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                    <text>Adventures in Second Sailing (or, Hands-On Learning as Central to a Liberal Arts
Education)
Kirsten Jacobson, Associate Professor of Philosophy, University of Maine
Rainer Maria Rilke once reflected: “Our greatest task is this: to find a written language
which can withstand our tears and re-create before us—clear, pure, precise—the beautiful
goodbyes of those who sailed the seas” (The Inner Sky, p. 41). Even if you have never gone to
sea, I believe that, should you take a moment to imagine a sailor’s parting words to family,
friends, a child, or a lover, you will be able to feel at least a hint of the earth-shattering and,
alternatingly, exhilarating force of a goodbye that can know no secure promise of a homecoming,
a goodbye that juxtaposes the certainty of the now and how one has come to this present with the
utter unfathomability of what is to come. What might Rilke be suggesting when he makes the
bold and intriguing suggestion that our ultimate task is to find a way to write this goodbye? If
such writing is our ultimate task, surely we must no longer be talking about something that only
matters to sailors. We must be talking about a goodbye that we all share. I will come back to
Rilke’s challenge later, but for the moment, I will turn away from it, for it was only by doing so
in my own life that I became able to face the core of such a question more directly.
For many years, I have wondered over the vital questions of how we connect with others
through language, as well as how our intimate use of language is deeply embedded in our
explicit or implicit awareness of our vulnerability and, ultimately, our mortality. And, I have
been particularly interested in how meaning is lived and experienced by us in spatially thick
terms. My research has focused on the nature of home and dwelling, “disturbed” spatial
experiences (such as those found in agoraphobia, anorexia, hypochondria, and spatial neglect),
the significance of space in political life, and the spatial roots of memory and identity.

1

�About a decade ago, these interests took on a seemingly idiosyncratic character: I began
to wonder after the intensity of a ship’s spatial reality. After nine years of relatively disembodied
and meandering nautical musings, I dove head on into this fascination by signing on as a trainee
crewmember of the three-masted, square-rigged, sail-training vessel the Picton Castle. Before
describing anything specific about this hands-on education into sailing, I want first to paint a
fuller picture of what drew me into this fascination. As unsophisticated as it may sound, I was
lured into the seafaring world by the Hollywood blockbuster “Master and Commander.” More
than any aspect of the film’s plot, its characters, its scenery, or Russell Crowe, I was struck by its
emotionally-rich portrayal of the way in which a ship must become a self-sustaining world-untoitself when it cuts its umbilical lines to any given port. Being at port is pointedly not where a ship
belongs or is at home; it belongs at sea, cut off, one might think, from the stability, safety, and
regularity of terrestrial life. Yet, neither “Master and Commander” nor, more significantly, real
life reports of ship-life tend to depict a frightened or cut-off crew; instead, they reveal a
functioning microcosmic reality. A ship offers an exceptionally focused model of people
working together with one another, their available resources, the elements of nature around them
and the predicted as well as chance situations that arise. It was especially fascinating to me that
sailors are able not only to work and survive, but also to be at home and often to thrive in an
environment—the wide open and often wildly difficult sea—that can seem and often be
unfathomable and terrifying. Perhaps as intriguing to me were the notions that such a small space
serves as a home to so many people; carries cargo and missives and ideas between places at
“opposite ends of the earth”; and has for so much of human history been the platform by which
some of the greatest and grandest adventures, explorations, and business ventures have been
undertaken.

2

�As my sabbatical year from teaching at the University of Maine approached in 2012, I
knew I wanted to continue my phenomenological studies of spatiality and its ability to reveal
significant aspects of our existential reality and health, and to do so through an immersive
research experience that would help bring to the fore issues that often remain concealed to us
owing to their familiarity in our lives. After taking a trial two-week passage up the eastern
seaboard of the United States and Canada as a sailor-in-training, I determined that the experience
of voyaging on a working square-rigged ship would provide an excellent observation ground for
continuing my research into spatial experience, the nature of home, existential health, and
interpersonal relations. And, so, with only a twinge of academic qualm, I signed onto the Picton
Castle for an additional four-month journey throughout the South Pacific as an integral part of
my sabbatical research plan.
At the start of this adventure, I was quite a competent person: I had been driving a car for
over half my life, been living on my own for twenty years, had both a bachelor’s degree and a
doctorate, had been teaching philosophy at the university level for eight years, and was very
recently tenured at my university. These were and are signs, I believe, of being able to
understand and do many significant things. And, yet suddenly, when I stepped aboard the ship, I
was a true novice again: never since I was a child had I been in a situation that returned me to
such a state of not-knowing, of needing to start at the beginning. I had to learn anew nearly every
move I made—from walking on a swell-shifting and often slippery surface to tackling sail setting
and the 175-plus lines that must be mastered to do so; from considering the significance of the
sky and its multitudinous signs of weather and wind to how to moderate one’s voice on a ship
that sometimes required the quietness befitting a workplace with three shifts and sometimes
required the bellowing voice required to reach from rigging ten stories aloft down to the deck

3

�below; from how to bathe, wash dishes, and clean clothes using an endless supply of salt water,
but limited fresh water to steering a 180 foot-long vessel according to the compass, the wind, or
the “landmarks” of the sky above; from moving about at night with the aid of only moon and
starlight and the occasional red lamp to fitting into a rigid chain of authority; from sleeping in
odd temporal rhythms and physical positions to any dozen upon dozen techniques of ship’s
maintenance. In the four months I spent learning the ways and insights of sailors of centuries
past, my body and soul and habits of moving about in the world were indelibly changed: I began
to become a sailor. This education was not one of books or even of much lengthy discussion: it
was an education from doing and being, an education of the hands, limbs, and their successful
(and quite regularly mistake-ridden) engagement with the surrounding world.
Accustomed in my life as a professor and scholar to learning through the intellectual
endeavors of reason and description, I learned aboard the ship that there is nothing like feeling
the resistance of the helm under one’s hand, the flow of telltales aloft, the wind upon one’s face
and the fill of the sail to help one learn—deep in one’s body—when one has taken a right or a
wrong turn. Amongst other practical lessons, at sea, it came palpably home to me that wind and
water are indisputably partners, perhaps even closer than that: a system whose parts can never be
held apart from one another and still make sense. The human challenge, then, was to discover
how to successfully introduce the sailing vessel into this system, and, on a grander scale, how we
are to navigate our way through this elemental and human world. Many of Joseph Conrad’s
words in The Mirror of the Sea finally came home to me during this adventure; he writes: “Of all
the living creatures upon land and sea, it is ships alone that cannot be taken in by barren
pretenses, that will not put up with bad art from their masters.” Later, he connects this lesson to
the deepest matters of humanity: “All vessels are handled in the same way as far as theory goes,

4

�just as you may deal with all men on broad and rigid principles. But if you want that success in
life which comes from the affection and confidence of your fellows, then with no two men,
however similar they may appear in their nature, will you deal in the same way. There may be a
rule of conduct; there is no rule of human fellowship. To deal with men is as fine an art as it is to
deal with ships” (Conrad, The Mirror of the Sea, VIII). Conrad’s insights here and in his many
great books are not speculations made at arm’s length, but rather the fruit-filled outpourings of
someone who was first a sailor and only much later an author.
So, how does this relate to the liberal arts and, given my own launching point today, to
the ability to say a “proper goodbye”? Well, to begin, I’ll note that in my experience, it is an
understatement to say that the liberal arts are under attack these days. At the University of
Maine, I spoke on a panel just this past week about the value of liberal arts in higher education.
This topic was not, however, poised as a celebration as it largely is here this week; rather, the
topic was one of vital necessity for my university: local financial stakeholders are increasingly
seeing the liberal arts as “optional” and as “luxuries.” So, I felt a pressing need on that panel to
advocate for the essential role of the living value of the liberal arts. While I’ve never had a
moment’s doubt about the value of my relationship with the liberal arts, I’ve noticed that my
ability to articulate their significance in “real world terms” was radically amplified by my own
move to temporarily leave behind my formal studies in order to head to sea as a sailor—not
immediately the place one would imagine the liberal arts to be enacted or celebrated. And yet,
there aboard my ship, I felt more palpably than ever that the liberal arts must never be seen
merely as matters of dinner party conversation or even classroom discussion, as engaging and
enriching as such conversations may be for our lives. The liberal arts are not topics reserved for

5

�conferences, formal studies, or moments of self-reflection; indeed, they are not mere “topics” at
all.
The liberal arts are practices of action, of deciding upon and making commitments within
our everyday lives. If these practices have been developed into fields for study and private or
social reflection, it is because they arise from the issues, questions, and activities of our very real
and very demanding human lives. I felt this reality every day aboard the ship—whether I was
working on the mathematics and celestial navigation involved in charting our course; the physics
of setting and trimming sail; the psychology of interpersonal dynamics and chains of authority in
tight and demanding quarters; the history, literature, and music of sailors’ adventures gone by;
or, the philosophical reflections and wonderment opened up by the wide open sea and the
questions it can prompt in us regarding mortality, our hopes, ethics, and what truly matters to us.
The ship inspired me daily to livingly engage with such aspects of human reality as the
significance and nature of privacy, community, hierarchy, equilibrium, wonder, apprenticeship,
eros, work, loneliness, the elements, boredom, communication, becoming, unfathomability,
adventure, nature, learning, clothing, skill, beauty, tradition, death, music, embodiment,
disappointment, hope, fear, ritual, space, property, responsibility, home, and, truly, so much
more. While these themes are wide ranging, they share in common the fact that they are matters
of deep human concern; and also that my awareness of and relationship to these living issues
were directly and significantly developed through my sailing experience. I was in each case
brought to see anew these significant dimensions of everyday human life, and to be able to
articulate something I deem important about human life through this unique, and yet utterly
relatable undertaking.

6

�I see my nautical adventure and its lessons as a sort of second sailing in my personal,
interpersonal, and intellectual life. While Socrates’ second sailing is one that ostensibly turns
him toward the intelligible realm, I would equally argue that his turn was not one of leaving
“this” palpable world behind. Far from this, we see Socrates again and again moving up the
ladder of truth from a deeply engaged and erotic situation within this human world. Socrates
does not model for us the life of a disembodied philosopher, a life of an education of the mind
alone. Rather, he takes up questions of what seemingly lies beyond from the vantage point of the
here and now; he is inspired by his situation, what it demands of its participants, and what, with
his guidance, they can open themselves to seeing anew. The image of a “second sailing” comes,
as you may already know, from a practical situation sometimes faced in the undertaking of
sailing—namely, the loss of wind that can carry a ship forward on its path. If winds cannot fill a
ship’s sails adequately enough, sailors may be called upon to use their own bodies and resources
to row the ship along its course, and this is their “second sailing.” This is certainly not an act of
turning away from one’s embodiment or one’s situation in the world; rather, it is one of facing
the fact that to get to one’s destination, one cannot always rely on an external force—whether the
wind or free-floating rationality—to get where one aims; instead, one must recognize one’s own
determination and work to be integral to achieving a new position—whether physical or
intellectual—beyond one’s present situation. Further, we are challenged to acknowledge that
former approaches and even areas of expertise can secure neither our relationship to the truth nor
to our future; indeed, we may very well need to let go of past competencies and situations of
comfort in order to venture insightfully into something new.
In going to sea, I most certainly left behind my competencies and comforts, and in doing
so, I arrived somewhere quite different than where I began. While further details of that

7

�transformation belong to another writing, I will speak briefly now to changes I experienced in
my sense of what it means to say goodbye. Most straightforwardly, I began my trip thinking,
quite reasonably, that a goodbye is most fundamentally the marker of some sort of ending. Yet,
without claiming to be speaking to the entirety of Rilke’s challenge to us to learn to write the
sailor’s goodbye, I’d now propose that the sailor’s goodbye is a goodbye that is pointedly not a
closure or a move away from life, but rather the undertaking of learning how to make an
authentic opening to life. The sailor’s goodbye, like a second sailing, is one, I would argue, that
brings us home to the key existential recognitions that 1) without our effort, nothing will be
accomplished: there simply will be no sailing without our sense of personal responsibility and
our participation; 2) as much as a new venture makes a break with former ways of being, to be a
successful sailor, you must not forget the land from which you came even when you leave its
sight; you must remember that when you’re sailing away, you are only able to do so because you
are also always sailing from some specific here; 3) it is only by saying goodbye to our former
positions of comfort and certainty that we can say our next hellos; and, I would argue that this
reflective leave-taking and vista-opening is the very activity of our never-ending, alwaysdemanding adventure of pursuing an examined life; 4) we forever require the push and pull of
others as well as of new and unsettling experiences to continue to prompt us to the practice of
reflective and engaged living; I also only learn how to engage life with both commitment and
openness through companionship with others who are also engaged in the practice of caring for
our shared world and for another; and, finally, 5) pursuing the examined life is necessarily a
journey of uncertainty; just as the sailor faces in her voyage, the person living the examined life
must go out into the unknown, with the only certainty being that she will arrive at her next
destination a different person than when she departed. If she makes landfall, she will do so with

8

�such pressing questions as: Will those ashore be ready to greet me anew? Will they have waited
for me, and, if so, will they, too, have traveled in such a way that they can resume being active
companions for me in this life’s journey? Who have I become? Who should or must I become to
arrive where next I ought to go? Is death my final destination, and if so, how ought I prepare for
it?
These questions return me once again and in conclusion to the significance of the liberal
arts: for whether in conversation around a seminar table or working with others aloft in the
rigging of the Picton Castle, I have found throughout my life that it is the liberal arts that provide
us with both the grounding and the unsettling experiences that bring us humanely together in the
activity of pursuing an examined life, and that prompt us to think, talk, and ultimately write
about this undertaking. If I identify the sailor’s goodbye as one that acknowledges that we can
never say enough to secure our relationships and their meaning once and for all, and one that also
recognizes that we are not thereby excused from attempting to do so, the liberal arts can be seen
as the practice and living testaments of our attempts of enacting this unending meaning making.
Whether aboard a ship or collected in a classroom, may we heed the call, addressed to both our
bodies and our minds, to keep alive and well this practice of “writing our existence”, and in so
doing, never cease trying to figure out how to say a living goodbye. Said again, may we sail
onwards, under second sail, towards our always-still-to-come homecoming.

9

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                    <text>BRUEGEL’S VIA CRUCIS: (VISUAL) EXPERIENCE AND THE PROBLEM OF
INTERPRETATION

Geoff Lehman
Conference: What is Liberal Education For?
St. John’s College, Santa Fe, New Mexico
October 18, 2014

Introduction: Visual Pedagogy
This talk will focus on the close reading of a painting, Pieter Bruegel the Elder’s Via
Crucis, or, Carrying of the Cross (figure 1), with the idea of suggesting how such sustained
engagement with a single work of art over the course of one or several class sessions in a
seminar, or even as the basis for an entire course, poses similar challenges and has a similar
pedagogical value as the close reading of texts. I will also briefly indicate the rich dialogue
between Bruegel’s picture and a number of major Renaissance texts. My simple mention of these
texts can in no way do justice to them, but I merely hope to suggest ways that a work of visual
art can function meaningfully as part of an interdisciplinary course built around close reading
and discussion of texts. In addition, as an image that is self-reflexive in a characteristically
Renaissance fashion, the picture explicitly directs the viewer towards the problem of
interpretation and suggests the framework within which that interpretive process operates. In
other words, I would like to argue that the picture itself teaches. And I will mainly do this (due to
lack of time) simply by going through some of the problems of interpretation to which the
picture calls our attention. This interpretative problem, as Bruegel’s Via Crucis presents it, is

�2

effectively that of finding a middle way between absolute truth and complete absence of
determinate meaning; it is an understanding of the interpretive act as directed by, and actively
responsive to, its object, in a way that for that very reason is also open and multivalent in its
mode of address. Furthermore, this mode if address implicates another kind of “middle way” as a
defining characteristic of interpretation: the dialectical relationship between reflective
detachment and experiential embeddedness, both of which play an important role in the
interpretation of Bruegel’s painting. In both senses, I would argue, this interpretive mode is
particularly relevant to the goals and values of liberal education.

I. Pictorial Structure as Meaning
Bruegel’s Via Crucis, painted in 1564, probably on commission for his frequent patron
Nicolaas Jonghelinck,1 stands not only at a crucial point in Bruegel’s mature oeuvre but also near
the end of a long tradition of similar Netherlandish pictures of the subject that stretches back to
Jan Van Eyck (figure 2). The uniqueness of Bruegel’s picture, however, lies in the degree to
which the narrative is embedded within a field structured and articulated by juxtaposed
signifying elements and, even more importantly, divergent but coordinated (geometricallydefined) points of view. Furthermore, this pictorial structure presents itself, on the level of
expression, as a unified and atmospheric landscape, such that the structural principles and
affective power specific to landscape become the principal means through which the semantic
dimension of the work is articulated and the problem of interpretation itself brought to the fore.
The picture is characterized first and foremost by the horizon and the literal and
metaphorical breadth of vision it provides, even if the horizon itself is only glimpsed at the
1

A Via Crucis by Bruegel is mentioned in Jonghelinck’s inventory of 21 February 1565.

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center of the picture. Far from being a destination for receding orthogonals, it is rather more of
an emblem for the picture’s spatial generation and expansion: a radical alternative to the
recession of architectural units toward a center of vision that is the norm for perspectival
representation (figure 3). Just as the horizon indicates a notional infinity that is simultaneously a
mathematical concept and a visual intuition (the limit of vision), in the Via Crucis one senses
that the structure of pictorial space shapes the narrative and guides its interpretation not only in a
geometric but also in an intuitive sense: the experience of landscape as a lived environment is not
only evoked for the viewer of the picture but also shapes the experiences of the principal figures
in the narrative as well; that is, their apparent relationships with and experiences of the place
they inhabit play a decisive role, in the narrative itself and the interpretation of that narrative.2
Once this experiential dimension is taken into account, pictorial space grows from a means of
telling a story into a means to suggest and to multiply the possibilities for its interpretation into,
ultimately, a means to reflect upon knowledge itself and, on the other hand, to empathetically
share in a range of experiences.3 Indeed, the notion of point of view, grounded in the modality of
perspective, carries with it not only a literal visual sense and a metaphorical, interpretive one in
relation to the given subject matter, but also an epistemic one with respect to the world at large.

2

Numerous scholars have commented on the sense that Bruegel’s pictures provide commentary
on the interdependence of humanity and nature: see for instance Max Dvorák, “Pieter Bruegel
der Ältere” (1920), in Kunstgeschichte als Geistgeschichte: Studien zur Abendländischen
Kunstentwicklung (Berlin, 1995), p. 236; Walter Gibson, “Mirror of the Earth”: The World
Landscape in Sixteenth-Century Flemish Painting (Princeton, 1989), p. xxiii; and Justus
Hofstede, “Zur Interpretation von Pieter Bruegels Landschaft: Aesthetischer Landschaftsbegriff
und Stoische Weltbetrachtung,” in Pieter Bruegel und seine Welt, ed. O. von Simson and M.
Winner (Berlin, 1979), pp. 140-41, with its comparison of the Via Crucis to Reanaissance
Stoicism.
3

Cf. Nils Büttner, Die Erfindung der Landschaft; Kosmographie und Landschaftskunst im
Zeitalter Bruegels (Göttingen, 2000), and the argument for landscape’s role in the rise of
cosmography and geography as sciences in the modern sense.

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In other words, the doubling of the literal and the cognitive in the reading of pictorial space
mirrors the doubling of literal and cognitive implicit in the horizon line itself, and indeed in the
theoretical foundations of perspective. In this sense the acts of viewing/painting and of thinking
are inseparable.4 Furthermore, I would argue, there is also an affective sense to the perspectival
depiction of viewpoint, as the geometrical-defined subjectivity of perspective theory (the
viewing eye as mathematical point) implicates a more broadly-based subjectivity when one is
looking at actual, physical paintings.
The procession to Calvary moves in a gradual helix from Jerusalem in the left
background, around the well-trodden tract of semi-barren landscape, to the desolate hilltop of
Golgotha, whose edge is framed by the calm domesticated space of a village. At the same time,
the curving trajectory with its predominantly festive crowd scene, continues past a bleak,
seemingly unending series of gallows (figure 4; compare: Goya, Disasters of War, number 36)
that carries with it both contemporary social commentary (these means of execution were
currently, and commonly, in use in the sixteenth century), and, beyond this, empathetically
produces a powerful emotional effect, even a sense of despair. The trajectory continues toward
the open sea and the infinity of the horizon, and thus charges that infinity with an affective power
(as both the implied extension of the foreground suffering, and a sense of calm and perhaps
release from it). The picture’s turning produces a harmony between, on the one hand, the
coordinated movements of hundreds of otherwise heterogeneously dispersed and individually
motivated, and characterized, figures and, on the other hand, the great meteorological shifts in
the sky. This change in weather from sunny to stormy also reflects the narrative itself, the
4

Cf. Edward Snow’s characterization of Bruegel as “a thinker, a Renaissance artist whose range
and penetration rival Shakespeare’s” (E. Snow, Inside Bruegel : The Play of Images in
Children’s Games [New York, 1997], p. 160).

