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                    <text>2023

COMMENCEMENT
EXERCISES

Sunday | May 14
Two Thousand and Twenty-Three
Annapolis | Maryland

�PROGRAM
For the Two Hundred Thirty-First
Commencement in the
Three Hundred Twenty-Seventh Year
of the College
Prelude			

Carrollton Brass Quintet

Academic Procession
The National Anthem			

Carrollton Brass Quintet

Francis Scott Key, Alumnus, Class of 1796

Welcome

Nora Demleitner
President of the College

Announcement of Prizes and Awards

President Demleitner
Joseph Macfarland
Dean of the College

Address to the Graduating Class

Nathan Dugan
Tutor

Conferring of Undergraduate Degrees of the Class of 2023			
President Demleitner
Dean Macfarland
Conferring of Graduate Degrees

President Demleitner
Emily H. Brooker Langston
Associate Dean for the Graduate Program

Recognition of the Class of 2020

Academic Recession		

President Demleitner
Dean Macfarland
Emily H. Brooker Langston
Carrollton Brass Quintet

�B A C H E LO R O F A R T S
Kasparas Adomaitis

Vilnius, Lithuania

Huckleberry Finn: the Conscience of Mark Twain’s America

Jack Alford

Vienna, Virginia

The Doomed Romantic: Failure and Fate in Lord Jim

Rhett Anderson

Thetford, Vermont

Wild Apes &amp; Savage Beavers: Examining Identity Post-Colonization in Aime
Cesaire’s Discourse on Colonialism, James Joyce’s Dubliners, and
Dr. Frederick Wiseman’s Dawnland: An Autohistory of the Abenaki Nation

Max Anthon

Haworth, New Jersey

Terminal Philosophy A Closer Look at the End of Socrates

Ella Rose Barron

Denver, Colorado

Voltaire’s Zadig ou la Destinée: A World Not Directed by Wisdom

Joseph Bennett

Amherst, New Hampshire

A Linguistic Christ Figure in Phenomenology of Spirit

Ben Berghammer

Evanston, Illinois

The Torments of a Deep Conscience: What it Means for Ivan Fyodorovich’s
Heart to be Overcome by God in The Brothers Karamazov

James Lawrence Bieneman

West Bloomfield, Michigan

What differentiates Newton and Leibniz in development and understanding
of their calculus?

Malaika Biwott

Fairfax, Virginia

The Demise of the Laborer

Emory Richmond Boll

New York, New York

Magical Mystery Tour Searching for Soul, Self, and Solace in Jung’s Red
Book

Dashiel Donald Buyske-Friedberg
God and Lucifer through Dante’s the Divine Comedy

Philadelphia, Pennsylvania

�Meagan Callahan

Sunderland, Maryland

What You Will: Desire and Happiness in Twelfth Night

Stephen Dela Cruz Cariño

Saipan, Northern Mariana Islands

Fiction and Reality: The Imaginations of Huckleberry Finn and Tom Sawyer

Gabriela Carroll

Austin, Texas

The Fruit of Unconscious Activity in Tolstoy’s War and Peace

Sihwan Cha		

Busan, South Korea

A Touch of Intellect, the Flesh of Man

Bibhusan Chapagain*
Hyeokjae Choi

Kathmandu, Nepal

Seoul, South Korea

Wrestling with the Shade of Plato: The Meno and Lucian’s Hermotimus

Joseph Cunningham

Ambleside, United Kingdom

Out from the Dark Wood: The Importance of Dante’s Awakening and First
Steps into Hell

Sam Detwiler

Jenkintown, Pennsylvania

No More. The Text is Foolish: Understanding Shakespeare’s Props in King
Lear

Jonah Donis

South Hamilton, Massachusetts

To See with Eyes Unclouded: A Look at the Myth of Er in Plato’s Republic

Elizabeth SuAnn Dowdy		

Fort Worth, Texas

Sisters by Chance or Sisters by Choice? An Examination of Sisterhood in
Sophocles’ Antigone

Samantha Duckworth
On Book X of Euclid’s Elements

Mira Dunan Emmart

Holland, Pennsylvania

Baltimore, Maryland

Locke on Labor For the Right or For the Good?

Isabel Emond

Ocean City, Maryland

Spellbound: The Risks of Learning in Plato’s Protagoras

Mathew Fisher

Weathersfield, Vermont

Unnumbered Strands Exploration of Separation in Dream of the Red
Chamber
Vienna, Austria

On Speech, or the Same and the Other

Cristopher Barrett Ford
Ardmore, Pennsylvania

Stamping Ground, Kentucky

A Cry for the Recognition of Living Poetry: Exploring Unreason in Don
Quixote

Alexander Ray Fodor

Of Whales and Men

Amanda Jayne Clemens

Eleanor Carroll Elliott

Reston, Virginia

Freeing Minds: A Treatment for Ignorance

Agnes Sands Galvin

Millerton, New York

To Be Mistress of Pemberley

Kreider Chesterfield Grasse

Philadelphia, Pennsylvania

“The Summit of the Organic Scale” Is Man’s Superciliousness Justified by
Darwin’s View Of the Progression of Man?

Emerson Rieman Graves

Charlotte, North Carolina

“All Myth, The One Reality” of Helen in Egypt

Noah Hale

Seaford, Delaware

The Paradoxical Hero and the Progress of Loss in Job

Allegra Danger Hall

Harrisburg, Pennsylvania

Absence Makes the Heart: The Present Christ in Bach’s St. Matthew Passion

Ella Naomi Harel Kirschner

Philadelphia, Pennsylvania

Phaedra the Philosopher Queen: Passionate Thought, Speech, and Deed in
Euripides’ Hippolytus

�Jonathan Harris

Silver Spring, Maryland

Returning Power to the People: An Analysis of Civil Responsibility in the
Commonwealth, as Established in Thomas Hobbes’ Leviathan

Matthew James Hogan

Ava Marie Elisabeth Lehrman

The Curiosity and Conviction of a Humble Man: On Faraday’s
Electromagnetic Phenomena through Inductive Reasoning
St. Helena, California

Lakeland, Florida

Paradox in Paradise

Matthew Jungheim

Highland Park, Illinois

From Aeneas to Zion: An Account of the Essence of Two Nations

John Frederick Kelly

Annapolis, Maryland

Evanston, Illinois

Shaped by Absence: Negation in Jane Austen’s Persuasion

Eyes Wide Open: An Inquiry into the Second and Third Chapters of the Book
of Genesis

Zixiong Lin

Wenling, People’s Republic of China

Daryl Jeffrey Locke

Upper Marlboro, Maryland

Lucie Carroll McCarthy

Baltimore, Maryland

Delay and the Bounded Self in Shakespeare’s Hamlet

Jenny Kim

Chungju, South Korea

Involuntary Memory in Swann’s Way
New Freedom, Pennsylvania

Baudelaire’s Search for the Red Ideal in Shakespeare’s Macbeth
Cincinnati, Ohio

Corruption and the Art of Philosophy Education and Friendship in Plato’s
Phaedrus
Chicago, Illinois

God, Moses, and the Golden Rule: Does Hillel’s Famous Statement Hold
True When Reading Exodus?

The Ubiquitous Experience of Exile in Baudelaire’s Swan

Las Vegas, Nevada

Outcast Child Monarch of the Clouds

Isabella Martin Kiedrowski

Hyojeong Lee

Cedar Park, Texas

“The Laws and Loss of Nature” Reinterpreting Tocqueville’s Observations on
the Principle of Equality For the Modern Day

Passion Nailed Down in America: An Inquiry on the Sovereignty of People

The Quest for Political and Spiritual Moderation

Rivka Koppel

Nothing Beside Remains: The Breakdown of Morality in Heart of Darkness

Sarah Janice Fairchild Lieberman

Chelsea Johnson

Craig Koch

Ellicott City, Maryland

Joshua Levins

The “Dark, Sweet Stench” of Loam in Toni Morrison’s Sula.

Mia Kobylski

Needham, Massachusetts

Law, Principle, Rule: What If Darwin’s Laws Are Taken as Laws of Physics?
Burke, Virginia

Ella Hougie

Jake Lees

Incheon, South Korea

Isabel Lucille McDonald

Gambier, Ohio

The Social Outsider: Society, Adventure, and Freedom in Mark Twain’s
Adventures of Huckleberry Finn

Sylvie McKnight-Milles

Ellicott City, Maryland

In Search of Physical Reality: A Journey through Schrödinger’s
Mathematical Derivation of the Quantum Wave Function

Elizabeth Lynn Meade

Pewaukee, Wisconsin

“You Must Not Be Here:”: Alienation through Law in War and Peace

Ezra Melchor

Catonsville, Maryland

On Nietzsche’s Genealogy of Morals: The Doubt of Faith and the Will to Truth

Megli Micek

Las Vegas, Nevada

Love, the Inevitable End of Everything in Leo Tolstoy’s Anna Karenina

�Jozef Miklasz

Crownsville, Maryland

The Five Rings Freedom through the Way of the Warrior

Grace Frances Miller

Trinity, North Carolina

Santa Fe, New Mexico

Louisville, Kentucky

The Life of Isaac McCaslin From Faulkiner’s Go Down, Moses

Giovanni Morgan

Stuart, Florida

The I That is We: How Community Sets Us Free in Hegel’s Phenomenology
of Spirit

Elizabeth “Birdi” Mueller

Ridgway, Colorado

Saving Orlando: Marriage and Mannage in Shakespeare’s As You Like It

Brooke Anna Murphy-Petri

Darien, Connecticut

To Love One’s Neighhhbor a Voyage into Gulliver’s Travels

Lillian Pearl Lemmert Naill

Baltimore, Maryland

Old Westbury, New York

The Torment and Ecstacy of Spleen and the Ideal

Tom Ni

Pfäffikon, Switzerland

Virtue or Virtù: The Case of Scipio

Matthew Nugent*
Joseph Padgett

Keene, New Hampshire

Memphis, Tennessee

Die Müh Ist Aus or Finding Rest in Bach’s Passion

Lysithia Page
Do We Get What We Want? An Essay on Plato’s Symposium

Gorham, Maine

Francis Proctor

Annapolis, Maryland

A Consideration of Inheritance, Rights, and Liberty

Alayna Kay Louise Raymond

Spanaway, Washington

Finding Her Epos: An Investigation into Dorothea Brooke’s Potential for Epic
Life in George Eliot’s Middlemarch

Elli Megan Rees

Llanelli, Wales

Seduction: A means of Destruction or Reconciliation?

Jennifer Reid

Atlanta, Georgia

Movement in Passivity: A Phenomenological Approach to the Development
of Passivity in the Girl in Simone De Beauvoir’s The Second Sex

Caroline Grace Ritter

Arlington, Virginia

On Personal Freedom and Historical Inevitability in Tolstoy’s War and Peace

The Four Elements in the Epic of Gilgamesh: An Exploration of Duality within
Nature

Noah Negri

Silas Nathanael Pillsbury
On Attention and Identity: A Study of Virginia Woolf’s To the Lighthouse

Passion and Gospel: Bach’s Double Scoring of Matthew

Caroline Kohl Moeller

Chicago, Illinois

The Dialectic of Violence: Frantz Fanon’s Wretched of the Earth

Economy, Passion, Love Exploring What It Means to Marry Well in Jane
Austen’s Pride and Prejudice

Ruby Mariah Miller

Angel Pantoja Jr.

Garrick Buchanan Rodman
The Identity and Ideals of a Man Betrayed

Jacob Richard Rowley

Bend, Oregon

A Platform of Stability: Eternal Moment in To The Lighthouse

Kostiantyn Rymar

Kyiv, Ukraine

Sin, Death, Suffering, and Baudelaire: How Evil Penetrates l’esprit and
l’corps to Create the Deplorable Nature of the Human Condition

Apurva Sharma

Kathmandu, Nepal

“A Shadow Here and a Light There”: An Exploration of the Self and the Other
in Virginia Woolf’s To the Lighthouse

Lirian Selene Spolaore
Burlingame, California

Glennville, Pennsylvania

Washington, District of Columbia

A Journey through Memory: Experiencing Time with Marcel Proust

�Sachin Cyril Stanislaus

Templeton, California

On Legitimate Authority in Jean-Jacques Rousseau’s On the Social Contract:
An Inquiry into the Possibility of Justified Social Relations

Honor Dubarry Stanton

Toronto, Canada

The Degradation of Soul and Regime in Plato’s Republic

Wyatt Sweeney

Cleveland, Ohio

Bona Fide: The Anatomy and Apotheosis of Identity through Montaigne’s
Essays

Nathaniel Talbutt

Providence, Rhode Island

Colossus! Interpreting Real and Symbolic Power in Shakespeare’s Tragedy
of Julius Caesar

Nicolas Turner

Arlington, Virginia

What Wants to Be Told: Self-knowledge through the Fables of Aesop and
Jean de La Fontaine

Nya Uberman-Gillon

Olympia, Washington

The Human Frequency: A Marriage of Opposites and Acceptable Paradox

James “Cooper” Ussery

Naples, Florida

A Standpoint Beyond: On The German Ideology

Paul William Vosteen Jr.

Monterey, Virginia

The Frenzied Pied Piper of Idolatry

Libby Watson

Houston, Texas

Thinking of Thinking: Why the Phenomenology of Spirit is a Story

Leonard Wells

Washington, District of Columbia

The Odyssey of L’russe Besuhof in Tolstoy’s War and Peace

Tessa Wild

St. Louis, Missouri

“Unnatural Troubles”: An Exploration of Madness in Macbeth

Tong “Cynthia” Wu

Suzhou, People’s Republic of China

Man as a Beautiful Animal: The Evolution of Human Civilization through
Beauty in Charles Darwin’s The Descent of Man

Jingyi Zhang

Fuzhou, People’s Republic of China

Mal of Les Fleurs du Mal

Rose Meien Zhang

Beijing, People’s Republic of China

Something New Under the Sun in Kepler’s Astronomia Nova

Yingxin Zhang

Wenling, People’s Republic of China

How One Should Live a Life: Moderation in Plato’s Republic

�MASTER OF ARTS IN LIBERAL ARTS
Mark Acebo

Perth, Australia

Sarah Pendleton Alexander
Alexander Phillip Andreosatos
Jeffrey Robert Boatwright†
Adam Burkhart

§

Annapolis, Maryland
§

Quincy, Massachusetts
Los Angeles, California
Pittsburgh, Pennsylvania

§

David Somerset Christian

Cypress, California

Jesse Clagett

Dahlonega, Georgia

Ari Spencer Coleman†

South Jordan, Utah

Benjamin Crocker

Sydney, Australia

Folke Egerstrom

Santa Ana, Costa Rica

§

Matthew Ely

Des Moines, Iowa

Derek Foret

Washington, District of Columbia
§

Fort Washington, Maryland

†

Jay Alexander Gold

Madison, Wisconsin

Ansley Starr Green

Alachua, Florida

Tanya Malita Fuller

Steven Hayes§

Lawrenceville, New Jersey

Jordan Loch Hill

Perth, Australia
†

Joshua C Laperche
§

Connor Morrison

Benjamin Stewart Pershall†
Siobhán Autumn Petersen
†

David R. Pierce
Ethan Pyle

§

Exeter, Rhode Island
Philadelphia, Pennsylvania
Severna Park, Maryland
Shady Side, Maryland
Santa Teresa, New Mexico
Hartland, Wisconsin

Walker Beau Rogalsky

Winnipeg, Canada

Kasey M Siciliano

Cincinnati, Ohio

Abdullah Wadood

Bethesda, Maryland

Chase Waller

§

Judith Jankowski Wrenn§
*

Upon completion of requirements

†

Degree conferred January 18, 2023

§

Degree conferred October 26, 2022

Chattanooga, Tennessee
Fountain Inn, South Carolina

�Welcoming back our Class of 2020
B A C H E LO R O F A R T S
Tbel Abuseridze		

Batumi, Georgia

On Voyaging

Zainab Noor Ahmad

Lucknow, India

With Feminine Love &amp; Beauty – A Close Look at Prince Andrei Bolkonsky

Angelika Nora Alberstadt

New York, New York

Who Painted the Lion? An Analysis of the Wife of Bath in Chaucer’s
Canterbury Tales

Alexander Thompson Albert

Towson, Maryland

The Influence of War and Peace on Individuals in War and Peace

Emmet Allen

Lexington, Kentucky

Discovery and Concealment – An Examination of Meaning and
Sedimentation in Husserl’s Crisis of European Sciences

August Baganz

Annapolis, Maryland

And Repudiating Immolation: The Motion Towards Understanding in
Faulkner’s Go Down, Moses

Thomas Balding

Long Island, New York

Free Will and the Individual in War and Peace – An Investigation of Man’s
Ability to Act in a Historical World

Morgan Robert Edward Ballard-Wheeler

Tucson, Arizona

Love’s Language in Tristan und Isolde – An Exploration of Musical Meaning

Darcy Marie Bohlin

Santa Fe, New Mexico

On the Amorality of Forgiveness

Anne Lindsay Brong
The Cumulative Action of Creation – A Calculus Under Darwin

Wyndmoor, Pennsylvania

�Martha Campbell

Annapolis, Maryland

The Perfect Words in The Perfect Order – The Power of the Poetic in Soren
Kierkegaard’s Fear and Trembling and Whether it Succeeds in Saying The
Unspeakable

