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LETTERSfrom . S~TJta

Fe
APRIL 1991

ST. JOHN'S COLLEGE, SANTA FE, NEW MEXICO
j,_,; ,_- y

.ta. l,;,1.1 ''1,j&lt;
John Agresto

\ r.,; :,_ _

DIVERSITY' MULTICULTURALISM, AND

E

very now and then the academic community, as if
in one spirit and one voice, turns to a new idea
and, in virtually the twinkling of an eye, anoints
that new notion with the oil of truth and the water . of
orthodoxy. In our day this new truth is diversity.
Diversity has a pleasing resonance to it. It sounds
wholesome and right. It fits right into all the most
contemporary trends in academic life: the proliferation of
electives, the movement from colleges to universities . to
multiversities, the triumph of relativism, and the liberation of
the dormitories. If one can still use it as a term of praise,
diversity sounds so ' 'American.''
The opposite of diversity sounds so rigid, so nasty, so
reactionary that it surely has few if any adherents-classics,
core curricula, coherence, canons. . . . With pluralism and
diversity all the rage, who today dares talk of required courses
... except perhaps by some kind of odd paradox where the
newly righteous might talk about requiring diversity everywhere.
Indeed, it is amazing to behold how, in the name of diversity,
all heterodox opinions are quickly being pushed out.
If I am critical of the academy's newfound infatuation with
diversity, I am critical only in part, since I do believe that we,
as Americans and as educators, have an interest in upholding
the principle of diversity. Diversity is a key element of this
civilization, and one deserving of serious respect. Indeed,
liberal education was always thought to be grounded in a kind
of diversity-the belief that, through the study of the various
arts and sciences, small and closed minds could be enlarged and
opened, that new ideas would replace old prejudices and that
we might begin to rise from opinion to knowledge- that we
might see the world asd see it whole.
Yet, today, diversity in academe hardly ever means the
presentation of new perspectives, challenging ideas or divergent
philosophies. It almost everywhere means dismantling the
tradition of academic studies and erecting on its ruins courses
that more neatly fit in with our contemporary ideas of class,

.tlfblic

f'1~~

c•aAL EDUCATION

race, gender, and oppression. Almost everywhere "diversity"
is code for the propagation of exactly its opposite-standardized
exposure to contemporary ideology and to the politically
oorrect.
The greatest stumbling block to the new orthodoxy of
diversity is still the notion of a liberal education, still the
remnant of the old idea of a coherent curriculum built around a
core of courses in Western Civilization, classical humanities,
mathematics, the sciences, and the great books. There once
was a time when enlightened opinion wanted such courses to be
offered to everyone- rich and poor, high and low. Now the
academy fluctuates between thinking there really are no such
things as "great books," to thinking that the tradition is surely
pernicious, at least in so far as it undermines the demands of
contemporary pluralism and sensitivity regarding diversity.
A Western Tradition of Diversity
But of all the things that could be said in favor of the bookish
tradition of the West and the traditional curriculum of studies,
let me mention just one-diversity. Unlike contemporary
"diversity, " liberal education always started with a respect for
the diversity of outlook and ideas. For example, the past and its
authors were studied not so much because they were like us as
unlike us. Aristotle and Augustine defend social orders radically
different from our own. Sophocles and Homer find
praiseworthy or contemptible things quite at odds with current
tastes. Dante and St. Paul are far more countercultural than
Herbert Marcuse and Frantz Fanon any day. It was always
understood that there was no learning the core of our own
opinions without considering the divergent ideas of those
radically different from ourselves. So, if it is diversity we are
looking for-and we should be-the traditional curriculum is
far livelier, far more radical, than today's academy is generally
prepared to admit.
So, properly understood, true diversity lies at the heart of
Continued on page 2.

INSIDE:
THE DEATOWER

"''I# t.::.?J

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f.

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I

I

�Diversity

A Message
from
the President

Contintv.dfrom page I .

Dear Friends:
Within the last year, "diversity" and "multiculturalism" have become the most important words in
all of contemporary higher education. A quick
review of the literature might even lead a person to
think that an education in ''diversity'' was the
primary goal of all learning. Indeed, as one college
president quoted in these pages asserts, "no college
or university can any longer call itself great unless
its administrators, faculty, program and students
fully reflect the rich, multicultural diversity of
contemporary America.''
The error, the danger, the explicit misunderstanding of what liberal education is all about contained
in that statement is what prompted the theme of
this newsletter.
On a related topic, after the last newsletter
appeared, higher education became embroiled in
what the press always seems to refer to as a "flap"
over the question of minority scholarships. Donald
Stewart and Linda Chavez were kind enough to
write articles for our newsletter taking opposing
viewpoints on this subject. I am especially grateful
for their agreeing to do so on very short notice. Our
selection of reprinted articles also includes an
address by Donald Kagan, Dean of Yale College and
one of our new trustees at St. John's. Finally, this
newsletter contains a short, original essay by one of
our tutors, David Bolotin, on the radical nature and
radical consequences of the new diversity.
Despite difficulties elsewhere, all seems well here
in Santa Fe. The program continues to attract
students in record numbers. One of our seniors is a
new Rhodes Scholar-the first from our campus.
And this June will mark the start of our first
summer session for adults: a series of non-credit,
week-long seminars on works from Plato to Heidegger. The summer will also find us hosting a free,
six-week, public Shakespeare festival in the courtyard of our beautiful new library.
Meanwhile, I wish you well, and I look forward to
hearing from you about this issue.

education. Education is meant to transform us,
or at least give us the opportunity to be other
than what we are, or what our society or class
or parents or professors want us to be. The
problem is that so much of what passes for
liberation in education today is , instead,
control, and control of the rankest sort. The
dismantling of core courses has done less to
liberate student minds tha n to ratify
contemporary social beliefs a nd confirm
contemporary prejudices. Without knowing the
diversity of the full sweep of this civilization,
our students will live only in the contemporary
world, only in the present, only in the light of
their own or their professors' opinions.
We will find few people more narrow than
the contemporary advocates of diversity, few
people more illiberal than those who would u se
the propagandistic potential of the classroom to
possess their students' minds rather than let
them possess their minds for themselves, few
people more tendentious than those who claim
that all education is political and then fulfill
their own prophesies by propagandizing.
Paradoxical as it may sound, every act by
which traditional liberal education is today
preserved and promoted is not simply a
"conservative" act-for students it is a radical,
liberating act at the same time.
Knowing Our Cultural Foundations
Of course, our cognition of true diversity is
not the only reason for traditional liberal arts

~+~
Page 2

LETTERS.from Santa Fe

April 1991

�''The traditional curriculum is far more radical than today's academy
is prepared to admit. ''
education. Despite all its manifest divergencies,
disagreements and distinctions, the tradition of
the West still is that-a tradition : it formed us
as a people, as a particular civilization, a
culture . We were formed both by what we took
from it and what we discarded. If knowing
something other than what you are is a great
desideratum of education; the first desideratum
is to know yourself. A person who is ignorant
of the Bible, of the ancient stories and fables
and myths, of the history of Europe, of the
reasons for the Reformation, of Homer or
Shakespeare-that person is lost in this culture.
It is, to be blunt, more important for an
American to know the Declaration of
Independence and the Gettysburg Address
than to know the principles of Eastern
mysticism. It is, conversely, more important
for a student in China to know something
about Marx and Mao than to be able to
identify the dates of the Thirty Years' War. It
is also more important for recent Asian
immigrants to know who Martin Luther King
was than for American blacks to know the
names of great figures in C ambodian politics.
This is not arrogance on the part of Americans,
nor on the part of other cutlurt's wht'n thl'y do
the same.
It seems, then, that what should be required
are those books and studies that both teach
students something about themselves and help
liberate them from their contemporaries and
from their professors and their prejudices. Our
students need an education in both what has
been handed down to them and in diversity of
thought-always recognizing the unavoidable
diversity within the tradition itself.
Finally, liberal education should make our
students think about universals: What is
beautiful? What is ugly? What should I love?
What should I hate? What is justice? How
should I behave? How can I live a satisfied life
in the midst of unsatisfied desires? How can I
be a friend~ Why do all living things have to
die? These are the kinds of questions our
students ask before they are taught to become
pedants and specialists. This is what they think
philosophy and poetry might help them with,
until they are taught that words have any
meaning we wish, or all meanings, or no
meaning. In fact, the real and perhaps only
purpose for an education in diversity is to see
April 1991

the truth about the greatest human things amid
the cacaphony of discordant, diverse opinions.
Diversity can be a catalyst for inquiry, and it
properly ends in philosophy, not relativism.
The greatest books and texts invite us to think
about these universal issues-issues that go far
beyond race, class, and sex. Contemporary
diversity, on the other hand, abandons the
study of real diflerences, abandons the quest
for the discovery of universals and is tyrannized
by the power of the particular and the merely
accidental.•

Author's note: This article was onginally an addms
delivered and, as you might well understand,
contemptuously treated at a meeting ef the Modem
Language Association in Daember 1989.

LETTERS from Santa Fe

Diversity can be
a cata/,yst for
inquiry, and it
properly ends in
philosophy, not
rel.ativism.

Page 3

�THE DERISORY TOWER
What follows is an editon.al that appeared in the New
Republic on February 18, 1991. It introduced a
series of essays on the worst of contemporary abuses in
higher education, primanly on the topic of race.
Although any number of those essays could have been
worth repeating, the overview of the editon"al may be
the most incisive of them all.
-j.A.

s

''Multiculturalism ))
turns out to be
neither multi
nor cultural.

carcely a generation goes by without a
" crisis" in the universities. From
Gibbon to Bloom the lamentation has
become almost a literary genre. It is tempting
to believe that if these crises did not exist , it
would be necessary for social critics to invent
them . Still, they have been real often enough .
In our centu ry they have ranged from the
malignity of totalitarianism in the 1930s to the
insipid dem and for skills-of law, business,
medicine, even politics- in the 1970s and 80s.
Each has warped the integrity of university life,
distracted the university from its central task of
open-ended , disinterested inquiry. M ore recently, higher learning has been burdened by
the weight of its own growth , by the preference
for publishing over teaching, by the logic of
bureaucracy.
T he most com mon cause of these recurrent
crises has been the demand that the umvers1ty conform to one orthodoxy or another .
Amon g the roste r o f op ponen ts of free,
su bversive tho ught have been the usua l
suspects:
religion , patriotism, M arxism,
materialism , bourgeois propriety. These critiq ues of the old id eal of free academ ic
inq uiry have usually succeeded in making
people forget that such freedom is one of the
higher and most powerful form s of subversion . And (happily) they have tended to elicit
a spirited response in defense of heterodoxy
at the heart of u n iversity life.
Prisoners of R ace
T he newest attack on the idea of a
heterodox university is based on a familiar
rejection of genuinely pluralist thought, a nd
wishes to replace that thought with one of the
most destructive and demeaning orthodoxies
of our time. This orthodoxy, to summarize
the core of the " m ulticultu ralists'" argument, is that race is the determ inant of a
human being's m ind, that the m ind can not,
and should not, try to wrest itself from its
biological or sociological origins. There are
accou nts both of the curriculum's transformation to conform to the dogma of race and of a
revolution in admissions, faculty hirin g, lecturing, writing, speaking, and thinking to
reflect this assumption . T his is not merely a
philosophical quarrel. O n America 's campuses

Page 4

LETTERS/rom Santa Fe

todav tht' issut' of ract' is unaH &gt;ida bk. Thl'
imp;ct of affirm ative action upon the tenor of
even the simplest class discussion is profound.
Resentful whites jostle uncomfortably with
suspicious minority students, struggling with
situations they find personally overwhelm ing.
Wdl-qualilit'd blacks and Hispanics ll-cl tlil'
need to prove their worth, or are wracked
with the suspicion that they m ay not owe
their place to merit. H our upon hour of
precious faculty time is spent soothing racial
sensitivities or deconstructing the canon on
ethnic lines. Deep-rooted racism-which still
undoubtedly and regrettably exists on campus-blurs with legitimate reactions to the
imposition of ''political correctness. ''
O ur
universities, which should strive for an iden tity in contradistinction to the world at large,
have becom e distillations of our bitterest
social divisions.
At the bottom of this dispute is a n idea that is
worth tackling at its roots. In its most popular
form , "multiculturalism" holds that the traditional idea of free thought is an illusion
propagated by the spoilers of freedom by the
relations of power that obtain in any given
society. It holds, more specifically, that the
old liberal notion of freedom is o nly a
sentimental mask of a power structure that is
d efiniti o na ll y o p p re ssive o f those wh o
arc not white W estern males.
And this
ideological and m ethodological principle is
not merely a cautionary note to be taken into
account when studying the established texts
of W estern civilization; it is, in the ha nds of
the ''multiculturalists, ' ' the very m eaning
of- the deepest truth a bout-those texts.
(Sometimes their argument is further complicated by the notion that no stable meaning at
all can be attributed to texts, but we leave
that issue to the j unior faculty. ) T he un iversity should therefore be devoted to blowing the
whistle on those texts, to replacing them with
those that identify and transcend this white
male oppression , and indeed go beyond mere
study to the actual defeat of the racial and
sexual structure of society at large.

An End to Open E xchange
" Multiculturalism" tu rns out, then, to be
neither multi nor cultural. In practice, its
objective is a una nim ity o f thou ght o n
cam pus that, if successful, would effectively
end open exchange- exchange that would
have to include the alleged represen tatives of
patriarchy- and reduce the nuances of culture to the determinants of race. T rue
multicultu ralism, which we applaud and hope
to see flourish, would, in contrast, set no
April 199 1

�borders to texts and ideas, histories and
cultures, lives and images, from worlds alien
to our own. It would attempt to account for
the social and political context in all texts, as
rigorous criticism must do. (Which texts, in
what language, from which society, do not
come to us from the midst of terrible relations
of power? Certainly not the texts of the East).
It would assume, as a matter of philosophirnl
principle, that at least inner independence,
freedom of thought and imagination, may be
attributed to great writers and artists in all
societies, however repressive.
We are opposed to the current "multiculturalist" trend, then, not because we believe
that accounting for sexual, racial, and political bias in text is not a worthwhile (though
limited) intellectual exercise, but because we
believe that it is not the only worthwhile
intellectual exercise. What the "multiculturalist" criticism of the canon fails to grasp is
that the canon is itself a cacophony, that it
teaches not certainty but doubt, that it
presents not a single Western doctrine about

the true or the good or the beautiful, but an
internecine Western war between different
accounts of those values, which will rattle the
student more than it will ever reassure her.
The idea that Plato and Heidegger, Proust
and Thucydides, Hegel and Freud are somehow intellectual equivalents because of their
sex, race and class is absurd, and evaporates
upon inspection. Indeed, many of the fathers
of the "multiculturalist" church-Derrida,
Foucault, Nietzsche, Gramsci-are themselves white males. How did they get away
unscathed? Or does their work, too, express,
however unwittingly, nothing but the social
and sexual biases of their time and place?
The university that we defend is a truly
subversive institution. It is devoted to the
pursuit of inquiry, with no end in sight, and
with no justification except its own curiosity.
It is dedicated to the life of the mind as a
radically undetermined adventure, a ship on
an endless and bottomless sea, open to all
breezes (even multiculturalist breezes), deft
in all currents, with no particular destination,
and no harbor in sight. Soon, we hope, those
April 1991

who share this vision-the real subversives in
our universities-will emerge to defend it
against the racial dogmatists. We have confidence that they will prevail, not least because
students get impatient with the platitudes of
political orthodoxy, but also because they will
provide the proper context for the genuine
insights of multiculturalism to be appreciated. We have no doubt that Foucault, Derrida, et al are worthy of study. Their ideas are
not contemptible, and they have the old
virtue of being dangerous.

Tackling Race Relations in America
Our quarrel with today's "multiculturalism," however, is based not only on a
concern for thinking and teaching in the
university, but also on a concern for tackling
the real issue of race relations in our country.
To be blunt, we do not believe that racism
will ever finally be defeated by a sophisticated
version of its own logic. An orthodoxy that
prefers those texts that are racially pure, and
advances those students whose race-and
race alone-entitles them to study them, is
one that will never free people from the
iniquities of racial prejudice. It may even
serve to entrench these habits of thought (or
non-thought), as angry whites and angry
blacks battle each other over the remn:mts of
each other's pride.
The furor over affirmative action in admissions and hiring in our universities and over a
"multicultural" curriculum is, in fact, a
bitterly ironic distraction from the battle
against racial injustice in our society at large.
While students and academics squabble over
whether to include Alice Walker in a freshman reading list, a whole generation of black
and Hispanic children is mired in a culture of
poverty, dependency, and crime, which our
government has neither the honesty nor the
will to address appropriately. High school
education for many inner-city blacks and
Hispanics is affected by this culture as well .
Without confronting this issue baldly, and
taking the uncomfortable measures to tackle
it, the "multicultural" posturings in our
colleges are at best the indulgence of an elite,
at worst cynically destructive .
The real danger is that the "multicultural"
orthodoxy is itself a disguise for an indifference, or a particular political attitude, to this
greater issue. It whispers in our ears that the
barriers of race are unbridgeable; that
thought cannot undo them; that education
cannot mitigate them; that a liberal government in a liberal society cannot do anything
to achieve a more colorblind society; that
racism is, indeed, ineradicable. It is the
inheritance of liberals to resist this seduction,
not only because it is a temptation to
intellectual orthodoxy, but also because it is a
temptation to political despair.•
LETTERS from Santa Fe

The university
that we defend
is a truly
subversive
institution.

Page 5

�L

ike most others in the education community, I was
shocked by the U.S. Department of Education's
announcement on December 11 that postsecondary
institutions receiving federal aid could no longer
offer scholarships solely on the basis of race. The Department's
six-point "clarification" of its policy-released on December
18-raised more questions than it answered, and subsequent
commentary offered little clarification.
As an educator, and an African American, I take pride in the
progress that has been made since I was a college student in the
number of minorities going to college. It should be noted for the
record that the number of African American men and women
attending college has increased markedly over the past decade,
as has the number of Hispanic men and women. The scores of
African American students on our SAT exams have increased
significantly over the past ten years, even as those of white
students have remained the same. And the number of minority
students taking and doing well in our Advanced Placement
courses has skyrocketed. Over the past decade the number of
African American and Hispanic men and women graduating
from high school has grown even more swiftly than the number
going on to college.
Unquestionably, one of the reasons for the success achieved
with regard to minorities in higher education has been the
growing availability of minority scholarships at institutions that
are predominantly white. We have found that nearly 700
colleges and universities nationwide have scholarships designated for minorities, and we are currently in the process of
gathering even more data on this subject. T hey have them for
good, selfinterested reasons as well as for democratic and
civic-minded ones. As Donna Shalala, chancellor of the
University of Wisconsin at Madison has noted, no college or
university can any longer call itself great unless its administrators, faculty, programs and students Ii.illy reflect the rich,
multicultural diversity of contemporary America.
The sad news is that the proportion of African American
high school graduates aged 18 to 24 going to college has leveled
off. On a percentage basis, it has remained at 28 percent in the
decade of the 1980s. M ore ominously, the American Council
on Education reports that degree attainment for these groups
has declined in recent years, and that the percentage of students
attending college from low -income families has also remained
unchanged .

Donald Stewart is president of the College Board.
Page 6

It is my view that, in fact, a ruling of this sort can seriously
put in jeopardy the future of our great nation. As my good
friend, Lou Harris, told the College Board's national forum two
years ago, " by the end of the next decade, our country will
have either succeeded or failed on the pivotal issue of how to
open the doors of opportunity to minority young people. If we
succeed in [making) them creative, thinking workers, as must
happen with young whites, then surely we will have created a
strongly competitive America that will be the envy of the world.
But if we fail that will condemn us to second tier economic
status as a nation. M ark it well."
Recent comments and proposed legislation have made clear,
moreover, it was not the intent of Congress, when it enacted
Title VI of the Civil Rights Act of 1964, to outlaw efforts to
increase the distressingly low numbers of minority students in
predominantly white colleges and universities nationwide.
On a more philosophical note, as the great observer of
America, Alexis de Tocqueville, noted, the impulse to address
problems through voluntary, private acts is what has set
America apart from other nations and allowed so much private
energy to flow to the public good. We heard this theme sounded
during the last presidential campaign in President Bush ' s 1000
points of light, representing the great American way for
meeting social needs. Therefore, the · announcements of the
Office of Civil Rights are nothing if not paradoxical. For any
policy or action by OCR that would end these programs of
minority scholarships would directly contradict both the spirit
of de Tocqueville and President Bush, and tie one of America's
arms behind its back. Targeted funds, voluntarily given, is how
we get things done, whether for the homeless, for AIDS
victims, for the environment or for education.
More
specifically, it would not only undo the great progress we have
made in increasing the diversity of students on formerly white
campuses, but it would also have a secondary consequence of
discouraging potential donors from giving to higher education
in general.
In closing let me say that if this policy is allowed to stand, the
clear message it will send to young minority men and women is
that their higher education in predominantly white institutions
is a matter of indifference to this nation. Coming after so many
years of trying to persuade them that, in fact, the way is open,
and that their presence is desirable and desired in the
educational community, and necessary for our national social
and economic well being, that would be a tragic outcome
indeed . •

LETTE RS from Santa Fe

April 1991

�W

hen Assistant Secretary of Education Michael
Williams announced in December that awarding
scholarships on the basis of race or ethnicity
violates civil rights laws, even President Bush treated him like
the grinch who stole Christmas. The education establishment
was quick to attack Mr. Williams' temerity; one University
of Pennsylvania law professor said, "it's obscene to use civil
rights laws to support the exclusion of minority students from
higher education ." The fact that Mr. Williams is black made
him an apostate in his critics' eyes.
The reaction to Williams' announcement is a measure of
how topsy-turvy the civil rights world has become in the last
twenty-five years. The Civil Rights Act of 1964 promised to
banish invidious distinctions between individuals based on
race, national origin, gender or religion; now people who call
themselves proponents of civil rights want preferences handed
out according to such characteristics. One school of education
gives black students a .5 grade point advantage over other
students; another university pays black students $550 for
maintaining a C average, $1,IOO for anything above a C +
average; a university graduate school guarantees full financial support, regardless of need, for any minority student
admitted. Students who attend these schools are treated to
different standards depending on their race . We used to call
that discrimination. There is something inherently patronizing in such attempts at race-based preference, no matter how
good the intentions. Why should a black student be rewarded
for mediocre academic performance, and what possible
incentive does he have to excel if his grades will be artificially
inflated simply because of his skin color? Assigning benefits
because of race-whether those benefits consist of college
admission, financial aid, or better grades-is unfair both to
those who are denied such benefits and those who are the
intended beneficiaries.
Five years ago when my oldest son was a senior in high
school he received several unsolicited offers of scholarship aid
from colleges to which he had not applied . One private
college in Pennsylvania promised him a four-year scholarship
for $22,000, without even seeing a copy of his high school

Linda Chavez is former executive director of the U.S. Civil Rights
Commission. She is presently an author and syndicated columnist.
April 1991

.

transcript. These schools were interested only in his status as
a "minority" student. I couldn't help but wonder whether
there wasn't some promising non-minority student somewhere in Pennsylvania-perhaps the son or daughter of an
out-of-work coal miner-who wouldn't benefit more from
such scholarship aid than my son. In the end, my son turned
down all the scholarships he was ollered; he knew his high
school grades didn't merit them and our family's financial
status certainly didn't justify his receiving such largesse.
Instead, he decided to attend our state university, whose
regular admission standards he could meet and whose tuition
he could afford. But he was left feeling uncomfortable
nonetheless. He never thought of himself as disadvantaged or
as a victim, but these schools assumed that he was both
simply because of his ethnicity.
Historically, colleges have dispensed scholarships to students who possessed some special talent, usually academic or
athletic, or who showed promise but could not afford to pay
for college. These criteria still offer the most equitable way to
distribute financial assistance.•

For the Record:
Knowing they would have different views of the
matter, I asked both Donald Stewart and Linda
Chavez to respond to the issue of race-based
scholarships raised recently by the Department of
Education. I asked them both to address, in
particular, the more philosophical question of the
correctness of such scholarships . It is probably right to
note here that although nearly 60 percent of St.
John's students receive some form of financial aid ,
the college has no scholarships for which race or
minority status is a criterion. Our college catalogue
states that all benefits are given " without regard to
race, color, creed, sex, or national origin," and we
intend to abide by that principle.
-J.A .

LETTERS from Santa Fe

Page 7

�David Bolotin

In Defense of the Great Books

W

We need t,o
resist the tide
that would take
us nowhere but
to shallow
relativism.

e are living in a time when many
of the academic heirs of the
Western tradition are turning
against that tradition. It is not
merely that an old philosophy is being challenged by a new philosophy, or an old claim to
revelation by a new one. Rather, the very
presuppositions of all philosophy and of all
Biblical religion are being denied. And they are
being denied not in the name of Eastern
wisdom, but in the name of history and of
cultural diversity. The fundamental presupposition of all philosophy and theology, namely
that there is a lasting and comprehensive truth,
which the thinking individual is capable of
attaining, or at least approaching, is being
denied in the name of the view that all "truth"
is merely relative to the historical context of the
thinker, and that all historical or cultural or
even group perspectives are equally true or
valid. Even the Western science of nature is
coming to be seen as a cultural myth, and a
myth of no greater truth and dignity than
many others we might choose to fabricate.
Now this prejudice, as we know, has been
around for a long time. But recently, within
the American academic establishment, it has
taken on a new and particularly threatening
form. It is now no longer just a theoretical
claim, but it has taken on an explicitly
political cast. Those, like ourselves, who try
to keep alive the possibility that there is a
non-historical truth, and hence that some
perspectives might be closer to the truth, and
hence better, than others, no longer hear
merely that our views are true only for us, or
only in a relative sense. We, or at least the
principles of our Program, are now also being
attacked by many in the academic establishment as elitist, ethnocentric, logocentric,
racist, sexist, religionist, and so forth . Book
lists such as ours are now being criticized as a
kind of canon, and our attachment to the
great books is said to stem from political
motives, namely in order to exclude outsiders
and to maintain our own priestly power
within a larger system of oppression. Finally,
more and more of our critics are coming to
see the chief, or at least most urgent, task of
contemporary education as the political one
of eradicating all traces of what they regard as
elitist or exclusionist ways of thinking (cf.
John Searle, "The Storm over the U niversity,'' The N ew Yo rk R eview of Books,
December 6, 1990, p. 34 ff.).

Widespread Lowering of Standards
Now if this attack should come to prevail
among us, our reading list would of course be
significantly transformed. But the mere addition of some mediocre or merely good books is
not the greatest evil that would ensue. (Indeed,

a few of the changes might even be for the
better.) Rather, the chief evil is the way that all
books would come to be read. The old books
would come to be seen chiefly, if not entirely,
as steppingstones that have prepared the way
for the ideas of the present, which in tum are
preparing the way for the ideas of the future,
ideas whose merit consists solely in their
alleged openness to diversity and their alleged
freedom from the sin of being judgmental. The
old books would no longer have the power to
challenge our students' uncritical acceptance of
the contemporary views that inundate their
ears day after day. When Plato or Hegel, for
instance, argue that the life of the mind is the
highest life, we would no longer even consider
these arguments as they present themselves,
since we would "know" in advance that they
could not possibly be true. W e would " know"
that the authors are merely expressing a
Eurocentric perspective that fails to respect the
equal dignity and validity of all lifestyles. The
very claim that there are any permanent
standards by which individuals, groups, and
cultures have to be measured would be met
with selfrighteous indignation or passed over
with an embarrassed or uncomprehending
silence. The lowering of standards that so
permeates the contemporary world would be
fixed in place by the denial in principle that
there are any true standards, except perhaps
for standards so empty that no one could
conceivably take offense at them.

Upholding a Higher Truth
It is often said by critics of the traditional
curriculum that we need a new kind of
education in order to prepare our students for
a future in which diverse cultures will become
increasingly interdependent. Now if this
claim were advanced merely in order to
recommend serious study of great books from
non-W estern cultures, it would deserve serious consideration. But what is more commonly said, even by the less radical among
our critics, is that we need an essentially new
curriculum, one that will introduce our
students to the new ideas that will dominate
the new kind of future. And this argument is
deeply mistaken. For even apart from its
exaggerated claim to be able to predict the
dominant ideas of the future, it forgets that
the primary question, for us and for all
thinking individuals, is whether those future
ideas will be true or truer than those of the
past. Not because we stand for the past, but
because we stand for the possibility of a
higher truth than the so-called truths of
culture and history, we need to resist the tide
that would take us nowhere but to shallow
relativism or to shallow conformity with ideas
that present themselves as those of the future.•

Davzd Bolotin is a tutor at St. john 's College.
Page 8

LETfERS/rom Santa Fe

April 199 1

�Donald Kagan

An Address to the Class of 1994
adies and gentlemen of the Class of
1994, parents, and friends, greetings and welcome to Yale. To a
greater degree than ever before this
class is made up of a sampling, not of
Connecticut, not of New England, not even of
North America, but of all the continents of the
world. As I stood a year ago greeting the Class
of 1993, I was thrilled by how much Yale (and
America) has been enriched in the three
centuries since its foundation by the presence
and the contribution of the many racial and
ethnic groups rarely if ever represented in its
early years. The greater diversity among our
faculty and student body, as in the American
people at large, iS' a source of strength and it
should be a source of pride, as well
But ethnic and racial diversity
its problems. Few governme
have been able to comb·
internal peace , harmon
unity required to achi
the greatest success
achieved by the
sorbed a wide variet
government, gener
sity, and gradual
citizenship, the rul
the law. But the
over independent
tained peace and
nations whose cul

L

tic participation in go
unified population, as
republic must.
From the Middle Ages
1918, the Hapsburg empire 1
job of bringing a great variety
ethnic groups into the mainstream of g
ment and society, but it never succeeded in
dissolving the distinct identities of the different
groups, living together in separate communities, speaking their native languages, competing and quarreling with one another, and
finally hostile to the dominant ethnic groups.
The destruction of the Hapsburg empire and

Donald Kagan is Richard M. Colgate Professor of
History and Classics at Yale and Dean of Yale
College. He is a member of the Board of Visitors and
Governors of St. john's College. He is the author of,
among other books, a four-volume history of the
Pewponnesian War. The present essay, taken from his
address to the freshman class at Yale College in
September 1990, appeared in the January 1991 issue
of Commentary.
April 1991

E
PLURIBUS
UNUM
dissolution into smaller units did not end
ion, which today threatens the
successor states as Czechoslo-

s

nd ethnicity have
erlul forces, for
1istic hopes for a
ng peoples and
unity of all
national and
major part in
Id wars. Even
Soviet Union
o peace both in
e brought interand all but de-

The assault on
the chnracter of
Western
civilization
badly distorts
history.

t had much in common.
spoke English, and pracorm of Protestant Christianity.
ore long, however, people of many different
ethnic, religious, and national origins arrived
with different cultural traditions, speaking
various languages . Except for the slaves
brought from Africa, most came voluntarily, in
families and as individuals, usually eager to
satisfy desires that could not be met in their
former homelands. They swiftly became citizens and, within a generation or so, Americans. In our own time, finally, after too long a
delay, African Americans also have achieved
freedom, equality before the law, and full
citizenship. People of different origins live side
by side, often in ethnic communities, but never
in enclaves separated from other enclaves.
Although some inherit greater advantages than
others, all are equal before the law, which does
not recognize ethnic or other groups but only
LETTERS from Santa Fe

Page 9

�individuals. Each person is free to maintain old
cultural practices, to abandon them for ones
found outside his ethnic group, or to create
some mixture or combination of both of them.
Our country is not a nation like most others.
"Nation" comes from the Latin word for
birth: a nation is a group of people of common
ancestry, a breed. Chinese, Frenchmen, and
Swedes feel a bond that ties them to their
compatriots as to a greatly extended family and
provides the unity and commitment they need.
But Americans ·do not share a common
ancestry and a common blood. They and their
forebears come from every comer of the earth.
What they have in common and what brings
them together is a system of laws and beliefs
that shaped the establishment of the country, a
system developed within the context of Western
civilization. It should be obvious, then, that all
Americans need to learn about that civilization
if we are to understand our country's origins,
and share in its heritage, purposes, and
character.
At present, however, the study of Western
civilization in our schools and colleges is under
heavy attack. We are told that we should not
give a privileged place in the curriculum to the
great works of its history and literature. At the
extremes of this onslaught the civilization itself,
and therefore its study, is attacked for its
history of slavery, imperialism, racial prejudice, addiction to war, its exclusion of
women and people not of the white race from
its rights and privilege. Some criticize the study
of W estern civilization as narrow, limiting,
arrogant, and discriminatory, asserting that it
has little or no value for those of different
cultural origins. Others concede the value of
the Western heritage but regard it as only one
among many, all of which have equal claim to
our attention. These attacks are unsound. It is
both right and necessary to place Western
civilization and the culture to which it has
given rise at the center of our studies, and we
fail to do so at the peril of our students, our
country, and of the hopes for a democratic,
liberal society emerging throughout the world
today.

For Du Bois the wisdom of the West's great
writers was valuable for all, and he would not
allow himself or others to be deprived of it
because of the accident of race. Such was and is
the view of the millions of people of both
genders and every ethnic group who have
personally experienced the value and significance of the Western heritage.
The assault on the character of Western
civilization badly distorts history. The West's
flaws are real enough, but they are common to
almost all the civilizations known on any
continent at any time in human history. What
is remarkable about the Western heritage and
what makes it essential are the important ways
in which it has departed from the common
experience. More than any other it has asserted
the claims of the individual against those of the
state, limiting the state's power and creating a
realm of privacy into which it cannot penetrate.
By means of the philosophical, scientific,
agricultural, and industrial revolutions that
have taken place in the West, human beings
have been able to produce and multiply the
things needed for life so as to make survival
and prosperity possible for ever-increasing
numbers, without rapacious wars and at a level
that permits dignity and independence.

I sit with Shakespeare and he winces
not. Across the color line I walk arm
in arm with Balzac and Dumas
where smiling men and welcomin~
women glide in gilded halls. From
out of the caves of evening that swing

Champion of Democratic Government
W estern civilization is the champion of
representative democracy as the normal way
for human beings to govern themselves, in
pl~ce of the different varieties of monarchy,
oligarchy, and tyranny that have ruled most of
the human race throughout history and rule
most of the world today. It has produced the
theory and practice of the separation of church
and state, thereby protecting each from the
other and creating a free and safe place for
individual conscience. At its core is a tolerance
and respect for diversity unknown in most
cultures. One of its most telling characteristics
is its encouragement of criticism of itself and its
ways. Only in the W est can one imagine a
'.11ovement to neglect the culture's own heritage
m favor of some other. T he university itself, a
specially sh eltered place for such selfexamination, is a W estern phenomenon, only
partially assimilated by other cultures.
My claim is that most of the sins and errors
of W estern civilization are those of the human
race. Its special achievements and values
however, are gifts to all humanity and ar~
widely seen as such around the world today,
although their authorship is rarely acknowl-

LET TERS from Santa Fe

Apr il 199 1

Universal Wisdom of the West
In response to those who claim that Western
culture is relevant only to a limited group it is
enough to quote W .E. B. Du Bois, the AfricanAmerican intellectual and political leader ,
writing at the turn of the century in a Jim
Crow America:

Page 10

between the strong-limbed earth and
the tracery of the stars, I summon
Aristotle and Aurelius and what soul
I will, and they come all graciously
with no scorn or condescension. So,
wed with Truth, I dwell above the
veil.

�edged. People everywhere envy not only its
science and technology but also its freedom and
popular government and the institutions that
make them possible. The roots of these things
are to be found uniquely in the experience and
ideas of the West.
In shon, Western culture and institutions
are the most powerful paradigm in the world
today. As they increasingly become the objects
of emulation by peoples everywhere, their
study becomes essential for those of all nations.
How odd that Americans should choose this
moment to declare Western civilization irrelevant, unnecessary, and even vicious.
There is, in fact, great need to make the
Western heritage the central and common
study in American schools, colleges, and
universities today. Happily, student bodies
have grown vastly more diverse. Less happily,
students are seeing themselves increasingly as
pans of groups, distinct from other groups .
They often feel pressure to communicate
mainly with others like themselves within the
group and to pursue intellectual interests that
are of no panicular imponance to it. The result
that threatens is a series of discrete experiences
in college, isolated from one another, segregated and panial. But a liberal education needs to
create a challenge to the ideas, habits, and
attitudes that students bring with them, so that
their vision may be broadened, their knowledge expanded, their understanding deepened.
That challenge must come from studies that
are unfamiliar, sometimes uncomfonably so,
and from a wide variety of fellow students from
many different backgrounds, holding different
opinions, expressing them freely to one another, and exploring them together.
The Common Culture of Change
If the students are to educate one another in
this way, some pan of their studies must be
common, and their natural subject is the
experience of which our country is the heir and
of which it remains an imponant pan. There
is, after all, a common culture in our society,
itself various, changing, rich with the contributions of Americans who come or whose
ancestors came from every continent in the
world, yet recognizably and unmistakably
American. At this moment in history an
objective observer would have to say that
American culture derives chiefly from the
experience of Western civilization, and especially from England, whose language and
institutions are the most copious springs from
which it draws its life. I say this without
embarrassment, as an immigrant who arrived
here as an infant from Lithuania, a tiny
country on the fringe of the West, without any
connection with the Anglo-Saxon founders of
the United States. Our students will be
handicapped in their lives after college if they
do not have a broad and deep knowledge of the
April 1991

culture in which they live and the roots from
which it comes.
There are implications, too, for our public
life. Constitutional government and democracy
are not natural blessings; they are far from
common in the world today, and they have
been terribly rare in the history of the human
race . They are the product of some peculiar
developments in the history of Western civilization, and they, too, need to be thoroughly
understood by all our citizens if our ways of
governing ourselves is to continue and flourish .
We must all understand how it works, how it
came to be, and how hard it is to sustain.
"Hang Together or Hang Separately"
Our country was invented and has grown
strong by achieving unity out of diversity while
respecting the imponance and integrity of the
many elements that make it up. The founders
chose as a slogan e pluribus unum , which
provided a continuing and respected place for
the plurality of the various groups that made
up the country, but which also emphasized the
unity that was essential for the nation ' s
well-being. During the revolution that brought
us to independence, Benjamin Franklin addressed his colleagues, different from one
another in so many ways, yet dependent on
one another for survival and success, using a
serious pun to make his point . He told them
that they must all hang together or assuredly
they would all hang separately. That warning
still has meaning for Americans today. As our
land becomes ever more diverse, the danger of
separation, segregation by ethnic group, mutual suspicion, and hostility increases and with
it the danger to the national unity which,
ironically, is essential to the qualities that
attracted its many peoples to this country. Our
colleges and universities have a great responsibility to communicate and affirm the value of
our common heritage, even as they question it
and continue to broaden it with rich new
elements.
Ladies and gentlemen of the class of 1994,
you, too, have imponant responsibilities. Take
pride in your families and in the culture they
and your forebears have brought to our shores.
Learn as much as you can about that culture
and share it with all of us. Learn as much as
you can of what the panicular cultures of
others have to offer. But most imponant, do
not fail to learn the great traditions that are the
special gifts of that Western civilization which
is the main foundation of our university and
our country. Do not let our separate heritages
draw us apan and build walls between us, but
use them to enrich the whole. In that way they
may join with our common heritage to teach
us, to bring us together as friends, to unite us
into a single people seeking common goals, to
make a reality of the ideal inherent in the motto
·e pluribus unum. •
LETTERS from Santa Fe

Page 11

�• Foonded:
Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St .
John's College. Great Books Program adopted 1937. Second campus in Santa Fe opened in 1964.

Profile
Profile
Profile
Profile
Profile
Profile

• Cunicuklm:
An integrated, four-year, non-elective arts and science program based on reading and discussing, m
loosely chronological order, the Great Books of Western Civilization.

•Approach:
Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures.
Classes are very small. Student/faculty ratio is 8: 1. St. John 's is independent and non-sectarian.

• Degree Granted:
Bachelor of Arts in Liberal Arts.

• Student Body:
Enrollment is limited to about 400 students on each campus. Current freshman class made up of 55 %
men and 45% women, from 30 states and several foreign countries. Fifty-seven percent receive
fmancial aid. Students may transfer between the Santa Fe and Annapolis campuses.

• Aklmni Careers:
Education-21%, business-20%, law-10 %, visual and performing arts-9%, medicine-7 % ,
science and engineering- 7 % , computer science-6 % , writing and publishing-5 % .

• Graduate Institute:
The Graduate Institute in Liberal Education is an interdisciplinary Master's degree program based on
the same principles as the undergraduate program . Ollered on both campuses year-round.

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                    <text>LETTERSJrom Santa Fe
St. John's College-Santa Fe , New Mexico

INSIDE
BROWN V. BOARD OF EDUCATION

page!I,

Volume 111 , Issue 2

Education, Equality
and Race

THE CIVIL RIGHTS ACT

pages
THE AMBIGUOUS LEGACY
OF BROWN V. BOARD OF EDUCATION

page6
UNIVERSITY OF CALIFORNIA
V. ALLAN BAKKE

page9
WHY RACIAL PREFERENCE IS
ILLEGAL AND IMMORAL

page 15
RACIAL PREFERENCES?
SO WHAT?

page 18
INSIDE AMERICAN EDUCATION

page 19
COLOR-BLINDED

page 22
RACE-TARGETED AID
page 23
A LETTER TO THE SECRETARY
OF EDUCATION

page 24
RESPONSE FROM THE
SECRETARY OF EDUCATION

page 25
RACE, SCHOLARSHIPS AND
THE AMERICAN WAY

page 26
PODBERESKY V. UNIVERSITY OF
MARYLAND AT COLLEGE PARK

page 28

When has America . not been divided, harassed and harmed by the
race issue? The best instinct of the Founders-that all men are created
equal-was undercut and submerged by the irrepressible fact of slavery.
The lives of thousands given in the service of abolition were forgotten in the
years of segregation, black codes and Jim Crow. And now (with the best of
intentions we are told) the vision of a nation where race doesn't matter will
not materialize-now and in the future people will be helped or hindered
because of their complexion. Dwell on race. Count by race. Classify by race.
Take race "into account." Reward by race. Harm by race.
Worst of all, leadership in this new policy lies not in the ranks of the former
agents of ill will but in the one place America has looked to for civility, for
enlightenment, and even for wisdom: our colleges. Has the resegregation of
America happened anywhere else with the fury-and ·the design-that we
see on college campuses?
Part of this is imposed on our campuses by threat and fear: The university
will be brought to a halt if we do not have a separate Black Student Union;
the college will be harassed if we do not increase the funding for minority
studies.... Universities are easily pushed around, and perhaps they should
be forgiven when, repeatedly, they give in to threats and force. One only
wishes they had enough character to admit they gave in to force and not pretend
to love and support their intimidators.
But part of the evil, the greater part, is the colleges' own doing. Shall we
treat people equally, without regard to color? Well, no. Not if, as at one
school, you decide to pay for all campus visits, but only for black applicants.
Not if, as at another college, you decide to give full financial aid to all minority
students, regardless of need. Not if, as many colleges proclaim, you let
minority students work less, or take out fewer loans, than non-minority
students and make up the difference with college funds . Not if, as at one
major university, you decide to enhance the salaries of candidates for faculty
positions, so long as they are women and minorities. Not if, in following the
lead of the Department of Education, schools decide that racially-based
scholarships are perfectly okay; that public money can be given to some people
and denied to others simply on the basis of their race.
(continued on page 2)

�(continued from page 1)

Having taught people
to judge by race and
prefer by race, why
are we surprised
when they do?

page two

The philosophical objections to
these actions are immense. The
moral conscience of most Americans,
whether they acted on it or not, has
always known that judging,
rewarding, denying and promoting
by race has no place in decent civil
society. Color is an accidental, not
essential characteristic; it does not
make a person better or more worthy or finer, lesser or debased or
degraded. To judge merit on the
basis of race is to judge irrationally.
Notice how the moral sense rebels
at the thought, for example, of a
store that charged one race more
than another for the same goods; or
if the government decided that some
people, because of their complexion, could pay less in taxes. Yet, are
we doing anything different in our
colleges and universities?
Today, we are told, schools and
colleges can have "race-conscious"
and "race-targeted" policies because
now there is something afoot more
important than racial impartiality:
"diversity." So long as it is in the
service of campus diversity, virtually
any form of racial preference is
allowed. (Or, rather, is diversity the
means of achieving racial preferencing? Sure is hard to say.) This
means, of course, racial preferences
in admissions, in faculty hiring and
retention, in minority-based scholarships, in reduced loan burdens, and
in reduced student work hours but
at higher pay-all for preferred
groups.
Let us not be quick to argue that
these policies are wrong because
they violate the "rights" of the
majority . They are wrong not
because of damage they do to
majority groups but because of the
damage they do to the principle of
equality and non-discrimination, a
LETTERS from Santa Fe

principle that benefits all people.
And, as is becoming so painfully
clear, the real losers in race-based
preferences are often not members
of some putative majority, but
members of some not-now-preferred
minority.
My guess is that not long ago,
the best educators and administrators
in America were wholeheartedly
and correctly on the side of nondiscrimination and color-blindness.
When we first embraced affirmative
action policies, it was as they were
originally and rightly conceivedas a way of casting the widest net,
of looking here and everywhere, for
the finest candidates regardless of
race or ethnicity. Unlike today's
discriminatory affirmative action,
nondiscriminatory affirmative
action was a wise and just policy,
one that sought to find the best
regardless of race.
To see how pernicious distinctions
and rewards based on race really
are, consider the response often
given in support of such programs"The university favors children of
alumni, it has sports scholarships, it
has 'merit' scholarships for academically gifted students. The university
consistently classifies students and
treats them differently, so why not
do the same for minorities?" But
why is it that one's moral sense
would be indignant, would rebel, if
the policy were not "alumni preference," but "alumni preference, as
long as they're white," or "sports
scholarships, but not for Jews," or
"non-Asian merit scholarships."
See what a difference race makes?
See how categorizing and rewarding
by race repels? In America, race
matters. Race is the single most
divisive fact in our nation. And we
lie to ourselves if we say we are
doing good when we separate,
Volume III, Issu e 2

�reward and punish by race.
Not uncommonly, when we
discard a great and good principle-in this case the principle of equality
and non-discrimination-bad things
happen. And on our campuses, bad
things are happening with a
vengeance. Have racial incidents,
or racism itself, ever been higher?
Having taught people to judge by
race and prefer by race, why are we
surprised when they do?
"
Speaking practically, what Cio
we colleges and universities teach
when we decide, admit and rewJrd
i
by race? Have we treated each of
our students as responsible individuals, with individual and unique,
minds? Or, having judged peoples~
minds and outlooks by their pigmen:,
tation, have we taught stu,pepts to
categorize and pigeonhole by race?
Have we prepared our students
the world of work the!y'll' Soon
enter? Shall they expectto be hired,
promoted or retained on the basis;
of color? And, havirig saidi to
America for so long, d() nofjudge
by race, do not prefer
race,
now say dwell on race, ' ~~d see how ,
the spoils of society a~~ ~~visib!e'
through race competitiop:
Not too long ago we .. yvo(ried
about the "two cultures" in the
academy-about the gap bet:veen
scientists and humanists. But. now
there are two new cultures bedeviling
education, and the gulf between them
is immense: I mean the antagonism
between contemporary education
and the public. In narrowness of
scholarship, in smallness of vision,
in our unwillingness to promote or
often even to understand civic
needs, a large part of the academy
sets itself up in conscious opposition
to the common sense of the
American public. And, in the area
of race, we see how far behind the
ITT

decent moral sense of the American
people our schools and colleges
can be.
Whatever the motive-because it
seems easy and currently acceptable,
or because everyone's doing it, or
because they feel intimidated by
threats or epithets-categorizing,
judging and rewardihg by race.'is
all the rage in higher edu,cation. Buf
we onthis campu~ find in gur
document~ wdrds th(lt say tJl.a.t
.,-:of:,_--:: )[$'; :0-,,;..: :-:k:- ·:,;;,- &lt;l

admissio~s, ~PP?~11~1B~!,1ts{c p~oino~·
tions, honors;
salaries
andGaidr-. will
R
···· .. , ,
fr --· "
?~..safried out ')'it~?~t r~g&lt;Jn:I; ~p
race, color, sex or &lt;::r.ee9.. Without
regar4. Just two littl~ words, })ut
two words that teach the best that
can teach.

,w;,·

«.

for

of

Vo l ume III, I ss u e 2

Agresto
f'

we

..';J:

LETTERS from Santa Fe

.;

,,

p age thr ee

�BROWN V. BOARD OF
EDUCATION

Brown did not immediately concern

itself with higher education. Nevertheless,
the core statement of Brown, that in the
field of race "separate" cannot mean
"equal," has been both the focal point
and, now it seems, the point to be
avoided in campus discussions on race.

-J.A.

Excerpted from
Brown et al. v. Board of Education of
Topeka et al.

May 17, 1954.

Mr. Chief Justice Warren:

Segregation of white and Negro
children in the public schools of a
State solely on the basis of race,
pursuant to state laws permitting or
requiring such segregation, denies
to Negro children the equal protection of the laws guaranteed by the
Fourteenth Amendment-even
though the physical facilities and
other "tangible" factors of white
and Negro schools may be equal.
The plaintiffs contend that segregated public schools are not "equal"
and cannot be made "equal," and
that hence they are deprived of the
equal protection of the laws.

*

*

*

*

*

In approaching this problem,
we cannot turn the clock back to
1868 when the Amendment was
adopted, or even to 1896 when
Plessy v. Ferguson was written. We
must consider public education in
the light of its full development and
page four

L E TTERS f rom Santa Fe

its present place in American life
throughout the Nation. Only in
this way can it be determined if
segregation in public schools
deprives these plaintiffs of the
equal protection of the laws.
Today, education is perhaps the
most important function of state
and local governments. Compulsory
school attendance laws and the
great expenditures for education
both demonstrate our recognition
of the importance of education to
our democratic society. It is required
in the performance of our most
basic public responsibilities, even
service in the armed forces. It is the
very foundation of good citizenship.
Today it is a principal instrument in
awakening the child to cultural
values, in preparing him for later
professional training, and in helping
him to adjust normally to his environment. In these days, it is doubtful
that any child may reasonably be
expected to succeed in life if he is
denied the opportunity of an education. Such an opportunity, where
the state has undertaken to provide
it, is a right which must be made
available to all on equal terms.
We conclude that in the field of
public education the doctrine of
"separate but equal" has no place.
Separate educational facilities are
inherently unequal. Therefore, we
hold that the plaintiffs and others
similarly situated for whom the
actions have been brought are, by
reason of the segregation complained of, deprived of the equal
protection of the laws guaranteed
by the Fourteenth Amendment.

Volum e III, I s sue 2

�THE CIVIL RIGHTS ACT

Excerpted from
The Civil Rights Act,

July 2, 1964.

Title VI, Sec. 601
No person in the United States
shall, on the grounds of race, color,
or national origin, be excluded from
participation in, be denied the benefits
of, or be subject to discrimination
under any program or activity
receiving federal financial assistance.

Title VII, Sec. 703
(a) It shall be an unlawful
employment practice for an employer
(1) to fail or refuse to hire or
to discharge any individual, or
otherwise to discriminate against
any individual with respect to his
compensation, terms, conditions,
or privileges of employment,
because of such individual's race,
color, religion, sex, or national origin; or
(2) to limit, segregate or classify his employees in any way
which would deprive or tend to
deprive any individual of
employment opportunities or otherwise adversely affect his status
as an employee, because of such
individual's race, color, religion,
sex, or national origin.
*

*

*

*

*

(j) Nothing contained in this
title shall be interpreted to require
any employer, employment agency,
labor organization, or joint labormanagement committee subject to
this title to grant preferential treatment to any individual or to any
Vo l um e Ill , I ss u e 2

group because of the race, color,
religion, sex, or national origin of
such individual or group on
account of an imbalance which may
exist with respect to the total number
or percentage of persons of any
race, color, religion, sex, or national
origin employed by any employer,
referred or classified for employment by any employment agency or
labor organization, admitted to
membership or classified by any
labor organization, or admitted to,
or employed in, any apprenticeship
or other training program, in comparison with the total number or percentage of persons of such race,
color, religion, sex, or national origin
in any community, State, section, or
other area, or in the available work
force in any community, State,
section, or other area.

Title VII, Sec. 704
(b) It shall be an unlawful
employment practice for an employer,
labor organization, or employment
agency to print or publish or cause
to be printed or published any
notice or advertisement relating to
employment by such an employer or
membership in or any classification
or referral for employment by such a
labor organization, or relating to any
classification or referral for employment by s uch an employment
agency, indicating any preference,
limitation, specification, or discrimination based on race, color, religion,
sex, or national origin, except that
such a notice or advertisement may
indicate a preference, limitation,
s pecification, or discrimina tion
based on religion, sex, or national
origin when religion, sex, or national
origin is a bona fide occupational
qualification for employment.
LETTERS from Santa F e

No person in the United
States shall, on the
grounds of race, color,
or national origin, be
excluded from participation in, be denied the
benefits of, or be subject
to discrimination under
any program or activity
receiving federal
financial assistance.

pag e fi ve

�THE AMBIGUOUS LEGACY
OF BROWN V. THE BOARD
OF EDUCATION
by
Diane Ravitch

Thus it was that the
idea of a color-blind
society fell out of fashion
almost as soon as it
was enacted into law
and well before it
became part of custom.
Those who continue to
defend the belief that
individuals should not
be judged in relation
to their race, religion,
sex, or national origin
sense that they are
fighting, at least for
the time, a losing battle.

p ag e s ix

In 1954, the Supreme Court
declared in the Brown decision that
state-imposed school segregation
was unconstitutional and invalidated
state laws which classified and
assigned children to schools on the
basis of their race. Today, the Brown
decision is cited as authority for a
net_w ork of judicial decisions, laws,
and administrative regulations that
specifically require institutions to
classify people on the basis of their
group identity and to deal with
them accordingly. How the civil
rights movement, the judiciary, and
the government moved from the
goal of equal treatment for all,
regardless of group affiliation, to
present practices is one of the most
significant trends of the past quarter
century.
By removing from the states the
power to use race to differentiate
among their citizens, the Brown
decision provided a strong precedent
to bar racial discrimination in every
realm of civic and public activity.
Its coverage was strengthened and
extended by the Civil Rights Act of
1964, which prohibited discrimination
based on race, color, religion, sex,
or national origin. The Civil Rights
Act embodied the fundamental
principle that everyone should be
considered as an individual without regard to social origin. This
ideal a ttra cted the s upport of a
broad alliance composed of blacks,
liberals, organized labor, Catholics,
L ETTERS f ro m Santa F e

Jews, and others who perceived
that the black cause was the common
cause of everyone who wanted to
eliminate group bias from American
life. The particular genius of the civil
rights movement was its successful
forging of a coalition led by blacks
but far more numerous than blacks
alone; at the height of its power, in
1964-65, the coalition was potent
enough to win passage of the Civil
Rights Act, federal aid to education,
the Voting Rights Act, and the antipoverty program.
The relatively recent shift in
focus from anti-discrimination to
group preferences has splintered
the civil rights coalition of the 1960s
and has changed the nature of civil
rights issues. The issues of the 1980s
are far more complex than were
those of the 1950s and 1960s, when
the public could readily understand
the denial of the civil and political
rights of black people. In 1984, the
issues are not capable of generating
folk heroes like Rosa Parks, James
Meredith, and Autherine Lucy, or
charismatic leaders like Martin
Luther King, Jr., or villains like
Eugene "Bull" Connor. Police brutality and racially closed primaries
were powerful emotional symbols
precisely because they presented so
little ambiguity; to those concerned
about the realization of American
democratic ideals, there was only
one side to be on. Today, it is by no
means simple to sort out the right
side and the wrong side of such
issues as racial balancing, busing,
affirmative action, and quotas, and
people of good will of all races and
sexes are to be found on different
sides of these questions.
If one-time allies in the struggle
for universalism and equal rights
now dis a g r ee, it is not s imply
because the issues today are comVo lu me Ill , I ssue 2

�plicated, but also because there is
an essential dilemma, which is all
too rarely recognized as judicial
decisions and bureaucratic regulations reinforce one another: The
group-based concepts of the present
are in conflict with the historic
efforts of the civil rights movement
to remove group classifications
from public policy. And at the heart
of this dilemma is the Brown decision,
which exemplified in its history the
ideals of the civil rights movement
and the transition from "colorblind" to "color-conscious" policies.

*

*

*

*

*

When the Brown decision was
announced on May 17, 1954, it was
a unanimous victory for the civil
rights forces. It struck down the
Plessy v. Ferguson doctrine of
"separate but equal"; it declared
that "separate educational facilities
are inherently unequal"; and it
ruled that segregation in public
education was unconstitutional. It
appeared that the grounds for the
decision were more sociological
than constitutional, which in retrospect seems surprising in light of
the solidity of the constitutional
argument and the controvertible
nature of the sociological evidence.
The Court did not, in its Brown
decision, declare the Constitution to
be color-blind, which explains some
of the present day confusion about
the meaning of the decision. The
decision can be read, as it was then,
as removing from the states the
power to use race as a factor in
assigning children to public
schools; and it can be read, as it is
now, as a mandate to bring about
racial integration in the public
schools by taking race into account
in making assignments.
Volume III, Issue 2

Today the Brown decision is
considered the progenitor of a host
of color-conscious and group-specific
policies. The concept of group
rights, as distinct from individual
rights, has become commonplace.
The decision that was supported to
remove from the states the power
to assign children to school on the
basis of race has become the authority
for assigning children to school
solely on the basis of race, even
where official segregation never
existed. One Western school district,
which contains 19 variants of the
HEW-designated minority groups
(blacks, Hispanics, Native Americans,
and Asian Americans), has voluntarily
undertaken to maintain a racial and
ethnic balance in its schools for both
students and teachers. How such
efforts grew out of a decision that was
sought in order to eliminate group
labels from public policy is one of the
fascinating paradoxes of our time.
For at least the first ten years
after the Brown decision was rendered, belief in color-blind policy was
the animating force behind the civil
rights movement.
Not long after Congress passed
into law the color-blind principle
embodied in the Civil Rights Act of
1964, several trends converged to
undermine it.
First, white Southern intransigence had effectively preserved the
status quo despite the Brown decision.
The dismantling of state-segregated
school systems was occurring at a
snail's pace; by 1964, only two
percent of the black students in the
Deep South attended schools with
white students.... Thus, the nearly
complete failure of the white South
to comply with the Brown decision
or to make any good faith efforts to
desegregate created pressures to
find some mechanism to bring an

end to their resistance to the law of
the land.
Second, the Civil Rights Act of
1964 authorized federal officials to
cut off federal funds from districts
that failed to desegregate their
schools. This meant little in 1964,
when federal funds for elementary
and secondary schools were limited,
but it became a powerful weapon to
compel desegregation after 1965,
when federal aid to education was
passed by Congress.
Third, just as the federal
bureaucracy and the federal judiciary
began to abandon the color-blind
principle, the black power movement
emerged. Black power spokesmen
ridiculed the leaders of the civil
rights movement as Uncle Toms
and accommodationists. It was not
their rejection of integration that
gave them mass appeal, however,
but rather their open advocacy of
black self-interest. While civil rights
leaders championed policies of
non-discrimination, the black advocacy movement demanded black
principals, black teachers, specific
jobs, here and now, period. How
could the civil rights movement, so
long as it stood by the color-blind
principle, hope to compete with the
organizations that sought tangible
black gains?
Fourth, the color-blind principle
lost much of its luster for the civil
rights organizations as soon as it
was established in law. Once it was
a fact, it ceased to be a goal; organizations either generate new goals or
become defunct. A new agenda was
required, one which was tailored to
the pressing economic needs of the
black masses.
Fifth, some of those who had
led the fight against segregation
came to the view that color-blindness
is an abstract principle with no

LETTERS from Santa Fe

page seven

�power to alter the status quo and
no possibility of making up for the
effects of past discrimination, either
in institutional or in personal terms.
Thus it was that the idea of a
color-blind society fell out of fashion
almost as soon as it was enacted
into law and well before it became
part of custom. Those who continue
to defend the belief that individuals
should not be judged in relation to
their race, religion, sex, or national
origin sense that they are fighting,
at least for the time, a losing battle.
Those in Washington who write the
regulations have apparently decided
that social origin and group identity
are appropriate grounds by which
to determine a citizen's eligibility
to participate in governmental
programs.
This is a turn of events that is
not without consequence for
American society. We do not have
a universalistic civil rights movement
in the United States precisely
because the only common purpose
that could bind dozens of minorities
together is the goal of preventing
discrimination against all minorities.
The fight to ban discrimination,
which gathered to its banners a
powerful coalition of diverse
groups, has been replaced for now
by groupism, or every interest
group for itself. Blacks demand
more for blacks, Hispanics more for
Hispanics, women more for
women, and so on. Competition, all
against all, takes the place of cooperation. In the present atmosphere,
the idea of universalism is in
retreat, an idea whose time came
and went with amazing rapidity.
*

*

*

*

group members is as uncertain
today as it was in 1954. And
whether it is possible to achieve an
integrated society without distributing jobs and school places on the
basis of group identity is equally
uncertain. What does seem likely,
though, is that the trend towards
formalizing group distinctions in
public policy has contributed to a
sharpening of group consciousness
and group conflict. As a people, we
are still far from that sense of common humanity to which the civil
rights movement appealed; still not
a community in which e'1eryone
feels responsibility for the wellbeing of his fellow citizen; still
unpersuaded that our many separate
islands are part of the same mainland. We may yet find that just such
a spirit is required to advance a
generous and broad sense of the
needs and purposes of American
society as a whole.
+ "'

l

;

Diane Ravitch is/proressbr
and education at eottJi:nbi
College in'fti~~:Yor~.

Civil Rights.

*

Whether it is possible to treat
people as individuals rather than as
page eig ht

L ETTERS f r om Sa nt a F e

Volum e !Ii , I ss u e 2

�UNIVERSITY OF

caused by past discrimination-a new
and more pervasive position arose:

CALIFORNIA V. ALLAN

Colleges and their programs and curricula

BAKKE

can, and perhaps must, take "diversity''
into account; and toward that end racial
preferences, once maligned for their
injustice, now became constitutionally

More than anything else, the Bakke
case opened the door for affirmative

enshrined when in the service of particular
curricular and educational reform.

action, for preferential treatment based
on race and for minority scholarships.

reprinted below much of the central

But how it did so remains one of the

parts of Powell's position. -J.A.

most amazing stories in American
jurisprudence.
A majority of the court-Powell,
Stevens, Burger, Stewart and
Rehnquist-rejected the university's
affirmative action plan. Four judges-

Because of its importance, I have

Excerpted from
Regents of the University of California,
Petitioner, v. Allan Bakke,

June 28, 1978.

Blackm un, White, Marshall and
Brennan-dissented on various
grounds, but centering on the belief that
the university was engaged in a good
faith effort to remedy the evil effects of
racism and segregation and that the
quotas were benign.
Powell wrote an opinion which said
that ''the attainment of a diverse student
body'' was "a constitutionally permissible
goal for an institution of higher education,"
and that race or ethnic background can
be viewed as a "plus" in the selection
process. Not one other justice thought
this analysis constitutionally weighty
and none joined Powell in this view. Yet,
the four dissenters were happy to agree
with Powell's conclusion that, therefore,
sometimes race can be used in higher
education's policy on admission and
rewards. Spurning the argument, they
nonetheless accepted the conclusions.
And racial preferencing became licit.
Though the University of California
did not push the notion and no other
justice supported it, "diversity" soon
became the important-and only necessary-argument for racial preference
on campus. Rather than the older,
standard argument of the dissentersthat we must remedy the disadvantage
Volume III, Issue 2

Mr. Justice Powell:

The Medical School of the
University of California at Davis
opened in 1968 with an entering
class of 50 students. In 1971, the
size of the entering class was
increased to 100 students, a level at
which it remains ... . Over the next
two years, the faculty devised a
special admissions program to
increase the representation of "disadvantaged" students in each medical
school class. The special program
consisted of a separate admissions
system operating in coordination
with the regular admissions process.
The special admissions program
operated with a separate committee,
a majority of whom were members
of minority groups. On the 1974
form the question was whether [candidates] wished to be considered as
members of a "minority group,"
which the medical school apparently
viewed as "Blacks," "Chicanos,"
"Asians," and "American Indians."
If these questions were answered
affirmatively, the application was
forwarded to the special admissions
LETTERS from Santa Fe

page nine

�committee.... Having passed this
initial hurdle, the applicants then
were rated by the special committee
in a fashion similar to that used by
the general admissions committee,
except that special candidates did
not have to meet the 2.5 grade point
average cut-off applied to regular
applicants. The special committee
continued to recommend special
applicants until a number prescribed
by faculty vote were admitted.
While the overall class size was still
50, the prescribed number was
eight; in 1973 and 1974, when the
class size had doubled to 100, the
prescribed number of special
admissions also doubled, to 16.

goals of integrating the medical
profession and increasing the number
of physicians willing to serve
members of minority groups were
compelling state interests ... the
California court held that the Equal
Protection Clause of the Fourteenth
Amendment required that "no
applicant may be rejected because
of his race, in favor of another who is
less qualified, as measured by standards applied without regard to race."

*

*

*

*

*

Allan Bakke [respondent] is a
white male who applied to the
Davis Medical School [petitioner] in
both 1973 and 1974.
In both years, applicants were
admitted under the special program
with grade point averages, MCAT
scores, and bench mark scores significantly lower than Bakke' s.
The trial court found that the
special program operated as a racial
quota, because minority applicants
in the special program were rated
only against one another, and 16
places in the class of 100 were
reserved for them. Declaring that
the university could not take race
into account in making admissions
decisions, the trial court held the
challenged program violative of the
federal Constitution, the state constitution, and Title VI [of The Civil
Rights Act of 1964].
The Supreme Court of California
transferred the case directly from the
trial court, "because of the importance of the issue involved. " . . .
Although the court agreed that the

The parties disagree as to the
level of judicial scrutiny to be
applied to the special admissions
program. Petitioner argues that
the court below erred in applying
strict scrutiny, as this inexact term
has been applied in our cases .
That level of review, petitioner
asserts, should be reserved for
classifications that disadvantage
"discrete and insular minorities."
United States v. Carolene Products
Co ., 304 U.S. 144, 152 n . 4 (1983).
Respondent, on the other hand,
contends that the California court
correctly rejected the notion that
the degree of judicial scrutiny
accorded a particular racial or ethnic
classification hinges upon membership in a discrete and insular minority
and duly recognized that the "rights
established [by the Fourteenth
Amendment] are personal rights."
Shelley v. Kraemer, 334 U.S. l, 22 (1948).
En route to this crucial battle
over the scope of judicial review,
the parties fight a sharp preliminary
action over the proper characterization of the special admissions program. Petitioner prefers to view it
as establishing a "goal" of minority
r e presentation in the medical
school. Respondent, echoing the courts
below, labels it as a racist quota.

page t en

LETTERS from Santa Fe

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This semantic distinction is
beside the point: The special admissions program is undeniably a
classification based on race and
ethnic background.
The guarantees of the Fourteenth
Amendment extend to persons. Its
language is explicit: "No state shall ...
deny to any person w ithin its
jurisdiction the equal protection of
the laws. " It is settled beyond
question that the "rights created by
the first section of the Fourteenth
Amendment are, by its terms,
guaranteed to the individual. They
are personal rights." The guarantee
of equal protection cannot mean
one thing when applied to one
individual and something else
when applied to a person of another
color. If both are not accorded the
same protection, then it is not equal.
Nevertheless, petitioner argues
that the court below erred in applying
strict scrutiny to the special admissions programs because white
males, such as the respondent, are
not a "discrete and insular minority"
requiring extraordinary protection
from the ma joritarian process.
Carolene Products Co., supra, at 152153, n. 4. This rationale, however, has
never been invoked in our decisions
as a prerequisite to subjecting racial
or ethnic distinctions to strict scrutiny.
"Distinctions between citizens solely beca use of their
ancestr y are by their very
nature odious to a free people
whose institutions are founded
u pon the doctrine of equality."
Hirabayashi, 320 U.S., at 100.
" ... [A]ll legal restrictions
which curtail the rights of a
single racial group are immediately suspect. That is not to
say that all such restrictions
are unconstitutional. It is to
say that courts must subject
V o l ume III , I ssu e 2

�them to the most rigid scrutiny."
Korematsu, 323 U.S., at 216.
The Court has never questioned the
validity of those pronouncements.
Racial and ethnic distinctions of
any sort are inherently suspect and
thus call for the most exacting judicial
examination.
*

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The Court's initial view of the
Fourteenth Amendment was that
its "one pervading purpose" was
"the freedom of the slave race, the
security and firm establishment of
that freedom, and the protection of the
newly-made freeman and citizen from
the oppression of those who had formerly exercised dominion over him."
As a nation filled with the stock
of many lands, the reach of the
Clause was gradually extended to
all ethnic groups seeking protection
from official discrimination.... The
guarantees of equal protection, said
the Court in Yick Wo, "are universal
in their application, to all persons
within the territorial jurisdiction,
without regard to any differences of
race, of color, or of nationality; and the
equal protection of the laws is a pledge
of the protection of equal laws."
Although many of the Framers
of the Fourteenth Amendment conceived of its primary function as
bridging the vast distance between
members of the Negro race and the
white "majority," the Amendment
itself was framed in universal terms,
without reference to color, ethnic
origin, or condition of prior servitude.
Petitioner urges us to adopt for
the first time a more restrictive view
of the Equal Protection Clause and
hold that discrimination agains t
m embers of the white "majority"
cannot be suspect if its purpose can
be characterized as 'benign."
Vo l ume II I, I s sue 2

LETTERS from San ta F e

page e l even

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There are serious problems of
justice connected with the idea of
preference itself. First, it may not
always be clear that a so-called
preference is in fact benign ....
Second, preferential programs may
only reinforce common stereotypes
holding that certain groups are
unable to achieve success without
the special protection based on a factor having no relationship to individual worth. DeFunis v. Odegaard, 416
U.S. 312, 343 (Douglas, J., dissenting). Third, there is a measure of
inequality in forcing innocent persons in respondent's position to
bear the burdens of redressing
grievances not of their making.
By hitching the meaning of the
Equal Protection Clause to these
transitory considerations, we would
be holding, as a constitutional
principle, that judicial scrutiny of
classifications touching on racial
and ethnic background may vary
with the ebb and flow of political
forces.

approved a classification that aids
persons perceived as members of
relatively victimized groups at the
expense of other innocent individuals
in the absence of judicial, legislative,
or administrative findings of constitutional or statutory violations.
Hence, the purpose of helping
certain groups whom the faculty of
the Davis Medical School perceived
as victims of "societal discrimination"
does not justify a classification that
imposes disadvantages upon persons
like respondent, who bear no
responsibility for whatever harm
the beneficiaries of the special
admissions program are thought to
have suffered. To hold otherwise
would be to convert a remedy
heretofore reserved for violations of
legal rights into a privilege that all
institutions throughout the Nation
could grant at their pleasure to
whatever groups are perceived as
victims of societal discrimination.

