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                    <text>What does music mean? Examples from Bach, theory from Kant
Matthew Caswell

Is music about anything? Can music represent anything at all? That is, can it mean
something besides itself?
Much of our music may seem to bear meaning unproblematically, since it consists of
sung lyrics. Indeed, the association of musical tones with speech is primeval and enduring:
the oldest poems and prayers were at the same time songs, we are told. But if music as
music can represent, it doesn't do so in the manner of its ancient companion, speech. Like
musical tones, words are sounds, but these sounds are taken by us as tokens of concepts,
universals which we put to use in judgment, predicating the concepts of one another. There
has been great controversy across the ages over how exactly strings of words in a sentence
manage to mean something, but no one doubts that words have meaning. (It would be difficult
to articulate such a doubt to yourself, or to anyone else, for obvious reasons.)
We are less sure about tones. Since music is not a language of signs, it cannot be
translated or decoded into prose in a way that carries over its power as music. At the same
time, many of us would resist the claim that music is meaningless. Beethoven inscribed on his
Missa Solemnis: "from the heart, may it reach other hearts." The composer wasn't merely a
deft technician able to incite feelings in others; he took himself to be a thinker- that is,
someone with a communicable inner life. What is in our hearts as we make music, and what
do our hearts receive upon listening? In order to begin to answer these questions, we will first
survey three of the ways music can be thought to mean, or to represent, using as our
sourcebook of examples Bach's St Matthew Passion. In the second part of the lecture, we
will turn to the account of the meaning of beautiful art offered by Immanuel Kant, perhaps the
greatest modern theorist of the beautiful. As we shall see, Kant's deep metaphysics of
representation may be especially well-suited to making sense of the beautiful representations
of music. 1

1 Kant is thought not to have been a music-lover. Nevertheless, his brief remarks on music in the Critique of
Judgement are insightful. He argues that music is only beautiful in so far as it pleases through our reflection

1

�I.

BACH

At least three different species of musical representing can be found in the Passion. In
many of the oratorio's passages, combinations of these categories are mixed and blurred; our
analysis will to some extent abstract from this highly multifarious character of Bach's work.
Furthermore, our examples will all be taken from the recitative portions of the work, Bach's
setting of the scripture text. The recitatives, while ornate and dense with musical invention,
involve less complicated poetic and musical structures than do the song-like arias, chorales,
and choral numbers, making our task of analysis and organization a bit easier.

Type 1: Sound Imitation

Perhaps the simplest way for a musical sound to point beyond itself is by resembling
some other sound from the wider world. Think here of a timpani rolling in imitation of thunder,
or of a bassoon muttering in imitation of your grandfather's voice. Like a portrait of a friend is,
among other things, a likeness of our friend, the timpani roll sounds something like thunder,
and can therefore represent as a stand-in. This is the model of representation scrutinized by
Socrates in Book 10 of the Republic: representation here stands to thing represented as
image to original. Obviously, the objects artificially imitated by sound can only be things that
are already audible.
Let's first listen to a brief recitative passage, and then focus on an instance of sound
imitation within it. The Gospel text, recounting the disciple Peter's betrayal of Christ, in
English, is as follows:
on its "forms"; that is, melody, harmony, and even tone itself for Kant are not mere sensations but structured
objects of reflection. Even his critique of music's essential intrusiveness, and thus lack of "urbanity" (he
compares the inescapable spread of sound to the spread of an odor) is perceptive. Artists like Bach were
surely aware that much of their power lay in the audience's inability to "turn [its] eyes away" (KU, 330).

2

�And Peter remembered the words of Jesus to him, "Before the rooster crows, you will deny
Me three times." And he went out and wept bitterly. (Passion, §46, measures 5-12)

Now take a look at a moment about a quarter of the way through that selection- it's the
first example on your handout. In the second measure, the Evangelist hops through an
arpeggiated triad on the word "kraehen" or "crow", the sound of his voice recalling the sound
of a rooster's crow.

[see example #1, handout: §46, measures 7-8]

Directly mimetic moments like these are rare in the Passion. The tones, whose native tongue
is melody, are here compelled to play the part of mere noise. Though they point to something
by reminding us of it, they seem to mean little; they are not a language giving utterance, but
an auditory reminder. There is also something humorous in these moments: it is the comedy
of Bach's noble tones momentarily throwing on the low dress of inhuman, unspiritual sound.
One of the most charming things about this technique is that the dress can be thrown off as
easily and as quickly as it is put on.
At the same time, it should be noted that this imitative dress is still music's own. We
are not fooled into thinking a rooster has snuck into the church; Bach has pointed to the
animal's call from well within his musical world. After all, the sound here hear is a dominant
triad, and real roosters don't sing chords. 2 The tonal material of this imitation thematizes its
artful distance from its referent, ensuring that it is heard as an imitation. 3
I also will note here that there are more complicated and richer uses of sound imitation
in the Passion, but because they are not merely imitative, I'll return to their investigation a bit
later.

cf Kant's discussion of bird-song, and its imitation: KU, 302.
Any other sound imitations in the Passion? See the alto aria "Buss und Reu": "die Tropfen meiner Zaehren"
[the drops of my tears] are accompanied by a drip-dropping in the flutes (Passion, §1 0, measure 70).

2
3

3

�Type 2: Tone-painting

Can music point to anything besides other sounds? Consider the following recitative
section from earlier in the Passion. The Gospel text is as follows:

"And they sang the hymn and went out to the Mount of Olives. Then Jesus said to them: All of
you will be made to fail me in the course of this night. For its is written: I will strike the
shepherd, and the flock of sheep will be scattered. But after my resurrection, I will lead the
way for you into Galilee." (Passion, §20)

In the first verse of this passage we find a second species of musical representation. This is
the second example on the hand-out. Just as the disciples' motion up the mountain will be
narrated in the text, the cello accompaniment steps up the degrees of the scale, marked
staccato, through an octave.

[see example #2, handout: Passion, §20, measures 1-3]

The term of art for this technique is "tone-painting,"- there are in fact several of them in this
section- and they each involve a deceptively simple analogy. For the tones do not actually
"rise" in space. Perhaps because we feel the so-called "higher" tones more in our head, and
the "lower" in our chests, we associate the change in pitch with the up-down direction. More
fundamentally, tones in a melody constitute a heard order, and so are strongly analogous to a
set of discrete "places" or topoi to which one might move. This fact underlies the analogical
sense of our talk of musical "steps": because the scale, a determinate set of discrete pitches
in order, is already implied by the melodic or harmonic context, we hear the "rising" sequence
here not simply as a change in position, but as a step-by-step motion from one place to
another, without skipping any places along the way. Moreover, since tones recapitulate their
melodic function at the octave- as when men and women sing a tune together, they sing
exactly an octave apart- , we hear that our steps have taken us as far as we can possibly go-"all the way" to top of the mountain, so to speak. 4
There are in fact two 'arrivals' at the summit here: first the accompaniment leads us from C# to the C# in
the voice on the downbeat of the next measure, then the voice extends the climb to A, the root of the
dominant seventh chord pointing to a resolution in D. Together, both climbs make up a harmonic "?-station",
4

4

�This sort of tone-painting is knowing and witty. While the sound imitation of the
rooster's crow made use of an auditory resemblance, the tone-painting does not resemble,
but analogizes. We notice the analogy between the tonal motion and the locomotion noted in
the text, and smile at Bach's artistry in coordinating the two. One could imagine an entire
Passion oratorio composed this way, with the text continually illuminated or decorated with
musical analogies of the action. This would be an amusing, arch, and civilized work, but would
suggest that music's representational power is of a decidedly second-order nature. For the
musical "ascent" here tells us no more than the text already does on its own: its delight is in
the artistry-the cleverness, I want to say-- used in contriving the analogy. Indeed, like
musical sound imitation, tone painting is always heard as artifice. To take the melodic ascent
as a representation, one must intellectually connect the two sides of the analogy, which are in
themselves alien to each other. 5

Type 3: Musical ideas

What about this passage, a few moments later in the Passion? Jesus is speaking to
his disciples at Gethsemene, and says to them "sit you here, I will go go there and pray." This
is the third example.

[see example #3, handout: Passion, §24, measures 4-6]

Bach has Jesus stretch out the word "bete"-- "pray", as the strings execute a beautiful
cadence in the accompaniment. Is this measure of music a representation?
Let's take a closer look at the music. The first three syllables of Jesus' address spell

or "return" passage.
5 Tone painting typically makes use of the sort of spatial analogies music is ripe for, and therefore
often (I suspect always) involves a musical analogue of locomotion. These analogies are aided by the
conventions of the graphics of score-writing: when you look at the score for the above passage, you see the
signs for the tones arranged up an incline. Or look at the tone painting from a moment later, where Jesus
speaks of the scattering of the flock (§20, measures 8-1 0). We know that Bach did in fact devote special
attention to the appearance of the St. Matthew Passion score. The fact that this visual duplication of the
analogy is really only available to the musical insider with score in hand underscores tone-painting's
cleverness and humor.

5

�out a triad in B-flat, with a deep B-flat chord held in the strings. But as he lands on his fourth
syllable, "hier", the strings add an A-flat to this same triad, generating a mild dissonance, and
leaning unmistakably forward towards the next chord. The strings then resolve the
dissonance, drawing out a long, rich, major triad on E-flat, into which Jesus begins to speak
the word for prayer. 6 He leans through a dissonant F on the downbeat of the measure, and
then holds an E-flat through the first syllable, resting in the tonal home or center of this
passage. The accompaniment here begins to cycle through a series of chords, each casting a
different light on and around that same E-flat. Jesus' bass voice allows his words to be set in
the middle of the pitch-range of the accompanying strings. He is thus surrounded by the
chords which seem fo emanate from him. This effect is often called Jesus' "halo" of strings.
The effect through the first half of this 'bete' measure is of a slowly beating oscillation
of different gestures away from home. Then, just as Jesus finishes speaking, the strings
finally move more dramatically to a dominant seventh chord on B-flat, rooted on the fifth
degree of the scale, and featuring a poignant tritone dissonance between the top and middle
voices. The dissonant chord is resolved to the home triad, completing the periodic harmonic
journey.
The strings form this harmonic period in four voices, the top two moving contrarily
towards each other, and the bottom two moving contrarily away from each other. Contrary
melodic motion helps maximize the individuality of the voices, without frustrating their
harmoniousness. Indeed, the string voices in this passage seem to act on their own for the
sake of each other: gracefully making way for one another, or pausing to offer friendly
resistance. Here Bach compounds contraries within contraries, intensifying the harmonious
diversity of the motion. The crucial dominant seventh chord, unlike the other chords in the
sequence, is articulated across several overlapping rhythms, prolonging the tension in that
chord as we hear each voice move into place within the leaning whole of the chord. Bach
postpones the appearance of the tritone dissonance until the last possible moment. The
whole passage is balanced, natural, gentle, and whole. It is a graceful motion that has its end
in sight as it begins, but whose particular trajectory is not exactly determined, but rather full of
rhythmic, melodic, and harmonic contingency along the way. (Let's listen again.)

