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                    <text>Principles of Motion and the Motion of Principles:
Hegel's Inverted World
Peter Kalkavage
St. John's College, Annapolis
15 October 2010

�Principles of Motion and the Motion of Principles:
Hegel's Inverted World1

Oh, judge for yourselves: I have been concealing
it all the time, but now I will tell you the whole
truth. The fact is, ! ... corrupted them all!

-Dostoevsky, "The Dream ofa Ridiculous Man" 2

In the Phenomenology of Spirit, late in Hegel's chapter on force and understanding, a
baffling figure comes before us. It is the famous "inverted world." This figure completes
the dialectic of understanding. As a result of the inverted world, consciousness-the sole
but protean hero of Hegel's philosophic epic-undergoes a conversion: it ceases to put
truth in objects or things and instead places it in the thinking subject.
My plan is to take us through Hegel's chapter on understanding with the following
questions in mind: Why, for Hegel, is understanding logically unstable? Why is force its
proper object? What is the inverted world, and how does it come about? What does it
show us about the nature of thinking, and the nature of nature? Finally, how does the
inverted world bring about the great turn in the Phenomenology from knowledge as the
consciousness of things to knowledge as grounded in self-consciousness?
Understanding, Verstand, has a range of meanings in Hegel. It refers most generally to
our capacity for making distinctions, our power of analysis. In his Encyclopedia, Hegel
indicates the function and limit of understanding as follows: "Thinking as understanding
stops short at the fixed determinacy and its distinctness vis-a-vis other determinacies." 3 In
other words, understanding establishes fixed boundaries and stable identities. Fond of
schematizing, it regards mathematics as the model of what it means to know. In the
Phenomenology, the archetype of Verstand is the "new science" inaugurated by Galileo
and Descartes and brought to its peak in the force-theories of Newton and Leibniz. The

�chapter "Force and Understanding" presents a critical reflection on this science. Hegel
studied the physics of his day extensively and acknowledged its impressive
achievements. But it does not for him embody absolute truth; it is not science at its
highest, most complete stage. Hegel's expose in the Phenomenology reveals why this is
the case, why the supposedly stable principles of modem physics are ultimately unstable.
Hegel's chapter is difficult even by Phenomenology standards. To guide us through its
twists and turns, I have divided my presentation into six parts. The first three deal
respectively with Force, Law, and Explanation. These are related as follows. There are
forces at work in nature that operate according to immutable laws (for example, the law
of universal gravitation). The scientist explains nature by showing how a given
phenomenon (say, a body in free fall) is an instance of a force grounded in one of these
laws. Hegel's account preserves this familiar interweaving of force, law, and explanation
but at the same time places it in the context of a dialectical unfolding. Hegel's logic,
unlike ordinary logic, proceeds genetically, like life. Concepts, stages, moments,
categories, whatever we wish to call them, do not merely succeed each other, or relate to
each other in the manner of different aspects, but emerge out of the evolutionary process
that is thought. In the chapter before us, force gives birth to law, and together these give
birth to explanation, which eventually gives birth to self-consciousness. This amazing
process as a whole, this labor, defines understanding.

I. Force
The Phenomenology is the journey of consciousness to absolute knowing, or what Hegel
calls Science. We come upon understanding at a pivotal moment in this journey: at the

2

�transition from the sensuous to the intelligible. The previous shapes of consciousness are
sense-certainty and perception. Like all the shapes in Hegel's book, they embody
certainty-a claim to know absolutely or unconditionally. Sense-certainty places its
absolute trust in the sensuous particular, the whatever-it-is that is here and now;
perception trusts the thing and its properties. Both shapes of knowing, together with their
corresponding objects, prove to be self-contradictory: they negate themselves.
Force is the Phoenix that rises from the ashes ofthinghood. It is an example of what
Hegel calls determinate negation. This is negation that preserves and lifts up what is
negated [79, 113].* Force is the proper object of understanding because it resolves the
dissonance that defines the thing of perception. The thing is a One and a Many: this one
thing and its many properties. To save this opposition from being contradictory,
perception posits another opposition: the thing is independent or for itself and dependent
or for another, that is, related to other things. In the dialectic of perception, these opposed
aspects become identical: the thing is shown to be independent insofar as it is dependent,
and dependent insofar as it is independent [128]. It makes no sense, then, to regard the
thing as absolutely real: a thing is what it is, not through itself alone but only in relation
to what it is not, namely, other things. How this ideality ofthinghood comes about does
not concern us here. The relevant point is that force solves the problem at hand, the
problem of substance and relation. Things as things dissolve in their essential relation to
other things: they lose their substance. Force, by contrast, is substance that is relation. It
is the higher category of substantial relation, the unity of being-for-self and being-foranother, of independence and dependence. 4

*Numbers in square brackets refer to paragraph numbers in Phenomenology of Spirit, translated
by A. V. Miller (Oxford: Clarendon Press, 1977).

3

�Let us look more carefully at what this means.
Force, our new object, is not something seen or heard or felt but only thought. It is the
purely intelligible inner core of perceptible things. Force is not property but act, the act of
self-expression. 5 In the force-world, a thing does not, strictly speaking, have a property
but rather emanates what we call a property from an intense invisible center. 6 By analogy
with language, force, in Hegel's terminology, is the utterance or externalization of an
inner point. Hardness, for example, is not a quiescent attribute lodged in the thing but an
act by which the thing asserts itself or "makes its point."7 Moreover, to act is to act upon
another thing. Action implies interaction. This is how force makes it possible for
individual things to be what they are through their relation to other things: their beingfor-self is a being-for-another, and their being-for-another a being-for-self.
Force, Hegel says, is a movement [136]. This is not movement in space but dialectical
movement-conceptual instability or transition. Consider a metal sphere. Its hardness is
one of the properties by which the sphere, at the level of perception, defined itself as an
independent thing. Hardness is now to be regarded as emergent from an intensive center,
a center of force. Force is the transition of a given content-in this case, hardness-from
inner to outer. As Hegel stresses in an earlier version of his system, force is not cause as
opposed to effect but rather the identity of cause and effect. 8 The intensive center of force
does not produce something other than itself but exactly itself. 9 It is a self-realizing
potential. It is like an inward thought that finds faithful expression in outward speech.
Dialectical movement comes into play when we attempt to spell out precisely what is
happening in the transition from inner to outer. What we find is that the act of selfexpression involves negation. The hardness of the sphere, as an emergent property or

4

�effect, must come out of hiding, be released from mere implicitness or potency; but if it
were simply released, set free, it would not be the hardness ofthe sphere, the expressive
manifestation sprung from the intensive center of force. And so, we must conclude that as
a property is affirmed or posited, it must at the same time be negated as something
independent or on its own. As the property is emitted, it must remain the property ofthe
thing, the expression ofthe center of force. Hegel uses the terms force proper and force

expressed to distinguish the two moments involved in the action of force. Force proper
refers to the intensive center (force as cause), force expressed to force as ''there" in the
perceptible world (force as effect). These moments, Hegel says, are self-canceling [135].
Force proper must negate its inwardness in order to be external or manifest, and, as we
saw earlier, force expressed must negate its outwardness in order to be the expression of
force proper. This self-cancellation on the part of both moments of force is what it means
to say that force is a movement We phenomenological observers see this dialectical truth
in the movement of force, but understanding does not. It clings to the safety of stable
distinctions and assumes that the movement from inner to outer occurs simply, that is,
without any negation or self-otherness.
Force can do what thinghood cannot: it is a deeper, more potent category. Why, then,
does it self-destruct? To answer this question, we turn to the phenomenon of interaction,
the real-world event in which force meets force. As we proceed, we must bear in mind
that understanding claims not merely that there are forces at work in the world, but that
force is the absolute truth of things-their abiding substance. Hegel will show, to our
amazement, that ''the realization of force is at the same time the loss of reality" [141 ].
Like the thing, force will fail to be substantial.

5

�The self-annihilation of force results from what Hegel calls the "play" of two forces:
active and reactive. This play is implicit in Newton's Third Law: "To every action there
is always opposed an equal reaction." Force is spontaneous and impulsive but not selfinciting. It must be inspired by the presence of another force in order to express itself
[137]. Hegel here borrows terms that Leibniz uses in his analysis of collision. One force

solicits, the other is solicited: one is active, the other passive or re-active. 10 This is like
the human situation in which I voice my opinion, translate my inner thought into outer
speech, thereby inciting you to respond with a verbal expression of your thought and
opinion. Perhaps the forcefulness of my expression prompts you to an equally forceful
counter-expression-an equal and opposite reaction.
The play that is essential to force can be maintained as logically stable only if the
difference between active and passive force, soliciting and solicited, remains clear and
distinct. We must be able to say: "This force is active, that one passive." Hegel proceeds
to show that this is not the case. The two opposed determinations of force-soliciting and
solicited, active and passive-become identical, or pass into each other. Once this
happens, force as the solid substance of things vanishes. It loses its status as a selfsubsisting entity and becomes merely ideal, what Hegel calls a moment. I I
To see how this evaporation of force as substance comes about, imagine banging your
fist against a wall. When you hit the wall, the wall hits back: it re-acts. At first, it seems
that your fist is active and soliciting, the wall passive and solicited. But you could not hit
the wall unless, at the moment of impact, the wall acted on you and solicited the hardness
of your fist. This hardness is just as much solicited by that of the wall as the hardness of
the wall is by that of your fist. Fist and wall have exchanged determinations, like actors

6

�who reverse their roles in mid-scene, and it is impossible to call one of them only active
and the other only reactive. Each is both. Soliciting is a being solicited, and being
solicited is a soliciting.
Let us recapitulate the story of force. Force starts out as a mere concept in the mind of
a subject who claims to know absolute truth: it is in itself or implicit, a theoretical good
intention. Then it is put to work as the substance of things: it becomes for itself or actual.
But in the act of making itself real, it becomes evanescent and unreal: the distinction on
which its reliability as substance rests becomes a play or interchange of now-fluid
determinations. As force leaves the stage of the solidly real, it assumes a new role. It
reverts to being inward or conceptual, retreats from the world and goes back inside the
thinking subject. We may imagine this as the act in which understanding experiences the
dissolution of force, internalizes what it has experienced, and then comes up with a
revised perspective. As Hegel observes, force does not return to its original ideality but
advances to a new state [141]. Force falls but does not simply fall. Paradoxically, it falls
up. In negating itself, it becomes a new and improved universal, a new object that stands
over and against the thinking subject. This higher object, which force has generated, is
the deeper inner of things.

II.Law
The dialectic of law will lead us to the inverted world. Law, our newly postulated
absolute, will prove unstable. It will fall. This fall is more dramatic than anything we
have witnessed so far in the Phenomenology. It is the collapse of the very citadel of
objective truth, truth that is grounded in objects.

7

�In the fall of force and the rise of law, consciousness experiences a new relation to its
object. Hegel calls it a mediated relation. Understanding now "looks through [the]

mediating play offorces into the true background of things" [143]. 12 In other words,
understanding sees rest within motion, sameness within difference, form within flux. Law
is the eternally abiding, purely intelligible "look" or idea of the always-changing world.

Verstand at this point is even more recognizable as the modem scientific understanding,
which seeks laws of nature so that it may gaze upon change under the aspect of eternity.
Our new object, law, is the imperturbable base and depth of the world. World, here, is
the unstable play of forces, the role-reversal of our soliciting and solicited "actors." This
play is appearance, as opposed to law, which constitutes the world's essence. In its
perpetual self-otherness, appearance recalls the elusive "matrix" of Plato's Timaeus,
where the powers ofbody--earth, air, water, and fire--constantly turn into each other,
play the game of self-cancellation (49B-C). Law is different from the objects we have
seen so far: the sensuous This, the thing of perception, and force as individual substance.
It is a world unto itself, separate from but also governing and shining through the world

of appearance. Law opens up a supersensible world set over and against the sensible

world. Hegel calls it an "abiding Beyond above the vanishing present"-a Jenseits or
Over There, as opposed to the Diesseits or Over Here [144]. Unlike the turbulent realm of
sense, this Other World is "restful" [157]. It is the heaven of scientific theory.
This two-world thesis will be the death of understanding. As Hegel will show, the
waywardness of appearance, the to and fro of change, invades theoretical heaven: the
Beyond will collapse into the very realm from which it was to be strictly distinguished. It
will become an aspect of appearance. The certainty of understanding is that there are two

8

�worlds: the truth will be that there is only one. Intelligibility is not separate from change,
like a law or a platonic Form, but is change-change as dialectical logic or what Hegel
calls the Concept. The clue, then, to the discovery of concrete truth is not in some other
world but in this one, not in motionless being but in unstable becoming, where opposed
determinations flow into each other. This inverts our normal perspective on things,
governed as that perspective is by the sober teachings of Verstand As we think our way
through the inverted world, we are inverted.
The conclusions I have sketched are already present in what Hegel says just before his
analysis of law. He reflects on the nature of appearance, in effect telling us where the
dialectic of understanding will end up. Understanding mis-understands appearance and
the intelligible essence that supposedly governs it in another world. From the perspective
of understanding, law is an eternal thing-like object that grounds and "saves" the
appearances. But this object, the supersensible Beyond, has in fact been generated by
appearance [147]. Appearance is the dialectical father, law the offspring. What
understanding calls law or essence is in fact, Hegel says, appearance as appearance.
To grasp the meaning of this utterance, we must observe that appearance is not
sensuous presence: it is neither the This of sense-certainty nor the thing of perception.
Appearance is process and play, flash and shining forth. It is not presence but fleeting
presence-presence that constantly cancels itself to become absence. 13 It is becoming as
the unity of coming-to-be and passing away. In his Philosophy ofNature, Hegel offers a
definition of time. Time, he says, is ''that being which, inasmuch as it is, is not, and
inasmuch as it is not, is; it is intuited becoming."14 Time is appearance in its most
rudimentary form. It is the same process of self-negation that we saw in the Now of

9

�sense-certainty. When the Now negated itself to become the next Now, it gave birth to
universality as the Now of Nows, say, an hour of minutes [107]. Appearance, through its
self-negation, also begets a universal, as we have seen. This universal is law.
Appearance, like time, is a process of self-transcendence, self-beyonding. The
understanding erroneously treats this self-beyonding, which it has glimpsed in the selfcontradictory play of force, as a Beyond that is objectively there. It reifies process. But
essence, here identical with the supersensible, is the intelligible truth of appearance, the
truth that the play of force has itself generated and brought to light. As Hegel puts it, "the
supersensible is ... appearance as appearance" [147]. The meaning of this pivotal
sentence, to which I alluded earlier, is that essence and appearance, inner and outer, are
identical. As one commentator puts it: "The essence of essence is to manifest itself;
manifestation is the manifestation of essence. " 15 Appearance, in other words, is not a low
but a high category. It is the self-otherness of essence, the instability of sensuous things
that has come out into the open as their higher and deeper truth. In this revelation
appearance proves to be not something in need of being "saved."
Hegel's critique of the supersensible Beyond recalls Plato's Forms and the problem of
separateness. This problem is highlighted in the dialogue Parmenides, where the old
Eleatic stings young Socrates with the absurdities of his two-world theory. How is it that
a Form, a separate entity off in its own world, is nevertheless manifested in its sensuous
instances? Why are we able to see the original in the image? Law is like a platonic Form
in that it is eternally self-same and purely intelligible. But it is unlike a Form in being a
universal that governs movements, events. Law is the eternal self-sameness of perpetual
self-difference. Consider Galileo's law of free fall. Expressed as an equation, this is the

10

�familiars

=

112 gt, wheres is the distance a body traverses as it falls, g the gravitational

constant, and t the time during which the falling takes place. For our purposes, however,
the more revealing form is s

ext: distance varies as the square of the time. This expresses

a constant difference or otherness, as opposed to a mere identity. It helps us see what
Hegel means when he says that law is "universal difference" and ''the simple in the play
of force" [148]. Things as such don't come into the picture. As far as Galileo's law is
concerned, it makes no difference whether the falling object is a cow or a cannonball. 16
What matters is the motion, the event. Galileo's law is the simple universal in this event.
It is the perfectly general, purely intelligible form offalling.

Let us now turn to the dialectic of law. Understanding has, we recall, a mediated
relation to its supersensible realm oflaw. It looks through the medium of becoming, as
through a veil, to glimpse being and truth in the unchanging forms of change. It imagines
that it will in this way take hold of absolute knowing. Problems will emerge when
understanding tries to explain how its universal laws fit the actual determinate content of
appearances. Up to this point, law is only a good idea. This idea must now prove itself in
the act of governing. Law must become actually true or what Hegel calls for itself.
To uncover the actuality oflaw, we turn once more to Galileo, this time to his
experiments with the motion of a ball rolling down an inclined plane. Assume that we
have found the law that governs this movement and have expressed it mathematically.
We say: "This is true; it is the law." But it isn't absolutely true. Air resistance, surface
friction, and the phenomenon of rolling as opposed to sliding all come into play to qualify
the law. In order for a law to be true, it must, as Hegel puts it, "fill out the world of
appearance" [150]. This can happen only ifthere are many laws that apply to a given

11

�case. Here we have a sign of trouble to come. Law, by definition, is sheer universality; its
glory is to be above cases and particulars. But the events to which law must apply if it is
to be actual truth involve cases and particulars: phenomena have a determinate content
that must somehow be subsumed under law. The world is not movement in general but

this movement in these circumstances. The problem can be stated as follows: law, though
stable, is general or empty, while appearances, though shifty, are full and differentiated.
To overcome this asymmetry, to unite the universal and the particular, law must be on
more intimate terms with the phenomenal world if it is to be the truth of that world.
A single law, as we have seen, is not enough to "fill out" the appearances. We need
many laws to prevent law from being an empty inner. These must be organized into one
law that unifies them-a mega-law. Hegel here refers to Newton's inverse square law of
attraction, which unifies the laws of planetary motion and those of ordinary mechanics.
But this mega-law is, alas, the victim of its triumph over specificity. By transcending the
difference among the many different laws, it becomes utterly abstract. Hegel calls it "the

Concept of law itself,"17 that is, lawfulness as opposed to a law [150]. But then, what to
do about all the different ways in which lawfulness manifests itself in nature? To address
this problem, understanding interprets lawfulness, the pure form of law, as the "inner

necessity" of all the different laws [151]. This inner necessity results in a new, more
abstract version of force--force as such [152]. Earlier, force was differentiated as active
and passive; law was the simple universal. Now force is the simple or undifferentiated,
and law is the source of difference [152]. Gravity, for instance, is just plain gravity, a
simple force of nature, whereas the law by which a body falls involves difference as
distance traversed and time squared. So too, electricity is just plain electricity, whereas

12

�the law of electricity expresses the difference between positive and negative.
The assumption at work here is that law will express the necessary action of simple
forces. Hegel shows that this assumption is false. Force and law are in fact "indifferent"
to each other, that is, fundamentally unrelated [152]. Electricity indeed manifests itself as
positive and negative, but not because of any inherent necessity. The law does not
express causal connection but rather what Hume called "constant conjunction." 18 It does
not reveal the origin of difference, but simply states difference as a fact. It sidesteps the
primordial act by which electrical force as such divides into its two opposite forms. The
result, Hegel says, is that "necessity here is only an empty word" [152]. 19
Indifference shows up in yet another way for the scientific understanding. The very
elements that the law combines in its formulas lack necessary connection with each other.
Galileo's law of free fall, for instance, expresses a constant conjunction of distance and
time. But it sheds no light on why these should be connected at all, let alone connected in
this particular way. There is nothing in the concept of distance traversed that necessarily
implies the concept of time squared, and nothing in time squared that implies distance
traversed. As mathematical variables, s and t are logically indifferent to each other. They
are quantitatively conjoined in a ratio but not conceptually united in a A.oyo~. 20
The necessity that understanding craves, we must note, would be achieved if in its
world-view there were a place for inner difference, that is, the immanent selfdifferentiation of the absolutely simple. That would account for why electrical force
necessarily, out of its own nature, divides itself into positive and negative. Law, in that
case, would be the Concept or dialectical truth. But understanding is no dialectician. It
likes its identities neat and its distinctions restful. And so, to prevent simple force from

13

�becoming (in its view) compromised, understanding takes difference into itseif[l54].
Necessity now acquires a new meaning. It ceases to be causality in the phenomena and
becomes instead the necessity at work in the human subject's act of theorizing.

ill. Explanation
We are on the threshold of the inverted world, which is a second supersensible world
[157]. Understanding will reach this extreme point of its effort once it is revealed that
explanation is nothing more than the propounding of tautologies-differences that make
no difference. Explanation, here, is not scientific account-giving in general but rather a
species of bad argument that regularly occurs in physical science. It is the act in which
understanding propounds a law that supposedly governs an appearance but ends up being
identical to the appearance. In explanation, ground and grounded become the same.
We saw earlier that force is the absolutely simple (electricity), whereas the law of
force expresses a difference (positive and negative). Understanding uses explanation to
bridge the gap between force and law, simplicity and difference. But its effort is
sophistical: it distinguishes force and law, and then "condenses the law into force as the
essence of the law" [154]. Hegel uses lightning to illustrate his point. Lightning occurs: it
is a phenomenon. Indeed, as a flashing forth, lightning functions as the symbol for
appearance as such. Understanding explains lightning by enunciating a law that
supposedly expresses how the force of electricity works. Force is assumed to be simple,
but the process of explaining involves positive and negative. The explanation purports to
reveal the necessary ground of the phenomenon. But in fact, it just repeats what happened
at the surface of the phenomenon. It says: "There was a strong electrical discharge

14

�because of positive and negative electricity." This simply says all over again what
lightning as a phenomenon is. It is not something new and different, but same: a
tautology. Understanding posits differences and then, once these differences disappear in
the phenomenon (in this case, once the electrical discharge subsides), allows the
differences to sink back into an undifferentiated simple force-mere electricity. A
distinction is made only to be withdrawn. 21 In other words, the distinction is merely an
artifact and formality of the process of explanation. 22
Explanation, for Hegel, borders on the absurd, or at least the comic. Why does
electricity divide into positive and negative? Because that is its law. And why is that its
law? Because electricity divides into positive and negative. When we ask understanding
why something is the case, it pretends to show us some underlying ground but in fact
only repeats the appearance that prompted our question in the first place. This sleight of
hand is not confined to physics. Why are human beings the way they are? Because of
their genes. What are genes? That which makes us who we are. Or, to shift to the world
of Moliere: Why does opium induce sleep? Because it has a "dormitive virtue." These are
all tautologies masquerading as etiologies, accounts of cause. In the earlier version of his
system, Hegel summed it up nicely. All explanation, he says, ultimately reduces to the
deflating admission: "That is just how it is. ,,i 3
We might be tempted to accuse Hegel of oversimplifying explanation in order to make
his case. But Hegel is right. We are surrounded by explanations that purport to reveal a
law, a necessary ground, for how the world works---or how the mind works, or how
language and culture develop--which, when examined more closely, prove to be nothing
more than tautologies. I point this out to remind us that, in reading those parts of the

15

�Phenomenology that are critical of theory-building, we must allow our scientific, as well
as our pre-scientific or natural, perspective to be inverted.
Hegel, we must note, inverts what we ordinarily mean by tautology. Tautology, for
him, is not a static A,;A, but rather the dialectical movement in which a difference is
posited and immediately canceled [155]. This recalls the play of force, in which active
and passive were posited as different and then became identical. The movement of
tautology is a turning point in the dialectic of understanding. It is the point at which the
shiftiness of appearance "has penetrated into the supersensible world itself' [ 15 5]. In the
platonic analogy, motion becomes part of the once restful realm of the Forms.

IV. The Inverted World

Who among us has not wondered: What if the world as it is, is the exact opposite of the
world as it appears? What if what we call real is really nothing but a dream, and dream
reality? What if good people are in themselves bad, and bad people good? What if, in
obedience to some perverse cosmic law, being reverses seeming, inner reverses outer? To
pose such questions is to set foot on the terrain of Hegel's inverted world.
The dialectic of understanding is a series of postulated objective inners. The first was
force. When force as the substance of things vanished, a new inner appeared: the restful
realm of law. But law led to the sleight-of-hand called explanation, where differences
make no difference. This movement of tautology generates another inner: the inverted

world, which is the inner truth of the first supersensible world [157].24 Hegel has taken us
on one long journey into the interior of appearance. But the inverted world brings us full
circle, confirming the truth of La Rochefoucauld's maxim: "Extremes touch" The

16

�inverted world will obliterate the Beyond. It will collapse the distinction between essence
and appearance, and make appearance the standard to which law must conform.25
Inversion is our new principle, according to which, "what is self-same repels itself
from itself' and ''the not self-same is self-attractive" [156]. Hegel's language of
repulsion-from-self and attraction-to-other recalls the magnet, which soon emerges as the
paradigm of inversion.
The first thing Hegel tells us about the inverted world is that it completes the inner
world opened up by understanding [157]. We saw earlier that law failed to "fill out" the
world of appearance: it lacked a principle of change or alteration. As an inverted world,
the supersensible realm acquires this principle. It becomes an exact replica of the world
we actually live in. This is the irony of the inverted world. Strange seeming at first, the
inverted world in fact restores what is familiar to us and what had been lost in the
abstractions of understanding. It lets our world be as fluid, playful, and self-contradictory
as it seems.
This is our perspective, not that of understanding, which clings to its abstractions and
continues to think in terms of a supersensible Beyond, where every restless appearance
finds its restful double. The inverted world is what the world is implicitly or inwardly,
what it is in itself. Hegel offers a broad range of examples. The first ones he cites are
suited to the theoretical bent of understanding. Like, under the law of the first
supersensible world, becomes unlike under that of the second, inverted world; black in
the first is transposed to white in the second; the north pole of a magnet in the first world
is south in the second; the oxygen pole of the voltaic pile becomes the hydrogen pole, and
the hydrogen the oxygen [158]. But then Hegel goes beyond theory. Revenge on an

17

�enemy in this world turns into self-destruction in the other; crime in the first turns into
punishment; guilt into pardon; disgrace into honor. 26
It would be highly instructive to think through all of Hegel's examples of inversion.
Let us focus on one: the magnet. This remarkable object will help us make the transition
from inversion as understanding represents it to the philosophic Concept of inversion.
From the perspective of understanding, the poles of a magnet are inverted in the sense
that each pole has reference to a separately existing and opposite in-itself. This in-itselfthe home or, in Gilbert's phrase, the "true location"27 of the magnet's poles-is the Earth,
the Ur-magnet that orients our mini-magnets. It seems strange to regard the Earth as a
Beyond, but this view makes sense if Earth is the Earth of scientific theory. That the
Earth is a body in no way detracts from its theoretical function as the locus of magnetic
essence divorced from the things whose essence it is. In our current usage, which was
also prevalent in Hegel's day, the north pole of a magnet is called north because it points
to the magnetic north pole of the Earth. But as Hegel argues in his Philosophy ofNature,
it is more accurate to call it "south," since, by the law of magnetism, it must point to its
opposite. 28 With this in mind, we can say that each pole of our mini-magnet points to, and
is defined by, the opposite pole of the Earth-magnet. North "here" has its inner truth in
South ''there," and South "here" has its truth in North ''there."
Hegel calls this approach "superficial" [159]-superficial because non-dialectical.
Through its ingenious idea of inversion, understanding, to its credit, hits upon a great
principle of nature: polar complementarity.29 But it fails to grasp the true meaning ofthis
principle; its two-world thinking gets in the way. In truth, a magnet's inversion is not to
be found anywhere but in itself. The magnet is self-inverting, which is to say that it

18

�contains negativity within itself, or is self-other. How do we know? Because any attempt
to isolate a pole fails. If we chop off one of the poles, it simply reappears in the nowsmaller magnet. "Pole" is not a material chunk of a body but one term of an opposition.
In the Phaedo, Socrates tells an Aesop-like fable about how god, seeing that Pleasure and
Pain were always quarreling, tied their heads together, so that where the one was the
other was bound to follow (60B). The same moral can be inferred from the magnet,
where each "head" always entails its opposite.
The magnet illustrates what is true in all cases of inversion. In its true meaning, the
inverted world is not a Beyond but rather the intelligible form of the actual world.
Inversion in this sense undoes the superstition of understanding, according to which
things exist in one world but have their intelligible essence in another: "antitheses of
inner and outer, of appearance and the supersensible, as of two different kinds of
actuality, we no longer find here" [159]. 30 Magnetic north, as I indicated earlier, is not
south somewhere else but right here: ''the north pole which is the in-itself of the south
pole is the north pole actually present in the same magnet." Similarly, in the moral
sphere, crime calls down on itself the law's judgment and correction, invokes its nemesis
as its fulfillment, not in some other world, but right here. Crime and punishment are the
inseparable poles of the moral magnet-a fact well known to Dostoevsky. Moral selfinversion, we must note, is at work even when we don't get caught. Having done
something wrong, we suffer the torments of conscience and punish ourselves: we strain to
negate our negation.
Let us sum up what we have seen so far. Understanding embraces the principle of
inversion as the true inner meaning of its supersensible law. According to this principle, a

19

�given determination finds its truth in its opposite: it is the law of all determinations to be
transposed into their opposites, to move. But understanding regards this shift in a static
way, as mere reference to another object-like world, another substance or medium. We
see what it does not: that inversion defines appearance as such. It is the essence of all
determinations in the realm of appearance to be self-inverting, to summon their opposites
in a new version of the play of force.
The precise meaning of the inverted world, and the corresponding critique of the
supersensible Beyond, lead us to the metaphysical primacy of motion. Understanding
treats motion or change as though it needed to be saved by transcendent principles and
mathematical formulas, as though rest alone were intelligible. But motion, as the inverted
world has revealed, is the intelligible as such, the Concept as the unity in which opposites
flow into each other. In the Philosophy of Nature, Hegel makes this point with respect to
our friend, the magnet: "For the magnet exhibits in simple, naive fashion the nature of the
Concept, and the Concept moreover in its developed form as syllogism."31 He adds in a
note: "If anyone thinks that thought is not present in nature, he can be shown it here in
"

magnetism. " 32 Magnetism, as opposed to the thing we call a magnet, is a movement of
poles toward and into each other. It is the logically structured fluency of opposite
determinations present in a simple object.
Magnetism brings us to the most important claim Hegel makes about the inverted
world. To think the inverted world, he says, is ''to think pure change or think the

antithesis within the antithesis itself, or contradiction" [160]. The inverted world, our
second supersensible world, is not alongside the first, but has in fact "overarched the
other world and has it within it. .. ; it is itself and its opposite in one unity" [160].

20

�The inverted world, rightly understood, generates what Hegel calls "inner difference."
This act of immanent self-differentiation is the genuine necessity that was lacking in
understanding's effort to connect force and law. 33 The simple force of electricity divides
itself into positive and negative because, as a simple force, it is inwardly tense, polarized
with respect to itself [161]. Difference isn't something tacked on as an explanatory
construct but is inherent in unity. To be one is to be self-divided, to contain rather than
exclude opposition. In revisiting electrical force, Hegel applies the wisdom of the
magnet: positive and negative electricity "animate each other into activity, and their
being is rather to posit themselves as not-being and to cancel themselves in the unity"
[161]. This is our familiar play of force, which, having been constrained by static
principles and mathematical formalism, now rises up against understanding to proclaim:
"I, in my instability, was the truth all along! I, pure change, am the essence of law!"

V. Infmity-And Beyond
Hegel gives inner difference an evocative name: infinity [161]. Infinity, here, is not
indefinite ongoing-ness, which Hegel calls "bad infinity" [238]. It is neither the potential
infinite of Aristotle nor those limitless mute spaces that terrified Pascal. It is rather the
logical process by which opposites flow into each other. Infinity is transition as such. It is
the self-negation of a finite determinateness. The magnet, with its inseparable poles, is
the sensuous symbol of infinity in this sense of the term.
Infinity sums up the dialectical movement we have already seen in tautology. It is the
"absolute unrest of pure self-movement, in which whatever is determined in one way or
another ... is rather the opposite of this determinateness" [163]. This flow of opposites into

21

�each other inverts the perspective of understanding, which is infatuated with rest and
wants to keep its terms clear and distinct. Hegel makes the striking claim that infinity
"has been from the start the soul of all that has gone before." It is the energy of selfnegation that was implicit in all the finite shapes of consciousness that have appeared so
far-and will continue to appear. When one of these finite shapes self-destructs, refutes
itself, it is experiencing the infinity, the self-opposition, that it holds within. In suffering
contradiction, it is getting in touch, so to speak, with its inner magnet.
Hegel identifies infinity with what he calls ''the absolute Concept" [162]. Infinity and
Concept both embody the self-differentiation of the self-identical, which for Hegel is
truth. This self-differentiation occurs in its purest form in Hegel's Logic. Here in the
Phenomenology, Hegel calls infinity as Concept ''the simple essence of life, the soul of
the world, the universal blood" [162]. Infinity, he goes on to say, "pulsates within itself
but does not move, inwardly vibrates, yet is at rest." This Hegel's version of the Logos
of Heraclitus-the Fire that enlivens, pervades, consumes, and unifies all things.
Life, soul, blood. These words suggest that the force-world we are now transcending,
the world that seemed so eventful and alive, was not really alive at all. To be sure, there
was motion, but not life-vis viva, but not organic being. 34 Understanding is prejudiced
on behalf of physics. This is no doubt largely because the phenomena of physics, unlike
those of biology, are readily reducible to the homogeneity of mathematical formalism,
that is, equations. Life is the scandal of Verstand because the determinations of life are
fluidly interconnected and defy rigid boundaries. To appreciate this fact, we have only to
think of how animal organisms, in their embryonic development, exhibit spontaneous

self-differentiation, develop their different organs and systems, wondrously,from within.

22

�Infinity, which has been generated by the inverted world, brings us to selfconsciousness. This step had already been taken in the phenomenon of explanation, our
internal movement of differentiating what is simple or self-same [163]. Explaining
things, Hegel observes in passing, is fun-a holiday of the mind. The reason is that in the
act of explaining why the world does what it does consciousness enjoys conversation
with itself, Selbstgesprach [163]. To explain is ultimately to enjoy the play of our own
inner movement, our self-consciousness.
Inversion, inner difference, infinity, explanation all converge in self-consciousness,
which now officially comes on the scene in the Phenomenology. The truth of the magnet
was the repulsion of the self-same and the attraction of the self-different. This truth is
now fully revealed as the self. To be self-conscious, to be aware of myself as myself, is to
be tautologous in Hegel's sense of the word. It is my act of generating inner difference
that is immediately canceled or negated. Hegel describes self-consciousness as follows:
I distinguish myself from myself, and in doing so I am directly aware
that what is distinguished from myself is not different [from me]. I, the
self-same being, repel myself from myself; but what is posited as distinct
from me, or as unlike me, is immediately, in being so distinguished, not a
distinction for me [164].

Hegel compares this movement of self-identity with the axial rotation of a sphere [169].
As the sphere turns, it continually generates different positions in space and continually
cancels them. It is constantly returning out of the self-otherness that it constantly begets.
Every move "away" is a move "toward" and back home.
Hegel stresses that self-consciousness was behind the drama of consciousness all
along. It was the energy of self-divisiveness that was the living soul of sense-certainty,
perception, and understanding. Now it is revealed that, just as infinity is the true inner of

23

�all objects, self-consciousness is the truth of consciousness. In other words, external
things are and are true only insqfar as they are and are true for a thinking subject or self.
"True" means "true for me."

VI. From the Play of Force to the Drama of Man
How does Hegel get from the paradoxes of physics to the fight for recognition with
which the drama of self-consciousness begins? This will be my closing question.
I begin by observing that force is already on the verge of self-consciousness. Once
physics takes force as its central concern, once it identifies force with nature itself-as
happens most dramatically in the physics of Boscovich-it invites a connection between
the spontaneity of inanimate bodies and the inner state of human beings. 35 Nature and
human nature find their common source, their essence, in impulsiveness, or what Hobbes
was the first to call conatus, striving. Force, seen in this light, is proto-will. 36 Ifwe keep
in mind this connection between force and will, it becomes less surprising that Hegel's
chapter on understanding begins with force and ends with self-consciousness, which, for
Hegel, is our impulse or drive to self-affirmation.
As I suggested earlier, the dialectic of understanding generates life as well as selfconsciousness. Life and self-consciousness come on the scene together. Both exhibit
infinity as the process of self-differentiation. But for the self at this nascent stage of its
development, the mingling of life and self-consciousness poses a problem. On the one
hand, the self is aware of itself as being beyond body and finitude. To be an inwardly
turned being is, in a sense, to experience myself as the absolute, a god. But I am also
immersed in organic life, the necessary condition for self-awareness: I am aware of

24

�myself only because I am alive, rooted in this living body, which is the immediate object
of my desire, care, and anxiety. And so, the self is burdened with a double being. It is
both a transcendent or pure self, the self in its glory, and an empirical self caught up in
the mortifying contingencies of the flesh. This incarnation of inwardness, this unhappy
unity of the divine and the mortal, is the contradiction that self-consciousness must
somehow resolve, the riddle of its existence.
In the fight for recognition the self seeks to transcend its animality or life. "Selfconsciousness," Hegel says, "is in and for itself when, and by the fact that, it is so for
another; that is, it is only as a being that is recognized" [178]. Recognition, here, is not
blank awareness but honor. In winning the recognition of another, I confirm the
absoluteness that I experience within. This recognition is my self-recognition, my
certainty of myself as absolute, made concrete, out there, really existent. I use this other
individual to accomplish my goal, which is to achieve self-certainty through the negation
of my self-otherness. But this other, who is also at my stage of raw self-consciousness,
wants to use me for the same reason. And so there is a fight for recognition. In this fight I
seek to negate the presumed absoluteness of this other individual who confronts me. I
also risk my life. I do so in order to show myself and my alter ego that I am more than an
animal. I show that I am a pure self, a self that is worthy of being recognized as absolute.
The two individual selves are thus bound together in what Hegel calls a "double
movement" [182]. It is double because two selves are involved and because the negation
each performs on itself it also performs on the other, which is itself. This reciprocal
action recapitulates the dialectic of force, in which the opposed determinations of active
and passive, soliciting and solicited, came to be lodged in each of the separate forces: "In

25

�this movement [of selves] we see repeated the process which presented itself as the play
of forces, but repeated now in consciousness. What in that process was for us, is true here
of the extremes themselves" [184]. In other words, self-consciousness, as a collision of
interacting selves, is force made self-conscious.
In the Phenomenology Hegel mounts a critique of force. But the poverty of force is
also its potency, its impulse to develop into self-consciousness, and, after many
inversions, into the mutual recognition that is spirit. Spirit, for Hegel, is the spirit of the
Greek polis, the spirit of the Roman Empire, the spirit of the French monarchy, and the
spirit of the German Reformation. This last, which posits the absolute testimony of the
heart, sets the stage for Kant's moral world-view, conscience, and the beautiful soul.
Each of these worlds is an attempt on the part of selfhood to incarnate itself so that it may
know itself as the shared truth of a concrete community of selves. This communal
selfhood Hegel calls the '"I' that is 'We' and 'We' that is 'I'"[l 77].
What, then, is the dialectic of force in Hegel's Phenomenology? It is the Prelude to the
Great Fugue of conceptualized history, which begins with the fight for recognition and
ends in absolute knowing.

Endnotes
1

The first version of this lecture was given at the Spinoz:a Society in Washington, DC on 8 March
2010.
2

Fyodor Dostoevsky, in The Dream of a Ridiculous Man and Other Stories (West Valley City,
Utah: Waking Lion Press, 2006), 16.