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If petitioner's purpose is to assure
within its student body some specified percentage of a particular
group merely because of its race or
ethnic origin, such a preferential
purpose must be rejected not as
insubstantial but as facially invalid.
Preferring members of any one
group for no reason other than race
or ethnic origin is discrimination
for its own sake.
The State certainly has a legitimate and substantial interest in
ameliorating, or eliminating where
feasible, the disabling effects of
identified discrimination .. . .
[Nonetheless], we have never

Petitioner identifies, as another
purpose of its program, improving
the delivery of health care services
to communities currently underserved .. .. But there is virtually no
evidence in the record indicating
that petitioner's special admissions
program is either needed or geared
to promote that goal.
[A final] goal asserted by petitioner is the attainment of a diverse
student body. This clearly is a constitutionally permissible goal for an
institution of higher education.
"... 1t is the business of a university to provide that atmosphere
which is most conducive to speculation, experiment and creation. ' . . ."
The atmosphere of "speculation,
experiment and creation" -so
essential to the quality of higher

page twelv e

L E TT ERS from San t a Fe

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education-is widely believed to be
promoted by a diverse student
body. Even at the graduate level, our
tradition and experience lend support
to the view that the contribution of
diversity is substantial. An otherwise qualified medical student with a
particular background-whether it
be ethnic, geographic, culturally
advantaged or disadvantaged-may
bring to a professional school of
medicine experiences, outlooks and
ideas that enrich the training of its
student body and better equip its
graduates to render with understanding their vital service to
humanity.

*

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*

The diversity that furthers a compelling state interest encompasses a
far broader array of qualifications
and characteristics of which racial or
ethnic origin is but a single though
important element. Petitioner's special
admissions program, focused solely
on ethnic diversity, would hinder
rather than further attainment of
genuine diversity.
The experience of other university
admissions programs, which take
race into account in achieving the
educational diversity valued by the
First Amendment, demonstrates
that the assignment of a fixed
number of places to a minority
group is not a necessary means
toward that end.
"In recent years Harvard
College has expanded the concept
of diversity to include students
from disadvantaged economic,
racial and ethnic groups. Harvard
College now recruits not only
Californians or Louisianans but
also blacks and Chicanos and other
minority students."
"In Harvard College admissions
Vo lu m e Ill , I s s u e 2

�the Committee has not set target
quotas for the number of blacks, or
of musicians, football players,
physicists or Californians to be
admitted in a given year.... [Rather]
the Committee, with a number of
criteria in mind, pays some attention
to distribution among many types
and categories of students."
In such an admissions program,
race and ethnic background may be
deemed a "plus" in a particular
applicant's file, yet it does not insulate
the individual from comparison
with all other candidates for the
available seats. The file of a particular
black applicant may be examined
for his potential contribution to
diversity without the factor of race
being decisive when compared, for
example, with that of an applicant
identified as an Italian-American
if the latter is thought to exhibit
qualities more likely to promote
beneficial educational pluralism.
This kind of program treats
each applicant as an individual in
the admissions process. The applicant
who loses out on the last available
seat to another candidate receiving
a "plus" on the basis of ethnic background will not have been foreclosed from all consideration for
that seat simply because he was not
the right color or had the wrong
surname. It would mean only that
his combined qualifications, which
may have included similar
nonobjective factors, did not outweigh those of the other applicant.
His qualifications would have been
weighed fairly and competitively,
and he would have no basis to complain of unequal treatment under
the Fourteenth Amendment.

*

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In summary, it is evident that
the Davis special admissions program
involves the use of an explicit racial
classification never before countenanced by this Court. It tells applicants who are not Negro, Asian, or
"Chicano" that they are totally
excluded from a specific percentage
of the seats in an entering class . .. .
[W]hen a state's distribution of
benefits or imposition of burden
hinges on the color of a person's
skin or ancestry, that individual is
entitled to a demonstration that the
challenged classification is necessary
to promote a substantial state interest.
Petitioner has failed to carry this
burden. For this reason, that portion
of the California court's judgment
holding petitioner's special admissions program in valid under the
Fourteenth Amendment must be
affirmed.

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*

In enjoining p etitioner from
ever considering the race of any
applicant, however, the courts
below have failed to recognize that
the State has a substantial interest
that legitimately may be served by
a properly devised admissions program involving the competitive
consideration of race and ethnic origin.
For this reason, so much of the
California court's judgment as
enjoins petitioner from any consideration of the race of any applicant
must be reversed.

*

Volum e III , I ss u e 2

LETTERS from S anta F e

p a ge thir te e n

�page fourteen

LETTERS from Santa Fe

Volume III , Issue 2

�WHY RACIAL
PREFERENCE IS ILLEGAL
AND IMMORAL

by

Car/Cohen
This article appeared in Commentary in
1979. Although it focused on the thenpending Weber case, I've tried to
excerpt from the piece those arguments
that have wider scope. -J.A.

So long-lasting and self-perpetuating have been the damages done
to the many blacks and others by
discrimination that some corrective
· steps must be undertaken. .. . [But]
in the passion to make social restitution, sensitive and otherwise fairmind ed people have gotten the
moral claims of living persons
badly confused.
[D]eliberately visiting the sins
of the fathers upon their innocent
sons and grandsons, to the special
advantage of persons not connected
with the original sinning, is conduct
neither lawful nor morally right. To
suppose that both the beneficiaries
of redress and those who are made
to carry its burden are properly
identified by race is, to be plain,
racism. It is simplistic because, on
this view, race by itself-without
consideration of the nature or
degrees of past injuries, present
advantages, or future pains- is sufficient to trigger the preferential
device. The mistaken view in question is therefore properly entitled
simplistic ethical racism.
Injuries are suffered in fact,
claims made and burdens carried,
by individual persons. Civil society
is constituted to protect the rights
Vo l um e Ill , I ss u e 2

of the individuals; the sacrifice of
fundamental individual rights
cannot be justified by the desire to
advance the well-being of any ethnic
group. Precisely such justification is
precluded by the Fourteenth
Amendment of our Constitution,
whose words-no state "shall deny
to any person within its jurisdiction
the equal protection of the laws"express no mere legalism but a
philosophical principle of the deepest
importance. Explicating that clause,
in a now famous passage, the
Supreme Court wrote: "The rights
created by the first section of the
Fourteenth Amendment are, by its
terms, guaranteed to the individual.
The rights established are personal
rights . ... Equal protection of the
laws is not advanced through
indiscriminate imposition of
inequalities" (Shelly v. Kraemer 334
U.S. 1, 22 [1948]).

The nature and degree of the
injury done to many Americans
because they were black or brown
or yellow varies greatly from case
to case. Some such injuries may
justify compensatory advantage now
to those injured. But the calculation of
who is due what from whom is a
very sticky business; compensatory
instruments are likely to compound
injustice unless the individual circumstances of all involved-those who
were originally hurt, those who
b enefit now, and those who will
bear the cost-are carefully considered. Whateve r compensatory
a dvan tag e m ay be g ive n- in
employment or elsewhere-it must
be given to all and only those who
have suffered like injury, without
regard to their race. What we may
not do, constitutionally or morally, is
announce in effect: "No matter that
you, X, were innocent and gained
no advantage; you are white and
L E TT E RS from Santa F e

[D]eliberately visiting
the sins of the fathers
upon their innocent
sons and grandsons,
to the special advantage
of persons not connected
with the original sinning,
is conduct neither lawful
nor morally right.

pag e fift ee n

�therefore lose points. No matter
whether you, Z, were damaged or
not; you are black and therefore
gain points." If the moral ground
for compensatory affirmative action
is the redress of injury, the uninjured have no claim to it, and all
those individuals of whatever ethnic group who have suffered the
injury in question have an equal
claim to it.
Racially based numerical
instruments have this grave and
unavoidable defect: they cannot make
the morally crucial distinctions
between the blameworthy and the
blameless, between the deserving and
the undeserving. As compensatory
devices they are under-inclusive in
failing to remedy the same damage
when it has been done to persons of
the non-favored races; they are
over-inclusive in benefiting some in
the favored categories who are
without claims, often at substantial
cost to innocent persons.

*

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opportunity I affirmative action
employer." The very term "affirmative action" has lost its honor and
has become, for most, a euphemism
for racial preference.
Nothing is more indicative of
the true spirit of a community than
the character of the instruments it
permits, and of those it precludes,
in advancing public policy. Police
surveillance to root out spies, the
suppression of speech (radical or
conservative) to protect the peace
-all such instruments are rejected
in a decent society. Civil libertarians
wisely insist that we forswear
instruments that invade the rights
of individuals, even when forswearing proves inconvenient. The
use of such instruments is precluded,
forbidden not just to evil people but
to all people. Preference by race is
one of the forbidden instruments.
The very high priority given to this
exclusionary principle, and its
applicability to all including the
state itself, marks it as constitutional
in the most profound sense.
Efforts to cut constitutional corners-however well intentioned corrupt a civil society. The means
we use penetrate the ends we
achieve; when the instrument is
unjust, the outcome will be infected
by that injustice. This lesson even
civil libertarians have always been
relearning.

Affirmative steps to eliminate
racially discriminatory practices
rightly win the assent of all.
Affirmative efforts to recruit fairly
(whether for on-the-job training
programs or for professional schools),
affirmative inquiry to determine
whether testing is job-related and
to ensure that evaluation of performance is not racially infected-in
such forms affirmative action is of
unquestionable merit. But when, in
the name of affirmative action for
racial equality, the deliberately
unequal treatment of the races is
introduced, we suffer a national
epidemic of double-speak. Employment advertisements everywhere
exhibit this duplicity with an
almost ritualized motto: "An equal

Defenses of racial preferenceby efforts to reinterpret the law, by
confused arguments based on
"societal discrimination," by claim
of executive order-all collapse. It
is important to see why they should
collapse. The defenders, conscious
of their own righteous pursuit of
racial justice, little doubt that the

pa ge six t ee n

LE T T E R S from S ant a F e

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tools they wish to employ would
have the good consequences the)
hope for. To question the merit o
those tools is for them almost&lt;
betrayal of the oppressed in whoSt
behalf they claim to battle. In thei1
eyes the conflict is only ove
whether they are to be permitted Ii
do a good deed-i.e., give prefereno
to racial minorities-not whether i
is a good deed, or whether its conse
quences will be good.
Decency of motivation, howeveJ
does not insure the goodness of th
immediate object, or the goodnes
of its consequences. Racial justice i
an aim that all share; it is distorte
when transformed into formulas fo
ethnic proportionality. . . . Federo
appellate courts have not bee1
oblivious to the evils that ensue:
There are good reasons
why the use of racial criteria
should be strictly scrutinized
and given legal sanction only
where a compelling need for
remedial action can be shown. ...
Government recognition and
sanction of racial classifications
may be inherently divisive, reinforcing prejudices, confirming
perceived differences between
the races, and weakening the
government's educative role on
behalf of equality and neutrality.
It may also have unexpected
results, such as the development
of indicia for placing individuals
into different racial categories.
Once racial classifications are
embedded in the law, their pur·
pose may become perverted: a
benign preference under certain
conditions may shade into
malignant preference at other
times. Moreover, a racial prefe r e nc e for m e mbe r s of one
minority might result in dis·
crimination against another
Volume III, I ss u e 2

�minority, a higher proportion of
whose members had previously
enjoyed access to a certain
opportunity (Associated General

Contractors of Massachusetts Inc.
v. Altshuler 490 F. 2d 9, 17-18
[1973]).

In this spirit three Federal Circuit
Courts have repeatedly refused to
approve racial quotas in the
absence of proved past discriminatory practice dictating that specific
remedy.
Racial classifications have
insidious long-term results: anger
and envy flowing from rewards or
penalties based on race; solidification of racial barriers and the
encouragement of racial separatism;
inappropriate entry of race into
unrelated intellectual or economic
matters; the indirect sup port of
condescension and invidious judgments among ethnic groups-in
sum, the promotion of all the
conditions that produce racial disharmony and racial disintegration.

their target not the culinary opportunities denied, but the immoral
character of the ground of their
denial.
Applicants to a competitive
program have a right to evaluation
on some set of relevant criteriapast performance, intellectual
promise, character, or whateverand if deserving on the basis of
those criteria, ought not be
deprived of place because of race.
*

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The villain . . . is preference by
race. [We have] the moral and constitutional commitment to govern
ourselves without preference to any
by reason of color, or religion, or
national origin. If we undermine
that commitment-even though it
be in an honest effort to ,do good:;;;we will reap the whirlwind.
Carl Cohen is a professor of philosophy
at the University of Michigan in Ann
Arbor; anq the a1.1thor of

*

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All arguments thus far explored
incorporate the realization that
individuals are indeed injured
when disadvantaged solely because of
their race.. . . It is callous to minimize
the injury done when rights are not
respected.
When the ground of that disrespect is race, the injury is particularly
offensive . Entitlements in themselves minor . .. become matters of
grave concern when manipulated
for racial reasons. Where one must
sit on a bus or go to the toilet
understandably becomes a source
of rage and an issue of constitutional
proportions when the d etermination is made by race. Protests over
segregated lunch counters had as
Volum e III, I ssue 2

*

Demgcrc~cY

and of Civil Disobedience.
Excerpted trorq "Why Racial Preference
is Illegal af)d lfT'lmoral. n Commentary,
June 1979. Reprinted with permission.

LET TE RS from Santa F e

pa ge seven teen

�For my part, the matter is simple:
I got into law school because I'm
black. And I can prove it.
As a senior at Stanford, I applied
to about a half dozen law schools.
Yale, where I would ultimately
enroll, came through fairly early
with an acceptance. So did all but
one of the others. The last school,
Harvard, dawdled and dawdled.
Finally, toward the end of the
admission season, I received a letter
of rejection.
Then within days, two different
Harvard officials and a professor
contacted me by telephone to apologize. They were quite frank in
their explanation for the "error." I

was told by one official that the
school had initially rejected me
because "we assumed from your
record that you were white." (The
words have always stuck in my
mind, a tantalizing reminder of
what is expected of me.) Suddenly
coy, he went on to say that the
school had obtained "additional
information that should have been
counted in your favor"-that is,
Harvard had discovered the color
of my skin. And if I had already made
a deposit to confirm my decision to
go elsewhere, well, that, I was told,
would "not be allowed" to stand in
my way should I enroll at Harvard.
Naturally, I was insulted by this
miracle. Stephen Carter, the white
male, was not good enough for the
Harvard Law School; Stephen
Carter, the black male, not only was
good enough, but rated agonized
telephone calls urging him to
attend. And Stephen Carter, color
unknown, must have been white:
How else could he have achieved
what he did in college? Except that
my college achievements were
obviously not sufficiently spectacular to merit acceptance had I been
white. In other words, my academic
record was too good for a black
Stanford undergraduate but not
good enough for a white Harvard
Law student. Because I turned out
to be black, however, Harvard was
quite happy to scrape me from
what it apparently considered the
bottom of the barrel.
My objective is not to single out
Harvard for special criticism; on the
contrary, I make no claim that a
white student with my record
would have been admitted to any
of the leading law schools. The
insult that I felt came from the pain
of being reminded so forcefully that
I was good enough for a top law

page eighteen

LETTERS from Santa Fe

RACIAL PREFERENCES?
SO WHAT?

by
Stephen L. Carter

Those of us who have graduated
from professional school over the
past 15 to 20 years and are not
white travel a career path that is
frequently bumpy with suspicions
that we did not earn the right to be
where we are. We bristle when others
raise what might be called the affirmative action question "Did you
get into a school because of a special program?" That prickly sensitivity reveals a rarely mentioned
cost of racial preferences. The cost I
have in mind is to the psyches of
the beneficiaries themselves, who
simultaneously want racial preferences to be preserved and to force
the world to pretend that no one
benefits from them. And therein
hangs a tale.

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school only because I happened to
be black.

*

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*

Naturally, I should not have
been insulted at all; that is what
racial preferences are for-racial
preference. But I was insulted and
went off to Yale instead, even
though I have now and had then
absolutely no reason to imagine
that Yale's judgment was based on
different criteria than Harvard's.
Because Yale is far more selective,
the chances are very good that I
was admitted at Yale for essentially
the same reason that I was admitted
at Harvard-the color of my skin
made up for evident deficiencies in
my academic record.
So I am unable to fool myself:
Without that leg up, the thumb on
the scale, the extra points due to skin
color~oose your own metaphor-I
would not be where I am today. And
I too must be able to say, "So what?"
and go on from there.
Whatever the pain it might
cause, the affirmative action question,
whether at Yale more than a decade
ago or at Chicago last year, should
come as no surprise. And if those of
us who have benefited from racial
preferences are not prepared to
treat the question in a serious
manner, to admit to the advantage
that we have been given, then we
are not after all the beneficiaries of
affirmative action: We are its victims.
Stephen L. Carter is a professor at Yale
Law School.
Excerpted from Reflections of an
Affinnative Action Baby© 1991. Reprinted

with permission from Basic Books, a
division of HarperCollins Inc.

Volume III, Issue 2

�INSIDE AMERICAN
EDUCATION

by
Thomas Sowell

Since the 1960s, another category
of preferentially admitted students
has been added-racial and ethnic
minorities. In the controversies
which have arisen around the issue
of preferential admissions by race
or ethnicity, those on both sides of
the issue have often argued as if the
circumstances-and especially the
academic failures-of minority students were unique social phenomena
with unique causes. In reality, there
is nothing uncommon about a high
failure rate among people preferentially admitted to college. This pattern
has long been common among
college athletes, whether they were
white or black. Even a highly privileged group like alumni sons at
Harvard, during the era when more
than half of those sons who applied
were admitted, were disproportionately represented among students
who flunked out.
In short, preferential admissions
tend to lead to substandard academic
performance, whether those admitted
are privileged or underprivileged.
What has been unique about students
preferentially admitted by race has
been the large numbers involved,
the magnitude of the preferences,
the magnitude of the hypocrisy, and
the magnitude of the academic and
social disasters which have followed.
"NEW RACISM" AND OLD
DOGMATISM

Increasing hostility toward
blacks and other racial minorities
Vo lu me III , I ssue 2

on college campuses has become so
widespread that the term "the new
racism" has been coined to describe
it. For example, a dean at
Middlebury College in Vermont
reported that for the first time in 19
years, she was now being asked by
white students not to assign them
black roommates. There have been
reports of similar trends in attitudes
elsewhere. A professor at the
University of California at Berkeley
observed: '1've been teaching at U.C.
Berkeley now for 18 years and it's
only within the last three or four
years that I've seen racist graffiti for
the first time." Another Berkeley
professor, recalling support for
the civil rights movement on the
campuses of the 1960s and 1970s,
commented: "Twenty years later,
what have we got? Hate mail and
racist talk."
Much uglier incidents, including
outright violence, have erupted on
many campuses where such behavior
was unheard of, just a decade or
two earlier. At the University of
Massachusetts, for example, white
students beat up a black student in
1986 and a large mob of whites
chased about 20 blacks . A wellknown college guide quotes a Tufts
University student as saying,
"Many of my friends wouldn't care
if they never saw a black person
again in their lives."
Racism, as such, is not new.
What is new are the frequency, the
places, and the class of the people
involved in an unprecedented
escalation of overt racial hostility
among middle class young people,
on predominantly liberal or radical
campuses. Painful and ugly as these
episodes a re, they should not be
surprising. A n umber of p eople
predicted such things many years
ago, when colleges' current racial

policies began to take shape. They
also predicted some of the other
bad consequences of those policies.
These predictions and warnings
were ignored, dismissed, or ridiculed
by those who believed the prevailing
dogmas on which academic racial
policies were based . Now that
these predictions are coming true,
the dogmatists insist that the only
solution is a more intensive application of their dogmas.

When the idea of special, preferential admissions for racial and
ethnic minorities became an issue
during the 1960s, two fundamentally
different ways of evaluating such
proposals emerged. One approach
was to discuss the goals of preferential
admissions, such as the benefits
assumed to be received by minority
students, by the groups from which
they came, by the institutions they
would attend, and by American
society as a whole. This became the
prevailing approach, which dominated both intellectual discourse
and academic policy-making.
Another approach was to ask:
What incentives and circumstances
were being created-for the minority
students, for their fellow students,
for college administrators, and for
others-and what were the likely
consequences of such incentives
and circumstances? When the issue
was approached in this way, many
negative potentials of preferential
policies became apparent. However,
relatively few people risked moral
condemnation by asking such questions in public, so that there was little
need for those with a goals-oriented
approach to answer them. Now history has answered those questions,
and these answers have provided

LETTERS from San ta F e

p age nin e t ee n

PREDICTIONS VERSUS DOGMAS

�both abundant and painful confirmation of the original misgivings,
based on examining the incentives
and constraints of the academic
racial policies.
The issue is not one of a simple,
direct reaction to preferential
admissions policy, though that by
itself generates considerable resentment. The many academic and
emotional ramifications of such
policies set in motion complex reactions which pit minority and nonminority students against each other,
and generate stresses and reactions
among the faculty, administrators,
and outside interests. Though many
colleges and universities have been
caught by surprise and have been
unable to cope with the unexpected
problems-or have responded in
ways which have created new and
worse problems-much of what has
happened has followed a scenario
set forth by critics more than two
decades ago, and much of the intervening time has seen a steady
building of tensions toward the
ugly episodes of recent years,
which have now been christened,
"the new racism."
What was at issue, then and now,
is not whether there should be larger
or smaller numbers of minority students attending college, but whether
preferential admissions policies
should be the mechanism for making
a college education available to
more minority students. There are
other ways of increasing the number
of minority students-not only in
theory, but as a matter of historical
fact . Between 1940 and 1947, for
example, there was a 64 percent
increase in the number of nonwhite students attending postsecondary institutions due to financial
aid under the G.I. Bill for veterans
returning from World War II. This

made a college education available
to the black masses for the first
time. During a corresponding period
of the 1960s-from 1960 to 1967there was a 49 percent increase in
the number of black students
attending college, but this later
increase was often accompanied by
preferential admissions policies,
while the earlier and larger percentage increase had been accomplished
simply through more financial support.
The point here is that a substantial increase in minority student
enrollment in higher education can
be achieved with or without preferential admissions policies. Money is
the crucial factor, given the lower
incomes of blacks and some other
minority groups. The case for preferential admissions policies must
therefore stand or fall on its own
merits, though the proponents of
such policies often argue as if preferential admissions were the only
possible way to increase substantially the numbers of minority students in college. Unfortunately,
proponents of preferential admissions policies have not only ignored
history; they have ignored much of
what has happened in the wake
of these polices.

Both false and true racial incidents reveal something of the
atmosphere on college campuses,
an atmosphere whose complex
crosscurrents derive ultimately
from the needless pressures generated
by double standards and double
talk, both of which poison the
atmosphere required for people to
get along. As race relations have
worsened in the wake of policies
designed to make them better, there

page tw e nty

LETTERS from Santa Fe

*

*

*

*

has been no rethinking of the original
assumptions on which these policies
were based.
*

*

*

*

*

The obvious self-serving nature
of the usual administrative responses
to racial incidents-free speech
restrictions, making ethnic studies
courses mandatory, larger quotas
for minority students and facultyprovide an impetus to new and
ever-escalating rounds of double
standards and racial backlash.
Where will this self-reinforcing spiral
end? ... The growing evidences of
racial hostility and sporadic outbreaks of violence which we in the
United States call "the new racism"
may be an early warning that we
are heading in the same direction as
other countries which have promoted
preferences and quotas longer and
more strongly. But the prevailing
dogmatism among academics suggests that the real meaning of these
early warnings may not be understood until long after it is too late.
Thomas Sowell is a senior fellow at the
Hoover Institution.
Excerpted from Inside American
Education , New York: Free Press,
1993. Reprinted with permission.

V o l ume Ill , I ss u e 2

�Volum e III, Issu e 2

LETT ERS from Santa F e

page tw en ty - on e

�COLOR-BLINDED
by
the Editors of The New Republic

lished by the Kluge Foundation
exclusively for minorities, though
the university says that no needy
student is denied aid.
But it is not clear that any of
these students would lose their
educational opportunity if purely
race-based scholarships were abolished. And it is clear that blacks
and Hispanics would continue to be
the major beneficiaries of scholarships awarded primarily on the
basis of need. Recognizing this,
some make a different argument.
Richard Rosser, president of the
National Association of lndependt:;p.t
Colleges and Universities, contends
that race-based scholarship,s''are a
university's way of saying to
minorities, "You are vahied. We
want you." But surely th.ere are
ways of saying that without
restricting scholarships to spt:;cific
races.

It is hard to argue that a scholarship restricted to blacks can be
acceptable if a scholarship restricted
to whites is not. On the other hand,
university catalogues are full of
scholarships based on inherited
characteristics unrelated to the
merit of the recipients-such as
scholarships for children of alumni,
or for people from Alaska or Guam,
or for the offspring of fire fighters.
On the most abstract level of
moral reasoning, there is no real difference between these distinctions
and the racial ones. But because
race is the most dangerous divide
in American society, any sort of
discrimination on the basis of race
carries the potential for damage to
the social fabric. America's u gly
history of negative discrimination,
which is the most powerful argument
in favor of "reverse" or "positive"
discrimination, is also the most
powerful argument against it.
The controversy is not only
about abstract principles but also
about practical public policy, and as
such it ought to b e informed by
empirical facts. . . . At Penn State,
under a program still in effect but
about to be modified, all minority
students who earn a 2.5 grade point
average receive $620 a year, and all
who earn a 2.75 average get $1,240,
regardless of need. Whites, regardless
of need, receive no such bonus.
Harvard does not give race-based
undergraduate scholarships, but
does provide full tuition, room, and
board to minority graduate students,
regardless of need. Columbia has a
$25 million scholarship fund estab-

The best [outcome] would be
the expansion of federally funded
scholarship aid to allow more
needy students, regardless of race,
to get an education. In practice, this
would do at least as much to
encourage and support a minority
presence at our colleges and universities as racially based scholarships.
It would have the added advantage
of not provoking the resentment
that racial discrimination, whatever
its goal, inevitably arouses.
The controversy over race-based
scholarships is of a familiar kind: in
a recessionary climate, people
increasingly divide themselves into
racial and ethnic teams to fight over
dwindling economic and social
goods. What is needed is not ever
more exquisitely calibrated m easurements of racial and ethnic entitle-

pa ge t w e nty - two

L ETTE R S from Sa nta F e

ment. What is needed is the will to
make the whole society both richer
and more equitable.
We need racial diversity on our
campuses, just as we need a diversity
of religions, political creeds, artistic
talents, and intellectual inclinations.
But the encouragement of that
diversity should be conditioned by
merit and by need, not by racial
exclusivity.
Excerpted from "Color-Blinded," January

7 &amp; 14, 1991. Reprinted by permission
of The New Republic. (c) 1991, The
NewRepublic, Inc.

=~

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Vo lum e III, I ss u e 2

�RACE-TARGETED AID

Excerpted from a
news release on

-aid to disadvantaged students,
without regard to race or national
origin, even if the awards go
disproportionately to minority
students;

race-targeted aid,
issued by Richard W. Riley,
Secretary of Education,
February 17, 1994.

U.S. Secretary of Education
Richard W. Riley today announced
that the department is clarifying the
circumstances under which racetargeted financial assistance may be
used.
"We want the doors to postsecondary education to remain
open for minority students," Riley
said. "This policy helps to achieve
that goal in a manner that is consistent with the law. We have taken
into account the recent GAO
[General Accounting Office] report,
as well as extensive public comments,
and developed a policy that will
help ensure all students access to
higher education."
Shortly after taking office, Riley
expressed support for colleges and
universities that have accepted the
challenge of providing diversity on
their campuses. The secretary
directed his staff to prepare a policy
that would be fair to all students,
would be based on a study of current
scholarship practices, and would
guide colleges and universities to
successful compliance with the civil
rights statutes. The new policy
accomplishes all three goals.
Riley said his review concluded
that colleges can use financial aid to
remedy past discrimination and to
promote campus diversity without
violating federal anti-discrimination
laws.
Permissible under the final policy
guidance:
Volume III, Issue 2

-aid awarded on the basis of
race or national origin when
authorized by a particular federal
statute such as the Patricia
Roberts Harris Fellowship
Program;
-aid on the basis of race or
national origin to remedy past
discrimination;
-aid on the basis of race or
national origin if it is narrowly
tailored to achieve a diverse
student body at the college or
university;

race as an eligibility criterion is
a narrowly tailored part of
those efforts;
(3) historically black colleges
and universities may participate
in third-party programs for
black students that are also
open to other students at other
institutions.
The department expects most
colleges that target some of their
financial aid to minority students will
be able to justify their programs
under this guidance. However, if a
college or university has a student
aid program that cannot be justified,
it will have up to two years to bring
the program into compliance with
Title VI [of The Civil Rights Act of
1964).

-aid accepted by a school from
private sources and restricted
by race or national origin, if
used to remedy discrimination
or achieve diversity, consistent
with the other principles in the
guidance.
The policy guidance replaces a
proposed policy published by the
department in December 1991. The
major changes are:
(1) postsecondary institutions
need not wait for a formal
finding by a court, legislative
body or administrative agency
such as OCR before taking
steps to remedy their past discrimination;

(2) efforts to achieve diversity
need not be limited to using
race as one among several
competitive factors if the institution can justify that using
LETTERS from Santa Fe

page twenty-three

�A LETTER TO THE
SECRETARY OF
EDUCATION

St. John's College
Santa Fe, New Mexico
The President
March 22, 1994

What lesson do we
teach our students if
we say that their color

Mr. Richard Riley
Secretary of Education
United States Department
of Education
400 Maryland Avenue, S.W.
Washington, D.C. 20202-0100

makes them worthy of
a benefit-a benefit
denied to others
because they are a
different color? Does
this prepare them well
for the world of work
that they'll soon enter?

pa ge tw e nty-four

Dear Dick:
I was saddened to read about
your stand on minority scholarships.
Right now, because most of us still
believe in a nation where race
should be an irrelevant characteristic,
most colleges give students money
on the basis of need, or need and
merit, not on the basis of color.
With the blessing your office has
given to racial scholarships, I now
fear they'll become part of the norm
rather than, as now, the great
exception.
What lesson do we teach our
students if we say that their color
makes them worthy of a benefit-a
benefit denied to others because
they are a different color? Does this
prepare them well for the world of
work that they'll soon enter?
Moreover, it puts those of us who
proudly say in our college catalogues
that everything is "without regard
to race, creed, color, sex or national
origin" in a very awkward position.
Shall we now swallow our principles
LETTERS from Santa Fe

and act "with regard" to these characteristics? Will we be seen as racist
for trying hard not to take race into
account?
On a practical level, this action
will decrease racial diversity in
many places. If we stick to our
ideals of color-blindness and other
colleges and universities "buy"
people of color because of their color
through their scholarship programs,
do you think we can compete on an
even ground? The department's
actions now have the effect of
penalizing colleges for their highmindedness.
For ages, the general public has
looked to higher education to be a
light to society, a leader in helping
us reach the public good. Yet now,
just as we teach each other to put
color aside, to forget about rewarding
and punishing on the basis of race,
we have colleges and universities
saying and doing the opposite:
Dwell on race. Reward people on
the basis of race. Give them expectations that benefits are due to them
because of their race. And take
money that was meant to help the
poor go to college and give it away
on the basis of exactly those kinds
of distinctions we hoped to overcome. It is a seriously flawed policy.
Sincerely,
John Agresto

Volum e III, Issu e 2

�RESPONSE FROM THE
SECRETARY OF
EDUCATION

United States Department of
Education
The Secretary
April 26, 1994
President John Agresto
St. John's College
Santa Fe, New Mexico 87501
Dear John:
Thank you for your thoughtful
letter dated March 22, 1994, in
which you expressed your views
concerning the U.S. Department of
Education's (Department) guidance
on race-targeted financial aid. I also
appreciate your offer to print information on the department's policy
in your newsletter. Please feel free
to print this letter as a statement of
the department' s position.
I can assure you that the
department carefully considered
every aspect of this policy guidance
as it was developed, ta king into
account the concerns expressed by
students, higher education officials,
civil rights organizations, and other
parties interested in the subject. The
department reviewed nearly 600
written comments from the public
before issuing the final policy guidance, most of which supported the
use of race-targeted financial aid to
promote diversity and minority
access to postsecondary education.
The d epartment also considered the
findings made by the General
· Accounting Office (GAO) in a
Vo lum e JI! , I ss u e 2

report on minority-targeted scholarships released on January 14, 1994.
According to the GAO report, racetargeted scholarships constitute a
very small percentage of the scholarships awarded to students at postsecondary institutions, but are considered to be an important tool for
the recruitment and retention of
minority students.
The guidance identifies and
discusses five principles under
which the consideration of race or
national origin in the award of
financial aid is permissible. The
guidance does not require colleges to
adopt race-targeted aid programs; it
merely states the circumstances
under which such programs are
permissible under Title VI. These
principles apply to financial aid for
students of all races and national
origin groups.
As stated in the guidance, lalso
encourage the use by postsecondary
institutions of other efforts to
recruit and retain minority students,
which are not affected by the policy
guidance.
I understand and appreciate your
concerns, and I too look forward to
the day when no college will need
to consider race in order to provide
equal access and a diverse educational environment and experience.
Indeed, the department is strongly
committed to the goal of ensuring
equal access for all students
regardless of race, color, or national
origin, and has recognized this
para mount goal in i ts mission
statement. At this point in time, however, I do not believe that we have
achieved this important objective.
Due to a long history of discrimination and limited access to higher
education for many groups of students, I believe that it may still be
necessary for colleges to consider
LETT E R S from Santa F e

race under certain circumstances
when awarding financial aid, and
(as explained in the legal analysis
in the policy guidance) that the law
does support this limited consideration. Note also, however, that the
policy guidance explicitly calls for
periodic reassessment by colleges
of their race-targeted financial aid
programs to ensure that they are
used only when necessary to achieve
legally recognized objectives.
Thank you again for taking the
time to write and for sharing your
thoughts with me on this important
subject.
Yours sincerely,
Richard W. Riley

page tw e nty - f i ve

�RACE, SCHOLARSHIPS
AND THE AMERICAN

by

Lamar Alexander

... the most stubborn
barrier of all may be
the vel}' notion that
our rights and liberties
are somehow rooted
in groups, not in
individuals, so that
people should be
rewarded or restricted
on the basis of race.

page twenty-six

The Clinton Administration
recently ruled that colleges may
award scholarships based exclusively
on race. It made me think of my
late friend Alex Haley, who wrote
Roots and helped write The
Autobiography of Malcolm X.
One of Alex's most wonderful
stories was about his father Simon
and how he made his way through
college. Simon was the only child
"wasted" by his sharecropper
parents, that is, allowed to graduate
from high school rather than work in
the fields. After a difficult two years
at AT&amp;T College in Greensboro,
N.C., Simon found a summer job as
a porter on the train between
Buffalo and Pittsburgh. Late one
night, a man having trouble sleeping
rang the bell to request a glass of
warm milk. Young Simon brought
it. An extended conversation ensued.
There was a good tip, but Simon
thought nothing more about it.
Simon returned to campus
reluctantly in the fall. Other students
were making fun of his one pair of
pants and shoes. It was a struggle
to make passing grades without
textbooks and while working outside jobs. He was about to give it
up. Then word came that the college
president wanted to see him.
Simon went to the administration
office. The president handed him
an envelope containing a $500
check, exactly enough to pay for his
LETTERS from Santa F e

tuition and expenses. The check
had come from the man on the
train.
When I was president of the
University of Tennessee, we wanted
to commemorate the story of "The
Man on the Train" with a Simon P.
Haley scholarship. Someone said,
"Alex, we'll make it for young
black men just like your father."
Alex thought for a minute, and
then he said "No. The scholarships
should be for everybody."
I remembered what Alex said
when President Bush appointed me
U.S. secretary of education in early
1991 and I found on my desk the
question: Does Title VI of the Civil
Rights Act of 1964 permit a college
receiving federal aid to award or
deny scholarships solely on the race
of a student?
The statutory language seemed
clear enough: "No person in the
United States shall, on the ground
of race, color, or national origin, be
excluded from participation in, be
denied benefits of, or be subjected
to discrimination under any program or activity receiving Federal
financial assistance."
So I said no, college scholarships should be for everybody.
Now my successor, Dick Riley, has
"straightened out" that decision by
ruling that a college may, after all,
discriminate on the basis of race.
He doesn't mean it this way, but it's
an invitation to quotas and it's a
mistake.
Let's be clear: There is no disagreement about helping needy
students. Half of all U.S. college
students have a federal grant or
loan to help pay for college, almost
always based on financial need.
Such awards go disproportionately
to minorities. What's more, any
college president with a warm heart
Volume III, Issue 2

�and a little common sense has
many other ways under the law to
help a deserving student without
focusing on his or her skin color.
What we don't agree about is
whether U.S. national policy should
be that it's okay to choose one race
over another in the granting of
scholarships. I believe that this is
wrong.
Should, for example, the
University of California say to
Roosevelt High School seniors in
Los Angeles, "We have a scholarship for the Latino, but not for the
African-American, one for the Asian
student but not for the white student?"
The answer to such questions
goes straight to the heart of the
kind of university that we want.
And what kind of country we want.
Racial preferences and quotas
are almost never a good idea.
They're an especially bad idea on
college and university campuses,
too many of which are bewitched
by a cult of enforced diversity that
feeds straight into an ugly mood of
separatism and resentment.
I much prefer-most of us docam puses that attract people of
many different backgrounds. But
there are ample ways to achieve
that result without scholarships
based on race. (In fact, it is hard to
imagine a student eligible for a
race-exclusive scholarship who
might not be eligible for some other
scholarship based on need, or
merit, or upon an effort to create
campus diversity or to remedy past
discrimination, or even a scholarship that is funded privately or created specifically by federal law. My
decision in 1991 pointed out that
the law permits all of these
options.)
Growing up in the South, I
understand why many Americans
Volum e III , I ss ue 2

feel moved to offer race-based
financial aid. I have spent much of
my adult life-as college newspaper
editor, governor, university president
and citizen-creating ways to knock
down barriers that closed doors,
especially to black Americans.
But the most stubborn barrier
of all may be the very notion that
our rights and liberties are somehow
rooted in groups, not in individuals,
so that people should be rewarded
or restricted on the basis of race.
That's not the promise of
American life. Abraham Lincoln
did not speak of preferences based
on race. Martin Luther King, Jr.
said that men and women should
be judged by the content of their
character, not the color of their
skin. Our constitution speaks of
equal protection.
When we give that up, we give
up a great deal. There are too many
examples of how quotas become
ceilings and how preference for one
becomes denial for another.
Looking around the world, we can
see what happens to societies that
become preoccupied with race,
ethnicity or group.
Simon Haley discovered that,
especially in America, education is
the best way back toward the front
of the line. He graduated first in his
class from college and went on to
Cornell to pursue his master's
degree. He raised children who
include an architect, the current
chairman of the U.S. Postal Rate
Commission, a music teacher, and a
Pulitzer Prize-winning writer. We
should be trying to create opportunities like Simon's for every young
American, regardless of race.
Instead, on this as on many other
matters, the Clinton Administration
is leading the country-with mounting speed and certainty-in exactly
LETTERS from Santa F e

the wrong direction . This time,
they're leading us away from the
dream of making one people from
many . Instead of bringing us
together, they're tugging us apart,
inevitably pitting us one against the
other. If that is what we are teaching, no wonder so many of our children and grandchildren are doubting the American Dream. It is hard
to see the promise of American life
if the leaders of our country cannot
remember what the promise is.
My friend Alex said it best.
Opportunities, such as scholarships,
should be for everybody.
Lamar Alexander has been U.S. secretary of education, president of the
University of Tennessee, and governor
of Tennessee.
Excerpted from "Of race, scholarships
and the American way," The Washington
Times, Wednesday, March 16, 1994.
Reprinted with permission.

pag e twenty-s eve n

�PODBERESKY V.
UNIVERSITY OF

denial of Podberesky' s motion for
summary judgment, and we
remand for entry of judgment in
favor of Podberesky.

MARYLAND AT COLLEGE
PARK

Let's end this issue of Letters with the
most recent minority-scholarship case,
Podberesky v. University of Maryland. In

upholding the right of Daniel Podberesky
not to be excluded from scholarship
competition because of his ethnicity
(Hispanic), the U.S. Court of Appeals
for the Fourth Circuit restated and reaffirmed the old American notion that,
except in the narrowest of circumstances, "race-neutral solutions" are to
be preferred to those that are raceexclusive. Whether this decision will
stand remains to be seen. -J.A.

Excerpted from
Daniel J. Podberesky v.
University of Maryland at College Park

October 27, 1994.

Mr. Widener, Circuit Judge:

The issue in this case is whether
the University of Maryland at
College Park may maintain a separate
scholarship program that it voluntarily
established for which only AfricanAmerican students are eligible.
Because we find that the district
court erred in finding that the university had sufficient evidence of present
effects of past discrimination to justify
the program and in finding that the
program is narrowly tailored to serve
its stated objectives, we reverse the
district court's grant of summary
judgment to the university. We further reverse the district court's
p age t wen ty - eig ht

L E T TE R S from S anta F e

*
*
*
*
*
As we have said before,
"Racial and ethnic distinctions of any sort are inherently
suspect and thus call for the
most exacting judicial examination." Wygant v. Jackson
Board of Education, 476 U.S. 267,
273 (1986) (plurality opinion)
(quoting Regents of the
University of California v. Bakke,
438 U.S. 265, 291 (1978)
(Powell, J.)). The rationale for
this stringent standard is plain.
Of all the criteria by which
men and women can be
judged, the most pernicious is
that of race. The injustice of
judging human beings by the
color of their skin is so apparent
that racial classifications cannot
be rationalized by the casual
invocation of benign remedial
aims. City of Richmond v. f.A.
Croson Co., 488 U.S. 469, 500
(1989) . While the inequities
and indignities visited by past
discrimination are undeniable,
the use of race as a reparational
device risks perpetuating the
very race-consciousness such a
remedy purports to overcome.
... It thus remains our constitutional premise that race is an
impermissible arbiter of
human fortunes." Maryland
Troopers Ass'n v. Evans, 993 F.
2d 1072, 1076 (4th Cir. 1993).
*

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We have established a two-step
analysis for determining whether a
particular race-conscious remedial
V o l u m e III , I ss u e 2

�measure can be sustained under the
Constitution: (1) the proponent of
the measure must demonstrate a
"strong basis in evidence for its
conclusion that remedial action [is]
necessary;" and (2) the remedial
measure must be narrowly tailored
to meet the remedial goal.
*

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[W]e disagree with the district
court that the first effect, a poor
reputation in the African-American
community, and the fourth effect, a
climate on campus that is perceived
as being racially hostile, are sufficient,
standing alone, to justify the singlerace Banneker Program. As the district court's opinion makes clear,
any poor reputation the university
may have in the African-American
community is tied solely to knowledge of the university's discrimination before it admitted AfricanAmerican students. There is no
doubt that many Maryland residents,
as well as som e citizens in other
states, know the university's past
segregation, and that fact cannot be
denied. However, mere knowledge
of historical fact is not the kind of
present effect that can justify a raceexclusive remedy. If it were otherwise, as long as there are people
who have access to history books,
there will be programs such as this
one. Our d ecisions do not permit
such results.
The hostile climate effect proffered by the university suffers from
another flaw, however. The main
support for the university's assertion
that the campus climate is hostile
to African-American students is
contained in a survey of student
attitudes and reported results of
student focus groups. For an articulated effect to justify the program,
Volum e Ill , I ss ue 2

however, there must be a connection
between the past discrimination
and the effect. . .. The district court
appears to have found the connection
between the university's previous
discriminatory acts and the present
attitudes obvious, but we have not
so found it. The frequency and
regularity of the incidents, as well
as claimed instance of backlash to
remedial measures, do not necessarily
implicate past discrimination on the
part of the university, as opposed to
present societal discrimination,
which the district court implicitly held.
When we begin by assuming
that every predominately white
college or university discriminated
in the past, whether or not true, we
are no longer talking about the kind
of discrimination for which raceconscious remedy may be prescribed.
Instead, we are confronting societal
discrimination, which cannot be
used as a basis for supporting a
race-conscious remedy. There is no
doubt that racial tensions still exist
in American society, including the
campuses of our institutions of
higher learning. However, these
tensions and attitudes are not sufficient ground for employing a raceconscious remedy at the University
of Maryland.

court found that the statistics
showed that African-American
students had higher attrition rates
than any other identifiable group
on campus.
*

*

*

*

*

Even if we assumed that the
university had demonstrated that
African-Americans were underrepresented at the university and that
the higher attrition rate was related
to past discrimination, we could not
uphold the Banneker Program. It is
not narrowly tailored to remedy the
under representation and attrition
problems.

*

*

*

*

*

We turn next to the two effects
that rely on statistical data: under
representation of African-American
students at the university and low
retention and graduation rates for
African-American students. The
district court found that there was
strong evidence of African-American
underrepresentation in the university's e nte ring-student classes.
With respect to the low retention
a nd graduation rates, the district

The district court found that the
Banneker Program attracted "highachieving black students" to the
university, which "directly increases
the number of African-Americans
who are admitted and likely to stay
through graduation. Even more
importantly, the Program helps to
build a base of strong, supportive
alumni, combat racial stereotypes and
provide mentors and role models for
other African-American students.
Continuation of the Program thus
serves to enhance [the university's]
reputation in the African-American
community, increase the number of
African-American students w h o
might apply to the university,
improve the retention rate of those
African-American students who are
admitted and help ease racial tensions that exist on campus." In sum,
the district court found that the
Banneker Program is employed by
the university as an effective
recruiting tool tha t draws highachieving African-Americans to the
university. The district court fur-

LET TE R S f rom Sa nt a F e

page twenty - nine

*

*

*

*

*

�ther noted that the university's
"success in curing the vestiges of its
past discrimination depends upon
it attracting high-achieving AfricanAmericans to the College Park
campus." ... If the purpose of the
program was to draw only highachieving African-American students
to the university, it could not be
sustained. High-achievers, whether
African-American or not, are not
the group against which the university discriminated in the past.
*

*

*

*

*

The district court found the
program to be narrowly tailored to
increasing representation because
an increase in the number of highachieving African-American students
would remedy the under representation problem. The district court
so found because it reasoned that
the Banneker Scholars would serve
as mentors and role models for
other African-American students,
thereby attracting more AfricanAmerican students. The Supreme
Court has expressly rejected the
role-model theory as a basis for
implementing a race-conscious
remedy, as do we.
We are thus of opinion that, as
analyzed by the district court, the
program more resembles outright
racial balancing than a tailored
remedy program. As such, it is not
narrowly tailored to remedy past
discrimination. In fact, it is not
tailored at all.
*

*

*

*

Program. To the extent that the
district court's opinion can be read
as having found a connection
between the university's poor
reputation and hostile environment
and the Banneker Program, it is on
either a role model theory or a societal discrimination theory, neither
of which can be sustained. In addition, there is no connection between
the Banneker Program and shared
experience with family members,
African-American faculty members,
or jobs and housing. Even if there is
some connection between the two,
the university has not made any
attempt to show that it has tried,
without success, any race:.neutral
solutions to the retention 'problem.
Thus, the university's choke o(a
race-exclusive merit scholarship
program as a remedy C:al\;;,ot Be
sustained.
Because we find that the univ~i!Y
has not shown that its prog~q!s
and quota goals are narro,~ly
tailored, we reverse the di"strist
court's grant of summary judgment
to the university. We also reverse
the district court's denial df
Podberesky's summary judgment
motion.

*

The causes of the low retention
rates submitted both by Podberesky
and the university and found by
the district court have little, if anything, to do with the Banne ker
pag e t h irty

L ETTE R S f r om Santa F e

V o l um e Ill , I ssu e 2

�Join people from around the country this summer to read and discuss
some of the greatest literature, philosophy and opera of all time.

St.John's
College

Summer Classics is a one-to three-week residential education/vacation

Santa Fe, New Mexico

opportunity for adults from all backgrounds.
Seminars are conducted by members of the faculty each morning
from 10 a.m. to noon. In the afternoons and evenings participants
explore historic Santa Fe and Northern New Mexico.

Conference
Services

Week One - July 16 - 22
Homer, Iliad
Dostoevski, Crime and Punishment
Sophocles, The Theban Plays

Week Two - July 23 - 29
Opera, Salome, Fanciulla
Lincoln
Virgil, The Aeneid

Week Three - July 30 - August 5
Opera, Salome, Fanciulla
Old Testament: Genesis, Exodus, Deuteronomy
Nietzsche, Thus Spake Zarathustra

Located on 250 acres in the
Sangre de Cristo foothills overlooking Santa Fe, the St. John's College
campus is a quiet oasis, ideal for
conference activities. During the
summer months, June to August,
the college extends its meeting,
housing and dining facilities to offcampus programs. These programs
have included national and international educational meetings, music
institutes, scientific conferences and
special business and legislative
workshops. If you would like further information on our conference
facilities, or would like to plan your
next program with us, please write
the director of Conferences and
Symposia or call: (505) 984-6024

Fellowships Available For College Faculty
St. John' s College is now offering partial fellowships of up to $2900 for
summer graduate study, thanks to a major grant from the Lynde and
Harry Bradley Foundation. Fellowship recipients will attend summer sessions
of the St. John's College Graduate Institute in Santa Fe.
The fellowships provide the opportunity for college faculty from other
institutions to immerse themselves in a great books curriculum and in the
St. John's method of teaching.
To be eligible, a college must propose at least two faculty members to
attend each summer and cover part of the instructional costs. For further
information, please contact The Graduate Institute, St. John's College,
Santa Fe, New Mexico 87501-4599; (505) 984-6082.
V olum e III , I ss u e 2

LETT E R S from Sant a F e

page th i rty - on e

�St. John's College:

An independent, non-sectarian, four-year liberal arts college.
Founded:

Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St. John's College.
Great Books Program adopted 1937. Second campus in Santa Fe opened in 1964.
Curriculum:

An integrated, four-year, all-required liberal arts and science program based on reading and discussing, in loosely
chronological order, the great books of Western civilization. The program also includes four years of foreign language,
four years of mathematics, three years of laboratory science, and one year of music.
Approach:

Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures. Classes are very small.
Student/Faculty ratio is 8:1.
Degrees Granted:

Bachelor of Arts in Liberal Arts, Master of Arts in Liberal Studies, Master of Arts in Eastern Classics.
Student Body:

Enrollment is limited to about 400 students on each campus. Current freshman class is made up of 55% men and 45%
women, from 37 states and several foreign countries. Sixty-five percent receive financial aid. Students may transfer
between the Santa Fe and Annapolis campuses.
Alumni Careers:

Education - 21 %, Business - 20%, Law - 10%, Visual and Performing Arts - 9%, Medicine - 7%, Science and
Engineering - 7%, Computer Science - 6%, Writing and Publishing - 5%.
Graduate Institute:

The Graduate Institute in Liberal Education is an interdisciplinary master's degree program based on the same
principles as the undergraduate program. Offered on both campuses year-round. Readers of the newsletter may be
especially interested in applying for our summer session. For more information please contact The Graduate Institute
in Santa Fe, 505/984-6082 or in Annapolis, 410/626-2541.
Graduate Program in Eastern Classics:

A three-term course of study in the classic texts of India, China and Japan, leading to the Master of Arts in Eastern
Classics. Offered on the Santa Fe campus only. For more information, please contact the Graduate Program in
Eastern Classics at 505/984-6083.
LETTERS from Santa Fe
St. John's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599
ADDRESS CORRECTION REQUESTED

U. S. Postage
PAID
Non-Profit
Organization
Permit No. 231
Santa Fe, NM

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                    <text>LETTERSJrom Santa Fe
St. John's College-Santa Fe. New Mexico

Volume Ill. Issue 1

EDUCATION &amp; DEMOCRACY

INSIDE
EDUCATION AND DEMOCRACY
IN AMERICA
page 2

THE LEARNING OF LIBERTY

page 4
EDUCATION FOR DEMOCRACY

page s
EDUCATION, CULTURAL
RELATIVISM, AND THE
AMERICAN FOUNDING

page 7
MULTICULTURAL AND CIVIC
EDUCATION

page 10
MULTICULTURAL EDUCATION:
WHY WE NEED IT AND WHY
WE WORRY ABOUT IT

page 12
THE ENNOBLING OF
DEMOCRACY

page 14

Everyone by now has heard about the Florida school board that, having
been directed by the state to give its students a "multicultural" curriculum,
tacked on the requirement that teachers should also be certain to say that
America is the best country, now or ever. 1his caused a veritable fire-storm in
the media and in academic circles. Such small-mindedness. Such bigotry.
Such judgmentalism.
Now, this outrage struck me as somewhat odd since the President at a
recent D-Day ceremony said much the same fine thing about America. Odd,
because had the school board said students should learn the equal worth
and dignity of all cultures, or even if they had proclaimed, on the other
extreme, the culpability of America for racism, sexism, patriarchy or whatever, we probably would have waited in vain for even a peep from the press or
the professors.
So this newsletter is about civic education. Schools, especially public
schools, were meant to serve a public function - not only to raise up educated
future voters but also to help this country persevere and prosper. Among
their tasks was teaching the principles, the benefits, and the responsibilities of
republican citizenship. For, perhaps more than any other way of life,
democracies always need help. Lacking the force of religion or the armies of
kings or the respect that comes from ancient traditions on its side, democracy
needs the support of education. So, why does it seem that our schools are
happy to teach moral and cultural relativism but not civic virtue? Why is it
that we seem to teach cynicism about America and its place in the world
rather than an appreciation of its principles and achievements?
Of course, none of this denies the shortcomings, lapses and wrongs
found in our history. (You were all waiting for me to say this-it's become
obligatory, and predictable.) All nations have feet of clay. But not all teachers
have to be foot-fetishists. And wouldn't it be interesting if teachers took our
many faults and helped students figure out which ones are the result of our
particular way of life and which are the result of our fallen, common human
nature? Or, as a grade school principal I know once announced: "We have
to teach a multicultural curriculum. 1his is a good thing. 1his means that our
students will see that everywhere, in the whole world, all people are the same:
stupid, crooked and bad."
One last word on the Florida school board. Perhaps it did the right thing
but in a flat-footed way. Perhaps we can be more sophisticated. Should students
in their studies see the superiority of democracy over autocracy? Should
they see the virtues of liberty and the evils of despotism? Should they
compare the benefits of prosperity to the degradation of poverty? Should
they have some knowledge of the truth of equality and the error of human
subjugation? Should they see that universal education is better than ignorance
and superstition? If so, then have them look for that country, now or ever, that
most possesses these fine attributes. Since these are surely among the very

be't thing,, let oo, then, call thot &lt;0untry "b.,,t."

Q.E.:9£'

+./

�EDUCATION AND
DEMOCRACY IN
AMERICA

It cannot be doubted

by
Alexis de Tocqueville

that in the United States
the instruction of the
people powerfully
contributes to support
the democratic republic.
That will always be so
where the instruction
which teaches the mind
is not separated from the
education which is
responsible for mores.

page t wo

Anyone trying to find out how
enlightened the Anglo-Americans
are is liable to see the same phenomenon from two different angles.
If his attention is concentrated on
the learned, he will be astonished
how few they are; but if he counts
the uneducated, he will think the
Americans the most enlightened
people in the world.
The whole population falls
between these two extremes, as I
have noted elsewhere.
In New England every citizen is
instructed in the elements of human
knowledge; he is also taught the
doctrine and the evidences of his
religion; he must know the history
of his country and the main features
of its Constitution. In Connecticut
and Massachusetts you will very
seldom find a man whose knowledge
of all these things is only superficial,
and anybody completely unaware of
them is quite an oddity.
But what I have just said about
New England should not be taken
to apply to the whole of the rest of
the Union indiscriminately. The
farther one goes to the west or the
south, the less public education is
found. In the states bordering the
Gulf of Mexico one may find a
certain number of individuals uninstructed in the rudiments of human
knowledge, but one would search
L ET TER S from Santa Fe

in vain through the United States
for a single district sunk in complete
ignorance. There is a simple reason
for this: the peoples of Europe started
from darkness and barbarism to
advance toward civilization and
enlightenment. Their progress has
been unequal : some have run
ahead, while others have done no
more than walk; there are some
who have halted and are still sleeping
by the roadside.
Nothing like that happened in
the United States.
The Anglo-Americans were
completely civilized when they
arrived in the land which their
descendants occupy; they had no
need to learn, it being enough that
they should not forget. It is the children of these same Americans who
yearly move forward into the
wilderness, bringing, as well as
their homes, the knowledge they
have already acquired and a respect
for learning. Education has made
them realize the usefulness of
enlightenment and put them in a
position to pass this enlightenment
on to their children. So in the
United States, society had no infancy,
being born adult.
The Americans never use the
word "peasant"; the word is
unused because the idea is
unknown; the ignorance of primitive
times, rural simplicity, and rustic
villages have not been preserved
with them, and they have no idea
of the virtues or the vices or the
rude habits and the naive graces of
a newborn civilization.
At the extreme borders of the
confederated states, where organized
society and the wilderness meet,
there is a population of bold adventurers who to escape the poverty
threatening them in their fathers'
homes, have dared to plunge into
V o lume III, I ss u e I

�the solitudes of America seeking a
new homeland there. As soon as
the pioneer reaches his place of
refuge, he hastily fells a few trees
and builds a log cabin in the forest.
Nothing could look more wretched
than these isolated dwellings. The
traveler approaching one toward
evening sees the hearth fire flicker
through the chinks in the walls, and
at night, when the wind rises, he
hears the roof of boughs shake to
and fro in the midst of the great forest
trees. Who would not suppose that
this poor hut sheltered some rude
and ignorant folk? But one should
not assume any connection
between the pioneer and the place
that shelters him. All his surroundings are primitive and wild, but he
is the product of eighteen centuries
of labor and experience. He wears
the clothes and talks the language
of a town; he is aware of the past,
curious about the future, and ready
to argue about the present; he is a
very civilized man prepared for a
time to face life in the forest, plunging
into the wildernesses of the New
World with his Bible, ax, and newspapers.
It is hard to imagine quite how
incredibly quickly ideas circulate in
these empty spaces. I do not believe
that there is so much intellectual
activity in the most enlightened and
populous districts of France.
It cannot be doubted that in the
United States the instruction of the
people powerfully contributes to
support the democratic republic.
That will always be so, I think,
where the instruction which teaches
the mind is not separated from the
education which is responsible for
mores.
But I would not exaggerate this
advantage and am very far from
thinking, as many people in Europe
Volume III, Is s ue 1

do think, that to teach men to read
and write is enough to make them
good citizens immediately.
True enlightenment is in the
main born of experience, and if the
Americans had not gradually
grown accustomed to rule themselves, their literary attainments
would not now help them much
toward success.
I have lived much among the
people in the United States and cannot say how much I admire their
experience and their good sense.

Do not lead an American on to
talk about Europe; he will usually
show great presumption and a
rather foolish pride. He will stick to
those general and undefined ideas
which, in all countries, are such a
comfort to the ignorant. But ask
him about his own country and the
mist clouding his mind will disperse
at once; his thought and his language
will become plain, clear, and precise.
He will tell you what his rights are
and what means he can use to exercise them; he knows the customs
that obtain in the political world.
You will find that he knows about
administrative regulations and is
familiar with the mechanism of the
LETTERS from Sa nta Fe

law. The citizen of the United States
has not obtained his practical
knowledge and his positive notions
from books; his literary education
has prepared him to receive them
but has not furnished them.
It is by taking a share in legislation that the American learns to
know the law; it is by governing
that he becomes educated about the
formalities of government. The
great work of society is daily performed before his eyes, and so to
say, under his hands.
In the United States, education
as a whole is directed toward political
life; in Europe its main object is
preparation for private life, as the
citizens' participation in public
affairs is too rare an event to be
provided for in advance.
Looking at the two societies,
one finds quite overt signs of these
differences. In Europe we often
carry the ideas and habits of private
life over into public life, and passing
suddenly from the family circle to
the government of the state, we
may frequently be heard discussing
the great interests of society in the
same way that we talk with our
friends.
But the Americans almost
always carry the habits of public
life over into their private lives.
With them one finds the idea of a
jury in children's games, and parliamentary formalities even in the
organization of a banquet.
Excerpted from: Democracy in
America, Vol. I, 1835.

page thr e e

�THE LEARNING OF
LIBERTY
by
Lorraine Smith Pangle and
Thomas L. Pangle

... we are more and
more haunted by the
suspicion that our
educational theories
and institutions have
lost sight of the need
to perpetuate a lasting
core of moral and
civic knowledge that is
essential to true
education for everyone.

page four

Currently the United States
finds itself in a time of grave, ongoing
public debate over education. It is
not an exaggeration to say that a
sense of crisis pervades the contemporary discussion. It seems to us
that at the root of the present
malaise are not simply concerns
over the shortage of funds, or the
insufficient number of teachers, or
the inadequacies of teacher education,
or, more generally, the incompleteness of our knowledge of how to
implement the goals of education.
The real seriousness of our situation
is revealed when we recognize how
uncertain Americans have become
as to what the proper goals of education are.
We offer a wide array of subjects
in our schools, and especially in our
high schools, as we try to equip the
next generation with skills that it
may need for careers, many of
which---given the uncanny character
of technological development-do
not yet exist; but we are more and
more haunted by the suspicion that
our educational theories and institutions have lost sight of the need
to perpetuate a lasting core of
moral and civic knowledge that is
essential to true education for
everyone. At the same time, in our
attempts to articulate this educational
ideal we sense is being forgotten,
we become aware that we have
great difficulty defining the content
of the ideal, and thus the content of
the curriculum that deserves to be
perpetuated. We try to encourage
LETTERS from Santa Fe

tolerance and openness to all cultures, yet we wonder with growing
uneasiness whether there is not a
set of distinctly American, republican
principles that children should be
taught to believe in. Meanwhile, we
find ourselves less and less confident
that such principles can in any way
be considered as simply and permanently true. We look to the schools
to help solve our thorniest social
problems, to root out racism and
sexism, to reduce teenage pregnancy
and venereal disease, to combat the
spread of drug abuse, to redress the
damages of broken homes. Yet
amidst this profusion of programs
aimed at specific moral ills, we too
often stop short of addressing in a
serious and sustained way the more
fundamental questions that every
conscientious parent and teacher
feels must be at the very heart of
moral education: What must one do
to live well? What rights must
children be taught to claim and
honor, and what further principles,
virtues, or habits do they most need
if they are to become productive
citizens and good parents? How
can we help the young to go
beyond fleeting amusements to find
lasting and meaningful happiness
in life?
Excerpted from: The Learning of
Liberty. University Press of Kansas,
1993. Reprinted with permission.

Volume III, Issue 1

�As the years pass, we become
an increasingly diverse people,
drawn from many racial, national,
linguistic, and religious origins.
Our cultural heritage as Americans
is as diverse as we are, with multiple
sources of vitality and pride. But
our political heritage is one-the
vision of a common life in liberty,
justice, and equality as expressed in
the Declaration of Independence
and the Constitution two centuries
ago.
To protect that vision, Thomas
Jefferson prescribed a general education not just for the few but for all
citizens, "to enable every man to
judge for himself what will secure
or endanger his freedom." A generation later, Alexis de Tocqueville
reminded us that our first duty was
to "educate democracy." He
believed that all politics were but
the playing out of the "notions and
sentiments" dominant in people.
These, he said, are the "real causes
of all the rest." Ideas-good and
bad-have their consequences in
every sphere of a nation's life.
We cite de Tocqueville's appeal
with a sense of urgency, for we fear
that many young Americans are
growing up without the education
needed to develop a solid commitment to those "notions and sentiments" essential to a democratic
form of government. Although all
the institutions that shape our private
and public lives-family, church,

school, government, media-share
the responsibility for encouraging
democratic values in our children,
our focus here is on the nation's
schools and their teaching of the
social studies and humanities.
In singling out the schools, we
do not suggest that there was ever a
golden age of education for citizenship, somehow lost in recent years.
It is reported that in 1943-that
patriotic era-fewer than half of
surveyed college freshmen could
name four points in the Bill of
Rights. Our purpose here is not to
argue over the past, but only to ask
that everyone with a role in schooling
now join to work for decisive
improvement.
Our call for schools to impart to
their students the learning necessary
for an informed, reasoned allegiance
to the ideals of a free society rests
on three convictions:
First, that democracy is the
worthiest form of human governance
ever conceived.
Second, that we cannot take its
survival or its spread---or its perfection in practice-for granted.
Indeed, we believe that the great
central drama of modern history
has been and continues to be the
struggle to establish, preserve, and
extend democracy-at home and
abroad. We know that very much
still needs doing to achieve justice
and civility in our own society.
Abroad, we note that, according to
the Freedom House survey of political rights and civil liberties, only
one-third of the world's people live
under conditions that can be
described as free.
Third, we are convinced that
democracy's survival depends
upon our transmitting to each new
generation the political vision of
liberty and equality that unites us

Volume III, Issue 1

LETTERS from Santa Fe

I

EDUCATION FOR
DEMOCRACY

The American Federation of
Teachers
A Statement of Principles

... we fear that many
young Americans are
growing up without the
education needed to
develop a solid
commitment to those
"notions and sentiments"
essential to a democratic
form of government.

page five

�as Americans-and a deep loyalty
to the political institutions our
founders put together to fulfill that
vision. As Jack Beatty reminded us
in a New Republic article one Fourth
of July, ours is a patriotism "not of
blood and soil but of values, and
those values are liberal and
humane."
Such values are neither
revealed truths nor natural habits.
There is no evidence that we are
born with them. Devotion to
human dignity and freedom, to
equal rights, to social and economic
justice, to the rule of law, to civility
and truth, to tolerance of diversity,
to mutual assistance, to personal
and civic responsibility, to selfrestraint and self-respect-all these
must be taught and learned and
practiced. They cannot be taken for
granted or regarded as merely one
set of options against which any
other may be accepted as equally
worthy.

Tocqueville meant by the "notions
and sentiments" of a people.
Education for democracy, then,
must extend to education in moral
issues, which our eighteenth century
founders took very seriously
indeed. This is hardly surprising.
The basic ideas of liberty, equality,
and justice, of civil, political, and
economic rights and obligations are
all assertions of right and wrong, of
moral values. Such principles impel
the citizen to make moral choices,
repeatedly to decide between right
and wrong or, just as often,
between one right and another. The
authors of the American testament
had no trouble distinguishing
moral education from religious
instruction, and neither should we.
The democratic state can take no
part in deciding which, if any,
church forms its citizens' consciences. But it is absurd to argue
that the state, or its schools, cannot
be concerned with citizens' ability
to tell right from wrong, and to prefer
one over the other in all matters
that bear upon the common public
life. This would be utterly to misunderstand the democratic vision, and
the moral seriousness of the choices
it demands of us.