Charles John Carpenter

Farmington, Connecticut

The Natural Social Man – Finding Morality Free of Prejudice in Rousseau’s
Emile

Cole Caudle

Sulphur, Oklahoma

Dynamic Language – An essay concerning how our conception of language
shapes how we engage with the world

Yu Chieh Chang

Taichung, Taiwan

Between Love and Suffering – Confessional Language in Dostoevsky’s Crime
and Punishment

Parker James Chlovechok

Cambridge, Ohio

Hindsight is Twenty-Twenty - An Analysis of the Different Forms of Memory
and their Applications to Life and the Creative Process

Raeann Clement

Port of Spain, Trinidad &amp; Tobago

A Pursuit of Virtue
Adelaide, Australia

Time, Nature, &amp; Empathy: A Portrait of Humanity in Goethe’s Faust
Los Angeles, California

Kathmandu, Nepal

Zarathustra’s Solitude – A Path to Self-Overcoming

Collin Doherty

Richmond, Virginia

A Moral Bath- Pierre’s Pursuit of Happiness in War and Peace

“…And the Battlefield is the Heart of Man”: An Inquiry into Love, Judgement,
and Suffering in The Brothers Karamazov

Sierra Engdahl

Estero, Florida

How to Build a Good European: Nietzsche’s Pursuit of a Reformed Science

Noah Estes

Mosier, Oregon

On Storytelling: The Art of Experience, Perception, and Symbolism in Mark
Twain’s Adventures of Huckleberry Finn

Sadie Bromberg Funk

Minneapolis, Minnesota

Inseparably Interconnected Infinitesimal Elements: An Exploration of
Tolstoy’s Science of History and its Mathematical Possibilities

Tianqi (Simon) Gao

Beijing, People’s Republic of China

The Idea of “Conflicts” in Federalist Papers and Its Misuse in American
Politics
Pasadena, Maryland

Pain: The Price for Greatness
Carlsbad, California

Death for Philosophers –A Guide to Dispelling the Fear of Death Through
Lucretius’ On the Nature of Things

Beebs Hartzell

Houston, Texas

Maddie Nell Fortier Jane

Charlottesville, Virginia

What Giants? An Exploration of Laughter in Cervantes’ Don Quixote
Annapolis, Maryland

On the Isolation Present in the Modern Poetry of Charles Baudelaire

Kesi Emily Dremel

Pittsburgh, Pennsylvania

Antigone: Oedipus’s Complex Daughter

Gorgias: The Rhetoric of Shame

Mary Dray

Ryan Andrew Eberlein

Mitchell Harris

How Ghosts and Art Catch Consciences

Nishan Dhungel

Washington, District of Columbia

Marx, Engels, Ricardo, &amp; Smith- Social labor: Marx’s Critique of Vulgar
Economy

Jodi-Ann Griffin

Jack McGregor Condie
Sam Cooper

Samuel Dreyer

Annapolis, Maryland

Kaila Nicole Johnson

Hagerstown, Maryland

On Violence and Virtue: Hamlet and the Nature of Satisfaction in Revenge
Stories

�Anton Olegovich Kalmysh

Yekaterinburg, Russia

The Limitations of Prospero’s Project and Power

Sila Karabiber

Sakarya, Turkey

Why Two Geometries: The Story of Parallel Lines

Beimnet Kebede

Addis Ababa, Ethiopia

Irregularity: The Pseudo-Perfect Garden- A Deliberation of Perfection and
its Place Within God’s Creative Process

Alexander Kocinsky

Trumbull, Connecticut

Cairo, Egypt

Alone on the Island of Man’s Knowledge – An Examination of the Social and
Asocial in Hayy ibn Yaqzan

Jameson DeWeese Marshall

Fairfax, Virginia

Loving others, by loving ourselves – An exploration of happiness in
Rousseau’s Emile

Tyler Michael Mazur

Cambridge, Ohio

The Fruits That We Bear – An exploration of character and action in
Aristotle’s On Poetics and what the art of fiction tells us about our
perception of reality

Scott Stanaway McCrae

Silver Spring, Maryland

The Tension Within the Leaf: How Conflicting Ends Manifest in the Growing
Plant
Portland, Oregon

A Quantum of Causality – Kantian Metaphysics and Quantum Mechanics
Joined
Vienna, Virginia

Achilles’ Wager – On Fate in the Iliad
West Chester, Pennsylvania

Fear of Change: A Look at Time in the Charles Baudelaire’s Les Fleurs du Mal

Mackenzie Richard–Daffner

Williamstown, Massachusetts

Sitting in an English garden waiting for the sun – I Am the Walrus – The
Beatles

Erica Rochelle Root

Ludington, Michigan

Redemption and Damnation of Humanity: A Story Portrayed by the Lovers of
Gounod’s Faust

James Edward Rubidge

Westport, Connecticut

well maybe I’ve been wrong, maybe my intentions are irrelevant, but
honestly, it’s not just for me. An Analysis of Maturity Through Henry IV Part I
Sterling, Virginia

Change We Can Believe In – Knowledge, Necessity, and History in
Philosophical Fragments
Hanover, Pennsylvania

Finding Satisfaction in a Material World - An Analysis of Lucretius’ On the
Nature of Things

Family and Leadership in Shakepeare’s The Tempest

Elinatan Nelson

Zachary Radford

Kassem Ayad Mansour

John Schuyler Monday

To Whom Do I Owe This Alienation? An Inquiry into Words and Meaning in
Hegel’s Phenomenology of Spirit

John Pell
Sacramento, California

Hegel’s Critique of Pure Morality – The Use and Abuse of Conscience in
Hegel’s Elements of the Philosophy of Right

Sean Miller

Stockholm, Sweden

Edan Moses Otto

“Man Errs as Long as he Will Strive”

Zachary Leveroni

Elisabeth Morell

Thousand Oaks, California

Gabriela Sanchez

Wellington, Florida

Miraculous Artworks – On Hannah Arendt’s The Human Condition

Anna Seban

Davis, California

Swann in Search of Love and Art: The Role of Art, Aesthetics, and
Appreciation in Swann’s Way

Eireamhán Mitha Semple

Dublin, Ireland &amp; Islamabad, Pakistan

The Generalisation of Economic Thought – An essay on The General Theory
by John Maynard Keynes

�Aishwarya Sharma

Kathmandu, Nepal

MASTER OF ARTS IN LIBERAL ARTS

Who Is Antigone? Living a Life Opposed to Life

Glen “Quinn” LeRoy Shivel V

Kennebunkport, Maine

What Sort of Things Are we? Understanding our behavior through the
teachings of Epictetus.

Jakob Stief

St. Louis, Missouri

The Leap of Faith: Resolving the Dialectic between the Esthetic and the
Ethical in Kierkegaard’s Either/Or

Zuowen Tang
How Kant Saved Me from the Void

Mary Elizabeth Turner

Cedar City, Utah

Descartes’ Approach
Muntinlúpa City, Philippines

The Traveler’s Mind, from Both Sides of Jonathan Swift’s Fourth Wall

Grace Villmow

Brookings, South Dakota

Judged, Sentenced, And Condemned - An Exploration of the Truth Behind
Misogyny in Christine de Pizan’s The Book of the City of Ladies

Logan Jefferey Zimmerman

Andrew Dorchester

Washington, District of Columbia

Gregory LaMontagne

Jordan Timothy Poyner
Jordana Leah Stern Rozenman

Quang Ngai, Vietnam

Eloping in Adventures of Huckleberry Finn

Alberto Clemente Antonio Valenzuela III

Chestnut Hill, Massachusetts

Jaime Marquez

Shenzhen, People’s Republic of China

Hung “Jay” Tram

Lee David Cranberg

Wray, Colorado

Confronting the Mask. An Investigation of the Prelude to a Philosophy of the
Future.

Ryan Shinkel

Annapolis, Maryland
Arlington, Virginia
Winona Lake, Indiana
Washington, District of Columbia
Annapolis, Maryland

�PRIZES AND AWARDS

To the Graduate Institute student who has written a distinguished preceptorial
essay in the year 2022.
Offered by the Alumni Association

How Might a Machine Intend?

To the member of the Senior Class who has written the best senior essay.

Siobhán Petersen, Co-Winner

Offered in memory of Susan Irene Roberts, of the Class of 1966

In Search of Physical Reality: A Journey Through Schrödinger’s Mathematical
Derivation of the Quantum Wave Function

The Three Peaks of Aristotle’s Ethics:
A Critique of Magnanimity through Friendship and Wisdom

Sylvie McKnight-Milles

Quinn Rifkin, Co-Winner

Honorable Mention
On Personal Freedom and Historical Inevitability in Tolstoy’s War and Peace
Caroline Ritter

To the member of the Junior Class who has written the best annual essay.

Offered by Mrs. Leslie Clark Stevens in memory of her daughter-in-law, Kathryn Mylroie
Stevens

To a member of the Senior Class, for excellence in speaking.
Offered in memory of Senator Millard E. Tydings of Maryland

Isabel Emond

To the student who submits the best English version of a Greek text.
Offered in memory of John S. Kieffer, President Emeritus

Stephen Carino

Dorothea Brooke’s Death and Resurrection through Art

Dolan Polglaze

Honorable Mention
Yucen Han

To the member of the Sophomore Class who has written the best annual essay.
Offered under the will of the late Judge Walter I. Dawkins, of the Class of 1880

To the student who submits the best English version of a French poem.

Let Him Who Has Ears Listen – Parable, Christian Privacy,
and the Mechanics of Transformation

Finn Yepkle

To the member of the Freshman Class who has written the best annual essay.
Saving Glaucon’s Soul – An Examination of Socrates’ Answer
in the Republic in Relation to Glaucon’s Character

Offered by the Board of Visitors and Governors

LE CORBEAU ET LE RENARD FABLE

Ava Lehrman

To the student who submits a fine original English poem.
Offered by Dr. George Austin in memory of his brother, Henry

Untitled
Lucie McCarthy

Victoria Horsman
Honorable Mention
A Noble Risk and a Noble Lie: The Doubt and Deception of Socrates
Kaleth Cushman

Honorable Mention
When Rajani poured her love
Bibhusan Chapagain

Honorable Mention
Character in Nicomachean Ethics: Who is to Blame?

Honorable Mention
A Reservation
Michael Engstrom

Chelsea Simons

To the Graduate Institute student who has written a distinguished tutorial essay in the
2021-2022 academic year.
Offered in Memory of Laurence Berns by a donation from Joe Coelho

Neither Evening nor Dawn: A Comparison of Μεγαλοψυχία and Σοφία in the
‘Nicomachean Ethics’

Jules Spiese

To the student who submits a fine original musical composition.

Offered in memory of Mary Joy Belknap, President of the Caritas Society 1987-1991
Alma redemptoris mater

Tarik Mahmud

�To the student who submits a fine essay on a piece of music.

Offered in memory of Mary Joy Belknap, President of the Caritas Society 1987-1991
Elli Rees

To the student who submits the most elegant solution of a synthetic problem.

Offered by the Class of 1986 in memory of Bryce Jacobsen, of the Class of 1942, Tutor and
Director of Athletics Emeritus
Paolo Medelius

To the student who submits the most elegant solution of an analytical problem.
Offered in memory of James R. McClintock, of the Class of 1965

Paolo Medelius

To the student who carries out a fine laboratory project.
Offered in memory of Curtis Wilson by the Class of 1963

Not awarded

To the members of the Senior class, through participation, leadership, and
sportsmanship, have contributed most to the SJC athletic program, a special blazer.
Jacob Lees
Ava Lehrman

To the member of the Senior Class who has contributed outstanding service to the
Greater Annapolis Community.
Offered by the Caritas Society of St. John’s College

Ezra Melchor

To the member of the Senior Class who has demonstrated the greatest care for and
service to youth who reside in the City of Annapolis.
Offered by the friends and family of Marvin B. Cooper, of the Class of 1969
Alayna Raymond

To the member of the Senior Class who submits the best work of visual art to the
Community Art Exhibition, the Charles Vernon Moran Prize.
Daryl Locke

To the Senior who has demonstrated excellence in the arts, literature, or sciences,
the Walter S. Baird prize.
World within Hjelmslev Disk

Rose Zhang

�CONGRATULATIONS, ALUMNI.
Stay in touch. Get involved. Give back.
sjc.edu
410-626-2531

�</text>
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                  <text>Addresses given at commencement and programs of events related to, and including, the annual commencement ceremonies at St. John's College. Includes both the undergraduate and Graduate Institute commencements. &lt;br /&gt;&lt;br /&gt;The College Archives holds programs and/or addresses for the following years:&lt;br /&gt;
&lt;ul&gt;
&lt;li&gt;1796&lt;/li&gt;
&lt;li&gt;1835-1836&lt;/li&gt;
&lt;li&gt;1842&lt;/li&gt;
&lt;li&gt;1852&lt;/li&gt;
&lt;li&gt;1856-1857&lt;/li&gt;
&lt;li&gt;1870&lt;/li&gt;
&lt;li&gt;1878&lt;/li&gt;
&lt;li&gt;1880&lt;/li&gt;
&lt;li&gt;1890&lt;/li&gt;
&lt;li&gt;1893&lt;/li&gt;
&lt;li&gt;1895&lt;/li&gt;
&lt;li&gt;1897&lt;/li&gt;
&lt;li&gt;1907&lt;/li&gt;
&lt;li&gt;1910-1918&lt;/li&gt;
&lt;li&gt;1920-1924&lt;/li&gt;
&lt;li&gt;1928-1929&lt;/li&gt;
&lt;li&gt;1932&lt;/li&gt;
&lt;li&gt;1936-1937&lt;/li&gt;
&lt;li&gt;1939-1945&lt;/li&gt;
&lt;li&gt;1947-present  &lt;/li&gt;
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                    <text>ST JOHN'S
College
ANNAPOLIS

• SANTA

FE

Charter and Polity of the College

ANNAPOLIS, MARYLAND • SANTA FE, NEW MEXICO

Amended and Restated
April 2009

Founded as King William's School, 1696
Chartered as St. John's College, 1784

�S!J OH N'S
College
ANNAPOLIS • SANTA

FE

Charter and Polity of the College

ANNAPOLIS, MARYLAN D• SANTA FE, NEW MEXICO

Amended and Restated
April 2009

Founded as King William's School, 1696
Chartered as St. John's College, 1784

�Since this Polity can be amended between printings, the current official Polity is kept in the
offices of the Presidents ofSt. John's College.

HISTORY

St. John's College was founded in 1696 as King William's School in accordance with a
Petitionary Act for free-schools of the General Assembly of the Colony of Maryland. Following
the Revolutionary War, the General Assembly of the new State of Maryland granted a Charter to
St. John's College pursuant to and as a part of Chapter 37 of the Laws of Maryland of 1784. This
Charter was subsequently amended by the General Assembly through Resolution No. 41 of
1832.
The Visitors and Governors of St. John's College in 1950 revised the Charter to eliminate
extraneous and obsolete matter and to make certain other amendments consistent with present
requirements and conditions. It was the opinion of the Attorney General of Maryland that the
original Charter of the College was subject to the general Corporation Laws of Maryland and
might accordingly be amended by the Visitors and Governors, pursuant to these laws, without
legislative action by the General Assembly. Subsequent amendments were made in 1961, in
1963, in 1965, in 1970, and in 1975.
I

When the decision was reached to establish a second St. John's College in Santa Fe, New
Mexico, amendments were made to the Charter to authorize branches or extensions of the
College. The Charter was then filed with the Corporations Commission of the State of New
Mexico as a foreign corporation. The College was thus empowered to grant degrees in New
Mexico under the provisions of its Maryland Charter.
A Polity for the College was first suggested at a faculty meeting in 1943 by the Dean. A faculty
committee was elected and drafted a Polity, which was then promulgated by the President. In
April 1949 the Faculty elected a committee to revise the Polity. The resulting document was
approved by the Faculty on April 9, 1950, and was adopted by the Board of Visitors and
Governors on July 8, 1950. Subsequent quinquennial reviews were made by elected faculty
committees, and desired amendments were recommended by the Faculty to the Board of Visitors
and Governors. The Polity was thus amended at regular meetings of the Board held on May 14,
1955; May 21, 1960; May 15, 1965; June 6, 1970; April 19, 1975; January 16, 1982; April 19,
1986; and October 19, 1991. Other amendments were adopted by the Board at regular meetings
on February 22 and December 9, 1961; February 23 and September 28, 1963; October 3, 1970;
February 18, 1972; October 25, 1975; January 24, 1976; November 6, 1982; July 21, 1984; April
20, 1985; October 25, 1986; April 11, 1987; October 19, 1991; July 18, 1992; April 17, 1993;
April 22, 1995; April 19, 1996; April 24, 1999, and November 6, 1999; January 27, 2001, April
26, 2003; April 24, 2004; January 27, 2006; April 22, 2006; and April 25, 2009.