3

The Encyclopaedia Logic, trans. T. F. Geraets, W. A. Suchting, and H. S. Harris (Indianapolis:
Hackett, 1991), 125. Hegel extols understanding in the Preface of the Phenomenology, where he
calls the analytic "force" of Ver stand ''the most astonishing and mightiest of powers, or rather the
absolute power" [32).

26

�4

Hegel identifies force with relation, Verhiiltnis, in the so-called Jena Logic (The Jena System,
1804-1805: Logic and Metaphysics, trans. John W. Burbidge and George di Giovanni [Montreal:
McGill-Queen's University Press, 1986], 47).
5

Leibniz is the father of this idea: "Substance is a being capable of action" (Principles of Nature
and Grace, G. W Leibniz, Philosophical Essays, trans. Roger Ariew and Daniel Garber
[Indianapolis: Hackett, 1989], 207).

6

A thing's property, for Hegel, is a universal, but one that is bedingt: conditioned or be-thinged.
Force, by contrast, is unbedingt-an unconditioned or unbe-thinged universal [132]. In other
words, force is purely thinkable. It is not, like color, qualified and limited by a material medium.

7

See Newton's Principia, Definition 3, where body or mass is identified with the force of
resistance or vis inertiae.

8

See Jena Logic, 54.

9

"Force thus expresses relationship itself and the necessity to be within itself even in its beingoutside itself, or to be self-equal" (Jena Logic, 56).
10

"A Specimen of Dynamics" in Leibniz, Principles ofNature and Grace, 121.

11

In the Philosophy of Nature, Hegel at one point offers what is perhaps his most deeply
revealing critique of force. This is in the context of his argument that Kepler's account of
planetary motion is philosophically superior to that of Newton (Philosophy ofNature, Part Two
of the Encyclopaedia of the Philosophical Sciences, trans. A. V. Miller [Oxford: Clarendon Press,
1970], 65-83). He remarks: "Seldom has fame been more unjustly transferred from a first
discoverer to another person." (Ibid., 66.) Hegel's detailed critique elaborates the three aspects of
scientific theorizing that we see in the Phenomenology: force, law, and explanation.
12

Italics Hegel's. Throughout his analysis of force and law, Hegel refers to the syllogism. The
middle term of the syllogism mediates between the two extremes, not as a distinct and static
tertium quid, but as the dialectical identity of the extremes. For a fuller account of the syllogism,
see Hegel' s Science of Logic, trans. A. V. Miller (New York: Humanities Press, 1976), 664 ff.).
13

In his poem "The Cemetery by the Sea," Paul Valery precisely captures appearance as the
dazzling unity of shining forth and evanescence:

Quel pur travail de fins eclairs consume
Maint diamant d'imperceptible ecume,
Et quelle paix semble se concevoir!
Quand sur l'abfme un soleil se repose,
Ouvrages purs d'une eternelle cause,
Le temps scintille et le songe est savoir.
What pure labor offine flashes consumes
Many a diamond with imperceptible foam,
And what peace seems there to be conceived!

27

�When over the abyss a sun reposes,
Pure works of an eternal cause,
Time scintillates and the Dream is to know.
14

Hegel, Philosophy ofNature, 34.

15

Jean Hyppolite, Genesis and Structure of Hegel's Phenomenology of Spirit, trans. Samuel
Cherniak and John Heckman (Evanston: Northwestern University Press, 1974), 125.
16

Throughout this part of his discussion, Hegel's word for "thing" is Sache, not Ding-that is, a
generalized "matter at hand" or pragma, as opposed to the thing of perception.
17

Miller's English translation reads "the Notion of law itself." In all citations from Miller the
word Notion is changed to Concept wherever it appears.
18

Hegel cites his agreement with Hume on this point in the Jena Logic, 52-53.

19

The pseudo-necessity of scientific theory re-appears at the level of observational reason. For
example, so-called "psychological necessity" (the supposed necessity of psychological laws)
proves to be "an empty phrase" [307].
20

A6yo, means both ratio and account. In the Philosophy ofNature, 59, Hegel gives a genuinely
conceptual A.6yo' of Galileo's law of free fall.
21

More examples occur in the Jena Logic, 51. Why is the soil wet? Because it rained. What is
rain? Falling moisture. Which is to say that the soil is wet because of wetness. In his Science of
Logic, 458-466, Hegel identifies explanation with the sophistical "arguing from grounds."
22

Berkeley had made a similar claim: "Force, gravity, attraction and terms of this sort are useful
for reasonings and reckonings about motion and bodies in motion, but not for understanding the
simple nature of motion itself or for indicating so many distinct qualities" (De motu, 17, trans. A.
A. Luce in Berkeley's Philosophical Writings [New York: Collier Books, 1965], 255).
23

Jena Logic, 61.

24

Donald Verene suggests that Hegel's phrase was inspired by a play of that name by Ludwig
Tieck (Hegel's Recollection: A Study ofImages in the Phenomenology of Spirit [Albany: SUNY
Press, 1985], 39). The inverted world is, in German, die verkehrte Welt. Verkehrt means either
upside down, or twisted and perverse. Hegel uses the term with the latter meaning in a section
entitled "The Law of the Heart and the Frenzy of Self-Conceit" [377]. Scholars disagree as to
whether, in the context of the inverted world, verkehrt means perverse as well as upside down.
Gadamer makes an interesting case for the double meaning (Hegel's Dialectic: Five
Hermeneutical Studies, trans. P. Christopher Smith [New Haven: Yale University Press, 1976],
35-53).
25

This fits the analysis of the inverted world in the Science of Logic, 509: ''In point of fact, it is
just in this opposition of the two worlds that their difference has vanished, and what was
supposed to be the world in and for itself is itself the world of Appearance." Hegel adds (510):
"the world of Appearance is thus in its own self the law which is identical with itself."

28

�26

An otherworldly inversion occurs in Sophocles' Antigone. When Creon accuses Antigone of
having bestowed equal honor on both her brothers, even though one was the enemy of his city
and the other its defender, Antigone responds (1. 521): "Who knows if down there this is holy?"

27

William Gilbert, De Magnete, trans. P. Fleury Mottelay (New York: Dover, 1958), 26.

28

Philosophy of Nature, Addition, 166. Hegel here follows Gilbert, De Magnete, 27.

29

"There has been a lot of talk in physics about polarity. This concept is a great advance in the
metaphysics of the science; for the concept of polarity is simply nothing else but the specific
relation of necessity between two different terms which are one, in that when one is given, the
other is also given. But this polarity is restricted to the opposition" (Philosophy of Nature, 19).
30

The first supersensible world was a theory of transposed essence, the second that of transposed
reversed essence. The transposition of essence is the theoretical analogue of what Hegel calls
self-estrangement (Selbstentfremdung). In the realm of pure theory, things have their essence in
another world. In the more advanced, praxis-oriented stages of spirit, man's essence, the meaning
of his life, will be outside of and beyond his actually present world: "In the Phenomenology,
Hegel repeatedly discusses the duality he wishes to surmount, a dualism which expresses the
torment of spirit obliged to live in one world and to think in the other" (Hypollite, Genesis and
Structure, 382).

31

Hegel, Philosophy ofNature, 163.

32

Ibid., 165.

33

Inner difference first appeared when force split into two interacting forces [138] .

34

The closest we got to life was with magnetism, which Gilbert regarded as a kind of soul:
"Wherefore, not without reason, Thales, as Aristotle reports in his book De Anima, declares the
loadstone to be animate, a part of the animate mother earth and her beloved offspring" (Gilbert,
De Magnete, 312). Hegel, in a similar vein, praises magnetism in the Preface: "Even when the
specific determinateness-say one like Magnetism, for example-is in itself concrete or real, the
Understanding degrades it into something lifeless, merely predicating it of another existent thing
[the Earth], rather than cognizing it as the immanent life of the thing, or cognizing its naive and
unique way of generating and expressing itself in that thing" [53].
35

In order to save continuity in nature, specifically in the phenomenon of collision, Roger
Boscovich argued that the repulsive force mutually exerted by two colliding bodies is exerted
before the actual collision. All action is action at a distance, and there is never any actual contact
between two bodies. Max Jammer puts it succinctly: for Boscovich, '"force' is consequently
more fundamental than 'matter"' (Concepts of Force: A Study in the Foundations of Dynamics
[New York: Dover, 1957], 178).

36

Schopenhauer goes even further by simply identifying force and will: "Hitherto, the concept of
will has been subsumed under the concept of force; I, on the other hand, do exactly the reverse,
and intend every force in nature to be conceived as will" (The World as Will and Representation,
Vol. 1, trans. E. F. Payne [New York: Dover, 1969], 111).

29

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                    <text>Plato's Timaeus and the Will to Order

*
a lecture delivered at St. John's College
Annapolis
24 :March 2000

by
Peter Kalkavage

�"And whoever thinks another a greater friend
than his own fatherland, I say that man is nowhere."
Sophocles, Antigone 182-3

*
The Timaeus is the strangest of Plato's dialogues.

It is so strange that one

wonders whether anything in it can be taken seriously.

Here conversation and

inquiry are suspended, and in their place Plato gives us long speeches that take the
form of myths. Socrates for the most part is silent. His silence is like the receptacle
we hear about in Timaeus' speech: it provides the receptive space or chara for all the
stories and images to come. 'Ve hear about Solon among the Egyptians, the lost
continent of Atlantis, an Athens grmvn young and heroic, the musical construction
of the soul, and the geometric construction of body. 'Ve also hear about ourselves.
These are the most bizarre tales the dialogue has to offer-tall tales about our souls
and bodies, about how ·we came to have a sphere-shaped head, a neck and torso,
eyes and ears, liver and spleen, bone and flesh, an upright posture; about the
manifold diseases that afflict body and soul; about ''\'here sex came from and how
birds evolved from feather-brained astronomers. 'Vith the Timaeus, even more than
·with other dialogues, we wonder what in the world Plato is up to. '\7hat is the point
of all this cosmomania? And why is Socrates silent?
Since it is tempting to speak about this mysterious work in ways that are veiled
and allusive, I will bluntly place before you my central thought.

The silence of

Socrates in the Timaeus signals the absence and withdra,val of philosophy itself, as
Socrates understands it, from the day's proceedings.

In particular, it signals the

absence of philosophic eras. By eras I mean the philosopher's love of immortality,
his striving to rise above the passing show of mortal opinion in order to enjoy a

2

�god-like vision of what eternally is. The Timaeus draws us away from this eras. It
directs our attention to a form of thymos or spiritedness, which I shall call "the \\rill to
order." This will is glorified in the famous likely story of Timaeus. Craftsmanship,
rather than contemplation, is the hero of the story. Philosophy in a sense makes an
appearance. But it tends to be understood as the mastery of distinct disciplines, the
systematic presentation of theories, the building of models, and the solving of
problems. It is philosophy made technical and effective-philosophy (if one may
call it that) with all the divine madness taken out of it. Plato was so thorough a
student of Socrates that he imagined what it "\.Vould mean to go beyond
Socrates-beyond the knowledge of ignorance, the claim not to teach, the treatment
of virtue as a perpetual question, and the tension behveen philosophy and the city.
In the Timaeus, Plato seeks to interest us profoundly in one such experiment in going
beyond Socrates. 1 He does so by crafting an amazing drama in which the love of
wisdom is replaced by the will to order.
The true center of the Timaeus is not its cosmology but the desire of Socrates.
This is the motive force behind all the speeches to come. Socrates confesses to his
desire in his longest and most important speech in the dialogue. Yesterday, Socrates
gratified the desire of Timaeus, Critias, Hermocrates and the absent fourth to hear
.rhat Socrates thought about the best political order. He did so, he says, because he

,,1

knew he would then be able to make a demand on them (20B}. He knew that those
who showed up today "\vould be compelled by justice to pay him back with a "feast
of speech"-a feast that "\· ould depict the just city in the act of "\Vaging war. Socrates
v
expresses his desire through a simile. ".My feeling," he says, "is something like this.
It's as if someone who gazed upon beautiful animals somewhere, either produced
by the art of painting or truly living but keeping their peace, were to get a desire to
gaze upon them moving and contending in some struggle that seemed appropriate
to their bodies" (19B-C).
The most striking thing about this desire is its irrationality. Socrates does not say
"And so, now that we've looked at the just city at rest, it makes sense to investigate
the city in motion." On the contrary, he portrays himself as a man struck by a
passing fancy. It is no thought, no logic that leads to the city in motion but a mere
feeling or pathos. The irrationality is heightened by Socrates' reference to chance: he

3

�just happens to feel like this (19B), the way we might just happen to want to go to the
movies. Furthermore, the desire for the deeds and words of war seems to spring
from thymos or spiritedness, which delights in honor and victory rather than truth.
Socrates depicts himself as desiring, not a philosophic account, but an encomium or
song of praise. What he seems to want from his hosts is not truth but beautification
or flattery. This fits well with the dominant word of the dialogue, kosmos, which
means not just order but ornament and beautiful display. It also fits with the name
Timaeus, which suggests time, honor. But why would Socrates, who refuses to put
up with the flattery of eros in the Symposium, here in the Timaeus compel others to
engage in flattery? And how is the cosmology of Timaeus related to such a project?
The Timaeus is the story of a descent into Becoming. It appears to be a sequel to
the Republic. In that dialogue, Socrates and Glaucon bring the discussion to its
highest point when they take up the question of philosophic education. To reveal
the need for such an education, they go dov.111 into a cave. Human nature, Socrates
tells us, dwells in a cave-like condition of ignorance and deception (7.514A). The
word for condition in this passage is the same as the one Socrates uses here in the

Timaeus to describe himself-pathos, lvhich also means feeling or affection as well as
suffering or affliction. The cave is the place of political orthodoxy or "right opinion."
The cave dwellers sit in a sort of prenatal position with their gaze forced

up~n

the

cave wall. They are enthralled-that is, both fascinated and enslaved-by moving
tvvo-dimensional images of three-dimensional artifacts, projected on the wall by the
enforcers of the city's opinions. These projectionists are the poets, whose art of
making deceptive imitations of human excellence binds the souls of the cave-citizens
to the city's beliefs and customs. The prenatal position of the cave people suggests
that they are in a kind of womb, which paradoxically refuses to give them birth and
bring them to light, refuses to let them grow info free and upright beings. To insure
their provincialism, the protective cave-mother keeps them in the dark and charms
them with exciting political movies that stir the soul to praise and blame. The
potential philosopher seeks freedom from this stultifying, prenatal condition or

pathos. He is turned around, converted, from Becoming to Being and eventually to
the study of the Good. The art of thus turning the soul around, as Socrates describes
it, comes from the power of mathematics. 2

4

�Just as the Republic takes us from Becoming "up" to Being, so the Timaeus brings
us back "down"-back to the cave of body, custom, opinion and change.

The

dialogue is a grand defense or apologia of Becoming in response to Socrates'
philosophic indictment in the Republic. The will to plunge from the heights of Being
into the depths of Becoming is intimately connected with the will to order. For the
turn from Being to Becoming is also the turn from theory or contemplation to
practicality and accomplishme:nt, to what Machiavelli in The Prince calls "effectual
truth" (15). The reason is that Becoming is the realm that engages us as practical,
productive beings. As creatures of Becoming, ,,ve are caught up in the doing and
making of things. "\Ve are ambitious, restless beings desirous of both honor and
mastery.
Our hosts of today, whom Socrates praises for

their reputation and

accomplishment,3 have an agenda. It is to make the realm of doing and making
look as good as possible. They will try to renovate the cave of Becoming in order to
make it more receptive to the intentions and designs of enlightened political
craftsmanship.

But this political agenda requires a preliminary step: a divine

sanction and a basis in the overall scheme of things.

The will to order cannot

accomplish politically what nature will not let it accomplish in the first place. There
must be a predisposition to order. This is \vhere the cosmological myth of Timaeus
comes in. Through the power of science and fiction combined, Timaeus will make
Becoming stand forth as a kosmos, that is, a beautifully ordered "\\'hole. This '\'hole is
not so much discovered by the cosmologist as it is made. :Mathematics, here, has a
role contrary to the one it had in the Republic. Instead of turning the soul from her
fixation with Becoming to the dialectical study of Being, mathematics nO\v supplies
the beautifying principles in accordance with \vhich the cave of Becoming can be
transformed into an enlightened home for moral correctness, political reform and
scientific research. The adjective kosmios in Greek means decent and \vell-behaved.
This is the quality that Timaeus \'\ ill try to infuse into the world of Becoming. He
1

will try to make the wild world of body and change seem decent and law-abiding.
The turn from Being to Becoming is, in effect, the undoing of philosophic
conversion. This turn is most clearly seen in the character of Critias, the spokesman
in the dialogue for nomos or convention. At one point he tells Socrates that the city

5

�described on the previous day was in fact a myth, and that he, Critias,

\Vi.11

carry

over Socrates' merely theoretical city into what he calls "the truth" (26C7-D3).
Critias identifies the truth ·with Becoming.

His extreme vanity regarding his

genealogy and his family connections with the great Solon confirms this fact. The
ancient Athens Solon hears about from the Egyptian priests is more real than
Socrates' city because it actually existed in a real terrestrial place-so Critias '\Nould
have us believe.

According to the vvisdom of Egypt, a wisdom Critias clearly

admires, what is older is more real and authoritative than what is younger and
more recent. Old ways are best. The oldest things are the most real and true, and
the oldest priests are the wisest of all. Truth is a long-standing custom or nomos, and
knowledge consists in the oldest hearsay about the oldest things. 4
The Timaeus is a time machine. It attempts to unearth hidden origins by taking us
back to those origins in mythic time. Indeed, speech throughout the dialogue is
playfully depicted as generative or originating and, in that sense, thoroughly
temporal. Solon's story takes us back to a forgotten place at a forgotten time. \Vhat
he hears from the Egyptian priest is about the periodic structure of time itself. And
Critias, in order to retrieve this story, goes back to the time when he was very
young. Timaeus, too, availing himself of the generative power of speech, playfully
presents the cosmic order, not as it eternally is, but as it came to be "once upon a
time." This temporalization of logos is yet another way in which the Timaeus takes us
back to temporal beginnings but not "up" to eternal principles.

Instead of

recollection, as we hear it described in the l\1eno, the Timaeus steeps us in the
shadowland of memory.
Such is my prelude to the speech of Timaeus. In what follows, I shall try to show
how this speech embodies the will to order. The questions I would have us keep in
mind are these. \Vhat is thinking in the likely story? \\That does it mean be kosmios,
cosmic, in one's thinking? What is the strength of such thinking, and ·what is the
weakness? To pursue these questions, I have divided up the remainder of my
account into three parts, which mirror the tripartite order of Timaeus' speech. They
are, Part One: The Piety of Physics, Part Two: Space Dreams, and Part Three: The
Human Condition.

6

�Part One: The Piety of Physics
Timaeus introduces the phrase, "likely story," in ·what Socrates calls the
prelude or preamble to the speech itself {29D). Socrates reminds Timaeus that he
ought to invoke the gods according to nomos or convention. Timaeus agrees that
it would be sound-minded or moderate to do so, thereby exhibiting his favorite
moral virtue. But he adds an invocation that reflects his own brand of piety.
"We must also invoke to hemeteron," he says, what comes from, or has to do
with, ourselves, our own resources (27D). This self-invocation embodies the will
to order that pervades the upcoming myth. God, as Timaeus proceeds to say, is
a demiurge or craftsman. But a stronger and more daring claim seems to be at
work. It is the claim that productive art, demiurgy, in some sense is our god.
Timaeus begins his prelude with a sharply drawn distinction between Being
and Becoming. The strictness of his distinction makes it extremely difficult to
understand how a cosmos, which is the mixture of Being and Becoming, could
ever come about at all. This is typical of Timaeus: he makes hard and fast
distinctions and then immediately proceeds to blur them.

After thus

distinguishing what ahvays is from what always comes to be, Timaeus
introduces his famous demi urge. This mythical figure, in ·whom the will to order
is most evident, hovers between the realms of Being and Becoming. The word

demiourgos means "one who ·w orks for the people or demos." It refers to anyone
\vho crafts anything. 5 Now we all delight in a thing well made-a well made
chair, building or piece of music.

v\Te love the \vay everything fits together

beautifully, and how a thing \Veil made is a thing that lasts. In the likely story,
Timaeus counts on and seeks to gratify this human delight. He makes the world
of nature into a well-made and long-lasting artifaet.6 .
The divine craftsman is postulated, willed into being. There is no proof for .his
existence. The question for Timaeus is not whether there really is such a being
but what he was looking at when he made the world. \Vas it a changeable, or an
unchangeable, model? Timaeus at one point expresses skepticism regarding our
ability to discover the true poet and father of the \vorld (28C). He makes us
suspect that the demiurge is a practical postulate that fills the gap of our

7

�theological ignorance, that he is not the true god, whom we cannot presume to
know, but the god decent, intelligent people should believe in if they are to
affirm the best of possible worlds. Later we hear that this divine craftsman is
good and therefore ungrudging (29E). Unlike the gods of Herodotus, the divine
craftsman had no envy; he did not jealously guard his divine prerogative, the fire
of artful intelligence, but wished that all things should possess it to the extent that
their natures allowed. 7 Artful intelligence, one might say, is always in the mode
of generosity. It seeks to bestow itself on the world as a divine gift; it rejoices in
seeing itself multiplied, reflected and embodied. The cosmos comes about, not
through chance and necessity, nor through the sex and violence depicted in
Hesiod's Theogony, but through the sober professionalism of techne or art. By
presenting god as a generous craftsman, a divine being who works for the
common good, Timaeus saves us from making god in the image of a tyrant.
For Timaeus, the world of body and change is made in the likeness of a
changeless and purely intelligible ·archetype or model. Timaeus expresses his
preference for a changeless model in pious terms: it ·would be "not right," ou

themis, that is, blasphemous to say otherwise (29A). Herein lies one reason why
the likely story is likely. Likely, eikOs, means "has the character of a likeness." It
also means probable, reasonable, and equitable or fair.

Speech for Timaeus

imitates the condition of its objects. Accounts of what is abiding and intelligible,
he says, "are themselves abiding and unchanging" (29B), while accounts of the
non-abiding and changing, accounts of mere likenesses, are afflicted with
likelihood. In an echo of the divided line in the Republic, Timaeus says: "just as
Being is to Becoming, so is truth to trust" (29C). Likely stories are not put forth
for the sake of insight but are a kind of rhetoric. \Ve must be persuaded by
them, trust them, and put up with their necessary flaws.
The infirmity of speech about divine origins points to a deeper infirmity-our
own human nature. Timaeus tells Socrates that he must not wonder if many of
the things said about the gods and the birth of the All are self-contradictory and
imprecise (29C). This is ''\'here the phrase, "likely story," first appears. Adopting
the formal tone of a man about to be accused, Timaeus says: "But if 've provide
likelihoods inferior to none, one should be well pleased with them, remembering

8

�that I who speak as well as you my judges have a human nature, so that it is
fitting for us to receive the likely story about these things and not to search for
anything beyond it" (29C-D). 8
This sentence about accepting likely stories points to the connection that
physical accounts have, for Timaeus, to both piety and prudence. Timaeus draws
a line beyond which prudent human beings should not go in speaking of things
divine. But the drawing of this line is not just an admission of infirmity. Rather,
it demarcates the realm within which human beings, precisely because they are
aware of their limitations and all the contingencies of life, are all the more able to
exert their powers of prudent mastery, their will to order. 9 Timaeus' defense of
the inevitable shortcomings of his speech is a not-so-veiled warning against the
immoderateness, the eras, of philosophy.

The immoderate questioning of

everything, if left to itself, would undermine the controlled play of invention
with the unpredictable play of conversation. In the end, it would prevent human
nature from being as masterful as it could be. Timaeus thus cautions Socrates
against being Socrates, against asking questions and striving to go beyond the
boundaries of plausibly established grounds. Socrates must be receptive to, and
content \·vith, the likely story about divine origins. If he wants to enjoy his feast,
he must mind his manners and act like a gentleman. He must control his striving
to be divine and remember that as Timaeus' harshest judge, he too is, after all,
only human.
Socrates gets the point. He is more than happy to accept the terms on \\·hich
his guest-gift is offered. In the most telling moment of the dialogue, Socrates
calls the likely story, not a logos or mythos, not an account or a story, but a nomos
(29D). Nomos is both la·w and song, as well as custom and convention. Timaeus
is our singer and legislator for the day. He will entertain us, but he will also lay
down the law. His logos is a form of music. It sings of Nature as both a divine
Artifact and a divinely established nomos or Convention.

It celebrates the

prudent founding of the cosmic regime and invites us to join in by following all
the mathematical constructions. Long before Critias gives man his Athenian
citizenship in the dialogue, the physics of Timaeus '"-'ill make us dutiful citizens of
the world at large-good cosmopolitans.

9

�The world for Timaeus is both image and god. 10 This is his central teaching.
Unlike the images put forth by Socrates, the cosmic image does not point
beyond itself. If it did so, it would cease to be a god. In the divided line, Socrates
revealed the power of what he calls eikasia, imagination. It was at the bottom of
the line and served as the foundation for the whole line. This is the power of
recognizing images as images, likenesses as likenesses. 11 It is the power by
which we are able to make our ascent up the line. In the upper, intelligible
portion of the line, eikasia is the power by \vhich we move from hypotheses to
non-hypothetical archai or principles. This power is absent in the Timaeus, where
we have lots of image-making and imitation but no image-recognition as such, at
least not the sort of image-recognition by which the soul is enabled to move
from images to their noetic originals. To be sure, there are, to use 1faxwell's
term, "real analogies in nature" for Timaeus. But these are all internal to the
cosmos, all within the realm of Becoming.

Images here do not transcend

themselves, even though they are crafted in the likeness of intelligible originals.
This seems to be the direct result of the fact that they are artificial: art, ·whether
human or divine, conceals its foundations in order to build on them. The original
points dmvn, as it were, to the image; but the image does not point back up to
the original. Mathematics is no longer the prelude to "the song of dialectic/' asi it
'\Vas in the Republic, 12 and the eide seem to be necessary only in the way that' a
lifeless blueprint guides and points ahead to the actual building. Furthermore,
'\vhen Timaeus first appeals to the intelligible model, he does so for the sake of
beauty and stability rather than truth (28A-B). The model is postulated so that
the cosmic edifice will be secure and beautifully built-not so that the human
soul, by reflecting on the heavens, might be drawn to the super-heavenly beings
that are beyond all hypothesis.
The construction of the cosmic soul is the most impressive architectural feat of
Timaeus' first account of origins. The soul is made out of music-a scale that
stretches four octaves and a major sixth in Pythagorean tuning. This act of scalebuilding is the most revealing instance of the will to order and of what cosmic
thinking means for Timaeus. Cosmic thinking is productive and practical rather
than theoretical. It makes sturdy and beautiful wholes out of beautiful parts by

10

�negotiating its way through technical difficulties. Here the divine craftsman
takes the beautiful ratios of the Pythagoreans and finds a way of fitting them
together in a coherent whole. He then bends his diatonic pattern into circles and
makes the orbits for the Sun, :Moon and planets. These outwardly appearing
circles are then mythically presented as the inward revolutions of discursive
thought, dumoia.
But before he does any of this, the craftsman first makes a kind of pasta out of
the forms of Being, Same and Other. He kneads them, like dough, into "one
entire look." He must use force or violence, since Other is loath to mix with
Same (35A-B). Here we have the most obvious example of the v1.ill to order in
the dialogue. Same and Other, as Timaeus understands them, have no natural
togetherness. He denies them the dialectical interweaving and participation in
one another's natures that we hear about in the Sophist.13 Same and Other are
simply separate ingredients, like Being and Becoming. Force is required to get
them to mix. The result is not an intelligible unity but a highly useful blur. It is as
though Timaeus wanted to convince us of the impossibility of ever
understanding the world dialectically so that he could get on with the more
productive task of flattering the world with mathematical constructs. He raises a
dialectical problem only to bury it with art.
At several pivotal moments in his speech, Timaeus reminds us that the
cosmos is a god. The god who made the world, in other words, bestows his
divinity on the '"'orld. Physical science, especially astronomy, thus becomes the
truest form of piety. It is what Spinoza called "the intellectual love of God," by
which he meant physics. 14 Strictly speaking, astronomy, like scale-building, is not
theoretical for Timaeus but is a form of praxis. This praxis supplies medicine and
therapy for the human soul. In our heads are housed the divine circuits of Same
and Other (44D). These are the circuits of sound judgement or phronesis, the
circuits that govern a morally healthy life. But once they are immersed in the sea
of Becoming and given mortal birth, they become deformed and we grow
abysmally ignorant and disordered. Witness the behavior of babies. Before our
birth as mortal beings, v,re d\'\ elled with the gods, whose happy life consisted in
1

regularity, symmetry and perpetual health. This divinely healthy life Timaeus

11

�calls the form, eidos, of our "first and best condition" (42D). Astronomy is thus
the great human homecoming, the happy return to our heavenly origins. It is
also the medicine by which we correct and stabilize what Timaeus calls "the
wander-stricken circuits in ourselves" (47C). 15
The piety, moderation and lawfulness of Timaeus set him at odds with eros
and its notorious destabilizing influence over human life. His war on eros is
evident throughout the dialogue. Eros, as it is described in the Symposium, is a
yearning for that which one lacks, and Timaeus cannot abide lack. He is driven
to structural perfection, completeness and mastery.
things up.

Timaeus is always filling

We see him filling up the part of a missing fourth at the very

beginning (17A-B), filling up the musical intervals of octave and perfect fourth
(35C ff.), rejecting the existence of a void (SOC), and filling our ignorant souls
with scientific explanations designed to dispel our wonder and cure our
perplexity (80B-C). He is careful to make the cosmos into a non-erotic animal, an
animal that feels no lack. If the cosmos is to be a "happy god," as he calls it (34B),
then it must be complete and autonomous or self-related. Timaeus bestmvs on it
the shape of a sphere to ensure this result (33A ff.). As a sphere, the god Cosmos
neither needs nor fears anything ·whatsoever outside itself. It has no arms, no
legs, no sense organs, none of the things we humans have that remind us of our
condition of dependence and vulnerability. 16
This happy lack in the cosmic body is mirrored in what Timaeus says about
the cosmic soul. The cosmic soul, 've are told, is the best of all begotten things
(37A). Her life consists in thinking. This is not philosophic contemplation but the
condition of unending, unerring sensibleness or right judgement. This judgement
is mythically depicted as the inward circling of thought. Happiness, for Timaeus,
is really healthiness, and the healthy process and condition of thinking are, in the
end, more important than 'vhat thinking is ultimately about.

If there is any

pleasure in the soul's life of perpetual sensibleness, it must be the pleasure of
being constantly busy gathering information. She has no leisure. Soul is the

thought-energy of the 'vorld-always knmving what is going on everywhere and
ahvays reporting to herself v,rhat she finds. 17 She is like the Egyptian priests
described in Solon's account, and her truth, like theirs, is really factual

12

�correctness.

In the complex description that Timaeus gives of the soul's

intellectual activity, he avoids the metaphor of seeing.

Seeing suggests the

possibility of arousal and the pleasure we take in simply beholding the objects of
desire. The dominant metaphor instead is that of touch, which is more amenable
to a mechanical and physiological view of thinking. This absence of seeing in the
cosmic soul stands in marked contrast with what we hear in the myths of the

Phaedo and Phaedrus, ·where the soul's ultimate joy consists in the leisured and
ecstatic vision of eternal truth. 18
Now seeing is honored in the likely story. Without our vision of the starry
motions, we would never have discovered the arts of arithmetic and astronomy
(47A-B). But this seeing inspires thoughts of duty rather than of love. Indeed,
the stars themselves move in circles for Timaeus not, as Aristotle suggests in the

Metaphysics, because they are in love with the divine mind,1 9 but because it is
their assigned duty to do so. They move through piety toward a father rather
than desire for a beloved. In beholding the starry motions, we indeed behold
beauty. The function of this beauty, however, is not to entice or arouse but to

rectify. The glory of seeing, for Timaeus, is that it leads, ultimately, to the highest
form of touch: the being in toudz with our better, starry selves.

To think

cosmically is to align our souls with the authority and will of the heavens,
especially with the all-mastering circle of the Same (36C-D).

In the ·world

constructed by Timaeus, to think is not to see but to obey-to obey, that is, the
masterful motions of our own souls projected onto the starry sky.
Part Two: Space Dreams
The Timaeus is not just about order.

It is also about disorder.

Plato makes

disorder a rich and interesting topic. It even acquires a certain dignity in the likely
story. Disorder comes from chance or ·what Timaeus also calls "necessity" (47E) and
"the wandering cause" (48A). This cause is present from the very beginning of the
dialogue when a fourth failed to show up according to plan. Timaeus, in his very
first likely story of the dialogue, asks Socrates to believe that the mysterious fourth
\ \1

as absent because he came down with something, that his absence was the work

13

�of chance and necessity rather than choice. Chance and necessity are also present in
the best city that Socrates summarizes. Try as the city may to vanquish disorder
and keep people in their proper classes, the unpredictable sway of eras and sexual
generation messes things up (19A). 20 The city can maintain its good order only by a
constant and hard-to-imagine redistribution of human types. 21
But necessity is not just the spoiler of the best-laid plans. It is also the other great

cause, 'vithout which the cosmos could never have been made. This is its dignity.
Just as artful intelligence is the cause of the good and the beautiful, so necessity is the
cause of power and effectiveness. At a pivotal moment in the likely story, Timaeus
says: "for mixed indeed was the birth of this cosmos here, and begotten from a
standing-together of necessity and mind" (47E-48A). He goes on to tell us that the
world came about through the persuasion of necessity by mind. The world, in short,
originated in a grand piece of rhetoric.

Presumably, this rhetoric goes on

continually, as the realm of efficient causes constantly cooperates, for the most part,
\vith that of final causes. It is hard to see what Timaeus means by "persuasion"
here. Nevertheless, a direct consequence of the image is that it reminds us that
mind and necessity are two fundamentally different and opposed orders of
causality. Even as it yields to intelligent persuasion, necessity retains, as it were, its
right to do 'vhat it pleases. Timaeus thus saves the phenomenon of unpredictability.
In this second founding of the cosmos, Timaeus is at pains to make Becoming

sound as perplexing as possible. Becoming is the realm of unstable and illusory
appearance.22 Earth, air, fire and water all appear to be constantly changing into
each other. They cannot be called elements at all, since they lack integrity and
steadfastness. For example, to use Timaeus' language here, you can never accuse
fire of being a "this," since, no sooner do you call it "this," fire, than it changes into
"that," air. It is always escaping the indictment of stability (49E). The legitimate
name for any of the elements is therefore not "this" but "suchlike" or "of this sort"
(49B-SOA). 23 The assumption of radical flux leads Timaeus to postulate the existence
of a mysterious "in which" that is prior to body and is the abiding and underlying
substrate of change. In the language of Spinoza, this "in which" is the enduring

substance of \vhich earth, air, fire and water (not to mention their composites) are
but passing modes. It is not really a thing at all but a force field, the medium not of

14

�determinate things but of tensions and resolutions-the field of things happening.
Just as the soul seems to be the world's thought-energy, the receptacle seems to be its

body-energy, energy that somehow remains self-same and "conserved" even as it
assumes a variety of forms.
Timaeus has many names for this field of dynamic qualities that underlies and
causes change. He calls it a receptacle and wetnurse (49A, 52D), a mold (SOC), and a
mother of Becoming (52D). It is simultaneously the unpredictable cause of motion
and the indeterminate ground of imaging. Art and nature are continually blended
in the likely story. Here this uneasy blend-one of Timaeus' many blurrings-is
especially prominent. On the one hand, Timaeus likens the receptacle to gold, which
is constantly being worked into different geometric shapes by a tireless goldsmith
(50A-B). The curious image reminds us of Timaeus' fascination ·with ornament: even
the matter out of which a cosmos is made must be thought of as artistic and
golden-a beautiful medium just begging for a craftsman. On the other hand, the
receptacle is clearly biological or natural-not an artificial "it" but a living "she," the
cosmic womb and mother who gives birth to the four kinds and keeps them in
motion. The elusive receptacle is not a merely passive substrate for form but a
never-failing process that somehow differentiates itself spontaneously or from
within. This self-differentiation is like the morphogenesis we witness in living
things, the phenomenon studied by Driesch and Speeman. 24
body-energy, it also seems to be life-energy.

If the receptacle is

That is, the receptacle seems to

correspond to a certain primordial understanding of soul.
In spite of Timaeus' attempt to bring space down to earth through humble
similes like '\vinnowing baskets (52E) and the manufacture of perfumes (SOE), the
parts of his account are obscure at best and don't seem to fit together.

The

incoherence seems to reflect the many-wayedness and elusive character of space
itself. For example, space, ch6ra, not only gives all things place; it also dislodges
them from their place (52E-53A). Space, we are told, is like an instrument that
causes shaking (53A). It is the underlying cause of all the circulation and turbulence
in the mortal realm. It governs everything from vibrating strings to the circulation
of the blood to earthquakes. lVe experience this turbulence in the constant flow of
our bodies and in the passion of our souls. \Ve also witness it, or rather hear about

15

�it, in the rise and fall, the flowering and ruin, of cities and even whole civilizations.
The cycles of birth and death recorded by the Egyptians are all due to the sway of
space, and so are the fates of legendary Atlantis and Plato's contemporary Athens.
But the most interesting thing Timaeus says about space has to do \Vith dreams.
Space is neither purely intelligible nor purely sensible. It is "graspable by some
bastard reasoning with the aid of insensibility,25 hardly to be trusted, the very thing
we look to when we dream and affirm that it's somehow necessary for everything
that is to be in some region and occupy some space, and that what is neither on
earth nor somewhere in heaven, is nothing" (52A-B). This amazing description of
space reminds us of Critias, who claimed to make Socrates' city real by giving it
place-Athenian place. If the chOra is, as Timaeus' description seems to indicate, a
seductive Siren who bewitches us into thinking that to be is to be spatial, then Critias
appears to be her adoring slave and victim, her "space man." The dream-inducing
power of space reminds us of the cave-mother of the Republic. Space is the cosmic
counterpart and ground of our cave-condition. It is the pre-political, natural ground
of our susceptibility to political indoctrination and of our unreflective rootedness in a
political place.
Critias first heard the story about Athens and Atlantis during the festival of
Apaturia (21A-B). On this day, young Athenian boys \Vere initiated into thell:.tribe
as a preparation for full-fledged citizenship. 26 The ceremony involved the singing of
songs. Critias remembers singing the songs of Solon, \vhich were ne\'\" at the time.
Through the festival that Critias nostalgically recalls, Plato draws our attention to
the very moment in time when, through songs that are also laws, young prepolitical souls are planted in the soil and ch6ra of the motherland.

The word

Apaturia derives from the word pater, father. But it also points to the word apate,
deception, and thus suggests a dark side to this heart-warming event.

In being

welcomed into the fold of tribe and city, the nascent citizens are nourished on the

nomoz.

These laws and customs are made sweet through song and are thus

magically transformed into sentiments.