The whole passage seeks its home in E-flat. This home was established in the immediately preceding
chorale, "lch will hier bei dir stehen", which begins and ends in E-flat major. The Evangelist narration then
picks up with an F-chord, which functions as a secondary dominant. The F gets its seventh with the word
"Gethsemene", resolving to 8-flat, which will go on to serve as the dominant seventh in Jesus' prayer
passage.
6

6

�Is this a representation of prayer? Obviously, no sound imitation, as we saw in Type 1,
is at work here. Unlike our Type 2 tone-painting, the musical motion here does not resemble
some locomotion, by means of an analogy between tones and place. After all, a prayer is
neither a noise, nor is it a locomotion. And for this reason, we detect none of Bach's ironic
authorial cleverness in the connection between prayer and this cadence. We do not smile at
the artful touch: rather, we are moved by what may seem to be a glimpse of a true nature.
The lack of isomorphism connects the music and the thought more intimately: we are not
hearing something that sounds like a person praying, and we are not hearing prayer
illustrated or decorated, we are hearing prayerfulness made audible. Here, the music-- the
tones in time Jesus sings-- and the object-- a prayerful inner disposition-- are not thoroughly
alien to each other, but seem rather to be of a piece.
To say that the cadence "means" or "represents" prayer might be misleading. It would
not be possible, without the text, to deduce what in the world the cadence was "about." At the
same time, the things in the world it would be the perfect setting for are not limitless. This is
not Aeneas sinking his sword into Turnus' chest; it is not Hamlet castigating his mother; it is
not even Socrates cooling his feet in the stream. Although we can't spell out the rule
according to which, given either the thought or the music, we could derive or compose the
other, we might have the curious impression that no other moment than this one is as well
captured by this particular cadence in the strings and voice. In its contingency with respect to
any rule, it is particular, unlike the two previous Types of representation.
The text makes the notion of prayer explicit for the listener. There are other concepts
we might reach for in an attempt to articulate the meaning of the passage: above, I used the
words 'graceful,' 'gentle,' 'natural,' and 'whole.' But none of these words, and not even the
leading notion 'prayer' seem to get the music just right. Our concepts may be appropriate, but
they do not exhaust. This feature of conceptual inexhaustibility was also missing in the sound
imitation and tone painting examples. The sound imitation and the actual call of a rooster both
involve a quick rising figure: to some extent, they both bear the same sound. The motion of
the tones and the motion of the disciples are analogues: they are both step-wise changes in
place. Here, the act of prayer and the motion of the phrase are both .... something. We need
not remain silent about what that something is, but we know we won't be able to spell it out
satisfactorily.
There is also marked difference in the response of the listener at moments like these,
compared with the cases of sound imitation or tone-painting. While we might delight in the

7

�cleverness of either of the former, pleasure is more deeply involved in our apprehension of
the third type of representation. "Pleasure" is in fact not the whole story: there is a complex of
pleasures and pains in our hearing this passage- pains of longing, pleasures of
consummation. No one has ever been moved to tears by a sound imitation, nor by a
tone-painting.
Speaking of tears, I'd like to note another, more complicated case of musical
representation in the Passion, one in which the first and third types are brilliantly combined.
For not all imitable sounds are as cheeky as a rooster crowing. What about the sounds of the
human voice, especially that voice when it is involved in the inarticulate expression of
emotion- the laugh, the sigh, the sob--? Some have thought that musical meaning as such
derives from the refined imitation of emotionally expressive vocal sounds. I don't think musical
meaning can possibly be accounted for on such terms, but Bach will sometimes allude to
expressive sound imitation, at the same time that he transcends it. Take this passage, from
the close of the episode of Peter's betrayal we looked at above. It's the fourth example on
your hand-out.

[see example #4, handout: §46, measures 9-12]

"He went out, and wept bitterly'' -- Bach sets the last two words to a weaving, sinuous melody
in f-sharp minor, the key of the famous subsequent aria. On the word "weinete"-- "wept"-- the
line sinks from the tonic f-sharp through the upper half of the minor scale, landing on a
chromatic non-scale tone b#. This unexpected tone arrests our motion down the scale,
leaning sharply back up towards the scale-tone 5 (c#) which we have just descended through.
The Evangelist takes the opportunity of this unstable, hanging arrest to leap up almost an
octave, and to wind even more torturously than before back to the tonic and the fifth, framing
the final cadence. No one has ever wept so melodiously. Holding key tones over the beats,
and making bold moves between the beats, the cry becomes a passionate dance. As the
exquisite articulation of the melody takes over, and takes on a life of its own, the sound that
reminded us of crying becomes something else: not an imitation of an audible sign of anguish,
but a representing of the anguish of regret and penitence itself: sorrowful anguish made
audible. As in Jesus' prayerful harmonic period, we here get a glimpse of the otherwise
invisible. As in the earlier example, our apprehension is a complex of delectable pleasures
and pains. And in both cases, the fully musical idea, unpredictable according to any thinkable

8

�rule, moves us.
In the foregoing descriptions, I have in several places referred to the leaning tendency
of particular tones and chords, naming the former by their scale degree, and the latter by the
technical vocabulary of 'tonic, dominant, etc.' Analysis of the tonality of a piece is a crucial
task in attempting to make its particular meaning clear in speech. In this sense it is similar to
the analysis of the meter of poetic verse, the grammar of a sentence, or the logical figure of a
proof. The phenomenon of tonality, of the heard relational structure of tones, is all-important
to music, and so theoretically interesting, we might be led to say that the meaning of music is
simply tonal function. In Zuckerkandl's terms, the meaning of a tone or chord would then just
be its "dynamic quality." Simi·larly, music's rhythmic order in time unfolds through the cycling
of upbeats and downbeats, and we might add rhythmic quality- a tone's position in the
time-wave which it itself generates- as another element of musical meaning. On this
interpretation, music would not represent anything beyond itself, and our thinking about a
piece of music, if it were to remain non-fanciful, would be confined to reflection on the
movement and structure of the musical sounds themselves.
There is something incomplete in this conception of musical meaning, however. To be
sure, music cannot make Peter's anguish present to us without the means of tonality and
rhythm. 7 But I take it that an essential element of our understanding of such a passage, and of
our pleasure in it, is that something not exclusively musical is being made present. The
moving syntactic relations in time and tone enable music to 'make sense', as it were, but they
do not, on their own, make it beautiful. As Zuckerkandl is well aware, a tune may establish a
tonic center perfectly adequately and yet bore us to tears. In his treatment, the question of
music's meaning is separated from the question of music's beauty or greatness; and thus, the
word "beautiful" hardly appears in Zuckerkandl's wonderful guide into musical phenomena,
The Sense of Music. An alternative approach, which we will see is Kant's, would understand

the pleasure in judging the beautiful as itself the reception and contemplation of a particular
sort of meaning. Accordingly, we might understand the tedium or vapidity of some music, like
the sort we are subjected to in elevators, as an emptiness of meaning; while they are
rhythmically and tonally intelligible, these unbeautiful tonal utterances seem to say little or
nothing to us, and their deficiency of representational power is essentially linked with their
What about "atonal" music? We'd have to investigate case by case to see if such music deserved the title
"atonal," strictly speaking. Some allegedly atonal music may involve the search for new, non-diatonic
"dynamic qualities." Some may depend upon frustrating expected tonal structures at every turn, and thus
presupposing tonality as an implicit background (cf "non-Euclidean geometry").

7

9

�deficiency in pleasure.
To summarize: Deep pleasure in the apprehension of a representation whose meaning
is conceptually inexhaustible, a form in sound that seems to be the natural manifestation of an
inaudible truth- these are the features of what I want to call a musical idea in the fullest sense.
How does music achieve this representational power? What in us is at work as we perceive
it? And why does it feel so good? That is, why is it beautiful, and what does its beauty mean?
Maybe Kant can help.

II.

KANT

Kant's inquiry into taste and beauty makes up the first half of his third Critique, the
Critique of Judgment. Towards the close of the investigation, the question of beauty's

meaning leads Kant to a surprisingly expansive treatment of the ways in which representation
can happen. Namely, he finds himself required to rethink the relation between the poles of his
famous dualism of intuition and concept. The first Critique of Pure Reason developed this
Kantian duality, according to which spontaneous intellectual acts (the concepts) must be
brought together with given sensible forms (the intuitions) to make knowledge possible.
Concepts without intuitions are "empty"-- they are mere thoughts, unable to pronounce truths
or falsities about the world. Intuitions without concepts are "blind"-- they cannot be taken to
represent anything, and so strictly mean nothing. Everything we can know is articulable in a
judgment in which intuition and concept are thought together.
What Kant now points out is that the exhibition in an intuition of a concept, the "making
sensible" of a thought, is possible in two rather different ways (KU, 351). 8 The first way,
familiar to readers of the first Critique, he calls "schematic:' Here we take the intuition as
bearing the "monogram" or calling card of the concept, and accordingly take the particular
given intuition to be an "example" of the universal concept. 9
The second way of exhibiting pure concepts Kant here calls "symbolic." He cautions
the reader to observe that people usually use the word "symbol" incorrectly: the designation of
a concept by a sensible sign is not an exhibition, a making sensible, of the concept at all, but
a "mere characterization." In the latter, Kant writes, "the signs contain nothing whatever that
belongs to the intuition of the object." The only thing linking the sensible articulation and the

8
9

References noted 'KU are to Kant's Critique of Judgement, Akademie page numbers.
To be precise, in an empirical judgement, the intuition is an "example", in a priori, a "schema".

10

�referent concept, in this case, is the arbitrary or conventional act of our own intellect. The
so-called "symbols" of algebra are in truth mere 'characters' or tokens in this sense.
But a genuine symbol, according to Kant, is an intuition that represents by being
thought in an analogous way as that which it is the symbol of. Kant offers the following
example: a hand mill is a symbol of an absolute monarchy, while an organism is a symbol of a
constitutional monarchy. The rules according to which we reflect on the relations in each pair
are the same: the parts of the hand mill move through the mechanical force imposed by an
external impulse, as the members of the absolute monarchy are coerced by fear of the king;
while the parts of the organism are self-moved, according to an idea of the whole animal, as
the members of the constitutional monarchy act according to their systematic roles in the legal
idea of a constitution. (How much longer and more awkward that is to spell out, than it is to
present in the unexplained analogy!)
The hand mill and the animal allow us to see, they "submit to inspection", the different
sorts of monarchy, if we are willing to take them symbolically. It may help to be annoyingly
precise here, since the enmeshed relation between thing and appearance is especially knotty
where analogy is concerned: There is something about the monarchy which is is also present
in the handmill. It is that 'third' thing-- a sort of power relation-- that is directly 'made visible'
here; in other words, both the monarchy and the mill are examples of external force. At the
same time, the monarchy itself is indirectly made visible in the handmill, in so far as they both
bear the relevant power relation. Thus, the one is a symbol of the other.
Symbolic representation or meaning abounds in our language: a "sub-stance" doesn't
literally "stand under" anything 10 , but the spatial and causal relation articulated in an empirical
'standing under' is analogous to the metaphysical relation between a thing and its accidents;
just as that which "de-pends" on a cause doesn't literally "hang from" it (KU,352). It is striking
that Kant's examples of symbolic language (which work in German as well as English) come
from his Table of Categories, the "pure concepts of the understanding." Apparently we are
unable to speak these non-sensible thoughts except by analogizing them to sensible items
around us, although for most of us the symbols have petrified, and we are rarely aware of
their symbolic character. If this is true, it is likely that no speech is merely "characteristic,"
outside of the rarified realm of modern mathematics.
Kant's notion of symbolic representation will turn out to be crucial in his culminating
investigation of the beautiful as the symbol of the good, even later in the Critique. But for our
10

I know this etymology is spurious.