�CHARTER OF ST. JOHN'S COLLEGE

WHEREAS, institutions for the liberal education of youth in the principles of virtue, knowledge
and useful literature are of the highest benefit to society, in order to train up and perpetuate a
succession of able and honest men for discharging the various offices and duties of life, both
civil and religious, with usefulness and reputation, and such institutions of learning have
accordingly been promoted and encouraged by the wisest and best regulated States; And
whereas, it appears to this General Assembly that many public spirited individuals, from an
earnest desire to promote the founding a college or seminary of learning on the Western Shore of
this State have subscribed and procured subscriptions to a considerable amount, and there is
reason to believe that very large additions will be obtained to the same throughout the different
counties of the said Shore, if they were made capable in law to receive and apply the same
towards founding and carrying on a college or general seminary of learning with such salutary
plan and with such legislative assistance and direction as the General Assembly might think fit,
and this General Assembly, highly approving those generous exertions of individuals, are
desirous to embrace the present favorable occasion of peace and prosperity for making lasting
provision for the encouragement and advancement of all useful knowledge and literature through
every part of this State;

BE IT ENACTED:
II. That a college or general seminary of learning by the name of "St. John's College" be
established on the said Western Shore upon the following fundamental and inviolable principles;
namely, first, the said college shall be founded and maintained forever upon a most liberal plan
for the benefit of youth of every religious denomination, who shall be freely admitted to equal
privileges and advantages of education and to all the literary honors of the college, according to
their merit without requiring or enforcing any religious or civil test, or urging their attendance
upon any particular religious worship or service other than what they have been educated in or
have the consent and approbation of their parents or guardians to attend; nor shall any preference
be given in the choice of a Principal, Vice-Principal or other Professor, Master or Tutor in said
college on account of his particular religious profession, having regard solely to his moral
character and literary abilities and other necessary qualifications to fill the place for which he
shall be chosen.
IV. That the governing body or board of said College shall consist of not more than forty-nine
nor less than thirteen Visitors and Governors, to be chosen and to hold office in such manner as
the said Visitors and Governors may determine and prescribe by their fundamental ordinances;
provided, however, that the Governors of the States of Maryland and New Mexico shall act ex
officio as two of the total number of Visitors and Governors of said college during their
respective terms in said offices; and that the said Visitors and Governors and their successors
duly chosen shall be and are hereby declared to be one community, corporation and body politic
to have continuance forever by the name of and by the same name they shall have perpetual
succession.

2

ST. JOHN'S COLLEGE
VII. That if the City of Annapolis should be fixed upon as a proper place for establishing the
said intended college, this General Assembly give and grant, and upon that condition do hereby
give and grant to the Visitors and Governors of the said College by the name of "The Visitors
and Governors of Saint John's College in the State of Maryland," and their successors all that
four acres within the City of Annapolis purchased for the use by the public and conveyed on the
2nd day of October, 1744, by Stephen Bordley, Esq., to Thos. Bladen, Esq., then Governor, to
have and to hold the said four acres of land with the appurtenances to the said Visitors and
Governors and their successors for the only use, benefit and behoof of the said college and
seminary of universal learning forever.

VIII. That the said Visitors and Governors and their successors by the same name shall be able
and capable in law to purchase, have and enjoy to them and their successors in fee, or for any
other less estate or estates, any lands, tenements, rents, annuities, pensions or other hereditaments
by the gift, grant, bargain, sale, alienation, enfeoffment, release, confirmation, or devise of any
person or persons, bodies politic or corporate capable to make the same, and such lands,
tenements, rents, annuities, pensions or other hereditaments or any less estates, rights or interests
of or in the same at their pleasure to grant, alien, sell and transfer in such manner and form as
they shall think meet and convenient for the furtherance of the said college; And also that they
may take and receive any sum or sums of money, and any kind, manner or portion of goods and
chattels that shall be given, sold or bequeathed to them by any person or persons, bodies politic
or corporate capable to make a gift, sale or bequest thereof and employ the same towards
erecting, setting up and maintaining the said college in such manner as they shall judge most
necessary and convenient for the instruction, improvement and education of youth in the
vernacular and learned languages, and generally in any kind of literature, arts and sciences,
which they shall think proper to be taught for training up good, useful and accomplished men for
the service of their country, in church and state.
IX. That the said Visitors and Governors and their successors by the name aforesaid shall be able
in law to sue and be sued, plead and be impleadable in any court or courts, before any judge,
judges, or justices within this State and elsewhere in all and all manner of suits, complaints,
pleas, causes, matters and demands of whatsoever kind, nature or form they be and all and every
other matter and thing therein to do in as full and effectual a manner as any other person or
persons, bodies politic or corporate within this State or any of the United States of America in
like cases may or can do.
X. That the said Visitors and Governors and their successors shall have full power and authority
to have, make and use one common and public seal and likewise one privy seal with such
devices and inscriptions as they shall think proper, and to ascertain, fix and regulate the uses of
both seals, by their own laws and the same seals or either of them to change, break, alter and
renew at their pleasure.

XI. That the said Visitors and Governors and their successors from time to time and at all times
hereafter, forever, shall have full power and authority to constitute and appoint in such manner as
they shall think best and most convenient, a principal, a vice-principal of the said college and

�professors with proper tutors and assistants for instructing the students and scholars of the said
seminary in all the liberal arts and sciences, and in the ancient and modem tongues and
languages; and the said principal, vice-principal and professors so constituted and appointed
from time to time shall be known and distinguished forever as one learned body or faculty by the
name of "The Principal, Vice-Principal and Professors of St. John's College"; and by that name
shall be capable of exercising such powers and authorities as the Visitors and Governors of the
said college and their successors shall by their ordinances think necessary to delegate to them for
the instruction, discipline and government of the said seminary and of all the students, scholars,
ministers and servants belonging to the same.
XIV. That a majority of the said Visitors and Governors for the time being and duly assembled at
any meeting upon due notice given to the whole body of Visitors and Governors shall have full
power and authority to make fundamental ordinances for the government of the said college and
the instruction of youth as aforesaid, and by these ordinances to appoint such a number of their
own body not less than seven, as they may think proper for transacting all general and necessary
business of the said seminary and making temporary rules for the government of the same; and
also by the said fundamental ordinances to delegate to the principal, vice-principal and
professors such powers and authorities as they may think best for the standing government of the
said seminary and of the execution of the ordinances and rules of the same; provided always that
they be not repugnant to the form of government of any law of this State.

XV. And for animating and encouraging the students of said college to a laudable diligence,
industry and progress in useful literature and science, be it enacted that the said Visitors and
Governors and their successors shall by a written mandate under their privy seal and the hand of
someone of the Visitors and Governors to be chosen annually as their President, according to the
ordinance to be made for that purpose, have full power and authority to direct the principal, viceprincipal and professors to hold public commencements either on stated annual days, or
occasionally as the future ordinances of the said seminary may direct and at such
commencements to admit any of the students in the said college or any other persons meriting
the same (whose names shall be severally inserted in the same mandate) to any degree or degrees
in any of the faculties, arts and sciences and liberal professions to which persons are usually
admitted in other colleges or universities in America or Europe; And it is hereby enacted that the
principal, or in the case of his death or absence, the vice-principal, and in case of the death or
absence of both, the senior professor who may be present, shall make out and sign with his name
diplomas or certificates of the admission to such degree or degrees, which shall be sealed with
the public or greater seal of the said corporation or college and delivered to the graduates as
honorable and perpetual testimonials of such admission; which diplomas, if thought necessary
for doing greater honor to such graduates, shall also be signed with the names of the different
professors or as many of them as can conveniently sign the same; provided always that no
student or students within the said college shall ever be admitted to any such degree or degrees,
or have their name inserted in any mandate for a degree, until such student or students have been
first duly examined, and thought worthy of the same.

before the General Assembly for their inspection and examination, but in case at any time
hereafter through oversight, or otherwise through misapprehension and mistaken constructions of
the powers, liberties and franchises in this Charter or Act of Incorporation granted, or intended to
be granted, any ordinance should be made by the said corporation of Visitors and Governors or
any matters done and transacted by the corporation contrary to the tenor hereof, it is enacted that
although such ordinances, acts and doings shall in themselves be null and void, yet they shall
not, however, in any courts of law, or by the General Assembly, be deemed, taken, interpreted or
adjudged into an avoidance or forfeiture of this Charter and Act of Incorporation, but the same
shall be and remain unhurt, inviolate and entire unto the said corporation of Visitors and
Governors in perpetual succession; and all their acts conformable to the powers, true intent and
meaning hereof shall be and remain in full force and validity, the nullity and avoidance of such
illegal acts to the contrary in any wise notwithstanding.
XVD. That this Charter and Act of Incorporation and every part thereof shall be good and
available in all things in the law according to the true intent and meaning thereof, and shall be
construed, reputed and adjudged in all cases most favorably on the behalf and for the best benefit
and behoof of the said Visitors and Governors and their successors, so as most effectually to
answer the valuable end of this Act of Incorporation towards the general advancement and
promotion of useful knowledge, science and virtue.

XVIll. That the College may establish and operate one or more branches in one or more states of
the United States.

XVI. That the ordinances which shall be from time to time made by the Visitors and Governors
of the said college and their successors with an account of their other proceedings and of the
management of the estate and moneys committed to their trust, shall when required be laid

4

5

�Polity of St. John's College

Preamble

Education is the making ofmen and women out of children by bringing them into the world of
inherited customs, intellectual traditions, and spiritual ties. Institutions of learning are set up for
this purpose. Beyond this they should also seek to develop the moral and intellectual powers of
their students to enable them to fulfill best their freely chosen tasks and thus to take their own
responsible part in shaping the future. St. John's College is a community of learning committed
to holding these ends constantly in sight and to seeking the best means of attaining them.
St. John's College strives to illuminate the common heritage of humanity in a persisting study of
the great documents in which that heritage can be found. It is concerned with the unity of
knowledge, an understanding of the great issues, and the moralfoundations on which men and
women may conduct their lives. To provide proper conditions for the pursuit of these ends, we,
the Board of Visitors and Governors, after consultation with the Faculty, do ordain and establish
this Polity for St. John's College.
Article I

(a) The "principal" shall be the Presidents. When 'President' is used in this Polity it shall
mean:
(i) with respect to membership on the Board of Visitors and Governors, in the Faculty,
on committees of the Board, and sitting ex officio with the Instruction Committee,
and for presentation of, and response to, the Statement of Educational Policy and
Program (Article V (l)(c)), the President of the Annapolis campus and the President
of the Santa Fe campus;
(ii) with respect to membership on committees or sitting ex officio with committees, and
actions or procedures relating to one campus, the President of that campus;
(iii) with respect to actions under Article II (12)(b) or actions or procedures involving the
entire College under Article X (l)(a)(i) and Article X (l)(a)(iii), either President.
(b) The "vice-principal" shall be the Dean who is serving as the Chair of the Instruction
Committee.

(c) There shall be a Dean of St. John's College in Annapolis and a Dean of St. John's College
in Santa Fe.
(d) The "professors, tutors and assistants" shall bear the title Tutor or Tutor Emeritus. Tutors
who have completed their tenure appointments shall be Tutors Emeriti .

THE COLLEGE

(1) St. John's College is by its Charter a legal entity, carrying on its functions from its campuses
in Annapolis, Maryland, and in Santa Fe, New Mexico. Under the Charter of the College, all
power, authority, and responsibility pertaining to the College are vested in the Visitors and
Governors.
(2) The College consists of the following: The Board of Visitors and Governors, the Faculty, the
Graduate and Undergraduate Students, the Alumni and the Staff, and other members who
may be named from time to time by the Board of Visitors and Governors.
(3) Under the Charter, "the said Visitors and Governors, and their successors, from time to time,
and at all times hereafter, forever, shall have full power and authority to constitute and
appoint, in such manner as they shall think best and most convenient, a principal and viceprincipal of the said College, and professors, with proper tutors and assistants, for instructing
the students and scholars of the said seminary in all the liberal arts and sciences, and in the
ancient and modem tongues and languages; and the said principal, vice-principal, and
professors, so constituted and appointed from time to time shall be known and distinguished
forever as one learned body or faculty, by the name of 'The Principal, Vice-Principal, and
Professors of St. John's College;' and by that name shall be capable of exercising such
powers and authorities as the Visitors and Governors of the said college and their successors
shall by their ordinances think necessary to delegate to them for the instruction, discipline,
and government of the said seminary and of all the students, scholars, ministers and servants
belonging to the same."

6

(e) There shall be Vice-Presidents for College Advancement and Treasurers.

(f) There shall be Associate members of the Faculty, hereinafter called Associates, as
provided in Article VIII .
(g) The "one learned body or faculty," composed of the President, the Deans, the other
Tutors, the Tutors Emeriti, the Vice-Presidents for College Advancement, the Treasurers,
and the Associates, shall bear the title the Faculty of St. John's College.
(h) All who have formally matriculated, are at the present enrolled, and are in good standing
shall be called Students of St. John's College.

(i) The Directors and the Tutors of the Graduate Institute shall be called the Faculty of the
Graduate Institute.

(j) All who have been awarded a degree by the College shall be called Alumni. In addition,
all who have completed at least one semester of undergraduate study or at least one
segment of Graduate Institute study, but who are not currently enrolled, shall be called
Alumni either a) in the case of undergraduate students, when the class with which they
matriculated has graduated, or b) in the case of Graduate Institute students, at the end of
three full sessions of the Graduate Institute after the one in which they last enrolled. All

7

�who have been designated as honorary members of the Alumni Association of St. John's
College shall be called Alumni. All who have ever been Alumni shall continue to be.
(k) The Staff shall consist of all persons appointed by the President who are not members of
the Faculty of St. John's College or the Faculty of the Graduate Institute.
(1) There shall be no discrimination at St. John's College in appointments, conditions of
employment, admissions, educational policy, financial aid programs, athletics, or other
activities, on the basis of race, religion, age, sex, national origin, color, disability and/or
handicap, sexual orientation, or other characteristic protected by any applicable federal,
state or local law.

Article II
VISITORS AND GOVERNORS

(1) Qualifications for Membership. Persons shall be eligible for membership on the Board of
Visitors and Governors who are concerned for the maintenance, progress, and vitality of St.
John's College's educational program and who are willing and able to discharge the
responsibilities of trusteeship with devotion and energy.
(2) Members. The Board of Visitors and Governors shall consist of not more than sixty
members, comprising the Presidents, the Deans, the Governors of Maryland and New
Mexico, ex officio, and fifty-four members, of whom forty-five shall be elected by the entire
Board and nine s_hall be elected by the Alumni of the College, in the manner and for the
terms hereinafter provided. In recognition of meritorious service to the College, Visitors
Emeriti may be elected to the Board who may attend all meetings of the Board, with voice in
deliberation, but without vote. Retired members of the Board who have served six (6) terms
on the Board as members in good standing shall be designated as Honorary Board Members
upon election by the Board. Honorary Board Members will receive minutes of the Plenary
Sessions of the Board, may, as a guest, attend the Plenary Sessions of all regular meetings of
the Board, and may be asked to assist on Board Committees.
(3) Elections by the Board. At each annual meeting, the Board shall elect a class of no more than
fifteen members for a term of three years, to succeed those members whose term expires at
the conclusion of said meeting. Those members elected shall begin their term upon the
conclusion of the meeting of their election. The procedure for nomination and election shall
be as follows:
There shall be a Nominating Committee of seven members of the Board appointed by the
Chair. The Chair and the Presidents shall sit with the committee, ex officio, when
nominations to Board membership are being considered. The Nominating Committee shall
recommend to each member of the Board in writing, not later than thirty days prior to the
annual meeting at which the election is to be held, at least one candidate for each of the
places to be filled by such election, including each position as an officer of the Board.
Additional nominations may be made in writing, addressed to the Chair, signed by at least

8

five members of the Board, prior to the date above provided for the report of the Nominating
Committee, and any such additional nominations shall be reported to the Board by the
Committee at the time of its report.
Voting on nominations at annual meetings may be by ballot, each member present to vote for
fifteen of the said nominees. In case the balloting results in a tie for one or more positions,
the Board shall determine the procedure to resolve the tie. No nominee for member or officer
of the Board shall be deemed elected who has not received the affirmative votes of at least a
majority of the members present at the meeting .

If there should be fewer than fifteen members in any class prior to the end of the term for
such class, any vacancy may be filled pursuant to the procedure provided above for regular
elections, except that the election may take place at any regular meeting. A member elected
to fill any such vacancy shall hold office for the remainder of the term of the class in which
such vacancy occurred.
(4) Elections by the Alumni. Each year in the spring, three alumni shall be elected to
membership for a term of three years, in such manner that there shall be nine members of the
Board elected by the alumni, consisting of three classes of three members each. Outgoing
members so elected shall continue to serve until their successors' term of office begins.
Such elections shall be conducted in accordance with the By-laws of the Alumni Association
of St. John's College. In the event that for any reason there should be fewer than three
members so elected in any class prior to the end of the term of that class, the vacancy shall be
filled by the Alumni Association of St. John's College. Newly elected alumni shall begin
their term immediately following the annual meeting of the Board.
(5) Faculty Representation at Board Meetings. Three members of the Faculty shall be elected by
the Faculty on each campus to attend all regular sessions of the Board on the campus to
which they belong, with voice in deliberation, but without vote.
(6) Student Representation at Board Meetings. Two students shall be elected by the Students on
each campus to attend all regular sessions of the Board on the campus to which they belong,
with voice in deliberation, but without vote.
(7) Graduate Institute Director Representation at Board Meetings. Each Director of the Graduate
Institute may attend all regular sessions of the Board on such Director's campus, with voice
in deliberation, but without vote.
(8) Graduate Institute Student Representation at Board Meetings. A student of the Graduate
Institute shall be elected by the Students of the Graduate Institute on each campus to attend
all regular sessions of the Board on such student's campus, with voice in deliberation, but
without vote.