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passage from life and Jerusalem to death on Golgotha, and builds toward the darkening of the
sky described in Matthew, chapter 27.5 The small strip of maritime horizon visible around the
picture’s central vertical axis seems just as much a possible origin of this vast turning articulation
of space as a destination, while the forces that guide pictorial exploration emphasize neither
alternative, but rather the wholeness of the turning universe depicted here. The open character of
landscape thus conditions the interpretation of the image as a whole, and the combination of an
interdependent unity and the lack of a simple focus informs the character of this world and its
inhabitants at the microcosmic level as well (as we will see). At the same time, the sense of a
holistic vision given by all of these aspects of the picture emphasizes the viewer’s cognitively
elevated and, at least initially, emotionally detached position, from which the narrative as a
whole appears within a global context, literally and metaphorically.
At the literal center of the panel we find Christ (figure 5), embedded unobtrusively in the
narrative while marked as the focal point by the semiotics of the pictorial field, a fact that has
often been noted.6 Likewise, the small scale of the principal figures and the coordination of
multiply-dispersed foci of attention among the largely indifferent crowd hide iconographic and
theological significance, and appear at first glance to subvert it. This coordination of apparent
contradictions functions both structurally (in terms of the relationship of surface to space) and
narratively (in terms of the relationship of Christian iconography to contemporary genre), and is

5
6

Matthew 27: 45.

See Robert Genaille, “La Montée au Calvaire de Bruegel l’Ancien,” Jaarboek Antwerpen
(1979), p. 160; also Joseph F. Gregory, “Toward the Contextualization of Pieter Bruegel’s
Procession to Calvary; Constructing the Beholder from Within the Eyckian Tradition,”
Nederlands Kunsthistorisch Jaarboek 1996, p. 216.

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one of the means by which the problem of interpretation is self-reflexively indicated.7
Furthermore, this particular view, defined perspectivally by horizon and frame, determines a
privileged access to the Christian meaning of the narrative—that is, to revealed truth. This
knowledge is itself far from an absolute point of reference, however, circumscribed as it is by its
own perspectivally relativized horizon. Indeed, the uncertainty of central, or at least
unquestioned, subject matter remains, something true of an entire category of Renaissance
religious pictures in the Netherlands known as Andachtsbilder (figure 6; compare: Brunswick
Monogrammist, Via Crucis), where the act of thought, contemplation, or prayer before the image
is understood to involve sustained reflection upon the subject matter and its significance as
opposed to mere recognition.8

II. Coordinated Viewpoints: Perspectival Epistemology
While other Netherlandish depictions of the subject include a ring of spectators within the
work, implying a relationship of viewer (with a high vantage level) to surrogate viewer (lower
and nearer vantage level) to earthbound narrative scene, in Bruegel’s picture the varieties of
spectatorship are both more varied and more coordinated, ranging from passionately engaged to
indifferent and including numerous pockets of localized attention or self-absorption (figure 7).
Here the use of commensurable horizons, with the metaphorical implications (particularly
cognitive ones, i.e., viewing as knowing) of the range of vantage points they coordinate,
7

Cf. Pierre Francastel, Bruegel (1969; reprinted Paris, 1995), p. 144; Mark A. Meadow,
“Bruegel’s Procession to Calvary: Aemulatio and the Space of Vernacular Style,” Nederlands
Kunsthistorisch Jaarboek (1996), p. 188; and Gregory, “Toward the Contextualization,” p. 216.
8

See Gregory, “Toward the Contextualization,” p. 210. On intentional ambiguity as an invitation
to contemplation of religious meaning, see Reindert Falkenburg, “Pieter Bruegels Kruisdraginig:
een proeve van ‘close-reading,’” Oud Holland 107 (1993), pp. 17-33. See also Ethan Matt
Kavaler, Pieter Bruegel: Parables of Order and Enterprise (Cambridge, 1999), esp. pp. 5-7.

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becomes a foundation for interpretation of the subject matter. The representation of multiple
responses to the Christian narrative in terms of viewers whose points of view are different in
ways that are measurable, proportional, analogous in the original Greek sense of the word,
frames interpretation as a problem of knowledge, or more precisely, frames vision as an
epistemic position and an interpretive act. 9
In Erasmus’s Praise of Folly, the allegorical figure of Folly imagines the perspective of a
viewer observing the vanity of human activity from high above and gives expression to a longfamiliar literary trope: the high vantage point as a position of epistemic superiority.10 Indeed,
Erasmus invokes similar passages from the Iliad in which Zeus or Poseidon gaze at the battle
from the clouds above,11 with the difference that in Erasmus the bird’s-eye view primarily serves
the function of moral commentary and social criticism.12 In the case of Bruegel’s Via Crucis,
however, the high vantage point engenders juxtapositions that are much more complex: for
Bruegel’s picture is a perspectival view, situating the viewer in a particular spot with a spatial
relationship to objects not only below but also above, and to the vantage points, themselves
differentiated, of numerous central and marginal figures within the narrative. Perspective makes

9

Cf. Francastel, Bruegel, p. 130, discussing the paintings of 1559-60: “L’universe de la
connaissance et celui de la representation coincident, toutfois à travers l’image, qui est ton
signe.”
10

Erasmus, Praise of Folly, 15 (trans. H. H. Hudson, Ware, Hertfordshire, 1998]), p. 31: “Come,
then, and suppose a man could look from a high tower, as the poets say Jove is in the habit of
doing. To how many calamities would he see the life of man subject!”
11
12

See especially Iliad XI, 80-83; XI, 353-54; and XIII, 11-18.

The parallel between Erasmus and Bruegel is especially striking in the paintings of 15591560—the Netherlandish Proverbs, Carnival and Lent, and Children’s Games—with their at
least partially satirical character. See Gibson, Bruegel (London and New York, 1977), p. 78.

�8

these viewpoints commensurable even if their relationships remain enigmatic,13 since in a
perspective image the metaphorical viewpoint is always necessarily doubled by a literal,
geometrically-defined one. For instance, the pair of foreshortened circles seen one from below
and one from above near the right edge of the picture are not only thematically related as two
sites of execution, they also calibrate our vantage point as lying between them, and consequently
between that of the crowd below and the blackbird above. (It is also worth noting here that the
numerous birds in the picture, including notably a flock of starlings flying near the windmill,
also serve to invoke the imaginary flight of pictorial exploration. Thus the painting evokes not
only fixed vantage points but also moving ones, with all the implications that holds for the
experience of viewing pictures.)
We are indeed elevated above the crowd—we see more, we know more—it is for us, only
us, that perspectival vision pins Christ at the crux of the picture’s central horizontal and vertical
axes. Perhaps only we recognize the divine incarnation amidst the contemporary crowd, and
significantly, it is only from our vantage point that the anachronistically rendered group of holy
figures, facing toward us, appears in meaningful juxtaposition with the rest of the scene.14 Yet at
the same time we perceive vantage points above ours, we are aware of the limits of our vision.
The miller leaning by the side of the windmill and observing the scene (figure 8) sees farther
than we, and also differently: through him we can imagine a vantage point at the center of a
circle of which Christ moves along the circumference. The procession turns around the axis of
his viewpoint, a continuous motion like that of the sails of the windmill beside him, further
echoed in the circular base of the mill that itself seems designed to rotate—a turning suggestive
13

Cf. Michael Gibson, The Mill and the Cross: Pieter Bruegel’s ‘Way to Calvary, author’s
trans., Lausanne, 2000, esp. p. 76.
14

See Meadow, “Bruegel’s Procession to Calvary,” p. 189.

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of a conflation of the passion cycle and the cycles of nature: changing weather, the seasons,
processes of growth and decay, death and life. In fact, our vantage point is calibrated between an
opposing pair of viewers on a vertical axis, for directly below sits a peddler, independently
absorbed in his own thoughts and perhaps even unaware of the procession before him (figure
9).15 Between self-enclosure and breadth of vision, the immediacy of presence and the
detachment of knowledge, runs the alley toward Christ that Simon of Cyrene, aware of Christ’s
presence but not his significance, resists taking (figure 10).16
This epistemic coordination doubles an affective one: the dialogue among a range of
emotional responses to the shared experience of the central event. Bruegel indicate the varieties
of response at ground level in the juxtaposition of spectators within the crowd —most indifferent
or preoccupied with their own activities, some carried along exuberantly with the procession
(culminating in the fool sounding a horn), some curious, a few sympathetic or grieving—and this
reaches a focused intensity in the pair at far right: one sorrowfully leans on a tree and another,
sometimes taken to be the artist’s self-portrait, gazes out perpendicular to our line of vision, with
both intellectual detachment and sincere interest (figure 11; compare: the possible self-portrait in
Bruegel’s Peasant Wedding).17 There’s even a sense that the epistemologically-charged axis
15

M. Gibson offers as one possible reading of the juxtaposition of miller and peddler a symbolic
opposition between Catholicism and Protestantism (The Mill and the Cross, pp. 62-64). The
problem with iconographic and contextualizing readings such as these is that, in my view, they
don’t take adequate account of the visual and structural specificity of pictures, especially in the
case of such a striking and idiosyncratic depiction as that of the windmill atop its rocky pinnacle
in this painting. Commentary on the relationship of the Protestant Reformation to Catholicism
may or may not be implied here, but in any case, I would argue, it would be subsidiary to the
larger epistemological issues raised by the picture in the terms specific to its idiom as visual
representation.
16
17

Cf. Matthew 27: 32.

On the identification of the self-portrait, see Michael Auner, “Pieter Bruegel—Umrisse eines
Lebensbildes,” in Jahrbuch der kunsthistorischen Sammlungen in Wien 52 (1956), pp. 107-09.

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discussed above—peddlar and windmill, with the Simon group in the center—is paralleled on the
right by an axis of compassion, or affect, defined by the mournful Marian group below and the
gallows above, with the wretched and suffering condemned prisoners in the center (figure 12).
Although the picture’s structure of coordinated and respectively limited viewpoints and
experiences may imply the possibility of relativizing Christian meaning, nevertheless it does not
allow us to rest comfortably with that reading, or any other that would purport to claim absolute
authority, guiding us rather to the middle ground of a carefully calibrated interpretive pluralism.
The vantage point given by the windmill suggests at once a perspective higher and more godlike
than ours, one that more fully brings narrative and theological interpretation into harmony with a
larger vision of nature, but it is also, in the mathematical terms of perspective, necessarily also an
arbitrary and contingent viewpoint, just as ours is. Consider, by contrast, the central pane of
Hieronymous Bosch’s Haywain, or a miniature painting of The Baptism of Christ from the
margins of a page in the Turin-Milan Book of Hours, probably by Jan van Eyck (figure 13): each
indicated the possibility of a divine, i.e., absolute, vantage point, something absent in Bruegel’s
picture. The dialectic between the power of vision and its necessary limits is played out in the
Via Crucis, through the coordination of different but necessarily limited viewpoints, as its own
unending cycle, and one that carries with it the possibility of commentary on the very problem of
knowledge.
In the dedicatory letter to The Prince, Machiavelli signals that text’s participation in this
discourse about knowledge created by perspective. To quote the relevant passage: “For just as
those who sketch landscapes place themselves down in the plain to consider the nature of
mountains and high places and to consider the nature of low places place themselves high atop
mountains, similarly, to know well the nature of peoples one needs to be prince, and to know

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well the nature of princes one needs to be of the people.”18 A third position, knowing both
princes and people, and the relationship between them, may be the one the reader (like
Machiavelli) actually occupies, though that point of view too of course has its necessary limits.
Machiavelli’s use of this pictorial metaphor is far more than a rhetorical device, given its deep
significance for the entire text, with its politics based on mutual perceptions of appearances from
various distances (i.e., with various degrees of deception involved) that nevertheless constitutes,
on the whole, a genuine form of knowledge. Indeed, The Prince may be one of the first nonpictorial works to use perspective as an epistemological metaphor, as the Via Crucis does.19

III. Towards a Perspectival Metaphysics
Finally. to consider one additional Renaissance text, perhaps the most relevant of all for
Bruegel: in his De docta ignorantia of 1440, Nicholas Cusanus presents the following thought
experiment: “Accordingly, as it will always seem to the observer, whether he be on the earth, or
on the sun or on another star, that he is in the quasi-motionless center and that all the other
[things] are in motion, he will certainly determine the poles [of this motion] in relation to
himself; and these poles will be different for the observer on the sun and for the one on the earth,
and still different for those on the moon and Mars, and so on for the rest. Thus, the fabric of the
world (machina mundi) will quasi have its center everywhere and its circumference nowhere,

18
19

Machiavelli, The Prince, trans. Mansfield, Chicago, 1985, p. 4.

Cf. Claudio Guillén, “One the Concept and Metaphor of Perspective,” in Stephen G. Nichols,
Jr., and Richard B. Vowles eds., Comparatists at Work (Waltham, Mass., and London, 1968), pp.
28-91. Guillén, however, discusses the origins of perspective’s metaphorization in both
epistemological and metaphysical terms within the philosophical and literary traditions of the
seventeenth century, apparently not taking into account Renaissance pictures, and to some extent
texts (e.g., Machiavelli’s Prince), that evidently use perspective in these metaphorical senses one
or two centuries earlier.

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because the circumference and the center are God, who is everywhere and nowhere.”20 This
cosmological interpretation of perspective, part of Cusanus’s notion of a physical universe that is
both centerless and unbounded (interminatus is Cusanus’s word in the Latin21), would later
inspire Giordano Bruno, maybe the first thinker to unequivocally assert the absolute,
mathematical infinity of the physical universe.22
In the Via Crucis, the central vertical axis not only governs the depiction, via perspective,
of a centerless and unbounded universe but also suggests the metaphysical problem of physical
infinity as a contraction of the divine infinite, as Cusanus describes it at various points in De
docta ignorantia, and as his analogy between physical universe as infinite sphere and God as
infinite sphere in the passage quoted above implies. On that pictorial axis Christ, God made man,
appears, midway between the rocky outcropping where we presumably stand and the marine
horizon. The central vertical axis on the picture’s surface thus also constitutes an axis of depth
leading to the horizon, articulating the relationship between subject and object, between the
viewer and the physical infinity of nature. In other words, the image of Christ appears in the
center of perspective’s foundational orthogonal axis, between the viewer and the horizon,
collinear with the vertical axis on the panel, of which he also occupies the center. In this sense
the image of infinite physical space is juxtaposed with the image of God, of the metaphysical

20

Cusanus, De docta ignorantia, II, cap.xii, 21v.

21

See Alexandre Koryé, From the Closed World to the Infinite Universe (Baltimore and London,
1957), pp. 6-8 and 11-13.
22

See Bruno, La cena de le ceneri (1584), in Opere Italiane, ed. G. Gentile, vol.1 (Bari, 1907),
p. 73, and Bruno, De l’infinito universo e mondi (1584), in Opere Italiane, vol.1, p. 309. Bruno
presents this conception of an infinite universe specifically in terms of the horizon: see esp.
Bruno, De l’infinito universo e mondi (1584), in Opere Italiane, vol.1, p. 309; English trans.
from D. Waley Singer, Giordano Bruno, his Life and Work [New York, 1950], p. 280.

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infinite. The shift from infinity as God to infinity as Cartesian space,23 a shift for which,
historically speaking, the development of perspective plays the decisive role, could thus be said
to find visual expression on the central vertical axis of Bruegel’s picture. Indeed, this axis
becomes emblematic of the broader shift in the notion of infinity from metaphysical to physical
that is central to Cusanus’s theology: namely, the relationship of the absolute infinite (God) to
the contracted infinite (the physical universe). And in fact, there is another pair of viewers in
dialectical opposition that emblematize these alternatives and their coexistence: the miller looks
down at Christ, God incarnate within the physical world, from the windmill’s rocky outcropping,
while beside him and turning in counterpoint to his turning, a blackbird in a tree looks out
towards the horizon, the indication of the mathematical infinity proper to that physical world
itself (figure 14; compare this detail with the related dialectic of paired gazes in Bruegel’s Two
Monkeys).

Conclusion: Modes of Experience
A consideration of pictorial structure, and more significantly still, of perspectival space as
a coordination of analogous viewpoints, is crucial in that it allows the process of interpretation to
grow from a direct response to the painting qua visual representation, that it gives the object
itself and its pictorial idiom its due—and furthermore, in that it allows one to remain sensitive to
the picture’s own “thought processes,” its internal interpretive self-reflexivity.24 However, it is in
the specific character of organic unity and experiential immediacy—the experiential dimension
23
24

See Koryé, Closed World to Infinite Universe, pp. 18-19.

Cf. Gregory, “Toward the Contextualization,” p. 210, n. 7, speaking of the inverted narrative
compositions of the Via Crucis: “Insofar as the form of the image assumes an epistemological
function here, insofar as it is not reducible to a determinate, iconographical meaning, it subverts
the traditional dependency of images upon determinate and extrinsic textual relations.”

�14

through which the Via Crucis is in the deepest, phenomenological sense a landscape—that much
of its peculiar power, semantic and expressive, ultimately resides. And thus the best
interpretations are those that emerge from close attention to the full experience the painting
offers to a viewer. With this in mind, I would like to close with a brief consideration of some
experiences depicted in a small area of the painting in the lower right (figure 15), with the
suggestion that in returning to the microcosmic aspects of the picture (the experiences of the
individual figures), the viewer’s experience of the picture as a whole and the problems of
knowledge, attention and emotional response that it raises are the surest guide. For it is this
macrocosmic interpretive mode itself, raising as it does the question of the necessary
incompleteness of any interpretive act, that encourages us to consider more deeply precisely
those figures who might otherwise seem marginal but whose cognitive or emotional states seem
particularly perplexing.
Near the foreground group of holy figures, in addition to the figures expressing
astonishment or grief at the sight of the condemned criminals passing by, and in addition to the
one mourning in empathy with the Virgin, oblivious to the imminent passing of Christ himself
(to which two figures attempt to direct her attention), there are two other typically Bruegelian
figures whose experiences of the event are harder to account for. One is a very young child
looking at the viewer, the face mask-like, with a combination of innocent curiosity and
disturbing proximity to dangerous or troubling events encountered so often in the figures of
chidren elsewhere in Bruegel’s work, including elsewhere in the Via Crucis (figure 16). Another
figure, also a child, crosses the river, or more likely pauses, and extends his hand. Perhaps he is
reaching to his companion across the river, though it is not clear that this gesture actually
expresses such a desire for effective action or communication. Perhaps he is preoccupied with

�15

something he holds in his hand but that we can’t quite see. There’s something more enigmatic
than mere focused attention here: an immediacy of ordinary, momentary experience that is not
clearly directed to any end, or, as a state of attention, that is multiply directed. It suggests a kind
of being in the world that involves active effort without obvious purpose, of a type that is very
much a part of everyday life, though often unobserved (figure 17; compare this with a detail
from Bruegel’s Hunters in the Snow, where the varieties of work and leisure activity depicted
there include one figure whose engagement with the world suggests such non-goal-oriented yet
earnest negotiation, viz., the man grappling with a small tree by the riverbank).
In a picture which addresses various modes of knowing and feeling and that raises the
problem of attention in the highly charged context of divine immanence within ordinary life,
there is always a remainder that escapes meaning, that is irreducible to any coordinated system of
alternatives, however exhaustive. And for me it is in the character of those experiences, both
ordinary and strange (strange because they are usually unobserved in actual life) that much of the
continuing fascination of Bruegel’s painting lies. The abiding strangeness and ordinariness of the
world as re-presented in directly visual terms, if one does the work required to be able to begin
seeing it, provides, I think, the best support for the interpretive and responsive activity that
constitutes the shared encounter with a work of art in the context of a discussion seminar.

