schell, Berlin, Pa.
1913-G. Ewell Dryden, Stockton, Md.,
January 27, 1975.
1917-Joseph R. Harp, Myersville, Md.,
December 28, 1973.
1917-J. Wilson Knighton, Indian Rocks
Beach, Fla., January 15, 1975.

1925-John A. Phelps, Pittsfield, Mass.,
March 2, 1975.
1926-John A. Sowers, Laguna Hills,
Cal.
1930-Edmund Turner, Annapolis, Md.,
December 17,1974.
1931-L. Harwood Green, Jr., Annapolis,
Md., February, 1975.
1933-John S. Hofmeister, Baltimore,
Md., February 15, 1975.
1936-Robert G. Lewis, Harrisburg, Pa.,
February 24, 1975.
1973 (SF)-Susan Carol Meister, Greeley, Col.

21

�r+++++++++++++++++++++++++++++++++++******--***:t

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+

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HoMECOMING 1975

Not exactly just around the corner,
but it will be here sooner than you
expect-that's Homecoming 1975. The
dates are October 24 and 25, 1975, so
mark your calendars now.
And if your class should be having
a reunion this year-that would be
1970, 1965, 1955, 1950, 1945, 1935,
1925, and 1915-you should be especially interested in this Homecoming.
We know of special plans by the
class of 1950 for its Silver Anniversary
reunion-the goal is to out-do the
Forty-Niners-and there have been

some rumors that '35 was going to eelebrate its 40th. How about you others?
Some general plans have been made
by your Association directors, but it
will be July before we have a complete
program to publish. Some parts of the
program may be kept secret until the
big day, although we can share one
unclassified bit: since this year brings
the 20th anniversary of the graduation
of the first class containing women,
that occasion will be marked with appropriate ceremony, you may be sure.
So make your plans now to join us
in the fall in Annapolis.

:J:
:J:

t
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+

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:j;
~++++++++++++++++++++++++~+++++++++++++++++++~~

The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>�THE COLLEGE

Vol. XXVII

July, 1975

Number 2

ON THE COVER:
El Santuario de Chimayo, Santa Fe
County, New Mexico. Built between
1814 and 1816, on the site of an old
Indian shrine, this exquisite chapel is
still a popular healing shrine and pilgrimage center. Sacred earth from a
small room to the left of the altar is
thought to have miraculous curative
powers. During Holy Week, pilgrims
walk great distances to Chimayo, and
the tiny Sanctuary and its plaza are
crowded with worshipers.

Editor: Beate Ruhm von Oppen
Managing Editor: Thomas Farran, Jr.
Editorial Advisory Board: William B.
Dunham, Barbara Brunner Oosterhout
'55, E. Malcolm Wyatt, Elliott Zuckerman.

During this spring the old Liberty Tree required some corrective surgery. This has
been performed, and appears most successful. In 1907 the venerable Annapolis
landmark required even more serious care, and the photographs above give a
graphic picture of the tree's condition at that time. Miss Miriam Strange points
out that the gentleman in the black howler hat is Dr. Gordon H. Claude, an
alumnus of the College in the class of 1875; "practically all" of the children arc
his, to quote Miss Strange. The smiling bareheaded gentleman is John T. Withers
of New Jersey, the attending tree surgeon.

T.P.

Jr.

----J-~---------~

THE COLLEGE is published by the
Office of College Relations, St. John's
College, Annapolis, Maryland 21404,
Richard D. Weigle, President, William
B. Dunham, Vice President.
Published four times a year, in January,
April, July, and October. Second class
postage paid at Annapolis, Maryland,
and at other mailing places.

IN THE JULY ISSUE
Commencement Address, Annapolis, 1975,
by Robert S. Bart

1

Thucydides, Aristotle's Politics, and the Significance
of the Peloponnesian War, by Leo Raditsa ............ .

5

Brothers of Our Father Jesus-The Penitentes
of the Southwest, by Marta Weigle

l4

Picture credits: Cover: Cultural Properties Review Committee-State Planning Office Files,
New Mexico State Records Center and Archives, Santa. Fe; p. 3, Maryland Center for
Public Broadcasting; p. 4, Jon Hustis '76; pp.

Author Index~April 1969 through April 1975

20

Commencements

21

15, 17: as shown on those pages; pp. 21, 23,
Betty Lilienthal; p. 22, Jon Hustis. All pictures
used with permission.

Campus-Alumni News

23

�THE COLLEGE

Vol. XXVII

July, 1975

Number 2

ON THE COVER:
El Santuario de Chimayo, Santa Fe
County, New Mexico. Built between
1814 and 1816, on the site of an old
Indian shrine, this exquisite chapel is
still a popular healing shrine and pilgrimage center. Sacred earth from a
smaii room to the left of the altar is
thought to have miraculous curative
powers. During Holy Week, pilgrims
walk great distances to Chimayo, and
the tiny Sanctuary and its plaza are
crowded with worshipers.

Commencement Address
Annapolis 1975
by Robert S. Bart

Editor: Beale Ruhm von Oppen
Managing Editor: Thomas Parran, Jr.
Editorial Advisory Board: William B.
Dunham, Barbara Brunner Oosterhout
'55, E. Malcolm Wyatt, EIIiott Zuckerman.

During this spring the old Liberty Tree required some corrective surgery. This has
been performed, and appears most successful. In 1907 the venerable Annapolis
landmark required even more serious care, and the photographs above give a
graphic picture of the tree's condition at that time. Miss Miriam Strange points
out that the gentleman in the black bowler hat is Dr. Gordon H. Claude, an
alumnus of the College in the class of 1875; "practically all" of the children are
his, to quote Miss Strange. The smiling bareheaded gentleman is John T. Withers
of New Jersey, the attending tree surgeon.

T.P.

THE COLLEGE is published by the
Office of Coiiege Relations, St. John's
Coiiege, Annapolis, Maryland 21404,
Richard D. Weigle, President, Wiiiiam
B. Dunham, Vice President.
Published four times a year, in January,
April, July, and October. Second class
postage paid at Annapolis, Maryland,
and at other mailing places.

Jr.

IN THE JULY ISSUE
Commencement Address, Annapolis, 1975,
by Robert S. Bart

1

Thucydides, Aristotle's Politics, and the Significance
of the Peloponnesian War, by Leo Raditsa

5

Brothers of Our Father Jesus-The Penitentes
of the Southwest, by Marta Weigle ......... .

14

Author Index-April 1969 through April 1975

20

Public Broadcasting; p. 4, Jon Hustis '76; pp.

Commencements

21

15, 17: as shown on those pages; pp. 21, 23,
Betty Lilienthal; p. 22, Jon Hustis. Ali pictures
used with permission.

Campus-Alumni News

23

Pictllie credits: Cover: Cultural Properties Re-

view Committee-State Planning Office Files,
New Mexico State Records Center and Archives, Santa Fe; p. 3, Maryland Center for

I am honored and I am grateful that you have invited
me to celebrate this occasion with you in speech. And
what a celebration it is! Today the chrysalis emerges from
its cocoon to spread its wings as butterfly. Commencement is a Festival Day for us all. I am proud that you
wish to listen once again to me: there is no audience that
I know of whose merits make a higher demand on a
speaker, none more intimidating than you, who are gathered together before me here. What listeners you are!
This is the climax of our celebration. After yesterday's
music and speeches, what can be added to these festivities?
Yet is it not a perplexing time to celebrate? We are met
today to bring to an end four years together, to take our
leave of one another. We ail know how sad that is. Were
your speaker an ambassador from the world outside, it
would be different: he might report to you how he found
things out there, and what in his view would be waiting
for you as you commenced; commenced, that is, to take
and to make your place in the world. In such commencement exercises, while your stay with us was ending, you
would already be straining your sight on ahead to what
you are about to begin.
As it is, following a happy tradition of this College,
you have asked one of your Tutors to mark this occasion
with you: you have not overlooked that when about to
begin a new life, it is well to pause in the forward rush
of continuous time, to pay brief tribute to what we have
shared together, to face the hazards which lie unknown
ahead, calmly and in the sober light of a past weii spent.
There is a very old Russian custom you have read of in
War and Peace, at the moment when Rostovs are about
to leave Moscow, in the panic at Napoleon's approach.

The family gathers just before setting out on the journey,
to sit for a moment of silence and peace before the break
with the old life is made and the strenuous motion begins.
Let us pause in some such way together now, under this
giant and venerable tree (you must exercise your imagination!), whose gallant vigor and green deny what age and
storms have done to it. The most precious gift that the
very old bring to those of us who are yet younger is the
way they bless life by embracing it with enthusiasm.
When age rejoices, how can we be sullen?
In a few minutes you will receive your diplomas. We
whose care it has been to watch over you as your Tutors
will no longer have that right and privilege. After this
we meet as friends and equals. Your classes are over. Some
of you mav be through with classes forever. In any case
these classes are over. Let us think for a few minutes what
they may have given you to take along with you as you
depart: that may make the parting sweeter. It can't be
French or music, can it?, or Maxwell and Kant? Not
even Plato or mathematics. In your time with us you may
weii have learned many things along the way: you may
have come to delight in Greek mathematics, in the elegant phrasing of the dances of analogy and proportion;
you may have relished the subtle nets into which that old
Proteus the infinite is lured, the ingenious cages that
constrain but never lay hold of that irrational monster:
the method of exhaustion, the Dedekind cut, the limit
definition that bounds the ultimate approach of a function
repeiiing it as if by magnetism, at least to the extent of a
tiny epsilon. You may know other artful devices as well.
But that does not make you mathematicians. Despite all
that you have seen and all that you have savored, our pro1

�Commencement Address
Annapolis 1975
by Robert S. Bart

I am honored and I am grateful that you have invited
me to celebrate this occasion with you in speech. And
what a celebration it is! Today the chrysalis emerges from
its cocoon to spread its wings as butterfly. Commencement is a Festival Day for us all. I am proud that you
wish to listen once again to me: there is no audience that
I know of whose merits make a higher demand on a
speaker, none more intimidating than you, who are gathered together before me here. What listeners you are!
This is the climax of our celebration. After yesterday's
music and speeches, what can be added to these festivities?
Yet is it not a perplexing time to celebrate? We are met
today to bring to an end four years together, to take our
leave of one another. We all know how sad that is. Were
your speaker an ambassador from the world outside, it
would be different: he might report to you how he found
things out there, and what in his view would be waiting
for you as you commenced; commenced, that is, to take
and to make your place in the world. In such commencement exercises, while your stay with us was ending, you
would already be straining your sight on ahead to what
you are about to begin.
As it is, following a happy tradition of this College,
you have asked one of your Tutors to mark this occasion
with you: you have not overlooked that when about to
begin a new life, it is well to pause in the forward rush
of continuous time, to pay brief tribute to what we have
shared together, to face the hazards which lie unknown
ahead, calmly and in the sober light of a past well spent.
There is a very old Russian custom you have read of in
War and Peace, at the moment when Rostovs are about
to leave Moscow, in the panic at Napoleon's approach.

The family gathers just before setting out on the journey,
to sit for a moment of silence and peace before the break
with the old life is made and the strenuous motion begins.
Let us pause in some such way together now, under this
giant and venerable tree (you must exercise your imagination!), whose gallant vigor and green deny what age and
storms have done to it. The most precious gift that the
very old bring to those of us who are yet younger is the
way they bless life by embracing it with enthusiasm.
When age rejoices, how can we be sullen?
In a few minutes you will receive your diplomas. We
whose care it has been to watch over you as your Tutors
will no longer have that right and privilege. After this
we meet as friends and equals. Your classes are over. Some
of you mav be through with classes forever. In any case
these classes are over. Let us think for a few minutes what
they may have given you to take along with you as you
depart: that may make the parting sweeter. It can't be
French or music, can it?, or Maxwell and Kant? Not
even Plato or mathematics. In your time with us you may
well have learned many things along the way: you may
have come to delight in Greek mathematics, in the elegant phrasing of the dances of analogy and proportion;
you may have relished the subtle nets into which that old
Proteus the infinite is lured, the ingenious cages that
constrain but never lav hold of that irrational monster:
the method of exhaustion, the Dedekind cut, the limit
definition that bounds the ultimate approach of a function
repelling it as if by magnetism, at least to the extent of a
tiny epsilon. You may know other artful devices as well.
But that does not make you mathematicians. Despite all
that you have seen and all that you have savored, our proI

�The College

gram has never allowed you to satisfy your natural desire
to do at least one thing well; or so it may seem. (By the
way, who could know the burden of that frustration better
than your tutors, who for the most part have committed
themselves for life to the frustration and confusion which
you have endured for four years?) We who prescribed for
you Greek and lab, and all those other things, what do
we hope and expect that you will all have made your own,
so as to take it along with you as you go?
A week or so ago, at the Bolshoi Ballet I saw an exquisite dancer, as light as a bird. She poised herself on
the point of one foot, adopting such perfect and graceful
attitudes, executing such delicate motions with gesture of
arms and head, of legs and feet, it seemed that only a
winged deity could so articulate the music. Yet for all that,
she was just a slip of a girl: to give her talents that polished
form, she must have been in training from the time when
she was a little child.
Are you so lacking then in art that you must envy her
achievement? Have you nothing like that to show for all
these years of patient submission to the program's iron
discipline? Of course you have. Only it is something that
makes no display of itself, being modest. I have no hesitation in saying that you have spent these years in learning
to listen: to listen better than ever before, and in a way
that you did not imagine. It is hard, I know, to learn to
speak, to express the feelings and desires and opinions we
are aware of in ourselves. Yet almost every human being
becomes proficient in that art, and says pretty much just
what he means. Alas! that we are so reluctant to learn the
related art of listening. It sometimes seems as if with all
these master speakers, there were none left to hear. I am
especially delighted when a visitor to our classes appreciates the kind of attention everyone pays to each speaker
in turn. For not only is the art of listening indispensable
for the right use of the mind (reading too is a kind of
listening), but it is also the most gracious, the most open
and the most generous of human habits. Wherever you
go, whatever you do, you will be welcome and loved if
only you continue to be able and eager to listen. To you,

2

as to Alyosha Karamazov, everyone will unfold the secrets
of his heart and the most daring, the most difficult of his
thoughts.
Is there any aggravation more common in the world
than to find one is speaking to deaf ears? Is it not a relief
to find one doctor that can bear to listen to his patients?
One executive, one bureaucrat, one parent, yes, one child,

one business man or college president that supposes he
could be told something he does not already know? Sometimes it seems they are all stone deaf in the mind! If we
have put you in the way of curing some of that native
inability to hear, we have helped you to become one of
the rarest, dearest, and most sought-after creatures in the
world. And indeed that is just what you are in the way of
becoming, or so it seems to me as I listen to you each
day in class, each of you attending closely to the other,
opening himself to another's meaning, and when you fail
to get it, ready to try again. With joy I see that this has
become your very habit. What friends and lovers, what
fellow workers, what parents and what children you may
be, if you retain that sweet and modest habit when you
have passed beyond the restraints of this particular community!
And how shall you retain it? Perhaps it will help if you
remember its causes and conditions, and fear the consequences of its loss. How has this wonder come about in
you? What are its causes? That is, if miracles can have
causes. I shall be brief, since for each of us both the
idea and the experience are familiar enough, though no
less wonderful for that familiarity. The causes are mainly
two: ·first, your awareness of your ignorance, an awareness

which we have done everything to sustain by the vast
breadth and the rapid pace of the curriculum we have set
before you and by its exalted standards; second, your
concern to obtain the very understanding that you are
aware of not possessing, or of not knowing how to lay hold
of in and by yourselves. When a man thinks he knows, he
abounds in speeches and commands; naturally he will not
listen. When he does not care, though he may listen out
of politeness or boredom, hoping to be amused, he will

�July, 1975

not hear the meaning of a serious speaker or discover in

himself a serious question.
In addition there have been some essential conditions of
your learning to listen this way: I will name two. To help
you bear the burden of your ignorance and of your concern for unknown things, we have contrived that you remain detached from practical action as much as that is
ever possible for adult men and women. This deliberate
condition of irresponsibility could become mere indulgence in you, but it has also offered you an innocence in
your reflections, freedom from the temptation to prejudging that action of any sort tends to present. Today
that idleness ends: full responsibility begins. Ignorant or
not, you must now act. Will reflection therefore stop and
prejudice set in?
A second condition we have imposed is that you treat
one another with genuine courtesy, and more than cour-

tesy if possible, with gratitude for the help that comes
from sharing ideas; and friendship, too. Your tutors have
constantly provided models. We have discouraged, we
would have eliminated if we could, the natural taste for
winning arguments. That ambition can sharpen the hearing, of course. It breeds a kind of close and concentrated
attention; but it displays the cunning patience of a cat
waiting to pounce, the iron patience of the enemy who
can afford to await the one moment of weakness in which
victory will come to him. But while the victor gloats and
the victim smarts, all listening ceases.
You know I do not mean that the student should merely listen: the requirement of listening is imposed on us by
our own lack of knowledge. Now there are limits to that
lack, as the learner proves by his questions. You know
too well for me to need to stress that the first premise of
this College is the absolute spontaneity of true learning:
the learner will only make his own what he finds out for
himself. All else is borrowed and at second hand, or third.
Learning is a quest: on the silence of the listener follows
the thrust vf his question. The best questions usually
come as a surprise: they are the gift the listener makes to
the speaker. The latter may feel threatened; he may even

retreat. Nonetheless, the first obligation of the learner is
to his question: there are victories essential to the life of
the mind, victories over error that cannot be foregone out

of courtesy and politeness. Some opinions and hypotheses
can be shown to be false and their claims proved specious:
in that demonstration passion and cunning, searching

scepticism and relentless logic must all be summoned and
used unsparingly. Let me remind you of a couple of cases.
Ptolemy gives on the whole a reasonable and beautiful
account of the movement of the heavens. The weakness of
his theory, as you know, only begins to be felt as he works
out the consequences in detail. But the trouble is right at
the start, hidden in the original axioms and some plausible
physics. They must be questioned; but you know the
courage, the imagination, art and insight it took to correct
that error. A mere question was not enough: the earth had
to be set spinning in the heavens, and the mind had to
come to terms with inertia.

There may be a parallel in Marx. We Americans must
never forget tha,t much, perhaps most of the world finds
his theories persuasive, clear and scientific. His picture of
alienation in the general moral poverty of our bourgeois
society is perceptive and moving. But are there not questions that must be asked? Marx was the first perhaps to
give productivity and technology their proper place in the
explanation of the modern world: but does he for all
that know their true roots? Does he not assume too easily
that by a deft twist his account can appropriate to its
own purposes the supple strength of Hegel's dialectic, outrageous as that dialectic may already be in its own context? Without that dialectic, what would become of the
class struggle and the theory of capital? These are the
keystones in the interpretation of history which itself is
providing the basis for revolution all over the world.
Learning requires that we be true above all to our
serious questions; the circumstances of life may require of
us that we pursue the truths we see to conflict and victory. But that is not my special theme this afternoon.
I have now mentioned the conditions that seem to determine our happy way of listening to one another. If we

3

�The College

Seniors Jane D'Agnese, Sandra Davenport,
Matthew DeBacker, and Michael Dink, left to
right.

lack modesty, our listening fails, and learning ceases. Pride
then, sure of itself, lets tragedy take shape. Achilles will
hear nothing, though the embassy pleads with sense and
eloquence. In fact the tragic hero seems to be born deaf.
Creon is deaf to Antigone, Jason to Medea. Othello gives
ear to Iago alone, while Desdemona's words fall helpless
and unheard, or else are turned against her. Theseus only
trusts Phaedra, hardening himself against his own son's
assurances. Lear can hear in Cordelia only her restraint,
and will not find the love. Unaware of their ignorance,
they all make huge errors of judgment. Intransigent and
implacable in their rage, the heroes hurl to ruin themselves and all they hold dear. But deafness is not always so
grand: the ridiculous pretensions of ignorance are also the
theme of farce and satire.
As the Iliad provides the pattern for all tragedy, so it
points the way back out of madness in a reconciliation
which transcends tragedy. When he listens to the word
his mother brings from Zeus, Achilles turns away from his
insatiable and senseless fury. And again listening in wonder to Priam, he allows himself to be reminded of his
own father. In the aged Priam before his eyes, he beholds
the father he will never see again. With all his grace restored, he returns the hated body of Hector, aware with a
new sadness of his own and Priam's losses. So too at the
end of the Oresteia, the Furies, who once were so rigid
in their confrontation with Apollo and Athena, demanding their rights, rights against rights, now yield to winged
words, half in fear of Zeus, half in hope of new honors.
Their merciless hate is transformed into a willing cooperation that brings peace and prosperity to Athens.
After his madness abates, Lear calls himself 'a foolish
fond old man.' When he is thus helpless he is open as
never before to the words of love, and the forgiveness he
needs. Cordelia is eager to offer him both. When he says
she has cause not to love him, she hears his. full repentance. In her answer, 'No cause', her forgiveness annihilates his terrible curse in the first s.::ene, and completes
a reconciliation unparalleled in literature.
Is it only by passing through tragedy that we can hope

4

to come to such perfect and mutual understanding? In the
dialogues Plato suggests that if we humble ourselves to
the level of our ignorance and regularly in each case work
out the limits of our knowledge, we may hope to find the
questions that will carry us safely through. It is helpful, I
imagine, to have Socrates for a friend, and great intellectual gifts besides. In a more universal mode, and one
dearer to my heart, Shakespeare seems to hold out in his
romantic comedies a promise of an understanding which
does not presuppose such special gifts, nor on the other
hand the experience of antecedent disaster. Listening is
our clue today, and who is a more eager listener than the
lover? Of course his passion had better be held in check
a while, lest he pervert the sweet discourse of love to ends
more restricted than the fullness of love requires. Rosalind
chooses to keep her disguise even with Orlando, for fear
that the violence of her passion, and his, may betray them
into sudden folly. But when their courtship is over and
it is time for love to have all his rites, Rosalind puts off
her disguise and appears with Hymen. She begins a life
with Orlando in perfect openness, now prepared by her
sure possession of herself to give herself fully to him. From
the bottom of my heart I hope for each of you that life
will come to you freely with its best gifts, and that it will
find you prepared to receive them.
I thank you for your listening now, and in the past. I
say without irony that you have always understood my
words better than I have understood them myself. In what
I have said today, if I am wrong, I know that you will
correct me, and thus you will prove me right after all, by
showing yourself, as I said all along, the best of listeners.
May you be so fortunate as always to find others ready to
listen and to question as faithfully as you have listened to
me and questioned me. But if you are not so fortunate as
to find them, your listening, I promise you, will go a long
ways towards making them.
This is the text of the Commencement Address given by Robert S.
Bart on 25 May 1975. Mr. Bart has been a member of the Annapolis
faculty since 1946.

�July, 1975

Thucydides, Aristotle's Politics, and the
Significance of the Peloponnesian War
by Leo Raditsa

This lecture is divided into four parts, two of them
analytical and two narrative. I shall begin with a short discussion of the character of the Peloponnesian War, then I
shall describe and assess the significance of the campaign
of the Spartan Commander Brasidas in 424-423, the eighth
year of the war. After some brief remarks concerning
Aristotle's view of the Spartan constitution and its bearing
on Brasidas' campaign, I shall turn to the events which
occurred at Athens in 411, right after the failure of the
Sicilian expedition. In the concluding section I shall attempt to understand the significance of the Peloponnesian
War through Aristotle's Politics. Throughout-but not
always in direct fashion-! shall be concerned with polarization and the relation of oligarchy and democracy.
I have chosen the campaign of 424 B.C., because in his
refusal to use the support of revolution among the subjects
of Athens as an instrument of war, Brasidas drew an important distinction between policy and ideology. In 425
the Athenian politician turned general, Kleon, shocked the
Greek world when he captured several hundred Spartan
soldiers in the Western Peloponnese, at Sphacteria off
Pylas. In reckless defiance of Pericles' warning not to engage the Spartans in direct combat, Kleon' s victory had
cast doubt on Spartan heroism and courage. Brasidas' campaign in 424 represents a constructive response to the
Athenian challenge to Sparta's reputation. Without it the
Peace of Nikias, which ended the first part of the Peloponnesian War in 421, would not have occurred. Called the
Archidamian War, this first part of the war had lasted ten
years, from 431 to 421.
In contrast to Brasidas' campaign, which is notable for
its refusal to prosecute the war by encouraging revolution,
the events in 411 B.C. show Athens herself for the first
time having to cope with the kind of violence and intrigue

which had been one of her own main instruments of
aggression against her enemy's allies. With the failure of
the Sicilian expedition the war for the first time came
home to Athens. Treated in the eighth and last book of
Thucydides, the crisis of 411 marks the beginning of the
end for Athens. In the subsequent seven years of the war,
which ends in 403, Athens never regains internal stability.
I

The Character of the Peloponnesian War
'The Peloponnesian War represents the decisive turning
point in the history of the Greek city states. It ended but
the Greek city states never recovered from it. There remained always a certain mistrust of self and forebodingone no longer dared so much, one feared more.
The period following the Peloponnesian War, the
fourth century, appears to be cut off by the Peloponnesian
War from earlier traditions, especially the tradition of
Marathon. There is a sense, however, in which much of its
activity seeks to come to terms with it in some nonpolitical fashion: for you cannot come to terms with disaster, politically,
I am thinking mainly of the experience of the distinction between the irrational and the rational which is so
clearly drawn in philosophy, in Aristotle and Plato, How
much of that experience is in some way related to the
Peloponnesian War? For instance, in a few minutes I
hope to show how Aristotle's Politics can be used to understand the Peloponnesian War. I am not sure Aristotle intended it for that purpose-and yet it does help to understand that event.
I am saying that even though the Peloponnesian War
destroyed the world of the independent Greek city states

5

�The College
forever, something came of that destruction: a clear sense
of the distinction between being out of touch with reality
and in touch with it, of what it was to live in the world
and outside of the world.
Something analogous has occurred in this century. The
very serious, probably irreparable damage which Europe
has done to herself in this century was accompanied in the
work of psychoanalysis by a powerful effort to distinguish
the rational from the irrational, to live in a world, and to
distinguish the world from one's fancies. Both movements
or accomplishments,-the philosophy of the fourth century
and the psychoanalysis of this century-have the strength
which comes from facing up to weakness rather than
denyrng it or wishing it away. That is why they can so
easily be accused of undermining or weakening, when they
are actually only attempting to uncover what has been
undermined, to look at it in the plain light of day and see
it for what it is. Certainly, they do not betray an easy
confidence. They come from uneasy worlds in which it is
difficult to distinguish doubt from worry, thought from
brooding-and in which for that very reason real doubt
indicates freedom from worrying and real thought freedom
from distraction.
What kind of event was the Peloponnesian War? What
kind of war was it? In the beginning of his work Thucydides speaks of it as a kinesis-a movement, a disturbance.
He sensed also that it was a big event which would drag
almost everything along with it. It had the power of
dividing the whole world. It would last a long time and it
would spread. On the strength of that judgment, Tlmcydides began his work almost at the time of the events. (It
is no small achievement to write, while the events are
occurring, an accbunt that is more than a chronicle; most

history is written after the events-a generation after at
least.) In a remarkable passage Thucyclides indicates that
the heavens and nature were active during the Peloponnesian War, that there were more natural disasters than
usual-the whole earth was disturbed.
In some sense the Peloponnesian War is two wars. This
is I think the import of the speech of the Syracusan leader,
Hermokrates, to the Sicilian cities. He says it is not unnatural for a city like Athens to rule where she can-and
it is up to the cities whom she threatens to band together
against her rather than to ask her to intervene in their
quarrels-for Athens had not come to Sicily unasked. The
first war is the war in which cities, faced with a threat from
outside their country, band together and resist. This is
the straightforward war of the old sort in which men can
accept matter-of-factly that a foreign power will rule
where she can. The second kind of war is something much
more complex and problematical, and dirty. It is the war
of division, of ideology. It is the war in which there is
always one element in the city-usually the democratic
element-which sides with Athens, which prefers the victory of Athens and of its party to the victory of the fatherland and its preservation. In this sense the victory of

6

Athens often also meant a revolution in which the citizens
who had called her in came to power.
In this kind of war one fought not for what one was,
but for what one wished to become, whether oligarch or
democrat, not for the world one knew but another which
one did not know, which could, therefore, demand the
unquestioning allegiance of those who have never disappointed you. One fought not for what one had but for
what one dreamt of having.
To the extent that the Peloponnesian War was a war of
division, of external attack combined with internal revolution, it was a war of aspiration and, therefore, like all wars

of aspiration, limitless. It asked of men that they betray
themselves, their land and their friends and relatives, in
the name of party and the higher truth, which is always
synonymous with party.
Thucydides stresses events at Corcyra in 427, because
they marked the first appearance of the war of division,
of civil combined with external war, which was to spread
in the course of years to all the Greek cities. When they
indulged in the war of division and encouraged others into
it, which meant actually encouraging men to betray everything they were-that is why the words at Corcyra, as
Thucydides says, no longer mean what they once didthe Athenians and the Lacedaimonians engaged in getting
men to subject themselves, to turn their energies against
themselves.
In some sense this was to be the whole deeper movement of the war, especially on the Athenian side-for it
never came to civil war at Sparta. If they had started out
by attacking others and encouraging them to tear themselves apart, they ended by tearing themselves apart. T11e
arms they had turned against others, turned against themselves. The few real statesmen who appeared in this war,
the Spartan Brasidas, for instance, and the Syracusan
Hermokrates, attempted to halt the war of division and
aspiration and to fight the more straightforward war between sovereign states. In contrast to the war of aspiration,

this kind of war usually has defined and achievable aimsand is, therefore, capable of being settled.
The Boeotian statesman Pagondas grasped the deeper
issue when he told the Boeotians: this is not the nsual
border war, and you should not mistake it for such. It is
not the kind of dispute where we argue about where to
put the boundaries. The Athenians take up arms not only
against neighbors but against anybody, against the world.
The only people they respect are those who are willing to
stick up for themselves.
I think there is a profound truth in that observation of
Pagondas. Certainly, the Athenians must have despised
those who were ready to betray their country and friends
for an imported democracy-they could have no illusions
that such men loved themselves.
It is precisely because the Athenians were interested in
something as fundamental and as simple as who would
stand up for himself that the war spread and questioned

�July, 1975
all assumptions. The war of aspiration is a war about
human nature and, what amounts to almost the same
thing, human selkespect. When Aleibiades remarked that
Socrates was the only man in Athens who could make him
feel ashamed, he was talking about this same reckless
quest for men who could stand up for themselves, who
knew their true interests and loved life.
One might say that the war of aspiration is a war fought
by men who think they live in the world, while the first
war, the war of limited objectives, is fought by men who
know they live in a world. Oedipus at Colonus-that
tragedy which came to life at Athens in 401, just after the
end of the Peloponnesian War-is about a man and a king
who has been cast out into the world and seeks to take
root in a world again: that is why place is so important
in it.
In a sense what had happened to Oedipus had happened
to almost everybody at Athens in varying degree. The
Athenians had desecrated what was most their own, what
they had thought most sacred-and in their instance, as
well as that of Oedipus, it had been done unwittingly.
For one really desecrates when one does not know one is
doing it-that is what allegiance to party above country
really means, the licence not to know what one is doing,
that blindness, characteristic of those who are sure they
can explain everything to you, that deadness, which has
much murder in it, which comes with thinking you have
all the answers. When you are involved in wars of aspiration you have to think you have all the answers.
I am saying that wars of aspiration are great uprooters:
they turn men into wanderers, into wayfarers, for whom
the whole world is home-but who do not have a home.
In the most obvious sense the war uprooted the Athenians
by forcing them in from the countryside where their
ancestral altars were and where their ancestors were buried.
You remember Strepsiades at the beginning of the Clouds
dreaming of the country-of the distinct fragrance of figs,
of the silence and the simplicity.
Unfinished spiritually and intellectually as well as ac·
tually, Thucydides' work raised questions it does not
answer except by its very existence. The central question
is simply, "Is there anything that men who have the power
to do, will not do?" That is, are there any values, truths,
which are not conditioned by force? In a sense this question results from the loss of proportion and measurelessness. It is the question which occurs once that loss of the
sense of proportion has occurred. Like all reductionist
questions that of Thucydides is agonizing, for it questions
one's capacity to live, and to believe, and to feel pleasure,
and to know, all activities closely related to each other
and interdependent. Because of this it is hard to recover
from reading Thucydides.
Thucydides resolved or at least set aside the agonies of
this question by bearing witness and attempting to understand, or at least, describe, what happened. In that very
act of description, and especially of judgement of the

relative importance of events which came with it, and of
which he is a great master, he restored a kind of proportion-but at the price of distance. That life he described
was in an important sense no longer his own-he wrote
for the future, perhaps even for us.
The war spread somewhat like a disease-another reason
why Thucydides stressed the plague, barely mentioned in
modern accounts. The war involved all. It drew them
towards it and disaster. You will remember, in Socrates'
Apology, how clearly Socrates grasped the fear of those-inresponsibility, in the last years of the democracy and
under the Thirty Tyrants. Because they knew they were
doing wrong, they insisted on involving as many people
as possible in their guilt. Occurring at the end of the war,
the incident, I think, displays one of its principal mechanisms: its capacity to involve people in something they
knew was wrong and despised, and to suck them in ever
deeper, even to their destruction.
In a sense Athens did this to Sparta.
With one of the most revered constitutions in Greece,
Sparta traditionally had respected the sovereignty of her
allies-who were, in fact, more worthy of respect than the
allies of Athens. Unlike the allies of Athens, the allies of
Sparta had never ceased to look out for themselves. Where
the Athenian allies had in effect entrusted their defense
to the Athenian fleet, whose expenses they helped to
cover, the allies of Sparta kept up their own armies.
Despite this tradition of respect for sovereignty, Athens
taught Sparta the technique of promoting revolution in the
cities whose allegiance one desired. That is the technique
of ruling by destroying the sovereignty of your would-be
associates.
In this contest with Athens, Sparta, however, was a
fairly likely loser. For oligarchy could hardly be made into
an effective rival of democracy. If it came to a choice,
democracy was clearly the preferable alternative, Aristotle
remarked. The point was to avoid coming to that choice.
What was it that made the deadly rivalry between
oligarchy and democracy so powerful, powerful enough to
destroy the fabrics of the Greek city-states?
To explain the deadly enmity between oligarchy and
democracy Aristotle directly referred to the nature of
rationality itself. That is, he clearly implies, there is a close
connection between political conflict of the irrational sort
and the make-up of individual men, of their character. Or,
to put it in bookish terms, the Politics and the NicornaclJean Ethics are different aspects of the same thing.
Once alliance and revolution became in some sense
synonymous, that is, once it began to be accepted that
change of sides in the Peloponnesian War entailed violent
revolution or civil war at home, it became increasingly
difficult to imagine any alternative to domination or
slavery. The choice appeared to be increasingly between
conquering or being conquered-and no one dared to
think of a constitution which respected its own laws as
anything but a naive fancy. You will remember also

7

�The College
Kreon's gloating contempt for what he takes to be Oedipus' naive reliance on Theseus' guarantees and international law.
In short there are only the two extremes, domination
and servility-and no one is even able to think of the
mean, which in this case is clearly freedom, that is, being
ruled and ruling in turn. In this kind of polarization, it
is clear, power comes to be confused with strengthwhich means that men will try to think they are strong
when they are actually weak.
In Aristotle's terms this attitude, which sees only two
alternatives, either to dominate or be dominated, reflects
a highly polarized society in which there are only rich
and poor and no middle class. Excessively humbled by the
harshness of life, the poor cannot distinguish between the
broken obedience of a slave and the freely given consent
of a freeman to a command. (In understanding that distinction, it helps to remember the wonderful fact that in
Greek, the word for "obey" means "to be persuaded.")
The rich on the other hand, spoiled from childhood by
governesses and teachers who fawn on them and fear them,
hardly know how to command. For they cannot imagine
any one freely consenting to obey. A city, polarized between rich and poor, increasingly becomes a place where
the ruling attitudes-! will not call them emotions, for at
most they are only the dim remembrance of what it was
like to feel-are envy and overwhelming contempt.
II

The Campaign of Brasidas in Chalcidice
In one of his few references to foreign policy, Aristotle
touches briefly upon the Peloponnesian War's tendency
to exploit and increase the tendency to polarize between
democracy and oligarchy in every Greek city. He says that
there was only one statesman, at the time when the
Athenians and Lacedaimonians held hegemony over the
Greek cities, who renounced the policy of forcing revolutions in the states one desired to win over to one's side.
Instead, this individual called to life, in the cities he
dealt with, a constitution which in some ways represented
the mean between oligarchy and democracy, which Aristotle calls simply "the constitution," or, as it is often
translated, "polity" (.-o.\mia).
Aristotle does not identify this individual, and there are
many speculations as to who he was. A frequent candidate
is Theramenes, the Athenian politician, prominent among
the Four Hundred in the crucial year, 411 B.C. As far as
I know no one has suggested the Spartan, Brasidas. He
seems to me likely. But the question is not important.
What is important is that an alternative to combining
alliance with revolution was thought of, and attempted,
during the Peloponnesian War. In my judgment it represented the only way of ending the war of aspiration by
bona fide, negotiated settlement, that is a settlement between two sides which respect each other-rather than by

8

total destruction and its almost equally disastrous counterpart, total victory.
Brasidas understood that by reducing herself to the
same level as Athens, Sparta could never bring the war to a
halt. For at the time, in 424, Sparta still entertained no
ideas of victory. If that was anybody's delusion it was that
of Athens. Sparta wanted above all the return of the
Spartan prisoners, which, to the astonishment of all the
Greeks, Kleon had captured near Pylas, and then a settlement which would end the hostilities. Yet by reducing
herself to Athens' level, that is by posing in some sense as
a rival, revolutionary power, Sparta had forfeited, almost
without noticing it, much of the immense prestige she
enjoyed among the Greeks.
I imagine most of us think of Athens when we say
Greece-but this was not the case among the ancient
Greeks. If they did not think of themselves, they thought
of Sparta. Think for a minute. With the exception of
Homer, almost everything you read here is Athenian-or
at least written in Athens, or in some way connected with
Athens. Even our text of Homer comes in large part from
an edition made under the patronage of the Pisistradids
When we say Greek we mean for the most part Athenian.
But I do not think this was so at the time, in the fifth
century and probably also in the fourth. I do not think
Athens was so important in the consciousness of the Greek
peoples. In fact Athens represented a kind of intrusion in
the consciousness of the Greek cities-"an education to
all Greece," Pericles called it. In a way the Peloponnesian
War represented an attempt to fight off that consciousness
of Athens-or, if necessary, to come to terms with it.
Athens represented something with which nobody could
cope-and nobody can still cope-and something, as it
turned out, with which she could not cope.
At Athens everybody talked, and many learned how to
speak and mislead each other. At Sparta, in old aristocratic
fashion, deeds counted for a lot more than words. They
knew more deeply than at Athens (though the Athenians
also keep reminding themselves of it) that what one did
counted for more than what one said. At Sparta a kind of
silence reigned-even as it reigns now. It is the kind of
silence that can hold the respect of those who talk too
much, who chatter because they do not hear the silencemen for instance who do not know how to distinguish
between the questions they are obliged to answer and
those they are not.
And when a Spartan spoke, like Brasidas, it could make
a real difference and move people profoundly. Thucydides
wrote of him that he spoke well, when one kept in mind
that he was a Lacedaimonian. In a sense Socrates combines the virtues of both worlds, for he knew both when to
speak and when to keep a silence-and when to listen.
Of the Spartans some of the Greeks said, "All the
Greeks know what is right but only the Lacedaimonians
do it." In contrast to that kind of reputation, naval
hegemony such as Athens exercised is not of much conse-

�July, I 975

This funerary relief is probably an official monument to the dead,
erected by the city of Athens at the beginning of the Peloponnesian
War.

quence. Brasidas-whom Thucydides describes as a man
of piercing intelligence, and honorable-realized all that.
He realized that by her indolence or her passivity, and by
her readiness to indulge in the ugly practice of encouraging the violent dissolution of the Greek cities, Sparta was
betraying her traditions. For freedom can either be a word,
an ideology, that is, propaganda-or an actual concept,
and as much a part of nature as the trees. And unless one
knows the difference, one is liable to end up a slave who
is convinced he is free-which is very much the contemporary style; and also the ancient one. In the Wasps of
Aristophanes the realistic son tells his father, who is a
fanatical follower of the politician Kleon, that he thinks
he is free, but is actuallv slave of a master who gives little
or nothing for his pains.·
Thrown off-balance by the capture of several hundred
Spartans at Sphacteria, Sparta in 425 feared that the
Athenian presence in the Western Peloponnese might
spark a rebellion of the helots. (In fact Sparta was panicked enough to murder several thousand of her most
independent helots in cold blood.) It was then that the
general, Brasidas, conceived of responding to the requests
of the citizens of Chalcidice for support. The neighbor
of the Chalcideans, Perdiccas, King of Macedon, ostensibly a friend of Athens, had also let Sparta know of his
dissatisfaction with his relations with Athens. There was
reason for Brasidas to make an expedition to these Northern regions. At the edge of the Greek world, Chalcidice
had many little cities, with a mixed Greek and Greekspeaking barbarian population. Although these cities were
by no means all Athenian colonies, the area had been for
some time under Athenian influence. Its lumber and
silver were important to Athens and it controlled the land,
and, I think, the sea-route from the Hellespont, from
which came a good deal of the grain which fed Athens.

From the beginning Brasidas seems to have thought of
his expedition as depending largely on the consent and
support of the Chalcideans, who had in fact promised to
feed his troops. It was in no sense to be a conquest.
Brasidas' force consisted of something under two thousand
soldiers. Look at his line of communications: Athens
dominated the sea. By land, almost every people whose
territory he had to cross were wavering in their allegiance
to Sparta: Boeotia, Thessaly, Megara. If he did not succeed, there would be most likely no going back.
We first catch sight of Brasidas near the Thessalian
frontier. We hear him addressing Thessalian democrats
sympathetic with Athens who oppose his passage through
Thessaly on his way to Chalcidice. He tries to dissuade
them by telling them that Sparta's enmity with Athens
has nothing to do with Thessaly. Like Hermokrates before
the Sicilians, Brasidas tries to· bring home to the Thessalians that their allegiance to themselves should come
before their devotion to Athens.
We next see him before the unexpectedly closed gates
of Akanthus, on the Chalcidic peninsula of Akte. Outside,
in the fields stretching out from the city, the grapes are
thickening on the vines.
Here, at the first stage of his campaign, which is crucial
for setting the tone for the rest, Brasidas faces refusal. He
does manage to gain permission to address the assembly,
and, in a heated debate, he explains that he has come to
free the cities of the area: freedom means independence or
sovereignty, not democratic control necessarily. He guarantees their constitutions and their property-and declares
that he has not come to take sides in a struggle between
the few and the manv. If the Akanthians will not be convinced, he will destroy their crops. He must do this. He
has come a long and dangerous way from Sparta to aid
them, and it is simply impossible to stop at this point.
He points also to the traditional reliability of the Spartans:
the Akanthians can trust his word.
Moved by his speech-and fearful for their crops-the
Akanthians vote to allow Brasidas to enter and to break
with Athens. A little while later at Amphipolis, the prominent Athenian colony on the Styrmon River, Brasidas
follows the same policy. Although he could have taken
the city by force, through the betraval of the oligarchically
minded, he chooses to address the population, who, as at
Akanthus, are largely democratic and adamant against
having anything to do with him. Here again, however, his
words convince the people of Amphipolis, especially his
guarantee of their constitution and their property.
Amphipolis' break with Athens shocks the Greeks. Satisfied that Brasidas means what he says, other Greek cities
secretly let Brasidas know of their willingness to join him
and Sparta. At Athens there is great alarm and fear that
the revolt will spread to the other subject allies. In the
middle of winter a few garrisons are sent to Chalcidice.
For his part, Brasidas sends to Sparta requesting more
troops, but at home there is not much enthusiasm for his

9

�The College
accomplishment, even though it had thrilled the Greek
world who had never before seen the Spartans pursue a
policy with passionate commitment. Some are jealous,
others think only of somehow contriving the return of the
prisoners and stopping the War.
Brasidas realized that the infectious and increasingly
destructive spread of the Peloponnesian War could only be
brought to a halt by reasserting the leadership of Sparta.
This leadership had been disoriented for more than a
generation by the new situation created with the victory
over Persia. In order, however, really to reassert leadership
you need a policy which backed by force will dispel ideology by its self-evident reasonableness. In these terms force
means little more than that you mean what you say.
Brasidas' policy was simply to sever alliance from revolution. Change of alliance would not involve change of
constitution and expropriation. In short his policy was that
obedience to the law was more important than the apparent ideological content of a constitution. Aristotle
would have agreed with this. For in his view, either
democracy or oligarchy would do, as long as they obeyed
their own laws.
There was another good reason why Sparta should attempt to create the conditions for a negotiated peace by
rising above party, above encouraging the despairing alternation between oligarchy and democracy. In contrast
to Athens whose way of life and constitution was decidedly democratic, Sparta was not really an oligarchy. In
fact Aristotle points to the Spartan constitution as an
example of the best practicable constitution which combines the element of oligarchy and democracy in such a
way as to make it difficult to tell whether it is an oligarchy
or a democracy.
In addition Aristotle says that Sparta had the kind of
"polity" which made reference to excellence. Because
Sparta had fashioned a society in which money was of
little importance, she was, in Aristotle's view, that kind of
polity which is a combination of democracy and aristocracy, rather than oligarchy.
In Sparta uniformity of dress, that is freedom from the
costs and invidious distinctions of fashion, and common
education minimized the distinction between rich and
poor. All freeborn men could hold some office like the
ephorate, others like those of the old men, the gerousia,
were restricted to certain individuals.
This view of Aristotle's implies that Sparta was violating her own character when she allowed herself to be lured
into competing with Athens in fostering revolutions. By
tradition and polity constituted to see the whole, she
acted as if she only understood a part or one side-and
the weaker side at that.
At a moment when Sparta's losses at Sphacteria appeared to point to a decay in her traditions, Brasidas had
rediscovered them in a policy which allowed him once
again to refer to Sparta as the Defender of Greek Freedom. Unfortunately for Sparta and the Greeks, he was

10

killed in battle in Chalcidice in 422.
III

The Events in Athens in 411
Thirteen years after Brasidas' campaign in Sicily, Athens
was forced to come to terms of some sort with the polarity
between democracy and oligarchy she had done so much
to encourage elsewhere. For great powers who cannot
teach themselves, the only teacher is disaster. The events
of 411 in Athens are inconceivable-without the Sicilian
disaster which occurred in 413.
Defeat in Sicily meant disorientation and temporary loss
of confidence. Nobody knew what to expect. Many allies
of Athens showed signs of wavering, especially the rich
and powerful island of Chios, who showed her intention
to defect from Athens openly in 412.
In general attention shifted from the far west to the
Eastern Mediterranean. In addition to Chios, Samos,
Miletus, to a degree Lesbos are now to be the centers of
attention. Also and most importantly, Persia now enters
the war for the first time. To a large extent it was Alcibiades who had come from Sparta to Persia, who brought
Persia again into the consciousness of the Greeks. This is
another characteristic of wars of aspiration and betrayal,
those who live and die in them ignore or deny obvious
facts which might force them at least temporarily to drop
their ideologies.
Exiled from Athens, because of the mutilation of
Hermae which had occurred on the eve of the Sicilian
expedition in 415 and unable to return to Sparta, Alcibiades attempted to make the possibility of help from
Persia the pretext for change at Athens. He sent a proposal to the oligarchically minded commanders of the
Athenian fleet, stationed at Samos: he would bring Persia
into the war on the side of Athens, if Athens agreed to
change her constitution to an oligarchy and vote his
recall.
Alcibiades argued that the Great King could not possibly have any confidence in any arrangement made with
the present extreme democracy at Athens. If Persia was to
enter the war on the side of Athens, there must be a government at Athens which would win the confidence of the
Great King. Speaking out against Alcibiades' proposal,
Phrynichus, a statesman of some nobility, pointed out to
his oligarchically-minded colleagues in Samos that Alcibiades had no particular devotion to oligarchic ideals but
desired only to return to Athens. Persia would in any case
trust Sparta more than Athens, because Sparta had never
done her any real harm. Above all-and this was the real
brunt of Phrynichus' advice-violent factional strife and
revolution must be avoided at Athens.
In its realization that no ideological yearning could
possibly justify the undermining of law and the respect
for law which violent change necessarily entailed, Phrynichus' advice recalls Brasidas' wisdom. It sounds, how-

�July, 1975
ever, out of place. The times were much grimmer than in
424-and, therefore, men smarted at good sense. It appeared odd. It embarassed the shameless. The commanders
voted to send a delegation immediately to Athens and the
assembly to present Alcibiades' proposals. I shall call this
delegation, the delegation of Pisander, after the oligarchic
commander who led it.
It was against a background of brutality that the delegation of Pisander arrived in Athens from Samos bearing
the proposals Alcibiades had sent from Persia. The matter
was brought up before the assembly. In a heated debate
in which he questioned all of the opposing speakers,
Pisander managed to persuade the Athenian demos to
allow a reform in their constitution and to give him full
powers to negotiate with Alcibiades and the Persians.
Pisander's principal argument was what we call national
interest. If Persia did not help Athens she would help
Sparta and this would mean the defeat of Athens. In a
sense the revolution at Athens started at this point and
with something approaching the legal consent of the
demos.
As Pisander left Athens for Persia and Alcibiades he
contacted all the secret societies of the upper classes and
the aristocracy. One of the first acts to occur after his departure was the murder of a prominent and popular
democratic speaker. When the murderers were not discovered and arrested, it became apparent that any one who
was not suitable would be done away with. i,-tr~8""'
became the slogan characteristic of the period. But appearances were kept up. The constitution appeared to
function as before-only somehow debate was controlled.
The democrats were worsted in their innermost convictions and dared not speak up. They felt thankful for having escaped violent death. Secret messengers slipped out
of Athens to tell the fleet at Samos of the atrocities occurring at home.
At the palace of Tissaphernes in Persia, Pisander did not
have any success. Although the promises of Alcibiades had
impressed the Athenian people, the commitment of the
Athenian people did not impress the Persian. Alcibiades
could not deliver. Outraged, the oligarchic commanders
with Pisander now recognized the truth of Phrynichus'
warning that Alcibiades held no particular commitment to
oligarchy.
This is the crucial moment in the revolution, the
moment when the oligarchic revolution dropped any pretext of legality or foreign policy justification. Unable to
negotiate the alliance with Persia which the demos had
authorized, the commanders nevertheless determined to
go on and seize power at their own risk and expense. In
their judgment they had already gone too far, and now
must do openly what they had before done covertly. Such
were the immediate results of noticing Persia and listening
to Alcibiades.
Upon its return to Samos from Persia, the delegation
of Pisander took a decision which is almost the direct

opposite of the one taken by Brasidas. They determined
that on their way to Athens to seize power, they should
cause oligarchic revolutions among the most important
of Athens' subjects. By bringing those like-minded with
themselves violently to power, they expected to command
but not to hold the respect of the subjects of Athens.
This too is a characteristic of wars of aspiration, revolution and betrayal, that they take opposition for disloyalty
-because they are too insecure to withstand criticism.
The outcome, however, betrayed the expectation of
Pisander and the other oligarchs. The upper classes of
the cities welcomed the change to oligarchy, for they conceived of it as an encouragement to independence. They
did not, however, take Athens seriously in her pretence of
supporting well-ordered, aristocraticizing cities. They impugned her motives and in the course of several months
deserted to Sparta. As it turned out, Pisander and the
oligarchs encouraged the very defection they had wished
to prevent.
With the return of Pisander to Athens, the oligarchs
called an assembly at Colonus, outside but within sight of
the city, in which they restricted access to five thousand
of the wealthier citizens. One of the first motions in this
assembly concerned suspension of the ypa¢~ 1rapav6p.wv,
the accusation which any citizen could lodge against another who made a motion in the assembly which was
clearly illegal. In effect the constitution and all the laws
were suspended. Further, the people were deprived of
their franchise. '!be Four Hundred who were to replace
the flo•·A~-and who actually were to force the flovA~ out
of the council house in a few days with the aid of aristocratic thugs-were to replace themselves by coopting individuals from the Five Thousand.
These changes are staggering-they represented a return
to the situation before Solon, almost two hundred years
before, who had first made the people part of the commonwealth. Thucydides recalls Pisistratus whose tyranny had
come to an end almost a hundred years before.
He also notes that the most excellent and talented men
in Athens took part in this conspiracy. That is important,
for it indicates how deeply upset the elite of the city were
and to what extent they were dissociated from the democracy. One of the first acts of these men after they had
seized power was to open negotiations with Sparta for
peace.
The test of an usurping government, however, is whether
it can rule. The absence of a large part of the people away
on active duty with the fleet had facilitated the seizure
of power by the Four Hundred. When exaggerated reports
of the crimes and atrocities and the suspension of the
democracy reached Samos, the fleet fell into an uproar.
All generals who were suspected of sympathizing with the
Four Hundred were stripped of their command. The assembly of sailors and marines decreed the return of
Alcibiades from Persia.
In effect there were now two governments of Athens,
II