The laws and customs will, from this

moment on, give the young boys eyes to see with and ears to hear with. As dyedin-the-wool citizens, they will be incapable of seeing and hearing anything else,

16

�anything outside the boundaries of their protective chora. Convention will be their
wisdom.
Earlier, I suggested that eikasia, image-recogniton, is not present in the Timaeus.
Here in the receptacle we have the sort of imagination that is present. The cosmic
space that is the ground of body seems, at another level, to be the inner "space" of
imagining-the phantasia of our souls. This is the faculty that does not recognize
images as images but rather makes images and welcomes them unquestioningly.
According to this inner sense, the receptacle is our phantasia writ large and made into
a cosmic cause. When Socrates expressed his desire for animals in motion, he
seemed to speak from within this very faculty.

His irrational receptivity to the

speeches of his hosts, the pathos that he seems to have contracted, is a playful
imitation of our all-too-human susceptibility to exciting images.

It is the

susceptibility that allows us to be entertained and kept in the cave.
Timaeus calls attention to the fact that space is like a dream-inducing drug. He
also makes it clear that he posits the existence of what he calls "the unsleeping and
truly subsisting nature" (52B). Presumably this refers to Being and the realm of the

eide of the four elements. Timaeus at one point "casts his vote" for such beings
(51D). But as we saw earlier, it is not Timaeus' intention to use cosmic images to
wake us up from our space dreams so that we might transcend the cosmos through
dialectic. Likely stories employ the hypothesis of the forms in order to involve us,
safely and entertainingly, in the dangerous realm of body and Becoming. They are
the dreams of a sly and healthy soul. Having alerted us to the fact of deception, to
the poetic sophistry of space, Timaeus proceeds to manufacture deceptive dreams of
his own. These are the beautiful mathematical dreams that invite us to imagine the
four elements of body, four beautiful animals in motion, as though they were four
regular geometric solids.
Along with the construction of soul out of musical ratios, the construction of
body out of geometrical figures is a paradigm of what cosmic thinking means for
Timaeus. The demiurge is virtually absent here, and so the ingenious modelbuilding arises completely from to hemeteron, what has to do with us and our

\\ill

to

order. The \vhole account is playfully deceptive-a grand piece of poetic sophistry,
in which image-making is promiscuously fused with argument, mythos with logos.

17

�The sophistry of geometrical physics reminds us of what Timaeus had earlier called
bastard or illegitimate reasoning.

And the poetry or phantasia that plays the

guardian to this reasoning reminds us of what he had called insensibility. Timaeus
would have us believe that geometric solidity or three-dimensionality can explain
the properties of physically solid bodies. Like Descartes, he attempts to explain
body in terms of extension. The questionable nature of this project is underscored
by Timaeus himself, who calls on "god the savior to grant us safe passage out of a
strange and unusual narration to the conviction based on likelihoods" (48D).
Like his mythic goldsmith, Timaeus schematizes space 'vith geometrical shapes.
First, he selects the regular solids as archetypes for the four elements of body. He
does so on the grounds that they are "the most beautiful bodies" (S3D). Truth
seems not to be at issue, unless "is true" means nothing more than "beautifully fits
the appearances." Next, he fits together or "harmonizes" the geometric solids by
constructing their faces and assembling them through a kind of cut-and-paste
method. This part of the construction is very childlike and unsophisticated. Finally,
he assigns each solid to the elemental body or kind that seems to be most like it: the
cube to earth, the pyramid to fire, the octahedron to air, and the icosahedron to
water. This account of body renovates and beautifies our imagination of change.
Change, the drunken spree of appearance, is nmv the elegant rearrangement of
structural parts. Dionysus, it seems, has been persuaded to accept the sober gifts of
Apollo. As for the dodecahedron, the god, we are told, used it to make panels for
decorating the sky v.rith animals, presumably the animal figures of the zodiac and
the various constellations (SSC).

The apparently off-hand explanation actually

reveals the point of all that has gone before: the regular solids are a kind of jewelry
that beautifies and flatters the world. The mathematization of body and change
makes nature more presentable and more pleasantly thinkable for decent-minded
human beings. In his Crisis of European Sciences, Husserl refers to what he calls the
"garb of ideas," with which modem mathematical physics dresses up nature, covers
its naked truth, with the formal attire of constructs and symbols. 27 Timaeus is doing
consciously and deliberately what Husserl says the modern physicist does for the
most part unconsciously. He is covering up nature with a gorgeous dress of ratios
and geometric figures.

18

�Through Timaeus' playful, ceremonial act of dressing up the world, Plato
entertains us with a new kind of physics-a mythematical physics. The properties and
behavior of fire, for example, are now traced to geometric causes. \Vhy is fire hot?
Why does it bum? \Vhy, because it is a pyramid, and pyramids have sharp angles
and keenly cutting sides (56E-57A). Why is earth resistant to change and motion?
Why, because it is a cube, and the isosceles triangles out of which a cube's square
faces are composed are not capable of being redistributed to form the equilateral
triangular faces of the other solids. Furthermore, while a triangular base makes an
object easy to tip, a square base makes it harder to budge. Cause here is completely
analogical. To explain body, for Timaeus, is to build geometric models for body that
function as beguiling analogies. Perhaps it is more correct to call them metaphors,
since the noble sophistry at work here consists in identifying physical body with its
geometric analogue, that is, in blurring the distinction between the model and that
of which it is the model.

This is what Critias says he will do with Socrates'

theoretical city. He will establish a beguiling correspondence and harmony behveen
that city and ancient Athens (26C-D)-a correspondence that will be so exact that
one would swear that the hvo cities were one and the same. Socrates' desire was, at
bottom, to be entertained by deceptive, life-like images that blur the distinction
beh\'een the real and the fabricated: the animals in motion he wanted to see and
hear about could be either "truly living" or "produced by the art of painting."
Timaeus and Critias enact a will to order that provides Socrates with just such
entertainment.
Like astronomy, physics for Timaeus has a practical function. Becoming is not
just something we contemplate and \Vant to get to the bottom of. It is also our lifesustaining world, the cosmic source of our coming to be and passing away. \Ve are
the children of Becoming and must speak appropriately about our cosmic mother.
In speaking rightly of the cosmos in general, Timaeus attempts to give physical
science a moral defense and reason for being. In fact, his physics seems to be a
direct response to Socrates' youthful disenchantment with physics in the Phaedo.
Timaeus does \·vhat Anaxagoras had failed to do-present the phenomena of change
in terms of a best of possible worlds. He re-enchants the world \\'ith intelligence,
moral purpose, and a kind of piety. Mathematical physics, quite apart from ·whether

19

�or not it reveals nature itself as mathematical,28 acquires its truest vocation in
making us dutiful sons of the cosmic order. In addition, it soothes our serious and
turbulent lives with a decorous distraction and provides what Timaeus calls "a
pleasure not to be repented of" (59C-D).
The likely story teaches us how to sing noble songs of change. These songs aim
at "saving the appearances." But they are also a form of consolation. They save us
from despair over our world and help us to cope with, and even to enjoy, the
otherwise meaningless spectacle of instability, violence, decay and death. Indeed,
according to the official report of the likely story, death from old age is geometric in
nature and is therefore a pleasure to contemplate. 29

This natural death is the

collapse of the perpendicular or root that keeps our inner triangles erect.

These

triangles give ·way at last after fighting numerous battles with the alien triangles that
would invade and destroy us (81D). Structure is power, and Becoming is a war of
structures, all battling constantly to preserve the identity of their constitutions or
regimes. All mortal things eventually lose in this war-they die. But at least likely
stories furnish us human beings '\Vith intellectual armor so that we may fight in the
noblest and most intelligent way. Armed with '\vhat Timaeus calls "the pmv er of
likely accounts" (48D), we take on all comers vvho would disparage our cosmic place
and sing a song of despair. As we go off to do battle \vi.th unhealthy opinions. about
the '\· orld, we remember the songs of our cosmic Apaturia.
v
Part Three: The Human Condition
Timaeus' role in the dialogue is assigned to him by Critias. "It seemed good to
us," he says, "that Timaeus here-since he's the most astronomical of us and the one
who's most made it his business to know about the nature of the All-should speak
first, beginning from the birth of the cosmos and ending in the nature of mankind"
(27A). Man, pre-political man, is the goal of the likely story. Timaeus achieves this
goal in some of the weirdest, and funniest, moments in Plato's dialogues. In Part
One we sa'\v that Timaeus was pious after a fashion, and in Part Two that he was
cun.rUng. In this third and last part, we shall see that he is witty.

20

�'\Vhat is human nature for Timaeus, and why were we born in the first place? Let
us take the latter question first. :tvlan comes about because the cosmos must be
complete. If the world is to be perfectly filled, it must contain all the animal kinds
represented in the eternal archetype that Timaeus calls "the intelligible animal"
(39E). The various animals derive from the mystic number Four, which is alluded to
in the dialogue' s opening. The four animate kinds correspond to the four elements
of body (39E ff.). The star-gods are mostly made of fire. Then come animals that
crawl on the earth, fly through the air and swim in the water. :Man is not one of
these four kinds. He is rather the generator of the mortal kinds, the means by
which the lower kinds come to be. In his head, man lives the life of the gods, the life
of circularity and prudence. But in his torso he contains all the lower animal
possibilities-the thymos and rage of a lion, and the epithymia or desire of all mortal
animals. In the very shape of his body, man thus unites the two cooperating causes
of cosmic order. He is the unity-in-opposition of the good and the necessary.
The original humans were in some sense male, although strictly speaking they
lacked sexuality. vVhen these "first men" yield to emotionality and vice, when they
abuse their divine heritage, they are reborn, first as women, and then as the various
sub-human animals they imitated in life (42C-D). The likely story, having begun
with the stars, ends with shellfish. These animals devolve from humans who were
"the most mindless and ignorant men of all" and whom the gods deemed no longer
worthy of "pure breathing" (92B). The cosmos is thus completed by what Timaeus
calls dike or just retribution (92C). And yet blame and punislunent seem to have
nothing to do \vith it at all. Vice and ignorance are necessary if the \Yorld is to have
its full complement of animals.

In spite of the fact that they are said to be

"punished" by cosmic justice, vice and ignorance are nevertheless useful, indeed
necessary, to the cosmic purpose. l\1an completes the \· orld through his fall from
v
divinity into the various animal forms. Timaeus is so complete in his ·will to order
that he puts even moral evil and ignorance to an artistic use, thereby completing his
justification of god's ways to man. Evil, in a sense, becomes both ornament and
demiurge.

It is like the dissonance for which a piece of polyphony is all the

s·weeter. 30

21

�Such is man's cosmic function: he perfects and beautifies the world with his evil.
But what is man's nature? Here I return to the word pathos, which occurs with great
frequency in the Timaeus. The frequency of this word and its cognates signals the
extent to which necessity rules the dialogue and its conception of a world. The
human condition is a continual state of affection and affliction, a continual suffering
or ''being done to." Man suffers his birth and all his mortal baggage. His pathimata
or passions are also sufferings, as Timaeus poetically reveals when he catalogues our
"passions terrible and necessary." He cites "pleasure, evil's greatest lure," "pains,
deserters of goods," "anger, difficult to appease," "hope, easy to seduce," all mixed
together with Timaeus' archenemy, "all-venturing eras" (69C-D). Since he suffers
desire, man must have arms, legs and a digestive system. He must also have a
respiratory system and a circulatory system. A reproductive system is grafted onto
him only later, after he has suffered his first fall. Timaeus gives a long account of
breathing. Breathing is completely mechanical in nature and requires no action of
the soul. It is a pathos (79A)-not something we do but something we suffer. The
surprisingly long discussion of disease highlights the fact that life is suffering. It is the
correlate to Timaeus' glorification of health. Ignorance, too, is a disease, the greatest
of all diseases (88B), and education is therefore our greatest medicine and therapy.
\Vallace Stevens once wrote, "A poet looks at the world as a man looks ' at a
....

woman." 31 In Timaeus' case, "\Ve ·would have to say, "A cosmologist looks at the
world as a doctor looks at a patient."
Just as Timaeus reveals the nature of the cosmos in the act of showing the cosmos
being made, so too man's nature is revealed through the artful making of man. 32
The likely story puts us at the scene of our mvn birth-or rather, manufacture. The
gods put us together piece by piece, like benevolent Dr. Frankensteins. Since there
is no intelligible model for man, they must make 'us up as they go along. The work
is neither easy nor desirable. In fact, the gods make us only because they were told
to do so by their father-demiurge (41C-D).

The making of man, as Timaeus

explicitly describes it, is a pious desecration (69D). In obedience to their father and
his will to order, the gods must take the good and beautiful principle of intelligence,
the principle he most embodies, and defile it "\:\rith mortal madness and complexity.
Their work consists in the delicate and dangerous art of compromise. They must

22

�make us capable of unintelligent organic life while at the same time making us as
good and intelligent as possible. The art of compromise is most evident when they
invent our hair. Hair is a compromise between an unshielded head, which would
make us very intelligent but short-lived, and a head protected by lots of flesh, which
would make us long-lived but "dense" (75E-76D).
The gods are provident for Timaeus. They make our parts always with an eye to
the various falls we are destined to experience. They are always saving us from
ourselves. They make flesh as a protective padding (74B). They make our neck to
keep our intelligent heads both separate from and attached to the lower regions of
our being (69D-E). They make our intestines to fend off the constant gluttony that
would prevent us from engaging in philosophic research {73A). And they make our
liver smooth and shiny so that the intellect can use it as a reflecting medium to
frighten and pacify the desirous part of the soul with appropriate moving images,
thus bringing about a condition of law and order (71A-D).33 The point of all this
outrageous wit seems to be that there is moral meaning and purpose to how we are
built and who we are. Through all his physiological jokes, Timaeus causes our
inv.rard nature to appear right at the "surface" of our bodies. \Ve are what we look
like, and our being is revealed not through a dialectical inquiry into our nature but
through the scientific examination of our prudently designed structures and
motions.
Throughout the likely story, Timaeus gives mathematics a moral employment.
In his account of man, he mathematicizes morality itself. At one point, '"'e are told,
"all the good is beautiful, and the beautiful is not disproportionate" {87C). Virtue

and happiness are a matter of establishing the right ratios and proportions in things.
Timaeus does not seem to think that virtue is something we don't know, something
about which human beings most need to ask: what is it?

~,foral

education is like

medicine and gymnastics. It is simply a matter of paying attention to the manifest
ratios that regulate life and seeing to it that the proper ratios and regimen are
established (87C-E). Thinkers should make sure they get some physical exercise,
and athletes should make sure they study music and the liberal arts (88B-C). A
sound mind in a sound body. Like the cosmos, '\Ve must be well-rounded . The

23

�human good is uncomplicated.

It is, like the art of medicine, simply the

conscientious application of sensible theory to life. It is the will to order.
As we have seen, Timaeus is driven to filling things up and making them
complete. But in at least one respect his cosmos is not complete. It does not contain
the philosopher or dialectician. In the opinion of the likely story, Socrates, the erotic
troublemaker, must be banished from the cosmos. There is no "\vorldly place, no

chOra, for him. One who questions the nomos and the dreams that attach us to place
must be left atopos-that is, both placeless and strange.
Concluding Unscientific Postscript
So v. hy is this dialogue taking place? '\Vhy has Socrates allowed himself to sit
1

passively by while his hosts entertain him with the flattery of Becoming? It seems
to me that the hesychia of Socrates, his silence and his peace, is really a form of
passive aggression. Socrates has set up his ambitious hosts for a Sicilian expedition
in speech, that is, an ambitious project that ends in ruin. He probably knows, in
general, "\vhat to expect, as he cunningly draws them out by imitating the cavedesire for moving images-a desire that is theirs rather than his. But, being an avid
connoisseur as well as judge of human souls, Socrates also wants to see exactly how
they will reveal themselves, and ho"\'\' far they will go, in the act of trying to defend
Becoming and surpass the city in speech.
In the Timaeus, Socrates has shown up, I believe, to guard the city in speech from
ever coming into being in space and time.

He does so to re-affirm what he said

about the best city in the Republic, that it is not a blueprint for political actualization
but "a model ... for the man who wants to see and found a city witlzin himself." 34
Under a deceptive flag of truce and welcoming receptivity, he draws out his hosts as
though onto a field of battle. Their effort is sure to entertain Socrates and perhaps
even to instruct him. But I suspect he is still more entertained, and gratified, by their
ultimate failure. This failure is represented by Critias. In the dialogue that bears his
name, Critias never gets to the war-story he promised Socrates. Plato cuts him off
in mid-sentence, just as he is about to give the speech of Zeus that will bring divine
retribution upon the Atlantians. The promised flattery of Athens is consigned to

24

�oblivion, like Atlantis itself. It is as though Critias, who had boasted so mightily of
his powers of memory (26B-C),35 simply and utterly forgot. Through his failure to
recover the speech in praise of Athens' heroism, Plato playfully mimics something
deadly serious-the folly of forcing a city back, in deed and not merely in speech, to
a purported first and best condition. In his speech to Solon, the old Egyptian priest
referred to the myth about Phaethon, son of Helios. Phaethon tried to drive his
father's car, the sun-chariot, in order to prove that he too was a god. The result was
destruction for him and near-destruction for the whole earth (22C). The Egyptian
priest tells Solon that the truth of this myth has to do with a periodically recurring
alignment of the planets. The priest's piety for scientific explanation blinds him to
the political significance of Phaethon. The insolence of Phaethon is the potential
insolence of would-be reformers-reformers like the famous Critias, who tried to
force a democratic Athens into an oligarchic mold. The will to order, \vhen infected
by the love of honor and the lust for power, easily degenerates into the will to
tyranny.
Plato, more than any other philosopher, is constantly reminding us of the
dangers of being human as well as the dangers of philosophy. Danger and safety
are perhaps the most central terms of the Platonic dramas. They become central
because of Plato's care for what we do and what we suffer. Through the drama of
the Timaeus-Critias, Plato continues his care for the human condition. In the likely
story of Timaeus, he concocts a bizarre yet healthy-minded dream about a ·world set
V
straight by the \Vill to order, a dream in \· hich the vwrld is saved from disorder and
despair. In the vanity and ambition of Critias, he points to the diseases this will itself
can contract. Shakespeare's Ulysses supplies the most fitting last word on the
strength and the ·weakness of the will to order: "O, when degree is shaked,/ 'Vhich
is the ladder of all high designs,/ The enterprise is sick." 36

*

25

�Endnotes

Other experiments in going beyond Socrates include the Eleatic stranger from the Sophist and Statesman,
and the Athenian stranger from the Laws.
1

~For the "art of conversion or turning around," see

Republic 7. 518D ff. The mathematical arts that pave
the way for dialectic are, in order of appearance, arithmetic, plane geometry, solid geometry, astronomy and
hannonics. The convcrsionary art must "draw the soul from Becoming to Being" (7. 521D).
The praise of Timaeus is breathtaking (20A). He is rich, powerful, honored, and he comes from an
aristocratic family. The city from which he hails is Locri, which Socrates calls "a city with the best laws
in Italy." Furthermore, he has "reached the very peak of all philosophy." It is emphatically the case that
for Timaeus there is no tension, as there is for Socrates, between philosophy and the city. Perhaps the
reason lies in his conception and practice of philosophy. Socrates' reference to scaling the heights of "all
philosophy" suggests that philosophy for Timaeus consists in intellectual accomplishment. So long as
philosophy refrains from asking "What is virtue?" and busies itself with "science," it can perhaps avoid the
conflict between questioning and con\'ention. But this is possible only if the scientific philosopher can
somehow mask his belief that god is nature and acknowledge the gods of con\'ention. This is just what
Timaeus does at 40D-41A.
3

Solon heard the story about ancient Athens in the district of Sais (2 IE). The word for district here is
nomos. (Nomos comes from the ,·erb 11emei11, which means to apportion or distribute, and districts arc

4

areas of distributed land.) Plato thus combines in one word the deep connection between attachment to

custom and attachment to place.
The demiourgoi or craftsmen are central to Socrates' critique of imitation in Republic 10. After
postulating three kinds of couches-the one produced by carpentry, the one produced by the art of painting,
and the one that is in nature-Socrates playfully suggests that perhaps the couch that is in nature was also
produced by some kind of craftsman, not a demiourgos but a phyTourgos or "nature-worker" (597B-D) .
.:.•.:
Socrates refers to a "craftsman of hea\'en" at 7. 530A.
5

Sometimes Timaeus makes the cosmos sound as though it were eternal. But there are also indications
tha t, while it is very long-lasting, it is ne,·ertheless mortal. This fits with what Socrates announces in the
Republic. "for e\·el)·thing that has come into being there is decay" (8. 546A). For example, time is said to
come into being along with the hem·ens "in order that, haYing been begotten together, they might also be
dissolved together-should some dissol11Tio11 of Them ever arise" (38B). And when the god makes the
cosmic body, he saves it from old age and disea&lt;&gt;e but falls short of making it deathless (33A ff.).
6

The on-going presence of god' s generous artistry in the world is signaled by the fact that things other than
the divine craftsman are called demi urges in the speech, and that the verb demio11rgei11, to craft, sometimes
occurs as a synonym for "causes" or "brings about." Earth, for example, is called "the guardian and
crafts111a11 of Night and Day" (40C); fire is at one point the craftsman of non-unifonnity in air (59A); and
again, the color red is "crafted by the cutting and staining action of fire upon moisture" (80E).
7

Timaeus' use of eti, still or more, seems to echo Socrates' use of this little word at the end of his
political summal)'. He asked Timaeus whether he was "still yearning for something more in ,,·hat was
said" (l9A). Socrates seems to be tempting Timaeus to go beyond the boundaries of his political
mentality, beyond the will to order. Timaeus has no yearning to do so. He says, "Not at all."
8

The likely story seems to foreshadow the positi\·e, practical spirit of Kant's Critique of Pure Reason-to
know our theroelical limit&lt;; is to kno\\' our practical freedom and po\\'er. Compare what Rousseau says in

9

26

�the Emile: "Man is very strong when he is contented with being what he is; he is very weak when he wants
to raise himself above humanity" (tr. Allan Bloom, Basic Books, 1979, p. 81).
10 Timaeus calls the cosmos "the gcx:l who was one day to be" (34A-B) and a "happy gcx:l" (34B). See also
55D, where Timaeus says that the cosmos is "by nature one gcx:l." In the dialogue's closing sentence, the
cosmos is a "sensed gcx:l" (92C).

11 Republic 6. 509C ff. For the definitive account of eikasia in the Republic, see Jacob Klein, A
Commentary 011 Plato's Meno, Chapel Hill: The University of North Carolina Press, 1965, pp. 112-125.

12 Book 7. 532A. Socrates' language here is very close to the way in which he describes the likely story.
He speaks of the "song itself that dialectic performs," autos... lzo nomos lwn to dialegestlzai perainei.

13

The Eleatic stranger's complex account of the interweaving of kinds begins at Sophist 253A.

•~Spinoza's amor intellectualis Dei occurs in his Ethics Demonstrated in rite Geometrical Mode, Book 5,
Proposition 32, Corollary and following. In connection with Timaeus' will to order, compare Spinoz.a.'s
claim that will and understanding are the one and the same (Book 2, Proposition 49, Corollary).
15 At the beginning of the Critias, Timaeus prays to "the gcx:l who has just now been born through
speeches" ( 106A). He identifies the just retribution of this gcx:l (dike) with medicine (plwnnakon) and this
medicine with knowledge (episteme).
16 Timaeus derives his catalogue of happy prirntions from two fragments by Empedocles (29 and 134). He
discretely suppresses what Empedocles in both fragments makes explicit-that the cosmic goo lacks organs
of reprcx:luction. But sexuality, long suppressed in the likely story, finally bursts out at the end in what
John Sallis has fittingly called Timaeus' "sex comedy" (Clzorology: 011 Beginning in Plato's Timaeus,
Bloomington: Indiana UniYcrsity Press, 1999, pp. 136-138). The male organ embcx:lies the tyranny of eras.
It is an autocratic animal that "attempts to master eYerything as a result of its raging desires" (91B-C). And
the female organ, the womb-receptacle, "wanders eYerywhere throughout Lhe bcx:ly" and brings on physical
and emotional distress, hysteria (from hysterai, the word for womb), until the desire for child-making is
satisfied (91 C-D).

17 For a highly interesting discussion of soul as energy, sec Kenneth Dorler, Plato's Plwedo, An
Inrerpretmio11, Toronto: University of Toronto Press, 1982, pp. 179-191.

18

Plwedo llOB-lllC; Plwedms 247C ff.

19 The final cause of motion moves things, says Aristotle, Ms er6meuo11, "as the object of erotic lm·e"
(Metaphysics 12. 7. 1072B).

Sexual generation is, in fact, the cause of the decay of the best city in the Republic. The rulers will fail
to perceive and calculate the marriage number, "and they will at some time beget children when they should
not" (8. 546B).

20

21 This political redistribution of types foreshadows the cosmic reshuffling of the four kinds by what
Timaeus later calls the clu5ra or space. Socrates e\'en uses the word clu5ra in this part of his summary.
This is its first appearance in the dialogue.

22 It is worth noti ng in this context that necessity, in the form of what Timaeus cal ls "assistant causes,"
first began to assert itself in the likely story just as Timaeus is gi\'ing a mechanical account of the
reflecti\'e, and deccpti\'e, power of mirrors (46C-D).

27

�In the simile of the goldsmith, Timaeus has a hypothetical someone ask the question "WhateYer is it?" in
response to the constant "morphing" of the receptacle. The safest answer, says Timaeus, is that it's gold
(SOB). This is the closest Timaeus ever gets to Socrates' What is it? question. It is very interesting that
his concern for safety (which reminds us of Socrates' similar concern in the Phaedo when he recounts his
"second sailing" in search of cause) and the What is it? question lead Timaeus, not to the determinate fonn
whose likeness fleetingly appears in the midst of change, but to that which is itself undergoing change.
His answer, in other words, already points "forward" to geometric schematization rather than ''bad..
-ward" and
'&lt;up" to the eidetic "father" of the spatiotemporal "offspring" (50C-D).
23

24

Hegel sees in the self-differentiation of the life-process the dialectical origin of self-consciousness

(Phe11ome11ology of Spirit, tr. A. V. Miller, Oxford: Clarendon Press, 1CJ77, pp. 106-108). Hegel's
account sounds remarkably like a logical articulation of Timaeus' chOra.
25 This phrase is an echo of a phrase Socrates uses in the Republic just as he is describing why the best city
will in time degenerate: logismoi met· aist!zeseos (8. .546B).

For more on the Apaturia, see H. W. Parke, Festivals of the Athe11ia11s, Ithaca, NY: Cornell Uni\·ersity
Press, pp. 88-92.
26

"In geometrical and natural-scientific mathematization, in the open infinity of possible experiences, we
measure the life-world-the world constantly giYen to us as actual in our concrete world-life-for a wel!fitting garb ofideas, that of the so-called objectively scientific truths" (Ibid., p. 51). The drama of the
Timaeus takes place during the Greater Panathenaea., the festival in honor of Athena. The central eYent of
this festival was the procession in which an elaborately embroidered peplos or robe depicting the Battle of
Gods and Giants was carried to the Acropolis and draped O\'er the statue of the goddess. In his likely story,
Timaeus participates in, and corrects, the Greater Panathenaea. His ceremonial Jdee11kleid or "garb of ideas,"
paraded before the silent Socrates, replaces the Battle of Gods and Giants with decent gods and the beautiful
war of mathematical objects in motion.
27

Timaeus himself would probably have been surprised by the triumphs of modem mathematical physics.
In biology, Plato's dream of a mathematical morphology is powerfully confirmed in D' Arey Thompson's
011 Growth and Fonn, New York: The Macmillan Company, 1948.
28

fa·en the experience of a natural death is pleasant: "So too and in accordancewith the same rule, a death
. that comes about through diseases or by wounds is painful and forced, while that which comes about with
old age at an end that's in accordance with nature is the least troubling of deaths and comes about with more
pleasure than pain" (81E).
29

On the other hand, once sexual eras, the "love of begetting," is in the world, it is hard to see, from
Timaeus' account, how anything can possibly control it. In spite of Timaeus' attempt to make Apollo rule
the world, Dionysus seems to have the last say!
30

31

Opus Postlwmous: Poems, Plays, Prose, ed. Samuel French Morse, New York: Vintage Books, 1982,

p. 165.
Timaeus' view that the nature of a thing is revealed in the story of its origins, in its mythical history,
reminds us strongly of Vice's New Science. There Vico tells us that the natura of civil institutions is
nothing but their 11ascime11to or birth (tr. Bergin and Fisch, Ithaca, NY: Cornell Uni,·ersity Press, 1988, p.
64). Similarly, in an echo of Spinoza's identity between will and understanding, Yico asserts that man can
know with certainty only that which he himself has made (Ibid., p. 96). These are only &lt;l few points of
y
connection between the weird science of Ti macus and the often equal 1 wci rd science of V ico.
32

28

�33

The two organs that most embody the nature of the receptacle are the liver and the womb.

3-1 Republic 9. 5928. The centrality of place in the Timaeus and the man who was gazing upon beautiful
animals "somewhere," pou, contrast sharply with what Socrates says about the best city in this passage: '1t
doesn't make any difference whether it is or will be somewhere (pou)."

Jn the Critias, Critias invokes Mnemosyne, the goddess of memory, as the divinity on whom the whole
project of gratifying Socrates depends (1080).

35

36

Troil11sa11dCressida I. 3. 101-103.

29

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                    <text>Hegel's Logic of Desire

A lecture delivered by Peter Kalkavage
at St. John's College, Annapolis
24 March 1995

�"There is such divine harmony in the realm of 11feless nature,
why this discord within the rational?·
Schiller. lli Robbers

To open the pages of Hegel's Phenomenology of Spirit is to enter a
labyrinth. The Minotaur of these regions, the Demon of Difficulty, haunts
every chamber. The difficulty of Hegel is both legend and cliche. It tends to
be so great and so persistent, so much a part of how Hegel thinks and
speaks, that we risk losing our way at every turn. Early on, Hegel tells us
that the Phenomenology chronicles no mere path of Cartesian doubt but a
way of despair. And yet, how little he seems to realize that his book,
intended as a ladder to the absolute, is itself a way of despair for the
would-be reader.
This essay is an introduction to the Phenomenology of Spirit. I shall try
to provide a thread to guide us through Hegel's labyrinth. The center of this
labyrinth is the self; it is the point around which everything else in the
Phenomenology turns. The word "spirit" or Geist that appears in the title, a
word that also means "mind," is just this--the condition of fully developed
selfhood.

Hegel's book tells us how this condition is achieved.

In his

commentary on Hegel, Alexandre Kojeve begins with the following
definition: "Man is self-consciousness." My efforts take their cue from this
definition and are devoted to an exploration of what Hegel means by the self.

* Numbers in parentheses refer

to page numbers in the Miller translation,
from which I have occasionally departed.

�2

For the most part, I will be dealing with the chapter on self-consciousness.
But before plunging in, I want to say a word about the Phenomenology as a
whole and discuss a few of Hege1's basic terms.
The Phenomenology belongs to a quartet of greatest works on the theme
of education. The other three members of the quartet are Plato's Republic.
Dante's Divine Comedy and Rousseau's tmile.

Despite their profound

differences, these works have important similarities. For one thing, each
reflects on education through some over-arching story or muthos.

In the

Republic this muthos is the founding of the best city in speech; in the Divine
Comedy it is Dante's journey to God; in tmile it is Rousseau's fiction of
playing governor to a child not his own by nature. In the Phenomenology.
too, education is not simply talked about but presented as a drama or story. It is the story of how spirit, which for Hegel is somehow both human and
divine, struggles to attain self-knowledge. Another similarity is that each
of these stories is a tale of liberation. Each tells of how man is freed from
some bad and enslaving condition--from either a cave, or a dark wood, or the
corrupting influence of society or, in the Phenomenology. from what Hegel
calls "natural consciousness." Finally, and most importantly, each work in
the great quartet explores the relationship between reason on the one hand
and act ion and passion on the other, between man as a thinker and man as
the being who acts and feels.
Hegel educates the reader by initiating him into the minds of others. To
use a metaphor that occurs in the final chapter, the Phenomenology is a
picture gallery(492). It presents us with a colorful array of human
characters or types. Hegel calls these types "shapes of consciousness:
These

shapes

are

the

phenomena

or

appearances

for

which

the

�3

Phenomenology seeks to provide a logos or reasoned account. In the course
of the book we encounter a11 manner of characters, much as we do when we
read the Platonic dialogues or when we journey with Dante through his
three-fold cosmos. We meet the scientist and the warrior, the Stoic and the
sceptic, the unhappy consciousness and the beautiful soul. Sometimes we
meet characters lifted from the realm of fiction: Faust, Karl von Moor, Don
Quixote, Antigone and Rameau's crazy nephew. All have their place within
Hegel's picture gallery; all are stages on the way to the fully developed
selfhood of spirit.
The single most important feature of this array of human types is that
each embodies or personifies a specific claim to know. This claim is put
forth by the character as unquestioned and unqualified, in other words, as
absolute. Absolute knowing is not just in the final chapter but permeates
the whole.

It is present in all the preceding chapters, present not as

genuine absolute knowing but as the unsubstantiated claim to know
absolutely, that is, divinely. This claim to absolute or divine knowing Hegel
calls "certainty." Hegel's phenomenologist is a combination of imitator and
spy: he must infiltrate all these appearances of absolute knowing, enter
into the spirit of their characteristic certainties, and expose them for what
they are--mortal shapes or, to use one of Hegel's most beloved words,
moments. The shapes that come before the phenomenologist, the shapes he
has critically "taken on," are self-refuting; they are consumed in the very
process of articulating themselves.

In the course of witnessing this

process, a process Hegel calls "experience,· the phenomenologist sees
something positive: he sees the logical order of generation by which one
shape gives birth to another. In this way he reconstructs the path that leads

�4

to genuine absolute knowing, to the truly divine.
Hegel tells us in the Introduction that the Phenomenology depicts the
education of natural consciousness as it "presses on to true knowing"(49).
The Phenomenology is not about the education of single human individuals.
As we shall soon see, the individual is at the heart of what Hegel's book is
all about; nevertheless, no single human individual traverses the stages of
consciousness, becomes a Stoic at one point in his life and gets converted to
scepticism at another. It is mind or spirit in its universality, what Hegel
provocatively calls "the universal individual"( 16), that makes the transition
from stage to stage.

The universal individual manifests itself in the

various epochs of world-history, epochs summed up by the characters I
mentioned earlier:

Antigone, for example, sums up one aspect of Greek

ethical life, while Rameau's nephew sums up the perversity of the modern
world of culture. The individual reader, to be sure, goes through all the
stages; but he does so from the standpoint of "true knowing," that is,
dialectical knowing. He enters into the labyrinth of each mode of certainty
vicariously, playfully.

He does not lose his way--at least, he is not

expected to--and he does not share the self-ignorance and self-deception of
that mode.

As Hegel tells us in the Preface, philosophy in the form of

science has already come on the scene. In tracing out the logical thread that
runs through all the shapes of consciousness, the reader vindicates what he
already possesses rather than learns what he did not know. Education in the
Phenomenology. then, is the education not of conscious individuals but of
consciousness, of universal mind struggling to know itself. What, then, is
consciousness? Clearly, we must ask this question if we are to understand
what Hegel means by self-consciousness.

�5

Consciousness for Hegel is any mode of thinking that is characterized by
a strict distinction between a thinking subject and an external object.
"Externar here means "external to thinking." Consciousness is the subjectobject opposition. It is inwardness that is outer-oriented, outer-directed.
Ordinary sense-experience offers a simple instance of consciousness. I see
an apple before me.

It is one thing; I am another. My gaze is directed,

vector-like, away from myself and towards the apple. This is the attitude
of consciousness. Consciousness does not give subject and object, perceiver
and apple, equal weight. The apple is there. it exists. It would be there if I
weren't looking at it. The apple is assumed by the attitude of consciousness
to be the real, the substantial, the true, while the light of consciousness
that falls on the apple is assumed to have nothing to do with the apple. In
short, consciousness does not merely perceive the object but values or
esteems it insofar as it is an object; and furthermore, it values or esteems
it at the expense of the conscious subject.

This may be termed the

prejudice of consciousness.
To educate natural consciousness is to lead it out of this prejudice that
"holds up" objects and "puts down" subjects. Natural consciousness is man
in an intellectual "state of nature." In this state he identifies the true with
the natural.

Now "natural" here means more than the apples that exist

outside the perceiver. It refers to anything that is assumed to have either
an immediate existence or an immediate truth. , "Naturar means "logica11y
undeveloped." It refers to anything that is assumed to be true simply and
solely on the grounds that it is given. This realm of the natural as the
mind's undigested "other" includes not only sensuous givens like the apple
but also, and more interestingly, intellectual givens like innate ideas,

�6

1ntellectual 1ntu1t1on, the categor1cal 1mperative and consc1ence. Man can
even adopt th1s natural att1tude towards himself. He can th1nk of himself as
having a fixed "nature" like the apple, a nature that is simply given.
Dialectic in the Phenomenology is the logical process by which the
immediate is mediated or thought through. As the systematic destruct1on of
all givenness, it embodies Hegel's attack on the merely natural.
Consciousness, for Hegel, is the human condition from a certain point of
view. It is a divine condition, too, a mode 1n which God as universal m1nd
appears on earth, appears in and through man; but for now I want to focus on
the human side of Hegel's man-God identity. In the condition of natural
consciousness, man finds himself thrown, unaccountably, into a whole world
of external objects. This world includes laws, customs and prohibitions as
well as apples. In his natural or pre-educated condition, man regards all
these things not only as objects over and against him but also as objects
over and above him. With all their apparent determinateness and solidity,
all their naturalness, they rise up before man like an overbearing authority
figure. The attitude of natural consciousness makes the world seem that
way, invests the merely given with authoritativeness.
With these observations we begin to see the moral dimension of the
Phenomenology. Natural consciousness is man's cave and dark wood, his
condition of bondage. The education of this consciousness is the path by
which man becomes fully himself or free. free of the tyranny of nature and
all the undigested otherness that nature implies.

Dialectic, as the

mediational process by which all givenness is destroyed, is not only the
path to the true; it is also the path to man's highest good in the form of
freedom. As we shall see, this good can be attained only on the basis of a

�7

revision of how we understand human desire.

Consciousness must get

beyond merely looking at the apple: it must eat the apple and then suffer
the consequences. This is what happens at the level of self-consciousness.
The chapter on self-consciousness is the most important as well as the
most dramatic in the whole Phenomenology. It is the point at which the
book finds its center and true beginning.

The three preceding stages of

sense-certainty, perception and understanding, important and interesting as
they are, form but the prologue to Hegel's imperial theme of the self. Now
the whole Phenomenology is the study of the human-divine spirit in the
mode of consciousness, spirit or mind caught up in the subject-object
opposition. That is why every character in the book is said to be a shape of
consciousness. But the three opening stages represent consciousness in its
narrower sense. Here the thinking subject places the truth squarely in a
non-thinking object: sense-certainty in the sensuous This, perception in the
thing and its properties and understanding in force.

These stages are

objective, not only because they locate truth in an object but also in the
colloquial sense: they are objective in the sense of being detached or
uninvolved.

The subject here merely "takes" its object.

The subject is

neither practical nor productive; it neither acts nor makes.

Nor is the

object in any way a reflection of the thinking subject: it neither lives nor
thinks. The "cool" detachment of these modes of certainty stands in sharp
contrast with the "heat" of self-consciousness.