�16

Figure 1: Pieter Bruegel the Elder, Via Crucis (Carrying of the Cross), oil on wood panel, 1564

�17

Figure 2: Copy after Jan (and/or Hubert) van Eyck (artist unknown), Via Crucis, oil on wood
panel, early 16th century

Figure 3: Bruegel, Via Crucis; Perspective diagram from Leon Battista Alberti, Della pittura,
1435-36

�18

Figure 4: Detail from Bruegel, Via Crucis; Francisco Goya y Lucientes, Disasters of War,
number 36, etching with aquatint, c. 1810-20 (published 1863)

Figure 5: Detail from Bruegel, Via Crucis

�19

Figure 6: Brunswick Monogrammist (Jan van Amstel?), Via Crucis, oil on wood panel, 1530s?
(Paris, Louvre)

Figure 7: Details from Bruegel, Via Crucis

�20

Figure 8: Detail from Bruegel, Via Crucis

Figure 9: Detail from Bruegel, Via Crucis

�21

Figure 10: Detail from Bruegel, Via Crucis

Figure 11: Details from Bruegel, Via Crucis; Detail from Bruegel, Peasant Wedding, oil on
wood panel, c. 1567-68

�22

Figure 12: Detail from Bruegel, Via Crucis

Figure 13: Hieronymus Bosch, The Haywain, central panel, oil on wood, 1500-02; Hand G (Jan
van Eyck?), Baptism of Christ, manuscript illumination from the Turin-Milan Hours, c. 1417-30

�23

Figure 14: Details from Bruegel, Via Crucis; Bruegel, Two Monkeys, oil on wood panel, 1562

Figure 15: Detail from Bruegel, Via Crucis

�24

Figure 16: Detail from the following pictures by Bruegel, all oil on wood panel: Children’s
Games (1560); Hunters in the Snow (1565); The Census at Bethlehem (1566); Via Crucis;
Children’s Games; The Adoration of the Magi in the Snow (1567); Via Crucis

Figure 17: Details from Bruegel, Via Crucis; Detail from Bruegel, Hunters in the Snow

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                    <text>Cultural Institutions, Theatre, and Humanistic Liberal Arts Education: Where Do We
Go from Here?
J. Scott Lee, Executive Director, Association for Core Texts and Courses
Recent education conferences tend to illustrate a sense of an impending loss of liberal
education within a tide of cultural crisis. The call for this conference at St. John’s College on
“What Is Liberal Education For?” “recogniz[es]” that the traditions of education at liberal arts
colleges “have been put on the defensive.” The call finds an “emerging consensus” that
“consumerism,” “new economic challenges,” and “the fragmentation of general studies” caused
by specialization were “symptomatic” of “a crisis of uncertainty and disorientation affecting
every field of human endeavor.” The call asserts liberal education “can reaffirm its relevance
and [humane] purposes” in response to this broad crisis.
St. John’s College is not alone in formulating a crisis that liberal education faces. Phi
Beta Kappa and the American Council of Academic Deans and the Working Group of the
Faculty of Arts and Sciences of Harvard University are only some of the most notable bodies that
have discussed the stress liberal education faces. The 2013 PBK/ACAD conference call was
hardly less sweeping than the SJC call, stating that higher education is “undergoing …
transformations” of economic necessity, and that education is being “driven by technology” or
by demographic stresses on class rigidity for millions of families who aspire for a better life.
The call seemed to say that the transformations have put the “structure and character of higher
education” along with the entire democratic premises of American society at risk, and that these
transformations not only have subjected higher education to the winds and change of fortune, but
that more than any other branch of higher education, liberal arts and sciences are suffering
“scrutiny” more than ever.

�A recent spate of defenses of the humanities and humanism, the college, and the purpose
of education -- by Martha Nussbaum, Tony Kronman, Andrew Delbanco, Patrick Deneen, and
Reinhard Hütter -- adumbrate a destruction of liberal education correlated to the economic,
scientific, and technological conditions under which we live. i ii

Each author attempts to revive

traditions of liberal education by linking it to sustaining democracy, spiritual needs of cultures,
or understandings of faith. All find the soul of our students and our citizens is at stake, though,
of course, the constitution of that soul and the education designed to nurture it are at issue
amongst them.

Collectively, they might be called ‘the whole person defense’ of liberal

education.
A common concern among our authors is whether our cultural assumption that we can
transform almost anything, particularly through the technology of science, is good for our souls,
good for liberal education, and good for our species. For Nussbaum, technology appears as the
competing, attractive image of students in the lab, instead of pictures of students “thinking,” that
administrators use to lure students to universities. iii Delbanco notes that the advantage that
sciences have over the humanities in public evaluations is landmarks which technological
advances provide, though an occasional historical or philosophic “breakthrough” be
acknowledged. iv For Kronman and Deneen, technology is the differential gear which imparts
varying force to science, culture, and education. Further, Kronman and Deneen come very close
to each other in noting the meretricious effects upon our character, upon our sense of limits,
which technological achievement unleashes in the form of pleonexia. The humanities currently
fail to address it (Kronman), or education encourages it through a philosophy of transformation,
of creating original knowledge and innovations through research (Deneen). v Hütter suggests that
the humanities cannot address “dire” transformational issues involving both the university and

�society because the kind of soul that the humanities might try to produce through education, the
imaginative faculty, is inadequate to examine the whole realm of knowledge and conduct the
metaphysical search for truth Hütter believes would not only ground a liberal education, but,
possibly, turn the sciences toward a self-examination of ends. vi
Finally, most seem to be convinced that the products of arts are essential to any revival
and while they are skilled fashioners of argument in areas where no single discipline can claim
accepted precedence, the discussion of fine or liberal arts and their products is not in terms of art,
but in the terms of the political, cultural, or religious end sought. For example, Nussbaum
devotes large portions of her book exploring arts and a whole chapter to “Cultivating the
Imagination: Literature and the Arts.” In the latter, we learn that “in order to be stably linked to
democratic values [the artistic cultivation of ‘capacities for play and empathy in a general way,
and (the) address (of) particular cultural blind spots’] requires a normative view of how human
beings ought to relate to one another… and, therefore, requires selectivity regarding the artworks
used.” vii A catalog follows of the failures of artworks, of “defective forms of ‘literature,” to
cultivate the sympathy that Nussbaum desires. Undoubtedly, Kronman’s understanding of the
search for meaning and his discussion of civilizational “conversation” depends on art;
Delbanco’s distinction between research and reading instances canonical works from ancient to
modern times; and Deneen’s argument is concerned with a residium of teachings that earlier
great books leave us. Aside from promoting the cultivation of the imagination, Hütter seems
nearly indifferent to art works selected. Whether by disinterest, by concentration on ends mostly
external to liberal education, or through contempt for ‘know-how’ wrought by real misgivings
over modern technology, these discussions tend to obscure and ignore the importance of the arts
– broadly, the technē -- of the liberal arts. viii In sum, all mention liberal arts education; most

�defend the fine or liberal arts, but none of these authors ground their defenses of liberal arts
education in art per se. Thus, in these social-moral defenses, an entire line of argument
concerning the arts is, for the most part, relegated to an instrumental, supporting, or ancillary role
in a discussion that might be titled: “social conditions, educational institutions, and individual
capacities: wither liberal education?” ix
Notwithstanding the good will of many scientists, it is largely humanists and political
philosophers who have inherited the liberal education traditions of practice and defense in
today’s universities and colleges. A problem exists now: as a defense of liberal education, these
political/cultural arguments have not worked and there are signs that their appeal is really
flagging. Robert Ferrall, Jr, former President of Beloit College, has extensively documented the
actual decline in the demographics and finances of colleges in his book Liberal Arts at the Brink.
He calls for ‘collective action on the part of liberal arts colleges’ in order that ‘high school
seniors [counselors and parents will see] the value of a liberal arts education [because] the entire
community, that is, society as a whole, will [have been so] persuaded.’ (158-160). This
particular paper agrees with that view and argues that a pervasive discussion of liberal arts,
beginning in the academy and extending to the public is necessary as part of that much larger
effort. While I think there are challenges, the purported crisis in liberal education can be
approached in a way not usually developed in current discussions at any length: I mean we could
speak of an education in liberal arts. In the terms of today’s discussions, liberal arts education
is always secondary, a servant to some other larger concern. Further, as far as I can tell, there
has been no discussion of what a renewed interest in the arts might do in universities and
colleges when set in the context of other types of institutions which employ the arts. When the

�question arises about the articulation and persuasive power of a liberal arts education defense, it
seems beneficial to consider similar institutions and their problems and successes with the arts.

I’ll continue, then, with why we might want to discuss art, and how I’m using the term.
Then, I’ll look at a cluster of institutions that employ the arts: these include orchestras, museums,
churches, humanistic liberal arts education, and the theatre. We’ll examine some of the troubles
four of these institutions currently face, and we will see that theatre offers a model of
cooperative, public arts which humanistic liberal arts education might consider in addressing its
current problems. Finally, I’ll develop a possible renewal of the liberal arts which might both
address current problems in colleges and help to change public perceptions of liberal arts
education. Thereby, we would enrich the ecology of our defense and, I think, make perceptible what it
is our students are capable of.

Forty to fifty years ago when one went to college, one chose to get a B.A. or a B.S.
Notwithstanding a plethora of alternatives, the same choice is still available and nobody doubts
that students graduating, today, with a B.S. possess a science. I’ve been wondering, what art or
arts do those graduating with a B.A. possess?
The question seems relevant, for while undoubtedly exempla of the fine arts are discussed
in courses taken by bachelor-of-arts candidates, it is not at all clear that bachelor-of-arts degrees
are aimed at exploration of arts. Nor is it clear that traditions of education in the liberal arts,
more than two thousand years of development of the trivium, quadrivium and other arts which
have staked a claim to liberal arts education, are a component part of a bachelor of arts. Finally,
while most bachelor-of-science students would probably self-describe their capacities and
courses of instruction in scientific terms, it seems doubtful that those educated in the humanities
or, possibly, political philosophy, would self-describe in artistic terms. Maybe the term,

�‘bachelor-of-arts’ should be dropped altogether, but we would simply be further reducing our
argumentative ecology by eliminating a widely recognized, if not well understood, distinguishing
mark of the education we support.
More probingly, the word, “art,” like the word “science,” has many associations and,
therefore, implies the question, “what is art?” and, thus, the question “what would a ‘bachelor-ofarts’ indicate?” The range of Aristotle’s discussion of art provides, I think, a suitable scope for
viewing the problems of humanistic liberal education in this light, because the range of
Aristotle’s discussions suggests the almost vast territory arts in an education could explore. For
Aristotle art means the capacity to make, the activity of making, and the object made that is
separated from a maker. Thereby, the generic term, “art,” comprehends these three specific,
correlative relations. For Aristotle art runs from the intellectual virtue of techne, (N.E. VI, iv)
which is the etymological root of our modern terms, technique and technology, through
formulations of specific arts as capacities or powers (dynamis) humans exercise – particularly
those concerned with thought, for example, the arts of dialectic and rhetoric (Rhet I, 2 1355b), to
the objects of human production (dynamis: Poetics 1, 1447a) x such as lyrics, comedies, tragedies
or epics, instrumental music, choirs, painting, sculpture, architecture, mechanical arts, medicinal
treatment, indeed, almost any made thing that usually happens and is not spontaneous, a product
of chance or of nature (Phys II, 5). Thus, for Aristotle, art is a cause of things coming into being
in this world that, otherwise, would not exist without active human agency (N.E., VI, 4). It
touches our deepest natures and desires, exercises our minds and passions to a degree of
inventiveness that our imaginations struggle to keep up with, incorporates almost anything that
the universe has to offer, and results in a changed world that, without art, would be barren or, at
best, no more than a garden of Eden. Art partakes of the characteristics of our modern

�disciplines; knowledge is an important mark of the arts for Aristotle. Indeed, at points where
knowledge of arts converges with experience, Aristotle’s view on art begins to approach the
modern view of the necessity of knowledge to be empirical. (Meta I i) For Aristotle, the
teaching of art, as a sign of the possession of knowledge, refers not only to the ordering of
experience but the causes of what exists and how it is produced – again, a position not that
distant from modernity. (Meta I i) Aristotle repeatedly identifies arts as origins of invention and
as often ties these origins to the development of knowledge as well as the invention of new
products and capacities (Soph Encl end, Poetics 4, Meta I i). Indeed, the arts may lay the
foundation for the purely speculative sciences, not only because some of the arts do not aim at
utility, but because even useful arts may involve a component associated with the speculative
sciences – contemplation (Rhet, def). Moreover, art, faculties, and thought are all described by
Aristotle (MetaphysicsVII, 7) as producers of makings, so that when a faculty or thought itself
becomes subject to reflection or theorizing about the causes of thought in respect of specific
ends, it is possible to speak of an art which contemplates and artistically produces thought. This
is precisely what happens in the definition of rhetoric. xi The thoughts reflected on are pistoi,
persuasives, and Aristotle writes extensively in the introduction to the treatise that Dialectic and
Rhetoric, as arts, are counterparts and share many, not all, of the same concerns with inference,
enthymemes and examples in rhetoric, syllogisms and induction in dialectic. The prefatory
matter of the Topics is much more restricted, but dialectic concerns the opinions, doxa – of all or
the majority or the wise – and it aims at methodical conversations and the examination,
reasonings, about the bases of the sciences and problems susceptible of address by opinion. (I. 1,
100a 18-25). So, particularly in their critical and poetic functions, the arts frequently stand
outside the normative conventions of disciplinary thought while retaining an artistic character

�(Parts of Animals I, 1, 639 and Poetics 25 1460a14-1461a8). The combination of criticism,
poetic production, and technological development wrought by art means that art, in Aristotle, is
foundational to invention and freedom; we make, for ourselves, the possibilities that we
experience. Thus, artistic invention and freedom pervasively influence institutions: Aristotle’s
thinking on art is adept enough to conduct something like thought experiments about institutions,
not only about liberal arts education, but about public debate and critical evaluation of the arts
and sciences, as well as the audience for them. All of these artistic concerns deeply affect
humanistic liberal education for they situate in a paideia the four concerns of the humanities:
transmission, interpretation, judgment, and invention, and they suggest, thus, what might lie
behind a ‘bachelor-of-arts’ degree.
While it would be a mistake, I think, for a bachelor-of-arts degree to be subsumed under
or defined by any one particular artistic concern, so that it became simply another disciplinary
endeavor, it is not a mistake to see whether particular arts in an institutional context might
suggest some help for liberal education. Not only liberal education, but many other older
cultural institutions are facing uncertain, perhaps disoriented, futures, as newer technologies and
fashionable art forms seem to be supplanting them. The New Republic has noted unsuccessful
attempts by orchestras, seeking to maintain support, to substitute social outreach programs,
audience participation, and adoptions of more popular music forms in place of the studied
appreciation of the classical repertory, an appreciation acquired more or less over a lifetime. The
New York Times recently noted the decline of space allotted to contemplation within museums in
favor of installations offering “experience.” xii Establishment and fundamentalist churches, a
third great cultural institution, have suffered increasing disaffections of attendance regardless of
denomination. xiii Humanistic, liberal arts university and college programs, since the recession,

�are widely reported to be suffering cutbacks, much lower student application and humanities
major rates, as well as loss of financial private giving. xiv In other words, a cluster of some of our
most important cultural institutions appear unmoored from their traditional grounds of
acceptance and support. The one exception is the theatre. To cut a long story short, on the
whole its audiences are not disaffected, its non-profit theatres recovered well and quickly from
the recession, its audience attendance is much better than comparative trends in cinema, it is
filled with authors that might be considered ‘disorienting,’ but the theatre knows and goes about
a relatively successful business. Why is that and what lessons are there for the humanities and
liberal arts?
Granted that the theatre has experimented broadly with “happenings” and “audience
experiences” for the last forty to fifty years, still its mainstay – one that draws audiences –
remains “classic works” or works that, at least, seem aware of the potentials of the dramatic and
theatrical inheritance. The theatre is simply filled with people who are immersed in these two
complementary traditions. Also, theatre people know that they are “live.” In Hume’s terms, they
are vivacious. The audience, because it is assembled, is live; the actors have voices and gestures
whose timbre and sweep are, by and large, authentic and inescapable. The theatre can assemble
its considerable range of artists, its stage, with its focus of audience attention, and its vivid here
and now-ness to achieve – what? It is, of course, true to think that theatre is entertainment. But
to “entertain” is to consider and, potentially, when you go to a theatre, you could be asked to use
your heart and mind for a wide range of forms stretching over the spectacle of props and
choreography, the music of an orchestra to the whistle of a lonely character exiting the stage, the
language of the streets or Shakespeare, arguments ranging from physics and philosophy to
persuasions of a lover, human character choices and suffering that make a difference to how we

�feel about those characters, and conceptual or actional frameworks where we have a minisystem, mini-world or mini-verse before us.
Theatre people seem, by and large, not to conceive of accessibility to this range as a
dumbing down or as too plebian to warrant attention. The problem is not Shakespeare’s because
he was great in his Elizabethan vocabulary and iambs or complex in his plots, nor the audience’s
because it simply isn’t expert enough or intellectually rigorous enough to appreciate technical
nuance, but the production company’s – how will they make the language convey what
Shakespeare was using it for? Presentation in the theatre isn’t a matter of democracy – it is a
matter of availability. Presentation is a matter of welcoming in a controlled, focused manner so
that those who are drawn to theatre (or any other art form) are helped to partake of what it has to
offer. Availability, then, is the use of the theatrical arts to make intelligible the dramas
presented.
There’s an attractive orientation, here, that perhaps churches, museums, orchestras and
the humanities could all take a lesson from, and the orientation’s attractiveness rests in art. Art
and artistic structure is the phenomenon that is shared by museums, orchestras, to some degree
churches, and certainly the humanities. We recognize this phenomenon in two different ways:
obviously, so-called fine arts products and activities are central, but equally important and just as
nuanced are the argumentative and symbolic arts, exemplified by the liberal arts, that are used to
apprehend and appreciate the fine arts. For the humanities, whatever completion the historical
draw of politics and culture (as a substitute for politics) may offer, the fact is that art is
quintessential, since the humanities would cease to exist and would have no history whatsoever
if art did not exist.

�And the same is true of liberal education. Humanities departments and, through them,
colleges are far more aligned to theatre, museums, and orchestras than they are to the physical or
social science departments or research facilities. The recent, much discussed, Harvard white
paper on the humanities wants the history of the humanities to begin, more or less, with the rise
of universities, which, in turn, become the home of scientific and humanistic disciplines after the
Enlightenment. But, before the rise of universities and, then, a humanism separated from the
sciences, the arts and humanities were intertwined by the liberal arts of the Greco-Roman and, to
a more limited extent, the early Christian and Middle-Ages worlds. Foundational to humanistic
study is not discrete disciplinarity, but artistic capacity, scope, and performance. Put differently,
liberal education without art is simply not liberal education, for, without it, liberal education’s
“freedom” has little room for invention, its examinations of disciplines will be confined to stock
rehearsals of accepted postulates, and, as it has, it will lose a position, largely aesthetic, from
which to criticize current political debate of any stripe. In recognizing the centrality of arts, for
the humanities what is at stake is what constitutes the fields of the humanities; for liberal
education the claim that colleges offer a liberal arts education is at stake.
The vivacity of the theatre can be captured in the humanistic classroom, but not through
technological gee-whiz nor some sort of ‘theatrical’ staging effects. Nor is it likely to be
captured in lectures. Notwithstanding the times all academics have marveled in remembering the
lecture a professor gave, lectures are not “made to be performed” in the way dramas are. Put
differently, if a professor cannot figure out how to “perform” an idea, then she or he will have to
resort to other means. The seeming absence of performance instruction has important
implications for focusing the thought of humanities students through pedagogy. The arts of
grammar, rhetoric and logic, dialectic, interrogation and conversation, arts of interpretation, of

�meaning, and of a specific artistic appreciation (e.g. knowing scales in music, perspective in the
visual arts, prosody in literature, specific differentiated forms of imitative and inquiry literatures)
take on enormous importance. Such arts suggest a partnership of artists in the classroom, not
unlike that of playwright and performers in the theatre. Not only must the professors generally
employ these arts in the (relative) absence of stage props, choreography, performed musical
scores, oral interpretation, and, especially, acting, but the students themselves will have to learn
to employ them because there is little or no staging that they can rely on.
Some canaries in the cage of higher education are chirping loudly that no arts like these
are any longer being learned on today’s campuses. Verlyn Klinkeborg, member of the editorial
board of the New York Times, has taught at many top flight colleges and universities. In an
essay on the “Decline and Fall of the English Major,” he notes that the “kind of writing – clear,
direct, humane – and the reading on which it is based are the very root of the humanities,” but
that students, today, cannot produce clear writing. He adds, brutally, “the humanities do a bad
job of teaching the humanities” largely because “writing well used to be a fundamental principle
of the humanities…” [my emphasis] Of course, the problems of the humanities are more general
than problems of the English major. And here is where the shoe really begins to pinch. Arum
and Roksa’s Academically Adrift found in national samplings that “three semesters of college
education … have a barely noticeable impact on students’ skills in critical thinking, complex
reasoning, and writing.” xv Controlling for socio-economic background doesn’t improve the
picture. Worse, Blaich and Pascarella found in a national study of 11 liberal arts colleges and 6
universities where the kind of practices that tend to be recommended to improve scores are
employed – e.g., discussion groups, peer groups, working across disciplines, imagining an
argument from someone else’s point of view – the capacities of students for moral reasoning and

�critical thinking on average “increased only a small amount” over four years. xvi

Positive

attitude toward literacy declined in 53% of all students, two-thirds of students during four years
reported declines in academic motivation, and interest in “contribut[ing]” to both the arts and
sciences declined for twice as many students as those that experienced growth in interest. One
might think that college can only affect such measures marginally, but, no, it turns out that
practically the same measures indicated large advances by undergraduate students in the 1980s.
As Arum and Roksa put it, “low gains…are…not simply an artifact of our measurement strategy,
but a disconcerting reality.” (37)
Let’s be clear. The data doesn’t say that no students improve significantly in moral and
critical reasoning or writing ability. Some do, but not nearly enough. Upon graduation,
apparently few students want to make contributions to the arts and sciences, but some do. Some
are still academically motivated. Still, the data does say that by our own lights there is both a
problem and an opportunity for the humanities and liberal arts education. Arum and Roksa make
it very clear that, generally, time on the task of studying, and specifically far more reading and
writing than is the usual practice in our colleges and universities, improves student learning (131
and 132).
So what might students take time to read or artfully produce? As Executive Director of
ACTC, I am a strong proponent of using classical works, but I have come to believe, especially
with regard to questions of students working across disciplines or inventing arguments, that a
more capacious view of what counts in classical works would reward our students. After
reviewing more than 50 general education programs, including many core text, great books
programs, and after having approved over 2000 paper proposals for our ACTC conferences over
20 years, I find it disturbing that philosophical or theoretical -- in the Greek sense -- discussions