11

�purposes, I want to direct our attention to how Kant begins the thread of aesthetic meaning a
bit earlier, in his discussion of "fine" or beautiful art. There, Kant is occupied with articulating
the subtle role of concepts in fine art. We don't think a work of art is beautiful because we
recognize what concept it should be subsumed under. To judge that a poem is an Italian
sonnet, or that a painting is an impressionist rendering of an orchard, or that passage of
music contains a perfect cadence, all this tells us nothing about these works' beauty. These
judgments are "schematic," for they determine the given object as an example of the class, in
accordance with a rule. But judgments of beauty-- what Kant calls judgments of taste-- do not
use concepts this way. The beautiful object seems ideally suited for thinking over, for
contemplating, without it ever being decided once and for all what it is. It excites our minds
into a maximal activity, what Kant calls "free harmony," in which our imagination traces every
detail and our understanding ranges through a "wealth of thought," each activity propelling the
other. This harmony is "free" in that it is not in the service of rendering a determinate
sentence. Kant takes this "quickening," rather than being exhausting, to be self-strengthening,
a becoming-more-alive. He often relies on the term "play" to capture the leisure, spontaneity,
and energy of judging the beautiful. In Kant's conception, the beautiful is not relaxing, but
stimulating. We are not transfixed by beauty, but "linger" over it. It doesn't strike at a moment,
but unfolds across time in the extended activity of our reflection. 11
In this connection, it is worth noticing one of reasons Kant cites for ranking music
below the other arts. He writes that while the visual arts are "lasting," in so far as their forms
endure in space as we reflect on them, music is inevitably "transitory." Indeed, he observes
that we tend to find musical passages which do manage to endure by "involuntarily" lodging
themselves in our memory "annoying." But this criticism might be turned on its head: because
musical forms vanish as we linger over them- indeed they must do so to be present to us at
all- to have them in the ear is to be immediately aware that they pass us by, slip away, and
evanesce. This may, after all, be the source of beautiful music's particularly heart-breaking
power. Music makes intimately manifest the mortality of the "feeling of life" through which we
enjoy the beautiful.
Now, Although judgments of taste are free from conceptual determination, they are in
fact often rich with concepts, since they always involve the understanding. A beautiful
11 Much art, and much music in particular, has the effect of transfixing us in an overwhelming moment.
According to Kant, this is not art of the beautiful, but art of the sublime. Perhaps "Sind Blitze, sind Donner"
(Passion, §33, measures 104 ff) provides an example of the sublime in the Passion.

12

�landscape brings to mind the interdependence of the ecological whole and the efforts of
human cultivation. A beautiful horse may bring to mind the natural purposes of power and
speed, or the human purpose of war. And in the case of art, the artifice of the object always
gives some concrete conceptual direction to our reflection. After all, we only know it is art
because someone purposefully made it (KU, 303). Of course, many artificial expressions are
not beautiful. The representations of men and women on restroom doors point to a
determinate purpose, we quickly see what they mean, and our grasp of their meaning is what
allows us to see them as artificial in the first place. But they are not thereby beautiful, and in
fact the determinate nature of their meaning prevents the free harmony through which we
judge beauty from getting off the ground. Thus, beautiful art, in so far as it is beautiful, cannot
have a determinate meaning, for it cannot be read as an exhibition of an example according
to a specifiable rule. In his attempt to say what it is an exhibition of, to account for the in
principle unaccountable, Kant introduces his notion of "aesthetic idea" (KU, 314).
Readers of the first Critique know that "ideas", for Kant, are concepts of reason, in
which a totality or whole is thought The world, as the cosmic whole, is an idea; as is God, as
the highest being. Ideas are never given in experience, which is to say, experience always
falls short of them. An "aesthetic idea" is a totality for the senses; that is, a given sensible form
for which no concept is adequate. Kant describes how

the poet ventures to make sensible the rational ideas of invisible beings, the realm of the
blessed, the realm of hell, eternity, creation, and so on. Or again, he takes things that are
indeed exemplified in experience, such as death, envy, and all the other vices, as well as
love, fame, and so on; but then, going beyond the limits of experience by means of an
imagination that emulates reason by reaching for a maximum, he ventures to make these
sensible with a completeness that no example in nature affords. (KU, 314)
Now, by supposition, the mode of representation here cannot be "schematic," since the
intuition is not definable as a case of a rule. It must, rather, be "symbolic": in our judgment of
the given form, we take its elements to be related to one another in a way analogous to the
relation among the elements of the non-sensible ideal. Kant quotes a minor poet: "the sun
flowed forth, as serenity flows from virtue" (KU, 316). I don't know if this is really all that
beautiful, but let's give Kant some slack. It is not simply the case that the sun is to its rays as
moral contentment is to moral goodness. This would be a symbolic representation, but a
determinate one, like the handmill and the autocracy, in which the rule instantiated on each
side of the analogy could be discursively articulated. Kant's claim is that in running through
13

�the image of the sun, we find that no determinate articulation is adequate to capture the way
in which it is like virtue. Rather, we range through boundless partial characterizations,
stimulated towards further contemplation of the image. This is the free play of taste in the
presence of the beautiful, and it feels good.
Note that in this example, the poet has quite explicitly directed our reflection towards
what the image is to mean. But this is not necessary for symbolic representation in aesthetic
ideas. It may even be the case that the less explicit the directing of our reflection, the more
stimulating that reflection will become, since its scope will be less circumscribed. On the other
hand, to give too little direction risks disengaging the understanding altogether, falling back
into meaninglessness. The great artist strikes this balance perfectly, convincing us that the
sensible form means something, but letting that meaning escape any final determination.
Kant gives an interesting example of meaningless aesthetic experience earlier in the
Critique. "The changing shapes of the flames in a fire or in a rippling brook" are not beautiful,
according to Kant, even though they pleasantly engage the imagination (KU, 243). These
scenes, however, fail to call the understanding into activity, and so the play is one-sided. We
can easily call to mind musical versions of this formless flickering and babbling. One sign of
their one-sidedness is that these sorts of experiences are relaxing, they put us at ease by
releasing tension. They are a sort of massage for the mind. The beautiful, on the other hand,
wakes us up. For in the beautiful, the understanding is maximally active, striving to make
sense of the given form, to apprehend its meaning. Recalling Kant's famous formulation in the
first Critique, without concepts our aesthetic reflection is blind.
Once Kant interprets the forms of fine art as "aesthetic ideas", it becomes possible to
think of beautiful nature as meaningful in the same, subtle way. The real sun's streaming rays
give us far less conceptual direction than the poet's somewhat pedantic metaphor, but as we
take them up in a judgment of taste, our understanding is stimulated into the same sort of
harmonious activity. Even though we know the sun is no work of art, we reflect on it in taste
as if it were the expression of some meaning that escapes determination, as if some truth was
made sensible and submitted to our inspection in the concrete appearance. The intense
pleasure afforded by fine art, and by beautiful nature, lies in this delicate balance of
significance and ineffability: we feel it means something, we know its meaning can't be
articulated. Kant often tries to capture this tension in aesthetic judgment as such with his
claim that the judgment is one of "Zweckmassigkeit ohne Zweck''
("purposiveness-without-a-purpose," or, perhaps, "fittingness without a fit"). In light of the

14

�account of aesthetic ideas, aesthetic pleasure can be recast as a delight in this
'meaningfulness-without-a-meaning.' 12
If beautiful forms as such are aesthetic ideas, and aesthetic ideas always "strive
toward something that lies beyond the bounds of experience," the meaning of a beautiful form
must always point beyond the sensible, towards the supersensible. That is, through symbolic
representation art and nature both render the supersensible, sensible. When supposedly
"empirical" items like death and love are taken up by fine art, their representation directs us
towards an unconditioned principle, and thus towards the unseen supersensible ground of
these familiar features of life. Of course, we don't gain knowledge of these grounds by means
of art. Rather, our reflection is directed towards them, as we take the beautiful form to be a
glimpse of the unknowable.
Some readers have thought Kant's account of fine art as the exhibition of aesthetic
ideas puts so-called non-representational art beyond the scope of his theory. Instrumental
music, at least in so far as it could not be reduced to sound-imitation or tone-painting, might
seem to be a clear case of art that depicts nothing at all. But Kant's account is in fact a
challenge to many familiar models of what "representation" is in the first place. If we think of a
representation as an isomorphic stand-in, where the thing and its representation are related
as original and image, then it is certainly true that much beauty, including beautiful music, is
non-representational. 13 Indeed, nothing, according to Kant, is beautiful by virtue of its service
as an imitative copy. However, a thing-as-it-appears is not related to that thing-as-it-is-in-itself
as original to image. The appearance is not a copy. Rather, things have sensible
manifestations by appearing to us. The two aspects are not distinct beings, but rather
complementary standpoints. In the case of beauty, we take something supersensible as if it is
appearing. The form present to our senses is not an imitation of some absent thing, but a
present manifestation of the unseen, and in this Kantian sense a 'representing,' a Vorstellung.
Precisely because we can't fill in the content of the reference of the appearance though
aesthetic judgment, we can never say adequately what is being presented. But in our
reflection, the perpetually out-of-reach reference is always pointed to, sometimes with less
and sometimes with more guiding direction. In this way, all beauty is representational and

One great irony of the third Critique is that while its analysis of beauty begins by privileging nature over
art, Kant surprises his readers late in the book by revealing that all beauty, understood now as the exhibition
of aesthetic ideas, is a sort of art.
13 Alternatively, in a more modern mood, if we think of a representation as an arbitrary token signifier, beauty
is also non-representational.
12

15

�non-representational at the same time.

The notion of an aesthetic idea can help us make sense of the powerful and puzzling
way in which Bach's music has meaning. Jesus' cadential prayer passage is a symbol in
Kant's technical sense: in our contemplation of it, we sense that our reflection on its audible
elements is analogous to a reflection on the elements of an inaudible reality involving piety,
gentleness, and loving sound-mindedness. In other words, Bach has found a way to make the
holy, inner character of the speaker sensible, he has submitted that character to our
inspection. While we might well be provoked into articulating the meaning of the passage in
words, we know that just what Bach has articulated in tones will escape us. We can be told
that Peter wept, we can witness a depiction of Peter weeping, but Bach's recitative measures
make the invisible and inaudible interior of Peter's soul present to us in tones. This art of
aesthetic ideas promises to deliver truths to its listener; we feel we are close to understanding
something perhaps otherwise unknowable in listening. Because there is no rule according to
which these musical passages could be constructed and classified, we are unlikely to call
them "artificial", even though they are art. Rather, the sounds seem to arise from a
non-sensible principle as if they were natural. Accordingly, we sense that the connection
between representation and meaning is not a contrivance linking alien things, but a union of
what belongs together.
Our delight in the fittingness of the contingent, understood as meaningfulnesswithout-a-meaning, may help make sense of poetic pleasures and meanings as such. In a
great sculpture, the posture of the figure seems just right, so very just right as to be an
expression of an impossible-to-define principle. In his interview with the diabolical
Smerdyakov at the bench outside their father's house, Ivan Karamazov notices his
half-brother carefully drawing ,one foot along side the other, playing with the toe of his boot,
and then shifting the position of his feet back again, throughout their chilling, obscurely
conspiratorial conversation. Dostoevsky has worked his typical magic here: we couldn't have
predicted Smerdyakov would do this, and we don't know why Smerdyakov is doing this or
what it means, and yet in its unanticipatable contingency it seems so perfectly fitting that it
must have its source in the unseen nature that is Smerdyakov's character. We are moved by
indeterminate meaningfulness of the aesthetic idea. 14
The frozen gesture of the sculpture and narrated gesture of character have a power
14

Regarding Smerdyakov, see Kant's discussion of "the beautiful representation of the ugly."