9

�(9) Alumni Association Representation at Board Meetings. The President of the Alumni
Association shall be invited to attend all regular sessions of the Board, with voice in
deliberation, but without vote.
(10) Staff Representation at Board Meetings. The Staff on each campus shall be invited to send
two representatives to all regular sessions of the Board at that campus, with voice in
deliberation, but without vote.
(11) Reelection. A member of the Board elected by the Board or by the Alumni may be elected
for not more than two consecutive terms, but may, after a second consecutive term, be
reelected to membership at the annual meeting in the year following the expiration of the
member's second term. Notwithstanding the foregoing, in extraordinary circumstances, the
Nominating Committee may recommend the reelection of the Chair of the Board for up to
two additional consecutive terms.
(12) Meetings of the Board.
(a) Regular meetings of the Board shall be held quarterly in either Annapolis or Santa Fe.
The spring meeting shall be called the annual meeting. The time and place of regular
meetings shall be determined by the Chair, in consultation with the President, and notice
of regular meetings shall be given not less than fifteen days prior to such meetings.

(b) Special meetings of the Board may be called by the President, the Chair, the Executive
Committee, or any ten members of the Board, not less than seven days after the dispatch
of written, faxed, or e-mail notice of the time, place, and purposes of the meeting. Such
notice may be dispensed with if waived in writing by all members of the Board either
before or after the meeting.
(c) Any business may be conducted at a regular meeting without specific notice of such
business (except that which is required by law or as provided herein as to elections and
amendments), but no business shall be conducted at any special meeting unless notice of
such business has been given, or has been waived as above provided.
(d) One third of the members of the Board shall constitute a quorum for the transaction of
business.

successors are elected. Vacancies in any such offices may be filled at any regular meeting,
or any special meeting called for that purpose. Such officers shall perform the· customary
duties of such offices, and such other duties as the Board may from time to time direct.
(14) Committees of the Board.
(a) Executive Committee. The Chair, the Vice-Chairs, the Secretary, the Presidents, the
Deans, and four other members chosen annually by the Board at the annual meeting shall
comprise the Executive Committee of the Board. In intervals between meetings of the
Board, the Executive Committee may act for the Board, except in those matters expressly
delegated to some other committee, person, or persons. Seven members of the Executive
Committee present at a meeting shall constitute a quorum for the transaction of business.
The Executive Committee shall determine the compensation of the Vice Presidents and
Treasurers, upon receiving the recommendations of the Compensation Review
Committee. The Executive Committee shall recommend to the Board the compensation
of the Presidents, upon receiving the recommendations of the Compensation Review
Committee.

(b) Presidential Search Committee. There shall be a Presidential Search Committee to
recommend the appointment of a President as provided in Article IV(2).
( c) Nominating Committee. There shall be a nominating Committee for membership of the
Board and for officers of the Board as provided in Article II(3).
(d) Visiting Committee. There shall be a Visiting Committee, including a Chair, appointed
by the Chair of the Board. The Visiting Committee shall meet at least once annually with
the Instruction Committee on each campus. The Visiting Committee shall discuss the
Statement of Educational Policy and Program of the Chair of the Instruction Committee
and become acquainted with the aims of the College and how they are being realized.
(e) Finance Committee. There shall be a Finance Committee consisting of the Chair, the
Presidents, and the Treasurers of the College, ex officio, and such additional members as
may be appointed by the Chair of the Board. The Chair of the Board shall appoint one of
the members to be the Chair of the Committee.
The Finance Committee shall have the following powers and duties:

(e) The Board in regular session is open to elected and ex officio members, to Visitors
Emeriti, to Honorary Board Members as guests, to Associates invited by the President,
and to official representatives of the Faculty, Students, Graduate Institute, Alumni
Association and Staff. Attendance at Executive sessions shall be limited to voting
members and Visitors Emeriti. Public sessions shall be open without restriction. The
Chair of the Board, in consultation with the President, shall determine whether any
meeting or portion of a meeting shall be in regular, executive, or public session.

(i) The Finance Committee shall, after consultation with the Investment Committee,
make recommendations to the Board concerning the appropriate policies for annual or
periodic expenditures from each of the college's endowments.
(ii) The Finance Committee shall review the proposed annual budgets of the College
prior to their presentation for approval by the Board and shall make recommendations
to the Board with respect to the budgets at the meeting at which they are presented.

(13) Officers of the Board. At each annual meeting the Board shall elect a Chair, two ViceChairs, and a Secretary, to hold office until the next annual meeting or until their

10

11

�(iii) The Finance Committee shall study, and periodically advise the Board with respect
to, the financial business policies and practices of the College, and shall make such
special studies and reports as the Board may from time to time request.
(f) Audit Committee. There shall be an Audit Committee, including a Chair, appointed by
the Chair of the Board. The Treasurers shall serve as non-voting Staff to the committee.

adoption of the report by the Faculty.
(i) Investment Committee. There shall be an Investment Committee consisting of at least
one member of the Finance Committee (appointed by the Chair of the Board), the
Treasurers of the college, ex officio, and such additional members as may be appointed
by the Chair. The Chair of the Board shall appoint one of the members to be Chair of the
Committee. The Investment Committee shall have the following powers and duties:

(i) The Committee shall review in detail the annual report of the independent auditors
and discuss audit findings with the auditors, unattended by employees of the College.

(i) The Investment Committee shall have full power to direct the investment and
reinvestment of all funds of the College, including endowment and restricted funds,
and the proper officers of the Board and the College are authorized to carry out all
written directions, signed by the Chair of the Committee, with respect to such
investments and reinvestments. The Committee shall report at each regular meeting
any action taken hereunder since the previous meeting.

(ii) The Committee shall meet with representatives of the independent auditors to the next
audit to discuss scope and procedures and any other matters requiring special
attention.
(iii) The Committee shall discuss with College personnel any corrective action required as
a result of the audit report.

(ii) The Committee shall advise the Finance Committee on the question of the appropriate
endowment spending policies for the College, and shall consult with the Finance
Committee on any matter that it judges may affect the financial condition of the
College that may need action by the Finance Committee.

(iv) The Committee shall recommend to the Board the appointment or reappointment of
independent auditors to conduct the audit for the next fiscal year.
(v) The Committee shall report to the Board annually on its review of the audit and shall
bring to the attention of the Board any matters related thereto requiring Board action.

(j)

Buildings and Grounds Committee. There shall be a Buildings and Grounds Committee
appointed by the Chair of the Board. The Committee shall meet with the Treasurers on
each campus and review issues and plans relating to the maintenance and development
of the campuses. Two members shall be named, by the Chair of the Board, to serve as
Chairs of the subcommittees for each campus, with one to be designated as Chair of the
full Committee.

(k)

Development Committee. There shall be a Development Committee consisting of the
Vice Presidents for College Advancement, ex officio, and such additional members as
may be appointed by the Chair of the Board, who shall appoint one member to be Chair
of the Committee. The Development Committee shall have the following powers and
duties:

(g) Compensation Review Committee. There shall be a Compensation Review Committee,
including a Chair, appointed by the Chair of the Board.
(i) The Committee shall recommend to the Board policies for direct and indirect
compensation of Tutors, Associate members of the Faculty, other Faculty members,
and Staff at the College. It shall annually review the compensation policies and
performance with respect to them and report the findings of this review to the Board.

(ii) The Committee shall recommend to the Executive Committee the compensation of
the Presidents, Vice-Presidents for College Advancement, and Treasurers of the
College
(iii) In matters of policy and compensation, the Committee shall consult with the
Presidents and the Chair of the Finance Committee.
(h) Polity Review Committee. There shall be a Polity Review Committee appointed by the
Chair every fifth year. The Chair of the Board shall appoint one of the members to be
Chair of the Committee. The Committee shall receive the report of the Faculty
Committee and after appropriate study shall make recommendations to the Board for
consideration at the annual meeting when the final review of the Polity is consummated.
The respective Chairs of the Board and Faculty Review Committees shall make such
arrangements as they deem appropriate for joint consultation prior to and after the

12

1.

The Committee shall review all policies and programs for fund raising on each
campus and report on same.

ii.

The Committee shall advise the Board with respect to the need for capital
campaigns or other special fund-raising projects.

iii.

The Committee shall be responsible for the promotion of full Board support for
the Annual Campaigns.

1v.

At the discretion of the Chair of the Board, the Committee may be suspended
during the pendency of a capital campaign.

�(1) Alumni Relations Committee. There shall be an Alumni Relations Committee consisting
of the President of the Alumni Association, the. Vice Presidents for College
Advancement, ex officio, and such additional members as may be appointed by the Chair
of the Board. The Chair of the Board shall appoint one of the Alumni-elected Board
members to serve as Chair of the Committee. The Committee shall review all policies
and programs for alumni and report on same.

Article III
THE FACULTY

(m)Other Committees. The Chair may appoint such other standing or special committees of
the Board as the Chair deems desirable or which the Board may request.
(n) Former members of the Board and Visitors Emeriti may be appointed by and at the
discretion of the Chair to serve on committees.
(o) Except for the Presidential Search Committee and the Polity Review Committee,
committee appointments shall be made annually. Members of the Committees serve until
their successors have been appointed.

(p) Any member of the Board may, without invitation, attend any Board committee meeting,
except those of the Presidential Search, Nominating and Executive Committees, but
without vote.
(q) Whenever a Capital Campaign is in progress, its Chair shall be an ex-officio voting
member of the Finance and Executive Committees.
(15) Execution of Contracts, Transfer of Securities, Etc. All contracts of $50,000 or more, notes,
deeds, leases, mortgages, releases, bonds for security or indemnity, negotiable instruments,
stock certificates, transfers, and powers, and like papers and documents on behalf of the
College or the Endowment Funds shall be executed by two persons, of whom one shall be the
President, the Chair, or a Vice-Chair, and of whom the other shall be the Secretary of the
Board or the Treasurer of the campus concerned.
(16) Signing of checks, drafts, etc. All checks, drafts, acceptances, and similar orders for the
payment of money on behalf of the College may be signed by the same persons authorized to
execute contracts, etc., pursuant to Section (15) hereof, but may also be signed by such
persons, and in such manner, as the Board may from time to time direct by appropriate
resolution.
(17) The College shall indemnify, to the full extent permitted by law, any current or former
member of the Board or officer of the College or any person who, while a member of the
Board or an officer of the College, may have served at the College' s request as a director,
officer, partner or trustee of another entity, against any judgments, penalties, fines,
settlements and reasonable expenses actually and necessarily incurred by him or her in
connection with the defense of any action, suit or proceeding to which he or she is made a
party by reason of being or having been such member of the Board or officer of the College.

14

The Visitors and Governors by these ordinances hereby delegate to the Faculty of St. John's
College the President, the Deans, the other Tutors, the Tutors Emeriti, the Vice-Presidents for
College Advancement, the Treasurers, and the Associates "powers and authorities" for the
"instruction, discipline, and government" of the College.

Article IV
THE FACULTY: THE PRESIDENT
( 1) There shall be a President for the Annapo !is campus and a President for the Santa Fe campus,
each appointed as provided in Article IV (2). There is delegated to each President by the
Visitors and Governors executive responsibility and authority for the instruction, discipline,
and government of the President's campus, and the President, in tum, may delegate such
authority. In the interest of the orderly conduct of business and of maintaining and promoting
the unity of the College, the Presidents shall regularly consult and communicate with each
other and, as appropriate, with other College officials, on matters of common concern.
(2) The President shall be appointed by the Board of Visitors and Governors on the
recommendation of a Committee composed of five members of the Board of Visitors and
Governors appointed by the Chair of the Board, at least one of whom is an alumnus, the
Deans, and one Tutor having tenure from each campus elected by the F acuity on that
campus. This Committee shall be known as the Presidential Search Committee. It shall
consult with the continuing President in a regular and timely fashion. Prior to making its final
recommendation, it shall, on both campuses, consult with all other appropriate persons and
shall arrange for the final candidates to meet with the Faculty and the Instruction Committee.
(3) The President shall concurrently be a Tutor, but the provisions of Article VI need not apply.
(4) The President and persons to whom the President delegates authority shall consult with the
Deans, other appropriate persons, and appropriate Faculty committees in matters of policy,
initiation of programs, and setting of priorities affecting the general welfare of the College.
(5) There shall be a Financial Committee on each campus consisting of the President as Chair,
the Dean and Treasurer of the campus, and other members the President may appoint. It will
review proposed budgets prior to their being presented to the Finance Committee of the
Board. It will also meet prior to Board meetings to review performance in the fiscal year to
date and emerging budgetary strengths and weaknesses.

15

�(6) The President shall appoint, or delegate the power to appoint, other committees as may be
necessary for the carrying out of the President's duties for which no provision is made under
Article IX.
(7) If in the judgment of the Board of Visitors and Governors, the College is facing a financial
exigency at either or both of its campuses which could call for a reduction in the number of
Faculty positions, both Presidents shall immediately advise the Faculty of the nature and
extent of the financial difficulty and consult with them concerning the best way to address
the situation. The Faculty may then make a formal recommendation to the Presidents on
ways to meet the problem, or, if the Faculty fails so to act, the Deans
and the Instruction Committee shall propose a plan to the Presidents. The Presidents shall
jointly then determine a plan which specifies a preferred course of action to be taken. All
necessary steps must be taken in timely fashion as prescribed by the Board. Nothing herein
provided shall limit the power of the Board to act otherwise in the event of need to reduce or
eliminate Faculty positions.
Article V

possible attainment of aims of the program. Each Dean shall be the Chair of the
Instruction Committee on such Dean's campus. In carrying out the Dean's duties, each
Dean shall consult regularly with the President and with the Instruction Committee and
the other appropriate Faculty committees on that campus.
(b) The Deans shall be appointed for terms of five years from among the Tutors by the
Visitors and Governors on the recommendation of the President after consultation with a
special committee of seven, four from the campus for which the Dean is being chosen
and three from the other campus, selected from among themselves by the Tutors having
tenure.

(c) A Dean shall be appointed from among the tutors who have themselves been appointed in
accord with Article VI(3). If non-tenured, the appointee shall acquire tenure upon
becoming Dean, in which case the provisions of Article VI(3)(a) regarding reappointment
schedules shall not apply.
(d) To assist them in carrying out their duties, the Deans shall recommend one or more
Tutors to· be appointed by the President with the title of Assistant Dean.

THE FACULTY: THE CHAIR OF THE INSTRUCTION COMMITTEE AND THE DEANS
(e) During the absence of the President from either campus, the Dean on that campus shall if
necessary exercise the President's prerogative of final decision.

(1) The Chair of the Instruction Committee.
(a) There is delegated to the Chair of the Instruction Committee responsibility and authority
for the organization of the program of instruction in the liberal arts that is followed by the
Tutors and the Students.

(b) The Deans shall serve alternately, for a term of one year, as Chair of the Instruction
Committee.

(f) During the absence of either Dean from the campus a Tutor with tenure named by the
Dean shall act for the Dean.
(g) The Dean on each campus shall appoint such committees as may be necessary for the
carrying out of the Dean's duties for which no other provision is made.
Article VI

(c) Each year the Chair of the Instruction Committee shall, after consultation with the
Instruction Committee on the Chair's campus, and after discussion with the Instruction
Committee of the College, submit a Statement of Educational Policy and Program to the
Faculty as a whole for discussion. The Presidents shall present the Statement, together
with an account of the Faculty discussion of it, and their responses to it, as a report to the
Board of Visitors and Governors for its consideration.
(d) Should the Chair of the Instruction Committee or the Chair of the Board of Visitors and
Governors deem it appropriate, the Chair of the Instruction Committee shall report to the
Board on instructional matters, and shall respond to such questions as the Board, through
its Chair, may ask.
(2) The Deans.
(a) There is delegated to the Deans on their respective campuses responsibility and authority
for the supervision of the program of instruction and for the general welfare of the
students and for whatever government of the students be necessary for the greatest

16

THE FACULTY: THE TUTORS
(1) The primary responsibilities of the Tutors are to teach and to make themselves as competent
as possible in all parts of the St. John's Program.

(2) The Tutors sha11 have authority to recommend to the Visitors and Governors candidates for
degrees of their respective campuses.
(3) Appointment and Reappointment of Tutors. Tutors shall be appointed by the Visitors and
Governors upon recommendation of the President in accordance with the recommendation of
the Dean and the Instruction Committee on that campus where the Tutors so appointed shall
teach.
(a) The schedule ofregular appointment of Tutors on each campus shall be either (i)(A) or
(i)(B) below, to be decided by the President in accordance with the recommendation of

17

�the Dean and the Instruction Committee on that campus where the Tutors so appointed
shall teach:
(i)(A) New Tutors shall be appointed for one year unless they are appointed at mid-year,
in which case the initial appointment shall be for a year and a half. First
reappointments shall be for one year. Second and third reappointments shall be
for two and three years respectively.