�of art and appreciation of some of the technical development entailed have virtually disappeared
from coherent general education curricula and discussions at ACTC. There is the Platonic
exception, but works of Aristotle, Isocrates, Cicero, Augustine, Priscian, or, moving forward,
Bruni, Petrarch, or Erasmus, on grammar, rhetoric and logic are largely absent from core text,
general liberal education programs. Nor is it better when we get to the moderns: no Saussure,
Burke, Austin, Smullyan, and so forth. Sure, there are courses with these texts and authors, and
there are professors who teach these arts in isolated courses, but we don’t teach across the
curriculum these liberal arts texts that contain the questions and techniques that would make the
liberal arts truly available to all.
Great or Big Questions may be asked in general education programs, but I can assure you
that “What is Art?” is rarely among these in any systematic way. xvii Since we offer bachelor-ofarts degrees, the chance meeting of this question seems particularly disturbing because it
comprehends other fascinating questions that the liberal arts raise and that scholarship has
pointed out. Questions of perception, aesthetics, imitation, elements of speech, separations and
relations of language to the physical, psychological and conventional worlds, available modes of
interpretation, the relations of the origin of language to the divine and civilizational origins of
our humanity, not to mention questions of equity, justice, the nature of truth and the
determination or freedom of thought are not only pointed out by scholars, but directly observable
in such liberal arts texts by our undergraduate students. xviii Indeed, taken very seriously, the
liberal arts question, “what is art,” will lead to examinations and reformulations of whole
disciplines, as Henry Adams illustrated in The Education of Henry Adams. xix But we don’t teach
across the curriculum the liberal arts texts that I indicated that contain the questions and
techniques that would make the liberal arts truly available to all. xx Again, I repeat, in isolated

�courses all of the arts, questions, and texts can be found. In some isolated institutions, the
bachelor-of-arts degree is more artistic. But, comprehensively, in the current structural situation
of the university and collegiate education, the humanities are probably our chief source of hope
for an education in the arts which reaches all students systematically. The question is whether a
humanistic liberal arts education is desirable.
I think it is. Teaching distinguishable liberal arts are to the vivacity of human
achievements as the arts of the stage are to the liveliness and intelligibility of drama. That is,
what arts are used and the proportions of their use, the recognition that art in its largest sense is
the object of study, is central to focusing the mind of students in the humanities. Conversely,
the proper production by students from the humanistic point of view is conversation with fellow
students and teachers, the essay, formal speeches and debates, video, audio, and web
productions, musical performance, stage performance, oral interpretations, original translations,
poems, stories, and conversational defenses or explanations of one’s work. And these artful
productions suggest that the term “undergraduate research” does not necessarily point to,
inculcate, require or comprehend the pedagogy or use of any of these other arts.
At stake in the classroom interaction between books, essays, works of fine arts and the
corresponding liberal arts students employ is the realization of the possibilities, the intellectual
freedom, which humans make for themselves, not only in the past but for a future. That is, we
can no more know the truth about human existence or beyond without examining the possibilities
found in products and performances of art, than we can know the possibilities of human
existence or beyond simply by possessing the truth. We must work out both and get better or
worse in doing so.

�The argument above seems to preclude the scholarly nature of book and article
publishing in the humanities – the artifact of research that many humanists hold most dear. But
not really. Literate audiences were small in ancient times. As literacy has spread, generally,
products of art such as play scripts, and their cinematic versions, became widely distributed –
think of the motivation for the publication of Shakespeare’s folio -- whereas humanistic
publication has shrunk and sunk into academic libraries and tiny, specialized audiences. This is
a mistake we are paying for. We need, instead, a vigorous public scholarship.
If time permitted, I would elaborate three examples of public scholarship. Here, I’ll
simply allude to the specifics they offer. They involve transmission, interpretation, criticism,
and invention – four functions basic to liberal arts efforts to inculcate freedom. Their order
marks increasingly wider freedom in liberal education.
Our first example is a recent article in the New Republic by Helen Vendler. xxi She argues
that the recent digitalization of Emily Dickenson manuscripts has revealed that “perhaps, for
Dickinson, the principal unit of thought in poetic composition was sometimes not the stanza, not
even the line, but the individual word.” Her liberal-arted, scholarly defense of Dickenson’s
poetry within the traditions of grammar has real consequences, because she raises for our
students the pedagogical question, “can you think of a better word, here?” She makes clear the
intellectual, emotive and formal advantages of such an education in artistic making, but we can
add that such repeated exercises would move in the direction of building precision in vocabulary
and perception, as well as a sense of reasoned choice, while appreciatively reading a great core
text author. That’s a lot of bang for your buck.
The second example belongs to Roland Barthes. He originally published “The World of
Wrestling” in 1957 in Espirit, a literary magazine founded in the 30’s. xxii In “Wrestling” Barthes

�invokes a knowledge of Greek philosophy and drama, as well as French classical theatre. Still,
this comic, ironic essay is intelligible to any student, now, because the modern, media-promoted
versions of American wrestling have enough in common with the French wrestling hall of 1957
to allow for understanding that, ultimately, reaches back to earlier art forms. Barthes’ careful
extraction of devices of meaning via the staging of matches -- devices such as the utterly
catastrophic “forearm smash” against the chest of the opponent – indicates how the audience is
led to experience a match, a “spectacle of Suffering, Defeat, and Justice,” as a
“Natur[al]…understanding of things,” rather than the constructed understanding it is. Given
sufficient examples in a curriculum of liberal arts texts, students would see that mark of
humanistic liberal arts – recurrent use – and, thereby a range of intellectual choices open to them.
For the analytic construction and deconstruction of art by critics of the 20th Century recovered
that movement of Greek arts between the development of a poetics of whole works and the
rhetorical handbooks of separable topics, extracted from works, designed to lead to future
compositions.
Finally, J. L. Austin delivered, at university and on BBC radio, lectures which became
the work, How To Do Things with Words. Born out of philosophical work with descriptive
sentences which could be subjected to scrutiny on questions of truth or falsity as logical
statements (1-2), Austin’s concern is to distinguish and elaborate a class of utterances which are
performative, not descriptive, xxiii where we can say accurately and truthfully that someone is
“doing...an action” (5-7, 13). I will not state the analysis of his six conditions for recognizing
performative statements that leads me to the conclusion that in his own terms to perform a play,
to read a poem or any literate text is “doing an action.” xxiv But I would point out that play
scripts are instructions for performance to a director, actor, and the entire company – and if those

�artists don’t act as fully as they can with their own arts, you know that production has failed. In
this sense, Austin’s work is germane to knowing, perhaps even assessing, when we are acting in
a liberal-arted fashion, for the theatrical point is generalizable to all works of art: each of them
are potentially instructions on how to read a work, but only the unusually gifted are likely to read
a work well without actualizing liberal arts to guide them, any more than one is likely to sing or
speak well on stage without having had phonetic and interpretive voice training. That is, in
choosing to examine and use, or not use, the liberal arts, we choose performatively to read a
work well, artfully, habitually, spontaneously, or badly.
If our students do well, artfully, what then would persons who hold a bachelor-of-arts
look like – independently from a major? First, they would have the character of an artist, a free,
liberal one at that. They would think about art and be able to demonstrate such thought by
exercising a capacity for generating works of the intellect and imagination, ranging between truth
and possibility, which captured their own and others’ souls. They would know how to listen,
look and read with an attention and respect for the work and voices of others. They would
properly believe, because the belief belonged to their experience, that contributing to and making
artistic productions would involve cooperation, planning, foresight, reasoned choice, and their
own plain, disciplined hard work with others. They would have at their command a ready
technology of production, appeals, reasoning and expression which could be put at the service of
themselves, their families, corporations, non-profits and associations, governments, and
international organizations, and they would also possess a technology of the mind which they
could summon to think about ideas and ideals, now and in the future. They would have the
experience of their own immediate culture and the reasoned possession of traditions of the West
and other major cultures over a range of disciplines and formed works, and their experience and

�possession of tradition would be a resource for them to draw upon in almost any contingency.
They would have ways to analyze, translate, communicate, analogize, question, and invent
experience for themselves and others. They would be able to examine science, art, politics,
business and economic affairs, religion, culture, communities, neighborhoods, families and
friends with an eye to human passions and the confidence, charity, faith and hope that belongs to
those who hold the future. They would be able to discriminate when to make, to act, and to
contemplate, and when each was best and when it was not. Finally, they would know how to
look out upon the achievements of humanity to discover, with wonder and appreciation, not only
how to bring their vision of a liberal arts education to a wider public, but what a precious thing
our humanity is. No one discipline can build either such a character or offer such a degree, but a
humanistic liberal arts education can. xxv
The humanities have one primary job: to make available, by focusing the mind of
students in and out of the university, works of art and intellect that a crafted, intellectual heritage
of the West and other traditions of the world have transmitted. The liberal arts are the most
substantive way by which to make these inheritances available for inquiry and examination.
Philosophy, Religion, Politics, Economics, Culture, Science and everything else follows,
sometimes simultaneously, after that. A core text core which includes examination of the liberal
arts as such does all this. If the humanities really pay attention to art, then they will look to the
artistic reasons why theatre is not failing in a world where cultural institutions seem on the verge
of crumbling. If they do, not only the humanities, but liberal arts education will be better off.

�i

Versions of this paper have been delivered at the Transylvania Seminar (summer 2015) and at St. John’s
College, Santa Fe, as part of its conference on What Are the Liberal Arts For? (fall 2015). This version
incorporates, here, a modified version of the opening paragraphs of “Enriching Liberal Education’s Defense in
Universities and Colleges: Liberal Arts, Innovation, and Technē,” appearing in St. John’s Review, fall 2015.
ii
Andrew Delbanco hardily approves of Tony Kronman’s great books curriculum for the ideas it raises, and
he cites the artes liberales ideal of education that Bruce Kimball has extensively documented as a tradition of
aristocratic European liberal learning that opens the mind, but America’s “attempt to democratize” that through its
collegiate educations is what interests him (College: What It Was, Is, and Should Be. Princeton University Press,
2012, 33.) “Working to keep the ideal of democratic education alive,” Delbanco, in an extensive analysis of the past
and present social conditions of colleges as institutions, ultimately locates the “universal value of a liberal
education” in the belief, derived from the 19th Century religious college, that “no outward mark – wealth or poverty,
high or low social position, credentials or lack thereof – tells anything about the inward condition of the soul” (171).
He transmutes this belief, today, into a liberal education which in its “saving power… ignites in one another a sense
of the possibilities of democratic community” through “the intellectual and imaginative enlargement [college] makes
possible” (172). He concludes, “we owe it to posterity to preserve and protect this institution. Democracy depends
on it.” Martha Nussbaum begins her “manifesto” in defense of the humanities and arts with a crisis in which “the
humanities and the arts are being cut away in both primary/secondary and college/university education, in virtually
every nation in the world.” This entails “discarding of skills that are needed to keep democracies alive.” In the
survival of the humanities and arts within educational institutions “the future of the world’s democracies” is said to
“hang in the balance” (Not for Profit: Why Democracy Needs the Hunamanities. Princeton University Press, 2010,
1-2).
Notwithstanding a very serious concern with “ideals of freedom,” Tony Kronman is less focused on the
links between democracy and liberal education, than on the links between the humanities and our culture
(Education’s End: Why Our Colleges and Universities Have Given Up on the Meaning of Life. Caravan, copyright
Anthony Kronman, 2007.) He focuses particularly on the humanities’ abandonment, within colleges and
universities, of a search for meaning in our individual lives and our scientific culture’s way of aggrandizing our
technical powers without placing them within human limits, human finitude. The combination, he believes, yields a
kind of spiritual desiccation. Oddly similar to Kronman notwithstanding published differences with him, Patrick
Deneen indicates that since the Enlightenment, greatness seems to rest in transformation, whereas before the rise of
the New Sciences, whose advocates wrote “modern” books battling ancient books, greatness rested in a
“predominant understanding” of cultivated endurance, an acceptance of natural or created limits to human powers,
knowledge, and ambitions. The modern great book program contains many scientific, political and economic works
which support the idea of transformation. So Deneen asks, might there be an alternative way to think about the core
texts of the ancient to medieval Western tradition, ultimately as a way of restraining our scientifically-released
pleonexia in mastering, in transforming our world? He suggests great books might be justified by recovering this
earlier understanding’s humility (In First Things, “Against Great Books,” January 2013, 35.)
Reinhard Hütter, sharing many of Deneen’s concerns with technological (Baconian) transformations,
argues for Newman’s understanding of enlargement of the mind by liberal education as an end for its own sake. The
modern state has provided pseudo-ends for the university and defenses of it share the common conviction that
management of the scientific enterprise toward ‘progress’ will solve political/cultural problems; the current
university is that organ for management (1019). Liberal education, based on a search for ultimate truths, is set in
opposition to a “techne” knowledge gained in the late modern university…” (1022). Two arguments demand
reformulation via a theological search for the truth: (1) almost all of the research functions of this techne could be
relocated to other institutional organs (businesses, medical labs, and military-industrial complexes; 1022) and (2)
even if the machinery keeps going it threatens to subject to production the nature of humans and, possibly, the
existence of the whole human species (1040). Liberal education provides, at least, a check, “a critical examination
of its own operative beliefs and a vision of the whole.” “University Education, the Unity of Knowledge—
and (Natural) Theology: John Henry Newman’s Provocative Vision,” in Nova et Vetera 11, 4, 2014.
iii
Not for Profit, 133.
iv
Op cit. (95). Apparently, literature does not rise to “breakthroughs.”
v
At one point, Kronman and Deneen come very close to saying, and meaning, the same thing. Kronman’s case for
the humanities in large part rests on controlling technology through a recognition of human limits: “We have a
desire for control that can never be satisfied by any degree of control we actually achieve. We always want more….
This is the human condition, which is characterized by our subjection to fateful limits that we can neither tolerate
nor do without…. The most important thing about technology is not what it does but what it aspires to do. …

�Technology encourages us to believe that the abolition of fate should be our goal… Technology discourages the
thought that our finitude is a condition of the meaningfulness of our lives… It makes the effort to recall our limits
and to reflect upon them seem less valuable and important.” (230-233) For Kronman, the research ideal is, of
course, partly justified in the sciences by the “fruit” – both in discovery and in technology – that it produces: “The
research ideal is today the organizing principle of work in every academic discipline…In the natural sciences, the
research ideal has proved remarkably fruitful. The new discoveries that pour from our college and university
laboratories every and the clear sense of progressive movement toward an objective understanding of the structure
and mechanisms of the natural world testify to the productive fit between the natural sciences and the modern
research ideal…” Whereas in the humanities “understanding,” not discovery or production, but not a productive
technology characterizes research results: “In the humanities…the benefits of research are less uniform or certain”
(130-133). “…research in the humanities has produced results of lasting value. It has added importantly to our
understanding of the historical, literary, artistic, and philosophical subjects with which the humanities deal…” The
demands for specialization and for teaching to that specialization ought to be less insistently felt in the humanities:
“What must be resisted is the imperial sprawl of the research ideal, its expansive tendency to fill every corner of
each discipline in which it takes hold and to color the expectations and judgments of teachers in these disciplines
regarding what they do. Admittedly this is asking a lot…But…it is merely asking for a somewhat greater degree of
humility on the part of those in the humanities who first allegiance is to this ideal…” (248-249).
For Deneen, the (current) point of a philosophy of education is not to admire the world, or suffer its limits,
but to change it, to transform it. That is, since the Enlightenment, greatness seems to rest in transformation. So
Deneen asks, might there be an alternative way to think about and assign terms to the core texts of the Western
tradition, ultimately as a way of restraining our excesses in transforming our world? Deneen begins by accepting a
stasis in the political, moral, religious, and poetic inheritance of books that extends from the ancients through the
first stirrings of modernity: “Great books such as Paradise Lost sought to inculcate a sense of limits,… we could
look at a dominant understanding of a long succession of great books from antiquity to the Middle Ages…to
conform human behavior and aspirations to the natural or created order” (35). By way of Baconian, Cartesian and
Hobbesian repudiation of books, Deneen elaborates the argument which he finds undermines the “human limits”
understanding by turning to discriminate two kinds of liberty. The first, associated with great books, is a “liberty
…of hard-won self-control through the discipline of virtue” which, often, folds into defenses of great books as
matters of preparation for citizenship. The second is a liberty with “the stress …upon the research, creative activity,
scholarly inquiry and the development of new knowledge” (37). The former constrains our desires, the latter
endlessly satisfies them through “the human project of mastery.” The latter pursuits were justified by the arguments
of Bacon, Descartes, and Hobbes, reinforced by Dewey, which depended on the idea “’that a larger number of
natural forces and objects [could be or] have been transformed into instrumentalities of action’” in the West than in
cultures which did not exploit the natural resources available through scientific technology (36). Deneen concludes
that we do need to teach these two competing notions of liberty through the great books, but defenders should
exchange the notion of “greatness” for a notion of “humility” derived from the earlier works of the intellectual
tradition represented in the West (38). Humility might, then, restrain our excesses of transformation.
For Hütter the humanities provides no hope since there are unbridgeable epistemic disagreements within
the humanities that would forestall a move toward a unified curriculum, and with their reliance on promoting the
imagination, in preference to the abstraction by the intellect, were the cultivation of the imagination to form a
unified end, this would be necessary but insufficient for a full operation of the intellect. It is here that Hütter comes
closest to discussing the arts in so far as these are material aids to asking “life questions.” But the consequence of
such questioning is a pluralism of views with no way to reconcile them (1050-1051). A conflicted, not unified, self
is all that is produced.
vi
Huetter’s program is based on an epistemic ‘enlargement of the mind’ as prescribed by Newman.
vii
Op. cit. 109.
viii
Delbanco, in a discussion that contrasts the sciences to the humanities, lands upon the mimicry that the
humanities have had of the sciences for over 200 years in formulating the fields (e.g., ‘scientific linguistics’ or
‘searching for historical laws’) and, more recently, in adopting computerized ‘distant reading programs’ that, as
research, have little to do with reasons undergraduates attend colleges. Most interesting, here, is that Delbanco
offers no humanistic liberal education technē, that is techniques, as a part of the contrast. Instead, ‘preserving
truth,’ denying ‘the very idea of truth,’ or answering the questions “how to shape a life or how to face death” are
the contrasted to technology. If there is any elaboration of a humanistic technē or art, here, it is an attempt ‘to

�state the value of such an education’ in its component abilities to ‘contract space and time’ or to ‘speak to us in a
subversive whisper that makes us wonder whether the idea of progress might be a sham.” (93-101).
ix
Hütter, it should be acknowledged, seems to have an end in view for the university which is derived, in part, from
its historical and functional search for truth. But this is still a ‘practical’ argument because (a) he wants to reform
an institution and (b) he grounds his justifications (in part) on the threat that technology provides. It is the latter
which provide urgency for the former, even if his solution is or appears to be epistemic or theological.
x
An important set of terms and argument connects technē to the equally important and differential term, mimesis,
and thus power and poetics. “… a bed or a coat and anything else of that sort, qua receiving these designations –
i.e. in so far as they are products of art – have no innate impulse to change” (Phys. II 1, 192b 18) And, “Where a
series has a completion, all the preceding steps are for the sake of that…and generally art partly completes what
nature cannot bring to a finish, and partly imitates her” (8, 199a 15). Imitation differentiates the arts, particularly
as products, but so do the steps, incorporating means, materials and manner of use, anyone one of which might be
natural, completing the products which don’t exist in nature as a result of these processes. This implies spectra of
arts and imitation. The scope of imitation is confined to the arts in Aristotle (unlike Plato) (see R. P. McKeon, “The
Concept of Imitation in Antiquity,” in R.S. Crane, Critics and Criticism, U. Chicago Press, 1952. The article, in
respect of Aristotle, has long informed this writer’s thinking, but its purpose was, perhaps, informed by a concern,
at the time, to differentiate the modern study of literature (and art) from historical and concurrent studies in
terms of ethics, religion, civilizations. Following Aristotle, questions of particular form(s) and matter(s) become
important within this section of McKeon’s article. The net effect of the section on Aristotle is to differentiate him
from Plato by showing two things: how relatively restricted the concept of imitation was (essentially to things
made by humans) and how Aristotelian distinctions in the arts actually made considerations of the arts, qua arts,
as something that Plato could not do. Changes in critical and cultural fashion have turned the appreciative
situation on its head; now, in order not to reduce art (and liberal arts education) to some other more important
function, it becomes desirable to think of the range and scope of Aristotelian arts and artistic terms as a way to
expand what liberal arts education can do and can articulate.
xi
This contemplation of thought in the Rhetoric seems to partake of the wider possibilities of the soul reflecting on
its own thought that appears in the De Anima: III, 4 of his De Anima (430a2–9): “Thought is itself thinkable
in exactly the same way as its objects are. For in the case of objects which involve no matter, what thinks and what
is thought are identical; for speculative knowledge and its object are identical.” Cited in “University Education, the
Unity of Knowledge—and (Natural) Theology: John Henry Newman’s Provocative Vision” by REINHARD
HÜTTER. In Nova et Vetera, 11, 4, 2013; 1050.
xii
Judith H. Dobrznski, “High Culture Goes Hands-On,” New York Times, August 10, 2013. This particular article included the
‘installation’ of a slide between floors of a museum. Obviously, some installations, whether contemplative or not, are serious
works of art. See for example, Darby English, How to See a Work of Art in Total Darkness. Philip Kennicott, “America’s
Orchestras are in Crisis: How an effort to popularize classical music threatens to undermine what makes orchestras great.”
New Republic, August 25, 2013. The latter position was rebutted in an August 30th reply by Jesse Rosen, but for purposes of
this article, what mattered was the apparent agreement by these two authors that artistic works were central to recovery.
Roxanna Popescu, “Letter from San Diego: Endangered Opera.” Paris Review, May 12, 2014. This article laments the closing of
opera – that hybrid of theatre and orchestras – in San Diego, and Orange County, Baltimore, Cleveland and New York City and
makes some of the linkages between the failure of the arts and the failure of the humanities made in this paper.
xiii Laurie Goldstein, “Francis Has Changed American Catholic’s Attitudes, but Not Their Behavior, a Poll Finds.” NYTimes,
12/15/2012. “The poll showed that church attendance had not shifted in the past year, with 40 percent saying they had
attended Mass at least weekly”; Ross Douthat, “Can Liberal Christianity Be Saved?” NYTimes, 7/14/2012. “Yet instead of
attracting a younger more open-minded demographic..., the Episcopal Church’s dying has proceeded apace… In the last
decade, average Sunday attendance dropped 23 percent, and not a single Episcopal diocese in the country saw a churchgoing
increase”; http://archive.episcopalchurch.org/documents/ASA_by_ProvinceDiocese2000-2010.pdf; John S. Dickerson, “The
Decline of Evangelical America.” NYTimes, 12/15/2012, “In 2011 the Pew Forum on Religion and Public Life polled church
leaders from around the world. Evangelical ministers from the United States reported a greater loss of influence than church
leaders from any other country… Studies from established evangelical polling organizations – LifeWay Research,… and the
Barna Group – have found that a majority of young people raised as evangelicals are quitting the church, and often the faith,
entirely.” Self-reported attendance probably masks further disaffection: Michael Paulson, “Americans Claim to Attend Church
Much More Than They Do.” NYTimes, 3/6/2014. Different polling methods, designed to detect ‘social desirability bias,’ suggest
that as much as 43 percent of people “acknowledged rare attendance” at church, a higher percentage than is usually suggested
by customary self-reporting methods.