16

�that trades on their indeterminately symbolic function: indeed, this is the way of gesture as
such. In his Doctrine of Right, Kant suggests that a handshake is an attempt to make the
intelligible act of a meeting of wills in a contract visible, in a symbolic gesture depicting the
two-sided unity of the agreement. He goes so far as to say that the parties thereby "manifest
the perplexity" of the intelligible act (MdR, 272). 15 Similarly, kneeling and bowing one's head
are not natural indications of humility and supplication; they represent the latter by means of
some analogy between the arrangement in space of our embodied selves and the attitude
(so to speak) of our minds. We thereby make our supplication visible. Bach's music can
similarly be seen as an audible gesture, a sequence of meaningful movements, giving Jesus'
piety the sensible form of a heard symbol.
The difference between mere motion and symbolic gesture16 helps capture the
difference between tone-painting, and what I've called musical ideas. The motion of bowing
one's head or taking one's knee takes place in space and time. However, Jesus' prayer
cadence does not analogize this motion (that would make it a tone-painting) 17 , but symbolizes
the same inner change manifested in the bodily gesture, but in tone and rhythm. Where the
pitch-painting takes place in the dynamically bare axis of up-and-down, the tonal gesture's
motions occur within a matrix of home, away, tension, and rest. The "fall" referred to in the
term "cadence" (Latin: cadere) is not a descent in pitch, but a falling-to-rest in the tonal field of
dynamic quality. Indeed some of the string voices in our prayer passage rise in pitch as they
"fall" to home. The tonal-rhythmic field gives us access to a symbolic gestural power that far
outstrips mere pitch-relation, and may far outstrip the material resources of every other fine
art. Because music is so rich with tensions and resolutions, pullings, failings, holding still,
balancing, imbalancing, and coming to rest, and because these motions and forces are
distilled and disembodied in tonal and rhythmic forms, music is perhaps the most intensely
and exquisitely gestural form of representation available to us. For this reason, whenever we
most want to make something spiritual manifest to ourselves, we will want to hear it in music.

January, 2015

MdR = Doctrine of Right, Akademie page number
Note that symbolic gesture can include non-motion (striking a posture), just as music can include silence.
17 Could the "lowering" of the soprano and bass voices in the second half of the "bete" measure be a subtle
painting of taking one's knee?
15
16

17

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The poet ventures to make sensible the rational ideas of invisible beings, the realm of the blessed, the
realm of hell, eternity, creation, and so on. Or again, he takes things that are indeed exemplified .in
experience, such as death, envy, and all the other vices, as well as love, fame, and so on; but then, going
beyond the limits of experience by means of an imagination that emulates reason by reaching for a
maximum, he ventures to make these sensible with a completeness that no example in nature affords.
Critique of Judgment §49, 314

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                    <text>Michael J. Brogan
November 22, 2013

Dwelling in the Land of the

Confessions

It's surprising that a lover of wisdom should lavish as much attention on the particulars of his own life
as Augustine does in the

Confessions.

While any number of philosophers before him had sought to live

by the maxim inscribed in Apollo's temple at Delphi-yvm8t crcaU1:6v, know thyself-none known to
me had taken this as a directive to reflect on the contingencies of his own biography, let alone publish
his thoughts on such intimate matters as a vexed relationship with his mother, a childish loathing of
school, a troubled sexual history, or an enduring tendency to overindulge at the dinner table. In the

Phaedo, Plato does have Socrates recount how he lost his youthful enthusiasm for the study of nature
(96a-1 OOa), but in their exclusive attention to the evolution of his philosophical orientation, these
autobiographical remarks hardly compare with the astonishingly inclusive narrative of a sinner's
wandering path to God that Augustine gives us in the

Confessions.

Socrates, his account of his "second

sailing" notwithstanding, lives out the Delphic command not by brooding over his individual history or
unique identity but by enlisting dialogue partners in a collaborative search for the truth of those
experiences potentially shared by us all in virtue of our common humanity. To oversimplify a bit, he's
interested not so much in

who he is as in what he is, not in this individual man called Socrates but in

what it means to be a human being in general.
Even more pronounced is the contrast between Augustine and Plotinus, the thinker who
perhaps exercised a greater influence on him than any other pagan writer. The Neoplatonist's disregard
for merely individual selfhood is memorably captured in the testimony of his disciple Porphyry, who
writes that "Plotinus, the philosopher our contemporary, seemed ashamed of being in the body. So
deeply rooted was this feeling that he could never be induced to tell of his ancestry, his parentage, or

1

�his birthplace."1 No mere quirk of temperament, this reticence is governed by Plotinus's overriding
ambition to identify completely with the incorporeal intellect in its capacity for timeless contemplation
of the divine One. It's this aspiration that motivates his refusal to share even the bare facts surrounding
his origins as an embodied self.
For all that he owes to the self-effacing Platonic sage, however, Augustine himself has no
qualms about directing his gaze and ours to the particular circumstances and events of his unique,
unrepeatable, and still-unfolding life. Quite to the contrary, he writes in the confident hope, reiterated at
several key points in the Cotifessions, that by reflecting on that life, seeking out the narrative threads that
bind it into a unity, he and his readers might be drawn ever closer to the eternal, divine truth. But how
does a lover of wisdom--one, moreover, as indebted to Neoplatonism as Augustine acknowledges
himself to be-arrive at a hope like this one? How is it that he comes to see his embodied, time-bound
existence as no mere image to be forgotten as quickly as possible in the ascent to its divine original but
as something worthy of the most serious and sustained attention?
Now, one approach to the question immediately comes to mind. As an orthodox Christian
believer, the author of the Confessions fully accepts the doctrine of the Word made flesh. God himself,
on this account, took on all the characteristic features of human finitude: he was born of a particular
woman at a particular time and place, spoke a particular language, practiced a particular religion, lived in
relationship to particular human others-we could extend forever this list of "accidents" that
individuate the incarnate beings that we ourselves are and that Christians believe God in Jesus became.
While some of these properties and relationships are undoubtedly less important than others, who are
we to scorn the whole lot of them if God himself has deigned to take them on? Who are we to be
"ashamed of being in the body" if the Creator of all things, of corporeal substances no less than of the
spiritual, saw nothing shameful in becoming incarnate? If the humanity of Jesus Christ, indeed his very
flesh and blood, is indispensable to our salvation, shouldn't we at least have second thoughts about

2

�renouncing our own humanity, or attempting to locate it exclusively in a disembodied intellect that
manages to shed the burdens of finitude?
But of course these are very big "ifs"- too big, I think, for a community like ours whose
conversation appeals to no higher authority than natural reason. While Augustine believes he can find
in the writings of the Neoplatonists themselves the doctrine of the Word that was with God and that
was God, not even he claims to apprehend the incarnation of that Word on any basis other than faith.
My ambition tonight is to see how far we can go toward making sense of the intensely personal
approach of the Confessions without appealing to postulates drawn from sacred doctrine. While I suspect
that Augustine's unprecedented way of applying the Delphic maxim becomes fully intelligible only
against the background of his specifically Christian commitments, we might nevertheless begin to
understand the peculiar strategy he employs in the Confessions by considering the deficiencies that come
to light there of a philosophy conducted in a wholly impersonal key. However dazzling a glimpse it may
afford of the eternal truth, Neoplatonic introspection, we shall see, fails to open out onto what
Augustine calls "the way that leads not only to beholding our blessed fatherland but also to dwelling
therein" (7.20.26). 2

PART I
Before examining their limitations, however, I want to begin by briefly considering why the "books of
the Platonists" (7.9.13 ) were attractive to Augustine in the first place. His study of them comes directly
on the heels of his disillusionment with the Manicheism he had been espousing for the better part of a
decade. Disheartened by the moral and intellectual bankruptcy he has found even among the elite
members of that sect, he has also come to reject their sharply dualistic vision of good and evil as
coeternal principles locked in cosmic combat. Such a view, he concludes, is irreconcilable with his
dawning certainty that God must be beyond all change, corruption, or violation. Nothing can harm a
divinity worthy of the name, and this means that God could have no compelling reason to engage in
3

�battle with eternal forces of darkness. In fact, such forces are no more than the figments of an
overheated mythic imagination: for together with being immutable, God is by nature infinite; it makes
no sense, therefore, to posit a reality that would constrain in any way his power to implement his
perfectly good will.
With his Manichean convictions thus in tatters, Augustine finds himself not so much freed as
unmoored, drifting toward a radical skepticism that, for all its philosophical plausibility, can't possibly
quiet the clamor of his restless heart. It is in this state that he becomes newly open to the possibility of
reconciling with the Catholic Christianity in which his mother attempted to raise him, an orthodox faith
which, largely due to Bishop Ambrose's brilliant preaching on the allegorical sense of the Old
Testament, he has ceased to disdain as the bastion of simple-minded literalism. He realizes, for example,
that our being in God's image need not entail that he be confmed to a body like ours, as the Manichees
had mocked the Catholics for allegedly believing. At this stage, however, Augustine finds he can do no
better than replace such anthropomorphism with a less crude but no less materialist notion of God,
now imagined as a subtle body extended throughout infinite space, permeating and exceeding a created
world conceived on the analogy of a sponge submerged in a vast sea (7.5.7). To think in this way, he
realizes, commits him to the absurd view that an elephant, for example, must contain more of the
divine presence than a sparrow, yet he remains frustratingly unable to understand God or anything else
in nonmaterial terms. He writes: ''Whatever was not extended over, or diffused throughout, or
compacted into, or projected up to definite measures of space, or did not or could not receive
something of this kind, I thought to be completely non-existent" (7.1. 2).
It's this crucial error that the books of the Platonists enable him to overcome, not simply by
introducing him to an impressive theory of incorporeal being but by showing him a path leading to
nothing less than a direct experience of the purely spiritual, first within his own soul and ultimately in the
divine beingjtself. Taught to shun the external and direct his gaze inward, he eventually catches sight of
what he calls the "unchangeable light" above the mind. After ascending beyond bodies and the power
4

�to perceive them and onto the soul's rational faculty of judgment, he says that in realizing its own
mutability, this reasoning power
raised itself up to its own understanding. It removed its thought from the tyranny of
habit, and withdrew itself from the throngs of contradictory phantasms. In this way it
might find that light by which it was sprinkled, when it cried out, that beyond all doubt
the immutable must be preferred to the mutable. Hence it might come to know this
immutable being, for unless it could know it in some way, it could no wise have set it
with certainty above the mutable. Thus in a flash of its trembling sight it came to that
which is. Then indeed I clearly saw your "invisible things, understood by the things
which are made. " (7.17. 23)