(d) Special one-year appointments and reappointments may be given to Tutors who intend to
teach on a part-time basis only. Such a Tutor may subsequently apply for and receive a
regular appointment. Special part-time appointments may then be counted on a fractional
basis toward eligibility for tenure, subject to the provisions of (3)(a)(iv). In establishing
eligibility for sabbatical leave, special part-time appointments shall be computed
proportionately.
(e) Visiting Tutors may be appointed for a term or a year.

(i)(B) New Tutors shall be appointed for two years unless they are appointed at midyear, in which case the initial appointment shall be for a year and a half. First and
second reappointments shall be for two and three years respectively.
(ii) A Tutor who has completed a three-year appointment must either be given a tenure
appointment or not be reappointed as Tutor. A Tutor may, however, be given a tenure
appointment as early as the conclusion of the first year of a three-year appointment.
Procedures leading to a recommendation for an early tenure appointment shall be
initiated by the Dean and Instruction Committee, but not without the consent of the
appointee, and shall not prejudice subsequent consideration for a tenure appointment.
Tenure appointments shall not continue beyond retirement. Tutors Emeriti shall retain
their privileges and responsibilities in voting at Faculty meetings.
(iii) Before making recommendations to the President on tenure appointments the Dean
on each campus shall consult with the Instruction Committee on that campus, after
seeking the advice of the Tutors on that campus.
(iv) A Tutor, to be recommended for a tenure appointment, must have served full-time at
the campus where the recommendation is to be made for the two years immediately
preceding the year in which that recommendation is made, the provisions of (ii) above
notwithstanding. In ordinary cases, these two years of service will be the second year
of a two-year appointment and the first year of a three-year appointment. These
requirements may be waived by the President on the recommendation of the Dean
and Instruction Committee on that campus.

(b) A non-tenure appointment as Tutor establishes the possibility, but not the presumption, of
its renewal and the granting of a tenure appointment. Procedures for considering nontenure appointments differ from those for considering tenure appointments. Satisfaction
of appointment criteria admits of degree. With each successive reappointment, the criteria
are applied more rigorously. For a tenure appointment the application is especially strict.
(c) For the purpose of temporary transfer between campuses, special appointments of one or
two years may be granted to a Tutor in addition to his or her regular appointments. The
Tutor may ask that such an appointment be counted as a regular appointment for the
purpose of (a) above. In the case of a permanent transfer a Tutor may ask that years of
service at the other campus be counted toward tenure according to the provisions of (a)
above. Nevertheless, the provisions of (3)(a)(iv) prevail.

18

(4) Notification.
(a) A Tutor under consideration for a non-tenure appointment to begin in a certain calendar
year shall be notified by the President no later than December 15th of the preceding
calendar year whether reappointment will be recommended to the Board of Visitors and
Governors. A Tutor who is reappointed shall be notified by the President by March 1st
of the calendar year in which the new appointment is to begin.
(b) A Tutor under consideration for a tenure appointment to begin in a certain calendar year
shall be notified by the President no later than May 31st of the preceding calendar year
whether the appointment will be recommended to the Board of Visitors and Governors. A
Tutor who is appointed shall be notified by the President by July 31st of that same
preceding year.
(5) A Tutor may apply to the Instruction Committee of the College not later than January 15th
for a transfer of campus for the next academic year. Transfers shall require approval of both
Deans after consultation with their Instruction Committees.
(6) (a) A Tutor's appointment may be terminated by the Board of Visitors and Governors for
one of the following reasons only:
(i) failure or inability to perform teaching duties in a satisfactory manner, or
(ii) moral turpitude.
The President shall make such a recommendation to the Board of Visitors and Governors
only with the concurrence of the Dean and the Instruction Committee of the campus
concerned. Before making such a recommendation, the President shall advise the Tutor
affected, and the Tutor shall have the right to be heard by the Instruction Committee or, at
the Tutor's option, by another committee to be designated by the President for this
purpose.

(b) Either Dean, with the approval of the Instruction Committee on the campus concerned,
may recommend to the President that in the interest of instruction a Tutor be temporarily
relieved of duties in whole or in part at any time. When such action is taken, the Tutor's
salary shall be continued for the remainder of the current academic year.

19

�(7) The sabbatical leave program is designed to provide Tutors with an opportunity for study,
rest, and renewal of spirit, in anticipation of future teaching. It is the objective of the program
to grant all applications for sabbatical leave meeting the conditions for eligibility set out in
(a) of this section. It is understood that Tutors on such leave will not undertake full-time
remunerative employment elsewhere and will return to the College.

(d) A Tutor eligible for sabbatical leave shall make application to the President before
November 1st for leave to begin the following July 1st, and shall be informed of the
action upon the application not later than January 1st.
(8) The President, with the concurrence of the Dean after consultation with the Instruction
Committee on the campus concerned, may grant leaves of absence to Tutors for a period of
one year or less. At that time it shall be determined whether the leave shall be counted as
service to the College with respect to eligibility for sabbatical leave and, if so, how. The
decision with respect to a request for leave of absence shall be made in the light of the
requirements both of the applicant Tutor and of the whole College.

(a) Eligibility for sabbatical leave shall be upon the following conditions:
(i) A Tutor who has received a tenure appointment may apply for a full year of
sabbatical leave at full salary, to be taken upon completion of the equivalent of seven
full years of service to the College since the original appointment, or the equivalent of
six full years of service since any previous sabbatical leave.
(ii) Such a Tutor may apply for an earlier sabbatical leave of a full year at partial salary,
or a partial year at full salary. The fractional salary or fractional year shall be
determined by the number of years of teaching completed in relation to the prescribed
total for either an initial or a subsequent sabbatical leave, as the case may be. In no
case shall a Tutor be paid more than the Tutor's regular salary.
(iii) Upon completion of sabbatical leave, a Tutor is expected to return to the College for
at least two more years.
(b) If, in the judgment of the President, financial or academic needs at a campus should
require that fewer sabbatical leaves be granted there in a given year than there are
qualified applicants, and if the number that can be granted there should be smaller than
one-sixth of the number of Tutors at that campus having tenure and not on full-time leave
under the provisions of section (8) below, the President shall so notify the Board of
Visitors and Governors and seek its approval for delaying a sabbatical leave for one or
more of the applicants.
(c) If in a year there are more qualified applicants for sabbatical leave at any one campus
than there are leaves to be granted at that campus, then those members shall have
precedence who meet the following conditions in the order set forth:
(i) Those who have served for the greater number of years since their first appointment
as Tutor or since their last sabbatical leave, whichever is more recent;
(ii) Those whose service has been continuous throughout those years;
(iii) Those whose last sabbatical leave was postponed because of the financial or academic
needs of the College;
(iv) Those who have seniority of appointment.
When there is a conflict of precedence, the Dean and the Instruction Committee on the
campus concerned shall be consulted.

20

(a) Leave of absence may be renewed upon request but not more than twice in succession
except in extraordinary circumstances.

I

(b) A request for a leave of absence shall be submitted to the President as early as possible in
the academic year before the year in which the leave is to be taken, but not later than
January 15th of that year. Requests for leaves of absence may be withdrawn at any time
prior to April 1st of the year in which the request is submitted. Requests for leaves of
absence for the second semester must be submitted no later than October 15th.
(c) Tutors on sabbatical leave or leave of absence remain members of the F acuity with the
right of full participation in Faculty meetings and all other College exercises.

Article VII
THE FACULTY: THE VICE-PRESIDENTS FOR COLLEGE ADVANCEMENT AND THE
TREASURERS
(1) The Vice-Presidents for College Advancement shall be responsible to the President for the
supervision and development of all programs in fund-raising, public relations, and alumni
relations on their respective campuses.
(2) The Vice-President for College Advancement on each campus shall be appointed by the
Board of Visitors and Governors on the recommendation of the President made after
consultation with the Dean on that campus and a committee constituted by resolution of the
F acuity on that campus.
(3) The Treasurers shall have charge, on their respective campuses, under the supervision of the
President, of all funds and property, and shall have authority to carry out fiscal and property
transactions, and to receive and disburse funds, subject to the provisions of this Polity and
other directions and arrangements pursuant thereto.
(4) The Treasurer on each campus shall be appointed by the Board of Visitors and Governors on
the recommendation of.the President made after consultation with the Dean on that campus

21

�and a committee constituted by resolution of the Faculty on that campus.
(5) The Vice-Presidents for College Advancement and Treasurers may be appointed Tutors
under the provisions of Article VI(3)(d).

Article VIlI
THE FACULTY: THE ASSOCIATES
(1) Associate members of the Faculty on each campus shall be appointed by the Board of
Visitors and Governors on the recommendation of the President in consultation with the
Dean of that campus. On each campus, the President shall have ultimate executive authority
over the Associates.

(2) Associates may be appointed Tutors under the provisions of Article VI(3)(d).

(f) The Directors of Financial Aid. The Directors of Financial Aid shall be responsible to the
Deans on their respective campuses for the administration of financial aid programs.

(g) The Directors of Career Services. The Directors of Career Services shall be responsible to
the Deans on their respective campuses for helping and counseling students with respect
to graduate and professional schools and careers.

(h) The Director of College Information Technology Services. The Director of College
Information Technology Services shall be responsible to both Presidents for the
development and management of information services college-wide.
(i) The Directors of Laboratories. The Directors of Laboratories shall be responsible to the
Dean, in consultation with the Laboratory archons, for training and directing the student
laboratory assistants, designing experiments for the laboratory program, and purchasing
and maintaining laboratory equipment.

Article IX

(3) The Associates on either campus may establish for themselves an Associates' Council for the
purpose of considering College matters of concern to them and communicating with other
members of the College.
(4) The Associates' Councils may establish such committees as they deem appropriate.
(5) There shall be the following Associates, as deemed necessary by the President on each
campus, with the powers and responsibilities provided.
(a) The Registrars. The Registrars shall be responsible to the Deans on their respective
campuses. They shall prepare and supervise the registration of students and shall be
responsible for the academic records and schedules of students.

(b) The Librarians. The Librarians shall be responsible to the Deans on their respective
campuses for the operation of the library. Appointments of professional members of the
Library Staff shall be made upon the recommendation of the Librarian to the Dean on
each campus.
(c) The Director of Student Activities and the Director of Athletics. The Director of Student
Activities and the Director of Athletics, as the case may be, shall be responsible to the
Deans on their respective campuses for devising and directing programs of recreational
activities.
(d) The Directors of Admissions. The Directors of Admissions shall be responsible to the
Deans on their respective campuses for the annual enrollment of qualified freshmen.
(e) The Directors of Alumni Activities. The Directors of Alumni Activities shall be
responsible to the Vice-Presidents for College Advancement. Their primary duty is to
enable the College and the Alumni Association to be of service to alumni.

22

THE FACULTY: FACULTY COMMITTEES

(1) College-wide Committees
(a) The Instruction Committee
(i) The Instruction Committee shares with its Chairs responsibility for the program of
instruction of the College. It shall consist of twelve Tutors in addition to the
Deans. The Presidents shall sit with the Committee ex officio. Six of the Tutors
shall be elected from each campus of the College. The Instruction Committee
shall meet annually. On each campus the members of the Instruction Committee
and the Dean as Chair constitute the Instruction Committee of the College
on that campus. The President sits ex officio with the Instruction Committee on
each campus.

(ii) Each of the members of the Instruction Committee shall serve for a term of three
years, and the terms shall be arranged in such a way that each year the terms of
two members at each campus shall expire. Terms begin and end the day following
commencement exercises. Annually, and separately at each campus, the President
with the Dean on his campus, after consulting with the Instruction Committee and
seeking the advice of the other Tutors on that campus, shall at the last regular
Faculty meeting on that campus nominate four Tutors of whom two shall be
elected by the Tutors to membership on the Instruction Committee. The Faculty
shall be informed of the names of the nominees prior to the meeting at which the
election occurs. At the expiration of the three-year term a member of the
Instruction Committee shall for one year be ineligible for reelection.

23

�(iii) If for any reason a member of the Instruction Committee is unable to serve for a
part of his or her term, another Tutor shall be chosen to serve for that part of the
term. For this purpose the President and the Dean, in consultation with the
Instruction Committee on the campus where the vacancy occurs, shall nominate
two Tutors of whom the Tutors shall elect one in a regular Faculty meeting.
(iv) If the Instruction Committee resigns with the Deans on a matter of confidence and
the resignations are accepted, the President, in consultation with the new Deans
and after seeking the advice of the other Tutors, shall nominate nine Tutors for the
six vacancies on each campus in such a manner that two out of each three
nominees shall be elected by the Tutors for each of the three classes to fill the
unexpired terms.

(b)

(ii) Members of the Committee shall be elected annually on each campus for terms of
three years in such a manner that the term of one member on each campus
terminates each year. The Tutors' Compensation Committee on each campus shall
provide the Tutors on that campus with two nominations for each vacancy on the
Committee on that campus. Additional nominations may be made at the Faculty
meeting when election shall be made.

(2) Campus-specific Committees

(b)

(c)

The Information Technology Committees. The Dean on each campus shall appoint
three Tutors to serve as an Information Technology Committee, one of whom shall
serve as Chair. Each Tutor shall serve a three-year term. The Dean, the Director of
College Information Technology Services, and the Librarian shall be ex officio
members. It shall be the duty of the Information Technology Committees to advise
the Director of College Information Technology Services in regard to the needs of the
College and its Program.

(d)

The Prize Committees. Every three years the President shall appoint Tutors on each
campus to supervise the awarding of prizes on the respective campuses. The
Committees shall have full authority to decide what prizes shall be awarded and to
name the recipients of the prizes.

(e)

The Fellowship Committees. On each campus there shall be a Fellowship Committee
appointed by the President. It shall be the duty of this Committee to inform students
of fellowships for which they may be eligible, to assist them in applying for
fellowships, and to act on behalf of the College in any matter relating to application
for fellowships.

(f)

Other Committees. The Faculty on each campus shall have authority to elect, or to
request the President to appoint, additional committees that may from time to time
become necessary.

The Tutors' Compensation Committee
(i) There shall be a Tutors' Compensation Committee of six Tutors, three to be
elected by the Tutors on each campus, and the chair shall annually alternate
between campuses. The Committee shall advise the President concerning Tutors'
compensation and related matters; it shall make annual reviews of the College's
statement of Tutors' salaries and other compensation of Tutors and report
to the Tutors and the President recommendations consequent upon the review.

(a)

serve the ends of the College and its program; it shall be their duty to advise the
Librarians in regard to Library policy and acquisitions.

Article X
THE FACULTY: FACULTY PROCEDURE

(1) Procedure for Instructional Proposals.

The Campus Planning Committees. The Faculty on each campus shall elect five of its
members as a Campus Planning Committee. Two members shall be elected to the
Committee annually except in every third year, when one member shall be chosen.
The President, the Dean, one of the Assistant Deans, and the Treasurer on each
campus shall sit ex officio with the Committee on that campus. It shall be the duty of
the respective committees to advise the President on the construction of new
buildings, the renovation of old buildings, landscaping of grounds, and all matters
relating to the maintenance and development of the campus.
The Library Committees. The President on each campus, in consultation with the
Librarian and the Dean, shall appoint three Tutors on each campus to serve as a
Library Committee. The President, the Dean, and the Librarian shall themselves be ex
officio members of the Committee, and the Librarian shall serve as Chair. It shall be
the duty of the Library Committees to assist the Librarians in making the Libraries

24

(a) (i) Any proposal concerning matters of instruction that may affect the College as a
whole shall originate with the Dean and the Instruction Committee on either
campus. A decision as to whether a proposal is college-wide or campus-specific
shall be made by the Deans and Instruction Committee of the College. They shall
make this decision after notifying the Faculty on both campuses and inviting their
comment.
Written statements of college-wide instructional proposals shall be distributed to
the Faculty at least two weeks before the Faculty meeting at which they are to be
presented; the proposal shall be presented to the whole Faculty by the Chair of the
Instruction Committee, either in person or through the other Dean. If, after full
discussion of any proposal so presented, there be no objection on the part of any
Tutor, the measure stands approved and becomes effective as of the date specified
therefore. If, after full discussion, a Tutor objects to the proposal and holds to the

�objection, the proposal shall be submitted to vote of the Tutors at special Faculty
meetings called by the Presidents within a month. Any objections that have been
made and held to and submitted in writing shall be transmitted immediately in
writing to the whole faculty. Any objections that have been made and held to but
not submitted in writing shall be reported immediately in writing to the whole
Faculty. If, after discussion, any objection has been made and held to, the
Presidents, in calling special Faculty meetings, shall report the statement of the
Chair of the Instruction and the Dean on the other campus as to whether it be a
matter of confidence; and in submitting the proposal to vote, the Chair of the
Instruction Committee and the Dean on the other campus shall, at the special
Faculty meetings, repeat their statement as to whether it be a matter of
confidence. The vote may then be taken and tallied by the Presidents in such a
fashion that the Tutors shall have recorded their decision acting as a whole. If the
proposal be one that the Chair of the Instruction Committee and the other Dean
have declared a matter of confidence and if it be defeated by majority vote, the
Deans and the Instruction Committee shall immediately resign. If it be passed by
majority vote, it shall become effective as of the date specified therefore. For the
confidence procedure a quorum shall consist of three-fourths of all resident Tutors
on each campus.
(ii) Any instructional proposal that has been deemed campus-specific shall be subject
to the procedure set forth above, except that, if an objection is made and held to
on either campus, voting shall proceed only on the campus were the proposal is
intended to be put into effect. Any objections that have been made and held to and
submitted in writing on the other campus shall be transmitted immediately to the
voting Faculty. Any objections that have been made and held to but not submitted
in writing shall be reported immediately in writing to the voting Faculty. If the
confidence procedure is invoked, it shall be only by the Dean on the voting
campus, and it shall affect the Dean and the Instruction Committee only on that
campus.
(iii) The President may refuse to accept the resignation of the Deans or the Instruction
Committee, any or all of them, whenever in the judgment of the President such
resignation would be detrimental to the proper functioning of the College;
provided, however, that if any six or more Tutors shall petition the Visitors and
Governors, the latter shall review the President's decision within four weeks
during which time the Deans and the Instruction Committee shall continue
office.

in

(iv) In the event that the proposal be defeated and the resignations be accepted, the
President shall proceed to the choice of new Deans in accordance with the
provisions of Article V (2)(b).
(b) Upon either a petition of not less than one-tenth of the Tutors on either campus or a
request from the President, the Dean and Instruction Committee on that campus shall
consider any recommendation concerning instruction and shall report to the Faculty

26

within one year their proposal concerning it. They shall decide whether their proposal is a
college-wide or campus-specific proposal, and the procedure of Article X(l) shall apply.
(2) Faculty Meetings.
(a) Regular monthly meetings of the Faculty shall be called upon due notice by the President;
except that in the period comprising the months of December and January only one
regular meeting need be called. The President or, in his absence, the Dean, shall preside .
In the absence of the President and the Dean, the Faculty shall elect·one of its members to
preside .
(b) Special meetings of the Faculty may be called upon due notice by the President alone or
at the request of five Faculty members.
( c) Due notice shall be construed to mean no less than three days notice, except in cases of
emergency.
(d) A quorum shall consist of a majority of the Faculty in residence except as otherwise
provided.
(e) Only Tutors may vote on instructional matters. All Faculty members may vote on all
other matters not specifically restricted in the Polity.
(3) The Secretary of the Faculty. At the last regular meeting of an academic year, the Faculty on
each campus shall elect one of its members, then in at least his or her third year at the
College, as Secretary. The Secretary shall assist in the preparation and circulation of the
agenda for Faculty meetings, shall keep the minutes of such meetings, and shall collect and
circulate reports of Faculty committees.