Self-consciousness is

passionately involved with its objects. As we see from the opening "fight
to the death," its very first manifestation is that of extreme violence. When
self-consciousness bursts upon the scene in the Phenomenology. it does so
1ike Alcibiades in the Symposium--drunk, tyrannical and full of a truth it

�8

does not understand.
The key to the self-consciousness chapter, and indeed to Hegel's book as
a whole, is the violence with which self-consciousness first appears. This
violence exerts its influence over all the characters we meet in the chapter,
not only the warrior and the lord, but also the Stoic, sceptic and unhappy
consciousness. Hegel's technical word for this violence is negativity: the
experiential word for it is desire. In the introductory section entitled "The
Truth of Self-Certainty," Hegel tells us: "Self-consciousness is desire"( 105,
109). The remainder of my talk is an effort to understand this sentence.
In order to get at why self-consciousness is violent, let us ask a more
basic question: What does Hegel mean by the self? Towards the end of the
Phenomenology. Hegel utters a surprisingly helpful answer to this question.
He says: "the 'I' is not merely the self, but the identity of the self with
itself"(489). The self, in other words, is a relation, the relation of identity.
More precisely, it is the act of self-relation. One is tempted to coin the
verb "selfing." The self is not something I have but something I fil2; and this
doing is what I most deeply am. Ordinarily, when I refer to my self, I refer
either to my body or to something mysteriously lodged in or attached to my
body. I treat the self as though it were an object that is simply there--like
the apple. To recall the three stages of consciousness, I treat the self as
though it were a unique This that defies language, or a thinking thing with
properties, or a psychic force. For Hegel all these ways of thinking about
the self belong to natural consciousness, the condition of bondage from
which philosopher and non-philosopher alike must be delivered.
Self-consciousness is the spelling out of selfhood as the act of selfrelating. It is the experience of what it means to say, not just "I" but "I am

�9

myself: Self-consciousness is the so-called ·1aw of identity," ·A=A", that
has "bubbled up" to the surface of human experience in the form of "l·I·. My
self hood, my act of relating myself to myself, is the law of identity brought
to life.

For Hegel, this act of self-relating is negative or self-

contradictory. The reason is that, in being aware of myself, I hold myself
before myself:

I am both subject and object.

To pursue the spatial

metaphor, I generate an inner "distance" between myself and myself. In
logical terms, I generate the condition of self-otherness. Were it not for
this self-otherness, I could not be self-aware. But clearly I cannot stop at
this moment of distance or self-otherness, for then I would not be aware
that what I hold before me is myself. In order to be aware of myself as
identical with myself, I must generate a distance and overcome that
distance in one and the same act. Self-consciousnesss is this single act; it
is the experience of being at once self-same and self-other. We have here
the paradigm of what Hegel calls determinate negation. This is negation
that preser\ies what it negates. In being self-conscious, I negate my simple
or immediate self-identity, my naturalness, and simultaneously negate the
negating. Determinate negation is negation with a positive result. In this
case the result is--me as a self-conscious individual. All this explains why
the "la'v'{ of identity," "1=1", is an incomplete or what Hegel calls abstract
truth.

It is incomplete because it conceals and even seems to deny the

moment of self-otherness, without which my selfhood would be impossible.
To

be

grasped

in

its

wholeness,

and

therefore

in

its

truth,

self-consciousness must be regarded as the unity of the self-same and the
self-other.

If the logical dissonance within this unity ever came to be

resolved in the sense of obllterated, if logical dissonance were like musical

�10

dissonance, I would cease to be self-aware,! would cease to be.
Earlier I said that self-consciousness was the spelling out of what it
meant to say "I am myself: What are the moral consequences of defining
man as self-consciousness, as the being who says "I am myself"?

To

address this quest ion, we must bring in one of the most important terms in
Hegel's book--individuality. The chapter on self-consciousness is Hegel's
exploration of what it means to be an individual. "I am myself" is the maxim
of individuality, the claim that captures the individual's certainty of
himself as an inward or self-relating being.

No one who utters this

sentence or hears it uttered can fail to note its assertive, even militant
tone:

"I AM MYSELF." "I am myselr- is not a mere proposition, the mere

statement that I happen to be identical with myself, but an affirmation, an
act of will. In saying "I am myself," I stand up for myself; I affirm the value
and dignity of my being not just human but this human, my value and dignity
as an individual. Furthermore, I assert that this value and dignity derive
from my ability to say "I am myself," that is, from the sheer fact of my
inwardness or self-consciousness. In saying "I am myself," in affirming his
individuality, man says: "I am an end and not a means, a whole and not a
part--and I am to be respected as such." In short, this self-affirmation,
this battle-cry of the individual, is man's "declaration of independence." It
is man's unwillingness to bow before any authority other than himself.
The willful or militant character of "I am myself" brings us back to the
violence that defines self-consciousness.

The violence we witness in

Hegel's drama derives from the fact that self-consciousness, as Hegel tells
us, is desire. What, then, does Hegel mean by desire? And why does desire
serve to define self-consciousness?

�11

L1ke every other character 1n the Phenomenology. self-conscfousness
starts out 1n the cond1tfon of mere certa1nty, as an unsubstant1ated clafm to
absolute know1ng. Here the self 1s certa1n, not of external objects but of
ftself.

The most 1mmed1ate or natural form of thfs se1f-certa1nty 1s

egot1sm or amour-propre. Hegel's technfcal term for th1s egot1sm fs ·stmple
being-for-self"( 113). At this primitive level of selfhood, the 1ndiv1dual 1s
all wrapped up in h1s own utterly pr1vate perspective on the world. He 1s, in
the colloquial sense of _the word, subjective.

Because of his intense

concentrat1on on his exclusive selfhood, the individual 1s at war w1th the
whole external world, at war w1th otherness. As consciousness, the self
was mesmerized by the apparent solidity of external objects. This worship
of objects vanishes with the individual's certainty of himself. To be sure,
the external world is still there; but it has been demoted.

No longer a

regulated cosmos of independent beings, the world is now fuel for the
engine of self-love.
- Th1s negative attitude towards externality or otherness is what Hegel
means by desire. Self-consciousness is desire because, in the cond1t1on of
radical egotism, self-certainty at its most immediate level, the individual
asserts himself at the expense of the world. I return to the apple of my
ear11er discussion of consciousness.

As a self-conscious ind1v1dual, I no

longer want to look at the apple; nor do I want to understand the natural
laws by which the apple grows or falls to the ground. I want to eat the
apple. The desire to eat the apple, as Hegel sees it, does not der1ve from my
hunger for apples. It derives instead from my belief, my certainty, that I am
substantial while the apple is not. I set out to eat the apple in order to
prove that this is the case, to demonstrate my being and its nothingness.

�12

We recall Hegel's praise of the animals in the sense-certainty chapter:
"they do not just stand idly in front of sensuous things as if these possessed
intrinsic being, but, despairing of their reality, and in complete certainty of
their nothingness, they fall to without ceremony and eat them up"(65).
Self-consciousness is deeper than consciousness because it knows the
wisdom of the animals; it knows that objects are insubstantial. But, as we
shall see, it is also more deeply tragic. In seeking the annihilation of the
world, in giving way to desire, self-consciousness kills off the necessary
condition for self-fulfillment.
Hegel's logic of desire is clearly a radical departure from how we
ordinarily think about desire. Desire in its ordinary sense is positive and
other-d.irected. By this I mean that it is the desire for something, and that
it is the desire for something other than myself.

The ordinary view is

echoed and elaborated in various ways by Plato, Aristotle, Aquinas and
Dante. Hegel inverts the two characteristics of desire in its ordinary use.
Desire for him is negative and self-directed. It is negative because it is the
impulse to destroy rather than to acquire; it is more like hatred than love.
And it is self-directed because the whole point of all this negativity is the
self's affirmation of itself. A necessary consequence of this inversion of
desire is a radical shift in the meaning of a final cause. Man, for Hegel, is
not evoked, called forth, by some being outside him, neither by the Platonic
forms nor an unmoved mover nor the grace-bearing Beatrice. He is driven
from within, impelled by his very self-certainty to seek the truth of that
certainty through antagonism towards the external world. What man strives
for, desires in the broad sense of the term, is not an object other than
himself, nor a divine condition to which he aspires without ever attaining,

�13

but his own full self-expression.

Man, for Hegel, is his own end.

This

autonomy first shows itself in man's radical egotism, his simple
being-for-self.
Desire as the will to negate is most clearly present in the fight to the
death, with which the drama of self-consciousness begins. The individual in
his condition of amour-propre finds himself in a world that includes, not
only external objects but also other self-conscious individuals, other beings
who say "I am myself."

From the individual's perspective, these other

individuals must be "phonies"--thieves and usurpers of the sacred pronoun
"I." Now, certain as he is of his own selfhood, the individual is also aware

that that's all he has--mere certainty, the untested assurance that he is the
legitimate bearer of the name ul."

Out of this awareness is born the

individual's insecurity and his need to "prove himself." In Hegel's language,
he is driven to raise his mere certainty to truth. Positively, he must prove
himself to himself, show that his self-certainty is even more important
than his lffe.

Negatively, he must destroy the merely apparent or false

selfhood of his opponent, who, we must remember, is also driven to prove
his self-worth.
To say that self-consciousness is desire is to say not only that the self
wishes to destroy but also that it thrives on what it destroys. If the object
were irrevocably consumed, consumed once and for all, the self would have
nothing to "feed off." Since self-consciousness derives its sense of self
from the negation of an other, the other must somehow be preserved even as
it is destroyed.

In the very first experience of self-consciousness, the

individual realizes that killing one's opponent is ultimately unsatisfying,
that what he really wants is recognition.

The individual who fights for

�14

recognition desires to annihilate the otherness of his fallen opponent. He
wants to deprive the other self not of his life but of his selfhood and
individuality, his right to say "I am myself." He does so by making the other
individual his slave. The warrior at this point loses his nobility in becoming
a lord. He is now "free" to indulge his lower desires: he can eat the apple
pie that the slave has made. But the slave, precisely through his
subservience to his master in the form of work, rises above his master. He
does so because his condition of servitude, not to mention his overwhelming
fear of violent death, has stifled his former wi 11 to destroy, his former
desire. The apple pie may be food to the master, but to the slave it is a
work of art, an independent thing that the slave makes but is not permitted
to consume. In the independence of the thing, the apple pie, the slave sees
the embodiment of his own independence as a maker or producer. The pie is
not just the product of his work but the objectification of the slave's act of
working, the slave's investment of himself in an external object. The lord,
on the other hand, remains in his condition of desire. Partly, this is because
desire, once gratified, only repeats itself. I eat the pie, and an hour later I
am hungry again. The result of giving in to desire is just the reappearance
of the desire. But even more importantly, the lord can hardly derive much
satisfaction from the recognition that comes from a debased human being, a
being who lacks independence. The mastery of other selves is necessarily
se 1f-def eating.
The initial war of the selves cannot help but remind us of Hobbes' state
of nature.

Hegel appropriates Hobbes' view that man is by nature

competitive or warlike and gives it a logical grounding, that is, a grounding
in the logic of selfhood. What for Hobbes was a fact--the first fact--of

�15

human nature, is for Hegel the logically necessary outcome of the self's
dialectical identity, its dissonance of ·same· and ·other: The individual is
by nature at war with other individuals because, as a self-consciousness, he
is at war with himself. Earlier we saw how selfhood for Hegel was the
unity of the self-same and the self-other. The clearest indication that I am
a divided being is the fact that I am alive; I am a self-consciousness
sustained by and rooted in an organic body. My body is an "other· that is at
the same time also myself. It is also that aspect of my existence that does
not have to do with dignity and worth. At its most immediate and therefore
most violent level, self-consciousness, since it is obsessed with
self-sameness as the sole basis for its absolute worth, is at war with its
own body and life. It feels 1ts manhood undercut or rendered questionable by
its animality.

That is why the warring individual risks his own life in

seeking to destroy the life of the other, why the fight to the death is combat
rather than murder.
The dual or self-divided nature of the self has profound consequences for
the desire for recognition. For many authors, pagan and Christian alike, this
desire, so closely connected with amour-propre. is held in low esteem.
Perhaps the author who puts the desire for recognition in its worst light is
Rousseau. For Rousseau this desire is not natural to man but artificial; it is
acquired as a result of man's membership in civil society. Towards the end
of the Second Disourse we are told that whereas natural or savage man lives
"in himself," societal man "is always outside himself and knows how to live
only in the opinion of others." Against Rousseau, Hegel upholds the inherent
goodness of the desire for recognition. He does so by making it literally and
necessarily the case that man lives "outside himself:

In the fight for

�16

recogn1t1on, th1s other who stands before me, strange to say,

is. myself. As

Hegel tells us early 1n the chapter, self-consc1ousness "has come outs1de
itself" as an opposition between two individuals( 111 ). Self-consciousness
1s one universal self actually d1vided into two ind1v1dual selves.

Th1s

numerical dup11cation 1s the self's inner d1ssonance made actual 1n the
external world. If indeed the other individual is my own selfhood thrown
out in front of me, then my fate as an individual is utterly bound up with the
fate of this other. I no longer have the option of saying: "It doesn't matter
what other people think of me; I know my own worth." Such "self-esteem"
that seeks to do without the esteem of others is meaningless; it is a
falsification of one's own individuality.

Hegel gives cognitive value to

recognition: the violent desire for recognition is in fact the first or most
immediate manifestation of my desire to complete my vision of myself in
this other individual, to reconcile the two warring aspects of my own
selfhood through a reconciliation with this externally existing, actual other.
The desire to be known by another is in fact my desire to know myself in the
context of a human community.
know--because

they have not yet

What the combatants do not yet
experienced lt--is

that genuine

recognition comes about only if it is reciprocal or shared, only if the one
who recognizes me is not a slave but my equal.

Nevertheless, this later

mature stage cannot be attained without the original violence: progress for
Hege 1 is made not through smooth degrees, nor through the tempering of
extremes, but through the pushing of extremes to their logical and
self-defeating conclusions.

The Hobbesian state of war, the violence of

desire, is the very principle of man's education and refinement.
The negative spirit of desire continues into the second section of Hegel's

�17

chapter, the sect1on ent1tled "Freedom of Self-Consc1ousness." The Sto1c,
sceptic and unhappy consciousness are all instances of the will to negate
the world in order to affirm the self. On the surface, the Stoic seems to be
motivated by will rather than by desire. The Stoic affirms himself. He does
so not in the external world--for that is the place of suffering--but in the
unperturbed realm of thought. The stubborn inwardness of the Stoic, his
will to be himself regardless of what happens to hls life in the external
world, is what makes the Stoic violent or, in Hegel's technical meaning of
the term, desirous.

Scepticism is the truth of Stoicism because it

unleashes this violence. The sceptic actually carries out the destruction of
the world that the Stoic implies and presupposes but is too noble to carry
out himself.
platitudes.

In the move from Stoic to sceptic, arguments replace
Through his endless paradoxes, the sceptic shows that the

external world is riddled with contradiction, that it is altogether
insubstantial.
Hegel's account of the Stoic is two-fold: it consists of both praise and
blame.

The Stoic's freedom is abstract, just as his talk about virtue is

empty. But the Stoic seeks to express himself and his freedom in the realm
of pure thinking, thinking that is no slave to pictures or images. This bond
with pure, pictureless thinking does more than ennoble the Stoic; it also
makes him the precursor of philosophy in the form of system, in particular
the precursor of the science of logic. Unfortunately, the Stoic resolves to
"think positive"; he disdains the negative activity that alone could give his
thinking and freedom some filling or substance. The account of the sceptic
is similarly two-fold. The sceptic frolics in negation and so holds in his
hands the key to the divine logos. He, too, is a precursor of sorts. The

�18

problem is that the sceptic, who is a child at heart, frolics rather than
thinks; he does not see the determinate or positive character of his
randomly produced negations but delights in negation for its own sake.
We now come to the crowning moment of the chapter, to the character
Hegel dubs "the unhappy consciousness." It is extremely important here to
remember where we are in the dialectic of self-consciousness.

As I

mentioned earlier, self-consciousness, like every other shape in the
Phenomenology. starts out in certainty and ends up in truth.

The truth

always contradicts the original certainty. The unhappy consciousness, in
other words, is not merely the last character in the chapter but the negative
truth of self-consciousness as a whole, the truth that undermines the
original effort at self-affirmation. The individual started out as a proud
warrior. He wanted to prove that he was simply for himself. that he was
"the genuine article." In the course of Hegel's drama, the warrior falls; he is
reduced to the status of the humble Christian, who lives only for Another.
The

amour-propre

or egofism

that

fueled

the

whole

project

of

self-affirmation at this point is transformed into the obsession with
annihilating amour-propre. into the hatred of self-interest, the desire of
desire.

The violence of desire, formerly directed towards the external

world, is now turned back on the self; negativity is now self-sacrifice, and
se 1
f-certa i nty se 1
f-condemnat ion.
The unhappy consciousness emerges from the dialectic of scepticism.
The sceptic is self-contradictory. On the one hand, he says, "All things are
relative"; on the other, he puts forth this teaching as absolute truth. This
contradiction reveals that there are in fact two modes of thinking, two
selves. within the sceptic.

One self is defined by its contact with

�19

unchanging truth; the other self is defined by thoughts that constantly
fluctuate and contradict one another. Now the sceptic, in his childish way,
keeps going back and forth between these two selves.

He is a unity of

opposites, but he does not know that he is a unity of opposites. The unhappy
consciousness is the explicit awareness of this unity within opposition. It
is, to quote Hegel, "the consciousness of oneself as a doubled, merely
contradictory being"( 126). Ever since sense-certainty, the force of contradiction has been at work in every shape of consciousness. But only now does
a shape actually experience contradiction as such. That is why the unhappy
consciousness is unhappy, not because there is something outside it that it
wants and cannot get, but because its "inside,· its very selfhood, has been
divided and set at variance with itself. To be unhappy, for Hegel, is to be
"not oneself:
Hegel's account of unhappiness is logically complex. It is also steeped in
Christian imagery. I will here confine myself to showing how Hegel's
sentence, "Self-consciousness is desire," continues to be operative. Desire
comes up in the unhappy consciousness in three guises.
already mentioned.

The first I've

Since it is painfully aware of its own egotism or

"sinfulness," the self is continually "down on itself"; it desires to be rid of
its self-love, which it identifies with the unessential or fickle aspect of
its being. Secondly, there are, of course, all those desires it is seeking to
negate, desires that it considers "dirty." But the third guise of desire is the
most interesting and important. This is the longing for union with the one
true Self, the "infinite yearning,· as Hegel calls it, for God. This is the first
time that God comes up in the Phenomenology. although, to emphasize God's
function in the argument, Hegel prefers to call Him "the unchangeable."

�20

Man started out in the self-consciousness chapter wanting to affirm
himself as an individual. He tried to validate his self-certainty by negating
the world.

In the unhappy consciousness this negativity, the violence of

desire, circles back on the self. But in this reflexive and self-defeating
moment, desire has accomplished something:

it has generated the new

experience of infinite yearning. To the unhappy consciousness, this yearning
is directed towards God as the sacred Other. The unhappy consciousness is
the lover, and God the beloved object. What the self longs for is to be with
God in some hoped for beyond. In other words, the unhappy individual labors
under the illusion of natural consciousness; he is enchanted with some
immediate given, in this case, a timeless and infinitely remote God.

What

the unhappy consciousness regards as an infinitely remote object is really
the divine or unchangeable aspect of itself.

This follows from the

definition of the unhappy consciousness. The unhappy consciousness is a
mortal self and a divine self in one and the same consciousness: or, as Hegel
puts it, it is "the unity of pure thinking and individuality"( 130), where
thinking is my self-sameness or divinity, and individuality is my otherness
and mortality. If rightly understood, the divine is not a beloved object but
man's own selfhood in its purely divine aspect, the moment of man's
selfhood that is purely self-same.

What the self-consciousness chapter

dramatizes, then, is the logical generation of the divine nature out of the
human, the generation of the universal self out of the particular. It shows
us how man, for Hegel, is the father of God.
What, then, is the true nature of the infinite longing for God? It is what
we have seen all along as the abiding goal of human striving: man's inner
compulsion to be himself, to be fully himself.

What the unhappy con-

�21

sciousness interprets as man's erotic longing to be with God is in reality
man's wlll to be God, the individual's will to be universal. Self-affirmation,
having fallen to the ground, rises up again, this time at a new and higher
level, a level that is not characterized by desire. Hegel's name for this
higher level of self-affirmation is--reason.
In spite of its many subdivisions, the Phenomenology as a whole is
composed of only three main parts: Consciousness, Self-Consciousness, and
a third part, which Hegel leaves untitled. Consciousness, you recall, was
the self's fascination with objects. The apple was an object of intellectual
reverence rather than something to eat. At the level of self-consciousness,
the individual regarded the apple only as food, regarded the whole external
world with all the other selves in it only as fuel for the engine of self-love.
At Hegel's third level, the individual stops trying to destroy the world in
order to affirm himself. Here the individual allows the world to be substantial. He sets out, not to destroy the world but to find himself in it, to
give worldly substance and solidity to his otherwise abstract and purely
subjective selfhood.
In this third and untitled part of the Phenomenology. the longest part by
far, man's quest for selfhood is completed. Man becomes complete when the
logical implications of his self-identity rise to the level of conscious
experience, when man is explicitly or actually what he is implicitly or in
his concept. But what is man implicitly? What is man's concept? This we
have already seen in the earlier account of self-identity.

Man as

self-consciousness is the unity of the self-same and the self-other. Man is
the being who beholds himself. How, then, is man to experience himself for
· what he is? What can it possibly

mean to experience the determinate

�22
negation that is logically inscribed in man's self-awareness, in man's
concept?
With these questions, I reach the last leg of my journey through Hegel's
labyrinth. Consider the title of Hegel's book: The Phenomenology of Spirit.
Phenomena or appearances, whatever else they may be, are outward or
showy, while spirit is inward and deep. To give a phenomenology of spirit,
then, is to give a reasoned account, a logos. of what it means for spirit to
appear, what it means for the inner to make itself outer, for the deep to be
showy while still remaining deep. For Hegel, the inner and the outer, self
and world, are both necessary to the full expression of selfhood. That is
why desire failed. It failed because the individual wanted to affirm himself
at the expense of the world. If there is no world, or if the world is-just a
vale of tears, then there is nothing solid, nothing objective, in which I might
contemplate my worth, in which I might behold myself.

Just as con-

sciousness, in its unreflective piety towards objects, lost sight of the true
goal, so too does self-consciousness in its effort to destroy objects.
Complete selfhood demands that the purity of thinking and the showiness of
the world somehow come together, come together in a way that is not a
mere contradiction or dissonance, as it was for the unhappy consciousness.
In the account of natural consciousness I gave at the beginning of this
essay, I laid particular stress on the tyranny of the external world. But that
is not the only tyranny that besets man in his quest for selfhood. There is a
worse monster than the external world. This monster is man's fascination
wlth his own spirituality or inwardness, man's tendency to become--a
beautiful soul.
The beautiful soul is a more deeply tragic version of the unhappy

�23
consciousness. It is also more perverse. The unhappy consciousness was a
lover; it longed for union with an infinitely remote God. The beautiful soul,
too, is a lover, but not of an object. It is in love with its own inner purity,
in love with itself as the Holy of Holies.

Whereas the unhappy con-

sciousness distanced itself, infinitely, from the one true Self, the beautiful
soul identifies with this Self, with God in all His purity.

The unhappy

consciousness found itself hopelessly worldly and carnal; the beautiful soul,
on the contrary, foreswears the world and the flesh. Regarding itself as
"too rich for use, for earth too dear," it treats itself as though it didn't even
have a body. In Hegel's characterization, "It lives in dread of besmirching
the splendor of its inner being through action and existence"(400). Having
turned its back on the world, the beautiful soul simply dies for want of a
life. It vanishes, Hegel says, "like a shapeless vapor into thin air"(400).
The beautiful soul dies because it throws away the self-otherness that
is necessary to man's self-identity. Man cannot be fully himself, cannot
behold himself, unless he somehow preserves the world that stands before
him as his "other," comes to regard that world as his "significant other: To
fulfill the destiny of his self-otherness, man must become reconciled to the
world's externality. Man's inwardness, his spirituality, must somehow come
to terms with the outward and showy realm of action and existence.
The phenomenon of reconciliation is the climax of Hegel's story of
consciousness. At this point God comes on the scene, not as an infinitely
remote beyond, but as a 11ving presence within a community of selves, as
the spirit of that community. The last two chapters on religion and absolute
knowing are Olympian reflections on the relation betwe.en God and time;
they stand above the "way of despair," the Golgotha, which the

�24

Phenomenology attempts to give rational or scientific form. In this last
moment of the phenomenological journey, two individuals confront one
another, as they did in the earlier fight to the death. One judges; the other
is judged. The judging individual has become enchanted with his own moral
austerity, his moral purity. He has looked upon the Gorgon's head of pure
spirituality and has been turned to stone. His stoniness takes the form of
condemning others who are not pure like him, the Napoleons of the world,
who have "sold out· and traded in their purity of soul for outward show and
worldly preoccupation. The self-righteous individual judges the other to be
immoral, not because that other has done something wrong, but simply
because he has done something, because he has allowed himself to have an
outward existence and a concern for action, because he is worldly or
secular. To the judgemental individual, this worldliness is the greatest
betrayal of which a human being is capable, the betrayal of the sacred
inwardness that alone makes us worthy of respect. The judge judges the
other to be a hypocrite, someone who claims to be spiritual or inward but in
fact prostitutes this inwardness by worldly action and concern. The judge
is the Napoleon of pure morality, the emperor of inwardness. He is also a
hypocrite, an even bigger Tartuffe than the individual he judges. The reason
is that judgement, which for Hegel must take the form of outward speech, is
itself an act, a moment of entrance into the external and secular world. The
judge cannot pass judgement on the other individual without becoming like
him. He cannot denounce hypocrisy and also remain pure.
Reconclliation occurs when both individuals admit to being worldly and
in that sense the betrayers of spirit. Each must confess his worldliness.
This is clearly a much more dramatic and difficult moment for the judge,

�25
since he has to sacrifice his purism, abdicate as the emperor of inwardness.
As the judge confesses his own hypocrisy and forgives the hypocrisy of the
other, he gives his blessing to the secular world he once had cursed. In this
moment of reconciliation, each self sees itself in the other and admits to
this seeing. Now hypocrisy is self-otherness; it is the knowing concealment
of one's true selfhood, in particular, the concealment of one's worldly
self-interest and amour-propre beneath a pious "front:

When each self

admits to seeing itself in the other, self-otherness, the moment of
self-identity that had been denied for the whole course of the book up to
this point, at last receives its due.

The Jong-suppressed self-otherness

rises to the surface of human experience. The most important feature of
reconciliation is the change that takes place in the relation between self
and world. With the confession of self-otherness, the external world ceases
to be the inimical "other· over and against the self; it is now the home of
spiritual manifestation, the place of God.
Reconciliation, for Hegel, is a human experience with a conceptual or
philosophical meaning. Much more is going on in this phenomenon than the
individuals involved realize. In the act of forgiveness, the hard heart melts.
This softening of the hard heart is, in truth, a dialectical or intellectual
accomp 1ishment.

The softening of the heart, the loosening of hard

being-for-self, is the feeling of dialectical fluidity, the feeling of thinking.
Now it is the peculiar power and sublimity of reconciliation to retain past
enmlty as something that has been overcome. In other words, reconciliation
is the experience of determinate negation, negation that preserves what it
destroys. In this feeling of determinate negation, man can experience, at
last, the complete unity of his self-identity, the being-together of the

�26

self-same and the self-other.

In the sect1on on revealed re11g1on, Hegel

gives us his def1nltion of spirit.

He says:

"Spirit is the knowledge of

oneself in the externalization of oneself; the being that is the movement of
retaining its self-ident1ty in its otherness"(459).

This is precisely the

condition that has been dialectically generated in the phenomenon of
reconciliation. In the confession of hypocrisy, the two selves "come out" of
their private selves, become external to themselves while remaining inward
or spiritual beings. There is now mutual recognition of selfhood, unlike the
one-sided kind we had earlier. The individuals here have experienced the
divine in time: they have become reconciled, not only to one another but
also to the universal self that the individual self had unhappily fathered.
All this, we must note, takes place in and through language. For Hegel,
the inner must become outer. The inner is by definition the drive or compulsion to be an externalized inner, an inner that has some substance to it.
The self-righteous judge must not simply think his condemnation of the
other; he must utter it, indeed, throw 1t in the face of the other individual.
So too, in the moment of reconciliation, the two hypocrites must confess
their hypocrisy openly to one another.
Now language plays a central role throughout the Phenomenology. Even
sense-certainty, up to a point, speaks.

But language acquires a special

importance in the context of reconciliation. For Hegel, language is not mere
communication but spiritual or intellectual presence. In Hegel's words, it is
"the being-there or existence of spirit"(395). Simply put, language is the
outward expression of inward thought. When I speak, I translate my inwardness into something outer and real.
listener and also for myself.

I make my thought present for my

Language is thought standing in its own

�27

presence, thought that beholds itself as thought.

But this outward

expression is not a direct and smooth translation of the inner into the outer;
it is not without its moment of conflict. To speak is to betray a thought. In
uttering a thought, I betray it in the negative sense that I tum against my
own dear inwardness and hand it over to its enemy--the external world. To
speak is to act. Now comes the magic of language, the magic that
distinguishes language from every other human action. Even as I betray my
inward thought by making it outer, I turn against this very betrayal and
def eat the "bad effects" of extemality: I betray my thought in the positive
sense that I express or reveal it as thought. In other words, language, the
quintessential act of man, is the most immediate, most obvious instance of
spirit as Hegel defines it--the retaining of inwardness in the very act of
externalization. Like forgiveness, language is the overcoming of betrayal in
its negative sense. Reconciliation is for this reason not just an instance of
speech but the logic of the very act of speaking brought to the level of
experience.
In the phenomenon of reconciliation man experiences his true identity,
experiences himself as the dialectical unity of same and other. But man is
not fully himself for Hegel until he gets beyond this experience and thinks
his identity, until he thinks the reconciliation of opposites at the level of
pure conceptuality--thought without pictures. This is the level we reach in
the final chapter on absolute knowing, the level Hegel calls science. At this
level, mind, having been purged of all naturalness or anti-mind, wins the
condition of complete self-identity and freedom. Mind is free to be itself,
to lead the life that is completely its own. In the Phenomenology. man does
not simply come to know the truth; he comes to know that he is the truth.

�28

He comes to know that hls concept as a se1f-conscious individua1 is
identica1 with the Concept, with the divine inte11igibi1ity, the divine Jogos.
that steers its way through a11 things. This divine Jogos. the Jife of pure
inte11igibi1ity, is embodied in the magnificent Science of Logic. By entering
into this Jife of the mind, man enjoys the divinity that is inscribed in his
se1f-consciousness. In the spontaneous unfo1ding of what Hege1 ca11s the
Concept or Notion--HegeJ's analogue to the P1atonic good--man enjoys the
very principle of his cherished freedom and the pure play of his
self-identity. He is transported to the true heaven.
But the divine Jife of thinking does not spring full-blown from the head
of the philosopher.

For Hege1, phi1osophy in the form of science is the

product of history, the product of human self-identity working out its many
contradictions in time. The Phenomenology is the history of consciousness,
the history of man as a thinking being, put into rationa1 form; it is time
looked at from the standpoint of mind. The world for Hegel is not a cave
from which the philosopher tries to escape. For one thing, he cannot escape.
As we hear in another work, The Philosophy of Right: ·each individual is in
any case a child of his time: thus philosophy, too, is its own time
comprehended in thoughts"(Preface).

But more importantly, the true

philosopher wi11 not want to escape.

As the friend of reason, he will

acknowledge that the world in its historica1 unfolding, the outer wor1d of
action and strugg1e, is precisely the path a1ong which wisdom is attained, or
rather, generated out of man's self-consciousness. To be rationa1, for Hege1,
is to give the external world its due, whi1e sti11 revering the inward purity
of thought. It is to acknowledge the world as the home of thinking. This
acknowledgement is the wisdom at which HegeJ's book aims.

In the

�29

Phenomenology the philosopher "recollects,· to use Hegel's word, the
laborious process that gave rise to the philosopher's own act of thinking.
As phenomenologist, the philosopher returns, knowingly, to his prephilosophical origins.

He enacts what might be called intellectual

gratitude, gratitude towards Time as the mother of Wisdom.
I now take my leave of Hegel's labyrinth; I bid farewe11 to all its
monsters and heroes. Hegel ends on a grand theological note. He speaks of
time as the Place of Skulls, where spirit suffers and reveals its glory. My
closing note will be far simpler. Hegel cautions us in the Preface about our
enchantment with things uplifted and remote; he warns philosophy against
wishing to become edifying, warns the philosopher, in other words, against
ingratitude towards his worldly origins. This warning is echoed by
Zarathustra, whose plea captures the spirit of Hegel's Phenomenology: "I
beseech you, my brothers, remain faithful to the earth:

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                    <text>Animals in Motion:
the Flattery of Becoming in Plato's Timaeus
A lecture delivered by Peter Kalkavage
at St. John's College, Annapolis
27 July 1990

�"... it has appeared to me more fitting to go
directly to the effectual truth of the thing
than to the imagination of it. And many have
imagined republics and principalities that
have never been seen or known to exist in
truth.. ."
Machiavelli, The Prince XV

"But whenever someone tries to make a likeness
of our bodies, quickly perceiving what is defective
because. of our constant familiarity with them, we
become harsh critics of one who does not render
all the similarities in all ways."
Critias t 07d2-5

"She was the single artificer of the world
In which she sang. And when she sang, the sea,
Whatever self it had, became the self
That was her song, for she was the maker. Then we,
As we beheld her striding there alone,
Knew that there never was a world for her
Except the one she sang and, singing, made."
Wallace Stevens, "The Idea of Order at Key West"

�Towards the beginning of the Timaeus. Socrates articulates a most
unusual desire. He tells Timaeus, Critias, and Hermocrates that he wants
to see the just city go off to war. Socrates describes h1s feeling--his
pathos. as he calls it--through an 1mage. Here is what he says:
"It's as if someone who gazed upon beautiful
animals somewhere, either fashioned by the
art of painting or truly Hving but at rest,
arrived at the desire to gaze upon them moving
and struggling in some contest that seemed
suited to their bodies:
(I 9b4-c I)
Socrates' desire gives rise to a barrage of questions. Why does he want
such a vision? What is there about it that would gratify him? Is an animal more beautifu1--or more of an animal--when moving than at rest?
And where is this someone to whom Socrates compares himself? Is he in
the wild looking at real animals or only at the movies looking at their
images? Is he in the sunlight or in the cave? Apparently, it makes no
difference. It is the motion that counts, the motion that is the object of
desire. Socrates wants to gaze upon--that is, contemplate--beautiful
animals in motion. He is resting from his customary passion for inquiry.
With the desire for such contemplation, the Timaeus moves us from the
serene realm of being to the troubled and turbulent world of becoming. It
moves us away from the speeches of the dialectician and towards those of
the historian, statesman, poet, and physicist.
The man who gazes upon beautiful animals is the central image of the
Timaeus. If only we could understand it, we would then understand the
entire dialogue. This lecture is an attempt to see how the famous likely
story of Timaeus responds to Socrates' curious desire.

�2

But before we get to Timaeus, let us take a quick glance at Critias. It
is Critias, after all, who claims to have just the thing to gratify Socrates·
desire--a story brought back from Egypt by the great Solon about the ancient war between Athens and Atlantis. It is a flattering story about an
Athens made young and beautiful.
Critias makes it very clear that for him the just city in speech was
nothing but a fairy tale. He tells Socrates: "the city and citizens that you
went through for us yesterday as

in~

myth. we shall transport back into

the truth (26c7-d 1). For Critias, the so-called "real world, .. the world of
body and deeds, is the truth. He agrees with Machiavelli that the truth is
to be found not in imagined republics nor in timeless being but in the deeds
of history. Critias is the dialogue's radical spokesman for the claims of
becoming, for the claim that truth is fact. Ironically, he fails to grasp the
distinction between the real and the imaginary. Although the story of
Atlantis is as farfetched a tale as we are likely to hear, Critias insists
that it is "true in every way"(20d8). He stubbornly refers to it as a logos
rather than a mythos.
The Egyptian priests are the most interesting character in Critias·
story. They share Critias· contempt for myth and glorification of facts.
The priests are an extremely bizarre priesthood indeed--anti-priests, it
would seem. They are historian-physicists, utterly materialistic and very
smug, in a word, positivists. At one point, an old priest tells Solon that
the nomos. the law or custom, of his region takes great care about wisdom
(24b7-c I). This wisdom has to do with the study of the cosmos. In other
words, wisdom is physics. The priest offers an example of his wisdom
when he de-mythologizes the Greek myth about Phaethon. Phaethon tried
to drive the sun-chariot in order to prove that he was divine. He succeeded

�3

only in crashing the chariot and incinerating himself and a large part of
the earth. It is an awfully good parable for would-be tyrants. But the
Egyptian priests are too old and too sophisticated for parables. Images
can teach them nothing. They look down their nose at the Greeks, who are
always young in soul (22b4-7). Of the Phaethon story, the old priest says:
"This thing that is told has the shape of a
myth, but the truth is a shifting of what
goes around the earth in the heavens and
the destruction that comes about by much
fire for things on the earth at long intervals
of time:
(22c7-d3)
This is what Socrates calls "boorish wisdom" towards the beginning of the
Phaedrus (229e3). It is the wisdom that takes a spoken image of the sou1
and ruins it with a scientific explanation in terms of body. In debunking
the image-makers with science, the priests purge the wor1d of all human
meaning. They reduce 1t to a mind1ess series of facts. Wisdom becomes
the re1igious preservation of these facts, a kind of mummification. It is
highly interesting that these facts are most1y catastrophes and destructions. The priests are specia1ists in death and annihilation, a concern
most powerfully dramatized in their murder of human meaning. The more
we reflect on the Egyptian priests, the more we feel the need to save the
appearances from degenerating into mummies. We need someone who wi11
not be a boor.
Timaeus is the savior of the appearances. He saves us from the nihilism of the Egyptian priests. He does so by re-instating the power of myth
as the fashioner of human meaning and by grounding the cosmos in divine
thoughtf u1
ness.