Many of you will no doubt recognize the final sentence here as a citation of Paul's Letter to the
Romans (1: 20). By quoting Scripture, however, Augustine does not mean to imply any essential
difference between the experience he is recounting and the one described by Plotinus and his disciples.
As in the writings of those philosophers, the inward turn of Confessions 7 corresponds to a movement
away from absorbed attention to the particularities of the material world and toward the timeless,
intellectual contemplation of the "unchangeable light" at the source of all finite things. That eternal
light is one and the same for Plotinus as for Paul, for Augustine as for you or me. If our highest good is
indeed to gaze upon it, it's understandable that a thinker like Plotinus would regard attending to those
things that differentiate us individuals, the temporal accidents of birth and biography, as at best a
distraction from our true calling. In the famous treatise known as "On Beauty," Plotinus insists that
what we ought to be doing is chipping away like sculptors at everything exterior to the eternal light
within us. "Do you see yourself, abiding within yourself, in pure solitude?" he asks.
Does nothing now remain to shatter that interior unity, nor anything external cling to
your authentic self? Are you entirely that sole true light which is not contained by space,
not confmed to any circumscribed form . . . ? Do you see yourself in this state? Then you
have become vision itself. Be of good heart. Remaining here you have ascended aloft.
You need a guide no longer. Strain and see. 3

But what if "straining" isn't enough? What if "remaining here" proves too difficult? For all the
serene confidence that marks Plotinus's writings, even he and his disciples sometimes seem to
acknowledge the impossibility of simply willing the soul to arrive at and persist in its transcendent

5

�vision. Porphyry, for instance, claims to have had the experience just once, in his sixty-eighth year,4 and
while Plotinus says that for
comes "suddenly"

him "it has happened often,''5

he also characterizes it as something that

(exaiphnes)6 upon a soul that is all too quickly sent back down into the comparative

dullness of mere discursive reason.7 Now, I suppose it's possible (though personally I doubt it) that if
Augustine had experienced nothing worse than this inevitable slide from

nous to dianoia, from pure

contemplating to the difficult labor of thinking things through, and if, moreover, he had found some
way to reconcile the suddenness of the introspective vision with Plotinus's confidence in the sufficiency
of effort ("straining'') to bring it about, he just might have remained content with what the books of the
Platonists were able teach

him

.

But as he recounts in such compelling detail in the

Confessions, his

rapturous and reassuring vision of the unchangeable light is followed almost immediately by a plunge
back into currents of temptation that prove to be just as irresistible as they had been before. No
transformation of his life ensues, no conversion or reorientation of his misbegotten aims and ambitions
follows upon the ecstatic experience that liberates his mind. "I was borne up to you by your beauty," he
confesses, "but soon I was borne down from you by my own weight, and with groaning, I plunged into
the midst of lower things"

(7.17.23). In other words,

the tyranny of habit reasserts itself immediately,

and he succumbs to old patterns of feeling and acting despite seeing them more clearly than ever as
obstacles in the way of his deepest desire. The good he approves unreservedly in his mind he fails to
pursue with an undivided heart; unable to do what he wants, he does the very things he hates.
How depressing! Wouldn't we like to think that even a pale approximation of a 'vision like the
one Augustine reports would have a profound effect on the way we live our lives? Wouldn't it be easy
to love the truth and to do it if we were only certain what the truth was? But this is just the sort of
comforting illusion that Augustine indulged in until his ecstatic vision deprived him of what he calls
"that former excuse, in which I used to look upon myself as unable to despise the world and to serve
you because knowledge of the truth was still uncertain to me"

6

(8.5.11).

Now, approaching thirty years

�of age, he has attained the certainty he's long been seeking, and yet he discovers that he is just as
enthralled to his old, enervating habits as he ever was. Able to see the truth, he still cannot draw near
enough to bask in its radiance.
If we are at all persuaded of the authenticity of his testimony-influenced, perhaps, by an
uncomfortable awareness of our own failures to translate insight into action, to do the truth we knowwe have reason to wonder whether any mere vision, however dazzling, can set us on the sure path to
the good. Understanding alone is perhaps not enough to overturn long-settled habits of self-indulgence,
indolence, and despair, no matter how irrefutable the evidence becomes that these are precisely what
keeps us from the happiness we seek. To use one of Augustine's favorite images, it's as if we can
become enchained to ways of life we know to be toxic to our souls. He writes:
For in truth lust is made out of a perverse will and when lust is served, it becomes
habit, and when habit is not resisted, it becomes necessity. By such links, joined one to
another, as it were-for this reason I have called it a chain-a harsh bondage held me
fast. A new will, which had begun within me, to wish freely to worship you and find joy
in you, 0 God, the sole sure delight, was not yet able to overcome that prior will
grown strong with age. (8. 5. 10)
,

,

Now, we call "habits" those dispositions to feeling and action that come to be in us as a result
of repetition. What we do habitually we do not because nature compels us or reason convinces us but
simply because we have done likewise in similar situations time and again in the past. Here's a trivial
example. I'm in the habit of drinking a cup of coffee first thing every morning. I don't remember
making a deliberate choice to start doing this, butif ever I did, it must have been a long time ago: at this
point in my life, it's only a slight exaggeration to say that deliberate choice of any kind becomes possible
for me only after I've had that first cup. I suppose if I were to summon my inner resources I could
manage to break a chain now thousands of links long by choosing to have tea tomorrow instead. After
all, it's not my nature that determines me to drink coffee, as it is, say, the stone's nature that causes it to
fall or the fire's that makes it rise, but merely my long-settled habit-a practice become second nature, so
to speak.
7

�But might there be situations in which this is a distinction without any practical difference,
occasions when second nature constrains no less than first and habit takes on the character of
compulsion? For Augustine there were, and we need not have suffered from any of the conventionally
recognized "addictions," I think, to identify with his experience of habit as an iron chain holding him
back from goods he has to come to perceive with incontestable clarity.
In the Nicomachean Ethics, Aristotle observes that, unlike those powers that are in us by nature
(e.g., sense perception), the potencies for which precede our exercise of them, the virtues of character
are like physical or technical abilities in that they come to be in us only after we have been engaged in
the activities associated with them (1103a25f.) We become capable of courage, for example, only by
repeatedly doing courageous things, meaning those things the already courageous person does, just as
we become harpists by repeatedly practicing the harp under the tutelage of an accomplished player. As
we grow more accustomed to being at work in them, these activities become easier for us, more
pleasant, we could even say, more "natural" to us.
Unfortunately, though, this is at least as true, and probably more so, of bad actions as it is of
good: as Augustine knew all too well, a past defined by repeated indulgence in any kind of excess or
deficiency can make a future characterized by strength of will or self-control, let alone full-fledged
virtue, appear entirely out of reach. How I conduct myself today seems largely determined by what I
did yesterday, even when the memory of this recent past fills me with shame and regret over having
acted otherwise than I knew I should.
I want to turn now to Augustine's analysis of time to see what light it might shed on this
indebtedness or even enslavement of the present to the past, and also on the shape that a rehabilitated
future might ultimately take. My hope is that doing this will bring us a step closer to our goal of
understanding the significance of Augustine's autobiographical turn in the Confessions.

8

�PART II
Though it would take all night (at least) to do justice to his fascinating and intricate meditation,
the basic paradox of time Augustine identifies in Book 11 can be expressed in a few words. It seems, he
observes, that the present is the only time that actually exists, since whatever the future is, it is not yet,
and the past is no longer. Upon scrutiny, however, the present itself turns out to look like nothing more
than an extension-less boundary between those two nonentities, the past and the future. "It flies with
such speed from the future into the past," Augustine says, "that it cannot be extended by even a trifling
amount" (11.15.20). Hemmed in as it is on both sides by nonbeing, the reality of the duration-less
present itself falls under serious suspicion. Here is Augustine again:
[I]f the present were always present, and would not pass into the past, it would no
longer be time, but eternity. Therefore, if the present, so as to be time, must be so
constituted that it passes into the past, how can we say that it is, since the cause of its
being is the fact that it will cease to be? [11. 14.17, emphasis added]

Thus it appears that neither the future, nor the past, nor even, now, the present has a sure hold on
being: future and past are not, and the present is only in so far as it ceases to be. But Augustine is
unwilling to conclude from this that time is mere illusion. Should we decide that it exists only in a
secondary or derivative sense-a kind of moving image of eternity, as the Timaeus has it-it
nevertheless remains too fundamental to our lived experience, and our ways of talking about that
experience, simply to deny its reality altogether. The task is to try to understand what time is, if not in
itself then at least as it is for us. What we can say for sure, Augustine thinks, is that the past and future
depend for their being on the present; they "do not exist except as present things" (11.18.23), he says.
It seems no less true, however, that the present itself cannot be apart from the past and the future, for
what else could provide the present the "space" it needs to extend beyond the length-less and breadthless instant that exists, if it exists at all, only by rushing headlong into non-being?

9

�Characteristically, Augustine looks within himself for a way beyond the impasse. It's there, in
the soul or the mind, that future and past things acquire a kind of presence (and therefore beinj), as
correlates of the mind's acts of expectation and memory, respectively. It's also there that present things
achieve stability by being held in attention, an act of the mind that articulates itself beyond the point­
like instant by looking back to a beginning and forward to

an

anticipated end. Whereas on initial

reflection time had seemed to vanish into the nothingness of a not-yet-existent future, a no-longer­
existent past, and a perpetually self-destructing present, its claim to at least relative being can now be
redeemed so long as we're willing to pay the price of acknowledging its dependence on the mind's own
activity. The three times, Augustine says, "are in the soul ...the present of things past is in memory; the
present of things present is in intuition; the present of things future is in expectation" (11.20.26). Taken
as a whole, time can thus be described as a "distention of the mind" (distentio animz) (11.26.33) , a
stretching or swelling of present consciousness backward into a remembered past and forward into an
anticipated future.
While it's certainly possible to distinguish memory, expectation, and intuition or attention as
three separate acts of the mind, Augustine's analysis makes clear that to do this would be to engage in a
kind of abstraction. For in our lived experience of things, memory, expectation, and attention form a
single, continuous whole. The mind, he says, "looks forward, it considers, it remembers, so the reality
to which it looks forward passes through what it considers into what it remembers" (11.28.37). To
illustrate this dynamic, he reflects on the experience of reciting a psalm he knows by heart. Once he's
formed the intention to recite and is about to carry it out, the psalm, or rather, his recitation of it, is one
of the "things future," which is to say, it exists for the mind in the mode of expectation. The ray of
consciousness is pointed forward, so to speak, casting its light over the whole psalm as something to be
brought out into the open as an audible presence. As the recitation proceeds, the stock of expectation
decreases in proportion to memory's increase, until, having reached his proposed end, the speaker falls
silent and the psalm in its entirety exists by way of its resonance in the recollecting minds of its hearers.
10

�What happens between the beginning and the end of this process, namely, the ongoing
transferal of expectation's funds into the account of memory, corresponds to present time in its more
expansive, non-instantaneous conception. The act of the mind responsible for this making present
Augustine variously calls "intuition" (contuitus), "attention" (attentio), and "intention" (intentio). Present
consciousness, we come to understand, doesn't just passively register a now that arises only to perish
(or, more accurately, arises only lry perishing); on the contrary, the attending or, better, the intending
mind plays an active part in the unfolding of temporal events, as both Augustine's heavy reliance on
words with tend(}--stretch out-at their root, as well as his pregnant choice of the recitation example
powerfully suggest. About that recitation, Augustine writes:

The life of this action of mine is distended into memory by reason of the part I have
spoken and into forethought (expectatio) by reason of the part I am about to speak. But
attention (attentio) is actually present and that which was to be is borne along by it so as to
become past. (11. 28. 37, emphasis added).