Article XI
THE SCHOLARS-IN-RESIDENCE AND THE ARTISTS-IN-RESmENCE
The Scholars-in-Residence and the Artists-in-Residence shall be appointed from time to time by
the Board of Visitors and Governors on the recommendation of the President after consultation
with the Dean and the Instruction Committee on the campus where the Scholars and Artists shall
reside.

Article XII
THE STUDENTS
(1) The primary responsibilities of the Students are to study and to make themselves as
competent as possible in all parts of the St. John's Program. Their advice and service shall be

?7

�sought by the F acuity in such matters and in such ways as may best serve the general welfare
of the College.
(2) The Students of St. John's College shall constitute the Student Polity of St. John's College in
Annapolis and in Santa Fe.
(3) The Student Polity in Annapolis or Santa Fe may establish for itself a government which is
representative of all polity members. The Dean on each campus may delegate to the Student
government a share of the responsibility for the general welfare of the Students and whatever
government of the Students may be necessary for the greatest possible attainment of the aims
of the program. The duties of the Student Government may include:
(a) the management of funds available to the Student Polity;
(b) the sanctioning of all student clubs, organizations, and activities, and their regulation, if
necessary;
(c) the representation of the Students of St. John's College to the community outside the
College;
(d) the establishment and maintenance of formal channels of communication between the
Students and the Faculty; and

(c) Every three years, on an alternating basis, one of the Directors shall write a Statement of
Educational Policy and Program for the Graduate Institute. The Director who writes the
Statement, after consulting with the Committee for the Graduate Institute on his or her
campus, and with the other Director, shall submit the Statement to the Instruction
Committee for discussion at its joint meeting.
(2) The Faculty Teaching in the Graduate Institute.
(a) Each Director, after consultation with the Committee for the Graduate Institute on that
campus, and in accordance with the recommendation of the Instruction Committee on the
same campus, shall recommend to the President Tutors for appointment in the summer
session of the Graduate Institute.
(b) During the summer term the Tutors teaching in the Graduate Institute on each campus
shall have the authority to recommend to the Board of Visitors and Governors candidates
for degrees.
(3) Committees for the Graduate Institute.
(a) On each campus the Committee for the Graduate Institute shares with the Director on the
same campus responsibility for carrying out the program of instruction of the Graduate
Institute and for the general welfare of the students.

(e) any other duties agreed upon by the Students and the Dean.

Article XIlI

(b) Each Committee shall consist of three Tutors who have experience in the Institute, in
addition to the Director, who shall serve as Chair.

(c) Members of each Committee shall be appointed by the Director with the concurrence of
the Dean on the same campus after consultation with the Committee for the Graduate
Institute on that campus.

THE GRADUATE INSTITUTE
(1) The Directors.
(a) There shall be a Director of the Graduate Institute on each campus to whom shall be
delegated responsibility and authority, under the Chair of the Instruction Committee, for
the organization and supervision on the Director's campus of the graduate program of
instruction in the liberal arts and for matters concerning the general welfare of the
students. Concerning matters that affect the Graduate Institute as a whole the Director
shall, in consultation with the other Director, be responsible to the Chair of the
Instruction Committee. Concerning matters limited to one campus, the Director on that
campus shall be responsible to the Dean on that campus.

(b) The Directors shall be appointed for terms of four years from among the Tutors by the
Board of V1s1tors and Governors on the recommendation of the President, after
consultation with the Deans and a special committee consisting of five members, three
from the campus on which the new Director will serve, and two from the other campus,
selected from among themselves by the Tutors having tenure. The Directors shall be
Tutors of the Graduate Institute.

28

(4) Proposals concerning matters of instruction or policy shall originate with one of the
Directors, after consultation with the other Director and with the Committee for the
Graduate Institute, and shall be submitted to the Dean on the originating campus for
handling in accordance with Article X(l)(a)(i).

Article XIV

THEALUMNI
(1) Alumni shall be life-long members of the College, since St. John's College is a community
not limited by geographical location or fixed periods of time.
(2) The Alumni Association is the formal means by which Alumni participate in the life of the
College. Through the election of alumni members of the Board of Visitors and Governors,

29

�Alumni share in the direction of that life. In these and other ways, Alumni shall be given the
opportunity to serve the College.
(3) The College shall cooperate with the Alumni Association to enable Alumni to assist in
providing services such as recruiting and interviewing prospective students, placing
graduates in appropriate employment, and advising students concerning careers and
admission to graduate and professional schools.
(4) The College, in cooperation with the Alumni Association, shall provide seminars and other
appropriate educational activities in Annapolis, in Santa Fe, and in other places.

Faculty, whether in Annapolis or in Santa Fe. A two-thirds vote of the entire Faculty in
residence, including at least a simple majority vote of the Faculty in residence on each of the
campuses, shall be required for approval and the amendment shall not become effective
unless approved by the Board in the manner set forth in Section (1) above.
(3) Every five years this Polity shall be reviewed by a committee of six, three to be elected by
the Faculty on each campus. The report of the Committee shall be submitted to one regular
Faculty meeting and voted upon at the next regular Faculty meeting. A two-thirds vote of the
entire Faculty in residence, including at least a simple majority vote of the Faculty in
residence on each of the campuses, shall be required for approval of any proposed
amendments.

Article XV

Whatever action is thus recommended by the Faculty shall be submitted to the Board for
final decision in the manner set forth in Section (1) above.

THE STAFF
(1) Members of the Staff assist with the administration and maintenance of the College,
performing duties necessary to its well-being. They are subject to appropriate Staff rules and
regulations.
(2) Members of the Staff on either campus may establish for themselves a Staff Council for the
purpose of better communication and understanding of College policies as a benefit to the
College as a whole. The Staff Council shall seek to establish and maintain formal channels of
communication among the whole Staff and between the Staff and the appropriate College
Officers. The Treasurer on each campus shall review Staff employment regulations with the
Staff Council and discuss with them any changes proposed.
(3) The Staff Council may establish such committees as it deems appropriate.
Article XVI

AMENDMENTS AND REVIEW
(1) Amendments to this Polity may be proposed by a majority of the Polity Review Committee,

or by a petition submitted by not fewer than ten percent of the members of the Board, or by
the Faculty as provided for in section (2) and (3) below. Written notice of a proposed
amendment must be provided to the Board and to the Faculty not less than 30 days prior to
the date of the Board meeting at which the amendment is to be considered. The Faculty shall
have the right to inform the Board in writing of its recommendation with respect to the
proposed amendment by the time of that meeting. This Polity may be amended by a twothirds vote of those members voting at any regular or special meeting of the Board, provided
that the votes of no fewer than one-third of the members of the entire Board eligible to vote
are in favor of such amendment.
(2) Amendments may be proposed at any regular meeting of either the Faculty in Annapolis or
the Faculty in Santa Fe upon petition of not less than ten percent of the members on either
campus. No such proposal shall be acted upon earlier than the next regular meeting of the

30

Article XVII
COMPLIANCE WITH LAW

No provision of this Polity shall be construed to contravene any applicable federal or state law. If
any provision is determined to contravene any such law, that provision shall be deemed not a
part of this Polity, and this Polity's remaining provisions shall remain in full force and effect.
Article XVIII

MANAGEMENT COMMITTEE
There shall be a Management Committee for the college composed of the Presidents and Deans
of both campuses. The Chair of the Management Committee will report to and be appointed
annually by the Board of Visitors and Governors. With the advice of the Committee, and in a
collegial manner, the Chair shall exercise executive authority over the College as a whole with
respect to:
(1) college-wide strategic planning, including defining the processes for strategic thinking,
leading conversations regarding strategic decisions, and presentation of and planning for
the strategic goals of the college and their accomplishment;
(2) college-wide advancement, including capital campaigns, external relations and
publications, common college-wide donor information and databases, oversight and
implementation of ongoing development initiatives, and oversight of alumni relations
efforts, including the work of the Alumni Relations directors and that portion of the work
of Career Services directors pertaining to alumni;
(3) budgeting and resource planning, including approval of campus-specific budgets,
preparation of college-wide budgets, oversight and implementation of a college-wide

31

�information management system, and oversight and implementation of consistent
accounting, audit, and financial reporting processes;
(4) approval and monitoring of admissions and financial aid policies for both campuses; and
(5) such other matters as may be assigned to the Chair from time to time.
The Management Committee shall not have executive authority over instructional matters
assigned to the Instruction Committee and its Chair under Articles V and IX(l) of the Polity.

32

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                  <text>Revised and amended editions of the St. John's College Charter and Polity.&lt;br /&gt;&lt;br /&gt;The College's first Charter and Polity was published as the &lt;a href="https://digitalarchives.sjc.edu/items/show/3768"&gt;September 1950&lt;/a&gt; issue of the &lt;em&gt;&lt;a href="https://digitalarchives.sjc.edu/collections/show/37"&gt;Bulletin of St. John's College in Annapolis&lt;/a&gt;&lt;/em&gt;. Revised and amended versions were published as individual issues of the &lt;em&gt;Bulletin&lt;/em&gt; in &lt;a href="https://digitalarchives.sjc.edu/items/show/3746"&gt;1951&lt;/a&gt;, &lt;a href="https://digitalarchives.sjc.edu/items/show/7844"&gt;1960&lt;/a&gt;, &lt;a href="https://digitalarchives.sjc.edu/items/show/7845"&gt;1963&lt;/a&gt;, and &lt;a href="https://digitalarchives.sjc.edu/items/show/7846"&gt;1965&lt;/a&gt;. &lt;br /&gt;&lt;br /&gt;The Charter and Polity was published as a separate document in &lt;a href="https://digitalarchives.sjc.edu/items/show/7850"&gt;1955&lt;/a&gt; and again from &lt;a href="https://digitalarchives.sjc.edu/items/show/7851"&gt;1970&lt;/a&gt; forward. The most recent version of the Charter and Polity is also available on the College's &lt;a href="https://www.sjc.edu/about/leadership/board-visitors-governors/charter-polity"&gt;website&lt;/a&gt;. &lt;br /&gt;&lt;br /&gt;Click on &lt;strong&gt;&lt;a title="Items in the Charter and Polity of the College Collection" href="https://digitalarchives.sjc.edu/items/browse?tags=Charter+and+Polity&amp;amp;sort_field=Dublin+Core%2CDate"&gt;Items in the Charter and Polity of the College Collection&lt;/a&gt;&lt;/strong&gt; to view and sort all items in the collection.</text>
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                    <text>Philosophy and the Cave Wall
Plato and Kant on the form of the given

Would the mind’s escape from the body be a good thing? This question might arise for
anyone who sees a distinction in our human nature between thought and sense. Why might one
wish for such an escape? And what might warn one against such a wish? Compare these two
different ways of approaching the question, each formulated by Kant:
The inclinations themselves, as sources of need, are so far from having an absolute
worth, that to be altogether free of them must be the general wish of every rational
being.
(Kant, Groundwork, 428) 1
Here, sensible appetites and aversions are a regrettable encumbrance. Of course, the
annihilation of bodily needs is just a “wish”-- these impositions of nature are truly inescapable for
us as long as we live in this body. But who hasn’t felt this wish, in moments of frustration,
struggle, or frailty? Just as the addict can see his own addiction as something to regret, as
something worth being free from, we may all sometimes see the demands our own bodies seem
to make on us as regrettable, and as unfortunate. Socrates spoke of this kind of wish in the
Phaedo, when he explained to his friends that a philosopher looks forward to death– the soul
leaving the body– as the greatest of blessings.
But here is another take on the question:
The light dove, cleaving the air in her free flight, and feeling its resistance, might imagine
that its flight would be still easier in empty space. 2 It was thus that Plato left the world of
the senses, as setting too narrow limits to the understanding, and ventured out beyond it
on the wings of the ideas, in the empty zone of pure understanding. He did not observe
that with all his efforts he made no advance– meeting no resistance that might, as it
were, serve as a support upon which he could take a stand, to which he could apply his
powers, and so set his understanding in motion.

Kant is more subtle in other works. “The inclinations, in themselves, are good” (Religion within the Limits
of Reason Alone). Nevertheless, they do not enable our cognition of the Good itself.
2 Is there such a thing as empty space? The dove thinks so. Kant will argue that mind is absent from no
place in the world (“the sum of possible experience”): it is an ideal plenum, so to speak.
1

1

�(Kant, Critique of Pure Reason, A5/B8)
Here sensibility could be thought of as a resource, a help that makes knowledge possible for the
mind. The wish of the thinker to be released from sense is mistaken, because it fails to see how,
if realized, this would mean the withdrawal of that resource, the abandonment of that crucial gift.
Notice how Kant relates his own thinking to Plato explicitly in the second passage, and implicitly
in the first.
Kant seems to be divided. In the practical sphere, where action is concerned, sense can
be an obstacle, or at least an encumbrance. But in the theoretical sphere, where knowledge is
concerned, Kant is in fact a champion of sensibility. Ultimately, according to Kant, it is only when
we understand the epistemic resource provided by sensibility that we can see how necessary,
universal knowledge of the world around us is possible. Kant aims to carry out a previously
unattempted task for philosophy: to unfold the principles of sensibility. Philosophy, Kant claims,
must not sprint ahead to the realm of pure reason, to what seems to it maximally intelligible.
Rather, it can and must make intelligible what is not intelligible on its own– the senses. When
explicated, this would be a kind of wisdom unavailable to the mere mathematician or scientist,
and unheard of by the metaphysician: a philosophical apology of sense, what Kant calls a
‘transcendental aesthetic.’
Getting to read Plato and Kant every few years in an alternating cycle, it has come to
seem to me that perhaps Plato, for one, did contemplate such an account. To see this thread in
Plato, I will consider tonight passages from two great dialogues: the Republic, and its sibling,
the Timaeus.
Kant himself turns our attention in this direction by identifying Plato as the beginning of
his own philosophical tradition, one that asks first and foremost: how is knowledge possible?
The example of mathematics, Kant claims, convinced Plato that we have access universal,
necessary truths not derived from sense experience—what Kant calls a priori knowledge.
Socrates is often occupied with this sort of knowledge, as in the slave-boy’s recollection of true
geometrical judgments he was never taught. To explain this sort of knowing, Socrates
sometimes invokes purely intellectual, so-called forms of what is known. The pure forms
somehow come to have sensible images of themselves, in our minds and in the world. That is,
they are somehow participated in, or received, and it is by means of their reception that the
world can be known for what it is. But how is this reception into the sensible realm possible?
The problem of human knowledge, of how the given can be known, is therefore always also the
problem of sensible receptivity.