�4

Timaeus gives two reasons why physics must take the form of a likely
story. The first is that becoming, the object of physics, is inherently unstable. Whereas being is always what it is, becoming is always ceasing to
be what it is and coming to be what it is not (27d5-28a4). The second
reason is human nature. Listen to what Timaeus says:
"But if we provide likenesses inferior to none,
you should be happy with them, remembering
that I who speak and you my judges have a
human nature, so that for those who are receptive to the likely story, it is fitting to
search for nothing more beyond it."
(29c3-d3)
The likely story emerges from the context of human imperfection and vulnerability. As Timaeus says later, when he mixes up the natural order of
soul and body, "we who have a great share in the chancy and random do so
also when we speak"(34c2-4). We recall how the dialogue opens. Socrates·
ability to count the human order also allows him to know that something
is missing: "One, two, three--but where, dear Timaeus, is the fourth?"
Timaeus· answer is the very first likely story he gives. "Must be some
infirmity," he conjectures ( 17a4). The dialogue opens, in other words, in a
way that playfully mimics the world as Timaeus sees 1t--mathematically
ordered but at the same time imperfect. Socrates' count mirrors the inescapable togetherness of strength and weakness in all matters pertaining
to the physical world. It is a prophecy of the drama to come.
The two reasons for accepting likely stories thus come together. Becoming is shaky and at times incoherent, and so are we, no doubt because
we ourselves are children of becoming. This inescapable bond between

�5

becoming and human nature has a specia1 meaning for the physicist. A1though he prides himse1f on being objective, the physicist is u1timate1y
not detached from the conditions of his imperfect object. He speaks from
within the morta1 order that he wishes to know. In gazing on the morta1,
his inte11ectua1 vision and his speech take on a morta1 tinge, become assimi1ated to the condition and shape of becoming. Now the morta1ity of
physics usua11y goes by a more f1attering name--progress. But what progress rea11y means is that this century's theories are the next century's
antiquities. We tend not to 1ook at progress in this way because we a1ways think of ourse1ves as en1ightened moderns and our predecessors as
naive ancients. The history of physics is summed up in the words of So1on:
"I grow o1d 1earning many things." That is, "my 1earning shows that I am
morta1," or even 1ess generous1y, "a11 this 1earning is ki11ing me." Physics,
in a sense, is tragic. It strugg1es va1iant1y against the stream of becoming
but ends up being carried away by it, no doubt improving but never at rest.
Timaeus wi11 try to be the perfect physicist. But un1ike ordinary physicists, he wi11 acknow1edge the physicist's morta1 roots. The 1ike1y story
wi11 indeed be deficient and incoherent. But in this it wi11 be a faithfu1
mirror of the fundamenta1 deficiency and incoherence of the world it
imitates. The infirmity of the 1ikely story is a1so its strength.
The morta1ity of physics is given an extreme1y provocative context in
the Egyptian myth of eterna1 return (21e1 ff.). The Timaeus is fu11 of circ1es. We know how vita1 they are to the 1ike1y story. But we first meet
circ1es in the old priest's conversation with So1on. According to the Egyptian view of time, wor1d-history is circu1ar. It is the same p1ay being
enacted over huge periods of time. The motion of history bends back upon
itse1f 1ike the straight Jines in Riemann's geometry, the snake that swa1-

�6

lows its own tail. What we pride ourselves on as progress--in science and
in civilization as a whole--is nothing more than our recovery from the last
great flood or fire. As we move forward on the circle of history, we are at
the same time rushing towards the next great annihilation. We are constantly re-enacting the Phaethon myth, rising up only to fall violently back
down into our mortality. Long ago, the Atlanteans were the "bad guys" and
the Athenians were wearing the white hats. At another time and in another place, Athens is the insolent one: she tries to enslave an Atlantis-like
island named Sicily. She is brought to a horrible defeat largely through
the efforts of our character Hermocrates. This ironic re-shuffling of
historical roles is all brought about by what Timaeus will later call the
receptacle. The myth of eternal return and its implication of reversed
roles shows how foolish it is to seek flattery in becoming, to flatter
ourselves with noble genealogies, as Critias is trying to do. In seeking
refuge in a beautiful self-portrait, we forget our own degenerateness.
When Socrates asked for a speech about the just city at war, he was
not asking to be informed. It was not as though the Republic left something out. What Socrates wanted was to hear his city and citizens praised.
He wanted, as he says, an encomium and confessed his inability to supply
it ( 19d2). Now an encomium is just what Critias provides, namely, an
elaborate flattering of his own city's glorious ancestors. But Timaeus too
fits into the drama of praise. The word kosmos means not only order but
also ornament. It is a word that suggests the heightening and embellishment of looks, a beautification and flattery. This is just what Timaeus
does with the cosmos--he makes it look beautiful. The cosmos of Timaeus
is not just an ordered whole but an animal, and not just an animal but a
god. It is, he says, a happy god (34b8-9). Timaeus goes so far in his

�7

beautification of the world as to deify it. The whole likely story is a hymn
of praise to the god Kosmos, who, as we hear in the dialogue's closing
lines, is "the greatest and best and most beautiful and most perfect" of
all generated things (92c7-8).
Clearly, Timaeus intends not merely to speak about the cosmos but to
arouse our love and admiration for it. In the prologue, Critias refers at
one point to the Koureotis (21 b2). This is the festival in which Athenian
youths were welcomed into the fold of the city. The youths compete in the
recitation of poems, among them the poems of Solon. We must imagine
that the impressionable souls of these youths, through the music of Solon's poetry, become knit to the fabric of the city, become rooted in the
nomoi of their fatherland. Something similar is happening in the likely
story. In being receptive to Timaeus· speech, we are assimilating ourselves to the cosmic regime to which we belong; we are enacting the
proper and respectful relationship between the human soul and the divinely
established order. Socrates, it seems, was being prophetic when he called
the likely story a nomos, a word that means both "law" and "song" (29d6).
He seems to have divined that the music of Timaeus would have a quasipolitical

end--~

towards our cosmic fatherland.

The entire likely story is an act of imitation. Timaeus imitates the
divine work by which the unmelodious chaos became an artfully arranged
whole (30a2-6). In the first part of the story, he imitates the construction of the highest visible things--the cosmic body and soul, the circular
motions of the heavens, time, and all the stars and planets. This whole
first part is ruled by the supreme goodness of intelligence. Such goodness
manifests itself for Timaeus in the objects of mathematics, particularly
in the binding power of analogia or proportion. The mathematical objects

�8

are here appointed as the guardians of all decency and good character. In
giving boundaries to the world, they are to the world what laws are to the
cay. They make the cosmos just. The moral goodness of the whole is
rooted, mythically, in the moral goodness of Timaeus· demiurge or craftsman. This craftsman, we are told, lacked~ (29e 1-2). He did not cling
to the perfection in himself but wished to pass it on to his offspring. The
divine craftsman thus comes to resemble a political founder like Solon or
Lycurgus. The world for Timaeus is a noble poem written by a morally
wise poet-statesman. Uke any human poet-statesman, the divine craftsman must be filled wlth the love of begetting. Why else would his passion
turn from seeing to making? As the craftsman gazes upon the world's
intelligible archetype, he must be longing to see it become a beautiful
animal in motion, an animal that will, by the way, reflect his own good
looks. The lack of envy sounds suspiciously like the human desi:e to beget
beautiful images of oneself.
Timaeus is out to praise imitation. The method of the astronomers
gives him an excellent opportunity to do so. Referring to the astronomer's
attempt to plot the heavenly motions, he says: "to speak of these things
without looking at their imitations is vain labor"(40d2-3). Timaeus is
referring to the astronomer's mathematical hypotheses, to something like
Ptolemy's eccentric circle and epicycle. These hypotheses are not meant
to be taken literally, as the actual mechanisms by which the stars accomp11sh their motions. Ptolemy himself calls them "11kenesses manufactured
by us" (Almagest XI 11.iO. To construct such likely stories about motion is
precisely what it means to "save" the appearances. But more is being
saved here than just the appearances. The human good for Timaeus is our
assim11ation to the divine order. It is through astronomy that this assimi-

�9

lation is brought about. In Timaeus· words, "through learning and sharing
in calculations that are by nature right, by imitating the absolutely unwavering motions of the gods, we might stabilize the wanderings within
ourselvesu(47c 1-4). By giving the heavens a divine soul. Timaeus gives the
world interiority and good judgement. Circular motion becomes an outwardly displayed image of thinking as a turning inward upon oneself. The
fact that we sometimes refer to thinking as a reflection, that is, as a
bending back, betrays the implicit connection between thoughtfulness and
circularity. The circles of Same and Other are the motions of good judgement (37a2-c5). When we look up at the stars at night, we are gazing not
outward but inward. We are looking at the best and most precious part of
ourselves. Since we originated in the stars, we are also gazing into our
own glorious past. What Critias is doing in his.praise of the ancient
Athenians, Timaeus is doing for everyone in the likely story. Astronomy is
the true homecoming of the human soul. It returns us to what Timaeus
calls "the look of our first and best condition"(42d2).
As long as Timaeus stays with the heavenly things, he is in a realm
that is virtually problem-free. To be sure, the heavenly motions are very
complicated in how they appear to us. But in themselves they are divine
motions, good motions, and are therefore friendly to mathematical inquiry.
We must never forget how successful Ptolemy is in accounting for all the
motions that can be seen with the naked eye.
All this changes once Timaeus descends from the heavens, once he
enters the realm of becoming and mortality. But he must enter this world;
he must descend from the heavens or the heavens themselves will be incomplete (41 b7-8). The descent of Timaeus begins with the construction
of human nature. The human condition reminds Timaeus that the whole

�10

account so far has been one-sided in lts devotion to goodness and beauty.
It has been naive. There is another principle or beginning, another arche,
without which the world as a whole could not have been made. This principle is necessity. Timaeus ca11s 1t "the look or form of the wandering
cause" (48a6-7). The realm of necessity is the unpredictable realm of
power, expediency, and war. It is the realm on which Machiave11i so likes
to gaze, and indeed Timaeus· wandering cause in part resembles what
Machiave11i refers to as ·fortune: Timaeus has tried to bu11d the world
from the top down. Now he must try to build it from the bottom up. In his
new beginning--the most interesting and most problematic moment in the
whole likely story--he wi11 give us a more accurate portrait of what it
means to imitate.
Socrates' desire was for a vision of beautiful animals in motion. He
wanted to see what would happen in taking the leap from the serenity of
being to the turbulence of becoming. With the excursion into necessity,
Timaeus encounters becoming in its strict meaning--becoming as process.
Here, more than anywhere else in the dialogue, Socrates is treated to the
vision he desired. Now beauty is king of the likely story--not beauty as
that which incites erotic love but beauty as the fine or noble, beauty as
precisely that which restrains erotic Jove. The good is made to shine forth
in the guise of beautiful mathematical order. For Timaeus, beauty is always connected with stability. To be beautiful is to be solid. that is,
dependable. Timaeus strongly disagrees with the poets who would have us
believe that a rose is all the more beautiful for being perishable. But
becoming is pure process, pure flux. How in the world can such a thing be
rendered beautiful and stable? It seems to be like trying to grab hold of
Proteus, the old man of the sea. Timaeus knows that he is up against a

�11

tough problem of saving the appearances. He calls on the help of Zeus the
Savior (48d4-5).
Timaeus uses an image to capture the fleeting look of becoming. The
image is that of a new demiurge. Becoming, he says, is Jike a man who
molds all possible shapes out of gold (50a5ff.). The man does not stop
when a figure is completed but continually transforms every figure into
every other figure. In the process of a figure's coming to be what tt is, the
figure is already passing away. Its birth ts also its death. Becoming, it
seems, ts the sphere of tragedy. What Timaeus ts describing here ts the
transmutation of the four elements of body-earth, air, fire, and water.
To give an account of becoming is to say how these four elements are
involved in the continual process of turning into one another. Becoming is
a perpetual magic show. It may be the sphere of tragedy, but it is also
intensely fascinating. The problem of becoming is this: how to save the
restless look of becoming as process while at the same time saving the
distinct and quasi-stable looks of earth, air, fire, and water. The problem
is that of knowing how to harmonize motion and form. That the medium of
becoming is likened to gold. a beautiful and precious metal, is important.
It expresses Timaeus' unremitting passion for adornment. The flattery of
becoming is already underway.
Timaeus first tackles the problem of the fluid medium. He refers to
this medrum jn a variety of ways. He calls 1t the receptacle, hypodocne.
and space, chora (51 as, 52a8). Its nature consists in its receptivity to
form, its power to capture the looks of earth, air, fire, and water. It is
Jike the shiny surface of a mirror or better--since Timaeus endows it with
motion (53a3-4)--Jike the surface of a rippling pool. In order to reflect
the looks of the elements, the receptacle must itself be pure, void of all

�12

form. We might say that the onJy real looks that the receptacle has are
the ones 1t steals from somewhere else. The receptacJe is like any human
imitator, any poet or sophist. Again using an art that aims at flattery and
beautification, Timaeus compares the receptacle to the neutral base used
by the makers of perfumes (50e4-51a1 ).
In his first account of beginnings, Timaeus had distinguished two factors involved in imitation--the originaJ form or archetype and the image
that was patterned after it. He left out the reflecting medium. In his new
beginning, he revises the account of imitation by introducing this third and
necessary factor. Imitation requires three things: the image that comes
to be, that from which it is likened, and that in which it comes to be. Once
again Timaeus uses an image to clarify his meaning, only this time the
image is that of sexual generation rather than craftsmanship: the original
eidos is like a father&gt; the receptacle like a mother. and the resulting
image like their offspring (50c7-e 1). With this simile, we are being reminded that sexual generation is, among other things, a form of imitation.
We are also being reminded that the word for becoming, genesis. is aJso
the word for generation and birth. The receptacle not onJy provides room
for all things; it also gives them their fleeting .!lll. It is the womb in
which all mortal things live, move, and have their being. In descending
from the stars to becoming, we are passing from one region of Jife to
another, from the 1nte11ectual cycles of the heavens to the bioJogicaJ
cycles of organisms. We are descending from astronomy to embryology.
Timaeus braces us for his account of the elements. He calls it "strange
and uncustomary" (48d5-6). I mention in passing that at this point Timaeus shifts from the phrase "likely mythosn (29d2) to "likely logoi" (48d2).
Story has become account. Timaeus is starting to sound like Critias! He

�13

tells us that the "account" will be even m

1ike1y than what has come

before (48d3). What this means, however--as we shall see--is not that
the account will be closer to the truth, but that it will be more imitative,
more mythical, more removed from the truth. Timaeus' speech will be
even more 1ike a beautiful animal fashioned by the art of painting, 1ife1ike but not truly 1iving.
The construction of body is one of the two most impressive architectural feats in the likely story. The other is the composition of the soul out
of the musical ratios. Now the soul is an intelligible being, not a body. It
makes sense that an intelligible being should have an intelligible structure. What, then, are we doing when we turn our intellectual gaze to body?
What does it mean to think body? Is this not a contradiction in terms?
In Book IX of the Reoubl ic. Socrates commands Glaucon to mold an
image of the human soul in speech. Glaucon responds: "since speech is
more easily molded than wax and the like, Jet it be mo1ded"(588d 1-2). In
his account of body, Timaeus takes fu11 advantage of this demonic power
of human speech, this capacity for imitation. He reconstructs body, founds
a body in speech. so as to make body thinkable. He treats physical body as
though it were a mathematical body in motion. The "as though" is the most
important thing here. Timaeus is being playful. He knows full we11 that
sensed bodies cannot be built up literally out of mathematical objects. He
warned us beforehand that the account of body would be strange! In mathematicizing body, in making it a fit object for gazing, Timaeus blurs the
distinction between two senses of body--body as geometrical solid and
body as physical solid. He defines body as that which "has depth" (53c5-6).
He locates the real solidity of body in three-dimensionality rather than in
impenetrability. Armed with this slippery definition, Timaeus can shuttle

�14

back and forth between the properties of geometric body and those of
physical body, between the body in speech and the body in deed. Mathematical physics thus comes to be founded on a pun. It is this pun that aJJows
body to shine in the mind's eye.
In Timaeus' earJier account of body, the four elements were beautifully
arranged in a double mean proportion: fire:air::air:water::water:earth. They
did not interact and waged no wars. They heJd fast to the integrity of
their own forms. Most interesting was fire. Hector-1ike fire was there
not violent at aJJ! It was put in its best and most serene Jight as the
source of the world's visibiJity. just as earth was defined not in terms of
its stubborn resistance to change but as the cause of tangibleness (31 b432c4). Air and water came on the scene there onJy for reasons having to
do with order1iness, because the cosmos is soJid in shape and because a
solid requires the presence of two mean proportionals. Their physical
properties were compJeteJy suppressed on behalf of their mathematical
function. In this first account of body, body is altogether nobJe; it is the
natural friend of intelligence.
Body changes its character in the second founding. The receptacle is
not by nature a friend of intelligence, although it can be persuaded. as
Timaeus says, to take on beautiful forms (48a2-5). The mother of becoming is susceptible to flattery.
This persuasion of necessity seems to be none other than Timaeus'
mathematical construction of the four elements. Timaeus· account, like
the divine intellect of the story, aims at persuasion. It will attempt to
eJicit our trust in beautiful images, to win us over to its poetry. The
eliciting of our trust begins with the selection of the regular Platonic
solids. Four of the solids are assigned to the four elements: the pyramid

�15

to fire. the octahedron to air. the icosahedron to water. and the cube to
earth (55d6-8). The regular solids are chosen because of their consummate beauty. They are "the most beautiful bodies" (53e 1). Next to the
sphere, these bodies are the most regular of three-dimensional objects;
they are the picture of lawfulness. In English the adjective "becoming"
sums up Timaeus· dual use of the beautiful. When someone says, 'Those
earrings are becoming,· he means both ·They suit you· and ·They flatter
you: This is exactly the function of the regular solids in the likely story:
they are designed to fit the appearances and also to flatter them, that is,
to make them more beautiful than they really are. They are, as we say,
becoming.
The fifth regular solid, the dodecahedron, has an extremely suggestive
use in the likely story, especially when we recall Socrates' desire. The
god uses it in making the zodiac or, as Timaeus puts it, "in decorating the
whole with paintings of animals" (diazographon. 55c4-6). The dodecahedron is given little attention. It seems to be superfluous: there are only
four elements, so therefore we need only four of the five solids. The god
takes the fifth solid and-gratuitously, almost whimsically--tosses it in
the sky, aligning its twelve pentagonal faces with the twelve "animals" of
the zodiac. But this gratuitous use of the dodecahedron really brings out
what Timaeus is doing throughout the likely story and especially in his
elaborate treatment of necessrty--he is attempting to persuade us that
the only world worth contemplating is one that goes beyond the useful or
necessary. Quite a change from the Egyptian cosmos in which necessity
alone was king! Now Timaeus discovered that he needed necessity when
the gods were making our eyes (45b2 ff.). Vision exists for the sake of a
noble end--the contemplation of the heavens (47a 1 ff.). But without the

�16

mechanism of the eyes--wlthout the necessary powers of earth. air. fire.
and water--vision cannot come into being. The noble end requires necessary means. Now why spend so much time beautifying the elements if all
that really interests us are the1r powers and functions? The beautiful
comes to light precisely in the gratuitous. that is. in the luxurious. in
what goes beyond the useful and necessary. The dodecahedron tells us loud
and clear that neither Timaeus nor Timaeus' god would have been at all
happy in the city of sows. the city of "utmost necessity," in the Republic
(ll.369dl 1. 372d4-5). Quite apart from how useful the receptacle and its
four powers are. the receptacle's plain but supple face is simply begging
for something unnecessary that would ·complete its look." No wonder
Timaeus gets carried away in h_is extensive treatment of necessity. He has
made necessity as such beautiful. necessity apart from the noble ends that
necessity was supposed to serve.
Earlier we noted that the problem posed by becoming was to save the
phenomenon of transmutation while also saving the quasi-stable looks
that entered into this process. Timaeus finds his solution in the regular
solids. The elements can change into one another because. unlike the
atoms of Lucretius. they are not simple uncuttable bodies; they have parts.
A given arrangement of parts may be said to define a given element. The
pyramid is a certain arrangement of triangles that now. in speech. defines
the element of fire. Change the arrangement. and you change the element.
In this mythical mathematics of body. the intelHgible look or cidos of an
element is being located in its geometric shape. The thing's being now I ies
in its structure. When that structure changes. the being or whatness
changes; the element turns into a new element with altogether different
properties from what it had before. This structure gives each element the

�17

integrity of a high1y distinctive 1ook, in fact, a f1attering 1ook. At the
same time, the structure is morta1, vu1nerab1e, in so far as it can be taken
apart, decomposed. The fascinating transmutation of the four e1ements
has been rationa1ized as a reshuff1ing and disp1acement of structural
parts.
One immediate consequence of this interpretation of being as structure
is that the being of a thing now becomes readily avai1ab1e to a purely
technical understanding. Timaeus' construction of body in speech e1iminates the need for a dialectical inquiry. Why ask what something is when
you can make that something! The forms or eide invite the question "What
is it?" because they are presumed to be ungenerated. In Timaeus· artful
construction of the elements, Plato beautifully captures the "constructive"
spirit of modernity, the view that equates thinking with making, just as in
the character of Critias he captures the modern preoccupation with what
Machiavelli aptly terms "effectual truth." He shows us how, in the turn
from dialectic to technical construction, the eidos is rep1aced by what we
can a concept. and noesis or the contemplation of form is replaced by the
act of conceptualization. Both thinking and the object of thinking have
been transformed into instances of becoming. In a strange way, modernity,
precise1y because of its scientific spirit, affirms the superiority of poetry to philosophy.
Timaeus· method of construction is highly interesting. It shows us the
precise sense in which it is right to can Timaeus an imitator and poet.
First he constructs the geometrical analogues of the four elements. Only
afterwards does he show how the various affections and motions of the
elements could be conceived, imagined. as the resu1t of mathematical
structure. The same procedure can be found in the Almagest. Ptolemy

�18

first constructs his mathematical hypotheses and afterwards fits the
appearances into them. It is almost as though the appearances exist so
that we might see in them the beautiful painted animal of our hypotheses.
Once Timaeus constructs the regular solids, he proceeds to establish a
correspondence between the geometrical properties of the one and the
physical properties of the other. A11 proceeds by way of analogy. The
whole account lies in this playful construction of a mathematical analogue
and the establishment of correspondences between this analogue and the
appearances. Here is what happens in the case of fire. The pyramid,
Timaeus says, is "the element and seed of fire" (56b3-5). He reminds us
that fire, although conceived as a mathematical object, is nonetheless
part of a living whole. Fire is the Achilles of the elements. It is the
swiftest, most penetrating, and most terrible. The reason or cause-Timaeus would have us believe--is found in fire's pyramidal shape: the
pyramid has the smallest base, the smallest volume, and the most acute or
"sharpest" angles (56e7 ff.). The pyramid is fire in speech, the painted
image of a beautiful animal in motion. Timaeus has fashioned an image of
becoming on which it would be a pleasure to gaze.
At one point, Timaeus tells us that whenever we look towards space,
that is, towards the receptacle, we become dreamy or, as we would say,
"spaced out" (52b6 ff.). But as mortals we are constantly looking towards
space. Dreaminess is our human condition. We are constantly thinking,
quite unreflectively, that bodies are real and ideas are fairy tales, that
bodies are "concrete" while ideas are "abstract." We fail to distinguish the
dreamy and evanescent nature of body from what Timaeus calls "the truly
sleepless nature" (52b7), by which he means the ungenerated and purely
intelligible eidos. Bombarded by images, rocked to sleep by the swaying

�19

motions of Mother Becoming, we become anaesthetized to the difference
between images and originals. Because of this powerful and ceaseless
anaesthesia, we do not know what it means to be truly alive. We confuse
life with motion and wakefulness with being excited. We come to resemble the man in Socrates· image who does not seem to care whether life is
real or imaginary so long as it is motion.
The anaesthetic power of space has a special relevance for the 1ikely
story itself, which, after all, is constantly directing our intellectual gaze
towards space. Does Timaeus want to wake us up, convert us to the "truly
sleepless nature?" To answer this question, we note what Timaeus tells
us about space. Space, he says, is not apprehended through the senses. Nor
is it an object of reason. It seems to hover between the senses and reason, to be in a sort of twilight zone. Timaeus says that space is apprehensible "by a kind of bastard reasoning with non-perception" (52b2). It is
"barely to be trusted." The word for non-perception here is anaisthesia.
the word from which we get our "anaesthesia." By non-perception, I think
Timaeus means simply the imagination. Through the power of the imagination, we "see" things that are not presented to our senses. The geometric
construction of the elements was non-perceptive in the sense that it
generated beautiful pictures in the imagination. Indeed, the account of
how space came to be mathematically ordered is really the beautification
of our own imagination of body. Timaeus begins with the truly sleepless
nature--that is, the purely intelligible form--but it is not his intention to
lead us back there. That would be at variance with his desire to praise the
god Kosmos. The mathematical disciplines in the Timaeus are not being
used, as they are in the Republic. to turn us towards dialectic. They are
being used to order the unruly cosmos and the warped imaginings of the

�20

human soul. Timaeus is attempting to persuade us of the goodness of
mathematical order, but he is also telling us to be happy with this conception of goodness and not to search beyond it. One must not step beyond the
laws of one's fatherland. In being receptive to the likely story, we are
still asleep, but at least we are having better dreams.
As we saw earlier, the likely story of becoming is based on a noble lie.
To render body thinkable, Timaeus cooks up beautiful geometrical models
and then shuttles back and forth between the two senses of body. He reasons about physical body as though it were geometrical and about geometrical body as though it were physical. Perhaps it would be more accurate
to say that Timaeus manufactures a new theoretical object that illegitimately combines the conflicting natures of the sensed and the intellected,
the body in deed and the body in speech. This is a technically refined version of the bastard reasoning that for Timaeus characterizes our relation
to the poetic sophistry of space. Even the noblest mathematical physicist
is subject to the conditions of the world on which he gazes. In his noble
beginnings, Timaeus is always very careful to draw a sharp distinction
between image and original. But as he goes on--that is to say, as he
descends from those beginnings to the various particulars--he becomes
increasingly caught up in the pseudo-explanatory power of his bastard
triangles. His disturbing playfulness takes the form of treating these
triangles more and more literally. as though they actually were the cause
of physical body. As the likely story unravels, the distinction between
image and original is more and more blurred, the painted animal more and
more confused with the truly living one. Timaeus is the poet lost in his
own poem, the sophist persuaded by his own bastard reasoning.
The sophistry of Timaeus· account of body is a mirror of the sophistical

�21

nature of space itself. Space seduces us into thinking that to be is to be
spatial (52b3-5). Let us see how Plato dramatizes the seductiveness of
space in Timaeus· account of dimensionality.
In his first founding, Timaeus informed us that the cosmic body was
three-dimensional. It befitted the All, proseken. to be, as he said, "solidlooking," stereoeide (32b 1-2). Had it been fitting for it to be two-dimensional (note that this is a real possibility for Timaeus!), the god would
have needed only one mean proportional rather than two (32a7-b 1). The
second founding seeks to remain true to the the solid look of body, to
body's appearance of having depth. It constructs geometrical solids. But
what is the origin of their depth? When we examine the inception of the
solids as Timaeus constructs them, we see that their origin is the plane:
"it is a complete necessity that the plane-nature comprehend depth. And
the rectilinear plane is put together out of triangles"(53c6-8).
As we know, Timaeus· solids are built by stitching together their twodimensional faces. The construction seems harmless enough, yet it is
worlds apart from the one we find in Euclid's Elements. Euclid begins with
the sphere and proceeds to construct the solids within that sphere. That
is to say, Euclid postulates a naturally existing three-dimensional space
of which the plane and all plane figures may be said to be abstractions.
For Timaeus, on the contrary, the nature of two-dimensionality is prior to,
more natural than that of three-dimensionality: the plane, strange to say,
is more comprehensive and in that sense more real than the solid. It is
very important to remember that in the likely story, body is not "given;" it
must be constructed. This means that the third dimension of depth, too,
exists by construction, by art rather than by nature. When Timaeus introduced us to the receptacle, he compared it to gold. This flattered becom-

�22

ing in two ways: flrst by making the kinetic material of becoming sound
hke a precious metal, and secondly by making the receptacle sound threedimensional. To look three-dimensional and "sohd" is, after all, more
beautiful than to look two-dimensional and "flat." To stick with Timaeus·
gold simile, solid figures are richer than flat ones. The demiurge of this
simile sounds at first hke a sculptor rather than a painter. But what
shapes are made to appear in this golden medium? Timaeus gives us one
example--the triangle (50b2). Here he betrays his preoccupation with the
plane as opposed to the sohd. He as much as tells us that the receptacle is
by nature flat--all surface, no depth. Bodily depth, then, is an illusion, and
Timaeus· flattery of becoming is the technically beautiful accomodation to
that illusion. The regular sohds merely seem to give depth to the receptacle. In fact, these sohds appear to be no more than a cosmetic re-arrangement of the naturally existing plane. Indeed, as we see from Timaeus'
account of the human body, 1t is the triangle rather than the solld that
dominates the body's motions and affections. In the warfare between
inner and outer that defines metabohsm,

a is our triangles that defend the

body from invasion and corruption, just as it is the collapse of our triangles· structure that spells our death (81 b5 ff.). It is the triangle that is
Timaeus· beautiful animal in motion. The receptacle, contrary to appearances, is not a three-dimensional container. It is a movie screen which
captures the beautiful appearance but not the being of depth. In its twodimensionality, the receptacle sounds very much like the cave wall of
Republic VII, the medium in which the cave-dwellers locate their exciting
and solid-looking "real world."
The confusion between plane and solid had been prepared, in fact, invited, by Socrates· opening image. The man who gazed on beautiful animals

�23

did not care whether these animals were painted or truly living, that is,
two-dimensional or three-dimensional. Socrates underlined a distinction
only to erase it. Now what does it mean to be happy with the plane, to rest
content with the appearance and not the reality of depth? It means to be
superficial, to be content with surface and with opinions undeepened by
inquiry. In the Timaeus. this contentment with surface appears as the love
of praise and the concomitant suspension of dialectic. To praise something or someone is to dwell at the beautiful-seeming surface and, to
quote Timaeus, "to search for nothing more beyond it." In the Symposium.
Socrates tries to break through the surface preoccupation with the praise
of eros in his cross-examination of Agathon. In the Timaeus. he not only
does not break through the surface but encourages and even compels his
hosts to be superficial, to engage in flattery. When Critias accused Socrates' city of being merely mythical, he was saying in effect that it was
two-dimensional and dead, that it lacked the solidity of a really existing
bodily city. Now what appears in Critias· own story is the flattest, deadest city of them all--the Egyptian city in which the depth of philosophical
inquiry has been squashed down into the plane of unreflective nomos or
custom, and in which a materialist physics replaces the "vertical" inquiry
into cause with the mere observation of the whole's customary motions,
the whole's surface. Perhaps it is only fair that those for whom Socrates
is a two-dimensional animal be challenged to produce what they take to be
three-dimensional, solid, and truly alive, that they be compelled to reveal
their own lack of depth.
Now the deepest part of Timaeus' story is his description of the receptacle apart from its mathematical ordering, the part in which Timaeus is
not trying to flatter becoming with the illusion of depth but simply tries

�24

to tell us what the receptacle is. As we see, the receptacle is not just the
unstable context for the four elements. It is, more importantly, the medium and cause of all mortal life. Our humanness inheres in and grows out of
the receptacle. It is thanks to the receptacle that individuals, families,
cities and even whole civilizations come to be and pass away. It is here in
the play of powers that animals fight and cities make war. In Socrates·
opening image, someone gazes upon beautiful animals somewhere. pou.
This somewhere is the receptacle.
But where exactly is this "somewhere?" As we have seen, Timaeus·
ordering of space is virtuaJJy indistinguishable from the ordering of our
imagination of space. Within the mythical context of the likely story, the
"outer space" of sensed body is effectively replaced by the "inner space" of
the imagination. Crudely stated, it is the body in speech that counts--not
deeds per se but stories about deeds, not objects but our concepts of these
objects. Now it is typical of the likely story to recreate the outer as
something inner, to cause the surface of body to seem imbued with the
depths of soul. Througt'1 such recreation, the likely story revives the human meaning that had been murdered by the Egyptian priests. According to
Timaeus· first founding, the heavenly motions are only apparently outside
us, "up there" in the sky. But in the meaning conferred on them by the
likely story, they become the inward thinkings of the whole. The entire
realm of

outer~

the so-called "external world," is actually within the

all-embracing contemplation of the soul (36d8-e5). The cosmos in speech
is an altogether inward world, the world as contemplated world, or more
accurately, as reconstituted world. The word for sky or heaven in Greek is
ouranos. which also means the palate or vaulted roof of the mouth. Timaeus takes the utterly bodily, utterly inarticulate non-cosmos of the Egyp-

�25

tians and transplants it inside the human mouth, that is, withln human
speech: he transforms the outer sky or heaven into the palate.
The receptacle must be seen in light of the likely story's transf ormation of the outer into the inner. At its very deepest level, the receptacle
is the soul in its receptivity to images. In its turbulent and eminently
plastic nature we are being invited to contemplate the excitable and highly
impressionable part of our own souls. One can even go so far as to see in
the four elements a bodily projection of our emotiona11y charged nature:
we are ambitious like fire, faithless like water, as light-minded as air,
and as incorrigible as earth. In short, the four elements are bodily mythoi
about the human soul. When Socrates fashloned an image of his desire and
affection, he was gazing upon the just city as though it were a body capable of motion and rest. But he was also gazing within himself, contemplating the very part of the soul that desires and is affected by images of
body. The "somewhere" of Socrates· image is this inner "somewhere," the
emotional and unreflective "space" within us that longs to be fi11ed with
moving images.
The more deeply we examine the likely story, the more we see that its
true object is not the cosmos but the human soul in its relation to the cosmos. Timaeus prepared us for this fact when he reminded Socrates that "I
who speak and you my judges have a human nature." We recall that human
nature was the goal of the likely story as announced by Critias. Timaeus
was to generate the cosmos down to human nature, to make man a citizen
of becoming so that Critias could then make him a citizen of ancient
Athens (27a2-b6). Timaeus celebrates the Koureotis for man's cosmic
indoctrination, after which Critias celebrates this same festival for his
full-fledged political one. This is the drama of the Timaeus-Critias.

�26

In Timaeus' flattery of becoming, human nature is given a decidedly
unflattering portrait. The demiurge does not set out to make man. Man is
not a natural end but rather a necessary means by which the cosmos attains its perfection (41 b7 ff.). The god washes his hands of the whole
business at this point, goes into retirement, and bequeaths the unenviable
task of making man to his dutiful sons (42e5-7). Timaeus defines the invention of man through an oxymoron: the gods are described as sebomenoi
miainein to the1on. "being reverent to pollute the divine" (69d6). The selfcontradictory phrase captures man's ambiguous place within the whole,
not to mention the ambiguous character of the whole itself. Man is a desecration of the divine who, for that very reason, accords with the divine
plan.
With the story of human nature, Timaeus reveals his most central paradox: the cosmos cannot be beautified, flattered to the hilt, without a descent from the beautiful to the monstrous and the grotesque. The gods put
us together piece by piece, starting with our heads and working their way
down to the sexual organs. The whole account is meant to impress us w i th
how much forethought and artistry went into our being. But at the same
time, it tends to remind us of Dr. Frankenstein stitching together his new
man. Timaeus takes human nature as he understands it and does something
extraordinary. He concocts an outrageous pseudo-scientific myth that
compels the depth of soul to show its true colors at the surface of the
body. He does humorously with the whole body what Erwin Straus does
more seriously with our upright posture. In bringing depth up to the surface, Timaeus shows once more his connection with the art of painting: he
projects the "deep" or "three-dimensional" soul or principle of life into the
two-dimensionality of body's surface. Simply stated, he wants being to

�27

appear. In the account of human nature, the tone of the likely story suffers an erosion: the noble poetry of the astronomer gives way to the black
comedy of Aristophanes in the Symposium. This is especially evident in
Timaeus· funny and yet not at all funny treatment of our sexuality.
Timaeus· cosmos, we recall, has two archai. two principles or beginnings. The good pulls the world up towards the starry life of intelligence;
the necessary pulls it down into the "mighty river" of becoming (43a6).
The likely story dramatizes, in its two beginnings, this fundamental tension and incoherence within the cosmos. It mimics its object through a
pun on the word arche. Now man, for Timaeus, combines the good and the
necessary in his nature and his outward shape. He is the whole's necessary
incoherence rendered visually explicit. His sphere-shaped head contains
the circles of Same and Other, the divine circles of reflection and soundmindedness. The rest of him is elongated, the outward sign of his exile
from the spherical heavens. In an unmistakable reference to the receptacle, Timaeus calls our lower passions "terrible and necessary" (69c8-d 1).
They are housed in the torso--spiritedness in the chest and the desire for
food and drink in the belly. The pollution of the divine is this joining of
the divine and the bestial. To mitigate its bad effects, the gods cook up an
invention--the neck. The neck is the only thing that holds human nature
together. It anchors the head to the body but also separates the head for
its divine life of astronomy. The neck is our constant reminder that our
being is the sacrilegious togetherness of two things that should not be together but must be together if the cosmos is to be complete. The mouth is
the clearest expression of our contradictory and profane nature. It was
invented for the sake of the noble stream of speech that flows out and the
necessary stream of nutriment that flows in (75d5-e5). Human nature is

�28

caught in the middle of two streams flowing in opposite directions. The
fact that we cannot eat and speak at the same time shows how profoundly
incoherent we are. For Timaeus, to be human is to be altogether tragic.
The only cure--short of death--is the study of astronomy, the study in
whlch we turn away from our monstrous nature and seek refuge in the act
of noble imitation, in the life of the head.
The truth about Timaeus· cosmos is not contained in any of the things
he says about it. It is revealed in the motion of the likely story, in the
path of the construction by which the cosmos is made. The being of the
cosmos lies in its becoming. This motion is downward: it is tragic motion.
If Timaeus· god Kosmos had a voice, he would say with Shakespeare's Richard 11, "Down, down I come, like glist'ring Phaethon"(l 11.liO. The whole
likely story is one grand descent from deathless being down to the stars
and from the stars down to human nature. As the 1ike ly story moves towards its end, human nature degenerates into all the various beasts. It
gives birth at last to all the animal possibilities that sleep within it. The
hierarchy of beasts, born of human degeneracy, completes the whole and
causes it to be in full agreement with its intelligible archetype. As the
cosmos degenerates, it becomes more perfect. This is the paradoxical
truth about Timaeus· cosmos. The god Kosmos, in spite of his beautiful
ordering, is, in the end, a tragic hero.
When Socrates announced his desire, he warned against the deficiencies
of poets and sophists ( 19d3 ff.). Poets are too rooted in their own cities.
That is, their tendency to imitate the familiar and conventional holds them
back from contemplating a city that is good by nature. Sophists, on the
other hand, wander too much. They transcend the poets' attachment to
place but end up utterly placeless, that is, lacking the experience of being

�29

political animals. Their failure to be political is exposed in the Gorgias.
where the sophists are portrayed as teaching technique without the proper
use of that technique. The sophists show us that being outside the city is
not necessarily to be above it. Neither poets nor sophists, it would seem,
know how to move vertically into the third dimension of "depth;" they are
rooted ultimately in the "flatland" of conventional cities.
The center of the likely story is the treatment of the receptacle and
the four elements. It is there that we come to see what a likely story
really is. We see that it shares in the natures of poetry and sophistry. It
is mythos masquerading as logos. As poetry, it begets beautiful images of
animals in motion. As sophistry, it uses a pseudo-science to get us to believe that its images are rea1.
But Timaeus' relationship to poets and sophists runs deeper than his
scientific methodology. It enforms his whole perception of the human
good in relation to the intellect and the city. Timaeus is a combination of
noble extremes. On the one hand, he is immersed in conventional political
activity--he runs his city and enjoys its honors (20a 1-5). On the other
hand, as an astronomer, he soars high above all political regimes . .. or does
he? As the likely story shows, Timaeus seeks to ground our being in a new
and higher regime. He seems to want to redirect our political spiritedness
and piety away from conventional cities and towards the natural "city"
studied by the astronomers. Instead of Solon's political poetry, we now
have Timaeus· political poetry. It seems that Timaeus, even when he
soars, cannot escape his political perspective. Just as he apparently
cannot get beyond the love of honor, he cannot transcend the noble opinion
that the highest human good is stability of character and obedience to law,
qualities eminently displayed in the stars. Coming from a city with excel-

�30

lent laws, Timaeus "imitates well the things on which he has been reared"
( 19d5-e2). This is the poetic deficiency of his soul. It helps us to see
why Socrates calls the likely story a nomos. thereby suggesting that Timaeus, no matter how much he seems to be the lover of natural order, is
still bound by the right opinion of conventional cities. The astronomical
side of Timaeus is sophist-like: it wanders through the heavens with no
thought for political rootedness. All cities are banished from the likely
story: there is no fellowship or community among men but only the individual and the cosmos. In the character of Timaeus, Plato has painted a
moving picture of the poet-sophist at his best and most magnificent, a
poet-sophist who seems to be a combination of philosopher and statesman.
Timaeus is at once apolitical and ultrapolitical. His noble extremes do not
temper one another. There is missing that mean position in which the
soul, in leading the philosophic life, soars above the political perspective
without losing sight of its political rootedness. The Timaeus inevitably
brings us back full circle to the Republic. the dialogue that the Timaeus
had pretended to surpass.
Socrates' desire was for a sophistic poem. He wanted to see beautiful
animals in motion. He wanted to be fooled into thlnl&lt;ing that these moving
animals were truly alive, to Jose himself in the beautiful image in the way
that we all tend to lose ourselves in a truly great poem. Socrates stressed
the irrationality of his desire by repeatedly using words related to feeling
and being affected. He presented himself as "pathetic," as a man at the
mercy of the poets. What is Socrates doing here but imitating the souls of
his hosts? articulating the desire and the pathos that is theirs? What is
Plato doing through Socrates but painting a moving picture of our own
nature in its Jove affair with moving pictures?