It's worth hearing that again: what was to be is "borne along" by attention into the past. The Latin verb
here is traicitur, a passive form of traicio, which could also be rendered as "transports" or "conveys." It
combines the preposition trans-"across" or "along"-with the root verb iacio, meaning "throw," so we
might think of attention as the act of throwing an expected future into a recalled past. The sense of this
would be to emphasize how time for Augustine is not merely something that we suffer but is also,
perhaps even primarily, something that we ourselves do. It's hard to know how to say this: the mind
constitutes, enacts, unfolds, or perhaps lives time, in the transitive sense of an expression like "living
one's life." But whatever verb we finally settle on, the crucial thing to grasp is that the soul itself makes
an indispensable contribution to the experience or even the very being of time in shouldering an
expected future and bearing it along into a recalled past.
If the full significance of this activity does not come fully to light in Augustine's psalm example,
what he says toward the end of Book

11 leaves no

doubt about the ultimately moral horizon of his

11

�analysis. After describing the temporal process by which the action of reciting the psalm reaches
completion, he asserts that "[t]he same thing holds for a man's entire life, the parts of which are all the
man's actions" (11.28.38). (In fact, the scope can be widened even further to take in all of history, the
"whole age of the sons of men," though I'll keep our focus for now on the life of the individual.) Just
as I look ahead in expectation to the psalm I am about to recite, so too do I project a practical or moral
future for myself, setting about in the present on the task of converting into a happy memory what is
now only an aspiration to act in accordance with my conception of the good. In this way, "that which
was to be is borne along" into the past.
Of course, there are many ways for our moral intentions to misfire. However completely he
comes to rely on God's grace, Augustine remains sensitive to the constant vigilance, the intense daily
effort required of him if he is to

fulfill

his divinely reordered aims. Readers of Book 10 of the Confessions

know that his baptism did not render him immune to the temptation of taking it easy, of allowing
himself to be swept up by the rushing current of the merely instantaneous now instead of rising to the
challenge of actively living time, that is, of anticipating a virtuous future and then undertaking the
arduous task of carrying it through the present and into the past. "I am a burden to myself' (10.28.39),
he writes, vividly evoking his sense of this labor, the obligation imposed on us imperfect, temporal
creatures not to while away the time but to strive, with God's help, to close the gap between what we
are now and what we are called to be.
The difficulty of that task, as our discussion of habit has prepared us to see, seems to be directly
proportional to the distance separating what we will to become from what we have already been. In
other words, the more radically the future we project for ourselves departs from the past we recall, the
harder it is to bear that future successfully into the present. In the hopes of deepening our
understanding of this phenomenon, let's return once more to Augustine's recitation example. Forming
the intention to say the whole psalm from beginning to end involves calling it up to the forefront of his
mind from out of what in Book 10 he had called "the great cave of memory" (10.8.13). Only because
12

�he has already learned it by heart at some point in the past can he now look forward to reciting it in the
present. And this suggests, if the example is as paradigmatic of all temporal experience as I believe
Augustine means it to be, that anticipation is itself grounded in recollection, in other words, that the
projected future "borne along" by a present intention is first assembled by the soul from materials
drawn from its past. Augustine makes the point more explicitly in Book 10. Within the memory, he says,

I encounter myself and recall myself, and what, and when, and where I did some deed,
and how I was affected when I did it. There are all those things which I remember
either as experienced by me or as taken on trust from others. From that same abundant
stock, also, I combine one and another of the likenesses of things, whether things
actually known by experience or those believed in from those I have experienced, with
things past, and from them I meditate uponfuture actions, events, and hopes, and all these again
as though they were actually present. "I will do this or that," I say to myself within that
vast recess of my mind, filled with images, so many and so great, and this deed or that then
follows. (10.8. 14, emphasis added).

What this passage allows us to see, I think, is that temporal life, or the activity of living time, is
marked by a kind of circularity. In proposing a course of action to myself, I cannot but rely upon the
"abundant stock" of past experiences, either my own or those attested by others and found credible to
the extent that they are consistent with my own. In other words, before the anticipated future can be
borne along into the remembered past, the past must first be launched forward into the future as the
indispensable material out of which the soul shapes its expectation. Now, this is not to say that in acting
in the world we only ever repeat ourselves, or that the wheel of lived time rotates around a fixed point.
Augustine mentions here that as he deliberates he "combine[s] ...the likenesses of things" drawn up
from memory, thereby suggesting that the soul enjoys at least some degree of creative freedom in its
activity of conceiving for itself a future as something other than an exact replica of its past. But it's still
no use pretending that a path of total novelty is ever open to us; the future is inescapably indebted to
the past, expectation inevitably takes its stand on the ground of memory.
It's not hard to grasp that this poses a grave threat to the possibility of the deep and abiding
transformation the young Augustine came to recognize as his only hope for happiness. For if my

13

�memory teems with images of a life fundamentally inimical to the good; if the virtuous examples of
others seem too remote from my experience to be plausible or even attractive models for me; and if the
claims of the philosophers to offer an escape from time and all its woes have proved too good to be
true, then my desire for the happy life, no matter how firmly rooted in a clear vision of its reality and
goodness, seems fated to go unfulfilled. In their essentially timeless character, transcendent moments of
insight, like those Augustine attains by way of Neoplatonic introspection, are essentially cut off from
memory and expectation, mere interruptions of the circuit of lived temporality. As such, they remain no
more than isolated points of light, like individual stars in a vast night sky-beautiful, to be sure, but
virtually powerless to illuminate the ground beneath our feet as we stumble along in search of the way
that leads not only to beholding but to dwelling in the land of our desire (7.20.26; 7.21.27).

Augustine opens a window onto the potentially ruinous dependence of expectation on memory
in recounting a conversation he had with himself a few years before his final decision to seek baptism.
Approaching the age of thirty, he looks back with chagrin at all the time that has passed since his
teenage reading of Cicero's Hortensius first set him on flre with the love of wisdom. The bitter anxieties
and disappointments of those dozen years have left him more convinced than ever of the futility of a
life given over to worldly ambition. His disillusionment with the rationalist pretensions of the
Manichees and his deepening admiration for the philosophically sophisticated preaching of Ambrose
have inclined him, as he puts it, to "fix my feet on that step where my parents placed me as a child"
(6.11.18). He's going to do it, he really means it this time, he's going to put away what he calls his "vain
and empty concerns" by committing himself fully once and for all to the Catholic Church. Just notyet.
"[I]ime passed," he says,
and still I delayed to be converted to the Lord . . I loved the happy life, but I feared to
find it in your abode, and I fled from it, even as I sought it. I thought that I would be
too wretched, if I were kept from a woman's arms. I did not believe that the cure for
this disease lay in your mercy, for I had had no experience with that cure. I believed
.

14

�that continence lay within a man's own powers, and such powers I was not conscious
of within myself. (6. 11.20)

Notice what's holding him back. Though he has long suspected that the cares imposed by
married life are for him incompatible with the spiritual freedom he desperately desires, he also knows
himself well enough to realize that he lacks the strength to live without the comforts afforded by sexual
intimacy. In the terms of his metaphor, he suffers from a "disease" whose symptoms he knows how to
treat but whose cure, he has learned, lies completely outside his own power to effect. Whether or not
we think it makes sense to diagnose as an illness his inability to commit to celibacy, with a little
imagination most of us will be able relate to Augustine's predicament here. He knows exactly what it
would take for him to be happy, but bitter experience has convinced him that he's just not up to the
task. Nothing he finds in the spacious caverns of his memory allows him to envision for himself a life
of genuine health, and without the means to palliate the symptoms of his disease, he fears that taking
up residence in "God's abode" would serve only to increase his misery. Thus he shrinks back from the
decisive step, without, however, being able to resign himself to a future as fatalistically determined by
the past as his own seems certain to be.
Perhaps there is little we can reasonably say about the causes of Augustine's ultimate escape
from this desperate situation, at least if we want to keep open the possibility that it was indeed God's
grace that finally set him free. I think we can conclude, though, that whatever it was that finally lifted
the terrible burden from his soul in that Milan garden, the experience he describes as "a peaceful light
streaming into my heart" (8.12.29) would have been every bit as isolated and ineffectual as his Plotinian
visions of the eternal truth turned out to be had it not become possible for him to discern the
underlying continuity of his past life of unhappy wandering with the baptized future he was finally
empowered to project for himself. For as his analysis of time has shown us, to the extent that the
present remains divorced from the past that precedes it, it cannot but have the character of the instant
that is only by ceasing to be, the point-like now that suddenly-exazphnes-emerges out of nothingness

15

�only to vanish again just as suddenly. From such

an

instant, however charged with divine presence it

might be, nothing of lasting, practical significan�e is likely to follow-nothing more consequential, at
any rate, than the sort of wistful memory and infinite, impotent yearning that threatened to consume
Augustine in the wake of his disappointing experiments in Neoplatonic ascent.

In concluding, then, I want to suggest that Augustine's passionately personal reflection on the events
leading up to his fmal conversion is intended to recall and thereby reinforce the vital links between the
future opened up to him on that momentous day in Milan and even the darkest periods of his youthful
estrangement from himself and from his God. Though his conversion undoubtedly marks a new
beginning, even a kind of rebirth, it succeeds in doing what impersonal introspection had failed to do
because Augustine is enabled to see it as the culmination of a process that had begun in him long
before. The call he finally answers in deciding to seek baptism is the very same call that had never
ceased resounding in his heart, even when he was desperately trying to drown it out in the frantic
pursuit of sensual pleasure, emotional and intellectual titillation, and worldly success. In looking back
on his past, he comes to see that in the anxiety, disappointment, and doubt that marred his life of
secular striving, God himself had been calling him home.
You were always present to aid me, merciful in your anger, and charging with the
greatest bitterness and disgust all my unlawful pleasures, so that I might seek after
pleasure that was free from disgust, to the end that, when I could find it, it would be in
none but you, Lord, in none but you. For you fashion sorrow into a lesson to us. You
smite so that you may heal. You slay us, so that we may not die apart from you. (2.2.4)

Augustine meditates on his past in the Confessions to learn again this lesson of sorrow, which is
also, paradoxically, a lesson of great hope. From out of the caves of his memory he no longer draws up
the despair-inducing confirmation of his own weakness that had paralyzed him as a young man, but the
liberating assurance that God had always been with him, even in the depths of his sin. Recollections of
events in which that divine presence now seems unmistakable nourish his expectations of future

16

�assistance, giving him the strength to stand firm against present temptation in the confidence that his
conversion will turn out to have been the decisive event of his life, and not a mere prelude to another
aborted attempt or humiliating failure to change his ways.
But as his unsparing assessment of his present condition vividly demonstrates, he knows that
nothing is guaranteed. To be sure, conversion to the truth for him comes as a gift, but that giftperhaps like all gifts-is profoundly difficult for a creature with a long history of proud self-assertion to
receive. Ever present is the temptation to refuse or return it in the fatal conviction, born of pride and
despair, that there is no genuine good beyond what we can obtain for ourselves. The books of the
�
Platonists did nothing to disabuse Augustine of this error. "Strain and see," they told him, at once
puffmg him up by preaching the sufficiency of effort, and casting him down by showing him no more
than the way to behold the blessed country when his heart's desire was to dwell therein. The way beyond
beholding is a way of humility, and Augustine's searingly honest examination of his life is his attempt to
walk it.
Thank you.
1

Porphyry, "On the Life of Plotinus and the Arrangement of His Work," in Plotinus, The Enneads, trans. Stephen

MacKenna (New York: Penguin, 1991), p. cii.
2
3

All Augustine quotations are from The Confessions of St. Augustine, trans. John K. Ryan (New York: Doubleday, 1960).
Enneads 1.6.9, in The Essential Plotinus, trans. Elmer O'Brien (Indianapolis: Hackett , 1964 ), pp. 43-44.