�The College
one at Samos, the democracy, and the oligarchy at Athens
-but there was also the war and it was the war and
Alcibiades that finally kept the two governments from
becoming two cities and destroying Athens. Upon his return to Samos from Persia the sailors demanded of Alcibiades that he lead them in arms against their native city.
He faced them down, something, Thucydides judged,
nobody else could have done. They had elected him general and he would command.
Instead of leading the fleet against Athens, Alcibiades
negotiated with the Four Hundred. Making it clear that
his and their first priority ought to be the prosecution of
the war, he told the Four Hundred he would accept the
government of the Five Thousand but not the Four Hundred. This amounted to telling the Four Hundred they
should become what they had always pretended to be, the
more moderate government of the Five Thousand. Alcibiades' demand fonnd resonance in the ruling circles of
the Four Hundred. Here there was much dissension
especially among those whose expectations of power had
been disappointed.
Further, a clear and crucial difference in respect to

foreign policy obtained among these men. The extreme
oligarchs appeared more and more to be willing to settle
with Sparta on any fair terms, the milder oligarchs desired, like the fleet at Samos, to prosecute the war. About
such a matter there could be no compromise.
With the support of Alcibiades the milder oligarchs succeeded in ousting the extremists, the hard core of the
Four Hundred. The new government they established was
actually based on the Five Thousand. More importantly,
it immediately set to restoring the laws. In contrast to the
Fonr Hundred it would obey the law. Its two most characteristic measures were the limitation of military service to

the richer class.es and prohibition of all payments for
offices including the payments for jury duty and attendance at the assembly which Pericles had first instituted. Of
this government Thncydides said it was one of the most
apt mixtures of oligarchy and democracy he had experienced-and provided Athens with the best government of
his time.
Since this new constitution excluded many men from
exercising citizen rights, it hardly amounts to an exact
equivalent of Aristotle's polity. But it had much of the
spirit of polity. The extreme oligarchy of the Four Hundred had confused assurance with mnrder and had been
much too anxions to settle with Sparta; the extreme
democracy had undertaken the war of aspiration, division,

and betrayal. In some sense a mean between these two
extremes of violence and servility, the government of the
Five Thousand, had it lasted, might have negotiated an
hononrable peace with Sparta. This is no more than a
guess. I mean it might have grown balanced enough not
to define itself in terms of what it hated. But perhaps it
was too late.
The Spartan Brasidas, by refusing to interfere in the

12

internal affairs of the cities whose alliance he sought, and
the Athenians, when they attempted to contrive a government that took better account of the few and the
many, represent attempts on the part of statesmen to combat the polarization between democracy and oligarchy that
increasingly became the basic mechanism of the war and
especially the basic reason for its spread.
IV
Aristotle and the Peloponncsian War
In my discussion up to now, I have on occasion re~
£erred to Aristotle's conception of polity, as a combination of oligarchy and democracy. Aristotle's attitude
toward polity is paradoxical. At the same time that he
makes it clear that it is the best of attainable constitutions,
he also emphasizes its rarity-and does not explain it.
In my judgment Aristotle's discussion of polity provides
a powerful understanding of the function of polarization.
I do not know if he was trying to understand the
Peloponnesian \Var when he discovered the conception
of polity. But clearly he was trying to understand how it
came about that oligarchy and democracy, the few and
the many, were so often antithetical, so often enemies
unto death, when in actuality and nature they were complementary parts of a whole and could not be themselves
without each other.
In short he was trying to understand why men hated so
much just what they needed to make them whole. Why
the many hated the few, and the few the many, when the
many could not respect themselves, if they did not respect
the few, nor the few respect themselves when they did
not respect the many for what they were. That is, a city
could not have any true values, which means it could not
experience life itself, joy, pleasure, knowing, unless in some

way it had living space for both quantity and quality, for
both democracy and oligarchy. And this could not occur
without a sense of proportion, without a sense of the
relations which obtained between things not directly
comparable on a one-to-one quantitative basis. Without
this sense of proportion, without being able to see how
parts relate to each other in other than quantitative terms,
it was impossible to distinguish between one thing and
another except in quantitative terms, in terms of what was

bigger than another. The perception of all relations of
quality was blunted. It became difficult to distinguish
between a father and a son: they in fact appeared interchangeable, as happens in the Clouds between Strepsiades
and Pheidippides. In simplest terms this means that it
was a world in which it was difficult to grow. Also, it became difficult to experience difference, for instance, be-

tween relatives and other men. It is not an accident that
theories concerning the abolishment of the family arise in
an Athens on the one hand democratic enough to confuse

egalitarianism with liberty, on the other so oligar9hic that
she can attempt for a short time to exclude most of her

�July, 1975
population from citizenship. Nor is it accidental that
the story of Oedipus who could not tell who were his
parents takes on undeniable clarity in this same levelling
Athens. The oligarchs reacted to this levelling with a correspondingly outrageous ideology of difference. Because of
birth and wealth they claimed innate superiority in all
things. There was no question that both oligarchs and
democrats were in some sense right, because both equality
and inequality exist in nature. But they were both wrong
in wishing to make what they understood into the whole
truth. Tbey were wrong because it is impossible to understand quantitative equality without understanding the
reciprocal equality which exists between unequals. By extending their truth beyond its compass, oligarchs and
democrats were exploiting it to deny an equally valid
truth. This is a common mechanism in politics, a deeply
rational principle used to justify an irrational one which
undoes its justifier.
For instance, when he is discussing how a polity com·
hines democratic and oligarchic elements to create something on some occasions different in kind from either
democracy and oligarchy, Aristotle gives the example of
selecting magistrates. In oligarchy the magistrates tend to
be elected from a restricted number of candidates, in
democracy all citizens are eligible for office but they are
chosen by lot. Polity combines the two institutions in a
manner which distinguishes their rational from irrational
features. From democracy it takes the noble principle that
all should be eligible for office, from oligarchy the equally
rational principle that choice of magistrates should be
made in responsible fashion, that is through election.
From democracy it takes freedom of choice, from oligarchy
the sense of responsibility for choice. At the same time
polity discards the irrational notions which the deeply
rational principles of democracy and oligarchy had been
made to justify. It does away, for instance, with the in·
credible institution of the lot. For the principle that all
men shonld be eligible for office does not imply that one
man is as good as another. If one thinks it does, one is
merely saying that one has contempt for the best that is in
one, for the very thing one aspires to. Polity also does away
with the equally irrational notion that recognition of the
responsibility of choice somehow implies that choice
should arbitrarily be limited beforehand.
This example also shows how democratic and oligarchic
institutions when isolated from each other tend to under·
mine each other, but when put in the presence of each
other, strengthen and define each other. Polity is a mean.
Like the mean of the Nicomachean Ethics it contains the
extremes in some fashion. But at its best the mean is also
different in kind from the extremes. That is by containing
them, by bringing them into dialogue with each other,
polity transforms the extremes.
Aristotle's connection of polity with the mean is cru·
cia], for it shows that polity is more rational than either
of the extremes of oligarchy or democracy. And if it is

more rational it is more capable of doing the apt thing at
the fitting time for the right reason. That is it will know
when to fight and when to make peace, when to insist on
equality and when on difference, when on quantity and
when on quality. It will not insist on equality in order to
deny rational inequality or on quantity in order to overwhelm quality. It will not make peace, because it fears to
fight-or fight because it fears peace. Most simply, it will
know the difference between one thing and another,
pleasure and pain, knowledge and ignorance, courage and
arrogance, strength and power and so on.
The Peloponnesian War represents a denial that political life had shape or proportion and at the same time testi·
fies to the inability to perceive it and stand the pleasure
accompanying its perception. One comforted oneself for
that inability by destroying others outright or tempting
them to destroy themselves, by letting things work, by
reductionist thoughts seeking to persuade others because
they did not convince oneself. These thoughts tolerated
no answers, brooked no obstacles and spread through the
weakness which comes of not being able to point to the
obvious. Men repeated what they did not believe, because
they feared to be overwhelmed by the truth-and its modesty which appeared to them shameless. It is this which
Thucydides means when he says things are turned inside
out and words denote something close to the opposite
of what one used to know.
No one can read Thucydides without wondering if
values, if valuing one thing above another, is in any sense

a part of nature-rather than something most men pay lip
service to, but only fools believe. To ask this question
amounts to asking nothing else than if men can live, rather
than merely exist, feel life in them rather than merely
yearn for it. The Peloponnesian War was a war about the
inability to live. With the victory over Persia the Greeks,
especially the Athenians, realized they were free to do
what they pleased. In the Peloponnesian War they discovered there was nothing stopping them except themselves.
Author's Note:
The chief question during the discussion that followed was whether

it was anachronistic to describe the struggle between democracy and
oligarchy during the Peloponnesian War as a struggle between ideologies. In contrast to the justifications for violent seizure of power
since the French Revolution, the Greeks of the fifth century, it was
suggested, did not believe that the truth of their views licensed them
to do what they could to obtain what they would. More clearheaded
about their motives than the moderns, they did not indulge in the
fancy that they could fundamentally change human life and character
for the better through violence. Fina1ly it came to this: Was Stalin a
tyrant simply or a man whose crimes found some excuse in a "higher,
self-evident truth"?
This is a fundamental question of our lives and divides our world.
Hesitation in its regard tells of tragedy-and invites it. But we hesitate.

L.R.
Leo Raditsa has been a tutor in Annapolis since 1973. TI1is is the text
of a lecture delivered in Annapolis on February 14, 1975.

l3

�The College

Brothers of Our Father JesusThe Penitentes of the Southwest
by Marta Weigle

Meanwhile, the sun sinking at our backs had
turned the cliffs across the valley into splendid
cathedral shapes of rose and saffron beauty-a
beauty tbat is touched here in this country with a
sometimes terrible sense of eternity~ 1oneliness 1
and futility. For all the gay laughter of youth on
the hillside, the stark parable of the Crucifixion
is close to the country's soul. It eats into the
heart, this terror; and it is not difficult to imagine how the early Franciscans felt, as they
gazed upon this terrible afternoon light on bare
mesa and peak, and felt the thorns of this eternal
loneliness pressing into their souls. Actual mortification of the flesh is perhaps less poignant.
(Brothers of Light, 1937, p. 49)

This is how Alice Corbin Henderson describes Good
Friday at the tiny New Mexico village of Abiquitl sometime in the early 1930s. Hers is a poet's view of the same
land which has since inspired Georgia O'Keefe's artistic
vision. It is also a sensitive and compelling account of the
Holy Week rituals of the Brothers of Our Father Jesus,
more commonly, and too often pejoratively, known as the
Penitentes. For nearly two centuries, this lay brotherhood
of devout Catholic men (women were generally auxiliaries
only) provided material aid and spiritual support to Hispanic villagers in the mountain and river valleys of what
is now northern New Mexico and southern Colorado
( until1861 part of New Mexico).
The heart of New Mexican Spanish Catholicism is
Franciscan. From the establishment of Don Juan de
Onate's first colony in 1598, until the Pueblo Revolt of
14

1680, the friars were the only religious on the isolated
northern frontier, which was designated the Custody of
the Conversion of St. Paul and administered from the
Franciscan Province of the Holy Gospel in Mexico City.
After Captain General Diego de Vargas' reconquest ( 169296), the colony's spiritual affairs continued to be dominated bv the Franciscans.
Although the Custody was officially annexed to the
Diocese of Durango in 1729, neither the Bishops of
Durango nor the Provincials in Mexico City were ever
able to supply sufficient clergy for the remote region.
When Fray Francisco Atanasio Dominguez visited the
interior of New Mexico in the spring of 1776, he reported
that 22 missions and 20 priests served a population of
18,344, including Indians. In 1812, Don Pedro Bautista
Pino's belated report to the Spanish Cortes stated that the
26 Indian Pueblos and 102 Spanish settlements were
served by only 22 Franciscan missionaries and 2 secular
priests. Pino pleaded with the Spanish authorities to grant
New Mexico a bishop and twelve additional ecclesiastics,
preferably Franciscans because "the settlers have become
so accustomed to seeing the Franciscan gown that it is
likely that any other order would not be so welcome."
The beleaguered Spanish government could not heed
Pino's pleas, and the ecclesiastical situation in New
Mexico continued to deteriorate even after Mexican inde~
pendence in 1821. In 1833, when Don Jose Antonio
Laureano de Zubiria, Bishop of Durango, made the first
episcopal visitation of interior New Mexico since 1760, he
was alarmed to find bermandades de penitencia, brotherhoods of penance, or, as he preferred to call them, de
carniceria, of carnage. These Penitentes practic.ed excessive
public self-mortification and cross-bearing and, at least at
Santa Cruz, met in a room specia11y maintained for their

purposes. Zubiria considered such congregations and im-

�July, 1975

ABOVE: Calvaria; UPPER RIGHT: The east morada at AbiquiU.
Built between 1820 and 1850, this may be the oldest surviving morada

in New Mexico; LOWER RIGHT: Principal reredos behind the
altar at El Santuario de ChimayO (see cover). The large crucifix represents Our Lord of Esqulpulas; its prototype is the miraculous Black

Christ of Esquipulas in southeastern Guatemala. Painted images across
the top of the reredos represent (left to right): the Holy Cross with
lance and five wounds of Jesus; the Franciscan emblem, the crossed
arms of Christ and St. Francis; and the Holy Cross of Jerusalem, or
Cross of the Holy Sepulchre. The figure on horseback in a glass case
to the right is St. James, known here as Sei'ior Santiago. (AU except
photograph above from the Cultural Properties Review CommitteeState Planning Office Files, New Mexico State Records Center and
Archives, Santa Fe).

moderate penances to constitute a potential threat to
Church authority. His injunction was the first of many in
a long and complicated series of misunderstandings between the Brotherhood and the ecclesiastical hierarchy.
The exact origins of the Brotherhood will probably
never be known, but there is good evidence for a strong
Franciscan influence on its rituals and rules. Most likely,
the neglected pioneers resourcefully patterned local observances of Holy Week, to them the most important
event in the Church year, after rites fostered by the
friars. These traditionally included various forms of selfdiscipline, primarily flagellation, the Via Crucis or Way of
the Cross, and other devotions centered on the Passion

of Jesus. The emergent Brotherhood also sponsored funeral
services, another crucial function in the isolated com~
munities.
On August 18, 1846, acting Governor Juan Bautista
Vigil y Alarid surrendered New Mexico to BrigadierGeneral Stephen Watts Kearny, and the northern province
of Mexico became the southwestern frontier of the United
States. Pope Pius IX transferred the Vicariate Apostolic
of New Mexico to the Archdiocese of St. Louis in 1850,
and the newly consecrated Bishop Jean Baptiste Lamy arrived in Santa Fe in the summer of 1851. The transition to
a North American Church largely administered by French
clergy was not a smooth one. However, the Brotherhood
15

�The College
provided an organization throngh which native Hispanos
could learn to cope with new political, ecclesiastical, social,
and linguistic forms while preserving familiar patterns of
community, worship, and language.
Unfortunately, many Anglo newcomers, few of whom
were Catholic, compounded an already difficult situation
by publicizing sensational accounts of the "weird" rites of
"fanatical" and "death-worshipping" descendants of the
Medieval flagellanti. These inaccurate descriptions soon
led to the desecration of community observances by scores
of uncomprehending outsiders. Penitente-hunting became
a kind of sport, and the few sober and sensitive portrayals
of the Brotherhood, such as Henderson's, were inundated
by a stream of irresponsible, opportunistic pieces, which
still continue to be published. Such journalism is above
all vicious; it disregards both the important year-round
fraternal and charitable purposes of the Brotherhood and
the faith which inspires this intense devotion to the Passion.

On January 28, 1947, Archbishop Edwin V. Byrne
signed an official statement recognizing "the Brothers of
Jesus of Nazareth (commonly called the Penitentes), in
order to clarify their status both to Catholics as well as
to non-Catholics." This was an attempt to end the century
or more of difficulty and ambiguity between Church and
Brotherhood. Byrne stated "that the Association of Hermanos de Nuestro Senor Jesus Nazareno is not a fanatical
sect apart from the church, as some seem to think, but an
association of Catholic men united together in love for the
passion and death of our Blessed Lord and Saviour."
The late Don Miguel Archibeque was largely responsible
for paving the way to this reconciliation. He helped organize local chapters and councils of chapters into the
Archbishop's Supreme Council, and Byrne appointed him
the first Hermano Supremo Arzobispal (Archbishop's
Supreme Brother). (The third Hermano Supremo Arzobispal, Sr. M. Santos Melendez of Mora and Albuquerque,
now leads the Brotherhood.) In 1958, Archbishop Byrne
presented Archibeque with a copy of a limited edition
portfolio entitled The Way of the Cross: A New Mexico
Version and edited by Reginald Fisher. In part, a translation of the inscription reads:
For Don Miguel Archibeque ... in appreciation
of the important role his Brotherhood has had
in the development and preservation of this beautiful expression of the true vocation of New
Mexico Spanish people.
Brotherhood devotion is expressed through prayer, meditation, discipline, and music in both public and private
rituals and processions. None of these expressions are
aberrant; all have precedent in the history of Spanish
Catholicism and its mystical, penitential and Franciscan
traditions. Together, they added a vital sacred dimension
to rural life in the harsh new land.
It is impossible to describe a single Brotherhood ritual.

16

Observances vary from year to year and from place to
place. An elected Hermano Mayor (Elder Brother),
guided by local tradition and contemporary conditions,
oversees all worship, deciding which services, processions,

and penances are collectively appropriate for that Holy
Week. Individual Brothers also have various personal
vows to fulfill through particular exercises or visits. The
brief descriptions which follow are therefore generalized,
and they refer not to current practices, which have been
considerably modified and are more often conducted in
private, but to customary patterns of worship in the late
nineteenth and early twentieth centuries.

Throughout Lent local chapters, called moradas (a word
which also refers to the Brothers' meeting-house itself),
met on Friday nights to worship and prepare for Holy
Week. From Holy Tuesday through Good Friday night,
the Brothers would be in retreat at the morada. During
this time they slept little-maintaining constant vigils,
welcoming and worshipping with groups of visitors from
the village and from neigh boring moradas, and undertaking various public and private processions and services.

Their nutritious, meatless meals were brought to them by
specially designated men or female auxiliaries.
Penances included fasting, long hours of prayer and
meditation while kneeling on arroz ("rice"-small, sharp
stones from anthills strewn on the floor of the morada
chapel), and self-flagellation with disciplinas (whips) of
loosely plaited yucca fibre. Another common form was to
drag a heavy wooden madera (cross) to a spot designated
as the Calvaria (Calvary) by a large upright cross. This
discipline was especially strenuous because maderos are

taller than a man and weigh several hundred pounds. Still
other penitents might wrap themselves in ropes, cactus, or
chains, or bind their arms to small crosses.

Novices and Brothers engaged in active penance were
known as Hermanos de Sangre (Brothers of Blood).
Hermanos de Luz (Brothers of Light) were either the
elected officials of the morada or aJ.l full-fledged members accompanying those doing penance. When active
penitents appeared in public procession, they wore not
only the obligatory- white calzones (trousers) of the
Hermano disciplinante (Brother in discipline) but also a
black venda (hood) to insure humility.
In certain moradas, pulling the death cart was a traditional penance, especially during Good Friday processions.
Carved figures of La Muerte (Death, known in New
Mexico as Nuestra Comadre Sebastiana or Dona Sebastiana), depicted as a skeleton uncovered or clothed in
black, were seated in small carretas (carts) filled with
stones to increase the difficulty of the exercise. One or
two Brothers dragged the cart by means of a horsehair
rope over the shoulders and around the bare chest. Instead of the traditional scythe, New Mexican Muertes
carried a bow and arrow or occasionaiiy a wooden hatchet.
Almost every village preserved a legend recounting the
time Sebastiana's arrow feiicd an unbelieving bystander.

�July, 1975

ABOVE: Yucca disciplinas. The whips were
dipped in an antiseptic solution before use.
UPPER RIGHT: The simulated crucifixion at
San Mateo, New Mexico, on Good Friday,
1925. This was an elaborate enactment, much
doser to a passion play than most. Note that
all three men are standing on platforms.
RIGHT: Nuestra Comadre Sebastiana, Death
in her cart with drawn bow and arrow. Photo"
graph taken in the 1930's. BELOW: Brothers
from Cuba, New Mexico (wearing ribbons signifying official status), are received by Brothers
from Cubero, New Mexico, April c. 1908.
Before 1912, Brothers from Cuba made a
lengthy annual pilgrimage of several hundred
miles. Note the standard at their head and the
violinist and guitarist standing in their midst.
(Upper right and right from the Dorothy
Woodward Collection, New Mexico State
Records Center and Archives, Santa Fe. Photograph below from the Collections in the
Museum of New Mexico, reproduced here from
Weigle, The Penitente~ of the Southwe~t, with
permission of Ancient City Press, Santa Fe.)
BELOW: Six Brothers of Blood flagellate
themselves during an exercise at a Calvaria.
Photograph taken by E. M. Cosner, probably
near Wagon Mound, New Mexico, in the early
1890's, and copyrighted in 1896. (From the
Dorothy Woodward Collection, New Mexico
State Records Center and Archives, Santa Fe.)

17

�The College
However, the Brotherhood did not worship death; Muerte
figures and sometimes human skulls served as mementa
mori, reminders of mortality and of the necessity to prepare the soul for its departure from the body.
Whatever their form, penitential exercises were never
uncontrolled masochistic or sadistic tortures. Outside the
morada, penitents were almost always accompanied by
Acompafiadores or Ayudantes (Helpers) and by Brothers
singing, praying, playing the pita (flute), and carrying
small crosses and santos (sacred images) as guides. Devotion, not destruction, was the goal of self-discipline.
Revenant Brothers often joined night-time processions.
These ghostly penitents appeared as transparent, hooded
figures who scourged themselves silently on bloodless
backs. They were thought to be deceased members who
had either broken vows or been unable to fulfill them due
to an untimely death. Stories of such encounters a.Jso instilled respect for Brotherhood privacy among non-members. In fact, many villagers referred to Brothers of Blood
as people of the dead and kept their distance from such
processions.

The community was invited to visit the morada during
Holy Week and to participate with the Brothers in certain observances. Brothers and other villagers followed an
outdoor Way of the Cross on various occasions. Small
wooden crosses marked each of the fourteen Estaciones
(Stations). Worshippers knelt at each one while the
Rezador (Reader) read an appropriate meditation and
led the prayers. Alabados (hymns) were sung as the people
walked to the next Station.
Most enactments of final events in Jesus' earthly life
were highly stylized and symbolic tableaux which focused
on a single moment and more often involved wooden
santos than human actors. Some moradas dramatized the
Emprendimiento (the seizure and religious trial of Jesus)
on Holy Thursday. Many observed El Encuentro (the
Encounter), the meeting of Jesus and His mother along
His way to Calvary (the Fourth Station of the Cross),
on Good Friday morning.
El Encuentro is an especially moving rite, particularly
for the women. They process from the church or chapel,
carrying an image of the Virgin Mary, usually N uestra
Seiiora de los Dolores (Our Lady of Sorrows). The
Brothers come from the morada bearing a large robed
statue of the Cristo with arms bound and a crown of
thorns. When the two groups meet, there is a recitation
or a hymn commemorating the Passion. At the appropriate time, the figures are tipped and brought close
together in a symbolic last embrace of Mother and Son.
In some places, elements of the sixth Station of the Cross,
Veronica wiping Jesus' face, were incorporated into the
Encuentro; in others, Las Veronicas, young village girls,
took part in Good Friday afternoon observances.
The simulated crucifixion, which formerly took place on
Good Friday afternoon, was a climactic time of intense
religious feeling. The man who played the cherished role

18

of the Cristo was chosen by miracle or inspiration, by lot,
by appointment, or by selection from among petitioners.
Since actual crucifixion was never intended (and rarely
resulted), this man was usually young and sturdy, and
his sacrifice closely supervised. There is absolutely no
substantiated evidence for nails ever having been used,
and it seems very unlikely that the community would risk
losing any able-bodied man.
Two contemporary accounts by sympathetic onlookers
convev the sense of this momentous interlude. The first
is set 'at C6rdova, New Mexico, during the early part of
this century. Lorin W. Brown, then a resident of the
village, wrote the description for the New Mexico
Writers' Project of the W.P.A.
In front of the morada is a large cross used on
this occasion. Amidst the weeping of the women
and the pitying comments of the men, the blindfolded figure is led to the base of the cross. To a
descriptive reading of this scene in the life of
the Redeemer, he is raised to the -beam. His arms
are tied tightly, and his legs are cruelly bound to
partially support his body. His head drops to his
chest as impeded circulation makes him Jose
consciousness. A sponge is carried to his lips,
simulating the scene on Calvary. After a time,
his apparently lifeless body is carefully lowered
and carried inside the morada, there to be
brought back to life bv massage and hot drinks
brewed from herbs. The crowd leaves, this last
scene so impressed on their minds that some of
the women are still sobbing.
The second account is Henderson's; it precedes the in-

terpretive paragraph quoted at the beginning of this
article. In the 1920s and 1930s, the village of Abiqui(t was
often mobbed by curious outsiders during Holy Week,
and manv writers, artists, and even the Governor of New
lviexico '~'itncssed Brotherhood observances.
The Morada meanwhile gave no sign of life,
save for a thin line of smoke going up from the
chimney and, in watching the people on this
hillside, we had almost forgotten the object of
our waiting, when, without any preamble what~
soever, a man came out the door of the Morada
and commenced to dig a smaH deep hole a little
way in front of the house. The whole hillside
became hushed at once, and everyone crowded
along the stone wall.
... Then, finally, a group of men came out
carrying a small wooden platform on which stood
the almost life-sized Cristo in a red dress. Again
the door opened, and the heavy cross, with a
living man bound upon it, was carried out, with
its cross-beam upward, through the door and laid
upon the ground with its foot on the edge of the

�July, 1975
hole made ready to receive it. Slowly and carefully the cross was raised into place, turned
facing the Morada, and made firm; and on the
cross hung the supreme penitent, in imitation of
his Saviour. Facing the penitent on the cross
stood the red-robed Cristo, who, with eyes no
longer blindfolded, thus acknowledged His Jiving
disciple. At the foot of the cross, the Hermano
Mayor and other leaders of the Brotherhood knelt
praying. The black-cowled figure on the cross
wore only the white cotton drawers roJied up as a
Join-cloth. His wrists and arms were bound to the
main timber by a horse-hair rope. Around his
chest, a band of linen supplemented the rope,
and eased the strain somewhat.
For ten, fifteen, seventeen minutes . . . the
figure hung on the cross; then the black-cowled
head suddenly feJI forward, the body slumped,
and the men slowly lowered the cross and carried
it into the Morada with the limp figure hanging
upon it. The men with the Cristo foJiowed singing and the door closed upon them. (Brothers of
Light, 1937, pp. 45, 46, 49)
Clearly, neither of these scenes is a literaJiy enacted passion play as many outsiders have intimated. Passion plays
as such were unusual, and the Passion was more frequently
evoked through long narrative hymns (Richard Stark of
St. John's in Santa Fe is preparing a detailed historical
and musicological study of New Mexican alabados.J, the
Way of the Cross, penitential processions, and these stylized, dramatic tableaux.
The final observance during Holy Week was Las
Tinieblas, Tenebrae services very similar to official Roman
Catholic ones. During the Middle Ages, Tenebrae (from
the Latin: darkness, lower world, death) were conducted
in total darkness, giving the ritual its name. Psalms were
sung and candles extinguished one by one to indicate the
Apostles' desertion of Jesus. The removal of the last
candle symbolized Jesus' burial and its reappearance His
resurrection. The din at the end was originaJiy the sound
of chant books being closed, but it came to be interpreted
as the chaos following Jesus' death at -the "sixth hour,"
when "there was darkness over the whole land until the
ninth hour, while the sun's light failed" (Luke 23:44-45,
RSVJ, and "the curtain of the temple was torn in two,
from top to bottom; and the earth shook, and the rocks
were split; the tombs also were opened, and many
bodies of the saints who had faJien asleep were raised, and
coming out of the tombs after his resurrection they went
into the holy city and appeared to many" (Matthew
27:51-53, RSV).
Usually held on Holy Thursday and Good Friday nights
and preceded by a rosario (rosary service), the Brotherhood's Las Tinieblas is open to members and non-members. In the past, active penitents might prostrate them-

selves in front of the door so worshippers would step on
them while entering the church or morada. Then the
Brothers of Blood would gather in the back or in a side
room for the service.

After the doors are closed, the only light comes from
thirteen to seventeen candles in the triangular white
candelabra (candelabrum), the black tenebrario (special
candle holder), or on the altar. Each candle or pair of candles is extinguished foJiowing the singing of an alabado
verse. When the last light has been removed or covered, a
signal is given, and a period of loud, raucous noise ensues.

Chains, matracas (wooden ratchets), drums, flutes, clapping, and stamping simulate the time of chaos. Formerly,
the Brothers of Blood flageJJated themselves during the
cacaphony. The tumult alternates with periods of silence
during which sudarios (prayers for the dead) are offered
for deceased relatives by request from various members
of the audience. The single candle is finaJiy brought back,
and the rest relit from it. If the event is held in a church,
the Brothers leave first, walking backward through the
front door. If it is at a morada, the visitors depart immediately.
Lenten and Holy Week observances have been emphasized in most accounts of the Brotherhood, but they are
by no means the only important purpose of the organization. The Brothers of Our Father Jesus require fraternity,
community, and piety of all members. They annually commemorate the Passion of Jesus, but they also attempt to
emulate His life by living simply and morally and by performing unobtrusive good deeds. This rule is vividly expressed by former Brother Cleofes Vigil of San Cristobal,
New Mexico. Vigil is quoted in Stan Steiner's La Raza
(Harper &amp; Row, New York, 1970, p. 4). He describes the
old days when a man whose harvest was ready did not
have to ask help from his neighbor because: "His neighbor watched the field of his neighbor, and he knew when
it was time to go and help ... That is the way it should be.
A man should help his neighbor without being asked."
In the past at least, moradas conducted important rituals
at times of death, during Lent and Holy Week, and on
various feast days. The Brothers arc still organized to
render mutual aid and to help their communities throughout the year to the best of their now limited resources.
Collective as well as individual life is thus enhanced and
has at times been sustained by the Brotherhood's objectives and observances.

Marta Weigle was a Freshman at St. John's, Annapolis, in 1961-1962,
went on to Radcliffe, and took her Ph.D. degree at the University of
Pennsylvania in 1971, with a dissertation on the Brotherhood. She
is now a member of the Faculty of the University of New Mexico. Her
publications include The Penitentes of the Southwest ( 1970) and (as
editor) Echoes of the Flute (1972). A volume she edited on Hispanic
Villages of Northern New Mexico is due out this summer, and in the
winter the University of New Mexico Press is bringing out her two-

volume work tentatively entitled Brothers of Light, Brothers of Blood:
The Penitentes of the Southwest.

19

�~~

~-

----

-··········~

The College
Author

April 1969-April 1975

The Coliege completed its sixth year of publication in
April, an event which was not, we regret, properly noted
at the time. In belated celebration, then, and in recognition of the place which the magazine has come to occupy in the life of the College, we thought an index of
authors might be appropriate and useful. And it is to those
people that we owe whatever success the magazine has
enjoyed.
Author

Title

Allanbrook, Douglas

The Spanish Civil War
11uee Piano Duets
Dance, Gesture, and The
Marriage of Figaro
Hell: Paolo and Francesca
The Number of My Loves
Two Sorts of Poetic Revision
The College and the

Apr 72
Jan 73

Underprivileged
Reasonable Politics and
Technology

Title

Klein, Jacob

AUTHOR'S INDEX

The Problem of Freedom
A Giving of Accounts (with
Leo Strauss)
The Myth of Virgil's Aeneid
On Precision
Discussion As a Means of
Teaching and Learning
Speech, Its Strengths and
Weaknesses
Memorial to Leo Strauss
Plato's Phaedo
Mathematics as a Liberal Art
Prayers
The Odyssey of the "Cresta"
An Address for 111e Rededication of the Library
Biological Explanation
111e Ontological Argument
Old Wars; Commencement
Address, Annapolis, 1972
"How Is The Seminar?"
Two Writings in the Sand;
Santa Fe Baccalaureate

Kutler, SamuelS. '54

___.-Littleton, MichaelS.

Apr 69

Allanbrook, Wye Jamison
Bart, Robert S.

Bell, Charles G.
Berns, Laurence

Issue

Apr
Jul
Jul
Jul

Sep
Jan
Jan
Jan

74
71
70
73

70
74
74
74

Brann, Eva T.H.

Memorial to Leo Strauss
High School Workshop
Memorial to Leo Strauss
A Reading of the
Gettysburg Address
The Venetian Phaedrus
The Poet of the Odyssey

Apr 69
Jul 72
Apr 74

Commencement Address,
Annapolis, 1974

Blanton, Ted A. '75

Mackey, Kimo '77
McGrath, Hugh P.
Neidorf, Robert A.

Ossorgin, Michael

Address, 1974
Ruhm von Oppen, Beate
Scofield, Richard
Simpson, Thomas K. '50

Jul 74

Slakey, Thomas
Smith, Joseph Winfree

The Perfections of Jane

Austen
Brown, Ford K.
··-.,Buchanan, Scott

Commencement Address,
Annapolis, I 973
The New Program at

St. John's College
_.-Comber, Geoffrey
Darkey, Willi.'lm A. '42

Dawson, Grace Logerfo '65

Conversations with Graduate
Institute Alumni
In Memory of Mark
Van Doren
Franz Plunder
A St. Johnnie on the

Job Market
Diamond, Martin

Ginsburg, David
Goldwin, Robert A. '50

On The Study of Politics in a
Liberal Education
Ideas and Action: Santa Fe
Commencement Address
The First Annual Provocation

Address
St. John's College Asks John
Locke Some Questions
Ham, Michael W. '61

Black Mountain; a book review

Jacobsen, Bryce '42

"When Is St. John's Going To
Resume Athletics?"

Kass, Amy Apfel

Apr 75

Spaeth, Robert L.

Jul 73
Oet. 72
Apr 73
Apr 73
Jul 74
Apr 73

Sparrow, Edward G.
Strauss, Leo

Van Doren, Mark
\Veigle, Richard D.

Jul 74
69

Apr 71
Apr 73

Williamson, Ray &amp; Abigail
Wilson, Curtis A.

TI1e Liberal Arts Movement:
from Ideas to Practice

Kieffer, John S.

A World I Never Made
lola Scofield, A Memorial

20

Apr 70
Oet 73
Apr 69
Jul 72

Bach's Rhetoric
The Habit of Literature
Faraday's Thought on Electromagnetism
Personal Freedom
The Teaching of Theology to
Undergraduates
Commencement Address,
Annapolis, 1970
Aristotle's EtJ1ics
Memorial to Leo Strauss
---An Interview with Robert Bart
An Interview with Alvin Fross
and Peter Weiss
Logic and Reason
Noun and Verb
:\ giving of Accounts (with

Jacob Klein)

Dec 71

Jui

Issue

Zelenka, Robert S.

Zuckerman, Elliott

What is a Liberal Education?
How to Praise a World That
May Not Last
The Liberal Arts College:
Anachronism or Paradigm?
The Report of the President
The Report of the President
The Report of the President
The Report of the President
The Report of the President
The Report of the President
Plastering Day
Reflections on the Idea of
Science
The Ruin
Hommage Dietrich
Buxtehude
The Magic Fire and The
Magic Flute
What Is TI1e Question?

a

Dee 69
Apr 70
Dee 70
Oet 71
Dee 71
Jul
Jan
Jan
Jul
Jul
Apr

73
74

75
69
70

75

Dee 69
Apr 70
Apr 72
Jul 72
Apr 69
Jul 74
Jan 75
Dee 69
Jul 70
Sep 70
Jul 69
Jul
Jan
Jan
Apr

70
73
74
73

Jul 73
Apr 71
Jul 71
Apr 70
Jan 74
Dee 71
Sep
Sep
Sep
Oet
Oet
Oet
Oct
Jul

69
69
70
71
72
73
74
74

Dec 70
Jan 75
Jan 75
Dee 69
Apr 73

�July, 1975

COMMENCEMENTS
Margaret Mary Sheehan, Richard Martin Skaug, Elizabeth Greer Strider,
Jeffrey Elvin Teague, David Bruce
Wallace, Dennis Yaro.
SANTA FE AWARDS AND PRIZES

During the commencement ceremonies in Santa Fe, certain annual

Santa Fe graduates, from the right: Boyd Cooke
Pratt, Jonathan Morgan Teague, Alice Gibbs
Ericcson, George Kevin Johnson, Russell
\Vayne Mayfield.

SANTA FE COMMENCEMENT

Robert A. Neidorf, dean of St. John's
in Santa Fe, delivered the address to
the graduating seniors at the eighth
commencement on the New Mexico
campus on Sunday, May 18th. Twentythree seniors received the Bachelor of
Arts degree during the commencement
ceremonies.

Summa Cum Laude-Boyd Cooke
Pratt.
Magna Cum Laude-Jonathan Morgan Teague.
Cum Laude-Alice Gibbs Ericcson,
George Kevin Johnson, Russell Wayne
Mayfield, Thomas J. Myers.
Rite-Ellen Gates Anderson, Sandra
Mason Bell, Kathryn Marie Brewer,
Christopher Hudson Chase, Daniel
Patterson Dabney, Mark Paul Habrel,
Sheldon Cary Heitner, Leslie Marie
Johnson, Nancy Susan Miller, Giselle
Suzanne Minoli, Anne Charlotte Ray,

prizes and awards were presented:
A silver medal for the senior with
the highest standing, from the Board
of Visitors and Governors-Boyd
Clarke Pratt. The Duane L. Peterson
Scholarship, for a junior-Matthew
Gale Krane.
The Bromwell Ault Memorial Scholarships-Class of 1976: Christian
Burks, Mark Laird Copper, Michael
Alan Gross, Glenda Kay Holladay,
Matthew Gale Krane, Barbara Lynn
Skaug; Class of I 977: Debra Deanne
Carroll, Jane Frances Chambers,
Michael Rutherford Jones.
The St. John's College Community
Scholarships-Class of 1976: Paula
Jean Fulks, Denise Claire Waxman;
Class of 1977: Kim Brian Childs, Walter Thomas Featherly; Class of 1978:
Glen Bostwick Meredith, Thomas
William Wood.
The Alfred J. Verratti Science Scholarship-Walter Thomas Featherly.
Acknowledgements of Excellence
were awarded as follows for the purpose indicated: Senior Essay (Margo
Dawn Gerber Memorial Prize) -Alice
Gibbs Ericcson and Boyd Cooke Pratt;
Junior Annual Essay-Matthew Gale
Krane; Sophomore Annual EssayShaun Kelly Abshere and Glen Bostwick Meredith; Poem Cycle (The
Henry Austin Poetry Prize)-Teresa
Jane Engler; Poem-Russell Wayne
Mayfield; Musical Composition-Gregory John GiHette; Essay Relating to
Laboratory Program-Dean Harvey
McFalls.

ANNAPOLIS COMMENCEMENT

The Annapolis commencement was
held inside for the second time in three
years, as lowering clouds and rain

cov~

cred the Annapolis area. A crowd of
parents, students, alumni, and friends,

overflowing the Francis Scott Key Auditorium onto the stage, saw a record
sixty-five members of the Class of 1975,
plus three from earlier classes, receive
their diplomas on May 25th. Robert S.
Bart, an Annapolis tutor, had been
selected by the students to deliver the
traditional address (see elsewhere in
this issue).
Magna Cum Laude-George Malcohn Davidson Anastaplo, Michael
Gerard Dink, Peter Thornton Fox,
Christopher Hannes Hoving, Nancy
Marie Polk, Edward Cary Stickney.
Cum Laude-Carol Josephine Alberto, David James Ashmore, Ted
Arland Blanton, Madeleine Sophie
Clarke, Daniel Timothy Feinstein,
James Nelson Jarvis, Mary Sarah
Rogers, Lawrence Alan Sonnenfeldt,
Kevin Stacey, Elizabeth Fort Tomlinson, Shiu-Chun Wong, Rebecca Anne
Zlatoff.
Rite-Thomas Marvin Ash, III, G.
Kay Bishop, Laura Tremaine Bridgman, Jonathon Lee Church, Rachel
Channon Crain, Derek Evan Cross,
21

�The College

Upper and lower right: Edward Cary Stickney
and Laura Tremaine Bridgman tied for the
Susan Irene Roberts prize for best senior essay.
Ivlr. Stickney also received the Tydings prize
for excellence in speaking. Below: Madeleine
Sophie Clarke and Michael Gerard Dink were
the first recipients of the new Alumni Associa-

tion awards for contributions to the athletic
program. Association President Bernard F.

Gessner '27 makes the presentation.

Above: "Carol Josephine Alberto of Martinsville, Virginia, Cum Laude," first to receive her
diploma from President Weigle.

Jane EJlen D' Agnese, Sandra Davenport, Matthew Octave DeBacker, SaJlie
Ann Dobreer, Bairj Donabedian, Gershon Ekman, George Frederick Ellis,
Sara Coulson Ellis, Donald Stephen
Feldman, Paul Seth Fishleder, Mary
Carla Garrettson, Seth Lawrence Ginsburg, Caren Leigh Greisman, Mark
Stephen Gruber, Gene Heller, Michael
Edward Hendry, Charles Edward Niblett Hoffacker, Arthur Clyde Horvath,
Eugene Geno Iorgov, Jr.
Dennis James Johnson, Patricia Anne
Joyce, Eugene Thomas Kelly, Christopher Austin King, Cynthia Ann
Kirschner, Peter Lionel Kniaz, John
MaxweJI Larson, Joyce Susan Mendlin,
Lisa Chedzoy Morrison, Dale Burton
Mortimer, Christine R. Paulson, Elizabeth Ann Peterson, Harriet Ann
Quesenberry, John Elwood Rogers,
Tina Joanne Saddy, Marguerite Judson
Smith, Elizabeth Jean Tracy, Annette
Therese Tullier, Robert G. Tzudiker,

22

K. C. Victor, Stephen Charles Weber.
As of the Class of 1974: Geoffrey
Eareckson Cockey and JoAnn Marie
Risburg Mollin.
As of the Class of 1972: Theophus
Harold Smith.
ANNAPOLIS AWARDS AND PRIZES

Certain awards and prizes were presented during the Annapolis commencement ceremonies, among them
a new athletic award sponsored by the
Alumni Association:
A silver medal for the senior who
has the highest standing, from the
Board of Visitors and GovernorsMichael Gerard Dink. The Duane L.
Peterson Scholarship, for a juniorJoseph Michael DiGeorge.
The C. Markland KeUy, Jr., Memorial Scholarships-junior David
Evan Clement, sophomore Vicki
Lonise Cass, freshman Terry Clifton
Schuld. The Joan Yvonne Ronay

Memorial Scholarship, to a juniorJulia Perkins. The Senator Millard E.
Tydings award for excellence in speaking-Edward Cary Stickney.
Best senior essay-Laura Tremaine
Bridgman and Edward Cary Stickney.
Best junior essay-Honorable mention:
Susan Elizabeth Kirk and Katherine
Myfanwy Owen. Best sophomore essay
-Stephanie Meline Eiger. Best freshman essay-Caroline Elizabeth Allen.
Freshman-Sophomore mathematics
prize-Eric Huang Wefald. Best Greek
translation-Joseph Orville Olson. Best
translation of a French poem-Barbara Lois Schmittel. Best original English poem-Catherine Elizabeth Allen.
To the senior man and woman, who

by their participation, leadership, and
sportsmanship, have contributed most
to the College's athletic program, special maroon blazers, offered by the
Alumni Association-Madeleine Sophie
Clarke and Michael Gerard Dink.

�July, 1975

CAMPUS-ALUMNI NEWS
music and cross-cultural comparisons

Yale/St. John's College Consort-Left to right:
Mary Posses, David Irwin, Manuel Maramba,

Richard Weinhaus, David Gordon.

YALE-ST. JOHN'S Musrc

With the end of the academic year
the first year of the musicians-in-residence program on the Santa Fe campus comes to an end. A cooperative
effort involving the Yale University
School of Music and St. John's College
brought five May 1974 Master's degree
graduates of the Yale School of Music
to spend the year in Santa Fe, teaching
freshmen music tutorials and attending twice weekly seminars in addition
to performing frequently as the Yale/
St. John's College Consort.
The musicians were Mary Posses,
David Irwin, David Gordon, Richard
Weinhaus and Manuel P. Maramba.
Mary Posses, flute and piccolo, is a
native New Yorker who attended
Wellesley College and received a B.A.
degree from Yale magna cum laude before doing graduate work.
David Irwin, clarinet, is from Atlanta, Georgia and received his Bachelor of Music degree from Florida State
University.
David Gordon, bassoon, is a New
Mexican. He was born in Espanola,
graduated from Espanola High School
and received a Bachelor of Music Education degree from the University of
New Mexico.
Richard Weinhaus, double bass and
guitar, is an Amherst College graduate
who has done other graduate work at
Wesleyan University in Afro-American

1l1is spring the group traveled to the

of church music in the Middle Ages.
Manuel P. Maramba, piano and
harpsichord, is a native of the Philippine Islands. He received his Bachelor
of Music degree from the University of
St. Tomas in Manila and a Bachelor
of Arts in Philosophy from San Beda
College there. He also holds a Bachelor of Mnsic degree in composition
from Peabody Conservatory of Music
in Baltimore, Maryland, and is now
working toward a D.M.A. from Yale.
The group presented the third of the
regular College concert series concerts
in December, and in April joined
oboist Henry Schuman, violist John
Graham, violinist Leonard Felberg,
and cellist Joanna de Keyser for a formal Friday night concert at the College.
They presented two concerts at the
University of New Mexico, one at New
Mexico Highlands University, one at
the College of Santa Fe, and one at
the Santa Fe Preparatory School in addition to a number of concerts at
churches in northern New Mexico
communities. The church performances were usually Sunday afternoon
presentations featuring classical music
as well as early Spanish music performed on the harpsichord and guitar.
Last fall three of the musicians,
billed as the Yale Woodwind Trio,
played a half dozen special concerts
for the Los Alamos elementary schools.
Each performance was attended by approximately 150 children and consisted
of several pieces by Bach, a discussion
of the instruments, and a question and

Navajo reservation in northwestern

New Mexico to play concerts at the
Ramah Indian School.
Manual P. Maramba presented a
special program of Spanish music at
the International Folk Art Museum
sponsored by El Instituto Hispanieo de
Santa Fe.
In addition, the group has presented
more than a dozen informal Sunday
and Wednesday night programs in the
Great Hall primarily for the enjoyment of the College community.
SANTA FE SENIORS
RArsEMONEY

A cheek for $3,465.20 was presented
to St. John's College President Richard D. Weigle during commencement
exercises in Santa Fe on Sunday, May
18. Senior Sheldon Heitner in making
the presentation explained that the
amount represented proceeds from the
Gregory Peek personal appearance and
evening of films sponsored by the
Senior Class last month.
The class voted the money to be
added to the fund for building a gymnasium which was started by a gift
from last year's graduating class.
On behalf of the Class of 1975,
Heitner thanked the people of Santa
Fe for their generous support of the
benefit, and to Gregory Peck for graciously volunteering to come to Santa
Fe to appear with two of his best
known films, To Kill A Mockingbird
and The Gunfighter.

answer session.

AWARD OF MERIT

In March they presented a concert at
St. Francis Auditorium in the Fine
Arts Museum in downtown Santa Fe
for the joint benefit of the Museum of
New Mexico Foundation and St.
John's.

Once again the call goes forth for
nominations for the annual Alumni
Award of Merit. Association President
B. F. Gessner invites all alumni to let
him know of potential candidates, and
requests that sufficient information

23

�The College
STUDENT CoUNSELING AT
HOMECOMING

ALUMNI CoMMUNICATioNs

Two years ago Peter Fairbanks, then an about-to-be-graduated senior,
suggested a very simple way to help alumni keep in touch with the
College-and thus the Communicard was born. Instant success, to say
the least, and certainly worth doing again. Thus the card you will find
enclosed in this issue; please use it to keep your Alumni Office informed
of your doings.

about each candidate be included to
permit thorough evaluation. The records of the College do not always contain complete and up-to-date information on all alumni.
The Award, first presented in 1950,
is made to an alumnus (alumna) "for
distinguished and meritorious service
to the United States or to his (her)
native state or to St. John's College, or
for outstanding achievement within

his (her) chosen field." There may be
as many as three awards made each
year, although the Alumni Association
is not required to grant any awards.
Address confidential letters of nomination to B. F. Gessner, c/o Alumni
Office, St. John's College, Annapolis,
Md. 21404. The envelope should be
marked "Award"~ and all nominations
should reach the Alumni Office no
Ia ter than September 1.

CLASS NOTES

fessor of law at the University of Toledo {Ohio)
Co11ege of Law since 1962. He joined the
faculty there in 1956 after ten years with the
law firm of Sullivan &amp; Cromwell of New York
City. After graduation magna cum laude et
cum honore {in economics), Elwood earned
a J.D. degree from the Duke University School
of Law, and has done post-graduate work at
the University of Denver, Harvard University,
and New York University; from the latter he
received the LL.M. degree in 1967. He has
been admitted to the bar in Maryland, New
York, and Ohio, and to practice before the
Supreme Court of the United States. He is
also active in a number of professional associations.

1928
Another well-deserved honor for historian
Louis L. Snyder: the New Jersey Institute of
Technology presented him with a special citation at its ·Eighth Annual New Jersey Writers
Conference on April 26th. Professor Snyder,
who teaches history at The City College of the
City University of New Y ark, is Editor-in-Chief
of the Encyclopedia of the Third Reich (McGraw-Hill) and a prolific author and book
reviewer.

1929
Sanford Stephen Neal, Jr., was ordained a
deacon on Sunday, June 15th, at The Cathedral
Church of St. Luke in Orlando, Fla., by The
Right Reverend William H. Fowell, Bishop of
Central Florida.

1934
The Rev. Robert L. Jones has retired from
active ministry and is living in Annapolis.

1935
Our deepest and most embarrassed apologies
to John C. Donohue, who, on May lOth, during the half-time of the Hopkins-Navy game,
was inducted into the National Lacrosse Hall
of Fame: there is no Maryland Lacrosse Hall
of Fame; we were incorrect in the item in
the April issue.

1938
Fran cis Elwood Barkman has been a pro-

24

1945
Robert L. Campbell's book about ghetto education, The Chasm, was nominated for a National Book Award this year.
Another author in the class is Wi1Iiam Goldsmith, a professor of history at Brandeis University. Bill has written a three-volume, 2,340
page work entitled The Growth of Presidential
Power: A Documented History (Chelsea HouseR. R. Bowker, 1975). In his foreword, Arthur
Schlesinger, Jr., writes: "In the earlier period
Professor Goldsmith's book would have heen
invaluable. After Vietnam and Watergate it is
indispensable."

1946
More evidence that St. John's alumni can indeed write: John M. Cuddihy's book The
Ordeal ot Civility: Marx, Levi-Strauss, and the
Jewisll struggle with Modemity. (Basic Books,

The Director of Placement for the
Annapolis campus, Brenda Robertson,
has identified the general interest areas
of the class of 1976. Some 63% are
now thinking of graduate school of one
sort or another. In view of this, the
Alumni Counseling session at Homecoming will concentrate on graduate
schools.
The Homecoming Committee would
like alumni volunteers to help with
the counseling, and asks that those
interested get in touch with the Alumni Office in Annapolis. The areas in
which help is needed are: alternate
health care, anthropology, art history,
classics, criminal justice, economics,
education, engineering, history of science, journalism, languages, law, library science, rna thematics, medicine,
music, philosophy.

1975) was reviewed, for instance, in the April
7th issue of Time.

1947
After fifteen years as an associate on the
staff of the Rockefeller Brothers Fund, Stephen
Benedict last January joined the Council on
Foundations, to direct a new advisory project
on cultural programming, "Project in the Arts."
Steve has long been interested and involved in
the arts, and has participated actively in a
number of local and national arts organizations.
The "Project in the Arts" will, among other
functions, advise philanthropic foundations on
opportunities for support of cultural activities.

1949
Allan P. Hoffman is a candidate for Trustee
of the Village of Lawrence {N.Y.). AI is a
governor of the Lawrence Association, vice
president and national marketing manager of
l-Iandy.Andy Specialty Co., Inc., of New York
City, and bas been active in a variety of civic
and philanthropic organizations.

1960
Last summer John E. Gorecki received the
Ph.D. degree in English from the University
of South Carolina. His dissertation was on
Milton's images of Satan in Paradise Lost and
their traditional implications. He would like to
hear from his classmates and friends, and may
be addressed at the Department of English,
University of South Carolina at A1lendale,
Allendale, South Carolina 29819. He is teaching there and working on publications on Milton and other writers.

�July, 1975
1962
Neil C. Potash left us a note the other day,
saying that he now works in the Hall of
Records on the Annapolis campus, and is engaged to be married in December.

1966

nation. Ed is studying at the Pontifical Institute of Mediaeval Studies in Toronto.

1971
Cliff Martin has passed his candidacy examinations for the Ph.D. degree at Pennsylvania
State University.

David E. Long has announced his candidacy

1972

for mayor of Boston from the Massachusetts
Libertarian Party. David's campaign platform
features wide repeal of almost all laws regulating transportation, gambling, alcoholic beverages, drugs, sex among consenting adults, and
many other activities.