�Reported drops in humanities majors (see the Harvard report, below) at prominent universities, cut backs of programs at
public universities, steep declines in giving to baccalaureate private institutions, and long-term declines in the number of
private liberal arts colleges (see Kimball, below), have produced a question about the health of humanistic liberal arts education
in the last three to four years. What might be at stake in questioning that health is the subject of this paper. Jinjoo Lee,
“Concerns About Job Market Lead Students to STEM Majors,” The Cornell Daily Sun, 2/25/2014, reports that in 2011 “the
percentage of students with a humanities major” dropped 10% and has only recovered 1% point since then. Gordon Hutner
and Feisal G. Mohamed, “The Real Humanities Crisis Is Happening at Public Universities.” The New Republic, 9/6/2013. This
article analyzes the new models of education, whether found in universities or in the federal government, that work against
sustaining the humanities: “Under this new business model, humanities programs suffer in general and small departments, like
classics and philosophy, find themselves perpetually under threat, no matter what their historical significance to higher
learning.” Daniel de Vise, Washing Post, 5/ 13/2011, “At St. John’s, a Defender of the Liberal Arts.” Though St. John’s later
successfully reversed its application totals, the economic crises saw a decline in applications “from 460 in 2008 to 357 in 2010.”
Scott Jaschik, “Contributions to Colleges Drop 12%.” Inside Higher Ed, 2/3/2010. Declines in giving to private colleges were the
most severe, except for community colleges (which derive a much higher percentage of their income from governments).
“John Lippincott, president of the Council for Advancement and Support of Education, said he wasn't surprised that the
numbers were down, but that the depth of the decline was a surprise. ‘We're in unprecedented territory,’ he said, both
because of the severity of the economic difficulties and the volatility of campus conditions.”
xv Richard Arum and Josipa Roksa, Academically Adrift: Limited Learning on College Campuses. University of Chicago Press,
2011, 35.
xvi Charles Blaich and Ernest Pascarella. http://www.liberalarts.wabash.edu/storage/4-year-change-summary-website.pdf, p. 3.
These are 2006 results but the authors seem to find a continuum between Arum and Roska’s 2011 work and their original
study.
xvii We are dealing in generalities. Yale’s Directed Studies program has an explicit (fine) arts program; Concordia University—
Irvine’s new core program does raise the question with students, “What is art?”
xviii E.g., Richard P. McKeon, “Criticism and the Liberal Arts: The Chicago School of Criticism,” Profession, 1982, 1-17. Howard
Bloch, Etymologies and Genealogies, 1983. Kathy Eden, Hermeneutics and the Rhetorical Tradition: Chapters in the Ancient
Legacy and Its Humanist Reception. 1997.
xix On Adams: see particularly the chapters of the book which begin after 1890. It is important to note that a disguised comic
reversal in Adams’ intellectual interest appears earlier in the book, when he discusses his work for his father in England during
the Civil War. The period was one of great tension and it appeared as if Great Britain would side with the South. Adams
discovers the real motives of the government in publications around 1890, and this changes his view of what history is. His first
step (after the reversal) is to begin to consider the new technologies of science in relation to the figure of the Virgin Mary in the
12th Century. In a real liberal arts “move,” he begins to think of her as a symbol drawing human “energy” toward her. The
story of his own development, then, becomes the culmination of his “Education,” a liberal arts reconsideration of history.
xx Thus, most of the texts mentioned above are great, or at least, important; their conceptions and operations of art are
essential to any understanding of the works, including those of science, that are read in liberal arts education or, frankly, an
understanding of the way the world really operates. Yet, the smaller the liberal arts, core text program, the more direct
discussion of liberal arts and their formulations are forced out, and the curricular situation resembles that described by
Aristotle at the end of On Sophistical Refutations: “For the training given by paid professors…was like the treatment of the
matter by Gorgias. For they used to hand out speeches to be learned by heart…supposing that [the] arguments on either side
generally fell among them.” Thus, fine art works, in liberal arts programs, become not examples of art, but vehicles to
questions and issues while it is supposed that students learn to read and write in this way.
There is a quasi-exception to the statement above excluding teaching of liberal arts to all students. Concordia
University—Irvine has a Core Philosophy I course in which “elementary statement logic” is taught. Unpublished manuscript,
“The Core Logic Unit: An Imaginative Approach to Reasoning,” Susan Buchanan. ACTC 20th Annual Conference, April 11, 2014.
xxi Helen Vendler, “Vision and Revision: How Emily Dickinson Actually Wrote Her Poems.” New Republic, March 24, 2014, p. 48.
For a skeptical view on the value of the digital collection, see Angie Mlinko, “Infamy or Urn?” The Nation, Jan. 27, 2014, 31-32.
xiv

xxii

Collected into his 1957 publication, Mythologies.

Or, better, “constative.”
xxiv (a) use of conventional procedures; (b) appropriate of persons and circumstances for invoking the procedure; (c and d)
correct and complete execution of the procedure; (e) the corresponding feelings and thoughts that the convention invokes,
intentionally used in the conduct indicated by the utterance; and (f) the appropriate conduct.
xxv The arts have a history of being woven into the fabric of education for over 2000 years, in both the West and the East. One
of the marks of arts, particularly one that came to be seen as one of the liberal arts, rhetoric, for both Plato and Aristotle was
that it should be able to give an account of itself, to offer systematic reasons for its operations, both how and why they work.
(Gorgias, 465d, 504d, Rhetoric 1. I, 1354. 10). An added, serious account of a liberal arts education, as an arts education rather
xxiii

�than a political or quasi-spiritual education, would enrich our own accounts to ourselves and to the outside world of what it is
we know, do and make.

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                    <text>Do the Liberal Arts Today Serve any Useful Public Function?
John Agresto
I picked this somewhat provocative title because I think that the liberal
arts and liberal education, if they are to survive, have to take more
seriously than they do this question of their usefulness, especially their
public usefulness. The liberal arts are dying in America, and they are
dying in large measure because the public is unconvinced that any
attention to these subjects, especially the humanities, are worth the
cost, the effort, or the time.
If you have any doubt regarding the decline of liberal arts education,
just look at what students study in college these days. We all know a
time when it was assumed that when students went off to college that a
goodly number of them would study the liberal arts. We knew that
many of them would major in English – which seemed always a
preferred concentration – while others would study History or
Mathematics or one of the hard sciences. There was, as well, always a
serious handful who gravitated towards Foreign Languages or
Philosophy or the Classics.
So, where do things stand today in higher education? Well, today four of
the top majors – Business Studies, Education, the Health Professions,
and Engineering – account for 41% of all Bachelors degrees, while
English and Literature accounts for a mere 3% of all such degrees.
Today, just over 1% of our students major in any of the Physical
Sciences, and Philosophy accounts for less than one half of one percent
of the whole total. In fact, there are more Bachelor degrees given in
1

�something called “Parks, Recreation, Fitness and Leisure Studies” than
are awarded in all the fields of History put together.
Why is this the case? Let me give the most general answer first and then
make it more specific in a bit. The liberal arts are dying because most
Americans don’t see the point of them. They don’t get why a person
should study literature or history or the classics -- or, more
contemporarily, feminist criticism, whiteness studies, or the literature
of post-colonial states -- when their son can study engineering or their
daughter get a business degree. It’s not only that they and their children
want to get a good job and make lots of money – they often also want to
make a contribution more generally to the world, do something useful
for themselves and their neighbors, even their country, and they don’t
see what “use” the liberal arts (in either their more traditional or
especially in their newer formulations) are either to themselves or to
society.
Now we all know that talking about “usefulness” gives most liberal
artists the willies. We in the liberal arts are always more comfortable
with divorcing ourselves from utility, with seeing our enterprise as
something higher than training people in the more useful arts or helping
people gain a living.
Now, my point is not to try to convince you of the worthiness of other
forms of education, though I know I tend to see them as more worthy
than many of my colleagues do. And my point is definitely not to tell
you that today liberal education needs to adopt a rhetoric of usefulness
deceive the public into thinking we’re something we are not. My point
2

�is simply that the liberal arts are, when at their best, not only of
immense value – let’s even say of “use” -- not only for each of us as
individuals but I think also and especially of use to society at large.
Let me go back to the first years of this country. I’m reminded of the
famous phrase of John Witherspoon, an early president of what would
later become Princeton University, who said to his students that they
should not “live useless and die contemptible.” To Witherspoon, to go to
college and not draw from it some things – many things – of use to one’s
self and to the world at large would have surely seemed quite strange.
And, recognizing that among those who went to Princeton and listened
to President Witherspoon were 9 future cabinet members, 12
governors, 21 senators, 39 congressmen, 3 Supreme Court justices, a
vice president, and a president, James Madison, who was also one of 5 of
Witherspoon’s students at the Constitutional Convention, I can only
assume that the good Mr. Witherspoon thought it was particularly
contemptible to be useless in the public realm, not just ineffectual in our
private lives.
Now, part of the reason why I’m troubled by the way liberal education
seems always ready to denigrate other forms of education or to criticize
society at large for our problems is that, in trying to shunt the blame
elsewhere, we absolve ourselves too easily for our own decline. We
have worn what we saw as our purity and inutility as a badge. When
students turned away from us, we too often said it was their fault – that
they were more interested in jobs and money-making than in education.
We blamed pushy parents, or the materialism of modern life, or the rise

3

�(as this conference’s brochure mentions) of “consumerism.” Yes, we
should be furious over the coming death of the liberal arts in America –
but we should examine ourselves (and by “ourselves” I do not mean St.
John’s in particular but the enterprise of liberal education at large) and
be honest with ourselves. And, having come to grips with all the causes
of our recent decline, we might begin to see that the death of the liberal
arts is less a murder than a suicide.
We all know how the liberal arts have marginalized themselves out of
existence: Read the course catalogues of so many college and see how,
for instance, departments of literature have become shells of their
former selves. With the rise of graduate school analyses and
specialization that is now so much a part of the undergraduate
curriculum, how much vitality has been lost from literature. Gone today
in too many places are all the stories that showed us the world with its
joys and sorrows, gone all our marveling over the varieties of human
types or stories of honor and treachery, of hopes ascendant and hopes
dashed. All replaced by more ideologically-driven studies; all replaced
with our contemporary infatuation with race and class and politics.
Too many History departments stopped trying to show us all we could
learn from the past and began to think it best to show us all we couldn’t
learn from the past. After all, to take just one example, if the Founders
of this country of ours were little more than white racist slaveholders
who set up a government to in order to line their pockets and protect
their interests, who in his right mind would want to waste his time and
his parents money to study the Founding period seriously?

4

�Looking over the liberal arts, I’m not sure which of the many ‘isms’ of
today has done the most damage. Is it the relativism and
postmodernism that we fought over so furiously in the ‘80’s? Or is it the
ideology of multiculturalism, which promised to expand greatly our
worldview, but instead narrowed it mortally by making us ashamed to
take so seriously the works of dead white European males? Is it the
remnants of a kind of pop-Marxism, which always has us look for
economic and material causes as the source of human motivation and
thus diminishes what used to be seen as the sovereign power of
arguments, thoughts, and ideas? Is it the rise of an ideology of “critical
thinking” that passes itself off as the core of the liberal activity, but,
sadly, spends more of its time in being critical than being thoughtful? Or
is it, as I just mentioned before, the rise of the specialization of the
graduate schools, which specialization has been the engine of progress
in many of the advanced sciences and technology, but the cause of so
much smallness of both mind and vision in the humanities?
Let me stay on specialization for a second. How clearly I remember
teaching at other reputable liberal arts colleges where the best
undergraduates would tell me they wanted to double major… triple
major if they could. Why? Because even they knew that what they were
getting was too narrow, too small, too particularized and specialized to
satisfy them. Maybe if they double majored they could see more.
(Sadly, as too many of them found out, only rarely did double majoring
expand anything. Often it meant closing oneself off from all else that
should be learned.)

5

�Nevertheless, you see, students are generally not the problem. The best
of them do want, in what I heard that Eudora Welty once said, “to see
the world and see it whole.” Not see it “all.” Even they know no one can
ever see it all. But so many do want to see it “whole.” See its
interconnections, see the relationship between causes and effects;
thought and act, act and consequences; between love and jealousy,
jealousy and revenge, revenge and justice, justice and all other human
goods. They have the vague sense that the universe is actually a cosmos
– not a jumble of isolated and discrete, unrelated items but a web of
relationships, where one insight leads to another, where one answer
leads to another answer.
Again, it’s not the students who are the problem. They have the same
questions they have always had. Some have questions that revolve
around culture and art; others have questions about why the natural
world or the animal kingdom are they way they are. Almost all have
moral questions -- – What is just? What makes something worthy? What
do I owe others? What do others owe me?
Now, that said, I do not believe that students are necessarily interested
in having questions piled on top of questions in some endless stream of
doubt. (“You think you have questions?! Wait till you see how many
questions I have for you!” the tutor intimates. “And wait till this
Socrates guy confronts you…then they’ll be a million questions!”) If all
you have are questions, intriguing as they may be, not many students
will be interested. Even Socrates, with all his questioning, still wanted
to know the answers.

6

�Still, I admit, the opposite is worse. To say that the liberal arts and we
ever so humane humanists have not only all the questions but all the
answers -- answers that we will preach to you on every topic from the
evils of capitalism to the foolishness of religious beliefs to the meaning
of social justice -- well, having all the answers into which we “instruct”
our students may well be the most corrupting and prevalent of
contemporary academic evils. On many campuses how often is it the
non-liberal studies that open up students’ minds while the humanities
and their practitioners seem more intent on preaching and converting
than in opening and liberating. And what parents in their right minds
want to spend 50k a year for that?
So, where does liberal education go from here? I’m especially interested
in the issue I raised at the start, the question I so inelegantly framed in
terms of use. Where do we go to show once again that the liberal arts
can be of use for us as individuals and of benefit again to society as a
whole?
First, as I’ve already said too often, let’s stop denigrating the non-liberal
arts and stop questioning the motives of those who look to pursue them.
We do not build ourselves up by tearing down other worthy modes of
education. Was Jefferson any less intelligent, less human or less
“humane,” for having been an architect and farmer as well as a
philosopher and political scientist?
Second, let’s do what we can to help our students see what the
important questions are and what the variety of important answers
might be. Not what our answer is; not what the answer of the
7

�supposedly most just or sensitive or socially aware people are, but what
the range and scope of all serious answers might be.
Third, let’s put aside all the overblown platitudes and flowery banalities
about ourselves – how we educate “the Whole Man” or how we feed the
spirit and elevate the soul, or how we are the ones who really teach
people how to think, or how we are the source and font of ever so much
humane and ethical instruction.
OK, if overblown hoo-ha isn’t what we should be chasing, what should
we be doing? What actually IS the peculiar excellence of the liberal arts
that we should present to prospective students and their parents?
Let me cite a modest statement by John Henry Newman: The liberal arts
are that “great but ordinary means to a great but ordinary end.” What
ordinary but great things might he be talking about? How about
learning how to read. Read? What an ordinary thing you say. Yes, but
when you read carefully and sympathetically (again, not exactly
“critically” but sympathetically) you open the door to an amazing thing –
You open the door to another person’s mind. You have the ability to do
a truly great thing – you now have the ability to possess another’s
thoughts. It’s truly marvellous: We humans may want someone else’s
beauty or strength; we may want something physical and bodily. But
we can’t. We can never really possess someone else’s material body
even with the best of medical science at our disposal. But we can have
the part of him or her that’s not material. We can possess someone
else’s mind. Jefferson’s body may be mouldering in the grave; but his

8

�mind can still live in ours. His mind, his ideas and reasons, can live
forever in us because he wrote and we have learned how to read.
What else? Well, as I said before, among the best thing about
adolescents is that most of them are looking for answers to their
deepest questions – questions about love and justice, happiness and
desire, nature and its workings. Again, great but ordinary matters. But
this means, I believe, that so long as we can reinvigorate real literature,
real philosophy, real historical and biographical studies that truly try to
understand rather than debunk the past, real inquiry into the fine arts
with serious inquiries into the beautiful and the sublime, and solid
mathematics and science, all might yet be well.
But this means reviving an older view of liberal education. I was
reminded recently – not by Cardinal Newman but by Josef Pieper – of a
sentence in Aquinas’s commentary on Aristotle’s Metaphysics: “The
Philosopher and the Poet have this in common – they both begin by
marvelling.” The liberal arts do not begin in doubt, not even exactly in
questioning, but simply in wonder, in marvelling. We begin as Miranda,
the marvelling one, did – not with being critics of the world but with
simply being overwhelmed with the wonder of the world. From there,
all our questions flow -- Why are things as they are; why is the universe
as it is? What are people really like? What am I to do? Again, all great
but, in a real way, ordinary matters.
To begin here, with wonder, is perhaps a start in answering the first
part of what we seek – What is the use of a liberal education for me, for
the individual. In this account, the first benefit is that it begins to satisfy
9

�the human craving to know, to have insight into serious answers to our
most serious questions, perhaps even “to see the world and see it
whole,” when that longing in us is most alive.
Does this education have any other more outwardly useful or practical
import for us as individuals? Yes, it does. Again to refer to Newman,
such an education gives us a clearer and more conscious view of our
own opinions and refines them. It helps us “to disentangle a skein of
thought, to detect what’s sophistical, and discard what’s irrelevant.” It
shows us “how to influence others, how to come to an understanding
with them, and how to bear with them.” In overcoming our ignorance of
the past through history and our ignorance of human nature through
philosophy and literature, we are less likely to be ruled by slogans or
unexamined opinions, less likely to be moved by emotion simply or
demagogues, less easily duped because we lack a conception of the evil
possibilities of our natures.
I’m reminded of Abraham Lincoln, who, while he hardly went to
school at all, was by any and every measure “educated,” liberally
educated. He read, as we know, biographies and histories, he read the
Bible and Shakespeare, and he read literature, especially poetry. He did
this for a kind of highest use. He did all this, as one of his biographers
said, not just to know how better to write or speak but “to learn what
the patterns of a man’s life might be like.”
Still, if all his education did was make Lincoln into a private man
useful to himself in his everyday life, none of would notice, none of us
really care. What we remember was that Lincoln – and before him all
10

�the great men of the American Founding – knew that what was good for
them as private intellects might also be of great value, of great use, to
creating and then re-creating a whole nation, perhaps a whole world.
Jefferson learned from the study of modern moral and political
philosophy the self-evident truths that lay behind the writing of his (and
our) Declaration of Independence. Or consider James Madison: Without
the study of the history of all prior democracies or his inquiries into all
confederacies, both classical and modern, coupled with his deep
reflection on what we were once bold to call “human nature,” Madison
could not have become the Father of the Constitution. Without their
philosophical, political, and historical studies of the preconditions of
popular governments and the nature of tyrannical rule, Madison,
Hamilton, and Jay could not have written the Federalist Papers, nor
could the populace have read them. It was hardly modern political
science that was behind the making of America – it was the liberal arts.
Remember what John Witherspoon told so many of that early
generation – do not live useless and die contemptible. I think I’m right
to say they followed this admonition.
But let me go beyond talking about the liberal arts and high
statesmanship and spend a minute just on the liberal arts and the rest of
us. What else might the liberal arts do that’s of use, of value, for all
society?
Again, from Newman: Our studies aim “at raising the intellectual tone
of society, cultivating the public mind, supplying true principles to
popular enthusiasms and fixed aim to popular aspirations, giving
11

�enlargement and sobriety to the ideas of the age, and refining the
intercourse of private life.” While we might spend five more talks on
each of these seemingly ordinary but truly great aims, let me spend a
minute on just one that has always struck me – the cultivation of the
public and the public mind.
Indeed, while I know it’s unfashionable these days to say this, I also
know that the liberal arts once gave a lovely gift to society: It
transmitted the great heights of culture, this culture, to everyone. While
other parts of a university education might be progressive and forwardlooking, the liberal arts had no hesitation in looking backwards. It
understood it had a conserving function to play. It preserved for
everyone, not just the elites, beautiful music, fine art, high culture,
fabulous literature, good poetry. In this regard it wasn’t ashamed to be
Western, or even Eurocentric. Indeed, it had a kind of honest pride in
being the caretakers of such wonderful treasures, our treasures. Liberal
education once knew that its keeping the culture alive was actually one
of the most publicly useful thing it could do. It gave beauty and
intelligence, tone and cultivation, as Newman says, to the whole society.
In this way the liberal arts were for more than the simply the
enjoyment of a few lucky students or the domain of the rich and wellborn – they were the gift the liberal arts gave to everyone. Back then,
the liberal arts didn’t feel bad that Dante and Homer were dead white
males. Nor did we, the children of working men and the grand children
of immigrant women, feel bad about it either. In fact, back then

12

�humanists actually thought, and rightly so, that keeping Shakespeare
alive was a universal gift, not an ethnocentric act.
Having been given such treasures, it is now our turn to repay
Shakespeare and Milton, Aristotle and Madison. So, we repay them as
best we can – by keeping them alive. Their bodies, as I said before, may
be dead, but they aren’t. And keeping the words and thoughts and
works of great men and women alive is not only of the highest use for us
both individually and as a society, but an act of repayment, of justice, to
each of them.