We regard the study of history
as the chief subject in education for
democracy, much as Jefferson and
other founders of the United States
did two centuries ago. In revamping
the social studies curriculum, we
should start with the obvious:
History is not the enemy of the
social sciences, but is instead their
indispensable source of nourishment, order, and perspective. We
aim at nothing less than helping the
student to comprehend what is
important, not merely to memorize
fact and formula.
Of all the subjects in the curriculum, history alone affords the
perspective that students need to
compare themselves realistically

with others-in the past and elsewhere on earth-and to think critically, to look behind assertions and
appearances, to ask for the "whole
story," to judge meaning and value
for themselves. History is also the
integrative subject, upon which the
coherence and usefulness of other
subjects depend, especially the
social sciences but also much of
literature and the arts.
We also ask for wider reading
and study in the humanities. For
we are concerned, again, with values,
with every citizen's capacity for
judging the moral worth of things.
In this, courses in "values
clarification" do not get us very far.
They either feign neutrality or
descend to preachiness. Values and
moral integrity are better discovered
by students in their reading of
history, of literature, of philosophy,
and of biography. Values are not
"taught," they are encountered, in
school and life.
The humanities in our schools
must not be limited, as they so often
are now, to a few brief samples of
Good Things, but should embrace
as much as possible of the whole
range of the best that has been
thought and said and created, from
the ancient to the most recent.
Otherwise, students have little
chance to confront the many varied
attempts to answer the great questions of life-or even to be aware
that such questions exist. The quest
for worth and meaning is indispensable to the democratic citizen.
The essence of democracy, its reason
for being, is constant choice. We
choose what the good life is, and
how our society-including its
schools-may order its priorities so
that the good life is possible,
according to what we ourselves
value most. That is what de

"Education for Democracy" is a joint
project of the American Federation
of Teachers, the Educational
Excellence Network and Freedom
House. This "Statement of Principles"
was published in 1987 by the
American Federation of Teachers.
Excerpted and reprinted with permission.

page six

LETTERS from Santa Fe

Volume III, Issu e 1

History and the Humanities as
the Core of Democratic Education

�EDUCATION, CULTURAL
RELATIVISM , AND THE
AMERICAN FOUNDING
by
Charles R. Kesler

My freshman seminar in
American politics always begins
with a discussion of the Declaration
of Independence. Invariably, there
are loads of bright freshmen who
know all about it and who can discourse
plausibly
on
the
Declaration's roots in the
Enlightenment, John Locke's influence on its authors, the economic
interests that actuated its signers,
and so forth. What these students
have trouble with is the most basic
question: Is it true? Are men created equal and endowed with certain
unalienable rights? The question
never fails to floor them. After all, it
seems impossibly naive. Who
would have thunk it, as Pogo might
say, that a college professor would
ask such a question? "In their [the
founders'] opinion, it was true," a
freshman will volunteer, finally.
When students understand that this
revelation is not the end but the
beginning of the discussion, their
education has begun.
It takes a while before students
recognize that the really interesting
question is precisely whether the
proposition at the heart of the
Declaration is true or not. It is only
the concern with such ultimate
questions that justifies paying serious attention to everything else
there is to know about the document. Who can blame students for
not remembering the dates of the
American Revolution, for example
if they have been taught not that
Volum e III, I s sue 1

the Declaration is "that immortal
emblem of humanity" (Lincoln's
words), as previous generations
learned, but that it is (ho-hum) an
eruption of Enlightenment optimism, a footnote to Locke's Second
Treatise, or a hostile takeover bid by
some greedy colonials?
Now I wish to make clear that
this is not an indictment of contemporary students. The fault, I am
tempted to say, is not in them, nor
in their stars, but more likely in the
star faculty of their universities.
Students today labor under the
weight of the accumulated dogmas
of the modern academy, superstitions that are crushing the life out
of modern education as well as politics-chief among them, something
nowadays called "cultural relativism."

generation that really can

"Value" Judgments

claim to be the best and

"Relativism" is the notion that
all judgments of right and wrong,
of noble and base, are relative to the
person or persons making them.
"Cultural relativism" modifies this
definition by suggesting that persons do not in fact, at least regarding the most serious "value" questions, judge relative to themselves
alone-as if everyone could create
his own "values" out of the depths
of his self. Instead, men receive
their most important "values" from
a larger and more comprehensive
authority, from a "culture," which
is, as the name suggests, a kind of
growth.
Accordingly, every culture
stands in relation to other cultures
as one self does to other selves,
each building and dwelling in its
own world of meaning. From this
fact cultural relativism concludes
that all cultures are equal and also,
LETTERS from Santa F e

To help reclaim our
destiny as human beings
and as citizens, we
need to rediscover the

brightest in American
history, at least from
the moral and political
point of view: the
founders of the American
republic.

pag e s even

�quite illogically (about which more
in a moment), that toleration of all
cultures is the appropriate moral
policy. This sentiment, of course,
forms the basis of students' reluctance to evaluate the Declaration of
Independence, not to mention the
contrary claims
made
by
Communism and other forms of
government. In the ethics of the
contemporary academy, passing
value judgments on other ways of
life or governments is a mistake
typically inspired by "ethnocentrism," which means here not the
excessive or unjustified love of
one's own group, but, in principle,
any preference for one's own over
others-the assumption being that
any preference for one's own is by
definition irrational.

For all of its talk of openness,
what is most characteristic of the
contemporary academy is its
unwillingness to hear of relativism's alternative. There is a constituency within American universities for "diversity" in virtually
every area except this, the vital one.
(Republicans also need not apply.)
Yet the argument against the radical separation of facts and values
must be heard if American education is ever to be able to recapture
its self-respect and its purpose.
This calls for the reading of
great books, as Allan Bloom has
argued eloquently, but not merely
for the reading of great books.
The reading of great books,
although necessary, is not sufficient. They must be read with a
view to the students' own good as
human beings and citizens; they
must be read with an eye for something outside the texts. For the aim

of education is not simply the
imparting of facts or an appreciation of great books, but wisdomuniting theory with practice,
knowledge with character, ideas
with consequences. The recognition
that the pursuit of knowledge,
shorn of its moral and political
responsibilities, becomes a kind of
spiritless game, lies behind the frequent calls in our time for schools
to teach "values." Facts are not
enough. Students need something
more. The demand has been taken
up by both liberal and conservative
candidates in the last few elections.
A movement called "cultural conservatism" has sprung up explicitly
to fight cultural relativism by
encouraging attention to "values."
But to speak of conserving cultural
"values" is already to make a crucial, and disabling, concession to
the relativist position. "Values" are
not "truths," because "values" are
by definition subjective. To invoke
"absolute values" is to do no more
than to announce that one feels particularly strongly about them. That
the distinction is not merely verbal
may be gathered from cultural conservatism's answer to the pointed
question, Why ought we to conserve
the "values" of Western civilization? Because "they work," cultural
conservatives often reply. To which
the relativist may fairly rejoin,
"What do you mean, work?" The
"values" of cannibals work very
well for them.
Suppose then that the conservative were to say, "Look, no sane
man doubts that the West's traditional values work, inasmuch as
they produce today's material prosperity, political freedom, and peace
among nations." "But what of those
who despise luxury, who hunger
for power, who grumble at the

peace imposed on them by the will
of other nations?" the relativist will
respond. "Why shouldn't their values count?" To call men like
Robespierre, Lenin, Hitler, and Mao
"insane," absent a major refinement
in cultural conservatism's argument, is simply to say that conservatives do not like such men's "values." It is not to say that they are
wrong. And if a skeptic were to
add, "Suppose that tomorrow the
stock market plunges and a deep
depression begins, or that war
breaks out on the central front in
Europe," what then becomes of
those conservative "values" whose
only justification was that they
used to work?
Our forefathers did not claim
that the United States was based on
such "cultural values." They
declared that the new nation was
founded on self-evident truths. A
self-evident truth is one that contains its own evidence, that packs
the evidence for itself within its
own terms. The proposition "Man
is a rational animal," Aquinas
teaches, is such a truth, because he
who says "man" has already said,
by definition, "rational animal."
The predicate is contained in the
idea of the subject. "That all men
are created equal" is also such a
truth, since he who says "men"
says "a group of beings each of
whom is equally a man." "Created
equal" therefore adds nothing to
the definition of "all men," but
draws attention to what men are
not-created so unequal that one
man might legitimately rule another without his consent.
By knowing what men are, the
Declaration argues, we may know
how we ought to treat one another.
The "is"-created equal and
endowed with certain rights-

page eight

LETTERS from Santa Fe

Volume Ill , Issue 1

*

*

*

*

*

�Sign ing the Declaration of Independence

implies the "ought"-that we
should institute government, operating with the consent of the governed, to secure men's rights. So far
removed from the radical separation of "facts" and "values" is the
Declaration, in fact, that it does not
feel obliged to use the language of
"ought" or "should." It speaks, in
its majestic opening section, in
straightforward declarative sentences:
"When in the course of human
events, it becomes necessary ... a
decent respect to the opinions of
mankind requires .. . We hold these
truths to be self-evident, that all
men are created equal, that they are
endowed by their Creator with certain unalienable Rights, that a mong
these are Life, Liberty, and the pursuit of Happiness. That to secure
these rights, governments are instituted ... That whenever any form
of government becomes destructive
of these ends ... ," and so forth.

The authors of the Declaration
do not suggest that this is the way
things ought to be, but that this is
how things are. Men are created
equal, endowed with rights, and
government exists to secure those
rights. I do not mean to imply that
Jefferson and the others imagined
that in most countries such principles and institutions actually existed, nor yet that the leaders of the
Revolution did not wish to see civil
governments established wherever
possible. What I am saying is they
understood that the rightness of
their principles did not arise from
any act of their, or for that matter of
any man's, will. The moral imperative contained in those principles
arises from nature itself. In sum, the
Declaration is a document of natural right, which means that the "is"
(nature) and "ought" (right) belong
together as two aspects of the same
reality.

It is of the utmost importance,
then, to help raise our own and our
young people's sights from the
dehumanizing world of cultural relativism. In the quest for educational
reform, we would do well to turn
not only to the great books, but to
the great exemplars of wisdom with
which our own country is blessed.
To help reclaim our destiny as
human beings and as citizens, we
need to rediscover the generation
that really can claim to be the best
and brightest in American history,
at least from the moral and political
point of view: the founders of the
American republic.

Volume III , I s s u e 1

LETTERS from S anta Fe

pa ge nin e

This article appeared in the
"Intercollegiate Review," Vol. 24,
No. 2, Spring 1989. Excerpted and
reprinted with permission.

�MULTICULTURAL
AND CIVIC EDUCATION
Can they IJVe together?

by
Paul Gagnon

Both history and
common sense tell us
that a just and civil
multicultural society
is possible only among
people with a common
liberal vision and
with the political
sophistication to turn
vision into reality.

pa g e t e n

The answer is, as usual, that it's
up to us. Can we keep two ideas in
our heads at once? One, that we all
(not only schoolchildren) need to
understand American diversity and
its necessities, foremost of which is
liberal democracy? Two, that we
need to possess a common vision of
democracy and its necessities, of
which respect for diversity is one
among many?
If this truism is not already
evident to educators, we are in bigger
trouble than a hundred articles
could fix. But for the sake of argument, let us assume that most of us
realize that in our pluralist society,
multicultural and civic education
very much need each other, that the
health of each depends upon the
health of the other. Both history
and common sense tell us that a just
and civil multicultural society is
possible only among people with a
common liberal vision and with the
political sophistication to turn
vision into reality.
Let us also assume that we
know the difference between multicultural education and Afrocentric,
Eurocentric, or any other "centric"
indoctrination. The latter are not
pluralistic but segregationist, not
democratic but elitist and exclusive.
They are divisive, and, by disarming
Americans for common public discourse, are profoundly reactionary,
LE T T E RS from Santa Fe

playing into the hands of those who
do not believe in democracy, or fear
its power to reform itself.
Having said this, are we any
closer to putting multicultural and
civic education into daily practice?
Far from it, for as soon as we spell
out the real changes required in the
curriculum, objections arise on
every side from educators who are
happy with the status quo, or are
resigned to it. Of the many obstacles
thrown up by people who talk so
much of innovation, two stand out.
First is their refusal to accept
the much greater time required in
the social studies curriculum for
serious, historically-centered study
of the several diverse cultures and
world civilizations at issue, and for
an equally serious study of the
ideas, the institutions, the successes,
and failures of democracy, wherever
on earth people have struggled for
it. A year each to rush through
United States and world history are
not enough for either multicultural
or civic studies alone, and impossible
for both together. The sea-changes
required in the American curriculum
have been made utterly clear by the
Bradley Commission's report,
Building a History Curriculum, and
by the National Commission on the
Social Studies' report, Charting a
Course. But both a re opposed by
much of the social studies establishment.
Where will we ever find the
time, they ask. They could begin by
looking at other democratic nations,
whose curricula include six or
seven consecutive years of history,
geography, and civics. Mainly this
is becau se their students' time and
minds are not wasted on "social
stew," that flavorless concoction of
courses (ranging from Consumer
Ed to Futures Learning) supposedly
Volume Ill , I ss u e 1

�r

injecting American students with
instant skills and positive attitudes,
especially those students deemed
"unready" or "learning resistant,"
labels too quickly applied according
to class or race.
If we are to respect all of our
students' equal rights to know who
we Americans are, who we are
becoming, why we think the way
we do, and what some healthy
alternatives might be, we must
allow them the time, in commonly
required courses, to learn together a
wholly candid historical viewdown to the present and its controversies-of the many people and
ideas that have continually transformed American society, of the
world civilizations that have
shaped us and with whom we must
play out the future, and of the
adventures of democracy, for good
and ill, at home and abroad.
This last, however, runs into a
second major obstacle at hand.
Education in the origins, the evolution, the advances, and defeats of
democracy must by its na ture be
heavily Western and also d emand
great attention to political history.
Both, of course, are fiercely out of
fashion . We cannot say Western
without accusation of Eurocentrism,
of slighting the sensibilities of nonEuropean Americans (no matter
how Western are their aspirations).
We cannot stress liberal democracy
without hearing that we are ethnocentric and bent upon indoctrinating
the young (no matter that the rest of
the world's people, and especially
the young, are choosing democracy
whenever they can). And we cannot
press political history without
charges of elitism, of ignoring the
"common people" (as if they' d
never made political history!) and
of oppressing students with the

ideas and actions of Dead White
European Males.
What to do? Since both modern
democracy and its most virulent
enemies have in fact emerged from
the European past, and since-.for
reasons admittedly unhappy and
unfair-most (not all) of their
authors and activists were white
males and dead by now, our choices
are limited. We can teach it honestly
as it is and was, from the ancients
to the Nazis, from Locke and Marx
to the triumphs and horrors of the
twentieth century, as the new, multicultural California framework tries
to do. The alternative, to avoid the
germs of Eurocentrism, elitism, and
the dead, is to drop the subject altogether-or, as in the current New
York State Global Studies program,
relegate Western civilization to the
final quarter of the tenth grade
course (an absurdity still not
absurd enough to save it from cries
of Eurocentrism).
Choosing to avoid or water
down the political history of the
Western world is as reactionary as
anti-Western educators can hope to
get. By promoting political illiteracy,
it disarms the very students whose
causes they profess, for knowing
political history is the absolute precondition for political sophistication,
which in turn is the absolute precondition for free choice and the
exercise of political power. Only in
the last half-century have we
achieved democracy in legal terms,
under court laws and court decisions
on equality of rights and opportunities
for people hitherto excluded. What
a betrayal it would be for schools now
to undermine their chances to acquire
the political sophistication and power
they need to extend their still-fragile
rights, and to contribute their own
strengths to American society.

V o lu me III , I ss u e 1

L E TTERS from San ta Fe

We may regret that political
history is demanding, but political
prowess never did come cheap. We
may even regret that politics is the
only way we can turn our values
and hopes into reality. But there it
is. Which leads to the final pair of
ideas we must keep in our heads at
once. Multicultural education relies
heavily on social history. Education
for democracy relies heavily on
political. Ignoring either kind of
history guarantees misunderstanding
of ourselves and the world. Unless
social and political history are well
integrated, neither is of much use to
us as members of a society that is
pluralist and, we hope, democratic
at the same time. Can multicultural
and civic education live together?
Of course, but we have a lot of
work to do, and minds to change.
This article originally appeared in
"Basic Education," Vol. 35, No. 9,
May 1991. Reprinted with permission.

page e l eve n

�We worry about the impact on
our children of multiculturalism
not because of its evident need and
merits, but because of the form it
takes. And also because it emerges
at a time when so many American
educators are still repeating their
mantra that there is no particular
body of knowledge more worth
teaching than any other. They still
decry the idea of a required common
core of knowledge on three
grounds.
First, that American culture is
now too fragmented . It would be
oppressive and insulting, they say,
to teach any particular historical
past or any particular moral, cultural
or intellectual tradition to a multicultural student population.
Second, that a common core of
academic learning is elitist, and
unsuited and unnecessary to "nontraditional" students of minority,
immigrant, or working-class status.
Third, that the explosion of
knowledge and the rapid pace of
change in modern society render
any particular knowledge obsolete,
so schools should focus on teaching
how to learn-{)n skills and modes
of inquiry-rather than on any
given subject matter.
Such arguments betray massive
intellectual confusion. They ignore

the different, distinctive needs of
the three basic purposes of education:
for work, citizenship and personal
culture. Each relates to the others,
but each also has its own style and
methods . The idea of a common
core of learning applies most directly
to education for citizenship, where
the arguments against it do not
hold. Instead, they point to contrary
conclusions.
First, in our increasingly multicultural society, citizens need to
know all they can about our common
political heritage-and its mainly
Western intellectual, cultural and
moral sources-which allows us the
freedom to be different from each
other, which impels us to respect
those differences and to live together
in liberty and equality.
Second, is a common core of
academic subjects elitist? On the
contrary, no democratic society
would dare fail to offer its children
as much as possible of whatever
subject matter it saw as necessary
for those expected to govern.
Nothing has been more elitist than
our tracking systems, largely along
class, ethnic and racial lines. We
have offered equal access to drastically unequal education, to an array
of "life adjustment" courses that do
nothing for students' development
as critical, competent citizens. In the
name of free choice, we have
played the old game of "different
but equal," and left the mass of
young people unarmed for public
discourse.
It is obvious that wherever the
curriculum in history, literature
and ideas is truncated or optional,
schools violate their students' right
to know, and democratic education
is betrayed. There is something
wrong when the learning thought
necessary for university-bound

LETTERS from Santa Fe

Volume III , I ss u e 1

MULTICULTURAL
EDUCATION :
WHY WE NEED IT AND
WHY WE WORRY
ABOUT IT

by
Conway Dorsett

First, in our increasingly
multicultural society,
citizens need to know
all they can about our
common political
heritage-and its mainly
Western intellectual,
cultural and moral
sources-which allows
us the freedom to be
different from each
other, which impels
us to respect those
differences and to live
together in liberty and
equality.

pa g e twelve

�"leaders" is treated as unnecessary
for the great number, that sovereign
people whose education Jefferson
said should be "chiefly historical"
so that everyone can "judge for
himself what will secure or endanger
his freedom."
Finally, there is the oft-cited
knowledge "explosion" and rush of
change, supposedly making any
particular subject matter obsolete,
and any curriculum as good as any
other. In those studies needed to
prepare democratic citizens, that is
nonsense. The quicker the pace of
change, the higher the flood of
"knowledge" and "information,"
the more critical it will be for all of
us to understand the ideas, institutions and events that have shaped
us and the world. The more complex
our society becomes-the more
anxious and troubled-the less
obsolete and the more relevant will
become the principles of the
Declaration of Independence, the
Bill of Rights, Lincoln's Second
Inaugural, the Atlantic Charter, the
Universal Declaration of Human
Rights. And the more needed is the
historical and literary knowledge
required to understand these
visions and to recognize the forces
that have nourished, or assaulted,
such visions throughout history up
to our own time, and across the
world.
Why do we need all this and a
serious multicultural education,
too? Alexis d e Tocqueville
answered in the 1830s. A diverse
and d e mocratic p eople require
three attributes. First, extensive
knowledge of history and ideas, of
politics and economic life. Second, a
deep sense of civic morality, of
obligation to each other a nd to
posterity. Third, a hig h level of
political sophistication, the skill of
Vo lu me Ill, I ss u e 1

exerting power and making things
work. All three are needed. None
alone is enough, each alone is futile.
Knowledge alone is arid; morality
alone is defenseless; sophistication
alone is corrosive and corrupting.
There is simply no way for
Americans to acquire these attributes
without an education, both in and
out of school, that holds multicultural
and civic education in balance, and
that respects the needs of the worker,
the citizen, and the private person
in each of us. It is worth wanting
and worth worrying about.
This article originally appeared in
"Network News and Views, " Vol.
XII, No. 3, March 1993. Reprinted
with permission.

L E TTERS from S anta F e

page thi rt ee n

�In his 1990 State of the Union
Address, President George Bush
restated the themes and commitments enunciated at the "Education
Summit" he had held a half year
before with the governors of the
United States. He spoke of expanding
programs to prepare disadvantaged
preschool children to learn; he set
as a goal a sharp increase in the percentage of students who complete
high school; he spoke of the need to
assess student performance at critical
stages in education, in order to
make "diplomas mean something";
he called for school discipline. Each
of these goals is worthy and was
worth stressing. But surely something was missing from this
attempt to outline the goals of a
proper educational policy. What
was striking was how little the
president had to say regarding the
content of education. What was
remarkable was his almost complete
silence about which sorts of lessons
were or ought to be considered
truly important. On only one point
was there specificity-and there the
clarity was unmistakable: "By the
year 2000, U.S. students must be
first in the world in math and science
achievement." There was indeed a
single passing reference, in the
context of a call for literacy, to the
fact that education must somehow
prepare Americans to be citizens.
But otherwise the education being
discussed might well be regarded
as an education aimed simply at the

acquisition of the skills needed to
work and compete well in a modem,
technological world economy.
Nothing testifies more vividly
to the loss, in American democracy,
of clarity about the most important
goal of public education in a republican society. I say "the most important
goal." For of course the concern for
an education that prepares men
and women to be effective, useful
members of the work force is an
essential and even a noble concemif, or insofar as, it is placed in a
proper republican perspective.
After all, skilled workers can be
well-trained slaves. What makes
the difference between a welltrained, efficient slave and a free
human being? Does not education
of a certain kind play an important,
even the critical, role in this regard?
To this last question, the classical
republican tradition delivers a
resounding affirmative answer. It is
"liberal education" that makes the
difference between a free human
being and a slave. But what is '1iberal
education?" So fluffy and banal has
this expression become in our time
that we need to exert some effort to
recover the original meaning of this
"liberal" educational ideal. ... To
quote Plato's Athenian Stranger,
liberal education is "the education
from childhood in virtue, that
makes one desire and love to
become a perfect citizen who
knows how to rule and be ruled
with justice" (Laws 643b-644a).
Now it is only fair to note that
the president's State of the Union
Address did, contrary to initial
appearances, and unlike the declarations made at the time of the
"Education Summit," make room
for some substantial and serious
reference to liberal education in this
classical republican sense. But what

LETTERS from Santa Fe

Volume Ill, I ss u e 1

THE ENNOBLING
OF DEMOCRACY

by
Thomas Pangle

pag e fourteen

r

�I'

I'.,

is remarkable-and yet so familiar
to, and indeed characteristic of, our
world-is that the president treated
the themes of moral education, not
in the context of his discussion of
public schooling, but rather in his
peroration, where he dwelt on the
themes of "faith and family." There
the president exhorted grandparents,
"our living link to the past," to "tell
the story of struggles waged, at
home and abroad. Of sacrifices
freely made for freedom's sake."
He reminded parents that "your
children look to you for direction
and guidance." "Tell them," he
urged, "of faith and family. Tell
them we are one nation under God.
Teach them that of all the many
gifts they can receive, liberty is
their most precious legacy. And of
all the gifts they can give, the
greatest-the greatest is helping
others."
But as the recent words of
President Bush's State of the Union
Address indicate, the nation still
recognizes the need to communicate
to our children a reverence for the
past that incorporates us into a
society whose freedom is more
than the freedom of individuals
hermetically sealed into the personal
sphere, the present time, the immediate place. There still lives a heritage
of civic virtues, virtues of gratitude
and of generosity, of struggle at
home and abroad, of sacrifice for
freedom rather than mere enjoyment of freedom, of faith in the one
God whose oneness inspires and
helps weld our oneness as a nation.
And there still lives the confidence
that these virtues can be taught, in
part through "telling the story."
May it not be time to make a more
deliberate and determined effort to
make this telling- and, in addition,
practices or habits reflecting what
Volume III, Issu e 1

has been told-a central part of the
curriculum of our public schools?
To this kind of suggestion I
foresee a powerful objection, coming
especially from thoughtful conservatives . What reason is there to
suppose that we can entrust so
important a task to the teachers of
today-whose spirits have been
formed in substantial part by a
higher education many of whose
guiding lights are anything but
sympathetic to this kind of rootedness
in, and reverence for, republican
tradition, patriotism, piety, property
rights, and family? Will not the
effectual upshot be just more subtle
indoctrination in the corrosive intellectual and moral fashions that
pervade the academic elite and
seep thence through every college
classroom? Will not moral education
be conveyed through "values clarification," with its hidden agenda of
apparent skepticism, actual relativism, and hidden, only semiconscious, but all the more dogmatic,
radical egalitarianism and individualism? Will not history be taught in
such a way as to debunk or even
defame the Founders, and all subsequent leaders who did not rebel
against the American tradition as a
racist, capitalist, sexist, Eurocentric
conspiracy to dominate and exploit
the "forgotten of history"? Will
private enterprise, will the rootedness
of human dignity in private property
that has so indelibly marked the
American republican tradition, be
treated with anything like the
respect it deserves? Will not every
American war and war hero or
ordinary soldier be treated as the
veterans of the Vietnam War have
generally been treated-pitied,
where they are not condemned,
their military achievements forgotten,
where they are not excoriated? Will
LETTERS from Santa F e

. . . the nation still
recognizes the need to
communicate to our
children a reverence for the
past that incorporates
us into a society whose
freedom is more than the
freedom of individuals
hermetically sealed into
the personal sphere, the
present time, the immediate
place. There still lives
a heritage of civic virtues,
virtues of gratitude and of
generosity, of struggle at
home and abroad, of sacrifice
for freedom rather than mere
enjoyment of freedom, of
faith in the one God whose
oneness inspires and helps
weld our oneness as a nation.
And there still lives the
confidence that these
virtues can be taught,
in part through "telling the
story"

pa g e fifteen

�not the religious traditions of
America be treated as the last gasps
of benighted ages and darkened
minds? Will the American family
and American womanhood be
celebrated for the hard and selfabnegating choices they made as
they bowed to the stern laws of
nature and the harsh edicts of
destiny-or will their strength in
adversity be seen as the stubbornness
of "false consciousness under
oppression"? In how many advocates
of contemporary feminism do the
principles and commitments of a
feminist like Emma Willard still
live?
I cannot offer reassuring
answers to these questions. But I
think Aristotle is correct in insisting
that private and familial moral or
religious education lacks the
authority to sustain itself without
direct public reinforcement: I do
not think we can leave things
where they are and expect them not
to get worse. As is evident even
from such superficial indicators as
opinion polls, the mass of the
American citizenry, and especially
those who choose the burdens of
parenthood, seem more sensible,
more responsible, and wiser in civic
matters than the elites who dominate
the universities; and teachers in the
public schools, since they tend to
live among ordinary folk and only
spend a few years under the direct
tutelage of the higher education
establishment, remain somewhere
in between. On the whole, I am
inclined to think reasonable the
hope that primary and secondary
schoolteachers are not as alienated
from the educational principles I
have sketched as is sometimes suggested by the pronouncements of
their "spokespeople." At the very
least, I think we have to hope that
page s ixteen

LETTERS from Santa Fe

men and women who devote their
lives to teaching will be willing to
listen to and reflect upon calls for a
return to our civic educational
heritage, enlarged and enriched by
a new infusion of classical republican
inspiration.
*

*

*

*

*

In turning to higher education,
we are brought face to face with the
full complexity and challenge of the
idea of liberal education. For while
higher education is indeed important
as a continuation of, and source of
teachers for, the liberal civic education that ought to begin at the lower
levels, higher education as we
know it in the modern university
has other and more direct functions
and goals. At its "highest," higher
education aims at liberal education
in a second sense, a sense that
encompasses, but goes beyond,
citizenship education. But just what
this transcivic goal of higher education might be has become
increasingly difficult to articulate in
contemporary America. The problem
is not simply the steady pressure on
the universities to provide very
sophisticated vocational preparation
and technical scientific expertise.
This pressure, after all, is inevitable
and by no means altogether
improper in the context of modern
democracy. We need highly skilled
lawyers, engineers, doctors, social
workers, and technicians and scientists of all kinds . But to keep the
pursuit of technical expertise within
its proper bounds, there is required
a counterpressure exerted by a
reasonably clear articulation of the
hierarchy of goals in the modern
university. This articulation is the
responsibility, above all, of the
"humanities," including the more
Volume III, Issue 1

�"humane" branches of the social
sciences.
Unfortunately,
however,
among the custodians of the
humanities in today's universities
there reigns profound confusion or
despair regarding the very possibility
of articulating a clear conception of
"humanity" in its most "liberal" or
liberated spiritual fulfillment. I suggest we try to recover our bearings
by returning, again, to the original,
Socratic articulation of liberal education-but now to the transcivic
dimension of Socratic liberal education.

A liberal education that is truly
liberating in the Socratic sense is an
education that brings us face to face
with disturbing challenges to our
deepest and apparently surest
moral commitments. It is an education that compels us to rethink our
most cherished convictions-to
their very roots, thereby to rediscover and refertilize, and, if need
be, replant, those roots. The aim of
such a probing, if sympathetic,
scrutiny of our treasured beliefs is
not, of course, to subvert those
beliefs; the aim is to transform our
beliefs from mere opinions into
such grounded moral knowledge as
is available to human beings. The
knowledge in question is partly
inspired by, but is not the same as,
the knowledge achieved in the
mathematical sciences. It provides
us with awareness of the genuine
strengths of our principles, precisely
by forcing us to deal with the most
telling actual and potential challenges
to those principles. The aim of
dialectical education is to leave the
subjectivity of "values" behind, by
reenacting for ourselves, accepting

or modifying, and therefore making
truly our own, the great reasonings,
the great choices rooted in argument,
that ushered in our modem civilization. This kind of approach to the
truth, or what Socrates calls his
"human wisdom," is the opposite
of all dogmatism. Such human
wisdom or understanding always
includes some skepticism, even as
regards our most precious beliefs,
because it always includes an acute
awareness of the limits of our
knowledge as well as firsthand
experience of the power of the
arguments that can be mustered
against our beliefs.
In the present time and place,
this means that we need to
encounter disquieting critics of
democracy, of human rights, of
individualism, of toleration, of the
free market and economic growth,
o f sexual liberation a nd sexual
equality, of secularism, of monotheism, of modern science (including
everything from atomism to evolution), of creativity, of art conceived
of in terms of "the aesthetic." To
achieve this sort of bracing confrontation, we cannot possibly rest
satisfied with the sorts of challenges
that originate in our own age and
culture, because what we seek is
precisely critics whose spiritual
footholds are outside our cave, outside our own time, outside the basic
matrix of our moral outlook.
Yet we must avoid the temptation of supposing that liberation
means losing ourselves in the merely
exotic, the strange, the provocative.
Our goal is neith er titillation nor
escapism nor romanticism. It may
h elp a bit to study the silent and
deeply mysterious cultural artifacts
of alien peoples, or the ways and
beliefs of cultures that have no
relation to our own; but such study

Volume Ill , I ss u e 1

L ETTERS fr o m S a nt a F e

*

*

*

*

*

A liberal education that
is truly liberating in the
Socratic sense is an
education that brings us
face to face with
disturbing challenges
to our deepest and
apparently surest moral
commitments. It is an
education that compels us
to rethink our most
cherished convictionsto their very roots,
thereby to rediscover
and refertilize, and, if
need be, replant, those
roots.

page se v e nt ee n

�will not suffice as the core of a liberating education. Such artifacts and
cultures, however rich, are too distant
and inarticulate to provide serious
and lucid alternative conceptions of
the good that we might find ourselves compelled to embrace and in
whose terms we might have to
begin to reorient our lives.
In short, we seek serious and
thoughtful critics whose arguments
draw us, and are
intended to draw us,
into a true dialogue,
in which the very
meaning and purpose of our lives is at
stake. We seek critics
who challenge us to
the core, compelling
us to rethink our
own foundations,
and eliciting from us
some genui ne, if
grudging, admiration for the alternative they represent or
pose.
Now such critics,
and such confrontations, are to be found
especially through
the simultaneous
study of two sorts of
great books: on the
one hand, those, like
the ancient Greek
and Roman, or the medieval
Muslim, Judaic, or Christian books,
which elaborate a rich and philosophically well defended non-liberal and
non-democratic conception of law,
freedom, virtue, beauty, and love;
on the other hand, those books that
are the most original, the broadest,
and the deepest sources of our own
scientific, liberal, and democratic
worldview. In almost every case,
these latter primary sources of our

science, religion, art, and morality:
for example, in political philosophy,
the
Federalist
Papers
and
Montesquieu; in philosophy of science, Bacon and Descartes; in theology, Spinoza and Locke; in literature, Defoe and Fielding. And on
the other hand, guided by these
books that laid down our spiritual
foundations, we should bring them
into confrontation with the great
opposing works and authors

against which they directed their
epoch-making innovations.
The Federalist Papers and
Montesquieu speak with severe, if
sympathetic, criticism of the classical
republics portrayed in Plutarch,
Thucydides, and Xenophon; Bacon
carries on a continuous argument
with Aristotle's anti technological,
teleological conception of science
and its relation to nature and society;
Spinoza
and
Locke engage in a
cautious,
but
searching, critique
of the Bible and its
great medieval
interpreters like
Maimonides and
Thomas Aquinas;
Defoe's plumbing
of the depths of
individualism in
Robinson Crusoe is
partly inspired by,
and written in
direct and sharp
contrast to, Ibn
Tufayl's Hayy the
Son of Yaqzan .
These are, of
course, only selected illustrationsstrategic points of
entry, if you will,
to the sorts of juxtapositions and
arguments that would allow us to
begin to examine our most basic presuppositions from a radically critical perspective.
What are these more profound
and abiding issues that ought, in a
truly liberal education, to take
precedence-if only by remaining,
looming, in the background? A
beginning or provisional list, culled
from the most obvious surface of
the great books, would include:

pa ge e i g h t ee n

LETTERS fr o m Sa nta F e

Volu me III , I ss u e 1

own spiritual horizon will be found
to have blazed their new path by
way of a shattering argument with
the previous, and especially the
Greco-Roman and biblical, authoritative traditions.
For Americans, this implies that
we should emphasize, on the one
hand, those works that laid down
the original stratum of our deepest
presuppositions as regards justice,

�What are, or should be, the goals of
a healthy and decent society? What
is freedom? What is excellence or
virtue? What constitutes human
dignity-is it freedom, or virtue, or
the capacity to love? To what
extent, and how, should government foster freedom, virtue, love,
and dignity? What is love? Who or
what is worthy of love? What is
friendship, and what is a good
friend? What are the relations of
love and friendship to civic duty?
Do God and divine law exist? If so,
or if not, what is implied for the life
of the citizen and the human being?
What is the relationship between
the obligations, the virtues, and the
fulfillment of the citizen or statesman, and the obligations, virtues,
and fulfillment of the human being
simply? What is the moral responsibility or civic obligation of the
artist? What is a philosopher, and
what is the moral responsibility or
civic obligation of the philosopher?
And, speaking comprehensively,
what are the deepest alternative
answers to these questions; how is
the debate among these alternatives
articulated?
Even from this incomplete list,
it is obvious that a study of great
books cannot be confined to the
texts traditionally labeled "works of
political theory." The poets, the
dramatists, the theologians, the
scientists (especially insofar as they
have transcended the narrow and
artificial limits of so much contemporary science) must also be attended
to with painstaking care. The study
of great books is necessarily, then,
in tension- I would say, in a fruitful
and invigorating tension- with the
artificially exaggerated boundaries
of specialization that so unfortunately
sunder the contemporary "university"
into a kind of congeries of intellectual
V o I u me 111 , I s s u e 1

r

ghettos. Among other things, the
inclusion of great books in the reading
lists of courses compels colorless or
self-satisfied technicians and specialists to come into an arena where
they must justify-and therefore
transcend-their "specialties" in
the light of questions that ought to
provide the framework and structure for all specialization, within
the manifold and dynamic dialectical unity that ought to constitute
the "university."
Yet, to repeat, I do not mean for
one moment to suggest that the
pressing concrete issues of contemporary life are to be left behind.
Indeed, one of the major purposes
of studying politics and society,
love and death, religion and science,
in the light shed by the classic

works is to escape the fashionable
academic abstractions of excessively
scientistic or "theoretical" social
science and literary theory. Truly
great books are never abstract, in
the sense of abstracting from the
gripping questions of human fate
and existence. Truly great books
vindicate, while enlarging and
deepening, the good citizen' s perspective on the issues that really
count.
Excerpted from: The Ennobling of
Democracv. The Johns Hopkins
University Press, 1992. Reprinted
with permission.

If anyone's interested, we have back copies of all past issues except the very first.
These cover: Political Correctness; Teaching Ethics; "Oneness and Otherness";
Liberal Education; Diversity and Accreditation; Diversity, Multiculturalism and
Liberal Education; Business and Liberal Education; Research and Teaching.

Just write us. Or call 505/984-6104.

Fellowships Available
For College Faculty
St. John's College is now offering partial fellowships of up to $2900
for summer graduate study, thanks to a major grant from the Lynde and
Harry Bradley Foundation. Fellowship recipients will attend summer
sessions of the St. John's College Graduate Institute in Santa Fe.
The fellowships provide the opportunity for college faculty from
other institutions to immerse themselves in a great books curriculum
and in the St. John's method of teaching.
To be eligible, a college must propose at least two faculty members
to attend each summer and cover part of the instructional costs. For further
information, please contact The Graduate Institute, St. John's College,
Santa Fe, NM 87501-4599; (505) 984-6082.

LE T TE R S fr om San t a Fe

page n in e t een

�PROFILE
St. John's College:
An independent, non-sectarian, four-year liberal arts college.
Founded:
Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St. John's College. Great Books
Program adopted 1937. Second campus in Santa Fe opened in 1964.
Curriculum:
An integrated, four-year, all-required liberal arts and science program based on reading and discussing, in loosely chronological
order, the great books of Western civilization. The program also includes four years of foreign language, four years of mathematics,
three years of laboratory science, and one year of music.
Approach:
Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures. Classes are very small.
Student/Faculty ratio is 8:1.
Degrees Granted:
Bachelor of Arts in Liberal Arts, Master of Arts in Liberal Studies, Master of Arts in Eastern Classics.
Student Body:
Enrollment is limited to about 400 students on each campus. Current freshman class is made up of 55% men and 45% women,
from 37 states and several foreign countries. Sixty-five percent receive financial aid. Students may transfer between the Santa Fe
and Annapolis campuses.
Alumni Careers:
Education - 21 %, Business - 20%, Law - 10%, Visual and Performing Arts - 9%, Medicine - 7%, Science and Engineering - 7%,
Computer Science - 6%, Writing and Publishing - 5%.
Graduate Institute:
The Graduate Institute in Liberal Education is an interdisciplinary master's degree program based on the same principles as the
undergraduate program. Offered on both campuses year-round. Readers of the newsletter may be especially interested in applying
for our summer session. For more information please contact the Graduate Institute in Santa Fe 505/ 984-6082 or in Annapolis
410/626-2541.
Graduate Program in Eastern Classics:
A three-term course of study in the classic texts of India and China, leading to the Master of Arts in Eastern Classics. Offered on
the Santa Fe campus only. For more information please contact the Graduate Program in Eastern Classics at 505/984-6064.

LETTERS from Santa Fe
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                    <text>LETTERSf1iJ11iF~anta
! ',:;

/ '.-'\

·~

'

~~ '.:;~

ST.JOHN'S COLLEGE, SANTA FE, NEW MEXICO

"$

John Agresto

Fe
JULY 1991

~-'
"

"'~ DITATION

DIVERSITY AND AC

T

he last issue of our Letters talked about the proper
What is especially striking in the events of the past year is
and improper place of diversity in liberal educathe way in which the notion of diversity can be used as a
tion. Parts of the clamor for increased diversity or
weapon to refashion the character and makeup of colleges to
"multiculturalism" had us concerned. We focused our
satisfy a clearly political agenda.
worries especially on the political use of curricular diversity
Why there should be magic in the word "diversity" is not
as a way not of expanding our understanding of the variety
immediately obvious. Indeed, curricular "coherence" or
of intellectual traditions and insights but as a handy tool for
"integrity" would seem to have equal claim to our respect.
disarming the traditional liberal arts, rejecting the idea of
This would seem especially true when we realize that much
Great Books, and belittling the study of Western civilization.
of what passes for curricular diversity today seems more
We were concerned about a multiculturalism that reduced
fashionable and newly orthodox than truly diverse: the
all works to, at best, representations of a person's sex, race
loudest proponents of diversity hardly ever seem to make
and class. And we were concerned that, under th e banner of
the case for stricter attention to foreign languages or for
diversity, a political agenda was now masquerading as
expanded reading of the best that has been thought and
educational reform .
writte n in other traditions . Nor do they seem to clamor for
If the last issue of Letters could be
an expanded place for ideas radically
accused of be ing overly abstract
at odds with the reigning orthodoxy
In this issue we leave the world of diversity
about this matter, this one cannot.
of the bulk of the professorate.
as
a curricular debate and show what has (Where, for instance, have we seen
This issue is about one thing and one
been attempted in its name in the life of proponents of diversity saying that
thing alone: accreditation.
What makes this seemingly sopor- higher education.
colleges should hire more veterans or
ific topic interesting is that it is a
Republicans, or recruit as students
fairly pointed example of " diversity
more Mormons, or Fundamentalists
in action.'' It takes what was previously rather theoretical
or practicing Catholics?)
and concretizes it. In this issue we leave the world of
Rather, diversity-which, on a certain level , is absolutely
diversity as a curricular debate and show what has been
defensible as a curricular principle-has become code for a
attempted in its name in the life of higher education.
kind of thorough-going affirmative action program in
What is obvious is the degree to which the word
higher education, an affirmative action program based not
"diversity" has , in the last few years , taken on an aura, a
on an expanded attention to intellectual pluralism but an
sanctity, that makes otherwise thinking educators fear to
expanded attention to issues of race and sex. And that, in
question it. Of all the "politically correct" formulations rife
brief, explains why college and university administrators
in higher education today , "diversity" and "multiculturalhave so hard a time resisting its onslaughts . That is
ism" have , simply by the incantation of the words , the
why-because of their supposed sins of sexism and
power to bulldoze faculties and administrators into immediracism-the traditional liberal arts, the Great Books, and
ate and quiet acquiescence .
Western civilization are all targets for the proponents of

Continued on page 2.

2

Letters
to
Santa Fe

3

How the
Controversy
Started

5
Joel Segall:
On Academic
Quality

6

8

10

Lamar Alexander:
THE DIVERSITY CRITERION
The Secretary 's
CON:
PRO:
Decision
JiVilliam R . Beer
StevenS. JiVeiner

�LETTER.S .ta·Santa .Fe ·

Diversity and Accreditation

' .'RELEVANCW '•M:IJST ENDURi;.I~l\1UI:,
TI_C{,JLTYf4.LisM
"" .
'"
.
' ··" ,....
··..
'·

.. -

"'·

.,·;

One central notion ·thaf keeps' striking· me is the 4se of the word
"relevance." Jt':seemsto n:ie that relevance, when it comest() the serious
business of educationin any guise 1 must have durabiliiy, Thpse•who
advocate "diversity,'' 'fmulti7cuhur!!Iis£Il,'' •''gencier stu?ies/' and ..''politicaj c.or,rectnes.s" ~re indeed col'rect in sugg¢sting a certain degree of
relevance-'narro"Y, re~tricted and stultifying. To tap into the .. greatest
minds an~hspirits goes bey.ond narrow. concerns · anci J:as ~he greatest
relevance'm terms pf a truly hberaledµcatton.,
.. i .
PeterA. Benoliel
9hairma11 of the Baafd.' ....... , ; ' · ' '
Qµaker ·Chemical·Cdrporation

WESTERN CIVILlZAT.I ONCURRICULUM PROVIDES ·.

DI~~OMF()!t'!' . .()F Qp~~'I'IO.NS • .
E~h .of us h.a~. d\fferept memo,ri~s ofC()liunl)ia College, butfor allbf us
a d?minant rec;o~ecti()n· of tJ:ie .•.(;olle~e ., is j ts ' We,stFrll Pi;vilizatiOn
c;urnculum-rno~t n9tably, the tw9~ye'l! sequFnce of cou.rses )n qontem-

f~;~};"o~i;}1~:iec14~~~~f~r~~d~:gi~~~~e~~~o~~s0~~\f~~~.~tafu~l::· · ~e~:

11ewcoII1ers or:fI1&lt;J.rgip~ized here, th.is extra9rdi11ary cornm9n. curdctiltim"
represe11ted ,a gre.at ()pe11ing~ tR t~e "YC&gt;El~. ,l t .becaII1e}~e fi~!Il .~f.se for,.all
our
0th.e r ac'tder:mc. andprofess.
1onal trafI1ipg.
: .demar:ided
··•·· · . ···•·•··· · the most
.
. . , yoluIIlbia.Colleg-7
call Jake prid7.
ill hctying
of alFof
t)S, .· r7gardJess of ll.&lt;J.~~g~Ot)f\Cf.c ff call b7 pr()t)d of having made all ' of US·
qt)\te ·u11comfoi:t~Ol~-;:..:.~.ncomfohable a{we :ncountered new and unfarriil,
iar }de~s 'and as'.: \V~ pq.rsued toge~~r ..&lt;tr:l .. understanding of t~e · estern
heritage: . . . . . : \
..· . .
. . &lt;.
'? ) • ·
f ' • •
•
•••
; · ••
C.olum~ia (;oJ1eg-e di,d Il()r define its academic program on the basis .of
i;thni~ity or th~. ~~c.e ?f 'tJlY of gs. It invited u.s all', regardless ofour orig~ns
'tlld. ~ith .foH respect .for otir origins, to joinin ·the common. study,of our;·
heritage, ar:id.·to do so with an &lt;ippreci~tion ' thar criticjsqi 'tlld reform .of
our.insti.ttitions i~ an jntegral part•ofthe tr&lt;idition we describe as ''Western
qiviliiation. '' ''
~
&lt;
" &lt;
.- •···· ,.
• .:' For Colu'rnbia . Cdllege. graduates, ·· the · current d.e bate . on American .
climpuses on the merits and die place •pf:Western« CiviH:Z&lt;ition in the
. ~b:::s~a1~u;;te· cll~fi~lllu~ r~st see~ . r:n:111~ amusin~, .an.1 ) even · ~ bit

Vi

&lt;· .• ··"

·' . ·. . :.

.!'lo Columbia qoHege alumnus would suggest, on the ba~js o( hispwn
education, that a Western Civilization curriculmn 1is ..an .unchangeable
'canon' or anything of the&lt;soh. No Columbia College gradm1te would
suggest that a "'core currieulum'•' excludFs the. study of other. cultures or:.
the.• contributions· of all :our ..•peoplerorTleast .oLall, th&lt;).t...it ,forecloses the
study ofour sins and imperfections. • t .· · '•
• .. , } , , ·~
'·.The current: attackS .on the. study of Western . Civilization/.in'. cgl!eges
arpund .. the • country and .... even .- in . our .• ..high •schpols.. is · e.~R,ecially; ...
incomp~ehensible to those of us frov.i minority groups,wlJ.p wer~ fortµna~e .
enough to be educated at Columbia. College• We bii.ve n() 41f~culty ,Jn
understanding ··the .-observations·. of . the .p istinguis,h ed histpri&lt;J.n ; J)onald
Kagah,•,!:he Dean •o fYale College; that . •.· . ; ., , ·
,. \ ,. . .
·
"at the core .of Western Civilization is .a tolei;anc;i; &lt;ind
respect for ,.diversity unknown if1. .µi0 st. cµItures : . Qµe pf it§.
most telling char&lt;J.cteristics is ils, eq.c()Ufagement;o( Cfit~cism
ofitse_lf and •its ways. Oiily• i11 tpe West cah ()ne imagine . a
movement to n~gfoct the q.dtµre 's .O\\'n peritage .in favpr o.f
some pther . .The ,u niversityjtself, a . speciajly sheJte~7d . pllict; •
for.such self~examination., is a . We.s~7rn phenpfI1epop, · orily
.• .. • . . .partially as~imil.(lted in other 1:ul.t1.1r~s . '' ., .. ·. . \ .•. , · ••..• . . . ... ·•. . .·. .
. In ~is great tradition.i Colµinbja's 1:u~ri.cutum taughtiP~ slt7~tisi~m 'and
.the &gt;co~plexity of ,tP,~ngs, . thereby c~al!e11ging .m~llY . &lt;:Jf. ()0,..f .•.'se~tl~d·'
·assurnptfons. G()lµpi9i&lt;i poJlege pro~19i;d 1 us with the. 11s~()J'hfort of
questions,.rather.tJ:l11ntP,e comfort of an.s~ers. Tl,ie College helped each of
us .b uild, in .our 9wn ·· \\'aYt· from
ation , . res.ts on a lib!'! r31l"'
,. •; ,·
:&gt;
···· ~ +··
traditio11 tho4~nps:9fye ql.d " {,,,
1

.lostA.Cabiaryes •

"

&gt; " ...\' .·· •.

1J,S. DistrictJlldge fortJle · istrictof

·······•&lt;) .

~,.

nectic~t ~,·

Continuedfrom page 1.
diversity and multiculturalism.
Now, back to accreditation. Last year,
Baruch College of the City University of New
York had its accreditation "deferred" by the
Commission on Higher Education of the
Middle States Association of Colleges and
Schools (a Department of Education recognized regional accrediting agency) for reasons
of insufficient diversity. These standards of
diversity governing Middle States are reprinted, in part, in the pages that follow.
Also reprinted is an article that appeared last
May in Black Issues in Higher Education that
clearly announced how the Middle States
would apply the diversity standard, and an
article by the executive director of the
Western States Association of Schools and
Colleges decreeing that all colleges and universities within its jurisdiction must now have
affirmative action policies in place and have
as a specific educational outcome an ' ' appreciation of cultural diversity." So far, these
are the only two regional accreditors that
seem to require collegiate adherence to a
diversity standard.
Interestingly enough, in April of this year,
Lamar Alexander, the new Secretary of
Education, deferred recertification of Middle
States pending an inquiry into Middle States'
use of diversity as a criterion of accreditation .
The Secretary's memo and portions of his
decision regarding this matter are reprinted
within.•

L E T T E R S.from San/,(], Fe
A quarterly newsletter on higher education

Published in January, April, July, and
October at St. John's College, Santa Fe.
Submit letters or comments to:
John Agresto, President
St.John's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599
Telephone (505) 982-3691
FAX (505) 989-9269
Ben Galison, Editor
Douglas Jerrold Houston,
Design and ProdU£tion
Copyright © 199 1 by St. John' s College, Santa Fe.

· Excerpted from remarksat:.th:ejohnJ ay ~:ward~ Dinner,,,
Columbia Gollege, Ne:w ,.)':ork, March 21, 199•.1. '"'"
Page 2

LETTERS from Santa Fe

July 1991

�MORE INSTITUTIONS MAY BE HELD
ACCOUNTABLE FOR DIVERSITY THROUGH
NEW ACCREDITING EMPHASIS
This article, exa:rpt£d from the May 10, 1990
Black Issues in Higher Education, was one of
the first w indicat.e that, at least within the Middle
States Association, colleges and universities would be
held f,o a rigorous stondard of 'diversity ' that would
apply t,o its curriculum, the rnak-up of its student
body and jaculty, and the cho.racter of its administration and board.
-JA.

I

n the wake of an informal investigation
into New York's Baruch Collegewhich has placed the school's accreditation renewal on hold-scholars are debating
the extent to which an institution may be held
accountable for its failure to attract a nd retain
minority faculty and students.
One of the buzzwords in higher education
circles over the last few years has been
"diversity." But when the Middle States
Association of Colleges and Schools took the
unprecedented action of deferring the accreditation of Baruch last month, becau se of its
poor record on minority representation, many university leaders were forced to reevaluate their commitment to a multicultural
campus.
M any education officials say it is only
natural that institutions be expected to diversify their campuses, especially considering
society's increased minority populations and
academia's declining minority representation.
Dr. Howard L. Simmons, executive director of the Middle States accrediting group,
declined comment on the status of Baruch
and said that attention should be focused on
the larger issue : the responsibility of all
institutions to ensure minority status inhigher education.
" When we're talking about equity a nd
diversity, it applies to minority involvement
in curriculum , faculty and the board of
trustees," Simmons said . " An institution has
the responsibility to provide services that
cater to the diverse, special needs of its
students. And it's not just a matter of
bringing them in and making programs
available-not just access, but success. "
Simmons said it is only sensible that
accrediting agencies begin to measure an
institution' s record in determining its ability
to provide quality education. "There is no
better agency to deal with this. W e deal with
July 1991

everything else," he said. " How can curriculum have integrity if you leave out references
of large contributions from different
groups?"
He said that many educators hide behind
"the spectre of academic freedom" in avoiding the diversity issue. ' ' They may have a
r ight to teach, but they also have a responsibility to teach the truth," he said.
Andrew V. Stevenson, second vice president of the board of the Association of the
Collegiate Business Schools and Programs,
said that the Middle States' decision exemplifies an "appropriate" use of the accrediting
process.
" I think what Middle States did was a step
in the right direction," Stevenson said. "It's
the beginning of the kind of accountability
that is going to be necessary for this nation to
come to grips with the realization that unless
it is willing to declare a national emergency,
we are all going to suffer . The accrediting
process can facilitate institutional focus on the
issue of recruitment and retention of minorities by assessing the standards by which the
institution will be accredited."
Stevenson , however , is not willing to
endorse the concept of withholding accreditation, but rather of postponing it until satisfactory recruitment and retention progress h as
been made. "I'm not sure accreditation can
be withheld on these grounds, but it certainly
can be provided on a conditional basis until
such time that satisfactory evidence can be
provided," he said.
Dr. D avid Reyes-Guerra, executive director of the Accrediting Board for En gineering
and Technology, said, " I would support the
nption of having racial recruitment and
retention as criteria for accreditation . I would
suppo rt moving the profession in that direction. ''
But officials at some accrediting agencies
q uestion the fairness of penalizing institutions
for low minority representation. They argue
that factors outside of an institution' s control
often make it virtually impossible to hire
minorities or to attract students of color.
William Laidlaw, executive vice president
for the American Assembly of Collegiate
Schools of Business (AACSB) said that because there are so few minority faculty

"They
may have
a nght to
teach but
they also
have a
responsibility
to teach
the truth. ))
-Howard L. Simmons
Executive Director,
Middle States
Association

Continued on page 4.
LETTERS from Santa Fe

Page 3

�Joel Segall

Continuedfrom page 3.

members to go around, enforcing such a
mandate would prove difficult. "There are
270 accredited schools of business," he said.
"Ifwe made requiring minority faculty members a criterion, too many schools would
never be accredited.''
Laidlaw said that in 1989, of the 696
doctorates awarded in business only 2.2%
were received by blacks; . 7 were given to
Hispanics; and none was given to Native
Americans . Moreover, he said, there were
5,370 U.S . citizens enrolled in business
doctoral programs, and only 2. 9 of those were
black, 1 % Hispanic and .1 % Native American. "You can see from those numbers that
there are not that many ,' ' he said.
Much more can be accomplished by encouraging universities to sponsor summer
institutes and other initiatives that acquaint
minority juniors and seniors with doctoral
programs, such as the six-week program
established by AACSB, Laidlaw said. "If you
try to legislate, you don't always get the best
and the brightest.
That's the difference
between the old affirmative action progra ms
and the more sophisticated a pproach of
valuing diversity, ' ' he said .
Mark Dugan, assistant director of the
accrediting commission of the Association of
Independent Colleges and Schools, also took
umbrage with Middle States' tactics.
He said that the focus should be on
"whether students are getting what they ca me
to the university for and not on the color of
the faculty and administrators. I don't think
anyone cares what color they are if they are
doing the job. If you have poor instructors,
they're not going to help retention. The key
is having qualified people.''
But Simmons argues that quality comes in
all colors, and he also discounted claims that
certain regions-particularly rural a reas-are
not able to attract qualified minorities. "In
most cases, that's an avoidance tactic," Simmons said. " It's ridiculous. That's like saying
that all Black Americans like to be concentrated in the same place . The bottom line is,
they don't want to be in those places. "
With Middle States' action stirring deb ate
throughout the higher education community,
observers nationwide are speculating about
the long-term role that accrediting agencies
will play in enhancing diversity. Bu t most
agree that whatever the impact, Middle
States is to be commended for raising the
issue to a new level of discussion . •

Page 4

LETTERS f rom Santa Fe

WHEN ACADEMIC
Joel Segall was president of Baruch College during
its review for accreditation. He resigned that
position last year, after Middle States Association
deferred its accreditation. This piece is excerpted
from an October 29, 1990 op-ed, reprinted with
permission of the Wall Streetjournal © 1991
Dow Jones &amp; Company, Inc., All Rights
Reserved.

-].A .

I

t is hard to decide whether higher
education has entered a new era of
McCarthyism or a Kafkaesque trial
process: McCarthyism because the label of
racism is liberally and generously applied
with as little recourse available to the victim
institution as in the days when a label of
communist was enough to smear the victim
for long periods: a Kafkaesque trial process
because the institutions are not made aware
of explicit charges nor are they presented with
evidence.
What is more horrifying is that colleges
across the country are quick to accommodate
to the demands of those who would call them
racist if the demands were not met.
At issue here is the interjection of racial
considerations into official assessments of the
worth of a college. Traditionally, accrediting
agencies were concerned primarily with " academic quality, '' which involved such matters
as library holdings, faculty output, and
research and teaching programs. Some accrediting agencies, particularly the tougher ones,
have quite explicit requirements-including
the percentage of student credit hours taught
by full-time faculty, the percentage of faculty
holding doctorates, and the substance of
course offerings.
But these are changing times. The Commission on Higher Education of the Middle
States Association of Colleges and Schools, in
pursuit of something its executive director
calls "social justice," has introduced into the
accreditation process criteria concerning racial balance and harmony. Most other regional accrediting associations are following
suit.
On the basis of the new, nonspecific
criteria, Middle States this M a rch deferred its
decision on reaccreditation of Baruch College
of the City University of New York for
almost three months. The major shortcomings Middle States found at Baruch were
''the paucity of minority representation on
the faculty and in the administration" and
low student retention rates. But what constitutes "paucity?"
July 1991

�QUALITY IS BESIDE THE POINT
Minority members constitute more than
18% of Baruch's full-time faculty, which is
higher than the average for senior colleges in
City University, much higher than for all
colleges in the U .S., and very much higher
than for all colleges in New York state. Is
''paucity'' gone if we can go to 20 % , 30 % ?
Apparently, there exists a minimum quota in
the mind of Middle States, and Baruch has
not yet reached it . What Middle States wants
is more. No matter that barely 3.5% of new
doctorates in all disciplines go to blacks, a
high proportion of whom will not choose
academic life, or that an even smaller percentage go to Hispanics. And no matter that
just about every college in the country is
searching for minority faculty. Now, we must
have more or accreditation is in jeopardy .
Similarly with retention rates . Baruch's
retention rates may be, as Middle States says,
''particularly among Black and Hispanics
students . . . worse than at many comparable
institutions, '' but logic alone requires that if
the rates are worse than at "many comparable institutions" they must also be better than
at "many comparable institutions." In fact,
Baruch's six-year retention rates for regularly
admitted black students are at about 40 % ,
which is the same as for City University and
exceeds the national average for four-year
public colleges. For Hispanic students,
retention rates (at about 32 %) are
considerably lower. What is the right or the
adequate retention rate? Middle States does
not say and has refused to consider the
statistical data.
The new criteria have little to do with
academic quality . The report of a follow-up
visit by a special team representing Middle
States came to the following conclusion:
From the team's perspective, Baruch
College has been, and remains, an
excellent academic institution. We believe that the problems surrounding the
reaccreditation process can be attributed primarily to two factors:
1. Baruch College has emphasized traditional academic values without exhibiting equal concern for the values of
social justice and equity critical to
serving working people in a multicultural urban environment.
2. Baruch College took the recommendations contained in the evaluation.
team's report less seriously than it
should have, given the serious nature of
the criticisms. In fairness, communications from Middle States' representaJuly 1991

tives during the reaccreditation process
contributed to shaping the institution's
initial reaction to the evaluation team's
report.
So there it is. In pursuit of academic
excellence, we do just fine; in pursuit of social
justice-whatever is meant by that undefined
phrase-we do poorly. As a consequence, our
reaccreditation was deferred and not restored
until July .
This is not a trivial matter. People do not
always distinguish between deferral and denial, and the reputation of the college has been
impaired . Because the matter was widely
covered in the press, fund-raising efforts have
been impeded, the value of the Baruch degree
called into question, and residual anxiety
exists among students, parents and prospective applicants.
Damage control required that we present a
program to Middle States designed to secure
reaccreditation. We have presented such a
program and the college will carry it out.
That program was treated by the press as a
cave-in to Middle States, which it was, and a
confession that Baruch had some racist tinge,
which it does not.
There remains, however, a fundamental
problem raised by the change in Middle
States' criteria. When colleges are called on
to depart from normal academic standards to
solve societal problems, they are being asked
to do something they are not equipped to do,
and are diverted from what I persist in
believing is their main job, the pursuit of
academic excellence. This tinkering with
recognized academic standards to try to solve
the problems of society at large can only
damage the college and diminish the value of
the degree. That, in turn, will harm the
career prospects of precisely those people the
college should benefit most.
By now it must be clear that I find Middle
States' criteria offensive, even disastrous.
And yet they carry the banner of "social
justice," which I understand to be, roughly,
egalitarianism . And what that means, I
suppose, is equal outcomes: minority students must be graduated at about the same
rates as non-minorities and minority faculty
must reflect the demographic profile of the
student body or, perhaps, the city or some
as-yet-unidentified base . What we are left
with is something like a quota system with the
quotas not yet specified, but higher than
current numbers imply. And that, I submit,
is no way to run an accrediting agency. Or a
college . •
LETTERS.from Santa Fe

Page 5

�UNITED STATES DEPARTMENT OF EDUCATION
THE SECRETARY

April 11, 1991

MEMORANDUM
'lb:

The Natlon&amp;l Adv1sary CommittBe On Aoaredit.&amp;tlon
And Instltut1onal Eligl.b1l.11\V

From: L&amp;ma1' Alexander

I am enclosing a copy of my decision accepting your recommendation that I not grant Middle States Association's recognition petition
until you have had the opportunity to further review how Middle
States has applied its "diversity" standards. Until your inquiry is
completed and I reach a final decision on Middle States' renewal
petition, Middle States will of course continue to be included on the
Secretary's published list of recognized accredited agencies.
I can understand your concern that the Middle States Association
may have exceeded the appropriate role of a Department-recognized
regional accrediting agency by deferring the accreditation of Baruch
College of the City University of New York and the Westminster
Theological Seminary. Apparently there was no question about the
quality of education provided in these institutions. Yet Middle States
allegedly deferred accreditation of Baruch and Westminster because
those institutions did not conform to the accrediting agency's view of
an appropriate racial, ethnic or gender balance on the faculty or
governing board.
America's strength lies in its variety, especially in the diversity of
its people. We are a huge patchwork quilt of different backgrounds
and cultural experiences. Many colleges and universities seek to
become communities that reflect this American experience, to attract
individuals of many different backgrounds. Other colleges and
universities have chosen different missions for themselves. In light of
the enormous variety among colleges and universities in this
country, should a regional accrediting agency dictate to institutions
whether or how they should balance their students, faculty,
administration and governing boards by race, ethnicity, gender or
age? Middle States' "diversity" initiative may undermine institutional autonomy and academic freedom and could in fact lessen
variety among the nation's colleges and universities.
A decision by an accrediting agency to withhold accreditation
from an educational institution carries serious consequences. A
negative decision by an accrediting agency not only stigmatizes the
institution, but may lead to a cutoff offederal student aid and other
forms offederal financial assistance. Since about one out of every
two postsecondary students now depends on some form of federal
aid, this is a powerful sanction to use against an institution. Such an
extreme step may be necessary when an educational institution fails
to meet its most basic responsibility to provide a sound education to
its students. But, because of its serious consequences, a Department- recognized regional accrediting agency should exercise great
care before threatening to suspend accreditation on any grounds
other than academic quality or institutional integrity.
I look forward to working with you to strengthen and improve
higher education. I especially hope that we can focus on encouraging
accrediting agencies to develop stronger standards by which to gauge
the quality of education provided to postsecondary students.

Page6

LETTERS from Santa Fe

THE SECRETARY'S
Reprinted below are sections from Secretary of
Education Lamar Alexander's decision on April 11,
1991 to review the certification of Middle States.
The Secretary has asked that section of the Department that recognizes accrediting agencies to review the
certification of Middle States at its Fall 1991
meeting. Towards that end, all who wish to
comment to the Department 's Advisory Committee on
Accreditation and Institutional eligibility must do so
byjuly31 ofthisyear.

-].A .
n order for a postsecondary institution
and its students to be eligible for many
types of Federal financial assistance, it
must be accredited by an accrediting
agency recognized by the Secretary of
Education (unless one of the statutory
alternatives to such accreditation applies).
About one out of every two postsecondary
students in this country now receives some
form of federal financial assistance. For that
reason, accreditation by a recognized agency
is for most institutions not simply a matter of
choosing to affiliate with like-minded institutions in a voluntary association; it is a matter
of necessity.
I can certainly understand why a
Mz'ddl~
college or university might try to
attract students, faculty and employ''dz'versz'ty
ees of very different backgrounds.
mayun
America is a country of people from
z'nstz'tt
a variety of backgrounds and experiences. That is part of its unique
autono:
strength. Many colleges and univeracademic
sities seek to become communities
reflecting the variety that is America.
Other colleges and universities have chosen
different missions for themselves. In light of
the enormous variety among colleges and
universities in this country, should a regional
accrediting agency dictate to institutions
whether or how they should balance their
students, faculty, administration and governing boards by race, ethnicity, gender, or age?
I am concerned that CHE's prescription
and application of diversity standards as part
of the accreditation process may undermine
the reliability of accreditation decisions as
basic indicators of an institution's adequacy
in providing training and education to the

I

July 1991

�DECISION
students. I am also concerned that CHE's
prescription and application of diversity standards as part of the accreditation process may
interfere with a postsecondary institution's
traditional academic freedom and may decrease real diversity among postsecondary
educational institutions that define their educational missions differently.
While as a voluntary private association
CHE may wish to promote various social
goals or agendas as it sees fit, the federal
recognition role is subject to additional considerations . As mentioned earlier, the accreditation decisions of Department recognized
accrediting agencies have serious consequences under federal law for institutions and
students . For that reason, the Department
must be careful not to sanction coercive
restrictions on traditional academic independence through the departmental recognition process.
CHE and other interested parties should
have ample opportunity to address my concerns about the application of CHE's diversity standards . Moreover, before I reach any
final decision on CHE's petition, I wish to
receive the recommendations of the Advisory
Committee on matters within that
Committee's expertise . That ComStates'
mittee
at its Fall 1990 meeting voted
' initiative
to defer making a recommendation
'ermine
on CHE' s petition because of many
of those same concerns about CHE's
~ional
diversity standards . Accordingly, I
~and
am deferring a decision on CHE's
freedom.
petition for renewal of recognition
and remanding this matter to the
Advisory Committee.
CHE and other interested parties are
invited to submit supplemental material addressing
all
the
above
issues .
To allow adequate time for review by the
Advisory Committee and by the Department,
CHE and any other interested parties should
submit any additional written materials on
CHE's renewal petition to the Accrediting
Agency Evaluation Branch, Office of Postsecondary Education, by July 31, 1991.

What follows . is the Middle States Association's
own excerpts regarding its diversity requirements
from its guidelines document Characteristics of
Excellence, approved in December ·J 988. The
Association underscores thaJ, in applying these
principles, the institutions themselves are expected
to ''determine the methods most suitable to their
unique needs .... " Nonetheless, in releasing this
summary the Association "reaffirmed the appropn'aJeness of procedure and actions with regard to
Baruch College.. .. "

-J.A.