Ray Boedecker has received an M.A. degree
in education from Catholic University, and is
teaching at Georgetown {D.C.) Day School.
Ray and Jane (Silberman) are living in McLean,
Va.
Jean Carr writes from New Orleans that she
received her M.A. degree in biology from
1967
Mount Holyoke College last November. Since
Clark Lobenstine has received a Patterson
that time she has completed course work
Memorial Fellowship from the Louisville (Ky.)
toward a doctorate in epidemiology at Tulane
Presbyterian Seminary. The fellowship provides
School of Public Health in New Orleans. She
$2,000 for graduate study in any institution of
has taken a job as field epidemiologist for a
his choice. Clark will delay his graduate work
project studying occupational pulmonary disfor two or three years in order to take advaneases, and hopes the work will provide research
tage of his earlier appointment as director of
material for her dissertation. Although her
the United Crescent Hill Ministries in Louisproject will require travel to factories all over
ville (see The College, April 1975).
the country, Jean is obviously very happy to
have New Orleans as a home base.
1968
Karen Shavin stopped to tell us that she and
Word from the Aiburys in Australia: Randy
Thomas Crabtree were married last October 6th
tells us that Becky is a research assistant at the
in Greater Baltimore Medical Center, where
University of Sydney, in the Government De- she was being treated for phlebitis. They plan
partment, on a nuclear weapons strategy project.
to move to Salt Lake City (with the dogs) at
an early date. They will study art/architecture
1969
there.
Miss Nancy Elizabeth Leighton of Baltimore
Tradition was broken in a most delightful
and Harold 0. Koenig were married on Satur·
way with the appoinbnent in April of Joanne
day, May 24th, at the Cathedral Church of , (Aitken) Rowbottom as Director of Admissions
the Incarnation in Baltimore. Richard D.
on the Annapolis campus.
Ferrier was best man, and Henry C. Constantine '70 was one of the ushers.
1973
Mark Mandel writes that he is progressing
Burchenal Ault, vice president on the Santa
to ....rard his Ph.D. degree in linguistics at the
Fe campus, sends this letter:
University of Ca1ifornia at Berkeley. Mark's
"Dear l'vir. Ault:
work on a project in theoretical linguistics will
"Thank yon very much for P, Neruda's
be helped, starting this summer, by the NSF
Nobel lecture, especially since the role of the
fellowship he has just been awarded.
poet and his 'weltanschauung' are among the
ideas and questions that intrude upon me at
1970
this time.
Miss Charlotte Fletcher tells us that Ed
"11IC next installment [of a gift to Santa
Macierowski received an M.A. degree two or
Fe] might not make it for a while yet, but it
three years ago, and is now finishing up the
will he forthcoming, Every little bit helps, I
second half of his licentiate thesis on St.
hope. The coilege was a major experience in
Thomas' critique of Ibn Sina's theory of ema·
my life; at times I believe it has made me who

I am now, 111erefore I naturally attempt to
support it whenever and however I may,
"I am not in the Army but rather am a
Civil Service Temporary Hire employee of the
Department of Defense. I work as an Engineering Technician (Procurement) wherein my
duties are to review from the technical standpoint requests for items and services within the
U.S. Army {Europe). My appointment expires
in July, and I am trying to decide whether to
return to school, travel, or work. I have applied for a job with DOD in Saudi Arabia, ,but
don't know what my chances are. My free time
is spent with reading and sport.
Respectfully yours,

M. Aaron"
David K. A11ison, a summa cum laude graduate in Annapolis two years ago, has received
a Graduate Fellowship grant from the National
Science Foundation. David plans to continue
studies in the history of science at Princeton
University.
Robin Chalek writc.'i that she is married to
George Jmmes, and is living in New York City.
She is a public relations writer and her husband is a free-lance illustrator. They both study
Ajapa Yoga, and within the year hope to be
off to their home on the island of Kythera in
Greece.
James Tourtelott has been a graduate student
in English at SUNY Stony Brook for the past
year and a half. He was due to receive his
M.A. degree in June, and has been accepted
for doctoral studies at Stony Brook beginning
in September. Jim will also be a teaching assistant in the department of English.

1974
Tom Byrnes, class secretary for the Santa Fe
portion of this class, sends along the following:
Ginger Boyle, occupied with construction
\\'ark since graduation, is off for Europe;
Carl and Karen (Cook) Huffman are in
Boulder, where he is doing graduate work in
the classics at the University of Colorado;
Tom Jeliffe and Celia Yerger are working for
the State of Mississippi.
Maria Kayanan, an Annapolis graduate, has
completed a seventeen-week course at the Institute for Paralegal Training in Philadelphia,
and is now qualified to be a lawyer's assistant.

1975

In Memoriam
1907-Francis B. Gwynn, Brandywine,
Md., April25, 1975.

1918-Russell E. Smith, Severna Park,
Md., April 26, 1975.

1912-Nicholas G. Pulos, Bethesda, Md.,
April2, 1975.

1919-Charles C. Holmes, Baltimore,
Md., April 17, 1975.

1916-Dunleavy C. Downs, Washington,
D.C., April27, 1975.

1928-Herman D. Parsons, Ocean City,
Md., December 3, 1974.

George M. D. Anastaplo was awarded a fellowship by the National Science Foundation
for three years' graduate study in the histozy
of science. His older sister Helen, now Sharbach, graduated from St. John's in 1971, and
his younger sister Sara has completed her
sophomore year.
Matthew DeBacker is the recipient of a
Thomas J. Watson Fellowship, and with his
wife Susan (Fitzpatrick) '76 he will leave in
August for a year of independent study abroad.
His purpose in investigating farming in France,
Belgium, Germany, and England is to determine whether a career in agriculture can leave
time for a satisfying personal life.

25

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TENTATIVE SCHEDULE
Homecoming 1975
Friday, October 24:
Evening
Lecture by T. K. Simpson '50, tutor at St. John's, Santa Fe,
followed by informal get-together for alumni and guests.

if

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Saturday, October 25:
9 a.m.-3 p.m.
Registration, Francis Scott Key Memorial Hall.
10 a.m.-Noon Alumni Seminars (readings and rooms to be announced).
10 a.m.-Noon Special Seminar, Class of 1950 only, Library.
11: 30 a.m.
Luncheon in Dining Hall with students.
1:15 p.m.
Alumni Association Annual Meeting; presentation of Awards of
Merit, election of directors.
2:45p.m.
Student Career/Job Discussions.
4 p.m.
Annual Alumni-Student Soccer Classic on Back Campus.
6:30-7:30 p.m. Alumni Homecoming Reception for Alumni and Guests,
Annapolis Hilton Hotel.
7:30p.m.
Homecoming Banquet, Annapolis Hilton Hotel.

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The final schedule, together with a reservation form, will be sent later.

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The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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"' II ( I l I

�THE COLLEGE

Vol. XXVII

October, 1975

Number 3

ON THE COVER:
The King George Street side of the
campus in Annapolis, showing the gate
by Chase-Stone House (the old SAEPhi Sig House of the '30's, and even
earlier the President's House).

Editor: Beate Ruhm von Oppen
Managing Editor: Thomas Farran, Jr.
Editorial Advisory Board: William B.
Dunham, Barbara Brunner Oosterhout
'55, E. Malcolm Wyatt, Elliott Zuckerman.

THE COLLEGE is published by the
Office of College Relations, St. John's
College, Annapolis, Maryland 21404,
Richard D. Weigle, President, William
B. Dunham, Vice President.
Published four times a year, in January,
April, July, and October. Second class
postage paid at Annapolis, Maryland,
and at other mailing places.

IN THE OCTOBER ISSUE
The Report of the President.
Alumni Class Notes

Picture credits: Cover, pages 2 and 7: Dick

Linfield; page 4, Betty Lilienthal; page 9,
Christopher Sparrow.

1

15

�Report of the President
1974-1975

This, my twenty-sixth annual report to the Board of
Visitors and Governors, is submitted at a time when the
future of independent colleges and universities hangs in
the balance. The smaller institutions appear to be in the
more precarious situation as inflation forces salaries and

other expenditures up, and rising fees cause a larger proportion of students to choose public institutions. Prescott
College, the only southwestern college without ties to
church or state, closed its doors last December. New College, in Florida, was absorbed by the State and opens this
fall as a branch of the University of South Florida. Shimer
College, in Illinois, has continued to function despite a
1973 board decision to close. The new president has refinanced the college's debts, and the future depends upon
his success in finding necessary funds.
Against this background of financial stringency and foreclosure, St. John's College was remarkably blessed to complete the past year without a deficit on either campus.
This minor miracle resulted in part from budgetary savings
and increased endowment income. The greatest single
factor, however, was the extraordinary generosity of the
individual members of the Board, both past and present,
the development grant to the Santa Fe campus from the
National Endowment for the Humanities, and the increased annual giving by alumni, parents, and friends. All
of us at the College recognize the considerable debt of

gratitude which we owe to each donor for helping to make
possible another year of education for St. John's students
and tutors.

The Annapolis Dean's Report
In the area of instruction, Dean Curtis Wilson reported
an excellent year. Because of time pressures, he regretted
that relatively little had been accomplished in pursuing
Howard Fisher's report of last year on the laboratory program. A small faculty committee did decide to reduce
and lighten the freshman work in measurement. It seems
desirable, too, to incorporate some biological studies into
the freshman laboratory sequence. 'T'his would give students some background for their encounter with the great
philosopher of biology, Aristotle. There was much discussion, still inconclusive, of the arrangement of materials

for the sophomore biology laboratory. For the coming
year, the Instruction Committee decided to return to the
status quo ante, a topical arrangement in which readings

are correlated first with the dissection of a vertebrate
animal and later with observations on embryological development and experiments in genetics, the first topics of the
year being phylogeny and evolution.
A faculty study group has been set up under the chairmanship of Robert Spaeth for the coming fall semester to
explore perception, especially visual perception. The speI

�The College
cific aim will be to produce a written document describing a series of experiments and listing appropriate readings
to accompany the experiments. These may be incorporated into the laboratory program as its subsequent revision is decided upon. Study of such "higher functions" of
organisms as perception seems a desirable accompaniment

to the major concern with epistemological questions
prompted by the seminar readings. . .
.
Another part of the program needmg Improvement IS
the first semester of the senior laboratory. The manual
appears somewhat too complicated. The primary aim of
the laboratorv seems right-to seek a certain understanding
of Maxwell's' equations, of how they emerged and of how
they lead to a wave equation. A paper assignment ~um­
marizing the student's learning in the field has conflicted
with preceptorial papers, so a different approach with a
different manual appears called for.
.
The new Greek text, developed by Alfred Molhn and
Robert B. Williamson on a grant from the National En·
dowment for the Humanities, has now had a two-year
trial. The sections dealing with grammatical theory have
prompted excellent tutorial discussions on the nature of
language. Critics claim that there IS no substitute for rote
learning of paradigms and that the text errs m startmg
with a study of language in general and in moving then
to the particular language, Greek. The Instruction Committee, while recommending certain revisions to the
authors, concluded that the text should be used for two
more years. A proposal for an "enabling examination" on
Greek morphology was shelved in favor of a set of standard quizzes on Greek forms to be used by freshman language tutors. The aim here will be to make clear to tutors
and students alike that the College expects a certain minimum level of mastery of forms. The Dean notes that a
manual of logic written by David Starr, summarizing the
formalities of Aristotle's syllogistic logic, was used with
success in the sophomore language tutorial. For the junior
language tutorial, a new French grammar was decided
upon. The Instruction Committee also agreed to follow
the lead of Santa Fe in using selections from de Tocqueville's Democratic en Amerique as the basis for the French
reading knowledge examinations.

The Student Committee on Instruction met with the
Annapolis Instruction Committee twice during the year
to transmit concerns, questions, and proposals of students.

These sessions were found to be instructive and helpful,
so four meetings are planned for the coming year. Among
the matters discussed were the proposal for a Greek grammar examination, Hegel seminar assignments, and the

"junior conference." The conference was instituted successfully in lieu of don rags for juniors. Instead of listening
to successive reports on his work by his tutors, the student
is invited to speak first and give an evaluation of his work.

conference approach that it has suggested instituting it in
the sophomore year as well. The Instruction Committee
felt that such extension was premature.
For the first time, an enlarged winter freshman class of
29 instead of 20 was admitted in January. This meant two
seminars and two laboratory sections instead of one. The
Dean's strong impression is that the difference in numbers

made for a significant difference in quality and in esprit.
The need for more teaching stations during the second
semester may have a beneficial educational effect in that
four or five tutors might have released time to participate
in a faculty study group during the first semester. One
criticism leveled at the winter-summer freshman program

has been the horrendous pace of the assigned work, thirtyone weeks of work compressed into twenty-five weeks.
Mr. Mollin undertook a review of all assignments and
recommended certain modifications. These were adopted
by the Instruction Committee. They should have a salutary effect upon the class entering in January 1976.

The ensuing conversation uses the second person form of

The Santa Fe Dean's Report

address instead of the impersonal third person. The Student Instruction Committee is so well impressed with the

completed was one of conservative building toward an

2

Dean Robert Neidorf states that the academic year just

�October, 197 5
experienced faculty nucleus and toward a less transient
student body than in earlier years. He cited the development grant from the National Endowment for the Humanities as being of inestimable value in the strengthening
of the College. The greatest impact of the grant on the
life of the college has been the power it has provided
the Dean to place certain tutors on reduced teaching loads,
something which accrediting agencies and the Faculty
itself have long felt to be highly desirable. During the past
year, three more senior tutors were on partial teaching
assignments so that they could devote energies to faculty
recruitment and to the supervision of various parts of the
instructional program as directors of tutors' groups. At the
same time, thanks to the grant, five new tutors were able
to spend the initial year of their appointments teaching
only two classes and auditing a third. The two new tutors
appointed for 1975-76 will enjoy the same benefit.
The other main enterprise flowing from the development grant is the Committee on the Liberal Arts, referred
to as a task force in my report of last year. The chairman
of the Committee is William A. Darkey, former Dean on
the western campus, who has had well over thirty years
of experience at St. John's College, both as student and
as tutor. He was joined by David C. Jones and Thomas
K. Simpson in the initial exploratory year. The Committee
met weekly, wrote several informal papers, and presented
one extended discussion of the liberal arts to the commun;ty as a whole on a Friday evening. For the coming year,
Dean R. Haggard and John S. Steadman will be added to
the Committee. A much more highly structured program
is envisioned, with several presentations to the Faculty
and to the students on Wednesday afternoons and Friday
evenings. There are tentative plans for organizing a publishable document to cap the two-year labors of this
Committee.
A major innovation this past year was the presence on
campus of five recent graduates of the Yale University
School of Music as Musicians-in-Residence. They were
David Gordon (bassoon), David Irwin (clarinet), Manuel
Maramba (keyboard), Mary Posses (flute), and Richard
Weinhaus (bass and guitar). The group conducted the
fresl:m1an music program, assisted in the sophomore music
tutorials for the first semester, gave both formal and informal concerts, held open rehearsals, coached musical
groups, and attended and participated regularly in undergraduate seminars. The five musicians also gave many

con~

certs in schools and churches throughout northern New
Mexico, representing both St. John's and Yale with distinction. The Dean states that this experimental program
was widely regarded as successful and desirable. The presence of three of the participants as dormitory residents
contributed to the stability and enrichment of campus
life. For the coming year, Manuel Maramba has been reappointed in a somewhat more modest program. He will
be joined by Scott Hankins, a violinist, and Frank Lynch,
an oboist, both of whom received their master's degrees

in music from Yale this past June.
The Dean reports that short-term attrition among the
twenty freshmen entering the College in January remains
somewhat higher than among freshmen generally. He
questions the morale of the group, particularly during the
summer when they are first isolated on an empty campus,
and then surrounded and perhaps overwhelmed by the
older students of the Graduate Institute in Liberal Education. The Dean recommends ways to alleviate this situation another summer, for he finds the January freshman
program valuable for three reasons: It enables many students to begin their studies at St. John's without waiting
for a year or a half-year; it compensates for students who
leave during the semester, thus evening out the total
college population throughout the year; and finally, it
tends to attract students who have attended college elsewhere, a group which experiences less long-term attrition
than St. John's students as a whole.
As to the academic order, the Dean wrote that he "must
report centrally, and with pleasure, that learning is going
on." Apart from regular classroom exercises, the practice

of holding all-college seminars on Friday evenings was
continued with considerable success. Books read for the
two seminars last year were Plato's Laches and Pica della
Mirandola's Oration on the Dignity of Man. Occasional
faculty seminars were held on Tuesday or Wednesday
afternoons, classes having been cancelled for the day.
Tutors chose from optional seminars on such works as
T. S. Eliot's Little Gidding, Faulkner's The Bear, Paulo
Freire's Pedagogy of the Oppressed, Kant's Perpetual
Peace, and Arnheim on Picasso's Guernica.
The joint Instruction Committee meetings were held
on the Santa Fe campus in March to consider such matters as the Graduate Institute, the summer alumni program, senior essays, don rags, and economy measures. The

Committee approved for submission to the Faculty a proposal for altering the senior year curriculum on the Santa
Fe campus.

John Spangler Kieffer
St. John's College suffered grievous loss this spring in
the death of John Spangler Kieffer, teacher extraordinary,
careful scholar, respected colleague, and warm friend. Mr.
Kieffer would have retired in June, having attained his
seventieth year, forty-six of which he had devoted to this
College-as tutor, assistant dean, dean, president, and
member of the Board of Visitors and Governors. At the
time of his death, he had taken over from Stringfellow
Barr the project of writing the story of the transition to
the present curriculum in 1937. He was eminently suited
for such a project, for he had been a major factor in
effecting the change. A crowded memorial service a•t St.
Anne's Church and one on the Santa Fe campus bore
witness to the place of honor and love which he held
in the St.John's community.

3

�The College

The Tutors
I take pleasure in recording tenure appointments granted to Harvey Flaumenhaft and Brother S. Robert, F.S.C.,
of the Annapolis Faculty. That campus will welcome
back from sabbatical leave Geoffrey Comber, George
Doskow, Howard J. Fisher, and Benjamin C. Milner, Jr.
It will miss the teaching of Thomas A. McDonald and
Edward Sparrow, both on sabbaticals. Eva Brann will be
on partial sabbatical. I am sorry to report that Deborah
Traynor, who had been on leave-of-absence in Ireland, has
submitted her resignation. This has been accepted with
sincere regret, for she had proven herself a good St.
John's tutor. Robert A. Goldwin, '50, continues on ]eave
to serve as Special Assistant to President Ford in Washington. C. Reed Woodhouse will be on leave to study
theology on a Luce fellowship. Two new appointments
have been made for the coming year: Joseph Sachs, '68,
who hold the M.A. degree in philosophy from Pennsylvania State College; and Michael Comenetz, who received
the B.A. degree from the Johns Hopkins University and
the M.S. and Ph.D. degrees in mathematics from Brandeis University.
This coming year, for the first time, a tutor exchange
will be undertaken as part of the program underwritten
by the development grant of the National Endowment
for the Humanities. Lynne M. Hamilton will spend the
year at Annapolis; Robert S. Bart teaches on the Santa Fe
campus during the first semester and Douglas and Wye
Jamison Allan brook spend the second semester there. The
Santa Fe Faculty will be greatly strengthened by the
return of six tenured tutors, Samuel E. Brown, Elliott T.
Skinner, and Ralph Swentzell from sabbatical leave and
Charles G. Bell, Dean R. Haggard, and Michael Ossorgin
from other leave. Two other Tutors resume full-time
teaching, C. Donald Knight, who had study-leave during
the first semester, and Lorna Green, who was away for
the second to complete a dissertation. Three Tutors will
not return this fall, Frank K. Flinn, who resigned in the
middle of the year, Mary I. Robinson, whose appointment
was completed, and Ida Doraiswamy, who resigned to
undertake further graduate work at the University of
Oklahoma.
During the coming academic year, Stuart Boyd, Don B.

4

Cook, and E. Roy Davis, Jr., '62, have been granted sabbatical leave, while James R. Mensch, '66, has been given
other leave for the first semester. The two new appointments went to Elizabeth S. Engel, a Pomona graduate
who holds the M. Phil. and Ph.D. degrees in Philosophy
from Yale University and who has taught at Shimer College and at the California State University at Humboldt;
and John J. Verdi, who graduated with the B.S. degree
from Fordham University and then earned the A.M.
degree from the University of Southern California.

The Associates
During the year, the fifth quinquennial review of the
Polity was accomplished. Commendation is due the Faculty Polity Review Committee, under the able chairmanship of Edward G. Sparrow, and the Board's Organization
Committee, effectively headed by Charles A. Nelson, '45.
The principal modification in the Polity, as recommended
by the Faculty and approved by the Board at its April
meeting, was the elimination of the office of Provost on
the Annapolis campus and the creation of a vice-presidency
in its place. This change establishes parallel administrative structures on the two campuses. On each campus the
Dean is vested with responsibility for instruction and
for the welfare of the students. He also serves as Acting
President as necessary during the President's absence. The
Vice-President is responsible for matters involving administration, finance, development, and public relations. The
Treasurer of the College reports to him.
To fill the newly created position at Annapolis, a search
committee was constituted in accordance with the provisions of the Polity. After appropriate consultation, the
choice fell upon William B. Dunham, who had been
serving as Director of College Relations. Mr. Dunham's
appointment was approved by the Board at its July meeting in Santa Fe. Mr. Dunham spent twenty years in the
Foreign Service and then was Secretary and Vice-President
of Carleton College before joining the St. John's Faculty
as an Associate. I anticipate that he will function as ably
in this new position as J. Burchenal Ault has on the Santa
Fe campus.

Change occurred in the Annapolis admissions office. On

�October, 1975
August 31, 1974, Michael W. Ham, '61, resigned the directorship to accept a position with the American College
Testing Service. For three years, he had served the College
well, notably in revising the publications used for prospective students. To fill the vacancy, Joanne Rowbottom,
'73, Assistant Director, was appointed Co-Director, along
with Robert L. Spaeth of the Faculty. Excellent performance justified my recommendation, approved by the
Board, that full responsibility for the directorship pass
on July I, 1975, to Joanne Rowbottom, who resumed her
maiden name of Joanne Aitken. Mary Jane Young, '73,
was appointed Assistant Director of Admissions in June.
Another Polity amendment separated the functions of
financial aid and placement counselling. Brenda Robertson was named Director of Placement in August and
worked closely with seniors seeking admission to graduate
school or opportunities in the business world. At Santa
Fe, both financial aid and placement counselling were the
responsibility of Sue L. Boyter during the year, but she
resigned this summer to further her education and her
career. During the two years of her incumbency, she expanded the College's eligibility for federal scholarship
subsidies and enhanced the efficiency and economy of the
student aid program. Alberta Rivera has been appointed
Director of Financial Aid. She formerly held the position
of Assistant Director of Financial Aid at the University
of Albuquerque. Sally Dunn, '71, will be the new Director
of Placement. Ms. Dunn has an M.A. degree in philosophy from the University of Notre Dame and is now pursuing a Ph.D. in American studies at the University of
New Mexico. She will serve as Head Resident as well.
Alfreda Verratti Goodrich, '66, who has been both a sympathetic and able Assistant Dean and Head Resident for
three years, relinquished both positions because of impending motherhood. She will teach part-time this year.

The Students
The recruitment and retention of students is a peren-

nial problem. It is instructive, but perhaps somewhat misleading, to study the enrollments on the two campuses
for the past five academic years, together with the projection for 1975-76:

1970-711971-721972-73 1973-74 1974-75 1975-76

·---

Totals

Totals

269

97

85

22

20

20

71
45
36

99
32
33

89
63
26

86
47

262

78
55
30

92

81
47
27

106

108
14

Freshmen
January
Class
Sophomores
Juniors
Seniors

274

278

295

309

107

71

It does seem possible to conclude that the January fresh-

man class has been helpful in replacing freshman dropouts and that the total enrollment has shown a steady increase at the same time that freshman enrollees have been
reduced in number. The following chart gives fall and
spring enrollment statistics for the year just ended. Readmissions and the January class more than compensated
for the 28 students who withdrew at Annapolis during the
year. In Santa Fe, there was a net loss of thirteen from
the first to the second semester.
Annapolis

First Semester
Men Women Total

Freshmen
January Class
Sophomores
Juniors
Seniors
Totals

63

44

107

51
41
45

52
42
32

ZOO

Second Semester
Men Women Total

103
83
77

54
17
46
40
44

43
12
51
43
31

97
29
97
83
75

170

370

201

180

381

58

39

97

44
39
15

45
24
II

89
63
26

48
12
34
34
15

37
8
41
21
12

85
20
75
55
27

156

119

275

143

119

262

Santa Fe
Freshmen
January Class
Sophomores
Juniors
Seniors
Totals

Fall enrollment is expected to equal the 1974 figure at
Annapolis and to exceed it at Santa Fe by a small number.
At Commencement in Santa Fe on May 18, 1975, 27
seniors received their baccalaureate degrees, one of them
summa cum laude, one magna cum laude, and four cum

Annapolis
Freshmen
January
Class
Sophomores
Juniors
Seniors

Santa Fe

117

125

128

105

107

105

23

21

22

20

29

30

110
51
54

98
85
45

105
69
70

110
85
70

103
83
77

118
76

355

374

394

390

399

400

71

laude. Boyd Cooke Pratt, of Honolulu, Hawaii, was awarded the Board's silver medal for the highest standing, and
Matthew Gale Krane, '76, of Los Angeles, California,
received the Duane L. Peterson Scholarship for academic
achievement, constructive membership in the college
community, and commitment to post-graduate study.
In Annapolis on May 25, 1975, a total of 69 seniors
were granted the B.A. degree, six of them magna cum
laude and twelve cum laude. The Board's medal went to
Michael Gerard Dink, of Cincinnati, Ohio, and Joseph

5

�The College
Michael DiGeorge, '76, was awarded the Peterson Scholarship for his senior year. Matthew 0. DeBacker, of
Jonesville, Michigan, received a Thomas J. Watson Foundation Fellowship. High scholarship awards in memory
of C. Markland Kelly, Jr., were made to Vicky Louise
Cass, '78, of New Milford, Connecticut, to David Evan
Clement, '77, of Charlottesville, Virginia, and to Terry
Clifton Schuld, '78, of Glen Head, New York. The first
Joan Yvonne Ronay Memorial Scholarship was awarded
to Julia Perkins, '78, of Barre, Massachusetts.
In commenting on the year, Dean Ncidorf writes: uit
is impossible to provide hard data in support of this contention, but I believe that morale and esprit among the
students at the Santa Fe campus is noticeably better than
in previous years." He attributed this in some measure to
changing national patterns, but also largely to the skill
and care of the student personnel staff. At Annapolis,
Dean Wilson felt that improved student morale resulted
from a new plan to diversify more widely the membership
of tutorials and laboratories. Under the former scheme,
students for a given tutorial or laboratory were drawn from
one seminar, or at most two. The result was that a student
normally shared classes with twenty students, or perhaps
as many as thirty in any one year. The new plan increases
this figure to forty. The Dean writes that the impetus for
adopting this new method of assignment "was provided
by oblique comments overheard during some two and a
half decades, suggesting that students can become weary
of one another's pet views, and fall-with shock be it
spoken-into the sin of uncharitableness."
The search for students to fill each entering class is a
difficult one. Figures for the last three years show a steady
number of applications at Annapolis and a slight decline
at Santa Fe:
Annapolis

Santa Fe

1973 1974 1975

1973 1974 1975

205 207 207
170 178 190
24
!6
!3
65
71
74
10 5 107 !07
105 !07 107
2,348 3,731 4,659
604
232 245 288

Applications
167 169 !56
!36 145 145
Approved
Rejected
23
17
6
Withdrawn
55
55
62
Deposits Received
89
97
88
Enrolled
90
97
85
Catalogues Sent 4,443 4,904 3,195
Portfolios Sent
Campus Visitors
!51 149 143

It should be noted that a different procedure is followed
on each campus. At Santa Fe, requests are received for the
catalogue as a result of a mailer sent to 43,888 secondary
school seniors whose names have been provided by the
College Board Student Search and by the Educational
Opportunity Service of the American College Testing Service. At Annapolis, a different initial mailer was sent to
61,500 students east of the Mississippi whose names were
similarly obtained. A return postcard then results in mail-

6

ing a booklet which provides practically all the information necessary to apply. Only when a second card is returned is the final kit or portfolio mailed. Hence, the figures above for 1975 show that 604 portfolios were mailed
following 4,659 booklets, rather than catalogues. Although
the Annapolis publications are expensive, the experience
of the Admissions Office this year indicated that they were
quite effective. Santa Fe used a small but appealing little
brochure to follow up on prospects after the catalogue
was sent.

The two major difficulties which the two Directors of
Admission face are the nationwide stress on career-oriented

higher education and the relatively high price of a St.
John's education, as compared with public institutions.
With the job market so tight, there seems to be a greater
awareness of the degree of economic advantage which
various curricula may provide the student. The task of
St. John's College is to persuade the prospective student
of the value of a liberal arts education with the resultant
versatility and other benefits which it provides. The problem of meeting the financial need of incoming students is
almost insuperable. More than half of the students applying on each campus required some aid in order to come.
In general, the College offers a package of a student aide
job, a grant, and a loan, the latter usually the student's
responsibility with a home bank. It is clear that the financial aid offers on both campuses often fall short of what
the student and his parents believe to be the minimum
they require, so there were a considerable number of
withdrawals for financial reasons. This problem is likely
to worsen in the years ahead. Increased scholarship funds
and the federal programs in aid of individual students may
alleviate the situation somewhat.

The Staff
The Annapolis campus lost the services of James Grant
in November, when he resigned from the business ma,n~
agership to accept a position in the Budget Office of the
City of Baltimore. For eleven years Mr. Grant had contributed helpfully and effectively to the smooth functioning of the Business Office. The person finally appointed
Business Manager was Joseph Jackins, Jr., a graduate of the
University of Maryland with business experience in computers and insurance. Mrs. Margaret Anne Geddes held
appointment for the year as artist-in-residence, and Mrs.
Karen Holland assumed the position of music librarian
in September. Mrs. Nancy Blackburn resigned as secretary to the Dean in July. She was replaced by Mrs. Carolyn
Logan, former secretary to the Provost. Mrs. Christiana
White resigned as secretary to the Registrar at the end
of August; that position was filled by Miss Caryle Rohde.
In the Office of College Relations, Mrs. Elizabeth Parsons
became secretary April 1st, succeeding Mrs. Kay Omstead,
who resigned; Mrs. Thyrrice Marx transferred from that
office to the Placement Office in September. Finally, there
were a number of changes in the personnel of the Admis-

�October, 1975
succeeding Miss Marilyn Wolff as typist in the Library.
I am sorry to report the resignation of Mrs. Rebecca Lang
as manager of the Book Store at the end of the year. Miss
Hannah Hibbs, assistant manager, will assume the chief
position. She will be assisted next year by Mrs. Claudia
Porter.
Within the buildings and grounds staff, Carlos Vigil, an
employee of the College since 1964, was made Assistant
Superintendent of Buildings and Grounds. Delegated to
him was responsibility for supervising the custodial personnel, so that the Snperintendent, Stanley Nordstrom,
could concentrate on the maintenance and operation of
the physical plant, most of which is now eleven years old.
Mrs. Toni Catanach, who had served faithfully as a housekeeper since the opening of the campus in 1964, retired
in May. Finally, it should be noted that greater fringe
benefits were extended to the buildings-and-grounds staff
during the year. A revised staff handbook is being prepared by the two Treasurers, covering both administrative
and buildings-and-grounds personnel.

The Libraries

sions Office, Mary Blanton sncceeding Mrs. Jeanne Mooring, '73, in August and then herself being replaced by
Mrs. Patricia Sager in February. Miss Susan Seidenstricker,
'77, was added to the staff for most of the year but left
at the end of May.
In his first year as Treasurer at Santa Fe, Emery Jennings
more than lived up to expectations in handling the financial and business affairs of the College. Mr. Jennings reorganized the office and introduced computerization of most
accounting records, in addition to the payrolls. Mrs. Mary
Lou Nee! continued as bookkeeper, but with greater
responsibility for accounting entries. Mrs. Joyce Jimenez
became secretary to the Treasurer, with responsibility for
payrolls and attendant reports. Mrs. Nicki Gonzales succeeded Mrs. Alice Roybal as cashier, combining with that
position her previous duties as Development Office secretary. These changes all made for an efficient business office.
David Sherman, '74, served as an assistant in the Admissions Office for the first half of the year, traveling and
interviewing prospective students. Charles Vossler proved
himself a capable technician in the laboratory. Other personnel appointments included Mrs. Marsha Drennon as
secretary to the Assistant Deans, succeeding Mrs. Dana
Anderson; Miss Lucinda Zizka as secretary to the Librarian,
succeeding Miss Mary Lee Wright; Mrs. Pat Van Amberg
as secretary in the Admissions Office; Mrs. Vera Stack as
duplicating and supply clerk; and Perry Plummer, '71,

For the second year, the Library on the Santa Fe campus
benefited from the development grant awarded the College by the National Endowment for the Humanities.
Mrs. Alice Whelan, the Librarian, reports that 6,139
books were catalogued and added to the collection over
the two-year period. A significant part of these accessions
were general reference works, 534 volumes under 147
titles. The College's library collection now numbers 37,016
books and 5,395 phonodiscs and phototapes, holdings
quite ample for the needs of the St. John's program. The
reference collection comes to the impressive total of 909
separate series aggregating 3,280 volumes. The general
collection is strongest in American and European literature, with 5,135 titles. Next in number of titles are science
(2,406), music (1,640), philosophy (1,554), history
(I ,505), classical languages and literature (1,089), religion (916), and fine arts (807).
Miss Charlotte Fletcher, Librarian on the Annapolis
campus, expresses concern at the rising cost of books and
hopes that the library endowment can be increased by
$25,000 to assure an annual book-purchase fund of $9,000.
During the year just ended, I, 739 volumes were added to
the collection, and 324 books were discarded. A major
gift of over a hundred books, principally in philosophy,
was received from Mrs. Walter A. Louchheim of Washington. These were part of her late husband's library.
With Title VI funds the Library purchased a projector
and screen and began a new collection with 670 slides of
works of art and of outstanding examples of architecture.
Another major project was the duplicate taping of some
eighty lectures by the late Leo Strauss, Distinguished
Scholar-in-Residence at the College until his death in
1974.

7

�The College
The Physical Plants
Most of the maintenance on the Annapolis campus
during the year was of a routine nature. It included installation of heating valves in radiators in several buildings,
lighting for the parking lots, tree maintenance, and resurfacing of the tennis courts. A biology laboratory in
Mellon Hall was converted into a small but attractive art
gallery, which proved popular with the college community
and with townspeople. James T. Wollon, A.I.A., of Havre
de Grace, was retained to do the preliminary architectural
study for the renovation of liS-year-old Paca-Carroll
House, together with a modest addition. Michael and
Michael, of Alexandria, were similarly commissioned to do
studies on possible additions to Iglehart Hall (the gymnasium) and Randall Hall (the dining hall and dormitory). The studies will be submitted to the Board with
Faculty recommendations this fall.
During the year, Universal Associates, Inc., a local engineering firm, was employed to study the use of energy on
campus. The survey was directed to the power plant and
fuel-oil consumption, to total electricity use, and to
mechanical problems in the library. The report has been
submitted and is currently being reviewed before recommendations can be made. Meanwhile, conservation efforts

have proven helpful in meeting the escalating utility rates.
Fuel-oil consumption dropped from 236,566 gallons in
1972-73 to 199,916 gallons in 1973-74 and then to 191,583
gallons in the year under review. But during the three-year
period the cost of the oil used rose from $27,387 to
$61,554, and expenditures for gas and electricity rose from
$31,836 to $45,000. This meant that one-third of the
increase in tuition fees was absorbed by the higher prices
for oil, gas, and electricity.

amount expended on construction at Santa Fe since the
New Mexico campus was conceived:
Date

Completed

Building

Square
Feet

Total
Cost

Cost Per
Square Ft.

12,572
1964 Santa Fe Hall
(classrooms)
Evans Laboratory 37,656
Building
Peterson Student 45,639
Center
Dormitories
49,177
39,288
1969 Dormitories
Infirmary
2,305
1971 Weigle Hall
19,140
(administration)
1973 Sternberger-Weis 10,304
Music &amp; Fine Arts

$ 366,186

$29

1,095,210

29

1,327,528

29

1,056,903
869,988
51,024
565,251

21
22
22
29

401,863

39

216,081

$5,733,953

Totals

$26.5

I would point out that the entire campus cost less than a
single building does at many colleges and universities.

The Graduate Institute
On August 15, 1975, the ninth session of the Graduate
Institute in Liberal Education came to a close with the
awarding of master's degrees to 25 men and women. The
graduates came from fifteen states, from California to
New Hampshire, from Alabama to Illinois. The profound
impact of this summer graduate program can best be
conveyed by quoting from a letter one teacher wrote to
me to express gratitude for the experience:

At Santa Fe, a serious maintenance problem was en-

countered last summer when leakage of natural gas was
discovered underneath the concrete steps and walkways
of the plaza. The original mechanical contractor was consulted, and a decision was reached to lay new lines from a
connection west of the Peterson Student Center around
the Sternberger-Weis Building with new connections to
Weigle Hall and Santa Fe Hall. The L. E. Meyer Company earned the gratitude of the College for accomplishing this work promptly and at no cost to the College.
Natural gas is used to heat the individual buildings in
Santa Fe. Here, too, the College experienced drastically
increased costs. Over a three-year period expenditures for
gas rose from $13,200 to $27,621, while electricity and
water almost doubled, rising from $22,800 to $41,267.
As the College commences its twelfth year on the western campus, I am pleased to report that the buildings seem
to be holding up well. This seems to demonstrate the
wisdom of the Board's policy of insisting on quality construction and on structures which would require :minimal

maintenance and repair. In the light of current building
costs, it may be interesting to summarize here the actual

8

These past three summers may be likened to a
love affair. They have been intense, personal,
agonizing, and yet-or therefore-rewarding. Ed- .,
ucation will never again be for me a mere training, a mere establishment of proficiency in some
subject matter; I have seen that it demands everything and promises everything; it does no·t tolerate
sham or pretense; it destroys to build anew.
I have been obliged to abandon many pet
theories and preconceptions. I have been confronted with and stung by my ignorance so that I
might see as if for the first time.
David Jones has directed the Graduate Institute for
three summers with imagination, with tact, and with a

great sense of fairness. He has resigned to return to teaching and other responsibilities on the Faculty. I should like
to thank him for a job well done. His successor is Robert
L. Spaeth, of the Annapolis Faculty, who will assume his
new duties on or about October !st. The Committee for
the Graduate Institute has been constituted on the Annap-

�October, 1975
olis campus. The Institute office in Santa Fe loses the
capable services of Mrs. Cynthia Schlaer as Registrar; fortunately Mrs. Beverly Ross Smith, Mrs. Schlaer's predecessor, has returned to the position.

The Alumni
I am pleased to report an expanding number of seminars
for alumni. At Homecoming, the Class of 1949 invited
Stringfellow Barr to be their special guest and to lead
them in a seminar. The New York alumni held four
seminars between December and March, two each led by
Tutors Robert Bart and Samuel Kutler. There were 27
alumni and spouses participating in the first summer
seminars in Annapolis in June, and there were 32 participants during the fortnight of alumni seminars in Santa
Fe in August. All seemed to agree that the seminars are
stimulating and that they constitute an important contribution which the College can make to its alumni. I should
like to express appreciation to the many tutors who served
as co-leaders without any monetary recompense.
At Homecoming, the Alumni Association and the Class
of 1949 both graciously recognized Mrs. Weigle and me
for our 25 years at the College. Mr. Barr and I became
classmates when the 1949ers elected us to honorary membership. Alumni awards of merit went this year to John
D. Alexander, '20, Benjamin Michaelson, '12, and Ernst
0. von Schwerdtner, '17. Bernard F. Gessner, '27, and
William W. Simmons, '48, were re-elected president and
executive vice-president of &lt;the Association, respeotively.
Edward F. Lathrop, '38, was named secretary, and Carol
P. Tilles, '59, treasurer. In the election of alumni to terms
on the Board of Visitors and Governors the successful
nominees were James H. Frame, '50, of Los Altos Hills,
California, and William W. Simmons, '48, of Linstead,
Maryland.
Giving to the Alumni Fund increased markedly over
the preceding year. A total of $38,195 was received from
806 donors, as compared to $33,044 from 724 individuals
in 1973-74. This represented a 26.6% response as compared to 24% a year ago. The average size of the gift increased to $47. Two new categories of donors were created,
members of the President's Council, those who contributed $1,000 or more; and St. John's Sponsors, those who
contributed $500 or more. In this first year, there were
five who qualified for the President's Council, ten became
St. John's Sponsors and 153 King William Associates. To
all alumni who contributed this year I express the College's thanks. The future of the College depends, in fact,
upon the willingness of the alumni on both campuses to
accept this responsibility for ongoing financial support. I
hope the day is not too distant when the goal of $100,000
will be achieved in Annapolis and of $25,000 on the much
younger Santa Fe campus. To this end the Santa Fe
alumni are now well organized in a class agent-secretary
plan for the first time.

The College and the Outside World
It is a frustrating and never-ending task to present the
College and its distinctive educational program to its
many publics-to prospective students, their parents, and
teachers through the catalogue and admissions materials,
to alumni and friends through Tl1e College, and to the
public at large through newspaper and magazine articles.
This spring, noteworthy stories appeared in the New
York Times and in the Potomac Magazine of the Wash-·
ington Post, the latter under the dubious title, "St. John's
College and Civilization: College as Paradise." Robert
Goldwin's appointment to President Ford's staff prompted
a flurry of references to St. John's. The Chronicle of Education carried a boxed list of the books read at the College, provoking the usual caustic criticisms from some
who misunderstand the role of the books in the Program.
Then, too, I should note that Arthur Levine and Jolm
Weingart in their new book, Reform of Undergraduate
Education, state that St. John's College has succeeded in
establishing the best functioning one among "general
education programs," the other two being the Directed
Studies Program at Yale and the discontinued Experimental College Program on the Berkeley campus of the
University of California. In a book entitled To Be or Not
to Be, Duncan Williams found groundless the fears once
expressed that graduate schools would shun those who had
received the general degree of Bachelor of Arts at St.
9

�The College
John's College. He writes: "St. John's graduates are now
sought after because of their breadth of vision and ger;eral culture. What the curriculum does offer, and m tlus
it differs markedly from hybrids such as the usual 'interdisciplinary studies,' is a genuine demand o? the intellect,
and it is thus above and beyond the seemmgly mtermm-

Foundations
Corporations
Government

119,900
46,307
50,522

140,495
25,432
213,952
863,503

$429,059

$2,057,394

$354,360
14,900
45
3,320
40,566
15,868

$ 706,375
63,034
6,450
188,473
90,005
897,996
105,061

$429,059

$2,057,394

Bequest
Totals

able wrangle over the shallowness versus narrowness." .

In the area of public relations the College has contmued to believe that it has both an opportunity and a
responsibility to share its cultural programs and its facilities with the Annapolis and Santa Fe commumtJes. The
Annapolis Opera presented three operas this season in the
Key Memorial Auditorium, and the Annapolis Ballet performed at Christmastime. The new art gallery attracted
many townspeople, as did the regular concerts and lectures. At Santa Fe, the Book and Author Luncheons
continued to be popular, as did the concerts, the art
gallery shows, and the Indian Table, now merged with
the program of the Southwest Association of Indian Arts.
Special mention should be made of the concert by soprano
Jan de Gaetani in November. Saturday mght films were
well attended on both campuses. In the spring there was
a noteworthy benefit conducted by the seniors to raise
money toward the cost of a gymnasium. Gregory Peck
graciously appeared in person, and two of his films were
shown, The Gunfighter and To Kill a Mockingbird. The
most exciting use of the campus occurred in June when
the biennial conference of the International Union for
Pure and Applied Physics was held on the Santa Fe
campus. About 200 persons attended the week-long sessions. The subject was high energy physics and nuclear
structure. Arrangements were in the hands of scientists

from the nearby Los Alamos Laboratory, under the perceptive and capable direction of Dr. Louis Rosen, Director of the Los Alamos Scientific Laboratory Pi-Meson
Facility.

Finances
Both campuses operated within their respective budgets
during the year. At Annapolis, revenues amounted to
$2,476,430 against total expenditures of $2,455,545, thus
adding $20,875 to the reserve fund for the future. At
Santa Fe, there was a favorable margin of only $510, as
expenditures of $2,343,444 were just covered by income
of $2,343,954. Gifts and grants played a most important
part in achieving these favorable outcomes. The following
chart analyzes the monies received as to source and

purpose:
Donors

Annapolis

Board
SJC Community
Alumni
Parents
Friends

$ 9,840
13,117
156,986
6,555
25,832

10

Santa Fe
$ 690,570
13,132
4,119
2,904
103,287

Purposes
Unrestricted
Scholarships
Library
Other Restricted
Graduate Institute
Endowment
Plant
Totals

I should like to single out for special acknowledgment
a major gift of $100,000 from an alumnus and a grant of
$85,000 from the Hodson Trust, both for general purposes
at Annapohs. ~t Santa Fe, let me note that the second
annual sustaining campaign among local Citizens ratsed
$32,000, a third more than the year before. The two
largest amounts received on the western campus were

$200,000 from a former board member and his wife and
$185,473 from the National Endowment for the Humanities, representing the second installment of the development grant. Gifts in kind included a splendid collectiOn
of Indian rugs from Mr. and Mrs. Edwin J. Bienecke,
Jr., of New York City, four excellent pieces of Indian
pottery from Mrs. Richard Modrall, of Albuquerque: New
Mexico, and a large number of books from many mdiVJ·
dual donors. For all the contributions, whether of one
dollar or of hundreds of thousands of dollars, the Faculty,
the students, the staff, and I are tremendously grateful.
The first major bequest for the Santa Fe endowment
was received during 1975 under the will of the late Nonpa
Fiske Day, of Santa Fe. In the major distribution of the
estate, St. John's College has received $863,503. A later
accounting may increase this figure to $900,000. In accordance with the expressed wishes of Mrs. Day, permanent
funds have been established, the annual income from
which will be used for a tutor's salary in music, for the
library, and for student scholarships. All of these funds
now bear Mrs. Day's name as a memorial to her.

During the year under review, the Finance Committee
of the Board decided to retain new investment counsel.
The Annapolis endowment portfolio was divided, twothirds going to Endowment Management and Research,
Inc., of Boston, Massachusetts, and one-third, together
with the Santa Fe endowment, going to Fayez Sarofim &amp;
Company, of Houston, Texas. The transfer of securities
was practically completed by June 30th. It is hoped that
at least a six percent annual return can be provided by
the two counsellors. Mercantile Safe Deposit and Trust
Company of Baltimore continues as custodian for the

�October,
Annapolis endowment managed by Endowment Management and Research, while the balance, plus the Santa Fe
endowment, will be in the custodianship of the First
National Bank of Santa Fe.
One of the increasingly difficult problems confronting
the College on both of its campuses is the mounting need
for scholarships and other student financial aid. At Annapolis, a total of $265,666 was made available, as detailed in
the chart below. This represented nearly one-ninth of the
College's budget. At Santa Fe, the need was considerably
greater, for $334,005 was provided, slightly more than
one-seventh of the overall budget.
Types of Financial Aid

Annapolis

$ 52,757
Campus Jobs
Grants-in-Aid
121,458
12,600
Maryland Scholarships
St. John's Scholarships
5,650
(Faculty &amp; Staff Children)
Other Scholarships
52,293
Federal Programs .
8,108
National Direct Student Loans 12,800
Totals

$265,666

Santa Fe
$ 85,760
126,604

1975

ceeding ones. It would include an index of major projects
to be funded; such as the renovation of Paca-Carroll House
and provision of more adequate dining and gymnasium

facilities at Annapolis, and a modest physical education
building, a library, and an auditorium at Santa Fe. Finally,
it would seek sizeable accretions to the College's endowment through bequests and deferred giving.
For such an effort, we will seek new sources of help
from foundations and individuals. But we will need the
continued devoted giving of every Board member. And
we must look, as never before, to a far greater measure

of support from each alumnus and each friend of the
College. I shall do my best to assure the College's continued existence, both at Annapolis and at Santa Fe. I
can only hope that each person who reads this report will
understand the gravity of the College's situation and will
be sufficiently committed to its principles and program to
share responsibility for safeguarding St. John's future.

21,722
35,330
29,824
34,765

Richard D. Weigle
President
Santa Fe, New Mexico
August 28, 1975

$334,005

The College bases its financial aid offers to students on an
analysis of the parents' confidential statement, following
the outline prepared for families of all college students by
the College Entrance Examination Board. In a number
of cases the student's need exceeds the College's capability, and an alternative choice of college must be made, or
the student must drop out for a year or so to earn a part
of his fees. Since federal funds are for the most part
available to lower-income students, the whole situation
constitutes a genuine dilemma. Middle-income families
are more and more hard pressed at just the time when
the least financial assistance is available to them.
The future of many independent colleges and universities is uncertain at best. Thus far, St. John's College has
been remarkably fortunate in managing to avoid annual
deficits and accumulated debt. Whether fees, endowment
income, and gifts and grants can keep pace with soaring
energy costs and necessary salary increases remains to be

seen. To provide at least a tentative conclusion as to the
future, I have asked the Treasurers and Vice-Presidents
on both campuses to prepare five-year budget projections
to 1980. I am convinced in my own mind that there is
no alternative but to move forward.
I shall propose to the Board at its next meeting the
launching of the Fund for 1980, a broadly based effort
to carry the two campuses through the relative instability
of the next five years to a time when the whole economic
climate of the country may have bettered itself and a new
spirit of confidence may prevail. A Fund for 1980 would
aim first to underwrite the operating budgets of both
campuses for the coming fiscal year and for the four sueII

�~

BALANCE SHEETS

N

&gt;-3

:T

"'
()

June 30, 1975
ASSETS

LIABILITIES AND FUND BALANCES

CURRENT FUNDS

Annapolis
74,959
7,300
50,157
28,641
4,650
7,193

Unrestricted
Cash .................... .
Accounts Receivable, Net ...... , ............. .
Due from Other Funds ........................ .
Inventory Bookstore at Cost ................... .
Investments, at Cost ............. , ............ .
Prepaid Expenses ........................... .
Restricted
Cash .......•..................................
Due from Other Funds ........................ .
Investments, at Cost .......................... .

38,001
81,250

-172,900

'

110,433
6,000
282,906

--399,339
---

$
Total Current Funds

Santa Fe

'

40,040
10,699
61.918
$ 231,908
$ 100,709

28,546
34,990

Total Loan Funds .............. .

'

572,239

Total Life Estate Funds ...

Reserve for Future Operations. . . . .

. ..........•.

Fund Balance
Total Current Funds

'

11,105
601
171,756

$

$

183,462

$ 223,166

11,722
45,865
50,800
61,399

'

'
'
'•
$

Restricted

20,445
6,000
62,211
37,886
126,542
46,358

'

$ 169,786
62,122

172,900

'

399,339

$ 164,245

572,239

$ 396,153

$ 231,908

LOAN FUNDS
12,318
25,902
183,946
1,000

--

Due to Current ...................................
AdvanCes from Federal Government for
National Direct Student Loans .................
Fund Balance .. ................................
Total Loan Funds ...................

$

.....
170,726
12,736

'

300
193,909
28,957

$

183,462

$ 223,166

$

.. ....
.. ....

$ 193,430

LIFE ESTATE FUNDS
s

....

......

'

16,069
177,361

'- - - 27,488
1,196,268
670
627,002
6,280,489

3,000

Liability under Life Estate Agreements .........
Total Life Estate Funds ..... , , .................

$

$ 193,430

$ 193,430

ENDOWMENT FUNDS
Cash ............................................ .
Receivables ..................................... .
Pledges Receivable ................................ .
Investment Cash Account ......................... .
Investments, at Cost
.......
. ......... , . , , ..

Unrestricted
Accounts Payable ...................... .
Due to Other Funds .......................... .
Student Advance Deposits ................. .
Deferred Income ............................. .

Santa Fe

$ 396,153

LIFE ESTATE FUNDS
Due from Current Unrestricted Funds ...... .
Due from Plant Funds .......... .

Annapolis

$ 164,245

LOAN FUNDS
Cash ............•................................
Student Loans Receivable ........................ .
National Direct Student Loans .................. .
United Student Aid Deposit ..... .

CURRENT FUNDS

0

ENDOWMENT FUNDS
$

Fund Balance .................... .
Unexpended Income .............................. .
Due to Other Funds
......................... .

$ 8,086,885
12,651
32,381

$1,234,462

863,503
367,959

'

Total Endowment Funds .... .

$ 8,131,917

$1,234,462

16,398

7,012,641

$ 177,361
26,083
1,048,594
1,575,000
4,268,275

$ 7,029,039
$
8,368
$

$7,095,313
$
7,422
$ 247,883

s 8,131,917

$1,234,462

375,677
5,675,141
394,221
584,000

$ 533,245
5,906,741
655,327

$ 7,029,039

......

8,368

$7,095,313
7,422
$
$ 247,883

Total Plant Funds

$ 7,037,407

$7,350,618

Total Funds .......................... .

$}5,925,025

$9,397,829

Total Endowment Funds ....... .

PLANT FUNDS
Land and Improvements .......................... .
Buildings •..... , ................................. .
Equipment, Furnishings, Library Books ............ .
Land and Improvements California ............... .
Unexpended Plant Funds ................... .
Bond Sinking Fund Investments ..... .

PLANT FUNDS

'

---

$
$

Due to Other Funds ....................... .
Notes Payable--Other ........................... .
Loans Payable to Annapolis Campus .............. .
Donnitory Bonds Payable ........................ .
Net Invested in Plant ............................ .
Unexpended Plant Funds .......................... .
Bond Sinking Fund .............................. .

$

Total Plant Funds

$ 7,037,4(17

$7,350,618

Total Funds .......................... .

$15,925,025

$9,397,829

l

"'

�ANNAPOLIS ENDOWMENT FUNDS

CONDENSED STATEMENTS OF REVENUE
AND EXPENDITURES

June 30, 1975

Fiscal Year Ended June 30, 1975

Gift of
Donor

TUTORSHIP ENDOWMENTS:

Annapolis

Endowment ..............• , , , ..... , ........ , ..
Gifts and Grants . , .. , .... , , ................. .
Government Programs and Grants ..........•..
Graduate Institute , .... , ..................... .
Miscellaneous ................................ .

Santa Fe

$1,135,578
394,575
304,365
69,962
61,965

$ 753,484
45,820
718,553
191.542
174,113
36,528

$1,966,445

Educational &amp; General
Tuition Fees ................................ .

$1,920,040

1,989,954
150,216

2,679,845
500,000
150,000

$ 313,432
2,679,845
2,489,954
300,216

$2,453,602

Richard Hammond Elliott, 1917 ..............•..
Andrew W. Mellon Foundation Grants .......... .
Addison E. Mullikin, 1895 .................•.....
Arthur de Talma Valk, 1906 ...•.....•.••........