�31

What, then, is Socrates· true desire? Perhaps, it is to see in what precise ways the human souls before him will show their true colors in the
act of being painters. The silence of Socrates is really the contemplation
of Socrates. It is the philosophical and ironic distance at which Socrates
places himself with respect to the realm of all doings and makings. In
being entertained, he is placing himself outside the "real world" of his
hosts. As Socrates himself tells us, he is "at peace" (27a I) while his
hosts go off to war, gratifying the desire that is really theirs. They are
the turbulent object of his serene contemplation. In the Timaeus. Socrates
is gazing, as usual, upon the human soul. He is reflecting on the animal
that beautifies itself in order to forget that it is a monster.

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                    <text>The Song of Timaeus
Peter Kalkavage

T

his lecture is about the strangest of Plato's
dialogues, the Timaeus. I would like to focus
our attention this ~ning on the famous eikos
mythos, the "likely story," told by the character
Timaeus.
The likely story tells about the beginnings of the visible, touchable world. Our story-teller, Timaeus, takes us
through the process by which the world was generated
from its most radical causes and principles. Whereas the
Republic dramatizes the fo~nding of regimes both in city
and in soul, the likely story shows the foun~ing of the
cosmic regime, the government of the world. For
Timaeus, the world's founding depends to a great extent on the power of mathematics. Throughout the likely
story, Timaeus draws the listener's attention to the arts
of arithmetic, geometry, and especially the theory of ratio
we find in the fifth book of Euclid's Elements. Timaeus'
physicist is a mathematical physicist, and his bond with
mathematics expresses his dream that the world be wellgoverned, that the cosmos no less than souls and cities
display the virtues of stability, moderation, and wisdom.
Timaeus at one point articulates the motto of such a
physicist. It takes the form of a little jingle in Greek: pan
de to agathon kalon, kai to kalon ouk ametron; "All the good
is beautiful, and the beautiful is not measureless." 1 The
physicist for Timaeus represents all that is decent, healthy,
and beautifully arranged, all that is conveyed by that rich
Greek word kosmos. Throughout the likely story, goodness
is associated with the beautiful structures of mathematics,
and badness is associated with the ugliness of disorder.

Peter Kalkavage is a tutor.at St. John's College, Annapolis. T he Song of TiTTUJnJS
was originally delivered as a formal lecture at St. John's College, Annapolis.
in 1984.

56

I will try in this lecture to say what the world, our world,
looks like through the eyes of Timaeus' motto about the
good, the beautiful, and the measured.
The Timaeus is the most artful and artificial of all the
Platonic dialogues. There is really not anything in it that
could be called conversation. And the dialogue as a whole,
so plentiful in references to life and motion, seems
somewhat lacking in vitality and spontaneity. The major
characters-Timaeus, ·critias, and Hermocrates- meet
Socrates according to a preestablished plan. Socrates
appears in a most uncharacteristic way. He is dressed up,
kekosmbnenos, as though he 'were going to some formal
event. 2 Socrates expresses a desire for a war-movie in
speech, then seems eager just to sit back and listen. The
entire program is presented with extreme formality by
Critias. 3 In fact, all the speeches to be given do constitute
a formal event. That event is the feasting of Socrates,
the dialogue's central dramatic image.
The likely story of Timaeus fits well into this highly
artful setting. Artfulness plays the central role in Timaeus'
mythical physics. The very word kofmos suggests not only
a world-order but ornamentation. Timaeus' story is composed of what Socrates calls· a prelude and a song. 4 The
pair of terms also means preamble and law. The song of
Timaeus, the nomos as Socrates calls it, embraces two
forms of artfulness, that of music and ~hat of politics.
Timaeus' speech will show us how artfully arranged the
world of becoming is. His song sings the praises of the
god Kosmos, who for Timaeus is the whole of all
generated things.
The Platonic dialogues are all imitations of live conversations. They are living images, dramas. This is true
even of the Timaeus, which seems at times quite lifeless
and undramatic. Very often in the dialogues something
in a speech or interchange is not so much spoken about
as it is playfully enacted. In the likely story, it is easy

WINTER 1985

�to see what is being enacted, or rather re-enacted. It is
the birth of the world as we know and experience it. The
likely story is mimetic in this precise sense: it "plays at"
world-building. It imitates the noble, though often risky
process by which the gods made a world-order. At the
beginning of the Critias, the dialogue which immediately
follows the Timaeus, Timaeus calls the cosmos "the god
who was born once upon a time long ago and who was
just now begotten by speeches." 5 The likely story, in other
words, imitates the artist-god or demiurge. It is recreational. When god makes the world-soul, we are engaged
in the various constructions. When the gods make us,
we are involved in the work of putting ourselves together.
The world with all its structure comes to light for
Timaeus in a divine activity we ourselves take part in.
Timaeus calls this activity of world-building in speech
"thoughtful and measured play."6 Such play for Timaeus
is identical with the activity of the mathematical physicist.
To read the likely story profitably, we must therefore relax
our preconceptions about the serious nature of physics.
We must exert our imaginations and, I think, our sense
of humor.
There are many obstacles the reader confronts as he
reads the likely story. The story is very long and very
technical. Furthermore, it cannot help but strike us as
whimsical and ridiculous, a sort of prank. This is the
story, you remember, that Timaeus places in the region
of trust, pistis. 7 Yet what could be more unbelievable,
more unworthy of our trust, than some of the explanations we get from Timaeus? Take, for example, the story
of the liver. Timaeus describes the liver as a sort of moviescreen for i:he soul. And the pancreas is said to be the
liver's wiper. 8 Is there anything less unbelievable, I
wonder, in the apparently more scientific parts of the
story? True, there is bound to be some sense behind such
unbelievable accounts. But even while we see a certain
sense to what Timaeus says, it is impossible not to say
to ourselves "Hahl A likely story." Whatever region ihe
likely story occupies, that region cannot be identified
simply with trust.
But th~re is anothe7 difficulty with the likely story..
The story is apparen~y incoherent. It is not one seamless
narrative but is composed of three stories. Timaeus makes
two radically different beginnings. And in his third story,
he makes no effort to show how the two beginnings are
related. This problem is the greatest occasion on which
the story seems to be incoherent.
Timaeus himself warns Socrates and us about this
pr?blem the ~rst ti~e he uses the phrase "likely story."
It is worthwhile quoting the whole passage in which the
phrase first appears:

Don't wonder, Socrates, if we are not able to pay you
back with speeches about the birth of gods and of the
All, that are not in every way in agreement with
themselves and altogether precise. But you must esteem
the speeches we provide as likenesses inferior to none.
You must remember that I who speak and you my judges

THE ST. JOHN'S REVIEW

have human nature. So, in order to receive the li!(ely
story about these things, it is fitting not to search beyond
this.9
The physics of Timaeus will be a likely story for two
reasons. The first is that the world is not a being in its
own right but an appearance, a moving and unstable
likeness of an intelligible, stable model. Proper speech
about the world must therefore take the form of imagery.
Secondly, the story-teller and his listeners are human,
not divine. They must know their place and not search
beyond the likely story. This passage ends what Socrates
refers to as Timaeus' prelude. Socrates' response to the
prelude is extremely interesting. He tells Timaeus to "perform the song;' a command which can also mean "execute the law."10
Now there are many strange things about the passage
I quoted. It is very important, first of all, because it is
addressed explicitly to Socrates. But the most important
feature of what Timaeus says is that he articulates the
limitations of the upcoming myth. Socrates is being
asked, as a human being, to take the likely story about
the cosmos as merely a likeness, not as the truth. That
is, the likely story begins with an apology and a caution.
But why apologize for a likeness? Myths after all are
likenesses. No one needs to be reminded of this fact. And
Socrates, although he tells many stories, never feels the
need to apologize for any of them. Indeed, we sometimes
feel that a Socratic mythos has the power of showing us
wha~ dialectical logos cannot explain to us. At the end
of the Gorgias, just before the concluding myth, Soc;rates
says to Callicles, "You may think it is only a myth, but
I take it to be a true account." 11 I take what Socrates tells
Callicles here to be true of all the Socratic myths. These
myths are images without apology because, as likenesses,
they aim at and in a certain sense contain truth.
Likenesses in this sense do not function as boundaries.
They are rather springboards for our perception of invisible, eternal truths. Socrates would never say, "You are
only human; do not search beyond the likelihood of my
story." For Socrates, myths appear to belong to the level
of the divided line called imagination, eikasia, the level
at which images take us beyond themselves to that which
they image.12
As I mentioned earlier, the story of Timaeus is composed of three separate stories. The high-point of the first
story is Timaeus' construction of the divine, intelligent
soul. In the second story, Timaeus unveils the receptacle,
the supreme condition for all body, change, and appearance. The third story is about the birth of human
nature. This third story is the most bizarre and most
playful story Timaeus tells.
The remainder of this lecture will be divided into
three parts, corresponding to Timaeus' three stories:
Part I -The Story of the Soul
Part II -The Story of the Body
Part III-The Story of Human Nature

57

�One reminder before we begin. Timaeus is a
character in the dialogue, not Plato's spokesman. Plato
causes us to reflect on the problem of a world not by a
direct encounter with the issues but through a human
soul and its various motions, through the soul of
Timaeus. We will thus have two questions before us constantly: What is· the world; and Who is Timaeus? We
must be careful not to separate these questions. It is by
no means clear that the likely story represents what has
come to be called "Platds cosmology."
Let us now turn to the likely story.

Part I -The Story of the Soul

T

he deed imitated by Timaeus' story is the
birth of the world. The story is filled with
language that suggests begetting. Later in
his story, Timaeus will tell us that the world
is the "offspring" of a "father" and a
"mother." 13 He will also tell us that the pyramid is not
orily the element but also the seed of fire. 1+ Human souls
are planted, originally, in their individual stars. 15 The
star-gods themselves are referred to as god's "children."16
The likely story thus aims at being a likely biology as
well as a likely physics. Timaeus acknowledges that the
realm of becoming is also the realm of procreation.
But the central, overriding image for the likely story
is that of artful production, techne. God is a craftsman,
a demiurge, who makes a world by giving it mathematical
order. This is very different from the story in the Bible
in which God says to his creatures, "Be fruitful and
multiply." In the likely story, the goodness of a cosmos
derives wholly from mathematical ordering. Insofar as
becoming is good, it is mathematically structured. Fruitfulness is not good for its own sake. In fact, as we see
at the end of the story, the ems for begetting stems from
our mindless and tyrannical nature. 17 The female kind
is derived from the "first men" who were cowardly and
unjust. 18 Procreation comes about because the first men
"fell" from their divine and orderly condition.
The theme of art is central to the entire Timaeus. The
dialogue takes place on the feast day of Athena, 19 and
there are numerous references to Athena in both the
Timaeus and the Critias. Athena is called a lover of war,
wisdom, and art. 20 She is the patroness of Athens which,
as Pericles reminds us, philosophizes without becoming
effeminate. 21 I think that Athena, or more precisely the
birth of Athena, is one of the dialogue's implied images.
Athena was born out of Zeus' head. This intellectual,
masculine birth takes place just after Zeus swallows up
the Titan Metis, whose name means craft or cunning.
The myth about Athena's birth seems to me to provide
an accurate image for Timaeus' re-creation of the world
through art. Timaeus seems to be imitating Zeus. Having swallowed up the mathematical. arts, Timaeus gives
birth out of his head to an artfully constructed, eminently

58

masculine world. The likely story imitates Zeus giving
birth to Athena; a most accurate image, I think, for the
mathematical physicist and his various brain-children.
Even when Timaeus introduces the "mother" of becoming later in his story, I think he retains his role as Zeus.
He re-creates the womb of becoming as a dynamic
medium for artful, mathematical construction.
The likely story begins with the divine craftsman, the
demiurge, who gazes upon a perfectly stable and utterly
intelligible model of the world. The model or paradigm
simply is and thus experiences no becoming. It is that
peing which the cosmos imitates at the level of regular,
periodic motions and the "laws of nature" which govern
such motions. 2 2 As the not-yet-actual structure of a moving world, the intelligible paradigm functions for the
craftsman as a kind of "cosmic blueprint;' a plan which
guides the construction of the cosmos and in which the
various forms of motion, power, and life find their
prophecy.
By consulting this model, the god tries to make
Becoming as beautiful, that is as orderly, as possible.
Before the divine ordering, Becoming is said to be in
a state of disorder. Timaeus calls this condition "not at
peace and out of tune."23 In order to regulate and tune
this ugly condition, the god consults not only the cosmic
blueprint but also the goodness of his own intelligence.
He looks within himself in much the same way that the
mathematical physicist looks within his intelligence for
the mathematical principles of order. The god desires that
the world imitate him as much as possible. 2+ To this end,
the god constructs intelligence within the soul and soul
within body. 25 The soul is that on account of which the
cosmos is a living being.
What Timaeus' construction means here is that the
cosmos is alive for the sake of being intelligent, not
because life is a good in itself. Life is present because
it is impossible, says Timaeus, to make the world intelligent without also making it alive. And unless intelligence is put into the world, the world will not be the
best and most beautiful of possible worlds. At this point
the cosmos is said to be an animal composed of body,
soul, and intelligence. The cosmos is patterned after what
Timaeus calls "the intelligible animal."26 The intelligible animal contains the forms of all the animals that are
really living and are contained within the sensed cosmos.
The notion of an intelligible animal is one of the most
perplexing notions in the likely story. It is extremely difficult to see how an intelligible dog, for example, could
be called an animal. This difficulty comes up again and
again for the likely story. It reappears when we are asked
to accept the existence of an intelligible fire. 27 As a really
living, vibrant whole with all the signs of life, the sensed
cosmos appears to be more truly what it is than the
original it copies. The reason is that the sensed cosmos
is possessed of a soul. I think we need to remember here
that, although Timaeus appeals to the image-original
relationship we find in many other dialogues, this relationship has a special context in the likely story. It is in

WINTER 1985

�the context of productive or demiurgic art. The artist
works from a vision of perfection that appears within his
intellect. So long as this vision is in the intellect alone,
the perfection is uncontaminated and stable, yet
unfulfilled. Fulfillment comes in the act of bringing forth
the vision of perfection, actualizing it in time and space.
In the context of productive art, the relationship of
original to image is the relationship of blueprint to fully
actualized structure. The sensed cosmos, though an image, is nevertheless the fulfillment of the idea within the
mind of the demiurge.
Timaeus proceeds to show, first, how the body of the
world was constructed, and secondly, the soul. The body
of the cosmos display.s the good and beautiful ordering
of mathematics. The four elements of body- fire, earth,
air, and water-are arranged in a continuous proportion. 28 The entire body of the world is then given spherical
shape and the motion of rotation. Soul is constructed
next.
The story of the soul is one of the most exquisite
pieces of architecture in the likely story. It is based on
a remarkable premise - that a soul can be built. In the
likely story, we are treated to a vision of a likely soul,
that is, a soul whose being in speech consists in its being
. constructed. This is all part of the re-creational activity
of the likely story.
The construction of the divine soul takes place in
three stages. The god first mixes together the forms of
Being, Same, and Other. This is accomplished, Timaeus
says, "with force." 29 Next, the god articulates the mixture into a spine-like band, the sections of which correspond to several octaves of the Pythagorean scale. 3°Finally,
he slices and bends this spine-like band into the circuits
of Same and Other. 31 You know these circuits from your
study of Ptolemy; Timaeus gives a two-fold meaning to
the circuits. They are the outwardly appearing motions
of the heavenly bodies and also the inner, invisible "revolvings" of our thinking, of our dianoia. Timaeus goes on
to tell us how the circuits of Same and Other; that we
see in the heavens, constitute the moving image of the
eternal which we call time. The circuits of Same and Other
cause the world to be measured by recurring cycles. In
this way, Becoming imitates the utterly non-moving look
of Being. Because of these intelligent circuits ordered according to musical ratios, the world is filled with
timeliness. It is characterized by time not merely as duration, but time as a principle of "right timing" or
seasonableness. Once the circuits are set in motion, the
world becomes thoroughly musical as the moving structure of time. The world is enlivened and also "set straight"
by the periodicity of rhythm as well as the periodicity
of the musical scale.
I think it makes sense to compare the soul as Timaeus
constructs it to a spine. Our drawings for the cutting of
a monochord certainly resemble the spine with its
vertebrae. Owing to its musicality and seasonableness,
the soul seems indeed to function as the backbone of a
constantly moving order. It gives poise and rigor to an

THE ST. JOHN'S REVIEW

otherwise flabby and graceless world. This is much like
the way in which the Pythagorean scale gives structure
to the music we hear or the way in which Timaeus' song
as a whole gives backbone to our flabby conception of
the world.
It is important to note 'that these two contrary circuits which govern Becoming, the circuits of Same and
Other, are not confined to the heavens. The soul is said
to be "woven throughout" the body of the world "from
center to extremity." 32 The soul ensures that the entire
world is filled with the recurring patterns characteristic
of music. Musical intelligibility exists everywhere. It exists
not only in the heavenly motions but also in something
like the vibrating string. A string vibrates periodically.
It displays the togetherness of sameness and otherness.
The circuits of Same and Other are therefore not confined to a place. Like music, they do not belong
exclusively to the realm of body or to the realm of soul.
It is impossible to say, when we are listening to a piece
of music, that the music is either inside us or outside us.
It seems to be everywhere. We do not "stand back" when
we are really listening to a piece of music. The music
penetrates and engulfs us.
Timaeus' account of the soul is a powerful transformation of our ordinary experience of the world. The account requires that we see the world throu.gh the eyes
of the imagination. Usually we distinguish rather rigidly
between the inner and the outer; the non-extended and
the extended; the soul and the body. But in the likely
story the world is approached through the power of
likenesses. For Timaeus the _soul's act of thinking and the
world's act of turning in a circle imitate one another. Now
our souls contain the divine circuits of Same and Other.
In the act of thinking we too "revolve within ourselves."
The circuits are housed in our heads, or more precisely,
in our brains. This true self of each of us, the intelligence,
is planted in a star before being submerged in the violent
flux of becoming. As we gaze out and away from ourselves
into the heavens, we are in fact looking upon an appearance of our most intimate selves. We are in a sense
gazing within and not out towards a "beyond." Now gazing at the stars is an activity we all love. This ordinary
activity so often associated with softness and romanticism
has a very specific meaning for Timaeus. A star is
perfectly shaped, it is always brilliant, and its motions
are unwavering and thoroughly regular. Also, a star is
deathless. No wonder gazing at the stars can fill us with
admiration and longing. We are remembering,
remembering what it was like, in our Golden Age, to be
entirely healthy and well-formed. Through the study of
astronomy we return to a likeness of what Timaeus calls
"the form of our first and best condition."33 Astronomy
is the true homecoming of the human soul.
Another powerful transformation of experience occurs
. in Timaeus' story of the divine soul. This transformation has to do with that special phenomenon, the physicist
himself. Timaeus' story "saves" this phenomenon. That
is, it shows how the activity of the physicist forms a vital

59

�part of the whole, how thinking about the cosmos is itself
the world's own most essential act. The likely story "saves"
the phenomenon of the physicist himself by allowing intellectual activity to permeate the whole ceaselessly.
Thinking finds itself reflected in the object of thinking,
especially in the heavens. This is another way of saying
that logos as thoughtful speech as well as logos as ratio
permeates the whole. The cosmos of Timaeus is an intelligent animal. It is always engaged in giving accounts
of itself to itself. 34 The physicist, then, does sporadically,
partially, and sometimes out loud what the cosmos does
continually, fully, and in silence. Strange as the likely story
is, it nevertheless has the power to account for the
presence of physics and the physicist within the world.
This should come as rio surprise to us. As I have tried
to suggest in my discussion of Athena's birth, the world
of Timaeus has its home in the mind and speech of the
physicist. It is his brainchild. Such a world is not the world
in its originality but the world as it is re-created through
the powers of art. Throughout Timaeus' praise of the
god Kosmos, he is praising the physicist's god-like power
of re-creation, the power of bringing the world into being through speech.
The world is fulfilled for Timaeus in the physicist's
act of thinking. There are of course many wondrous and
admirable motions which the cosmos displays. Yet its
highest activity for Timaeus is clearly that of
thoughtfulness or reflection. The world longs, one might
say, to make itself known and articulate. Only through
the powers of intelligent human speech does the world
shine forth as what it most truly is - an intelligent, living embodiment of artful structure and purpose. Timaeus
calls the cosmos a "happy god."35 This god would not be
happy, would not be fulfilled, were it not for the human
beings who tell likely stories about the world's structure.
Through the recreational powers of the physicist, the
world comes to possess something like a plot, a mythos.
In this way, the world comes to be an object of trust. We
can place our trust in the appearances only once we have
saved them with the peculiar powers of a likely story. At
the beginning of the story, Timaeus invoked to hbneteron, 36
that is, ourselves and our own powers of mathematical
story-telling. Our trust in the likely story is also our trust
in a world that we ourselves have brought into being.

Part II -The Story of the Body

I

n Timaeus' first story of origins, time plays the
central role. Time is said to be the moving likeness
of eternal, changeless being. I think this means
not that time as duration goes on forever, but that
time is one of the world's supreme ordering
principles. Timaeus agrees with Aristotle in the sense
that time is conceived as the measure of motion.37 Time
gives the various happenings of the world rhythm and
periodicity. In the cosmic region below the heavens, the
world is constantly coming together and falling apart.
60

But this region is nevertheless ruled by the ever-intelligent
circuits of Same and Other. The world in a sense "knows"
when to do what. In his second account of origins,
Timaeus unveils the other supreme ordering principle
and dimension of a world - space as the giver of place.
For Timaeus, space, like. time, is a moving structure.
Space shakes what is within it. 38] ust as time is associated
with the world's stability, space is associated with the excitation of all things that have place.
Timaeus' first account of body at the very beginning
of his speech took the four elements of body as the uncuttable simples out of which body was composed. In
his second story the simple-minded notion of an element
proves to be insufficient. What confronts us in the region
below the heavens is the change of elements into each other.
Fire acts on water to beget steam, a form of air. Water
evaporates, steam condenses, and fire goes out, leaving
its descendants earth and smoke. The.element of fire is
given special attention by Timaeus. Of all the elements,
fire is the most spirited, the most ambitious, and the most
desirous of gaining victory over the others. The elements,
in other words, are themselves unstable. They appear
in the wondrous display of appearing and disappearing.
In order to "save" this perplexing phenomenon, Timaeus
reconstructs the four elements out of the regular Platonic
solids. 39
This ingenious construction accomplishes two highly
importal)t goals. First, the elements are shown to have
parts. These parts - the various sides of the regular,
geometrical· solios - can be rearranged to form other
elements. Timaeus' mathematical physics thus accounts
for the fact that an element can have integrity and identifiability while at the same time being able to suffer
transmutation. There is a second goal which is of great
importance to the likely story. The regular Platonic solids
are called by Ti!Ilaeus "the most beautiful bodies."•0 What
this means is that Timaeus accounts for the structure
of body in terms of principles that are beautiful and good.
Timaeus here puts to work once more the motto of his
physics that I quoted earlier: All the good is beautiful,
and the beautiful is not measureless. Of course, what I
have been calling an account of the elements is, like all
accounts of Becoming, a likely story. It represents the
attempt on the part of the physicist to construct the best
of all possible worlds in speech. Timaeus constructs the .
paradigms or archetypes of the four elements. He makes
no attempt to deduce the real nature of body and change
from the supposition of mathematical principles.
Timaeus' second attempt to account for the world's
beginning unveils a new cause at work in the world.
Timaeus calls this cause necessity, ananlri.41 At one point
he refers to this cause as "the form, eidos, of the wandering cause."42 Fire does not act on water purposefully. Fire
burns because it has to, and water must evaporate
whether it likes it or not. In the second beginning
Timaeus makes, the world is seen as originating in the
cooperation of two causes - the good and the necessary.
The good is identical with intelligence, or more precisely,
with the ordering power and stability of intelligence. InWINTER 1985

�telligence is said to persuade necessity to take on the
beautiful structures of mathematics. 43
In his second beginning, Timaeus acknowledges the
role that mindlessness and chance play in the scheme of
things. This element of chance cannot be eradicated, nor
can it be fully mastered. Timaeus' reference to persuasion suggests that the god's work of ordering the world
according to an intelligent and intelligible design is
limited oy the nature of tlie original condition in which
the design is supposed to ~nhere. What we _have before
us in the guise of the necessary cause is none other than
the primitive and unmusical condition that exists "before"
the divine ordering. By leading us back to a reconsideration of this condition, Timaeus introduces us to that
dimension of a world which is distinct from the purposeful
activity of an intelligent soul. This new dimension is the
world of power.
When the gods construct our eyes, they do so for
reasons that are beautiful and good. We are given eyes
so that we might learn the intelligible structure of time
manifested in the heavens.++ By learning about this structure through astronomy, our souls become ordered and
healthy. We become assimilated to our first and best condition as stars. But unless our eyes have the power of seeing, no good will come of them. What I think this means
is that astronomy, although it functions as that through
which the human soul is rendered musical, is not sufficient for our complete understanding of the world. To
grasp the totality of our world, to tell the whole story
of the cosmos, we must become students of violent
change; we must study the world of efficiency or power.
There are no good ends in the worlq unless there are
powers to actualize diose ends. Intelligence by itself cannot accomplish the actualization. As Timaeus informs
us, the intellect can only persuade the necessary cause to
work towards the best ends.
But what is ultimately responsible for this turbulent
though necessary aspect of the world? What is that in
whi"ch change appears? What is that in which the crafty
god builds his mathematical models of the four elements?
Timaeus calls this medium for appearing the receptacle. +5
He refers to it also as the mother of becoming 46 and everexisting space. 47
Timaeus makes several attempts to say what the
receptacle is. This proves to be no small matter for the
receptacle, as the material ground or condition for the
appearance of determinate though shifting natures, does
not itself possess a determinate nature. If the receptacle
is said to possess a nature at all, such a nature must be
located in its indetmninateness, in its character as the receptivity to form. +a
Timaeus' attempts to speak about the receptacle take
the form of likenesses. The receptacle is compared to gold,
which receives constantly changing shapes, +9 to the
neutral bare in which perfumes can be mixed,5° and to
an instrument for purifying corn. 51 The use of images
to explain the receptacle is well-suited to the receptacle's
·all-receiving nature. For the receptacle is not only the
medium for change and the womb of becoming. It is also
THE ST. JOHN'S REVIEW

the ground of all appearance and imaging. I c funct~ons
like the surface of a mirror. As the womb of becoming,
the receptacle is "impregnated" with the mathematical
structures of the four elements, that is, with the regular
Platonic solids. The divine craftsman gazes at the purely
intelligible forms of fire, air, earth, and water. At the same
time, he is said to schematize the receptacle "with shapes
and numbers." 52 The purely intelligible form or eidos of
each element is called by Timaeus "father." 53 In other
words, the world of change and appearance is born of
two "parents," the formless and all-receiving receptacle
and the purely intelligible eidos. Timaeus makes it clear
that the offspring which is the cosmos is something in
between its two parents. The world is neither pure
formlessness nor pure form but a peculiar mixture of the
two. The world is the presence of intelligibility within the
realm of flux.
Now before the divine act of ordering, the receptacle
is already filled with "traces" of the four elements. 54 What
this means is that the primordial chaos could never have
been ordered unless it were potentially ordered, unless it
had a predisposition to be formed. Since the receptacle
and its contents are in perpetual imbalance, the ghostly
pre-cosmic elements are constantly vying for each other's
proper places. Through its vibratory motion, the receptacle tries to send these wayward elements back to their
proper places. There is a marvelous poignancy and aptness in Timaeus' account of the pre-cosmic condition.
Since the dynamic interplay of receptade and contents
persists once the elemental traces are schematized with
shapes and numbers, this interplay may be said to
characterize the world as we know it. As our experience
of our world testifies, things that are made, whether by
art or by nature, tend to become unmade. The world
displays itself as a realm in which things that are brought
to order and unity, at the same time tend to fall to pieces.
The world tends both to order and to disorder, a fact
seen most vividly perhaps in the founding of cities and
in their constitutions, but seen no less in the history of
all plants and animals. In modern theories of the cosmos
this tendency is seen even in those celestial beings, the
stars and planets. Timaeus' receptacle confirms our sense·
that the realm of change is also the realm of mortality.
Timaeus' reference to "traces," ilchni-literally "footprints" - of the elements suggests that prior to the divine
schematism body does not exist. The so-called elements,
stoicheia or letters of the alphabet, are not really elements
at all. They are rather the result of a subtle and beautiful
construction. So far are fire, earth, air, and water from
the status of genuine elements, that a man who possessed
just a little prudence, according to Timaeus, would not
even liken them to syllables. 55
Body, then, comes into being only with the god's con- .
struction of the regular Platonic solids in the medium
of the receptacle, the medium of eternally unstable space.
Insofar as body for Timaeus can be studied, it is indistinguishable from a mathematical object endowed with
mort'ality. According to Timaeus' provocative definition,
body is that which possesses the third dimension of depth,

61

�bathos. 56 The definition allows Timaen to identify
bodiliness with solidity, and solidity with threedimensionality. More precisely, body's solidity derives
from the dimension of depth. The depth of body takes
on immense mythical significance when we remember
that the cosmos for Timaeus is a living being, a being
with a soul. While it might seem difficult to grasp the
connection between the living character of the whole and
the three-dimensionality of body, Timaeus' emphasis on
depth does point to the absurdity of a two-dimensional
living being. But why should a living being necessarily
be "solid," that is, possessed of the third dimension of
depth? The answer lies, I think, in something Timaeus
says about the soul; he speaks of the soul "circling back
upon herself," auti te anakukloumeni pros autin. 57 The soul
or animating principle of the whole, in other words, is
a principle of inwardness and reflection. One might call
it a principle of "depth; without which the world would
be superficial and lifeless. The depth Timaeus sees as
the defining characteristic of body thus supplies a
home-mythically-for the eternally reflective source of
. life.
I say "mythically" in order to remind us that although
Timaeus' account of body dwells in the region of
mathematical physics, its primary dwelling-place is the
realm of stories and images. Timaeus makes no effort
to derive the "real" properties of body from his
mathematical principles. The likely story supplies no explanation of the descent from tP,e purely intelligible archai
to the world of body and change. All takes place by way
of analogy and image-making, so that the most technical
constructions (like that of the musical scale or of the
regular solids) hover between the invisible and true beginnings and the world as it is given to sight and touch. Fire
is not a moving pyramid; it is merely like a moving
pyramid. Nor does the likely story claim to be able to
derive the mathematical structure of fire from the eidoJ
of fire, from "fire itself by itself."58 Even at its most apparently scientific moments, the likely story retains its
character as a mathematical poem, a poem that places the
mathematical arts in the service of non-mathematical
meaning and "depth."
In the entire discussion of body and bodily change,
Timaeus make several references to guarding and saving the power, the dynamis, of likely accounts. 59 Indeed,
an invocation of "Zeus the Preserver"60 stands at the head
of Timaeus' second attempt to speak of beginnings. In
the same oreath Timaeus calls his second story about
a mathematics of body "a strange and uncustomary exposition." Zeus is invoked to save us during the strange
business of constructing a mathematical poem about
body. He seems to be the patron god of likely stories.
The account will begin in distrust, perhaps even in our
laughter at such absurd hypotheses as those made by
Timaeus. But our imaginations will presumably save us
from distrust once we see that the mathematical
hypotheses succeed in saving the appearances, once these
hypotheses supply a reasonably coherent story of body
and bodily change. The safety of a likely story thus stems

62

from our remembering that what we are doing is building
mathematical models or analogies, that we are being recreational. The likely story in this way dramatizes for
us what we now call a scientific theory. A theory must be
careful not to promise what it cannot deliver. It does this
by acknowledging and insisting upon its origins in a productive, imaginative intellect. Strictly speaking, theories,
for Timaeus, do not belong in the realm of knowledge
but in the realm of trust, pistis. For this reason,
mathematical physics aims at persuasion. It is a form of
rhetoric. The rhetorical connection between physics and
the world is strongly implied by the fact that the divine
intelligence itself is said to persuade the receptacle to
assume the best and most beautiful mathematical form. 61
We must remind ourselves at this point that the entire
Timaeus addresses the problem of the world in its totality.
The world of all generated things - gods and men, cities,
customs, reputations, and also likely stories. All such
generated things reveal in their individual fates the life
of the whole to which they are subject; all reveal the pervasive and inescapable workings of necessity within the
receptacle. The receptacle comes on the scene in answer
to questions of physics proper. Yet Timaeus' mode of
speech suggests that we see the world of bodily change
as revelatory of the soul, of our souls. In fact, at the end
of the likely story, we find souls going up and down the
scale of animality. 62 This happens in just the same way
that the four elements of body go up and down in their
violent change of place. The cosmos, you remember, is
both body and soul. And the receptacle, as the mother
of all becoming, is necessarily the place of souls as well
as the place of bodies.
No one can deny the power that place as well as time
exerts over our lives. Time and place together have to
do with the meaning of a life withi.n becoming. Such a
life is unintelligible without history, or, if you will, without
the story or plot of a life. Insofar as an individual life comes
to be defined as a story, it is governed by the Where and
the When. It is of the utmost importance to us that we
have a place; and at the appropriate times it is good and
necessary for us to change place. Sometimes the change
of place, like the change of the elements, is not smooth
and continuous but is a violent upheaval.
Timaeus' account of the receptacle fits well with
Critias' story about the great cycles civilizations go
through and the great wars between cities. In Critias'
story Athens plays the role of the great liberator of the
political world. Athens fights against the insolent kings
of Atlantis who attempt to enslave the entire mainland.
But as we know from the account given to us by
Thucydides, the Athens of Plato's day launches an insolent campaign against the great and powerful island
of Sicily, a campaign which proves to be Athens' downfall.
In the course of history, the roles have been reversed.
What is true in the political order seems to be true in
the cosmic order as well. The life of the whole cannot
be identified simply with the serene motiOns of the
heavens. Life is not only intellectual activity; it is also
the passion and vibrancy which cause the whole to be
WINTER 1985

�alive in the first place, to reach glorious moments which
tend towards tragic decay. At the beginning of the
dialogue, Socrates says he is filled with a desire to see
the best city go to war, to a fitting and beautiful war.
Socrates seems to be mimicking our fondness for life in
the sense of passion and vibrancy, and also our desire
to witness a beautiful show of strength. Socrates is asking to see the best city transformed into a heroic city,
a feat that requires great skill in the making of lively
images. Timaeus' two stories of origins - the story of the
s-oul and the story of the receptacle- reflect the two senses
of the term life. The divine soul, manifested as the moving structure of time, embodies life as intellectual activity.
The receptacle embodies life as passion and vibrancy.
Both senses of life are necessary if we are to tell the whole
story about the life of the whole and our own spatiotemporal lives as well. Yet it is no easy matter to say how
these two senses of life can combine to form a coherent
whole.
In the last third of the likely story, Timaeus attempts
to "weave together" the two supreme causes of Becoming: the good and the necessary. 63 He attempts, in other
words, to harmonize the two senses of life which the two
stories of beginnings have uncovered. We might expect
that given these two accounts of the world's founding,
Timaeus in his third story will tell us how the two clifferent accounts of origination are reconciled, how it is
possible for the soul to be the first and best of generated
things 6 + and for the god to have constructed the elements
of body first. 65 But Timaeus makes no effort to explain
how the first story of origins fits with the second. He
leaves us with two beginnings, two archai. This incoherence of beginnings is meaningful. It suggests that
neither time nor space was constructed first. The world
itself is characterized by a double beginning. Time as intelligence and space as receptacle interpenetrate but are
not reducible to each other. This doubleness of goodness
as intelligence and the necessity of the receptacle mikes
its most dramatic appearance in Timaeus' account of
human nature. For Timaeus our nature and the nature
of the whole imitate one another. If we find an
incoherence in our 9wn lives, a tension between our intelligent and our passionate selves, this is because such
a tension exists in the world which we imitate and to
which we necessarily belong. The cosmos for Timaeus
is something like the human soul, and the human soul's
incoherence, writ large.