CHARACTERISTICS OF EXCELLENCE:
In the current · version of Characteristics of Excellence, approved at the
Middle States Association annual meeting in December 1988, the
relevant statements on equity and diversity are.these:
•

Eligibility Requirements:
Among the stated eligibility criteria for membership in the Middle
States Association are requirements that an institution "have a governing
board which includes a diverse membership broadly representative of the
public interest and reflecting the student constituency.''
•

Institutional Integrity:
Among the standards for accreditation (the common elements for
accreditation) is an expectation that institutions will have "humane and
equitable policies for dealing with students, staff, and faculty" and
"programs and courses which develop abilities to form independent
judgment, to weigh values, to understand fundamental theory, and to live
in a culturally diverse world . . . . ' '
•

Programs and Curricula:
In reference to programs and curricula, Characteristics states: "Where
possible a global perspective should be introduced to emphasize the
cultural diversity and interrelatedness of the contemporary world. "
Furthermore, "the kinds of courses that ~hould be included in general
education are those which draw students into important new areas of
intellectual experience, increase awareness of each individual's own
cultural heritage as well as that of otfo~rs, and prepare them to make sound
judgments outside as well as Within their specialized field .''
•

Services to Students:
Student services '' ... should also address with more •·• than mere
expressions of intent the special needs and concerns of minority students."
Students should be given ''an environment in which personal integrity,
social understandi11g, and human sensitivity flourish.''
•

Admissions
Regarding admissions, .Characteristics .states: ' 'An important index of an
institution's caliber is its admissions policy as evidenced .in requirements,
standards, and procedures, and in the efforts it makes to achieve diversity
in the student population.''
·
•

Faculty
As regards faculty, Characteristics stresses that ..the . "selection of the
faculty must avoid parochialism and excessive inbreeding. Steps must also
be taken to achieve appropriate diversity of.race, ethnicity, gender, and
age in faculty ranks.''
·
•

Governing Board
Finally, members of.the governing board "should represent different
points of view, interests, and experiences as well as diversityin age, race,
ethnicity, and gender."
·

July 1991

LETTERS from Santa Fe

Page 7

�Stephen S. Weiner

Accrediting Bodies Must Require AComnitment To Diversity

A

Accrediting bodies
stand at the
boundary between
higher education
and the public.

merican colleges and universities are
undergoing massive changes in the
racial and ethnic composition of
their student bodies. What is the relation
between those changes and issues of educational quality? What role should accrediting
agencies play in shaping campus actions
concerning diversity and quality?
In 1988, after extensive discussion among
our 152 accredited and candidate institutions,
the Accrediting Commission for Senior Colleges and Universities of the Western Association of Schools and Colleges decided that
every accredited institution, as part of its
commitment to educational quality , should
be expected to make continuing progress
toward becoming a multiracial, multicultural
institution. The Accrediting Commission for
Community and Junior Colleges in our
region and the Middle States Association of
Colleges and Schools have taken similar
stands .
Our commission recognizes that today's
college students will come to maturity as
parents, workers, voters, and professionals in
a world that has no majority . Colleges and
universities must keep that world very much
in mind as they shape the educational
experiences they offer. As the Association of
American Colleges declared in its 1985 report
"Integrity in the College Curriculum":
"All study is intended to break down the
narrow certainties and provincial vision with
which we are born. In a sense, we are all
from the provinces, including New Yorkers
and Bostonians, whose view of the world can
be as circumscribed as that of native Alaskans
who have never left their village ... . At this
point in history colleges are not being asked
to produce village squires but citizens of a
shrinking world and a changing America.''
Diversity is already a fact of life both in our
region and on our campuses. The proportion
of Caucasians in California's population is
predicted to drop below 50% within the next
15 years. In 1988, white, non-Hispanic
students accounted for 65% of the state ' s
college enrollment, compared with close to
80% for the nation as a whole. In Hawaii,
white, non-Hispanic students make up 30%
of campus enrollments. While changes in the
composition of the population have affected
our region earlier than most others, there is a
steady shift to a more diverse population
throughout the United States. Thus, the issue
This essay by Stephen S. Weiner, Executive Director
Western Association of Schools and Colleges,
appeared in the October 10, 1990 issue of the

of the

Chronicle ofHigher Education.
Page8

LETTERS from Santa Fe

now is less whether racial and ethnic diversity
is coming than it is how to harness that
diversity to the cause of educational improvement.
The commission's expectations regarding
diversity affect virtually every aspect of
campus life, and, therefore, each of our
accrediting standards. For example, the commission's standard on institutional integrity
now includes this statement: "The institution demonstrates its commitment to the
increasingly significant educational role
played by diversity of ethnic, social , and
economic backgrounds among its members
by making positive efforts to foster such
diversity.'' This standard requires institutions to have equal-opportunity and affirmative action policies .
"Appreciation of cultural diversity" has
been added to the commission's expectations
concerning the outcomes of undergraduate
education, along with competence in written '
and oral communication, quantitative skills,
and the habit of critical analysis of data and
argument . With respect to the learning
environment, the commission expects that
each institution will have "an academic
community that significantly involves its
various populations. ''
First, we ask both institutions and our
teams not to define the challenge of diversityor its attainment-solely in terms of numbers
of minority group students or faculty, staff,
or governing-board members. Contrary to
the fear expressed by some, we are not
pressing for the adoption of quotas . Having
members of minority groups in each constituency of an institution, especially in leadership
positions, is essential and a prerequisite for
meaningful dialogue about diversity. But our
concerns go well beyond such counting
exercises to the culture of the campus, the
value placed upon diversity, in different
aspects of campus life, and the ability of the
campus to bridge the contrasting perceptions
of reality held by members of different ethnic
and racial groups . Interviews, focus-group
discussions, and the analysis of institutional
data (such as student-retention rates) often
reveal a gulf in perception. Whites perceive
minority group members as being treated
well, while people of color often recount
experiences that convince them that they are
still "outsiders" and that their status on
campus is both marginal and vulnerable . The
first step toward addressing the tensions that
arise from such diametrically opposed views
is to know that they exist.
Second, we look for presidential and faculty leadership in affirming that "diversity"
July 1991

�does not mean a narrow effort to benefit only
members of minority groups, but a commitment of talent and resources to widen everyone's intellectual grasp and personal understanding. Diversity is not a "problem" to be
solved so that colleges and universities can get
on with "real business ." A permanent part of
the "real business " of higher education is
examining how diversity and educational
quality should be pursued both inside and
outside the classroom. Presidents and faculty
leaders need to attend to the requisites of
affirmative action in employment and admissions policies, support candid assessment of
the existing campus climate concerning diversity, and take the lead in articulating a
vision of how a diverse and educationally
challenging campus community can develop .
Third, campuses should have written plans
on how to achieve diversity that have been
subjected to broad and searching discussion.
The plans should address curricula, recruiting and retention strategies for students and
faculty and staff members, student-life programs, and academic support for students.
The plans should have goals and some way of
assessing whether the goals are being
achieved . We have found that writing such
plans forces disciplined thought and commitment. The purpose of the plans is not for
campus leaders to become caught in the
slavish grip of a document, but rather to
prompt them to come back to these issues on
a continuing basis .
Finally, we expect each of our visiting
teams to address diversity issues in their
report evaluating the institution. Our teams'
reports do not impose solutions on a campus.
Rather , in a collegial spirit, they analyze the
institution's self-study; ask questions; report
perceptions, problems and opportunities that
become evident during the visits; and praise
worthwhile efforts that are under way.
After conducting 50 comprehensive visits
under the new standards, we have learned
this most important lesson: that to achieve an
academic community that embraces diversity, we first have to learn how to talk about it.
Issues involving race and ethnicity have
emotional and political overtones, and many
people feel uncomfortable discussing their
perceptions, feelings , and aspirations.
Two steps seem to help in getting the
discussion started. The first is to remind
ourselves that "diversity" should not be a
code word for granting preferences to one
group over another. Rather, we are seeking
to build a campus community where all
people, regardless of professional role, ethnicity, or gender, will be respected, will have
the maximum possible opportunity for professional development, and will be productive . In particular, we are seeking to create
campus cultures where individuals and
July 1991

groups are deeply committed to teaching one
another and learning from one another.
When people begin to understand that diversity is about bringing people together, rather
than driving them apart, they become far
more willing to contribute their thoughts and
their energy .
Second , even after assurances that the goal
of diversity is community building, people
need to be given "protected space" in which
to talk. By that I mean the guarantee that
people may speak freely and candidly, in a
diverse group, without fear that they will be
punished or ostracized for expressing controversial opinions. At times, discussions about
diversity are emotional. But the discussion
must go beyond emotion. We have to be
willing to think hard and anew and to explore
uncomfortable questions .
Conflict and disagreement often accompany progress on diversity . The campus where
students are demonstrating in the president's
office may be just the one that has most
seriously and thoughtfully engaged the issues.
And, it is also true that there are times when
an ugly racial incident galvanizes a campus to
take constructive steps that are long overdue.
With only rare exceptions, college leaders
in our region agree that diversity and educational quality are intertwined and, therefore,
both are the proper concern of the regional
accrediting commission . But we also find that
institutions fall along a wide spectrum in their
initial capaciy to respond to the commission's
expectations.
Campuses are changing and so is the
nature of accreditation . Accrediting bodies
stand at the boundary between higher education and the public . We seek to inform the
public about proper standards of higher
education and to affirm that certain institutions meet those standards . In turn, we must
also serve as a medium to insure that public
concerns are reflected in the dialogue about
quality in higher education.
Accreditation should be about more than
the setting of minimum standards. Our role,
which must be carried out with great care and
deliberation, is also to challenge even the best
colleges and universities to rethink their
contribution to society as a whole.
As
accrediting bodies play that role we do not,
and will not, please everyone. But as we ask
tougher and better questions about the meaning of quality, we join the campuses in taking
risks that are well worth taking.•

LETTERS from Santa Fe

Diversity and
educational
quality are
both the proper
concerns ef the
regional
accrediting
commzsszon.

Page 9

�Wzlliam R. Beer

Accreditation By Quota:
The Case Of Baruch College

O

The aifLlck on
Segall and the
Baruch faculty
represents an
omznous
direction
token by
accreditaiion.

n April 5, 1990, the New York
Times reported that Dr. Joel Segall, president of Baruch College of
the City University of New York, was
resigning from his job, following a critical
review by the Middle States Association of
Schools and Colleges. There was no allegation that Baruch was anything less than an
excellent college. In fact, it is widely regarded
as one of the four top business colleges in the
country and trains almost one out of every
three of the certified public accountants
working in New York. Rather, the complaint
was that there were not enough "minorities"
in the faculty and administration and that not
enough "minorities" graduated. Disturbing
though this is, even more unsettling is the fact
that the criticism was concocted by the central
offices of the accrediting agency, acting
independently of its own guidelines and
evaluation team.
T he attack on Segall and the Baruch
faculty represents an ominous direction taken
by accredita tion . For the first time, a n
accrediting agency is criticizing the ethnic
composition of a college's graduating class, as
well as making specific complaints about the
racial m akeup of its faculty and staff. According to a source on the Department of
Education's National Advisory Committee
on Accreditation and Institutional Eligibility,
such a step is entirely unprecedented. No
other accrediting agency has ever undertaken
an aggressive role in attempting to impose
racial quotas on faculty, administrators, and
graduates.
In itself, the attempt to control the ethnicity of university personnel is nothing new . In
the last twenty years, the concept of affirm ative action has evolved into a quota system in
which white males are routinely excluded, as
John Bunzel h as d ocumented in a recent
article in the American Scholar. Although
deeply threatening to the integrity of the
university because they undermine the concept of profession al peer review, quotas
imposed on personnel committees have been
a long time aborning, a nd it does not appear
that they will be easily abolished. Until
recently, however, the federal government
was the principal agency in this coercion .
Now, it appears, the effort has shifted from

This ~say by William R. Beer, prof~sor of
Sociowgy at Brooklyn College, is excerpt,ed from the
Fall 1990 issue of At:o.tkmic Qµestions, published
by the National Association of Scholars .
© 1991, Transaction Publishers.
Page 10

LETTERS f rom Santa Fe

government to private agencies such as
Middle States, accompanied by the notion
that henceforth a college may have its
accreditation withheld if it does not graduate
the right percentage of certain ethnic groups.
A Racial Graduation Quota?
When asked if a college could be found
delinquent for failing to graduate sufficient
numbers of " minority" students, Dr. Howard L. Simmons, executive director of the
Middle States Association,
agreed that
Middle States does use an "outcomes-based
approach'' for granting or withholding its
approval. H e denied that Middle States has
any " ha rd and fast rules" regarding minority
retention rates, indicating there is " never a
single standard" in assessing a school's performance in this regard.
Simmons has cla imed that his approach
comes from Characl£ristics of Excellence in Higher
Education: Standards for Accreditation, the handbook used by Middle States. In fact,
there is no statement whatsoever in that
m anual concerning minority retention rates.
When this was pointed out, Simmons
changed his mind and said that accreditation
is granted or withheld on a case-by-case basis.
" I know that sounds hard to understand," he
adm itted, "but that's how they do it. The
team decides differently for each school. ''
There are "so m a ny factors involved " that
there can be " no quantitative standards" for
evaluating a college. So much for the objective criteria of accreditation .
The use of an unstated but de facto racial
graduation quota puts university administrators in a vulnerable position, since there is no
way to tell whether Middle States will cha rge
them with not having satisfied the goal of
graduating sufficient numbers of designated
minority groups. The lack of precision permits Middle States to deny that they are
seeking any exact outcome, thereby avoiding
legal action. At the same time, when it suits
them they can use the " outcomes-based
a pproach" as a potential threat to colleges
seeking accreditation. Knowing that they will
be held to a n inexact but real racial graduation quota, residents and deans will be
inclined to design programs to increase
graduation prospects for protected groups.
Middle States can thus obtain the desired
outcome without ever ha ving to invoke the
threat explicitly, a nd all the while remain
protected from public scrutiny. Simmons
admits having adopted the same tactic with
many other institutions, but because of the
secrecy involved in the accredita tion process,
July 1991

�he has not had to be held publicly accountable .
The other criticism leveled against Baruch
is that it does not employ enough "minorities.'' In reality, this argument is absurd
since many Baruch professors are Jewish and
non-white Asians . But in education-speak,
such individuals are not defined as "minorities. '' Middle States is actually arguing that
Baruch's faculty has too many non-Hispanic
whites and not enough blacks for a student
body that includes many blacks and Hispanics . Thus, the broader question at issue is
whether or not white instructors can adequately teach "minority" students. The "diversity " of a student body, according to
Middle States, must be matched by a corresponding "diversity " of faculty and administrators. This belief is so widespread amongst
academic administrative cognoscenti that few
question it. When the logic of such a concept
is challeneged , the usual response is that a
white professor cannot be as good a "role
model" for a black student as a black
professor.
While one may suggest that professors can
serve as inspirational mentors to college
students, no evidence exists that such individuals must be of the same sex, race, or cultural
background. The idea of "role model," in
short, is fraudulently applied in the field of
higher education .
Indeed, if such a concept did make sense, it
would have exactly th e opposite results of
what Middle States ostensibly desires . It
would mean not only that black students
should be counseled to take courses only from
black professors. If black students need black
professors as role models to spur them to
greater levels of achievement, white students
require and deserve the same kind of encouragement. Taken to its logical conclusion, the
"role model" argument is actually a strong
justification for racial segregation in higher
education. If black students respond best to
black professors, they ought to maximize
their chances by enrolling at all-black colleges.
The same would apply, mutatis mutandis, to
white students.
In the classic accreditation process, institutions are evaluated on the basis of the
stringency or laxity of their educational
standards. In the past, if a college was found
to be too lax, accreditation was withheld, or
perhaps conditionally granted pending correction of certain deficiencies. But now, for
the first time, a college's accreditation has
been "deferred," not because its standards
are too low, but because they are too high.
An institution of higher learning is being
directed to arrange its faculty , administration, and curriculum so that a de facto racial
graduation quota can be filled . Aside from
some serious issues of law, this initiative
July 1991

represents the latest step in the abolition of
institutional autonomy and faculty control
over the hiring process.
It is no coincidence that this new and
arbitrary direction has been taken by a
private accrediting agency. In 1989 the
Supreme Court issued a series of decisions
that seriously undermined the ability of
government to require institutions to use
racial and sexual quotas in hiring and
promotions. Though this was a serious setback for those who would like to see a
political system governed by racial and sexual
entitlement, they have evidently regrouped.
For example, under the sponsorship of
Senators Kennedy and Hawkins, the Civil
Rights bill of 1990 currently being argued in
Congress would reimpose on employers the
burden of proving that they did not discriminate against minorities in hiring. Since it is
virtually impossible to prove that something
has not occured, the result will be that
employers (including colleges and universities) will be obliged to adopt quotas in hiring
in order to forestall potential lawsuits. This is
particularly likely because the same legislation will require employers to pay the cost of
employees' litigation, thus encouraging plaintiffs to make complaints of discrimination free
of charge
On the level of academic rhetoric, the tactic
has been to substitute "diversity" for the
now-tainted "affirmative action," since it is
widely recognized that the latter has produced discriminatory preferential hiring. Surveys show that most blacks, as well as most
whites, are opposed to preferential treatment
for blacks. Using "diversity" sounds better
because the term is vague and it is hard to say
one is against it. But the Baruch case shows
what " diversity" truly means; it is simply old
wine in new bottles.
That there is no logical or empirical
justification for racial quotas in hiring or
graduation should not need saying. But
Simmons and his allies are not governed by
logic or facts; they are driven by a sense of
moral righteousness that is impervious to any
argument. Rather than conforming to consistent and objective standards of excellence,
Simmons makes up the rules as he goes
along. Rather than appealing to the intellect,
Simmons tugs at people ' s basest emotions in
order to impose his political agenda on higher
education.•

LETTERS from Santa Fe

The Bamch case
shows what,
''divers£ry ))truly
means)· zt is

simply old wine
in new bottles.

Page 11

�•Founded:
Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St.
John's College. Great Books Program adopted 1937. Second campus in Santa Fe opened in 1964.

I
I
Profile
Profile
Profile
Profile

• Curriculum:
An integrated, four-year, non-elective arts and science program based on reading and discussing, m
loosely chronolpgical order , the G reat Books of Western C ivilization.

• Approach: .
Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures.
Classes are very small. Student/faculty ratio is 8: I. St. J ohn's is independent and non-sectarian .

• Degree Granted:
Bachelor of Arts in Liberal Arts.

• Student Body:
Enrollment is limited to about 400 students on each campus. C urrent freshman class made up of 55 %
men and 45 % women, from 30 states and several foreign countries. Fifty-seven percent receive
financial aid. Students may transfer between the Santa Fe and Annapolis campuses.

• Alumni Careers:
Education-21 % , business- 20 % , law-10 % , visual and performing arts-9% , medicine- 7% ,
science and engineering- 7 % , computer science- 6 % , writing and publishing-5 % .

• Graduate Institute:
The Graduate Institute in Liberal Education is an interdisciplinary M aster 's degree program based on
the same principles as the undergraduate program . Oflered on both campuses year-round~

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                    <text>LETTERS from Santa Fe
St. John 's College, Santa Fe, New Mexico

J anuary 1991

A Message
from
the President

2

John Agresto

4

David W Breneman

A Light for
Higher Education

Dear Friends,
For almost a decade now there has been a growing
debate about education at all levels-from elementary
through graduate school. There have been monthly, it not
weekly, reports, studies, surveys, and predictions issued on
the state of American education. So many, that the central
issue of what constitutes a good education and how to
improve the education America's youth receive has often,
I'm afraid, gotten lost in the rhetoric. Thus. this newsletterLetters from Santa Fe.
You will see as you read this newsletter that it is not
about education across the board but about American
higher education in general and American liberal education in particular. This is for purely personal reasons-I
have been involved in higher education all of my
professional career, and I am the president of a four-year
liberal arts college.
I would like for Letters from Santa Fe to be a source of
information to readers on the state of higher education, to
give facts and figures that may not have crossed your
desks, to reprint articles of general interest, to offer some
observations on what is and is not working, and to let you
know what's going on at the liberal arts college I know
best, St. John's.
For the most part. this newsletter will go to friends and
professional acquaintances I have made over the years.
However, at the best, these letters will be a two-way street
with your writing if there is something you know, or notice.
or want to bring to our collective attention. If this
newsletter not only gives you valuable information but
also helps start a conversation among us about the
character and quality of American education, then I think
we will have accomplished a great deal.
1n this first issue there will be more about St. John's
College than in subsequent ones just because many of
you are unfamiliar with who we are and what we do.
Included is the talk I gave at my recent inauguration as
well as the results of a study of how our students did
compared to other students in a national survey. Also,
there are articles by David W. Breneman and Lynne V.
Cheney I think you will find interesting and helpful.
So, this is our first issue of Letters from Santa Fe. Let me
know what you think.

5

10

Are We Losing
Our Liberal Arts
Colleges?

Lynne V Cheney

Research and
Teaching
at Colleges and
Universities

Special Report:

St. John's Seniors
Ace NEH Survey
While National
Sample Flunks

�John Agresto

A Light for Higher Education
Inaugural Address, April 28, 1990
we think about the place of college
W hen
education in America, many of us

In the last thirty
years the
number of
students
concentrating in
the liberal arts
has fallen from
60 percent
to around
10 percent.

Page 2

automatically think of liberal education: of
students leaving home for four years to read
some literature, study some history, learn
about languages, study mathematics, or bi0logy , psychology or classics. To think this
way is simply an anachronism, simply false .
In the last thirty years the number of students
in American colleges and universities who
can be said to concentrate in the liberal arts,
or in some major area of the liberal arts, has
fallen astonishingly. The figures are soft, but
they look something like this: in the last thirty
years the number of students concentrating in
the liberal arts has fallen from approximately
60 percent of the college population to
somewhere just around 10 percent. To think
of American collegiate education today as
liberal education is simply not true: the great
bulk of it is technical, vocational , commercial
and professional education .
Everyone, it would seem, within the
academy has the same explanation for the
shift away from the liberal arts: students have
been captured by materialism and commercialism, sttldents have lost their idealism,
students have been seduced by bourgeois
American capitalism and Wall Street or have
simply given in to their narcissistic desire to
be rich, selfish, competitive and comfortable.
These explanations are, I think, by and large
false and deluding. The leaders of American
higher education often have the incredibly
elastic ability to blame everything and everyone for their woes-everyone, that is, but
themselves.
So what's wrong with higher education
today that has precipitated this monumental
decline in liberal education? Plenty.
First, it clearly has something to do with
the decline of teaching. While I have no
objection to good research and scholarship in
the liberal arts, and I know that there are
some students who pride themselves on
association with the names of great scholars
on their campuses, I do think that most
students would rather be in the company of a
great teacher than on a campus with renowned but unavailable researchers.
Second, it has something to do with
LETTERS fro m Santa Fe

arrogance and contempt. I mean especially
contempt for this country and this civilization . We all have our stories and we've all
compiled enough evidence to know that the
segment of the academy that almost seems to
pride itself on its gloating disdain for general
American habits and ways and hopes and
loves is not to be found in schools of nursing
or pharmacology or electrical engineering or
accounting, but in the liberal arts. Yet
students, despite what their parents might
think, come to college with an instinctive,
wholesome and totally proper love of country,
of customs, and even of religious values and
institutions. And while no one begrudges the
academy its role as cultural critic, students do
sense that if what they'll be subjected to is
politics and ideology masquerading as teaching, or if they see themselves subject to an
unremitting attack on Western civilization or
on their untutored but seemingly sensible
devotion to certain principles and values,
well, they'd sooner major in business or
finance, thank you all the same. It's a sad
situation, for I've seen that the more professors drive away students because of their
disdain and contempt for the principles and
works of this civilization, the more they
blame the character of today's students rather
than themselves.

LETTERSfrom Santa Fe
A quarterly newsletter on higher education
Published in January, April, July, and
October at St. john 's College, Santa Fe.
Submit letters or comments to:
John Agresto, President
St . john's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501 -1599
Telephone (505) 982-3691
FAX (505) 989-9269
john Agresto, Publisher
Ben Galison, Editor
Douglas Jerrold Houston,
Design and Production
Copyright
Santa Fe.

© 1991 by St. John 's College,

J anuary 199 1

�Third, the trivialization of the liberal
arts has probably driven as many students
away as the politicization of the liberal arts.
Once we say that there are no great books to
read or great ideas to understand or great
people to study but that virtually all things
are equally instructive, interesting or valuable, the more our students will disbelieve us
and rightly walk away. If books and ideas are
objects of play rather than substantial, transformative and significant items central and
important for life, why bother? Then we've
really made the liberal arts irrelevant. And,
at the cost of $60,000 or more, students will
go elsewhere.
Despite the incredible decline in liberal
education nationally, we know that there are
places where it not only survives but flourishes. Where you're standing today is a case in
point. Applications to this school are as
strong as, if not stronger than, ever. There's
a new library. Voluntary contributions are on
the rise. And everyone I meet here senses that
this is a place where teaching and learning
are alive and healthy, where liberal education
still manifestly flourishes.
We are hardly perfect, and much of what
I have to say may still be in the form of goals
rather than solid fact, but I do think this
college can be and is a model and a light for
higher education generally. Here teaching is
taken seriously because learning is taken
seriously. Here, in a school without academic
departments, where each day the tutors
themselves strive to be better and more
widely educated, the drive to know, the love
of learning and the desire to talk about and
teach what we've seen and read is clear.
When the faculty here resolves, as it has so
recently, that it would rather forego all salary
increases than increase the size of classes, you
know that teaching is paramount.
Second, when one takes the books of the
Western tradition as seriously as we do here,
simple contempt for the tradition, or of the
principles and works of this civilization, are
impossible. We simply know too much to be
enemies of this culture. We know, to be sure,
that one's own is not necessarily the best . But
we've seen enough and read enough to know
the good when we see it. And we know that as
we hold the ideas and works of this tradition
up for question and investigation that we
also, by that very act, transmit the ideas,
works and principles of this tradition forward. We are not embarrassed to be both
scholars and critics and bearers of the culture
all together. And we trust that we turn out
and will continue to turn out graduates who

J anuar·y 1991

themselves have an attachment to this civilization as well. We trust that we are turning
out students who are public servants and
producers of public goods and not just
carpers and critics.
On that score, we also know that
knowledge is not necessarily virtue-we know
that there can be angels in understanding and
devils in conduct. What is left for us to show,
however, is that knowledge and virtue,
education and public spiritedness, are not
incompatible . What we have to show is what
is written on the first page of our catalog,
something which I think many institutions
would be ashamed to reprint each year,
though we are not-it goes like this: "Liberal
education should seek to develop free and
rational men and women committed to the
pursuit of knowledge in its fundamental
unity, intelligently appreciative of their common cultural heritage and conscious of their
social and moral obligations."
If we can do these things with fervor and
intelligence, St. John's will continue to be
what I think it is at present, a light to all
colleges, a leader in the meaning of liberal
education, and the maker of men and women
of whom we and our fellow citizens will be
proud.

Here teaching is
taken seriously
because learning
is taken
seriously.

LETTERS from Santa Fe

Page 3

�David W. Breneman

Are We Losing Our Liberal
Arts Colleges?
of doing research for a book
I onn thethecourse
future of private liberal arts colleges, I made a startling discovery. While I
began with the belief that there were roughly
600 such institutions in this country, I have
concluded that, given a reasonable definition
of a liberal arts college, we have only about
200 of them left.
My discovery was as simple as it was
disturbing: The liberal arts college as we
know it is disappearing from the landscape,
and another type of institution-the professional college-is taking its place. Furthermore, I believe that most educators are not
aware of this "sea change," nor have we
begun to debate its significance .

The liberal arts
college as we
know it is
disappearing
from the
landscape.

A Unique Mission
Among the nation's 3400 colleges and
universities, only the liberal arts colleges are
distinguished by a mission of providing
four-year baccalaureate education exclusively, in a setting that emphasizes and rewards
good teaching above all else.
These colleges tend to enroll small
numbers of students; they emphasize liberal
education over professional training. They
are the source of a disproportionate number
of graduates who go on to earn doctorates
and to pursue academic careers.
Their "privateness" means that certain
values-religious and otherwise-can inform
their mission in ways not possible at state
institutions, while their small size makes
possible a sense of community among students, faculty, and staff that can rarely be
achieved in larger settings.
The diversity of American higher education, one of its oft-noted and much-valued
attributes, will be much reduced if these small
private colleges are unable to sustain themselves and their mission because of changing
economic circumstances.

languages, social sciences, and physical
sciences. They rarely enroll more than 2500
students; most enroll between 800 and 1800.
The kind of education they provide
might be described as pre-professional: Many
students enroll in graduate or professional
programs upon graduation, but the college
itself offers virtually no undergraduate professional education.
Economically, liberal arts colleges have
comparable revenue and cost structures.
Their common economic struggle is partly a
function of their offering a curriculum that
does not cater to current . student concerns
with the job market. While remaining true to
an educational ideal, liberal arts colleges must
compete with universities that provide many
more courses and majors, as well as a vast
array of professional degrees in fields such as
business, engineering, architecture, nursing,
and education.
And while it is easy to understand the
pressure on colleges to shift away from
offering liberal arts toward offering professional training, it is all the more important to
appreciate the financial constraints of liberal
arts colleges that have not taken that way out.
David Breneman then lists 140 colleges
as "Liberal Arts I" colleges-those private
institutions in which more than half of the
degrees awarded were in the arts and sciences. Only 140. Indeed, in our area, in addition
to St. J ohn' s, the only comparable institution listed is Colorado College . Arizona,
Utah, Nevada, and Oklahoma have none,
and Texas only one. -J .A.

Defining Terms
After further thought it soon became
apparent that liberal arts colleges might be
characterized in two ways: by their educational ideals and by their economic structure .
Educationally, these colleges award the
bachelor of arts degree, are residential, enroll
full-time students in the age range of 18 to
24, and limit the number of majors to
roughly twenty in the arts, humanities,
Page 4

LETTERS.from Santa Fe

David W. Breneman is a visiting professor at
the Harvard Graduate School of Education and a
visiting fellow in economic studies at the Brookings
Institution, Washington, D . C. He was presidmt of
Kalamazoo College, Michigan, during 1983-1989.
This article is reprinted with permission .from The Colltge
Board Review, No. 156, Summer 1990. © 1990 by College
Entrance Examination Board, New York.

January 1991

�Lynne V. Cheney

Research and Teachinp at
Colleges and Universities
decades critics have been saying that
Forinstitutions
of higher education do not do
enough to encourage good teaching. Classicist William Arrowsmith made this point in
1967, observing that "at present, the universities are as uncongenial to teaching as the
Mojave Desert to a clutch of Druid priests.''
Almost a quarter century later, historian
Page Smith asserts that faculties "are in full
flight from teaching .... In many universities,
faculty members make no bones about the
fact that students are the enemy. It is students
who threaten to take up precious time that
might otherwise be devoted to research. ''
This situation has not come about because faculty members necessarily prefer
research. In a recent survey, 71 percent
reported that their interests either leaned
toward or lay primarily in teaching. But the
road to success-or even to survival-in the
academic world is through publishing. Anthropologist Bradd Shore notes, "If you fail
at the teaching and fail at the service but still
do terrific scholarship, you are likely to get
tenure," but not the other way around. A
senior literature professor, who himself publishes actively, reports that " the way one
prospers is by finding time away from
teaching to get one's own work done."
Philosopher Thomas Flynn relates the advice
he received as a young assistant professor
trying to get tenure: ' ' Beware of the students.
They will destroy you."

Dramatic Emphasis
on Research
The most dramatic examples of how
research is valued over teaching occur when
faculty members who have won campuswide
awards for teaching suddenly find themselves
without jobs. A 1988 article in The Chronicle of
Higher E ducation even raised the possibility that teaching awards, by implying that a
faculty member is not as serious about
research as he or she should be, are "the kiss
of death" as far as achieving tenure is
concerned. Economist Thomas Sowell reports, "I personally know three different
professors at three different institutions who
have gotten the Teacher of the Year Award
and were then told that their contracts would
not be renewed. ''
The emphasis on research is greatest at
J anuary 1991

research universities where 64 percent of the
faculty report spending five hours or less per
week on formal classroom instruction and 86
percent report spending six or more hours per
week on research. At liberal arts colleges, by
contrast, only 16 percent of the faculty report
less than five hours a week in the classroom;
and 48 percent report spending six or more
hours on research. Even at liberal arts
colleges, however, the emphasis on research
is growing. Fifty liberal arts schools have
banded together under the lead of Oberlin
College and are considering calling themselves "research colleges." Schools such as
Colorado College, Grinnell, and Wellesley
have reduced the number of hours faculty
teach so that they have more time to do
research. A recent survey of twelve liberal
arts colleges reported that faculty frequently
distinguish between teaching and what they
often call, significantly, 'my own work, ' '' or
research.
Faculty members often blame administrators for the emphasis placed on research,
but administrators are responding to powerful external forces. The money that flows to
their institutions and the prestige their
schools enjoy will be largely dictated by the
research those institutions do. Thomas Sowell
points out that hundreds of millions of federal
dollars flow into research at universities.
"Money talks in academia as elsewhere,"
Sowell notes, ''and what money says on most
campuses is 'do research.' " Emory University's Frank Manley observes that academic
reputation is established through the public
act of publishing, not through the more
private act of teaching. " The people who
have status outside the University, who are
writing and publishing, are the ones who are
going to get the status inside the University,"
says Manley. "They are the ones. who are
looked upon with most favor by the administrators because they are the ones who have
the marquee value for the University.''

Even at liberal
ll
h
arts co eges, t e
emphasis on
research is
growing

The Tyrannical Machine
that Reigns
The model that increasingly drives all of
higher education- the tyrannical machine
that reigns- was fir st established in the
United States at the end of the nineteenth
LETTER S from Santa Ft

Page 5

�century. Derived from German universities,
this model emphasized the production of
knowledge rather than its diffusion. Both
Daniel Coit Gilman and G. Stanley Hall,
influential spokesmen for the new university
ideal, thought that the scholar's proper role
lay in producing "bricks" for the rising
temple of knowledge. William James was
among the first to note that such a singleminded view threatened a system in which
there were many paths to excellence. It was in
a 1903 essay on the Ph.D.-the degree
associated with the new, research-oriented
university-that James coined the phrase
''tyrannical machine. ''

Teaching Less

The gradually
shrinking
academic year
also affects
time faculty
members spend
in the
classroom.

Page6

One of the most dramatic effects of
emphasizing the production of new knowledge-that is, research that leads to publication-rather than the communication of
knowledge to the next generation-that is,
teaching-has been a decline in how much
faculty members teach. At four-year institutions, time spent by faculty in the classroom
has decreased steadily. According to one
estimate, teaching responsibilities at noted
research universities_ have, since 1920, decreased in many instances by one-third, and
often by half to two-thirds. As the president
of York College of Pennsylvania, Robert
Iosue, notes, it is difficult to be precise about
the degree to which teaching responsibilities
have declined because official teaching loads
are often different from actual ones, which
may be reduced for such work as service on a
faculty committee. " In one bizarre case,"
louse says, "a professor received fifteen
hours of reduction from an official work load
of twelve hours. He was paid a three-hour
teaching overload yet did not step inside the
classroom. ''
The gradually shrinking academic year
also affects time faculty members spend in the
classroom. In the late 1960s, according to an
executive director of the American Association of Collegiate Registrars and Admissions
Officers, most colleges had two seventeenweek semesters. Now, two fifteen-week semesters are more typical, with some schools
in session as few as twenty-eight weeks-or
half a year. Observing that students in
Missouri institutions of higher education now
spend a semester and a half less in college
than students in the 1940s, Governor John
Ashcroft has asked the schools in his state to
lengthen the academic year.
Because the prestige of an institution
depends on whether it has a faculty well
known for publishing, colleges and universities frequently raid other institutions for their
research stars. "Hiring superprofessors,"
LETTERS from Santa Fe

observes Lewis H. Miller of Indiana University, "is a quick and easy method of raising
the value of one's academic stock." The
primary way of luring faculty from other
institutions is to offer them reduced teaching
loads. As Lee Knefelkamp of the American
Association for Higher Education puts it,
"Unfortunately, the blue chip that we play in
the poker game these days is to offer our best
scholars less time with students. The currency
of higher education has become, in fact, less
time with the constituency we are supposed to
serve." Professor Miller reports that when he
was a dean, faculty members who visited his
office to discuss offers they had from other
institutions were almost always more attracted by the possibility of teaching less than the
promise of earning more. "Although some of
these colleagues were teaching just one or two
courses a year," Miller writes, "they were
being wooed by the prospect of a 50 percent
reduction, even if that translated into teaching one course every other year. "
When faculty members teach less, there
is a financial consequence. Because more
people must be hired to teach, the costs of
education escalate-and so does tuition. Between 1980-81 and 1989-90, average tuition
charges rose an inflation-adjusted 50 percent
at public universities, 66 percent at private
universities, and 57 percent at other private
four-year schools. Other factors, including
increased administrative expenses, account
for some of these increases; but with instructional budgets typically comprising 40 percent of educational and general expenditures,
the decline in the amount of time faculty
members spend in the classroom clearly plays
a role.
Between 1977 and 1987, while the
number of full-time arts and sciences students
decreased by 14 percent, the number of
full-time arts and science faculty members
increased by 16 percent, but it is hard to find
evidence that instruction benefited. Instead
there are reports of students unable to get
into classes or to take the courses they want.
At the University of Texas at Austin, after
the English department reduced the teaching
load by one-third, students stood in long lines
in Parlin Hall , waiting, as the student
newspaper put it, " for an English class, any
English class, to open.'' At Northwestern
University , a student editorial complained
about course offerings in history, noting that
20 percent of the department was on leave to
do research and that none of the four highly
publicized, newly hired faculty members in
the department was teaching.

An ''Academic Underclass''
Even though the number of arts and
sciences students has declined markedly and
J anuary 1991

�are often unsupervised; and while· some
manage to be excellent teachers without any
orientation or opportunity to discuss their
work with experienced faculty members, few
find themselves rewarded for a job well done.
In fact what graduate students learn, all too
often, is that teaching is not worth doing well.
Says Frank Manley of Emory University, "I
left Uohns Hopkins] with the idea that my
main job was to do research, write books, and
neglect undergraduates, because otherwise
they would take all my time .... My career has
been in part an unlearning of what I learned
in graduate school." Jaime O'Neill of Butte
College in Oroville, California, says that it
took him "five years of adjustment to get
over the snobbery of graduate school.

The High Price

the number of faculty members has increased
significantly, many institutions still find
themselves short of teachers. They frequently
fill in the gap with what has been called an
''academic underclass'' -part-time instructors. Part-timers, who in 1988 comprised 37
percent of faculty nationwide, are paid much
less than full-time faculty. A survey of
English departments showed the typical parttime faculty member earning $1,500 per
course although there were examples of
departments paying as little as $400. Colleges
and universities often cap the number of
courses that a part-timer can teach so they
will not have to pay fringe benefits. Thus
many part-timers become "gypsy scholars,"
frantically commuting between teaching assignments at different institutions and frequently looking for other ways to supplement
their salaries. Michael Shenefelt, a part-timer
at New York University and Long Island
University, reports that by supplementing his
income as an office temporary, he is able to
earn $20,00 a year. "A New York University elevator operator begins at $20,000,"
Shenefelt observes.
For Ph.D.-granting institutions, graduate students are another source of cheap
labor for the classroom, one used extensively
at some universities. A 1989 walkout at
Berkeley is reported to have caused the
cancellation of nearly 75 percent of classes.
Like part-time instructors, graduate students
January 1991

Across the country are thousands of
faculty members whose professional lives run
counter to the prevailing culture of academia.
At a liberal arts college in the Midwest where
a new emphasis on publication has led to a
cutback in course offerings, a literature
professor teaches as many courses as he
possibly can to try to make up the shortfall.
"I am permitted to teach on an unlimited
basis," he says "and I do. If I did not do this
many students would not be able to take a
literature course . " All too often, however, a
decision to emphasize teaching exacts a price.
At the University of Maryland, associate
professor Maynard Mack, Jr., notes that his
own focus on teaching "is not a fast track to
that promotion. I should minimize my campus responsibilities and produce a second
book."
Nowhere is the Countertrend to academia's current culture stronger than in community colleges. The mission of these institutions is clear. "We are a practical teaching
college," in the words of one professor. But
in a system of higher education that does not
place high value on teaching, community
colleges rank low in prestige. Having less
status than four-year colleges, they command
fewer resources. Their faculty members earn
less even though they teach more . The
overwhelming majority of community college
faculty spend more than eleven hours a week
in the classroom; 10 percent spend more than
twenty hours a week. Many find year-round
employment a necessity. "If you don't
teach,'' says Evelyn Edson of Piedmont
Virginia Community College, "you work at
Shoney's [a fast-food restaurant] in the
summer. You get some kind of job. " The
results can be too little time to undertake the
reading and reflection that make for better
teaching, too little time to exchange ideas
with other faculty members about issues in
one's field or ways to improve courses and
curricula.
LETTERS from Santa Fe

Graduate
students are
another source
of cheap labor
for the
classroom.

Page 7

�Faculty Interests and
Student Needs

Focusing on
increasingly
narrow topics
is one way of
achieving the
originality that
publication
demands.

Page8

The increased emphasis on research has
resulted in a surge of publications. The
number of books and articles published
annually on Shakespeare grew by 80 percent
between 1968 and 1988; the number on
Virginia Woolf by 800 percent. With so
much being written, individual researchers
find themselves having to take up narrower
and narrower topics in order to find a niche.
The consequences were apparent in the 1970s
when Professor William Schaefer became
editor of Publications of the Modern Language Association. Discovering a backlog of
articles on exceedingly specialized topics,
Schaefer developed a new editorial policy
emphasizing articles of "significant interest";
but PMLA, despite being one of the premier
journals of the academic world, did not
receive a sufficient number of articles of
wider interest to sustain the new plan.
Focusing on increasingly narrow topics
is one way of achieving the originality that
publication demands. Another, as Gerald
Graff has noted, is proposing innovative
interpretations. "The new wave of paracritical and metacritical improvisation in criticism .. . . " Graff wrote in 1979, "may be a
necessary spur to industrial growth at a time
when the conventional modes of professional
publication have worn thin." The importance of new theoretical approaches to scholarly publishing can be seen in journal article
after journal article in which scholars write
about ''foregrounding,'' ''appropriating,''
"inscribing," and "engendering." It can be
seen in books: An historian, for example,
takes up such topics as ''The Semantics of
Transcendence as a General Academic
Code" and "Historiographical Rejection of
Cultural Disengagement." Theory shapes
the programs of professional gatherings. At
the Modern Language Association's most
recent convention, papers were given on
"The Authority of Female Representation in
the Postmodern Matrix,'' '' Prosaics and
Semiotic Totalitarianism,'' and ''Narrative
Dismemberment: Psychological Digressions
in the Structure of Hypertests." Members of
the College Art Association are currently
being invited to present papers on "Rethinking the 'Foucauldian' association of photography with the generalized 'panoptic' regime of truth and power. ''
It is not surprising that faculty would
want to teach what interests them professionally, but the extent to which specialization
and new theoretical approaches have affected
curricula may well startle anyone who has not

LETTERS from Santa Fe

followed the collegiate course of study over
the last few decades. A student can fulfill core
requirements at Harvard by studying tuberculosis from 1842 to 1952, and distributive
requirements at Dartmouth with "Sexuality
and Writing," which analyzes "the use of
sexuality and its ramifications as symbols for
the process of literary creativity, with particular reference to ... potency and creative fertility; marriage or adultery and literary sterility;
deviation and/or solitude and autobiography;
prostitution and history; chastity and literary
self-referentiality.''

Concern for Western
Civilization Courses
At the University of Minnesota, faculty
in the humanities department recently proposed doing away with the ten courses the
department offers in Western civilization and
substituting three new courses: "Discourse
and Society," "Text and Context," and
"Knowledge, Persuasion, and Power." In
these introductory courses, students will analyze "ways that certain bodies of discourse
come to cohere, to exercise persuasive power,
and to be regarded as authoritative, while
other are marginalized, ignored, or denigrated ." More advanced courses are also being
planned, including "Music as Discourse,"
for which the syllabus includes music videos, a
heavy metal concert, and songs sung at a
workers' strike .
Resistance from faculty in other departments as well as from students has led the
humanities department to give up plans to
abandon the Western civilization courses
immediately. For the time being, the older
curriculum will continue to be offered along
with the newer ones. There is concern,
however, about how long the Western civilization courses will last since the overwhelming majority of faculty members in the
humanities department has little interest in
teaching them.
A disgruntled student at Minnesota
observes, "This is all because members of.a
department want to teach what they want to
teach"-which is not necessarily what undergraduates need to learn. A recent nationwide
survey conducted by the Gallup Organization
for the National Endowment for the Humanities showed that many students manage to
approach college graduation with alarming
gaps in knowledge. About 25 percent of the
nation's college seniors were unable to date
Columbus's journey within the correct halfcentury. More than 30 percent could not
identify the Reformation.
"We are graduating a generation that
knows less and less,'' says Vassar sociology

January 1991

�professor James Farganis. In the absence of
required, broad-based courses in which
undergraduates study significant events and
books, Farganis notes, "students are picking
and choosing, making their own curriculum
in a haphazard fashion." Some students do
not study American or English literature at
all: It is possible to graduate from 45 percent
of the nation's colleges and universities
without doing so. Similarly, some undergraduates do not study history: It is possible to
graduate from 38 percent of the nation's
colleges and universities without doing so. At
41 percent of colleges and universities, it is
possible to graduate without studying mathematics; at 33 percent, without studying
natural
and
physical
sciences.

Significant Decline in
Humanities Majors
Between 1968 and 1988, while the
number of bachelor's degrees awarded in the
United States grew by 56 percent, the
number of bachelor's degrees awarded in the
humanities fell by 39 percent. There have
also been significant declines in mathematics
and physical science majors during this
period: down 33 percent and 9 percent,
respectively. For the humanities (and for
mathematics) the situation has improved in
recent years, but the loss remains significant.
Twenty years ago, one out of six college
graduates majored in the humanities. Today
the figure is one out of sixteen. No doubt
there are many explanations, but surely one
is that many students come to college poorly
prepared in the humanities-and in mathematics and physical sciences as well-and
once in college, they do not take introductory
courses that fully introduce them to the
challenges and pleasures of these disciplines.
How could an undergraduate who has never
taken a meaningful course in history or
physics choose to major in one of these fields?

people now earning undergraduate degrees in
English or French at our most prestigious
institutions have read two or three pages of
Lacan, Derrida, Foucault, and Kristeva for
every page of George Eliot or Stendhal. "
In graduate school, students prepare to
publish and survive by narrowing their focus
as much as possible- and by reading theory.
Elizabeth Fentress, who went to graduate
school because she wanted to concentrate on
original works of literature, has written about
her discovery that there was no way to earn
an advanced degree without diving into a
"tidal wave of theory." Rather than be
diverted from her goal, she ended her
graduate studies. "I deemed it best to
leave . ... " she writes, "and to learn what I
wanted
to
learn
on
my
own.''

Summary
Research interests affect teaching and
learning at all levels of higher education, and
they have an impact on schools as well.
Among today's college students are tomorrow's teachers; and if their curricula have
been haphazard, they may well know less
than they should about the subjects they will
teach. If they have been taught in an
indifferent fashion, they will be less likely to
know how to teach well themselves. "The
undergraduate education that intending
teachers receive is full of the same bad
teaching that litters American high schools,"
a group of education school deans observes.
"If teachers are to know a subject so that they
can teach it well, they need to be taught it
well."

''We are
graduating a
generation that
knows less and
less, ''says
Vassar sociology
professor~ames

Farganis.

Preparation for Demands
of Graduate Schools
Those who do major in the humanities
often find that their courses are not conceived
as comprehensive treatments of important
subjects but as preparation for graduate
school. Even though most majors in subjects
like English do not go on to work on Ph.D. 's,
they may well spend time as undergraduates
becoming familiar with critical theoryperhaps more time than they spend reading
literature. "I strongly suspect," writes Professor Robert Alter of the University of
California at Berkeley, "that many young

January 1991

Lynne V. Cheney is Chairman of the National
Endowment for the Humanities . Reprinted here is
an excerpt from Tyrannical Machines : A Re-

port on Educational Practices Gone Wrong
and Our Best Hopes for Setting Them Right,
published recently by the NEH.

LETTERS.from Santa Fe

Page 9

�Special Report:

St. John's Aces NEH Survey
While National Sample Flunks
contract with the National EndowU nder
ment for the Humanities, the Gallup

The national
mean score was
58 percentfailing.

Organization last spring tested nearly 700
U.S. college seniors on their knowledge of
American and world history and literature . If
the students' answers were to be graded ,
more than half of those tested would have
failed . Using the standard "A" to "F" scale ,
where less than 60 percent-correct score
means failure, 55 percent would have received an "F" and another 20 percent a
"D. " Just 11 percent would have received an
"A" or "B" grade . The national mean score was
58 percent-failing.
Appalled by these scores, St. John's
decided in April of this year to administer
informally the same test to its own seniors,
hoping that we would see more heartening
results. We did . Twenty-three out of the sixty
members of the 1990 senior class volunteered
to take the test one afternoon while President
Agresto proctored. All of them passed. Only
one person got a "C" grade. The other 22 , a
full 96 percent, received grades of "A" or

" B." The average score for the St. john's seniors
tested was 91 percent correct-a grade of ''A. ''
The NEH, whose mission it is to
promote the study of the humanities, developed this survey to measure the students'
command of basic historical and literary
knowledge in the last year of their undergraduate education . Each senior was asked 87
questions concerning important historical figures, dates and events as well as significant
authors and literary works.
Significant gaps in knowledge about
history were found among college seniors in a
variety of areas. For exampi&lt;;, only two in
five students nationally knew that the "shot
heard round the world " that signified the
start of the American Revolution was fired at
Concord , Massachusetts. (Seventy-eight percent of the St. John's seniors answered
correctly.) One-fourth were unable to date
Columbus' journey within the correct halfcentury. (None of the St. John's students
missed this question .) If they were to take the
Immigration and Naturalization exam to
qualify for U.S . citizenship, the majority of
American college seniors would flunk .
In the literature section, one part consisted of 19 questions in a multiple choice
Page 10

LETTERS from Santa Fe

Summary Findings:
Performance of College Seniors
On History and Literature Questions
GRADE

A
B

c
D

F

USA ('lo)

St. Johns(%)

2
9
14
20
55

74
22
4
0
0

100

100

M ean
Correct

58%

91 %

No. in
S urvey

691

23

Grading Scale U sed for the Survey:
A
90% or more correct
80 % -89 % correct
B
70%-79% correct
C
D
60 %-69 % correct
less than 60 % correct
F
format with one correct answer and three
"foils" presented. A majority of the national
sample could not link major works by Plato,
Dante, Shakespeare, and Milton with their
authors. Only six in ten college seniors
nationally knew that Chaucer wrote the
Canterbury Tales or that Melville wrote Moby
Dick. Less than one-half of the national
survey of college seniors knew that Jonathan
Swift wrote Gulliver's Tra vels and barely a
quarter could identify Virgil as the author of
the Aeneid.
Nationwide , graduating seniors have
equal difficulty with classic texts and newer
literature. One interesting fact regarding St.
John's students was their strong familiarity
with literature not directly covered in their
four years here . For example, 86 percent
knew that Ralph Ellison was the author of
Invisible Man when only 12 percent of seniors
nationally could make that connection .
"While our students here are bright , "
Agresto said, "what this experiment tends to
show is the singular importance of a rigorous,
intensive and sequential program of study-a
core curriculum, if you will-to help students
see and understand the full sweep of civilized
life with all its facets and complications. ' '
-Compiled by Ben Galison
J a nuary 1991

�Sample Survey Questions
23. Who wrote Native Son, a novel of black life in Chicago, and Black Boy,
which is highly autobiographical?

USA(%)

v

1

2
3
4

31
23
9
31
6
100

Richard Wright
Eldridge Cleaver
LeRoiJones
MalcolmX
Blank I No Answer

St. John's (%)

72
18
5
5
0
100

24. A Greek play about a woman who defies a king in order to honor her dead
brother is ...

USA(%)
1

v

14
49
14
16
7
100

Medea

2 Antigone
3
4

Electra
Agamemnon

Blank I No Answer

St. John's (%)

0
100
0
0
0
100

5 7. The ''shot heard round the world'' was fired at ...

USA(%)

v

1 Gettysburg
2 Yorktown
3 Concord
4 Bunker Hill
Blank I No Answer

21
15
39
23
2
100

St. John's (%)

8
8
77

5
5
100

64. In which time period was the Civil War?

USA(%)
1

2
3

v

4

5
6

Before 1750
1750-1800
1800-1850
1850-1900
1900-1950
After 1950
Blank I No Answer

**
15
24
58
2
**
1
100

St. John's (%)

0
0
14
86
0
0
0
100

All of the St.
John) s seniors
passed. 96
percent received
grades of 'A ) or
'B.)

* * Less than one-half of one percent
January 199 1

LETTERS from Santa Fe

Pa ge 11

�Profile Profile
St. john's College is an independent, non-denominational, four-year, co-ed, liberal arts college.
•Founded:
Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St. John's College.
Great Books Program adopted 1937. Second campus in Santa Fe opened in 1964.

• Curriculum:
An integrated, non-elective arts and science program based on reading and discussing , in loosely chronological order,
the Great Books of Western Civilization.

•Approach:
Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures. Classes are very small.
Student/faculty ratio is 8: 1.

• Degree Granted:
Bachelor of Arts in Liberal Arts.

• Student Body:
Enrollment is limited to about 400 students on each campus. Current freshman class made up of 55 % m en and 45 % women ,
from 30 states and several foreign countries. Students may transfer between th e Santa Fe and Annapolis campuses.

• Alumni Careers:
Educatio n-2 1 % , b usiness-20 %, law- 10 %, visual and performin g arts-9 %, m edicine-7%, computer science-6 %.

• Graduate Institute:
The Graduate Institute in Liberal Education is an interdisciplinary Master' s degree program based o n the same principles as
the undergraduate program. Offered on both campuses year-round .

. ADDRESSCOR~~CTIO~
REQUESTED

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c

LETTERSfrom ~1f!a Fe
{~

St. John's College, Santa Fe, New Mexico

LIBERAL
EDUCATION
john Agresto

M

ost essays on liberal education are pompous affairs.
They prattle on about how such an education liberates
the human spirit, opens our minds to other ways of life,
exposes us to higher " values," makes us more sensitive, more
humane, more aware, more sparkling. Then follows an often
patronizing comment about those who were led into studying the
useful rather than liberal arts-perhaps engineering, or computers,
or, worst of all, commerce. Finally, they often end with a bit of
ostentatious hand-wringing over the
nasty character of American culture,
which seduces the young away from
their native idealism through the
workings of those twin devils of
modern society, technology and
bourgeois materialism.
This is pretty much all balderdash.
I have never been convinced that a
liberal education makes you more
moral than you were; it only makes
you smarter than you were. It may
not make you more sensitive or
humane; it only hopes to make you
more discerning and knowledgeable about things that matter. It
does not necessarily make you more refined; although, poorly
pursued, it might make you more pedantic. Its aim was never
softness of spirit but toughness of mind.
One reason to look again at the meaning and promise of a
liberal education is that such an education has fallen on hard times
of late. Despite the historic presumption in American colleges
that the liberal arts are learning's most sublime expression, the
truth is that the liberal arts are in trouble, deep trouble. Last year

INSIDE:

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there were three times as many students graduating with a degree
in computer science than in all foreign languages combined. Last
year, history, foreign languages and philosophy together
graduated 34,000 students, while 24 7 ,000 graduated in business
alone. In 1971, half of all fulltime undergraduates were in liberal
arts. Today the figures hover around 20 percent for women and
10 percent for men. The truth is that liberal studies comprise a
small and dwindling part of American education.
So how shall we again promote the
liberal arts in contemporary society?
More importantly, on what grounds are
the liberal arts worth defending? The
worst defense, hinted at above, is one
that sees the liberal arts as a way of
softening the rough edges of our
humanity, that teaches us "openness"
to each and every "value," that saves
us from being overly "judgmental,"
that frees us from every prejudice and
opinion--except, of course, from those
most contemporary of prejudices: the
love of pluralism and the belief in the
egalitarianism of all opinion. Such a defense begins, to be sure,
exactly where liberal education always began , with a desire to
break the chains of everyday life and the limits of received
opinion and see what other cultures, great thinkers, significant
events, or powerful literature might teach. But its proper end was
always the attempt to ascend from opinion to knowledge, from
superstition to truth, from suspended belief to judgment. Once
the question s of better and worse are removed from liberal
Continued on paf?e 2 .

EDUCATI
Cl
Walt

ann

L~:.:.z:a

SOME #t()IJGHTS ON

LIBER~~CATION
Ni1ff;)
L4f!giulli
''
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Fall 1991

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:(·:. t

A COLLEq!,qRADUATE'S

J99]

RAL

�Liberal Education

A Message from the President

Continued from page I.

Dear Friends,
Somewhere along the way the idea of what constitutes a liberal education
was lost, lost even to educators. Gone , it seems , is the idea of liberal
education as a student's exposure to the best that has been thought and said
and written. Gone is the idea of liberal education as a coherent and systematic
study of the most important areas of human knowledge. Instead, even among
those who profess their love for the liberal arts, we are treated to the belief that
the liberal arts are akin to an educational smorgasbord-that getting a liberal
education means tasting a little of this, savoring a bit of that. How often do we
hear that such an education means taking a course in history, perhaps physics
for non-majors, an interesting sociology offering, and maybe something in
political science, all with the intent of helping you find something to major in.
Somewhere along the way, even among its friends, liberal education became
confused with incoherence, with dabbling, and with poking around.
Once the idea of coherence was dropped from the notion of liberal
education , it became commonplace to think that the fatter a college ' s catalogue
the more potentially liberal its education . But a fat catalogue doesn ' t
guarantee a good education, it only guarantees that there are that many more
courses a student will be unable to take.
There are, I'm sure, a hundred reasons why liberal education is faring
poorly these days . Part of the problem may be economic, since a liberal
education costs money without the promise of significant monetary return after
graduation. Part of the problem is academic. When fly -by-night fads take
over the various disciplines, students flee. If professors declare that "all
education is political," or that we cannot escape the confines of class, race or
gender, then students soon think that liberal education is silly. If their minds
cannot be liberated, at least they can study something lucrative. And, finally,
it becomes difficult to teach the liberal arts when those who profess its various
disciplines are not themselves liberally educated, thanks to the specialization
and research required for today ' s Ph.D. Why institutions insist that in order to
be an effective teacher within the liberal arts one needs a research degree in an
area of specialization, based on a thesis written on a topic that no one
previously thought worthy or interesting, is one of the age ' s great mysteries.
Thus, this issue of Letters attempts to lay out what a liberal education is and
isn't and what today ' s students may be missing in a college education.

education, liberal education dies.
If such a newer defense of the liberal arts is
not worth pursuing, what can be said of older
views? Caution again is in order. There was
always a tendency, a strand of argument in the
traditional defense of liberal education, that
gloried in its irrelevance. Other arts were
"useful," the liberal arts were not. Such
defenses talked blithely of educating "the whole
man," conveniently putting aside the good
counsel of friends who said that it was not
enough for a man to be good, he must also be
good for something.
Parts of this older defense were altogether
too smug about the intrinsic rather than
instrumental value of liberal education. Forms
were kept long after the reasons behind them
were lost, and the liberal arts opened themselves
up to the charge of being little more than a
museum culture. Self-consciously disconnected
from all utility, the liberal arts seemed less like
a preparation for life than a diversion from life.
In America, a liberal education modeled on the
leisure of European aristocracy was, sooner or
later, bound to fail. Democratic societies ,
Tocqueville rightly predicted, will always prefer
the useful to the beautiful, and even require that
the beautiful be us eful. Nor does antiquity
carry with it the presumption of respect.
Indeed, if anything, democracy gives its citizens
a sort of instinctive distaste for things merely
ancient. Why should we care for Beowulf or
Keats? Why pay thousands of dollars for an

The comments we have received since we began Letters from Santa Fe have
been very encouraging. As I wrote in my first column, one of our aims is to
start a conversation among us about the character and quality of education, and
we are finding that to be the case. Among those we heard from on our last
issue on accreditation was Secretary of Education Lamar Alexander. He wrote
to say that he appreciated the "ideas for reform of the current process" and that
the issue would be "forwarded to the National Capital Advisory Committee on
Accreditation and Institutional Eligibility for their review." It will be
interesting to watch as this matter is resolved.
On a sad note, William R. Beer, professor of Sociology at Brooklyn
College, died this summer after a lengthy illness. Professor Beer wrote the
article "Accreditation by Quota: The Case of Baruch College" that appeared

=;

;" U" July;""' of L,um. O"' regmfa •nd •ymp•~iff

Page2

LETTERS from Santa Fe

October 1991

�education so proudly disconnected from the
world in which we live?
The justification for liberal education must
not lie in any misplaced faith in the power of
English, history , or math to make us more
"humane," nor in a belief that such
studies have the ability to
make us somehow "cultured ," nor in the
view that a potential jack of all
trades is better than the
sure master
of one. All
that liberal
education
ever rightly
promised
was that it
would open for
us doors of knowledge and imagination
that would otherwise be
closed. It never promised to make
us happier, only smarter. Above all, it tried to
make us smarter about things that truly matter.
What, then, matters? What is it that we, as
human be ings, want to know? We want to
know- or at least have some insight intolarge questions of good and bad, of right and
wrong. We'd like to know why good people
suffer, why great nations fall. We ' d like to
know what courage and cowardice, loyalty and
treachery, might be. We' d like to know what it
is we owe ourselves a nd what we owe our
countrymen. We'd like to know what are
causes and what are effects. We 'd like to know
if ideas can carry any weight, or if everything is
done by force. We 'd like to know what the
models and standards of an exemplary life
might be like. We'd like not to be so easily
deceived.
Liberal education is hardly alone in offering
to answer such questions. Our countries, our
parents, our priests, our friends all tell us they
have the answer for us, already packaged, ready
for the taking. And, to be sure, their answers
may be right. But liberal educati on simply
offers us the time and distance to consider the
answers on all sides, and to say to those around
us " Let me think about it, fo r perhaps you
haven't told me everything."
To reach this goal, the liberal arts have for
centuries relied on one great means: Books.
Great books. There is where the minds of men
lived lo ng afte r their bodies died. Books

represent-re-present- the world to us. In
literature and drama, treatises, histories and
essays, they hold the world up to reflection and
for reflection.
Paradoxical as it seems at first view, it is
none the less true that the conservative act of preserving the
books of great literature and the history
of great deeds is
the first and
most radical
step in the
liberation
of an individual's
mind .
Liberal
education
mean s th e
conservation
and transmission
of art, of thought, of
human acts, and two millennia of radical questions and
penetrating, differing answers. No matter how
advanced our opinions, no matter how far on the
cutting edge of scholarship we are, if our students leave college without knowing some of
these books-many of these books-they were
cheated.
But it was not the rise of modern science, nor
some new-found love of money, nor a premature
withering of the inquiring mind of students that
has turned the liberal arts into a wasteland.
More pointedly, the fault is not so much in them
as in us , their teachers. The attack on the
foundations of liberal education has most
effectively been waged from within. Today, for
example, the great books of civilized life are
often not criticized for being passe as much as
for falling on the wrong side of contemporary
feeling- for they are, we must note, often male,
often white, and often European. Rather than
liberation itself, whole sections of the liberal
arts now stand accused of being the nasty tools
of elitist bondage and oppression.
But this is only the latest assault. Even
before the ravages of modern ideological
ludditism attacked the liberal arts, we had
already started to abandon our books. Perhaps
C. S. Lewis captured it best-

Le conservative
act of preserving
the books of great
literature and the
history of great
deeds is the first
and most radical
step in the
liberation of an
individual's mind.

When a learned man is presented with
any statement in an ancient author, the
one question he never asks is whether it
is true. He asks who influe nced the
Continued on page 4 .

October 199 l

LETIERSji-om Santa Fe

Page 3

�Liberal Education
Continued from page 3.

We have
d e radicalized

ideas and turned
liberal education
from a

"

tran .s:formative
e1·ent into a
catalogue
cafegoriz.ing and
cari calure.

or

Page4

ancient writer, and how far the statement
is consistent with what he said in other
books, and what phase in the writer's
development, or in the general history of
thought, it illustrates, and how it affected
later writers, and how often it has been
misunderstood (especially by the learned
man's own colleagues) and what the
general course of criticism on it has been
for the last ten years, and what is 'the
present state of the question.' To regard
the ancient writer as a possible source of
knowledge-to anticipate that what he
said could possibly modify your thoughts
or your behavior-this would be rejected
as unutterably simple-minded.
We have for too long trivialized the liberal
arts and turned ourselves into pedants by
thinking it smarter to learn about books
rather than from books. Knowing all about
the author-his life, his times,
his maladies, his training,
and his influencewe have deradicalized ideas and
turned Ii beral
education
from a transform at iv e
event into a
catalogue of
categorizing
and caricature.
No longer does
our heart hurt for
Hester Prynne, for
we 're busy writing papers on the roots of
Transcendentalism. No longer does Hawthorne
write to teach; he now writes to be analyzed.
My guess is that all this will quickly be
labeled "conservative." Fair enough. If liberal
education cannot or will not conserve the landmarks of civilization, then it will have failed.
When, as we learned in the late 1980s, twothirds of America's high school seniors have
no idea when the Civil War took place, a third
do not know that Columbus sailed before 1750,
two-thirds cannot connect the word
"Protestant" to the word "Reformation," and
vast majorities have no notion whatever of
Chaucer, Whitman, Austin or Dante, then the
liberal arts, as the keeper of memory and culture, have failed.

LEITERS from Santa Fe

But political terms like "conservative" will
soon fail to describe any real restoration of liberal education. Ironically, the more we try to
conserve for our students the great writers and
thinkers of the past the more we increase the
pluralism, the diversity, of ideas and perspectives. A public fed only the contemporary does
not live in a diverse society but a fully homogeneous one. In today's culture, every restorative act is a liberal act. Indeed, it is also the
most radical of acts, since truly great books,
ideas, objects, and people-from Socrates to
Pascal to Rembrandt to Freud-together teach
us a radical cosmopolitanism of the first order.
The most reactionary societies are the ones that
live only in the present, in the storehouse of
accepted opinion, without ever looking sideways or back. If we truly want to liberate
minds, we would again present to all our students the great ideas and insights of civilized
life; then we would see how liberal education
has the singular ability to both liberate and to
preserve simultaneously.
All in all, this defense of liberal education
has centered around the student.
It is the opening of today's
mind and the quickening of today's soul
that has animated
what
have
written above.
But that may
only be part
of the story.
Yes, a liberal education exists to
do justice to
our children
and our contemporaries. But liberal education also serves to do
justice retrospectively. Tacitus says of history
that it serves to recreate the past so that the
great things that men have done can be
praised and the wicked held in eternal contempt. If that is true, then the function of liberal education is more than erudition, utility,
insight, or even enlightenment. We keep
alive the works of the past because we owe it
to those who did great deeds never to forget.
So, in the end, the restoration of humane
learning may not simply be an act of culture
or intelligence, but of justice.

This essay is taken from an article printed in
the Spring 1988 issue of the Boston College
Magazine.

October 1991

�ACollege Graduate's Despair

Max A. Boot

W

ith this year ' s graduation season
drawing to a close , we won't have
to
listen
to
many
more
commencement speakers. Usually, they tell the
graduating seniors how lucky they were to
spend four years acquiring wisdom. As a
graduating senior at UC Berkeley, I have a
somewhat different perspective- one that
wasn ' t heard often at this year ' s
commencement ceremonies but that contains a
great deal more truth about the state of
American higher education today.
I have done relatively well academically at
Berkeley. Even so I don't think I've received a
true liberal education- at least not in the way
that a well-educated man of the 19th century
would have understood it. Back then , a
university was supposed to provide
nourishment for mind, body and soul.
American colleges stopped catering to the latter
two long ago, when mandatory attendance in
chapel and at physical education classes was
abolished. Now , Berkeley and other leading
research universities have even stopped feeding
students' minds .
What I've missed is an education that
integrates philosophy, history , literature and
the other humanities into a coherent whole.
Part of the fault is my own: I did not seek out
some classes that I should have. But a large
share of the burden lies with the university,
which lacks a core curriculum-for example,
"Great Books"-that could provide a general
education.
Instead, Berkeley, like many other large
universities, offers a host of overly specialized
courses that seem to have little connection.
The history department offers a class on
Theodore Roosevelt; English has a course on
science fiction; philosophy offers a class on
Hegel. That ' s it. Almost no courses attempt to
bridge the gulf between these areas. Those that
should-that is, introductory courses aimed at
freshmen- have an added drawback: They are
taught by inaccessible professors in giant
auditoriums before thousands of bored
students.
The man responsible for this deplorable
state of affairs is Clark Kerr , UC president
during the 1960s and one of the most
influential figures of post-World War II higher
education . Kerr dreamed that the college
would become all things to all people-a

October 1991

" multiversity." Instead, it wound up serving
almost everybody inadequately.
Nobody is sure what the university's
mission is anymore: Is it to educate elite
students? To create a social melting pot? To
conduct graduate-level research? Partisans of
all three viewpoints have waged intermittent
battles on the Berkeley campus for decades ,
leaving all the players profoundly dissatisfied.
Undergraduates are therefore denied the
opportunity to pursue a comprehensive
curriculum . Instead, they are left , like
shoppers in a giant supermarket , to wander the
aisles, picking products at random, never sure
that their selections will add up to a nutritious
meal. Laissez faire may work in the economy,
but it's no way to run a university.
This loss of mission has also allowed a
weird collection of nuts and cranks to assume
prominent positions at Berkeley, as they have
at other leading
U.
S.
colleges.
Deconstructionists in the English department
teach that words have no intrinsic meaning .
Revisionists in the history department teach
that the Constitution was the result of a
capitalist cabal. Newly minted Ph.D. 's in the
ethnic-studies field teach that America has
waged genocidal war against its racial
minorities for centuries. Instructors in the
"Peace and Conflict Studies" department teach
strategies for nonviolent protest. A sociology
professor instructs students on the "plantation
system " in professional sports today.
This is education? Thankfully, I've been
able to avoid most of these professors with an
ax to grind. I have managed to study almost
exclusively with professors who believe in oldfashioned academic standards and the
importance of Western civili zation. But most
students don ' t fare as well. The lucky ones
merely miss the chance to be educated. The
unlucky ones are indoctrinated by
unscrupulous lecturers.
It ' s safe to say , then , that the reality of
college education today is a far cry from the
dreamy land of learning and higher thinking
described by commencement speakers. Just
ask any recent graduate.

Laissez.
faire may
work in tile

economy, but
it's no way
to ru 11 a
u 11 il'e rs i ty .

Max A. Boot, a history major, graduated from
UC Berkeley and is currently a graduate
student at Yale . This op ed appeared in the
Los Angeles Times.