REVENUE

A. W.MeUon
Total
Fund
Foundation
Matchhtg Gift Principal

$3,329,845

$5,783,447

$

$

$ 313,432

$

SCHOLARSHIP ENDOWMENTS:

99,301

$

61,196
197,100
154,931

$

'

86,142
52,177
154,377
131,218

$ 413,227

$ 337,772

Total Revenues ....................... .

$2,478,973

$2,343,!)54

Net Income , .................... , , . , .. .

$

20,887

$

510

EXPENDITURES

Educational &amp; General
Administrative ...... , , ......... , . , .......... .
General , ..•..................................
Instruction, Undergraduate ...............•....
Instruction, Graduate &amp; Other .........•......
Student Activities ........................... .
Federal Programs .........•.. , .......•.......
Plant Operations &amp; Maintenance.
. ........ .

s

$1,998,594

Student Financial Aid ........................... .
Auxiliary Enterprises
Bookstore ................................. ·. ·
Dining Hall ..................•...............
Dormitories .................................. .

$ 296,686
178,579
1,020,818
2,206
24,084
20,449
455,772

$1.821,795

$ 197,662

$ 213,480

$

71,331
190,499

$

221,564
162,766
862,718
189,051
35,485
46,806
303,405

51,915
157,999
98,255

--

$ 261,830

""

Total Expenditures .................. .

$ 308,169

$2,458,086

$2,343,444

7,367

30,000
50,000
7,500
6,140
8,672
87,933
7,000
13,705
270
115
1,000
46,436
50,050
300,500
45,287
1,000
72,000
40,759
10,000
45,370
39,262
52,000
6,265
1,120
12,500
7,056
4,106
2,000
3,664
7,181
1,552
18,220

$ 654,799

Student Financial Aid
Auxiliary Entel"Prises
Bookstore ...............••....••.............
Dining Hall , .............................. .
Dormitories ...............•...................

--

$ 323,864

$ 978,663

$

20,144
6,372

$

20,000
1,470

$

40,144
7,842

$

Annapolis Self Help ............ ,................
George M. Austin, 1908 ........................ .
Walter S. Baird, 1930 ......................•....
Chicago Regional ....................•.........
Class of 1897 ...••..•...........................
Class of 1898 ...............................•..•
Richard Cleveland .....•........ , .............. .
Dr. Charles C. Cook .........................•..
Corp. George E. Cunniff, III .•..................
Mary E. Dodd ................................. .
Clarence Dickinson, 1911 ....................... .
Faculty .............•...... · .• · .. - .•... · . · · ... .
John T. and Gertrude L. Harrison, 1907 ........ .
Richard H. Hodgson, 1906 ...... , ..........•. , .. .
Alfred and Ruth Houston, 1906 ................. .
Houston Regional .........................•....
Jesse H. Jones and Mary Gibbs Jones ........... .
Robert E._ and Margaret Larsh Jones, 1909 ..... .
Arthur E. and Hilda Combs Landers, 1930 ...... .
Massachusetts Regional ....................... .
Philip A. Myers, II, 1938 ..... , .....•............
Oklahoma Regional ........................... .
Thomas Parran Memorial, 1911 •.. , ..•.• ,.,, .... .
Pittsburgh Regional ........................... .
Readers Digest Foundation •..• , .•.....•..•.....
Clifton C. Roehle ............................. .
Murray Joel Rosenberg Memorial. ...•..•.. , .. , ..
Flora Duvall Sayles ........................... .
Hazel Norris and J. Graham Shannahan, 1908 .. .
Clarence W. Stryker ........................... .
Frederick J. von Schwerdtner .......•.....•.• , ..
Richard D. Weigle ............................. .

26,516

$

21,470

$

47,986

$

1.100
7,025

$

$

1,100
7.025

$

15,000
25,000
7,500
3,070
8,672
87,933
7,000
13,705
135

15,000
25,000
3,070

135

115

1,000
44,077
30,025
150,250
42,787
500
36,000
49,759
10,000
22,685
30,262
26,000
6,265
560
12,500
7,056
4,106
2,000
3,664
3,768
1,552
10,853

2,359
20,025
150,250
2,500

500
36,000
22,685
9,000
26,000

560

3,413

STUDENT LOAN FUND ENDOWMENTS:
George Friedland ............................. ,
John David Pyle, 1962, Memorial................

ALUMNI MEMORIAL ENDOWMENTS:
Granville Q. Adams, 1929 ........... , . , . . . . . • . . . .
Charles Edwards Athey, 1931. .................. .
Judge L. C. Bailey, 1911. ...................... .
William F. Baxter, 1923 ....................... .
Drew H. Beatty, 1903 ........................... .
Dr. William Brewer, 1823 ...................... .
Frederick W. Brune, 1874 ...................... .
Benjamin Duvall Chambers, 1905 ............... .
Henry M. Cooper, Jr., 1934 ..................... .
Walter I. Dawkins, 1880 .......•. , •. ,,, ••.••.•• ,
Robert F. Duer, Jr., 1921. .................... ..
Dr. Phillip H. Edwards, 1898 .................... .
Joseph W. Fastner, Jr., 1960 •.. ,,.,,.,, .• ,.,,.,.
Allen Lester Fowler, 1915 ...................... .
Edna G. and Roscoe E. Grove, 1910 ....•..•......

100

100
25
600

125

855
2,638
1,000
58,683
3,590
1,135
2,000

500

16,556

25

200
125
507
1,000

335

985

500

800
250
1,362
2,638
2,000
58,683
3,925
2,120
2,000
1,000
16,556

0
0

()

u
ro

-

-~

-o

"-1

v..

�A. W.Mellon
Total
Fund
Gift of Foundation
Donor Matching Gift Principal

Total
A. W.Mellon
Fund
Gift of
Foundation
Donor Matching Gift Principal

...,._
~

Charles W. Hass, 1927 .......................... .
John M. J. Hodges, 1904.,.,,, .. , .. , •• ,.,.,,., ••
Dr. Amos F. Hutchins, 1906 .................... .
Clarence T. Johnson, 1909 .. , .. , .............. ,,.
Clifford L. Johnson, 1911. ..................... .
Helen B. Jones and Robert 0. Jones, 1916 ...... .
Jonathan D. Korshin, 1966, Library Fund ....... .
Oliver M. Korshin, 1963, Library Fund ......... .
Dr. W. Oscar LaMotte, 1902.,,,,,, •. ,, ....... , •.
John H. E. Legg, 1921. ........••.••.•.•••.••••
William Lentz, 1912 ..........•.........•......
Leola B. and Thomas W. Ligon, 1916 ........... .
Col. Harrison McAlpine, 1909 ................... .
James R. McClintock, 1965, Prize Fund ........ .
Vincent W. McKay, 1946 ....................... .
H. Boyns MacMannis, 1924 ...... , .. , .....• ,.,,,.
Robert E. Maddox, 1876 ........................ .
William P. Maddox, 1921. ...............•.. ,.,.
Charles Gomber Mantz, 1875, Library Fund ..... .
William L. Mayo, 1899 ....•.. , . , . , .... , .. , ..... .
Ridgely P. Melvin, 1899 .......................•.
Wm. S. Morsell, 1923, Athletic Fund ........... .
John Mullan, 1847 ............................ .
Walter C. My lander, Jr., 1932 ....... , .......... .
M. Keith Neville, 1905 ............• ,, ........... .
Dr. John 0. Neustadt, 1939 .................... .
Blanchard Randall, 1874 ................. , ..... .
Susan Irene Roberts, 1966 ...................... .
Leroy T. Rohrer, 1903 ............... , ...•.. , .. .
Elliott A. Rosenberg, 1963 ..................... .
Harrison Sasscer, 1944 ............•.••••••• , ••.
Charles H. Schoff, 1889 ........................ .
Henry F. Sturdy, 1906 ......................... .
Rev. Enoch M. Thompson, 1895., .•. , ........... .
Col. Guy D. Thompson, 1916 .............•..•.•..
John T. Tucker, 1914 ................... , ...... .
Dr. Robert S. G. Welch, 1913 .................. ..
Dr. Willis H. White, 1922 .............. ,.,., •••.
Amos W. W. Woodcock, 1903...
. .......... .

633

100
100
18,357

40
1.000
1,291

7,563

40
1,000
658

25,920

200
200
5,140
23,223
1,020
5,000

1,020

325

325

466
21,806
4,500
1,650
2,000
1,000
12,219

100

100

5,000
10,000
6,333
1,000
1.109

5,000
10,000
1,000

851

330

702

100

100

1,920
4,550

500

500

28,633
3,000

3,000

700

..... .
125
625
1,000

2,500
125
625
2,000
$ 264,684

$

34,973

100
100
200

200
5,140
23,223
2,040
5,000
650
466
21,806
4,500
1,650
2,000
1,000
12,219
200
10,000
20,000
6,333
2,000
1,109
1,181

702
200
1,920
4,550
1,000
28,633
6,000
700
2,500
250

1,250
3,000
$ 299,657

OTHER ENDOWMENTS:
Hertha S. and Jesse L. Adams Concert Fund ... .
Alumni Memorial Book Fund .................. .
Charles Edward Stuart Barton Memorial
Library Fund .............................. .
Philo Sherman Bennett Prize Fund ............. .
Benwood Foundation Library Fund ............. .
George A. Bingley Memorial Fund .......... , .. .
Scott Buchanan Memorial Fund ................. .
Helen C. and George Davidson, Jr., 1916 ....... .
The Dunning Memorial Fund .................... .
Fund for Tomorrow Lectureship ................ .
Floyd Hayden Prize Fund ...................... .
Joseph H. Hazen Foundation Lectureship Fund .. .
Mary Safford Hoogewerff Memorial Library Fund
Maid Compensation Fund .................... .
Margaret Lauck Memorial Library Fund.
Library Fund ................................. .
Monterey Mackey Memorial Fund ............... .
Emily Boyce Mackubin Fund ................ , .. .
Ellen C. Murphy M-emorial Library Fund ....... .
Kate Moore Myers Landscaping Fund ..... .
Henry H. and Cora Dodson Sa;;scer
Newspaper Fund
......................... , .
Adolph W. Schmidt Fund ....................... .
Richard Scofield Memorial Fund ................ .
Mrs. Blair T. Scott Memorial Prize Fund ....... .
Kathryn Mylroie Stevens Memorial Prize Fund .. .
Clare Eddy and Eugene V. Thaw, 1947
Lectureship Fund ........................... .
Elma R. and Charles D. Todd Memorial
Library Fund ............................... .
Millard Tydings Prize Fund ................... .
Clara B. Weigle Memorial Library Fund ........ .

$

60,000
355

$

60,000

500
308

500
308
25,000
20,250
5,770
21,625
10,000
3,000

$ 120,000
355

25,000

3,000

50,000
20,250
5,770
21,625
10,000
6,000
103
1.000
31,683
10,000
789

78

25

1,000
31,683
10,000
789
560

400

960
900

1,500

75,192
3,000
124,349

900

75,192
1,500
124,349
1,500
15,628
1,568
518
1,250

1,500
15,628
1,568
518
1,250

20,900

20,900

Daniel E. Weigle and Jessie N. Weigle
Memorial Fund ......•..... , ................ .
The Jack Wilen Foundation Library Fund
in Memory of Murray Joel Rosenberg ........ .
Victor Zuckerkandl Memorial Fund .......•.. ,,,,
Alumni Endowment ................. , , ........ .
General Endowment ........................... .

$1,215,698

Loss on Sale of Securities ...................... ($ 534,300)
Total Endowment .......... , . .

2,500

2,500
1,000
19,325
210,800
526,154

$4,080,999

$ 295,734

19,500

39,000
1,000
1,196

$1,511,432
($

$
$4,005,886

534,300)

$8,086,885

SANTA FE ENDOWMENT FUNDS
June 30, 1975
TUTORSHIP ENDOWMENT:
Norma Fiske Day Fund ................. .

Gift of Donor
$ 500,000

SCHOLARSHIP ENDOWMENTS:
Helen and Everett Jones Fund .....• , .•.• , .......................•..••
Norma Fiske Day Fund .. , •.................. , •.. ,.,, ............... .
Readers Digest Foundation Fund .................................... .
Nina Otero Warren Memorial Fund ..................... ,., •..... , .. .
Gen-eral Scholarship Fund ....................... , ................... .
Evelyn Mitchell Memorial Fund ..•..• , .• , ......................•.. , ..
Graduate Institute • , .. , ............................. , . , .. , ........ , .

$ 120,000
200,000
12,500
1,875
13,157
25,000
457
$ 372,989

LIBRARY ENDOWMENTS:
Emlen Davies Fund.,,., ...................... , ..................... .
Norma Fiske Day Fund ........ ,.,,.,,., .............. , •. ,., .. , ..... .
Angeline Eaton Memorial Fund ................ , .................... .
Nina S. Garson Memorial Fund ... , • , .... , ................. , , ........ .
Duane L. Peterson Memorial Fund ...........•......................•
Victor Zuckerkandl Memorial Fund .........................•..•..••..
Memorial, Honor and Life Membership Funds ......• , ..... , .......... .

$

1,118
163,503
1,150
2,000
800

1,000
35,711
$ 205,282

OTHER ENDOWMENTS:
Bromwell Ault, Sr., Memorial Fund .............•. , •..• , .. , ......... .
Henry Austin Poetry Fund ....................................•......
Margaret Bridwell Bowdle Fund ................... ,,, ..... , ......... .
Fletcher Catron Memorial Fund ......•.. , ................•..• , •. ,., .•
Margo Dawn Gerber Prize Fund ....•..•............... , .. , ......... .
Elizabeth R. and Alvin C. Graves Memorial Fund,, .................. .
Margaret Milliken Hatch Fund ........• ,., .................•.. , .... .
Frank Patania Memorial Fund .... , ...•. , ................ ,, ... , ..... .
Winfield Townley Scott Memorial Fund .......... , ................... .
E. I. "Tommy" Thompson Memorial Fund, .... , ............... ,,.,.,.
Millard E. Tydings Prize Fund ........•.. , ............ , . , .• , ........ .
Clare B. Weigle Memorial Fund .............•.• , ....................•
Jessie N. and Daniel E. Weigle Fund .. ,, .................. ,.,., .. ,, ..
Other Funds ................. , .•.. , ................ , , .. , .... , , •••.. ,

$

1,037
7,500
40,000
1,300
1,141
8,881
35,000
3,341
2,535
1.865
1,000
4,713
2,500
1,251

$ 112,064

FOUNDATION ENDOWMENT FUNDS:

Total Endowment .......................... .

$

46,541
3,600

$

Los Alamos Ranch School Fund ........................ ,,,, •........
Other Foundation ........................• , ........................ .

Gain (Loss) on Sale of Securities ................................... ..
19,500
1,000
1,196

1,000
19,325
397,109
526,154

186,309
..... .

50,141

($

6,014)

$1,234,462

~

§:.
.~

-

' -0
..._,

V&gt;

�October, 1975

CLASS NOTES
1928

1953

During the 1975 summer session, Louis L.
Snyder was Fulbright Visiting Professor at the
University of Cologne, 'Vest Germany.

Ed Bauer writes that he attended a most
interesting Gestalt 11Ierapy workshop in La
Jo1la, Cal., in August, for his own personal
growth and for the counseling degree toward
which he is working, but also finds the experience most helpful in his teaching of German
language and literature courses.

1931
Circuit Court Judge Matthew S. Evans has
been appointed administrative judge for Maryland's Fifth Judicial Circuit, which includes
Anne Arundel, Howard, and Carroll Counties.
Judge Evans has been on the court bench since

1956.

1937
Col. Harold L. Brooks writes that after 15
years of private dental practice in Arlington,
Va., and some 20 years of Air Force dentistry,
he retired in 1973. He is now professor of oral
medicine at the University of F1orida Co1lege
of Dentistry in Gainesville. Harold also has a
son who is a practicing dentist in Vero Beach,
Fla.

1940
Hall E. Timanus heads trial work for the
Houston law firm of Andrews, Kurth, Campbell
&amp; Jones. In 1972 Hall was appointed a member of the Democratic National Committee
from Texas, and was named to the Democratic
Charter Commission by Terry Sanford.
1947
On July Ist Theodore Ernst became dean
and professor in the School of Social \Velfare
at the University of Kansas.

1948
George R. Trimble, Jr., is president of his
own independent computer consulting company, T-Logic, Inc., in Princeton, N.J.

1952
11Ie value of the Alumni Communicard is
still being proved. T11e latest is from David E.
Napper, who uses it to bring us up to date on
his doings. lie joined the Air Force in 1952,
became a weather officer, joined IBM in 1957
as a systems engineer, and is now located at
the company's Data Processing Division head·
quarters in "White Plains, N.Y. l-Ie manages
Independent Study Program development, creating multi-media self-study courses on various
aspects of computing. Dave and his wife Jean
have a daughter Janet, 18, and a son, Keith,
who is 13.

1957
Blake Kline, son of Comelia (HoHman)
Burdette and \Villiam E. Kline '59 is a freshman in Annapolis this year. Cornelia is living
and teaching in Baltimore city. Bill is with a
law firm in Tehran, Iran.

1959
Peter M. Rice, a mathematics professor at
the University of Georgia since 1963, this sum.
mer \Vas awarded his second Humboldt Fellowship to carry out research projects in the
Federal Republic of Gcnnany. Peter is studying the application of mathematical models to
political science, work for which he is already
internationally recognized.

Toronto, and is cunently teaching high school.
He is still single, and lives on a farm outside
Toronto.

1964
Eric Lutker holds the Ph.D. degree from
Colorado State University, is employed as
Coordinating Director, Commack Consultation
Center, Commack, N.Y., and is senior psychologist at the Suffolk (N.Y.) Rehabilitation Center for the physically handicapped.
A note from Arlene (Andrew) Banh says
that she lacks only a thesis to receive her degree
as a Y\'[aster of Urban Planning. Husband Bill
will be at Johns Hopkins during the fall semester, doing research in perception. The Banks's
son Joshua is now four years old, and is, to
quote his mother, "a very jolly sort of person."

1965
Linda (Bender) Erickson has just received
her M.A. degree in librarianship from San Jose
(Cal.) State University, and is employed by
Lockheed Information Systems, working with
DIALOG, Lockheed's computerized information retrieval system.

1960

1966

The new head of the Appellate Division,
Office of the District Attorney of Suffolk
(Boston) County, Mass., is Mary Gallagher.

During the current academic year, Richard
Fielding has an appointment as Visiting Assistant Professor of Law at the University of North
Carolina. Dick will be teaching contracts, negotiable instruments, and a seminar on discrimination.
Carol (Picardo) Kelley writes that living in
Paris, delightful place though it is, takes some
getting used to. She and Loren '67 see Robert_,;
K. Thomas '63 frequently, and with the
11wmases had lunch with tutor Geoffrey
Comber, his wife and son, when the Combers
were in Paris last spring.
John Trotter writes that he is a candidate
(doctoral, we assume) in philosophy in the
department of biological structure at the Uni\'ersity of Washington. I-Iis resemch concerns
the deYclopmental biology of striated muscle

1961
Michael \XI. Ham writes that Man' Lou

(Ryce) has completed the first summef of an
accelerated law school program at the University of Imva. She hopes to receive her J.D.
degree in August 1977. Mike is now Director,
General Systems, at American College Testing.
1l1e June issue of The Atlantic Monthly
contained an article on the popular subject of
sugar by John Pekkanen.
Amanda (Mayer) Stiucl1ecum tells us that
she is a candidate for the Ph.D. degree in
Japanese and comparath·e literature as Colulllhia University.

1962
Allen Reid, who visited Annapolis this past
year, is operating a camera repair shop in
Plainfield, Vt. Allen and his wife Liisa have
two children.
1963

Among those who attended the Annapolis
Alumni Seminar Program this past June was
Daniel AI. Sherman. Dan has an M.A. degree
from the University of Toronto in philosophy,
taught for three ye.cm at York Uni\'ersity,

in vitro.

1968
Bettina A. Briggs (SF), a Boston area attorney, is a member of the Board of Trustees at
Southeastern Massachusetts University.
2nd Lt. Lois J. HoHman, USAF, informs us
that she is stationed at Seymour Johnson AFB
in North Carolina, as a registered nurse in the
4th Tactical Fighter Hospital. She hopes to
attend East Carolina University to complete
her B.S. degree in nursing.
George WI. Partlow is working in the Alaska

15

�The College
State Library as an acquisition clerk. George
says he has been doing "all sorts of stuff, including some Russian translation," and enjoyed
meeting Aleksandr Solzhenitsyn when the latter visited Alaska. George has heard from
Clmrles Watson and Kerry Nemovicl1er; the
former is stationed at the Naval Hospital in
Portsmouth, Va., while the latter is still in
Israel.
Ann Arbor, Mich., will be home for the
coming year for Antigone (Phalares) Moore
(SF) while her husband works on his master's
degree in public health.
Joe Sachs, a tutor in Annapolis since last
winter, in May received his M.A. degree in
philosophy from The Pennsylvania State University.
Deborah Schwartz and Gilbert Renaut were
married on August 18th in Nantucket, Mass.
Douglas Allanbrook, Annapolis tutor, was best
man. Deborah is returning as a tutor on the
Annapolis campus this year, while Gibby will
work as an attorney with the Employee Benefits Division of the Office of the Solicitor of
Labor of the United States.
Steven Shore (SF) recently accepted a posi·
tion with Avis as a financial analyst.
Julia (von Edla) Gregg (SF) and her husband Tosh have been married six years, and
own and live on their own farm, where they
raise a lot of their own food. The Greggs have
two daughters, Alison Rachel, three years old,
and Sally Belie, three months.

1969
Lee Fischler (SF) is a teaching associate in
EngliSh at the University of Arizona, and
started work on his doctoral dissertation in
September.
Maya Hasegawa in the past year made a
5Yz month trip from Nova Scotia to Vancouver Island and then down the West Coast and
back, taking photographs, hiking and camping.
She is now employed as Training Coordinator
for the Commonwealth of Virginia Equal Employment Opportunity Program. Her sister,
Kimi '73, graduated from Marlboro College in
May, and spent the summer at the Aspen
Music Festival in Colorado.
Let us quote directly the fo1Jowing from
Captain Carlton S. Severance: "Regan Mensch
(SF '71 ) and I were married in I 969 and
lived in California until I graduated from the
School of Veterinary Medicine at U.C./Davis
in 1973. Since then I have been the base
veterinarian at Wurtsmith AFB, Oscoda, Mich.
Son Alexander \vas born in May 1974. Am
nearly paraly7,ed with ennui. Please write.
Address: 8028-D, So. Alaska, \Vurtsmith AFB,

MI 48753."
Just after press time for the July issue we
received a fine long letter from Catherine
(Allen) Wagner, written from Cuzco, Peru.
Kitty is working on her dissertation under a
grant from the Doherty Foundation of Princeton University, specifically on the iconography
of ritual drinking vessels from the Incaic and
Colonial periods in Peru. She and her husband
are living at an elevation of 12,000 feet, in a

16

ATTENTION ALL ALUMNI:
CALL FOR NOMINATIONS
In the spring of 1976 two openings will be created for Alumni Representatives on the Board of Visitors and Governors, as Julius Rosenberg
'38 and Thomas E. Stern SF68 reach the end of their current three-year
terms. Both alumni arc eligible for reelection. The directors of the Alumni
Association, as required by the Association By-Laws and the Polity of the
College, have been requested to nominate at least one candidate for each
forthcoming vacancy. In addition, nominations may be made by written
petition of at least 30 members of the Association, submitted io me at
the Alumni Office in Annapolis.
All nominations, whether by the directors or by petition, must be in my
hands no later than December 1, 1975, in order that the names, biographical sketches, and photographs of the nominees may be published in the
January issue of this magazine.
Thomas Parran, Jr.
Director of Alumni Activities

tiny village a day's trip by potato truck and
on foot from Cuzco. Kitty says her Greek
studies at St. John's have helped as she learns
Quechua, the local language. Although beans,
potatoes, and local tubers are apparently dietary
staples, the natives do raise some animals;
Kitty says guinea pigs are quite tasty.

1970
In keeping with the now-established tradition, John Dean has sent us his annual "exotic
postcard," this time from Athens: "I'm touring classical Greece and it's c1assical1y wonderfull" By now John has become editor of the
largest student newspaper in Europe, Sennet,
with a copy-run of 40,000. He is also finishing
his Ph.D. thesis at the University of London.
1be morning mail on September 8th brought
a fine letter from Jeffrey Friedman, who advises
that he and Janet Kasten were married in
August 1974 in Dobbs Ferry, N.Y. St. Johnnies present \vere Steve and Nancy (Goldwin)
'67 Harvey {and baby Joshua), Harry Sinoff
'74, and Marvin Cooper '69. Jeff and Janet are
now back in Jerusalem, he studying at the
Shapell (formerly Hartman) Center of Jewish
Studies, she working for a computer typesetting concern. The Friedmans visited this summer with Kerry Nemovicher, his \-vife Hadassah,
and their daughter at their home in Hert7,lia.
A nice note from T. K. (Thomas) Nelson
conveys year-old but nonetheless welcome news
of the births on July 17 and 18, 1974, of twins
Lars and Erik. The two dates came about when
the big event spanned midnight. T. K and
Chris have an older son, Tollof, who started
kindergarten this year. Proud grandpa, of
course, is Chuck Nelson '45.

1971
Emily Butler (SF) and Nicholas Lyons (SF)
were married in June in Watsonville, Cal.
Emily graduated Phi Beta Kappa in June 1974
from the University of California at Berkeley,
and finished her master's degree in library
science in August; she received a departmental
av,'flrd as the outstanding student on the Italian
department in 1974. Nick has been self-employed as an artist (marquetry) and as a
sculptor's apprentice.
Elizabeth Peterson writes that she is in law
school at Catholic University, and finds that
it is lots of fun and lots of work. She recommends that students (or alumni) interested in
law school consider C.U.; she believes their
St. John's background wiH help them gain
admission.
Mary "Betsy" Sanders writes that after her
year at St. John's she lived in PhoenLx, Ariz.,
with her then-husband Craig Sanchez. They
moved to Toronto, where she studied political
science and economics for two years. Having
discovered that English is her field, she is now
attending TI10mas Jefferson College near Grand
Rapids, Mich., finishing up her undergraduate
work. Her address is 1217 Bemis, Grand
Rapids 49506, and she would love to hear
from Cheryl Christie, Cliff Martin, Ron Millen, and Barbara, her roommate.
One of our busier medical students is V.
Michael Victorofl: is a member of the Task
Force on Ethics and Human Values of the
American Medical Student Association; during
the summer attended a high-level policy meeting on l)reventive Medicine at the National
Institutes of Health; in November is scheduled
to deliver an address to the Society for Health
and Human Values at the Association of Amer-

�October, 197 5
ican Medical Colleges Convention in Washington, D.C., the subject: "Who is DeHurnan.
izing Whom in Medical Education?"
Shelley Depp (Greenwood) Bloomer, (SF)
a graduate of Washburn Law School in Topeka, Kan., is in practice with her husband
Robert and her father-in-law Cecil in Osborne,
Kan. In June Shelley was appointed the first
·woman county attorney in the state of Kansas.
The Bloomer's daughter Bethany Gat1 was one
year old in August.

1972
Lt. Tlwmas Ascik of the Marines is now
stationed at Camp Lejeune, N.C.
For the past two years David Carey studied
at the Gregorian University in Rome, where
this past spring he was awarded the M.A.
degree in theology. While overseas he was
ordained a deacon and assisted the chaplain of
an Air Force base in Germany for several
months. Returning to this country, on July
19th David was ordained a priest in the Roman
Catholic Church, and is now in his first fulltime parish assignment in Butler, Pa., just
north of his home, Pittsburgh.
David A. Klein (SF) and his wife are living
in Hila, Hawaii, where David is employed as a
journeyman diesel engine mechanic. He completed two years at the Los Angeles Trade
Technical School and two years of on-the-job
training in the same city before moving west.
David received his A.S. degree in truck and
diesel repair from the Technical School, graduating with top honors in his class.
Elizabeth Molnar is now Mrs. H. R. Hinton,
and makes her home in Chicago.
Deborah Papier, who attended the Alumni
Summer Seminar session in Annapolis, has
been a recent contributor to the Washington
(D.C.) Star. She has had at least one book
review and a feature story on operas in the
United States.
Grant Wiggins and his wife Joanne are
teaching at Loomis-Chaffee School in Windsor, Conn. Grant is head of, and teaches in,
the philosophy and religion department. Tod
Donohue visited with the Wigginses mid-summer on his way to a teaching job in Maine.

1973
Jeff Angus (SF) writes that he completed
his baccalaureate work at Antioch College,
majoring in -anthropology/environmental planning. He moved to Washington, D.C., where
he drove a taxi for two months, and then started work as a legislative researcher for Senator
Gaylord Nelson. Jeff finds the work challeitging, exciting, and very rewarding. His address is
1527 North 17th Street #102, Arlington, Va.
22209; he would appreciate hearing from any
of the "old gang."
Since January 1974 Mary L. Batteen has
been a graduate student in physical oceanography at Old Dominion University in Norfolk,
Va. She is a research assistant in the Department of Physics and Geophysics, and was re·
cently awarded a tuition grant by the director
of the Institute of Oceanography.

Greg Chilenski has entered the Ph.D. program in social psychology at the State University
of New York at Albany, the winner of a 1975
National Science Foundation Graduate Fellowship. Greg is a member of Sigma Khi, The Science Research Society of North America.
Miss Barbara Leonard passed along to us
some information about Peter Ellison and his
wife Priscilla (Lindsay) '72. The Ellisons have
completed their undergraduate studies at the
University of Vermont, he in biology, she in
anthropology. This year "Pippi" is at Brandeis
University on a National Institutes of Mental
Health Traineeship, while Peter is at Harvard
with a University fe1lowship. Both the Ellisons
were elected to Phi Beta Kappa, and received
the awards as outstanding seniors in their
respective departments at Vermont.
Another graduate student is Roger Greene,
starting his second year of work toward an
M.F.A. degree in film at Columbia University.
Last year he also did free-lance editorial work,
and spent most of the summer teaching filmmaking at a teen camp in the Catskills.
Rand Lee wrote last spring to say that he
had graduated from Washington Bible College
with a B.A. degree in religious education, and
hoped to go to work for a Christian publisher
in Chicago.
Melanie P. Morgan (SF) is currently the
assistant manager (manager trainee) for Pier 1
Imports in Columbus, Ohio. She is scheduled
for her own store in February, and hopes to be
moving west.
Lee Perlman was recently appointed executive director of Common Cause in Maryland.
A former legislative assistant to Maryland State
Delegate Don Rosenshine, Lee was selected
from among I 90 applicants.
C. Brian Scott is now in his second year at
the Northwestern School of Law of Lewis and
Clark College. He joined the Jaw review, Environmental Law, in July, and is working with
six other students on a project about federal
agencies and environmental impact statements.
Jennifer Wicke (SF) and Harry Comelit1s
(SF) were married on the second of August in
Athens, Ohio. Jennifer completed her undergraduate work at the University of Chicago,
and is now a graduate student in comparative
English at the City University of New York.
Harry finished at Bennington College, and is

now a second-year philosophy student at
Columbia University.

1974
R. Michael and Christine (McNesby) Ben.
ton were married in August 1974, and have
been living and working in Chicago for the
past year.
2nd Lt. Erica F. Chaney, USMCR, is a
deputy disbursing officer at the Mar~~e Corps
Air Station, El Toro, Cal. She VISited the
Annapolis campus during the summer, and is
obviously enjoying her .assignment.
On Saturday, June 28th, Janet Lee Christhill and Donnel O'Flynn '73 were married in
Shadyside, Md.
Kelly Fike (SF) writes that he is up to his
neck in his last semester of forestry at Northern Arizona University in Flagstaff.
Gerard (we apologize for "Leonard" in the
April issue) Kapolka and Daphne (Greene) '76
have returned from Poland for studies at the
University of Chicago. Gerry will be in the
Department of Slavic Literature and Languages,
Daphne in the Department of History of
Science and Medicine.
Maria Kayanan is a paralegal assistant in a
legal aid office for migrant farm workers in
Apopka, Fla.
Bonnie Shiprak completed her undergraduate work (B.A. in psychology) at Immaculata
College near Philadelphia in May 1974. This
past year she did some graduate work at Penn
State University's Capitol Campus in Harrisburg while working as a reference librarian in
the county library system. In August Bonnie
started full-time graduate work in clinical psychology at Northwestern State University,
Natchitoches, La., where she also has an assistantship as an undergraduate counselor.
Karen Zimmer works at Cornell University
as .the assistant curator of the L. H. Bailey
Hortorium which specializes in cultivated
plants. She also plans to continue her studies
in botany.

1975
Gerry Ekman writes from the Navy Officer
Candidate School in Newport, R.I., where he
started training in July. After commissioning
in December he anticipates assignment to
Surface Warfare Officer School until next
June.

In Memoriam
1904-Rev. Daniel R. Magruder, Boston,
Mass., August 7, 1975.
~ 1922-John S. Austerlitz, Washington,
D.C.
/ 1923-RAdm. Thomas Burton Klakring,
San Diego, Cal., July 25, 1975.
•/ 1931-Paul S. Canfield, Wethersfield,
Conn., March 12, 1975.

,../1936-G. Gordon Gaeng, Baltimore,
Md., July 24, 1975.
vf 939-Robert Lee Keyser, Jr., Baltimore,
Md., June 24, 1975.
v1943-Henry C. Preston, Jr., Dallas,
Tex., January 28, 1975.
'1961-Parnela (Parker) Pattie, El Centro, Cal, March 1975.

�1

I

The College
St. John's College
Annapolis, Marvland 21404

.\

\

Second-class postage paid at
Annapolis, l'vlaryland, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

January 1976

�THE COLLEGE

Vol. XXVII

January, 1976

Number 4

ON THE COVER:
"Here," says Mr. Simpson (see lead
article) "is Newton's front door. It
would be tempting to· say that this
was the door to the modern world. But
I think it was not. It was the door to a
world that never was-a world Newton
envisioned, in which mathematical
physics would be the center of philosophy and theology, a vehicle of intellectual insight into purpose, design,
and history."

Editor: Beate Ruhm von Oppen

This is the quadrangle of Trinity College, Newton's college at
Cambridge.

Managing Editor: Thomas Parran, Jr.
Editorial Advisory Board: William B.
Dunham, Barbara Brunner Oosterhout
'55, E. Malcolm Wyatt, Elliott Zuckerman.

THE COLLEGE is published by the
Office of College Relations, St. John's
College, Annapolis, Maryland 21404,
Richard D. Weigle, President, William
B. Dunham, Vice President.
Published four times a year, in January,
April, July, and October. Second class
postage paid at Annapolis, Maryland,
and at other mailing places.

NOTICE TO ALL ALUMNI:
A ballot for the election of two alumni representatives to the
Board of Visitors and Governors is on the inside back cover, together with brief biographies of .the nominees. Please take advantage of the privilege of electing your representatives on the College's governing body. VOTE NOW.
T. P. Jr.

IN THE JANUARY ISSUE:
Newton and the Liberal Arts,
by Thomas K. Simpson.

I

12

Graduate Institute Commencement Address, 1975,
by Eva Brann

19

Campus/Alumni News
Picture credits: Cover and inside front cover,
Eric Simpson; pages 23 and 25, Wlill Simmons.

Aristotle's Definition of Motion, by Joe Sachs.

22

Alumni Election, Board of
Visitors and Governors.

Inside Back Cover

�Newton
And the Liberal Arts
by Thomas K. Simpson

INTRODUCTION
I suspect that the fundamental political problem of our
time is "science," with its counterpart, technology. What
we call "science" is no longer an organic part of a single
enterprise of human learning, but an autonomous process,
of mind and practice, which yields results essentially outside the scope of human understanding. That it works in
the laboratory constitutes its title to truth, but we are
becoming, I think, acutely aware that we have let both
science and technology work upon us, not for us, both
intellectually and politically. We sense that we have no
longer any way to make science part of a larger body of
philosophy, nor technology part of a governed political
order. The pervasive technology of our structures of production, distribution, and finance have made of our political Republic a mere shadow of a technological order over
which we can hardly pretend to exert political control.
This is tyranny at all levels-tyranny without a tyrantand because it is so pervasive and so nearly invisible, masquerading in all the guises of progress and expertise, far
more dangerous than the relatively apparent and limited
outrages of George III. Therefore political responsibility
requires that we reexamine the foundations of our understanding of this thing in our midst we call "science," and
search more keenly for the real outlines of technology,
and its relations to our apparent polity. But this kind of
critical search for foundations is exactly the work of the
TI1is lecture, given at the Annapolis Homecoming on October 24,
1975, is part of a larger report on science and the liberal arts which
Mr. Simpson is preparing as a member of the Committee on the
Liberal Arts, a group at present consisting of five tutors on the Santa
Fe campus meeting to re-open discussion of the foundations of the
St. John's program. 1l1is work is funded through the generosity of
the National Endowment for the Humanities.

liberal arts as we understand them at St. John's. So in this
sense, I hope that this lecture on "Newton and the Liberal
Arts" might be regarded as a modest contribution to our
college's participation in the national bicentennial reconsideration.
Before I turn to Newton, I would like to say a few
words about the Class of 1950, which is celebrating its
quarter-century reunion this weekend. This class has a
special relation to the problem of science and technology
of which I have been speaking. Most of the members of
that class came, as freshmen, in 1946, directly from some
aspect of an encounter with the Second World War. To
perpetuate what may be a myth, I think the average age
of that freshman class was computed by Miss Strange to
be 26. The world was still ringing with the reverberations
of Hiroshima and Nagasaki when we picked up Homer
for the first time. It was clear that this nation, and the
world, had entered upon an era in which science, tech~
nology, and the polity were to be wedded in a new way.
I suspect that many of us came to the College in the hope
that whatever the "liberal arts" proved to be, they might
in some way show how this marriage of science and the
polity could be blessed for the benefit of mankind. To
speak personally, I at least arrived that fall directly from
the horrors of a Washington war laboratory, turning from
the practice of modern technology to the liberal arts in
the hope that they could shed some light on the plight of
the world polity. The first reading was the Iliad, and the
lights have been confused and doubtful ever since.
In the quarter-century since this Class of 1950 graduated, things have moved acutely from bad to worse for
the new technological Republic. Reflecting on this curious
chronologv of centuries and their fractions, I find it striking that our little time of 0.25 century bears such a considerable ratio to the age of the Republic itself, which at
1

�The College

its bicentennial mark is only eight times as old as this
class. Incidentally, St. John's, in its manifestation as a college, is about as old as the new Republic, which it was
chartered to serve: though the numbers are not right, it
is a little as though our class were the second-hand of a
master-clock, whose minute-hand kept the time, at once
of the Republic and of our College.
The hour-hand behind these two brief chronologies I
suggest measures the development of modern science,
which we might date from Euclid or Ptolemy; but a great
mark on this long, slow dial was the publication of Newton's Principia. I have tried to establish what Newton was
doing just three hundred years ago, in order that we might
have a tricentennial of modern science to go with the bicentennial of the Republic and the quarter-century of this
class, but all I have found is that this seems to be the tricentennial of the occasion on which some of Isaac Newton's friends got together to pay his back dues to the Royal
Society, so that he could continue to deliver his papers
on natural philosophy. Perhaps that is an occasion suffiently full of consequences for the modern world to be
worth commemorating, so that we have tonight the
quarter-century reunion of the St. John's Class of 1950,
the threshold of the bicentennial of our Republic, and
the tricentennial of the payment of Isaac Newton's back
dues to the Royal Society by his friends.
They are, I suggest, all related. For our Republic was
designed in the image of Isaac Newton's vision of the
System of the World, set forth in the Third Book of his
Principia. Hobbes had taught man to regard the state as
an artifice to rescue himself from war and his own nature,
but it was Newton who showed how exactly-counterworking forces could be composed to form a harmonious and
lasting system-and this composition of forces in the system of the planets about the sun was the ultimate paradigm for the authors of our Constitution as they attempted to solve the three-body problem of the legislative,
the executive, and the judicial powers.
Newton, then, showed how the cosmos might be
grasped by the mind as a purposeful system, an intelligent
design; the authors of our Constitution showed the world
in turn h01~ man could make this insight, out of mathematical physics, serve him in the design of a balanced and
rational polity; and now we are seeing, in this short period
since the Second World War, how the specter of science
and technology, having escaped from human compre2

hension or control in a terrible autonomy, threatens our
designs and our world with destruction.
It seems to me, then, that the clock of modern science
is the critical measure of our Republic. And I propose
tonight to refer back to Newton's Principia, the founding
document-in a sense, the Constitution-of modern science, in order to attempt to recover something of Newton's sense of mathematical physics, not as an autonomous
endeavor, but as an instrument of philosophy and a means
by which man might better understand himself and
achieve his true purpose. Fundamentally, I think this
comes to a question of Newton's understanding of his
enterprise in relation to the tradition of the liberal arts.

DISCUSSION OF NEWTON'S
"PREFACE TO THE READER"
On the whole, Newton writes with a certain grammatical and rhetorical precision which rewards careful reading. We might note that his standards, or rules, for his
own writing may be understood as the inverse of the
rules (regulae) he formulates for the interpretation of a
text: everywhere the arts of the Trivium have these two
faces-as arts of composition, of the making of discourse,
they are guides to speaking or writing; as arts of interpretation, they are guides to listening or reading. For Plato
and Aristotle, they were primarily arts of making; with
St. Augustine and the Christian rhetoricians, a transformation takes place by which-in the face of a sacred text
-the art of interpretation necessarily takes first place, and
becomes greatly and subtly elaborated. Newton-in this
Christian tradition-is faced first of all with problems of
interpretation. For him, human learning is a question of
the interpretation of two great texts: sacred scripture,*
and the phenomena of the physical world. Reading of the
first takes us to moral law and theological truth; reading
of the second takes us to the laws of nature, and constitutes philosophy ... but the two reflect deeply on each
other. Newton wrote a considerable number of works
which were left unfinished or unpublished. At the be*Those who remember David CastiHejo as a tutor on the Annapolis
campus during the years 1962-1963 will be interested to know that
it is he who, in the course of extensive work on Isaac Newton, inventoried the great quantity of Newton's theological manuscripts in
the Jewish National and University Library in Jerusalem. A recent
book, The Religion of Isaac Newton by Frank E. Manuel (Oxford,
1974). is to a large extent based on these materials.

�January, 1976

ginning of one of them, on the interpretation of prophecy,
he set out what he called "rules of interpretation," regulae
interpretandi; and at the outset of the Third Book of the
Principia, the System of the World, he set out another
set of rules, the "rules of reasoning in philosophy,"
regulae philosophandi. But the two sets of rules run parallel to one another, and it is clear that they are both,
finally, rules of interpretation-rules for finding the meaning of texts. And these rules of interpretation interweave
closely with rules of composition; the Principia is at once
a careful and exact composition on Newton's part, and
the outcome of a new interpretation of nature: it is a
composition which formulates a new method of interpretation, and hence, a new instrument of philosophy. It is
in this sense Newton's intention to make a dramatic

con~

tribution to the liberal arts. He designs the Principia to
achieve a

turning~point,

a crisis, in the liberal arts, and

in its propositions the arts of the past and the arts of the
future are suspended in extreme tension.

In the "Preface to the Reader" which he wrote for the
First Edition of the Principia, Newton gave a very tight
account of this revolution in the liberal arts which he
intends to launch upon the world. The first sentence already carefully, if very schematically, locates the Principia
in the history of natural philosophy. He first characterizes
the ancient investigation of nature as culminating in a
certain understanding of "mechanics" -he means most of

all the mathematics of Archimedes. He then alludes in a
phrase to a long middle period in which the Trivium displaced the Quadrivium-mathematics was set aside and
other terms of analysis were substituted, "substantial
forms" and "occult qualities," he says. The third, modern

period, he sees as a restoration-literally, a recalling-of
natural philosophy to mathematics, in the new guise of
what he calls mathematical laws. This history-the whole
intellectual history of western man in relation to the study
of nature-has been set out in an initial dependent clause:
it is the whereas clause of Newton's own Proclamation.
Let us try tr"nslating it that way:
WHEREAS the ancients most of all prized mechanics in the investigation of nature . . . and
those of more recent times, having discarded substantial forms "nd occult qualities, have undertaken to recall the phenomena of nature to
m"thematicallaws,

IT IS PROPOSED in this treatise to cultivate
mathesis insofar as it looks to philosophy.
This is the very form of a decl"ration, a new Constitution.
Others, Newton says, have gone far: but they have failed
to achieve the union of mathesis and philosophy, and it
is this which the new Principia-namely, the Mathematical Principles of Natural Philosophy, Philosophiae Naturalis Principia Mathematica-will teach mankind to do.
The first word in the Latin title is philosophy.
Newton uses the Greek term mathesis in his declaration, to suggest the scope of the enterprise: be means
demonstrative argument in a new sense, and in a new ap-

plication. Though he embraces Euclid and Archimedes
as teachers, we shall see that he boldly extends the bounds
of their geometry to become something he will call universal mechanics; and though his argument in the Principia will be demonstrative, his intention is to transform
it from a mode of formulating what is known into an
instrument of inquiry, and by its use to transform the
nature both of mathematics and of philosophical investigation-in effect, to make an extended geometry the instrument of dialectic.
The "opening question" of the Principia, then, is this
puzzle: "How can mathesis bear upon (or 'look to')
philosophy?" In contemporary terms, we might tentatively
put it this way: "How can philosophy find its principles
in, or through, mathematical physics?" In the terms of
my opening remarks, perhaps: "How can man gain control over the autonomous mathematical sciences: how can

they be brought into the circle of philosophy-of understanding "nd purpose?" We have failed to learn how
mathematics can look to philosophy.
Having given this epitome of the problem he has set for
himself and the world, Newton now takes some time
to consider wh"t the extended mathesis of the Principia
will be. To achieve it, Newton must first bring "bout a
revolution within mathematics itself. Thinking in terms
of the traditioml liberal arts, we might say that Newton,
in order to bring the quadrivium into effective relation
with the trivium-to get mathesis to serve philosophymust first perform a revolution within the quadrivium
itself. The crucial term at this point is "mechanics." The

ancients, even when they brought the full power of their
mathematics to bear upon mechanics, thought of mechanics under the paradigm which Homer gave them and

3

�The College

us when he called Odysseus polymechanos: a man of
many "devices." Mechanics, Newton says, was for the
ancients the realm of human contrivances, and hence, in
terms of powers, a realm of human forces. When Archimedes, as the ultimate mathematical Odysseus, proposes
to use the lever to move the world, the lever is a machine
-one of the five classic umachines" (the lever, the screw,
the inclined plane, the wheel, the pulley)-but the force
upon it is always the hand of man. For Newton, this is
both a fundamental insight, and a limited one-funda·
mental in that it shows how forces may work, limited in
that the forces arc supposed those of man. He distin·
guishes his own view dialectically in this way:
This part of mechanics was cultivated by the
ancients, ·with an eye to manual arts, in terms of
the five powers, and they considered gravitysince it is not a manual power-hardly otherwise
than in respeot to moving heavy bodies by those
powers.
We, however-consulting not arts but philosophy, and hence writing not of manual but natural powers-treat most of all of those which look
to gravity, levity, elastic force, the resistance of
fluids, and forces of this kind ...
Mechanics, then, had been seen as belonging to human
arts and the realm of human praxis, the lower realms of
Plato's divided line. Newton proposes to transform it to
much higher philosophical status, by recognizing in nature-tha•t is, in a truth which is not of man's contriving
- uforces" or powers which we can understand by a
sweeping analogy to those human arts and powers of
Odysseus and Archimedes. For Newton, nature imitates
art, in the sense that we move from the classical mechanics of human machines to a new, philosophical mechanics of natural powers, in which nature is the artificer.
VIe see, then, the promise of a philosophical mechanics. To relate this to the classical quadrivium of
arithmetic, geometry, music, and astronomy, however,
we must back up to look at a section of Newton's Preface
which I have thus far skipped over. Newton makes the
following claim:
Geometry is founded therefore m mechanical

4

praxis, and it is nothing other than that part of
universal mechanics which exactly proposes and
demonstrates the art of measuring.
Here Newton is entering into discussion with Euclid,
and arguing that what Euclid takes for granted-demands,
or "postulates," that is, asks the beginner in his art to
grant-in fact derives from another science: namely, the
description, the scribing-out, of the circle and the straight
line. For Newton, this small distinction is not a quibble,
but a fundamental clue. These two operations upon which
geometry must be built he calls praxis, again perhaps
going back to the Greek term in order to open the concept anew. Praxis, from the verb prattein, to do, means
a making or doing, but this geometrical scribing is not
the kind of "doing" which belongs to the artificers at the
bottom scotian of the divided line. It must be a making
which is higher in the intellectual hierarchy than geometry itself-that is, it must be as clear to the mind as the
propositions of Euclid and prior in understanding: for if
it were not, geometry would be founded on an obscure
insight. Newton is thus proposing that there is a praxis
which is a higher matiJesis, and that by confusing this
with ordinary mechanics, the ancients overlooked the
fundamental possibility of a true mathematics of motion.
He says:
However, the errors are not of the art, but of·
the artisan. Whoever works less accurately, is a
less perfect mechanic, and if anyone were able
to work most accurately, he would be the most
perfect mechanic of all (mechanicus omnium
perfectissimus).
Therefore, mechanics should be cleared of this confusion,
and we should now recognize, above geometry in the
hierarchy of arts, a new member of the erstwhile quadrivium: universal mechanics. Within this new structuring
of the quadrivium, motion is primary; the mechanics of
powers or forces is one branch, ·while pure geometry, devoid of the concept of force, is another. Thus Newton
says that \vhat is commonly called Hgeometry" is in fact
just that part of universal mechanics which deals vJith
the art of measuring. We might say that universal mechanics is the "real geometry," of which Euclid's is one,
limited, aspect. The other part Newton goes on to term

�January, 1976

rational mechanics-perhaps we should translate this
phrase as "intellectual mechanics" to make clear that it
is a mechanics which is altogether an object of tbe mind
-and this is the part concerning powers, or forces, which
Newton takes from Archimedes and which we discussed
first: Newton defines his rational mechanics in this way:
In which sense rational mechanics will be the
science of motions which result from any forces
whatever, and of the forces which are required for
any motion whatever, exactly enunciated and
demonstrated.
Here, in this brief definition, we see the link forged
between the new mathesis and philosophy. Essentially, I
believe Newton agrees with Aristotle in his understand·
ing of natural philosophy: the object of natural philosophy is motion-those motions which occur in the natural world, regularly and without man's assistance-and the
object of the natural philosopher is to assign the true
causes of those motions. The primary difficulty is to grasp
the concept uf motion; the next is to come to an agree~
ment about "cause." Aristotle defines motion in terms of

a dual mode of predication: to be potentially, and to be
actually. Aristotle thus grasps motion through a grammatical distinction, through the instrumentahty of the
Trivium. Newton, by contrast, proposes that motion is
rightly grasped as a primary mathematical object, and
hence claims it for the Quadrivium. Aristotle distinguishes
four aspects of the question of cause: the in which, the
by which, the what, and the for-the-sake-of-which . . .
again, making crucial use of grammatical structures. And

again, Newton shifts that question from the workshop of
the Trivium to the realm of mathesis, by locating the
question of cause in that one collcept, Latin vis, power or

force, and claiming that the relation of motion to its
cause-that is, motion to force-is a problem for exact
enunciation and demonstration.

Perhaps we should pause to make clearer the relation
between this outline of purpose in the Preface, and the
actual structure of the Principia. The Principia is organized
in three books. The first two contain the body of basic
propositions which constitute what Newton calls the
"mathematical principles of natural philosophy" -strictly,
these two books are the "Principia," the principles. The
third book is appended to the work as an illustration:

where the first books, as the books of the new mathesis,
look to their application in philosophy, the third book is
an example of that new philosophy itself. The first two
books are books of mathematics; the Third book is a book
of phHosophy. As such, this third book is the first sample,
the first step toward what is ultimately, I think, intended by
Newton to be the real replacement for Aristotle's Physics
in its full range. This "sample" deals with only one of
those natural forces Newton has alluded to, namely gravity, and thus deals with the world only in its aspect as a
gravitational system. It conspicuously does not, for example, deal with the optical system of the world, nor with
those other alchemical or chemical forces which are in
his program the causes of the vital motions of nature. We
should observe right away that physics no more denotes
to Newton than it does to Aristotle that "inorganic" realm
which we now call physics, and distinguish from biology
and physiology. When I spoke, as I did earlier, of Newton's work as "mathematical physics," I was technically

correot but misleading. Newton clearly intends a mathematics of all natural things, including especially those
which live and grow. Rational mechanics is the mathematics of &lt;{&gt;va«. The Principia sets forth the mathesis of
all nahne; the gravitational system unfolded in the Third
Book is a brilliant, but relatively easy, first step in the
new philosophy, an exemplar by which Newton intends to
endow the world with its new illumination, its new uni-

versal method in philosophy.
We have seen then that Newton proposes to bring the
investigation of physics into intimate relation with a transformed version of the arts of mathematics. We have seen
the aim, but not a method by which it might be brought
about ... and here it is that Newton learns fundamentally
from Descartes. Already we see it in the symmetry of his
definition of rational mechanics, which we have quoted:
... the science of the motions which result from
any forces ...
and of the forces which are required for any motion ...
If forces are causes, we see that the science of mechanics
will proceed by two great modes of argument: from forces
to motions, i.e., from causes to effects; and from motions
to forces, i.e., from effects to causes. Both are to be con~

ducted bv means of mathematical demonstration. Newton

5

�The College

now goes on to formulate this plan in a larger way:
Every difficulty of philosophy is seen to turn
upon this: as from the phenomena of motion we
investiga-te the forces of nature, so thereafter from
these forces we demonstrate the remaining phenomena.