Part III-The Story of Human Nature

W

e know from the dramatic prologue to
T imaeus' speech that the likely story is
.
intended by Critias to be a preface to
Critias' own story about Athens and her
day of glory. You recall that the Timaeus
begins with a very watered down summary of conclusiOns we find in the Republic about the regime that would
THE ST. JOHN'S REVIEW

be best according to nature. But Critias is not satisfied
with Socrates' concern for a non-historical city, a city
which had no actual birth in the realm of becoming: "The
citizens and city you went through for us yesterday as
in a myth we will now carry over into the realm of truth."66
For Critias, Socrates failed to given an account of the
best city insofar as this city would have an actual birth
in the realm of becoming and history. History- or rather
the memory of past deeds- is identical with truth. Critias
does not distinguish between the faithfulness of this
memory and the truthfulness of what he remembers. His
memory is etched with stories he heard as a young boy.
Critias scrupulously avoids the word mythos when he refers
to his own story. He claims boldly that his account is
"true in every respect." 67 It is through Critias, in other
words, that we come to be suspicious of anything that
has the character of a likely story.
Socrates' speech is mythical for Critias, mythical in
the bad sense of the term, because it was about a city
with no history. It was about form without motion and
place. Critias attempts to correct this lack by transforming Socrates' best city by nature into a young and glorious
Athens. But Critias needs a transition from Socrates' inquiry into Being to his own concern for a begotten and
therefore genuine city. Timaeus supplies this transition.
Timaeus will generate a world in which things come to
be and pass away in a splendid show of beautiful structure and purpose. He will construct the cosmic background
and context for the cycles of human history. As Critias
says, Timaeus will generate the universe down to the birth
of human nature. 6 8 What this means is that human
nature is the intended goal of the likely story.
Timaeus' story of human nature began just before
the gods confronted die problem of the necessary cause,
the cause of power. The star-gods, who are said to be
the childmz of the demiurge, put us together piece by piece,
organ by organ. What Timaeus shows us in this very
odd and at times repellent view of human nature is that
for him human nature is something neither whole, nor
natural, nor especially attractive. The human animal is
a creature of great vulnerability and multifarious needs,
and it is to these needs that Timaeus' likely story is addressed. Our neediness is summed up by the fact that
we are not spherical: we lack the self-sufficiency and
general happiness Timaeus associates with the spherical
cosmos. Timaeus' identification of happiness with
sphericity reminds us of the myth Aristophanes tells in
the Symposium. But whereas that myth attempts to ground
our happiness in the love we have for other human beings, Timaeus' story grounds our happiness in the study
of the heavens.
It is true that our complicated bodily arrangement
demonstrates how well-meaning and ingenious the gods
were. Like the world as a whole, man is a sort of cosmos,
an artfully arranged living order. But precisely because
man is so artfully constructed in the likely story, he is
also something artifical or, as we say, synthetic. There
is something grotesque about him. Man is a moving network of parts and functions. There is one and only one
63

�thing about man in the likely story that is completely
non-artificial and unconstructed. This is his passionate
nature, the nature that is at odds with the intellect's efforts to give life order and artfulness.
Human nature starts out as a head. The head contains the divine circuitry of Same and Other. To this head
the gods attach a torso and limbs to serve as the head's
means of transport. 69 The gods then put the mortal parts
of the soul into the torso. Spiritedness and the love of
winning go in the chest, and the desire for food and drink
goes in the belly. 70 An amusing and plausible topology
of the human soul! Timaeus describes this addition of
spiritedness and desire to our divine intelligence as a pollution of the divine. 71 To minimize the bad effects the mortal
parts of the soul have on the intellect, the gods construct
a buffer to go between the head and the torso. That is
to say, the gods invent the neck. 72 Like the belly-button
of Aristophanes' myth, the neck is a constant reminder
of our "fall" from sphericity and happiness.
Like all the bodily constructions we find in this part
of the likely story, the invention of the neck points to some
invisible truth about the human soul. Timaeus' account
of the neck shows us in its peculiar comic fashion that
human nature is ultimately absurd and incomprehensible. There is really no logos of human nature, no
reasonable explanation of how the best in use is related
to the worst. This seems to be implied also by the fact
that Timaeus compartmentalizes the soul: intellect goes
in the head, spiritedness in the chest, and desire in the
belly. One can only tell likely stories about human nature,
and such stories look at man in terms of artful construction. The ingenious invention of the neck shows us that
we do not cohere by natu~. Intelligence has no business
mingling with the passions, but it must mingle with them
if human nature is to be born at all. The neck forcibly
joins the head to the rest of us and at the same time supplies some protection for the head's "private life" of
thinking.
In the likely story, human nature is the most mixed
and most terrible of all things. We are composed of all
animal possibilities the world has to offer-the highest,
the lowest, and all the stages in between. Our soul in its
humanness is everything .life can be. In our heads, we
lead the divine life of thinking. But owing to our other
parts below the neck, we partake of mindlessness. Because
of this region below the neck, we run the risk of losing
our human shape in our next birth. The penalty for a
deficient life is transformation into a lower animal. That
is, contained within our human nature is the full range
of animal possibilities corresponding to the various forms
of unintelligent life. This range stretches from the stars
all the way down to the stupidest, most worthless animals
there are. But the cosmos requires even these most worthless animals if it is to be whole. Deficiency itself seems
to be necessary to the world order, and this deficiency,
witnessed in the moral hierarchy of animals, is rooted
in the all-encompassing nature of man. The cosmos approaches its final perfection and completeness for

64

Timaeus as the original, healthy conditior: of human
nature becomes degenerate with time. In t!le closing
scenes of the likely story, the cosmos receives th~ ani~al
forms destined for it by the "intelligible animal:•; 3 These
forms are generated, so co speak, by the need in man's
nature to actualize in tim ~ all the possibilities which lurk
within him and which constitute his being. For Timaeus,
the cosmos is both just and beautiful: just because it seeks
a harmonization between type of soul and type of body,
beautiful because through such harmonization it shows
itself to be a genuine kosmos, that is, a world governed
by a wondrous symmetry and coherence, even for those
beings farthest removed from the motions of intelligence.
Divine care in this way makes a blessing even of the curses
that man's nature brings upon the world. This intelligent
care which orders all things and which seeks to make good
out of bad, perfection out of deficiency, seems to be an
instance of Timaeus' guiding song: "All the good is
beautiful, and the beautiful is not measureless." The
beauty and nobility of intelligence consist in its care that
the good triumph in all things. This divine care for the
order of all things is the same as the generosity of the
demiurge. It is that goodness which Timaeus, at the very
beginning of his talk, characterized as the god's lack of
phthonos, envy. 7+
As we have seen, human nature in the likely story
contains· within it all the animal possibilities the world
has to offer. These possibilities spring from the complexity
of our own nature. This complexity which makes us what
we are can be looked at in the light of Timaeus' two great
cosmic principles- the necessary and the good. These
two principles define human life as well as the cosmic
life. Timaeus associates the passionate part of us with
the necessary cause, with the receptacle. As always in the
likely story, goodness is associated with the orderliness
of intelligence.
When Timaeus introduces our non-rational nature,
he calls the passions "terrible and necessary." 75 The passions belong to our necessary nature insofar as we are
absorbed in the life of bodily desire, honor, and victory.
The turbulence with which these passions fill us remind
us strongly of the turbulence within the receptacle.
The passions are necessary because without them we
would not be human. To have human life at all, we must
be absorbed in ·the impulsive, non-reasoning sense of life.
To be sure, as long as we are men and not stars, life in
this sense is a condition for the life of thinking. If we
do not care for our whole human lives as human beings,
our intellectual life suffers. Thinking presupposes that
our lower desires are held in check and that we get enough
food, sleep, and exercise. Furthermore, if we had no
spiritedness we would lack the daring it takes to tackle
and solve such things as mathematical problems. But the
lower passions are disruptive, terrible as well as necessary.
Human nature is therefore in the following quandary:
the necessary condition for our happiness is also an
enemy to our happiness.
One might be tempted to think that the gods should

WINTER 1985

�have made our passions less terrible before they pqt them
into our souls. But this, I think, would deprive them of
their nature and function as passions. A passion, insofar
as it is a passion, cannot be anything other than consuming and measureless. Passion must contain the
possibility for being terrible. I think it is this boundless
and frightening character of our passions that Timaeus
points to when he says that the gods mixed all the passions with "love, eros, that attempts all things." 76 Since
the passions for Timaeus are causes of disorder, they must
be subjugated by the force of intellect. Timaeus is clear
about how the· intellect itself becomes fit to rule the soul.
It becomes fit through the study of astronomy. This study
restores our intellect, our circuits of Same and Other,
to the originally divine and musical condition we lost at
birth.
As I mentioned at the beginning of this lecture, the
likely story takes the fonn of a song. Timaeus sings the
praises of the god Kosmos. He sings the world into shape
with the beautiful constructions of mathematics and harmonics. The song of Timaeus, the nomos as Socrates calls
it, gives the world its musical and lawful shape. The center
of the song's teaching is this: all the good is beautiful,
and the beautiful is not measureless. It is now time for
us to ask what we are to make of Timaeus and his song
of. order.
•
We know from the very beginning of the dialogue
that the making of order within becoming will · be the
dialogue's central concern. Socrates gives us our clue in
his :mathematical account of who is present. He counts
people. That· is, he replaces their human identities by
their general characteristic of countableness. By counting his hosts, Socrates also implies the connection between time and number so important to Timaeus' story.
By asking whert the missing fourth is, he. implies the importance of place in the dialogue, reminding us at the
same time that time and place always accompany Qile
another. But the missing fourth remains unidentified
precisely because Socrates uses numbers instead of
names. Mathematics, it seems, has the power to order
beings, but it is powerless to identify them. Timaeus
fabricates an explanation for the absence of the fourth
host. Timaeus says he must have fallen ill, for surely he
would not be aQsent willingly from such a meeting. 77 A
likely story! The very first time we meet Timaeus he is
playing the role in life that he plays when he delivers his
speech about the cosmos.
The dialogue is filled with all sorts of playful
references to our desire for the orderliness and beauty
implied by that rich word kosmos. Even Socrates is ornamented, dressed up for the occasion. But it is in the
likely story of Timaeus that all the various senses of lr.osmos
find their most original place- in the world as a whole.
The cosmos is thus the paradigm and source for all the
ways in which order and the making of order appear in
human life.
In the light of what we have seen so far about the
likely story, let us return to our earlier question: Who

THE ST. JOHN'S REVIEW

is Timaeus? What sort of man tells a stoiy like the likely
story?
.
Timaeus is described for us by Socrates. Everythmg
about Timaeus is splendid, even his name which suggests time, honor. He is an honored, powerful statesman
from Italy. He comes from a noble family, he is wealthy,
and he rules a city known for its good laws. Socrates also
says that Timaeus has "made it to the top in every
philosophy."78 Timaeus is the paradigm of the worldly
man, the successful worldly man. Unlike Socrates he is
an eminently public man, full of worldly experience and
known for his mastery of all learning. He seems too good
to be true, more like a work of art than a real human
being. I sometimes think this must be why, next to the
historical characters in the dialogue (Socrates, Critias,
and Hennocrates), Timaeus is conspicuously fictional.
He seems to be a likely story, that is, an unbelievable
though beautiful story.
Beautiful though he is, Timaeus makes us question
the virtues of a devotion to orderliness and accomplishment. Through the character of Timaeus, Plato causes
us to ask· this question: Is it so clear that all the good
is beautiful and that the beautiful is not measureless? Is
it so clear, in other words, that orderliness and goodness
are the same? Even if we follow Timaeus in identifying
goodness with intelligence, it is far from clear that intelligence is good solely because it is a cause of order and
decency. In the Republic we get a different view of the
good,. There the good is that which yokes together the
knower and the known. 79 In other words, the good is the
ultimate cause of truth.
The likely story is possessed of many virtues. Its
greatest virtue is, I think, its effect on our imaginations.
The story tunes and sharpens our ability to construct
and to identify likenesses within a world we are used to
thinlcing of in tenns of meaningless facts. Through the
power of the likely story, the realm of body and change,
the object of the physicist, becomes a realm of meaning.
There are reasons for the way things are. We are thus able
to find ourselves reflected in the cosmos Timaeus builds
in speech.
But I wonder if we are able to find ourselves accurately reflected in the likely story. In the story's devotion
to a moral cosmos ruled by orderliness and art, something
human seems to get lost. I think the loss is especially felt
in Timaeus' treatment of our passions. For Timaeus our
passions are necessary but not good. Or rather, they are
good only insofar as they are necessary. The passions pull
us away from the orderly life of thinking. Timaeus tells
us something we know all too well from experiencethat the passions are terrible. But he does not leave room
for the possibility that a terrible thing is not for that
reason bad. Just as goodness is not necessarily identical
with order, badness is not necessarily the same as terribleness. The terrible things in us, those things Timaeus
sums up as "love that attempts all things," could very well
have more of a connection with the good things in us
than Timaeus is willing to admit. Is not our effort to learn

65

�the truth about all things rooted in a terrible longing,
a divine madness as Socrates calls it in the Phaedrus? 80
A soul possessed by the madness of philosophy is surely
not the same as a soul which has "made it to the top in
every philosophy."
In the likely story, the beautiful appears in one guise
oilly- the guise of mathematical structure. For Timaeus
this mathematical beauty is always linked with nobility
or good character. It is never treated as something which
could awakeri love. If longing is at all present in the likely
story, it is present in our longing to return to our original
condition as stars. But this sort of longing is prompted
by our desire to be orderly and well-shaped. Timaeus
at one point refers to the lover, the erastes, of intelligence
and knowledge.81 But I think this refers simply to the
man who loves his own noble activity of building
mathematical models of Becoming.
The absence of the sort of beauty I am talking about
can be seen in Timaeus' portrait of human nature. The
portrait combines the symmetry of structure with the
grotesqueness of a medical operation. Let us consider
for a moment the beauty of a human face. In the likely
story, the face is entirely a matter of organs and their
proper functioning. If, for example, you wanted to say
that someone had beautiful eyes, Timaeus would point
out to you that the beauty of the eyes consisted in their
ability to see, especially to see the objects of astronomy.
The eyes, therefore, are beautiful because they lead us
eventually to the ordering of our soul. Timaeus' account
of all the other facial organs follows much the same line
of thought. These organs exhibit nothing more and
nothing less than the gods' attempt to reconcile the
demands of orderliness with those of life's necessities. But
a face is not an orderly arrangement of parts that work
properly. It is a single, uncuttable look, an idea. It is
something that allows us to say "This is Socrates" or "This
is Theaetetus." Because of the uncuttable look of the face,
we can identify Socrates and Theaetetus despite the
similarity of their faces. Furthermore, owing to the
character of the human face, it is ridiculous to give an
account of pec;&gt;ple by counting them. Timaeus shows us
that he does not know how to look at a human face. His
ingenious and well-meaning gods do not care if their arrangement of facial organs also inspires longing. Or
rather, if they care, they care because such longing would
cause us to "lose our heads" and become disorderly and
ugly.
The absence of a beauty that inspires longing in the
likely story is deeply connected with the absence of
philosophical love. The idea or look of the human face
resembles the uncuttable look of a Socratic eidos. This
eidos too cannot be reduced to a proper arrangement of
parts. In other dialogues, notably in the Symposium, our
perception of beautiful bodies is the starting-point for
our ascent to the purely intelligible region of the forms.
The likely story contains no such ascent. The cosmos is
our boundary and law-giver. And, as we saw earlier, we
must accept the likely story and not search beyond it.

66

We never get to the true face of things in the story. We
must rest content with a beautiful mathematical facade.
The absence of the philosopher and the philosophical
love pf the forms in Timaeus' cosmos brings up a
perplexity that lies at the heart of the likely story. Timaeus
often refers to the region of the forms which our cosmos
imitates. He refers also to the dialectical study of the
things that are always. Why then, when Timaeus constructs the cosmos and all its contents, does he leave out
philosophy as the study of the truly intelligible whole?
Why does astronomy rather than dialectic become the
highest human activity within Timaeus' cosmos? To
answer this question, we will seek guidance from the
divided line of the Republic.
On the divided line the level Socrates calls dianoia is
situated just below the level of dialectic. To this realm
belong all those activities called arts, technai. The most
important of these arts are the mathematical studies arithmetic, geometry, astronomy, and harmonics.
Socrates distinguishes these arts from the uppermost level
of dialectic in the following way. The mathematical arts,
unlike dialetic, make use of hypotheses which are never
questioned. Socrates compares such hypotheses to images. 82 This is wtiy Socrates says that the mathematician
merely dreams the truth.83 The mathematician is intellectually asleep, and in his sleep he has beautiful dreams
whose clarity and distinctness lull him into thinking that
he has found the truth itself. He is asleep because he does
not search for the original beings, the forms, of which
his own mathematical objects are likenesses. Caught up
in his dream world of beautiful structures, the mathematician beholds images, thinking all the while that the objects of mathematics are in fact the truest, most original
beings. Despite "the imaginativeness characteristic of the
mathematical activity, he lacks the most important kind
of imagination. He is unable to see beyond the clarity
of mathematical objects to the more precise, ·more
original, region of the forms. While the mathematician
works down from his unquestioned hypotheses to
necessary conclusions, the dialectician works up and back
to the vision of the forms. The philosophical education
Socrates outlines in the seventh book of the Republic
attempts to undo the mathematician's sleepiness, to make
the mathematical studies a ladder to the higher region
of dialectic.
What we can say about Timaeus' likely story is that .
it too works down from hypotheses. It embodies that intellectual activity Socrates calls dianoia. Unlike the
mathematicians described in the &amp;public, Timaeus begins
with the realm of the forms- the forms of Same and
Other, the intelligible animal, and the pure archetypes
of the four elements of body. Timaeus treats the forms
themselves as hypotheses from which he then descends to
make a world. Notwithstanding his supposition of these
forms, the motion of the likely story is away from the
assumed principles rather than towards them. What this
accounts for, I think, is the likeliness of the likely story.
In the likely story, we descend from the region of being

WINTER 1985

�to the image-world of becoming. We enter the beautiful
dream world of the mathematician. We build a hypothetical re-created world in speech.
As the cosmos gets filled and perfected in Timaeus'
story, ~t "closes upon itself." It becomes a self-sufficient,
self-contained god. As we build this hypothetical world
with the powers of mathematics, we move further and
further away from the realm of Being which was our
starting-point. I think it is in this way that astronomy
as the highest of the mathematical arts comes to replace
the dialectical inquiry into first principles. This is one
of the important things the likely story dramatizes - the
covering up and forgetting of first principles as the true
objects of inquiry. Such a covering up is vital if we are
to guard and save the power of giving likely accounts,
of constructing theories. In the likely story, our desire to
ascend to the &amp;public's greatest study of the good gets
"swallowed up" by our attraction to the beauty of
mathematical structures. Because of this, the likely story
necessarily takes the form of play and diversion from
serious matters. True to our familiar expression "entertaining a hypothesis," the likely story comes before us as
a form of entertainment for Socrates. As we have seen,
Socrates fully accepts Timaeus' conditions. He accepts
the likely story as his guest-gift and does not, on this occasion, search beyond it. He thereby takes the story in
just the right spirit, the spirit that shows exactly what

a likely story about Becoming is.
As the silent Socrates listens to Timaeus' song of law
and order, we of course wonder what he is thinking. My
~ess is that he is enjoying his feast of speech, though
not because he is persuaded of its teaching. I think
Socrates must all the while be looking into Timaeus' face,
thinking about the quality of Timaeus' soul as it is
revealed in the likely story. He may be searching for some
trace of philosophical longing buried beneath the clever
constructions and worldly accomplishments that have 120
doubt spoiled the glorious Timaeus.
Something is surely lacking in the Timaeus. This is
signalled by the famous absence of the fourth host. The
fourth host is perhaps the philosopher, who has no place
in the dialogue or in the world as Timaeus re-creates it.
The likely story offers us a strange and provocative
look at the world and at ourselves. But we do not find
ourselves accurately reflected in the likely world that
emerges out of Timaeus' head, the world without human
faces. For all its virtues of order and musicality, the likely
story leaves us with a need that can be met, I think, only
·by turning back, back towards the first principles and
to those Socratic stories; like the myth of recollection,
which encourage us to turn back. Timaeus' cosmic song
thus draws our attention to that other singer who, for
now, silently listens.

FOOTNOTES
1. Timaeus 8 7c4- 5
2. Ibid. 20b7-c3
3. Ibid. 27a2-b6
4. Ibid. 29d4-6
5. Ibid. 106a3 - 4
6. Ibid. 59c5-d2
7. Ibid. 29c3
8. Ibid. 71 a3 - 72d3
9. Ibid. 29c4-d3
10. Ibid. 29d6
11 . Gorgias 523al - 3
12. Republic VI, 509d6-510a4; 51 ld6-e5
13. Timaeus 50d2 - e 1
14. Ibid. 56b3-5
15. Ibid. 41c6-d3; 4le4-42a3; 42d2-e4
16. Ibid. 42e5-43a6
17. Ibid. 91a4-b7
18. Ibid. 90e6-91al
19. Ibid. 21a1-3; 26e2-27al
20. Ibid. 24c7-dl; Critias 109c7-8
21. . Thucydides, Pelopponesian Wars, II 40
22. Timaeus 83e4- 5
23. Ibid. 30a4
24. Ibid. 29e2-3
25. Ibid. 30b4 - 6
26. Ibid. 31a4-b3
27. Ibid. 51b7'-c5
28. Ibid. 32b6-7

THE ST. JOHN'S REVIEW

29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
52.
53.
54.
55.
56.

Ibid. 35a8
Ibid. 35b4-36b6
Ibid. 36t16-d7
Ibid. 36e2-3
Ibid. 4Zd1-2; 90c6-d7
Ibid. 37a2-c5
Ibid. 34b8- 9
Ibid. 27d2
Aristotle, Physics; IV, 219b1-2
Timaeus 52d2 - 53a7
Ibid. 53c4-55c6
Ibid. 53d7-e2
Ibid. 47e4-5
Ibid. 48a6- 7
Ibid. 48a2-5; 56c3-7
Ibid. 46e6- 4 7c4
Ibid. 49a6
Ibid. 50d2 - 3
Ibid. 52a8
Ibid. 51a1-b2
Ibid. 50a4-c6
Ibid. 50e4-8
Ibid. 52e5 - 53a2
Ibid. 53b4-5
Ibid. 50d2 - 4
Ibid. 53b2
Ibid. 48b5 - c2
Ibid. 53c5-6

57.
58.
59.
60.
61.
62.
63.
64.
65.
66.
67.
68.
69.
70.
71.
72.
73.
74.
75.
76.
77.
78.
79.
80.
81.
.82.
83.

Ibid. 37a5
Ibid. 51b8
Ibid. 48d1 -4
toe. cit.
Ibid. 48a2-5; 56c3-7
Ibid. 92c1 - 3
Ibid. 68e1 -69a5
Ibid. 34b10-35al
Ibid. 69b8 - cl
Ibid. 26c7-d1
Ibid. 20d8
Ibid. 27a3-6
Ibid. 44d3-45a2
Ibid. 69c5-70e5
Ibid. 69d6
Ibid. 69d6-e3
Ibid. ·39e3 - 40a2
Ibid. 29e1-2
Ibid. 69c8
Ibid. 69d4-6
Ibid. 17a4-5
Ibid. 20a1 - 5
Republic VI, 508el -509a5
Phaedrus 243e9 ff
Timaeus 46d7-8
Republic VI, 510b4-511a2
Ibid. VII, 533b6-c3

67

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                    <text>FICTIONAL SELVES AND GHOSTS: ST. AUGUSTINE'S CONFESSIONS

Lecture delivered at
St. John's College
January 15,1988
Howard Zeiderman

�In
which
a

Book vi of the Confessions, Augustine describes an incident

he observed in Northern Italy. At that .time, Augustine was still

professor of Rhetoric.

lover

of
in

there

who

one

Word.

order

was

he was not yet a

The incident occurred in Milan. He had travelled

to hear the man purported to be the greatest speaker

That man was Ambrose, the Archbishop.

alive.
man,

the

He was in love with words;

almost

Ambrose was a very busy

constantly surrounded by people.

It was during

of his rare moments of solitude that Augustine observed him.

Here

is Augustine's description:
For very short periods of time, when he was alone,
he was either refreshing his body with food or his mind
with

reading.

When he was reading, his eyes went over the

pages and his heart looked over the

but his voice

sen~e,

and tongue were resting.
This
us.

We

the

great

and

in

He

picture

might

of

a tired man reading alone is not unusual for

well wonder why it is even mentioned.

Ambrose

is

like the rest of us--tired, somewhat harassed,

need of solitude?

No.

Augustine does not see the similarity.

sees difference--and it startles him.

bishop,
for

He cannot understand why the

though alone, is not reading aloud.

the

ne'Xt

explanation.
Augustine

fifteen

Is to show that

lines,

but

He puzzles over the sight

cannot come up

with a convincing

In the end he must resort to the holiness of Ambrose. As

says:

whatever

his reason for acting in this way, it would

certainly be a good one.
This
reading
that,

passage

silently
although

about

startles

Augustine's
me.

What

incredulity

should

I

at

Ambrose's

make of it?

I understand the words, I am missing something.

I feel
And a

�careful

re-reading

the passage doesn't bring me any closer to the

Such a passage--and each text that we read here contains many

sense.
of

of

them-does

agreement

or

disagreement.
something

understand
Eventually
stays

not immediately occasion my approval or disapproval, my

I

must

with me.

ghost,

it

that

move

on

Usually,
I

feel

it
as

is
if

me.

I

understand

nothing.

to more familiar ground, but the passage

It is like the ghost of a text.

haunts

so far from helping me

And like a legitimate

It is haunting because, through it, a remote,

dead world momentarily becomes visible.
Let
passage.
try

of

think
are

others
when

Sometimes

for

a

fairly complicated activity.

When I read, I

Thinking and understanding are private activities.

ultimately

in a place I call 'inside myself'.

So I tend

of serious reading as an inside activity as well.

Of course

special

or alone.
they

then,

is

words.

occur

there

to explain what is so troubling for me about this

understand. And I succeed when I am being thoughtful about the

meaning

to

try

Reading

to

They

me

are

circumstances

in which we read aloud, either with

People read aloud when they are learning to read, or
sharing

with

others

what

they've previously

read.

we do in fact read aloud what we have never read before, but

frequently, we lose track of the passage, and have to back-track
a

..-.

silent

Augustine's

re-reading.

And there are very special passages, like

description of Ambrose, which we read aloud to understand

what, on a previous silent reading, we had not understood.
Now

in

this

very

out

of the passage, I would like to claim that reading aloud plays the
role

for

him

of

about Ambrose, Augustine is startled by

the

same

opposite

passage

what would startle me.

In order to make sense

that silent reading plays for me.
2

But I can't do

�that.

To

do

so

would be to turn what is inside and private - what I

think

of

as reading - into what is outside and public.

find

the

thing

I

Where would I

place I called 'inside myself'? And what would happen to the
call myself?

'myself'

and

'me'.

What on earth could Augustine mean by the words
Our

'selves'

don't

seem

to

have

the

same

boundaries.
The
the

same difficulties arise if, instead of actually re-writing

text,

I

simply

usually

Augustine
same

name.

that

I

this

have described

from

reading

aloud which Ambrose and

is,

we

know

what
and

of what we call by the

won't work either because all of the forms

are modifications and

that

particularity

the

did while alone with a form

However,

as-I-know-it'
strip

interpret

variations
as

of

variations of 'reading-

silent reading.

We cannot

reading aloud the circumstances of its

dependence, and then take what results as a general

case.
You're
open
The

out,

I

probably

understanding,

the

and

to feel lost. As these questions

too begin to feel lost. In fact, I begin to lose myself.

categories

public

beginning

that

are

thinking,

private

crucialrc items

implicated

in

these

questions - reading,

physical, meaning, sharing, inside, outside,

- are not just peripheral to what I am.
in

terms

of

which

I define myself.

They are
When those

categories become fluid, who and what I am becomes fluid.
What
from
a

can

one do in such a state?

One can, of course, retreat

such a passage to recover oneself and one's sanity.

kind

can

push

This

is

of

But there is

arrogance in retreating back into myself untried.

Or, one

forward to lose oneself completely in madness and absurdity.
the

path of despair, where nothing, least of all myself, has

3

�It is at just these moments, when facing this choice, that I

meaning.

What

others.

need

I

can

not

dd alone and yet must do - precisely

because I am haunted - I may be able to do with others.
hope

I
us

as

are

be

found

to

which

is

not

characteristic
In

does

or

unusual,

or distasteful, but rather,

not

only

apply

to

passages.

And this

Entire texts can

fact every text we read here can haunt. I will explore this
through

characteristic

work

the

haunts

which

me

the

most

It is this work, too, which is my favorite of the books

Confessions.
we

wrong,

This kind of uncanniness I have called 'haunting'.

uncanny.

haunt.

just

They assert something

every work we read here.

in

Such passages

and a certain kind of passage.

readers

between

has given you a sense of a relation

exploration

this

read here, and the one that I judge to be the greatest. Since these

are

more

common

ways

of

describing

books,

we

will look at these

approaches in order to approach how a book haunts.

There
read.

Some

focus

are

many

accounts

of

the

greatness

of the texts we

of these focus on the style or beauty of the work; others

on the content and depth. Dante is a good example of the former,

Descartes

of

the latter.

Described differently, these two categories

may

be cal-1-ed rhetoric and poetry for style and beauty, and philosophy

for

content.

through
third

the
type

connection
work
These

are

A much more serious characterization of greatness breaks
perspective
of

between
Platonic

of

the two categories just mentioned.

characterization
the

how

and

dialogues,

shows
the what.

and

Hegel's

the

remarkably

This

intimate

Examples of this sort of
Phenomenology

of Mind.

two are obvious candidates for the third approach which looks at
4

�style

and

content, the poetry and philosophy, at the same time.

This

approach

is, as I said, the most serious. I believe that all the works

we

here,

read

it.

In

any

approaches:
content,
book

not

case, one consideration is basic to each of these three

by

or

just the Dialogues and the Phenomenology, satisfy

calling

a

book great - with respect to its form, its

both

of these combined, we are intending to describe the

and

not ourselves. The search for a suitable definition

itself,

and characterization has objectivity as its goal.
At
a

text.

with
We

the other end of the spectrum is the subjective approach to
This,

the

text.

course, has more to do with us as individuals than
Each of the works is loved by some, hated by others.

frequently admit to our friends, though not in seminar, that one or

anothe.r

book

usually

our

demanding
to

of

our

favorite.

This

occurs

with friends because

friends are interested in our likes and dislikes, without

'proof'.

reveal

talking

is

my

about

And in their company, I may feel encouraged to try

concerns,

affections

or

disaffections.

That is, in

my 'favorite' book, I may reveal important things about

myself, not about the text.
So the characterization 'great book' speaks
the

book,

about

and

the

me. , ~Since,

characterization 'favorite book' speaks primarily
in

my

judgement,

the Confessions is the greatest

program

book,

use

to illustrate these two categories.

it

categories
is

a

haunts

and

may

categories.

since

it is also my favorite program book, I will
Yet, neither of these two

is what I mean by a 'haunting text.'

description
be
And

ostensibly about

which

made
here

That characterization

is equally about me and a text.

clearer

by

again,

pointed

contrast

How a text

to the other two

the Confessions will illustrate what I
5

�mean,

because

Confessions
texts

to

it

is

is

the

most

starkest

book

which

haunting,

and

visibility,

haunts me most.

In fact, the

raises . the question ·of haunting

perhaps

because,

in

it,

Augustine

himself is haunted.
The
and

misread,

Confessions
the

way

is probably the easiest work on the list to

we misread it is predictable. There is nothing

more

common

this

room has probably written at least one, even if only as a part of

an

application

hard
we

in our world than

requesting

writing

autobiographies.

an autobiographical essay.

not to read the Confessions as autobiographical.
do,

it

great.

becomes

Though

application
essays,

going

life;

is

to

see in what way the Confessions is

in

the

to
and

is

and

be

rest

of

the

world,

expect

autobiographical, we do not expect seminar

important

not

it

Yet, insofar as

here

essays

autobiography

And it is very

difficult

we,

lectures,

Everyone in

viewed
viewed

as

books

to be autobiographical.

The

an activity, or a part of one's on-

usually

as the record of one's activity,

composed at a distance from oneself.
A bit
fear,
work

to
by

of history may be useful here, not, as we often rightly

dismiss

a

work,

but rather, to help us avoid dismissing a

it.

The Story of My Life, by Cellini, and the

misconstruing

Conf essionS--· by

Rousseau,

our

autobiography.

18th

notion

of

century

attracts

and

autobiography
list.
this

for

And

the

repels
to

when

category,

us.

in

1400 years after Augustine, define

These works help set the stage in the

emergence

chose
one

written

of

There

the
are

form of writing which both
so

many

examples

of

such

from--and yet none of them are on our reading
reads

many

Augustine's Confessions as an example of

respects,
6

created

by

Rousseau--in

other

�words,as
course,
its

we

might

merits

this

but

by

writers

are

other

writers,

Anselm,

texts which we consider great require

In other words, the Confessions is considered

work.

other

place on our list seems suspect. Of

then include Augustine's Confessions not because of
because

particular

great

its

autobiography~then

whom

we

Aquinas,

consider

Chaucer,

Kirkegaard

and

Rousseau,

include

too. Faced with our own uneasiness

a

work,

this

A few of these

Luther,

Montaigne,

Wittgenstein.

So

we

about the greatness of

sometimes allow this kind of evidence to count.

However,

kind of approach can be dangerous, if we grow complacent, and put

the
if

we

Hegel,

Dante,

Descartes,
it

great .
•

book
we

on

our list only for the sake of reading another work.

regard

incentive

the

to

presents

a

not

of

those

other

great

thinkers

as an

exploration, then we put the book on the list because it
task.

of questioning
still

evidence

But

This leads to what could be a hard and probing kind

about ourselves and about those other thinkers, though

necessarily

investigating

how

we

about
and

the

those

book
we

in

question.

It

leads to

consider great are different on

fundamental matters of judgement or thought.
Let
Confessions
Let

us

us
may

take

describe

take

step

to

see

how the greatness of the

be viewed more from the inside than from the outside.

three

as

another

the

approaches

to

perspectives

the

text

which we can initially

of Dante, Descartes, and Hegel.

These

three

were

on

the

list

of

their

concerns

may

help

direct our attention to aspects of the work

which

viewing

In

it

those who were in awe of Augustine, and

as autobiography makes suspect

~if

not impossible.

another rough characterization of these three approaches, Dante may

stand

for poetry, Descartes may stand for philosophy, and Hegel stands
7

�for

the

attempted

characterization,
remember
poetry

reconciliation

of

the

other

two.

Hegel's perspective, may be obscure.

This

third

However, if we

that in Plato's dialogues, philosophy deals with being, while
is

enmeshed

philosophy

and

becoming.

in

Seniors,

essays,

can

intimately

'ancient

feud'

between

poetry may be understood as the feud between being and
if

inform

Phenomonology

Plato's

becoming,

of

are

any

their

less

here

instead

knowing

of

friends

working on their
that

in

Hegel's

Mind, the two realms of being and becoming become so

involved

with

one

another

that

they

are no longer two

realms.
We
as

will

Dante's

involves
Virgil

look at the poet's perspective first.

guide

the

in

the

relations

Inferno,

between

much

Virgil's

of

poetry

the Divine Comedy
and

Dante's own.

does not appear as a character in the Confessions.

however,
Aeneid

does.
was

glory.

a

Augustine
source

states

of

His Aeneid,

that when he was young, reading the

pleasure,

and

reciting it was a source of

As an older man, he views his youthful devotion to the poem as

a

waste

of his time and talents.

a

waste

of

time,

he

write

from this effort.

up

in

and , ~round

in

Rome,

was

something
only

and

Virgil appears

a

acknowledges

that he also learned to read and

The question arises whether this boy who grew

Carthage and who, like Aeneas, finally found his home

able

fertile
few

Yet, in spite of what he claims was

to
and

parallels

turn

his

memorable
with

the

childhood love for the Aeneid into
in his adult life.
Aeneid

I will mention

to show the extent to which

Virgil's fiction echoes in Augustine's account.
In
first

the

book

of

Aeneid,
the

Aeneas

meets

Confessions,
8

Dido

Augustine

in Book i. So too in the
meets

Dido, as Virgil's

�In

character.
narrative

to

Carthage
of

Book

ii,

Dido;

Aeneas

Augustine
In

spatially.

at

through
his

captivated

his

wanderings
And

love.

by

account.
to

he

So

a

same time moves in and out of

As he speaks and Dido listens, she is

his

words

and

falls

in

too in Book iii, Augustine

pause

says

the

Book iii Aeneas finally finishes his account

his arrival on Dido's shore.

increasingly

moves in and out of Carthage in his

that

in
the

love with him
finally brings

Carthage; like Dido, he too falls in
object of his love is the idea or the

account of love.
In

book

grove,

and

of

though

he

he

must

iv

of

iv

of

the

Aeneas'

Aeneid,

reawakened

we read of the seduction in the
desire to go to second Troy-Rome,

only knows of it by indirectly. In order to leave Carthage,
deceive

the

seduction.

Dido; she despairs and dies by her own hand. In book

Confessions,

we

read

that Augustine too has moved on to

He writes:
So for the space of nine years [in Carthage] I lived a
life in which I was seduced

and seducing, deceived and

deceiving, the prey of various desires.
And later in Book iv, Augustine, too, is moved by the rumor of Rome:
Why was it, Lord my God, that I decided to dedicate this
book to Hiereus who was an orator at Rome?
seen

I had never

the man but had come to love him because of this very

great reputation.
It

is

at

this · point

Both

he

when

Aeneas

struggling

and

Aeneas
is

to

in
break

that Augustine's desire to go to Rome emerges.
set out on their journeys in Book v.

the
the

underworld
bonds
9

of

viewing
the

shadows,

Manicheans.

In Book vi

Augustine

is

That is, while

�Aeneas
with

is

seeing spirits without their bodies, Augustine is grappling

the

idea

insubstantial
as

of
to

spiritual

substance.

These

new

ideas

seem

as

Augustine as the shades of Hades seem to Aeneas. And

in Hades Aeneas is both alive and dead, so too Augustine in Book vi

says:
My life in you I kept on putting off from one day to the
next, but I did not put off the death that daily I was
dying in myself.
Aeneas

leaves

the

underworld of shadow at the end of Book vi, but it

takes Augustine many more pages to be freed.
The

Aeneid

plays

a

role

in

the

not

merely

a

duplication

Confessions,

but

the

of a previous book.

The

Confessions

are

Aeneid

twelve books, the Confessions thirteen and in many cases--

had

crucial

ones--the characters and incidents of the Aeneid are displaced

in

Confessions.

the

story

of

Dido's

Confessions,
and

it

is
is,
of

is

lament

and

death.

In Book v of the

Augustine's mother who takes on the role of Dido,

in Carthage and that he acknowledges the lie he told her.
these

of

number

abandonment,

is in there--not Book iv as in the Aeneid-- that he leaves her

weeping
both

it

The most startling transformation is that of the

kinds

of

changes

are the same.

And

The increase in the

of;books and the displacement of incidents occurs because there

another

book which is also woven into Augustine's text.

of course, Genesis - with
the

careful
instance,

Confessions
reading
when

all that this portends.

That book

The last books

is Augustine's treatment of Genesis, but again, a

will show that Genesis pervades the entire work.

For

Augustine describes his mother in Carthage crying over

10

�his departure to Rome, he speaks using the language of Genesis:
So she wept and cried aloud showing in herself the
heritage of Eve.

begun

Having
that

it

provided

mark

the

movement

by

between
of

internal.

Now

continue

in

this

attention

two

the Aeneid and

there

texts.

is

in

fact

seems

beginning of

at each moment an

The Aeneid supplies the external

Confessions

Latin or Greek, something made.

poem~in

way,

begins to take on the shape of a

admiring

We could

the subtlety of composition and the

to detail in this beautiful piece of rhetoric. At the end of
would

then
as

by

And although the end of book ix

Genesis,

the

even a

list

provided

The events are

the account, the outer facts, and Genesis fills what

or

might

be an autobiography.
patterns

Genesis.

the

fiction,

we

following

toward

circumstances

it,

at the Confessions in this way, we see

the end of the domination by the Aeneid and the

interplay

is

look

conceivably

recounted,

glosses
to

not

could

artfully

to

a

be

vindicated

in not viewing it as autobiography.

to

We

feel

inclined

include the Confessions on the reading

work

great in itself, not just as a work admired by those

whom we take as great.
Thi-S· little account was a sample of the lecture you might have
heard

on

perspective
also
would

see
have

prominently
vii,

and

the

Confessions

as

a

great

poem.