LETTERS from Santa Fe

Page 5

�EDUC
I

t w_as once the cust~m in the great universities to propound a
senes of theses which, as Cotton Mather put it, the student
had to "defend manfully." I should like to revive this custom
by propounding a thesis about the state of education in this troubled age.
The thesis which I venture to submit to you is as follows:
That during the past forty or fifty years those who are
responsible for education have progressively removed from
the curriculum of studies the Western culture which produced the modern democratic state;
That the schools and colleges have, therefore, been sending out into the world men who no longer understand the
creative principle of the society in which they must live;
That, deprived of their cultural tradition, the newly educated Western men no longer possess in the form and substance of their own minds and spirits, the ideas, the
premises, the rationale, the logic, the method, the values or
the deposited wisdom which are the genius of the development of Western civilization;
That the prevailing education is destined, if it continues,
to destroy Western civilization and is in fact destroying it;
That our civilization cannot effectively be maintained
where it still flourishes, or be restored where it has been
crushed, without the revival of the central, continuous, and
perennial culture of the Western world;
And that, therefore, what is now required in the modem
educational system is not the expansion of its facilities or
the specific reform of its curriculum and administration but
a thorough reconsideration of its underlying assumptions
and of its purposes.
Universal and compulsory modem education was established
by the emancipated democracies during the 19th century. " No
other sure foundation can be devised," said Thomas Jefferson,
"for the preservation of freedom and happiness." Yet as a matter
of fact during the 20th century the generations trained in these
schools have either abandoned the ir liberties or they have not
known, until the last desperate moment, how to defend them.
The schools were to make men free. They have been in operation
for some sixty or seventy years and what was expected of them
they have not done. The plain fact is that the graduates of the
modern schools are the actors in the catastrophe whic h has
befallen our civilization. Those who are responsible for modem
education- for its controlling philosopy-are answerable for the
results.
They have determined the formation of the mind and education of modern men. As the tragic events unfold, they cannot
evade their responsibility by talking about the crimes and follies
of politicians, businessmen, labor leaders, lawyers, editors, and
generals. They have conducted the schools and colleges and they
have e du cated th e politicia ns, businessmen , labor leade rs ,

Page 6

lawyers, editors and generals. What is more they have educated
the educators.
Modern education is based on a denial that it is necessary or
useful or desirable for the schools and colleges to continue to
transmit from generation to generation the religious and classical
culture of the Western world. It is, therefore, much easier to say
what modern education rejects than to find out what modern education teaches. Modern education rejects and excludes from the
curriculum of necessary studies the whole religious tradition of
the West. It abandons and neglects as no longer necessary the
study of the whole classical heritage of the great works of great
men.
Thus, there is an e normous vacuum where until a
few decades ago there was
the substance of education.
And with what is that vacuum filled : it is filled with
th e elective, eclectic, the
specialized, th e accidental
and incidental improv isations and spontaneous
curiosities of teachers and
students. There is no common faith, no common body of principle, no common body of knowledge, no common moral and intellectual discipline.
Yet, the graduates of these modern schools are expected to
form a civilized community. They are expected to govern themselves. They are expected to have a social conscience. They are
expected to arrive by discussion at common purposes. When one
realizes that they have no common culture is it astounding that
they have no common purpose? That they worship fal se gods?
That only in war do they unite? That in the fierce struggle for
existence they are tearing Western society to pieces? They are
the graduates of an educational system in which, though attendance is compulsory, the choice of the subject matter of education
is left to the imagination of college presidents, trustees and professors, or even to the whims of the pupils themselves. We have
established a system of education in which we insist that while
everyone must be educated, yet there is nothing in particular that
an educated man must know.
For it is said that since the invention of the steam engine we
live in a new era, an era so radically different from all preceding
ages that the cultural tradition is no longer relevant, is in fact
misleading. I submit to you that this is a rationalization, th at this
is a pretended reason for the educational void which we now call
education. The real reason, I venture to suggest, is that we reject
the religious and classical heritage, first, because to master it
requires more effort than we are willing to compel ourselves to
make, and, second, because it creates issues that are too deep and

LETTERS ji·om Santa Fe

Fall 1991

�l

~TERN CIVfllZATION
,ppmann

·

too contentious to be faced with equanimity. We have abolished
the old curriculum because we are afraid of it, afraid to face any
longer in a modern democratic society the severe discipline and
the deep, disconcerting issues of the nature of the universe, and
of man's place in it and of his destiny.
By separating education from the classical religious tradition
the school cannot train the pupil to look upon himself as an inviolable person because he is made in the image of God. These
very words, though they are the noblest words in our language,
now sound archaic. The school cannot look upon society as a
brotherhood arising out of a conviction that men are made in a
common image. The teacher
has no subject matter that
even pretends to deal with the
elementary and universal
issues of human destiny. The
graduate of the modern school
knows only by accident and
I
I
by hearsay whatever wisdom
mankind has come to in
regard to the nature of men
and their destiny.
For the vital core of the
civilized tradition of the West is by definition excluded from
the curriculum of the modern, secular, democratic school. The
school must sink, therefore, into being a mere training ground
for personal careers. Its object must then be to equip individual
careerists and not to form fully civilized men . The utility of the
schools must then be measured by their success in equipping
specialists for successful rivalry in the pursuit of their separate
vocations. Thus there is a cultural vacuum, and this cultural
vacuum was bound to produce, in fact it has produced, progressive disorder. For the more men have become separated from
the spiritual heritage which binds them together, the more has
education become egoist, careerist, specialist and asocial.
In abandoning the classical religious culture of the West the
schools have ceased to affirm the central principle of the
Western philosophy of life-that man ' s reason is the ruler of his
appetites. They have reduced reason to the role of servant to
man's appetites . The working philosophy of the emancipated
democracies is, as a celebrated modern psychologist has put it,
that "the instinctive impulses determine the end of all activities.
.. and the most highly developed mind is but the instrument by
which those impulses seek their satisfaction."
The reduction of reason to an instrument of each man's personal career must mean also that education is emptied of its content. For what the careerist has to be taught are the data that he
may need in order to succeed. Thus all subjects of study are in
principle of equal value. There are no subjects which all men
belonging to the same civilization need to study. In the realms

October 199 l

of knowledge the student elects those subjects which will presumably equip him for success in his career; for the student
there is then no such thing as a general order of knowledge
which he is to possess in order that it may regulate his specialty.
And just as the personal ambition of the student rather
than social tradition determines what the student shall learn,
so the inquiry and the research of the scholar becomes more
and more disconnected from any general and regulating body
of knowledge.
For what enables men to know more than their ancestors is
that they start with a knowledge of what their ancestors have
already learn ed. They are able to do advanced experiments
which increase knowledge because they do not have to repeat
the elementary experiments. It is tradition which brings them to
the point where advanced experimentation is possible. This is
the meaning of tradition. This is why a society can be progressive only if it conserves its tradition.
The notion that every problem can be studied as such with an
open and empty mind, without preconception, without knowing
what has already been learned about it, must condemn men to a
chronic childishness. For no man , and no generation of men, is
capable of inventing for itself the arts and sciences of a high civilization. No one, and no one generation, is capable of rediscovering all the truths men need , of developing sufficient knowledge by applying a mere intelligence , no matter how acute, to
mere observation, no matter how accurate. The men of any generation, as Bernard of Chartres put it , are like dwarfs seated on
the shoulders of giants. If we are to "see more things than the
ancients and things more distant" it is "due neither to the sharpness of our sight nor the greatness of our stature" but "simply
because they have lent us their own. "
For individuals do not have the time, the opportunity or the
energy to make all the experiments and to discern all the significance that have gone into the making of the whole heritage of
civilization. In developing knowledge men must collaborate
with their ancestors. Otherwise they must begin, not where their
ancestors arrived but where their ancestors began. If they
exclude the tradition of the past from the curricula of the schools
they make it necessary for each generation to repeat the errors
rather than to benefit by the successes of its predecessors.
Having cut him off from the tradition of the past, modern
secular education has isolated the individual. It has made him a
careerist- without social connection- who must make his
way-without benefit of man 's wisdom- through a struggle in
which there is no principle of order. This is the uprooted and
incoherent modern "free man" .. . .
This essay is reprinted in part from Essays Yesterday and
Today , John A. Lester, editor, Harcourt , Brace and Company,
1943.

LETTERS/ram Santa Fe

Page 7

�Some Thoughts on Liberal Education

Nino Langiulli

I

T,wsewho
believe that
liberal education
is a hymn or
''celebration &lt;~f'
l~fe" have
understood
neither liberal
cduration nor
lift•.

Page 8

t is not uncommon these days to hear the
term "survivor" used as a term of praise.
Now l submit that persons educated in the
liberal tradition wo uld question the usage.
They will wonder whether "survival" is a virtue
and therefore worth y of praise . How the
s urvivor survived would be crucial. Mere
survival is not a virtue because it may be that
survival was achieved by
treading upon others and
leaving behind a long list
of betrayals. Sometimes,
as Sidney Hook noted,
the worst thing that can
be said of people is that
they survived, since their
survival has been at th e
co s t of everyone and
everything else.
De pending on h ow
th e y s urviv e, pe ople
wri re for them selv es
e ither an e pitaph of
infam y or one of glory .
Those
who
prai se
s urvi vors merel y for
s urviv a l
write
for
themselves an epitaph of
mindlessness.
Consider a lso the orgy of sen tim e nta lity
passing for morality, such events as the " Hands
Across Ameri ca" phe nomenon or th e " Live
Aid" and " Farm Aid" concerts. Again those
e du cated in the tradition will find the se
express ions of pity- whose purveyors wi ll
grace with t he na me "compassio n" -to be
meager substitutes for the practice of the moral
and theological virtues. They will regard these
public displays of pity as mawkish and even the
money raised from these displays as fleeting as
paper in the wind when compared to acts of
inte lli gence, co urage, fai rn ess and c h arity
demand ed in th e ord in ar y and somet im es
extraordinary events of dail y life.
What I am suggesting with these examples
is that the tradition of liberal education commits
us to excellence. It is the systematic cultivation
of th ose thin gs whi c h make hum an beings
excellent: reason and the freedom grounded in
that reason. It is not a reflection or an echo of
fas hi onabl e th eo ri es o r actio n s , of pop
psy chology or soc io logy o r a porr idge of
cliches, buzzwords, and acronyms whi ch can
LETTERS/mm Santa Fe

openly deaden reason, deaden moral sensibility
and deaden freedom. Liberal education consists
in the formation of a proper harmony of
intelligence, character, and taste- a harmony
which is sometimes vaguely expressed in that
quaint metaphor " well rounded. " ft does not
consi s t in th e production of dilett ante s or
esthetes who believe that their education was

aimed at holding their own in cocktail party
discussions, or at mastering the Sunday N ew
York Times or who believe th at t h ey are
liberall y e duc a te d beca us e th ey have
subscriptions to the opera, the ballet, or the
museums. The tradition of liberal education is
just as resistant to producing vol upt uaries
w ith ou t c h aracte r as it is to produc in g
technicians or specialists without imag ination.
Indeed, it is a preparation for the terrors of life
so that when fai lure or even tragedy occurs, one
can face it and not be destroyed by it. Those
who be lieve that liberal education is a hymn or
"celebration of life" have understood neither
liberal education nor life.
If, h owe ver, liberal edu cati o n seek s to
develop free and rational men and women who
are concerned with the pursuit of knowledge,
and who are conscious of their moral, religious,
and social obligations, or to put it another way,
if liberal education is the formation of persons
ca p a ble of respo n s ibl e inte llec tu a l se lfdetcrm ination, then th e test will be not only
what they recognize as worthy of pursuit but
a lso wh a t th e y deem n ecessa ry to res ist.
October 1991

�Consequently, the pursuit of knowledge , of
power, of wealth, of pleas ure, of honor will
always be subject to the moderating rule of
reason. Excess and defect will be avoided.
Freedom will consist both in their mastery over
their opinions and over their passions, either of
the erotic or the aggressive kind. Mastery over
opinions will show itself in the ability to explain
them and to account for them. Dominion over
passions will show itself in such an expression
of them that an absolute "letting go" or a
"letting it all hang out" will not be permitted.
In their relationships with others, liberally
educated persons will give and accept service
graciously. They will pursue learning together,
enjoying the company of like-minded ,
independent, and confident people . They will
avoid or try to keep under control those people
who know only two postures-at one ' s feet or
at one's throat. They
will surely avoid
those
postures
themselves. Rather
they will give respect
and friendship, not
flattery. They will
have learned to
respect ordinary,
plodding, decent
humanity which they
acknowledge not
only in thems e lves
but cherish in others.
This ordinariness, as
Eva Brann has said,
is not the opposite of
excellence, nor is the
respect for it a
mythologizing and
romanticizing of the
"common

man ."

Rather it is the
ground from which
excellence grows .
The true opposite of
this ordinarinessactually there are two of them and they are both
monstrosities- are barbarism and intellectualism . The first is the embodiment of
mindless passion; the other is the abstraction of
passionless mind . Liberal education aims at
resisting both of these opposites.
Needless to say, the members of the tradition
of liberal education are also united in their
resistance to tyranny which is the perennial
danger to liberty in general and to liberal
education in particular. It should come as no

October 1991

surprise that modern tyranny, because it has at
its di sposal technologies and ideologies,
threatens to become what no earlier tyranny
ever became , according to Leo Strauss ,
homogeneous, perpetual , and universal. The
members of the tradition mu st be constantly
vigilant to defend the elementary and
unobtrusive conditions of liberty. They must
remind themselves that the face of tyranny is
not that of a devil but rather of an angel. It
does and will come speaking about its concern
for the poor, for the oppressed races, the
oppressed classes, even for the oppressed sex.
It will appear to be sincere and devotedsacrificial to the point of martyrdom-for its
cause. ft will wipe away every tear from every
eye. But when the mask of sincerity melts
away, the face of tyranny will soon enough
reveal itself for what it is-a contorted grimace
of the lust for power.
In fine, the tradition
of liberal education is
more than the study of
languages, mathematics , history, the sciences, philosophy,
and theology. It is a
training through those
disciplines-in critical reason and freedom- in excellence.
It is liberation from
ignorance, from baseness , from vulgarity.
It demands from its
adherents a complete
break with the fashionable ideas of the
careless intellectual
and resistance to the
vulgarity and terror of
the barbarian. Since
the modern tyrant is
the incarnation of
both the intellectual
and the barbarian, it is
the tradition of liberal education-save the
power and will of God-that will offer the
surest resistance to tyranny.

Ti1e members
of the tradition
r~f' liberal
education are
al.'\'O united
in their
resistan r_·e to
tyram.n; whirl!
is the
p(Jrnwial

dan:!tT tn

to /; rnl
edu cation in
particular.

Nino Langiulli is professor of philosophy at St.
Francis College, Brooklyn Heights , N.Y. This
piece , taken from a speech Mr. Langiulli gave
when he was presented with the Alumni
Association ' s Distinguished Faculty Award.
originally appeared in the fall 1986 issue of
Terrier, the College's alumni magazine.

LETTERS/ram Santa Fe

Page 9

�The Aim of Liberal Education

Leon Kass

L

&lt;~l

For the aim
liberal education
is other than the
advancement of
the sum of
human learning
or the discovery
of new truths or
the growth of
knowledge from
more to more.

Page 10

et us begin by distinguishing liberal
education from other sorts of education. Let
us set aside that part of higher education
which prepares one for one's future career, whether
in the professions of law, medicine, divinity,
engineering, or business or in scholarship or
scientific research . In these cases , the mind is
specifically prepared in the basic concepts and
methods, either of practical arts , say, of legal
reasoning or of healing, or of specialized
investigation, in each case according to the accepted
canons of the profession or discipline. Bodies of
accumulated knowledge are transmitted, skills are
acquired, and the particular methods of problemsolving are learned through practice. Expertise,
competence, mastery are the marks of
accomplishment. I do not for a moment discount
the importance of such achievement and such
training; but it is not liberal education. True,
medicine or law or biology or politics can be
studied in a liberal way, but when taught
professionally or pre-professionally they are not.
True, scholarly research can be an aid to liberal
education- and vice versa-but the training or
preparation of future scholars is not what liberal
education is about or for. For the aim of liberal
education is other than the advancement of the sum
of human learning or the discovery of new truths or
the growth of knowledge from more to more.
But neither is liberal education just the
transmission of accumulated knowledge, the pouring
of old learning into new receptacles, or even the
initiation of new members into the great tradition,
understood as tradition. It is, of course, hard to call
someone well educated who is ignorant of the Bible
and the writings of Homer and Plato, Shakespeare
and Locke, R9usseau and Tolstoy, Newton and
Einstein , Darwin and Freud. Indeed, because of
their depth, range, and power, these writings are the
best materials for the practice of liberal education.
But desirable though it is to know one's intellectual
forebears, to know them as part of the tradition-or,
in the current jargon, as part of the so-called history
of ideas-is only to know about them and about
what they thought , not to think with them. The
history of thought, however valuable, is not itself
thinking. And to regard the so-called tradition as
authoritative, to accept its authority because of its
venerability, is to give over the activity of thinking
here and now. The same must also be said for the
docile ingestion and unassimilated retention of the
fruits of contemporary sciences, whether received
authoritatively from written textbooks or even from
LETTERS from Santa Fe

the mouths of Nobel Laureates.
I would also distinguish liberal education from
those aspects of education which aspire to or attain a
broadening of views, an elevating of sensibilities
and tastes, or even the sharpening of intellectual
skills. These are, of course, all fine things. It is
good to be exposed to and to know about many
variations in culture, beliefs, and human activities.
But learning is more than exposure, and collecting
broad variations does not mean gaining deeper
understanding. Liberal education is more than
general education.
It is also more than aesthetic and cultural
enrichment. Our tastes and sensibilities can certainly
stand refinement: It should be one of our goals to
learn to recognize and to love the difference between
what is noble and beautiful and what is vulgar and
ugly. But even the love of Homer and Mozart or the
growing taste for the beautiful in nature on in human
character is not yet what I mean.
Liberal education also goes beyond requiring the
skills of careful reading, writing, listening, speaking,
arguing, calculating, looking, and experimenting.
These skills- often called the liberal arts-sharpen
the mind and are invaluable as instruments for its
proper work. But the skills alone are insufficient.
When severed from the true work of the free mind,
pre-occupation with skills can be enslaving, a kind
of mental gymnastics which tones one ' s mental
muscles and swells one's vanity, but which in fact is
useless and vain. What is the point of knowing
"how to think" if one never seriously engages in
thinking?
What, then, could be left for the aim of liberal
education, if we exclude professional training,
research and scholarship, general broadening and
culture, the arts of learning, and familiarity with the
intellectual tradition? I have already hinted at my
answer: Not the adding of new truths to the world,
not the transmission of old truths to the young, but
the cultivation in each of us of the disposition
actively to seek the truth and to make the truth our
own. More simply, liberal education is education in
and for thoughtfulness. It awakens, encourages, and
renders habitual thoughtful reflection about weighty
human concerns, in quest of what is simply true and
good.

This piece is taken from the early part of a speech
Leon Kass delivered on September 25, 1981, to the
entering freshmen at the University of Chicago as
the annual Orientation Week "Aims of Education"
address.
October 1991

�What are the Liberal Arts
The followinf.! piece is taken from a St. John's
College brochure for interested high school
students.

L

iterally, "liberal" comes from the Latin
root "liber" which means free. There is
a certain kind of intellectual freedom
gained from studying liberal arts which helps
one form sound and independent judgments
and allows one to be free from accepting
currently modish but not necessarily sound
opinions. Another
kind of freedom is
the freedom from
specialization. The
liberal arts student is
not concentrating on
a particular field and
is thus able to make
connections between
different disciplines.
The world isn ' t seen
only in engineering
terms or accounting
terms. The student is
able to rely on an
analogy, illumination,
or insight from one
subject to explain
something in another
subject.
The primary function of the liberal arts has
always been to bring about an awareness of the
forms that are embodied in combinations of
words and in numbers so that they become
means of understanding . Traditionally , the
liberal arts were seven in number: grammar,
rhetoric, log ic- th e arts of language; and
arithmetic, geometry, music and astronomythe arts of mathematics.
In more contemporary terms, the liberal arts
bring to light what is involved in the use of
words and numbers in all kinds of discursive
thought, in counting, measuring, deducing,
demonstrating, analyzing, thinking, writing,
speaking, and listening. They are the arts of
judgments and decisions.
It is, however, not subject matter alone that
determines the character of the liberal arts, for
the way in which a formal discipline, a subject
matter, is taken up is decisive. The art of
questioning, and of seeing oneself differently
as a result, is central to a liberal arts education.
October 1991

It is not enough to acquire knowledge and to
develop facility in the arts of language and
mathematics. There must be a constant
questioning, a search for the grounding and
consequences of propositions, truths, and
beliefs. We must ask the persistent questions
of human existence, which have relevance to
the contemporary problems with which we
have to deal. Only to the extent that we
honestly face such philosophical questions will
we be able to confront our future in a
meaningful way.
As
knowledge
advances and the
fundamental outlook
of civilization changes
over the centuries,
these
arts
of
understanding remain,
in one form or
another,
indispensable.
They
enable men
and
women
win
to
knowledge of the
world around them
and knowledge of
themselves in this
world and to use that
knowledge
with
wisdom. Under their
guidance men and women can free themselves
from the wantonness of prejudice and the
narrowne ss of beaten path s. Under their
discipline they can acquire the habit of
listening to reason in others and demanding
reasons in themselves. A genuinely conceived
liberal arts curriculum cannot avoid aiming at
these most far reaching of all human goals.
Through both curricula and pedagogy it is
hoped that a liberal education will impart such
stimulus that students will become their own
teachers for the rest of their lives. It has been a
firm and well-supported belief that students
who have begun to seek and understand the arts
that are common to all disciplines, who have
learned to be their own teachers, and who have
a beginning awareness of the fullness and
variety of human experience will necessarily
be the citizens best equipped to deal
intelligently with the particular professions
they choose and with the human situations in
which they find themselves.
LEITERS/rom Santa Fe

Through
both curricula
and pedagogy
it is hoped
that a liberal
education will
impart such
stimulus that
students will
become their
own teachers
for the rest of
their lives.

Page II

�Profile
St. John's College is an independent, non-sectarian.four-year, liberal arts college.
•founded:
Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St. John's College. Great Books Program
adopted l 937. Second campus in Santa Fe opened in 1964.
•Curriculum :
An integrated, non-elective arts and science program based on reading and discussing, in loosely chronological order, the great books of
Western Civilization.

•Approach :
Tutorials, laboratori~s. and seminars requiring intense participation replace more traditional lectures. Classes are very small. Student/faculty
ratio is 8: I.
• Degree Granted:
Bachelor of Arts in Liberal Arts.
•Student Body:
Enrollment is limited to about 400 undergraduate students on each campus. Current freshman class made up of 46% men and 54% women,
from 34 states and several foreign countries. Students may transfer between the Santa Fe and Annapolis campuses.
• Alumni Careers:
Education-21 %, business-20%, law-IO%, visual and performing arts-9%, medicine-7%, science and engineering-?%, computer science-6%,
writing and publishing-5%.
• Graduate Institute:
The Graduate Institute in Liberal Education is an interdisciplinary Master's degree program based on the same principles as the
undergraduate program. Offered on both campuses year-round.

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                    <text>LETTERSJrom Santa Fe
St. John's College-Santa Fe. New Mexico

Summer 1992

ONENESS AND
OTHERNESS

h e problem with sending out a free newsletter is that nobody writes and
complains when we skip an issue. Maybe nobody noticed . ...
In any event, it's true. We have been so caught up with day-to-day activities at
the college that we've been hard pressed to find the time to get out a spring issue.
So, unless we squeeze in an extra over the summer, all faithful readers this year
will have to bear with one less copy.
In this issue I wanted to return to a topic that has been something of a theme,
a thread, throughout many of these Letters. I've e ntitled it, somewhat awkwardly,
"Oneness and Otherness" in higher education.
Traditional liberal education is always being called to task for something. We
have, historically, been accused of being insufficiently vocational, insufficiently
"relevant," insufficiently research driven. Today, as everyone who cares about the
issue knows, traditional liberal education is judged insufficiently diverse, insufficiently multicultural. Unlike some of the earlier attacks on the liberal arts, this criticism grows mainly from within; it rarely comes from the public. (The phrase
"dead, white, European males" is not one that comes readily to the lips of the man
on the street, but it's all the rage in the halls of ivy.)
Despite the overall wrongheadedness of the criticism and the political ends for
which it is being used, there is a grain of truth in the critique, one that has to be
understood. The truth seems to be this: A liberal education should have two great
goals--to teach us something about ourselves and our own and, additionally, to
teach us things not our own, things other, things strange, but things nonetheless
potentially true or beautiful. On one hand, we need to have a better understanding of who we are and why we might be that way - we need to know something about the Greeks, the Bibl.e, the principles of democratic government. But,
above that, we also need to know what ·we are not, have never experienced, have
never thought of. All decent highe r education is both an education in identity, in
oneness; and, at the same time, an inquiry into things strange, things diverse,
things other.
Errors happen on both sides of the equation. On the side of sameness, we can
spend too long looking at o urselves unquestioningly; learning about o ur civiliza-

...

�tion, nation or self uncritically; seeing
what we are without asking why we
are or what we might be. Today,
however, the real danger stems from
the other side. The mad rush to
"diversify" rarely means the thoughtful
incorporation of new material as much
as the trashing of the old for no better
reason than that it's old, or "European."
It rarely means the addition of new
insights as often as it means the "representative" inclusion of the work of different groups, as if real education
means not knowing the best but looking at the samples. And, contrary to its
own standard, "diversity" is rarely
diverse. Most often it is simply a way
of tearing down the culture not with
radical new ideas but with ideas comfortable to the radicals.
The truth is that traditional liberal
education is still the most radical
endeavor around. To be sure, it teaches us some things about ourselves,
about w ho we are and the reasons we
might have for being that way. It also
offers us the opportunity to see the
world differently, to see it w ith other
eyes, and from the perspective of other
times. Not only through literature and
history but also through science, mathematics and languages, do we learn to
see the world anew. As an example,
in the center of this newsletter I have
reprinted the course of study here at
St. John's. If one wants to learn about
one's own, and things not one's own,
I'm not sure those works could be
improved upon.

THE TRUTH SEEMS TO BE
THIS : A LIBERAL EDUCATION SHOULD HAVE TWO
GREAT GOALS-TO TEACH
US SOMETHING ABOUT
OURSELVES AND OUR

OWN AND, ADDITIONALLY,
TO TEACH US THINGS NOT
OUR OWN, THINGS

Sincerely,

OTHER, THINGS STRANGE,
BUT THINGS NONETHELESS POTENT/ALLY TRUE
John Agresto
page t wo

OR BEAUTIFUL.
L ETTERS fro m Santa F e

S u mm er 1 99 2

�THE MARRIAGE OF
PC AND DIVERSITY

by John Agresto
President
St. John's College, Santa Fe

/ said last time that "political correctness" is a dangerous but still limited problem at most institutions of
higher learning. Yet, every time I
open the papers it seems that another university has capitulated. Like
the Great Plague, it destroys the
high as well as the low, the
renowned as easily as the most
humble. Today, I offer you the
University of Toronto.
It appears clear from the
Toronto example that what makes
political correctness a potent force
in higher e ducation is not a universal belief in some type of economic
theory or political structure but,
rather, in the simple correctness of
the academy's new-found belief in
diversity and multicultura lism.
Political correctness has very little to
do with politics and everything to
do with culture.
The beliefs
demanded are, to be certain, new
be liefs - who thought, five years
ago, that multiculturalism would be
seen as the essential principle of
e ducation? Yet, institutions have
embraced it with all the fanaticism
of new converts. Now, as with all
new waves of orthodoxy, the skeptical might well b e advised to be
careful rather than critical.
As I have argued in previous
Letters, this new rage for diversity as
a defining principle of e ducation
Summer 1992

has already undermined the traditional belief that important knowledge is necessarily transcultural and
transracial. For instance, Mozart and
Plato, dead white men though they
be, might nonetheless be fitting for
all students, white or black, male or
female, to know.
The rage for diversity and multiculturalism has also seriously eroded
the old principle that a curriculum
should be built around a selection of
works and authors that are compelling, perceptive or informative.
Often, now, it is not the best or
most challenging that must be
taught, but the contrary - the most
representative and the most culturally comfortable.
But, in addition to its rejection of
the traditional principles of liberal
education, the rage for multiculturalism has now become the reason, the
warrant, to enforce codes of political
correctness. For, if the celebration
of diversity becomes the aim of education, then those professors whose
courses are challenges to the easy
belief in the equal value and dignity
of all notions, cultures and lifestyles
are the ones who, bluntly, are in the
way.
Now, to the University of
Toronto. The newest draft of the
university's Statement on Human
Rights has some items that are, at
best, peculiar and, at worst, truly
dangerous. It declares, for instance,
that it is "a central element of its
mission" to educate individuals prepared to work to remove "barriers
and inequities" faced by "members
of marginalized groups of any sort. "
It modifies its commitment to academic freedom with the condition that
the university must nonetheless act
"to prevent or remedy" discrimination on the basis of "sexual orientation ... marital status, family status,
LETTERS from Santa Fe

receipt of public assistance or record
of offense." Most ominously, however, it declares its aspiration to be a
community that "embraces teaching,
research and other activities in a
manner that acknowledges as their
context a multi-cultural, multi-ethnic
and multi-racial society that is represented in its teachers and learners
and that informs the subject-matter
of many of its disciplines."
As Thomas Pangle, professor of
political economy at Toronto, wrote
in objection to this document, "[i]t
allows for the view that the university is to be seen as not merely an
extension, but as an indoctrinating
tool, of the reigning intellectual and
social dogmas and the currrently
fashionable crusade of multiculturalism. " Moreover, the document
"limit[s] and confin[es] academic freedom, not on the basis of scientific or
scholarly merit but on the basis of
conformity to what somebody thinks
is a 'manner' that 'acknowledges '
(and the term in context clearly
means 'legitimates') a certain type of
political society .... "
Academics may teach what they
will about the causes of war, the
structure of sentences, the irrelevance of religion, whatever. But if
their courses fail to support and
affirm the latest craving for multiculturalism , if their subjects are not
"informed" by multiculturalism, and
if their teachers and students do not
themselves "represent" multiculturalism, then, in the words of the current Secretary of Education, they will
soon be met by the universities '
diversity police.
No matter how ridiculed, derided
and maligned political corr~ctness
may be in the public press and public eye, so long as it claims diversity
as its ally it will continue to capture,
say, five colleges a week.
page three

�EXCERPTS FROMGIANTS AND DWARFS
by Allan Bloom

Since I first addressed the
issue of relativism , I ha ve learned
with what moral fervor it is protected and its opposite, ethnocentrism,
attacked. This fervor does not propose an investigation but a crusade.
The very idea that we ought to look
for standards by which to judge ourselves is scandalous. You simply
h a v e to beli eve in the current
understanding of openness if you
are to believe in democracy and be
a dec ent person. Carrying this
thought furthe r, however, one discovers that if there are no transcultural values, our reaction is ethnocentric. And the one thing we know
absolutely is that ethnocentrism is
bad. So we have painted ourselves
into a corner. And it is impo rtant to
unde rstand this.
When little childre n speak
o f h ow bad e thnocentrism is , I
know that they have been propagandized . It is too complicated a
thin g for them to understand .
Condemning ethnocentrism is frequ e ntl y a s ign o f inte llectual,
altho ug h n ot n ecessarily moral ,
progress. But it is only a first step.
To recognize that some of the things
o ur c ulture believes are not true
imposes o n us the duty of finding
out which are true and w hich are
not, a business altogether mo re diffipag e f o ur

THE FERVOR AGAINST
ETHNOCENTRISM
DOES NOT PROPOSE
AN INVESTIGATION
BUT A CRUSADE.
cult than the wholesale jettisoning
of all that one thought o ne knew.
Su ch je ttisoning always e nds up
w ith the selective and thoughtless
return to old ethnocentric ideas o n
the basis of what one needs rig ht
now, of w hat pleases one, of pure
feeling. But to tra vel one must
sp e nd a little time thinking a bo ut
one's compass as we ll as the land
one wishes to reach.
This problem was ni ce ly
illustrate d by the case of Salma n
Rushdie , a uthor o f The Satanic
Verse, w hich insulted the Muslim
faith and occasioned the Ayatollah
Kh o m e ini 's comma nd to h ave
Rushdie killed in England, o r w he rever he is to be found. There was
genera l s h ock throughout the
Western world at this, and writers,
whose ox was being gored, rushed
LETTERS f r o m Santa F e

before the TV cameras to denounce
this blatant attack on the inviolable
principle of freedom of sp eech. All
well and good.
But the kicker is that most
of these very same writers have for
many years been teaching that we
must respect the integrity of other
cultures and that it is arrogant ethnocentrism to judge other cultures
according to our standards, which
are themselves merely products of
our culture. In this case, however,
all such reasoning were forgotten,
and freedom of speech was treated
as though its claims to transcultural
status, its claims to be valid eve rywhere and always, are true . A few
days earlier such claims were treated as instruments of American imperialis m ; miraculously they were
transformed into absolutes.
Leaving aside the intellectua I incohere nce he re , this floating
means to say we do not know from
moment to moment what we w ill do
whe n there are conflic ts, whic h
the re inevitably will be, b etween
human rights and the imperatives of
the culturally sacred. You may have
noticed that the re has recently been
silence about the case; this is partially because it is an embarrassment,
and our convictions are weak . The
serious argume nts tha t established
the right of freedom of speech were
m ade b y philosop he rs- most
n o tably Locke, Milton, and Milland o ur contemporaries d o n o t
return to them to refresh their memo ries and to see whether the argume nts are really good. And this is
due not only to laziness but also to
the current attack o n the very idea
of such study.

Allan Bloom, Giants and Dwarfs, (New
York; Simon and Schuster, 1990).
Su m rn re r 1 992

�EDUCATION AND
HUMAN COMMONNESS

by Nancy Buchenauer
Director, Graduate Institute
St. John's College, Santa Fe

5

t. John's College is not a community of learning exactly like other
academic institutions. Here we are
confident e nough to say that there
are certain books which we think
every educated person should read,
and we suppose that these books
can be read together fruitfully by
people of w idely different ages and
backgrounds. This makes us a community, an institution believing in
what people have in common in a
more radical way. Nevertheless, we
should be thinking about the bases
of our confidence in human commonness, about why we think we
can learn from one another.
The most obvious area of commonness that we share is reason.
When we read one of Euclid's geometrical theorems, we are all convinced by it in the same way, follow ing the same chain of arguments.
At first sight Euclid provides us w ith
the best model for holding conversations, because at every step reasons
are given which show the persons
we are talking to why we think what
we think. In mathe matics we
humans are in a position of equality
with respect to one another, and the
only authority we acknowledge is
the working of our rational m inds.
But, mathe matics aside, getting
along w ith one another, our belief
about God, the purpose and meaning
Summ e r 1 9 92

..

... WE SHOULD BE
THINKING ABOUT
THE BASES OF OUR
CONFIDENCE IN HUMAN
COMMONNESS, ABOUT
WHY WE THINK WE CAN
LEARN FROM ONE
ANOTHER.

of human life are the subject of endless controversy. Can talking about
these things do more than reaffirm
o ur differences? Can we still learn
and profit from one another's
thoughts'
A kind of faith is demanded of
us he re . A book is a p lace w here we
L E TTER S frum Sa nt a Fe

lose ourselves and our familiar
worlds, and open ourselves to the
unknown and the new, to the possibility of changes of all sorts. Why
should we venture into such dangerous territory?
Perhaps because it is necessary
to lose ourselves first to find out
what really is our own and who we
really are. Perhaps, too, we can act
to shake each other loose from our
supposed certainties so that we can
come to see truth for the first time.
It must be for such a reason that
we delight in hearing stories.
Human experience interests us vitally. Odysseus tells his hosts in the
Odyssey that there is no human
occasion better than when people
have eaten and drunk their fill and
then listen to tales about the terrible
in human lives. Somehow we do
know that other people's stories
matter to us, that we are all in life
together and what others have experienced and learned illuminates our
own lives. We must not be so very
unlike.
Besides reason and the w illingness to lose ourselves to books and
in one another's company, a third
ingredient is necessary to a community of learning, and that is humor.
Humor allows us to admit our
faults and e rrors, to say "that idea of
mine wasn 't right, here's a nothe r. "
This k ind of humor recreates the
comm unity. It incites o th ers to
remember that they can err, too .
This invitation to remember our
commonness asks us not to fa ll to
some level of mediocrity but to rise
to our possibilities, and leaves u s
open to change, a necessary state for
growth and for healing from our
ignorance.
From a lecture to graduate students at
the college, June 16, 1991.
pa ge f i v e

�W. E. B. DU BOIS

I sit with Shakespeare and he
winces not. Across the color
line I move arm in arm with
Balz ac and Dumas, where
smiling men and welcoming
women glide in gilded halls.
From out the caves of evening
that swing between the stronglimbed earth and the tracery
of the stars, I summon Aristotle
and Aurelius and what soul I
will, and they come all graciously with no scorn nor cond es c ens ton, So, wed with
Truth, I dwell above the Veil. Is
this the life you grudge us? Are
you so afraid lest peering from
this high Pisgah, between
Philistine and Amalekite, we
sight the Promised Land?

In thinking about the proposition that the greatest of
minds can draw us together,
speak to us, across any line
of race. place and time,
consider the following-

W. E. 8. Du Bois
The Souls of Black Folk,
(Greenwich: Fawcett Publications
Inc., 1903)

p a ge si x

LETTE RS fro m Sa nt a F e

Sum m e r 1 992

�MAYA ANGELOU

Determined to do what others did, at age twelve Maya Angelou
decided to "render a rendition" of poetry before the congregation of the C.M.E. Church of Stamps, Arkansas.

I decided that I would render Portia's speech from The
Merchant of Venice.
I had it choreographed; it was going to be fantastic, but then,
Momma (as I called my grandmother) asked me, "Sister, what are
you planning to render? " So I told her, " A piece fr o m
Shakespeare, Momma ." Momma asked, "Now sister, who is this
very Shakespeare?" I had to tell her that Shakespeare was white,
and Momma felt the less we said about whites the better, and if
we didn't mention them at all, maybe they'd just get up and
leave. I couldn't lie to her, so I told her, "Momma, it's a piece
written by William Shakespeare who is white but he's dead and
has been dead for centuries!" Now, I thought that she would forgive him that little idiosyncracy. Momma said, "Sister, you will
render a piece of Mister Langston Hughes, Mister Countee Cullen,
Mister James Weldon Johnson, or Mister Paul Laurence Dunbar.
Yes ma'am, little mistress, you will!"
Well I did, but years later, when I physically and psychologically left that country, that condition, which is Stamps,
Arkansas .. .I found myself and still find myself, whenever I like,
stepping back into Shakespeare. Whenever I like, I pull him to
me. He wrote it for me. "When in disgrace with fortun e and
men 's eyes,/ I all alone beweep my outcast state/ And trouble deaf
heaven with my bootless cries/ And look upon myself and curse
my fate.I Wishing me like to one more rich in hope/ Featured like
him, like him with friends possess'd/ Desiring this man's art and
that man 's scope/ With what I most enjoy contented least... " Of
course he wrote it.for me; that is a condition of the black woman.
Of course, he was a black woman. I understand that. Nobody else
understands it, but I know that William Shake!&gt;peare was a black
woman. Tbat is the role of art in life.
Maya Angelou, Journey to the Heartland
Address delivered at the 1985 National Assembly of
Local Arts Agencies, Cedar Rapids, Iowa, June 12, 1985.
S umm e r 19 9 2

l. F. T T F. R S

f r o m Santa Fe

pa ge sev en

�Following is the list of books on which the St. John's program is based. The list is subject to
constant review and revision . Some books are read only in part.

SECOND YEAR

FIRST YEAR
Homer
Aeschylus
Sophocles
Thucydides
Euripides
Herodotus
Aristophanes
Plato

Aristotle

Euclid
Lucretius
Plutarch
Nicomachus
Lavoisier
Essays by:

Iliad, Odyssey
Agamemnon, Choephoroe,
Eumenides, Prometheus Bound
Oedipus Rex, Oedipus at Colonus,
Antigone
Peloponnesian War
Hippolytus, Medea, Bacchae
The Persian Wars
Cloud;~ Birds
Meno, Gorgias, Republic, Apology,
Crito, Phaedo, Symposium,
Parmenides, 1heaetetus, Sophist,
Timaeus, Phaedrus
Poetics, Physics, Metaphysics,
Nichomachean Ethics,
On Generation and Corruption,
The Politics, Parts ofAnimals,
Generation ofAnimals
Elements
On the Nature of Things
"Pericles," "Alcibiades," "Lycurgus,"
"Solon "
Arithmetic
Elements of Chemistry
Archimedes, Toricelli, Pascal,
Fahrenheit, Black, Avogadro, Dalton
Cannizzaro, Richter, T. Thompson

Aristotle
Apollonius
Virgil
Plutarch
Epictetus
Tacitus
Ptolemy
Plotinus
Augustine
Anselm
Aquinas
Dante
Chaucer
De Prez
Machiavelli
Copernicus
Luther
Rabelais
Palestrina
Montaigne
Viete
Bacon
Shakespeare

Poems by:
Harvey
Descartes
Pascal
Bach
Haydn
Mozart
Beethoven
Schubert
Stravinsky
Webern
Essays by:

The Bible
De Anima, On Interpretation,
Prior Analytics, Categories
Conics
Aeneid
"Caesar", "Antony", "Brutus", "Cato
The Younger'; "Pompey ", "Cicero"
Discourses, Manual
Annals
Almagest
1heEnneads
Confessions, City of God
Proslogium
Summa 1heologica, Summa Contra
Gentiles
Divine Comedy
Canterbury Tales
Mass
The Prince, Discourses
On the Revolution of the Spheres
The Freedom of a Christian,
Secular Authority,
Gargantua and Patagruel
Missa Papae Marcelli
Essays
"Introduction to the Analytical Art"
Novum Organum
Richard II, Henry IV, Henry v; The
Tempest, As You Like It, Hamlet,
Othello, Macbeth, King Lear,
Coriolanus, Sonnets
Marvell, Donne, and other 16th and 17th-century poets
Motion of the Heart and Blood
Geometry
Generation of Conic Sections
St. Matthew Passion, Inventions
Quartets
Operas
Sonatas
Songs
Symphony of Psalms
Selected works
Bernard, Weismann, D'Arcy, Lamark,
Dreisch, Boveri, Von Baer

�THIRD YEAR
Don Quixote
Two New Sciences
Leviathan
Discourse on Method, Meditations,
Rules for the Direction ofMind
Milton
Paradise Lost
La Rochefoucauld Maximes
La Fontaine
Fables
Pensees
Pascal
Huygens
Treatise on Light, On the Movement of
Bodies by Impact
Spinoza
Tbeologico-Political Treatise
Locke
Second Treatise of Government
Racine
Phedre
Principia Mathematica
Newton
Epitome IV
Kepler
Monadology, Discourse on
Leibnitz
Metaphysics, Essay on Dynamics
Swift
Gulliver's Travels
Berkeley
Principles of Human Knowledge
Hume
Treatise of Human Nature
Social Contract, The Origin of
Rousseau
Inequality
Adam Smith
Wealth of Nations
Critique of Pure Reason,
Kant
Fundamental Principles of
Metaphysics of Morals,
Mozart
Don Giovanni
Austen
Pride and Prejudice, Emma
Hamilton, Jay
and Madison
The Federalist
Melville
Billy Budd, Benito Cereno
Dedekind
Essay on the Tbeory of Numbers
Fielding
Tomjones
Essays by:
Young, Maxwell , S. Carnot, L. Carnot,
Mayer, Kelvin, Taylor, Euler,
D. Bernoulli
Cervantes
Galileo
Hobbes
Descartes

FOURTH YEAR

Moliere
Goethe
Mendel
Darwin
Hegel
Lobachevsky
Tocqueville
Lincoln
Kierkegaard
Wagner
Thoreau
Marx

Articles of Confederation, Declaration
of Independence, Constitution of the
United States ofAmerica
Tbe Misanthrope, Tartuffe
Faust
Experiments in Plant Hybridization
Origin of Species
Phenomenology ofMind, Logic
(from the Encyclopedia),
Tbeory of Parallels
Democracy in America
Selected speeches
Philosophical Fragments, Fear and
Trembling
Tristan and Isolde
Walden
Communist Manifesto, Capital,
Political and Economic Manuscripts of
1844

Dostoevski
Tolstoy
Twain
Woolf
O'Connor
William James
Nietzsche
Freud

Jung
Valery
Kafka
Heidegger
Heisenberg
Einstein
Millikan
Conrad
Joyce
Poems by:
Essays by:

Brothers Karamazov, Tbe Possessed
War and Peace
Tbe Adventures of Huckleberry Finn
To Tbe Lighthouse
Everything Tbat Rises Must Converge
Psychology: Briefer Course
Birth of Tragedy, Tbus Spake
Zarathustra, Beyond Good and Evil
General Introduction to
Psychoanalysis, Civilization and Its
Discontents
Two Essays in Analytic Psychology
Poems
Tbe Metamorphosis, Tbe Penal Colony
What is Philosophy
Tbe Physical Principles of the
Quantum Tbeory
Selected papers
Tbe Electron
Supreme Court Opinions
Heart of Darkness
TbeDead
Yeats, T. S. Eliot, Wallace Stevens,
Baudelaire, Rimbaud, and others
Faraday, Lorenz, ].]. Thomson,
Whitehead, Minkowski, Rutherford,
Davisson, Bohr, Schrodinger, Maxwell,
de Broglie, Dreisch, Mendel

�CURRENT QUESTIONS
ABOUT THE ST. JOHN'S
COLLEGE BOOK LIST

by Eva Brann
Dean, St. John's College
Annapolis

We are sometimes asked why
our program contains so few works
by women and blacks, and none at
all from the East.
It is a subject we have considered individually and as a faculty.
Here are some of our thoughts:
First of all, it seems that people
ask this question with roughly three
sorts of expectations in mind:
1. They expect, in a general
way, that in putting together a list of
re quired readings we would make
sure to include a fair sampling of the
great works produced by all the
diverse groups-the civilizations ,
faiths, races, professions-that go to
make up humanity; in view of the
shrinking of today' s world they
would hope that we would help our
students to a more gl o bal understanding.
2. Or, again, they suspect that it
is pre s umptuous of a faculty to
establish criteria for a whole school,
especially whe n these criteria turn
out to select books written mostly
by European and North American
authors who are white , male and
long dead; they expe ct us to balance
this list with more recent works by
women and minority writers.
3. Finally, they worry that students b e longing to thes e latter
pa g e e ig h t

EACH WORK IS PICKED
BECAUSE IT IS FAIRLY
ACCESSIBLE ON ITS
OWN AND ALSO
BECAUSE IT FORMS AN
INTEGRAL WHOLE WITH
THE OTHERS. THESE
TEXTS BUILD ON AND
SOMETIMES REFLECT
BACK ON EACH
OTHER ...

L E TT E RS fr o m Santa F e

groups might have a hard time getting what they need from books not
written by, or for, or even much
about them; they feel that education
should provide an element of support for people with special histories.
Here are some responses we as
a fa c ulty do agree on-of course
within wide limits of difference:
1. It is easiest for us to respond
to the first version of the question,
which concerns the representation
in the program of greatness in all its
diversity, because our answer is so
much constrained by practical educational necessity. Conside r just the
literary works and sacred texts of
East and West : what c an we do in
the four short years we have with
our students? We could draw up a
list of isolated high points and fill in
the context with bro a d-brush e d
background lectures-a form of
instruction in which we have no
faith. Such a spotty survey would be
demeaning to the works and unsatisfying to our students. Moreover,
we are convinced that the condition
of an intelligent respect for other
worlds is a thorough assimilation of
one's own.
So we have chosen to study a
sequence of works from the Western
tradition . Each work is pick e d
because it is fairly accessible on its
own and also because it forms an
integral whole with the others.
These texts build on and sometime.}
reflect back on each othe r ; they
weave, willy-nilly, that web of refutation and resurrection, of argument
and counterargument, sensibility and
countersensibility, passion and
counterpassion that characte rizes
our particular legacy: Our tradition
develops as a unity of radical oppositions. More ove r, just as this list
lends intellectu a l integrity to the
program , it assures some social
Summ e r 19 9 2

�coherence to the college community, since we have almost all studies
in common. These are features we
value highly enough to forego others, though not without regret.
2. In answer to the second version of the question, how we can
presume to choose for the whole
institution and then to make so
restricted a choice , we would say,
first, that although our list may not
be broad (though it does span
almost three millennia and two continents) it is both deep and crucial to
our lives. These texts , be they
books , music or pictures, contain
the roots of understanding for moderns in general and for Americans in
particular. What all inhabitants of
the globe have in common is the
need to come to grips with science,
and for that the texts on our program are indispensible. But these
works also speak to us as
Americans, particularly since they
contain the political principles by
which we live together. Moreover, a
far truer description than that which
represents
the
hyphenated
Americans as outsiders to the
Western tradition is that which
regards them as charter members of
its continual refounding. Thus it is
not a mere curiosity that in reestablishing the theory of civil disobedience from jail in Birmingham, Martin
Luther King reached back to
Socrates in jail in Athens, or that the
present flowering of black literature
comes from women who are equally
well versed in the Bible and in
Baudelaire.
Of course, we cannot ove rlook
the fact that groups recently emerging are not well represented in the
program. We think of this fact as just
that: a mere fact, a brute historical
fact. To allow it to govern our
choice of readings would be to cut
Summ e r 1992

our nose to spite our face . How
would we serve our students by curtailing their access to a deep analysis
of the present condition? At any rate,
time itself will cure the defect. A tradition so long in the making is slow
to recognize newcomers, but when
we come round we will be paying
tribute to the intrinsic excellence of
the works , not to some exterior
pressure.

THESE TEXTS .. .
CONTAIN THE ROOTS OF
UNDERSTANDING . . .

We do, however, have both formal and informal ways of trying new
books. As a regular part of the program , we have the prece ptorial ,
small study groups in which tutors
and students can try out books not
on the seminar list. Furthermore ,
students run extra-curricular, all-college seminars for which they often
choose just such works. Moreover,
some of us subscribe to the ideal of
reading everything promising .in
sight.
The long and the short of it is
that as a faculty we could never
bring ourselves to include works just
because they were written by
L E T TE R S fr o m S anta F e

women or blacks, or even because
they were of burning topical interest. The reason is that we do not
think of a great book as representing a group interest, but rathe r as
presenting the sometimes radically
independent thought of an individual. In fact, that characteristic is one
of our criteria for picking a book.
We do recognize that there are
many people in the universities who
deny that there are such books, who
think that all books are almost totally conditioned by the ir authors' sex,
race or social origin. But we continue to believe that a thinking human
being can penetrate beyond these
circumstances. At any rate, we find
that works approached in this spirit
open up to us and to our students.
That faith fits in with the fact
that this college is-in ce rtain
respects-a deeply democratic
place. It is democratic in attempting
to combine individualism of inquiry
with community of endeavor, in
encouraging a kind of do-it-yourself
learning without recourse to professional expertise or authority, in providing for the sort of seminar discussion in which each member participates on an equal footing and the
most diverse opinions get a respectful hearing. So it is precisely to prote ct this egalitarian spirit that we
look for works which take hold of
us all as human beings, which
engage our feelings and our reason
and are yet distant enough from topical turmoil to keep the discussion
civil and thoughtful. One might say
that we are compelled by our democratic format to keep the program
gender-and color-and issue-blind.
3. But that doesn't mean that we
don't recognize the problems raised
by these principles in practical application: We know that we must come
to grips with the question how the
pa g e nine

�female half of our student population or the increasing number of
Asian and black students fare here,
what they find that may speak to
them specifically.
Here we do differ a good deal in
our individual concerns. One unde rlying assumption for those who feel
the problem-not all do-is that the
life of individual human beings is so
largely informed by their sex and
their race and by past injustices
done on those accounts that their
education must pay attention to
these facts. Others, while not denying the importance of being a
woman or being non-white , worry
about the dangers of fostering too
resentful a sensitivity or too narrow
a perspective of human affairs. It is
an open question within the community which is sure to be much
discussed in the immediate future.
What we can say is that our books
are not the worst background for
deepening the conversation.
Another supposition, more
directly relevant to the program, is
that works which are not written by
or about or for certain groups,
women, for example, have less to
say to them. This is a tricky problem , particularly since students'
receptivity depends in part on the
attitudes that are encouraged. Yet
there might well be some spontaneous recoil when, for instance, a
young woman meets as the first
hero in her reading here Home r's
Achilles. She might indee d have
trouble identifying with him, and
she might see his fatal self-regard as
a typically male flaw . But, then, such
a woman in her more martial moods
might have no difficulty at all
empathizing with his blazing fury.
Or, again, she might decide that neither alienation nor empathy is the
point, but human sympathy.
page ten

Similarly, it seems somehow evident that no man can write of a
woman's lot from the inside. And
yet, men have convincingly delineated female characters , from charmingly complex girls, like Homer's
Nausikaa and Tolstoy's Natasha to
royally terrific women like
Aeschylus' Clytemnestra and Virgil's
Dido. These grand portraits may be
as illuminating even to a womanor a man -as might be a tract by a
woman on the condition of women.

It should be mentioned that

there are in fact several great
women novelists on the program:
Jane Austen, Virginia Woolf, and
Flannery O'Conner. Some of them,
read blind, would probably not be
distinguishable as female . Others,
Jane Austen for example, add the
most digestible and salutary kind of
diversity, diversity of experience. It
would not do her proper honor to
say that she brings a woman's view
to the world at large ; she claims
rather to bring a human view to the
small and largely female world to
which she so expertly introduces us.
Nonetheless, it would be ostrichlike to deny that at this particular
time the program requires of som~
students something extra by way of
stretching their imagination and
widening their thinking. It requires
of the men that they take female figures with all the high seriousness
LETTEHS fr o m Santa Fe

ancient and modern authors have
accorded them. It requires of
women that they raise to a human
level texts not apparently written for
them. The rewards for that sort of
effort have always been an added
distinction.

(Although when this was written St.
John's had no regular selection of Asian
texts in the curriculum, the Santa Fe
campus now has an Institute for the
Study of Eastern Classics. It follows the
same principles as the regular undergraduate curriculum, with emphasis on
classic texts and special attention to
languages. It exemplifies exactly what
we mean by taking "otherness" and real
diversity seriously. The program does
not have the contemporary political goal
of "exposure" to diversity but, rather, a
deeper understanding of the fundamenta I and enduring questions that are
raised by thoughtful human beings
wherever an intellectual tradition is
established. In the end, however, what
we hope to learn is not simply something other-the Eastern mind-but
something common-the human mind,
and what we might learn in common
about human greatness and the human
condition.)
Summer 1992

�WHY LATIN? WHY GREEK?
Who we are ... and who we
are not.
by John Agresto
President, St. John's College
Santa Fe

T wain tells us that Huckleberry Finn, that quintessential American, was fascinated with the Biblical story of Moses. But it soon dawned on Huck "that
Moses had been dead a considerable long time." With that, Huckleberry
informs us, "I didn't care no more about him; because I don't take no stock in
dead people ." Since making the case for learning "dead" languages is,
arguably, harder than making the case for learning about Moses, what in the
world can contemporary Americans say in favor of Greek and Latin?
The first answer everyone seems to give is the one that is in the papers
each week: the study of ancient languages, especially Latin, is useful in building English · vocabulary, thus helping to raise our children's SAT scores. We
read it, and we wince. Is this how low the mighty have fallen? Is the real
competitor to Cicero no longer Catiline but Stanley Kaplan and the quickie
cram course?
Or sometimes we read that the best reason for learning Latin is simply
that it is tough- it teaches "rigorous discipline," it "exercises the mind." For
what end? Well, so valuable is the rigor of classical learning that I recently
heard of a teacher who promotes Latin as good mental training for future
computer buffs. A kind of warm-up exercise for the real stuff. 0 temporal
Such narrow and merely utilitarian arguments are perhaps why a majority of
Latin students drop the language after only one year. Surely we need to know
the value of these ancient studies, but is there nothing good the classics have
to offer beyond vocabulary building, pretechnical training and the academic
equivalent of Marine boot camp?
So let us begin a defense of the Ancients with the least popular of all contemporary academic reasons: We read the Ancients because they are ours.
These languages and their hooks, their plays, their modes of thought have
helped form not only our contemporary speech but our politics, o ur literature, our history and the shape of our civilization. If we are to know ourselves, we must know our own. Despite glib talk in certain circles that insists
our first jo b is to open our minds to the understanding of other cultures and
ways of life, if we fail to know our own civilization-its hopes, its principles,
its reasons and its greatness- we will not be able to make comparisons that
are even worth a dime.
These dead languages and the civilization the y embrace are ours: they
formed us, almost as deep ly as have Christianity and the Bible. To give a
small example, not too long ago I p icked up my copy of the Federalist Papers
and turned to one of James Madison's attacks o n the opponents of the
Constitution. In defending the new Republic, Madison mentions, in the space
of about two pages, Minos, Theseus, Numa, Tullius Hostilius, Brutus, Se rvius
Tullius, Romulus, Crete , the Locrians, Rome, Athe ns, Sparta and the Achaean
S umm e r 7 99 2

L E T TE R S fr o m S a n t a Fe

THESE DEAD
LANGUAGES AND
THE CIVILIZATION
THEY EMBRACE ARE
OURS: THEY FORMED
US, ALMOST AS
DEEPLY AS HAVE
CHRISTIAN/TY
AND THE BIBLE.

p a ge e l e v e n

�League. Madison, the Father of the
Constitution, was just as much at
home in Greek and Latin as he was
in English and French. But the
Federalist Papers were not essays
written for a convention of classics
professors. They were newspaper
articles, read on the street.
In forging this new nation, this
Novus Ordo Seclorum (you
can read these words in Virgil
and on the back of a dollar
bill),
any
number
of
Americans knew their Athens,
their
Rome ,
their
Republicanism and their Latin,
and knew them as something
living, not dead. The problems of Athenian democracy
were not far from our own
problems. Socrates' questions
about human excellence are
still our questions.
Nevertheless, the Ancients
are not completely ours. If
the thoughts of antiquity mirror our own in all or even
most particulars, if we are their
direct and exact descendants, then
there is less , not more, reason to
study them. Or if the progress of the
human mind was such that the
Romans and Greeks were mental
children and we are smarter, more
thoughtful adults, then looking back
is merely an antiquarian affectation.
It is only because Homer and
Herodotus and Cicero and Socrates
are like us, but not exactly, that they
are worthy of attention. Locke,
Madison, Marx and Nietzsche would
not have been possible without the
civilization and politics that
stemmed from Plato and Aristotle.
But they are not Plato and Aristotle.
Indeed, their conversations with the
Ancients are profound debates,
arguments that take seriously the
alternatives defended by those who
page twelve

lived before modernity. Arthur Miller
is not Sophocles. Sophocles has a
different insight into human tragedy
from the tragedy of Willy Loman.
That's why we read Sophocles. In
the Ancients we see parts of ourselves more clearly, yet refracted
slightly differently. And we see this
other side in texts and through Ian-

guages that move us from within.
Properly taught , the classics
inhabit the best of all possible
worlds. They can appeal to the
desire to know ourselves, to see the
roots of our principles, ideas and
culture and, at the same time, to see
who we are not. People who speak
as the Romans did are not the people we meet every day. The examples of Achilles, Hector, Odysseus,
Priam, Penelope and Antigone teach
thoughts that resonate, yet are still
disquieting.
I once met a professor of Latin
who taught Roman literature with
great misgivings. The Romans kept
talking about such unmodern
notions as manliness , virtue, the
deepest of friendships , nobility ,
baseness , revenge, honor. It made
LETT ERS from Santa Fe

him uneasy. This unease, not vocabulary building or the chance to play
in togas, is the true value of Latin
and Greek.
Yes, we can learn "about" the
Ancients and become pedantic. We
can do our Latin declensions and
hope to jump up a notch on the college boards. Or we can try to learn
some things from the
Ancients, and do it in their
languages and with their
ears, and become broader,
less provincial and more
deeply educated. Despite all
our contemporary pride, they
still might have the best
books.
There is one thing more
to say, and it has to do not
with searching for truth but
with beauty. The ancient languages and their poems and
plays and dialogues have
unrivaled charm, power and
grace. They have the singular
ability to help us free ourselves from vulgarity. I do not mean
"vulgar " in the Roman sense of
"common." The Greeks had a more
insightful word for vulgarity. They
referred to it as apeirokalia, the lack
of experience with things that are
beautiful. The Parthenon, Euripides,
the perfection of each Platonic dialogue, the sound of Greek sentences-all these have the power to
raise us up, not simply our vocabulary scores. It hardly qualifies as the
most practical argument to make,
but as we work over our Latin
declensions, difficult as they might
be, we might soon get the sense of
something precise , something proportioned, something noble, something truly beautiful. Salve.
This is an essay first published in The
Washington Post, July 22, 1987.
Summer19 92

�EQUAL CULTURES-OR
EQUALITY?

by Cathy Young

Freelance Writer
Article taken from
The Washington Post
Sunday, March 29, 1992

Feminism and multiculturalism have become essential articles of current
progressive faith. A recent report from the American Association of University
Women on eliminating gender bias in high school, for example, also enthusiastically endorsed a multicultural curriculum. But, like most academics, the
report's authors fail to recognize that these two tenets are often incompatible.
The central premise of the multiculturalist credo, after all, is that all cultures are created equal. To judge other cultures by Western standards is unforgivably ethnocentric. Yet, as Islamic fundamentalists remind us, equality of the
sexes is a Western value judgment. It is, moreover, a standard by which most
non-Western cultures--even allowing for a few quasimatriarchal tribes-come
up short.
Last year, the New York Times reviewed anthropologist Kenneth Good's
memoir of life with the Yanomamo tribe in Venezuela. Having summarized
his account of the tribe's misogynist brutality-unmarried girls past puberty,
widows and runaway wives are routinely gang-raped and sometimes
maimed-the critic went on to quote, approvingly, Good's assertion that "violence [was] not a central theme of Yanomamo life. " This angered a woman
reader, who wrote to the Times denouncing "the myopia ... where violence
against women is concerned."
Yet surely there was something else at work. One can hardly imagine a
Times reviewer extending such tolerance to violence against women by
American men. With a Stone Age Amazonian tribe, however, it is safer to be
myopic than "ethnocentric," even at the price of mental contortion.
In a world civilization course I once took at a community college in New
Jersey, our female professor explained that while the status of women in India
might seem low, they often wielded much power in the household and were
revered as mothers of sons. I expressed surprise she would make excuses for
an oppressive patriarchy. "As well," the professor snapped back, "there's no
reason for us to be smug. We still have a lot of discrimination against women
in this society too. " As if female infanticide and the immolation of widows
equaled the unfair denial of a promotion.
Similarly, advocates of Afrocentrism rarely say much about cliterodectomy,
polygamy or the acceptance of wife-beating in much of Africa. It seems that
Summer 1992

LETT ERS from Santa Fe

page thirteen

�the position of women has to be
cast in the best possible light when
it comes to non-Western culturesand in the worst possible light when
it comes to the West (which, even
before feminism, accorded women a
higher status than any other major
culture).
The double standard is blatant.
The only civilization that made an
effort to overcome its sexist traditions, the West is berated for failing
to do away with them completely.
But Third World cultures are treated
as static; to try to protect the
Yanomamo's ancestral customs from
the onslaught of Western ways is
noble.
The issue is not just an academic one. America is home to millio ns
of immigrants from a diverse array
of cultures. Current "politically correct'' thinking holds that these immigrants and their children should be
encouraged to preserve their cultural identities and values; assimilation
is viewed as a form of psychic vio1ence. But what if these va lu es
include polygamy or arranged marriages of nine-year-old girls? Shall
we condone the slaying of unfaithful wives by husbands avenging
their honor if that was the custom in
their native countries?
If you think I am pushing the
multiculturalist logic to an absurd
extreme, think again. The answer to
the last questio n is : We already do.
In 1987, a Chinese immigrant
name d Do ng Lu Chen killed his
wife, smashing h er h ead with a
claw hamme r after she confessed to
an affair. At the 1989 tria l, w hich
include d testimony of an anthropologis t, the d e fe nse a rg u e d that
Che n's background-"the specia l
high p lace the family ho lds in the
Chine se community " and "the
shame and humiliation" of a w ife's
p a ge fo u r t een

infidelity-made him lose control.
Mostly on the strength of this "cultural defense," a Brooklyn judge
sentenced Chen to five years probation on a manslaughter charge.
The sentence initially sparked
protests among women's groups and
Asian activist groups alike. But the
coalition fell apart because Asian
groups were fearful of undermining
the notion of a cultural defe nse. To
bar it "would promote the idea that
when people come to America, they
have to give up their way of doing
things, " huffed Margaret Fung, executive director of the Asian-American
Legal Defense and Educatio n Fund.

TO JUDGE OTHER
CULTURES BY WESTERN
STANDARDS IS
UNFORGIVABLY
ETHNOCENTRIC.
YET, AS ISLAMIC
FUNDAMENTALISTS
REMIND US, EQUALITY
OF THE SEXES IS A
WESTERN VALUE
JUDGMENT

L ETTE R S f •· om San ta Fe

Yet is it not possible that many people come here because they arc
attracted to the American way of
doing things? This may be particularly true of women, who often relish
liberation from the patriarchal customs back home. What a cruel
mockery if, out of defere nce to multicultural sensitivities, our institutions
began to mimic these customs.
That was just how the Chen sentence was perceived by women who
had the most reason to take it personally: Asian American battered
wives. After that case, according to
Newsday, many told counselors that
the thre at of taking the ir men to
court had ceased to be a deterre nt.
Said an immigration lawyer, "Their
view is that maybe the courts he re
protect the male the same way the
system protects the male in China."
The "cultural defe n se" has s ince
cropped up in several spousal homicide and rape cases involving immigrants from othe r Third World countries.
One pow erful symbol of Desert
Storm was the contrast between the
veile d a nd silent women of Saudi
Ara bia and U. S. fe ma le soldie rs
working alongside the men. It was a
source of pride to most Americans,
and a reminde r that at least w hen it
comes to gender, some cultures are
clearly more equal than others.
Once this simple fact is recognize d , it might bring us to p o nde r
the possibility that women may owe
something to such unique ly Western
ideals as reverence for the individu al, free dom of c hoice, and even
technologi cal maste ry o f naturcw hic h h e lp e d ease the b io logical
constraints whose weig ht o n women
has always been esp ecia lly h eavy.
And o nce we start thinking of that,
who knows what heresies could be
next'
Stt m m e r 1 992

�ACCESS AND EXCELLENCE
by Carolynn Reid-Wallace
Assistant Secretary for Post-Secondary
Education , United States Deptartment
of Education

/ n 1986 the National Assessment of Educational Progress
indicated that two-thirds of the natio n's seventeen-year-olds did
n ot know wh e n the Civi l War occurred or wha t t he
Reformation was or the n a mes of such literary giants as
Chaucer, Melville, and Austen.
Many of these students went on to colleges that had equally low standards, as revealed in a 1988 National Endowme nt
for the Humanities survey of higher education , w hich found
that it was possible to earn a bachelor's degree from:
• 80 percent of U.S. colleges and universities without taking
American history
• 80 percent w ithout taking a course in Western civilization
• 62 percent without a course in philosophy
• 77 percent w ithout studying a foreign language.
How can we call o ur citizens "educated" if they have never
been exposed to the study of their o wn country's history? What is the purpose of higher education if not to produce an educated person? And how
can someone w ho has gone through four or more years of tertiary education
without studying history, philosophy, or a foreign language be considered
"educated "?
No t only can the standards of higher education in America be raised, they
must be raised. Moreover, they can and should be raised without reference to
the issue of access. There is no access/excellence dichotomy. These concepts
are not antithetical because they are not related. They represent two goals,
noble in themselves, worthy of our highest and best efforts to achieve them.
Su mm e r 7 992

L ETTERS from Santa F e

p age f i ft ee n

�NOT ALL WHO HAVE
ACCESS WILL ACHIEVE
EXCELLENCE; HOWEVER,
INCREASING SUCCESSFUL
PARTICIPATION THROUGH
LOWERED STANDARDSOR NO STANDARDS
AT ALL-DEMEANS AN
INSTITUTION OF
HIGHER EDUCATION BY
DEVALUING WHAT IT
PURPORTS TO OFFER.. ..

pag e

s i x t een

We should direct our attention to
solving the challenge of achieving
excellence, not as they might seem
to relate to one another-for that is
the path of finger-pointing and
blame-laying but as they exist apart
from each other.
Not all who have access w ill
achieve exce ll e n ce; h owever,
increasing successful participation
through lowered standards-or no
standards at all-demeans an institution of higher education by devaluing what it purports to offer: a firstrate, not third-rate, educatio n. No
one benefits-neither the student
nor the institution, let a lo ne the
prospective employer or societywhen colleges and universities create a false vision of excellence, one
"levele d down" by misguided
attempts to accommodate the illprepared.
There is no easy path to institutional excellence.
As H esiod
warned, "Badness you can get easily, in quantity: the road is smooth,
and it lies close by. But in front of
excellence the immortal gods have
put sweat, and long and steep is the
way to it, and rough at first."
We all know from our experiences that the path to our own education was long and steep. We had
to sweat a little or a lot, de pending
o n w hether the standards set by the
institution we attended were easy or
tough. The institution that actually
helps its students excel is one that
expects sweat and toil from them. It
expects its students to read from the
classics, to be familiar w ith the natural sciences and the fundame ntals ·
of mathematics, to be skilled in the
principles of logic a nd reasoning.
Whether the students consider it relevant or no t, they are exposed to
the thought of the ages, to e thics,
history, a nd literature. They a re
L E TTERS from Santa F e

expected to know thoroughly the
Western h e ritage on which this
democracy is based and a lso to
understand the aesthetic vision of
cultures outside the Western tradition.
Institutions that have a vision of
excellence also make a con certed
effort to get students in the door. But
once there, th e students are n o t
allowed to set their sights too low or
their goals too narrow. They a re
exposed to a rigorous curriculum in
an environment conducive to learning, and they are expected to meet
the standards set by the institution ,
be they standards of content or performance or both.
Not all who have access will
achieve excellence. Tocqueville recognized this when he said, "The gifts
of intellect proceed directly from
God, and man cannot prevent their
une qual distribution ." But we can
prevent th e construction of fa lse
dichotomies. Access and excellence
a re not antithetical. Our vision of
excellence must include both . We
must set high standards for those
who are willing and able to take the
long, rough road to the top, and we
must help those less capable by
ensuring that no door is closed, no
path barred, and- especially-no
excuse made in their behalf th a t
dilutes standards of excellence in the
name of increasing access.

Su m m e r 7 992

�ANNOUNCEMENTS
DIRECTOR OF SPECIAL
PROJECTS

COLLEGE FUND

St. John's College in Santa Fe has an
opening, beginning this fall , for
someone to help arrange scholarly
conferences and symposia, organize
on-campus programs involving outside groups and institutions, and
manage meeting facilities . A letter of
interest with resume should be sent
to the attention of John Agresto,
President.

If there's a theme to this newsletter
we publish, it is the value and present condition of traditional liberal
arts education. St. John's College is,
in our opinion, an outstanding
example of this education.

Although these Letters. are not part
of the fundraising efforts of St.
John's, a number of our readers support the college financially. If there
are others of you who would care to
do so-and these Letters now go to
about 2500 friends-we would certainly welcome your support .
Helping St. John's College is a valuable way to further the cause of liberal education itself.
Thank you all.

We are ve1y grateful to the
Laurel Foundation
for their generous support
of this and the next two issues.
LE TT ER Sfrom Santa Fe.