When we see that the motions are the phenomena with
which nature presents us, and that the passage from the
motions to the forces is the intellectual progress from the
effects to their causes, we recognize that Newton is referring here to that progression from phenomenon to
cause which Aristotle calls analysis-that is, .the direction
of inquiry in physics. The reversed process, the passage
from the causes, now known, to their consequences, is
the direct motion of philosophical argument, the building
of a system of consequences from a few first principles
which are themselves best known, and this is synthesis.
What Newton is proposing is that these two motions in
philosophy-the order of inquiry, and the order of knowing-can both be carried out by demonstration, in the
new mathesis.
Now analysis and synthesis, which Aristotle in the
Organon sets forth as the two phases of the work of the
philosopher, have always been known to have their
counterparts in mathematics. To begin with a few things
well known, and to demonstrate their consequences at
great length, is exactly what Euclid does, and hence we
call his book of Elements. a work of synthesis. The construction of the five regular solids will always stand as the
clearest model of the mind's building in direct, synthetic
argument.

On the other hand, there are some occasions when the
ancient geometers proceed the other way: they start with
the unknown and reason toward the known. How can
that be done? The formula is, in effect, "Assume the
thing done" -that is, take the unknown as known. In the
case, for example, of a geometrical construction which is
sought, suppose the figure to have been constructed; then,
on -this assumption, reason to those necessary conse~
quenees which would follow-reason in the subjunctive
mode-until you come to a consequence which you know
in fact is true. From this terra firma, if the steps of the
argument can all be reversed, the analysis can be turned
into a synthesis by going through the argument backwards

6

until the unknown is arrived at, but this time as a necessary consequence of what is known to be true.
All this is familiar from the ancients, though they use
analysis very seldom, and on the whole, the classic geometers leave no trace of their method of inquiry-that is,
any method by which they discovered their propositions.
Descartes proposed to recover that ancient art of discovery, but in a new and more powerful form, which he
revealed as a refinement of algebra: a universal art of
reasoning from the unknown to the known. His Discourse
on Method sets forth the new universal analysis in the
guise of the method of "doubt." In its application to
geometry he calls it analytic geometry.
Now the idea of a systematic mathematical analysis, by
which to move by precise argument from the unknown
to the known, is the very methodological backbone of
Newton's Principia. In this, Newton is deeply a disciple
of Descartes. But what Newton gives us is not an algebraic
analysis, but a geometric analysis, and this represents a
major and deliberate turning away from Descartes. Newton is a master of algebra, and uses it whenever he must;
he was responsible for major developments in the theory
of equations and the use of infinite series. He knows well
that algebra opens vast new powers in mathema·tics. But
he knows too that those symbols, letters representing
the unknown, or representing nothing, reduce science to
an obscurity, and move by way of automatic processes
which bring no light to the mind. Therefore there is a
minimum of algebra in the Principia, and a maximum of

appeal to the eye of the mind through the artful use of
the imagination. This battle of the arts-from Newton's
point of view, the battle against the new, illiberal arts of
algebra, and his effort to reinstate the geometry of the
ancients, but now as a vehicle of powerful and precise
analysis as well as synthesis-is at the very center of Newton's purposes.
Newton agrees with Descartes that the world is a mathematical object, to be solved by the methods of mathematical analysis. To this extent, both concur that philosophy is to be transformed by adopting mathematical
analysis as the method of inquiry. But for Descartes, this
means that nature is a simple object. "Matter is extension," he says. Essentially I think Descartes means by the
term "extension" that magnitude (megethos) which is the
object of Book V of Euclid's Elements. And that extension-in-motion constitutes all there is in the natural world.

�January, 1976
:p

p
'&lt;:

Figure 1

'\

''

D

'-'-------~e

D

Figure 3

Figure 2

''

''

''

"'

''

U--------=~-'l&gt;-----"

Hence in determining those configurations and changes of
motion which constitute all the real events of nature,
algebraic symbols are wholly adequate and appropriate.
For Descartes, there are no powers and no agents in
nature, no causes, beyond ·the interchange of motion from
configuration to configuration. The world, for Descartes,
is a plenum of this extension-in-motion, and hence is
strictly a machine. The right image for the mechanical
philosophy in this strict sense is a clockwork, motion engaging motion with no gaps.
For Newton, such a vision of a mechanical philosophy
is anathema. Indeed, a major part of the Principia is devoted to insistent dialectical refutation of the mechanical
philosophy of Descartes and of the corresponding mechanical theory of light of Huygens. Instead, for Newton,
nature is a true object of nous, full of intelligible causes
and evidences of purpose and. plan, which it is of the high. est importance to comprehend. This is the philosophic
vision which Newton's geometrical and mechanical analysis is shaped •to make possible by showing the mind the
way to true causes, both material and spiritual. Ultimately, the real model for that mathematical analysis which
Newton has in mind is the Christian rhetoric of interpretation taught by such masters as Augustine, by which
the creation is to be read as our evidence of the presence
and work of the Creator. Any such reading, which entails
a transforming passage from flesh to spirit, requires art
and sensitivity, and does not proceed by smooth stages,
but by a series of crises in the construction and interpretation of signs. It is Newton's discovery that even such
a spiritual interpretation of the creation must be carried
out by mathematical analysis, but by such an analysis as
will point the way to design and true cause. The mathematical principles of the Principia, the new mathesis
compounded of motion, force, and geometry, are carefully shaped to just that end-the diagrams are intelligible
signs, contrived to point to realities and ·true causes which
lie behind the appearances: an analytic mathesis-a mathematical rhetoric-then, to solve philosophical problems.

8

b

o

'

'

The cosmos is a mathematical problem whose solution is,
ultimately, God.
This is the analysis which the Third Book of the Principia illustrates in its revelation of the operation of universal gravitation throughout the frame of nature: every
body in the cosmos attracts every other body by a force
of a single genus called "gravity," ruled by an exact but
purposeful mathematical law. Without high art and special method, the intellect unaided could never have uncovered such a mystery. It is a dramatic peripety, a breakthrough, in man's understanding of the divine plan: and
as a first step in a new era of natural philosophy, a sure
sign for Newton that time is running out and man is
drawing closer to his God. It has, as Newton's account
of the System of the World unfolds, many corollaries concerning history and God's plan for the world.

COMMENTS ON THE ILLUSTRATIONS*
1.

RrGHTTRIANGLE

These illustrations will be relatively simple; I hope they
will help to make clearer, however, how Newton trans-·
forms geometry into his new mathesis, and how he intends this new mathematics to become a true philosophical instrument. Figure I is of an ordinary Newtonian right
triangle. Because it is a Newtonian triangle, however, it
differs in a fundamental way from a Euclidean triangle:
it exists in mathematical time and space. There is no
"space" in Euclid: each of Euclid's figures simply exists,
and enjoys whatever relations it may have to other figures
in the same construction. But for Newton, the priority of
mechanics over geometry entails the priority of what he
calls Habsolute" -time and space. Even as it sits here, this
triangle has what Newton calls "duration," and it will
be meaningful, for example, to let the base DB begin to
grow in length by setting point B in motion with uniform
velocity toward the right.
*At this point in the lecture Mr. Simpson made use of a series of
illustrative slides; eleven are reproduGed here.

7

�The College

2. RIGHT TRIANGLE: FIRST STAGE OF MoTION
The motion has begun (figure 2). Some interval of time
has elapsed, and point B has moved to a new position,
marked b, somewhat to the right. When the point b was
at its original position, the motion was just beginning:
Newton says that it was NASCENT, i.e., "just being
born" -Newton uses the Latin verb which gives us the
word nature. As a consequence of the uniform growth
of the base DB, the hypotenuse is of course growing as
well. Newton calls both DB and PB FLUENT quantities. The characteristic question for this new geometryEuclid's Elements set in motion-is, "What is the rate
of growth of PB?'' If DB grows at a uniform rate, its
length represents or measures time-it is a clock-and the
rate of growth of PB can be measured by comparing an
increment of PB to a corresponding increment of DB.
3. RIGHT TRIANGLE: SECOND STAGE OF MoTION
Figure 3 simply shows the motion still further advanced. You can see now that the rate of growth of the
hypotenuse will not be constant, but PB will be growing
faster as DB lengthens. Therefore to be exact, we must
specify its rate of growth at some particular moment.
Just to give you an idea of the kind of theorem Newton
enunciates in this new sequel to Euclid, this particular
diagram illustrates the proposition that "the rate of growth
of the hypotenuse PB at any position of B, is given by
the ratio of DB to PB."
Newton terms this rate of growth at a definite moment
the FLUXION of the quantity in question, and calls his
new geometry of motion the science of FLUXIONS. This
theorem thus determines the FLUXION of the hypotenuse. Of course, we have not proved the theorem.
4. RIGHT TRIANGLE: CoNSTRUCTION To DETERMINE THE
FLUXION

Without actually undertaking to give a proper proof
of Newton's theorem, I would like to suggest how he approaches the evaluation of a fluxion. The crucial problem
is to compare the increments of two quantities with one
another. In this case, we want to compare the increments
of the hypotenuse PB and the base DB (figure 4). The
little shaded triangle drawn in the lower-right-hand corner
of this diagram relates those two increments. In the
shaded triangle, cb is the increment of the hypotenuse;
Bb is the increment of the base. Therefore, to get the

8

fluxion of the hypotenuse, we want the ratio of cb to Bb.
However, we want that ratio at the very beginning of the
motion, when the hypotenuse PB is in its dotted position.
To approach the precise FLUXION at that instant, we
can now think of the motion as reversed, and let the increment Bb shrink back to zero; this will be what Newton
calls the EVANESCENT motion, the motion of vanishing, the mirror image of the NASCENT motion. The required FLUXION will be the ratio of the two quantities
cb and Bb to one another just as they are vanishingtheir ratio as they disappear.
Newton's method of following the behavior of these
two disappearing magnitudes is, I think, characteristic
of the rhetoric of his arguments. For he finds a way to
keep these quantities visible to the eye, and to the
eye of the mind, even as they vanish. He shows that the
little shaded triangle is similar to the whole triangle PDb
-I have redrawn the little triangle right-side-up off to the
side so that you can see that similarity. Then as Bb and
the little triangle utterly vanish, the large triangle PDb
will always make the shape of the vanishing triangle manifest to us. And finally, at the point of vanishing, the shape
of the disappearing triangle is seen to be nothing but the
very shape of the original triangle PDB. And the FLUXION, namely the ultimate ratio of cb:Bb with which those
quantities vanish, is the same as the ratio of the base to
the hypotenuse of the original triangle. And that is the
theorem.
Here, then, is the foundation of an entire new geom~try
of moving, growing, and shrinking figures. It is, for the
first time, a geometry truly adequate to deal with nature,
the realm of motions. The new status given to an idea
of mathematical time has of course implications beyond
geometry. All existence will now be in time, and will have
duration. Events will be in history, each at a moment of
time placed somewhere between the creation and the end
of the world.
5. FLUXION OF A CURVILINEAR SEGMENT (LEMMA VII)
Most of the natural processes in which Newton will be
interested involve motions in curved lines. In figure 5
point B is moving along the arc BCA toward A. What can
the science of FLUXIONS say about it? To establish a
ratio which will be of value in the study of motion along
curves, Newton draws the chord of that arc, AB, and then
asks the ratio of the length of the arc ACB to that of its

�January, 1976
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chord AB.
6. CuRVILINEAR SEGMENT ( 2)

To get a further ratio, another measure of the same
motion, Newton now draws the line RD in any arbitrary
direction, so that it cuts off a definite length along the
tangent drawn to the arc at A. And he asks the ratio of
the arc length ACB to the length of this tangent, AD.
We now have to watch these ratios as B moves toward A.

7,

CuRVILINEAR SEGMENT ( 3 )

As B moves to B' (figure 6), and the arc shortens, the
line R'D' is always drawn parallel to its original position,
so that a definite rule is established for cutting off the
length along the tangent. We are now watching the
EVANESCENT motion to ·get two FLUXIONS: the
ratio of the arc to its chord, and the ratio of the arc to its
tangent. The FLUXIONS in question will be ultimate
ratios as B' actually reaches A, and all the quantities we
are comparing vanish. Again, Newton will use a rhetorical device to make those vanishing ratios visible to us.
8. CURVILINEAR SEGMENT
PosrTION

I

Figure 8

(4)-MICROSCOPE, FIRST

Returning to the first position of the arc, chord, and
tangent (figure 7), Newton now sets up his microscopean enlarged figure, drawn here in light lines, which is
similar to the one in which we are interested, that is,
the heavy and the light figures have exactly the same
shape. Here the ratio of the base of the light figure to

I
'/ "

Figure 9

that of the heavy figure is just 2:1, as if the figure had
been enlarged in a photographic enlarger-or by means
of a slide projector.
9.

CuRVILINEAR SEGMENT (5)-MICRoscoPE, SEcoND

PosrTION

In figure 8, B has now once again moved toward A, to
its new position B'. We increase the power of the enlarger, so that the light figure preserves a constant size;
the base seems to have been enlarged in the ratio about
4: l. The arc Ac'b' is again of exactly the same shape
as the original AB'. And the ratios of arc to tangent, and
of arc to chord, are exactly the same in both the heavy ·•
figure and the light one. This will be true however small
the heavy figure becomes-we will simply enlarge it with
greater magnification, to keep its light image at constant
size.

10.

CURVILINEAR SEGMENT (6)-MICROSCOPE, THIRD

PosiTION

Arc AB' is now very small-approaching zero: it is vanishing, EVANESCENT (figure 9). Still the shapes and
relative sizes of arc, chord, and tangent are precisely exhibited to the eye in their enlarged counterparts, the
power of the rhetorical microscope having been increased
to keep the original size of the light figure, though with
the new shape of the heavy one. Since there is no limit
to the available power of this mathematical microscope,
you can clearly see the theorem Newton is here demonstrating: as the arc AB, its chord and its tangent vanish

9

�The College

like the Cheshire cat, their magnified images will be preserved, and will all come to coincide with one anotherthat is, the arc Ac'b', its chord Ab', and the tangent Ad'
must all ultimately coalesce as the arc AB' vanishes. The
question of FLUXIONS is answered: the ultimate ratio
of the EVANESCENT arc to its chord is that of equality,
and so is the ratio ofthearc to its tangent.
This amazing fact makes it mathematically possible for
Newton everywhere in the Principia freely to substitute
chord or tangent for the corresponding arc in all nascent
and evanescent motions. Curvilinear geometry is thus universally reduced to rectilinear in the geometry of fluxions,
and a huge advance is already made in bringing geometry
to bear on physis.
11. TnELAwOFAREAS (1)
The propositions which we have just looked at are instances of the Newtonian geometry, but not of the new
rational mechanics. Here is an illustration from the new
mathesis, a first step in a mechanics which analyzes
phenomena to find their causes. Proposition I of the
Principia demonstrates tha;t whenever a body is drawn by
a force which is always directed to a fixed point, it will
move in such a way that its radius sweeps out equal areas
in equal times. In figure 10, a body is shown moving on
an elliptical path, but always drawn by a force directed
to the point S. The body moves in equal increments of
time from position A to 1 to 2 to 3 to 4. The proposition
says that the shaded area swept out by the radius from
S tb the body grows by equal increments in those equal
times. (If the body is our Earth, and S the Sun, then the
diagram shows the positions of Earth for four successive
months.)
12. THE LAW OF AREAS (2)
Figure ll shows the same motion in another way-we
see here the motion for two equal periods of time, the
second month and the fourth month. According to Proposition I, the two shaded areas are equal.
Now, how does this proposition become an analytic
instrument, a means of penetrating the phenomena to
discover causes? Firs.t, its converse is proved, in Newton's

Proposition II: that is, if a body sweeps out equal areas
in equal times about some point, then a force acts on it
always toward that center. We have only to search the
phenomena of nature for evidence of this relationship,
10

in order to discover the existence of centers of force. This
becomes a geometrical sign to lead us to centers of
force. But forces are causes. Hence this sign becomes part
of the mathematical rhetoric of the interpretation of the
world to find its causes. It is an instrument of the rhetoric,
of invention, that is, of the discovery of hidden things.
Newton calls obedience to the law of areas an INDEXa pointer-toward a center of force.

TOWARD A CONCLUSION
You might well wonder what conclusion I propose to
draw from all this-and in particular, in what way I imagine Newton can help us to understand our contemporary
intellectual or political problems. I would like to offer one
or two suggestions, very briefly.
I suspect the beginning of all our troubles with science
and with technology~that is, with this syndrome of difficulties, intellectual and political-is the pretended autonomy of science: namely, the claim that it can arrive
at truths, or valid judgments, apart from human truth in
geneml: that mathematical science can or must be a
separate realm of human inquiry. And I think this is one
way to look at the dialectical issue Newton is drawing in
the Principia between himself and Descartes. Newton
intended a science which was mathematical and strictly
disciplined, but not autonomous: essentially, he intended
science to remain dialectical. It is just this pretension to
autonomy which he denies in his refusal of algebra, a.nd
his refutation of mechanism. What he reveals in the
Principia, instead, is a geometrical analysis appropriate to

dialectical inquiry, and the vision of a world which is a
system, in which mind and purpose are at home. For
Newton, mathematical law is an evidence, not of binding
necessity, but of intelligence and design.
Newton rejects what we call upure science," and which

he called "naked speculation." And I think he is right.
"Pure" science is not knowledge. And ungoverned tech~
nology, its counterpart, is not a boon. One does not have
to accept their theology in order to agree with Milton
and Newton that there is some sense in which separation
is Hell: the world Newton wrote the Principia to avoid is
the very one we have landed in-and it is also the one
Milton depicted in those splendors of the Satanic building in Hell. The beginning of a way out, if there is one,
would be that pa.th to which St. John's College is dedicated: the restoration of critical, free dialogue: dialogue

�January,

l

I

1976

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Figure 10

which goes to the very roots of our unilluminated assumptions about science and politics-two areas which I am
convinced are for us deeply, perhaps tragically, related.
Our Republic can be preserved only by being understood-from the ground up, so to speak-in relation to
the new forces which now press upon it. It falls to us to
pick up the founding dialectic and to work t11rough it
again-for the task is ours, now-but with the new realities
of science and technology in the very center of the discussion.

The new Republic will be-indeed, inexorably already
is-a scientifically founded, technologically integrated society. We need all the wisdom and strength of the myths
of our tradition, but we must not let them be corrupted
into illusions. And the renewed founding discussion will
have many new paDticipants in it-many of whom have
learned deeply from Newton, many of whom have followed him or defied him in constructing the edifice of
modern science-I mean authors such as Kant and Hegel;
Marx and Lenin; Maxwell, Einstein, Keynes, Schroe-

dinger. All of these voices, and a great many more, must
be part of the perpetua•l founding discussion of our Republic.
You might well feel that I am now merely uttering a
familiar platitude-"the St. John's Program is the true
founding discussion of our Republic." I do believe that
is .the case, but that it is really no platitude, and the fact

tha-t our discussion is academic in no way means that its
outcome is safe. Here at St. John's, as in serious conversation among citizens everywhere, we are re-constituting our

Republic, and -to say that the conversation is "serious"
is to recognize that it is an open question how the new
constitution ought to read-whether indeed it can be a
constitution for one "nation" alone, as though nations
were politically factorable in a technologically united
world.
In our Republic at this moment genuinely free discussion of these questions is systematically and activelytechnologically-discouraged. So the work of St. John's
and other liberal colleges, where the unity of the human
enterprise is a working hypothesis-and a constant object
of passionate search-is not to be taken for granted. Our
work is philosophical, not political, but it is central to the
political process.
And, I submit, the reading of Newton's Principia is,
in every sense, no small part of that labor. I wish we could
follow Newton to a new understanding of mathematics,
by which mathematical physics could be humanized, live
easily with philosophy, and ultimately be at home in a
rationally governed human society.
T1wmas K. Simpson, a graduate of the class of 1950 at St. John's,
holds an M.A. degree from Wesleyan University and a Ph.D. degree
from the Johns Hopkins University. He has been a member of the
St. John's faculty since 1955, and joined the Santa Fe faculty in 1973.

11

�The College

Aristotle's Definition of Motion
by Joe Sachs

Aristotle defines motion, by which he means change
of any kind, as the actnality of a potentiality as such
(or as movable, or as a potentiality-Physics 20la 10-11,
27-29, b4-5.) The definition is a conjunction of two terms
which normally contradict each other, along with, in
Greek, a qualifying clause which seems to make the contradiction inescapable. Yet St. Thomas Aquinas called it
the only possible way to define motion by what is prior to
and better known than motion. At the opposite extreme is
the young Descartes, who in the first book he wmte
announced that while everyone knows wha.t motion is,
no one under&gt;tands Aristotle's definition of it. According
to Descartes, "motion ... is nothing more than the action by which any body passes from one place to another"
(Principles II, 24). The use of the word "passes" makes
this definition an obvious circle; Descartes might just as
well have called motion the action by which a thing moves.
But the important part of Descartes' definition is the
words "nothing more than," by which he asserts that
motion is susceptible of no definition which is not circular, as one might say "the color red is just the color red,"
to mean that the term is not reducible to some modification of. a wave, or analyzable in any other way. There
must be ultimate terms of discourse, or there would be
no definitions, and indeed no thought. The point is not
that one cannot construct a non-circular definition of such

a term, one claimed to be properly irreducible, but that
one ought not to do so. The true atoms of discourse are
those things which can be explained only by means of
things less known than themselves. If motion is such an
ultimate term, then to define it by means of anything
but synonyms is willfully to choose to dwell in a realm of
darkness, at the sacrifice of the understanding which is
naturally ours in the form of "good sense or ordinary
common sense.
Descartes' treatment of motion is explicitly anti71

12

Aristotelian and his definition of motion is deliberately
circular. '{'he Cartesian physics is rooted in a disagreement
with Aristotle about whak the best-known things are, and
about where thought should take its beginnings. There is,
however, a long tradition of interpretation and translation
of Aristotle's definition of motion, beginning at least five
hundred years before Descartes and dominating discussions
of Aristotle today, which seeks to have things both ways.
An unusually clear instance of this attitude is found in
the following sentence from a medieval Arabic commentary: "Motion is a first entelechy of that which is in
potentiality, insofar as it is in potentiality, and if you prefer you may say that it is a transition from potentiality to
actuality." You will recognize the first of these two statements presented as equivalent as a translation of Aristotle's
definition, and the second as a circular definition of the
same type as that of Descartes. Motion is an entelechy;
motion is a transition. The strangeness of the word
"entelechy" masks the contradiction between these two
claims. We must achieve an understanding of Aristotle's
word entelecheia, the heart of his definition of motion, in
order to see that what it says cannot be said just as well by
such a word as "transition."
The word entelecheia was invented by Aristotle, but
never defined by him. It is at the heart not only of his
definition of motion, but of all his thought. Its meaning
is the most knowable in itself of all possible objects of
the intellect. 'I'here is no starting point from which we
can descend to put together the elements of its meaning.
We can come to an understanding of entelecheia only by
an ascent from what is intrinsically less knowable than it,
indeed knowable only through it, but more known because more familiar to us. We have a number of resources

by which to begin such an ascent, drawing upon the
linguistic elements out of which Aristotle constructed the
word, and upon the fact that he uses the word energeia as

�January,

1976

a synonym, or all but a synonym, for entelecheia.
The root of cncrgeia is crgon-deed, work, or act-from

verse as a whole, which is an organized whole, just as

which comes the adjective energon used in ordinary

is on1v blood insofar as it contributes to the maintenance

speech to mean active, busy, or at work. Energeia is formed

of smne organized body. No existing rock can fail to contribute to the hierarchical organization of the universe; I
can therefore call any existing rock an actual rock.
Energeia, then, always means the being-at-work of some
definite, specific something; the rock cannot undergo
metabolism, and once the fish does no more than fall to
earth and remain there it is no longer a fish. The material
and organization of a thing determine a specific capacity
or potentiality for activity, with respect to which the corresponding activity has the character of an end. Aristotle
says "the act is an end and the being-at-work is the act,

by the addition of a noun ending to the adjective energon;
we might construct the word at-work-ness from AngloSaxon roots to translate energeia into English, or use the

more euphonius periphrastic expression, being-at-work. If
we are careful to remember how we got there, we could
alternatively use Latin roots to make the word "actuality"
to translate energeia. The problem with this alternative is
that the word "actuality'' already belongs to the English
language, and has a life of its own which seems to be at
variance with the simple sense of being active. By the
actuality of a thing, we mean not its being-in-action but
its being what it is. For example, I recently saw a picture
of a fish with an. effeotive means of camouflage: it looks
like a rock, but it is actually a fish. I don't seem to be
talking about any activity when I attribute an actuality to
that thing, completely at rest at the bottom of the ocean.
But according to Aristotle, to be something always means
to be at work in a certain wav. In the case of the fish at
rest, its actuality is the activity of metabolism, the work
by which it is constantly transforming material from its
environment into parts of itself and losing material from
itself into its environment, the activity by which the fish
maintains itself as a fish and as just the fish it is, and
which ceases only when tl1e fish ceases to be. Any static
state which has any determinate character can only exist
as the outcome of a continuous expenditure of effort,

maintaining the state as it is. Thus even the rock, at rest
next to the fish, is in activity: to be a rock is to strain to
be at the center of the universe, and thus to be in motion
unless constrained otherwise, as the rock in our example

is constrained by the large quantity of earth already
gathered around the center of the universe. A rock at rest
at the center is a.t work maintaining its place, against the
counter-tendency of all the earth to displace it. The center of the universe is determined only by the common
innate activity of rocks and other kinds of earth. Nothing
is which is not somehow in action, maintaining itself

either as the whole it is or as a part of some whole. A rock
is inorganic only when regarded in isolation from the uni-

blood considered by itself could not be called alive, yet

and since energeia is named from the ergon it also extends

to the being-at-an-end (entelecheia)" (Metaphysics, 1050a,
21-23). The word entelecbeia has a structure parallel to
that of energeia. From the root word telos, meaning end,
comes the adjective enteles, used in ordinary speech to
mean complete, perfect, or full-grown. But while energeia,
being-at-work, is made from the adjective meaning at work
and a noun ending, entelecheia is made from the adjective
meaning complete and the verb exein. Thus if we translate entelecbeia as "completeness" or uperfection," the

contribution the meaning of exein makes to the term is
not evident. I would suggest that Aristotle uses exein for
two reasons, which lead to the same conclusion: First,
one of the common meanings of exein is "to be" in the
sense of to remain, to stay, or to keep in some condition

specified by a preceding adverb, as in the idioms kalos
exci, Hthings are going we1:1," or kakos exei, "things are

going badly." It means "to be" in the sense of to continue
to be. This is only one of several possible meanings of
exein, but there is a second fact which makes it likely
that it is the meaning which would strike the ear of a
Greek-speaking person of Aristotle's time. There was then
in ordinary usc the word endelecheia, differing from
Aristotle's word entelecheia only by a delta in place of
the tau. Endelecheia means continuity or persistence. As
one would expect, there was a good deal of confusion in
ancient times between the invented and undefined term
ente]echeia and the familiar word endelecheia. The use
of the pun for the serious philosophic purpose of saying

13

�The College

at once two things for whose union the language has no
word was a frequent literary device of Aristotle's teacher
Plato. In this striking instance, Aristotle seems to have
imitated the playful style of his teacher in constructing
the most important term in his technical vocabulary. The
addition of exein to enteles, through the joint action of
the meaning of the suffix and the sound of the whole,
superimposes upon the sense of "completeness" that of
continuity. Entelecheia means continuing in a state of

completeness, or being at an end which is of such a nature
that it is only possible to be there by means of the con·
tinual expenditure of the effort required to stay there.
Just as energeia extends to entelecheia because it is the
activity which makes a thing what it is, entelecheia ex·
tends to energeia because it is the end or perfection which
has being only in, through, and during activity. For the
remainder of this talk, I shall use the word "actuality"
to translate both energeia and entelecheia, and by actuality
I shall mean just that area of overlap between being-atwork and being-at-an-end which expresses what it means
to be something determinate. The words energeia and
entelecheia have very different meanings, but function
as synonyms because the world is such that things have
identities, belong ·to species, aot for ends, and form material into enduring organized wholes. The word actuality
as thus used is verv close in meaning to the word life, with
the exception thai: it. is broader in meaning, carrying no

necessary implication of mortality.
We embarked on this quest for the meaning of entelecheia in order to decide whether the phrase "transition to
actuality" could ever properly render i·t. The answer is
now obviously "no." An actuality is something ongoing,

but only the ongoing activity of maintaining a state of
completeness or perfection already reached; the transition
into such a state always lacks and progressively approaches
the perfected character which an actuality always has. A
dog is not a puppy: the one is, among other things, capable of generating puppies and giving protection, while
the other is incapable of generation and in need of protection. We might have trouble deciding exactly when
the puppy has ceased to be a puppy and become a dogat the age of one year, for example, it will probably be
fully grown and capable of reproducing, but still awkward

14

in its movements and puppyish in its attitudes-but in any
respect in which it has become a dog it has ceased to be
a puppy.
But our concern was to understand what motion is,

and it is obviously the puppy which is in motion, since it
is growing toward maturity, while the dog is not in motion
in that respect, since its activity has ceased to produce
change and become wholly directed toward self-maintenance. If the same thing cannot be in the same respect
both an actuality and a transition to actuality, it is clearly
the transition that motion is and the actuality that it isn't.
Descartes is right and Aristotle is wrong. Of course it is
possible that Aristotle meant what Descartes said, but
simply used the wrong word, that he called motion an
entelecheia three times, at the beginning, middle, and end
of his explanation of what motion is, when he really meant
not entelecheia but the transition or passage to entelecheia.
This suggestion would be laughable if it were not what
almost everyone who addresses the question today believes. Sir David Ross, certainly the most massively qualified authority on Aristotle of those who have lived in
our century and written in our language, the man who

supervised the Oxford University Press's forty-five year
project of translating all the works of Aristotle into English, in a commentanr on Aristotle's definition of motion,
writes: "entelecheia ·must here mean 'actualization,' nOt

'actuality'; it is the passage to actuality that is kinesis"
(Pilysics, text with commentary, London, 1936, p. 359).
In another book, his commentary on the Metaphysics,
Ross makes it clear that he regards the meaning enteleclleia has in every use Aristotle makes of it everywhere
but in the definition of motion as being not only other
than but incompatib1e with the meaning 41actualization."

In view of that fact, Ross' decision that "entelecheia must
here mean 'actualization'" is a desperate one, indicating

a despair of understanding Aristotle out of his own mouth.
It is not translation or interpretation but plastic surgery.
Ross' full account of motion as actualization (Aristotle,
New York, 1966, pp. 81-82) cites no passages from Aristotle, and no authorities, but patiently explains that motion
is motion and cannot, therefore, be an actuality. There are
authorities he could have cited, including Moses Maimonides, the twelfth century Jewish philosopher who sought to

�January, 1976

reconcile Aristotle's philosophy with the Old Testament and
Talmud, and who defined motion as "the transition from
potentiality to actuality," and the most famous Aristotelian
commentator of all time, Averroes, the twelfth century
Spanish Moslem thinker, who called motion a passage
from non-being to actuality and complete reality. In each
case the circular definition is chosen in preference to the
one which seems laden with contradictions. A circular

statement, to the extent that it is circular, is at least not
false, and can as a whole have some content: Descartes'
definition amounts to saying "whatever motion is, it is
possible only with respect to place," and that of Averroes,
Maimonides, and Ross amounts to saying "whatever mo~
tion is, it results always in an actuality." An accurate

rendering of Aristotle's definition would amount to saying
(a) that motion is rest, and (b) that a potentiality, which
must be, at a minimum, a privation of actuality, is at the

same time that actuality of which it is the lack. There has
been one major c-ommentator on Aristotle who was pre~

pared to take seriously and to make sense of both these
claims.
St. Thomas Aquinas, in his interpretation of Aristotle's
definition of motion, (Commentary on Aristotle's Physics,
London, 1963, pp. 136-137), observes two principles: (1)
that Aristotle meant what he wrote, and (2) that what
Aristotle wrote is worth the effort of understanding. Writing a century after Maimonides and Averroes, Thomas
disposes of their approach to defining motion with few
words: it is not Aristotle's definition and it is an error. A
passage,. a transition, an actualization, an actualizing, or

any of the more complex substantives to which translators have resorted which incorporate in some more or

less disguised form some progressive sense united to the
meaning of actuality, all have in common that they denote a kind of motion. If motion can be defined, then
to rest content with explaining motion as a kind of motion is certainly to err; even if one is to reject Aristotle's
definition on fundamental philosophical grounds, as Descartes was to do, the firs·! step must be to see what it
means. And Thomas explains clearly and simply a sense
in which Aristotle's definition is both free of contradiction and genuinely a definition of motion. One must
simply see that the growing puppy is a dog, that the half-

formed lump of bronze on which the sculptor is working
is a statue of Hermes, that the tepid water on the fire is
hot; what it means to say that the puppy is growing, the
bronze is being worked, or the water is being heated, is
that each is not just the complex of characteristics it
possesses right now; in each case, something that the thing
is not yet, already belongs to it as that toward which it
is, right now, ordered. To say that something is in motion
is just to say that it is both what it is already and something else that it isn't yet. What else do we mean by saying that the puppy is growing, rather than remaining
what it is, that the bronze under the sculptor's hand is
in a different condition from the identically shaped lump
of bronze he has discarded, or that the water is not just
tepid but being heated? Motion is the mode in which
the future belongs to the present, is the present absence
of just those particular absent things which are about to be.
Thomas discusses in detail the example of the water
being heated. Assume it to have started cold, and to
have been heated so far to room temperature. The heat
it now has, which has replaced the potentiality it previously had to be just that hot, belongs to it in actuality.
The capacity it has to be still hotter belongs to it in
potentiality. To the extent that it is actually hot it has
been moved; to the extent that it is not yet as hot as it
is going to be, it is not yet moved. The motion is just
the joint presence of potentiality and actuality with respect to same thing, in this case heat. A number of things
need to be noted here.
In Thomas' version of Aristotle's definition one can
see the alternative to Descartes' approach to physics. Since
Descartes regards motion as ultimate and given, his
physics will give no account of motion itself, but describe
the transient static configurations through which the moving things pass. By Thomas' account, motion is not nltimate but is a consequence of the way in which present
states of things are ordered toward, other actualities which
do not belong to them. One could build on such an account a physics of forces, that is of those directed potentialities which cause a thing to move, to pass over from
the actuality it possesses to another which it lacks but to
which it is ordered. Motion will thus not have to be
understood as the mysterious departure of things from

15

�The College

rest, which alone can be described, bnt as the outcome
of the action upon one another of divergent and conflicting innate tendencies of things. Rest will be the anomaly,
since things will be understood as so constituted by nature as to pass over of themselves into certain states of
activity, but states of rest will be explainable as dynamic
states of balance among things with opposed tendencies.
Leibniz, who criticized Descartes' physics and invented a
science of dynamics, explicitly acknowledged his debt to
Aristotle (see, e.g., Specimen Dynamicum), whose doctrine of entelecheia he regarded himself as restoring in a

we have begged the question and returned to the position
of presupposing motion to explain motion. Thomas' account of Aristotle's definition of motion, though immeasurably superior to that of Sir David Ross as interpretation,
and far more sophisticated as an approach to and specification of the conditions an account of motion would have
to meet, seems ultimately subject to the same circularity.

modified form. From Leibniz we derive our current no-

The strength of Thomas' interpretation of the definition of motion comes from his taking every word seriously. When Ross discusses Aristotle's definition, he gives
no indica.tion of why the he toiouton, or j&lt;insofar as it is
such," clause should have been included. By Thomas'
account, motion is the actuality of any potentiality which
is nevertheless still a potentiality. It is the actuality which
has not cancelled its corresponding potentiality but exists
along with it. Motion then is the actuality of any potentiality, insofar as it is still a potentiality. This is the
formula which applies equally well to the dynamic state
of rest and the dynamic state of motion. We shall try to
advance our understanding by being still more careful
about the meaning of the pronoun he.
'Ibomas' account of the meaning of Aristotle's definition forces him to construe the grammar of the definition
in such a way that the clause introduced by the dative
singular feminine relative pronoun he has as its antecedent,
in two cases, the neuter participle tau ontos, and in the
third, the neuter substantive adjective tau dunatou. It is
true that this particular feminine relative pronoun often
had an adverbial sense to which its gender was irrelevant,
but in the three statements of the definition of motion
there is no verb but estin. If the clause is understood
adverbially, then, the sentence must mean something
like: if motion is a potentiality, it is the actuality of a
potentiality. Whatever that might mean, it could at any
rate not be a definition of motion. Thus the clause must
be understood adjectivally, and Thomas must make the
relative pronoun dependent upon a word with which it
does not agree in gender. He makes the sentence say that
motion is the actuality of the potentiality in which there

tions of potential and kinetic energy, whose very names,
pointing to the actuality which is potential and the
actuality which is motion, preserve the Thomi9tic resolutions of the two paradoxes in Aristotle's definition of
motion.
But though the modern science of dynamics can be
seen in germ in St. Thomas' discussion of motion, it can
be seen also to reveal difficulties in Thomas' conclusions.
According to 'I11omas, actuality and potentiality do not
exclude one another but co-exist as motion. To the extent that an ac.tuality is also a potentiality it is a motion,
and to the extent that an actuality is a motion it is a potentiality. The two seeming contradictions cancel each
other in the dynamic actuali.ty of the present state which
is determined by its own future. But are not potential
and kinetic energy two different things? The rock which I
hold six feet above the ground has been actually moved
identically to the rock which I have thrown six feet above
the ground, and at .that distance each strains identically
to fall to earth; but the one is falling and the other isn't.
How can the description which is common to both, when
one is moving and the other is at rest, be an account of
what motion is? It seems that everything which Thomas
says about the tepid water which is being heated can be
said also of the tepid water which has been removed from
the fire. Each is a coincidence of a certain actuality of
heat with a further potentiality to the same heat. What
does it mean to say that the wa,ter on the fire has, right
now, an order to further heat which the water off the fire
lacks? If we say that the fire is acting on the one and not
on the other in such a way as to disturb its present state,

16

Mairnonides, Averroes, and Ross fail to say how motion

differs from rest. Thomas fails to say how any given motion differs from a corresponding state of balanced tension,
or of strain and conshaint.

�January, 1976

is yet potentiality. Reading the prononn as dependent
upon the feminine noun enteJecheia with which it does
agree, we find the sentence saying that motion is the
actuality as which it is a potentiality of the potentiality,
or the actuality as a potentiality of the potentiality.
This reading of .the definition implies that potentialities exist in two ways, that it is possible to be a potentiality,
yet not be an actual potentiality. I said at the beginning
of this talk that Aristotle's definition of motion was made
by putting together two terms, actuality and potentiality,
which normally contradict each other. Thomas resolved
the contradiction by arguing that in every mohon actuality
and po-tentiality are mixed or blended, that the condition
of becoming-hot of the water is just the simultaneous
presence in the same water of some actuality of heat and
some remaining potentiality of heat. I also said earlier
that there was a qualifying clause in Aristotle's definition
which seemed to intensify, rather than relieve, the contradiction. I was referring to the he toiouton, or he
kineton, or he dunaton, which appears in each version of
the definition, and which, being as I have claimed grammatically dependent on entelecheia, signifies something
the very actuality of which is potentiality. The Thomistic
blend of actuality and potentiality has the characteristic
that, to the eJ&lt;tent that it is actual it is not potential and
to the extent that it is potential it is not actual; the
hotter the water is, the less is it potentially hot, and the
cooler it is, the less is it actually, the more potentially, hot.
The most serious defect in Saint Thomas' interpretation of Aristo.tle's definition is that, like Ross' interpretation, it broadens, dilutes, cheapens, and trivializes the
meaning of the word entelecheia. An immediate implication of the interpretations of both Thomas and Ross is
that whatever happens to be the ease right now is an
enteJecheia, as though being a.t 70 degrees Fahrenheit were
an end determined by the nature of water, or as though
something which is ·intrinsically so unstable as the instantaneous position of an arrow in flight deserved to be
described by the word which Aristotle everywhere else
reserves for complex organized states which persist, which
hold out in being against internal and external causes
tending to destroy them.
Aristotle's definition applies to any and every motion:

the pencil falling to the floor, the white pages in the
book turning yellow, the glue in the binding of the book
being eaten by insects. Maimonides, Averroes, and Ross,
who say that motion is always a transition or passage from
potentiality to actuality, must call the being-on-the-floor
of the pencil, the being-yellow of the pages, and the
crumbled condition of the binding of the book actualities. Thomas, who says that motion is constituted at any
moment by the joint presence of actuality and potentiality,
is in a still worse position: he must call every position of
the pencil on the way to the floor, every color of the
pages on the way to being yellow, and every loss of a
crumb from the binding an actuality. If these are actualities, then it is no wonder that philosophers such as
Descartes rejected Aristotle's account of motion as a use-

less redundancy, saying no more than that whatever
changes changes into that into which it changes.
We know however that the things Aristotle called actualities are limited in number, and comtitute the world
in its ordered finitude rather than in its random particularity. The actuality of the adult horse is one, although
horses are many and all different from each other. Books
and pencils are not actualities at all, even though they
are organized wholes, since their organizations are products

of human art, and they maintain themselves not as books
and pencils but only as earth. Even the organized content
of a book, such as that of the first three chapters of Book
Three of Aristotle's Physics, does not exist as an actuality,
since it is only the new labor of each new reader that gives
being to that content, in this case a very difficult labor.
By this strict test, the only actualities in the world, that
is the only things which, by their own innate tendencies,
maintain themselves in being as organized wholes, seem
to be the animals and plants, the ever-the-same orbits of
the ever-moving planets, and the universe as a whole. But
Aristotle has said that every motion is an entelecheia; if
we choose not to trivialize the meaning of entelecheia to
make it applicable to motion, we must deepen our understanding of motion to make it applicable to the meaning
of entelecheia.
In the Metaphysics, Aristotle argues that if there is a
distinction between potentiality and actuality at all, there
must be a distinction between two kinds of potentiality.

17

�The College

The man with sight, but with his eyes closed, differs from
the blind man, although neither is seeing. The first man
has the capacity to see, which the second man lacks. There
are then potentialities as well as actualities in the world.
But when the first man opens his eyes, has he lost the
capacity to see? Obviously not; while he is seeing, his
capacity to see is no longer merely a potentiality, but is a
potentiality which has been put to work. The potentiality
to see exists sometimes as active or at work 1 and some-

times as inactive or latent. But this example seems to get
us no closer to understanding motion, since seeing is just
one of those activities which is not a motion. Let us con~
sider, then, a man's capacity to walk across the room.

lion is like an animal in that it remains completely and
exactly what it is through time. My walking across the
room is no more a motion as the last step is being taken

than at any earlier point. Every motion is a complex
whole, an enduring unity which organizes distinct parts,
such as the various positions through which the falling
pencil passes. As parts of the motion of the pencil, these
positions, though distinct, function identically in the
ordered continuity determined by the potentiality of the
pencil to be on the floor. Things have being to the extent th»t they are or are part of determinate wholes, so
that to be means to be something, and change has being
because it always is or is part of some determinate poten-

When he is sitting or standing or lying still, his capacity
to walk is latent, like the sight of the man with his eyes
closed; that capacity nevertheless has real being, distinguishing the man in question from a man who is crippled
to the extent of having lost all potentiality to walk. When
the man is walking across the room, his capacity to walk
has been put to work. But while he is walking, what has
happened to his capacity to be at the other side of the
room, which was also latent before he began to walk? It
too is a potentiality which has been put to work by the
act of walking. Once he has reached the other side of the
room, his potentiality to be there has been actualized in
Ross' sense of the ·term, but while he is walking, his
potentiality to be on the other side of the room is not
merely latent, and is not yet cancelled by an actuality in
the weak sense, the so-called actuality of being on that
other side of the room; while he is walking his potentiality
to be on the other side of the room is actual just as a
potentiality. The actualitv of the potentiality to be on
the other side of the room, as just that potentiality, is

tiality, at work and manifest in the world as change.
I shall close by considering the application of Aristotle's
account of motion to two paradoxes famous in antiquity.
Zeno argued in various ways that there is no motion. Ac·
cording to one of his arguments, the arrow in flight is
always in some one place, therefore always at rest, and
therefore never in motion. We can deduce from Aristotle's
definition that Zeno has made the same error, technicallv
called the fallacy of composition, as one who would argu~

nothing more nor less than the walking across the room.

because it is never the same as water. To be a river is to

A similar analysis will apply to any motion whatever.
'Ibe growth of the puppy is not the actualization of its
potentiality to be a dog, but the actuality of that potentiality as a potentiality. The falling of the pencil is the
actuality of its potentiality to be on the floor, in actuality
as just that: as a potentiality to be on the floor. In each
case the motion is just the potentiality qua actual and the
actuality qua potential. And the sense we thus give to the
word entelecheia is not at odds with its other uses: a rna-

18

that no anima.] is alive since its head, when cut off, is not
alive, its blood, when drawn out, is not alive, its bones,

when removed arc not alive, and so on with each part
in turn. The second paradox is one abtributed to Heracleitus, and taken a·s proving that there is nothing but
motion, that is, no identity, in the world. The saying goes
that one cannot step into the same river twice. If the
river flows, how can it continue to be itself? But the flux
of the river, like the flight of the arrow, is an actuahty of
just the kind Aristotle formulates in his definition of motion. The river is always the same, as a river, precisely
be the always identical actuality of the potentiality of
water to be in the sea.

Joe Sachs graduated from St. John's in 1968; he took his M.A. degree at Pennsylvania State University after graduate studies at the
New School for Social Research, New Yark; he was a teaching assistant at Penn State and became a tutor at St. John's in 1975. This
is the text of an informal lecture delivered to the summer freshmen

in Annapolis on July 6, 1975.

�January,

1976

Commencement Address
•

Graduate Institute ln Liberal Education
August 15, 1975
by Eva Brann

Candidates for the degree of Master of Arts, Friends
and Relatives, Fellow Tutors and Guests of St. John's
College:
When it first came home to me that I would not be a
tutor at the Graduate Institute in Liberal Education this
summer, I felt great twinges of regret-regret that I might
not see some of you again and regret that I was not to be
a part of that exhilarating exercise taking place up here,
on the slopes of Sun Mountain. So I was only too glad
to accept the Director's invitation to come at least for
this occasion, and in the dead of an Eastern winter I sat
down to compose my ticket of admission-this commencement address.
I had a suspicion that I knew just why he had asked me
to come; namely precisely because I had found last summer so thoroughly exhilarating and, on the whole, successful. So it seemed to me that I was called upon to examine
the ingredients of that excitement and that success.
Of course, as I face you now, I realize what a risky
undertaking that will be. After all, I have not been with
you through this summer, so what do I know of who grew
disenchanted with what or with whom, when and for
what reasons? Therefore I have to make my speech in the
blind hope that most of you have had, when all is said
and done, three or four grand summers.
Let me start my analysis from the outside (as it were),
from the most external aspect of this enterprise, and go
from there to what I think of as its center.
This outside aspect is the location of the institute in
New Mexico, in the Southwest-for many of us a strange
and even fabulous part of the United States.
Last summer one of our students, now a graduate, was

a man who was an experienced pilot. A number of us had
the good fortune to be taken by him for week-end flights
over the four-corner country, where New Mexico, Utah,

Colorado and Arizona touch. We swooped about like
mechanized gods in a ridiculous flying contraption-once

we were forced down by a bumble bee which had clogged
our speedometer duct-and saw a country whose vastscaled features can only be taken in from above; no ordinary earth-crawling mortal could see enough of it to
apprehend its shape. So our view and our scale expanded
and expanded. It was a truly fabulous land insofar as every
account of it must appear like a fable. For here nature
herself had taken to the arts, to building, sculpting, painting. We saw a rock lying on the desert like a majestic
ship: Shiprock of the Navahoes; we saw a land covered
with the most delicately colored ripple design: the Painted
Desert; we saw an enormous park of magnificent columns

and arches: Monument Valley.
But the ship had no destination, and the painting no
intention, and the monuments commemorated nothing.
From this point of view each natural panorama appeared
as a stupendous mockery of human work, whose soulless,
unchanging shapes, with their violent and yet predictable
moods, seemed repellent and hostile to the human spirit.
We began to understand why the local painters so often
produce such dreadful, lurid pictures-it is because they
have been anticipated and outdone by the very nature they
are supposed to inform with meaning. So in defense we
drew in on ourselves and seemed to become particularly
attentive friends during that adventure.
I thought I noticed something similar here on the
campus: at first we were all avid and wide·eyed sight-seers,
but once we had seen the sights, we stayed home and
made music and conversation. It reminded me of a
Platonic dialogue, namely the Phaedrus, the only dialogue
which takes place in the country, outside the walls of the
city. In this setting Socrates behaves like a well-informed
foreigner. "I am a lover of learning," he explains, "and
trees and open country won't teach me anything, while
the people in town do." And so it seems to me in general,
that the enterprise of education needs enclosure and
density, and that the very expansive grandeur of this sky

19

�The College
and this land, by driving us inward, makes a perfect
summer setting for the kind of learning Socrates means.
So much for our surroundings; what about the people
who belong within this enclosure of learning (I am referring to the Graduate Institute), the people who, Socrates
says, are his teachers?
What is most striking about the members of the Institute is their variety and distinctiveness.
The distinctiveness is largely the result of age. Our
students here are adults when they come, as they are
adults when they leave. For a teacher used to undergraduates this makes for a noticeable difference. The difference
is not in the way classes go-they are remarkably like those
in the winter school, since the advantages older students
have in experience are often cancelled by their reserve,
and the advantages younger students have in freshness are
balanced by the better application of the graduate students. The difference is much more in what the students
are. Young students are distinguished from each other by
the adventures they have had, but older students are
distinguished by the moral decisions they have made. It
takes a while to learn of these, but I have met people
here who have changed their profession because they
learned that their advanced training required them to do
what they considered indecent, and others who had
devoted the last ten years of their lives to the laborious
acquisition of a night-school degree, and still others who
have deliberately committed their next ten years to the
great plan of founding a school which would be exactly
what their children needed.
The variety of the Institute's students, on the other
hand, is much more immediately striking, especially to
me, because I have this last winter visited a number of
good liberal arts colleges and observed the wisely-fed,
well-doctored, regularly-exercised, casually expensive normality of shape and dress that is prevalent among their
undergraduates. In contrast we here come broad and
narrow, tall and short, gaudy and drab, elegant and dowdy.
That variety is, of course, a sign of the variety of our
origins: our summer community up here is a community-

in-diversity.
Like all my fellow-tutors I found these differences in our
students not only invigorating but peculiarly appropriate
to our undertaking-to graduate liberal education.
I am probably about to say what some of you cannot
agree with at all. But to say what everyone agrees with is
to say nothing at all-and it would seem almost like adding insult to injury to make you sit here in your black
heat-absorbent gowns to listen to nothing. Perhaps I can
at least make you feel nostalgic for those many seminars
which you have left feeling deeply dissatisfied with the
opinions of your more vocal fellow-members.
So let me begin by saying that I do not believe that
everyone in this enormous republic should be like everyone
else or should be with everyone else, because that can only
be done in terms of the lowest common denominator.

20

But that denominator is so low that all character is lost,
since only those traits can be kept which offend no one.
The compulsory public schools in very large systems are
sad examples of this effect-Shakespeare's Merchant of
Venice is removed because it offends some Jews, prayers
disappear because religious libertarians object,. discipline
is adjusted to suit progressive parents. Everything has to
be composed very carefully and inoffensively or made up
anew, while boredom and irritation grow. It would seem
to me better that people should have alternative places
to go, places where they need not be so careful not to
tread on each other's toes, where they can live loudly and
merrily or silently and soberly, in tribes or alone, as suits
them.
In stating this preference, I may seem to be ripe for
certain modern "movements" -those toward "individual

liberation" on the one hand and "ethnic identity" on the
other. But in fact, I have the greatest doubts about them
both. For I think we have, all of us, together, gone much
too far toward losing our innocence for such crude salvations. And I think that this Institute, because of its setting, its people, and finally and most centrally, its program,
is the place to come to terms with this fact. Here we live
together in a comfortably temporary suspension of our
working opinions and in friendly compromise of our living habits-for example, I confine my squeaking flute
practice to an inoffensive hour and my neighbor kindly
turns down her radio to an inaudible volume. Here we
can think about what ought to be common and what
ought to be separate.
Now it is easy to know what makes us all utterly the
same and equal. If we came here overland we all travelled
over well-numbered routes, keeping to the right of a white
line and going, I trust, at exactly 55 miles per hour, that
being the national speed limit. If we stopped to eat we
knew what kind of standard stuff would come with our
hamburger, like it or not. (I have a friend, a little boy, the
joy of whose life it is to bring a certain imperial hamburger dispensary to a dead halt by asking for his hamburger without a pickle.) If we go to the drugstore in the
Coronado Shopping Center, 1500 miles from home, we
can home in on the paper clips without the least hesitation, because they are always in the stationery department.
De Tocqueville says in Democracy in America that
Americans are 1 without knowing it, Cartesians in action.

He is referring to the way they direct their minds toward
managing their affairs. Those of you who have read
Descartes' Rules in the "Mathematics and Natural Science" seminar, or even the Meditations in the Philosophy
tutorial, will remember what way that is: just such a
rational, departmentalizing, engineering way as has produced the well-organized, convenient sameness of our
lives. We certainly owe our sameness largely to Cartesian
principles.
But people get tired of this rule-ridden, rationalized,
homogeneous world, and so they try to construct differ-

�January, 1976
ences and distinctions. Merchandise, for instance, is "personalized/' so that you can order a mug, say with your

initials on it. Of course, those initials are stamped on
before you ever order the mug-many J's and M's and very
few X's and Y's, because few people are called Xavier and
Yolanda and many people John and Mary. All kinds of
"individualization" are, I think, only sophisticated sameness.