If

we now adopt the

of Descartes, we can both take what we've seen further and
the
us

Confessions
focus

on

from
the

yet

another angle. This perspective

role of philosophy. Philosophy appears

in three books of the Confessions.
then, Books x and xi.
11

These are, first, Book

In Book vii, where Augustine has just

�entered

his

final struggle with the Manicheans, he discovers books of

philosophy.
of

Reading

immaterial

substance,

is what first leads him to the possibility
not

the

notion

of

both

the

books

interesting

but

external.

time,

distance
thing

x

life.

soul

is

and

treated as merely theoretical. At this

their
And

ideas
in

are

Book

represented

as things

Augustine

keeps his

vii

from these books for another reason. He realizes there is one

he

Book

as the negation of matter, or as a

jus~

in Hades, but as something positive and distinct: as soul. Yet,

shadow
even

them

could

not

philosophy

reappears,

Philosophy

philosophy
movement

no

the

by

longer

Augustine's

movement

a

effected
leads

now

is

effects

philosophy

learn from them. He could not learn humility. In

own activity.

similar

reading

as a study but as a way of

of

to,
the

but

And the living

greater

books.

than, the

The activity of

Augustine from the outside to the inside.

He begins

to investigate his own soul, to search for traces of his being.
The
transition
the

activity
from

Aeneid,

seen

in

the

philosophy
inside

to

of

in

Books

x and

xi

marks the

the narrative of external circumstances, patterned on
the

investigation

treatment

plays

philosophy

of

into spiritual considerations, as

Genesis.

So

we see that for Augustine,

the role of the in-between.

and-· outside,

of flesh and spirit.

It is the in-between of

The role of philosophy for

Augustine--as

the

movement from outside to inside--dictates its form.

For,

our

faculties,

of

all

sensation
inside.

which
Rather,

Augustine's
present

and

first
it

is

is

not

reason nor imagination nor

presents itself as taking the outside into the
memory.

investigation,
future.

it

which

And

memory

becomes

the

locus of

in turn opens the question of past,

This focus on time in Book x sets the stage for
12

�the

treatment

of

how to construe the account of beginning-- that is,

Genesis--in

Books

xii

and

Confessions

thus

plays

a

that

his

passive

xiii.

The

activity of Philosophy in the

role which is the re-enactment of the role

dependance on the books of the Platonists played in

Book Seven.
Such

would

Confessions

as · a

content

the

other

of
great

the

be
great

work

works.

sketch

of

This

book.

lecture

another

time

on

the

the concern was with the

itself rather than with the way the work echoes
And

the content--Philosophy--is not in conflict

with

the

back

on his use of the Aeneid, we can see that Augustine, like Virgil,

created

poetry but has a definite relation with it. For now, looking

a

memory,

philosophy.

What

or a kind of story.
poetry

presented,

Poetry has set the stage for
through

books,

for

a passive

audience, philosophy makes one's own, through activity.
I
the

or

have presented two sketches for lectures on the greatness of

Confessions; the first took greatness to be something in the style
poetry;

philosophy.

the

These

third

lecture,

begin

with

Is

and
is

requires
a
is

it

sketches
take

to

something in the content or

be

together

form

a prelude for yet a

the third approach to greatness. It would

status

of

reader--how

the

reader

passive

should

the

reader read the

as Augustine was in the Aeneid

or active as he was in the philosophical exploration of memory

time?
his

took

two

which

the

Confession~·

section

second

It is this aspect which probably most intrigued Hegel.

Phenomenology

of

Mind,

It

of all the books we read, which most

the reader to supply, in response to one section of the text,

transition
comparable,

to

the next.
though

The role of the reader of the Confessions

as different as the Hegelian dialectic is from
13

�sin.

An

example

may bring out the course a reader undertakes in the

Confessions.
At
no
a

the

reader
few

end

of the text ever forgets.

friends

unlike

of Book ii, Augustine describes an incident which

that

stole

fated

some pears from a neighbor's tree.

fruit

eye,

nor good to eat.

asks

himself

it

for

The

why

When he was a boy, Augustine and

in the Garden - was neither pleasing to the

In fact, the boys threw the pears away. When he

he did this, Augustine's only answer is that he did

the sake of doing wrong - that he loved sin

whole

The fruit -

for its own sake.

description is so vivid that the incident becomes a kind of

drama

for

the

reader.

In fact, the reader witnesses the wrongdoing.

Thus

the

reader plays the role of spectator.

He observes a scene in

which Augustine, and not himself, plays a part.
This

in

fact

sets

the

stage

for

the

next

scene of the

Confessions.

At

the opening of Book iii, when Augustine is a student

in

he

himself

Carthage,

attends

the

witnessed
are
he

becomes

enmeshed

in being a spectator. He

theater, revelling in the grief, sadness, and joy that he
there.

He

remarks

again and again that these spectacles

external and utterly remote from him, displayed for him insofar as
is

story

their

witness.

about-· the

prepared

But was not this the reader's relation to the

pears?

What has happened here is that Augustine has

a place for the reader, and then occupies that

place himself

within the text.
There
the

readers

must
of

himself,

makes

possible.

And

be

some distance between the author of a text and

that
that
yet,

text.

However,

Augustine,

by

writing about

separation between reader and text as extreme as
we

have

just
14

seen how Augustine, in making the

�reader

play the part of spectator, has started to diminished that very

distance.

Elsewhere

listener,
between

judge,

place

reader

completely
that

supplied

marks

by

the

critic,

external

vanishes

in

at
the

Virgil's

text,

At

admirer.
and

the

reader adopts other roles -

the

text

each

Aeneid.

of

There,

the

diminishes.

the end of Book ix.
culmination

step,

separation

This distance

This is also exactly the

the

external

at

the

death

circumstances
of

Monica,

Augustine's mother, Augustine's Dido, he prays. (How unlike Aeneas!)
And so by means of these Confessions of mine, I pray that
my mother may have her last request of me still more
richly answered in the prayers of many others besides
myself.
In . other

words,

Augustine

prayer,

to

between

Augustine

between

me

do

the

and

invites

the

reader

to join with him in

very thing that Augustine is doing.
and

the

not-me,

reader,

between

Augustine

dissolves if we join him in the

The distance
me, or

and

activity of

prayer.
Again,
Augustine
to

very

same

place,

at

the

activity.

And

of Book ix,

what is the topic of that activity?

from

each

what

I remember, or from what you r·emember.

and

is

And even

memory, the me and the not-me differ, since each of us is

different thing from the content of our memory.

reader

end

Memory--we all have it, although what Augustine remembers

different
within

the

leaves the account of his external circumstances and goes on

philosophical

Memory.

a

at

text, between me and Augustine, between

been

brought

into

the

that

tension

moves

on

The tension between
me and not-me has

text itself here at the end of Book ix.
into

Book
15

And

xi and the treatment of time. The

�distinction

between

me

and

not-me culminates by placing the self in

now there is a difference between the ·me-I-am, the me-I-was and

time:

the me-I-will-be.

be)

will

it

Augustine
of

found

sin,

the

mother's

and

through

It is important

very important?

between

face,

first

not.

is

my

soul

and

my sin.

For

With

the treatment of time, we and

in its clearest form, the inheritance of the
For Adam and Eve, looking for godhead,

fruit.

death, and time.

his

reach

he

finally

eating

so

distinction

what

is

not

soul is who he truly is, and the sin, although in some

the

his,

am

I

the

is

Augustine,
way

what

and

because

is the distinction between what I am (or have been or

why

And

Augustine invites us to pray with him at

If we join him in prayer at the end of book ix,

death.

that initial breaking of the barriers of self are able to

the

question

of time, then we are ready, at Book xii, to enter

the book of Genesis.
Thus
a

the

reader moves from

passive to active.

He was merely

passive spectator at first, when he watched the drama of Augustine's

life.

If

what

just
I

responds

gone
d~·

to

the

invitation to pray, then he becomes

the core of that activity is precisely the difference he

But

active.
has

he

and

through •••

the difference between action and passion,

what happens to me, or in other words, between the me

and the not-me.
The
into

a

new

philosophy
and
Yet,

the

account
mode.
is

text

though

you

have

just heard takes the previous accounts

For the poetry or fiction which became a stage for

now so entwined with it that both the how and the what,
and

the

reader, are revealed as temporary categories.

this account is about the reader, it does not essentially
16

�touch
the

us.

It

readers

lecture

nine

its

the

the

books,

himself

Confessions

audience,
is

subtleties,

relation.

And

study

In other words, this is still a
a

great

Augustine

The

book.

And in all such

and the reader in the first

lecturer,

who

has spent time making

dependent on a book in studying it, reveals some of
and

text

as

like

passive.

passively

the

about not about us as individuals, but about us as

of this particular text.

about

lectures,

is

invites

the

listeners

to undertake a similar

although a listener may leave the lecture and go on to
with

others,

the

effort

suggested by the lecturer

remains an individual and solitary one.
So
book

in

all

has been the

Dante,

their

these

and

focus

sketched lectures, the greatness of the

The approaches that I have associated with

concern~

Descartes,

because

of

Hegel,
has

do

been

not

the

involve

text

me-as-an-individual,

itself.

It

has been with

something which is not me.
The

other

end of the spectrum from looking at the Confessions

as

a great book is viewing it as my favorite book.

is

not

primarily focused on Augustine but on myself.

Confessions

as

my

~·

Instead,

on

favorite

activities.

my

necessitated
book
In

Such a perspective

as

And,

avoiding

myself.

it
By

do

book, I don't stand on the ground of the

I consider the text on my own ground and as dependent

my favorite

fact,

When I view the

involves

although

reading

it

considering
as

the book's greatness

autobiography, considering the

book is intimately connected with autobiography.
me

in

giving

an autobiographical account of

this, I do not intend to surge into the story of my life.

But

I

have to give an account--as one does with friends-- of what

the

Confessions

has

meant to me as an individual.
17

It has meant many

�things--the
with

my

most

life

suitable

and

of which to address in a lecture has to do

thought, and the works of two modern philosophers:

Wittgenstein and Heidegger.
Both
'reading'
and

these

means

the

from

many

our

world,

a

world

where

One or the other of them absorbs

of our contemporaries.

Their work makes them as

as two thinkers can be, and yet they display two significant

similarities.
stage,

are

'reading silently'.

influences

different

writers

For

both,

their

work falls into an earlier and later

with

the latter stage being an explicit denial or rejection of

former,

like Augustine in the Confessions, and both wished to end

philosophy.

Please

philosophy.

That

seriousness,

or responsibility.

separate

and

don't
does

misunderstand

not

autonomous

mean

when I say they wish to end

they

wished

to

end

thought, or

Rather they felt that philosophy as a

activity,

which

they

both associated with

Descartes, made one thoughtless, frivolous and irresponsible.
These

two

there

was

nothing

They

did

not

were

'insiders'.
each

failed-not
thei'r

and

feel

I

outside.

in

than

philosophy

from

anything

outside;

they

were

My own thought has gravitated

I agree with them-I feel their desire

failure.

language,

the

of heroic efforts to end philosophy, they

because

the

At one time,

or more natural, for them to do.

just once, but twice!

efforts
their

casual about philosophy.

important,

spite

Considering

categories,
natural,

more

criticize

Yet,

around

never

And like them, I don't feel it from the
One

and
else

and

truth,
for

18

the

Many,

was

more

me.

In

being and non-being,
important,

and

more

fact, at one time it was

�life's
-

breath.

one's

Yet, at times one recognizes that what comes naturally

gifts, one's abilities, even one's breath itself - causes one

to suffocate.
Though I had been drawn to Wittgenstein and Heidegger before
that

crisis,

and

more

through

my

which

I

or

disease

I

work,

like

a

had

of

their

kind

of

my

own

task

artificial respirator
and

theirs.

If

might be able to avoid their failure.

I

In

intelligence

and

failure,
their

but

of

fact,

However, the more I thought about

cleverness

quite

cleverness

two.

proposed

fathom

doing an autopsy on a victim of the

suffering.

lack

In

the

and

intelligence

opposite.

which

caused

of

audience

hagiography,

was

diagnosis

all.
talk.

as

new

developed

should have known
The

at

arcane

'cano~ized'

more

was

each

not

only

one

They failed because they were geniuses and because

philosophy
and

which

It was precisely their

for

an

elite

group

the issue and comprehend certain works.

technical

Those

a

attempted and failed, the more I realized it was not a

responsible.

were

I

pathologist

myself was

they

matter

end

consider

could

their

were

days, I was like a chess player studying the games of past grand

masters,

wha~

They

intimately.

scrutinized
those

shortness of breath involved me with their work more

Instead,

there

of thinkers who could
The result was not the
was

an

increase

of

And, because Wittgenstein and Heideigger

philosophers, they gave rise to a grotesque

and

carried

on

by their own

disciples, who

bett~r.

I studied them, the more I agreed with them on their

of the ailment. But the more pervasive the disease appeared.

infected

practitioners

of

were
a

not

certain

just

readers

philosophical
19

of
school

certain

books,

of thinking.

or
The

�diseased

were

not

just the intellectual inheritors of Descartes, but

in fact everyone who lived in a Cartesian world--which is just a shorthand

for the modern world in which we all perform every act or gesture

of our 11 ves.
It
not

was

Augustine

himself

anyone,

the

horrors

own

gifts

and

Wittgenstein?

and

not he

was not he as skilled at

philosophy as anyone?

for

Was

Was

He felt, as acutely as

philosophy and the hunger both for truth and

discovery of that truth.

And did he not only face these

but succeed in resolving them in a work that was for everyone,

merely

Augustine's
Heidegger
from

Heidegger

his

and

desire

own

to

with

rhetoric

his

not

similar

burdened

technical

for

at this moment that I remembered the Confessions.

professors
indictment

and
of

intellectual
philosophy

and Wittgenstein failed?

seeing

beyond

their

technicians?

similar

to

my

And

wasn't

sense

of why

For their greatness prevented them

greatness.

Augustine

recoiled

fro~

philosophy because it could never teach him humility.
It
to

the

ally
had

Confessions.

and

read

I

was

my own concerns and confusions, I needed an

And I didn't turn to the Confessions because he

what

Aug(i·s tine,

Christ's.

In

a friend.

achieved

Unlike

mine,

was because of these concerns and thoughts that I was drawn

I

was

attempting.

the

name

not

a

not Christian.

I

heard

His concern and mine
with

differ.

my mother's milk was not

Christian and the task and need I felt were

So I didn't read him to learn "how-he-did-it". I

the Confessions as the struggles of someone similar but yet quite

different

from

myself.

In short, I read it as autobiography, and it

is as autobiography that it has been my favorite book.

20

�We
a

have now looked at two ways of reading the Confessions - as

great work and as my favorite work.

scholar
the

would,

bringing

responses

better

of

word,

I

to bear

As a great work I read him as a

a knowledge of other books he uses,

other writers to his work, and
must

call history.

what, for lack of a

It is because I am familiar with

the

genesis of what we call autobiography, that I realize that reading

the

Confessions

Once

I

hold

become
when

in
I

as

autobiography

that

tendency

in

would be remarkably anachronistic.
check,

the book opens up, and I can

some sense passive as I learn from it ••

read

the

differently.

Confessions

Then

I

read

as

out

my
of

On the other hand,

favorite book, I read it quite
my

own

activity

and I read it

precisely the way I guarded against before.
In
case

the

out

other

of

the

I

had

also

case I read him out of knowledge, in the second

need.

people,

greatness
on

first

Although

are

they

both these ways of reading may involve

primarily

solitary.

When I speak about the

of the Confessions, I'm telling you something.

I may depend

work of others and even prompt you to find aspects of the work
missed

gain

or

gotten

something

essentially

in

wrong.

I could, therefore, in telling you,

return.

solitary.

In

sharing

with

you

remarks

about

the

my

another.

need may be similar to mine, and you too may decide to

turn

to

private

the
and

time

in

even

though

Confessions.
silent

Milan.

perspective

book,

our relation to each other is

Confessions......· as
Your

favorite

But

But

we again can become useful to one

again my reading the Confessions was

just like the kind of reading

Both of these silent ways

of reading are important,

they are so different from one another.
of

one

Ambrose did one

In fact from the

kind of approach, the other is suspect.
21

From the

�vantage

of

my

greatness

the

point

of

the

From

the

need when I read Augustine as my favorite book,
Confessions

seems

sterile, a mere diversion.

perspective of my studies of Augustine, reading the work for

encouragement

and

consolation seems undisciplined and self-indulgent.

Yet, as I said, both approaches are important and even necessary.
The
overlaps

third
with

approach to a text, where we are haunted by a text,
these

two

familiar

approaches

and

yet

differs

importantly

from them.

In the third approach to the text we may start

by

the

silently

reading

this

to

reading

essentially
depend

words

on

apart.

publicly.

cooperative

What

too

merge

toward

begins

In

but

rather

a

one

to haunt us.

is

precisely
as

mean

activity.

Confessions

read

I

by

public

reading

is an

this approach, not only do we

one another, but knowledge and need are also no longer held

They

it

and privately, but we must go beyond

what

we

another.

This occurs when the

Need stops being my particular need,

need we all feel, and the relevant knowledge is

all

lack. It is in this context that we no longer

solitary explorers or solitary sufferers; an individual reads

as preparation for what reading makes necessary--a conversation.
In
it

as

as

I

reading the Confessions as a great book, I withheld viewing

an autobiography.
wouJ:~

expectation
read

it

read such a work written

such.

Though

nonetheless

a

between

these

readings.

in

sense

it

one

by one of our contemporaries. My

in seeing such a work is that it is autobiographical and I

as

legitimacy,

In reading it as my ·favorite book, I read it

autobiography.

is

I

said

tension

both
and

readings
conflict

had
exists

a

kind

of

within

me

For is it or is it not autobiography?

clear

that

it isn't.

Well,

Yet, it isn't just not-

Our normal expectation on reading the Confessions, and
22

�the
To

label
view

it
it

often carries on its book jacket aren't just misplaced.
without

keeping in mind that a·man Augustine wrote about

his

life--and

therefore

its

greatness

but lose the life of the text.

being

published today.

sympathetic
silly,

could

not

clearly

alive.

it

be

it

need

But

on the whole it would be viewed as

not

It is a text

It is a past text,

a dead text--nor it is a text which is truly

to describe more clearly what such a ghost text is and

of

The

which

autobiography.
work,

the

Confessions haunts because its greatness --some

I

mentioned--seems

expectation

its

intentional

or

have

truth

his

replacing
obviously

becomes

accidental,
to

And as the work begins to look

suspect.

will

Fictionalization,

part

whether

earn our criticism because fact and

do with truth and not-truth.

the ,earlier

shape

with its form as

of a roughly factual account of someone's past

becomes increasingly problematic.

fiction

incompatible

Insofar as we penetrate the scope and intricacy of the

fictional,

The evidence, however,

of this lecture, is that Augustine did indeed

story in a way which we would call fictionalizing. If he is
fiction
to

for

Augustine

us.

By

which

two.

written now, in our present.

is

haunts.

aspects

from

or

It is a ghost.
I

life

It might gain a few readers and perhaps even a

The text is an in-between text--not entirely dead nor entirely

alive.

how

But imagine such a work

or pretentious, or even irresponsible and absurd.

which
but

review

that it is autobiography--would be to fathom

be

for
no.

than

fact,

is

he

truthful?

The

answer

seems

But suppose that fact and fiction are different
for us-- that truth is different for him than for

this I don't mean that he holds truths different from the ones
we

hold, but rather, that he means something other than what we

23

�mean

by

What a strange suggestion--and yet it has

the

truth.

been

already

word
come

up earlier in this lecture.

For to ask about what

means by truth will involve what one means by self. And then, if a

one
self

is

different,

autobiography--will
text

we

have

then

be

ever

the

different

read

or

thing
from

which

self

writes--an

any autobiographical essay or

written

before.

think

this

strange

for

right--that

Augustine.

But

though I say this, and though I can explain why I say

I don't understand what it means.
Augustine

Genesis.

beginning

analogies.
such
a

Or

vision?

its

earth--he

first

is

Paul,

more

is

contained

this

one's

say,

things,
the

returned
the

Augustine

to

words

considers

various

in the first line of Genesis.

startling

suggestion, I come up with

Or is it like

to each viewer a personal and legitimate
line like charity, or love, without which,

are like the clanging of a bell.
or

truth.

makes

same

first

Love

into

and

presents

the

promiSing.

could

line--In the

the first line of Genesis like a mathematical axiom of

which

says

about

and

of

power that in itself it contains all other truths?

painting,

mean

knows

understand

Is

meaning

the end, he presents his opinion, that every truth

In

to

the
heaven

created

reader

trying

a conclusion about truth in his discussion

pondering

God

any

which

reaches

In

possibilities.

In

something

that

is

of

means

I

suggestion·

this,

truth

a

Charity

This looks

turns sound into meaning and, one

if charity gives meaning to utterable

But

them true, then it seems that all utterances would

truth.

As

I

say

these

words, you may feel we have

Paul's clanging bell. Without having resolved this riddle
first

line

of

Genesis,

states

that

If

his task had been to write such a book, he
24

let

me

go

on

to another one.

�would

have

wanted

to

write it as Moses did.

Is it possible that he

did this very thing in writing the Confessions?
Let

us

think

confession

involves

resolution

with

between

the

the

on

an

the

past

what

we

mean

acknowledgment

respect

like

inbetween

about

to

the

by

of

future.

confession. Usually,

a

past

action,

and

a

Confession is a bridge, an

ghost text and like philosophy was for Augustine,
and the future. The security of that bridge depends

commitment

of

the

confessor.

Only

time

can

reveal that

commitment.

When

the confession is made to another person, then that

person

risk

entering

must

confession

is

made

confessor

and

God.

confession

know

to

God,

In

of

into

there

such

it

the

a

only

confessor's
can

case,

be

no

future.

When the

secrets between the

however,

those

outside the

what the confessor then chooses to make

public.
With
are

this much to guide us, can we say whether the Confessions

addressed

passionately,
occurs

less

readers.

to
to

or

God,

often,

to

God?

referring

to

Augustine

speaks

him as 'You.'

often,

and

And, although it

he does speak both directly and indirectly to the

So the answer seems to be that the Confessions are addressed

both

to

and

judge--· or

us

and to God.

offense.

we

But

forgiveness
forgive

him?

against

us.

although

Now, God can

forgive

contemporaries,

So

us

would

of

would
For
To

Augustine.
be

course,
be

But

can

we?

Were

we

his

able to forgive Augustine some personal
we

irrelevant

what?

certainly hear this confession

His

are

not

to him.

his

contemporaries;

our

But can we even presume to

recorded offenses are against God, not

say this another way, only God can judge or forgive.

Augustine

is

in

part

25

writing

for

us,

he can not be

�confessing
affords

to

us

the

forgiveness.

By

us.

confessing

opportunity

What

is

to

the

to God in our presence, Augustine

listen

neither

alternative

in

judgment nor in

to listening in judgement or

with forgiveness. It is to listen charitably.
Now
have

book.
has

what Augustine said about Genesis--that he would

to

liked

written

written

have

could

Augustine
able

been

mere

to
it

If

with

a

great

charity

becomes
that

all

Somehow, Genesis was

Somehow Moses was able to write such a

not presume to reproduce this effort.

produce

But he

a text which can be really read only with

is read without charity, the Confessions becomes the

of

clanging
as

a book like that.

through or in charity.

charity.

it

remember

a bell.

We try to disguise the clanging by reading

book, or as our favorite book.

It is when we read it

that each of its lines--like the first line of Genesis-of

the

truths

we know. It is when we read with charity

the differences between me and not me, between my truths and your

truths, vanish.

Do
Confessions.

you
Its

really

understand

what

I'm

saying

hard for me to see how because I don't.

feel

that'__,.._my words shimmer before you, tempting you, yet eluding your

I

then you feel what I feel.
am.

succeed
for

at

him.

deeply
another

The

don't

And its not

ignorance

as

lack of effort that we

the

from

grasp,

or

about

understand.

If you

You are in the presence of a ghost,

Confessions are a ghost which haunts. The Confessions

the task which Augustine set for himself, or which was set
But

what

such

impenetrable.

And

ingenious

a task is and how it was fulfilled remains
we

do

not

penetrate

it by learning yet

aspect of the text, which might emerge from reading

26

�still

more

attention

For when a text begins to haunt, the locus of

carefully.

is not the text, as it is when the·text is a great book, nor

ourselves,

as

words,

are

we

attention

it

is

when

neither

the

book is one I love or hate. In other

passive

nor

active.

Rather,

the locus of

is what I can best describe as what is in between us and the

text--the gap between our deepest expectations and those of the text.
Becoming

clearer

activity.

insights

and not for encouragement.

scholars

nor

my

as friends.

about myself.

private

public

need

this haunting in-between can not be a

solitary

something

I

about

and

of

a

as

conversation;

At this stage, I need others to help me see
To use their help, and to offer help to them,

modern reflection of the sort of reading Augustine

Ambrose,

Confessions

That is, I need others neither as

solitary reading must give way to public reading. Our

reading,

expected

others--but not for their information or

is

conversation.

Our

understanding

of the

a great book or as my favorite book may be enhanced by
our facing it as a haunting text is absolutely dependent

on conversation.
A ghost
most

salient

opportunity

the

ourselves.
educations,
in

the

has two interrelated functions.

categories
to

thoughtless!y
surface

text

of

think · through

determined

our

true

ghosts.

They

are

our

our

social,

world.
those

lives.

It

also

deepest
So

It elicits the
affords

habits

us

which

the
have

a ghost text brings to the

These do not reside in texts but rather in

the

haunting

accretions

of

our

past,

economic, and political environments.

our
It is

presence of the ghost text that these other ghosts come forth.

To confront one means to confront them all.

27

�And
activity

so

Great

understanding

as

do

these

considerations

have

to

do with our

Great books are, as I once read on an envelope, great

here?

teachers.

that

what

books are written by great

these

requires

books

involves

minds~great

understanding

thinkers--and

these minds.

But

understanding the languages in which they wrote as well

understanding

the

other works that they produced. In other words,

this

effort

it.

If our communal task is scholarship, then our activities here are

doomed

to

is scholarship.

failure.

translations,

For

Some of us are better, some are worse at

we read only parts of books, in a variety of

and make the effort to speak with one another about them

in the strange format we call 'seminar'.
Another
them

because

which

are

approach,
raise

it

are

problem

would
require
among
unmoved

raise

the

is

hard

issues.

timeless

of

great books is to read

concerns--the

issues which have

Among these concerns we will find some

to

grasp

why we read our particular texts to

There are hundreds of textbooks which have been

to

raise

these

timeless

concerns.

There, these

called the problem of free-will, the problem of meaning,
of

anticipate.
solutions
those

reading

particular importance to each of us. But if this is our

precisely

concerns

or

of

these

written

they

to

or absorbed humanity.

troubled

the

approach

justice.
Our
or

animated

And the result of this attitude is what one
texts

would

stances.
by

a

The

evaporate.

Problems and issues

result is an argument or debate

particular

issue,

with

others who are

having nothing much to say. The text would become either loved

despised

depending on whether one agrees or disagrees with Plato's

politics or St. Paul's theology.

28

�These
Plato's

two ways of reading are like those intermediate parts of

divided

Reading

for

greatness

understanding
part

where

struggles
leaves

resides;
opinion

to

belongs

the

part

of

the

line

where

reading for the timeless issues belongs to the

resides.

move

to

beyond

There is a next step in Plato where one
hypotheses.

What

realms of personal opinion and

the

order

line where opinion and under.standing are highlighted.

I

am describing

also

scholarly understanding in

to face one's most invisible assumptions and have the courage to

explore them.
The
this

relation

possible.

to

The

truth,

fiction,

forces

me

to

texts

fact,
attend

and
to

I am calling haunting can make

between

tension

which

my sense of meaning, language,

life
what

invisible.

Because

Confessions

various

Yet,

does

translations,

not

the

that

we read parts of works.
what

give

an

opens

or

the

between

I call texts.

ghostly.

matter

because

once

but

in the Confessions first

my sense of these terms constitutes my world, the

it

ground

that

is so pervasive in me as to have been

seem otherworldly,

necessary.

and

that

So some translation is
these

texts are read in

true effort of translating begins

me and the text.

It is also alright

For we are not reading authors or books,

Authors and their corpuses--intact entities--

artificial appearance of

life.

The temptation is very great

to enter into them and to substitute them for ourselves.
In
essential.
see,

may

overlap
make

this

task

Though
be

with

seen

of

ghosts
from

confronting
are

hard

a haunting text, each of us is
to see, they, like everything we

different perspectives.

What haunts me will

but will not be identical with what haunts you . And if I

that attempt to confront these ghosts, and to exorcise them, then

29

�I

will

need your help.

If you are making that attempt, you will need

Descartes, making the effort without help, so lost his sense of

mine.

perspective

that

he

looked for certainty to hold onto, conflating it

with knowledge.
So,

I

uncertain
fabric

for

of

me.

my

own beliefs.

the

And

are
text

sufficiently

In

questions

of

allowing

the

sense

but

something
are

radical nor sufficiently

I would have circled endlessly around

to haunt me, am I

Only by

enabled, however dimly,

might

be

answered

not

by

my

words but by

I have the entirely unphilosophical humility to hear.
prospects

which I have few notions how even to

As bare possibilities, they shatter my pride but in the same

proper

way

open
to

-~ -

that

between

the

thoughts,

matters

can

be

one
us

has

done.

neither monologue nor
Rather, speech must

Confession is the acknowledgment of a

and the ghost-like text, and it is the commencement
of

the

ghosts in us--those beliefs and opinions

have inherited and which invisibly
our

The

Yet one is not confessing for oneself alone nor for

exploration
we

such

if at times we do speak that way.

confessional.

something

possibilities which my despair has foreclosed.

address

argument, ; even

which

thought is not

truth, and their relation to thought.

and

disturbing

hold

chasm

because they are yours and

sufficiently

example,

Confessions

will,

moment

of

my

timely,

is essential because without it

meaning,

which

explore.

be

absolutely

the possibility that these questions may not concern thought

rather

These

The problems we face are not timeless and

decisive--neither

conservative.

to

I need your uncertainties to help reveal to me the

They

universal.
mine.

need your certainties to risk exploring what has become

desires,

and

our

30

lives.

chart the courses of our

It is when a text haunts us

�that we are both ready for and in need of conversation.
Every
that

if

answer

text

you

ask

probably

could

we read here is such a haunting text.
yourself

if any of them could be written now.

is that more or less they all could.

The

Insofar as they

be written now, they are great or our favorites. Insofar as they
not

could

be,

they

are

opportunity

to

ourselves.

Yet

within

texts

can

be

also

others.
have

You can see

ghosts.

Haunting

texts

afford

us

the

make visible these most salient and elusive aspects of
this

realm of

exploration and change, these

great books, and we can love some and recoil from

In fact, the same work can be all of these.

Everything that I

said tonight I have in some measure learned from Augustine. These

remarks

are

to

role

the

book.

Augustinian.
the

Yet,

measure

Confessions

what

from

I

has occupied in my life as my favorite

have learned and gained from

him takes its true

my response to those ghosts which this and other ghostly

texts

revealed in me.

makes

me

recoil
my

That I am here to attempt this task, I owe

one

of

and

subtlety,

from

least

purposes,

and

from

--·

it.

That recoiling also makes the Confessions

favorite texts. For though I learn from his ability

feel
see

And ultimately, the ghostly quality of the text

encouraged and comforted by the similarity of our
myself

him, ' ultimately

I

for the first time through our differences

recoil. because his world and his God are not

mine.

31

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                    <text>•
SJC
LECTURE/CONCERT SCHEDULE 2016-2017
FffiST SEMESTER
Date

Title

Speaker

August 26, 2016

Mr. Joseph Macfarland
Dean
St. John's College
Annapolis

"Two Good Men in
Aristotle's Ethics, or does
a liberal education
improve one's
character?"

September 2

Mr. Elliott Zuckerman
Retired Tutor
St. John's College
Annapolis

All in C Major: On the
beginning of Bach's WellTempered Clavier

September 9

Mr. Robert Abbott
Tutor
St. John's College
Annapolis

"The Horses of Achilles"

September 16

Mr. Steven Crockett
Tutor
St. John's College
Annapolis

"Who should elect the
President?"

September 23
(Homecoming Weekend)

The Parker Quartet

Concert

September 30

Dr. Leon Kass
Professor Emeritus
University of Chicago and
Madden-Jewett Chair
American Enterprise Institute

"The Ten
Commandments"

October 7

Long Weekend

No Lecture

October 14

Dr. Matthew Crawford
Senior Fellow and author
University of Virginia's
Institute for Advanced Studies
in Culture

"Attention as a Cultural
Problem and the Possibility
of Education"

60 College Avenue I Annapolis, Maryland 21401

I 410-263-2371 I www.sjc.edu

�Lecture/Concert Series - First Semester 2016-2017
Date

Speaker

Title

October 21
(Parents' Weekend)

Faculty Panel on Iliad
Book 24

October 28

All College Seminar

November 4

Folger Consort

"Songs of Shakespeare"

November 11

Dr. Jan Blits
Professor
School of Education
University of Delaware

"Deadly Virtue:
Shakespeare's Macbeth"

November 18

King William Players

Perfonnance

November 25

Thanksgiving Holiday

December 2

Michael Grenke
Tutor
St. John's College
Santa Fe

"The Meaning of Rome"

December 9

Dr. Shobita Satyapal
Associate Professor
Department of Physics &amp;
Astronomy
George Mason University

"The Connection between
Supermassive Black
Holes and Galaxies"

December 16 January 8

Winter Vacation

No Lectures

Book 24 of Homer's Iliad

�•

SJC
LECTURE/CONCERT SCHEDULE 2016-2017
SECOND SEMESTER

Date

Title

Speaker

January 13, 2017

Julian Lage - guitar
Fred Hersch - piano

Jazz Concert

January 20

Matthew Linck
Tutor
St. John's College
Annapolis

"Thinking about Nature"

January 27

All College Seminar

February 3

Long Weekend

No Lecture

February 10

Howard Fisher
Tutor
St. John's College
Santa Fe

"In Praise of Caloric"

February 17

Richard DeMillo
Mellon Grant Speaker Digital Technology

"A Revolution in Higher
Education: Tales from
Unlikely Allies"

February 24

Elizabeth Yale
University of Iowa

"The Books of Nature"

March 3March 20

Spring Break

No Lectures

March 24

Chester Burke
Tutor
St. John's College
Annapolis

"Does a Single Photon
Exist?"

March 31
(Steiner Lecture)

Lydia Polgreen
Steiner Lecturer
The Huffington Post

"American Identity in the
Age of Trump"

60 College Avenue I Annapolis, Maryland 21401

I 410-263-2371 I www.sjc.edu

�Lecture/Concert Series - Second Semester 2016-2017
Date

Speaker

Title

April 7

St. John's College Orchestra

Concert

April 14

Fawn Trigg
NEH Chair
Tutor
St. John's College
Annapolis
with Nicolas Pellon - piano

"On Some Silences in
Beethoven's Piano
Sonatas"

April 21
(Croquet Weekend)

Steven Hancoff (Alumnus)

Johann Sebastian Bach
and The Six Suites for
Cello Solo -A Fanciful
and Extravagant Allegory

April 28

King William Players

Performance

May 5

Reality Show

No Lecture

May 12

Commencement Weekend

No Lecture

�</text>
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                <text>August 26, 2016. Macfarland, Joe. &lt;a href="http://digitalarchives.sjc.edu/items/show/2403" title="Two good men in Aristotle's Ethics"&gt;&lt;span&gt;Two good men in Aristotle's &lt;/span&gt;&lt;em&gt;Ethics &lt;/em&gt;&lt;/a&gt;(typescript)</text>
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                <text>Hintze, Hannah</text>
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                <text>Leibniz, Gottfried Wilhelm, Freiherr von, 1646-1716. Discours de métaphysique</text>
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                    <text>LECTURE/CONCERT SCHEDULE 2017-18
St. John’s College – Annapolis, Maryland
FALL 2017 SEMESTER
Date

Event

August 25, 2017

“Plutarch’s Swarm”
Speaker: Joseph Macfarland. Dean
St. John’s College, Annapolis

September 1

All-College Art Discussion

September 8
(Homecoming Weekend)

Concert
Jason Vieaux, Classical Guitar

September 15

“Abraham Lincoln and the Daughters of Dred Scott: A Reflection on the
Declaration of Independence”
Speaker: Diana Schaub, Professor of Political Science
Loyola University

September 22

“Recognizing Odysseus”
Speaker: Margaret Kirby, Tutor
St. John’s College, Annapolis

September 29

“Music and the Problem of Human Desire”
Speaker: Gregory Freeman, Tutor
St. John’s College, Annapolis

October 6

Long Weekend
No lecture

October 13

Concert
The Parker Quartet

October 20

All-College Seminar

60 College Avenue | Annapolis, Maryland 21401 | 410-263-2371 | sjc.edu

�October 27

“God and Philosophy in Descartes’ Meditations”
Speaker: Henry Higuera, Tutor
St. John’s College, Annapolis

November 3
(Parents’ Weekend)

“The Student, by Anton Chekhov: A Story About Us Told and Glanced
At by Louis Petrich”
Speaker: Louis Petrich, Tutor
St. John’s College, Annapolis

November 10

“’Be a sinner and sin boldly’ – Martin Luther and Christian Freedom”
Speaker: Tom May, Tutor
St. John’s College, Annapolis

November 17

“At the Crossroads of the Cave: Plato and Heidegger on History and
Nihilism.”
Speaker: Gregory Fried, Professor &amp; Chair
Department of Philosophy
Suffolk University Boston

November 24

Thanksgiving Holiday
No lecture

December 1

“The Significance of Quantum Mechanics”
Speaker: Bernhardt Trout, Professor of Chemical Engineering
MIT

December 8

John by Annie Baker
King William Players

December 15 – January 7

Winter Vacation
No lectures

60 College Avenue | Annapolis, Maryland 21401 | 410-263-2371 | sjc.edu

�SPRING 2018 SEMESTER
Date

Event

January 12, 2018

“Duns Scotus’s Modal Argument for the Existence of God—An
Introduction”
Speaker: Jim Carey, Tutor
St. John’s College, Santa Fe

January 19

“Hume on Animals”
Speaker: Aaron Garrett
Department of Philosophy
Boston University

January 26

“On Aquinas”
Speaker: André Barbera, Tutor
St. John’s College, Annapolis

February 2

Long Weekend
No lecture

February 9

Concert
Nordic Voices

February 16

“Franklin, Autobiography, and the St. John’s Program”
Speaker: Matthew Davis, Dean
St. John’s College, Santa Fe

February 23

All College Seminar

March 2 – 18

Spring Break
No lectures

March 23

“Visual Epistemology—A humanist perspective”
Speaker: Johanna Drucker
Department of Information Studies
UCLA

60 College Avenue | Annapolis, Maryland 21401 | 410-263-2371 | sjc.edu

�March 30
(Good Friday)

Steiner Lecture
“What was the Purpose of Archimedes’ Floating Bodies”?
Speaker: Reviel Netz
Stanford University

April 6

“The Wonder in the Word ‘Open’”
Speaker: Dan Harrell, Tutor
St. John’s College, Annapolis

April 13

Kristensen Lecture
“Utopia, Ideology and Grand Strategy in the 21st Century”
Speaker: Arthur Herman, Author

April 20

“Are individuals beings?”
Speaker: Hannah Hintze, NEH Chair, Tutor
St. John’s College, Annapolis

April 27

The President by Ferenc Molnar
King William Players

May 3

Reality Show

60 College Avenue | Annapolis, Maryland 21401 | 410-263-2371 | sjc.edu

�</text>
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                <text>What was the purpose of Archimedes' &lt;em&gt;Floating Bodies&lt;/em&gt;? (Steiner Lecture)</text>
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                <text>Annapolis, MD</text>
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        <name>Friday night lecture</name>
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