Summe 1· 1 99 2

L E TT E R S fro m Santa F e

pag e s eve nt ee n

�PROFILE
St. John's College:
An independent, non-sectarian, four-year liberal arts college.
Founded:
Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St. John's College. Great
Books Program adopted 1937. Second campus in Santa Fe opened in 1964.
Curriculum:
An integrated, four-year, all-required liberal arts and science program based on reading and discussing, in loosely
chronological order, the great books of Weste rn civilization. The program requires four years of foreign language , four
years of mathematics, three years of laboratory science, and one year of music.
Approach:
Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures. Classes are very
small.
Student/Faculty:
8:1 ratio.
Degrees Granted:
Bachelor of Arts in Liberal Arts. Master of Arts in Libe ral Studies.
Student Body:
Enrollment is limited to about 400 students on each campus. Current freshman class made up of 55% men and 45%
women from 30 states and several foreign countries. Sixty-five percent receive financial aid. Students may transfer
between the Santa Fe and Annapolis campuses.
Alumni Careers:
Education - 21 %, Business - 20%, Law - 10%, Visual and Performing Arts - 9%, Medicine - 7%, Science and Engineering
- 7%, Computer Science - 6%, Writing and Publishing - 5%.
Graduate Institute:
The Graduate Institute in Liberal Education is an interdisciplinary master's degree program based on the same principles as the undergraduate program. It is offered on both campuses year-round. Readers of the newsletter may be especially interested in applying for our summer session. For more information please contact the Graduate Institute in
Santa Fe (505) 982-3691 ext. 249 or in Annapolis (301) 263 - 2371.
LETTERS from Santa Fe
St. John's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599

ADDRESS CORRECTION REQUESTED

Bulk Rate
U.S. Postage ·
PAID
Non-Profit
Organization
Permit No. 231
Santa Fe, NM

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                    <text>LETTERSfrom
St. John's College-Santa Fe, New Mexico

Falt 1992

TEACHING ETHICS

I NS IDE
DIRECTIVE MORAL
EDUCATION
page2

TEACHING INTEGRITY:
THE BOUNDARIES
OF MORAL
EDUCATION
page3

STORYTELLING
AND VIRTUE
page 7

TEACHING THE
VIRTUES
page 12

LEARNING
GOODNESS
page 18

The teaching of ethics has lately fallen on hard times. What schools
once took for granted-that students would learn to be better people as well
as develop sharper minds-is no longer very evident. Maybe it happened
when we started calling virtues "values," shifting from the value of morality
to the view that ethical judgments are simply one's own "value judgments."
Maybe it happened when we reduced the great American principle of
individual liberty to the notion that all ways of life are equally valid, that
liberty is only intolerant of judgmentalism. Maybe it happened when people
confused teaching with indoctrination, somehow thinking that the questioning
of conventional ethics was the mark of a teacher and the teaching of ethics
the mark of a thug. Maybe it happened when the idea of cultural relativity
took hold, with the corollary that ethics is both culturally determined and all
moral views, therefore, of equal worth and stature. (Sometimes this has
another corollary-that all cultures are equal, except ours, which is bad.)
Maybe it happened when the teaching of old-fashioned ethics was seen as
exactly that, old-fashioned, superseded by a new morality, one more enlightened
and progressive. In response to the scorn-laden question "And whose morality
will you teach?" the answer always is, beneath it all, theirs, those more
advanced, those less "old-fashioned."
In this issue I have reprinted a number of essays all attempting to
understand and improve the current situation. Two themes seem to me to be
constant: First, the simple necessity of public moral education, and second,
the efficacy of indirect instruction, primarily through the use of stories and
literature. This last theme has the advantage of not only raising the level of
goodness, but of encouraging good reading. Yes, I will be the first to admit
that not all literature is edifying. But it surely would be an advance to hear
students and teachers talk about the nature of Iago's treachery or the meaning of
Jim's friendship with Huck and not just the shape of the Globe theater or the
symbolism of the river.
This last point is a topic we will come back to in a subsequent newsletter
on literature, but my guess is that using stories to help teach character might
well be a real advance both for moral education and for literature, too.
Sincerely,

John Agresto

�The followin g, an excerpt of an
essay that first appeared in The Public
Interest in 1981, is the beginning of a
seminal piece by Andrew Oldenquist of
Ohio State University. Much of what
has been written since on the teaching
of ethics draws on these notions of cultural preservation and the inadequacy
of quandary or dilemma ethics .
If we were anthropologists
observing members of a tribe it
would be the most natural thing in
the world to expect them to teach
their morality and culture to their
children, and moreover, to think
that they had a perfect right to do
so on the ground that cultural
integrity and perpetuation depended on it. Indeed, if we found that
they had ceased to teach the moral
and other values of their culture,
we would take them to be on the
way to cultural suicide: We would
think them ruined, pitiable, alienated from their own values and on
the way out. Most of us have similar attitudes toward the educational
policies of nation states other than
our own. We expect Japanese and
Nigerian children to be educated to
be, among other things, good
Japanese and Nigerians . We find
this to be a natural and reasonable
expression of societal self-interest.
Some of the very people who
would be the first to accept all of
this regarding other cultures are the
first to deny it regarding their own.
They are inconsistent, of course,
unless they desire the death of their
own culture for reasons that do not
also apply to other cultures.

Private institutions, such as
families and churches, have a right
to engage in moral education, but
public institutions, such as public
schools, have an obligation to do so,
because they are the instruments
non-suicidal societies create to perpetuate what is essential to the continued existence, and therefore the
continued benefits, of the society.
We need to distinguish the
basic moral core that sustains a
moral community from the controversial issues and exceptional cases
which bewilder adults. In our own
society the moral core consists of
principles of social morality such as
honesty, fairness, willingness to
work, disavowal of criminal violence, respect for the democratic
political process, together with personal virtues such as courage, diligence and self-respect. It is essential that young people actually
acquire these attitudes and not simply talk about them. Several points
need to be made in elaboration of
the distinction between a basic core
and moral controversies.
First, teenagers and adults can
benefit from reasoning about dilemmas and hard cases only if they
have already accepted and internalized a basic core of principles. For
example, one has to accept and take
very seriously a principle about
honesty before one can agonize
over exceptions to it. If students are
taught dilemmas before or in place
of principles, they will think that
morality is nothing but dilemmas;
and if they discuss exceptions to
principles without first having
internalized the principles themselves, the exceptions, meeting no
resistance, will come all too easily.
Second, the inculcation of civilized moral habits not only logically
precedes the study of dilemmas, it

page t wo

L E TT ER S from S an t a F e

DIRECTIVE MORAL
EDUCATION

by Andrew Oldenquist

is essential to any society even minimally safe and satisfying. A society is a moral community, which
means that it has a shared morality
that predictably regulates interpersonal conduct. Habitual, principled
behavior is simply more important
than reasoning about controversies,
though both are important. But
people do not become principled by
magic or by heredity, nor is it possible to transmit moral principles to
children by the use of non-directive
methods. They must be made so by
the society' s institutionalized civilizing agencies-families, churches,
public opinion and schools.
Third, acquiring a principle of
social morality is not just a matter
of coming to know something or to
reason in a certain way. A wellbrought-up person feels badly at the
thought of breaking a promise or
stealing and has to have an awfully
good reason, or very strong temptation, before he will go ahead and do
it. Aristotle made the point by saying that a morally educated person
finds virtue to be (relatively) pleasant and vice (relatively) disagreeable. In general, American moral
educators stay as far away as possible from the emotional components
of moral principles and the emotional aspects of moral education.
This enables them to feign a dispassionate
moral
neutrality.
Consequently, moral educators
intellectualize morality and the
process of moral education, which
also is paradoxical since many of
these same moral educators are ethical relativists and do not believe in
the efficacy of intellect in matters of
morality.

F all

1 992

�TEACHING INTEGRITY:
THE BOUNDARIES OF
MORAL EDUCATION

by Edwin J. Delattre

A

recent Wall Street Journal
article on education bore the headline, "Schoolteachers Say It' s
Wrong h ea ded to Try to Teach
Students What's Right." This view
is not new. Fou r years ago,
Newsweek magazine described
"morals education" as a "minefield"
and asked "whose values" are to be
taught.
Teach ers and administrators
w h o object to moral edu cation
express fear of stirring unwanted
controversy within diverse student
populations and families. Some
refuse, as a matter of principle, to
teach values--on the grounds that
moral education d estroys separation of church and state. Others
insist that "it would be dangerou s,
sad, and boring to have one view of
morality imposed on our people."
No one familiar with programs
that h ave bee n foisted upon
sch ools, teachers a nd stude nts
und er the b a nner of "values" o r
"moral" education can be entirely
unsympathetic to these fears and
concerns.
Some programs, su ch as "valu es clarification," are based on a
mindless reduction of morality to a
matter of personal and arbitrary
t aste . Students are taught tha t
whether you like genocide or bigotry is roughly the same as whether
you like broccoli. Schools are clearF a ll 1 99 2

...

ly better off avoiding such dangerous folly, especially because these
programs teach students nothing
about the real nature of principled'
judgment and conduct.
Other programs are imposition~
al, in the sense that they make pronouncements about morality that
are ill-informed, dogmatic and
highly questionable. I have seen
students told that there are clear litmus tests for ide ntifying decent
people- including where they
stand on the rightness of abortion,
of homosexuality or of specific U. S.
foreign policies.
Such pronouncements thwart
students' learning the undeniable
fact that d ecent and conscientious
people can disagree about complex
questions of conduct and policy .
They are the refore a n affront to
intellectua l honesty and do not
belong in schools. Programs with
this tone mislead in another way:
Students deserve to learn that no
matter what views individuals hold
o n complex questions, they may
still be d eplorable people in their
habits of d aily life a nd therefore
unworthy of resp ect and admiratio n . After all, a person w h o
betrays the trust of others through
insider trading is contemptible no
matter where he or she stands on
abortion.
What this array of harmful and
L ET T E R S f r o m S a nta Fe

pa g e thr ee

�SOME PROGRAMS,
SUCH AS "VALUES
CLARIFICATION," ARE
BASED ON A MINDLESS
REDUCTION OF
MORALITY TO A
MATTER OF
PERSONAL AND
ARBITRARY TASTE.

pa ge f o u r

benighted programs shows is that
"moral education" can be and frequently has been done badly. But
since virtually everyone knew that
already, this was never one of the
fundamental questions about moral
education.
The fundamental questions for
centuries have been these:
• What is morality?
• Can morality be taught?
• Can morality be learned?
• Can adults possibly avoid
influencing the moral habits and
attitudes of the children and youths
who keep company with them?
Despite popular prejudices and
confusions, these are not unanswerable questions. Broadly put, morality is the achievement of good character and of the aspiration to be the
best person you can be. But what is
good character and w h at kind of
person s hould one as pire to
become?
The answers are that a good
person is one who has integrity and
that a ll of u s should aspire to
achieve integrity as fully as we can.
Literally, integrity means wholeness-bein g on e person in public
and private, living in faithfulness to
one set of principles whether or not
anyone is watching. Integrity is to a
person as homogenization is to
milk- a single consistency throughout.
But this a n swer remains too
general, beca use a p e rso n can,
unfortunately, have bad character in
both public and private; a person
can be rotten in dealing with
str a n ge rs and fa mily a like. So,
what kind of w holeness is genuine
integrity and thus worth y of
respect and emulation?
First, it is the habit of treating
other people fairly-givi ng them
equ al initial consideration- jus t

because they are people, and without regard to race or ethnicity or
gender. The habit of recognizing
other people as important in themselves-and not as objects to be
used merely for our own gratification-is called justice. It means
being able to see things from inside
the skin of other people, and no one
can do that who hates others
because of their skin. It also means
making decisions from the principle that everyone deserves to be
treated fairly by our daily conduct.
Where the habit of justice becomes
second nature, it inspires the habit
of compassion-the habit of real
sensitivity to the pain or suffering
of others.
Second, it is the habit of controlling ourselves amid promises of
pleasure, and of confining ourselves to healthful pleasures that
are not selfishly sought at the
expense of others. This habit is
called temperance.
Third, it is the habit of controlling ourselves amid threats of pain
or loss- facing up to clear duties
even when doing so risks ad verse
peer pressure or loss of some other
kind. This is the habit of courage,
and it must be distinguished from
cowardice and also from the recklessness to which the young are frequently inclined.
Fourth, it is the habit of gathering evidence con scientiou sly a nd
rely ing on it in reaching conclusions and decisions, and the habit
of not u sing d eception to manipulate other people for ulterior purposes. These are the habits of intellectual and moral honesty.
N ow, suppose that a person
achieves such habits, achieves a
substantial degree of integrit y .
Where w ill tha t person stand on
abortion? Is it right? Is it wrong?

L ETTE R S from S a nt a F e

Fa II 19 9 2

�Should it be illegal? Where will the
person stand on affirmative
action-on the ascription of rights
to individuals and of rights to
groups?
We cannot know where the person
will stand. We can know only that
the person will take such questions
seriously and seek to answer them
conscientiously and with rigorous,
logical reasoning and deliberation.
We can know that the person will
extend humility toward others who
are likewise decent enough to be
serious. We can know that a person
of integrity will understand that
morality is above all a matter of
taking life and its conduct seriously
and will feel kinship toward others
who show such seriousness in their
lives. This, students should have a
chance to witness and to grasp.
Can morality be taught? Can it
be learned? Since achieving integrity or character excellence is a matter of forming habits, and since
both good and bad habits can be
formed only by repeating actions
over and over again, morality cannot be taught. But because people
can become habituated by repeated
behavior under responsible and
loving training and supervision, the
habits of morality can be learned.
Moreover, it is only when such
habits have been learned, when the
habit of giving consideration to
other people has become second
nature, that anyone can recognize
moral problems worthy of attention
and reflection. For a person who
has achieved no habits of justice or
temperance or courage, questions
of whether to take unfair advantage
of others, where to stand on abortion, whether to use illegal drugs,
whether to go along with the prevailing fashion of peer pressure and
so on, are not questions at all. At
Fall 1992

most, conversation about them will
be only a word game-perhaps a
contest to see who can be most
clever-insubstantial and without
meaning or consequence.
It is for this reason that putative
moral education consisting of classroom discussion of controversial
issues and putative dilemmas begs
all questions of moral decency and
moral motivation. Real moral
deliberation presupposes learning
habits of integrity; what can be
taught is the principles of intellectual rigor and reliable thought as they
are applied to questions of all
kinds-in philosophy, the sciences,
history, literature, theology and all
the other disciplines of inquiry and
discovery. This, surely, no administrator, teacher, or school worthy
of the name would ever seek to
evade. Neither would any responsible educator shirk teaching that
respect for pluralism and disagreement does not embrace mindless
tolerance of behavior and attitudes
that are transparently unjust (such
as racist supremacism of any kind)
or selfishly intemperate (such as
violent criminality against others)
or manipulatively dishonest (such as
cover-ups of corruption) and so on.
Finally, is it possible for adults
to be value neutral, to avoid all
influence in the formation of the
moral and intellectual habits and
attitudes of the young? The answer
is obviously no. As the great classicist and teacher, Gilbert Highet, put
the point, "It is impossible to have
children without teaching them .
Beat them, coddle them, ignore
them, force-feed them, shun them
or worry about them, love them or
hate them, you are still teaching
them something, all the time."
Most teachers know that they
teach about right and wrong by the
LETTERS from S anta F e

TEACHERS WHO BEHAVE
AS IF THEY WERE VALUE
NEUTRAL IN THE
PRESENCE OF THE
YOUNG SUCCEED ONLY
IN TEACHING THEIR
STUDENTS THAT THEY
ARE BEING DECEPTIVE,
PROBABLY MANIPULATIVE.

pa ge fi ve

�way they behave. Teachers who behave as if they were value neutral in the
presence of the young succeed only in teaching their students that they are
being deceptive, probably manipulative. Some students will infer, perhaps
unjustly, that their teachers are both liars and cowards. And the most astute
students will soon see that attempting to convey value neutrality as an
appropriate way to believe and behave condemns life to triviality and education to insignificance, thereby becoming as thoroughly impositional as any
other uncritical dogmatism.
It is, after all, possible to train and habituate the young with respect,
generosity of spirit and intellectual honesty. It is possible to help the young
learn habits of integrity without "imposition" and it is possible to teach them
and help them learn to think with real acumen and rigor.
If their teachers, who are supposed· to care about them, and their parents, who are supposed to love them, do not take life that seriously, then the
young will learn their habits from the streets, from demagogues, and from
entertainment and commercial media that neither care about them nor love
them. That is a consequence no adult of integrity can be willing to tolerate.
From Education Week, September 5, 1990. Edwin

J. Delattre was president of St. John's

College, Annapolis and Santa Fe, from 1980-85. He is now adjunct scholar at the A merican
Enterprise Institute and the Olin Scholar in Applied Ethics at Boston University's School of
Education.

p age s i x

LETTE R S f r om S an ta Fe

F a l/ 199 2

�STORYTELLING AND
VIRTUE

by William Kirk Kilpatrick

In After Virtue Alasdair
Macintyre observes that in all classical and heroic societies, "the chief
means of moral education is the
telling of stories." In a real sense the
heroes of The Iliad and The Odyssey
were the moral tutors of the Greeks.
Likewise, Aeneas was the model of
heroic piety on which young
Romans were nurtured. Icelandic
and Irish children were suckled on
sagas . And the Christian world,
which reaped the inheritance of
both classical and heroic societies,
carried on this tradition of moral
education with Bible stories, stories
from the lives of saints and stories
of chivalry. To be educated properly was to know of Achilles and
Odysseus, Hector and Aeneas, and
later to know of Beowulf and
Arthur and Percival and the
Christian story of salvation.
The telling of stories does not
seem to hold a place of much
importance in contemporary
attempts at moral education. The
closest approximation to a story is
the presentation of a moral dilemma: a man contemplates stealing a
drug for his dying wife; passengers
on a foundering lifeboat decide
whether to toss their fellows overboard and who should be sacrificed; survivors in a fallout shelter
debate whether to admit outsiders
to their sanctuary.
It will be apparent at once that
there are important differences
between these modern "fables" and
Fall 19 92

the old ones. And the differences
give us, in turn, a clue to the differences in thinking that animate the
modern as opposed to the classical
and Christian approaches to moral
education. The first difference is
that no attempt is made to delineate
character in the moral dilemma,
whereas character is everything in
the heroic story. In the saga or epic
everything revolves around the
character of the hero - whether he
exercises or fails to exercise the
virtues. But the characters in the
dilemmas have no characters, only
decisions to make. Both Heinz (the
man in the purloined drug dilemma) and Ulysses must aid their
wives, but there the comparison ends. Heinz is no
Ulysses. He is a blank, a
cipher. He is there
because he is needed
to present a dilemma.
We have no interest
in him, only in his
case. One cannot
imagine parents passing down to their children the saga of Heinz
and the stolen drug.
The second difference is
this: The actors in the dilemmas are
not tied to any social particularities
- traditions, loyalties, locations, or
histories. True, Heinz is attached to
his wife, but there is no indication
why he should be. We know why
Ulysses is loyal to Penelope, since
her virtues are carefully enumerated. As in all the old stories, the
hero's deeds are rooted in loyalty
not only to homeland and tribe but
also to hearth - essential details
that are absent from the dilemmas.
It might be objected here that
the modern dilemmas are intended
not to tell stories but to embody
principles or, more properly, the
LETTERS f r o m S anta Fe

page seve n

�A PERVASIVE MENTALITY
OF NONDIRECTIVENESS
AND SUBJECTIVENESS
DICTATES THAT WE DON'T
HAVE THE RIGHT TO
IMPOSE OUR VALUES ON
OUR CHILDREN. AND
CONSEQUENTLY, WE ARE
FORCED TO CREATE THE
FICTION THAT EACH CHILD
IS IN HIS OWN RIGHT A
MINIATURE SOCRATES.

pa ge e i g h t

-

clash of principles: property rights,
for example, versus the value of a
human life, with the nod presumably going to the more universal
value. But this is precisely the point
I wish to make, for what is implied
in this approach is that particular
loves and loyalties - the kind that
make for a good story - are largely
irrelevant to moral issues. One can
somehow dispense with the prelude of moral particularities and
leap right into the arena of universal principles. The assumption is
that the kernel of good moral judgment lies in abstract devotion to
abstract principles. Moreover, there
is the suggestion that devotion to
father and mother or attachment
between wife and husband may
have nothing to do with the pursuit
of justice. As in so much contemporary psychology, the central concern is with the autonomous individual.
The third difference between
the old stories and the new dilemmas is that the new stories, properly speaking, d o not have endings.
They are open-ended, unfinished.
They await your judgment. What
should the shelter survivors do
next? You decide. Was Heinz right
to steal the drug? You decide. There
is, in short, no sense that the story is
ever complete or definitive. It's up
for grabs and will be again n ext
year with the next class. You can do
what you want with these stories;
you cannot with The Odyssey. There
is no sense of a life fully lived or a
mission completed. All of w hich
amounts to saying that they are not
stories after all. The old storytelling
approach to moral education has
been replaced with something new.
The new approach is one from
which the concepts of character and
virtue are entirely missing. From its

point of view, the life of a man is
envisioned not as a personal story
in which accumulated habits and
actions may eventually harden into
virtue or vice, but as a disconnected
series of ethical and other dilemmas
- all amenable to rational solution.
If we return to the heroic, classical,
and Christian stories, we can see
how stark this contrast is and how
radically novel the new approach
is. And although the current techniques of moral education are
largely the offspring of psychologists, we may note that the ancients
had a more profound grasp of the
psychology underlying moral education.
The telling of stories - as
opposed to the presentation of
open-ended dilemmas - implies
first of all that adults have something to pass on to children, a valuable inheritance that children might
not come by on their own. This is
easy enough to accept about other
cultures... but when it comes to
our own, a certain inhibition
against cultural transmission sets
in. A pervasive mentality of nondirectiveness and subjectiveness dictates that we don't have the right to
impose our values on our children.
And consequently, we are forced to
create the fiction that each child is
in his own right a miniature
Socrates.
The traditional view is tha t
adults do possess a moral treasure,
and that to deprive children of it
would in itself show a lack of
virtue. We do not, to draw a rough
analogy, wait until o ur children
h ave reached the age of reason
before suggesting that they brush
their teeth. But sooner or later children will be able to figure out for
themselves that brushing is a prudent practice. This is not necessarily

L E TTER S f rom Sa n ta F e

Fa ll 1992

�true of moral practices. The moral
treasure can be acquired only in a
certain way . And if it is not
obtained in that way, it is not possessed at all. This is why Aristotle
said that only those who have been
well brought up can usefully study
ethics. And why Plato maintained
that the well-bred youth is nurtured
from his earliest days to love the
Good and the Beautiful "so that
when Reason at length comes to
him, then bred as he has been, he
will hold out his hands in welcome
and recognize her because of the
affinity he bears to her."
Just Sentiments
There is little chance that one
who does not learn proper affections and just sentiments as a child
will ever fully comprehend them.
His knowledge, in short, will
always be limited. What he can
know will be determined by his
sentiments, by dispositions and
inclinations learned in childhood. A
person who is not well habituated
to virtue may come upon the fundamental ·principles of ethics, but he
may never be able to grasp them
properly. He comes upon them like
an anthropologist stumbling upon
tribal customs . He can describe
them, write about them, analyze
them, but he does not know them
as an initiate knows them - even
though the things he observes are
his own cultural values. One cannot
begin to understand the moral life
until one begins to live it.
Consequently, the autonomous
moral explorer, because of his
detached stance, is in no position to
appreciate the practice of virtue, let
alone practice it himself.
What, then, is the proper form
of education in regard to morality?
It is, necessarily, an initiation, "men
Fall 1 9 9 2

transmitting manhood to men," as
C. S. Lewis puts it. And this is best
accomplished not by direct moral
exhortation but indirectly through
example and practice. One cannot
have classes in moral education. It
is, rather, more like an apprentice
learning from a master. "Lewis, like
Aristotle," writes Gilbert Meilander,
"believes that moral principles are
learned indirectly from others
around us, who serve as exemplars.
And he, again like Aristotle, suggests that it will be extremely difficult to develop virtuous individuals
apart from a virtuous society."
Yet, even in the most virtuous
of societies, adults, recognizing
their own shortcomings, have seen
the need to point to examples of
moral wisdom and moral courage

beyond themselves . Hence the
reliance on heroic stories as the
embodiment of cultural ideals.
When virtues have fallen into
desuetude, the need for stories
about virtuous and courageous
men, women, and children becomes
more acute. A ware of this, Lewis
created in The Chronicles of Narnia a
literature of virtue of the type that
can be considered both exemplar of
and preparation for a mature
morality. The Narnia Chonicles cerLETTERS from Santa F e

pa g e nin e

�FOR CLASSICAL AND
HEROIC SOCIETIES AND
FOR THOSE THAT SUSTAIN
THOSE TRADITIONS,
MORALITY IS NOT A
MATTER OF FOLLOWING
RULES OR MAKING RULES;
IT HAS TO DO WITH
ACQUIRING VIRTUE.

p age t en

--

tainly seem to embody Aristotle's
dictum that the aim of education is
to make the pupil like and dislike
what he ought.
But if heroic stories provide
examples, we need to ask examples
of what? It would be a mistake to
look upon the heroes of myth and
epic as examples of autonomous
moral agents or inventors of new
moralities (as Nietzsche did), just as
it would be a mistake to look upon
them as stoic rule-abiders. The
heroes of such stories are not moral
philosophers, nor are they stoic.
They are virtuous, or they strive to
be virtuous. For classical and heroic
societies and for those that sustain
those traditions, morality is not a
matter of following rules or making
rules; it has to do with acquiring
virtue. The virtues displayed by
Achilles are what hold our attention, not any set of maxims he may
expound. It is his loyalty to his
friends that matters, not his loyalty
to principle. Virtues are displayed
in his actions, not only in what he
says. The heroic man is not a moral
pioneer who charts new ethics;
rather, he is someone who does
what ought to be done.
Even in the Gospel stories, the
heroic theme is predominant. As I
have written elsewhere, "there is
nothing in Christ's attitude about
himself to suggest that he saw himself mainly as a teacher. There is a
strong suggestion that Jesus looked
upon himself as someone who had
a job to do. And the quality of that
task was not unlike the quest of a
Greek or Roman hero." Christ does
what is required. He comes to do
the will of him by whom he was
sent. He lays down his life for his
friends, not for the sake of a principle.
Indeed, in the heroic literature
there is usually very little question

A Vision of Life
Stories of virtue, courage and
justice can and should play a central part in the formation of good
habit, that is, in the formation of
character. Stories provide a way of
habitua ting children to virtue.
They h elp to instill proper sentiments. They reinforce indirectly
the more explicit moral teaching of
family, church and school. They
provide also a defense against the
relentless process of desensitization
tha t goes on in modern societies.
And they provide a standard
against which erosion of standards
can be measured.
In addition, stories expand the
imagination. Moral development is
not simply a m atter of becoming

L E TT E R S fro m Sa n t a Fe

F a/1 1992

about what has to be done (most of
the moral dilemmas in the Gospels
are posed by the Pharisees); the
question is whether the hero can
resist temptation and do what he
ought to do. Will his training in the
virtues see him through?
What is revealed in heroic
stories is a profoundly realistic
appraisal of behavior under conditions of combat when it is dangerous to act as one ought or a price
will have to be paid. When the hero
is weary, outnumbered or alone,
when his resources are depleted or
temptation is overwhelming, he
does better to rely on his acquired
virtue than on his knack for moral
philosophy. Likewise, most of us
are thrown into situations where
there is little time to weigh the
moral pros and cons. Then, the best
question we can ask is, what do
good men and women do in such
situations? We are more likely to
find an answer to that question if
our training includes a thorough
exposure to stories of virtue.

�more rational or acquiring decisionmaking skills. It has to do with
vision, the way one looks at life.
Indeed, moral evil and sin are
sometimes described by theologians as an inability to see rightly.
Conversely, moral improvement is
often described (by very ordinary
people as well as theologians) as
the result of seeing things in a different light or seeing them for the
first time. "I was blind but now I
see" is more than a line from an old
hymn; it is the way a great many
people look at their moral growth.
It is therefore entirely inadequate to
explain morality in terms of developmental stages. The transformation of the moral life is rarely effected without a transformation of
imagination. It follows that one of
the central tasks of moral education
is to nourish the imagination with
rich and powerful images of the
kind found in stories, myths,
poems, biography, and drama. If
we wish our children to grow up
with a deep and adequate vision of
life, we must provide a rich fund
for them to draw on.

old epics the superheros' qualities
do not end with raw power.
Moral literature need not be of
epic proportions. There is also a
place for stories of manners and
duty, decency and virtue, loyalty
and friendship on a less epic
scale-stories that say, in effect:
However ordinary people actually
behave toward one another, this is
how they ought to behave. The
Little House on the Prairie, The Wind
in the Willows, and The Hobbit (a
combination of heroism and horniness) come to mind as examples of
this type of literature. Younger
children need stories that are similar but much shorter and can be told
orally.

It might be a mistake to inundate a child with too many stories.
But it is important that the right
kind of stories be repeated over and
over until they are nearly learned
by heart. After all, if repetition
were not such an effective technique in the education of habits, we
can be certain that the advertisers
would long since have ceased to
employ it.

Pure Hearts and Kindly Kings
Not just any stories will do,
however. Though realistic stories
about boys and girls just like oneself probably do no harm, they fail
to enlarge the imagination in the
way that heroic stories do. But we
must also be clear about what we
mean by a hero. Heroic stories link
strength or cunning or resourcefulness with virtue.
Galahad's
strength is as the strength of ten
because his heart is pure. Beowulf,
who has the strength of thirty men
in his grip, is also renowned as the
"kindest of worldly kings." The
cunning of Ulysses is used in the
service of loyalty to his men. In the

William Kilpatrick is professor of
education at Boston College. His latest
book, Why Tohnny Can't Tell Right
from Wrong (Simon &amp; Schuster, 1992)
may well be one of the most powerful,
and depressing, books of this decade.
This is an excerpt of an article printed
in Policy Review.

Fall 1 992

LETTERS from Santa F e

STORIES PROVIDE A WAY
OF HABITUATING
CHILDREN TO VIRTUE.

page elev e n

�TEACHING THE VIRTUES

by Christina Hoff Sommers

SOCIAL MORALITY IS
ONLY HALF OF THE MORAL
LIFE; THE OTHER HALF IS
PRIVATE MORALITY

Not very long ago, I published an article called "Ethics without
Virtue" in which I criticized the way ethics is being taught in American colleges. I pointed out that there is an overemphasis on social policy questions,
with little or no attention being paid to private morality. I noted that students taking college ethics are debating abortion, euthanasia, capital punishment, DNA research, and the ethics of transplant surgery while they learn
almost nothing about private decency, honesty, personal responsibility, or
honor. Topics such as hypocrisy, self-deception, cruelty or selfishness rarely
came up. I argued that the current style of ethics teaching which concentrated so much on social policy was giving students the wrong ideas about
ethics. Social morality is only half of the moral life; the other half is private
morality. I urged that we attend to both.
A colleague of mine did not like what I said. She told me that in her
classroom she would continue to focus on issues of social injustice. She
taught about women's oppression, corruption in big business, multinational
corporations and their transgressions in the Third World-that sort of thing.
She said to me, "You are not going to have moral people until you have
moral institutions. You will not have moral citizens until you have a moral
government." She made it clear that I was wasting time and even doing
harm by promoting bourgeois morality and the bourgeois virtues instead of
awakening the social conscience of my students.
At the end of the semester, she came into my office carrying a stack of
exams and looking very upset.
"What's wrong?" I asked.
"They cheated on their social justice take-home finals. They plagiarized!" More than half of the students in her ethics class had copied long
passages from the secondary literature. "What are you going to do?" I asked
her. She gave me a self-mocking smile and said, "I'd like to borrow a copy of
that article you wrote on ethics without virtue."
A Hole in the Moral Ozone
There have been major cheating scandals at many of our best universities. A recent survey reported in the Boston Globe says that 75 percent of all
high school students admit to cheating; for college students the figure is 50
percent. A U.S. News and World Report survey asked college-age students if
they would steal from an employer. Thirty-four percent said they would.
Of people forty-five and over, six percent responded in the affirmative.
Part of the problem is that so many students come to college dogmatically committed to a moral relativism that offers them no grounds to think that
cheating is just wrong. I sometimes play a macabre game with first-year students, trying to find some act they will condemn as morally wrong:
Torturing a child. Starving someone to death. Humiliating an invalid in a

page tw e lve

LETTERS from Santa Fe

Fall 1992

�nursing home. The reply is often: "Torture, starvation and humiliation may
be bad for you or me, but who are we to say they are bad for someone else?"
Not all students are dogmatic relativists; nor are they all cheaters and
liars. Even so, it is impossible to deny that there is a great deal of moral
drift. The students' ability to arrive at reasonable moral judgments is severely, even bizarrely, affected. A Harvard University professor annually offers
a large history class on the Second World War and the rise of the Nazis.
Some years back, he was stunned to learn from his teaching assistant that
the majority of students in the class did not believe that anyone was really to
blame for the Holocaust. The graduate assistant asserted that if these
Harvard students were sitting in judgment at Nuremberg they would have
let everyone off. No one was to blame. In the students ' minds, the
Holocaust was like a natural cataclysm: It was inevitable and unavoidable.
The professor refers to his students' attitude about the past as "no-fault history."
How Ethics Courses Have Changed
First, a bit of history. Let me remind you of how ethics was once taught
in American colleges. In the nineteenth century, the ethics course was a high
point of college life. It was taken in the senior year, and was usually taught
by the president of the college who would uninhibitedly urge the students to
become morally better and
stronger. The senior ethics course
was in fact the culmination of the
students' college experience. But
as the social sciences began to
flourish in the early twentieth
century, ethics courses gradually
lost prominence until they
became just one of several electives offered by philosophy
departments. By the mid-1960s, enrollment in courses on moral philosophy
reached an all-time low and, as one historian of higher education put it, "college ethics was in deep trouble".
At the end of the '60s, there was a rapid turnaround. To the surprise of
many a department chair, applied ethics courses suddenly proved to be very
popular. Philosophy departments began to attract unprecedented numbers
of students to courses in medical ethics, business ethics, ethics for everyday
life, ethics for lawyers, for social workers, for nurses, for journalists. More
recently, the dubious behavior of some politicians and financiers has added
to public concern over ethical standards which in turn has contributed to the
feeling that college ethics is needed. Today American colleges and universities are offering thousands of well-attended courses in applied ethics.
I too have been teaching applied ethics courses for several years, but my
enthusiasm for them tapered off when I saw how the students reacted. I was
especially disturbed by comments students made again and again on the
course evaluation forms, "I learned there was no such thing as right or
wrong, just good or bad arguments." Or, "I learned there is no such thing as
morality." I asked myself what it was about these classes that was fostering
this sort of moral agnosticism and skepticism. Perhaps the students themFall 1992

r

LETTERS from Santa F e

IN THE ATMOSPHERE OF
A COURSE DEALING
WITH HARD AND
CONTROVERSIAL CASES,
THE CONTEMPORARY
STUDENT MAY EASILY
FIND THE VERY IDEA OF A
STABLE MORAL TRADITION
TO BE AN ARCHAIC
ILLUSION.

pag e thirte e n

�--selves were part of the problem. Perhaps it was the high school experience
that led them to become moral agnostics. Even so, I felt that my classes were
doing nothing to change them.
The course I had been giving was altogether typical. At the beginning
of the semester we studied a bit of moral theory, going over the strengths
and weaknesses of Kantianism, utilitarianism, social contract theory and relativism. We then took up topical moral issues such as abortion, censorship,
capital punishment, world hunger, and affirmative action. Naturally, I felt it
my job to present careful and well-argued positions on all sides of these
popular issues. But this atmosphere of argument and counterargument was
reinforcing the idea that all moral questions have at least two sides, i.e., that
all of ethics is controversial.
Perhaps this reaction is to be expected in any ethics course primarily
devoted to issues on which it is natural to have a wide range of disagreement. In a course specifically devoted to dilemmas and hard cases, it is
almost impossible not to give the student the impression that ethics itself has
no solid foundation.
The "Plain Moral Facts"
It will, I think, be granted that the average student today does not come
to college steeped in a religious or ethical tradition in which he or she has
uncritical confidence. In the atmosphere of a course dealing with hard and
controversial cases, the contemporary student may easily find the very idea
of a stable moral tradition to be an archaic illusion. I am suggesting that we
may have some responsibility here for providing the student with what the
philosopher Henry Sidgwick called "moral common sense." (Sometimes he
spoke of "established morality" as it is commonly understood and accepted.)
More generally, I am suggesting that we should assess some of the courses
we teach for their edificatory effect. Our responsibility as teachers goes
beyond purveying information about the leading ethical theories and in
developing dialectical skill in moral casuistry.
The Philosophy of Virtue
If one accepts the idea that moral edification is not an improper desideratum in the teaching of ethics, then the question arises: What sort of course in
ethics is effective? What ethical teachings are naturally edificatory? My own
experience leads me to recommend a course on the philosophy of virtue.
Here, Aristotle is the best place to begin. Philosophers as diverse as Plato,
Augustine, Kant and even Mill wrote about vice and virtue. And there is an
impressive contemporary literature on the subject. But the locus classicus is
Aristotle.
Students find a great deal of plausibility in Aristotle's theory of moral
education, as well as personal relevance in what he says about courage, generosity, temperance and other virtues. I have found that an exposure to
Aristotle makes an immediate inroad on dogmatic relativism, indeed the
tendency to dismiss morality as relative to taste or social fashion rapidly
diminishes and may vanish altogether. Most students find the idea of
developing virtuous character traits naturally .appealing.
Once the student becomes engaged with the problem of what kind of
pa ge fou r t e en

L E TTERS from Santa F e

Fall 1992

�person to be, and how to become that kind of person, the problems of ethics
become concrete and practical and, for many a student, morality itself is
thereafter looked on as a natural and even inescapable personal undertaking. I have not come across students who have taken a course in the philosophy of virtue saying that they have learned there is no such thing as morality. The writings of Aristotle and of other philosophers of virtue are full of
argument and controversy, but students who read them with care are not
tempted to say they learned "there is no right or wrong, only good or bad
arguments."

Is There Moral Knowledge?
Is there really such a thing as moral knowledge? The reply to that is an
emphatic "Yes." Have we not learned a thing or two over the past several
thousand years of civilization? To pretend we know nothing about basic
decency, about human rights, about vice and virtue, is fatuous or disingenuous.
Of course we know that gratuitous cruelty and political repression are
wrong, that kindness and political freedom are rightand good. Why should
we be the first society in history that finds itself hamstrung in the vital task
of passing along its moral tradition to the next generation?
Some opponents of directive moraFeducation argue that it could be a
form of brainwashing. That is a pernicious confusion. To brainwash is to
diminish someone's capacity for reasoned judgment It is perversely misleading to say that helping children to develop habits of truth telling or fair
play threatens their ability to make reasoned choices. Quite the contrary:
Good moral habits enhance one's capacity for ration.al judgments.
The paralyzing fear of indoctrinating children is even greater in high
schools than it is in elementary schools. One favored teaching technique,
allegedly avoiding indoctrination, is dilemma ethics. Children are presented
with abstract moral dilemmas: Seven people are in a lifeboat with provisions
for four-what should they do? Or Lawrence Kohlberg's famous case of
Heinz and the stolen drug. Should the indigent Heinz, whose dying wife

WHY SHOULD WE BE THE FIRST SOCIETY IN
HISTORY THAT FINDS ITSELF HAMSTRUNG IN THE VITAL
TASK OF PASSING ALONG ITS MORAL TRADITIONS TO
THE NEXT GENERATION?

needs medicine, steal it? When high school students study ethics at all, it is
usually in the form of pondering such dilemmas or in the form of debates on
social issues: abortion, euthanasia, capital punishment and the like.
Directive moral education is out of favor. Storytelling is out of fashion.
Fall 1992

LETTERS from S a nta Fe

pag e f ift e en

�THE BEST MORAL
TEACHING INSPIRES
STUDENTS BY MAKING
THEM KEENLY AWARE
THAT THEIR OWN
CHARACTER IS AT
STAKE.

p age s i x t e e n

Let's consider for a moment just how the current fashion in dilemmas
differs from the older approach to moral education which often used moral
tales and parables to instill moral principles in students in the primary
grades. Saul Bellow asserts that the survival of Jewish culture would be
inconceivable without the stories that gave point and meaning to the Jewish
moral tradition. One such story, included in a collection of traditional
Jewish tales that Bellow edited, is called "If Not Higher." I sketch it here to
contrast the story-approach with the dilemma-approach in primary and secondary education, but the moral of the contrast also applies to the teaching
of ethics at the college level as well:
There was once a rabbi in a small Jewish village in Russia who vanished
every Friday morning for several hours. The devoted villagers boasted that
during these hours their rabbi ascended to Heaven to talk with God. A
skeptical newcomer arrived in town, determined to discover where the rabbi
really was.
One Friday morning the newcomer hid near the rabbi's house, watched
him rise, say his prayers and put on the clothes of a peasant. He saw him
take an ax and go into the forest, chop down a tree and gather a large bundle
of wood. Next the rabbi proceeded to a shack in the poorest section of the
village in which lived an old woman and her sick son. He left them the
wood which was enough for the week. The rabbi then quietly returned to
his own house. The story concludes that the newcomer stayed on in the village and became a disciple of the rabbi. And w henever he hears one of his
fellow villagers say, "On Friday morning our rabbi ascends all the way to
Heaven," the newcomer quietly adds, "If not higher."
In a moral dilemma such as Kohlberg's Heinz stealing the drug, or the
lifeboat case, there are no obvious heroes or villains. Not only do the characters lack moral personality, but they exist in a vacuum outside of traditions
and social arrangements that shape their conduct in the problematic situations confronting them . In a dilemma there is no obvious right and wrong,
no clear vice and virtue. The dilemma may engage the students' minds; it
only marginally engages their emotions, their moral sensibilities. The issues
are finely balanced, listeners are on their own and they individually decide
for themselves. As one critic of dilemma ethics has observed, one cannot
imagine parents p assing down to their children the tale of Heinz and the
stolen drug. By contrast, in the story of the rabbi and the skeptical outsider,
it is not up to the listener to decide w hether or not the rabbi did the right
thing. The moral message is clear: "Here is a good man-merciful, compassionate and actively helping someone weak and vulnerable. Be like that person." The message is contagiou s. Even the skeptic gets the point.
Stories and parables are not always appropriate for high school or college
ethics courses, but the literary classics certainly are. To understand King
Lear, Oliver Twist, Huckleberry Finn or Middlemarch requires that the reader
have some understanding of (and sympathy with) what the author is saying
about the moral ties that bind the characters and that hold in place the social
fabric in which they play their roles. Take something like filial obligation.
One moral of King Lear is that society cannot survive w hen filial contempt
becomes the norm. Literary figures can thus provide students w ith the
moral p aradigms that Aristotle thought were essential to moral education.
L E TTERS fro m S a n t a Fe

F a ll 1992

�I am not suggesting that moral
puzzles and dilemmas have no
place in the ethics curriculum. To
teach something about the logic of
moral discourse and the practice of
moral reasoning in resolving conflicts of principles is clearly important. But casuistry is not the place
to start, and, taken by itself, dilemma ethics tends to give the student
the impression that ethical thinking
is a lawyer's game.
Three Steps Towards Virtue
What I am recommending is
not new, it has worked before, and
it is simple:
1. Schools should have behavior codes that emphasize civility,
kindness and honesty.
2. Teachers should not be
accused of brainwashing children
when they insist on basic civility,
decency, honesty and fairness.
3. Children should be told stories that reinforce goodness. In ,
high school and college, students should be reading, studying and discussing
the moral classics.
I am suggesting that teachers must help children become acquainted with
their moral heritage in literature, in religion and in philosophy. I am suggesting that virtue can be taught, and that effective moral education appeals to the
emotions as well as to the mind. The best moral teaching inspires students by
making them keenly aware that their own character is at stake.

Christina Hoff Sommers is Associate Professor of Philosophy , Clark University.
This article is taken from Imprimis, November 1991 .

Fa ll 1992

LETT ERS f r om San t a Fe

page sevent e e n

�LEARNING GOODNESS

by James Bond Stockdale

I KNEW THAT CIVIC
VIRTUE, THE PLACING OF
THE VALUE OF THAT
SOCIETY ABOVE ONE'S
PERSONAL INTERESTS,
WAS NOT ONLY
ADMIRABLE, IT WAS
CRUCIAL TO SELFRESPECT.

pa ge e i g h t ee n

The best education, the best
preparation for a full and successful life surely entails a proper blend
of classical and contemporary studies. While we pursue the keys to
the kingdom of modernity-studies
in political science and economics
and high technology-we need to
understand the importance of a
broad background in the readings
of antiquity, those readings that
form the basis of our civilization.
In times of duress, in war especially, is that classical background
important.
The Stoics said that "Character
is fate." In my life, education has
been fate. I became what I learned,
or maybe I should say I became the
distillation of what fascinated me
most as I learned it. Only three
years after I left graduate school, I
participated in the refounding of
my own civilization after doomsday, when the giant doors of an
Old World dungeon had slammed
shut and locked me and a couple
hundred other Americans in-in
total silence, in solitary confinement, in leg irons, in blindfolds for
w eeks at a time, in antiquity, in a
political prison.
That refounded civilization
became our salvation. Stripped to
nothing, nothing but the instincts
and intelligence of the ancients, we
improvised a communication system dredged up from inklings of a
distant past (actually the tap code
of Polybius , a second-ce ntury
Gree k historian with a fl air for
cryptography), and lived on comradeship in a polity tha t would
L E TTERS fro m San ta Fe

have been a credit to Polybius'
Athens. The spiritual power (not
necessarily religious) that seeped
into us as we surreptitiously joined
forces against our common enemy
came as a surprise.
In my solitude the impact of
this unexpected spiritual power
sometimes caused me to wonder.
Does modernity deaden our noblest
impulses? Does it smother or atrophy the power of the human spirit,
the power of human nature? Do
the readings of ancient times, the
classics, serve merely to give us
insight into the events of the past?
Or do not the texts of those self-contained cultures of antiquity portray
human power in all its vibrant
potential? Do they not contain evidence of a more imaginative and
fundamental grasp of the essence of
being human than can be found
even in 20th century texts that have
since joined the classics on the
humanities shelves?
In Homer's immortal epic, The
Iliad, as Hector is about to leave the
gates of Troy to fight Achillesknowing, as he must have known,
that he would lose and he would
die-he says goodbye to his wife
and baby son at the gates, and the
baby starts to cry, frightened by the
nodding of the plumes on his
father' s shining helmet. Some
would think the tale of the GreekTrojan War to be an irrelevant relic
of bygone days. Some would think
it should be stricken from the reading list because it glamorizes war.
Some would think that now at last,
with rea son to guide us, we can
scoff at a warrior's suicidal obligations. But others of us react quite
differently, seeing in that scen e a
snapshot of the a geless huma n
predicament: Hector's duty, his
wife's tragedy, Troy's necessity, the
Fa /1 199 2

�baby's cry ....
My reaction, of course, is the
latter, not only because I am a
romantic by nature, but because by
the time I first read The Iliad I had
lived in antiquity (and I am not
referring to the lack of electricity or
plumbing). I had lived in a selfcontained culture, a prison culture I
watched grow among men of goodwill under pressure. I knew what it
was to be a human being who
could be squashed like a bug without recourse to law, and I knew
that the culture, the society, that
preserved me had to be preserved
or nobody had anything to cling to.
I knew that civic virtue, the placing
of the value of that society above
one's personal interests, was not
only admirable, it was crucial to
self-respect. And I knew that to
preserve that culture, symbolic battles had to be fought before real
battles could start. I knew that
obligations, particularly love and
self-sacrifice, were the glue that
made a man whole in this primitive
element, and I knew that under the
demands of these obligations being
"reasonable" was a luxury that
often could not be afforded.
I also knew during this prison
existence that I was being shown
something good-that life can have
a spiritual content one can almost
reach out and touch. I suppose it
can always have that, but I was
used to the idea of it being fuzzed
up, powdered, fluffed, and often
ridiculed here in man made modernity, where changing the world
takes precedence over understanding it, understanding man himself.
The same message comes
through in the writings of Fyodor
Dostoyevski, Arthur Koestler, and
Aleksandr Solzhenitsyn. They' ve
been where I've been. So had

Miguel Cervantes. This future
author of Don Quixote was a young
officer in the Spanish army taken
prisoner after the Battle of Lepanto
in the 16th century. He spent seven
years in an Algiers political prison.
Same story: "Confess your crimes,"
"Discredit yourself," "Disavow your
roots." He was tortured to disavow
Christianity and would get
amnesty and go home if he would
disavow it. I was made much the
same offer. I was to disavow
"American Imperialism." Good boy,
Cervantes, you hung in too. You
knew how this age-old game is
played. Political prisons are not
just sources of fables of the past.
They could just as easily inspire the
literature of the future. Unable to
tolerate dissent, totalitarian governments must have them. How else
to suppress and discredit their enemies within?
You know, the life of the mind
is a wonder-the life of the mind in
solitude, the life of the mind in
extremis, the life of the mind when
the body's nervous system is under
attack. If you want to break a
man's spirit, and if your victim's
will is strong, you've got to get
physical. Sometimes you might
think that you can unhinge strong
people with psychological mumbo
jumbo. Sorry, there is no such
thing as brainwashing. But even
physical hammering will not alone
change all hard-set attitudes. The
real method to jellify those attitudes, that is, to extract those seemingly heartfelt "confessions," is the
artful and long-term imposition of
fear and guilt. Solitary confinement
and tourniquet-tight rope bindings
are mere catalysts for the fear and
guilt conditioning. Remember, I'm
talking about strong-willed victims.
They're going to make you hurt

F a /119 92

LETT E RS f rom Sant a Fe

pa ge n int ee n

�them. They know from experience
that the compliance extracted by
brute force is in no way so spiritually damaging as that given away
on a mere threat. And they have
learned from experience that in the
end it is a spiritual battle. The leak
in the dike always starts from within.
How does the mind of the victim respond to these challenges?
First, regarding the loneliness,
the solitude: It's not as bad as you
think. Don't forget, the time factor
is stretched out way beyond most

three to four weeks. It ends when it
suddenly dawns on him that he'll
have no such luck; he's stuck with
himself. Almost everybody then
sets himself up in a ritualistic life.
Something deep-seated in human
nature likes, feels safe with, repetition-a time for this, and a time for
that, repeated regularly every day.
You get to thinking about how
liturgies of worship must have gotten started in some prehistoric clan.
Your mind drifts to many
anthropological questions. How do
institutions and governments get

"THE CHALLENGE OF EDUCATION IS NOT TO
PREPARE A PERSON FOR SUCCESS, BUT TO
PREPARE HIM FOR FAILURE." IT IS IN
DISASTER, NOT SUCCESS, THAT THE HEROES AND
THE BUMS REALLY GET SORTED OUT

page t we n t y

psychological experiments. There
was a professor at Stanford who
got national attention several years
ago for locking some students in
the basement of a library for a few
days, and then writing a book
about his observations of their
behavior. I laughed when I read it.
You don't know the first thing
about a person until he has been in
the cooler for a couple of months.
He has to first go through the stage
when he is preoccupied with going
insane. That's a normal prelude
without lasting significance. Figure
on that phase lasting for the first

started? Are they the product of a
man on a white horse? Does some
powerful person impose rule: "We
gotta get organized; here are the
tribe's rules; break'em and I'll cave
your skull in." I doubt it. When
you're scared, you don't feel the
urge to take charge. And when
you 're expected to, by virtue of
heredity in clan or tribe, or seniority, for sure, among military prisoners, on first contact you seem compelled to say something becoming a
well-brought-up American boy,
like: "In these circumstances when
you are being threatened or tor-

LETTERS f r o m S a n ta F e

F a ll 1 9 92

�tured to do things that offend your
very being, I can't bring myself to
order you to do this or that.
Everyone must have the autonomy
to choose the best alternatives facing him. Do the best you can and
God bless you."
How civilized and compassionate! But it will never sell. Those
fine young people in trouble won't
let you get away with that. Their
response is sure to be something
like this: "You have no right to
piously tell us each to seek out the
good, and then back out of the picture . You are in charge here, and
it's your duty to tell us what the
good is. We deserve to sleep at
night, feeling that at least we're
doing something right in all hewing
to what our leader says . We
deserve the self-respect that comes
with knowing we are resisting in an
organized manner. We expect you
to tell us to take torture before we
comply with any of their demands.
Give us the list!" There's nothing
rational about such a reaction.
Anybody could see that we probably weren't going to win the battle.
But on the other hand, as the veteran prisoner Fyodor Dostoyevski
aptly noted, "Man's most deep
desires in life under pressure are
not for a rationally advantageous
choice, but for an independent
choice."
But believe it or not, as time
wears on in solitary you get better
at dealing with these matters. The
ultimate accommodation with them
comes from focusing intensely on
leading a very, very clean and honest life, mentally and otherwiseand you find yourself being consumed in a strange, lasting and
unexpected highmindedness. By
this, I don't mean "joyfulness," and I
particularly don't mean "optimism."
Fa ll 1992

What I mean by the setting in of
highmindedness is the gradual erosion of natural selfishness among
people of goodwill facing a common danger over time. The more
intense the common danger, the
quicker the "me-first" selfishness
melts. In our situation, at about the
two-year point, I believe most of us
were thinking of that faceless friend
next door-the sole point of contact
we had with our civilization, that
lovely intricate human thing we
had never seen-in terms of love in
the highest sense. By later comparing notes with others, I found I was
not alone in becoming so noble and
righteous in that solitude that I
could hardly stand myself. People
would willingly absorb physical
punishment rather than let it fall to
their comrades; questions arose in
my mind about the validity of the
much-talked about instinct of selfpreservation. Solzhenitsyn describes
his feelings of high-mindedness in
his Gulag writings in words like
these:
It was only when I lay there
on the rotting prison straw
that I sensed within myself
the first stirrings of good.
Gradually it was disclosed
to me that the line separating good and evil passes
not between states nor
between classes
nor
between political parties
but right through every
human heart, through all
human hearts. And that is
why I turn back to the
years of my imprisonment
and say, sometimes to the
astonishment of those
about me, "Thank you,
prison, for having been in
my life."
LETTERS from Santa Fe

pa ge twe nty- one

�Was I a victim? Not when I
became fully engaged, got into the
life of unity with comrades, helping
others, and being encouraged by
them. So, many times, I would find
myself whispering to myself after
an exhilarating wall-tap message
exchange: "I am right where I
belong; I am right where I was
meant to be." In all honesty, I say to
myself, "What a wonderful life I
have led." No two of us are the
same, but to me the wonder of my
life is in escaping the life Captain
McWhirr had programmed for
himself in Joseph Conrad's
typhoon: "to go skimming over the
years of existence to sink gently
into a placid grave, ignorant of life
to the last, without ever having
been made to see all it may contain
of perfidy, of violence, of terror."
And the author adds, "There are on
sea and land such men thus fortunate-or thus disdained-by destiny .. ."
Phil Rhinelander, my philosophy mentor at Stanford, died a
short time ago. We were preparing
a book together, and consequently I
was with him almost every day at
the last. One of the last things we
talked about was our agreement on
a point we had each separately stated publicly: "The challenge of edupage t wen t y- t w o

LETTERS from San t a Fe

cation is not to prepare a person for
success, but to prepare him for failure." It is in disaster, not success,
that the heroes and the bums really
get sorted out.
Always striving for true education is the best insurance against
losing your bearings, your perspective, in the fact of disaster, in the
face of failure. I came home from
prison to discover something I had
forgotten; in my old Webster's collegiate dictionary I had pasted a
quotation
from
Aristotle:
"Education is an ornament in prosperity and a refuge in adversity." I
had lived in the truth of that for all
those years.

Vice Admiral James Bond Stockdale
served for 34 years as a Navy officer.
Shot down over North Vietnam, he was
the senior Navy prisoner of war in
Hanoi for eight years. He is a former
president of the Naval War College and
currently a Senior Research Fellow at
The Hoover Institution. Recently a
candidate for the Vice President of the
U. S., Adm. Stockdale was on the St.
John's College Board of Visitors and
Governors from 1981 to 1987. This is
an excerpt of a speech he gave in 1987.

Fall 1 992

�ANNOUNCEMENTS

Institute for the Study of Eastern Classics
at

St. John's College
Santa Fe, New Mexico

The institute offers a one-year, graduate level, certificate
program in the classic texts of India and China. Among the
many works to be read are: Rgveda, Mahabharata,
Upani~ads, Bhagavadglta, Analects of Confucius, I Ching,
Tao-te Ching, Writings of Mo Tzu, Chuang Tzu, and Han
Pei Tzu. Participants will also choose a language tutorial in
Classical Chinese or Sanskirt. All classes will be conducted
by discussion and are scheduled twice weekly in the late
afternoon and evening. Tuition is $1,500 for each semester.
For further information write to:
Institute for the Study of Eastern Classics
St. John's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599
"Zr 505/988-4361, Fax 505/989-9269

What college has
produced two Rhodes
Scholars in three years
from a student body of
less than 1000?
We are proud
to
announce that St. John's
College senior Jeffrey
Seidman has been awarded
a Rhodes Scholarship. Mr.
Seidman is the second
Rhodes Scholar selected
from the college in the past
three years. Mr. Seidman
will study philosophy, economics and politics at
Oxford and intends eventually to teach philosophy
at the college level.

We are very grateful to the Laurel Foundation for their generous support of LETTERS from Santa Fe.

r---------------------------------------------------------------------------------------------,
To our readers,
If you know someone who might be interested in receiving information regarding the programs offered at St.
John's College please fill out this form and return it to St. John's College, 1160 Camino Cruz Blanca, Santa Fe,
New Mexico 87501-4599.

Name of interested person (s)

Address
Possible area(s) of interest- D Undergraduate

D Graduate

D Eastern Studies

Thank you,

f}L f~ /
John Agresto
President, Santa Fe

F al l 1 99 2

LETT E R S fro m Santa Fe

pa g e t we nt y - three

I
I
I
I
I
I
I
I
I
I
I

�PROFILE
St. John's College:

Is an independent, non-sectarian, four-year liberal arts college
Founded:

Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St. John's College.
Great Books Program adopted 1937. Second campus in Santa Fe opened in 1964.
Curriculum:

An integrated, four-year, all-required liberal arts and science program based on reading and discussing, in loosely
chronological order, the great books of Western civilization. The program requires four years of foreign language,
four years of mathematics, three years of laboratory science, and one year of music.
Approach:

Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures. Classes are
very small.
Student/Faculty ratio is 8:1.
Degrees Granted:

Bachelor of Arts in Liberal Arts. Master of Arts in Liberal Studies.
Student Body:

Enrollment is limited to about 400 students on each campus. Current freshman class made up of 55% men and 45 %
women, from 30 states and several foreign countries. Sixty-five percent receive financial aid. Students may transfer
between the Santa Fe and Annapolis campuses.
Alumni Careers:

Education - 21 %, Business - 20 %, Law - 10%, Visual and Performing Arts - 9%, Medicine - 7%, Science and
Engineering - 7%, Computer Science - 6%, Writing and Publishing - 5%.
Graduate Institute:

The Graduate Institute in Liberal Education is an interdisciplinary master's degree program based on the same principles as the undergraduate program. Offered on both campuses year-round. Readers of the newsletter may be especially interested in applying for our summer session. For more information please contact the Graduate Institute in
Santa Fe (505) 982-3691 ext. 249 or in Annapolis (301) 263 - 2371.
LETTERS from Santa Fe
St. John's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599
ADDRESS CORRECTION REQUESTED

Bulk Rate
U.S. Postage
PAID
Non-Profit
Organization
Permit No. 231
Santa Fe, NM

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                    <text>LETTERSJrom Santa Fe
St. John's College-Santa Fe, New Mexico

Fall 1993

RESEARCH AND TEACHING

INSIDE
THE IMPACT OF
SPECIALIZATION
page 2

THE FUTURE OF
TEACHING

pages
THE TYRANNICAL
MACHINE

page9
THE CHARGE THAT
RESEARCH IS NARROW
AND OPAQUE
IS DECADES OUT OF
DATE

page 14
SENSE AND NONSENSE

page 17

Something has happened to teaching. Simply put, at some point, I know
not when, it stopped being the highest function and core calling of many
professors. At some point it dawned on administrators in higher education
that it was easier to count books and articles in refereed journals, or check off
the number of times an article was cited elsewhere, than make the difficult
judgments required on something as subjective as good teaching. As everyone now knows, the money and the rewards are less in teaching than in
research and publishing.
My favorite example is not actually from the U.S. but from a university
in Mexico City where, as one of our tutors at St. John's discovered, you get
points for various activities. For instance, you will get 3300 points for publishing a research paper. For teaching a course for one semester, you will get
210 points. For writing a textbook or a computer package, you will get 6600
points. For directing a thesis, you will get 220 points. For getting a patent you
will get almost 7000 points; if you're on a thesis committee, merely 60. And he
who wraps up the most points gets the promotion and the higher pay.
The status of teaching in America may not be as cut and dried as it is
south of the border, but I recently received a request from a very good
foundation for a list of the best teachers of history here at my college. Why?
To reward them with a year off from classroom teaching. The personnel
offices of big corporations repeatedly say how highly they value a liberal
arts education, and then consistently hire people with technical or business
degrees. So also do universities consistently proclaim their devotion to good
teaching and consistently reward something else. This emphasis on the
value of research is particularly odd in the humanities, where research,
rather than widening our view of important matters, has probably subtracted
from the sum of human knowledge.
I'm not going to get into an argument over whether or not some research
scholarship does not, at times, prove a great benefit for classroom teachingof course it might. Or that researchers are not great teachers--0f course some
are. All I mean to say is the obvious as well as the empirically verifiable: that
less time is spent on teaching today than before, that fewer university
rewards are given for teaching, and that where there are great scholar-teachers,
such benefits as have accrued have accrued to their scholarship, and often
works to the detriment of their hours in the classroom.
With the selection of the articles in this issue, I have tried to present
something of the history of the conflict between research and teaching as
well as anecdotal evidence of the problems it leaves in its wake.

�THE IMPACT OF
SPECIALIZATION

by
Frederick Rudolph

Subjects and courses
were often offered not
because students wanted
or needed them but
because an essentially
autonomous group of
academic professionals
could and would teach
nothing else.

pa ge t wo

The American liberal arts college
was of pre-industrial origin. Its
concern with the education of
gentlemen, its lack of sympathy
with many of the egalitarian and
exploitive impulses of the age, and
its Christian orientation suffused
the classical curriculum and the
humanistic style of the old colleges.
The American university, on the
other hand, was a child of the new
order, a product of the Industrial
Revolution eager to play a central
role in the refinement and specialization of knowledge and in the
training of cadres of experts to keep
the machinery of society running.
Once the university began to
d efine the mission of American
hig her ed uca ti on, the colleges
were essentially contrary institutions,
evoking the old values, suspicious
of much that specialization
celebrated , prefe rring to r egard
higher education as primarily a
center for humanistic study, social
critici s m , and e thical concern.
Increasingly the colleges found
themselves at a disadvantage, even
anachronistic in an age that was
being defin e d by speciali s t s,
corporate bureaucracies, g rowth,
and consolidation. The curricular
battles of the late nineteenth and
early twentieth centuries must in
some ways be seen as s truggles
between the demands and needs of
the professionals- including the
professional academicians- and the
L E TT E R S fr om S anta Fe

traditional concerns and purposes of
the colleges as sources of enlightened
and responsible community leadership.
The impact of the universities
on the undergraduate curriculum
was devastating. They promoted
old vocations learned on the job
into new professions, certified by
the universities' own professional
schools. They dignified old utilities
with new learning, revealing an
appetite for new subjects and a
receptivity to applied science that
allied them openly with the industrial
order. They identified themselves
as agents of social mobility by
offering the courses that appeared
to lead the way into corporate and
government bureaucracies. In
asserting the equality of all subjects,
as did Ezra Cornell and Charles
William Eliot each in his own way,
they invited an expanding clientele
to join them-the universities-in
their own version of the meritocratic
bureaucratic system.
It is no wonder that it wa s
difficult to keep a clear vision of
purpose, to give order to academic
priorities, or even to remember that
higher education had once revealed
more concern for the conduct of
society than for the ambitions of
individual men, more interest in
shaping a human community than
in shaping individual careers. In an
a tmosphere of confused purpose,
jumbled priorities, and forgetfulness,
the univ ersities and the colleges
that aped them had no difficulty in
offering a course of study equ ally
confused, jumbled, and forgetful.

*****
Perhaps this is the place to dispel
the false dich o tomy tha t often
clouds any con sideration of the
useful a nd the liberal in hig h er
F a ll 199 3

�education. Liberal studies were
from the beginning eminently useful
even if they were not specific in
their vocational focus. The skills
and attitudes of an educated man
were expected to be vocationally
useful. It was not enough, however,
for a liberal study to be useful; it
also had to possess the dimension
that made it liberal. The vocational
subjects, the professional curriculum,
the technical utilities that made
their way into the colleges could
not justify their liberal pretensions
without providing that "something
else" that differentiated liberal
studies from the rest. What
was that something else?
The difference between a
liberal subject and one that
was not was the degree to
which there was an emphasis
on cognitive skills, rational
analysis, the stuff it took to
be communicative-clear,
expressive, imaginative. A liberal course of study invited
contemplation, a look inward, an
assessment, even a reassessment of
self and society. "Something" went
on in the old colleges that helped
their graduates to be recognized as
possessing a certain style, a moral
stance, a reliability in taste and
values, a capacity to analyze and
even to imagine derived from that
amalgam of experiences known as
"going to college." It was precisely
that "something" that liberal arts colleges nurtured.
The growth of professionalism
changed who went to college, what
they sought there, and who taught
there. The consequences for liberal
learning, associated as it was with
an earlier professionalism, a narrow
governing elite, and a less secular
orientation, were dramatic-challenging and subversive but not fatal, for
Fa /1 1993

much was missing in the new
order, as attractive as its dynamism
and energy and authority may have
been. And that "much" included a
social ethic, an element of human
concern and regard for community.
The professionalization of the
professors and the proliferation of
academic specialists helped to fuel
the institutional rivalries that made
academic life very much like
industrial life. The competition for
professors, the rivalries between
departments, the focus on size and
numbers and growth, and the

appearance of endless numbers of
specialists in a growing number of
departments led to a kind of acquisitiveness and imperialism that made
students both objects of conquest
and victims of professional
indifference. To that end the curriculum was an expression of the
power of the professional academicians. Subjects a nd courses were
often offered not because students
wanted or needed them but because
an essentially autonomous group of
academic professionals could and
would t eac h nothin g e l se. To
co mpen sate for the unpalatable
offerings of one kind of academic
specialist, the institutions acknowledged their responsibilities to the
student clients and the need to bolster
enrollments by offering students
what they wanted in the way of
LETTER S from S anta Fe

undemanding courses and careeroriented programs in the neoprofessional and technical studies.
Ironically, when the professors
abandoned a curriculum that they
thought students needed, they
substituted for it one that, instead,
catered either to what the professors
needed or what the students wanted.
The results confirmed the authority
of the professors and students but
they robbed the curriculum of any
authority at all.
The reaction of students to all
this activity in the curriculum was
brilliant. They concluded
that the curriculum really
didn't matter. Their response
was an accelerating growth
of the extracurriculum, an
explosion of fraternities,
sororities, and athletic teams
that in one sense over w helmed the course of
study. Nothing is more
revealing of the depth of this
point of view than the failed
effort of many institutions, including Harvard in the 1890s, to reduce
the course to three years. Students
would have none of it: they were
not there for the courses. They were
there for the fun, the sociability, the
experiences that gave shape to character, personality, and individual
promise.
Even as the professional academicians were insinuating intellectual
focus into the curriculum, moving
away from values and ethics and all
those s ticky questions that the
classical college was comfortable
with, the students were relocating
such concerns in their fraternities
and athletic teams. It would be
embarrassing if widely known, but
the heir to Mark Hopkin's mantle
was not the new professional professor of philosophy but the football
p age thr ee

�coach. An elective curriculum
allowed students to get what they
wanted, but what they wanted was
not really very much, since they
had long since learned that the jobs
they would one day hold depended
far less on the courses they took
than on the firmness of their handshake and the directness of their
eye.
* * * **
Out there in the real world
employers who say that they prefer
business or engineering majors really
do not care very much about the
technical content of undergraduate
education. They know as well as the
rest of us that most of what makes
a person effective on the job is
learned on the job, something that
anyone with a Ph.D. degree knows
without having to be told. What
that business or engineering major
means to an employer is that the
young man or woman in question
has not been contaminated by the

liberal arts, subverted by the liberal
ethos.
If the American college graduate
is weak in analysis and the spirit of
inquiry, unable to communicate in
his own or any other language
clearly and effectively, and with it
all, ethically unsure and ignorant of
his own history and culture, the
responsibility lies not with the
schools or with college and university
presidents, nor with the politicians
or the people, but with the professors.
They have the power to change the
curriculum. They should not be
allowed to get away with pointing
the finger of responsibility elsewhere.
Professionalism among the
professors, their narrow specialization, the complete neglect in
their training of any concern with
teaching or with any professional
responsibility other than to scholarship, are conditions that inhibit
optimism about whether even liberal
arts colleges can in fact teach liberally.

Too many teachers of liberal subjects
are so far gone into specialization
and into the scientific understanding
of their specialties that the challenges
of teaching, of bringing students into
a humanistic relationship with their
subjects, are beyond their interest or
capacity. And, these days, the uncertainties of the academic job market
and the territorial behavior that goes
along with academic departments all
but disqualify the professors from
thinking creatively and responsibly
about what a comprehensive and
coherent college education ought to
be. But, this is where any reform must
begin. The professors have the power.
They must be encouraged to use it
responsibly.
Excerpted from: "The Power of
Professors: The Impact of
Specialization and Professionalization
on the Curriculum" that originally
appeared in Change magazine,
May/June 1984.

SCHOLARS AND SOCIETY
From "Scholars and Society," a speech by Lynne Cheney, former chairman, National Endowment for the Humanities, to
the American Council of Learned Societies, New York, April 15, 1988.