It seems to me to be at least partly the same with the
"ethnic movements" as well. They are a reaction to our

homogeneous lives, but a reaction on the same level and
from the same source. The paraphernalia that go with
them are certainly merchandise like any other. But what
is more essential is that they were invented at the universities and think-tanks by people who have subjected the
world to rational analysis. The very learnedness of the term
"ethnic" shows this, as does its generality. The scholars
who constructed the concept took the Greek word used
in the New Testament to name the heathen nations and
to make an invidious distinction between them and the
People of the Covenant. But they took the derogatory sense
out of it. Anyone (except perhaps those poor "Wasps")
can be equally an "ethnic" -it is a difference without

distinction.
Here is the point I want to make: It is too late for us
to make an innocent and naive return either to youthfully
spontaneous individuality or to venerably traditional ancestral ways. We are too much caught in the regularity, efficiency, and rationality of our Cartesian world. That is why
our enthusiastic attempts in those directions always look
a little like a costume party.
And yet I believe in some such return. I think most of
us have a feeling that some sort of a new beginning is
needed, and I have never heard of a true beginning which
was not a return. Wbat I want to claim is that a liberal
education, like ours, here, this summer, is the beginning

of that beginning.
Some people say that the correct meaning of the phrase
"liberal education" is "food for the free." "Liberal" means

"suitable for free people," and the word "education" has
its root in common with our word "edible." I don't know

if this etymology is correct, but I will use it to help me
say something opposite: it seems to me that in modern
times a first, preliminary function of a liberal education
must be to serve as a purgative, a cleansing, of those who
wish to be free. By its means we can cleanse ourselves of
our undigested and unconscious prejudices, most of which
turn out to be associated with just that rationalized sameness I was describing before. Isn't that just the effect
which the study and discussion of Descartes, Rousseau,
Hume, de Tocqueville and Marx had, if they had any?
But while such study sets us free from the sameness of
our regulated environment, it also reveals to us what we
have both truly to ourselves and truly in common: our
common human nature. Let me give two examples taken
from my experiences last summer.

The first will mean most to those of you who have
taken the rewarding leap of doing the "Mathematics and
Natural Science," and who have studied Euclidean and
Non-Euclidean geometry. The Euclidean figures came
very naturally-every child who draws stick-figures already
implicitly sees their properties, and anyone, when asked
a series of skillful questions, can, like Meno's slave boy,
make Euclidean discoveries by consulting his imagination.
But when we came to Non-Euclidean Geometry, although
every figure and every theorem was perfectly thinkable,
not one of us could honestly report that we were able to
imagine a single Non-Euclidean property. For instance, we
all understood that in this geometry no figures could be
different in size and yet preserve the same shape, but we
could not imagine this impossibility. Then we had a very
lively discussion in which we concluded that the very
ability to make images and figures different in size but the
same in shape, was so deep and common a human characteristic that humanity might almost be tested by the
presence of an image-making faculty, which would by its
very nature be Euclidean. We concluded that human
beings must have Euclideanism in common.
The second example comes from the "Politics and
Society" seminar where we read Thomas Aquinas' Treatise

on Law. To my happy surprise, it turned out to be the
summer's most influential reading. I often wondered why
that was so, and finally thought that it must be because
our relation to eternal, natural, human and divine law
was recognized by the members of the seminar as being
both more their own and at the same time more a common concern than other, apparently exciting and current,
social preoccupations. Thomas had evidently taught us
terms which could become our common reference.
This then, seems to me to be what liberal education is
for and what should happen in the course of liberal learning-and should continue to happen when its formal
requirements have long since been completed:
First, that we should find ourselves enabled to break out
of the web of learned slogans and engineered solutions in
which we are enmeshed. Next, that we should search for
the true roots of our own humanity in hopes of discovering common questions, establishing common terms and
formulating possible common answers. And finally, that
we should be moved to make a deep-felt, thoughtful return
to our own affairs and take up our narrower loyalties to
ourselves, to our ancestry, or just to our daily associations,

not by being helplessly and witlessly driven into them, but
by free choice.
So I think I can summarize the ingredients of the
summer's exhilaration in this way: there was the grandness of our setting, which made us expand and yet pay
more attention to one another; there was the variety and
distinctiveness of onr participants, which made them the
best sort of partners in learning; and finally there was that
commonality, rooted in single human souls, which is the
beginning and the end of this program of liberal education.

21

�The

College

You have completed the formal requirements of this
program, and are about to enter the degree of Master of
the arts which make a liberal education possible. That
degree is given for practical and professional purposes, and
you certainly have, through three or four hard-working
summers, earned that reward. For my part, I have never
been able to see why a thing that is good in itself-a
liberal education-should not also have ordinary profitable
consequences. I therefore wish yon the very best of luck

in your careers and I earnestly hope that your plans may
work out and that your expectations may be realized.
Still, speaking among ourselves, good as it is to have a
Master of Arts, it would be ridiculous to claim to be one,
for the free arts are exactly such as can have no masters,
only devoted practitioners. And therefore let me now
welcome you, who are about to be alumni, to the perma·
nent part of St. John's College, not as Masters, but as
Fellow-lovers of liberal learning.

CAMPUS-ALUMNI NEWS
SPAETH SPEAKS

Tutor Robert L. Spaeth of the An·
napolis campus was a speaker during
the 1975 Frontiers in Education Con·
ference, held at the Georgia Institute
of Technology in Atlanta during Oc·
tober. Mr. Spaeth's topic was "St.
John's College: One Culture," part of
a conference segment entitled "Humanities-Engineering Bridge: Two·
Way Traffic, Present and Future."
ZoLLARS HoNORED

Gerald F. Zollars, director of admis·
sions for the Santa Fe campus, has
been awarded a certificate of appreciation by the National Association of
College Admissions Counselors for out·
standing and dedicated service during
his two years as chairman of the
NACAC Self-Study Task Force Sub·
committee on Composition and

Fund~

in g.
The Subcommittee was charged with
studying the membership, the work·
ing rehtionships of the state and re·
gional associations with the national
office, the budget of the association,
and the roles of .the national office
and the national officers. After com·
pleting the study the Subcommittee
submitted a report .to the Task Force
making recommenda·tions for changes
in the governance and structure of the
NACAC.
22

Serving with Zollars were H. Leon·
ard Richardson, headmaster of the
Katherine Branson School; Aline Riv·
ers, director of admissions at Fisk University; Carolyn Ruley, director of
guidance, Wyoming High School, Cin·
cinna1ti, Ohio; and Bud Nicholson, as~
socia.te director of admissions, University of Denver.
ALUMNI CHAPTERS STIRRING

Three local area chapters of the
Alumni Association have been active
this year in organizing seminars led by
tutors from the Annapolis campus.
The New York Area Group started
its eighth consecutive year of organized
activity with a seminar on Jane Austen's
Mansfield Park, led by Miss Eva Brann,
on 12 November. Under the capable
direction of Mary (Bittner) Wiseman
'58, the group plans several other
events, both academic and social, between now and May.
Up in the land of the bean and the
cod, the Boston alumni played host to
Tutor Samuel S. Kutler '54, who con·
ducted a seminar on The Symposium
on 22 November. If not the first time
ever, this was the first seminar in a

very long time in Boston; we hope in·
terest will make it the first of a long
series. John Adcock '64 was the local
coordinator, with assistance from Hank
'70 and Christine (Ferrarini) '72 Constantine.

And we are pleased to report that the
Washington, D. C. chapter is up and
about again, thanks to Georgetown
medical student Daniel S. Pearl '73.
On 16 December Laurence Berns of
the Annapolis faculty conducted a sem·
inar on Francis Bacon's New Organon
and The New Atlantis. Plans have al·
ready been made for additional semi·
nars in February and April.
Are there other areas where alumni
want seminars? If so, let Tom Parran,
Director of Alumni Activities, know
about it. There are tutors ready and
willing to participate in these regional
activities; all that is needed is an indi·
cation of interest from alumni in that
region, and one key person willing to
make the necessary local arrangements,
such as a meeting place.
How about it, Philadelphia or Chi·
cago?
INSTITUTE GRADUATES

25

At ceremonies on the Santa Fe campus on 15 August, twenty-five students
of the Graduate Institute, their course
work and essays completed, received
their Master of Arts degrees from President Richard D. Weigle.
Annapolis tutor Eva Brann, at the
invitation of the students themselves,
delivered the commencement address
(see text elsewhere in this issue).
The graduates and their hometowns
are as follows:

�January, 1976
From New Mexico:
Roberta Ross Fine, Tesque; James G.
Gage, Albuquerque; Paulette Donovan
Gage, Albuquerque; Teresina Gallegos
de Lucero, Santa Fe; Grace Anna McNeley, Ramah; Justin R. Moore, Taos.
From Maryland:
Evelyn Patterson Burrel~ Baltimore;
Don Franklin Lee, Hyattsville; Janice
Marie Simmons, Hyattsville; Megan
Tyndall, Annapolis.
From New York:
Frances Wilhelmenia Haywood, New
York City; Trumilla S. Johnson, Roosevelt.
From Texas:
Peter Stephen Kovatis, Austin; Darraid K. Smith, Austin.
Miscellaneous:
Joseph Clifton Andrews, Lawrenceville, Va.; Carol Hinds, Leavenworth,
Kan.; Miriam Beth Kalis, Des Moines,
Ia.; Daniel I. Powell, Jr., Columbus,
Ohio; Franz Snyder, Berkeley, Cal.;
Marion Diane Stieghorst, Littleton,
Col.; Gail Tapscott, Washington, D.C.;
Gene F. Taylor, Huntsville, Ala.; Philip
Joseph Valley, Manchester, N.H.; Karen Lucetta Wilkes, Norridge, Ill.; Janet M. Works, St. Louis, Mo.
HOMECOMING

1975

It takes only one good reunion class
to set the tone for a successful Homecoming, and again this year there was
such a class. 1950 was, as the vintners
say, a very good year, and an account
of its reunion is found elsewhere on
these pages. And it was a successful
weekend.
CouNTERCLOCKWISE, from the left: Jim Du-

gan '26, guest Hookie Weiskittel, Lutie Tall
'21, Funk DeSantis '27, Heinie Wegner '26,
Wes Everett '22 (standing), Jim Miller '28,
Roland King '25.

It started on Friday with a lecture by
a member of the class of 1950, Thomas
K. Simpson of the Santa Fe faculty
(see lead article), followed by an informal "beer and conversation," with
alumni, seniors, and faculty gathering

in the basement of Chase-Stone House
until rather late hours.
On Saturday morning there were two
Alumni Seminars, a special for the reunion class, and the regular seminar;

this latter was co-led by Miss Eva
Brann and Mr. William O'Grady in a
livelv discussion of Friedrich Nietzsche\ Die Friihliche Wissenschaft.
Alumni are grateful to these tutors for
giving so generously of their time.

The annual meeting after lunch was
presided over by William W. Simmons
'48, elected in September to fill the unexpired term of Bernard F. Gessner '27,
who had resigned at that time. Four
directors of the Association were reelected: Marcia (DelPlain) Reff '57,
Patrica (White) von Schwerdtner '70,
William F. Cone '67, and Edward T.
Heise '36. In a brief ceremony Mr. Simmons presented Mr. Gessner with a
pewter bowl as a tribute from the Association. [In November Mrs. Reff was
elected Executive Vice President to fill
the place vacated by Mr. Simmons.]
TI1ere followed a lively discussion of
the pros and cons of a new Alumni
Register; the conclusion, formalized by
a vote of the membership, was that the
College should publish such a register
within a year.
A counseling session for students was
staged by the alumni after the meeting.
Carol (Phillips) Tilles '59, in cooperation with Counseling and Placement
Director Brenda Robertson, presented
a panel of alumni 'guest experts', with
particular emphasis on the legal and
medical professions.
The now-annual Alumni-Student
Soccer confrontation turned out to be
rather an unequal one; when the shouting died down the score was Students
6, Alumni I. Something was said about
an aging alumni goalie: true, Bryce?
The final Homecoming event was
the reception and banquet at the Annapolis Hilton Inn. A rather complete

Association President William Simmons reads
citation to Award of Merit winner Col Thomas

W. Ligon (right).

program featured the Class of 1950 and
its honors to Tutor RobertS. Bart (see
story on 1950 reunion), presentation
of the Alumni Award of Merit to Col.
Thomas W. Ligon of the Class ofl916,
and honors by the entire Alumni Association to Ford K. Brown, Tutor Emeritus.
Col. Ligon's citaton read in part:
"His professional achievements, together with his distinguished service to
the College on behalf of its Alumni,
honor him and this Association." Col.
Ligon served for two years in the late
1950's as volunteer Alumni Secretary
of the College, and was responsible for
revitalizing the Alumni Annual Giving
Campaign.
Ford K. Brown celebrated in 1975
two major events; his 80th birthday
and the completion of 50 years with St.
John's College. It was primarily for the
latter that the Association directors decided to honor him as their special
guest at Homecoming. There was some
tale-spinning by alumni who had
known Mr. Brown over the years, tales
perhaps slightly apocryphal, but catching the flavor of the love and es.teem
which the alumni feel for this good
man and beloved teacher. Association
President Bill Simmons presented Mr.
Brown a silver bowl inscribed: "Ford
K. Brown, teacher and friend, 50 years,
St. John's Alumni."
The ceremony ended with the Reverend J. Winfree Smith of the faculty
reading a poem to Mr. Brown by Albert Irwin Rusteberg '30, who was unable to attend the banquet. (See text
elsewhere on these pages.) It was a
fitting end to a fine Homecoming celebration.
23

�The College
A SPECIAL POEM TO FORD K. BROWN
As a finale to the ceremony honoring Ford K. Brown at the Homecoming
banquet, J. Winfree Smith read the following poem which had been submitted by Albert Irwin Rusteberg of the class of 1930; unfortunately,
"Rusty" had to be out of town that day. Here, with no apologies to Ogden
Nash, is the poem:
Ford K. Brown
While we're having a final homecoming drink,
We can't help but sit back, relax, and think
Of the only tutor who's here that we know,
Was a St. John's professor a half century ago.
Much has been said and many quotes follow,
Of this man who came as a promising Rhodes scholar.
His teaching career had scarcely begun,
When he attained his Zenith in more ways than one.
He saw the school struggle through fat and lean days,
And helped out the Navy in numerous ways.
He saw regimes come, and saw regimes go,

In Annapolis and Santa Fe, New Mexico.
His knowledge and wisdom and wit still delight us,
And that's in spite of his cursed arthritis.
As we raise our glasses high above you,
What more can we say but "Ford K., we love you!"

Albert I. Rusteberg '30
KNOW YouR DIRECTORS

a director since 1970, and has served as

In response to Association president
Bill Simmon's plea at Homecoming
for greater visibility for alumni, we
thought it appropriate to introduce the
directors of the Alumni Asso.ciation to
their constituents.
The officers will be introduced in
this issue, followed in subsequent issues by the other directors. These,
then, are the men and women who
guide the Alumni Association:
Our president, William W. Simmons
'48 is married to the former Anne McKay, lives in Severna Park, Md., and
works in Annapolis. He is currently
vice president of Fawcett Boat Supplies, Inc., a ship's chandlery serving
the Chesapeake Bay area. Bill has been

He was elected to the Board of Visitors
and Governors last year.

24

treasurer and executive vice president.

The new executive vice president is

Marcia (DeiPiain) Reff '57. After two
years at St. John's Marcia completed
her studies at Brooklyn College. She
moved to Maryland after teaching in
New York, and for the past six years
has taught at the McDonagh School
near Baltimore. Her son, Michael
O'Mahoney, is a junior at St. John's.
Marcia's husband is Dr. Martin Reff,
dean of the faculty at the Community
College of Baltimore. The Reffs live in
Towson, Md.
Edward F. Lathrop '38, secretary of
the Association, has been involved with
the College off and on since gradua-

tion, and most recently and directly on
the board of directors since 1973. He
has been secretary since October 1974.
Ned has been an athletic coach and tutor at St. John's, served as alumni secretary for the College, and as a director of the Association on several occasions. A retired Navy captain, Ned and
his wife, the former Kitty Strange, live
in Annapolis.
Carol (Phillips) Tilles '59 (Mrs.
William R.) is a homemaker and
mother who lives in Severna Park and
works for the Archivist of the State of
Maryland. Her husband was a classmate, and is a past president of the Association. Carol has served on the board
of directors since 1972, and has been its
treasurer since 1974.
ALUMNI SEEK GREATER
VISIBILITY
[Ibe following, reprinted with penmssmn
from the November 1975 issue of The St.
John's Reporter, was written by John __ Rogers
of the class of 197 51'

Failure to publicize more fully the
accomplishments of St. John's alumni
was scored by William W. Simmons,
president of the Alumni Association, at
a joint meeting between the college's
Board of Visitors and Governors and
association directors during

homecom~

ing weekend.
The meeting, the first of its kind,
originally had been suggested by Mr.
Simmons to inform the board more extensively of the alumni efforts in 'recruiting, career counseling and fund

raising.
"Alumni have always been involved
in counseling," remarked Carol Phillips
Tilles, '59, who, as chairman of the association's counseling and placement

committee, works with Brenda Robertson, the college's counseling and placement officer. "The association can
maximize this counseling."

She described efforts in recent years
to bring together students interested in
particular fields and alumni who have
entered them. The placement office
maintains a counseling file of alumni
and their professions.
"The association can provide a stntc-

ture of communication that can be very

�January, 1976

25

Robert Bart (left) receives scroll from Jack
Carr.

helpful for Ms. Robertson and the students," Mrs. Tilles concluded.
Marianne DeCamillis Braun, '58,
cited "facilitating contact between
alumni and prospectives" as her concern in working with Joanne Aitken,
director of admissions. Ms. Aitken
affirmed that alumni are the best
source of information for prospective
students and that she and Mrs. Braun
are attempting to increase alumni assistance.

Bernard Gessner, '27, gave a brief account of the alumni history of financially supporting the college, tracing it
from Francis Scott Key's concern m
1827 for "the mouldering walls of
McDowell." Mr. Gessner hopes the
association will be able to raise $75,000
during the current year.
In concluding his remarks to the
board, Mr. Simmons expressed concern

that the alumni achieve a greater visibility. He characterized St. John's as
divided into two communities: the "on-

campus" community of faculty and students and the "off-campus" community

of alumni and the board.
The latter suffers from under-representation in the college's publications,
he said. He suggested that changes be
made or publications be added to correct the situation.
"Our graduates are everywhere," he

concluded. "Making them visible to
each other and to the world would
make them beneficial for recruiting,

FOR

'50

Not only was it the twenty-fifth anniversary reunion for the class of 1950,
but twenty-five alumni who had graduated with the class showed up for the
celebration!
And a real celebration it was, carefully planned for almost a year by a
committee consisting of Jack Carr,
Bernard Fleischmann, Theodore Hendricks, and Peter Whipple.
The impact of the class on Homecoming weekend was evident right
from the start: the lecture Friday evening was delivered by Thomas K. Simpson, a member of the class now on the
faculty in Santa Fe. He was introduced
by Mr. Fleischmann. On Saturday
morning a special seminar was held for
the class, led by Robert S. Bart, Annapolis tutor on exchange to Santa Fe
for this semester, and Robert Goldwin

'50, former dean in Annapolis and now
a special consultant to President Ford.
At the banquet Saturday night, the
Reverend Frederick Beardsley '50 gave
the pre-dinner invocation. In ceremonies after the meal, the class paid tribute to Mr. Bart, who came to St. John's
when the class of 1950 entered as freshmen. Ted Hendricks, as chairman of
the reunion committee, spoke briefly
and then called on Jack Carr to present
a special handmade scroll to Mr. Bart
(see text elsewhere on these pages),
making him an honorary member of
the class.
And the effect of the presence of the
class of 1950 was still being felt the
next day, when the Reverend G. Harris Collingwood, a '48er who graduated
in '50, delivered the II a.m. sermon at
St. Anne's Church. Mr. Collingwood
was introduced by the Reverend J.
Winfree Smith of the faculty.

The Class of 1950, in celebration of its
Silver Jubilee
hereby proclaims
ROBERT S. BART, TUTOR,
to bean
Honorary Member
of that Class, with all the rights
and privileges pertaining thereunto.
Because you started with us when we came
as Freshmen in 1946;
Because, for four years, you learned with us
and taught us how to learn;
Because, for thirty years, you have continued
to learn and to teach and to love this college;
We honor you on this, the
Twenty-Fifth Anniversary
of our graduation, and count you among our own.
Given this 25th day of
October, 1975
St. John's College
Annapolis, Maryland

counseling and fund raising. 71

25

�The College

Alumni Authors to be Recognized
Charlotte Fletcher, Librarian, and William W. Simmons '48, president of
. · the Alumni Association, have announced the establishment of the Alumni
Authors Collection. The collection, to be housed in the Library on the
Annapolis campus, will consist of the published works of alumni and alumnae authors. Miss Fletcher and Mr. Simmons stated that the collection will
give recognition to considerable body of works by alumni of St. John's.
"I have long believed that alumni of this college deserve more recognition
than they have thus far received," said Mr. Simmons. "This collection of
works will acknowledge publicly the efforts of our alumni writers. On
behalf of all alumni, I want to thank Miss Fletcher for her interest and
cooperation in making this collection a reality."
Alumni works already in possession of the Library will, of course, form
the nucleus of the new collection. Among the authors currently represented
are: Philip L. Alger '12, Alvin A. Aronson '52, Louis L. Snyder '28, Robert
Lewis '37, Robert L. Campbell '45, and Frederick S. Wildman, Jr. '53.
A most sincere invitation for contributions is therefore issued to all
alumni and alumnae who have had works published. The only criterion for
submissions is that all books must have been published and copyrighted;
unfortunately, there is not enough storage space for unpublished manuscripts in the Library.
It is recognized, moreover, that many alumni authors write not for publication but for performance; for that reason, scripts of plays for all
media, provided they have been perfonned publicly and are copyrighted,
are most welcome. Similarly, scores of musical compositions which have
been performed publicly and have been copyrighted will also be accepted.
The only request is that scripts and scores be bound in some permanent
fashion to preserve them.
While the exact location of the collection in the Library was still being
discussed as this went to press, it will probably be shelved in the L-shaped
room on the second floor, near the elevator and the Alumni Room. (Although the Alumni Room might seem a more appropriate spot, the cases
there already house the collection of the late Peter Jackson '43 and the
College's other rare books.)
Inquiries about the new collection may be addressed to Tom Parran,
Director of Alumni Activities. All works intended for the collection should
be addressed to: Alumni Authors Collection, The Library, St. John's College, Annapolis, Maryland 21404.
Then on Sunday evening, John J.
Logue '50 gave an informal lecture on
the topic, "The Trillion Dollar Opportunity: Peace, Ecology, and Ocean
Wealth." Mr. Logue is a professor of
political science and director, World
Order Research Institute, Villanova
University.
Among the members of the class unable to attend the reunion was Patrick
D. Davis, who became a father for the
first time just one week before Homecoming: Master Justinian Adrian Davis
was born on October 17th in Seattle,
Washington.

26

A number of the reunion group were
combining Homecoming with visits
with offspring currently students at the
College: Harris Collingwood, daughter
Marjorie; Jim Frame, daughter Shannab; Ted Hendricks, son Ted; and Bro
Herrod, son Ralph.
And as a final reminder of the "25
for '50" group, a week later Myron
Wolbarsht delivered an informal leehue, ~~visual Perception," at the College. Myron is professor and director of
research, Department of Ophthalmology, Duke University Medical Center.
Now-Class of 1951, where are you?

CLASS NOTES
1922
Dr. Rafael Rodriguez de la Seda y Moliua
is listed in Who's Who in the World, 2nd
edition, 1974-75. Dr. Rodriguez-Molina is
honorary professor of clinical' medicine at the
University of Puerto Rico School of Medicine.
His entire professio_nal life has been devoted
to the study- of tropical diseases endemic to
his native island. Many of his writings have
appeared in contemporary medical textbooks,
including Principles of Internal Medicine, Mc-

Graw-Hill, 1962.

1931
Edwin L. Lotz, vice president and research
director for the Burlington Glass Fabrics division of Burlington Industries, has retired from
the company after a 37-year career. Ed was
elected to the National Lacrosse Hall of Fame
in 1967. He and his wife, the former Kathleen
Jones, have three children.
1938
Francis E. Barkman writes that he is now
serving as visiting professor of law at Gonzaga
University School of Law, Spokane, Wash.
The newly-elected treasurer-business manager of the Annapolis Fine Arts Foundation,
Inc., is Julius Rosenberg,

1942
Journet Kahn is now teaching both social sciences and humanities in the divisional-type
great books program at Shimer College. He has
developed a growing interest in adult education.
Among the newer Maryland Eastern Shoremen are Doris and Tom Parran. In October
they moved to a small home in Queen Anne's
County, on Greenwood Creek, from which he
commutes to the College, Tom claims the
Land of Pleasant Living really is more pleasant
cast of the Bay.

1943
Our apologies to Douglas Buchanan and to
Sam Sheinkman '46 for failure to cover the
talk they gave, more or less jointly, on psychiatry last May, here at the College. Doug
is with the Psychiatric Department, Newport
Hospital, Newport, R. 1., and claims his visit
to Annapolis was like old home week, seeing
"Peter" Kellogg-Smith, Phil Camponeschi '46,
and Mrs. James S. Martin.

1944
Warren Zeik is among our alumni authors
(how about contributing to the new Collection, Warren?) with The Root and the Branch,
edited with Rabbi Martin Siegel, Roth Pub.,
1973; New Christian ·communities, Roth Pub.,
1973, and a novel, "a St. John's-type fantasy,"
called The Karma Machine, under the penname Michael Davidson, Popular Library pa-

per-back, 197 5.

�January, 1976
1947
A Communicard from Arthur 0. "Pete"
Davis tells us that he is married, has two children, Linda, 11 and Susan, 13, and is Director of Monitoring Services at the Montgomery
County (Ohio) Children Services Board.

1950
The Fall 1975 issue of The Harley Record,
by The Harley School, Rochester, N.Y., features Matson G. "Bud" Ewell. Bud is, we believe, still headmaster of the Upper School.
Those of you who remember the ketch which
Bud started under the tutelage of the late Fram;
Plunder will be interested in knowing that she
is still in Bud's backyard, slowly, carefully, being fitted and cmfted in a way Franz would
surely approve. Truly a hobby of a lifetime.

1949
Aaron Bisberg reports with more than pardonable pride the receipt by his wife, Ruth, of
her bachelor's degree from the College of
White Plains after years of hard labor. To quote
Aaron, "no one more proudly wore, nor did
any husband more proudly view, a cap and
gown."

1952
Waiter Schatzberg is a professor of German
and comparative literature, and is chairman
of the Department of Foreign Languages and
Literatures, at Clark University in Worcester,
Mass.

1957
Information comes to us indirectly that Jack
Nadal is now deputy assistant administrator
for regulations, Office of Federal Procurement
Policy, Office of Management and Budget, in
Washington, D. C.

1962
A press release from Penn State advises that
Robert A. Licht is in receipt of the Ph.D.
degree in philosophy from that institution.

1963
The Communicard continues to pay off;
Barbara (Lind) Anderson writes that she has
been living in Santa Fe for the past ten years,
is married to Brian Anderson, a blacksmith
(who is finishing a pair of iron gates for the
Smithsonian Institution), and that they have
a son, Colin, 5, and a daughter Casey, 3.

1964
Already reported in The Reporter from the
Annapolis campus, but worthy of repetition, is
news of the $65,000 National Science Foundation grant won this year by William P. Banks.
The money will fund a two-year project which
Bill wil1 conduct on human visual perception.
During this semester Bill is at Johns Hopkins,
and is a frequent visitor to St. John's, serving
as a consultant to a faculty study group preparing a new course on perception.
John P. Hetlaud, a systems analyst by vocation and a singer by avocation, is director of

the Renaissance Street Singers, a group of 1020 people who perform the music of cathedrals
and monasteries in equally drafty places such
as streets, parks, subways, and doorways in New
York City on Sunday afternoons.
Julie V. Wiggenhorn advises that she and
Elisio Da Costa, an artist and designer, were
married in August 1975. Julie works for A.T.
&amp;T., planning communications facilities.

1965
Vivian (Ronay) Barry tells us that she is
halfway toward her Master's degree in city and
regional planning. This past spring she won a
national election for a 2-year term as student
representative to the Board of Directors of the
.American Society of Planning Officials

1966
Ian M. Harris last spring completed his doctorate in philosophy of education at Temple
University, and has received a teaching post in
the Department of Community Education at
the University of Wisconsin at Milwaukee.
The former George F. Kramer (SF) (as he
was known when a student) informs us that
he has resumed the name he was born with,
and is now George F. Bingham. He and his
wife Mary Vinton have one child, Joshua
Warren Bingham, born 7 September 1975.
George is an attorney with the Securities Investors Protection Corporation, a non-profit
D.C. corporation designed to protect customers' accounts in the event of the failure of
securities brokers.
Marg;rret ( Baroniak) Ruppert, after reading
the September issue of The Reporter, comments on the article on what alumni do:
"Let's hear it for Motherhood. Just wonder
how many alumnae have opted for Ph.T.putting husband through (which I've just
done) or dropped out of grad school for a
baby (which I've just done). Daniel Peter
Ruppert was born 7 April 1975-arriving
seven weeks early he weighed 4 pounds 2 ounces
at birth. He is now thriving, and the joy of
our lives."

1967
Another recipient of a Penn State doctorate
in philosophy is David L. Levine; David received his degree in August together with Bob
Licht (see 1962) .

1968
Regina Forsyth has successfully passed Exam
of the Chartered Financial Analysts Exams.
There are two more to be passed before she
can be made a full-fledged CFA. Meanwhile
she works as a securities analyst for a life insurance company.
After completing medical school and the
University of Maryland in 1972, followed by
one year of general surgery and one year of
neurology at the University of Rochester
(N.Y.), Dr. Sharon (Marselas) Laudman is
now in her second year of neuroslligical residency at George Washington University Has-

pital in D. C. Sharon's first child was born
last June, a daughter, Artemis. Her husband,
Ronald, is an internist in private practice in
Silver Spring, Md.
Coustance (Weigle) Mann (SF) writes that
she and husband Tom moved to Princeton,
N.J., in the fall of 1974, where he teaches at
Princeton Theological Seminary. Tom received
his Ph.D. degree fr~nn Yale last spring, Connie
works part-time at the Princeton Public Library, is taking courses at the YWCA, and is involved with activities at the Seminary.
A. Gregory McClure, after leaving St. John's,
graduated from Johns Hopkins, received his
M.D. degree from the University of Pittsburgh
in 1972, and is currently in residency in internal medicine at Lankenau Hospital in Philadelphia.
Harold M. Morgan, Jr. (SF) is working on
an M.B.A. degree at the University of New
Mexico, has done some free-lance photography,
some political work, and, unsuccessfully, attempted to organize a local-level business publication for northern New Mexico.

1969
Harold 0. Koenig supplements our July report of his marriage with the news that he has
completed a year as Chaplain Resident at the
Massachusetts General Hospital in Boston, and
is back for his final year at Virginia 111cological
Seminary in Alexandria, Va. Harry reports he
wears his bachelor's hood proudly when he
preaches.

1970
An Alumni Communicard encapsulates the
career of Lee Margulis these past few years:
"Was in successive order a high school teacher,
private detective, insurance adjuster, student of
film, novelist, shoe salesman, handyman; picked
up M.A. in advertising (Syracuse University);
radio salesman and copywriter, space salesman
(Village Voice), M.B.A. candidate (Long
Island University), and currently a media planner at Young &amp; Rubicam, Int."
Dwight S, Platt is a partner in a national
consulting service called MOPAC, a transactional analysist, and on the graduate faculty at
St. Mary's Seminary in Baltimore. He and
Susan have two sons, Charles, 5, and Sage, 2.
Sue (Dame) Skibbins (SF) writes that she
and David are divorced; she works in the law
library at the University of California at Berkeley and hoped to enter a program this fall
in Human Development at California State at
Hayward. She also studies graphoanalysis, is
writing music, and auctioneering in the Santa
Cruz area.

1971
Roger N. Duuaway (SF) studied classics
after leaving Santa Fe in 1969. He then enlisted in the Army Security Agency, studied
Mandarin Chinese for 18 months in Monterey,
Cal., and had a tour of duty on the island of
Honshu, Japan, at Misawa Air Base, Since his
discharge he has returned to the University of

27

�The College
Oklahoma, where he is working on his M.A.
degree in .classics and teaching Latin. He hopes
to complete his degree work in the spring.
JeHrey C. "Cole" Kitcl1en received his Ph.D.
degree in mathematical sciences from Johns
Hopkins University in November.
Travis Lee Price III {SF) has designed the
first Federally-funded solar energy system in a
New York City apartment project. He holds an
M.A. degree in architecture from the University of New Mexico.
"Graphics by Nostradamus" are really by
Barry N. Sher, who has done a subway poster for
the City of New York, Department of Air Resources, a book cover for the Real Estate Institute of New York University, and "lots of
campaign literature."

1972
With a thesis about Walter Lippmann's
theories on news and public opinion, Philip
Anstetll earned an M.A. degree in journa1~~m
from the University of Missouri last August.
Charles Donahue is teaching at the Hyde
School in Bath, Me.
Helen (Anastaplo) Scharbaci1 graduated
from the University of Chicago Law School
in June, and is working downtown in Chicago
for the firm of Mayer, Brown, and Platt.
We will attribute the following to Irving H.
L, Williams, although the author is uncertain:
"The Dow Street All-Stars, starring Irving H.
L. Williams '72 and Charley Brown '74, regularly meet the Pine Street Punks, with Steven
Hanft '70, Jennifer Blaisdell '73, and Andy
Reed '73, for the soft-ball championship of the
World. Our address is 15 Dow Street, Portland, Me., and we leave the door unlocked.
Come and visit."
"\Vhat happened to the rest of the class?"
asks Nancy \'(Iillis. She received an M.A. degree
in psychology from the University of Chicago
in 1973, then interrupted her studies to take
a research fellowship at the 111inois Psychiatric
Institute. Nancy is now a full-time consulting
psychologist to the Illinois Drug Abuse Programs, enjoys her new sailboat, and takes pleasure in "not being in school for a while."

1973
Prudence Davis reports the expiration of her
Watson Fellowship monies, which she used in
part to complete a year-long course in tapestry
weaving at West Dean College in Sussex, England. Prudence is now a postulant at Priory
Regina Pacis, a Benedictine priory in London.
Jan Munroe is assistant manager at the Augusta, Me., outlet of Grossmans-Lumbcr &amp;
Building Materials Retail Stores. Says it's the
last thing in the world she would have thought
of doing, but life in Maine is very satisfying.
Mary Ridout (SF) reports a magna cum
laude degree from Marlboro College in June
1974, a ma&lt;riage to Terry Applegate (SF '74)
in September of that year, a part-time job as
a bookkeeper, and a full-time, one-year program
in architectural technology. Terry works in his

28

father's business while pursuing pre-med studies at l'vlichigan State University.
Elizabeth Unger and James Carlyle were
married last June in \Visconsin, spent the summer in Crystal City, Texas, where Elizabeth
clerked for the county judge, and are now
back in Cambridge, Mass. Jim is a "middler"
at Episcopal Divinity School (on exchange
from Nashotah House in \Visconsin) and
Elizabeth is a second-year law student at Northeastern University.
Vanessa Lynn ran Manen and Charles Frederick Gartrell were married last May. Until
then, she had been employed as an analyst
with Computer Science Corporation in Silver
Spring, Md., working on projcts with NASA's
Goddard Space Flight Center. Her husband
is also an analyst with the company, as well as
a graduate student at the Johns Hopkins Applied Physics Laboratory.
Lee H. Soloman represented St. John's at the
inauguration of Margaret Waggoner as president of Wilson College, Chambersburg, Pa.,
on 27 September.

1974
Jon H. I-Iunner (SF) is currently working at
the Commodities Exchange in Chicago. He
travelled to New Mexico last summer to do
a clown act at the Tierra Amarilla rodeo.

1975
A September note from Jim Jarvis says he is
enro1led in medical school at the University
of Vermont, where he earlier spent one undeigraduate year, but finds the weather difficult to
become re-acclimated to: snow already in the
mountains!
Nancy Polk _and Christopher King were
married on the Saturday after graduation in
the backyard of her parents' home in Glen
Cove, N. Y. Jim Tourtelott '73, Paul Fishleder '72, Jim Jarvis, Arthur Kungle '67, Charley Allen, Rick Plaut '77, Terry Schuld '78,
and G. K. Bisllop were all there. Nancy now
works as a copy editor for the Waverly PressWilliams &amp; Wilkins Co., in Baltimore, while
Chris drives an asphalt tank truck for the
Lansdell Corporation of Maryland.
Annette Tullier is living in TI1ibodaux, La.,
where she teaches science to 4th, 5th, 6th and
7th graders. "It is quite a job," to quote her
letter.
Bob Tzudiker writes that he and Seth Ginsburg share an apartment "in the heart of
beautiful downtown Lower East Side New
York." Bob is a working actor at the Jean
Cocteau Repertory at 330 Bowery, ~nd opened
recently in Twelfth Nigllt, cast as Sir Andrew
Aguecheek.

1971
From Lutherville, Md., comes news of
Bela Kissh, who spent the summers of 1973
and 1974 in Hungary and other parts of
Europe completing research for his Ph.D.
dissertation.
1972
Beverly (Ross) Smith, having returned from
a year as a television writer in Rock Island,
Ill., another year as a teacher in Gallina,
N. Mex., and still another year as a bookstore
proprietor in Santa Fe, is now the Graduate
Institute's registrar.

1973
Both Jim and Alice Far1ey are teaching in
Gallina, N.Mex.

1974
Paul Bitting became a married man soon
after the completion of the 1975 Institute,
during which he served as a staff member of
the High School Workshop.
Joe Pluci1inotta is directing a child-care
center and teaching part time in Albuquerque,
N.Mex.

Continuing Students
Bob McMahan is a classical accordionist.

His playing of "Toccata for Accordion" appears on a recent record album of music by
Ernst Krenek. This record is available for
$2.00 from Orion Master Recordings, Inc.,
5840 Busch Drive, Malibu, Cal. 90265. Bob's
wife Anne is also a student at the Institute.
She is the sister of Irving Williams '72.
In 1974, W. Laird Durley applied for admittance to both the Graduate Institute and
the undergraduate program in Santa Fe. He
has now completed two summers in the Institute and is also a sophomore at Santa Fe.
During a recent visit to Annapolis, Laird said
he enjoys both programs and finds them complementary.

In Memoriam
1900-Peter B. Belches, St. Louis, Mo.,
July 9, 1975.
1916-John A. Worthington, Ruxton,
Md., October II, 1975.
1920-John M. Dawes, Annapolis, Md.,
October 7, 1975.
1922-Lyttleton L. Gray, Huntingtown,
Md., September 15, 1975.
1932-Hugh F. Parker, Jr., Baltimore,
Md., October 28, 1975.
1951-Thomas Jefferson Hamilton, Crystal River, Fla., October 27, 1975.

GRADUATE INSTITUTE NOTES

1970
Director of the 1975 High School Workshop was Wendy Gray of Santa Fe.

Faculty-Professor Vertrees
Claremont, Cal., November
(1924-39).

J.

Wyckoff,
13, 1975

�January, 1976

Nominations for the Board
of Visitors and Governors

THE NOMINEES

For the second year, the Alumni Association is grateful
to The College for aiding in the annual eleotion of two
alumni representatives to the Board of Visitors and Governors. I hope that all alumni will want to cast their ballots in this election.
The directors of the Association have nominated four
candidates this year for the two vacancies which will be
created in the spring as Julius Rosenberg and Thomas
Stern reach the end of their three-year terms. Both alumni
are eligible for reelection, and have been re-nominated.
Two additional candidates have been named, Stephen
Benedict and Sharon Bishop. Biographical data on all four
nominees are listed in the column to the right. (There
were no nominations by petition this year.)
Provided below is a tear-off ballot for your convenience
in voting. The By-Laws provide that a ballot be cast for
two nominees in order to be valid. Please fill in and mail
your ballot NOW, if possible; in any event, in time to
reach the Alumni Office in Annapolis no later than
15 March. (If you wish to copy the ballot, in order to
avoid cutting the magazine, please be sure also to copy
the reverse, including the mailing label; this serves as a
validation of the ballot. Husbands and wives should cast
two votes on one ballot by noting thereon that it is a
·
double ballot.)
William W. Simmons
President
Alumni Association

Stephen Benedict, a 1947 graduate, is director of the
Project in the Arts of the Council on Foundations. After
college he wmked for the Committee to Frame a World
Constitution and the Foundation for World Government
then studied in Europe. He was a member of the Eisen:
bower White House staff, spent several years with the
U. S. Information Agency, and, before assuming his
present position, was for fifteen years on the staff of the
Rockefeller Brothers Fund. He is unmarried and lives in
New York City.
Sharon L. Bishop, a member of the class of 1965, received
her degree from St. John's in 1966. She worked as a social
worker and received a M.S.S. degree from Bryn Mawr
College Gradmte School of Social Work and Social Research in 1970. Ms. Bishop joined the management consulting firm of Booz, Allen and Hamilton in 1972, and is
currently a senior Associate in the Institutional and Public Management Division. She lives in Res.ton, Va.
Julius Rosenberg, a graduate of the College in the class
of 1938, is a staff member of the Associated Jewish Charities and Welfare Fund in Baltimore, Md. From 1968197! he was director of development in Annapolis. He
served as treasurer of the Alumni Associa-tion from 1965
to 1967, and as its president in 1967-68. He and his wife
Pearl live in Annapolis.
Thomas E. Stern is a member of the first class to graduate from the Santa Fe campus, the class of 1968. He studied film and economics at Stanford University after graduation, and in 1971 received an M.A. degree. He is
currently involved in films for television, both regular
programs and documentaries, with special emphasis on
lighting direction. He and his wife, Nora (Gallagher)
SF70, make their home in New York City.

DETACH HERE

ALUMNI REPRESENTATIVES, BoARD

OFFXCXAJL BAJLJLOT

OF VISITORS AND GOVERNORS

I hereby cast my ballot lor the two candidates indicated

Stephen Benedict '47'---~

(a vote for two candidates is required to validate ballot):

Sharon L. Bishop '65·----~
Detach and mail to: Alumni Office
St. John's College
Annapolis, Md. 21404

Julius Rosenberg '38•----~
Thomas E. Stern

SF68•----~

�PLEASE

ALUMNI SUMMER PROGRAMS
Summer programs for alumni will be held again this
year on both campuses. The Annapolis session will take
place June 13-26, that in Santa Fe August 1-14. Complete
information on tutors, readings, and administrative details

will be sent to all alumni no later than March 15. Meanwhile, mark your calendars and plan to attend at least one
session.

These programs are open to all alumni and their spouses,
including, of course, graduates of the Graduate Institute,
plus former students of the Institute.

Punuc NoTICE
In compliance with the Family Education Rights and Privacy Act, St.
John's College retains the right to publish at its discretion the following categories of information with respect to
each student presently or previously
attending the College: the student's
name, address, telephone listing, date
and place of birth, field of study, participa•tion in officially recognized activities and sports, dates of attendance,
degrees and awards received, and the

The College
St. John's College
Annapolis, Maryland 21404

It would be most helpful, and would save St. John's
considerable money in the long haul, if you would let us
know about an address change before it happens. And that
would also help assure prompt, uninterrupted delivery of
The College to you, as well as making life a bit easier for
those who keep the mailing Jist for us. Your local Post
Office can supply you with cards designed for address
changes, or you can Jet us know in any way you wish. By
whatever means, please do take a moment to notify us of
your impending move. We will be most appreciative.
T. P. Jr.

most recent previous educational agency or institution attended by the student. Students have a right to inform
the College within a reasonable period
of time that any or all of this so-called
"directory information" should not be
released without their prior consent.
Requests by students to suppress from
public distribution the above-mentioned information are to be made an-

nually. As required by the Act, St.
John's College will provide public notice annually of its intention to publish
such information.

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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                    <text>THE COLLEGE
St. John's College
Annapolis, Maryland
Santa Fe, New Mexico

April1976

�THE COLLEGE

Vol. XXVIII

April, 1976

Number 1

ON THE COVER:
"Dejalo todo a Ia probidencia" (Leave
it all to providence), a brush and black
wash by Francisco Jose de Goya y
Lucientes, one of the more than 100
master drawings in the collection of
Mr. &amp; Mrs. Eugene V. Thaw of New
York City. Mr. Thaw is a graduate of
the College in the Class of 1967. For
more about the collection, see page 21.

Editor: Beate Ruhm von Oppen
Managing Editor: Thomas Parran, Jr.
Editorial Advisory Board: William B.
Dunham, Barbara Brunner Oosterhout
'55, E. Malcolm Wyatt, Elliott Zuckerman.
Spring Arrives in Annapolis

THE COLLEGE is published by the
Office of College Relations, St. John's
College, Annapolis, Maryland 21404,
Richard D. Weigle, President, William
B. Dunham, Vice President.
Published four times a year, in January,
April, July, and October. Second class
postage paid at Annapolis, Maryland,
and at other mailing places.

IN THE APRIL ISSUE:
How Does One Cure A Soul?, by Wolfgang Lederer.

I

12

The Collection of Mr. &amp; Mrs. Eugene V. Thaw.

21

Alumni Profile: David Moss.
Picture credits: Cover and page 21, lett, Eric
Pollitzer; page 21, upper and lower right, Bruce
C. Jones; pages 22-24, Israel Kayatsky.

Excerpts from the History of the Desert Fathers,
by Brother Robert Smith, F.S.C ..

22

Campus/Alumni News

25

�How Does One Cure A Soul?
by Wolfgang Lederer, M.D.

Before I do anything else, I think I should explain how
I came by the title of my talk:
A good friend of mine, a member of your faculty,
invited me to come here and give a sermon-I mean: a
speech; and I accepted, being, on the whole someone who
loves to hear himself talk. But then the question arose:
what should I be talking about? And your dean was
consulted. He, as any good humanist would, reached right
away for etymology: What would a psychiatrist-a psychhiatros, a healer of the soul, talk about, if not how one
heals or cures a soul? So this was to be my topic and,
having a profound respect for deans, I accepted without a
moment's hesitation.
Only when, later on, I began to think about the .matter
more seriously, did misgivings arise:
First, I tripped over the word, or the concept, of sout
For despite all etymology, the term is not in common use
in the fields of psychology or psychiatry-at least not in
English. In German psychiatric writings the equivalent
word, Seele, occurs quite frequently, and the old-fashioned
terms for psychiatry and psychiatrist in German are, respectively, Seelenkunde and Seelenarzt. But on closer inspection it turns out that this use of the German term,
Seele, really denotes what we commonly call the psyche,
namely: the totality of mental and emotional functioning;
whereas our feelings tell us right off that the soul cannot
properly be defined that way, that soul, as used in literature, poetry and common parlance, is something more
special, is both more and less than, the psyche. So we do
not, in English, confuse the terms, and indeed, the only
psychiatry books I could find which carry the term soul in
the title are translations from the German.