4 "On the Life of Plotinus," p. cxxii.
s

6
7

Enneads 4.8.1.
Enneads 6.7.34.
Enneads 4.8.6.

17

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              <text>"While Augustine believes he can find in the writings of the Neoplatonists themselves the doctrine of the Word that was with God and that was God, not even he claims to apprehend the incarnation of that Word on any basis other than faith. My ambition tonight is to see how far we can go toward making sense of the intensely personal  approach of the Confessions without appealing to postulates drawn from sacred doctrine. While I suspect  that Augustine's unprecedented way of applying the Delphic maxim becomes fully intelligible only against the background of his specifically Christian commitments, we might nevertheless begin to understand the peculiar strategy he employs in the Confessions by considering the deficiencies that come to light there of a philosophy conducted in a wholly impersonal key. However dazzling a glimpse it may afford of the eternal truth, Neoplatonic introspection, we shall see, fails to open out onto what  Augustine calls 'the way that leads not only to beholding our blessed fatherland but also to dwelling  therein.'" - excerpt from lecture</text>
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                    <text>DEPTH
AND
DESIRE

EVABRM-IN
St. John's College
Annapolis, Friday, August 31, 1990

�DEPTH AND DESIRE
Eva Brann
Annapolis, Friday, August 31, 1990

li5l y an old tradition the first lecture •)f the year is dedicated to
lQJ the new members of our college, to the freshman students and
the freshman tutors. It is a chance to tell you something about the
shape and the spirit of the Program that pverns St. John's College-­
and not only to tell you but perhaps even to show you.
I think I am right in this spirit when I begin by examining
the class-name I just called you by: freshmen. A freshman, my
etymological dictionaries tell me, is a person "not tainted, sullied or
worn," a still-fresh human being, where "fresh" means, so the
dictionary points out, both "frisky" and "impertinent." Later on in the
year you will learn a weighty Greek word applicable to persons of
frisky impertinence. They are said to have thymos, spiritedness or
plain spunk, a characteristic necessary for serious learning. This
spirited frame of mind is perfectly compatible with being shy and
secretly a little scared. In fact, to my mind, it is a sign of quality in
newcomers to be anxious for their own diJnity in the way that shows
itself in spirited shyness. It is our business, the business of the
faculty and of the more responsible upper class students, to help your
spiritedness to become serious, to emerge from the shyness-- whether
it be of the quiet or the boisterous sort, to help you channel your
energy into a steady desire for learning and to direct your boldness
toward the discovery of depth and, moreover, to help you without
leaving you tainted, sullied, and worn out. I keep saying "help,"
because although great changes are bound to take place in you in
these next years-- do but behold the seniors: unsullied, untainted,
unworn and transfigured-- we none of us know who should get the
most credit besides yourself:
the Program, our teaching, your
friendships or just plain time passing.
At any rate, the spirit of the college is invested in
seriousness, a certain kind of seriousness-- not dead seriousness but
live seriousness, you might say. This seriousness shows itself on
many occasions: in deep or heated conversations in the noon sun or
at midnight, in marathons of effort and in the oblivion of sleep, in
devoted daily preparation and in glorious goofing-off, in the
1

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DEPTH AND DESIRE

willingness to try on opinions and in the need to come to conclusions.
What does your school do to induce this very particular kind of
seriousness?
When you chose to come to St. John's you were, perhaps,
attracted by the fact that the mode of teaching normal in higher
education is quite abnormal here. I mean lectures. Only one lecture
a week is an integral part of the Program, on Fridays at 8:15 P.M.
Now the chief thing about a lecture is that it is prepared ahead of
time. For instance, I began working on this lecture in March. A
lecture Ol!ght to be the temporarily final word, the best a speaker has
to give you at the moment. It should not matter whether the surface
of the speech is brilliant or drab, as long as it is a deliberate and
well-prepared opening of the speaker's heart and mind to the
listeners. As such it carries authority. These authoritative occasions
are obviously important to the life of the school.
Yet our normal way is not the prepared lecture but the
focused conversation which is effervescent rather than prepared,
provisional rather than authoritative, and participatory rather than
reactive. Your tutors will not tell you but ask you; they will not
demonstrate acquired knowledge, but the activity of learning. One
reason why the teaching of new tutors-- and some of your classes will
be taught by newcomers-- is often most memorable to freshmen is
that their learning is genuinely original and keeps sympathetic pace
with yours. There is an irresistible but false local etymology of the
word tutor as "one who toots," perhaps his own horn. What the word
tutor really signifies is a person who guards and watches learning.
We are deliberately not called professors because we profess no
special expertise.
Since you will not be told things, you will have to speak
yourselves. What will you speak about? The Program wiH ask you
to focus your conversation on certain texts-- they might be books or
scores or paintings. These texts have been selected over the years by
us because they have the living seriousness I am trying to speak
about. To my mind texts, like people, are serious when they have a
surface that arouses the desire to know them and the depth to fulfill
that desire. Here then, is my announced theme for tonight: the
depth that calls forth desire.
To delineate that depth I must once again distinguish our
kind of conversation, the kind associated with such texts, from the
2

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DEPTH AND DESIRE

kind of fellowship to be found in other places. All over this country,
and wherever the conditions for some human happiness exist, there
are people who know all there is to know about some field that they
till with a single-minded love. This is the blessed race of buffs,
aficionados and those rare professionals who have had the grace to
remain amateurs at heart. They study history or race stock cars or
do biology or fly hot-air balloons. My own favorite fanatic is the
young son of a graduate of St. John's. This boy is persistently in love
with fish, with the hooks, flies, sinkers, leaders, reels and rods for
catching them, with the books for studying them, with the aquaria,
ponds, lakes and oceans for observing them. When I first met him
he looked up at me shyly and asked if I knew what an ichthyologist
was. Since I knew some Greek I knew the etymology of the word
and could tell him that it is a person who can give an account of fish,
so he was satisfied with me. This boy may have his troubles but he
is also acquainted with bliss.
This kind of concentrated bliss we cannot deliver to you,
except perhaps in limited extracurricular ways. Instead we, or rather
the Program, will drive you through centuries of time and diversities
of opinion, while depriving you of the freedom and the serenity to till
and to master a well-defined field of your own choosing. You will
study Greek and invest hours in mem01 izing paradigms, but your
tutorial is not a Greek class-- it is a language tutorial in which Greek
is studied only partly for its own virtues, and partly as a striking and,
for you, a novel example of human speecl1 and its possibilities. You
will study Euclid and demonstrate rna 11y prepositions, yet your
tutorial is not intended to make you geometers but to allow you to
think about the activity of mathematics. In short, you will be asked
to read many books carefully and to stcdy many matters in some
detail only to find them passing away, becoming mere examples in
the conversation. And these fugitive texts will almost all bear their
excellence, their worthiness to be studied exhaustively, on their face,
for we try to pick the ideal examples. This procedure is practically
guaranteed to keep you off-balance, even to drive you a little crazy,
since you will not often have the satisfaction of dwelling on anything
and of mastering it. How do we dare do this to you?
Here is a strange but unavoidable fact: Those who plow
with devotion and pleasure and increasing mastery some bounded
plot on the globe of knowledge often undergo a professional
3

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DEPTI-I AND DESIRE

deformation. They lose first the will and then the ability to go deep.
To be sure, specialists are often said to know their subjects "in
depth," but that is not the depth I mean. Let me illustrate with an
example I have a special affection for. I began my academic life as
an archaeologist, and the first thing archaeologists do is to dig deep
past the present surface of the earth, or rather they scrape it away
layer by layer. But with every stratum they scrape away they find
themselves at a new surface, the surface of a former age. They poke
into time-- a magical enough activity--but they do not pretend to
pierce the nature of things. For example, there would come up from
the depths of a well-shaft an ancient pot. I would catalogue it by
naming its form, say: kotvle, a kind of cup; by giving its dimensions:
H. 0.108 m.; diam. 0.135 m; by describing its proportions: deep­
bodied, narrow-footed; by interpreting the picture painted on it: a
rabbit-- this is the pot-painter being funny-- jumping a tracking
hound from behind; by conjecturing about the provenance and the
stylistic influences: made in Attica under Corinthian influence; and
by assigning a date: third quarter of the seventh century B.C.

Was I required to consider what I meant by dimensions,
proportions, styles, images, funniness, influences, places? Not a bit-­
that would have meant time out and profitless distraction from my
business, which was to know all about the looks and appearances of
the pottery of Athens in early times. What this Program of ours
offers you is exactly that time out, and that splendid distraction.
People will say of you, when you have graduated, that you have
4

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DEPTH AND DESIRE

acquired a broad background. But your education will have been
broad only in a very incidental and sketchy way-- certainly not in the
fashion of a close-knit tapestry that is a continuous texture of
interwoven warp and woof. Many of the books you are about to read
do tie into one another. Sometimes a book written by an ancient
Greek will (I am not being funny) talk back to one written by a
modern American, or the opposite-- the strands that connect these
books seem to run back and forth and sideways through time. But
some books will stand, at least as we read them, in splendid isolation,
and all in all the texts we study do not add up to a texture of
knowledge: There is no major called "Great Books." How could
there be competence in a tradition whose moving impulse is to
undercut every wisdom in favor of a yet deeper one? There is not
even agreement whether this tradition of ours advances or
degenerates with time, whether its authors are all talking about the
same thing, though in a different way, or in apparently similar ways
about quite incomparable things.
Here is what the books do seem to me to have in common:
They intend to go into the depths of things. All the authors, even
those subtly self-contradictory ones who claim that there are no
depths but only surfaces, are deep in the way I mean. This desire for
depth, then, is what will hold your studies here together. There is a
word for this effort, to which it is my privilege to introduce you
tonight. The word is philosophy. The term is put together from two
Greek words, philos, an adjective used of someone who feels friendly,
even passionate love, and sophia, which means wisdom or deep
knowledge.
When I say that your school is devoted to philosophy, the
love of deep knowledge, I mean that all our authors want to draw you
deep into their matter, whether by words, symbols, notes or visual
shapes. Incidentally, in a few weeks a lecturer, a tutor from Santa
Fe, will come and contradict me; he has told me that he will say that
what we do needn't bear the name of philosophy at all.
Let that be a subject for future discussion, and let me come
to the heart of my lecture tonight. It is ;he question what depth is
and how is possible. I think we are all inclined to suppose that
literal, actual depth belongs to bodies and space and that people or
texts are deep only by analogy, metaphor .cally speaking.
I want to propose that here, as Sl often in philosophy, it is
5