2

�The lecture has four parts. We will trace a path of inquiry into receptivity through Book VI
of the Republic (section 1), and then into the Timaeus (section 2), where I hope to show how
Plato’s thinking reaches a kind of culmination in the account of the so-called ‘receptacle’. In the
third section of the lecture, we’ll compare the Platonic approach to the problem with Kant’s
account of space in the Transcendental Aesthetic of the Critique of Pure Reason. We might
then be in a position to judge whether Plato and Kant are really philosophical brothers-in-arms,
as Kant suggests (section 4). We will not discover that Plato and Kant held the same doctrines.
Plato’s dialogic writings protect us from ascribing “doctrines” to his writings at all. Nevertheless,
philosophers—even philosophers who disagree with each other-- might be colleagues in so far
as they are moved by the same questions, and the same problems. It is this comradery under a
question I hope to examine in Kant and Plato tonight.
The Path Upward is not the Path Downward
In Book VI of Plato’s Republic, Socrates asks his conversation partners to imagine a line
divided into two unequal sections, each of which is divided again into two subsections (509d7
ff). Then both faculties of the soul and the objects of these faculties are mapped onto the line:
the two main sections correspond to sense and understanding; the realm of sense, of what
seems to be, is divided into bodily things, and their images; while the realm of the
understanding, of what is, is divided into what Socrates calls the “mathematicals,” or the
learnable things, and what he calls the “ideas,” or the forms. The philosopher’s authentic activity
is knowing the forms, which he or she achieves by what Socrates calls “dialectic.” The category
of the mathematicals, by the way, might be much broader than what we would mean by
‘mathematics,’ embracing anything that can be universally known or demonstrated: not only
music and mechanics, but perhaps also several natural sciences, and even language arts like
grammar and general logic-- the mathematicals, taken together, sserve as the topics of our
tutorials and labs.
The realm of the sensible is known by experience. Enough familiarity with the solid
structures we use as houses lets a carpenter repair and construct. His or her colleague within
the sensible realm is the artist who expertly paints images of the same houses that the
carpenter constructs. But many aspects of housebuilding follow from geometry, which grasps
universal principles about figures. The knowledge of these belongs to the understanding. Here
we can see laid out three personages, three psychic activities, and three sorts of object: the

3

�painter, making images of houses by artistic imitation; the carpenter, putting his or her body into
motion to bring those same houses into being as solid structures; the geometrician,
demonstrating the necessary, universal figurative principles governing the house’s structure.
The painting is an image of the roof’s eaves, which in turn can be thought of as images of
angles. These angles can be seen “only by thought,” and raising ourselves to the level of the
mathematicals reveals that human beings can have contact with universal, necessary truths
beyond convention and passing opinion. They give us purchase on the truth beyond experience.
But Socrates follows his construction of the divided line by posing two “reservations” to
his interlocutors about mathematical knowledge. The first is that its objects are taken as
“assumptions” by the thought that knows them. Geometry, for example, like all other particular
sciences, must simply assume that mathematical figures exist, and are therefore available for
study. It has no account of what sort of existence they have, and whether this existence has a
cause or source. Second, geometry will always be at least partially immersed in sensibility,
since it must always make use of sensible images in its demonstrations. In Socrates’ account,
philosophy will emerge as a possible kind of knowing that could transcend these two
“reservations.”
Let us consider the reservations in turn. Socrates complains that the mathematicals are
not truly “first principles” or beginnings, but “assumptions” But how does he know this? True,
geometry does not explain how its angle exists, but could this not be a consequence of the
figure’s ultimate priority? It can’t be explained by geometry, because it can't be explained at all:
it is a first principle. This is a tempting defense of mathematical supremacy. (when
mathematicians call themselves ‘platonists’,sometimes I think this is what they mean.) But
consider carefully the difference between self-evidence and assumption: an assumed premise is
not self-evident, because it leaves unsettled what sort of being on its own the object may have
apart from me, who assumes it. As long as it remains an assumption, a geometrical angle,
though it seemed to be real to us, might turn out to be a sort of illusion. Perhaps the reality of
things is that spaciousness is not real at all, that nothing is linearly extended, and no two lines
are spread out from each other in an angle. While this is perhaps disturbing to contemplate, it is
not a possibility the geometer can rule out. There is nothing about the angle that renders its
non-existence self-contradictory, and by hypothesis, geometry does not understand the figure’s
reality to be guaranteed by some higher source. Geometricians like Euclid and Lobachevski do
a great service for knowledge by identifying certain principles as unproved “postulates” or
“assumptions.” But even they leave unarticulated, and therefore unexamined, the whole host of
presuppositions that underlie their objects. The question, ‘how do angles exist?’ is not

4

�nonsensical, and remains. The geometer, while he or she might ask this question from time to
time, cannot answer it from within his or her own science.
The second reservation is, I think, more subtle. Just as geometry couldn’t “extricate”
itself from its own assuming, it also can’t pull itself out of the very sensibility it is so proud of
rising above. Socrates’ speech, with all its talk of higher and lower, here might sound like it is
assuming a kind of low-class uncleanliness about sensibility. Or maybe he is exploiting the
thumotic character of his interlocutor Glaucon, who will be pleased to look down on the uppity
mathematicians who are still enmeshed in the dingy senses. But if we are not so hastily
thumotic, we might wonder what is so damning about mathematics’ return to the senses. Is
Socrates’ second reservation not itself an unreasoning prejudice against embodiment?
In fact I think Socrates is onto something very important here. Mathematics begins by
seeking an object more knowable than what presents itself to the senses. But when it
demonstrates necessary truths about these objects, it finds it must turn back to sensibility to
construct images of what it wants to know. 3 We all know this from our study of Euclid and his
sucessors (even Lobachevski): no board or no paper, or no imaginary field in one’s mind, then
no demonstration of the proposition. We think the universal we desire to prove on our own, but
we turn to the board to manifest what we think about this universal, and the board helps us
along, making room for the instantiation of the figure, keeping things apart from each other,
letting them abide next to each other, sorting the different directions– left, right, back and forth. It
is as if the board, or rather, space itself, were a partner in the demonstration. This means that
geometry’s very scientific character is dependent upon sensible conditions. But these sensible
conditions are not understood by geometry, and indeed, are never brought into examination by
it. We might not find this situation humiliating, but we should find it intellectually unsatisfying.
The point is not so much that sensibility contaminates, but that for all its crucial contribution to
knowing, it remains unintelligible, a silent partner in the sciences.
Socrates proposes that philosophy can rise above mathematics’ limits. “Reason may
take hold” of mathematicals, he says, not as “assumptions”, but as “stepping stones,” examining
from what higher principles they might proceed, by means of “dialectic.” This philosophical kind
of knowing, as an extension of geometrical inquiry, would answer the question ‘how do angles
exist?’ by discovering genuinely self-evident truths upon which angles depend. In this sense, its
objects would not be assumptions, and it would escape the first reservation about
mathematicals. The second reservation would also be escaped, because the dialectical ascent
[It is not only geometry that turns back to sensibility, but arithmetic as well. Counting needs an extended
field in which successive moments can be distinguished. For Kant, this is time.]
3

5

�upon the grounds of mathematical knowing would move towards fully intelligible objects of
reason. Its accounts would move from reason to reason, with nothing but reason in between. In
other words, it would never descend back into sensibility’s manifestations to demonstrate, but
would [‘hypothetically’] infer the conditions it was after. Philosophy, like seminar, will not need to
use the board.
As wonderful as these philosophical successes might be if realized, Socrates’ proposal
raises some crucial questions not addressed explicitly in the Republic. Remember the concern
involved in the second reservation, that mathematics requires the use of sensible images. If this
“use” involves epistemic contributions from sensibility not understood by mathematics, these
contributions will not be any better recognized by a purely eidetic, dialectical philosophy. Rather,
they will be transcended, as the mere circumstances of a lower form of knowing, perhaps not
worth the attention of reason unencumbered. In this presentation of philosophy, we are
encouraged to assume that sensibility is not, in fact, an epistemic resource. If the contributions
to knowledge come wholly from ‘above’, so to speak, from reason alone, then this is perhaps a
safe assumption. But a lover of wisdom would rather not beg this question.
The image of the divided line is followed by the image of a cave, in which we are born
chained to our sensible experience, which plays before us like shadows cast by models of real
things outside of the cave. In this allegory, knowledge indeed comes ‘from above’: the naturally
true is imitated in the figures manipulated in the cave, and these are imitated in the shadows
they cast. But throughout the allegory is an unexplicated factor: each sort of knowable
generates an image in some receiver– the forms of the true objects are received into the
materials used to construct their likenesses, and the likenesses themselves on the cave wall
that receives their shadows. Without these receivers, no chain of imitation is possible. Following
the allegory, without the cave wall, no sensible experience is possible. But of what is the wall
itself a depiction? Whatever it is, is it of a nature to contribute to the kind of knowing we have in
our experience of the world? Socrates’ allegory might distract some readers from such a
question with its narrative of “turning-around.” By pointing the aspiring philosopher ‘upwards’
towards reason’s resources, rather than ‘downwards’ towards the nature of sensibility, he is
leaving at least one big question on the table.
If the path upwards were pursued, what would the Socratic philosopher discover about
the first principles of geometric “assumptions”? A first step still within mathematics might be the
discovery that figures can be taken as images of ratios– for examples, the pentagon as a spatial
flowering of the uncalculable mean and extreme ratio, and the circle, of the transcendent ratio
called ‘pi.’ But these so-called “irrational” or “mute” ratios themselves might turn out to be

6

�approximations of rational, speakable– that is, arithmetic– ratios. The very first mathematical
principles from which figures are derived would then be numbers, whose first still-mathematical
principle might be the unit, or that by which we call something one. Now, a dialectical inquiry
into the possibility of numbers-- and indeed the possibility of the unit-- might lead to purely
intelligible forms such as the Same itself, the Other itself, and the One itself. This ascent leaves
space behind as a sort of encumbrance. Of course, space itself is not accounted for in such a
philosophical ascent. The givenness of figures, that they are outside of us, and the receptivity of
both the world around us and our own imaginations to the spatial images of ultimately rational
principles, is not itself given an explanation. The silent partnership of the cave wall has been left
silent.

The Turn to Bastard Reasoning
Eric Salem once proposed in a lecture on Socrates’ allegory that the account of the cave
wall is not given in the Republic, but rather might be sought in part in the Timaeus’ account of
the receptacle. I want to follow his suggestion here, and so we now turn to the Timaeus.
In the dialogue’s introductory section, Socrates asks to hear about his idea of a beautiful
city, which had been elaborated in speech the day before, but this time set in motion, at war. His
request might already indicate an interest in just what was left unexplored above: in motion, in
the realm of becoming, the beautiful city will need to come down off its seat in intellectual
heaven, and show how it might be given in the world of change. But it will not be Socrates who
takes this path downward. Rather, the title character Timaeus speaks for the remainder of the
dialogue. Before the city in motion can be discussed, however, Socrates and his interlocutors
decide they want an account of the nature of the humans who will make up the city. Moreover,
they want an account of the whole, moving cosmos in which these humans emerge. The
remainder of the dialogue is accordingly cosmological, and then anthropological (the political
question is postponed). Timaeus’ very first step in pursuing his cosmology is to offer a
fundamental distinction familiar to Plato’s readers: the sensible world, he says, must be
distinguished from the purely intelligible model of which it is an image. The intelligible admits of
no motion, is eternal, and can never have come to be at all– it simply is. The sensible comes to
be, and Timaeus pictures this coming to be as the result of a divine constructive “craftsman” (ho
demiourgos) or “framer” (ho synistas). He narrates how this power might have constructed a

7

�harmonious image in imitation of the perfect model, making use of mathematical figures and
ratios familiar to the sciences of astronomy and music. 4
Timaeus’ cosmos, at this point, is like a mathematician’s diagram. Compare Ptolemy’s
mathematical astronomy. Its theories do not speak of where or in what the motions of the stars
occur, but rather only of the stars’ motions’ knowable ratios, demonstrable in diagrams. In this
way, the question of the nature of the space that receives the world-image might not arise for
the merely mathematical cosmologist. 5 But several steps into the narration, Timaeus points out
a problem. The divine maker constructed these mathematical models as somehow imitations of
what is best—that is, as imitations of the intelligible original. But it doesn’t seem that this
procedure—imitation of the best—is sufficient to account for the whole cosmos. On the contrary,
Timaeus claims that the world as it is comes to be not simply from the intellect’s grasp of the
good, as his story had been assuming, but also from what he now calls “necessity”: by what, if it
exists, has to be the way it is. Where does this necessity come from? Despite the fact that the
mathematical arts and sciences (like Ptolemy’s) are filled with insights into what is necessarily
and universally true about corporeal nature, none of them can give a deduction of this
necessity’s origin. For example, none of the cosmologists, Timaeus points out, have given an
account of how the medium of natural change—the elements of bodies-- have come to be in the
matter in which they are. 6 To theorize a changing cosmos, mathematical diagrams alone,
unhindered by necessity, will not be sufficient.
What is needed, Timaeus proposes, is a “new beginning,” a “retreat” to a new principle,
a “third kind” of being, making sense of the world’s receptivity as such for the knowable forms.
Timaeus calls this principle “the receptacle”, a co-eternal origin alongside the intellect’s model of
the cosmos. Not the model itself, nor its constructed image, it is precisely that into which the
model is received.
With the introduction of his “third” principle, Timaeus is in fact clarifying a fundamental
dualism about knowledge. The relation of original to image so dear to Socrates leaves out of
account a second origin for the image, in receptivity itself. The world as it appears is different
from its origin– this is the Socratic proposal. But that its origins are two is Timaeus’ thesis– by

Geometry and arithmetic provide a science of ratio in general; but astronomy and music turn to
appearances to discover which particular ratios and figures form a harmonious whole, either of heavenly
motions, or of musical scales. Timaeus borrows the particular ratios and figures of the latter two sciences.
5 At this stage, time is given as “a moving image of eternity.” It is the outcome of ratio-metric mathematical
principles, not a container in which they have being. This approach is unlike Timaeus’ conception of
space.
6 If successful, an account of necessity would perhaps stave off the allegation that corporeal becoming is
nothing but an unintelligible flux.
4

8

�adding his “third kind”, he uncovers that second origin, and reveals the apparent world as what
he calls a “syntasis”: a combination of heterogenous sources. The multifarious shifting from
stability to instability and back again that constitutes the mortal world will take place in the
receptacle; but the discovery of this principle reveals that it must have been there all along,
providing space even for the relatively unchanging motions of astronomy. 7 With the receptacle,
astronomy can be taken as no longer merely mathematical, for its objects are not merely
diagrammable ratios. Rather, they are now natural bodies with a place in the cosmos. Their
astronomy belongs to physics. 8
Timaeus warns his audience that an account of the receptacle will be “strange and
unusual,” because the object of study is “difficult and obscure.” His warnings indicate to us that
an entirely new sort of theorizing will be taking place: for unlike the eidetic model, the receptacle
is not itself intelligible. And unlike the visible world, it does not appear to the senses. If we have
only intellect and sense at our disposal, with what will we know that which is in itself unavailable
to either? In one of the strangest passages in Plato (the 4th passage on the handout), Timaeus
tells us that the receptacle not only “shares in the intelligible in a most perplexing and hard-to
capture manner”— but is “graspable by a bastard sort of reasoning, with the aid of insensibility”
(52a8).
The claim seems to be that the principle unavailable to our two faculties, sense and
thought, will be revealed through a perverse deployment of those very same faculties. Why
“bastard”? Wherefore base? This term suggests that in pursuing this account, reason will not be
occupied within reason’s own, high territory of the purely intelligible, but with the supposedly
baser realm of the sensible. The account to be developed takes the forms to have been mired in
the sensible realm, and attempts to understand precisely their adulterated existence. Reasoning
will be trying to make sense of what is not its own.
And why “insensibility”? How could that help? The idea here could be that the inquiring
subject has to somehow scrutinize the nature of his or her own sensible experience, while
shutting out the material influence of the sensible object. Insensibility here is a sort of deep
abstraction. Regard the curtains behind me, but become insensible to their color, their solidity,
their texture, perhaps even their particular magnitude [imagining FSK here]. What emerges for
us then is “seen dimly” as if in a “dream,” Timaeus says.

Timaeus implies that the heavenly motions of astronomy are not eternal, but rather only an “image” of
eternity. The demiurge remarks that “all that is bound together can be dissolved” (41b1).
8 The receptacle belongs to “the account of the whole” 48d5, and “is…before the birth of Heaven.” 52d4
7

9

�As he proceeds, Timaeus’ retreat reasons backwards towards the “nature” or “eidos” of
the receptacle. That is, he infers what it would have to be like, in order to fulfill its role as the
field in which the visible manifests. It can have no sensible qualities, since it must be able to
take any of them on. Similarly, it cannot be pictured or diagramed, since it is the ground of all
possible diagrams. It can’t be drawn on the board, since it is what makes the board available in
the first place. This is what it is not, but what can be said positively about it? Timaeus calls it the
“chora,” the space or room in which the world appears. He also calls it a neutral “molding stuff”
for the world, and even a “wet-nurse”, and “mother.” This sequence of metaphors draws out a
sense of the formal and causal power of the receptacle. The receptacle thus somehow
nourishes, or pours life into things, sustaining them. These metaphors indicate how far from
“empty” the receptacle is, even in itself. We might often think of space as sheer void, waiting
indifferently to be filled by perceptible items. 9 But Timaeus’ space is teeming with potential life,
waiting, not indifferently, but expectantly, to give birth. It is perhaps neither full, nor empty, but
according to its eternal priority, the source of either of these spatial dispositions. When it gets
filled by forms, it gives them the room to manifest themselves. When it gets filled by void, it
holds open the room in which no forms are. Compare the blackboard: where the diagram is not
drawn, indeed, in the crucial zones between the parts of the diagram, the board is not merely
empty of inscription, but spread out in its blankness.
The receptacle’s radical priority to experience further suggests that is matter only in a
metaphorical sense. 10 For it is not literally “stuff” in the sense we know from experience– after
all, it is “molded” both into our solid, present objects and into the absent spaces between them.
It is thus not a source of nourishment for the world in a material sense, but perhaps rather in a
formal sense. That is, it “nourishes”, so to speak, the sensible givenenness of things by
sustaining them as spatial.
Timaeus offers one more, especially puzzling metaphor: he calls the receptacle a
“winnowing basket.” Change in sensible things, he points out, comes to be through contact
between differences. The hot next to the cold, the dry next to the moist– we might add: negative
charge around positive charge, north magnetic poles across from south, or ‘masses’ in a
gravitational field. These different “powers”, whatever they may be, “jostle” each other, and
thereby produce change. Over time, these changes generate the apparently structured world
which we observe. These change-inducing juxtapositions, these jostlings, do not happen
through tools of arrangement, as if parts were separated and pushed together with a hoe and a
9

Lucretius’ void. Interesting that Lucretius is such an unmathematical thinker.
Aristotle and Plotinus both take the Receptacle to be “matter.”