Thus Carl Gustav Jung wrote a series of essays which
were eventually published under the ca-tchy title: Modern
Man in Search of a Soul, but the soul does not appear in
it except in the title. The creator of logotherapy, Viktor E.
Frankl, authored a book entitled The Doctor and The
Soul, which first came out in 1955 and is still well worth
reading; and in it he expands the notion of psyche in a
manner that does establish some overlap with the concept
of soul. But the dilemma of psyche versus soul was most
succinctly posed by one of the original apostles and apostates of psychoanalysis, Otto Rank, who in his book Psychology and The Belief in a Soul (1930) has this to say
on the very first page: "Psychology is in a peculiar situation in that it not only knows nothing about its objec·t
(e.g. the psyche), but in addition because it strenuously
denies and rejects whatever tradition may have to offer it
regarding its object." Psychology, he says, takes as the
object of its study something the very existence of which
it denies, and regarding which it therefore is duty-bound
to remain ignorant.
This, of course, is a semantic joke, and means merely
this: that psychology studies the psyche, not the soul.
But it confronts me very clearly with my own present
predicament: since I know nothing about the soul I cannot in conscience either deny or affirm its existence; and
not knowing whether the soul exists, how can I know it
to be sick? And not knowing about the sickness of the
soul, how can I possibly cure it? And further: if indeed I
should perhaps, unbeknownst to myself, be engaged in the
curing of soul, then how-considering the matter is never
discussed in the psychiatric literature-how can I know
whether others are equally employed-equal both as to
l

�The College
methods and as to goals? In other words, lacking any sort
of explicit consensus, how can I presume to speak in the
name of the "ONE" of my title?
So: HOW DOES ONE CURE A SOUL? Of this
short sentence, all I am ignorant of is the subject, the
object, and the predicate. What a way to start!
But start I must-since I have given my word; and start
I did-with a review of all that the word and notion soul
has meant in the past. But I shall not burden you with
that. I shall not speculate with you whether there be jus.t
one all-encompassing world soul, or whether there are
many souls. I shall not discuss the nature of the soul,
whether it be material or immaterial, nor its shape, whether
it be that of a beetle, a wasp, a mo.th, a butterfly, a winged
homunculus, or a ghost; nor whether it should be attributed to men only, or also to women; to animals, or also
to plants-or even to inanimate things, whether tangible
like a rock, or intangible like fire and wind. No, and for
the case that we are speaking strictly of man, I shall not
attempt to discuss with you whether souls existed for
ever, or only since the creation of Adam, or are created

specially for each body; and if the latter, I shall lose no
time over the exact moment the soul enters the body, or
where, or how; nor where in the body it resides, and
whether, at the death of the body, it dies too, or survives;
and if the latter, whether it migrates to another body, or
remains immaterially itself; or whether its immortality is
automatic and assured, or must be earned, or is available

only through the grace of God. No, I shall not mention
whether the soul must expect punishment after the death
of ,the body, or can itself, as a revenant, inflict punishment
on the survivors; nor shall I worry whether soul can be
acquired by eating, or by taking of heads or scalps, nor
whether, in any human being, there be one soul or many,
whether these be both male and female, and what qualities can be discerned and attributed to the potts. No, aU
these matters I must leave properly to Religion and
Philosophy and Anthropology.
But I can, in consideration of all the above, confidently
sum up and state a highly important fact, namely: that
the soul, as concept, has occupied the minds, the attention and the imagination of all people, at all times, to an
extraordinary degree. And I can, in my own competence
as psychiatrist, pose the important question as to what it
may be in man that impels such a pervasive concern.
And so, looking back over all ,that I have refrained from
discussing with you, I find as the one common denominator that the notion of soul, in every instance, expresses
the belief in and the longing for a connection between the
individual and something more than himself.
It is the soul, in Western belief, that links man and
God; or in so~called primitive, animistic societies, that
links man and nature. It is the soul, in Shinto belief, that
links man to his ancestors and his progeny, and in Hindu
belief, to generations of living things past and future. And
insofar as the soul, whether through Karma or the weigh2

ing of the dead or through purgatory becomes the recipient of punishment for evil deeds, it is also the link between
the individual and the moral code of the society within
which he has his being.
But it is more, as we can see when we listen to our own
language: What is more soulful than the gaze of a lover?
What more soul-shattering than unhappy love? The eyes
are the windows of the soul, but even a dog, though he
may have no soul, can look with soulful eyes, provided
only that what shines through them be neither hate nor
fear, nor any other nega·tive sentiment such as depression

or envy, but only love, and love only. And once more in
German, the adjective derived from the word for soulselig-denotes a state of ecstasy associated only with love
-whether love for a woman, a man, the world, or God.
It is the soul that loves, or better: the soul is that in us
that loves, and so it is that which most closely binds the
self to the other.
By way of example, let me remind you of the concept
of the shekinah among the Hasidic Jews, the shekinah
being the soul of God, a world soul, a mediator between
God and man and capable of penetrating man, so that
God and man may have part of each other; and it is on
the Sabbath, when man and wife traditionally engage in
the act of love, that the shekinah hovers over them, and
thereby their union is at the same time a union nf man
and God, and for one blessed moment the world and
God, through love, are one, and all's well with the world
-a concept very similar to the tenets of tantric Hinduism.
And consider, by contrast, that a poor soul is always a
lonely person who is unloved, for we would never call a
man or woman~ no matter how poor in material terms, a

poor soul, so long as someone loved them; and that a lost
soul is not just someone all alone, but someone dropped
from the fabric of human involvement, and out of touch
with God.
And so I have, after all, arrived at a definition of soul
which I, as psychiatrist, can work with, namely: that
aspect of the self which demands that the self relate to
something more than itself, which makes the self abhor
being alone.
In biblical terms, this defines for me when the soul
was created, namely: in the second chapter of Genesis,
verse 18, when the Lord said: "It is not good that the
man should be alone." True, according to the Bible the
Lord created then, not a soul, but a woman. But we have
always tended to think of the soul as feminine-even the
shekinah, the soul of God, is feminine, hence a feminine
aspect of God-and poetically men have addressed their
beloved quite easily not only as "my love" but also as "my
soul"- (though women do not address men that way)and a pahician Roman quite commonly and traditionally
addressed his spouse as udulcis anima" -my sweet soul.
But let me not be tempted to stray into the intriguing
topic ·of woman as the soul of man, and of woman as

saving man's soul, as Gretchen saved the soul of Faust-

�April, 1976
for this would lead us into pastures so rich we would quite
forget our proper topic, and that must not be. So let me
restate quite briefly: the soul is that which binds the self
to the other, and any attempt to cure the soul must
concern itself with whatever hampers this, its basic
function.
Before proceeding, let me try and clarify matters fmther
by stating briefly what, of the topics pertinent .to psychiatry, I shall therefore not discuss:
I shall not discuss the mind: neither the defects of it
as in mental deficiency, nor the faulty functioning of it
as in the schizophrenias or in accidentally or intentionally
induced .toxic states: for all these have to do with the
body, and not with the soul, and are treated by treating
the body-which means, for most purposes, by medication. Nor will I deal with those disturbances of the emotions which, as in manic-depressive illness or again in the
schizophrenias, seem to come from within, and not in
response to outer events: for these again arise from the
body, and are best handled by therapies appropriate to
the body.
In a way, I regret this exclusion: for it is precisely in
these areas that my field has registered the most solid
advances. You are all, I tvust, fumiliar with Macbeth's
appeal to the physician, as Lady Macbeth lay troubled
with thick-coming fancies that kept her from her rest:
Canst thou not minister to a mind diseased,
Pluck from the memory a rooted sorrow,
Raze out the written troubles of the brain,
And with some sweet oblivious antidote
Cleanse the stuff'd bosom of that perilous stuff
Which weighs upon the heart?
The poor doctor had to reply:
Therein the patient must minister to himself
to which Macbeth answers, somewhat illogically, as upset
people will:
Throw physic to the dogs, I'H none of it.
Well, today we have physic which, if taken faithfully,
will do pretty well against seeing blood on clean hands,
and daggers floating through .the air, or such like vapors.
But these, as I said, are of the body, and our concern is
the soul, the treatment of the soul or, as we say today:
psychotherapy.
Now you may well object and say: are not body and soul
inseparably commingled-at least in life-and is it valid
to treat one without .the other?
And you are right to object, for indeed: they must be
considered together, and neither may the physician of the
body neglect the soul-if, indeed, he is a true physiciannor must the psychotherapist proceed as if the body were
of no significance. But the approaches are different:
The body, being part of biology and nature, can be
s•tudied scientifically. And by science I mean the quantitative study of repeatable and repeated, hence statistical,
phenomena involving relatively few variables and minimal
participation of the observer in the observed process-an

objective study validated by the eventual ability to predict
the outcome of the events under study with a high degree
of accuracy and probability. Such studies can be made of
the body and if, for instance, a person complaining of
lethargy and aversion to cold weather should be found to
have an abnormally low blood-level of thyroid hormone,
then it can be predicted with a high degree of certainty
that he will feel much better shortly after the institution
o.f thyroid replacement therapy.
Some aspects of the psyche can also be studied scientifically, and to this end psychological tests have been designed.
Such tests can, for instance, differentiate with a high
degree of reliability between phenomena which may
resemble each other but are essentially different, such as
depression and organic brain pathology. But they do not
measure the soul, and by and large are of little help in
the treatment of the soul.
For in the treatment of the soul, we deal altogether
with phenomena which are neither quantifiable nor repeatable: you cannot quantify how much you are in love,
nor is any friendship or any grief ever identical to any
other. Every personality is quite unique, of every self it
can be said that it has never existed before, nor wiH ever
exist again. Hence predictability is minimal; in the absence
of reliable objective criteria an objective approach is impossible, and so the involvement of the therapist"observer
is personal, intense, and quite inevitable.
Am I then saying that psychotherapy is not a science?
Quite so. But then-what is it?
It is an art, much like painting, and it is learned and
practiced much the same way. The psychotherapist, just
like the painter, cannot learn from a book-he can only
learn from the example of a master; and he must spend
many years studying the basic rules of the art, the craf.t
underlying the art, as his master or his masters practice
it. He must be able to copy the master, and he must even"
tually differentiate himself from the master, in order .to
make the best possible use of his tools and his medium
which, for the therapist, consist of his own personality.
It follows that no good ·therapist functions exactly like
any other, and therapies, by different therapists, even with
the same pa-tient, do not resemble each other any more
than two paintings of the same object, done by two different masters. In therapy as in painting there are schools of
thought and of style, but here as there a good artist will
never be totally defined by the school to which he belongs,
and will leave his own characteristic signature on his work.
There are, of course, important differences between
painting and therapy. Thus painting can give the illusion
of three dimensions, but it cannot portray the passage of
time; whereas in therapy it is precisely the phenomena
of growth and change which are most important, so that
in this regard therapy is more akin to the study of history.
History is, after all, no science either, but must place its
pride in the collection of facts which can never be complete, and in their most meaningful selection and interp;:e-

3

�The College
tation-knowing full well .that the facts can also be selected and ordered in other ways, and that other interpretations may be equally valid. But as compared with history,
therapy has a distinct advantage in that it can apply its
understanding, and establish fairly rapidly whether a
given interpretation of historical facts is relevant in the
sense that it brings about a change in the patient.
Lest all this sound too theoretical, let me give you an
example:
Some time ago a man in his thirties came to my office
in great distress: he was a physician with a thriving prac·
tice, a lovely wife and three bright and healthy children.
He should have been happy, as happy as any man could
expect to be. But his entire existence was threatened and
possibly doomed by a series of extramarital affairs he had
got into he did not know how-affairs he did not seek but
apparently could not prevent. They had gone on for years,
but lately his wife had found out, and she was now threatening divorce. The good doctor felt that his entire world
was about to crumble. Clearly, he could not undo the
past, but whether the future would be happy or miserable
would depend on whether he could suppress what he
considered his "inordinate sexual appetite."
So we studied his past, patiently and in detail, much as
a portrait painter studies not just the appearance, but the
personality of his subject. And in time the relevant facts
began to stand out from the total pattern of his life:
He had no conscious memory of his father, a travelling
man who had died in an accident when my patient was
only five years old. His mother told him how handsome
and strong the father had been, that she had worshipped
him even though there had been many a fight. Following
his father's death, my patient lived alone with his mother,
but when he was ten years old she married a wealthy
man considerably older than herself. Her second husband
was a kind and gentle man and a good provider, but she
more or less overtly disliked and despised him, and the
boy never accepted him as a father. As he grew up, he
did well in his studies, was popular with his peers and
enjoyed the distinction of being voted "the most handsome boy in his high school." He had many girl friends,
all of whom he presented to his mother, and she received
them kindly; only when, in his last year of college, he
introduced to her his future wife, did mother tum cold.
She did not come to his wedding. During the next several
years he enjoyed an almost ideal marriage, but suffered
from the estrangement with his mother. When he visited
her, she was scornful, and often used a vulgar term which
stung his soul: she said he was (excuse me) -"pussywhipped" -meaning, of course, that he was too subservient
•to his wife, that he was not acting like a real be-man.
One day, as he came to his mother's house, he found
there an old girl friend of his. She had been married but
was now divorced, and he understood immediately that
his mother had invited her in order that he might meet
her once again. He felt that his mother was challenging

4

him to make use of an evident sexual opportunity, and
when s'he pointedly left the two of them alone in her
house, he did so. He did not continue to see that particular girl, but the episode seemed to be the starter for all
the escapades which followed. In each instance the encounters were sudden and brief, and each time he thought
he only did what any red-blooded be-man would naturally
do; yet he was also dimly aware that he did not really
enjoy himself, but felt somehow compelled to act as he
did. Following each such encounter he left as fast as he
could and practically fled home to his wife, much in need
of consolation for a distress he of course could not explain
to her. Finally, and for the first time, it happened that he
felt the stirrings of love for one of the girls he slept with.
This frightened him so badly that on the following night,
having had much to drink, he told his wife all a·bout it.
Her explosive reaction brought him to my office.
As I have said, the relevant facts emerged only gradually,
but once they were, so to speak, out on the table, like so
many pieces of a jigsaw puzzle, he himself had little
trouble putting them together. It became clear that his
mother-and, incidentally, his grandmother, too-had
liked their men, as they say South of the Border: muy
macho. Mother's father had already been a man of violent
virility and many conquests; she had adored him, and
later chose for herself a similar husband-whom she
equally adored, though she quarrelled with him viciously
when she was sick with jealousy. His death, it turned out,
was not exactly an accident, but involved a fight with an
outraged husband. After that, my patient's mother, having earlier replaced her idolized father with her husband,
now set out to replace her husband with her son. The
boy did in fact come to resemble his father to such an
extent that snapshots taken of them at comparable ages
could hardly be told apart; and in due course he began
to live up to his mother's expectations of machismo.
But since history never really repeats itself, he was not
truly like his father: he was much smarter, more capable
and more ambitious; and above all he had a need, not for
philandering, but for a close and lasting relationship.
There were only two women who ever mattered to him:
his mother, and his wife. He wanted to make both of
them happy, but unfortunately their needs were incompatible.
He now understood why he had always experienced his
infidelities as a compulsion, meaning: as a force acting
from within, but alien to the self. He realized that the
alien will had been the will of his mother, whom he was
trying •to please, whose scorn he was trying to disarm.
Once this was clear, he could recognize his infidelity as
arising not from sexual desire but from a conflict of loyalties between mother and wife; and having posed the
dilemma in this fashion, he had no difficulty resolving it.
He had, after all, once before consciously decided for his
wife. I am glad to report that the supposed temptations
have vanished, and that his marriage is, once again, as

�April, 1976
nearly ideal as anyone has a right to expect.
So in this manner, in this particular instance, was an

illness of the son!, a disturbance of loving, cured. I chose
the example at random, not because it is typical, but
because no example, and no number of examples, would
be typical. Typical is only the careful and patient study of
historical facts that can eventually be used to define a
particular self or a particular soul; and that, despite the
lack of scientific method, such a study can help to determine in what manner this particular soul is ill and what
needs to be done-by the patient himself-to restore it
to health.
But in stressing the uniqueness of each soul and of the
needs of each soul, am I saying that no general statements
as to this maHer can be made a:t all? Surely not. It is one
of the great paradoxes we live with that, no matter how
different we are, we are also in some ways highly similar.
To these similarities, as to the soul and its needs, I shall
now briefly address myself.
It is not good, the Lord said, that man should be alone.
And how is man not alone? Is it enough that there should
be other men and women around him? But one can be
terribly, howlingly alone in a crowd; and conversely, one
can feel quite securely related even when one is by oneself, provided only that one be engaged in some purpose
somehow transcending the self, provided one have some
function with regard to God or man. And because, as it
seems, we have been created-or have evolved-as social
animals, therefore a meaningful context for us is by and
large constituted by a group of fellows organized into
some kind of social order.
Whether we are considering a family, a tribe, a school,
a gang, a country, or whatever, we are defined, we define
ourselves, in terms of our belonging to that group, and
such definition is the more clear and the more helpful
the more we have a function in that particular social
matrix. In fact, and again regardless of whether our frame
of reference be something as small as the family or as
large as humanity as a whole, our entire sense of meaning
is derived from the role we play, the services we render in
that context. And so, if the soul is that within us that
needs to reach out to something beyond ourselves, then it
is also that aspect of our awareness that demands and
furnishes a sense of meaning; or that, conversely, if we
permit our life to be meaningless, precipitates us into the
most painful sense of depression and gloom. It was the
merit of the existentialist philosophers to posit meaning as
a categorical imperative for the individual, and of Viktor
Frankl, with his logotherapy, to have introduced it as a
major parameter in psychotherapy.
The need to belong, the drive for integration into a
social context, used to be taken care of as a matter of
course. A boy or a girl born into a tiny aboriginal tribe
find their life's context ready defined for them: they are
of such a people who have such a name, and they walk in
the footsteps of father or mother or of the teachers of their

chosen occupation, and all their actions from childhood
to grave are prescribed for them by precedent, and derive
their meaning precisely from the more or less ritualistic
re-enactment of precedent.
Only yesterday the family was still, for better or worse,
the primary base of operations, the primary reference
point and purpose; only yesterday, patriotism was an uncontested ideal, and to live and die for the fatherland was
sweet; and similarly, one could belong to a well-defined
class with its own pride and ambition, its own grievances
and struggles.
Today we are not so lucky. Today, sociologists can argue
whether classes still exist, and how they are to be defined;
countries are more numerous than ever before, but the
usefulness of patriotism is everywhere in question. Governments can be trusted less than ever, wars are unjust,

presidents turn out to be petty criminals. And the family
is in disarray or possibly dissolution.
Well, it may help a little to read that Plato, Tacitus,
Seneca all said as much about their own times, and that
there was hardly a period in history when Cicero's "0
tempora, o mores/" would not have applied. However, it
is probably true that certain needs of the soul are today
in particular danger of not being met, are particularly
difficult to meet. What are they?
They go by a number of designations which-and that
is already important and indicative of something-today
sound old fashioned.* l discuss them almost apvlogetically.
For instance:

If one is to be a member of an order of any kind, one
needs to know one's exact place in that order, one needs to
know and be able to say where one fits in. This is, in the
first instance, achieved through what one does; but within
each occupational category it is broug'ht about through
some kind of ranking. Such ranking may be tacit and
purely functional, or it may be explicit, official, and manifested through titles. But whether we are talking of the
Mafia, or of a business corporation, or of academic research

or whatever: as members, we need a place in the hierarchy
just as surely as a chicken in the barnyard needs a place
in the pecking order; and if we are denied such a clear
place-and experimentally even armies have at times tried
to get along without rank or hierarchy-then we feel
insecure and restless until, as inevitably as t-he sun rises,

leaders and followers emerge, and lieutenants to leaders,
and messengers for the lieutenants-and in no time the
hierarchy is re-established after all. And from this need
for hierarchy, which prevails even in such emphatically
anarchic assemblies as the modern communes, derive some

further needs:

* In the fo11owing I am leaning heavily on Simone Weil' s essay
"The Needs of the Soul," in the book: The Need for Roots (Harper
Colophone ed. 1971), She was not a psychiatrist, but she understood
a great deal.

5

�The College
The first of these, though clearly implied in the need
for hierarchy, is the need for obedience. Any administrator
in whatever organization will of course consider as selfevident that command and obedience are two sides of the
same coin, and that all positions on the hierarchical ladder
comprise both functions; even the top man must be able
to be obedient, namely to the laws and ideals of his organization; even the bottom man has to be able to command,
namely himself, to carry out his assigned duties. On this
basis we could consider obedience more of a necessary
evil than a need of the soul, but a need it is, and becomes
apparent particularly during times of acute threat to an
established order, during times of such disorder that an
established hierarchy is seen as about to fail.
I have rather vivid memories of such a time, and perhaps
you will permit me to remind you of it, for it is really
not all that long ago. I grew up in Vienna, in the twenties
and thirties; and those, in Austria, were years of revolution and more or less open civil war, of much confusion

and unrest and marching back and forth. There were still
many survivors of the days of the Austro-Hungarian monarchy, and one of them was my professor of Greek, a giant
of a man with a white mane and Jovian features who
would pound the desk with his huge, pink, manicured
hand and shout at us in glee the words of Odysseus:
Ouk agaton polykoiranie, heis koiranos esto
Heis basileus ... (Iliad, II, 204)
No good is the rule of many, one should be ruler, one
king ... and we smiled indulgently-for he was a lesser
aristocrat, a Freiherr von .. ."-and so we could understand, though of course not share, his yearning for a return
of some Habsburg to the no longer existing throne. His
41

ravings were innocuous. But at that very same time, in

Italy and Germany, things were happening nobody should
have smiled at: In Italy, they said "Mussolini ha siempre
ragione" -Mussolini is always right; and they chanted, in
delirious unison, the fascist slogan: "Credere, obbedire,

combattere!" -believe, obey, fight! They loved to obey,
but not half so much as the Germans, who at that time
were screaming "Ein Volk, ein Reich, ein Fuehrer/"one people, one country, one leader! And: "Fuehrer befiel,
wir folgen Dir"-Leader command, we follow you, we
obey you! And it was, in Italy as in Germany, not the
few, it was the vast majority of the population that, from
fear of disorder, joined in a veritable orgy of obedience.
Will Durant said somewhere: When freedom destroys
order, the need for order will destroy freedom. That is of
course exactly what did happen in those countries then,
as well as in Russia, and it has since happened in China,
and has and will happen in many other countries, and
could happen here. Granted, there are other important
issues also involved, the need for food and physical security prime among them; but the need for obedience
becomes manifest when it is denied, and by the deep
satisfaction, the -occasionally delirious joy expressed when
it is once again met. It cannot be ignored, or starved,

6

except at grave risk.
I have discussed the need for obedience as a need of
the soul, but in the secular realm. In the spiritual realm
it has never been ignored: obedience to the will of God,
or obedience to some spiritual discipline, has at all times
and in all religions been experienced not only as profoundly comforting, but as a state of happiness transcending all
others.
But obedience must not be equated with submission.
Obedience is not a passive, but an active mode, and as
such implies a further need of the soul, namely: responsibility. One is not only spoken to, but one answers, one
responds, and how one responds, how one is responsible,
is a matter of personal skill and experience and willpower
and judgment, hence a manifestation of individual freedom. What I described as obedience above, in the con·
text of totalitarian regimes, was no doubt in part submissiveness; whereas obedience properly speaking is, as
Paul Tillich phrased it: "an informed consent limited by
the scrutiny of a vigilant conscience." Hence voluntary,
as contrasted to forced, obedience includes the possibility,
and occasionally the duty, to disobedience. As you no
doubt recall, this became an excruciating issue most recently during the Vietnam war, when the conscience of
many a good man forbade him obedience to the orders of
his own government.
To respond to an order, or an assignment, or to any-

thing we accept as a challenge, in terms of our own conscience- this is exercising responsibility, and it is a need
of the soul; wherefore those conditions of life which
minimize or eliminate responsibility-such as childhood,
slavery, or the status of a disenfranchized minority-are
considered inferior and, in the adult, degrading to the
point of being insufferable. In a revolution-whether this
be by a people against a tryant, or by a youngster against
his parents-the primary goal is always to throw off the
yoke of oppression; it is not always kept in mind or even
considered that the secondary but ultimately more i\n.
portant task lies in the free assumption of the responsibili·
ies of freedom. Yet nnless the second goal is achieved,
victory is transient and can only lead to renewed oppresSIOn.

The exercise of responsibility, in turn, must be usefnl
to the community, and thereby acquires its meaning. How
much the son! needs to feel useful is clearly apparent in
the case of the unemployed, or the retired: who, in favor·
able cases, may be receiving sufficient funds to have an
assured livelihood, but who nevertheless are constantly
endangered by that grave sickness of the soul which is
called depression. And though their numbers are less, it is
worth mentioning that the idle rich suffer from the same
predicament, and are equally demoralized thereby; wherefore alcoholism is as much of a problem in the great
mansions as in the slums.

But further: because the soul is rarely self-assured, it is
not content to be responsibly and usefully employed, it

�April, 1976
also wishes to be recognized in that capacity. So that
rewards and honors and respect are needs of the soul as
well as, conversely, punishment; and as to the meting out
of honors and of punishment, it is a need of the soul that
this should be done with ;ustice. Ami again, such need
becomes most clearly apparent where it is not met, as
when a minority of people are excluded from the honors
available in the community as a whole; or wherever
authority is exercised without regard to justice. For this
leads, in the deprived, to bitterness and hate; and in the
privileged, to arrogance and irresponsibility: all of which
are sicknesses of the soul that cannot fail but infect the
whole order and eventually destroy it.
And this brings us to another group of needs, which
are antithetical to the first, and in balance with them.
For while the soul needs to belong to an order, it must at
the same time safeguard itself as itself, lest it dissolve in
the community to the point of becoming a non-entity.
The self which gives unhesitating, uncritical consent to
the group has thereby abdicated responsibility, it no longer
functions as a complete or whole self, it has lost its completeness, its integrity.
We can, if we must, lose one or several parts of our
body, and still be ourselves; and in that sense physical
integrity is peripheral to our being. But if we lose moral
integrity we are sick in the soul, and we know it and
suffer from it to such an extent that few of our psychic
efforts are as frantic as those attempting to conceal our
lack of integrity from ourselves. And yet these efforts
never succeed altogether; and to the extent to which we
must acknowledge lack of integrity we know ourselves .to
be sick at the core of our being.
It is because of the need for integrity that we need
freedom: not only freedom to decide on consent or dissent; but freedom from the constant presence and pressure
of the community, so that we can think quietly, and consider our decisions, and maintain a feeling of our selves
as over against the group. It is, therefore, a need of the
soul to have privacy, or, in a modern term: territory. The
soul needs its own territory, both literally and figuratively:
a "space" of its own-whether that be a room with a door
that closes, or a walk through the woods, or just a few
moments before falling asleep: but at any rate a space of
silence, unintruded, when the soul can converse with
itself. And again, the need becomes most clearly manifest
where it is not met: as, for instance, under conditions of
inevitable crowding, as in a slum, or in a jail. It has been
said by survivors of concentration camps who had been
exposed to all the horrors the mind of man can invent,
that the total lack of privacy, even for one second of the
day, constituted one of their most acute sufferings, a pain
so severe that it was like a toothache in the soul. And so
we can say that the soul needs to belong, and to be apart,
and that the proper balance of these needs, while difficult,
will be most conducive to its health.
Now all the needs I have discussed so far are, in a sense,

horizontal: they are the needs, at any given moment, with
regard to the human environment surrounding the self.
There are needs in other dimensions, of which you are
well aware: the spiritual need to have some form of
relatedness to God, or to the world as a whole; the need
for tradition, for a rootedness in the history and mythology
and in the customs of the group to which we belong, a
rootedness that goes back in time and makes us participants and inheritors of something of value. In this regard
we have a special problem in the United States, in that
so many of the immigrants either lost or intentionally
rejected the traditions of the "old country." The result
of this loss, with its attending unsettledness, is usually
felt two or three generations later, when there emerges
in now true-blue Americans an apparently spontaneous
itch to learn more about their countries of ancestry, to
visit them if possible, to see if kinship can still be felt.
Or else there appears an effort to construct new traditions,
an emphasis on anything which has acquired a bit of
duration and history, as exemplified by the growing profusion of antique stores or even by the only half-;ocular
advertising that may say: "Serving hamburgers in this
location since 1973." In a more serious vein, we see the
recent emphasis on Black history, the sudden interest
among totally americanized Orientals for Chinese art. The
soul, indeed, needs to be cminected, not just in the horizontal now, but also in the depths of the past, and in the
heights of the spirit.
But I am to talk, not as a philosopher, but as a clinician.
And so it is high time that I begin to discuss, not just
the needs, but the illnesses of the soul, and their symptoms, and how I encounter them. And there, looking over
all the patients I have seen during the last twenty years,
I can say that most of them have this in common: that,
with regard to some specifics or on the whole, they think
little of themselves: they have low self-esteem. And that,
to one degree or another, they suffer from depression or
anxiety or, sometimes, from both.

Now you have all read in books of psychology, and are
aware of the effects of childhood traumata, and the complicated structure of the mind, and the intricate workings
of psychodynamic forces, and the amazing mechanisms of
symptom-formation; and all of that, or much of it at any
rate, is quite true and of great importance for the psychotherapist. But with regard to depression and anxiety,
which are .the two basic symptoms of the ailing soul, there
is a simple and highly useful generalization to be made,
namely: that they are the poles of the human existence,
that we quite normally fluctuate and oscillate between the
two, and can consider ourselves lucky if we never, to any
serious and harmful extent, fall into either.
Thetc is a memorable hexameter, well kuown to
students of Latin, which goes:
Incidis in Scyllam, cupiens vitare Charybdim
and it describes admirably the human predicament. The
Charybdis, as you recall, was a whirlpool in the straits of

7

�The College
Messina, and whosoever got too close to it was sucked
under and down into the nether darkness, ship and all;
whereas the Scylla was a fearful, six-headed monster,
capable of grabbing a sailor with each of its dragon-mouths
at one bite. It was between these two that seafarers had
to sail their ships through the straits, and they were likely
to fall into the clutches of the one while trying to avoid
the other. When Odysseus was about to attempt this
venture, Kirke the sorceress advised him of the danger,
counselling him to steer close to Scylla, the dragon, rather
than risk the sucking whirlpool.
And she was right: for the Scylla, that many-toothed,
many-headed monster, is a perfect allegory for anxiety and
fear; and Charybdis with its downward sweep into darkness as excellent an image of depression; and the seavoyage, finally, an ancient symbol for life itself. And what
the image conveys to us is this: that if we withdraw from
what is frightening, if we give in to anxiety, then we fall
into depression, a state of being experienced as being
dark and downward, utterly without hope or exit, leading
only to death; whereas, if we wish to emerge from depression, we have to face anxiety once again-a frightening
prospect but one offering a chance at the future, a chance
of survival, of success. This predicament can also be seen
in terms of the challenge-of most any challenge: accepting it involves fear and anxiety, backing off from it leads
to depression. The proposition holds regardless of whether
the challenge involves a physical danger, as in climbing a
mountain, or in battle; or a social danger, as in the taking
of an examination; or a purely internal danger, as in

living up to-or failing to live up to-a promise given to
oneself. And so Kirke was right, and is right to this day:
given the existential choice between depression and
anxiety, the only viable decision is to risk the latter.
But perhaps it is high time for me to give you another
clinical illustration.
Alright. I am choosing, again more or less at random, a
man in his thirties who came to me in a state of deep
despondency and self-contempt. He was an officer in a
corporation, highly skilled in his work, though not as high
in rank as he felt he should be. In his personal life he
described himself as materially comfortable, but socially
isolated and friendless. After some weeks of therapy he
presented the following dream:
41

1 am in a railway station, in a waiting room

marked: departure. My father is giving me numerous pieces of baggage, I don't know how I
am going to take them all. Then it starts raining, and I hold my umbrella over a girl walking
by-I experience this gesture as hypocritical."
Through his associations to this dream the following
emerges: His father, a highly irascible, opinionated, bigoted autocrat had, until a few years ago, run his life. He had
indeed at times given him presents, such as large sums of
money, but always insisted on telling him what to do with
them. My patient had increasingly experienced these gifts

8

as burdens. In the last discussion with his father matters
involving property had again come up, but this time in
the context of an eventual inheritance: what my patient
could expect to receive once his father had departed this
world, an event for which he would surely not have to
wait very much longer. The waiting room marked "departure" thus acquired a double meaning-on the one hand
the awaited departure of the father, on the other hand
the life-journey of my patient, a journey on which he
would have to take along baggage given him by his father
which he felt to be a burden. But the full meaning of the
dream emerged from the last element: holding an umbrella over a girl was the sort of thing his father would
expect of him, it was part of the code of chivalry his
father lived by and which he had impressed on his son.
But the hypocrisy lay in this, that my patient was in no
way interested in girls, but had a lifelong awareness of
purely homosexual interests. The chivalrous behavior
toward the girl was, in other words, one of the pieces of
baggage the father was bequeathing to him and which
was only a burden because, given his sexual inclination,

it was hypocritical. This opened the way to the recognition of other pieces of "baggage" my patient had inherited
from his father and taken along through life, and which
were only burdensome to him: a snobbish elitism which
made everyone he worked with-meaning: everyone he
knew in our town-socially ineligible for him; an awe of
powerful personalities such as his father, which made him
live in dread of his superiors and curtailed his assertiveness,
thus explaining his lack of promotion; and such a distrust
of strangers, such a need to maintain a dignified front,
that he had suffered in silence and isolation for years
rather than risk consulting a psychotherapist. I then understood the deep blushes that would at times suffuse his
face as visible expressions of his intense shame at revealing himself to me.
You will recognize without difficulty to what degree,
in how many different ways, his soul was sick and suffering. He had been, not so much obedient, as submissive to
his father's values; he had lacked the courage for rebellion
and so, conformist in his conduct, he could neither participate in his father's social circle-where everybody kept
asking him when he would marry-nor in a homosexual
society, the members of which would automatically be
unacceptable to his father. Because he demanded a degree
of integrity of himself, he could not have any friends-for
he would not trust anyone with the truth of his feeling,
and in that sense would have to deceive them. As a consequence, he not only lived in total social isolation but,
in time, convinced himself that he was truly incapable of
loving. Professionally, though he had status in a hierarchy
and responsibility, he had no honors, and he perceived
the punishment meted out to him-the lack of promotion
-to be unjust. He fell into ever deepening despair, and it
was this despair itself, when he felt that nothing could
be worse, which finally gave him the courage to consult

�April, 1976
someone like myself.
But before I say a word or two about the principles of
therapy with a man such as this, I should like to present
to you the case of a much younger fellow, as it may interest you more immediately:
This patient, in his early twenties, came to me in a state
of depression so profound he could hardly speak; he did
indicate that he felt life to be totally meaningless, that
he only wished to be dead. He did not have the slightest
expectation that I could help him, he came because his
parents wished him to, he himself had no hope whatever.
The history which emerged in time was this:
He had been an exemplary student in grammar. and
junior high school, popular with his fellows, a leader in
every way. His parents had been proud of him: they were
gentle and intelligent people whose main endeavor was to
offer him every possible opportunity and not to stand in
his way. They themselves were politically active, but
though they were deeply involved in the social issues and
causes of the day, they carefully refrained from pushing
their values on him.
His trouble started in high school: without apparent
cause he became withdrawn, his grades suffered, he lost
interest even in mathematics and music, his best subjects.
In his senior year he felt that he was wasting time and
left school before graduation. He travelled to Europe,
hoping to live by his own efforts, but the project was ill
prepared and pursued without conviction, so that he soon
had to return horne. During the following years, obedient
to expectations, he attended a number of colleges, majoring this time in religion; but he only went through the
motions, remaining shut off from reality, he said, as if by
a pane of frosted glass. On two occasions he had required
psychiatric hospitalization. By the time he came to see
me he was halfheartedly trying for a bachelor's degree at a
local college-a goal which to him had no meaning whatever. Nothing he could do, he said, would ever be sufficient.
Sufficient for what? For whom?
This took some time to dig out. At long last he said:
sufficient to meet the expectations of his parents.
But they had never voiced any expectations?
True enough. Yet by virtue of the very fact that they
had always refrained from verbalizing demands-and because, in order not to influence him, they had neither
scolded nor praised-it was left up to him to imagine
what they wanted. He wished to be obedient to their
demands, whatever they were; and out of their evident
admiration for his scholastic brilliance, together with their
persistent, though ineffectual, devotion to the betterment
of mankind, he had synthesized his notion of what they
really wanted of him: they wanted no less than that he
save the world!
He was deeply ashamed to admit it-yet that was what
he felt to be his assigned task. And of course, he knew himself totally inadequate to it, he did not have the faintest

notion how to begin and so he, for whom everything difficult had been easy, was suddenly face to face with the
impossible. His reaction was to drop out, not just from
the framework of society but, off and on, from reality
itself. When he returned, he sought answers in the study
of religion, but whatever it was he learned still failed to
make him into the messiah he expected himself to be, and
so he again abandoned all hope.
It is possible that you will think his reaction quite
absurd and exceptional; on the other hand you may know
that we all start out in life with the secret conviction that
we are all-powerful, a conviction we surrender bit by bit
under the pressure of life-experiences-until there is usually nothing left of it but a few scattered remnants of
magical thinking. It is therefore not rare for a child who
is both spoilt and very gifted to carry his "omnipotence
phantasies" into adolescence, and to have correspondingly
high expectations of himself. 1bey are bound to confront
him with overwhelming tasks, and you are probably well
familiar with the feeling of utter helplessness which an
overwhelming challenge can generate.
In this context you may remember prince Hamlet's
complaint:
The time is out of joint: 0 cursed spite
That ever I was born to set it right!
That seems to be the plaint of many young people todayas indeed it has been many times in history. What makes
it excruciating in our time is the fact that all the remedies
which but yesterday one could look to with great hope
and faith-the dazzlingly successful exact sciences, the
promising social sciences, the inspiring fervor of various

political ideologies-all these, in their recent application,
only seem to have lifted our time out of joint more than
ever, and there is at the moment no clear remedy that
could be adopted by any but the most fanatical believers.
And so the feeling of my young patient: that something
must urgently be done to save the world, but that there
is no apparent way of doing it-this feeling is today quite
common. Among students it often takes the form of an
inability: what can be done, it seems, has already been
done or is being done by someone, and it is futile; whereas
what needs to be done cannot be done at all. So they do
not see how they can achieve integration into the social
matrix, how their lives can ever acquire meaning; and

according to their character they either, like my patient,
get depressed, or they attempt to cover up their anxiety
with all kinds of frantic activities-in which case, if they
ever stop to reflect, they are haunted by the awareness of
wasting time.
So-what can be done about it? Or, in terms of my title:
how does one cure a soul?
The way I see it, there are two steps involved: the first
is understanding, and the second is doing.
The understanding is none other than the Delphic
gnoti seauton-know thyself. It is still the basis of all our
wisdom, and it is still as hard to come by as ever, and at

9

�The College
best a partial achievement. But even a little bit helps:
In the case of the homosexual executive, knowing that
he had permitted himself to be guided by values of his
father's which did not properly apply to him suggested
for the first time the possibility of some alternate code of
conduct more compatible with his needs. In the case of
the student his formulation: "I must save the world," once
made explicit and spoken out loud, became so clearly
absurd that it could be abandoned; he could content himself with a more realistic and still most worthy goal, such
as a return to higher mathematics.
In this and in many similar ways an awareness of how
one is blocked opens up the possibility for new actions;
but do not think that it is easy to move from insight to
change!
The old patterns of perceiving the world and of acting
in it, though flagrantly unsuccessful, die hard. They came
about in the first place both in response to fears and
anxieties and as defenses against them. An obviously self.
defeating behavior pattern may yet, to the individual, be
like a strong fortress the shelter of which he is loth to
forego. Thus the young executive, though suffering bitterly
from his isolation, was fully aware that this same isolation
protected him from the emotional hurt that could come
with relationships; and the student, in the very misery of
his meaninglessness, was protected from the possible defeats his brilliance might suffer in the actual confrontation
with a specific challenge. And so each of them was reluc·
tant to forego the very sickness for which they sought a
cure! Otherwise put: in emerging from the Charybdisdepression-they had to face the Scylla-fear. And that
takes courage.
Now courage, to my mind, is the most basic human
virtue. And while, as a therapist, I can help my patients
to gain understanding, I cannot give them courage. I can
help to dispel some fears, I can assist in the analysis of
some anxieties-but precisely if therapy goes well there
comes inevitably the moment when the patient, determined on a change in his accustomed behavior, needs
courage-and the courage must be his own.
So it comes that most patients, having seen what they
should do, begin to stall; and perhaps I can illustrate this
best with another dream, this one told me by a girlstudent of psychology who was my patient-in part because her training required it and in part to relieve certain
bothersome symptoms. The dream she related was the
following:
"I am in the basement of my family's home.
With me are a young man and a young woman
about my age. We know that there are antiques,
probably Assyrian, in the bricks of the chimney.
We decide to break them out and indeed, each
brick contains a silver disk, inscribed and of antique origin. We assemble these disks into a
mobile a Ia Calder. It is dazzlingly beautiful, but
I now become aware that we are being mesmer-

10

ized by the mobile, and unless we escape rapidly,
we shall never get out. The three of us hold
hands, and with supreme effort we manage to
emerge from the basement. I go to my father
and say: I just barely managed to get out."
You will surely see through some of this dream right
away. The image of psychoanalysis as a form of archeology
is an old one and has frequently been used by Freud-as
my patient well knew. Even so, her particular version of
the metaphor is exceptionally enticing, and fits the often
amazing results of our research into her and her family's
past. But it also conveys that the construction of shiny
psychodynamic formulations out of the facts and memories she had unearthed had become for her a game she
much preferred to reality: it had become a rewarding
pastime, like playing the piano or going for a contemplative walk through the woods. By comparison, the reality
about to confront her-a career as a clinical psychologistseemed to her a bit awesome: it would not only involve
seeing patients all day long, but perhaps the simultaneous
attempt at being a wife and mother. As the dream indicates, it took a real effort to give up the underground
research-game and to force herself up into the light of day
-into that daylight where for her psychology would
become real work. In the dream she told her father: "I
just barely managed to get out." In reality she told me:
"I hate to leave therapy, but I must," and a few weeks
later she did so. It was like a graduation ceremony for her,
like a rite of passage: from the shelter of childhood, of
school, of therapy, into "life."
So courage is needed if the soul is to receive that which
it needs to be healthy, namely: a meaningful position in
the fabric of human involvement; and the examples I
have given, of four people each trying to find his or her
own particular way of life, illustrate the point. But while
courage is needed to enter the social matrix and to maintain oneself there with integrity, an even greater courage
may be required at the point where one has to face the
loss of, the expulsion from, the accustomed context.
In the last analysis, behind all fear and all anxiety there
stand two great terrors: loss of sanity and loss of life.
Anxiety always suggests the possible loss of control,
threatens blind rage or blind panic, threatens madness. It
is one of ·the great functions of the therapist to teach that
anxiety is not harmful in and of itself, that one can and
must learn to live with it and to proceed in the face of it,
and that, the less one fears anxiety, the less anxious one
will be. But anxiety is inevitable when an important context is ruptured: in case of severe illness, or the loss of a
job; when a marriage comes to an end, or a career, or the

life of someone who is close; when the end of one's own
life comes into view. It is not surprising that retirement
is dangerous, and sometimes fatal; nor that there develops
frequently a passion for history in old age, or a resurgence
of religious feeling. For the definitive withdrawal from
one's life-context, which in other times and cultures was

�April, 1976
given its own distinguished meaning and dignity, in our
culture confronts the self with serious doubts: whether
there will ever again be anything truly worthwhile; and
whether, in retrospect, the life one has led was worth
living. Both past and future are thrown into question just
at the point where the horizontal relatedness has to be
surrendered. The fear of meaninglessness tends to become
acute precisely in the imminence of death: when I die,
will I even be missed? Retired men cling to a few hours a
week at the office; old women become anxiously concerned
for their great-grandchildren; sick people make a ritual
out of their medications and treatments and doctor's
visits. The soul seeks a context-any context-anything but
to face the possibility of an ultimate lack of context:
Animula vagula, blandula
Hospes, comesque corporis
Quae nunc abibis in loca
Pallidula, rigida, nudula;
Nee ut soles, dabis jocos ...
(Spartianus, Hadrian 25,
Script. Hist. Augustae)
Or, in Byron's translation:

Ah, gentle, fleeting, wavering sprite
Friend and associate of this clay!
To what unknown region born
Wilt thou now wing thy distant flight?
No more with wanted humour gay
But pallid, cheerless and forlorn ...
Not even Emperor Hadrian, though a great and philosophical man, could face death without a shudder-why
expect it of us lesser ones? The task of curing the soul of
fear and trembling in the aspect of death is one of the

hardest for the therapist, because more than any other it
arouses his own fear. And yet, even the patient with a
terminal cancer can still be comforted: perhaps best, and
most traditionally, by the priest; but in our age when,
it is said, God is dead, the psychotherapist has his function even there, at the deathbed: he can allay the panic
that, in despair, wants to rub out the value of the past,
of the lived life; and can remind the patient, at the hand
of his own memories, that he has not lived in vain. And
he can remind the trembling soul that, even if it is to
vanish altogether, like a dream-even then this too can
and must be accepted as part of the great order of things,
of the self-same order of nature and of the universe which
granted the soul its fleeting instant of being.
Well then: Considering that, as I pointed out initially, I did not know what I was talking about, I did
manage to talk for quite a while. And now that I have
started, I could easily go on-but rest easy, I won't, I have
tired your attention quite long enough. But as to the soul,
and the curing of the soul, I find myself, thanks to your
dean, in the self-same happy situation as Moliere's Bourgeois Gentilhomme who, as you recall, being tutored in
order to overcome his abysmal lack of erudition, discovered
to his surprise and delight that, quite unwittingly, he had
been speaking prose all his life!
TI1is is the text of a lecture given at St. John's, Annapolis, on 31
October 1975. Dr. Lederer is a psychiatrist who practices and teaches
in the San Francisco area. His publications in print include Dragons,

Delinquents, and Destiny (Monograph 15 of Psychological Issues, International Universities Press, Inc., New York, 1964), and The Fear
of Women (Harcourt Brace Jovanovich, Inc., New York, 1968).

ll

�The College

Excerpts From The History
Of The Desert Fathers
Introduced and Translated
by Brother Robert Smith

To T.M.Q.: e silice ignis.

practise a life of prayer and asceticism. Thousands more
who did not follow them admired and were influenced by

The History of the Desert Fathers by Palladius is one
of tl1e principal sources of our knowledge about early
Christian monasticism. Palladius has been called the
Herodotus of the desert monks. He deserves this title
because he made journeys to the remote places where
these ascetics lived, spent a long time with them, and
wrote an account of what he saw. He also, like Herodotus,
recorded not only all that he saw and could vouch for
personally, but also what he had heard from other sources.
After his years in the desert, Palladius became a bishop
and was involved in the ecclesiastical and civil politics of
his time. The book from which these lives are taken was
written about 420 A.D. It is dedicated to a court official
named Lausus, who had the title of Superintendent of the
Imperial Apartments. Anyone who held that position con&gt;
trolled access to the emperor. In dedicating his book to
him, Palladius is conscious of addressing someone of great
influence. For example, a few years later a successor of
Lausus was a determining influence in the convocation of
the ecumenical Council of Ephesus. This Council settled
questions of lasting importance for the church and the
empire. It is mainly remembered for having decided tl1at
Our Lady is the Mother of God.
There were particular reasons for political concern about
monks at the time Palladius' book was written. Monks had
great significance in the minds of many citizens of the
Empire. The earliest monks, starting with St. Anthony,
had captured the imaginations of thousand of men and
women who, for at least three generations, had been following St. Anthony's example in going off to the desert to

monastic example. On some occasions, monks intervened
directly in political matters by appearing several thousands
strong to demonstrate in the streets of Alexandria.
Palladius, in writing a book about these dwellers in the
desert, was telling stories, some familiar and some probably
new, about popular figures whom everyone had heard
about. But he had a very particular reason for writing such
a book when he did.
His own hero and teacher is a man named Evagrius. He
is important because he collected and synthesized the opin·
ions about the spiritual life and the experiences of the
famous monks. Many of these men were illiterate ;or
opposed to learning and to writing books. One main
source of our knowledge about their opinions are the writ·
ings of Evagrius and of others who, like Palladius, had
become his disciples.
If this were the whole story, Palladius would be merely
the witness to a famous and widely admired tradition of
the early centuries of the church. But Evagrius, besides
being the collator of the experienced wisdom of the desert
monks, was also a proponent of a set of opinions, usually
connected with Origen. They are of a special and quite
heterodox character. Holders of these opinions were being
prosecuted by church authorities at the time when Palladius' work appeared. A book that inserts lives of these
suspected men amongst the biographies of the widely
admired heroes of orthodox monasticism, and by implica·
tion equates one group with the other, .has by its nature
political implications.
The doctrines that Evagrius taught, and which were

12

�April, 1976
later condemned by a church council, include the view
that each man's soul exists before this life. Its present
association with the body is the result of a fall from a
primal unity with other souls, all of whom saw God and
were occupied uniquely with him. Through inattention
they fell off from this knowledge. These fallen souls are
now either angels, men, or demons, depending on their
degrees of remoteness from their original condition.
The return to God, the vision of God, is possible to
all. Bodies are given for that purpose. Knowledge obtained
with the help of the senses contains hints of what lies
behind nature and is a beginning of our climb back.
Prayer and meditation on the Scriptures are other and
more important means. What is essential is to separate
oneself completely from all ordinary human concernsfamily, politics, earning more than a bare living-so that
one may pass one's time in solitary prayer, meditation, and

manual labor. When one tries to do this, one will be
assailed by thoughts, that is, memories, which will incite
one to turn away from the austere path one has chosen.
These thoughts are catalogued by Evagrius in a book
that has had great influence. The seven ledges of Dante's
Purgatory derive from it, for instance. For Evagrius they
are dangers that threaten our return to our natural position
of sharing in a knowledge of the operations of the Holy
Trinity.
The Ascetics that Palladius tells us about are all at one
stage or another of this return journey. He first meets
Isidore, who weeps because he has to eat material food.
His true food is a sight of things far from this world. In
Palladius' account, Evagrius accuses of blasphemy the
man who tells him that his father is dead. A soul that
existed before this life and is temporarily in the body can
acknowledge no man as his father. Potamiaena's edging
herself inch by inch into heated oil is a triumphant assertion of how accidental the body is.
All these stories have the fascination that comes from
seeing people make stark choices. They take great risks for
goals they believe in but cannot clearly see. Some see
farther than others and so inspire those behind them.
Palladius tells of Macarius in a way which shows that he
served that role for many. None of his heroes or heroines
are trivial. All are marvellous and strange.

'

IsmoRE
My first visit to Alexandria was during the second consulate of the great emperor Theodosius (now dwelling
amongst the angels because of his faith in Christ).
I met there a man named Isidore who was remarkable
both in his practise and his knowledge.
He was a priest and the director of the hospice maintained by the church of Alexandria.
Rumor had it that his first youthful combats were
fought in the desert. Sometime later I saw the cell he had
occupied in the Nitrian mountains. He was seventy-five
years old when I first met him and he had fifteen more

years to live before death came peacefully to him.
Right up to that moment he refused to wear clothes
made of linen. The only exception was a covering for his
head. He never visited a public bath nor ate meat. Nevertheless his body was so marked by grace that those who
did not know his manner of life imagined that he ate
only the finest food.
It would take too long to describe the virtues of his
soul. Let it suffice to say that he was kindly and peaceable
to such an extent that all-even his enemies amongst the
unbelievers-revered the shadow of this extraordinarily
good man.
His understanding of Holy Scripture and of the divine
teaching was so profound that his thoughts often wandered
and left him silent and unaware of the brethren when they
were all assembled to share their evening meal. If they
asked him what he had seen in his ecstasy, his answer was:
"My thoughts carried me off. What I saw had hold of
me. "
I know from observing him that he often wept at table.
When asked about this he explained (in my hearing): "It
is a shame for a rational man to eat irrational food. Worse
still for me who am called by Christ's generosity to live
in a garden of delights."

Isidore went to Rome twice, once with bishop Athanasius and later with bishop Demetrius. All the Roman
Senators and the wives of many important men got to
know him while he was there.
When he died he left no will, even though he still had
some of his fortune and a quantity of useful belongings.
He left neither money nor goods to his two sisters (who
were consecrated Virgins), but he entrusted them to
Christ with these words, "He who created you will provide for you, just as He has for me." There were seventy
women in the community to which his sisters belonged.
I was young and vigorous at the time and wanted to
take up the life of a solitary, so I asked his advic·o. He
knew well how young colts should be trained and that
young men do not need words or instruction as much as
bodily discipline. So he took me to a lonely place five
miles from town.

13

�The College
DoRoTHEUS

He left me in the charge of an ascetic from Thebes
named Dorotheus. He had been living in a cave for sixty
years. My instructions were to spend three years with this
man. Isidore knew that his way of life was very austere
and would overcome my passions. After the three years
were up I was to return to Isidore for spiritual instruction.
I was too weak to stay the whole three years. Finally, I
left Dorotheus because the food he had me eat was
disgusting and exceedingly dry.
All day long in the desert sun he moved rocks and built
cells along the sea shore for those not strong enough to
build for themselves. Every year he completed another
cell.

f)

One day I said to him: "Father, you are an old man.
You are killing your body in this heat. Why?"
He answered, "It kills me; I kill it."
The truth is that he ate only six ounces of bread and
some ears of a millet-like grain each day. He drank a proportionally small amount of water.
I testify before God that I never knew him to rest his
feet or sleep on a mat or bed. Instead he sat up all night
weaving palm-leaf ropes to pay for the food he ate.
I thought he might be doing all this just to impress me,
so I asked about him of various of his disciples scattered
here and there. I was glad to learn that he had lived in
the same way from his youth on.
He never purposely went to sleep. He would fall asleep
sometimes while working at something or when he was
eating. Sometimes he was so sleepy that the bread fell out
of his hand and onto the mat. He was somewhat offended
and said, "When you persuade the angels to sleep, you
can convince their pupil also."
One day a little before three o'clock (his usual time for
drinking water) he sent me to the well to fill his drinking
gourd. When I got to the well I found an asp in it. I
stopped drawing water and ran -off to tell him. I said:

14

"Father, we are going to die. I saw an asp in the well."
First he smiled. Then he looked at me seriously, shook his
head and said: "Suppose the devils turn themselves into
snakes and turtles and then fall into all the springs in the
world. What will you do: give up drinking?"
He went to the well, drew some water, and drank it on
an empty stomach. Before doing this he said, "Where the
cross has just passed, evil has no power."
PoTAMIAENA

Isidore told me a story that I ought to write down. He
had heard it from blessed Anthony. It is the story of a
beautiful servant girl named Potamiaena, who lived at the
time of the persecutor Maximian.
Her master tried time and again to seduce her. He made
all sorts of promises without any result. At last he was so
frustrated that he turned her over to the imperial governor
of Alexandria on the grounds that she was a Christian. He
accused her also of speaking disparagingly of the times in
which they were living, and of the emperors for persecuting Christians.
He gave the governor money and said: "If she will let
me have her, don't punish her. If she won't, carry out the
law. Don't let her live if she keeps on mocking my
enslavement to her."
To break her spirit the judge had various instruments
of torture brought before the tribunal. One was a huge
basin filled with pitch. He ordered the attendants to light
a fire under it. When the pitch began to bubble and then
come close t-o catching on fire, he offered her a choice.
"Either you do what your master wants, or I will order
you to be thrown into the basin."
"I hope a judge is not going to ask me to destroy myself," she answered.
He was enraged and ordered the attendants to take off
her clothes and force her into the basin.

V"
'\

...

�April, 1976

Drawings by Anne Buchanan Crosby

"If you have decided to punish me that way, order them
by the head of the emperor of whom you 'are so afraid to
let me put myself in slowly. You don't know Christ, but
you'll see how much courage He gives."
It took her an hour to sink little by li~tle into the
pitch. She died when it reached her neck.
DIDYMUS

Many men and women in the church of Alexandria had
achieved perfection. They are part of the meek who,
Scripture says, will inherit the land. Such a man was the
blind writer Didymus. I met him on four occasions during
the years I spent in Egypt.
He was seventy-five years old when he died. He told me
that he lost his sight when he was only four years old,
before learning to read or receive any instruction.
Within him, though, he had a powerful teacher, his
own conscience, and he became so completely rich in
knowledge that the words of Scripture, "The Lord makes
wise the blind" (Psalm 145.8), were fulfilled in him.
He interpreted both the old and the new testaments
word for word. By his careful attention and perceptiveness
he grasped their meaning better than his predecessors.
I was unwilling to recite a prayer in his cell one day
when he pressed me to do so. So he said: "Blessed
Anthony came here to visit me three times, and when I
asked him to pray, he knelt down at once and didn't force
me to ask him a second time. That is an example of
obedience for you. If you really want to live a hermit's
life as he did, you will be, like him, a good guest instead
of a stubborn one."

He also told me this: "One day I was gloomily thinking about that wretched persecutor the emperor Julian. I
let the whole day and most of the evening go by without
eating anything. Instead, while I was thinking :&gt;bout him
I fell asleep here in my chair and saw a vision of riders on
white horses rushing by and shouting: 'Well, Didymus,
Julian died today at the seventh hour. Get up and eat
something and let bishop Athanasius know too.' "
He said he took note of the hour, the month, the week,
and the day, and found that they corresponded to fact.
ALEXANDRA

Didymus told me about a servant girl named Alexandra
who lived outside the city in a locked tomb for ten years
without seeing anyone, woman or man. Food was passed
to her through an opening. Toward the end of her life
she began to wear the monastic habit. We broke down
the door of the tomb when the one who normally brought
her food told me that he had gotten no response from
her. We found that she had gone to her rest.

The thrice-blessed Melania (about whom I will speak
later) had this to say about Alexandra: "I never saw her
face to face, but I went out to the tomb and asked her
why she was locked up there. She called out through the
opening: 'A man lost his head over me. I didn't want to
go around causing him suffering or to calumniate him.
Rather than lead into sin someone created in the image
of God, I chose to lock myself up with the dead.' "
''I asked her," said Melania, "how can you overcome
Accedia without ever seeing anyone?" She answered:
"From morning until three in the afternoon (the hour
None) I pray each of the hours while I keep on spinning
linen thread. As the remaining hours pass I think about
the patriarchs, prophets, apostles, and martyrs. Then I
eat my bits of bread and pass the remaining hours prepared to welcome that precious hope, death."
THE RrcH GIRL

I do not intend to omit the stories of those who lived
shameful lives, since what they did serves for the praise
of the good and can be a warning to anyone who happens
to read this.
In Alexandria there was girl who seemed humble but
had an arrogant mind. She was excessively rich, but never
gave a cent to traveler, virgin, church, or poor man. She
paid no heed to the warnings of our fathers to turn away
from material things.
She still had relatives living, and had even adopted one
niece, her sister's daughter. A glimmer of a desire for
heaven showed through in a promise she repeatedly made
to leave her money to this girl. This was plainly an illusion from the devil, who leads us deeper into covetousness
on the pretence of love for relatives. His real teaching is
that we should murder our brethren, our mother and our
father, and not care for them. \Vhen he does inspire us
to look out for relatives, it is not out of concern for them,
but in hope that we may turn to injustice. He knows well
that "the unjust man shall not inherit the kingdom of
heaven."