13

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                    <text>Education of the Regime and the Soul in The Federalist∗
Charles C. Claunch∗∗
Abstract: As a general proposition, any regime requires at least some of its citizens to think and
behave in ways that, at a minimum, do not undermine the regime. That requirement points to the
need for education for at least some of the regime’s citizens. In presenting arguments for
ratification of the U.S. Constitution, however, the authors of The Federalist make no explicit
argument for such education. Despite this omission, The Federalist provides the basis for an
education in citizenship in two respects. First, The Federalist, as a work of public, reasoned
advocacy, teaches it readers not only the need for the Constitution and the meanings (or possible
meanings) of it provisions, but how to think about it and how to act in the constitutional regime
to be created under it. The authors intended The Federalist to be a continuing basis for thought,
conversation, and action after ratification. Second, by dealing explicitly with what we now call
the doctrine of judicial review, the authors of The Federalist made explicit the idea of a small
group of specially-selected people voiding acts of the legislative and executive branches of the
government. This role of the federal judiciary may be recognized as that of teacher. The federal
courts’ interpretations of the Constitution and the law are the judges’ teachings, and the officers
of the political branches and the regime’s citizens are the judges’ students. The Federalist and
the work of judges serve as an education for governing ourselves as individual souls and as a
Constitutional regime.
This essay has its origins in a master’s essay I wrote for St. John’s College in Santa Fe in
2005.1 It’s a pleasure to revisit this place with a continuation of work that I started here almost
ten years ago. The title of that thesis was “State and Soul in The Federalist.” The title of my
essay today reflects better terminology – “regime” instead of “state” – and a concentration on
and expansion of the final section of that essay.
Very briefly: in “State and Soul in The Federalist,” I explored what is required of a
citizen in the conception of the U.S. Constitution held by the authors of The Federalist.

∗

Presented at “What Is Liberal Education For? A Conference at St. John’s College on the 50th Anniversary of the
Santa Fe Campus” on 16 October 2014.

∗∗

Charles C. Claunch is a Ph.D. student in the Institute of Philosophic Studies of the Braniff School of Liberal
Arts and in the Department of Politics, University of Dallas, Irving, Texas. He is an adjunct professor of
government at Tarrant County College, Fort Worth, Texas, and at Richland College, Dallas, Texas. He is also a
Texas attorney and a graduate of the University of Texas School of Law (J.D., 1998). He completed both
graduate degrees offered by St. John’s College, Santa Fe, New Mexico (M.A.L.A., 2004; M.A.E.C., 2005).

1

Charles C. Claunch, “State and Soul in The Federalist,” (M.A. Liberal Arts thesis, St. John’s College, Santa Fe,
2005).

�2
Following up on the authors’ suggestion that government is “the greatest of all
reflections on human nature,” I used the Constitutional regime described in The Federalist to
understand both that regime and the individual “Constitutional soul.”2 In that original essay, I
made the following broad points:
1. Power can be exercised legitimately by all three branches of the Constitutional regime,
but the judiciary can void acts of the legislature and the executive; we call this today “judicial
review.” This suggests, correspondingly, that the individual can use judgment, will, and force (to
use the terms of The Federalist)3 but that judgment can exercise a certain kind of control over
will and force.4
2. The necessary and proper clause5 suggests personal liberty with a necessarily broad
reach and the supremacy clause6 suggests the acceptability of one’s acts, according to one’s
judgment, as long as they are compatible with one’s responsibilities.7
3. The discussion of the control of faction in No. 10 of The Federalist suggests control of
individual passions through (a) the development by the individual of a variety of interests, none
of which motivate his actions completely but all of which engage his attention to some moderate
degree, and (b) the reduction of time and energy devoted to any single interest, reducing the
chances of waste or of indulging in passions with regard to any single interest.8

2

Alexander Hamilton, James Madison, and John Jay, The Federalist: A Commentary on the Constitution of the
United States, ed. Robert Scigliano (New York: Modern Library, 2000) (“The Federalist”), No. 51, 331.

3

Ibid., No. 78, 496.

4

Claunch, 2-6.

5

U.S. Constitution, art. 1, sec. 8, cl. 18.

6

Ibid., art. 6, cl. 2.

7

Claunch, 6-10.

8

The Federalist, No. 10, 53-61; Claunch, 11-15.

�3
4. Appropriate judicial review and political acts mutually affect each other. Appropriate
judicial review provides a reasoned sense of the limits of Constitutional power in various
circumstances, and Constitutionally-minded deliberations, policy statements, and legal defenses
justifying the political branches’ acts provide grist for the mill of a well-informed and wellreasoned judicial review. This suggests that similarly, individual judgment and one’s acts of will
and force mutually affect each other. Individual judgment is used to determine the extent and
responsibilities of one’s individual liberty, and in doing so it governs one’s acts of will and force;
one’s acts of will and force and the reasons for them provide material on which individual
judgment can operate.9
5. The actions of the Constitutional convention, the ratification of the Constitution, and
the various methods of Constitutional amendment suggest the wisdom of adoption of new or
revised individual standards in the presence of outmoded or inadequate standards. They should
be changed greatly, however, only when necessary; generally, they should be changed only
incrementally. The defense by the authors of The Federalist of Constitutional drafting,
ratification, and amendment is an expression of their confidence in the capacity of the people,
together and as individuals, to use judgment, will, and force to assess and change standards in a
harmony that makes good use of liberty.10
6. The authors of The Federalist present the Constitution as an invitation to and a means
for the people, individually and collectively, to rise above their usual selves at the same time as it
tries to protect them from their failure to do so. This rise, however, requires an understanding of

9

Claunch, 15-21.

10

Ibid., 21-27.

�4
the Constitution and of the individual. Both the existence and the lessons of The Federalist
indicate that the authors believe that such understanding can be taught and learned.11
All of these broad points were developed to lead to the idea that The Federalist and
judges play important roles in the education of the Constitutional regime and the citizen of that
regime. I turn now to the final section of the thesis and my expansion of it for our conference
today.12
The Constitution makes no explicit provision for, and The Federalist makes no explicit
argument for, education. Despite the omission of an explicit discussion, however, The Federalist
provides the basis for an education in citizenship in two respects. First, the authors of The
Federalist, as a work of public, reasoned advocacy, teach their readers the need for the
Constitution and the meanings or possible meanings of its provisions and how to think about it
and how to act in the Constitutional regime to be created under it. With their detailed arguments,
the authors ask their readers to think deeply and to assess or make cogent counterarguments
concerning their government. In particular, the arguments of the authors regarding the meanings
of the more contentious provisions make it clear that after ratification those provisions’ meanings
and implications will have to be worked out in practice through day-to-day operation of the
government. The thrust of The Federalist is that the Constitution allows its meanings and
implications to unfold in time, within limits. Beyond assisting ratification, by making their
arguments, they intended to shape future debates by providing a continuing basis for thought,
conversation, and action after ratification.

11

Ibid., 27.

12

Ibid., 28-32.

�5
Second, by dealing explicitly with what we now call the doctrine of judicial review, the
authors of The Federalist made explicit the idea of a small group of specially-selected people
voiding acts of the legislative and executive branches of the government, at times against the
immediate will of the people but in conformance with the will of the people as expressed in the
Constitution. Despite their argument that the judiciary is the “least dangerous” of the branches,
the actual power of judicial review is clear enough from the authors’ discussion as a whole.13 If
the judiciary’s interpretation of the law is to be called rule by an unelected elite, it is very
indirect rule, practiced through decisions in cases raised by legislative and executive acts and
subject to limitation and change through amendments to the Constitution. If it is to be called
politics, it is an attenuated politics, filtered through the formal requirements of explaining
decisions in terms of law, and again subject to limitation and change through Constitutional
amendment. As an alternative to these negative characterizations, the role of the federal judiciary
may be recognized positively as that of teacher. The federal courts’ interpretations of the
Constitution and the law are the judges’ teachings, and the officers of the political branches and
the regime’s citizens are their students. The judges and their interpretations are one source of
understanding of how we, as a Constitutional regime and as individuals in it, may govern
ourselves.
Judges are fallible, like all other humans, and therefore their judging and their teachings
are liable to fallibility. Their isolation from the political branches and from the politics of the
people cannot isolate them from their own humanity. Judges must have and are expected to
exercise the same qualities for which the authors of The Federalist hoped in the people’s choices
as political agents—but the necessity of isolation means that they are expected to have the same

13

The Federalist, No. 78, 496.

�6
weaknesses as the rest of us, too. The issue is whether judges can be expected, in their isolation
from politics, to turn away from personal passions and illegitimate interests to a reasonable
degree, or whether they should be expected to indulge them without adequate restraint. The
mechanism described by the authors to prevent a concentration of power in one department in
which “the interest of the man must be connected with the constitutional right of the place,” has
only limited applicability to the judiciary.14 The quality of ambition required by this competition
among the branches seems incompatible with the particular quality of public-spiritedness
required of judges. By participating in such institutional ambition contests, judges would risk
setting themselves up as a third political branch that is concerned primarily with policy like the
other two branches. In keeping with the unique nature of the role and power of the judiciary with
respect to the other two governmental branches, the measures appropriate to assist judges in
performing their role are different than the measures designed for politicians.
To work successfully as judges and teachers, judges must exercise a self-control that is
analogous to the governmental self-control that they exert on other parts of the government.
Most crucially among government agents, judges must confine themselves to acts of will and
force that lie within the boundaries imposed by their Constitutional positions. Their isolation
improves their opportunity to internalize those constraints, but it does not give them the required
means. Judges must have the will and the force to do what judgment tells them that they must do
and to refrain from doing what it tells them that they must not do. They must direct and teach
without dictating. If they are successful at self-control, they teach the remainder of the
government and the people Constitutional self-control by exposition and example through their
public, reasoned opinions and through the self-control that gives rise to those opinions. Thus,

14

Ibid., No. 51, 331.

�7
well-behaved judges are also a source of our understanding of how we may govern ourselves as
individuals.
To illustrate well-behaved federal judges displaying such judicial self-control, I present
two examples of relevant judicial teaching among many attractive candidates. The first example
is Justice James Wilson’s seriatim opinion in Chisholm v. Georgia.15 The second example is the
introductory part of the opinion of Chief Justice John Roberts, Jr., in National Federation of
Independent Business (NFIB) v. Sebelius.16
Chisholm presented this question: was the State of Georgia subject to the jurisdiction of
the U.S. Supreme Court in a suit brought by two South Carolina citizens against Georgia to
collect a debt? The relevant Constitutional provision stated that “[t]he Judicial Power [vested in
the U.S. Supreme Court] shall extend … to Controversies … between a State and Citizens of
another State ….”17 Taken literally, the Constitution granted the Court jurisdiction over states in
suits like the Chisholm suit. But in answering objections to this provision in The Federalist,
Publius argued that
[i]t is inherent in the nature of sovereignty, not to be amenable to the suit of an individual
without its consent …. [T]he exemption, as one of the several attributes of sovereignty, is
now enjoyed by the government of every state in the union. Unless, therefore, there is a
surrender of this immunity in the plan of the convention [the proposed Constitution], it
will remain with the states, and the danger intimated must remain merely ideal…. [T]o
ascribe to the federal courts, by mere implication, and in destruction of a pre-existing
right of the state governments, a power which would involve such a consequence, would
be altogether forced and unwarrantable.18

15

2 U.S. (2 Dall.) 419, 453-66 (1793).

16

567 U.S. ________ (2012) (opinion of Roberts, C.J.) (slip opinion). Parts of this opinion – though not the
introduction discussed here – were the opinion of the Court.

17

U.S. Constitution, art. 3, sec. 2, cl. 1.

18

The Federalist, No. 81, 521-22.

�8
In seriatim opinions, four out of five members of the U.S. Supreme Court, including
Justice Wilson, made the “forced and unwarrantable” inference dismissed by Publius, deciding
that the Court had jurisdiction over Georgia, with one justice dissenting.19 Rather than starting
with the relevant clause of the U.S. Constitution and its implications, Wilson started with the
much broader question, “Do the people of the United States form a nation?” Wilson’s opinion in
Chisholm is a rich display of learning in philosophy and law, and it can be appreciated as a
lesson to the public about how to think about what ratifying the Constitution meant.
Amusingly, Wilson used the wording of a toast to make a profound Constitutional point.
He noted that the toast is given in the form, “[t]he United States,” instead of “[t]he People of the
United States,” and that this reflects a confusion between the artificial person, the United States,
and the natural person, the people of the United States, who “spoke it [the United States] into
existence.”20 In adopting the Constitution, the people – including the people of Georgia speaking
as part of the people of the United States – were capable of vesting and did in fact vest judicial
power over states, including Georgia, in federal courts.21
Among the lines of argument that Wilson followed, I focus here on his treatment of the
scope of Georgia’s sovereignty as a state of the United States. He argued that the citizens of
Georgia, when “they acted upon the large scale of the Union,” acted “as a part of the ‘People of
the United States’” and did not surrender their sovereign power to Georgia; rather, with respect

19

2 U.S. (2 Dall.) 419, 429-50 (seriatim opinion of Iredell, J., dissenting), 450-53 (seriatim opinion of Blair, J.),
453-66 (seriatim opinion of Wilson, J.), 466-69 (seriatim opinion of Cushing, J.), 469-79 (seriatim opinion of
Jay, C.J.).

20

Wilson, James, Chisholm v. Georgia, 2 U.S. (2 Dall.) 419, 453-66 (1793) (seriatim opinion), in Vol. 1, The
Collected Works of James Wilson, eds. Kermit Hall and Mark David Hall (Indianapolis: Liberty Fund, 2007),
362.

21

Ibid., 362.

�9
to the purposes of the Union, they retained their sovereign power to themselves.22 Consequently,
the State of Georgia was not a sovereign state with regard to the Union.23 Later in his opinion,
Wilson argued that the Court’s decision of the case at hand was one of purposes of the United
States, so that Georgia was not sovereign for the purpose of the suit.
He further argued at length that the people of the United States intended to form a
national government for national purposes, complete with legislative, executive, and judicial
power.24 Contrary to Publius, Wilson argues that to have allowed in this complete national
scheme an exception for states to consent to be sued would “be repugnant to our very existence
as a nation[.]”25 This is an instance in which Wilson’s teaching with regard to nationhood
differed from that of Publius. As noted above, Publius saw nothing repugnant to the
Constitutional regime for states to retain sovereign immunity.
Only after following several other lines of argument to reach the conclusion that Georgia
was subject to the jurisdiction of the Supreme Court in the suit (and I leave the others aside in the
present essay) does Wilson turn to the meaning of the specific relevant text of the Constitution.
“[C]ould this strict and appropriated language, describe, with more precise accuracy, the cause
now depending before the tribunal?”26 The question is rhetorical, and the answer, to Wilson,
obviously negative. Note that with respect the Constitutional text, Wilson and Publius taught two
different but reasonable ways of reading the grant of power. Wilson read the grant strictly,
requiring no additional language to deprive the states of the relevant aspect of sovereign

22

Ibid., 355

23

Ibid.

24

Ibid., 362-66.

25

Ibid., 365.

26

Ibid., 365-66.

�10
immunity, while Publius read the grant in the context of the states’ historical powers,
understanding it to be limited tacitly by the states’ sovereign immunity absent specific language
denying that immunity to the states. Like the authors of The Federalist, Wilson explained the
reasons for his opinion publicly and clearly, teaching the people a particular method of thinking
about themselves and the Constitution that they had adopted. It was left to the people and their
elected representatives to decide whether Wilson’s lessons, the lessons of The Federalist, or
some other lessons would be accepted. In this particular case, the people – through their elected
representatives in the Congress and in the requisite number of states – rejected his teaching and
that of the Supreme Court majority. In 1794 the Congress proposed and in 1794 and 1795 the
requisite number of state legislatures ratified the Eleventh Amendment to exempt a state from
suits by citizens of another state or by citizens or subjects of a foreign state. This rapid response
to the Court’s decision in Chisholm is itself an illustration of the capacity of the people, acting
through their elected representatives, to react to federal judicial decisions.
Chief Justice Roberts’s more recent opinion in National Federation of Independent
Business v. Sebelius was a much more direct example of judicial teaching.27 In the first six pages,
Roberts was obviously teaching his readers certain aspects of the judiciary’s relationship to the
political branches, the people, and the Constitution. He began his lesson by pointing out that
“[i]n our federal system, the National Government possesses only limited powers; the States and
the people retain the remainder,” and by quoting Chief Justice Marshall’s observation that the
extent of the powers granted to the federal government “will probably continue to arise, as long
as our system shall exist.”28 “Resolving this controversy [the issue at hand] requires us to

27

National Fed’n of Indep. Bus. v. Sebelius, 567 U.S. ________ (2012) (slip opinion) (“NFIB”); NFIB, opinion of
Roberts, C.J.

28

NFIB, opinion of Roberts, C.J., 2.

�11
examine both the limits of the Government’s power, and our own limited role in policing those
boundaries.”29 Our concern here is primarily with Roberts’s examination of the Court’s role in
enforcing the limits of the federal government’s powers.
Roberts argued that the Supreme Court reads Constitutional grants of power to the federal
government “permissively” because it is reluctant to void acts of elected federal officials. In
Roberts’s view of the Court’s role, the Court should void such an act only when the absence of
Constitutional authority to pass the act (or, by extension, the absence of Constitutional authority
to perform an executive act) is clearly demonstrated.30 “[Policy] decisions are entrusted to the
Nation’s elected leaders, who can be thrown out of office if the people disagree with them. It is
not our job to protect the people from the consequences of their political choices.”31 On the other
hand, according to Roberts, “[o]ur deference in matters of policy cannot, however, become
abdication on matters of law…. [T]here can be no question that it is the responsibility of this
Court to enforce the limits on federal power by striking down acts of Congress that transgress
those limits.”32 By logical extension, Roberts’s argument extends to voiding executive acts that
transcend Constitutional limits, too.
Aside from his obvious teaching of the role of the people and of elected officials in the
Constitutional regime, Roberts’s argument implies that the Supreme Court and the federal courts
generally have an educational role. When an issue is presented for decision by a court, that court
must decide which Constitutional grants and limits on federal power are relevant to the issue, and
it must explain the reasons for that decision to the public. The court must then decide whether the

29

Ibid., 2.

30

Ibid., 6.

31

Ibid.

32

Ibid.