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DEPTH AND DESIRE

really the other way around: it is the body that is deep merely
metaphorically, as a matter of speaking, while the soul and its
expression alone are deep in the primary sense.
Certainly the depth of a body or a space is elusive. If a body
has a perfectly hard and impenetrable surface, its depth must be
forever beyond our experience-- a kind of hard, inaccessible
nothingness. On the other hand, let the physical body have a hollow
in it-- such caves are powerful allegories of depth and you will in the
next four years come across some famous holes: the grotto of
Calypso, the underground chamber in Plato's Republic, Don
Quixote's cavern of Montesinos. Now ask yourself: Where actually
is the depth? The containing boundaries of the hollow are all faces
of the body, and no matter how deep you seem to be inside the body,
you are still on its surface, just as I argued before about
archaeological excavations.
Now consider matterless bodies, geometric solids. Euclid
says in Book XI that a solid has length, breadth, and depth, but he
gives us no way to tell which is which:
it depends on your
perspective-- in fact all three dimensions are lengths delineating the
surfaces that he says are the extremity of the solid. What is inside
that solid, what its inwardness or true depth is, he does not feel
obliged to say. These are questions you might want to raise in your
mathematics tutorials: Can one get inside a geometric solid? How?
Bodies, I am suggesting, are either too hard or too involuted
or too featureless or too empty to have true depth. Only divine or
human beings and the texts they produce-- texts made of words,
notes, paint, stones, what have you-- can be literally deep or
profound. For I attribute depth or profundity to that which is of a
truly different order from the surface that covers and hides it. And
it must be the inside and foundation of just that surface, so that we
can gain entrance to it through that particular outside and through no
other. Every depth must be sought through its own proper surface
which it both denies or negates and supplies with significance: the
surface that hides its own depth is never superficial.
Human beings seem to me the most obvious example of such
depth. All human beings have a surface, namely the face and figure
they present. I personally think that in real life almost all people
also have an inside, their soul, their depth. But there are some
famous novels in which characters are described who are nothing but
6

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DEPTI-1 AND DESIRE

empty shells. Against their impenetrable surface those whom they
attract by the insidiously unflawed beauty peculiar to facades that
hide nothing break themselves, or if they tear through, they fall into
nothingness.
However, these are fictions, and actual human beings have
by the very fact of their humanity an inner sanctum. We begin by
noting, casually, their face, their demeanor. As our interest awakens
we proceed to read more carefully, to watch their appearance
ardently for what it signifies. If we are lucky, they may open up to
us, as we do to them. If we go about it right, this interpretative
process need never come to an end, for the human inside, or to give
it, once again, its proper name, the soul, is a true mystery. By a true
mystery I mean a profundity whose bottom we can never seem to
plumb though we have a persistent faith }n its actuality. I think that
for us human beings only depths and mysteries induce viable desire.
For love entirely without longing is not possible among human
beings. Many a failure of love follows on the-- usually false-­
opinion that we have exhausted the other person's inside, that there
is no further promise of depth.
It is not only in respect to living human beings that depth
calls forth desire. This college would not be the close human
community that it is if you did not get to know some human beings
deeply-- which is called friendship. But such love is only the essential
by-product (to coin a contradictory phrase) of our philosophical
Program, a program that encourages the love of certain para-human
beings. These para-human beings are the expressions of the human
soul, our texts, as well as the things they talk about.
Let me take a moment to ask wl&gt;ether this particular desire
for depth I keep referring to is common among human beings or
even natural. I say it is absolutely natural and very common. You
will see what I mean when I tell you what I think is the nature of
desire. Desire seems to me to be a kind of negative form or a
shaped emptiness in the soul, a place in the spirit expecting to be
filled, a kind of psychic envelope waiting to be stuffed with its proper
contents.
Now take a long leap and ask yourself what a question is.
A question is a negative form or shaped emptiness in the mind, a
place in thought waiting to be filled, a psychic envelope ready to be
supplied with its proper message. Questions therefore have the same
7

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DEPTII AND DESIRE

structure as desires. In fact questions are a subspecies of desire: a
question is desire directed upon wisdom or knowledge. Therefore I
might go so far as to say that this school teaches the shaping of
desire-- because here we practice asking deep questions. Now I think
that very many, probably all, human beings would like to ask such
questions if they only knew how. That is why the desire for depth is
both common and natural.
What we most often, or at least most programmatically, ask
questions about are those texts I have been mentioning. As I have
intimated, such a text, particularly a text of words, is a curious kind
of being, neither a living soul nor a mere rigid thing. What a book
might be, such that it could have genuine depth, is a question that
should arise over and over in the tutorials and the seminars. That
books do have depth is shown by the fact that they induce questions,
the directed desire to open them up. I want to end by giving a
sample of a deep text and a demonstration of the beginning of a
reading, a mere knock at its gate, so to speak.
The text is a saying by Heraclitus. Heraclitus flourished
about 500 B.C. He was early among those who inquired into the
nature of things, and he had a contemporary antagonist, Parmenides.
You will see from your sheets that Heraclitus said that it is wise to
agree that "All things are one. • Parmenides said things that, on the
face of it, seem similar, but whether he meant the same thing as
Heraclitus, or something opposite or something incomparable-- that
is a matter of ever-live debate.
In any case, Heraclitus and
Parmenides together embody the great principle of our tradition that
I mentioned before; you might call it the "the principle of responsive
differentiation." However, I shall not try to talk about Heraclitus's
actual wisdom tonight-- that along with the previous questions: "What
is philosophy?," "What is a solid?," "What is a cave?," "What is a
book?," I leave to future discussion. I shall attend only to the
preliminaries with which Heraclitus surrounds his wisdom.
Heraclitus's book is largely lost, though as far as we know it
was not a treatise but a book of sayings. Even in ancient times it
had a reputation for depth; the tragedian Euripides said of it that it
required a Delian diver-- the divers from the island Delos (which
means the "Manifest" or "Clear") were evidently famous for diving
deep and bringing things to light.

8

�DEPTH AND DESIRE

BRANN

The sayi�g I have chosen goes:
OVK IIJOU &amp;:ua TOU Aoyou aKQU aaVTas
611oAoydv aoq�ov AaTw lv 1rav-Ta dva&amp;

Transliterated it reads
ouk emou alia tou logou akousantas
homologein sophon estin ben panta einai.
On the surface this saying is in Greek and needs to be
translated. Since I have argued that surfaces are, like traditional
Japanese packaging, an integral part of the contents, they must be
carefully and patiently undone. Now to put Heraclitus's Greek into
English is, up to a certain point, not hard. Your Greek manual will
tell you about the "accusative absolute" and about various infinitives,
and your Greek dictionaries will give you the meaning of "listening,"
of "wise" (which you are already familiar with in philosophy), and of
"agree."
"Logos" is one of the
But then you look up logos.
tremendous words of our tradition, to which it is, once again, my
privilege to introduce you. Without even looking it up, I can give
you the following meanings: Word and speech, saying and story, tally
and tale, ratio and relation, account and explanation (that was the
meaning which occurred in the word "ichthyologist"), argument and
discussion, reason and reasoning, collection and gathering, the word
of God and the son of God. As you learn Greek you will see what
it is about the root-meaning of logos that makes this great scope of
significance possible.
But how are you to choose?
You are
caught in a vicious circle: Unless you know what Heraclitus means
by logos you cannot choose the right English translation, and unless
you discover the right English word you cannot know what he means
by his saying. However, sensible people find ways to scramble
themselves out of this bind.
Try a meaning that makes good
immediate sense: choose "reasoning."
Listening not to me but to my reasoning,
it is wise to agree that all things are one.
This yields a saying that is particularly pertinent to us, since
9

�BRANN

DEPTII AND DESIRE

it might be posted over every seminar door. For though we must
look into each other's faces, we must not get stuck on personalities.
Each seminar member has a right to say: "Never mind me, answer
my argument." Heraclitus is introducing a great notion into the
Western world here: Not who says it matters but what is said.
But there is more signifying surface to the saying. Listen to
its sound and notice that in the second line the word homologein
sounds like logos. "Agree" is a good first meaning but it does not
preserve the similarity of sound. Homologein literally means "to say
the same." Let me try that, and for "my reasoning" I will substitute
"the Saying."
If you listen not to me but to the Saying,
it is wise to say the same: that all things are one.
Now what sense does that make? What Saying? Whose saying other
than Heraclitus's own? Suppose the translation did make sense, then
Heraclitus is saying that there is a saying that can be heard beyond
his own, a speech to which we must listen, a speaking that it would
be the part of wisdom to echo in what we say. What impersonal
speech could that be? Heraclitus in fact tells us not what the logos
is, but what it says, for he bids us to say the same: "All things are
one." What if this saying, of which no human being is the author,
where a power whose saying and doing were one and the same?
What if its speech were an act? Let me play with a third, somewhat
strange, version:
Once you have listened not to me but to the Gathering,
it is wise similarly to gather all things into one.
Here logos is translated as gathering or collection. It is the power
that gathers everything in the world into a unified whole, the
organizing power we are invited to imitate by giving a comprehensive
account of the universe in speech. The logos speaks primally; our
logos becomes deep by imitating it.
I think by now the text has begun to draw us through its
surface into its depth. You can see that it demands of you the playful
seriousness I mentioned at the beginning, a seriousness that calls out
all your capacity for careful attention to surface detail as well as your
willingness to dive into the depths.

io

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DEPTH AND DESIRE

Here I shall stop. But although I am ending, I am not
finished-- and neither, of course, are you. If you have in fact listened
not only to me but also to my argument, and if you are possessed by
the proper freshman spirit, now is your moment, the part of the
Friday night lecture that is the true St. John's:
the time for
questions.

11

�A NOTE ABOUT THE
TEXT

This lecture was written and
edited in WordPerfect 5.1.
All headings, subheadings,
and body text are set in
Times Roman. Typesetting,
editing, and printing were
done at the St. John's Print
Shop.

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                <text>Depth and desire</text>
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                <text>Typescript of a lecture delivered on  August 31, 1990 by Eva Brann as part of the Formal Lecture Series.</text>
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                <text>Brann, Eva T. H.</text>
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                <text>Bib # 57332</text>
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                <text>Taken from the St. John's Review, Volume XXIX, Number 3, 1989-90. It was originally the opening lecture of the 1990-91 academic year at St. John's College, Annapolis.</text>
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            <description>The spatial or temporal topic of the resource, the spatial applicability of the resource, or the jurisdiction under which the resource is relevant</description>
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                <text>Annapolis, MD</text>
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            <name>Relation</name>
            <description>A related resource</description>
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                <text>&lt;a title="Audio recording" href="http://digitalarchives.sjc.edu/items/show/326"&gt;Audio recording&lt;/a&gt;</text>
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        <name>St. John's Review</name>
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        <name>Tutors</name>
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