God can inspire us with a concern for relatives who are
in need. This does not involve danger to our own soul,

but anyone whose whole mind is turned toward the interest of his relatives has turned away from the law which
tells us not to neglect our own soul.
When the Psalmist asks, 'Who will ascend the mountain of the Lord?", he is insinuating that the answer is
"Few" -namely, those who out of tbe fear of God take
thought for their own soul. When he asks, "Who shall
abide in his holy place?'', the answer is, "Whoever has
clean hands and a clean heart, who has not been given his
soul in vain." Those who are not bent on acquiring the
virtues have received their soul in vain. They think it will
perish with the body.
There is a widely-told story of how the very holy man
Macarius schemed to lighten the burden of this girl's covetousness. He was a priest and the director of a hospice for
15

�The College
.'
i

poor cripples. As a young man he had been a jeweler who
dealt in precious stones. When he met the rich girl he said:
"Some jewels you cannot afford to pass over have come
into my hands. They are choice emeralds and hyacinths.
I have no obligation to say whether they have been found
or stolen. They are being offered for 500 coins, a price
that has no relation to their real worth. It is not even
possible to set a fair price on them, since they are really
priceless. If you take them, you can get your 500 coins
back from one stone and use the rest to dress up your
niece."
The girl was so enraptured that she took the bait.
Falling at his feet she said, "By all that is precious, don't
let any one else have them." He urged her on, "Come to
my house and see them." But she couldn't restrain herself. She threw the money at him! "Get them any way
you want. I do not want to see who is selling them."
He took the 500 coins and spent them to pay the
expenses of his hospice.
Time passed, but she was ashamed to remind such a
prominent man, since every one in the city seemed to
respect him greatly on account of his love for God and
compassion. (He was in fact very vigorous up to his
hundredth year. We spent some time with him.)
Finally, she met him in church one day and said, "Please
tell me what you decided about those jewels I gave you
500 coins for."
He said: "I spent the 500 coins for the stones right
away. Please come and look at them in the hospice, for
that is where they are. Come and see whether they please
you. If they do not, take your money back." So she set
out happily. In the hospice poor women lived on one floor,
poor men on another. He said to her, "What do you want
to see first, the hyacinths or the emeralds?" She answered,
''Which ever you prefer."
He first took her to the upper floor where women who
had been mutilated or whose faces had been scarred were
living. He said, "Here are the hyacinths." Next he took
her downstairs, and showed her the men. "Do you like
our emeralds? If you don't, take your money back."
She went away ashamed. Later she regretted that what
she did had not been done from love of God. When the
niece she was so concerned about died after a childless
marriage, she thanked Macarius for what he had done.
APOLLONIUS

Before he came to live on Mount Nitria, a man named
Apollonius was a business man. He was too old to learn
a trade or work as a copyist. Instead, he earned money by
doing household work and then used it to buy medicine
and food in Alexandria for any brothers who were sick.
For twenty-one years he could be seen from early morning
till the hour of None going the rounds from monastery
to monastery, and opening every door to see if someone
was sick. He carried raisins, pomegranates, eggs, white

16

,:r'/V

bread, and anything else a sick man might need.
The mountain was a wild place with five thousand
monks scattered about it. So Apollonius had hit on work
suitable to his old age and in need of being done. When
he died he left his medicines to another like himself and
exhorted him to continue his work.
PAISSY AND ISAIAH

Two brothers, one named Paissy and the other Isaiah,
were also there. When their father, a Spanish merchant,
died, they divided up the inheritance. Besides real estate
this consisted of 5,000 small coins, clothes, and household
servants. They made a careful inventory of what they had
and then started to talk things over with one another.
'
Each said to the other:
"What way of life should we follow, brother? If we take
up our father's business, we too will have to pass on the
fruit of our efforts to others. Worse, we may fall prey to
robbers or drown in the sea. Better take up the monastic
life. We can put our father's wealth to good use and avoid
losing our own souls."
The monastic life seemed good to each of them as a
goal, but that was all they agreed on.
When it came to choosing ways of fulfilling their desire,
one was drawn in one way, the other in another. So they
divided up their wealth and strove to please God, but in
diametrically opposite ways.
The first gave all his money to monasteries, churches,
and prisons. He then learned a trade to support himself
and took up a life of prayer and penance.
The second kept control of his money and used it to
build a monastery with some other brothers who came to
live with him. He received any stranger, any sick man, or

�April, 1976
anyone who was old or poor. On Saturday and Sunday
he provided meals for three or four tables full of people.
That is how he spent his money.
In due time the two brothers died and each was spoken
of as a perfect monk. The monks living in the mountain
began to quarrel among themselves about which one was
better. Partisans of each side went to see blessed Pambo
and asked him which one had chosen a better way of
life. He said: "Both were perfect. One acted like Abraham; the other like Elias."
They insisted on a better answer: "How can they be
equal in virtue? Please do not keep us in suspense." Those
who preferred the ascetic said: "He did what the Gospel
says. He sold what he had, gave it to the poor, carried his
cross every hour, day and night, and imitated the Saviour
through his prayers."
Partisans of the other opinion said: "Isaiah also gave
what he had to the poor. He even went out to the high·
ways. and by-ways and brought in those who were suffering. He found rest not only for his own soul, but for the
souls of the many sick and needy whom he helped."
Blessed Pambo said: "I will say it again. Both are equal.
Let me assure each one of you. If Paissy had not been such
a great ascetic, his extreme goodness would not compare
with that of his brother. Isaiah, by finding rest for the
souls of others, found it for himself as well. He seemed
to be worn down by a painful burden, but through it
brought himself rest. But wait till God shows me how
this puzzle is solved. Come back, then, and I will tell you."
Some days later they returned, and asked him once
more. Speaking as if in the ~ight of God, he said to them,
"I saw both of them living in Paradise."

say this. I only mean that circumstances sometime lead us
to virtue when by ourselves we wouldn't have tried to
attain it.
So, some virtues are the result of choice, some of circumstances.
MACARIUS OF ALEXANDRIA

I did meet Macarius who came from Alexandria. He
was the priest for the settlements that we call the Cells.
I stayed there nine years, and he was alive for three of
those years. So I myself witnessed some things he did.
Others I heard of, and still others I learned by questioning
those who knew him.
This was his askesis. Whenever he heard that someone,
somewhere, was doing some penance, he immediately
practised it in its most extreme form.
For example, when someone told him that for the forty
days of Lent the Tabennesiotes ate only uncooked food,
he resolved to eat only raw things for seven years. He ate
nothing but salad, when he could find greens, and beans
soaked in cold water.
After he had succeeded in mastering this kind of austere
practice, he heard of someone else who ate only a pound
of bread a day. Marcarius thereupon decided to drop his
loaf of bread into a narrow-necked jar, and eat Dnly what
he could get out in one handful. He would joke about this,
saying: "I could get hold of a big enough piece, but then
I could not get my hand out because of the narrow neck.
Like a tax collector, it wouldn't let me escape."

MACARIUS THE YOUNGER

At the age of eighteen Macarius the Younger had acci·
dentally killed a man. The murder happened while he,
with other young people, was playing a game on Lake
Mana where he tended sheep and goats.
Without a word to anyone, he went off into the open
desert and remained there frightened senseless of God and
man for three years under the open sky. Everyone knows,
either by his own experience or hearsay, that no rain falls
in that desert.
Then he built himself a cell and lived in it for twentyfive more years. By that time solitude had become his joy,
and the Devil, by God's judgment, something he could
laugh at.
After I lived with him a long time, I asked him how
he felt about the sin of murder he had committed. He
said he was grateful that he did it, not sad. That involuntary murder had been the beginning of his salvation.
He drew on the Scriptures to show that Moses would
not have been found worthy of seeing God, and of writing
down God's word, if he hadn't killed a man in Egypt
and then fled to Sinai from fear of Pharaoh.
I am not trying to smooth the path for murder when I

Thus for three whole years he ate only four or five
ounces of bread a day and he drank about the same
amount of water. Less than a pint of oil lasted him a
whole year.
Here is another thing he did. He thought it was a good
idea not to sleep any more. So he stayed outside for
twenty days. During the day he was scorched by the sun
and at night he shrivelled up on account of the cold.
Later he said: "If I had stayed out any longer, and kept
on refusing to sleep, my brain would have so dried up that
I would have gone mad. In short, I won so far as what is
properly myself is concerned; but, since nature needs sleep,
I was defeated."

17

�The College
One morning when he was sitting in his cell a mosquito
lit on his foot and bit him. Smarting under the pain he
struck it with his hand. The splattered remains were red
with his own blood. Realizing that he had acted in anger,
he sentenced himself to remain for six months naked in
the swamps of Scete in the open desert. There the mosquitoes are like wasps and they can pierce a wild boar's hide.
He had bites all over him and such huge lumps that some
thought he was suffering from elephantiasis. When he
returned to his cell six months later, the only way people
could know him as Macarius was by his voice.
There was a story that he once wanted to visit the
garden-tomb of Iannay and Iambray. This garden-tomb
belonged to magicians who had been all powerful under
the Pharaohs. Since they maintained their power for a
long time they were able to build this tomb out of dressed
stone. So their hero's tomb was even decorated with an
abundance of gold. Also they planted many trees, since
the place has some water, and under those trees they
dug a well.
Since the holy man did not know the way, he crossed
the desert as one does the sea, by the movement of the
stars. In order to find his way back, he carried a bundle
of rushes and put one down every mile so that the path
would be marked. After a nine-day journey he drew near
his destination. At that point the foe of man, ever anxious
to thwart the athletes of Christ, gathered all the reeds
once more into a bundle and put them under his head
where he was sleeping-a scant mile from the tomb.
When he woke up and found the reeds, the thought
occurred to him that this had happened by God's permission, in order that he would not put his hope in a
reed, but in the cloud and pillar of fire that had guided
Israel for forty years in the desert.
He said: "Seventy demons rushed out of the tomb to
meet me. They shouted and flapped their wings like
ravens, flying at chin level, and screaming, 'What do you
want, Macarius? What do you want, monk? Why do you
come to this dwelling place that belongs to us? You can't
stay here.' " He answered, "I will just go in, look around,
and go away."
He said that when he got inside he found a small bucket
hanging up, and an iron chain on the edge of the wellboth disintegrating with age and some dried up pomegranates all hollow from the heat of the sun.
So he started back. He walked for twenty days. Then the
water he had been carrying gave out and his supply of
bread gave out, leaving him near collapse from hunger
and thirst. Then, according to his account, a young girl
appeared before him dressed in spotless white linen and
carrying a vessel from which drops of water were dripping.
For three days she kept continually in front of him at a
distance of two hundred yards. He saw her clearly with
her hovering jug but, as if it were in a dream, he could
never catch up. He kept on following, nevertheless, in the
hope of getting something to drink.

18

When she disappeared he next saw a herd of large
antelopes. A cow and her calf stopped by him (they are in
fact numerous in that region). Macari us said her udder
was heavy with milk. Sitting down under her, he drew for
himself ample milk. The antelope accompanied Macarius
all the way to his cell: she even shoved her own tiny calf
aside to favor Macarius, and bore him company until he
reached the cell from which he had set out.
Another time he was digging a well near some dry brush
and was bitten by an asp. Such a bite can cause death. He
took hold of it with both his hands, and controlling it by
keeping its jaws apart, he then tore it to pieces, saying
"How dare you go where God didn't send you?"
He had cells in different parts of the desert-one in
Scete, the deeper open desert, one in Lipe, one in the
place called the Cells, and one on the Nitrian mountains.
Some are windowless, and here, it is said, he spent Lent
in darkness. There was another, narrower, one, where it
was impossible to stretch out one's legs. And there was
a wider one where he met people who came to see him.

He cured a countless number of people who were possessed by the devil.
Once, when I was present, a girl of noble birth, suffering from years from paralysis, was brought from Thessalonica. He rubbed her with holy oil and recited prayers
over her for twenty days, and then sent her home cured.
Afterwards she sent him a generous supply of fruit.
He learned that the Tabennesiotes have an exceptional
mode of life, and so he changed from his own habit into
the secular clothes of a day laborer, and traveled 15 days
across the desert to the Thebaid. When he came to the
place where the Tabennesiotes carry their practices of
penance, he asked to see their abbot, Pachomius, a man of
great experience, who had the gift of prophecy, but to
whom it was not given to know about Macarius. When
they met, Macarius said, "I beg you let me enter your
monastery so that I can become a monk.''
Pachomius said, "You are too old to begin. You can
never learn to practice asceticism. The Brothers here are
ascetics, and you cannot imitate them. You will only be
scandalised and go off cursing them." For these reasons
he did not accept Macarius on the first day, nor the second,
nor even when seven whole days had passed. Since
Macarius had the strength to go on fasting, he held out
and said: "Accept me, father. If I don't fast and work like
the others do, order me to be expelled." Thus he persuaded these brethren to accept him. There are four

�April, 1976
thousand of them, even now, in that single monastery.
So he entered. In a short time Lent came. Some ate in
the evening, some every second day only, others on the
fifth day. One stood up all night but sat down during the
day.
.
Macarius first soaked a large number of palm branches
in water, and then stood up in a corner for the whole
forty days until Easter came. He took neither bread nor
water, nor did he bend his knees or lie down. The only
thing he ate was a few cabbage leaves on Sunday, and he
did this only to make it appear as though he was taking
something.
He left his cell only because of some necessity, and
came back as soon as possible without talking to anyone,
or doing anything except praying in his heart and braiding the palm leaves he carried in his hands as he walked.
As a result all the monks who saw him turned against
their abbot, saying: "From where have you brought this
fleshless marvel for our condemnation? Either you send
him away or we inform you that we are going." When
Pachomius heard all about his practices, he prayed that
God would tell him who the visitor was.
When it was revealed to him, he took Macarius by the
hand, and led him to the church and up to the altar.
Then he said: "You are Macari us and you have hidden
yourself from me. For years I hoped to meet you. I am
thankful that you have shown my little children what it
means to be in fighting trim so that they won't feel proud
of their penances. Go back to your own place now; you
have done enough to edify us. Pray for us." So he went
away.
On another occasion he told us the following story:
When I saw that I had been successful in living out every
form of rule I desired, I undertook another venture. This
time I decided with the help of God to keep my mind
free from distractions for just five days. After I made this
decision, I closed the door of my cell and of the entry
way, so that I wouldn't have to talk to anyone. On the
second day I began to stand up. I said, "Mind, don't come
down from heaven. You have angels and archangels there.
You have the powers from on high, and you have the
God of the Universe. Don't go below the heavens." I held
out for two days and two nights. I made the devil so
angry that he turned into a burst of flame and burned
up everything in the cell, including a little rush mat I was
standing on. I began to think that there might not even
be anything left of me. Finally, on the third day, I was so
afraid that I gave up. I just wasn't able to keep my mind
away from distractions. To keep from having pride
chalked up to me, I settled for thinking about the world."
Once I went to see this same Macarius and I found the
village priest lying outside the door of his cell. His head
was eaten away with cancer. You could see his skull all the
way to the top of his head. He had come to Macarius to
get cured, but he hadn't even been given an interview. I
besought him, saying: "I beg you, please help him. At

least give him an answer."
He said, "He doesn't deserve to be cured. He has been
sent a lesson. If you want him to be cured, persuade him
not officiate any more. Even though he is a fornicator he
has been officiating at services. That's why this lesson was
sent to him. God Himself is curing him." When I told
the wretch this, he agreed, and swore not to exercise his
priesthood any more. Macarius admitted him then, and
said, ~~Do you believe that there is a God?'' HYes," he
answered.
"Weren't you able to fool God?"
~~No," he answered.
"If you admit your sin and the lesson God has given
you, correct your ways.n
He confessed his guilt, and gave his word not to sin
any more and not to act as a priest, but instead to live
as a layman.
Then Macarius layed his hands on him. In a few days
he was cured. Hair grew back on his head, and he went
off in good health.
I saw a young boy brought in under the influence of an
evil spirit. Macarius put one hand on his head, and another
on his heart. He then prayed long enough to make the
boy hang motionless in the air. He swelled up like a
balloon and got so hot that his skin was all wrinkled.
Then he began to shout, and water came from all his
sense organs. Then he calmed down, and reverted to his
normal size. Macarius rubbed him with holy oil, poured
water over him, and told him not to touch meat or wine
for forty days. He then gave him back to his father.
That was the way he healed him.
One day thoughts of vainglory crowded in on him and
drove him out of his cell. They implanted in his head
the idea that it was part of the divine plan that he should
go help the sick in a hospital in Rome. For it was true
that grace worked mightily in him against spirits. For a
long time he didn't heed this, though he was greatly
agitated. Finally he fell down on the threshold of his cell,;
pointed his feet toward the outside, and said: "You pull
me, devils; you drag me. I won't go on my. own legs. If
you move me that way, all right." He made this oath to
them: "Until tonight I'll lie here. If you don't succeed
in moving me, there's no chance that I will listen to you."
He stayed down a long time, and then got up. When
night came, back came the demons against him. He filled
a two-bushel basket full of sand, put it on his shoulders,
and started moving across the desert. Someone named
Theosebius, a street cleaner from Antioch, met him and
said: "What are you carrying, father? Let me carry it.
Don't you worry a1bout it."
"I worry about what's harrassing me. It's wild, and
whispers that I should escape to a foreign land." Finally
after moving around for a long time, he went back to his
cell. His body was worn down.
The holy Macarius-he was a priest-told us this: When
I was giving communion I noticed that I never gave the

19

�The College
host to Mark, the ascetic. An angel took it from the altar
table and gave it to him. All I could see was the wrist that
was giving the host.
Mark was a younger man. He had memorized both the
old and new Testaments. He was meek to a fault and
circumspect if any one ever was.
One day when I was at leisure in the last days of that
old man, Macarius, I went and sat down outside his door.
I thought of him as superior to other men, so ancient was
he, and I wanted to hear what he might say and see what
he might do. He was all alone inside, nearly a hundred
years old, without teeth, and still struggling against the
devil and himself. He was grumbling: "What do you
want, you evil old man. You have already had your taste
of oil and your sip of wine. What more do you want, you
aged glutton?"
Turning to the devil he kept saying: "Do I owe you
something right now? You can't think of anything? Go
on then; get away from me."
Almost as if he were humming he would say to himself:
"Come on, you ancient glutton. How long more am I
going to be with you?" (Matthew I 7.16).
His disciple Paphnatius told us that one day a hyaena
brought her blind cub to Macarius. With her head she
pushed open the door of the entry way where he was
sitting, and dropped the cub at his feet. The holy man
lifted it up, spat upon its eyes, and prayed over it. "Immediately it began to see." (Luke 18.43). The mother gave

20

suck, and then took it and went away.
The next day she brought the saint the fleece of a large
sheep. The venerable Melania told me: "From Macarius
I received this fleece as a parting gift."
What is strange about this? He who tamed lions for
Daniel can also make a hyaena intelligent.
Macarius said that he never spat on the ground from the
day that he was baptized; when he said this it was sixty
years after his baptism.
As far as his physical appearance goes, he was a little
stunted and had very little hair. There were only a few
strands on his upper lip and on the point of his chin. The
hair on his cheeks never grew, because .of his excesses in
asceticism.
Once I went to him in a state of listlessness (accedia)
and said: "Father, what must I do? Thoughts are troubling
me. They keep saying: 'You aren't accomplishing anything here. Go away.'"
He said: "This is what you tell them: 'I am staying
inside these walls for Christ's sake.' "
The deeds of St. Macarius that I have pointed out are
only a few amongst many.

Brother Robert Smith, F.S.C., is a tutor at St. John's College, Annapolis. He is engaged in preparing a new translation, with notes, of the
History of the Desert Fathers by Palladius. This article represents

selections from the work.

�April, 1976

THE COLLECTION OF

MR. &amp; MRs.

EuGENE

V.

THAw

Eugene Delacroix, Royal Tiger

Pierre-Paul Prud'hon, Female Nude

Honore Daumier, ''Deux Avocats Conversant"

He has been called by Time "pwbably the most successful private art dealer of his generation." Although he buys
and sells art in many forms, Eugene V. Thaw '47 has a
special interest in one aspect of art: he collects master
drawings.
In his art dealings he has always taken pleasure in helping museums "fill gaps" in their collections. So it seems
appropriate that the drawings which he and his wife,
Clare, have collected since the 1950's should be destined
eventually to become the pwperty of the Pierpont Morgan
Library in New Yark.
The collection is a highly personal one, as private collections are apt to be, and reflects both Mr. Thaw's interests and his antipathies. By his own admission he does
not care particularly for Italian baroque drawings, for
instance; he generally likes drawings which are pictures

in themselves, not preliminary sketches, and prefers works
which reflect a distinct and recognizable style. Hence the
collection features many drawings by Watteau, Rembrandt, Daumier, Claude, Cezanne, and Goya, as well as
by Van Gogh, Degas, Delacroix, and the Tiepolos.
The public is most fortunate that Clare and Gene
Thaw have put their marvelous collection on tour this year
(it appeared first at the Morgan from December lOth to
February 15th, and will be at the Cleveland Museum of
Art from March 16th to May 2nd, at the Art Institute of
Chicago from May 28th to July 5th, and at the National
Gallery of Canada fwm August 6th to September 17th),
for it is a rare privilege to see such drawings "in the flesh."
And the public is even more fortunate that the Thaws
have announced plans ultimately to give the collection to
the Morgan Library, where it can be enjoyed by generations to come.
21

�The College

DAviD Moss:

Profile of an Alumnus

Perhaps he should be called an experimental traditionalist. He was a member of the pioneering class, the first to
graduate from Santa Fe, in 1968. Then David Moss turned
to Jewish studies and the graphic arts; and he revived and
has brought to a high degree of perfection and interest
the art of making Ketubot, the contracts given by Jewish
grooms to their brides. These documents, with their traditional Aramaic .text, do not fall under the prohibition
against imagery. Moss makes the most of the liberty thus
granted to an artist and craftsman of imagination and
aesthetic sense. Indeed, even for those who cannot read
the language, the Ketubot are beautiful objects of strong
and elegant design.
In pioneering the artistic revival of Ketubot Moss is
clearly animated by a love of the Jewish tradition and by
the important place marriage has in that tradition. The
text of a Ketubah gives the bride certain assurances regarding her material welfare. But it is on the emotional, intellectual, and spiritual aspects of matrimony that David Moss
exercises his empathy and inventiveness.
Eaoh Ketubah is individually commissioned, conceived,
and carried out. Moss acquaints himself with the interests
and activities of the couple and incorporates them in the
imagery and design of the Ketubah-with the result that
it can come in all kinds of shapes and forms. The shape,
for instance, may be influenced or even determined by the
22

piece of parchment supplied when the Ketubah is commissioned; even a hole in "it was, on at least one occasion,

made part of the design, just as an "accidental" slip of the
pen is capable, in the hand of David Moss, of giving rise
to more invention, being treated almost as an objet trouve.
The results of this dedicated work are of a surprising
and touching beauty. The real trouvaille, however, was
undoubtedly the initial discovery that the Ketubah, the
traditional document still in use, had become the victim
of mass production and was awaiting its rescuer.
Moss's commitment to Judaism had already happened
while he was at St. John's, where he observed Jewish
ritual and law. After graduation he went to Hebrew University to prepare for the entrance examination of the
Jewish Theological Seminary. There he was introduced
to the Hebrew scribal art, which exerted an immediate
fascination upon him. In work with Hebrew letters he
found an almost mystical pleasure, a meeting of the
abstract and concrete, and the symbolic capturing of "the
ethereal in a physical reality."
It was a writer of scrolls in Jerusalem who introduced
this young man from Dayton, Ohio, to the forms of the
22 Hebrew letters and to calligraphy. He began to practise
it, and his first Ketubah was a marriage contract he gave
as a wedding present to friends. After studies at the
Jewish Theological Seminary in New York he returned to

�April, 1976

Rosalyn and David Moss

Dayton. There he divided his time between work in his
father's family business and his own development of
Ketubot.
The division suited him well, because he did not want
to let his livelihood depend on his religious craft. But an
exhibition of his work in 1972 changed his mind. It started
at the Judah L. Magnes Museum in Berkeley, California,
consisted of about twenty Ketubot lent by their owners,
and was then sent to various museums around the country.
We are grateful to be &gt;~hie to reproduce some examples
from the catalogue of that exhibition, and we thank the
owners who allowed them to be exhibited.
The director of the Magnes Museum, Seymour Fromer,
not only arranged the collection, but also appointed
Moss artist-in-residence there. David Moss and his wife
Rosalyn moved to Berkeley in early 1974. He works in a
studio in a building next door to the museum, where he
also teaches Hebrew calligraphy. His workshop bears the
name bet-alpha, the house of the Hebrew letter. On the

average a Ketubah takes him a week to do, and of course
David did his own when he and Rosalyn were married.
Their first child, a daughter, Elyssa Sharon, was born on
July 27 last year. (They live at 1235 Peralta, Berkeley,
California 94706.)
David Moss has not yet written much about his work,
but there is an article by him on "The Lovely Art of
Ketubah-Making" in The Jewish Catalogue. • Perhaps we
should close with words he wrote for the catalogue from
which the accompanying illustrations were taken:
My Ketubah revival has brought with it a joy I
did not anticipate when I began experimenting
with· Ketubot five years ago-the joy of the bride
and groom who write me about each other and
about the life they dream of building together;
the joy of a proud parent ordering a Ketubah for
his about-to-be-wed child; the joy of a child glow-

23

�The College
ingly describing his dear parents be wishes to surprise with an "anniversary Ketubah." The special
privilege I have had reading these sweet, warm
outpourings of love, respect, and affection is something I cherish. The exciting challenge of working
out the ideas for a Ketubah and translating them
into something I hope will please the recipient
makes the tedious work of calligraphy and illumination a delight.
The experience of reviving this traditional Jewish art form has been fulfilling. I have grown
through it and learned from it. I have been able
to bring joy to others. This has made me wish
to expand and deepen my commitment to creating
Jewish art. I hope to broaden my work into other
areas of Hebrew calligraphy-Mizrach and Shiviti
plaques, a Haggadah, Megillah, or Siddur. I also
plan on exploring other media such as ceramics,
textiles, and metal work.

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Gail and David Resnick

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01~1

Etta and Ron Paransky

My experiments with Ketubot have convinced
me that America is ripe for a revival of Jewish art ·•
and Jewish craft work. I envision a gronp of dedicated Jewish artisans working and learning together, sharing ideas, skills, and knowledge. Our
entire tradition is awaiting a careful, thoughtful,
and loving search for the wealth of inspiration it
can provide the Jewish artisan. A visual Midrash
is waiting to be expounded ...
"Great is the study of Torah combined with
manual work," said Rabban Gamliel. To which I
can only say, Amen.
*The Jewish Catalogue. Compiled- and edited by Richard Siegel,
Michael Strassfeld, and Sharon Strassfeld. Jewish Publication Society,
Philadelphia.
A good deal of information for this article comes from an article by
Bruce Kadden, "The Sheer Delight of a Hebrew Ca11igrapher" in On
One Foot, volume III, number 1, Aprill975. We are als&lt;? indebted to
Jack Moss, David's father, for supplying information, newspaper articles
about the exhibition, and two issues of 'The National Jewish Monthly
(April 1972 and April 1973) containing articles about David's work.

24

�April, 1976

CAMPUS-ALUMNI NEWS
ALUMNI SUMMER SEMINARS

As announced in January, Summer
Seminar programs for alumni and their
spouses will be held again this year on
both campuses. The dates are: Annapolis-June 13-26; Santa Fe-August 114. Only the Annapolis program was
available in detail as this went to the
printers; a separate mailing to all alumni
will cover all details of both programs.
ANNAPOLIS

First Week, June 13-19:
Seminar:

Sophocles, Electra
Euripides, The Bacchae
(Curtis Wilson, Joe

Sachs)
Tutorial A: Poems by Donne, Shakespeare, T. S. Eliot
(Geoffrey Comber)
Tutorial B: Aristotle, Ethics V
(Joseph P. Cohen)
Second Week, June 20-26:
Seminar: Moliere, The Miser
Shakespeare, The
Winter's Tale
(J. Winfree Smith, Benjamin A. Milner)
Tutorial A: Poems by Marvell,
Milton, M. Moore,
Edwin Muir
(SamuelS. Kutler)
Tutorial B: J. H. VanDenberg, The

SANTA FE INAUGURATES ALUMNI FUND CAMPAIGN

This year, from October through February, the Santa Fe campus conducted its first formal Alumni Fund Campaign. As the results below
indicate clearly, the Santa Fe alumni are off to a Hying start.
Dollar
Totals

1968
1969
1970
1971
1972
1973
1974
1975

Agent

Bettina A. Briggs
Frank H. Adams
Christopher &amp; T. K.
(Thomas) Nelson
David Esdale
Anthony &amp; Elisabeth
(Dean) Jeffries
Galen Breningstall
David Gross
Denis Yaro

Donors

Average
Gilt

$ 100
380

I
ll

$100
34

22
1,470

3
6

88
145
182
1,077.50

4
7
ll
5

22
20
16
215

49

There will be picnic suppers scheduled,
as well as motion pictures and seminar
parties. On June 16th the University of
Maryland Trio will give a concert; on
Friday, June 25th, there will be a lecture by former tutor Carl Linden of
the department of political science,
George Washington University.
HISTORY COMMITTEE
REPORTS

Roland R. Most '34, chairman of the
committee gathering material for an
"anecdotal history" of St. John's, reports a very small response since the
project was announced in the November 1975 issue of The Reporter. Progress has been made in the form of
taped interviews with Luther S. Tall
'21 and Ridgely Gaither '24; Mr. Most
and his fellow committeemen, Bernard
F. Gessner '27, and A. Irwin Rusteberg
'31, plan further interviews. Mr. Most
also reports a very interesting letter
from Mrs. Milton G. Baker, whose hus- ·•
band was a member of the class of
1921, as well as material from Louis
L. Snyder '28.

247

$3,479.50

Class

Changing Nature of Man
(Alan H. Dorfman)

7

--

$71

Highest Donor Total: Frank Adams 1969-ll
David Gross
1974-ll
Highest Dollar Total: David Esdale 1971-$1,470
In the Class Notes section, at the start of each Santa Fe class listing,
there appear the names of all contributors to the Alumni Fund for that
class.

ALUMNI REPRESENTATIVES
ELECTED

In the mail balloting which was
completed on March 15th, in which
Stephen Benedict '47, Sharon L.
Bishop '65, Julius Rosenberg '38, and
Thomas E. Stern S68 were competing
for two positions on the Board of Visitors and Governors as Alumni Representatives, Sharon L. Bishop and Julius
Rosenberg received the largest number
of votes and hence are considered
elected.
25

�The College
THE KLEIN EssAYs

Two years ago this month we reported on the Essays assembled in
honor of Jacob Klein's seventy-fifth
birthday. Now we have decided to
move ahead by reviving the St. John's
College Press as publisher of this
volume.
The printed book will be the same
size as this magazine, 8:Yz" x 11", with
soft covers, printed in the same general
style, and will be approximately 195
pages in length. The contents are as
follows:
ESSAYS IN HONOR OF JACOB
KLEIN
As Presented to him on the Occasion
of his Seventy-fifth Birthday
Introductory Letter by
Richard D. Weigle
Preface by Curtis Wilson
Contributors:
Douglas Allanbrook-Study in Black
and White (for harpsichord).
Robert Bart-The Shepherd and the
Wolf: On the First Book of Plato's
Republic.
Seth Benardete-Euripides' Hippolytus.
Laurence Berns-Rational AnimalPolitical Animal: Nature and Convention in Human Speech and Politics.
Eva Brann-An Appreciation of Kant's
Critique of Pure Reason: An Introduction for Students.
Anne Buchanan Crosby-Eight Sketches.
Robert A. Goldwin-The State of Nature in Political Society.
Simon Kaplan-Plato in Hermann
Cohen's Philosophy of Judaism.
John S. Kieffer-Mythos and Logos.
Samuel S. Kutler-The Source of the
Source of the Dedekind Cut.
David R. Lachterman-Self-hood and
Self-Consciousness: An Inquiry into
Kantian Themes.
Margaret W. Rottner-Politics and the
Constitution.
Beate Ruhm von Oppen-Bach's Way
with Words.

26

Robert Sacks-Ptolemy as a Teacher.
Richard Scofield-The Christian Phaedra or Farewell to Tragedy.
J. Winfree Smith-"Watchman, What
of the Night?"
Brother Robert Smith-Lear and the
Story of Eden.
Leo Strauss-On Plato's Apology of
Socrates and Crito.
Robert B. Williamson-Eidos and
Agatlwn in Plato's Republic.
Curtis Wilson-Newton and the
Eotvos Experiment.
Elliott Zuckevman-Four Sketches for
a Study in Prosody.
Editorial Board:
Samuel S. Kutler, Chairman
Eva Brann
Robert B. Williamson
J. Winfree Smith Elliott Zuckerman
In order to assist in planning for
publication, the board is anxious to
determine how many alumni, parents,
or other friends of the College might
be interested in purchasing a copy of
Essays in Honor of Jacob Klein.
If you want to purchase a copy,
please send your name, address, and a
check for ten dollars ($10) to:
Essays
Office of College Relations
St. John's College
Annapolis, Maryland 21404
This will reserve your copy, which will
be sent to you as soon as it is printed;
a publication date of June or July is
hoped for. We have a further hope
that this will be the first of a series of
books to be produced by the St. John's
College Press.
ANNAPOLIS ANNUAL
FUND REPORT

On March 31 the Annual Fund drive
for the Annapolis campus, spurred on
by matching challenge grants totalling
$150,000, had reached the sum of
$349,000. That is about 37% ahead of
last year, and puts the College in Annapolis well on its way toward this
year's goal of $522,000.
In specific categories of donors,
alumni giving is 42% ahead, parents

are 25% in advance of last year, and
individuals-other than alumni and
parents-are ahead by 17%.
Letters from Dr. Thomas Turner '21
and William Simons '48, announcing
the challenge grants, have inspired a
great many repeat gifts; that is, second
and third and even fourth gifts from
the same donor.
As a result, the special gift categories
-King William Associates, $100-249;
Francis Scott Key Donors, $250-499;
St. John's Sponsors, $500-999; and
President's Council, $1,000 or moreare growing at a most gratifying rate.
Vice president William Dunham, in
el!Opressing appreciation for the fine
showing thus far, had a special word
for alumni, the younger ones in particular. uwe must also increase the
percent response from our alumni," he
said. "Repeat gifts are great, of course.
But we must remember as well that
they still count only as gifts from one
person. In addition, we need gifts from
more alumni in order to build up the
percent participation. To that end, believe me, every gift is most welcome
and none is too small.
uThe alumni response last year was
27%.'' Dunham continued. "Our goal
this year is 40%. It's not that we aren't
interested in the total dollars-you can
be sure we are-but we know that they
will follow increased numbers of donors. And foundations and corporations
are much more apt to be responsive to
St. John's needs if we can show that
our family' is doing all it can."
The closing date for •the Annual
Fund is June 30, about two months
away as you read this. On March 31
there was still about $173,000 to be
raised. All alumni, parents, and other
friends of St. John's who have not yet
contributed are urged to consider the
help they can still give the College by
taking advantage of the challenge gifts
it has been offered. With your help we
can finish yet another year in the black.
4

SANTA FE SusTAINING
CAMPAIGN

The Third Annual Sustaining Campaign for the Santa Fe campus closed
in early February with a total of

�April, 1976
$38,009.86-from 187 gifts and pledge
payments.
Four chairmen~ nine vice-chairmen

and forty-five solicitors worked on the
drive which annually solicits gifts and
pledges from supporters in Santa Fe
and Los Alamos. For the past two years
the campaigns have been conducted
mainly through personal visits and telephone follow-ups. Prospects are divided by occupation or profession with a
vice-chairman heading each category.
Last year's drive brought in a total
of $31,666.82. It was gratifying that
there were increases in a number of
areas this year: Total number of gifts
rose to 142 compared to 108 last year.
This number included 74 new gifts and
8 new pledges. In the last local campaign 56 donors gave for the first time;
there were 6 new pledges.

BOOKS WANTED

Charlotte Fletcher, Librarian in
Annapolis, is very anxious to obtain
copies of William Ostwald's Outline
of General Chemistry (Annapolis,
St. John's College, 1940). If you have
a copy you would like to donate to
the Librarv, Miss Fletcher would be
most app;eciative.

SANTA FE HOSTS
BICENTENNIAL EVENTS

The western campus of St. John's
College hosted two bicentennial events
as part of the February Festival of the
Arts Bicentennial Celebration in Santa
Fe.
The first was a symposium in the
Great Hall on February 15 on the
theme, "Spirit of the Southwest." The
second was a concert on February 29
featuring the world premiere of Rio
Grande Sonata by Indian composer
Louis W. Ballard. Pianist Manuel P.
Maramba and violinist Scott Hankins,
two members of the Yale/St. John's
Consort, performed the work.
Both celebrations were made possible
through the cooperation of the New

Mexico American Revolution Bicentennial Commission.
Three papers were read at the symposium, exploring the response of both
Spanish and Indian populations in
New Mexico to the condition of becoming a part of the United States in
1846 and, the other side of the coin,
the response of the United States to
finding itself in possession of great
parts of "empires" formerly Spanish
and Indian. It was not solely an historical enterprise as responses extended
to the present day.
Dean Charles Poitras of the Institute
of American Indian Arts in Santa Fe
presented the paper on the Indian section. Dr. John Aragon, President of
New Mexico Highlands University,
and St. John's Tutor Robert Bunker
spoke to the Spanish question. Tutor
Thomas K. Simpson talked on the
Anglo-Saxon aspect of the question.
Dean Robert A. Neidorf served as
moderator. Following reading of the
papers there was a discussion in which
both members of a panel and members
of the audience participated.
After the symposium there was a
social hour followed by dinner. Some
250 Santa Feans enjoyed the event.
In addition to the Ballard premiere,
the February 29 concert featured
mezzo soprano Mary Neidorf in a selection of songs by Charles Ives and
the third member of the Yale/St.
John's Consort, oboist Frank Lynch,
playing with Manuel Maramba Sonatina for Oboe and Harpsichord by
Gordon Jacobs.
Ballard is a prolific creative artist
who has lived and worked in Santa Fe
for a number of years. He is recognized
not only as a composer but also as a
conductor, pianist, tympanist, choral
director and music educator. His symphonic compositions, ballets, choral
cantatas, and instrumental ensemble
pieces have been performed widely
both here and abroad.
In 1974 the world premiere of his
Incident at Wounded Knee was presented in Warsaw by the St. Paul
Chamber Orchestra during their State
Department tour of Europe. It will be
performed in Washington, D. C. on

April 30 at the John F. Kennedy Center for the Performing Arts.
Rio Grande Sonata was originally
conceived as an unaccompanied violin
sonata. It was rescored for the St.

John's performance as a major work in
four movements for violin and piano.

CLASS NOTES
1928
Varieties of Nationalism: A Comparative
History, by Louis L. Snyder, professor of history
at The City College and The City University
of New York, has just been published by
Dryden/Holt, Rinehart &amp; Winston. The book
summarizes the work dOne on nationalism during the author's entire academic career.

1932
Frank Gilbreath is vice president of the
News-Courier in Charleston, S.C. The corporation which owns that paper has recently
acquired the Banner in Cambridge, M&amp;

1936
Robert f. Lau writes that he has been reelected for another three-year tenn on the
executive board of the Ewing (N.J.) Township
Democratic Club. This marks the beginning of
Bob's fifteerith consecutive year as a board
member.
As a reminder to the Class of 1936 (and to
let others know what this class is up to), don't
forget the June 5th reunion at funie Clark's
home on South River. Junie, Bob Miller, and
Jack Hodges have arranged all the details of a
most attractive event, and hope for a maximum
turn-out of classmates and their spouses.

1937
February brought a fine letter from Asbury
W. Lee III, now chairman of the board of the
Clearfield Bank &amp; Trust Company of Clearfield, Pa. Asbury writes that he is in the
"waning years" of his active business career,
and plans to retire in December 1977. That
will mark thirty-one years with the bank, sixteen as president. One very sad note in the
letter: Asbury's wife, the former Sally Hoffman,
died last October 16th after a long illness. We
know his many friends and classmates join us
in sending most sincere if late condolences.

1945
President Gerald Ford has nominated Charles
A. Nelson, a principal of Peat, Marwick,
Mitchell &amp; Co., who heads the company's higher education consulting practice, to be a member of the National Council of Educational
Research for a three-year term. The purpose of
the Council is to establish policies for the
National Institute of Education and to advise
the Assistant Secretary for Education and the
Director of the National Institute on development of the Institute's programs. Chuck is one

27

�The College
of the two vice-chairmen of the Board of Visitors and Governors of the College.

1946
Former St. John's tutor and Santa Fe dean
Clarence J. Kramer teaches in what sounds like
a rather St. John'sian Program in Literature,
Religion, and Philosophy at Marlboro College.
Also teaching in the program is Neal 0. Weiner
of the class of 1964.
1947
From Francis S. Mason '43 comes news of
Robert Courtright, who has lived in France for
many years. An exhibition of Bob's masks and
collages in Paris was recently most successful.
Entitled "De la voix," the exhibition consists
of masks shown in the context of a program of
"manifestations" concerning the voice, audio
poetry, and po6sie musique.
H. Gerald Hoxby reports from Australia that
the company he started up "down under,"
Dubois Chemical Pty. Ltd., is developing nicely and should double its growth next year. The
Hoxbys had planned to return to the States
last December, but, finding Sydney a very pleasant place in which to live and work, have
decided to stay another year.
1949
Anton G. (Tony) Hardy informs us that by
virtue of a recent job change he is now a psychologist at the Veterans Hospital in Albany,
N.Y. He is also writing professionally. Tony
claims St. John's shows its influence: he's "trying to combat arid positivism with some healthy
doses of Kant."
1951
On March 19th Howard V. Herman represented President Weigle and St. John's College
at the College of Charleston (S.C.). The occasion was the celebration of the 206th anniversary of that college's founding and the honoring of fifteen other Colonial co1leges, St. John's
among them.
1958
Mary (Bittner) Wiseman, current head of the
St. John's New York Alumni Group, is an
assistant professor of philosophy at Brooklyn
College of the City University of New York.
She earned an A.M. degree in philosophy from
Harvard University and a doctorate from Columbia University. Mary is an active member
of the Society for Women in Philosophy and
a member of the board of St. Michael's Montessori School. She lives in Manhattan with her
husband, Charles, and her twelve-year-old
daughter, Emily O'Connor.
1960
Mary Galiagher, elected to the Board of
Visitors and Governors at its January meeting
in Santa Fe, is the co-author (with Thomas
Brown and Rosemary Turner) of Teaching
Seconda!y School English: Alternative Approaches (Columbus, Ohio: Charles E. Merrill Publishing Co., 197 5) . While Mary holds
graduate degrees in linguistics, and has taught
in that field at coliege level, she is also a grad-

28

nate of Harvard Law School, and is currently
head of the Appellate Div~ion of the Office of
the District Attorney of Suffolk County (Boston), Massachusetts.

1963
Educational Experiences, Inc., of Milton,
N.H., headed by Frederick A. Gauteson, combines Fred's interests in teaching and sailing.
During the summer he takes high-school age
students on ocean trips, where the emphasis is
on oceanography, sailing, and education. In
addition, Fred and his seventy-year-old yawl,
Maruffa, have worked with scientists from the
Woods Hole Oceanographic Institute, recOrding the sounds of sperm whales.
One of the seven recipients of the 197 5
Awards of Merit from the San Francisco Bar
Association was J. Morrow Otis. A member of
the firm of Cotton, Seligman &amp; Ray, Morrow
was recognized for his continuous efforts to
improve the organization of the County Clerks'
Office. He and his wife, Carol (Dimit), make
their home in Greenbrae, Cal.
Gerald F. Zollars '65, Director of Admissions on the Santa Fe campus, forwarded an
interesting letter from D. Michael Trusty.
Michael is now a consultant to the City of
Eureka Springs, Ark., and he and his wife are
converting an "enormous old round stone fortress from an industrial building of 100 years
to a house."
1965
Joseph P. Gonda received his doctorate in
philosophy from Pennsylvania State University
last November.
The New York Times Book Review for January 4, 1976, contained a review by C. Grant
Luckhardt of the book Animal Liberation, by
Peter Singer (New York: A New York Review Book, Random House, 1975). Grant
teaches philosophy at Georgia State University.
Note: In view of the increasing amount of
material we are receivin~ from and about
Santa Fe alumni-and we are glad this is the
case-we have decided to list separately the
Annapolis and Santa Fe classes from 1968 on
forward. We believe this will make it easier for
alumni of the two campuses to locate items of
specific interest to them.
T. P.,Jr.

1968-Annapolis
Elizabeth Dobbs this semester is an assistant
professor in the English department at Hampton Institute in Hampton, Va. She has finished
her Ph.D. degree work at the State University
of New York at Buffalo. Her dissertation bore
a title somewhat reminiscent of senior essay
titles at St. John's: "Space in Chaucer's
Troilus and Criseyde; The Theory']} Fit or the
Ethereal Fit."
Sandra Hoban, according to a recent note
from Bart Lee, is pursuing a Ph.D. degree in
poetry from the University of Utah in Salt

Lake City. She received her master's degree
from Fresno (Cal.) State University last June.

1968-Santa Fe
1975 Alumni Giving: Bettina A. Briggs.
Btuce R. Baldwin sends along information on
what he has been doing since graduation: in
1970 he received the degree of Master of
Urban Plannihg from the University of Michigan, and then spent two years in the Peace
Corps in Honduras. He and Ena Prado were
married in August 1973 and worked as apartment managers for a year in San Jose (Cal.).
Since 1974 Bruce has been an assistant planner
with the City of Fort Wayne, Ind. He and
Ena are continuing their education through the
Indiana University-Purdue extension courses,
and are enjoying fixing up their old house.
Bruce encourages old friends and acquaintances
to write: 1232 Nuttman Avenue, Fort Wayne,

IN 46807.
Pl1ilip P. Chandler II is in his second year as an
instructor in the Collegiate Seminar Program at
the University of Notte Dame. Phil recently had
published in the Annals of Science 32 ( 1975)
an article entitled, "Clairaut's Critique of Newtonian Attraction: Some Insights into his Philosophy of Science." Last year Phil received the
Ph.D. degree from the University of California
at San Diego.
Marilynne (Wills) Schell is Jiving in nrral
Connecticut, teaching in a "lively, innovative
elementary school" parttime, and working evenings in a pet shop. Maurie received her master's
degree in elementary education from the University of Connecticut, Storrs. She .reports still
enjoying creating with her hands, and has "rediscovered reading as a pleasurable activity!"
Daughter Sasha, now in kindergarten, professes
no interest in college because "it's too much
work." Maurie adds that she would love to
hear from Allison and Leslie.

1969-Santa Fe
1975 Alumni Giving: Frank H. Adams, Margaret Blum, Anne Chapin, William Cromartie,
Jr., Mr. &amp; Mrs. Craig Fansler, James Motrow
Hall, Dorine Real, Carlton and Regan (Mensch)
Severance, Melissa Smith, John Strange, Lee
Tepper, Carol (Lightner) Tucker.
Frank Adams writes, "in the midst of the
Bicentennial ballyhoo around here (Boston)
about Boston and the British, it is fun to think
back to the Southwest and to know where
actually it all began." Frank has spent the past
year studying computers and writing programs
for groups in the amnesty and antipoverty
movements.

1970-Annapolis
Our man in London, John R. Dean, finds
that his post as editor of Sennet, the largest
university publication in Europe, is difficult,
challenging, and rewarding. In between editorial
duties, his graduate studies apparently progress

well.
1970-Santa Fe
1975 Alumni Giving: Jerry Beaton, Mr. &amp; Mrs.
Donald Hamilton, Susheila Horwitz.

�April, 1976
1971-Santa Fe
1975 Alumni Giving: David Esdaie, Bonnie
Gage, Gail (Hartshorne) Haggard, Dennis
Plummer, Rebecca Schwab, Dolores Strickland.
David Esdale reports· that he worked as a
letter carrier for the Postal Service until November 1971, at which time he entered the
Army for a four-month stint with the National
Guard. He then taught junior high school,
took graduate courses at Bridgewater State College for secondary school certification, and front
September 1972 to June 1974 taught physics,

environmental science, and earth science in
Hyannis, Mass. He then entered the industrial
engineering program at Northeastern University
in Boston, as preparation for his present employment as assistant to the production manager at the Daystar Corporation, a manufacturer
of solar energy equipment.
1972-Annapolis
Jutting from the southwestern tip of Ireland
into the North Atlantic are a number of barren, rocky islands; one of them, narrow, threemile-long Blasket, since 1974 has been the
home of Anne Kilborn, formerly of Annapolis.
Employed by the American owner of the island
as caretaker and innkeeper, Anne leads a very
busy life in the summer with the influx of
visitors. Then she can easily work a sixteen-hour
day, cooking and caring for mainlanders who
visit the remote spot, first settled more than a
thousand years ago, but now essentially abandoned. Anne raises vegetables in a large garden,
eats what the rabbits leave her (and eats the
rabbits as well), hauls by boat from the mainland what she cannot raise or make, and relies
on seagulls for eggs. In the non-summer months
she chops wood, cuts sod to burn in the furnace, repairs the house, knits by candlelight,
and sews and writes letters and listens to the
radio and plays the tin whistle. Indeed, she
finds the summers more lonely than the other
months, for with so many visitors she has
almost no time for herself. Interviewed on a
recent visit to Annapolis, Anne says she plans
to return home again after this next summer
season.
1972-Santa Fe
1975 Alumni Giving: Glenn C. Gladfelter, Jr.,
Grayson D. Hendricks, Anthony and Elisabeth
(Dean) Jeffries, Herley D. Sharp.
Theresa M. Baca since graduation has attended law school at the University of Pennsylvania, and has worked with different organ·
izations and law offices in the area of civil
rights. She graduated from law school last year,
and is now living in Santa Fe and working for
the New Mexico Human Rights Commission.
1973-Annapolis
Deborah Achtenberg wrote in December that
she is now living in New York City and studying philosophy at the New School
Peter Davis lives in a "quaint house" in the
mountains of southwestern Virginia, works as a
reporter for the Roanoke Times, and says he
is generally recovering an interest in r-eading
"but not yet in the Great Books."

After teaching mathematics in an Israeli

kibbutz for two years, Deborah Schifter is now
enrolled as a graduate student in mathematics
at the Hebrew University in Jerusalem.
Shiu Wong, doing .graduate study in mathematics at Rutgers University, finds the work
tougher than he had imagined, in terms both
of the study loads and "the impersonal competitive environment."

1973-Santa Fe
197 5-Alumni Giving: Galen and Jena
(Morris) BreningstaH, Robert M. Hampton,
Barbara A. Harry, Mark D. Jordan, Mr. &amp; Mrs.
Paul Knudsen, Kenneth Richman, Eric 0.
Springsted.
Richard Cohen writes: "I've been employed
since May 1973 at the Federal Reserve Bank
of San Francisco as a reports analyst in foreign
exchange and foreign currency. It is a rough
form of systems analysis, not utilizing the tools
of economics, but the fundamental tools of
logic and reason I developed· at St. John's. I am
two-thirds completed with the Masters in
Public Administration program at Golden Gate
Unive.rsity . . . . My main outside interest is in
music, mainly blues. However, outside of the
blues, I have become impressed with an astonishing musician, Robbie Basho. His attempt to
forge classical, Eastern Indian, Persian, American Indian, and American music into a coherent whole as a raison d' ~tre for the steel string
guitar has succeeded, in my opinion."
Seth Cropsey is working in the editorial department of Public Interest magazine in New
York City.
197 4-Santa Fe
1975 Alumni Giving: Ymelda (Martinez) Allison, Mark Belanger, Sally R. Bell, Daniel L.
Blake, Barbara R. Fishel, Catherine A. Gordon,
Elliot A. Marseille, Daniel E. Matelski, Donald
Merrieil, Lester S. Silver, Phillip B. Weathers.
Maria Kwong informs us that a newly-pub.
lished book, Handmade Toys and Games, by
Laury and Law, features many of her early
toys. Included are a few wooden dolls she made
during her sophomore year on the Santa Fe
campus. Also, one of her fabrics was accepted
by an international student design show at the
University of Kansas this past winter. Maria

graduated in January from Immaculate Heart
College in Los Angeles with a major in art.
She celebrated the event with Denis Yaro S75,
Bob Hampton S73, Larry Dutton S74, and
Steve Goldman S73.
Harvard Law School, says David Gross, is
"hectic beyond belief," with an incredible volume of things to learn, and little time in which
to learn them. He thinks the faculty are a real
"plus," and the students generally of very high
caliber. One aspect he finds different from Shiu
Wong's experience (see 1973-Annapolis): he
believes his law school classmates are too busy
competing with the material to compete with
each othe.r!
Kate Gordon, also at Harvard, is studying
Russian and working at the Harvard Center for
Population Studies.

1975-Santa Fe
1975 Alumni Giving: David Alcott, Gershon
A. Ekman, Rani Kalita, Mr. &amp; Mrs. 'Thomas
J. Myers, Boyd C. Pratt.
Elizabeth (Strider) Dain is married to Westy
Dain S76 who is studying physics and mathematics at Cornell University and working in
the astronomy-space sciences laboratory. This
is a far cry from St. John's, but it is what
Westy wants to do and he enjoys it. Betsy had
a wonderful job last summer and fall at a
tree and shrub nursery outside Ithaca, and is
also working at the Cornell Bookstore.
Denis Yaro and his brother have been operating a snack food distributorship in the San
Diego (Ca.l.) area, but recently sold out to a
larger distributor, the Finch Company. Denis is
now working for Finch.
Staff Notes-Santa Fe
David lrwil;l, a clarinetist who was a member
last year of the first Ya1efSt. John's Co11ege
Consort, has been at Andover this year. In
addition to teaching an introductory course in
music, he gives private lessons on clarinet and
saxophone, has three guitar classes, one recorder class, teaches a course in film animation,
directs the Jazz Band,_ and generally manages
to keep busy musically. He reports that the
other members of the first Consort-Mary
Posses, Manuel Maramba, Richard Weinhaus,
and David Gordon-all seem to be doing well.

In Memoriam
1900-B. Lee Hutchinson, Park Hills,

Ky.
1915-Col. Philip K. Moisan, Baltimore,
Md., March 21, 1976.
1922-Dr. James C. Owings, Baltimore,
Md,
1923-John W. O'Brien, Laurel, Md.
1926-Dr. Cedric C. Carpenter, Morristown, N.J., January 26, 1976.
1927-Fuiton Catlin, Almond, N.Y.

1931-Lawrence L. Monnett, Jr., Brookfield, Conn., March 21, 1976.
1933-Samuel L. Bare, Jr., Westminster,
Md., February, 1975.
1933-Daniel J. Ward, Glen Rock, N.J.,
November 12, 1976.
1935-Benjamin S. Elliott, Laurel, Md.,
March 25, 1976.
1952-Ernest T. Tibbetts, Cambridge,
Md.

�The College
St. John's College
Annapolis, Maryland 21404

Second-class postage paid at
Annapolis, Maryland, and at
additional mailing offices.

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