�12
legislative or executive act at issue is a transgression of Constitutional limits, again publicly
explaining the reasons for the decision. The fact that Roberts explains the role of the Court
strongly implies that he understands that for the Court to be seen to be staying out of policy
decisions and to be seen as making legitimate Constitutional decisions, it must explain its
decisions publicly and credibly. Going beyond such limited efforts to retain credibility, Roberts’s
teaching points to the Court’s role in educating the public and government officials about the
Court’s responsibilities with regard to policy judgments and Constitutional judgments. Careful
delineation of the policy and Constitutional questions and careful observance by judges of their
responsibilities with respect to those questions serve to teach the public Constitutional and
personal self-control.
It is entirely possible, of course, that the Court can make a policy judgment by mistaking
it for or disguising it as a Constitutional judgment, and it has been accused of doing so (e.g., in
NFIB v. Sebelius). The value of public explanations, as noted in the discussion of Wilson and
Chisholm, is that they provide material that government officials and the public can use to make
their own judgments in accepting or rejecting their judges’ teachings.
As the authors of The Federalist point out, if judges fail in self-control, the last resort lies
in the people themselves.33 Do people need to be made ready for such responsibility, and if so,
how? According to the authors of The Federalist, men require government “because the passions
of men will not conform to the dictates of reason and justice, without constraint.”34 Free people
require more than the constraining Constitutional regime described in The Federalist; they
require self-control. The authors of The Federalist appeal to a capacity among their readers to

33

The Federalist, No. 51, 331-32.

34

Ibid., No. 15, 91.

�13
consider their arguments. Individuals must learn, or they must be taught, even that preliminary
skill, and, as the foregoing discussion suggests, much more is required of Constitutional citizens.
They must have the capacity to choose their agents well and to observe and judge them carefully.
To observe and judge the behavior of political officers and judges with respect to the
Constitution, an individual must understand the dynamic of legislative and executive action and
judicial review as they relate to his liberty so that he may act in his rationally-directed and
rationally-constrained interests. The Constitutional regime requires self-constrained citizens who
are capable of establishing and maintaining a government that can constrain them when
necessary and a government that in turn can exercise and demonstrate power responsibly by
exercising and demonstrating self-restraint. The Constitutional regime and the Constitutional
citizen must mutually shape and sustain each other. The Federalist is a significant feature of that
mutual shaping and sustaining, speaking to the people for a conception of the Constitution and
providing a model for some of the continuing requirements of citizenship. The judiciary, as it
plays its unique role in the Constitutional regime as intermediary between the people and their
legislative and executive agents, speaking for the Constitution to the people and their agents and
providing examples and explanations for the continuing requirements of government, is also a
significant feature of that mutual shaping and sustaining.35 The Federalist and the work of judges
serve as an education for governing ourselves as individual souls and as a Constitutional regime.

35

“It is far more rational to suppose, that the courts were designed to be an intermediate body between the people
and their legislature, in order, among other things, to keep the latter within the limits assigned to their
authority.” The Federalist, No. 78, 498.

�14
Works Cited
Claunch, Charles C. “State and Soul in The Federalist.” M.A. Liberal Arts thesis. St. John’s
College, Santa Fe, 2005.
Chisholm v. Georgia. 2 U.S. (2 Dall.) 419, 453-66 (1793).
Hamilton, Alexander, John Jay, and James Madison. The Federalist: A Commentary on the
Constitution of the United States. Edited by Robert Scigliano. New York: Modern
Library, 2000.
National Federation of Independent Business v. Sebelius. 567 U.S. _______ (2012). Slip
opinion.
Roberts, John R., Jr. National Federation of Independent Business v. Sebelius. 567 U.S. _______
(2012) (opinion). Slip opinion.
Wilson, James. Chisholm v. Georgia. 2 U.S. (2 Dall.) 419, 453-66 (1793) (seriatim opinion). In
Vol. 1, Collected Works of James Wilson. Edited by Kermit Hall and Mark David Hall.
Indianapolis: Liberty Fund, 2007.

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                    <text>Steve Baker

sjb2009@columbia.edu

Fame and the Solitary Life: Rethinking the Liberal Arts
through the Paradoxes of Petrarchan Humanism
Steve Baker
Columbia University
“When we are free from necessary business and other concerns
we are eager to see or to hear or to learn.”1
– Cicero, De Officiis, I, 13 (trans. M. T. Griffin)

Much has been made of Petrarch’s momentous discovery of Cicero’s collection of
familiar letters to his friend Atticus, the so-called Ad Atticum.2 Uncovered in 1345 in Verona, it
marked a decisive turning point in the development of Petrarch’s work.3 Yet, relatively little has
been made of Petrarch’s analogous discovery in 1333 of Cicero’s Pro Archia.4 Its importance

1

“Cum sumus necessariis negotiis, curisque vacui, tum avemus aliquid videre, audire, discere.”

2

On Petrarch’s discovery of Ad Atticum in 1345, see Kirkham, “A Life’s Work” in Petrarch: A Critical
Guide to the Complete Works, p. 21 ff.: “As a ‘born-again’ ancient, Petrarch made his greatest manuscript
discovery in the Verona cathedral library, the sixteen books of Cicero’s Ad Atticum along with two minor
collections, to the Roman orator’s brother Quintus and to Brutus. From these, which the classics detective
excitedly transcribed over several weeks in the spring of 1345 (a period when he also came to know
Dante’s son Pietro Alighieri), Petrarch took the tremendous idea of collecting his own letters.” See also
Billanovich, “Dall’Epystolarum mearum ad diversos liber ai Rerum familiarium libri XXIV,” pp. 1-55.
3

On the influence of the Ad Atticum on Petrarch and Renaissance letters, see Witt, “Medieval Ars
Dictaminis and the Beginnings of Humanism: A New Construction of the Problem”; Eden, The
Renaissance Rediscovery of Intimacy, pp. 49 ff.; and Fantazzi, “General Introduction” in Vives, De
conscribendis epistolis.
4

On Petrarch’s discovery of the Pro Archia, see Seniles XVI, 1. During a grand northern European tour
he took under the aegis of his Colonna patronage in 1333, Petrarch made a detour to visit a monastery in
Liege (Belgium) reputed to be rich in manuscripts. It was there that he found and quickly copied two
hitherto unknown Ciceronian orations, the Pro Archia and the apocryphal Ad milites romanae, one of
which he quickly copied and had a friend copy the other. Since Petrarch’s travel expenses were covered
by the Colonna, Wilkins (Studies in the Life and Work of Petrarch, pp. 5-8) assumes that he probably also
served in some kind of official way, either as messenger or cultural attaché or diplomat. Regarding
Petrarch’s service as “capellanus continuus commensalis” to the Colonna family, see Dotti, Vita di
Petrarca, pp. 28-47.

1

�Steve Baker

sjb2009@columbia.edu

cannot be overstated.5 Stumbling upon the neglected manuscript in a monastery library in Liège,
the twenty-nine-year-old recent law school drop-out struck on not only an impassioned
validation of his decision to pursue a life in letters but also a platform from which to launch the
cultural revolution that would become Renaissance humanism.6
In just the first few pages of the Roman orator’s defense of the poet Archias, Petrarch
found what would become the blueprint for much of his long and illustrious career.7 With its
themes of the “elevating influence of poetry” (III, 6), the role of friendship and patronage in the
professional poet’s life (III, 6), the question of pan-Italian Roman citizenship under the Lex Iulia
(IV, 6-7), and its praise of literary studies (VI, 12-14), the Pro Archia resonates in far-ranging
ways through Petrarch’s humanistic project: from his literary works to his epistolary politics,
from his neo-Latin epic, the Africa, to his support for Cola di Rienzo’s quixotic attempt to
resurrect the Roman republic and unify Italy.

5

See Pastore Stocchi, Petrarca e i potenti della terra, pp. 49-50; Pastore Stocchi, Introduzione in
Petrarca, Opere latine, pp. 15-17; and Guglielminetti, Petrarca e il petrarchismo, pp. 33.
6

See Cicero, Pro Archia, II, 4: “Nam ut primum ex pueris excessit Archias atque ab eis artibus quibus
aetas puerilis ad humanitatem informari solet, se ad scribendi studium contulit.” (”As soon as Archias had
left behind him his boyhood, and those influences which mould and elevate his boyish mind, he applied
himself to the pursuit of a literary career.”) All translations of the Pro Archia are from the Loeb edition
translated by Watts. On the origins of humanism, see also Kristeller, “Humanism and Scholasticism”;
Weiss, The Dawn of Italian Humanism; Witt, “Medieval Italian Cutlure and the Origins of Humanism as
a Stylistic Ideal,” pp. 29-70.
7

The symphonic opening sentence of the oration validates the value of literary pursuits in the legal
profession (Cicero, Pro Archia, I, 1): “Si quid est in me ingeni, iudices, quod sentio quam sit exiguum,
aut si qua exercitatio dicendi, in qua me non infitior mediocriter esse versatum, aut si huiusce rei ratio
aliqua ab optimarum artium studiis ac disciplina profecta, a qua ego nullum confiteor aetatis meae tempus
abhorruisse, earum rerum omnium vel in primis hic A. Licinius fructum a me repetere prope suo iure
debet” (“Whatever talent I possess (and I realize its limitations), whatever be my oratorical experience
(and I do not deny that my practice herein has been not inconsiderable), whatever knowledge of the
theoretical side of my profession I may have derived from a devoted literary apprenticeship (and I admit
that at no period of my life has the acquisition of such knowledge been repellent to me), – to any
advantage that may be derived from all these my friend Aulus Licinius has a pre-eminent claim, which
belongs to him almost of right”).

2

�Steve Baker

sjb2009@columbia.edu

The Pro Archia is not so much a defense of an individual poet as it is a panegyric on the
importance of the liberal arts and those who cultivate them.8 The value of humanistic studies,
according to Cicero,9 lies in their usefulness in matters of state and the expansion of its sphere of
influence: “literature exalts the nation whose high deeds it sings.”10 In praising poets for the
benefit they bring to the life of the republic and its citizens by incentivizing them with the
promise of immortality for their noteworthy deeds, Cicero’s Pro Archia presents the deep

8

Cicero, Pro Archia, I, 2: “Etenim omnes artes quae ad humanitatem pertinent habent quoddam
commune vinculum et quasi cognatione quadam inter se continentur.” (”Indeed, the subtle bond of a
mutual relationship links together all arts which have any bearing upon the common life of mankind.”)
The way Cicero phrases the common bond that all arts have with each other is richer than Watts’ English
translation here suggests. In the original: “quasi cognatione quadam,” in English literally means: “as
though by a kind of kindred relationship,” or “by a sort of, as it were, blood relationship.” Cicero qualifies
cognatione with both quasi and quadam because he is using the term, which technically describes a
familial, blood relationship, metaphorically (see, also, quoddam commune above and quasi divino
quodam spiritu, further down in the passage). These are the exaggerated signposts he is deploying in
order to make it clear that he is asking his audience to indulge him as he uses in his defense a new style of
speaking (“novum genus dicendi”), one suited more to the nature of his client, a poet, than to a court of
law. On the usefulness of literary studies, see also, Cicero, Pro Archia, VI, 13: “[...] ex his studiis haec
quoque crescit oratio et facultas, quae quantacumque in me est, numquam amicorum periculis defuit”
(”[...] my devotion to letters strengthens my oratorical powers, and these, such as they are, have never
failed my friends in their hour of peril”).
9

Cicero, Pro Archia, VI, 12: “Ego vero fateor me his studiis esse deditum: ceteros pudeat, si qui se ita
litteris abdiderunt ut nihil possint ex eis neque ad communem adferre fructum, neque in aspectum
lucemque proferre” (“I am a votary of literature, and make the confession unashamed; shame belongs
rather to the bookish recluse, who knows not how to apply his reading to the good of his fellows, or to
manifest its fruits to the eyes of all”).
10

See Cicero, Pro Archia, X, 23: “Propterea quod Graeca leguntur in omnibus fere gentibus, Latina suis
finibus, exiguis sane, continentur. Qua re si res eae quas gessimus orbis terrae regionibus definiuntur,
cupere debemus, quo manuum nostrarum tela pervenerint, eodem gloriam famamque penetrare: quod cum
ipsis populis de quorum rebus scribitur, haec ampla sunt, tum eis certe, qui de vita gloriae causa dimicant,
hoc maximum et periculorum incitamentum est et laborum” (“Greek literature is read in nearly every
nation under heaven, while the vogue of Latin is confined to its own boundaries, and they are, we must
grant, narrow. Seeing therefore, that the activities of our race know no barrier save the limits of the round
earth, we ought to be ambitious that whithersoever our arms have penetrated there also our fame and
glory should extend; literature exalts the nation whose high deeds it sings, and at the same time there can
be no doubt that those who stake their lives to fight in honor's cause find therein a lofty incentive to peril
and endeavor”).

3

�Steve Baker

sjb2009@columbia.edu

affiliation between politics and literary or artistic production.11 Petrarch’s encounter with the
poet Archias through Cicero will forever assure a place for poetry at the center of the vocation of
the humanist. It played, for example, a decisive role at this early stage in his life seeing that it
also inspired the address he delivered eight years later when he was crowned poet laureate on the
Capitoline Hill in Rome on Easter Sunday in 1341.12
Deemed the “first manifesto of the Renaissance” by Ernest Hatch Wilkins, Petrarch’s
Coronation Oration is a classically inspired treatise that valorizes the role of the poet in
society.13 Like Cicero in the Pro Archia,14 and as Ennius did before him, Petrarch places poets in
11

See Pastore Stocchi, Petrarca e i potenti della terra, pp. 49-50: “Ma un’esaltazione della poesia come
quella che il Petrarca scoperse e divulgò, a partire dal 1333, con l’orazione ciceroniana Pro Archia,
ammetteva appunto un’accezione più ampia, per la quale la persona stessa del poeta era esaltata e
consacrata come augusta e influente. D’altro canto, le biografie di Orazio o di Virgilio, ma anche, per
esempio, di Aristotele, rilette in questa luce, apparivano confermare una speciale attitudine del poeta e del
filosofo a definirsi quale amicus principis per eccellenza, potenzialmente affiancabile ai potenti terreni in
una sorta di diarchia: illusione carezzata ancora, fino alla morte di Lorenzo de Medici, dal Poliziano e da
altri intellettuali della cerchia medicea. Ma se mai questa illusione egemonica, che a un certo numero di
umanisti affermati non accordò mai se non qualche cancellierato e molte cadute in disgrazia, poté
sembrare vicina a realizzarsi per davvero, questo avvenne con il Petrarca: primo e probabilmente unico
letterato moderno cui sia stato così universalmente riconosciuto un primato anche sociale, non per la
‘gratia Dei’ che incoraggiava Dante a parlare, ma per il carisma della sua intelligenza e del suo sapere.”
12

See Fam. IV, 8 to Barbato da Sulmona: “Idibus Aprilis, anno etatis huius ultime millesimo
trecentesimo quadragesimo primo, in Capitolio Romano, magna populi frequentia et ingenti gaudio,
peractum est quod nudiustertius de me rex apud Neapolim decreverat: Ursus Anguillarie, comes ac
senator, prealti vir ingenii, regio iudicio probatum laureis frondibus insignivit” (“On the Ides of April, and
in the 1,341st year of this age, on the Roman Capitoline, in the presence of a large multitude and with
great joy, there occurred what the King of Naples had decreed for me the day before yesterday; Orso
dell’Anguillara, a friend and senator, a man of lofty talents, honored me with the laurel crown as
approved by the King’s judgment”). A majority of book IV of the Familiares is dedicated to recounting
the vicissitudes surrounding the coronation though he never describes many of the specific details of the
event itself.
13

For the manifesto pronouncement, see Wilkins, “Petrarch’s Coronation Oration,” p. 300. For a
reconstruction of the events surrounding the coronation, see Tatham, Francesco Petrarca: The First
Modern Man of Letters (His Life and Correspondence: A Study of the Early Fourteenth Century 13041347), II, pp. 104-52; Wilkins, “The Coronation of Petrarch.” See also Pastore Stocchi, Petrarca e i
potenti della terra, pp. 50: “Il riconoscimento, cioè, dell’umanista quale titolare di uno status eccezionale,
che delle sue competenze trae vantaggio per collocarlo ai vertici del corpo sociale. Era, certo, un’utopia
effimera, nutrita a sua volta di altre più antiche utopie accreditate dalla tradizione classica con argomenti
più or meno speciosi.”

4

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league with princes – not least of all because the same laurel wreath adorns both poets, when
crowned with literary glory, and princes, in a triumphal military procession.15 The prince needs
the poet in order to ensure that the glory of his deeds will endure long into the collective memory
of posterity.16 The poet needs the prince for such favors and privileges patronage can provide,
namely, the protection of the very otium or leisure necessary to produce such timeless works of
commemorative art.17

14

The Pro Archia is first mentioned by name in Petrarch’s “The Coronation Oration,” p. 301: “Take not
my word for this, but Cicero’s, who in his oration for Aulus Licinius Archias has this to say of poets: ‘We
have it upon the authority of the most learned men that whereas the poet attains through his very nature, is
moved by the energy that is within his mind, and is as it were inspired by a divine inbreathing – so that
Ennius fairly calls poets sacred in their own right, since they appear to be commended to us by the
possession of a divine gift.’” And again toward the end at Petrarch, “The Coronation Oration,” p. 308:
“Certain illustrious men, foreseeing such a possibility, have kept poets with them and held them in high
honor, so that there might be someone who would hand down their praises to posterity – a matter
carefully set forth by Cicero in his oration for Aulus Licinius Archias, to which I have already referred.”
See Petrarch, “The Coronation Oration,” p. 309, where the full Ciceronian passage with the anecdote
itself is quoted verbatim.
15

On Petrarch’s linking of poets to princes by means of the honor of the laurel crown, see Wilkins, “The
Coronation of Petrarch,” pp. 155-97; for an analysis of his oration, see especially pp. 172-9. See also
Petrarca, Rvf. 321 and 322 and the companion piece by Giacomo Colonna congratulating him on the
coronation cited in the notes of most editions of Petrarch’s Canzoniere (Rvf. 322), “Se le parti del mio
destrutte.” See also Petrarca, Collatio inter Scipionem Alexandrum Hanibalem et Pyrrum in Martellotti,
Scritti petrarcheschi, pp. 321-46.
16

Petrarch, “The Coronation Oration,” p. 308: “Many mighty men and warriors, and others who have
deserved eternal memory have passed into oblivion simply because they had not the good fortune to be
recorded by capable authors, as Horace says so well in his Odes: “Many mighty men lived before
Agamemnon, but all are buried in a tearless night,” and the reason follows: “since they lack an inspired
bard” (Horace, IV 9, 25-28). Certain illustrious men, foreseeing such a possibility, have kept poets with
them and held them in high honor, so that there might be someone who would hand down their praises to
posterity – a matter carefully set forth by Cicero in his oration for Aulus Licinius Archias, to which I have
already referred.”
17

As Luisa Secchi Tarugi rightly emphasizes, Petrarch wavers between otium and negotium, between
withdrawn study and political and social passion, fully aware of the fundamental role of the intellectual in
society. The idealized image of his humanist hero is a paradoxical mix of seemingly contradictory
qualities, action and contemplation, public virtue and private diligence. Just such a figure makes an
appearance in texts as early as his coronation oration of 1341. See Secchi Tarugi, Petrarca e
l’umanesimo.