When new theoretical interests are added to specialization, the problem of communication becomes even more severe.
Not only does the public fail to understand us; sometimes we don't even understand each other. Last month, a professor at
South Puget Sound Community College handed me a current issue of a well-known scholarly journal. He wanted to point
out a long article in it that he regarded as largely impenetrable. One sentence in the article-part of an explanation for a
three-part chart-reads as follows:
Second, the denotative-connotative-stereoscopic triplet is indebted to David Bleich's idea of language as a
Casirerian "symbolic form" capable of creating knowledge that is "always a re-cognition because it is a seeing
through one perspective superimposed in [sic] another in such a way that the one perspective does not appear to
be prior to the other" (a process described by Jean Piaget as "the internal reciprocal assimilation of schemata"), the
kind of knowledge occasioned "when we 'get' a joke; more specifically and pertinently, such "stereoscopic knowledge" involves language evoking the "perspectival possibilities" of always interdependent denotation and connotation."
The Puget Sound professor would probably not have taken the trouble to point out this article, except for the fact that
its topic is how to teach English.

p age fo ur

LETTERS f r o m S anta F e

F a /11993

�I

THE FUTURE OF
TEACHING

by
William Arrowsmith

abandon liberal education so that
specialization can begin with
matriculation, and when he advocates this in order to reconcile the
conflicting claims of research and
teaching, it should be obvious even
to the skeptical that education is
being strangled in its citadel, and
strangled furthermore on behalf of
the crassest technocracy. I find it
difficult to imagine the rationalization of these salaried wardens of a
great, ecumenical tradition, who
apparently view themselves and
the institutions they administer as
mere servants of national and
professional interests.

I am suggesting what will
doubtless seem paradox or treason:
There is no necessary link between
scholarship and education, or
between research and culture, and
in actual practice scholarship is no
longer a significant educational
force . Scholars, to be sure, are
unprecedentedly powerful, but
their power is professional and
technocratic; as educators they
have been eagerly disqualifying
themselves for more than a century,
and their disqualification is now
nearly total. The scholar has disowned
the student-that is, the student
who is not a potential scholar-and
the student has reasonably retaliated
by abandoning the scholar. This, I
believe, is the only natural reading
of what I take to be a momentous
event: the secession of the student
from the institutions of higher
learning on the grounds that they
no longer educate and are therefore,
in his word, irrelevant. By making
education the slave of scholarship,
the university has renounced its
responsibility to human culture
and its old proud claim to possess,
as educator and molder of men, an
ecumenical function. It has disowned
in short what teaching has always
meant; a care and concern for the
future of man, a Platonic love of the
species, not for what it is, but what
it might be. It is a momentous
refusal. I do not exaggerate. When
the president of Cornell seriously
proposes that the university should

** * **
The Colleges
I can think of no more conspicuous failure of leadership than in the
liberal arts colleges. With a few
notable exceptions, the record of

F all 1 993

L E TTERS from S an f a Fe

*****
What students want is not
necessarily what they need; but in
this case it is the students who are
right and the universities that are
wrong . Here, unmistakably, we
have students concerned to ask the
crucial questions-identity, meaning,
right and wrong, the good lifeand they get in response not bread
but a stone. Almost without
exception the response of the
universities to this profound
hunger for education, for compelling
examples of human courage and
compassionate intelligence, has
been mean, parochial, uncomprehending or cold. Above all, cold.
Why, you ask, is teaching held in
contempt? Because it has become
contemptible by indifference.
Teaching has been fatally trivialized
by scholarship which has become
trivial.

... we have students
concerned to ask the
crucial questions-identity,
meaning, right and
wrong, the good lifeand they get in
response not bread
but a stone.

pa ge f i ve

�the college is one of failure, at least
if judged by its own claims .
Whatever else it may be, Socratic it
is not, in faculty, in style, in results.
This I take to be a matter of fact.
Certainly it is hard to imagine a
more damningly documented
indictment of the liberal arts college
than that of the Jacob study, with
its bleak conclusion that, apart from
three or four colleges, the effect of
college teaching on student values
is simply nil, zero, and that what

from within . They have recruited
their faculties heavily from the
major graduate institutions, and
these recruits have inevitably
altered the tone and finally the
function of the colleges. There has
doubtless been pressure from the
graduate schools, but for the most
part the colleges have consented to
the process. And they are now in
the ludicrous position of proudly
claiming, on the one hand, that
seventy-odd percent of their gradu-

small change occurs comes from
the student subculture. The conclusion is the more devastating
because it is precisely on the claim
to teach that the American college
stakes its case. Here-in low studentteacher ratios, in college plans,
tutorials, etc.-it has spent its
money and ingenuity, and it is here
that its failure has been spectacular.
Why?
In my opinion, the colleges
have failed as teaching institutions
because they have been subverted

ates go on to graduate or professional schools, and, on the other, of
complaining that they are being
turned into prep schools for graduate
study. Gentility and snobbery have
played a large part in this subversion,
as well as the hunger for academic
respectability which is now firmly
linked to the business of research .
Instead of cleaving to the Socratic
pretensions and traditions, the
colleges have tended instead to
become petty universities, differing
from the universities only in a slightly

higher regard for the teacher and a
corresponding tolerance of the
student. If the wealthier colleges
have managed to recruit able faculty,
the poor colleges have fared badly,
recruiting second-and third-rate
Ph.D.'s, who for their part regard
the college as an academic boondocks and lust for the day when
they can return to the urban Edens
of research. In the meantime they
teach the only thing they knowtechnical expertise-and thereby
both corrupt their students and
refuse their Socratic opportunities.
The colleges, in short, have yoked
themselves to Pharaoh's chariot
and, if they regret their loss of
function, they have only themselves to blame. A handful of small
colleges have dared to break the
bond of snobbery and respectability
that binds the college to the university, and they have done so simply
by daring to profess the values they
assert and finding teachers who
profess them too.
I am, of course, in violent disagreement with those who believe
that "the selective liberal arts colleges
of the future ... must become
first-rate preparatory colleges for
graduate education." If we believe
that the liberal traditions of the
colleges are viable and that the
college may have a higher function
than feeding professional schools,
then we must set about saving it. If
I am right, the trouble with the
colleges is that they recruit their
faculties from uncongenial sources;
the well is poisoned. By imitating the
universities, the colleges have
everything to lose and nothing to
gain; neither their funds nor their
human resources are adequate to
the competition.
My solution is dramatically
simple. Let the colleges go into

p age s i x

L E TTERS fro m Sa nt a F e

Sp r i n g 1 9 9 3

�business on their own, against the
graduate universities; let them
form their own league as it were
and train the kind of man they cannot
expect to recruit from the universities.
I am aware that such federations
are in the air, and perhaps already
exist; but I am emphatically not
suggesting federation on the
principle of beating the graduate
schools at their own game. It
should be a different game altogether, designed to produce men
who do not think it beneath their
dignity to educate others; men in
whom the general civilized intelligence survives; humanists with a
concern for men; scholars convinced
that the world needs humane
knowledge as never before. Ideally,
I think, it would seek to involve its
students in the real world, and it
would surely seek real association
with the vocations and professions.
But its primary purpose would be
to produce truly educated graduates
as well as teachers to whom it could
reasonably entrust the crucial task
of providing models for those who
wanted to become civilized men
instead of scholars. I also believe
that a formidable but generous
enterprise helps to summon large
behavior into being, and that the
immense task of building institutions
worthy of his love and learning
might do much to create the kind of
man who is missing. Enterprises
which require humanity are the
first prerequisite for a greater
humanity. Men must use themselves
significantly in order to grow. That
is the law of all education, all
growth. Why not apply it to education? We need new or renewed
institutions; in the act of renewing
them, we may renew ourselves.
Such institutions would surely
not lack for students. Those who
Fa/11993

desire to study further but have no
wish to be processed as professors
are, I am convinced, far more
numerous than is commonly suspected. The country is rich; leisure
is available; educational expectations
are rising. Far too many graduates
of our colleges and universities feel,
moreover, that they never got an
education, and it is these who go on
to graduate school in the hope of
getting what they failed to get as
undergraduates. It is graduate
education they want, not graduate
training. This is why dissatisfaction
with the graduate schools is so
keen. There is simply no option
available on the graduate level;
everything is geared to professional
training. And among those disenchanted with graduate school are
precisely those from whom the
colleges should in fact be recruiting
their faculties-those students who
are not averse to learning but who
demand that it be given relevance
and embodiment. It seems a cruel
shame that such talent should go to
waste or find no meaningful fulfillment at a time when it is so terribly
needed. We are not so rich in the
higher human resources that this
source can be so tragically wasted.
Are there enough men to staff
more than three or four such experimental "graduate" centers in the
liberal arts? Probably not. But what
matters is that there should be at
least a handful of colleges in this
country which dare to resist the
conformity imposed by the research
cartel and to distinguish themselves
by putting the teacher-and therefore the humanities-squarely at
the center of the curriculum. Two or
three such places would, I am
convinced, reinvigorate, perhaps
even revolutionize, American
education simply by providing
LETTERS from S an t a F e

But what matters is
that there should be at
least a handful of
colleges in this country
which dare to resist the
conformity imposed by
the research cartel and
to distinguish themselves
by putting the teacherand therefore the
humanities-squarely
at the center of the
curriculum.

pa ge se ve n

�convincing examples of the daring
and diversity we need. The logical
place for them to be established is
either upon the existing base of the
better liberal arts colleges, or as a
new "higher college" created by a
group of colleges acting in concert.
Only by some such device, by
striking at the source of the trouble,
can the traditional role of the college
be protected and expanded. It
would be a staggering loss if the only
institution of higher education still
committed to liberal education
should be subverted by the demand
for professionals and technicians.

The Universities
Teaching is notoriously worse
off in the universities than in the
colleges. Not only is the university
traditionally more committed to
pure research, but it is particularly
vulnerable to the pressures that
have eroded the teacher's status.
Vast numbers of students, huge
classes, intense competition for
Federal funds, and therefore for
distinguished research professors,
political and professional pressures,
all these have operated to downgrade and even discredit teaching.. . .
At present the heart of university power is the department. It is
this departmental power that now
so vehemently promotes research
and is hostile or indifferent to
teaching. It is at the departmental
level that the evaluation of teaching
is subverted, since chairmen apparently equate research and teaching;
it is there that publish-or-perish
policies are really promulgated; that
the pressure for reduced teaching
loads derives; from there that
graduate deans are recruited; that
the demand for early specialization
arises, as well as the jealous specialism
that fragments the curriculum into
p a ge eight

warring factions . Put a mild and
gentle man of broad learning into a
department chairmanship, and
within two years he will either be
murdered by his colleagues or
become an aggressive and vindictive
mafioso of the crassest specialism.
The process can no more be resisted
than the ravages of time. It is
inexorable and destructive; and it is
the remorseless tragedy of university
politics.
This is why it is so imperative
that some rival to it, some countervailing, antidepartmental force be
created. Research is dominant now
because teaching has no effective
representation , no normalized
political place or power, within the
structure of the university. The
departments are theoretically
com posed of teachers or teacherscholars, but actually they have
been wholly captured by the
research professoriat. The scholar
has everything-the departments,
the powerful committees , the
learned societies, the Federal funds,
the deanships, and the presidenciesand if he chooses to say that he finds
teaching distasteful and unworthy
of his abilities, who will say him
nay? Who speaks for teaching here?
Clearly nobody, except perhaps the
students.

problem of research and teaching
not by reconciling them but by
divorcing them altogether. That is
my intention, and one which I am
prepared to risk, since the only likely
alternative is to make teaching the
lackey of scholarship. I think we
have reached the point at which
slogans like "scholar-teacher" merely
darken counsel; there may have
been a time when that was a viable
ideal, and doubtless some exceptionally gifted men still incarnate it.
But by and large its vogue passes
on to the professor the two functions
which the university has inherited
and which it cannot meaningfully
reconcile. The realities of educational
practice make it starkly apparent
that no reconciliation can now
occur except at the expense of
teaching. And I am not prepared to
incur that expense if I can humanly
help it. This is why I urge you to
consider freshly the wisdom of
separating teaching and research,
with the thought that significant
teaching and fresh energy in academic
institutions may eventually make
scholarship human again, and that
an invigorated scholarship may
once again accept the burden of
teaching as the source of its vigor
and the test of its wisdom.

* * * **
This is the present state of
affairs; a vast educational enterprise
built entirely upon a cast of learned
men whose learning has no relevance
to the young and even seems to
alienate the young from both education and culture. It is a vision of
madness accomplished.

Logan Wilson, editor, Octagon Books,

Excerpted from: The Academic Man,
1967.

** * * *
One final point. I expect to be
told that I am actually meeting the
LETT E RS f r o m Sa n ta Fe

Fa /1 1 9 93

�THE TYRANNICAL
MACHINE

by
Lynne V. Cheney
Former Chairman
National Endowment for the
Humanities

For decades critics have been
saying that institutions of higher
education do not do enough to
encourage good teaching. Classicist
William Arrowsmith made this
point in 1967, observing that "at
present, the universities are as
uncongenial to teaching as the
Mojave Desert to a clutch of Druid
priests." Almost a quarter century
later, historian Page Smith asserts
that faculties "are in full flight from
teaching ... In many universities,
faculty members make no bones
about the fact that students are the
enemy. It is students who threaten
to take up precious time that might
otherwise be devoted to research."
This situation has not come
about because faculty members
necessarily prefer research . In a
recent survey, 71 percent reported
that their interests either leaned
toward or lay primarily in teaching.
But the road to success--or even to
survival-in the academic world is
through publishing ... .
The most dramatic examples of
how research is valued over teaching
occur when faculty members who
have won campus-wide awards for
teaching suddenly find themselves
without jobs. A 1988 article in The
Chronicle of Higher Education even
raised the possibility that teaching
F a ll 1 9 93

r

awards, by implying that a faculty
member is not as serious about
research as he or she should be, are
"the kiss of death" as far as achieving
tenure is concerned. Economist
Thomas Sowell reports, "I personally
know three different professors at
three different institutions who
have gotten the Teacher of the Year
Award and were then told that
their contracts would not be
renewed.
The emphasis on research is
greatest at research universities
where 64 percent of the faculty
report spending five hours or less
per week on formal classroom
instruction and 86 percent report
spending six or more hours per
week on research. At liberal arts
colleges, however, the emphasis on
research is growing. Fifty liberal
arts schools have banded together
under the lead of Oberlin College
and are considering calling themselves "research colleges." Schools
such as Colorado College, Grinnell,
and Wellesley have reduced the
number of hours faculty teach so
that they have more time to do
research. A recent survey of twelve
liberal arts colleges reported that
faculty frequently distinguish
between teaching and "what they
often call, significantly, 'my own
work' or research."

According to one
estimate, teaching
responsibilities at noted
research universities
have, since 1920,
decreased in many
instances by one-third,
and often by half to
two-thirds.

* * * * *
The model that increasingly
drives all of higher education-the
tyrannical machine that reignswas first established in the United
States at the end of the nineteenth
century. Derived from German
universities, the model emphasized
the production of knowledge rather
than its diffusion. Both Daniel Coit
Gilman and G. Stanley Hall,
influential spokesmen for the new
LETTERS f rom S anta Fe

p age nin e

�university ideal, thought that the
scholar's proper role lay in producing
"bricks" for the rising temple of
knowledge. William James was
among the first to note that such a
single-minded view threatened a
system in which there were many
paths to excellence.
Teaching Less
One of the most dramatic
effects of emphasizing the production
of new knowledge-that is,
research that leads to publicationrather than the communication of
knowledge to the next generationthat is teaching-has been a decline
in how much faculty members
teach . At four-year institutions,
time spent by faculty in the classroom
has decreased steadily. According
to one estimate, teaching responsibilities at noted research universities
have, since 1920, decreased in
many instances by one-third, and
often by half to two-thirds. As the
president of York College of
Pennsylvania, Robert Iosue notes, it
is difficult to be precise about the
degree to which teaching responsibilities have declined because official
teaching loads are often different
from actual ones, which may be
reduced for such work as service
on a faculty committee. "In one
bizarre case," Iosue says, "a professor
received fifteen hours of reduction
from an official work load of twelve
hours. He was paid a three-hour
teaching overload yet did not step
inside the classroom."
The gradually shrinking academic year also affects time faculty
members spend in the classroom.
In the late 1960s, according to an
executive director of the American
Association of Collegiate Registrars
and Admission Officers, most colleges
had two seventeen-week semesters.

Now, two fifteen-week semesters
are more typical, with some schools
in session as few as twenty-eight
weeks-or half a year. Observing
that students in Missouri institutions
of higher education now spend a
semester and a half less in college
than students in the 1940s,
Governor John Ashcroft has asked
the schools in his state to lengthen
the academic year.
When faculty members teach
less, there is a financial consequence.
Because more people must be hired
to teach , the costs of education
escalate-and so does tuition .
Between 1980-81 and 1989-90,
average tuition charges rose an
inflation-adjusted 50 percent at
public universities, 66 percent at
private universities, and 57 percent
at other private four-year schools.
Other factors, including increased
administrative expenses, account
for some of these increases; but
with instructional budgets typically
comprising 40 percent of educational
and general expenditures, the
decline in the amount of time faculty
members spend in the classroom
clearly plays a role.
Between 1977 and 1987, while
the number of full-time arts and
sciences students decreased by 14
percent, the number of full-time
arts and science faculty members
increased by 16 percent, but it is
hard to find evidence that instruction
benefitted. Instead there are reports
of students unable to get into classes or to take the courses they want.
At the University of Texas at
Austin, after the English department reduced the teaching load by
one-third, students stood in long
lines in Purloin Hall, waiting, as the
student newspaper put it, "for an
English class, any English class, to
open." At Northwestern University,

page t e n

L E TT E RS fro m Sa n ta F e

a student editorial complained
about course offering in history,
noting that 20 percent of the
department was on leave to do
research and that none of the four
highly publicized, newly hired faculty members in the department
was teaching.
Even though the number of arts
and sciences students has declined
markedly and the number of faculty
members has increased significantly,
many institutions still find themselves short of teachers . They frequently fill in the gap with what
has been called an "academic
underclass"-part-time instructors.
Part-timers, who in 1988 comprised
37 percent of faculty nationwide,
are paid much less than full-time
faculty. A survey of English departments showed the typical part-time
faculty member earning $1,500 per
course although there were examples
of departments paying as little as
$400 . Colleges and universities
often cap the number of courses
that a part-timer can teach so they
will not have to pay fringe benefits.
Thus many part-timers become
"gypsy scholars," frantically commuting between teaching assignments at different institutions and
frequently looking for other ways
to supplement their salaries.
Michael Shenefelt, a part-timer at
New York University and Long
Island University, reports that by
supplementing his income as an
office temporary, he is able to earn
$20,000 a year . "A New York
University elevator door operator
begins at $20,000," Shenefelt
observes.
For Ph.D. granting institutions,
graduate students are another
source of cheap labor for the classroom, one used extensively at some
universities. A 1989 walkout of
Fa ll 1 993

�teaching assistants at the University
of California at Berkeley is reported
to have caused the cancellation of
nearly 75 percent of classes. Like
part-time instructors, graduate
students are often unsupervised;
and while some manage to be
excellent teachers without any
orientation or opportunity to discuss
their work with experienced faculty
members, few find themselves
rewarded for a job well done. In
fact what graduate students learn,
all too often, is that teaching is not
worth doing well. Says Frank
Manley of Emory University, "I left
[Johns Hopkins] with the idea that
my main job was to do research,
write books, and neglect undergraduates, because otherwise they
would take all my time ... . My
career has been in part an unlearning
of what I learned in graduate
school." Jaime O'Neill of Butte
College in Oroville, California, says
that it took him "five years of
adjustment to get over the snobbery
of graduate school."
Across the country are thousands
of faculty members whose professional lives run counter to the
prevailing culture of academia. At
a liberal arts college in the Midwest
where a new emphasis on publication
has led to a cutback in course
offerings, a literature professor
teaches as many courses as he
possibly can to try to make up the
shortfall. " I am permitted to teach
on a unlimited basis," he says, "and
I do. If I did not do this, many
students would not be able to take
a literature course." All too often,
however, a decision to emphasize
teaching exacts a price. At the
University of Maryland, associate
professor Maynard Mack, Jr., notes
that his own focus on teaching "is
not a fast track to that promotion. I
Fa/11993

r

should minimize my campus
responsibilities and produce a
second book."
Faculty Interests and Student
Needs
The increased emphasis on
research has resulted in a surge of
publications. The number of books
and articles published annually on
Shakespeare grew by 80 percent
between 1968 and 1988; the number
on Virginia Woolf by 800 percent.
With so much being written, individual researchers find themselves
having to take up narrower and
narrower topics in order to find a
niche.
It is not surprising that faculty
would want to teach what interests
them professionally, but the extent
to which specialization and new
theoretical approaches have affected
curricula may well startle anyone
who has not followed the collegiate
course of study over the last few
decades. A student can fulfill core
requirements at Harvard by studying
tuberculosis from 1842-1952, and
distributive requirements at
Dartmouth with "Sexuality and
Writing," which analyzes "the use
of sexuality and its ramifications as
symbols for the process of literary
creativity, with particular reference
to ... potency and creative fertility;
marriage or adultery and literary
sterility; deviation and/ or solitude
and autobiography; prostitution
and history; chastity and literary
self-referentiality."
At the University of Minnesota,
faculty in the humanities department
recently proposed doing away with
the ten courses the department
offers in Western civilization and
substituting three new courses:
"Discourse and Society," "Text and
Context," and "Knowledge,
LE TT ERS f r o m Santa Fe

The number of books
and articles published
annually on Shakespeare
grew by 80 percent
between 1968 and 1988;
the number on Virginia
Woolf by 800 percent.
With so much being
written, individual
researchers find themselves having to take
up narrower and
narrower topics in order
to find a niche.

pa g e e l eve n

�r

Persuasion, and Power." In these
introductory courses, students will
analyze "ways that certain bodies of
discourse come to cohere to exercise
persuasive power, and to be
regarded as authoritative, while
others are marginalized, ignored, or

to give up plans to abandon the
Western civilization courses
immediately. For the time being,
the older curriculum will continue
to be offered along with the newer
ones. There is concern, however,
about how long the Western civi-

denigrated." More advanced courses
are also being planned including
"Music as Discourse," for which the
syllabus includes music video, a
heavy metal concert, and songs
sung at a workers' strike.
Resistance from faculty in other
departments as well as from students
has led the humanities department

lization courses will last since the
overwhelming majority of faculty
members in the humanities
department has little interest in
teaching them.
A disgruntled student at
Minnesota observes, "This is all
because members of a department
want to teach what they want to

page twelve

LETTERS fro m Sa nt a Fe

teach"-which is not necessarily
what undergraduates need to learn.
A recent nationwide survey conducted
by the Gallup Organization for the
National Endowment for the
Humanities showed that many
students manage to approach college
graduation with alarming gaps in
knowledge. About 25 percent of the
nation's college seniors were unable
to date Columbus's journey within
the correct half-century. More than
30 percent could not identify the
Reformation. A majority could not
link major works by Plato, Dante,
Shakespeare, and Milton with their
authors.
"We are graduating a generation
that knows less and less," says
Vassar sociology professor James
Farganis. In the absence of
required, broad-based courses in
which undergraduates study significant events and books, Farganis
notes, "students are picking and
choosing, making their own curriculum in a haphazard fashion." Some
students do not study American or
English literature at all: It is possible
to graduate from 45 percent of the
nation's colleges and universities
without doing so. Similarly, some
undergraduates do not study history:
It is possible to graduate from 38
percent of the nation's colleges and
universities without doing so. At 41
percent of colleges and universities,
it is possible to graduate without
studying mathematics; at 33 percent,
without studying natural and
physical sciences .
Between 1968 and 1988, while
the number of bachelor's degrees
awarded in the United States grew
by 56 percent, the number of
bachelor's degrees awarded in the
humanities fell by 39 percent. There
have also been significant declines
in mathematics and physical science

r
\

Fa/1199 3

;~

·

�majors during this period: down 33
percent and 9 percent respectively.
For the humanities (and for mathematics) the situation has improved
in recent years, but the loss remains
significant. Twenty years ago, one
out of six graduates majored in the
humanities. Today the figure is one
out of sixteen. No doubt there are
many explanations, but surely one
is that many students come to college
poorly prepared in the humanitiesand in mathematics and physical
sciences as well-and once in college,
they do not take introductory
courses that fully introduce them to
the challenges and pleasures of
these disciplines . How could an
undergraduate who has never taken
a meaningful course in history or
physics choose to major in one of
these fields?
Those who do major in the
humanities often find that their
courses are not conceived as comprehensive treatments of important
subjects but as preparation for
graduate school. Even though most
majors in subjects like English do
not go on to work on Ph.D.'s, they
may well spend time as undergraduates becoming familiar with critical theory-perhaps more time than
they spend reading literature. "I
strongly suspect," " writes Professor
Robert Alter of the University of
California at Berkeley, "that many
young people now earning undergraduate degrees in English or
French at our most prestigious
institutions have read two or three
pages of Lacan, Derrida, Foucault,
and Kristeva for every page of
George Eliot or Stendhal."
In graduate school, students
prepare to publish and survive by
narrowing their focus as much as
possible-and by reading theory.
Elizabeth Fentress, who went to
F a ll 19 93

r

graduate school because she wanted
to concentrate in original works of
literature, has ~ritten about her
discovery that there was no way to
earn an advanced degree without
diving into a "tidal wave of theory."
Rather than be diverted from her
goal, she ended her graduate studies.
"I deemed it best to leave . .. ," she
writes, " and to learn what I wanted
to learn on my own."
Research interests affect teaching
and learning at all levels of higher
education, and they have an impact
on schools as well. Among today's
college students are tomorrow's
teachers; and if their curricula have
been haphazard, they may well
know less than they should about
the subjects they will teach. If they
have been taught in an indifferent
fashion, they will be less likely to
know how to teach well themselves.
"The undergraduate education that
intending teachers receive is full of
the same bad teaching that litters
American high schools," a group of
education school deans observes. "If
teachers are to know a subject so
that they can teach it well, they
need to be taught it well."
Excerpted from : Tvrannical Machines: A
Report on Educational Practices Gone
Wrong and Our Best Hopes for Setting
Them Right. 1990.

"I strongly suspect,"
writes Professor Robert
Alter of the University
of California at Berkeley,
"that many young
people now earning
undergraduate degrees
in English or French at
our most prestigious
institutions have read
two or three pages of
Lacan, Derrida,
Foucault, and Kristeva
for every page of
George Eliot or
Stendhal."

LETT E RS from Santa Fe

pa ge th i rt een

�THE CHARGE THAT
RESEARCH IS NARROW
AND OPAQUE IS
DECADES OUT OF DATE

Most academics still
have a special field,

by
Gerald Graff

and academic fields

This article by Gerald Graff is an

communicate in

attempted response to the charges

specialized vocabularies

piece. Sadly, it probably speaks the

that few lay people

professoriate. And do notice how ten-

made by Lynne Cheney in the previous
mind of most of the higher-education

can penetrate. But the
things that are said in
these vocabularies
increasingly strive for
large general import,
if only because
it is difficult otherwise
to get a job, a
promotion, or a grant.

pa g e f o urt ee n

r

dentious and ideological the "new"
research is compared to the old.

-J.A.

One of the least examined
assumptions in the debates that
have raged lately over the compatibility of research and teaching is
that academic research is narrowly
specialized. Those who criticize the
research enterprise and its reward
structure for drawing professors
away from teaching tend to accept
the late Allan Bloom's observation
in The Closing of the American
Mind that "most professors are specialists, concerned only with their
own fields." Even those who defend
research against such criticisms often
accept the idea that most research is
so highly specialized that it conflicts
with the needs of undergraduate
general education.
Neither the detractors nor the
defenders of research specialization,
however, seem to have been paying
much attention to what has actually
been happening to academic
LETTERS f r o m S ant a F e

research over the past generation.
Indeed, the whole research-versusteaching debate has been marked
by a curious reluctance to examine
what academics now actually do
under the name of research, in
contrast with what they used to do.
We seem so used to the image of
research as over specialized and
opaque that we don't feel any need
to actually look at the stuff.
The over specialized image was
certainly an accurate one in the
past. In its first half-century, the
modern university was dominated
by an ethos of Germanic positivistic
science that viewed any broad generalization as a symptom of dilettantism; it held that the narrower a
research topic was, the sounder the
scholarship. Ideal research subjects
were ones like "The Syntax of at and
ana in Gothic, Old Saxon, and Old
High German," which was the title
of a Ph.D. dissertation at the
University of Chicago in 1916.
But that was quite a while ago.
With the expansion of higher education after World War II, what
counted as "research" became more
flexible and capacious. The brute
accumulation of facts started to be
valued less than interpretations that
gave significance to the facts. Not
only interpretation, but creative
work in the arts began to count
toward tenure and promotion. Then
in the 1960s a barrage of attacks on
narrow specialization began to
reshape the way younger scholars
defined their work.
The result is that today, at least
in humanistic and cultural fields,
the more specialized kinds of
research are actually penalized
rather than rewarded. Anyone writing a dissertation in 1992 on "The
Syntax of at and ana" would be
unlikely to get a teaching job in
Fall J 9 93

�today's competitive market. Far
more likely to catch the eye of a hiring
committee would be broad topics
like "Fascism, Modernism, and the
Historical Avant Garde: Theories
and Praxis," or "Writing Like a
Man: Gender and Readers in Adam
Bede and The House of Mirth," to
mention two titles from the 1988
edition of Dissertation Abstracts.
We need only look at the way
academic books have come to be
promoted to see how much things
have changed. Consider the following
comments from recent universitypress advertisements.
"Twenty-eight of the nation's
leading critics and scholars offer a
comprehensive exploration of
American society and culture."
"[The authors] journey into the
minds of men and bring to light an
imaginative history of women and
of the relations between the sexes."
"At once fascinating and
provocative, [the book] looks at the
history of the automobile for evidence
on the nature of dreams and desires
embedded in modern culture."
Even if such comments often
contain more hype than sober truth,
the mere fact that academic books
have come to be promoted in this
way is proof of a significant shift in
priorities, from over specialization
to "provocative" and "comprehensive"
generality.
Indeed, if today's academy is
over-anything, it is overgeneralized
rather than over specialized, reserving its greatest rewards for scholars
who make large, sweeping theoretical
and interdisciplinary claims. As a
result, excessive pressure falls on
younger scholars to produce the Big
Synthesis before they may be ready
to do so, while worthy but modestly
defined topics go unappreciated.
The beneficial consequence, however,
Fa/11993

is that significance is valued over
pedantry.
Of course, a lot depends on
what we mean by words like
"specialized" and "narrow". As
Catherine R. Stimpson has
observed, "Specialization is a feature of every complex organization,
be it social or natural, a school system, garden, book, or mammalian
body." Most academics still have a
special field, and academic fields
communicate in specialized vocabularies that few lay people can penetrate. But the things that are said in
these vocabularies increasingly
strive for large general import, if
only because it is difficult otherwise
to get a job, a promotion, or a grant.
As Ms. Stimpson also has pointed
out, "specialization" has lately
become an ideological buzz word,
part of the current attack on new
forms of scholarship that allegedly
pander to "special interest groups."
Thus some would object that a topic
like "Writing Like a Man: Gender
and Readers ... " is no less specialized than "The Syntax of at and ana
in Gothic ... ," and it is true that
both dissertations might seem
equally obscure to many students
and lay people.
Nevertheless, there is clearly a
big difference, as the critics themselves betray when they object to
topics like "Writing Like a Man" for
being too political. The objection
implies that, far from being narrowly specialized, such topics are all
too aggressively general in ways
the critics disapprove.
Consider "Tyrannical Machines,"
a 1990 report from the National
Endowment for the Humanities by
its chairman, Lynne V. Cheney.
Mrs. Cheney restates the old chestnut
that humanities research is over
specialized and that general educaLETTERS from Santa Fe

tion suffers as a result, with courses
in "increasingly narrow topics" taking the place of broadly general
ones. For example, Mrs . Cheney
cites one university that has
replaced traditional courses in
Western civilization with new
courses in "Discourse and Society,"
"Text and Context," and "Knowledge
and Power."
But what is "narrow" about
courses in "discourse and society,"
"text and context," and "knowledge
and power"? Since these courses
probably encompass cultures outside the West, they are in one sense
less narrow than the ones they have
replaced. Obviously, it is something
else about the new courses that
bothers Mrs. Cheney, not a difference
in degree of specialization but a
difference in ideology. The question
of ideology needs to be debated,
but tying it to specialization only
confuses the issue.
If I am right that the assumptions about research specialization
that have dominated recent debates
are a generalization out of date,
then the prospects for reconciling
research and teaching (and research
and general education) may be better
than we have been led to think. If
much of today's research, as I have
argued, does tackle questions and
problems with wide significance,
why can't that research be used
effectively in the classroom?
At my first job interview in
1962, I was asked the following
question: If assigned to teach a
freshman course, how would I go
about adapting the topic of my doctoral dissertation to the needs of my
students? This kind of question,
which is still commonly asked,
clearly assumes that acaclemic
research is adaptable to the "general"
interests of undergraduates.
page fifteen

�The question assumes not only
that research has pedagogical
relevance, but that professors
should teach their research to
undergraduates. In the past, of
course, such a view often might
have been just a cynical rationalization for inflicting the most boring
and vacuous professorial specialties
o n students. Today, however, I
think it signals a new desire that
research possess a potential interest
for non-specialists, and a new
appreciation of teachers who can
translate whatever may necessarily
b e esoteric and technical in their
r esearch into term s t h a t can b e
understood by students.
It seems that in practice we
have been evolving a better, more
realistic solution to the researchversu s-teaching problem tha n the
nostrums u su ally p rop osed . This
solution is neither to subordinate
research to general education (as if
they were opposed), nor to separate
research from undergraduate teaching by quarantining it in non-teaching research faculties. It is rather to
ma ke our research more available
to undergraduates, even thinking of
undergraduates as co-researchers.
Does this mean, then, that there
is no substance wha tsoever in the
widespread perception that academic
research interferes with teaching or
inordinately narrows its scope? No,
but I think that m any critics have
not diagnosed the real p roblem.
Today the problem often is not that
aca d emic resea rch lack s gen era l
import, but that the academy does a
poor job of clarifying this import for
students a nd la y people . If most
acade mic publica tion st ill seem s
o pa q u e t o gen era l r ea d e r s, the
ch ances are this is no t because its
con cerns a re i r relevant t o s u ch
readers but because that relevance
pase

s ix f ee 11

is not spelled out for them. Much of
what is currently mistaken by the
public for specializa tion is really
just bad writing, or at least writing
that fails to try to make its point
accessible to outsiders.
Instead of persisting, then, in
the traditional, futile attempt to
shift the emphasis from research to
teaching and general educa tion,
universities should try to do a better
job of clarifying the educational significance of the research that their
faculty members conduct. The public
needs to be convinced that, despite

L E T T E R S f rom Sa nt a Fe

what they have been hearing from
critics, time devoted to research is
not necessarily time stolen from
teaching.
Gerald Graff is professor of English
and education at the University of
Chicago .
This piece appeared in the "Point
of View" column of The Chronicle of
Higher Education. October 21, 1992.

Fa ll 1 993

�SENSE AND NONSENSE
IN THE ACADEMY

who tried to stop the theft will still be
disciplined or if Penn's security forces
still have to go to diversity-sensitivity
training.

A note from John Agresto This is a new column that will, in
this and future issues, reprint the foibles,

These articles appeared in The
Wall Street Journal's. Review and Outlook
Section, July 26, 1993.

failings, shortcomings and downright
lunacy in the ever-crazy world of higher

Penn The Report

education. Please, reader, if you have
stories to tell, tell us. For my part, I think
I'll look into college catalogues for the
next issue.
Here, just so we all have it on
record, is what happened at the
University of Pennsylvania, not in the
"Water Buffalo" episode, but in the
aftermath of the theft of The Dailv
Pennsv/vanian. The only decent part of
this whole shabby story is that the interim provost and the interim president at
Penn both seem reasonably mortified
not only by the publicity surrounding the
episode, but by the episode itself. I
wrote the provost asking for some
explanation of the events recounted
below and, though he didn't address
these issues directly, he did send a
statement that both he and the interim
president signed. In part it reads:
"This action {the theft of the
papers] violated long held principles of freedom of the press and
freedom of speech on the
University of Pennsylvania campus. We will respond vigorously
to any future violations of those
principles.... The confiscation of
any publication on a campus is
wrong and will not be tolerated.
Individuals who engage in such
actions will be subject to the full
range of judicial sanctions."
Nonetheless, the charges against
those who confiscated the papers have
been dismissed. And there is no word if
the courageous museum administrator
Fall 1 993

r

Not long ago, during the memorable Water Buffalo trials at the
University of Pennsylvania, we also
reported on the concurrent suspension of Donald Fitzgerald, director
of security for Penn's University
Museum of Archaeology and
Anthropology. Mr. Fitzgerald, it
appeared, had run afoul of the
Penn administration-which has
some markedly peculiar notions
about the duties of security officersbecause he tried to apprehend two
women students running out of the
museum carrying three large plastic
bags.
It turned out that the women
were not, as Mr. Fitzgerald worried, running off with museum
pieces. Part of a group of black
activist students aggrieved by the
views aired in the student paper,
the women had confiscated all the
copies of The Daily Pennsylvanian at
the museum, as their friends were
doing elsewhere around campus.
On April 15, virtually the entire
press run of the paper was appropriated and carted off.
The administration, headed at
the time by President Sheldon
Hackney (who recently won confirmation as head of the National
Endowment of the Humanities),
determined at once that Mr .
Fitzgerald should be suspended
from his security duties. He would
remain on suspension many weeks,
while a "blue ribbon panel"
LETTERS fro m Santa Fe

appointed by the Penn administration deliberated over the events of
April 15.
Those deliberations have at last
come to an end. With that end has
also come a report on the panel's
findings-one so remarkable for the
depths of its fastidiously argued
nonsense that we thought it only
fitting to reprint portions nearby.
The document is a pure specimen
of political cravenness. But such
cravenness is hardly limited to the
University of Pennsylvania. The
unhappy fact of university life
today is that there are many Penns
and many administrators who
thought they were purchasing
peace by accommodating political
zealots.
The degree of that effort to
accommodate is reflected in the
central pronouncement of the Penn
panel's report-namely the judgment
that the theft of the newspapers was a
"form of protest" and therefore not
criminal behavior. Apparently,
then, any assault-including, presumably, the removal and destruction of library books some group
considers offensive-might be held
immune from prosecution if it's a
"protest."
The report goes on to say that
rather than taking action, the police
should have contacted entities at
Penn called "Open Expression
Monitors" to study the students
actions. Think we're making that
up? Read the following excerpt.
The panel concludes that the
Museum security director's pursuit
of the women with the shopping
bags was "inappropriate" once
those students had left the property
of the Museum and was not in
"accordance with ... his job functions. " Presumably, then, any thief
who wishes to appropriate some
page seven t een

�invaluable museum piece can now
consider himself immune from pursuit, if he can get past the door and
grounds.
The report recommends that for
his inappropriate behavior, security
director Fitzgerald's superiors
should review his role for possible
disciplinary action. Mr. Fitzgeraldw ho has been returned to active
duty-received a letter of reprimand
and will, along with other security
personnel, have to attend sensitivity
training classes.
There have been other instances
in which activists have undertaken
to silence opposition views by
removing the offending publications. At Penn State (not the same
as the U. of Pennsylvania) two former students-journalism majors,
no less-made off with four thousand
copies of an alternative, conservative
s tudent publication called Th e
Lionhearted. Here the legal outcome
was different. To their credit, the
police charged the perpetrators
with theft, receipt of stolen property,
and criminal conspiracy.
Still, it's a measure of how far
the assault on free expression has
gone on campuses that the Penn
State undergraduate paper, The
Daily Collegian, actually editorialized
in favor of the notion that the
re mova l and burning of Th e
Lionhearted was a legitimate act of
free expression. Presumably these
student "journalists" will soon be
making their way into the
American press corps.
George Orwell had the word
for this sort of reasoning-and for
the entire tenor of the Penn panel's
report. That word is "doublethink"-a
description unfortunately as relevant
today as it was in the 1930s.
During his confirmation hearings, Mr. Hackney assured the

Senators that his administration
took the most serious possible view
of the theft of The Daily
Pennsylvanian papers, and that the
students who took them would be
disciplined. Just how seriously the
university in fact took this attack
on the right of free expression will
be clear to anyone who wants to
take a look at the excerpts of this
stunning Orwellian document from
the minds running America's campuses.

1. Biomedical Library/Johnson
Pavilion (6:52 a.m.): Incident involving two students and two officers
responding to a call from a School
of Medicine security guard.
The panel found that one officer
behaved in a discourteous manner
toward the students by ordering
them to leave before determining
who they were or giving them an
opportunity to explain their presence.

pag e eig h t ee n

LETTERS f r o m San ta Fe

Doublethink at the University of
Pennsylvania
Following are excerpts from the
report of a panel of University of
Pennsylvania administrators appointed
to study the theft of one entire press
run of the student newspaper. The

The panel found that his actions
violated Section 8.4.02 of the "UPPD
(University of Pennsylvania Police
Department)
Policies
and
Procedures Manual" and should be
reviewed by his supervisor for
possible disciplinary action.
The panel found that the
Medical School security guard
behaved appropriately by contacting
the UPPD.
The panel recommended that
all security personnel receive training
on working and interacting with
people from diverse backgrounds.
This training should include information about the diversity of the Penn
community and the expectation
that all members of the community
should be treated with civility and
respect regardless of race, color,
sex, sexual orientation, religion,
national or ethic [sic] origin, age,
disability, or status as a disabled or
Vietnam era veteran.

papers were seized all over campus by
black activist students opposed to The
Oailv Pennsvlvanian's editorial content. The report, which criticizes security
guards, absolves the students of any
wrong-doing- except failure to show
1.0. cards. The panel analyzed what
supposedly transpired at each of the campus sites involved.
Individual Incidents on April 15,
1993.

2. Blackley Hall/Johnson pavilion
(7:48 a.m.): Incident involving two
students, one Medical School security officer, one Medical School
Supervisor of Security, one security
office . .. and four police officers
responding to a call to UPPD that
"A black male at Blackley Hall tried
to take all the DP's [Da ily
Pennsylvanians]."
The panel found that one officer
behaved in an unprofessional manner
in violation of Section 8.4.02 of the
UPPD Policies and Procedures
Manual" by cursing at the student
and u sed excessive force .. .by
striking the student with his baton.
The panel also found that the officer
failed to conduct a proper and thorough inves tiga tion because h e
neglected to interview the security
personnel w ho were in pursuit."

Fa /1 199 3

�3. David Rittenhouse Laboratories
(8:20 a.m.): Incident involving two
students, four officers, and the
UPPD dispatcher. When two officers stopped the students carrying
a large trash bag outside of DRL,
they were informed by the students
that this was a protest action.
The panel found that the
responding officer ... violated
Section 5.22.0 of the "UPPD Policies
and Procedures Manual" by not
requesting that a supervisor be
dispatched to the scene in response
to a demonstration.
The panel found that the dispatcher violated UPPD Divisional
Directive 92.08 by making a command decision without consulting a
supervisor.

4. University Museum/Sports
Medicine (8:16 a.m.): Incident
involving two students, a Museum
security guard, a Museum administrator and two officers. The
Museum administrator pursued the

students, who took the DP's from
Kress Gallery, and caught up with
them in Weightman Hall, where he
made a "citizen's arrest" and
detained the students.
The panel found that the
Museum administrator's actions in
pursuit of the students were inappropriate after they left the property
of the University Museum and not
in accordance with the authority
and responsibility of his job
functions. His actions should be
reviewed by his supervisor for
possible disciplinary action.
The panel found that the students
should have shown their Penn
cards.
In summary, the panel
concluded that once the incident
occurred at DRL [David Rittenhouse
Laboratories], the UPPD should
have recognized that the removal of
the DP's from at least three different
locations was a form of student
protest and not an indicator of

criminal behavior. According to the
University's "Emergency Procedures
Protocols" ... the UPPD should
have contacted the Office of the
Vice Provost for University Life as
soon as it recognized that the students
were involved in a form of protest.
Once the VPUL was notified of the
protest, Open Expression Monitors
would have been dispatched to
observe and monitor the students'
actions, in compliance with the
existing
Open
Expression
Guidelines. Since this act was a
form of protest and not a criminal
offense, it would have been more
appropriate for Open Expression
Monitors, not police officers, to
mediate and attempt to resolve any
further conflicts that resulted from
the removal of the DP's. The Open
Expression Monitors could have
informed the students about the
Open Expression Guidelines, notified
them if their actions violated the
Guidelines, and identified students
who violated the Guidelines.

,.---------------------------------------------------------------------------------------------,
'

GIFTS AND THE NEW TAX LAW
As the end of the year approaches, the following, taken from
an item in the New York Times, might be of interest. As with any
tax-related matter, check with your tax adviser if there are any
questions about making a gift.
The tax bill introduces, restores and expands several kinds of
tax breaks, and among the greatest of these is charity.
Philanthropic gifts have been tax deductible all along. But it is
even more advantageous for the wealthy to give now that the
after-tax cost of gifts is just 60 cents on the dollar for those in the
highest marginal tax bracket.
There has been another important change in the law, however,
that makes it easier than in recent years to make gifts of property
that has increased in value over the years. These gifts can be
deducted at present market value even though the taxpayer never
paid that much for them, and the gifts do not incur any capital
gains tax.
Under the new law, this kind of transaction can no longer trigger
the punishing alternative minimum tax. And the provisions have
been expanded to include not only property like paintings, but
so-called intangibles, such as stocks or even royalty rights ....
The Internal Revenue Service has also been ordered to develop
a method for taxpayers to agree in advance of making a charitable
donation with the LR. S. on the value of a painting or other property,
so there will be no disputes.
F a ll 1993

r

To our readers,
If you know someone who might be interested in
receiving information regarding the programs offered
at St. John's College, please fill out this form and
return it to St. John's College, 1160 Camino Cruz
Blanca, Santa Fe, New Mexico 87501-4599.

Name of interested person (s)

Address

Possible area(s) of interest -

0 Undergraduate

0 Graduate

D Eastern Classics 0 Summer Classics

'
'
'

·- - - - - - - - - - - - - - - - - -- - - - -:~ ~-~ ~-~-~ ~:~ ~ - - - - - - - - - - - - - -j

LETTERS from Santa Fe

page ninteen

�PROFILE
St. John's College:
An independent, non-sectarian, four-year liberal arts college.
Founded:
Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St. John's College.
Great Books Program adopted 1937. Second campus in Santa Fe opened in 1964.
Curriculum:
An integrated, four-year, all-required liberal arts and science program based on reading and discussing, in loosely
chronological order, the great books of Western civilization. The program also includes four years of foreign language,
four years of mathematics, three years of laboratory science, and one year of music.
Approach:
Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures. Classes are
very small.
Student/Faculty ratio is 8:1.
Degrees Granted:
Bachelor of Arts in Liberal Arts. Master of Arts in Liberal Studies.
Student Body:
Enrollment is limited to about 400 students on each campus. Current freshman class is made up of 55% men and 45%
women, from 37 states and several foreign countries. Sixty-five percent receive financial aid. Students may transfer
between the Santa Fe and Annapolis campuses.
Alumni Careers:
Education - 21 %, Business - 20%, Law - 10%, Visual and Performing Arts - 9%, Medicine - 7%, Science and
Engineering - 7%, Computer Science - 6%, Writing and Publishing - 5%.
Graduate Institute:
The Graduate Institute in Liberal Education is an interdisciplinary master's d egree program based on the same
principles as the undergraduate program. Offered on both campuses year-round. Readers of the newsletter may be
especially interested in applying for our summer session. For more information please contact the Graduate Institute
in Santa Fe 505/984-6082 or in Annapolis 410/626-2541.

LETTERS from Santa Fe
St. John's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599

ADDRESS CORRECTION REQUESTED

...

U. S. Postage
PAID
Non-Profit
Organization
Permit No. 231
Santa Fe, NM

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                    <text>LETTERSJrom Santa Fe
St. John's College, Santa Fe. New Mexico

Winter 1992

POLITICAL CORRECTNESS
by John Agresto
President, St. John's College
Santa Fe, New Mexico

INSIDE

POLITICAL
CORRECTNESS
AND BEYOND
page3

THE POLITICAL
SEDUCTION OF
THE UNIVERSITY
page 7

ON
DEPOLITICIZING
THE UNIVERSITY
page 9

UNIVERSITIES
MUST DEFEND
FREE SPEECH
page 11

SAY THE RIGHT
THING ... OR ELSE
page 14

"Learning is Good" is not only the motto of the college John Belushi attended in
Animal House, it is also the simple and universal belief of virtually every American. If
there is anything in which we have confidence and from which we all expect great
things, it's education.
Nonetheless, every now and then there comes along something so disturbing, so
stupid, that almost everyone is led to ask if higher education has not simply lost its
marbles. Consider the view that education is not instructive, or informative, or
liberating, but "political." Consider the notion that higher education really entails not
free inquiry but the repression of some ideas and the imposition of others. Consider the
position that says that certain words of ordinary speech -- take "freshmen," for instance
-- are insensitive, offensive, or otherwise incorrect and should be stifled.
The last example is both trivial and telling at the same time. One of my daughters
is now applying to college and a number of the questionnaires ask if she will be entering
as a transfer student or as a "frosh." (I guess even colleges know that "freshpersons" would
be unspeakably barbaric-- or is there a hint of a forbidden gender preference even in
there?) When Political Correctness -- PC -- means that even ordinary, useful words are
now to be banned, think of how incorrect ideas now fare on college campuses.
So, this issue of Letters is about the underpinnings and manifestations of PC at
college today. If "all education is political," if what students do when they go to college
is become exposed to the "advanced" political views of an academic class of tenured
radicals intent on making converts rather than on enlightenment, then education is in
deep trouble. If professors now aim (in my friend Edwin Delattre's phrase) not to
liberate students' minds but to possess them, then liberal education has rotted from the
inside out, and we all have reason to be furious.
Some of the articles and essays I've included in this issue of Letters review the incidents, the "highlights," if you will, of PC madness. In my opinion, the situation is
both better and worse than they portray. Better because political correctness is not in
any way a universal phenomenon in higher education. The instances of imposed speech
codes, of students being sent for sensitivity re-education, of professors being shut up
or disinvited from speaking their incorrect views are extensive, but finite. Anyone can
name scores of good colleges where nothing like this occurs. Federal courts have stood
by the principle of free in&lt;Iuiry even when universities have buckled. And even at the
worst universities there are still students and teachers who remain unintimidated.
But in some ways the situation is worse, because political correctness is not a matter
of adding up incidents, but a change in the nature and meaning of what education is. It

�IF "ALL EDUCATION IS
POLITICAL," IF WHAT
STUDENTS DO WHEN
THEY GO TO COLLEGE
IS BECOME EXPOSED
TO THE "ADVANCED"
POLITICAL VIEWS OF
AN ACADEMIC CLASS
OF TENURED
RADICALS INTENT ON
MAKING CONVERTS
RATHER THAN ON
ENLIGHTENMENT,
THEN EDUCATION IS
IN DEEP TROUBLE.

pa f: e t wo

hasn't yet been accepted by the public, but
it is now, in large measure, the intellectual
norm in higher education that the very
meaning of education is not what we
thought it to be even as recently as ten
years ago. For example, we had no trouble
ten years ago talking about Great Books.
Nevertheless, I've watched articles in the
Chronicle of Higher Education go from
speaking about Great Books, to "great"
books, to "the so-called 'great books."'
We had no trouble ten years ago believing that all of education should introduce
students to the principles, the highlights,
the works and discoveries of this their
civilization. Now that's viewed as political and ethnocentric. And because it's
viewed as "political," we 're told thatthere 's
no way we can object to the use of the
classroom as a propaganda pulpit since,
after all, education has always been "political."
Finally, education seems to have dismissed as fiction the notion that people
can go from opinion to knowledge and,
concomitantly, thattrue knowledge is universal. Everywhere we see repeatedly
trotted out the three main food groups of
the academic mind: race, gender and class.
So those categories we once thought to be
accidental are now believed by many to be
simply determinative. If this were true, it
would mean that liberal education isn't
possible.
The good news is that the views of the
politically correct propagandists rest on
false, perhaps even mindless, presuppositions. If (and it's a major if ) these
propositions can be rebutted freely on
campus, things will get better. It is the
attempt notto have them debated freely by
the proponents of political correctness that
leads them to call their opponents everything from right-wing to racist, sexist, and
homophobic.
Interestingly enough, it is the humanities part of higher education (where political correctness has far more of a following than in science or engineering) that
has been losing so many students. Predict-

LETT E RS

frn m Santa Fe

ably, the response of the PC crowd is, no
doubt for the first time in the academic
lives of the vast majority of them, to make
their courses required. So, after ridiculing the "canon" of old texts they institute
a new canon -- a canon of courses on
allowed opinion.
How can we know if PC thinking is
prevalent on a college or university campus. Well, you can observe a Jot just by
looking, as Yogi Berra probably said.
Look at college catalogues. Before you
look for speech codes, look at what's
required curricularly. If, rather than a year
of foreign language, they require a course
in Understanding Diversity, you've got a
place where PC probably lives and prospers. If, rather than courses in the history
of science or in philosophy they demand
you take a course that falls under a "recognition and affirmation of difference,"
you've found another one. If, rather than
a course in mathematics, they require
some time spent with one of the sub-fields
of the growing area of oppression studies,
you've hit a PC jackpot.
What can be done? Plenty. If the prestigious liberal arts college your son or
daughter was thinking about attending
gives evidence that awareness, correctness, and sensitivity are how they interpret their missions, encourage a look elsewhere. If the English Department seems
to think that all great literature is the
product of the author's time and place, or
power relationships, or the result of hidden but now exposable prejudices and
biases, suggest courses in mathematics or
geology. Ifthe college thinks there's something wrong with teaching about the principles and works of this civilization-- that
the study of Western Civilization has to
be redirected or diluted--then suggest a
major in medicine or business. And if
someone you know is interested in a place
where civility is expected but where there
is no such thing as a view that cannot be
examined or an idea that cannot be argued, ask me for one of our catalogues. •

Wint e r

1992

�POLITICAL CORRECTNESS

AND BEYOND
Taken From Remarks by

Lynne V. Cheney

Chairman, National Endowment
for the Humanities

Through the ages, history, literature, and philosophy have been sources of immense
satisfaction. But the humanities, particularly in Western civilization, have also been
contentious; and that has certainly been the case in recent years. Today I want to talk
about some of the reasons for this contentiousness, focusing particularly on "political
correctness," or "p.c.," as it's sometimes called.
Political correctness typically involves faculty members trying to impose their views
on others, and the results can be funny--particularly when the forces of political
correctness try to identify ever new forms of offense. At a recent conference at Yale, for
example, a distinguished professor of literature suggested that limiting the humanities
to the study of humankind was a form of "speciesism." Speciesists, I have learned, are
people who refer to their dogs and cats as "pets"--a term much too condescending to be
politically correct. Or the speciesist is the person who talks about "wild" animals, when
the proper description is "free roaming."
Smith College did its part to add to the English language when it recently warned the
incoming class to beware not only of classism and ethnocentrism, but also of "lookism,"
a form of oppression that involves putting too much stock in personal appearance.
I thought I'd begin by telling a story. It begins in the spring of 1990 when the English
Department at the University of Texas at Austin decided to revise its freshman
composition program. Henceforth English 306, the required composition course
taken by some 3000 freshmen, would focus on race and gender; and all classes would
use the same text, an anthology called Racism and Sexism.
This book--the central required text for every section of freshman English--begins by
defining racism as something only white people can be guilty of, and it tells students that
sexism is unique to men. It goes on to portray the United States as a society so profoundly
racist and sexist as to make a mockery of all our notions of liberty and justice. There are
no comparisons with other cultures offered, no context to show how American ideals and
practices actually stand up against those of the rest of the world--or the rest of history.
The overwhelming impression that this textbook leaves is that every injustice of race or
gender that human beings ever visited upon one another happened first and worst in this

Wint e r

I 99 2

L E TT E RS

from San t a F e

THE NEW MC CARTHYISM -LIKE THE OLD --

OFTEN WORKS ITS WAY BY
NAME-CALLING.

pa ge th ree

�IT WAS ONCE THOUGHT
THAT TEACHERS WHO
USED THE CLASSROOM
TO ADVANCE A POLITICAL
AGENDA WERE BETRAYING
THEIR PROFESSIONAL
RESPONSIBILITIES. BUT
ON MANY CAMPUSES NOW
FACULTY MEMBERS HA VE
TAKEN THE POLITICAL
TRANSFORMATION OF
THEIR STUDENTS AS A
MISSION.

country. And the only way we can redeem
ourselves, the textbook tells us, is to change
fundamentally the way we produce and
distribute wealth. Abandon capitalism, in
other words.
Now, one might well think that the
decision to focus English 306 on Racism
and Sexism would cause some debate. For
one thing, English 306 is a course intended
to teach students how to write. Will they be
better writers when they have stopped referring to poor people and instead speak of
the "economically exploited," as one essay in the book instructs them to do?
Some people in the English Department did object to the plans to revise course
306, but they had little effect, until finally,
Alan Gribben, a noted scholar of American literature, decided to go public. He sent
letters to newspapers around the state, and
citizens began to express their opinions
about the English 306 revision. Fifty-six
faculty members from across the university signed a "Statement of Academic Concern." The revised course was revised again
so that English 306 would include a broader
array of subjects, a diversity of viewpoints,
and extensive instruction on how to analyze, argue, and write.
But Alan Gribben was unable to take
much pleasure in this victory. He found
himself vilified at campus rallies. He was
the victim of hate mail, rumors, and anonymous late-night phone calls denouncing
him as racist. Most members of the English Department stopped speaking to him,
and they certainly didn't send graduate
students his way or put him on departmental committees. Finally, in the spring of
this year, he announced his intention to
leave Texas, where he had been for seventeen years, and move to Montgomery, Alabama, where he will teach at a branch of
Auburn University. "If I continued to live
here," he told a newspaper in Texas, ''I'd
have to live under siege."
Several aspects of this story make it an
almost classic example of what is happening on many campuses today. There is,
first of all, the idea underlying the English

pa~e

four

LETTERS

from Santa Fe

306 reform that it is perfectly all right-even desirable--to use the classroom and
the curriculum for political purpose. This
would once have been regarded as unethical. It was once thought that teachers who
used the classroom to advance a political
agenda were betraying their professional
responsibilities. But on many campuses
now faculty members have taken the political transformation of their students as a
mission. They believe deeply in the radical critique offered by books like Racism
and Sexism and see themselves furthering
the cause of social justice by using the
classroom and the curriculum to advance
their views, and they go about their mission openly--indeed, proudly. "I teach in
the Ivy League," a Princeton professor
recently told the New York Times, " in
order to have direct access to the minds of
the children of the ruling classes."
There are people, myself among them,
who object to making teaching and learning into the handmaidens of politics. There
ought to be an attempt to get at the complex truth of our experience rather than
imposing a single-minded, political interpretation on it. Yes, there has been oppression, but the history of Western civilization in the United States is also marked
by the discovery and blossoming of remarkable concepts: individual rights, democracy, the rule oflaw. In 1989, before
Tiananmen Square, the distinguished Chinese dissident Fang Li Zhi put it this way:
"What we are calling for is extremely
basic," he said, "namely, freedom of
speech, press, assembly and travel. Concepts of human rights and democracy."
He went on, " The founding principles of
the U.S. government are a legacy [of the
West] to the world."
I think of it as my great good fortune
that I have opportunities to speak for the
freedoms we enjoy. It is not only my right
but my pleasure to dissent from university
officials who decide, as officials at the
University of Maryland did during the
Persian Gulf War, that students cannot
display the American flag. It might offend

Winter

1992

�someone, they said; and they relented
only after students called in the media. It
is not only my right but my pleasure to
dissent from university officials who decide, as administrators at Rice University
in Texas did, that students could not tie
yellow ribbons to trees in the main academic quadrangle.
But I also recognize that I am able to
express myself so freely because I am
neither part of a university nor do I long
for a university career. The views I hold
represent dissent from the orthodoxy that
reigns on our campuses, and such dissent
is not very well tolerated there. That's the
most significant part of Alan Gribben's
story. He disagreed, and he was driven
from the university.
About the time Gribben was resigning,
I received in the mail a copy of the minutes of a University of Texa'S English
department faculty meeting. The person
who sent them to me was appalled at talk
that had gone on in the meeting of "flushing out" other opponents of the revised
English 306 syllabus. This student recognized the signs of the new McCarthyism,
and he was afraid of becoming himself a
victim of it. "Please let me remain anonymous," he wrote. "If it came out that I had
written to you--or to someone else similarly disreputable--! wouldn't be [here]
for long."
The new McCarthyism--like the old-often works its way by name-calling.
People aren't labeled "communist" now,
but "racist." Harvard professor Stephen
Thernstromfound himself denounced that
way. His offenses included using the word
Oriental to describe the religion of l 9thcentury Asian immigrants and assigning
students to read an article that questioned
affirmative action. New York University
professor Carol Iannone found herself
called racist for writing an article in which
she said that certain literary prizes have
been awarded on the basis of race rather
than literary merit. She was not the first to
make such an assertion. Two of the five
judges on the National Book Award fie-

Winter

1992

tion panel had said the same thing. Nevertheless, Carol Iannone was said to be racist.
Sexual harassment is a phrase that has
been similarly misused. In the politically
correct world of the post-modern campus,
it can, apparently, mean almost anything.
At the University of Minnesota not long
ago six members of the Scandinavian
Studies Department were charged with
sexual harassment by a group of graduate
students. The complaint provided a long
list of the professorial activities that had
led to the charge: not greeting a student in
a friendly enough manner, for example.
Not teaching in a sensitive enough way.
Not having read a certain novel. The
charges against the professors were finally
dropped, but not until the faculty members
had incurred considerable expense and
suffered deep, personal pain. One professorreported that it cost him $2,000 to have
a lawyer draft a response to the complaint.
Another confessed that he wept when the
charges were finally dropped.
On crucial issues, faculty members are
silent. Perhaps apathy plays some part, but
concern for reputation, concern of professional well-being--these, I suspect, play a
role as well. The University of California at
Berkeley has adopted an ethnic studies
requirement to go into effect this fall . Now,
this requirement was a major step for the
university. There are no other required
courses, and so instituting one represents a
sharp break with practice. But on this
crucial matter, only one-fifth of the eligible faculty members voted. The measure
passed narrowly and it seems reasonable to
suspect that among the 1,500 or so faculty
members who didn't vote were some who
had doubts.
What is the purpose of the ethnic studies requirement? Is it a response to political
pressure? Are curricularrequirements now
to be set by interest groups who lobby for
them? If, on the other hand, the aim is
educational, then aren't there other courses
that should be required? Perhaps a course
in American history, one that would stress

LETTERS

from San t a Fe

pa g e five

�THE TERM FRESHMAN IS
FORBIDDEN -- IF YOU USE IT,
ONE STUDENT WARNED -YOU COULD BE TAKEN
BEFORE THE JUDICIARY
BOARD.

p ag e s i x

the democratic values we share and thus
provide balance to the ethnic studies approach, which emphasizes differences that
set us apart. Perhaps a course in world
history that would prepare students for the
decades ahead in which people of all countries and continents are going to be increasingly interdependent. Shouldn't a foreign
language be required? If the goal is really
to understand people different from ourselves, isn't foreign language study the
most effective route? Surely among the 80
percent of faculty who didn't vote were
some who had such questions, but the
atmosphere on our campuses today doesn't
encourage questions. And expressing
doubts can be costly.
This is true not only of large universities, but of some smaller institutions too.
Professor Christina Sommers of Clark
University has been interviewing faculty
and students across the country, and she
has particularly striking interviews from
Wooster College in Wooster, Ohio. At
Wooster, the textbook Racism and Sexism--the textbook that the University of
Texas finally rejected--is required reading
for all freshmen. Or fresh persons, I should
say. The term freshman is forbidden at
Wooster. If you use it, one student warned
professor Sommers, you could be taken
before the Judiciary Board.
Another student described the seminar
required of all fust-year students. "Difference, Power, and Discrimination," it is
called, with the subtitle "Perspectives on
Race, Gender, Class, and Culture." According to the student, the seminar resembled "a reeducation camp" more than a
"university program." "Now we know," he
said, "that when we read the Declaration of
Independence that it's not about equality
and inalienable rights--but it is a sexist
document written by white male elites."
Faculty, who are evaluated on their
"gender sensitivity," said they are afraid to
speak out. According to one, to do so
would be "suicidal." Another said, "I am
getting old and tired and I do not want to
get fired. Until there is an atmosphere of

LETTERS

f'om S a nta Fe

tolerance, I do not want to go on the
record." Promised anonymity, he noted,
"What you have here, on the one hand, are
a lot of students and faculty who are very
skeptical, but they are afraid to voice their
reservations. "
The point of opposing political correctness is not to silence those who advan6;e it, but to open their views to challenge and debate. This often happens when
p.c. enters the larger world, but it will not
happen on our campuses, I fear, unless
those of us who Iivein the larger world help
it to happen.
When it is time for us to help our
children choose a college, we should ask
hard questions about which campuses not
only allow but encourage a diversity of
opinion. When it comes time for us to
make contributions as alumni, we should
ask how well the college we attended is
doing at making sure all sides are heard.
Those who serve on boards of trustees
should encourage discussion of free speech
itself. Does political correctness reign on
this campus?
The New York Times reported on its
front page about a group, mostly English
professors, who are uniting to prove that
political correctness is nothing more than
the product of overheated conservative
imaginations. But they are going to have
a very hard time maintaining that view.
There are too many examples of p.c. at
work, powerful examples like that of Alan
Gribben. And there are people from across
the political spectrum -- not just conservatives but liberals as well--coming together
now to defend free speech on our campuses.
The stakes are high. The issue here is
whether the rising generation of Americans will come to understand what free
inquiry is -- and how it can sometimes be
hard --and how it is always necessary if
truth and justice are to have a chance. •

Winter

I 992

�THE POLITICAL SEDUCTION
OF THE UNIVERSITY
Taken from - Campus - America's Student Newspaper
by Debra Cermele
SENIOR - THE UNIVERSITY OF PENNSYLVANIA

There is no such tlring as "great" literature.
Or so Professor Lennard Davis instructed the class at the beginning of his University
of Pennsylvania "British Novel" course last spring. "Harlequin Romances," Professor
Davis said, "are part of the same continuum as the novels we are going to be reading."
Although none of the students voiced disagreement, he proceeded to spend the entire
semester saving them from the "oppression of [the] imperialized discourse" to which
they had supposedly been exposed. His own book Resisting Novels clearly underlines
what he teaches his class: "We can no longer smugly think of the novel as the culmination
of the human spirit."
Instead of analyzing the quality of the English classics as works of art, the class
investigated the ways gender, class and sexuality influenced political power within these
novels. Rather than being a' critical and comparative examination of the ideas that
shaped Western thinking, Professor Davis's lectures were sessions for him to preach
politics and sociology to a captive audience. For example, Joseph Conrad's Kurtz and
Marlowe, Professor Davis insisted, were involved in a homoerotic relationship.
Frankenstein's monster, whatever Mary Shelley may herself have believed, represented her
"repressed female sexuality."
Whenever students tried to raise issues more relevant to the study of English literature
as literature, they were dismissed with indifference. Professor Davis was eager, however,
to engage students in class discussions on such topics as a Daily Pennsylvanian columnist's
ramblings on classroom behavior of women and the fact that the film Glory was produced
and directed by white males.
Unfortunately, this example is not atypical of what many college students are
experiencing at most of the nation's universities, particularly in humanities departments.
Nowadays, the prevailing wisdom dictates that the purpose of a professor is not to
enhance the critical ability and knowledge of the next generation, but to transform
society in revolutionary ways. And what better way is there to accomplish this than by
subtly charging humanities discussions with ideas that are, at root, political? Many
humanities courses are lectures that affirm, as fact, dubious ideas that are in reality at the
center of debate not only within the humanities, but within the natural and social
sciences. An overview of questions that tries to be fair to all sides is simply not presented
in these classes, and many students are therefore unaware that essential debates even
exist. Why else would no one dispute Professor Davis's contention that "views of gender
are socially constructed in such a way that we think they are natural?" Indeed, there
was no reason to dispute such a "fact." They had heard it many times before in many other
classrooms.
The desire to jettison the study of Western culture or at least to depreciate its
importance is also trendy. The study of the history of Western ideas is now regarded as
nothing more than the "hegemonic culture" seeking to regenerate itself, to the exclusion
of "marginalized" groups. (This "hegemony" is comprised of white European males,
now often handily referred to as "whitemales.") According to a column by Richard

Wi n t e r 1 992

.......