10

10

�rake. Rather, the parts themselves act on each other, like grains in a winnowing basket. 11 The
basket merely provides the venue in which this jostling can transpire– it is a passive sort of tool
that does nothing more than make the reciprocal influences of the worked-upon matter possible,
by providing them the room for juxtaposition. The six directions of space– left, right, back,
forward, up and down– act like the grid of a basket, sorting the tendencies of material things into
different directions, giving them a stage on which they can come upon their brethren.
Does Timaeus’ story of the receptacle serve as the ’missing’ account of receptivity–
missing, that is, from the picture of Socratic philosophy in the Republic? Recall that part [of] the
vocation of philosophy described there, to ascend to the intellectual first principles of the
mathematical sciences’ own starting places, would leave unexamined the non-intellectual first
principles of sensibility, that is, of the receptivity in which the knowable images come to be. On
the other hand, Timaeus’ oddly named “receptacle”, which has resonances in Greek of
“reservoir” or “harbor,” represents receptivity as a cognitive resource. The name indicates the
epistemic purposiveness of the “third kind”: the receptacle provides a welcoming cosmic
hospitality for the forms, so that they may be known by us in their images. Timaeus follows his
account of the receptacle with an extended speculation about the solid geometry of the
elements. Certain propositions about the elements– how many there could be, how they would
act upon each other, and how they could change into each other– are derivable a priori, since
they arise from the demonstrably necessary geometrical character of the solids. These
speculations have hypothetical—perhaps fanciful—beginnings. But the necessity involved in the
geometry of his hypotheses generates an a priori, synthetic natural science. 12 Timaeus’
procedure suggests that any mathematical natural science of matter will ultimately rest upon a
story about the receptacle as an ultimate condition of the possibility of extended, sensible being.
Is this foundational story satisfactory as a philosophical account?

But doesn’t the “sieve” itself move? I can only make sense of this in an extremely analogical way. We
might be reminded here of a passage from Plato’s Parmenides, in which the elder philosopher
proposes that the One– the very highest principle of all being– is both at rest, and in motion
(146a). It is at rest, so to speak, Parmenides claims, because it doesn’t ever depart from being
fully in itself. But it also is in motion, so to speak, because it always is in other things, making
each of them one thing. The metaphysical participation of things in the One can be thought of as
a kind of flowing motion of it outwards, into them. Could this conception help us interpret
Timaeus’ winnowing basket? The receptacle’s motion is not a locomotion, but a “change” in
which it takes on a form it doesn’t have in itself. In so far as the spatialization of these forms has
consequences for how they evolve, it is as if the ‘change’ of the receptacle imparts further
changes to the things in it.

11

Cf thinkers like Kepler, Maxwell, Rutherford—anyone who imagines a model, derives necessary
conclusions from it, and compares these with the appearances.
12

11

�Timaeus warned his audience at the start that any cosmology of a becoming world
would not be knowledge, but only a “likely story,” in so far as what becomes is not what is, but
only its likeness. Philosophy seeks to rise to what is, and discover knowledge of the eternal
there. Accordingly, Timaeus’ mathematical chemistry of the elements is not wisdom about the
highest things. Socrates of the Republic would agree. Now, the receptacle, as the neutral field
of change, can itself neither change nor come to be. However, Timaeus seems to suggest that
as the eternal mother of becoming, the receptacle is itself approachable only under the guise of
[a] likely story. This in part justifies his copious use of metaphor in its account. Metaphor
becomes the handmaiden of ‘bastard reasoning’, with which we can articulate in speech what is
not in itself intelligible. The conjunction of several metaphors– space, mother, nurse, matter,
basket– raises the problem of thinking the thing coherently, since its metaphorical predicates
are not simultaneously compatible. But beneath this interpretive problem is a deeper paradox:
the account treats the receptacle as an eternal, self-subsistent thing, even though it is not, by
hypothesis, a being. This double-speak renders the account of that which underlies all
becoming even more mythic– “not less, but more likely” (48d3) -- than the playful speculations
about shapes and growths that make up the rest of Timaeus’ physics. This paradox, that the
receptacle is both beyond becoming and other than being, runs through Plato’s adventure along
the path downward. Accordingly, the hoped-for account of the cave wall turns out to be, in
Plato’s treatment, deeply enigmatic.
The Form of Outer Sense
Kant’s life’s work, it seems to me, was an attempt to demythologize philosophical
enigmas. Where receptivity is concerned, he’s on the case. He begins in the Critique of Pure
Reason with a distinction in kind between thought and sense. In the dialogues, thought was
understood as the faculty that grasps the universal, which is, while sense grasps the particular,
which merely seems or becomes. One of Kant’s innovations is to add to these correlations the
proposal that while thought in us is active, sense is receptive. Kant names the study of the
principles of knowledge belonging to thought a ‘Logic’ – the study of logos. He names the study
of the principles of knowledge belonging to sensibility an ‘Aesthetic’-- the study of aesthesis.
(Note that Kant’s ‘aesthetic’ has nothing directly to do with the beautiful.) An empirical aesthetic
would investigate the particular senses we happen to have, and what features of the world they
give us access to: color, odor and taste, sound, temperature, as well as shape, size, and
duration. Perhaps what we read in Book II of Aristotle’s De Anima could be considered an

12

�empirical aesthetic. A transcendental aesthetic, on the other hand, would investigate sensibility
as such, rising past or transcending the particularities our equipment for sensation.
This new science’s object comes into view in two stages (described in the 5th passage
on the handout): first, Kant claims that we must “isolate sensibility by taking away everything
from it which the understanding thinks through its concepts.” In the second step, we “separate
off from sensibility everything belonging to its impressions.” The first move resists the claim of
monist thinkers like Leibniz, for whom the distinction between sensibility and understanding is a
difference in degree– that is, sense is merely the obscure end of the spectrum of human
representation, whose clear and distinct end is called understanding. For Leibniz, there is
accordingly only one path for philosophy: towards the higher principles of the intellect, for there
is properly speaking no heterogenous epistemic contribution from sensibility itself. Taken as an
interpretation of the divided line, we can see that Leibniz’s Socratic conception must hold that
there is no philosophical theory of the cave wall.
Kant’s interest, on the other hand, is not unlike the dualist Timaeus’, for whom givenness
must be traced back to a second principle. Timaeus proposed his receptacle as the ultimate
ground of the givenness of things, as the reason why things can be given to the senses at all.
This question reappears in a new guise in Kant’s account of “sensibility,” defined as
receptivity— not, to begin with, the receptivity of the world for intelligible forms, but the
receptivity of our own mode of knowing; the openness, one could say, of our minds for things as
given.
In its second step, the transcendental aesthetic clears out from intuition what Kant calls
the “matter” of sense, leaving nothing but the “form.” Kant claims there are two sorts of sense
for us: space, the form of “outer sense”, and time, the form of “inner sense.” Kant’s space, in this
respect, like the receptacle, is invisible, inaudible, and impalpable. Taken together, these two
steps reveal an object not properly available to either the understanding or to sensation. Rather,
the philosopher must abstract from the matter of things sensed outside of us to the form of their
being “outer” at all. The underlying precondition for juxtaposition, extension, and orientation is
not any spatial thing, but space itself– or perhaps better, spatiality. This spatiality is not thought
up by us, and is not derived from experience. It is the form or ultimate pre-intuition of whatever
could be given as ‘outside.’ This form itself is a “pure manifold”– not merely many, like the
spatial stuff of outer sense, but the ordered, stuff-less multiplicity of orientations in which
sensations are always given, and to which they cannot themselves contribute. Recalling the
warnings of the difficulty of the inquiry voiced by Timaeus, Kant tells us in the introduction of his

13

�book that “it may be that we are not in a position to distinguish [the form of knowledge] from the
raw material, until with long practice of attention we have become skilled in separating it” (B1-2).
This ultimate priority of space ahead of all outer things means that, like the receptacle, it
cannot have come to be. And on precisely the grounds of this priority does space make
necessary knowledge of the outer world possible. Our geometrical demonstrations draw their
necessity from the way the pre-intuited field in which they are inscribed or imagined determines
those inscriptions and images. Thanks be to the board, where we may draw our figures. But
greater thanks be to space, which opens out to make room for the board, and opens out for our
imaginations to spread and discover what must follow from what among our figures. It is
essentially one, embracing all particular spaces. It is both given, in that we do not
spontaneously think it at all, and infinite, in that no bounds can be set for its magnitude. It is
empty, in that it is the container or receptacle for all sensible content, and unremovable, in that
we cannot imagine it away.
Timaeus introduced the receptacle, not as an aspect of particular material things, but as
a single underlying whole which pre-exists them, so that it may receive them. This seems to be
what Aristotle, for one, was most at pains to resist about Plato’s Timaean conception– for the
later thinker, the places of things, along with their shape and their magnitude, are accidents of
their individual existences: a thing is in a place as the contact boundary of what surrounds it.
There is no whole receiver, only a nested series of surrounding containers. Hume’s argument
reaches a similar conclusion: no impression comes to us without some spatial magnitude, he
claims, and so space itself is only a subsequent abstraction made possible by the accumulation
of spatial particulars. Kant, filling in argumentation absent from his ancient comrade Timaeus’
account, argues that the nature of spatiality requires independent singularity and wholeness.
For, each particular place is bounded only in so far as these boundaries are between spatial
regions. That is, bounded spaces are always “limitations” of the same one space. Just as what
recieves limitation must be priori to the result of its limitation, so divisions into particular places
presuppose the field which they limit. Accordingly, larger spaces cannot be assembled originally
out of smaller ones, and so space is not an aggregate; it is rather, Kant claims, a “totum”
(B466), preceding the particular parts we may carve out of it.
Recall also how Timaeus brought in the receptacle as an additional “kind” to ground his
mathematical science of material nature. Kant seems to have agreed that the nature of
geometrical knowledge of things required a heterogenous, spatial source of knowing; indeed, he
thought the necessity of mathematical sciences was the strongest evidence for his
sense/thought dualism. He points out that geometrical demonstration, for example, reveals that

14

�necessary predicates about figures cannot be derived out of their concepts by analysis, but
must rather be synthesized or constructed out of the intuited figures. That the third side of a
triangle is shorter than the sum of the other two does not fall out of the concept of what a
triangle is, but only from the determination of the sensible field in which we inscribe triangles.
The blackboard must play its role. Kant here is taking Socrates’ second reservation about
mathematics– that it could not extricate itself from sensible conditions– as decisive evidence
that sensibility is, after all, an epistemic resource, and that human knowledge is dual.

Idealism
Taking up the torch of ‘bastard reasoning,’ Kant finally explains the unacknowledged
source of scientific knowledge of sense objects, by reasoning back to the invisible, nonintellectual condition of sensibility. This condition, however, is– unlike Timaeus’ receptacle– not
a self-subsisting, eternal being, but a mere form of our own sensibility. It is in us, not in a
psychological sense, as if it were a figment of each thinker’s mind, but in a metaphysical sense,
as a feature of our knowledge of things, and not of the things as they are in themselves. Space
is not ‘in our heads’-- indeed, our heads are in space. But space is ‘in’ our own, human knowing
of things, such as our knowledge of the heads in this room.
The radically blank ‘non-thing’ that is space, therefore, does not exist in itself. Kant
writes (this is on the handout) that those who “maintain the absolute reality of space” as
“subsistent...(which is generally the view taken by the mathematical students of nature),... have
to admit [an] eternal and infinite self-subsistent non-entity, which is there, yet without being
anything real, only in order to contain in itself all that is real” (A39/B56). He was probably
thinking of Newton here, but the description fits the deep cosmology of the Timaeus, as well. 13
As we saw, Timaeus’ chora made knowledge possible, but only by way of an existence which is
neither being nor becoming. Like Timaeus, Kant infers that there is a determining source of
knowledge in receptivity. But to elude the paradox, Kant makes clear that this source, space, is
nothing but an epistemic condition. The receptivity, and thus the receptacle– the form of outer
sense–, is ours. This position of sensibility– both subjective and essentially sharable– may be
more familiar to us from the realm of thought. That is, when we think a concept together, each

The receptacle is eternal, but Timaeus never calls it infinite. This is perhaps because qua unformed, it
has no quanitity. What did Newton mean by calling space “empty” in the Principia? In the Optics, Newton
writes that space is “the sensorium of God.”
13

15

�one of us shares the same universal in our thought. The mind’s concept is not a psychological
event, but a form or standard. According to Kant’s account, mind is present in sensibility, as
well. The space of things is not a psychological feature of their images in our minds, but rather a
necessary feature of how they can known by beings like us. This is what Kant means by “the
transcendental ideality of space.”
Kant does declare his form of outer sense to be “empty,” which might make us think it is
pure, void extension. Where is the living, expectant energy of Timaeus’ receptacle? We might
say that its energy has been idealized. The expectancy, the power to hold the shape of what will
come to be in it-– that is, the maternal power of space– this is in Kant’s space as well. But we
can now see this power as life-like, precisely because it is a power of the mind. Space as the
form of intuition is not a null void, but a manifold field ready for knowledge to be generated in.
The pure manifold, the cave wall, is alive, because it is sensibility.
Kant’s journey down into sensibility has none of the metaphorical images of Timaeus’.
On the contrary, it strikes a scientific pose, where Timaeus’ story was only “likely.” Kant speaks
in his own voice as philosophical inquirer, rather than through a fictional character whose own
relation to philosophy is obscure. Kant’s account appears first in his book, as the starting place
for a looming system, where Timaeus’ appears as a “revision” or “retreat” part-way through a
narrative. The highly metaphorical, fictive frame of the receptacle might suggest that the
receptacle as described is a poetic manifestation of knowable principles, according to which
what is transcendentally ideal (space) is depicted as if it were real, in itself, but in a likeness, in
a mythos. This would certainly not be the only time Plato has characters speak in a
metaphorical mode, rendering as material what cannot properly speaking exist in that way. Such
a depiction generates paradox, as we have seen, and this paradox raises questions about
subjectivity and the knowability of the world that Plato was content to leave as questions. By
demythologizing the receptacle, showing that it is not an alien, quasi-divine being outside of us,
but rather a constitutive principle within us all, pulling the depiction out of the poetic sphere of
the ‘likely’, Kant gives himself the opportunity to answer these questions. Whether his answers
are satisfactory, is a question for us.

16

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                  <text>St. John's College Lecture Recordings—Santa Fe</text>
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                  <text>St. John's College Meem Library</text>
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                  <text>Santa Fe, NM</text>
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              <text>m4a</text>
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              <text>01:09:28</text>
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                <text>'Secret Science' and Piano Experiments: The Discovery of Harmonics</text>
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                <text>Audio recording of a lecture given by tutor Peter Pesic, (with performances by Consuelo Sanudo and David Forrest) on March 29, 2023 as part of the Dean's Lecture &amp; Concert Series.  The Dean's Office has provided this description of the event: "Harmonics are “little sounds” made by lightly touching a vibrating string at special points. Long used by string players, harmonics had a bad reputation until scientists discussed and named them. This lecture considers this story of science interacting with music as composers began using piano harmonics in the wake of experiments by Hermann Helmholtz. Arnold Schoenberg thought about these experiments in the midst of a profound personal crisis, then used harmonics in pioneering compositions as part of what he called a “secret science” within music. To illustrate this lecture, Consuelo Sanudo (SF92, GILA00) will perform Schoenberg’s song “Am Strande” and David Forrest will join in a performance of a rarely heard piano work by Jules Burgmein (Giulio Ricordi)."</text>
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                <text>Pesic, Peter&#13;
Sanudo, Consuelo&#13;
Forrest, David</text>
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                <text>St. John's College</text>
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                <text>Santa Fe, NM</text>
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                <text>2023-03-29</text>
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                <text>Meem Library has been given permission to make this item available online.</text>
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                <text>Harmonics&#13;
Arnold Schoenberg&#13;
Jules Burgmein (Giulio Ricordi)</text>
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                <text>English</text>
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                <text>SF_PesicP_Secret_Science_And_Piano_Experiments_2023-03-29</text>
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