LETTERS f ' o m Sa nr u l'e

WHO ARE MARX AND FREUD,
FOUCAULT AND DERRIDA,
IF NOT, DEAD, WHITE,
EUROPEAN MALES?

page

seven

�Bernstein entitled "Academia's Liberals
Defend Their Carnival of Canons Against
Bloom's 'Killer B's'," the new scholars
hold that the ultimate purpose ofliterature
is to reflect the sociological perspective of
the author: "[These] scholars particularly
scorn the idea that certain great works of
literature have absolute value or represent
some eternal truth. Just about everything,
they argue, is an expression of race, class,
or gender."
A sprinkling of Marx and Gramsci
completes the justification for the
politicization of the academy, the establishment of a new curriculum dictated
mainly by political concerns. If culture
exists only to maintain an unjust balance
between classes, races, and genders, then
the "marginalized" must rise up and eradicate the oppression they experience from
the study of "whitemale" culture. Thus,
the academy must toss out what the new
proponents call the "narrow, outdated interpretation of the humanities and of culture itself' and welcome with open arms
the writings of all of those who claim to
have been marginalized by "whitemales."
(This practice has been graced by the
politically correct with the euphemism
"multiculturalism.") Since literary quality
is no longer relevant, it is sufficient, indeed
required, for texts to reflect the extent to
which the writer has been oppressed
by the dominant culture.
These new ideologues are actually
displaying a profound hypocrisy in three
important ways. In the first place, those
who have dedicated their academic careers to destroying the "canon" have themselves become canonical. The fact that
students now speak in the jargon of postModemist, neo-Marxist, or feminist critical theory reveals that a new orthodoxy
has merely replaced the old.
In addition, if they really were advocates, as they maintain, of a relativistic
view of culture, they would not be seeking
to deprecate the study of Western culture.
For a relativist, nothing has any more
objective value than anything else; it thus

p age e i g ht

should not matter which culture American students are studying. Yet these scholars seek to dissuade students from examining the classics. That is, they are imposing value judgements while denying that
value judgements can be made.
Third, by summarily dismissing Western ideas as the political rationalizations
of "Dead White European Males"
(DWEM's," as they are now affectionately called), the scholars are perpetrating
the worst kind of hypocrisy: they are
simultaneously making use of specifically that which they seek to reject. That
is, the interest in studying other cultures is
a specifically Western idea. Historically,
almost all other world cultures have proven
to be singularly closed and xenophobic.
The ideas of seeking to find value in other
ways of life--which these scholars maintain is unique to their own philosophy-emerged only through
the evolution of Western civilization.
Moreover, ideas
such as feminism and
post-Modem criticism,
which the scholars like
to pretend are so new,
come directly from
those very same
"DWEMs" who are
vilified by the new Establishment. Who are
Marx and Freud, Foucault and Derrida, if not
dead, white, European
males? Even those feminists who hail
Simone de Beauvoir know that Sartre was
her main influence. However, these scholars conveniently ignore the essential importance of Western ideas to their very
own ideologies.
There is no disputing the wisdom of
acquiring a knowledge of other cultures.
Before it is possible to determine the
universals of human nature, it is necessary to examine as broad a spectrum of
perspectives as is possible. However, it is
of little value merely to study isolated
LETTERS

fr o m Sa nt a Fe

examples of other cultures in a vacuum
while neglecting the history of ideas that
formed one's own culture. The student
then has nothing with which to compare
new values, ideas, and achievements. For
an American, what would studying the
I Ching mean without an understanding of
Western ideas?
Before abandoning the study of Westem culture, academics should consider
that by rejecting the study of works that
universalize the human experience, they
deny that there is a fundamental basis
from which different cultures can build a
mutual understanding of circumstantial
differences. In fact, by denying any common ground, they perpetuate the notion
that individuals of different races, sexes,
ethnicities, sexual preference, etc. have
not only superficial diversity but built-in
differences that preclude any concept of a
human experience.
What is this but thinly
disguised racism and
sexism?
The ultimate purpose of a university
should be to engage students in a dialogue of
ideas, with the aim of
understanding the truth
about and problems of
the human condition. If
today's students are exposed only to the new
trend in academia, the
only ideas they will
absorb is that they themselves are either
victims or perpetrators of oppression. Instead of gaining a knowledge of human
nature, they will only come to "understand" the separatist doctrine that ethnic
minorities and genders have irrevocably
incompatible mentalities. They will come
to "realize" that only people with the same
genitals and melanin concentrations can
understand each other. The new Establishmenthas declared that its goal is to change
society. Unfortunately, it may do just that. •

Winter

1 992

�ON DEPOLITICIZING THE
UNIVERSITY

by Robert Weissberg

Perhaps only the politically masochistic would want to hear for the hundredth time all
the stories of imposed speech codes, required courses on racism, and the bizarre
Newspeak world of "equal opportunity" employment. Only administrators seem compelled to deny that the Left has successfully invaded and colonized university life.
Disagreements presently concern only such questions as "how much?" and "what are the
consequences?"
Opposition to politicization seems as self-evidently correct and defensible as the
programs of the politically correct are wrongheaded. Undoing the politicization has thus
become the rallying cry in the battle against the tenured radicals, the deconstruction
workers, and the pandering administrators.
Opposition to the "politicization of the university" is an appealing call to arms. It
permits us "reach out" and be diverse. Nearly everyone from the religious right to the
Marxist left is susceptible to the plea that the university should not be an incarnation of
the communist-run agitprop schools of the 1930s. Like wartime stories of atrocities,
tales of introductory English courses celebrating the virtues of feminist environmental
lesbianism are good for enlistments.

OPPOSITION TO THE
PC-LEFT MUST STOP HIDING
BEHIND THE POLITE AND
HIGH-SOUNDING CALL FOR
DEPOLITICIZING THE
UNIVERSITY. THERE MUST
BE A WILLINGNESS TO
DEFEND POSITIONS ON
SUBSTANCE.

The Limits of Anti-Politicization
As a political slogan, the battle against the politicization of university life clearly has the
tactical and psychological virtues of comfortable legitimacy. Easy politics. Unfortunately, it will not prove very serviceable during the battle. It may even be a delusional
disorder.
First, it puts us on difficult-to-defend grounds, a situation reminiscent of when priests
preached that the purpose of sex was procreation, not recreation. Deep down, it is not
convincing. We have all confronted the leftish charge that all education (and all
everything, for that matter) is at core political. From a practical perspective, we must
accept that there is enough truth in this claim that to maintain the polar opposite puts one
in an untenable position. When the Left returns our fire with the charge of hypocrisy they

Winter I 9 9 2

LETTERS

frnm Santa Fe

page

nine

�will score points and we honestly cannot
wiggle out of it.
If we define politics in the broadest
possible way, even the natural sciences
such as physics and chemistry have lurking within them a conception of the world
constructed on some obscure politically
derived premise of order and causation.
In my own field of political science I
cannot imagine teaching an antiseptically
politically clean course despite every precaution. A disagreeable outsider will surely
detect a bias in the readings, a tendency to
give some perspectives greater class time,
and other manifestations of propagating a
political faith. Political preaching can be
minimized, we can warn students, we can
bring in visitors to add balance, but it is
foolish to believe that it could be eliminated altogether. It is a situation akin to
food purity--we cannot eliminate food
impurities so we set minimum acceptable
standards for mouse droppings and insect
parts.

How Is the Battle To Be Fought?
The real battle is about substance, not
the desirability of political neutrality.
Race-based admission is wrong not because it allows group conflict to intrude
into the sheltered world of ideas; it is
wrong because it debases the idea of individuality and the principle of merit.
Teaching freshmen that all literature is
oppression is not a political crime, it is a
crime against clear thinking and the purpose of education. Compulsory sensitivity
training is wrong not because it permits
only one portion of the political spectrum
access to students; it is wrong because it
smacks of totalitarian thought control.
Rampant multiculturalism is wonderful
only if one is a fan of ethnocentrism and
domestic violence.
To be blunt, opposition to the PC-Left
must stop hiding behind the polite and
high-sounding call for depoliticizing the
university. There must be a willingness to
defend positions on substance. If somepag e

ten

L ETTE R S

from Santa F e

thing is bad historical analysis, it should
be called bad historical analysis, not the
intrusion of trendy leftish politics into
historical analysis (though it may be that,
too). There should be no shame and embarrassment in saying that some things
are right and others wrong. When Western civilization is attacked by delusional
wannabe third-worlders, it is pointless to
demand an end to the politicization of the
curriculum--one must be willing to say
that it is a better form of civilization.
Reluctance to defend in public what should
be defended is to ultimately lose the war.
We must not become like those highly
assimilated German Jews who refused to
defend themselves because " it might
cause trouble."
This coming out of the closet will
focus the battle. Rather than fight unproductive though psychologically safe skirmishes over side issues, the core evils will
be addressed. Affirmative action will be
opposed because it violates principles,
not because it brings politics to the university. Deconstructionism is not wrong
because it interjects politics into literature, it is wrong because it rests on nonsensical assumptions and yields gibberish, not insight. Until this occurs, combating the PC-Left will resemble little more
than disjointed civilian resistance to a
well-organized occupying army--perhaps
some sabotage, a little sniping and noncooperation, but nothing that amounts to
more than a nuisance. •
Robert Weissberg and I were at Cornell
together over 20 years ago. We lost track
ofeach other until last year, when Letters
appeared in his mailbox. This article is
taken from a longer piece sent to me just
before we went to press. Ifanyone cares to
write Bob (Department of Political Science, University of Illinois, Urbana Champaign, Urbana Illinois 61 8013696), a large packet of essays will no
doubt follow - I .A.

Wini er

1992

�WHERE DO WE DRAW
THE LINE?
Once we accept the idea that higher education entails opening rather than closing minds, we are still confronted
with what, if any, the appropriate limits of speech and action might be. These two essays, with different answers,
are the best I could find on the topic. - J.A.

UNIVERSITIES
MUST DEFEND
FREE SPEECH
by Benno C. Schmidt Jr.

The most serious problems of freedom of expression in the U. S. today exist on our
campuses. Freedom of thought is in danger from well-intentioned but misguided efforts
to give values of community and harmony a higher place than freedom. The assumption
seems to be that the purpose of education is to induce "correct" opinion rather than to
search for wisdom and to liberate the mind.
On many campuses, perhaps most, there is little resistance to growing pressure to
suppress and to punish, rather than to answer, speech that offends notions of civility and
community. These campuses are heedless of the oldest lesson in the history of freedom,
which is that offensive, erroneous and obnoxious speech is the price of liberty. Values
of civility, mutual respect and harmony are rightly prized within the university. But these
values must be fostered by teaching and by example, and defended by expression. When
the goals of harmony collide with freedom of expression, freedom must be the
paramount obligation of an academic community.
Much expression that is free may deserve our contempt. We may well be moved to
exercise our own freedom to counter it or to ignore it. But universities cannot censor or
suppress speech, no matter how obnoxious in content, without violating their justification for existence. Liberal education presupposes that a liberated mind will strive for
the courage and composure to face ideas that are fraught with evil, and to answer them.
To stifle expression because it is obnoxious, erroneous, embarrassing, not instrumental
to some political or ideological end is--quite apart from the invasion of the rights of
others -- a disastrous reflection on the idea of the university. It is to elevate fear over the
capacity for a liberated and humane mind.

Mr. Schmidt is president of Yale.
This article is adapted from a longer
speech delivered at New York's
92nd Street Y.
The Wall Street Journal,
Monday, May 6, 1991

Acts of Suppression
The freedom of speakers on our campuses goes to the heart of academic freedom.
However bizarre, off-beat, or outrageous a speaker may be, however compelling the
concerns of protesters, the right to speak is as fundamental an issue of principle as any

W int e r

1 992

LETTERS

fro m S a nt a F e

p a ge

e lev e n

�UNIVERSITIES CANNOT
CENSOR OR SUPPRESS
SPEECH, NO MATTER
HOW OBNOXIOUS IN
CONTENT, WITHOUT
VIOLA TING THEIR
JUST/FICA TION FOR
EXISTENCE. LIBERAL
EDUCATION
PRESUPPOSES THAT A
LIBERA TED MIND WILL
STRIVE FOR THE
COURAGE ANO
COMPOSURE TO FACE
IDEAS THAT ARE
FRAUGHT WITH
EV/LANO TO
ANSWER THEM.

page

twelv e

campus can face.
This is why I believed so strongly that
essential principles of academic freedom
were violated at Yale, though not by Yale,
earlier this year when protesters, for the
most part not from Yale, shouted down
Health and Human Services Secretary
Louis Sullivan and effectively prevented
him from making himself heard to a group
that had invited him to speak.
A more vexing question of freedom of
expression concerns the actual use of university authority to suppress freedom. This
is the most serious example of confusion
and failure of principle in university governance today. It reminds us how frequently in history threats to free expression have come not from tyranny but from
well-meaning persons of little understanding.
There is no more important line drawn
in our entire corpus of First Amendment
law than the line between threats and fight
ing words--which may be appropriately
punished--and offensive speech generally.
For if concerns about dangers of violence
are permitted to balloon into justification
for punishing any expression that offends,
a vague and unpredictable engine of suppression is loosed. Free expression is lost.
Any statement that might give offense is at
risk.
Yet in many universities this is the
critical line that has been blurred or abandoned in the effort to create a civil, inoffensive community. Some of the nation's
finest universities have empowered groups
of faculty and students with roving commissions to punish offensive speech.
At the University of Michigan, before
judicial intervention, persons were subject
to discipline for any statement that "stigmatizes or victimizes ... on the basis of
race, ethnicity, religion, sex, sexual orientation, creed, national origin, ancestry, age,
marital status, handicap, or Vietnam-era
veteran status ... that creates an intimidating, hostile, or demeaning environment
for educational pursuits." A pamphlet that
listed examples of proscribed speech inLETTERS

f'°m Santa F e

eluded "a male student makes remarks in
class like 'women just aren't as good in
this field as men.' " Another: "Your student organization sponsors a comedian
who slurs Hispanics." So along with utterly boundless options of offensiveness,
we have guilt by association. A federal
judge threw this out.
The University of Wisconsin promulgated a prohibition of "racist or discriminatory comments ... that intentionally demean the race, sex, religion [etc.] of any
person or persons ... and create a hostile or
demeaning environment for education."
Its disciplinary code indicates that "jokes
that have the purpose of making the educational environment hostile" are an example of the sort of thing that is barred.
The University of Pennsylvania prohibits any comments that "stigmatize or
victimize individuals on the basis of race
[etc.] and that create an ... offensive academic, living, or work environment." The
University of Connecticut had prohibitions on speech that included "conduct
causing alarm by making personal slurs."
The ban extended to "inappropriately directed laughter, inconsiderate jokes ... and
conspicuous exclusions [of others] from
conversation." This too was narrowed after a judicial challenge.
In the recent Brown case that has received such widespread attention, press
accounts might justify the view that the
student who was punished had directly
and intentionally threatened other individuals with violence. This can surely be
punished. The problem is that the Brown
rule under which discipline was imposed
forbids students from subjecting "another
person, group, or class of persons to inappropriate, abusive, threatening, or demeaning action based on race, [etc.]."
Under this wide-open formulation, a
group of students, faculty and administrators can decide after the fact when speech
should be treated as "inappropriate action." Thus, although the facts of the particular case may well have been within the
very narrow prohibition of threats that
Winter

1992

�free-speech theory and practice have long
accepted as legitimate, the rule that authorized this discipline seems vastly wider,
indeed almost boundless.
The chilling effects on speech of the
vagueness and open-ended nature of many
universities' prohibitions of offensive
speech are compounded by the fact that
these codes are typically enforced by faculty and students who commonly assert
that vague notions of community are more
important to the academy than freedom of
thought and expression. Such a view is
disastrous to the independence and creativity of the academic mission.
A sad footnote to this erosion is the
complacency with which many who ought
to know better are responding, or failing
to respond. An editorial in•the New York
Times took the position that because Brown
is a private university, and therefore not
bound by the First Amendment, it need
not treat free expression as a paramount
value and should therefore balance the
needs of freedom and the needs of civility
on campus.
This is profoundly wrong. A university ought to be more devoted to freedom
than the larger society , which has other
goals that compete with the search for
truth. This search is the paramount end of
the university, its reason for existence.
Moreover, universities have a special capacity to answer obnoxious speech. The
communal character of the university, the
fact that it is replete with opportunities for
expression, the capacity of students, faculty, deans and presidents to answer forcefully and promptly, all present manifold
opportunities to counteroffensive expression.The current wave of suppression is
largely directed at expression that is said
to demean racial minorities, women, gays
and lesbians, religious groups, persons
with disabilities, and other groups that
tend to be victimized by ugly stereotypes.
Racism and other such prejudices are antithetical to the academic mission of the
university, because the search for truth
requires that each individual in the uni-

Wint er

I 99 2

versity be judged on the basis of his or her
individual academic merits. But it does
not follow that the university should suppress any speech that can plausibly be
thought to be racist. A university ought to
be the last place where people are inhibited by fear of punishment from expressing ignorance or even hate, so long as
others are left free to answer.
I have often heard the argument lately
that uninhibited freedom of speech was
somehow more appropriate in the days
when our universities were more homogeneous, while today's far greater racial,
religious and cultural diversity call for
controls in the interest of harmony and
community. That so many people of good
will would make such an argument shows
how far we have drifted from our confidence in and commitment to freedom. I
can only imagine what Madison or Holmes
would have thought of this inversion of
the theory of free expression. It is precisely societies that are diverse, pluralistic, and contentious that most urgently
need freedom of speech and freedom of
religion.

very dangerous. The political process is
too prone to agitation about various sorts
of speech to be a wise and stable source of
enduring principle. If freedom of thought
on campus is to be protected, the universities themselves must summon up the
clarity of purpose to defend the principles
ofliberty on which the academic mission
must rest. •

A UNIVERSITY OUGHT
TO BE MORE DEVOTED
TO FREEDOM THAN

Not the Answer

THE LARGER SOCIETY,

The courts have begun to see bits of the
problem that surface occasionally in legislation, and by and large have reacted
with justified bewilderment. But the last
place universities should look for protection of freedom is the courts. Private universities are in most cases not covered by
the First Amendment because their actions are not those of the state. And judges
will properly tend to approach issues of
freedom within universities with much
deference based on long traditions of academic autonomy.
Nor does the answer to these problems
lie in federal legislation. Rep. Henry Hyde,
with the support of the ACLU, has proposed a statute that would subject private
colleges and universities that receive federal funds to the strictures of the First
Amendment. This is well-intentioned but
LETTERS

from San1 a Fe

WHICH HAS OTHER
GOALS THAT COMPETE
WITH THE SEARCH FOR
TRUTH. THIS SEARCH
IS THE PARAMOUNT
ENO OF THE UNIVERSITY,
ITS REASON FOR
EXISTENCE.

page

thir!een

�SAY THE RIGHT THING
... OR ELSE
by

Judith Martin and
Gunther Stent

The New York Times,
Wednesday, March 20, 1991

Can the university, with its special trust of protecting free
speech, be hampered by the restrictions of civility? What kind of
a frill is etiquette, anyway, for those in the noble pursuit of truth?
These questions are raised whenever a loose-tongued student
turns publicly nasty. When Brown University recently expelled
such a student, many argued that all restrictions of free speech are
intolerable in the university. Brown's president, Vartan Gregorian,
agreed with that premise and neatly reclassified the offensive speech as behavior.
But the premise is wrong.
The special trust of a university is not to
foster unlimited speech: It is to foster unlimited inquiry. And totally free speech
inhibits rather than enhances the free exchange of ideas.
The law cannot restrict such speech without violating our constitutional rights. But
etiquette, the extra-legal regulative system that seeks to avert conflict before it
becomes serious enough to call in the Jaw, can and does. You may
have a legal right to call your mother a slut, but you won't if you
know what's good for you.
Nor could you convince many people that the controversy that
such remarks are likely to provoke will lead to advances in
knowledge.
The university needs to enforce rules banning speech that
interferes with the free exchange of ideas. It must protect the
discussion of offensive topics but not the use of offensive
manners. It must enable people freely to attack ideas but not one
another.

pag e fo u rteen

LETTERS

Education is impossible without the order that prevents intimidation and mayhem. When children first enter school, they must
be taught to sit still, refrain from taunting their classmates, show
respect for their teacher and wait their turn to talk, or they will
never be able to learn.
To those who find it horrifying that the university should
allow a lesser degree of free speech than the law permits, it might
be pointed out that the law itself restricts free speech in its pursuit
ofjudicial truth. Try saying some of the things in a courtroom that
the law will protect your right to say in a barroom.
Jurisprudence uses etiquette in courtroom procedure, not only
to restrict speech but to impose standards of dress, comportment
and forms of address--matters over which universities have long
since abandoned authority.
Legislators and diplomats also know the value of keeping
speech within the bounds of civility. The parliamentary etiquette
book, "Robert's Rules of Order," proscribes "disorderly words"
and forbids speakers "to arraign the motives of a member" during
strongly worded debate. "It is not the man, but the measure, that
is the subject of debate," decrees its section on "Decorum."
The rougher the conflict, the more manners are needed. Only
when insults, harassment, disrespect and obscenity are banned
can people engage in truly substantive argument.
Of course it is also a personal insult to call someone a racist or
sexist. Incivility is no more acceptable in
defense than in attack.
Rebuttal, however, is a staple of open
debate. Members of the university community should always have the opportunity to attack ideas--but not to attack
people. The university should be obliged
to provide a forum for anyone who wants
to argue for or against an idea, provided
the argument is made in good faith and a
polite manner.
This standard of academic etiquette
must be required not only in the classroom and lecture hall but
wherever the community of scholars gathers--residence halls,
dining commons, recreational facilities. Invective, whether spoken or conveyed through posters or graffiti, in the classroom or
in the community, is detrimental to rational debate, to which
universities are dedicated. •

ATTACK IDEAS, NOT PEOPLE
Judith Martin writes the Miss Manners syndicated column.
Gunther Stent is chairman of the department of molecular and
cell biology at the University of California at Berkeley.

from Santa F e

Wi ni er

1 992

�ANNOUNCEMENTS
The creation of an Institute for
the Study of Eastern Classics
on the Santa Fe campus

St. John's College
Receives 3.1 Million
Dollar Trust

St. John's College
Summer Seminars for Adults
1992

St. John's College has been awarded a
grant of $207,320 from the Lynde and
Harry Bradley Foundation. The grant will
be used in the creation of an Institute for
the Study of Eastern Classics on the Santa
Fe campus. The institute will offer a oneyear, graduate level, non-credit, certificate program in the classic texts of Eastern civilization.
In addition to studying the major works
of China and India, students also will
receive a full year of language studies in
Chinese or Sanskrit. The institute will be
staffed by St. John's tutors.
We have always taken Great Books
seriously at St. John's, and this institute is
a way for us to take seriously the classic
texts, the literature and the philosophy of
the East.

St. John's College recently received the
largest single gift in its history.
Mara and Charles Robinson of Santa
Fe, New Mexico have established a trust
that has resulted in a 3.1 million dollar gift
to St. John's.
The Robinsons have been actively involved with St. John's College since 1982
when Mrs. Robinson enrolled in the
Graduate Institute on the Santa Fe campus. She graduated in 1983 with a master's
degree in liberal education. Between 1984
and 1990 Mrs. Robinson served on the St.
John's College Board of Visitors and Governors and has since continued her participation in various aspects of the college.
"My experience as a student in St.
John's College and as a member of its
Board of Visitors and Governors has made
my respect for St. John's grow through the
years. My husband and I believe strongly
in the program and ideals of St.John's and
our support expresses our confidence in
its leadership as well as its goals. We hope
that future students will profit from its
educational program and enjoy as stimulating an intellectual experience as I have
throughout my studies at St. John's."
This gift is equal to approximately
10% of the total current St. John's endowment. Needless to say, we are not only
grateful, we are overwhelmed by the
Robinson's generosity. - J.A.

This summer St. John's College offers six,
week-long seminars and one workshop in
Landscape Drawing. Participants may enroll in one seminar each week for 1, 2, or
3 weeks. Each seminar is limited to 18
participants.

Inquiries should be directed to:
James Carey, Director
Institute for the Study of Eastern Classics,
St. John's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599
Phone: (505) 988-4361

We are very grateful to the W. H. Brady
Foundation for underwriting this issue of

Week One - Jul~ 19th - 25th

Dante - Purgatory
or
Novels of the Southwest
Willa Cather - Death Comes to the
Archbishop
Rudy Anaya - Bless Me Ultima
Scott Momaday - The Ancient Child
\;\eek T\\o - Jul~ 26th - \ugust Isl

De Tocqueville - Democracy in
America
or
Opera
Mozart - Don Giovanni
Strauss - Der Rosenkavalier
Week Three· .\ugust 2nd - 8th

Shakespeare - Merchant of Venice,
As You Like It, Twelfth Night
or
Dostoevski - The Devils
or
Landscape Drawing - Workshop
For information write: St John's College
Summer Seminars - C, 1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599

LE TT ER SfromSanta Fe

Faculty Position - Kenyon College
Kenyon College has a course of study called the Integrated Program in Humane Studies (IPHS). It is a multi-year, team-taught course
based on the classic texts of European and other world cultures. They are now looking for a program director whose duties would
include teaching, curriculum development, administration, and leadership of an ongoing faculty seminar. A doctorate, teaching
excellence and scholarly achievement are prerequisites. A cover letter, vita, examples of scholarly work and three letters of reference
should be directed to Academic Dean's Office, Kenyon College, Gambier, Ohio, 43022, by February 28, 1992.

Winter

1992

LETTERS

from Santa F e

page fifteen

�PROFILE
Founded:
Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St. John's College. Great Books
Program adopted 1937. Second campus in Santa Fe opened in 1964.
Curriculum:
An integrated, four-year, arts and science program based on reading and discussing, in loosely chronological order, the Great Books
of Western civilization. The program requires four years of foreign language, four years of mathematics, three years of laboratory
science, and one year of music.
Approach:
Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures. Classes are very small. Student/
faculty ratio is 8: 1. St. John's is independent and non-sectarian.
Degree Granted:
Bachelor of Arts in Liberal Arts.
Student Body:
Enrollment is limited to about 400 students on each campus. Current freshman class made up of 55% men and 45 % women, from 30
states and several foreign countries. Fifty-seven percent receive financial aid. Students may transfer between the Santa Fe and
Annapolis campuses.
Alumni Careers:
Education - 21 %, Business - 20%, Law - 10%, Visual and Performing Arts - 9%, Medicine - 7%, Science and Engineering - 7%,
Computer Science - 6%, Writing and Publishing - 5%.
Graduate Institute:
The Graduate Institute in Liberal Education is an interdisciplinary master's degree program based on the same principles as the
undergraduate program. Offered on both campuses year-round. Readers of the Newsletter may be especially interested in applying for
our summer session. For more information please contact Nancy Buchenauer, Directorof the Graduate Institute, (505) 982-3691 ext. 249.

LE TT ER SfromSanta Fe
St. John's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599

ADDRESS CORRECTION REQUESTED

Bulk Rate
U.S. Postage

PAID
Non-Profit
Organization
Permit No.231
Santa Fe, N.M.

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                    <text>LETTERSJrom Santa Fe
St. John's College-Santa Fe, New Mexico

Spring 1993

"BUT WHAT WILL I DO WITH IT?"
OR, BUSINESS AND LIBERAL EDUCATION

I

I NS IDE

THE IDEA OF A UNIVERSITY
page2

CHARTING A COURSE FOR
LIBERAL EDUCATION
pages

CREATIVITY, THE CLASSICS
AND THE CORPORATION
page 7

LIBERAL EDUCATION:
PREPARING TOMORROW'S
BUSINESS EXECUTIVES
page 9

AN ORAL EXAM FOR
THE NEW LIBERAL ARTS
GRADUATE
page 12

once read how the colony of Virginia asked the British Crown for
authority to begin a college in the New World in hopes that a proper education
might help save souls. The response was blunt-"Souls? Damn your souls.
Raise tobacco!"
We have never been, it would seem, without the conflict of making a
living on one side and liberal learning on the other. But, today, the situation
might well be more extreme than in the past. As I mentioned in a previous
edition of this newsletter, probably no more than 15 to 20 percent of all
college students today are concentrating on the liberal arts or some area of
the liberal arts, and the percentage decreases each year.
Let me flirt with heresy for a second and say that surely worse things
have happened in the world, even in the world of higher education.
Professional schools and pre-professional courses have improved immensely
over the years. They offer challenges to the intellect and often broaden
rather than constrict a person's horizons. Many times they offer the rigor
and richness once found in liberal education. And they are increasingly
attracting the better students.
Conversely, liberal education today, in many places, is a pretty sad
affair. Little rigor, much politics, and scarcely a view of what excellence or
even "well-roundedness" might be. Today liberal education is not often the
formation of penetrating minds and the cultivation of high character (much
less the saving of souls). Far too many institutions have abandoned the
broad sweep of general education requirements in important fields of
knowledge and substituted choice for sequence, aimlessness for rigor, and
boutique courses for difficult fields such as mathematics and science. An
a la carte curriculum is not liberal education. Liberal education is, we forget,
the polar opposite of dilettantism, unfocused electives and groundlessness.
What I have tried to do in this issue, besides my usual moaning about
the condition of the world, is not to show that a professional education is
bad but that it is not nearly as useful either to a career or to life as a good liberal
education. I simply wanted to re-present the old view that a solid liberal
arts background is good in itself and, in an age when most people will
change jobs eight or nine times before they die, good for the more practical
parts of life, too.

JUST SAY NO TO COLLEGE
page 14
John Agresto

�FROM

THE IDEA OF A UNIVERSITY
DISCOURSE VII: "KNOWLEDGE
VIEWED IN RELATION TO
PROFESSIONAL SKILL"

"A CULTIVATED
INTELLECT, BECAUSE

by
John Henry Cardinal Newman

IT IS A GOOD IN ITSELF,
BRINGS WITH IT A
POWER AND A GRACE
TO EVERY WORK AND
OCCUPATION WHICH
IT UNDERTAKES, AND
ENABLES US TO BE
MORE USEFUL, AND
TOA GREATER
NUMBER."

pa ge t wo

• We know, not by a direct
and simple vision, not at a glance,
but, as it were, by piecemeal and
accumulation, by a mental process,
by going round an object, by the
comparison, the combination, the
mutual correction, the continual
adaptation, of many partial notions.
. . . Such a union and concert of the
inte llectual powers, such an
enlargement and development,
such a comprehensiveness, is necessarily a matter of training . But,
such a training ... is not mere application, however exemplary, which
introduces the mind to truth, nor
the reading many books, nor the
getting up many subjects, nor the
witnessing many experiments, nor
the a ttending many lectures. All
this is short of enough; a man may
have done it all, yet be lingering in
the vestibule of knowled ge: he may
not realize what his mouth utters;
he may not see with his mental eye
what confronts him; he may h ave
no grasp of things as they are; or at
least he may have no power at all
of advancing one step forward of
himself, in consequ ence of w hat he
has already acquired, no power of
d iscriminating between truth and
falsehood, of sifting out the grains
of truth from the mass, of arranging
L E T TE R S f r o m Santa Fe

things according to their real value,
and, if I may use the phrase, of
building up ideas . . . . The bodily
eye, the organ for apprehending
material objects, is provided by
nature; the eye of the mind, of
which the object is truth, is the
work of discipline and habit.
This process of training, by
which the intellect, instead of being
formed or sacrificed to some particular or accidental purpose, some
specific trade or profession, or
study of science, is disciplined for
its own sake, for the perception of
its own proper object, and for its
own highest culture, is called liberal
education... .
• Now. .. some great men ...
insist that education should be
confined to some p a rticula r and
narrow end, a nd sh ould issu e in
some definite work, which can b e
weighed and measured . "Useful"
and "utility" becomes their watchword. They very naturally go on to
ask what there is to show for the
expense of a university; what is the
real worth in the market of the article
called "a liberal education."
• ''Tis matter of astonishment,"
Locke says in his work on education,
"tha t m en of quality a nd parts
should suffer themselves to be so
far misled by custom a nd implicit
faith. Reason, if con sulted w ith,
would advise that their children's
time should be spent in acquiring
what might be useful to them, w hen
they come to be men, rather than
that their heads should be stuffed
with a deal of trash, a great part
whereof they usually never do ('tis
certain they never need to) think on
again as long as they live; and so
much of it as does stick by them
they are only the worse for."
S pr i n g 1 993

�In another passage he distinctly
limits utility in education to its
bearing on the future profession or
trade of the pupil, that is, he scorns
the idea of any education of the
intellect, simply as such. "Can
there be any thing more ridiculous," he asks, "than that a father
should waste his own money, and
his son's time, in setting him to
learn the Roman language, when at
the same time he designs him for a
trade, wherein he,
having no use of
Latin, fails not to
forget that little
which he brought
from school, and
which 'tis ten to
one he abhors for
the ill-usage it procured him? Could
it be believed, unless
we have every
where amongst us
examples of it, that
a child should be
forced to learn the
rudiments of a
language, which
he is never to use in

Nevertheless, if a liberal education consists in the culture of the
intellect, and if that culture be in
itself a good, here, without going
further, is an answer to Locke's
question; for if a healthy body is a
good in itself, why is not a healthy
intellect?

+ Let us take "useful" to mean,
not what is simply good, but what
tends to good, or is the instrument of

the course of life that
he is designed to,
and neglect all the
while the writing a
good hand, a nd
casting accounts,
which are of great advantage in all
conditions of life, and to most
trades indispensably necessary?"
Nothing of course can be more
absurd than to neglect in education
those matters which are necessary
for a boy's future calling; but the
tone of Locke's remarks evidently
implies more than this, and is
condemnator y of any teaching
which tends to the genera l
cultivation of the mind.
Sp r i n g 1 99 3

..

good; and in this sense . . . I will
show you how a liberal education is
truly and fully a useful, though it
be not a professional, edu cation. I
lay it down as a principle, which
will save us a great deal of anxiety,
tha t, though the us e ful is not
always good , the good is always
useful. I say then, if a liberal
education be good, it must necessarily be useful too.

LETT E RS f r om Sa nta F e

+ Health is a good in itself,
though nothing came of it, yet . ..
we never think of it except as useful
as well as good, though at the same
time we cannot point out any
definite and distinct work or production which it can be said to
effect. And so as regards intellectual
culture .. . . I only deny tha t we
must be able to point out, before we
have any right to call it useful, some
art, or business, or profession, or
trade, or work, as
resulting from it.
. . . On the other
t
hand, as the body
may be tended,
cherished, and
exercised with a
simple view to its
general health, so
may the intellect
also be generally
exercised in order
to perfect its state;
and this is its
cultivation.
As a man in
health can do
what an unhealthy
man cannot do ...
so in like manner
general culture of
mind is the best
aid to professional
and
scientific
study, and educa ted men can do what illiterate
cannot; a nd th e man who has
learned to think and to reason and
to compare and to discriminate and
to ana lyze, who h as refined his
taste, a nd formed his judgment,
a nd sharpened his m ental vision,
will not indeed at once be a lawyer,
or a pleader, or an orator, or a
statesman, or a physician, or a good
landlord, or a man of business, or
a soldier, or an eng ineer, or a
p a ge th r e e

�+ I have confined myself to
saying that that training of the
intellect, which is best for the
individual himself, best enables
him to discharge his duties to society.
If then a practical end must be
assigned to a university course, I
say it is that of training good members of society. It does not promise
a generation of Aristotles or
Newtons, of Napoleons or
Washingtons, of Raphaels or
Shakespeares, though such miracles
of nature it has before now contained
within its precincts. Nor is it content
on the other hand with forming the
critic or the experimentalist, the
economist or the engineer, though
such too it includes within its scope.
But a university training is the great
ordinary means to a great but
ordinary end; it aims at raising the

intellectual tone of society, at
cultivating the public mind, at
purifying the national taste, at
supplying true principles to popular
enthusiasm and fixed aims to popular
aspiration, at giving enlargement
and sobriety to the ideas of the age,
at facilitating the exercise of political
power, and refining the intercourse
of private life.
It is the education which gives a
man a clear conscious view of his
own opinions and judgments, a
truth in developing them, an eloquence in expressing them, and a
force in urging them. It teaches him
to see things as they are, to go right
to the point, to disentangle a skein
of thought, to detect what is
sophistical, and to discard what is
irrelevant. It prepares him to fill
any post with credit, and to master
any subject with facility. It shows
him how to accommodate himself
to others, how to throw himself into
their state of mind, how to bring
before them his own, how to
influence them, how to come to an
understanding with them, how to
bear with them. He is at home in
any society, he has common ground
with every class; he knows when to
speak and when to be silent; he is
able to converse, he is able to listen;
he can ask a question pertinently,
and gain a lesson seasonably, when
he has nothing to impart himself; he
is ever ready, yet never in the way;
he is a pleasant companion, and a
comrade you can depend upon; he
knows when to be serious and
when to trifle, and he has a sure tact
which enables him to trifle with
gracefulness and to be serious with
effect. He has the repose of a mind
which lives in itself, while it lives in
the world, and which has resources
for its happiness at home when it
cannot go abroad. He has a gift

page four

LETTERS from Santa Fe

chemist, or a geologist, or an
antiquarian, but he will be placed
in that state of intellect in which he
can take up any one of the sciences
or callings I have referred to, or any
other for which he has a taste or
special talent, with an ease, a grace,
a versatility, and a success, to which
another is a stranger. In this sense
then ... mental culture is emphatically useful.
This then is how I should solve
the fallacy, for so I must call it, by
which Locke and his disciples
would frighten us from cultivating
the intellect, under the notion that
no education is useful which does
not teach us some temporal calling,
or some mechanical art, or some
physical secret. I say that a cultivated
intellect, because it is a good in
itself, brings with it a power and a
grace to every work and occupation
which it undertakes, and enables us
to be more useful, and to a greater
number.

which serves him in public, and
supports him in retirement, without
which good fortune is but vulgar,
and with which failure and
disappointment have a charm.
The art which tends to make a
man all this is in the object which it
pursues as useful as the art of
wealth or the art of health, though
it is less susceptible of method, and
less tangible, less certain, less
complete in its result.

Spring 1993

�defense of the liberal arts
based on "relevancy" is always
problematic. As a practical matter,
career decisions are increasingly
being made by students at the time
they choose to attend a university
and certainly by the time they select
a field of concentration in their
second year. When the career
benefits of a liberal arts degree are
obscured, students tend to select
disciplines that have higher
immediate returns and ignore the
needs both they and the business
community have for more satisfying
and expansive educational programs.
The gift society offers our
educated youth of today is the
freedom to choose various life paths,
... yet the pressure to choose
seems, ironically, to narrow the
range of options. A liberal education
preserves options while at the
same time providing the tools and
the time to select intelligently
among them. In the corporate
world of today, where job qualifications and opportunities change
with disturbing frequency, the
broadest kind of educational
preparation will often prove to be
the most practical.
But if this is so, why are the
liberal arts in jeopardy within the
corporate hiring structure? I take it
that corporations are undervaluing
liberal education in the search for
graduates with technical and
business skills that may be relevant

only in the short run. Solid grounding
in the arts, sciences and languages
is overlooked and the long-run goal
of globally competitive corporate
leadership is jeopardized. In this
sense then the injury done the
"corporations at risk" appears
primarily to be a self-inflicted one.
If top management would just send
different signals to the hiring
committees, the problem should
disappear. But of course, it is not
that easy.
Liberal education bears some
responsibility for the state we find
ourselves in. And I say this as
president of an institution committed
to liberal arts and sciences which
just graduated a class dominated by
students of like mind. The burden
of liberal education has to be that it
prepares students not for a vocation,
but for life. We do not try to
anticipate and teach to narrow
specialties. We take instead a broad
view of education and teach for the
ages; we value the past as a guide
to the future.
That is a noble objective, but it
does not always withstand scrutiny.
During the last decade, many colleges
compromised the conditions
under which a liberal education
best operates. Academic permissiveness encouraged students to
design their own curriculums. This
approach compromised the breadth
of liberal education in two respects,
both of which impact upon the
business community. Left on their
own, students often de-emphasized
the demanding sciences aspect of
liberal education in favor of more
congenial humanities and social
sciences programs. As the essence
of analytical thought is the scientific
method, we have been derelict in
not requiring of students that they
be conversant with both arts and

Spring 1 9 9~3

LETTERS/ram Santa Fe

CHARTING A COURSE FOR
LIBERAL EDUCATION
by
Paul R. Verkuil

A

IN THE CORPORATE
WORLD OF TODAY,
WHERE JOB
QUALIFICATIONS
AND OPPORTUNITIES
CHANGE WITH
DISTURBING
FREQUENCY, THE
BROADEST KIND
OF EDUCATION
PREPARATION WILL
OFTEN PROVE TO
BETHE MOST
PRACTICAL.

page five

�sciences in defining a liberal education. Today colleges have largely
backed off from this self-directed
course selection era (indeed some of
us never entered it) and that should
help bring business recruiters back
to the liberal arts graduates.
A related and no less critical
oversight at many colleges has been
a de-emphasis on foreign languages
and a crippling of international
studies. It is now obvious that our
corporations deal in global markets
and are at an increasing disadvantage vis-a-vis foreign business in
terms of qualified multi-cultural
personnel. One cannot correct this
imbalance with quick fix language
study just before executives are sent
abroad. A total educational approach
to the country and region involved
is the best method for achieving an
educated and culturally sensitive
business elite. Area studies programs
that deal on an interdisciplinary
basis with language, literature and
culture of a given region are ideal
laboratories
for
producing
Americans for the world business
stage. Fortunately, there is a revival
of language requirements on many
campuses and this should lead to
greater interest in area studies .... A
mutual obligation arises: Universities
must insure that liberal education
lives up to its credo of depth and
breadth; corporate sector hiring
must recognize and act on the
values inherent in such long-term
educational preparation.

•• •

deeply troubled about the degree to
which society was unprepared for
dealing with new energies released
through scientific discovery. Yet,
while he enthusiastically criticized his own education, in the
final analysis Adam's message was
not that university education could
anticipate and solve all the problems
of new technology, but that it took
a lifetime of learning and study to
do so. In fact in the Education of
Henry Adams, Adams criticizes his
college experience in an oddly
complimentary way: "Harvard
College, as far as it educated at all,
was a mild and liberal school which
sent young men into the world with
all they needed to make respectable
citizens, and something of what
they wanted to make useful men."
I take comfort from Adam's
observation because it implicitly
recognizes that colleges can never
expect to satisfy demands for fully
educating our leaders. Of course
we should strive to emphasize usefulness over respectability wherever
possible. Ultimately, however, the
liberal arts offers an appreciation of
how much there is to know in life
and the desire and means for beginning the quest. It offers insights
into how persons of consequence,
like Adams himself, lived their lives
and it encourages others to follow
in their path.
This article is taken from a longer
paper delivered by Paul Verkuil,
president and CEO of AAA and former
president of William and Mary, to the
Corporate Council on the Liberal Arts.

Henry Adams spent much of his
life berating the backward-looking
education he received at Harvard
College. In the 19th century as
today, Adams saw technology overtaking established thought. He was
pa ge s ix

L ET T E R S fr om Sant a Fe

I make free

men out of

children

by means

of books

anda

balance.

Taken from the
St. John's College Seal

S p r in g 1993

�CREATIVITY. THE CLASSICS
AND THE CORPORATION

by
Nannerl 0. Keohane

Are liberal arts colleges and
universities these days deluding
ourselves and our students, their
parents and their employers, about
how well our graduates are prepared
for what they do when they leave
our ivy halls?
We think not. In fact, we are
convinced, now more than ever,
that a liberal arts education is the
best possible preparation for the
leaders of the future, including the
entrepreneurs and corporate CEOs
as well as the scientists and the
lawyers, the artists and the politicians. How do we support this
claim?

an employer. We offer time and
space for thinking, for discussion,
for roaming through the ages and
across the world on voyages of
discovery .
As Alice Freeman Palmer,
President of Wellesley said in 1897:
"We go to college to know, assured
that knowledge is sweet and powerful,
that a good education emancipates the
mind and makes us citizens of the
world."
Such stock elements in our
social rhetoric, however bracing
such rhetoric may be, are not however likely to convince the pragmatist
who asks us what is the use of it all.
To answer such challenges, to
convince the skeptical parent or
employer of the worth of what we
do, we must show how a liberal arts
education makes a difference in

will evolve and alter overnight. It
will be more and more a world
shaped by human handiwork and
accessible to technological restructuring. Today we have, compared
with even a few years ago, a vastly
increased capacity to transform the
features of the globe, to touch the
universe. Our tools of measurement and memory and control are
powerful beyond the imagination
of our predecessors, and extended
every moment.
In such a world, the ability to
participate with some degree of
comprehension, and even more to
share in shaping the continuing flux
and change, will depend on knowledge of general principles, on habits,
on analysis, and on suppleness of
mind . Liberal learning gives one
the critical capacity for distance, for

one' s ability to work effectivelyand more than work, to manage
and to change-in the world of the
future.
Among the few things we can
safely say about our future is that it
will be a time of accelerating flux
and change. The world our children
will inhabit is virtually certain to be
a world in which skills and instruments and ways of doing things

assessment, for stepping back and
making judgments, for comparing
what one sees before one with
things of other times and places, for
getting a perspective on the world.
These are crucial attributes for anyone
who sets out to master new complex
phenomena, to ma ke lasting and
productive changes.
In the world that we can forecast
for our children, anyone who lacks

LE TT E RS fro m Sa nt a F e

page seve n

THE VALUE OF LIBERAL LEARNING

I would begin by arguing that a
good liberal arts education is not a
dress rehearsal for anything: it is
reality, a re ality that involves
maturing intellectually and personally, developing crucial skills. The
real world lives in our libraries
and laboratories and dormitories,
as real a world as any we know.
The virtue of the ivory tower
metaphor, of course, is that it does
convey something precious (in the
non-derogatory mean ing of that
word) in what we are all about. We
do offer some shelter from the
relentless pressures of making an
immediate livelihood and responding
to the requirements of a profession or
Sp rin g 19 93

�such broad-based training, who is
narrowly educated in specific
technical skills of any kind, will
become obsolescent almost
overnight.
Any immediate
advantage that such a graduate will
have in fitting into a new job will
shortly be wiped out-and then forever lost-against the adaptive
skills of someone who has been
taught how to learn, where to go for
answers, how to judge the answers
that are given, and how to understand and communicate ideas.
This is our tremendous utilitarian
advantage over any trade school,
any narrow professional or preprofessional education: We teach
people how to learn, and thus
ensure them against the fate of
obsolescence. Their future employers
will not have to spend good time
and money in perpetually retraining
them as skills change, nor will they
be so likely to be out of a job
because the world has passed them
by.
Liberal learning delights in
equipping students for an array of
possible futures, for the individual
and for society. In doing so, a liberal
education makes several futures
possible, and gives liberally educated
people an edge in determining
which of those futures will come to
be.

One of my favorite responses to
this question hinges on the double
meaning of the phrase itself: a liberal
education. On the one h and, a
liberal education was designed for
free persons, not slaves or helotspeople (originally, of course, men)
of free birth who were expected to
have some responsibilities of public

service and some standing within
their communities. In order to
prepare such people well to lead
such lives, a liberal education was
required to instill in them the core
values of their society, rooting them
in history and culture, to make sure
they understood and respected
ancient truths and carried on worthy
traditions.
The second meaning of a liberal
education, however, stands diametrically opposed to this: the liberation of the mind, freeing the student
from unexamined assumptions,
opening horizons from narrow
parochialism onto the wide, wide
world. In order to accomplish this
second part of its purpose, liberal
learning needs to reward quite
different habits of mind from those
promoted by the first: a tolerance
for ambiguity and complexity, an
ability to be at ease with suspended
judgment when closure would be
premature.
When liberal learning works as
it is intended to work, these two
diametrically opposed meanings
move in, against and through each
other in a true dialectic- a dialogue,
a synthesis, a play between opposites
to capture the best of both in a truer
whole. The juxtaposition of familiarity with the classics of the human
mind, with a penchant for creativity
and critical originality, creates the
distinctive strength of a liberal
education.
The good teacher imparts both
a respect for the given, for the reasons
for what is, and also a healthy skepticism a nd habit of continuing
inquiry. The former is at least as
difficult as the latter, for simply
parroting old truths is not liberal
learning; the student must be inside
those truths, must take them on,
adapt them, make them his own.

pag e e i g ht

LETT E R S from Sa nta F e

WHAT IS DISTINCTIVE ABOUT
WHAT WE DO?

In a community devoted to liberal
learning, in the interplay of teacher
and student, in the mind of every
scholar, there should be a fruitful
tension of positive and negative: a
respect for the ceremonies, a willingness to follow rituals and fall in
line with tradition-but also a
questioning and questing spirit that
never lets itself become wholly
absorbed in anything that is.
Nannerl Keohane, newly appointed
president of Duke University, delivered a
longer version of this article at a conference "Corporations at Risk: Liberal
Learning and Private Enterprise."

. . . A LIBERAL
EDUCATION MAKES
SEVERAL FUTURES
POSSIBLE, AND GIVES
LIBERALLY EDUCATED
PEOPLE AN EDGE IN
DETERMINING WHICH
OF THOSE FUTURES
WILL COME TO BE.

Spr in g 199 3

�LIBERAL EDUCATION :
PREPARING TOMORROW'S
BUSINESS EXECUTIVES

by
Peter A. Benoliel

Plain and simple, a liberal
education, is the optimal vehicle in
undergraduate years for preparing
for a business management career.
I speak not as an academician but
rather as a practicing executive who
contends daily with the many-faceted
challenges of business, utilizing many
of the techniques and disciplines
taught in business schools.
The latter remark introduces a
concept which I think we continue
to lose sight of in assessing the role
of educational institutions, namely,
the distinction between education
and training. It appears to me that
the great bulk of what is today
called education is really training,
whether it be in specific professional
disciplines such as engineering,
medicine and the law, or in more
prosaic but no less necessary vocational training.
In no way do I wish to demean
or minimize the importance of
training or the role of educational
institutions in providing it. My
immediate point is that the majority
of our students complete their
undergraduate years under the
misconception of being educated,
when in reality they are undergoing
sophisticated training. This brings
me to my central point, which is
that the undergraduate years of a
Spring 1993

student, especially if that student
wishes a career in business management, would most profitably be
spent not in taking business courses
leading to a degree but rather in
undergoing a liberal educational
experience.
It then becomes incumbent
upon me not only to define what I
mean by a liberal education but to
enumerate those qualities, characteristics and skills that may be
necessary for a fulfilling career in
business management. I must further
make a distinction between those
characteristics which for the most
part are innate and those which are
acquired. Understand, please, that
in describing characteristics, I am
thinking of those individuals who
will rise above middle management
into levels of top responsibility.

Necessary Innate Characteristics
1. High degree of intelligenceintellectual curiosity
2. Creativity
3. Goal orientation
4. High energy-drive
5. Leadership capabilitiesinter-personal skills.
Acquired Characteristics
1. Problem solving-analytical
skills
2. Synthesis capabilities-ability to
relate seemingly disparate factors into a meaningful whole
3. Perspective-ability to maintain a balanced consideration of
factors-an overview
4. Critical judgment-in part, a
synthesis of the three preceding
characteristics
5. Specific skills acquired through
on-the-job training supplemented
by formalized modes of
instruction, including school
courses, seminars, reading:
LETTERS from Santa Fe

... THE MAJORITY
OF OUR STUDENTS
COMPLETE THEIR
UNDERGRADUATE
YEARS UNDER THE
MISCONCEPTION
OF BEING EDUCATED,
WHEN IN REALITY
THEY ARE UNDERGOING
SOPHISTICATED
TRAINING.

page nine

�The above is not an all-inclusive
list, and there are areas where no
sharp distinction can be made
between those characteristics
acquired and those innate. Further,
it may legitimately be doubted
whether the specific skills I have
enumerated can be acquired on the
basis suggested. I differ, and will
endeavor to explain why by submitting my concept of a liberal education.
My ideal student would have
exposure to the natural sciences,
engineering, and/ or mathematics,
with in-depth study in some specific
area. This should comprise at least
25 percent of a student's undergraduate activity. Such a student
should also have an introductory
exposure to the social sciences, and
this area of activity might occupy as
much as fifteen percent of his time.
The balance, and certainly no less
than half of the student's activity,
should be in the humanistic studies,
with in-depth involvement in at
least one area. I recognize that in
any such educational process there
are certain elements of training as
distinct from education. In my
experien ce, these can be minimal,
a nd the emphasis should be on a
Socratic, dialectical approach.
Hopefully, it is not necessary to
paint the picture in full to see that
such an educational experience is
almost precisely designed to develop
more fully the innate characteristics
I previously cited as needful for a
manager, as well as enabling that

individual to acquire the aforementioned skills of analysis, synthesis,
perception and critical judgment.
To put it another way, I strongly
contend that such a program,
designed as it is to expose a person to
the achievements--scientific, technical, political, social, philosophical
and artistic-of great minds past
and present, will nurture the heart
and mind of the student, so as to
incite to fever pitch his curiosity,
increase his ability to assimilate
new ideas and skills, nurture and
sensitize his spiritual, moral and aesthetic sensibilities, and promote the
self-generation of perspective and
overview. In short, develop the
critical and analytical faculties
without dulling that individual's
vision.
Now it may be fairly asked
how, in fact, such a n individual
with no specific skills is able to
enter the job market. I would submit
that, at entry level, any management or professional position (the
law and medicine excepted)
requires very little in the way of
skills that such an individual would
not have or could not readily acquire.
I speak of positions ordinarily filled
by newly g r a duated engineers,
scientists and holders of degrees in
business. An honest appraisal of
starting positions would show that
they demand very little in the way
of technical knowledge that the
individual would not already possess
or could not acquire on the job,
supplemented by study.
I contend that merely to train an
individual as a mechanical engineer,
as a ch em ist, o r in business is to
unnecessarily narrow his vision, and
possibly deny him broader horizons.
All this does have clear implications regarding current attitudes of
the academic world and of business. I

L E T TE R S f r o m Sant a Fe

S p rin g 19 93

Technical-Engineering,
Scientific
Financial
Legal
Marketing
ManufacturingProduction
Behavioral Sciences

I CONTEND THAT
MERELY TO TRAIN
AN INDIVIDUAL AS A
MECHANICAL ENGINEER,
AS A CHEMIST, OR
IN BUSINESS IS TO
UNNECESSARILY
NARROW HIS VISION,
AND POSS/BLY DENY
HIM BROADER
HORIZONS.

pa ge t e n

�suggest consideration of the following
ideas strongly implied by my views:
1. The undergraduate degree
in business should be eliminated. It is
not necessary and has little relevance
to the individual's intellectual and
spiritual development, let alone
what he or she will encounter in the
business world. This does not mean
that individual courses in finance,

accounting, marketing and distribution
should not be retained for individuals
to take as electives, although my
personal predilection is to avoid such
courses in undergraduate years. This
kind of material is easily assimilated
later by a well-trained mind.
2. More extensive use should
be made of cooperative programs
which enable the student to leave
the academic world for specific
activities, work or research in the
"real world." There need not always
be a specific relationship between a
student's academic program and his
"co-op project."

In other words, I am suggesting
that no one be admitted to business
school fresh out of college.
4. Greater use should be
made by the world of business and
industry of graduate business
schools by allowing managers to
take sabbaticals of one month to a
year for attending graduate business
courses.
5. Business and
industry should not
require that an
individual have a
degree in a specific
skill in order to gain
entry into a position. It should be a
relatively simple
matter, through testing and interviewing, to ascertain an
individual's capabilities to adequately
perform job entry positions.
Adequate provision should be
made by business to enable individuals to supplement their on-the-job
training with specific courses in
specific disciplines.
6. Business and industry is missing a valuable resource by requiring
that all people have college degrees
before being given consideration
for management positions. There
was a time when a college degree
was not a requisite. Now, it has
become tantamount to working
papers. This is unfortunate.
Individuals with energy, ambition
and intellectual capabilities can and
should be given all possible opportunities.

about the first three suggestions.
The latter three carry with them
many practical problems, not the
least of which revolve around the
resources of smaller companies,
many of which do not have the
managerial depth and financial
capabilities to support the kind of
programs suggested.
There has been a marked tendency among our brightest students
to pursue careers in law, government
and scientific research in preference to
business management. In many
cases, they do so with a mistaken
view that business does not serve the
noble purposes embodied in other
callings. It is not the purpose of this
paper to refute such a contentionexcept to suggest that well-managed business enterprises are crucial
to the nation's and indeed the
world's social, economic and political
viability, and I say this in terms of
the quality of human existence.
In today's world of international
trade and the growing activities of
the multinational enterprise, talented
and committed business leaders are
in increasing demand. How best to
develop them? Robert Goheen,
former president of Princeton
University, once remarked, "The
true basis of a liberal education is its
power to nourish a mind-its ability
both to enliven and enlarge a man's
conscious jurisdiction. It seems to
draw out our potential for awareness,
for rational understanding, and thus
to extend our capacities for beneficent service, for responsible action,
wherever we happen to find our
chosen work."

3. The principal form of academic training for business should
be the graduate M.B.A. programs
offered by many institutions. I
would submit that more relevant
use of M.B.A. programs would be
made by individuals who have had
at least two year's experience in the
business world.

I realize the above suggestions
may be greeted with a great deal of
justifiable skepticism. I wish to
emphasize that I am quite serious

Peter A. Benoliel is chairman and
CEO of Quaker Chemical Corporation
and former member of the St. John's
College Board.

Spring 1993

LETTERS from Santa Fe

page eleven

�AN ORAL EXAM FOR THE

Soon those new college graduates who have not yet found
employment will be knocking on
corporate doors asking for jobs.
The business world will affirm and
reaffirm its belief in liberal education, and then rush to hire graduates
with business degrees. The liberal
arts graduate will try to convince
his future employer that, h aving
studied philosophy or literature or
sociology or a bit of math, he can do
everything, or at least something.
Perhaps a little honesty on both
sides would help.
Though a liberal education may
b e o f in estim a ble benefit to the
indiv idual, its immediate social
utility is not readily apparent-a
doctor is not a better doctor
because he has read Homer in the
original Greek. Such an education
may well contribute to an individual's
personal edification during his
p rofessional life-but that's really
beside the point to the employment
officer looking at the recent graduate
on the other side of the d esk.
Sensing that it has a hard case
to make in the face of the natural
skepticism of the business community,
liberal education has come up with
some ready, but shaky, responses.
The first involves "skills."
"N o, o u r graduates have n o t
studied accounting or business law
or marke ting, but they have high

intelligence and have developed
truly useful skills, skills of thinking,
speaking, communicating. Their
combination of brains and skills
makes them fast learners and
universally helpful." This isn't a
totally useless argument, but the
business community usually needs
more than skills. It needs employees
with "content" as well. And business
and technical programs have been
able to attract increasingly impressive
students over the years ; their
graduates have native ability, skills
and useful knowledge.
The second line of defense for
liberal arts g radua tes is to argue
that what they know is useful, even
if not technical. That knowledge of
literature and English, of philosophy
and his tory, of mathematics a nd
science gives their minds a kind of
furnishing that h as social and
economic utility if properly directed.
Through reading and study, the
liberally educated candidate may
actually know more than others
about human nature, its limits, and
the achievements of men and their
failures. He or she may best be able
to grow on the job, to adjust to
changes, write more powerfully,
see problems and propose solutions
more cogently, work independently
and not fear to explore the limits of
technical expertise.
These kinds of things one can
learn from studying history, literature or philosophy. It is no surprise
tha t the t op executives of the
nation's best companies have been,
far more often than not, educated
in the liberal arts, n ot a technical
field.
But caution is in order. If w hat
the liberal arts gradu ate studied
under the guise of a liberal education
was nothing more than the latest of
fashionable attacks o n Western

LETTE R S fr o m Sa n ta Fe

Sp rin g 1993

NEW LIBERAL ARTS
GRADUATE

by
John Agresto

THOUGH A LIBERAL
EDUCATION MAY BE
OF INESTIMABLE
BENEFIT TO THE
INDIVIDUAL, ITS
IMMEDIATE SOCIAL
UTILITY IS NOT
READILY APPARENTA DOCTOR IS NOT
A BETTER DOCTOR
BECAUSE HE HAS
READ HOMER IN
THE ORIGINAL GREEK.

pa ge t we l ve

�•

civilization, or if his philosophy
and literature courses did not teach
him to learn from the world's great
thinkers and writers but, rather, to
play theoretical games, treating all
ideas as "culture-bound" or expressions of authorial prejudices, or if
he was taught that all history is
really the history of oppression and
oppressed groups, then you probably
have before you a person who
knows less than the most narrowly
focused business-school graduate.
So much academic garbage passes
itself off as liberal education these
days that all of us have to be careful.
So, what should you ask before
hiring a liberal arts graduate?
Here's a list:
•Can you write clearly and
persuasively? Can I know exactly
what's on your mind through the
medium of a piece of paper and will I
take it seriously?
•Have you worked in the business
world? I would not put graduates
with business-related courses
above the ones who worked for a
business in the summer. Interest
verified by experience is 10 times
better than a course in accounting
and 50 times better than a course
on "The Image of the Businessman
in Modern Drama."
• Can you work cooperatively?
Since a good part of liberal education
is very introspective and solitaryand cooperative work on exams
and term papers is usually, rightly,
frowned on- look for some evidence
of sociability. Did the applicant, for
example, go through four years
taking notes in large lecture classes
or did he put himself into the give
and take of conversation in small
seminar classes? And, though
independence is hardly a vice,
make sure the person knows that
working for someone, not just with

someone, is expected every day.
This is sometimes a hard lesson for
liberal arts graduates to learn.
• What do you think about this job
as a career? The last thing you need
is a graduate whose philosophy has
taught him that he is noble and
businessmen are corrupt. If the
graduate has been indoctrinated
with the notion that the world of
business and industry is a species
of ugly materialism, vulgar commercialism or the work of social
elements only one step above the
criminal class, he is of no use. Let
him stay in the academy.
• What did you study and what did
you learn? Not all liberal education
is great or even good. Did the candidate before you study broadly
and widely in major fields covering
important topics or was he narrowly
trained? A course on rape and
rebellion in contemporary poetry is
no substitute for a course on Dante
or a seminar in calculus. Did he
read books? Good books? Did he
take these books seriously? Do not
be afraid to ask these questions!
Finally, see if the applicant's
education had an effect on his character. Did four years of college
make him thoughtful, inquisitive,
brave and serious?
Or just
haughty, pedantic, smug and vain?
Pursue these questions, for they
not only will make businesses happier
but might even do something to
improve liberal education in this
country.

S prin g 1 99 3

L ET T E R S f r o m S a nt a F e

NOT ALL LIBERAL
EDUCATION IS GREAT
OR EVEN GOOD. . . A
COURSE ON RAPE
AND REBELLION IN
CONTEMPORARY
POETRY IS NO
SUBSTITUTE FOR
A COURSE ON DANTE
OR A SEMINAR IN
CALCULUS.

This article originally appeared in
the Wall Street Journal, April 23, 1991.

page th i rt ee n

�JUST SAY NO TO COLLEGE
by
Aram Bakshlan, Jr.

From ele mentary school
onward, I had always learned more
from independent reading and
conversation than from the standard
gruel dispensed in class, taking to
heart the Shakespearean admonition
that
No profit grows where is no pleasure

·~
I

ANTICIPATING NANCY
REAGAN BY TWENTY
YEARS, I "JUST SAID NO "
-

IN MY CASE, TO THAT
MOST MINO-BENDING

OF HALLUCINOGENS, A
SECOND-RATE LIBERAL
ARTS DEGREE.

pa ge f o urt ee n

Few things in life are worth
standing in line for, especially on a
sweltering summe r d ay in
Washington, D. C. Higher education
certainly didn't seem like one of
them in September of 1963, when,
overcome by the dinginess of
George Washington University 's
d owntown campus, and the industrial-s treng th effluv ium issuing
from long queues of nervous,
sweaty registering fre s hme n , I
made what may well have been the
d efining choice of m y life.
A n ticipa ting N a ncy Reagan b y
twen ty years, I "just said no"- in
my case, to that most mind-bending
of hallucinogens, a second-rate liberal arts degree. It meant chucking
a ge n e r o u s ly ap p o rtio n e d yet
u n appetizin g acad emic sch ola rship, but my mind was mad e up:
rather th an go to college, I would
get an education.
More immediately, I decided to
abandon campus and walk a few
blocks to the old Circle Theatre on
Pennsylvania Avenue. By h appy
chance, Lucino Visconti's exquisite
film a d a p ta tion of G iuseppe di
Lampedusa's The Leopard was playing and the erratic air conditioning
system was working that afternoon;
two a u s p iciou s om ens in a row
convinced me that I had made the
righ t decision. As I watch ed th e
world-weary patrician hero turning
h is b ack o n the g ilded s h a m of
risorgimento Italy, I felt a smug
kinship, excusable, perhaps, for one
still in his teens.

a nd a greeing w ith Sydne y
Smith (to the aggravation of numerable famil y members over the
years) that there is "no furniture so
charming as books." So much so
that, from junior high school onward,
I regularly played hooky to visit the
vast, dusty secondhand bookstores
that still dotted the Washington
landscape in the 1950s and 1960s.
Nearly all of them, Lowdermilk's,
Pearlman's, Estate, Savile, and Park
Books, are gone now.
Tod ay's book fanciers, usually
forced to choose between ov erpriced antiqua rian dealers and
chain retailers limited to standard
current titles, w ould be amazed at
how far-and wide-a few dollars
could go in those literary old curiosity
shops. Nicely bound broken sets of
the collected works of Volta ire
could be bought for all of seventyfi ve cents a volume and Hom er,
Plato, Thu cyd id es, Xen ophon, Le
Sage, Cla rendon , Cervan tes,
M arcu s
Aurelius,
G ibbon ,
M acaulay , Carly le, Thackeray,
Dickens, Sterne, Smollett, Daudet,
de Maupassant, Surtees, Suetonius,
Sherid an, Aristophanes, Chau cer,
Emerson, Parkman, Pascal, Moliere,
Madame de Sevign e, Saint-Simon,
P e pys, Pope, Joh n son, Bos well,
Monta ign e, Dry den, Goldsm ith,
Goethe, Byron, Tennyson, Kipling,
de Ligne, Luther, and Dante, not to
mention more recent a nd rou tine
titles, could b e h ad for a son g,

L ET TE R S f r o m S a nta Fe

Sp r ing 19 93

ta'en ; In brief, sir, study what you most
affect ....

�sometimes in morocco or calf.
"Good as it is to inherit a
library, it is better to collect one."
wrote Augustine Birrell, and at that
time, even a newspaper carrier
turned copyboy like myself could
afford to start. The very act of
working to pay for each volume
seemed to quicken one's appetite
for reading it, a principle that
probably applies to students who
have to work for their tuition.
Serving as a copyboy, first at the
(now-defunct) National Observer
and then at the (now-unrecognizable) U.S. News &amp; World Report, also
meant access to good reference
libraries and interesting conversation
with the less stuffy writers and
editors. One of the earliest pleasures
of my own writing career came
when, a few years after I had left
the National Observer, I appeared in
its pages as a book critic and was
able to renew earlier acquaintances
on a more equal footing.
Reading, writing, and intelligent
discussion are the keys to a good
liberal arts education in academia; I
simply sought, and was lucky
enough to find, the same essentials
in the outside world without being
subjected to the nuisance of gym,
the irrelevance of Geology I, and
the forced purchase of dozens of
badly written textbooks, as expensive
as they were worthless.
This is not to say that I owe
nothing to formal education.
Several inspiring elementary and
secondary school teachers tolerated
my maverick streak and encouraged
my interests in history and literature.
As a day student at a cozy if somewhat down-at-the heels little academy
called Woodward Prep, I even
learned the elements of real, as
opposed to apparent, political
power: Control communications

and law enforcement and it doesn't
matter who is president.
Editing the school newspaper
and literary supplement and
commanding the hall monitors
meant real power and real rewards:
Extensive writing on the topics of
one's choosing, more free time and
fewer scheduled classes, and the
ability to slip out for an illicit beer (I
was tall for my age) with the connivance of one's subordinate hall
monitors.
At the same time, a curriculum
that still included Latin meant an
early grounding in the fundamental
structure of languages that would
make later acquisition of rudimentary
French and German easier. How
Latin came to be dropped by some
high schools as "irrelevant" baffles
me to this day; it is the most practical subject many secondary school
students will ever study. Given a
little Latin, years later you will be
able to get the gist of street signs,
simple news clips, and broadcasts
in Spanish, Italian, Portuguese, and,
in a pinch, even Romanian.
Unlike the author of a recent
bestseller, I do not claim that everything I needed to know I had
already learned in kindergarten.
But I can honestly say that everything I needed to learn-in school,
that is-I knew by the twelfth
grade. While my own curiosity
deserves some of the credit, so
does a motley but worthy crew of
teachers, not one of whom was an
education major.
They included a deaf, dentured
retired colonel, Merritt Booth, who
taught algebra and geometry with
the logic and precision they
deserved; a dedicated young
English teacher named Bill Gaull
who, while working his way
through law school, took the trouble

Spring 1993

LETTERS from Santa Fe

to encourage bright students to
read non-syllabus authors like
Fielding and Tolstoy; a one-legged
Seventh Day Adventist history
master named Donald F. Haynes
who, although somewhere to the
right of the John Birch Society,
graded fairly and taught passionately; and a wonderful 76-year-old
chemistry teacher, "Doc" Valaer,
whose enthusiasm for his subject
was such that, although a teetotaler,
he had written a book entitled
Wines of the World, painstakingly
analyzing their chemical compositions without tasting any of them.
My graduate and post-graduate
teachers, while more famous, have
all been untenured and unofficial:
editors, authors, politicians, journalists, artists, and a widening circle of
interesting friends.
The odds are that I would have
missed out on most of these opportunities if I had kept my scholarship
and followed the off-trodden rut of
academia, where as early an observer
as William Penn remarked that
"much reading is an oppression of
the mind, and extinguishes the natural
candle, which is the reason of so
many useless scholars in the
world." At the very worst, I might
have ended up as a tenured, politically correct hack.
Fortunately, all I had to do was
just say no.

From The American Spectator,
September, 1991.

pa ge fift e en

�PROFILE
St. John's College:

An independent, non-sectarian, four-year liberal arts college.
Founded:

Established in 1696 in Annapolis, Maryland, as King William's School and chartered in 1784 as St. John's College.
Great Books Program adopted 1937. Second campus in Santa Fe opened in 1964.
Curriculum:

An integrated, four-year, all-required liberal arts and science program based on reading and discussing, in loosely
chronological order, the great books of Western civilization. The program requires four years of foreign language,
four years of mathematics, three years of laboratory science, and one year of music.
Approach:

Tutorials, laboratories, and seminars requiring intense participation replace more traditional lectures. Classes are
very small.
Student/Faculty ratio is 8:1.
Degrees Granted:

Bachelor of Arts in Liberal Arts. Master of Arts in Liberal Studies.
Student Body:

Enrollment is limited to about 400 students on each campus. Current freshman class made up of 55% men and 45%
women, from 30 states and several foreign countries. Sixty-five percent receive financial aid. Students may transfer
between the Santa Fe and Annapolis campuses.
Alumni Careers:

Education - 21 %, Business - 20%, Law - 10%, Visual and Performing Arts - 9%, Medicine - 7%, Science and
Engineering - 7%, Computer Science - 6%, Writing and Publishing - 5%.
Graduate Institute:

The Graduate Institute in Liberal Education is an interdisciplinary master's degree program based on the same
principles as the undergraduate program. Offered on both campuses year-round. Readers of the newsletter may be
especially interested in applying for our summer session. For more information please contact the Graduate Institute
in Santa Fe (505) 982-3691 ext. 249 or in Annapolis (301) 263 - 2371.
LETTERS from Santa Fe
St. John's College
1160 Camino Cruz Blanca
Santa Fe, New Mexico 87501-4599
ADDRESS CORRECTION REQUESTED

U.S. Postage
PAID
Non-Profit
Organization
Permit No. 231
Santa Fe, NM

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