5

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Yet the value of solitude is not reserved for the poet in this ancient formulation of the
equation. Solitude was seen as a precious resource even for the statesman. The very first
exemplum from classical antiquity Petrarch places under the first subheading of the first book of
his Rerum memorandarum libri, the one dedicated to the virtue of solitude, is none other than the
great “solitudinis amator,” Scipio Africanus, who is not necessarily the first person you would
associate to a life of withdrawal and studious leisure. The great general and man of action who
worked to defeat Hannibal in the time of the Carthaginian threat was remembered even in
antiquity as someone who cherished every precious moment he could spend some time alone
with his thoughts as well as with his most trusted friends.18 This is what made him great. This is
what makes him the paragon of Petrarch’s ideal humanist hero: someone who strikes the kind of
balance between the active and the contemplative, the private and the public, that nevertheless
leads him to great achievement on the stage of history.
As it turns out, contrary to popular belief, Petrarch was much more than a sylvan love
poet, the self-proclaimed solitary singer of Laura whose authorship of a tract on the virtues of the
life of solitude is more nuanced and complex than a superficial reading might suggest. In fact, if
we take a closer look at what Petrarch's De vita solitaria is all about I think we'll see just how
idiosyncratic his early modern brand of humanism really is. Book II of the work opens with a
long list of hermits. He tells us just enough about each of them to find out that they all have
something paradoxical in common. Despite their withdrawal from the world of human affairs,
they all earned great recognition and even fame in society. Some are more “famous” than others,
but he ends his list with a slightly longer description of St. Anthony,19 the religious recluse par
18

Valerius Maximus, Chap. VIII, 8: “Since leisure appears to be diametrically opposed to diligence and
study, it has the best claim to be subjoined to them, not leisure by which efficiency loses strength but by
which it is revived. For the former is to be avoided even by the lazy, the latter is sometimes to be sought
even by the energetic, so that as to the first they do not lead a life of perpetual inactivity, and as to the
second that by timely intermission of work they may come the brisker to its resumption. / That illustrious
pair of true friends, Scipio and Laelius, joined one to another by the bond of affection and also by
partnership in all virtues, just as they followed the path of active life with equal tread, so did they find
relief together in mental relaxations. For it is agreed that they used to pick up shells and pebbles
wandering on the beaches of Caieta and Laurentum, and P. Crassus often declared that he had learned this
from his his father-in-law Scaevola, who was Laelius’ son-in-law.”
19

Granted, some are more “famous” than others, but he ends his list with a longer biographical sketch of
one of the most famous hermits of all Antonio, about whom he writes to Boccaccio in Sen. XVII, 2 in a

6

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excellence who cultivated such a reputation for wisdom and restraint – earning for himself so
much admiration and respect –, that he was even sought out by the emperors of Rome and
invited into relationships of “amicitia” with them for the sage advice he could lavish on them.
To anyone familiar with Petrarch's career not only as the solitary singer of Laura, but also
as public intellectual, court advisor and diplomat, this might ring a bell. So much of this minihagiography resonates with Petrarch’s own biography right down to the word choice and focus
on his relations with those in positions of power. In fact, he even goes on to emphasize the fact
that Anthony found himself in such intimate interaction with the emperor that he exchanged
“familiar” letters with them on a regular basis, as Petrarch himself did with dozens of the
powerful figures not only in the papal court at Avignon, but also in the centers of power
throughout Italy and across Europe.20
And so, as early as this late medieval moment of cultural transition and intellectual
rebirth, the study of eloquence and philosophy – in short, the foundations of a liberal education –
was intended for the betterment of society. The binary of contemplative and active was not a
mutually exclusive one. And as we can see from his choice of examples, even the religious was
not excluded from the realm of human concerns.
It is no mystery then that Petrarch’s cultivation of the solitary life was never meant to be
taken as an end in itself. As it was in antiquity and would be in the later tradition of Renaissance
humanism, the studia humanitatis were always meant to bolster an individual’s participation and
accomplishment in other areas of life. Time outside the fray spent learning in quiet
contemplation, cultivating the self, is what gives the Petrarchan humanist the personal fortitude
necessary for productive engagement with the world of human affairs. Petrarchan humanism
synthesized the contemplative and the active lives.

comparison between their humble friendship and the one cultivated between Anthony and St. Paul of
Thebes (Paul the Theban). Theirs is another exemplary case of intimacy between hermits, humble men
dedicated to learning and letters, with little in the way of earthly goods to their name. As if the two had
anything to do with each other: riches and friendship.
20

Petrarch, The Life of Solitude, II, i, chapter 2, p. 192: “I might go on to tell [...] how Roman Emperors,
attracted by the miracle of his fame, addressed letters to him with the reverence due to a father and were
immensely delighted when they were accorded the honor of a reply.”

7

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sjb2009@columbia.edu

Petrarch's panegyric On the Solitary Life opens with an exhortation to the reader to
cultivate their soul at least as much as they might busy themselves with a myriad other trifles in
their daily lives. But what is the solitary life good for?21 First on the list is to serve God, which
he deems the only truly free and happy occupation of our souls; next is to cultivate our ingegno,
namely, our intellect, our creativity, our mind; lastly, it is for meditation and writing, for
planning and creating something to leave behind for posterity to remember us by, and thus to
stop the fleeing of time and lengthen our all too brief lives through creative output. And so he
prescribes a venue for this brand of solitude that is conducive not only to introspection but also
to culture. It should be a place friendly to books, since literary concerns should also be at the
forefront of ones leisurely activities.
He also makes it clear that by solitude he does not necessarily mean being always strictly
alone, that kind of extreme solitude he calls inhuman. Further layering paradox upon paradox,
for Petrarch, one should populate their solitude with choice company.22
“Besides,” he says, “I never persuaded those for whom I said solitude was
advantageous that in their desire for solitude they should despise the laws of friendship. I
bade them fly from crowds and not from friends. [...] Let his leisure be modest and
gentle, not rude; let his solitude be tranquil, not savage; in short, let it be solitude and not
barbarism.”23

Inhuman solitude is missing its “participe,” its companion, its friend.
“It will never be my view,” he continues, “that solitude is disturbed by the presence
of a friend, but that it is enriched. […] I would share my solitude like everything else
with my friends, believing that Seneca spoke with true humanity when he said that ‘no
good thing is pleasant to possess without friends to share it’ (Epistles, 6). Solitude is a
great and sweet possession.”24

21

Petrarch, De vita solitaria, p. 327

22

Arendt, Men in Dark Times, p. 24: “As is well known the ancients thought friends indispensable to
human life, indeed that a life without friends was not really worth living. In holding this view they gave
little consideration to the idea that we need the help of friends in misfortune; on the contrary, they rather
thought that there can be no happiness or good fortune for anyone unless a friend shares in the joy of it.”
23

Petrarch, The Life of Solitude, I, v, chapter 4, 162.

24

Petrarch, The Life of Solitude, I, v, chapter 4, 163-5.

8

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sjb2009@columbia.edu

What is solitude with friends, this state of being “alone together,” but another of the classic
oxymorons of Petrarchan poetics like the famous “icy fire,” “sugared grief” and “sour delight” of
his love lyrics. The difference between extreme and inhuman solitude that desires only pure
withdrawal and the more humane version that seeks not only to be alone but also to be in
company, that wants to learn but also teach, to listen as well as speak, represents in the broadest
sense one of the differences between Epicureanism and Stoicism. It’s a two-way road and which
is where Seneca’s “humanius dictum,” his most human saying comes in: there is nothing worth
having unless you have a friend (to enjoy it with you).
By now it should be apparent that Petrarch has a very specific genealogy in mind when he
extols the virtues of a life of solitary leisure. Never does it imply complete withdrawal from the
activities of civic life. Instead, it implies the balanced approach one should take to the affairs of
the society of man.25
Petrarch transforms retired leisure into a valuable life devoted to liberal studies and
friendship. He says that he has yet to see any of his contemporaries (322, 326, 328) make a
successful contribution to the public welfare. Those who devote themselves exclusively to public
service risk losing control of their own lives, passions and minds. Hence his praise for Scipio
Afrianus, the statesman who perfectly embodies, in Petrarch's view, the right balance of the
active and the contemplative. With Petrarch the ethos of otium begins to transform the goal of
everyday life into one involving self-knowledge and the cultivation of individual talents, a life
populated by good friends and good books.

25

Sen. XVII, 3; Bernardo, p. 655: “[…] et occupatio mea maior et tempus angustum erat, idque ipsum, ut
nosti, bellicis undique motibus inquietum, a quibus etsi animo procul absim, nequeo tamen fluctuante
republica non moveri.” (Sen. XVII, 3, 1). He puts it rather poignantly in one of the Seniles he addresses to
Boccaccio towards the end of his life. He sums up his attitude towards the balance between withdrawal
and involvement thus: “[…] and at that, as you know, I was disturbed by war breaking our on all sides.
Though I am far from sympathizing with it, I still cannot avoid being disturbed by the ups and downs of
the republic.” Moments like this – and there are many, particularly as one delves deeper into his corpus of
letters – show any picture of a happily withdrawn hermit Petrarch, quietly whittling away his days over
his studies and at peace, to be overly optimistic. Instead, he was subject to all the fluctuations, upheavals
and disorder that plagued Italy in the mid-fourteenth century. The contingencies of the historical moment
in which he lived incessantly impinged on his living, no matter how much in his writings he is able to
transcend to the timelessness that so much of what his writing has achieved, which is what made those
precious moments of solitary peace and quiet all the more valuable. It is perhaps also fitting that these
remarks regarding the patience required in order to maintain one’s soul at peace even in the face of
adversity, in this case threats of violence and destruction with the outbreak of war menacing from all
sides, are found in the prefatory remarks to the letter in which Petrarch’s Latin translation of Boccaccio’s
Griselda is found. In some ways it could also give us some clues as to how Petrarch read the story of the
steadfastness of Boccaccio’s “insigna uxor.”

9

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sjb2009@columbia.edu

“Whoever invades him in this retreat should have occasion to marvel that humanity,
which is exiled from the cities, inhabits the wilderness and that while he has found bears
and lions in populous places, in solitude he has discovered angelic man. Such is my
feeling in the matter, and this I hold to be the middle of the road between the two
extremes.”26

In the oasis of our universities these are the kind of qualities that we as liberal arts educators
instill in our students, they are what will ultimately make our students more responsible citizens,
pave the way to them becoming empowered leaders and lead them to live more rewarding richer
lives. And so with Petrarch I say, “read the classics and be free.” It is the imaginative venture of
Petrarchan leisure to allow private individuals, who are not necessarily religious contemplatives
or philosophers, time to cultivate the virtues of a higher life of the mind and spirit. And that's
what a liberal education is for: a socially mandated four years of retreat from the tempest of the
world to do just this, so that no matter what they go on to do in life they will have the tools
succeed when the tempest comes a calling as it always inevitably does.

26

Petrarch, The Life of Solitude, I, v, chapter 4, 162.

10

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                    <text>“From Doubt and Decline towards Dialogue:
Discussing Anselm’s Proslogion in the Religiously Pluralist Classroom”
Christopher Denny, Associate Professor, St. John’s University—NY
1. Introduction
I begin by asking for the inspiration of Anselm of Canterbury, taking a cue
from the meditative prayer in chapter one of his Proslogion. If I was fortunate
enough to have Anselm speak in my place this morning, I can imagine him saying,
“Come now, conference participants! Let us flee for a while from the cares of
academic specializations and research and publication protocols, casting aside these
burdensome pursuits. Let us set aside time to enter the inner chambers of our
classrooms and particular institutions, and there seek a pedagogical rationale for
reading, discussing, and teaching religious texts within a liberal arts curriculum. For
if we cannot offer a sustained and principled defense of the value of studying
religion and theology in colleges and universities dedicated to free inquiry about
fundamental existential questions, where will such intellectual practices occur?”
“But alas! wretched as we are, those of us intent on preserving a place for
theological inquiries in higher education are bowed down in the current educational
context. For both vocal secular critics of religion and pious caretakers of religion
have replaced the search for ‘that than which-nothing greater can be conceived’
with the conviction that religion and piety are primarily reified markers of personal
and collective identity. Be it our goal to look past these assumptions and set our
sights upon the search for the truth, wherever truth leads us.”

�Denny, “From Doubt and Decline towards Dialogue,” page 2
The secularization of American higher education, and the accompanying
marginalization of theological study in college and university curricula, is a process
that has been occurring for centuries, as George Marsden noted in his book The Soul
of the American University: From Protestant Establishment to Established Nonbelief.1
The causes for this marginalization begin with the desire of Protestant
denominations in the colonial and Federal periods to downplay creedal
disagreements among themselves. They continue during Americanized Romanticera attempts to locate the essence of Christian religion in interiorized piety and
whiggish notions of progress, and reach a culmination in the late nineteenth and
early twentieth century initiatives to situate the university within a scientific
paradigm in which achievement is gauged in terms of empirical measurement and
technological ability. Marsden and other commentators have rehearsed this history
in detail, and for many it may be a cause for commiseration. My purpose, however,
is neither to bemoan these changes nor to praise them as the acme of modern
liberalism. Rather I intend to argue that the secularization of Christian colleges and
universities opens up new opportunities for reintroducing theology into the liberal
arts curriculum in a religiously pluralist rather than in a confessionalist context. To
illustrate these possibilities, I employ Anselm of Canterbury’s Proslogion as a test
case, relying both on the text itself and also upon the historical environment within
which the Proslogion was written, for Anselm too faced a profound shift in
educational ideals during his day, and his writings indicate a need to confront a new
See George Marsden, The Soul of the University: From Protestant Establishment to
Established Nonbelief (Oxford: Oxford University Press, 1994); James T. Burtchaell,
The Dying of the Light: The Disengagement of Colleges and Universities from their
Christian Churches (Grand Rapids: Eerdmans, 1998).
1

�Denny, “From Doubt and Decline towards Dialogue,” page 3
audience in the emerging scholastic classroom and a new method of doing theology.
Rather than denouncing the transformation that theology underwent as it expanded
beyond the monasteries, Anselm retooled theology. Liberal-arts practitioners and
theologians would do well to follow his example.
2. Increasing Professional and Religious Pluralism in Anselm’s Context
Recent scholarship in medieval educational history has supplemented an
earlier focus on the role of Benedictine monasticism with greater attention to the
importance of cathedral schools and the Ottonian and Salian imperial courts in
fostering an approach to philosophy centered upon the study of Cicero’s oratory and
service to the state. Stephen Jaeger’s recent study of primary source documents
from the tenth and eleventh centuries challenges medieval histories of the liberal
arts that marginalize contributions from outside the sphere of monastic education.2
A figure such as the monk-scholar Gerbert of Aurillac, for example, straddles the
boundary between religious and secular education. Having left his position as abbot
of the monastery of Bobbio, Gerbert spent his days teaching arts and rhetoric, until
receiving the patronage of Emperor Otto III, with whose support Gerbert became
Pope Sylvester II in the year 999. In his work On the Rational and the Use of Reason,
Gerbert promoted a so-called “imperial philosophy” (imperialis philosophia), in
which the logic and dialectic of Aristotle and Boethius were placed at the service of
Otto’s court. While Gerbert had learned grammar at the monastery of Aurillac, his

2

See C. Stephen Jaeger, “Philosophy, ca. 950—ca. 1050, Viator 40/1 (2009): 17-40.

�Denny, “From Doubt and Decline towards Dialogue,” page 4
own introduction to logic came during his time at the imperial court and at the
cathedral school at Reims studying with the teacher Gerannus.3
Although logic in these decades remained subordinate to a practical
understanding of the liberal arts as a benefit for a career in secular administration,
over time the influence of the cathedral schools filtered back into monastic settings,
including the monastery at Bec where Anselm taught. Anselm’s teacher Lanfranc
was a key figure in this development. Having come to this new monastery after
studies in the liberal arts and law, as prior Lanfranc began to admit students who
were not planning to enter a monastery, either at Bec or elsewhere, in order to raise
money for the abbey.4 By the late eleventh century, a number of these students at
Bec had entered administrative careers, bolstered by their studies in history and
law.5 Anselm’s resuscitation of the literary dialogue in medieval Latin literature
needs to be interpreted against this shift in the student population at Bec. Even
though Anselm eventually reversed Lanfranc’s decision to admit external students
at Bec, the use of dialogue manifest in Anselm’s early work De Grammatico (On

See Richer of Saint-Rémi, Histories [3.45], vol. 2, ed. and trans. Justin Lake
(Cambridge, MA: Harvard University Press, 2011), 66—71.
4 See Alex J. Novikoff, “Anselm, Dialogue, and the Rise of Scholastic Disputation,”
Speculum 86 (2011): 387—418. The primary sources dealing with Lanfranc’s
education, including the biographical material from Milo Crispin and Gilbert Crispin,
are surveyed in H. E. J. Cowdrey, Lanfranc: Scholar, Monk, and Archbishop (Oxford:
Oxford University Press, 2003), 5—10.
5 See Sally N. Vaughn, “Anselm, Lanfranc, and the School of Bec: Searching for the
Students of Bec,” in The Culture of Christendom: Essays in Commemoration of Denis L.
T. Bethell, ed. Marc A. Meyer (London: Bloomsbury Academic, 2003), 155—81. Also,
see Novikoff, The Medieval Culture of Disputation: Pedagogy, Practice, and
Performance, The Middle Ages (Philadelphia: University of Pennsylvania Press,
2013).
3

�Denny, “From Doubt and Decline towards Dialogue,” page 5
Grammar) endured in his later theological dialogues, most notably Cur Deus Homo
[Why God became Human?]6
Even an early work of Anselm’s such as the Proslogion, which is not
composed in the genre of a formal dialogue with different literary characters,
displays the transition from soliloquy towards dialogue and argument in the
response that it generated and Anselm’s rejoinder. In the preface to this work,
Anselm describes it as an alloquium, an address or allocution. In his later response
to Gaunilo, however, Anselm appeals to those who have knowledge of disputandi
argumentandique (debating, discussing, proving, arguing) to come to his defense
against Gaunilo’s objections.7 Indeed Anselm’s entire literary output displays an
evolution in the direction of debate, and there are for Anselm culpable and
praiseworthy debaters. For example, in the beginning of his treatise On the
Incarnation of the Word, Anselm distinguishes between the arguments of those who
proudly deny what their intellects cannot grasp and the arguments of those who
humbly live the Christian faith.8 By the time Anselm wrote the later Cur Deus Homo
[Why God became Human], he no longer waits for the response from the likes of
Gaunilo as he explicitly anticipates debate and organizes the first part of the
dialogue around meeting the “objections of unbelievers.”9

Novikoff criticizes Richard Southern’s lack of appreciation of Anselm’s debt to
Lanfranc on this point. See Novikoff, “Anselm, Dialogue, and the Rise of Scholastic
Disputation,” 405.
7 See Anselm, Reply to Gaunilo 7.
8 See Anselm, On the Incarnation of the Word 1.
9 See Anselm, Cur Deus Homo, preface and 1.
6

�Denny, “From Doubt and Decline towards Dialogue,” page 6
3. Reading the Proslogion with Awareness of Religious Pluralism
Interpretive awareness of Anselm’s transitional educational context helps to
balance understandings of the Proslogion that reduce this work to an exercise in a
completely interiorized version of fides quaerens intellectum, faith seeking
understanding. The Proslogion certainly qualifies as such a search but one that is
neither solipsistic nor exclusivist. Rather, once we know more about Anselm’s
historical context, we can appreciate that Anselm’s search in the Proslogion is
marked by an environment of religious pluralism and debates, but not debates that
mirror our contemporary polemics between religious believers and skeptics. First,
Anselm wrote this treatise against the background of the intra-Christian schism
between the churches of Rome and Constantinople that occurred in 1054, and the
result of that schism continued to influence Anselm’s theological career, as he gave
an address at the Council of Bari in 1098 crafted to convince Eastern Christians of
the Latin doctrine of the trinitarian filioque, the procession of the Son from the Holy
Spirit as well as from the Father. Second, Anselm was part of a generation of
Christian theologians who were coming into increased contact with anti-Christian
polemical works by non-Christian authors, much of which was in dialogue form. The
Account of the Disputation of the Priest, a ninth-century Jewish text, is an example of
this genre. The Account attacks the Christian doctrine of the Incarnation on the
grounds that the divine nature is incompatible with such a religious teaching. At the
beginning of his treatise On the Incarnation of the Word, Anselm refers to the
writings of his fellow scholastic Roscelin, who at the Council of Soissons in 1092 was
accused by Anselm and others of teaching tritheism. Roscelin’s nominalist

�Denny, “From Doubt and Decline towards Dialogue,” page 7
contention that the persons of the Trinity must be separate substances in order to
avoid admitting that the Father and the Spirit would also have had to become
incarnate alongside the Son is found in a work attributed to one of his
contemporaries, the Islamic theologian al-Ghazālī. A dialogue format was precluded
in On the Incarnation of the Word, as the work was addressed directly to Pope Urban
II, but later in the dialogue Cur Deus Homo Anselm’s interlocutor Boso praises
Anselm’s arguments for the Incarnation, claiming that it should serve as proof for
Jews and pagans.10
Twentieth-century philosophers and theologians have split much ink and
typeface over the issue of whether the Proslogion is an exercise in natural theology
or, as twentieth-century theologian Karl Barth held, a priori theological support for
those already initiated.11 One contemporary interpreter outlines such a
dichotomous choice as follows:
Loyalty to Christian identity remained for Anselm the first responsibility
of theological interpretation and the only authentic basis for theological
reasoning. Anselm would not have shared the belief that a progressive
and sure epistemological foundation was at hand, immanently accessible,
to which he could lead the unbeliever and from which they could share
common assumptions.12
See Daniel J. Lasker, Jewish Philosophical Polemics against Christianity in the
Middle Ages (New York: Ktav, 1977), 121—25; al-Ghazālī, Réfutation Excellente de la
Divinité de Jesus-Christ d’après les Évangiles, ed. and trans. Robert Chidiac (Paris: E.
Leroux, 1939); Anselm, Cur Deus Homo 2.22.
11 See Karl Barth, Fides Quaerens Intellectum, trans. I. W. Robertson (London: SCM,
1960).
12 Jeffrey C. Pugh, “Fides Quaerens Intellectum: Anselm as Contemporary,” Theology
Today 55/1 (April 1998): 35—45, at 43. Later in the article Pugh writes, “Seeking to
justify itself within its cultural context, it [theology] runs the risk of connecting its
theology so strongly to the culture that its construals of God will diminish when the
cultural forms it arose within pass into yet another” (44). By contrast, I hold with
Catholic theologian Bernard Lonergan (1904—84) that “A theology mediates
between a cultural matrix and the significance and role of a religion in that matrix.”
10

�Denny, “From Doubt and Decline towards Dialogue,” page 8

I must simply disagree. For Anselm, the criterion of theology is first and foremost
the truth of God rather than the maintenance of religious identity, which is a
derivative issue. Moreover, the narrator’s self-understanding shifts in the course of
the Proslogion’s first chapter, as I will argue momentarily. Debates over the role of
reason versus faith in the Proslogion would assume a helpful new guise if Anselm’s
original audience was taken into account. Anselm was not addressing a group of
eighteenth-century deists. Theology and philosophy, and the accompanying
distinction between natural and supernatural knowledge, were not as clearly
distinct as they would become some two centuries after his time. The fool he
references from Psalms 14 and 53 does not provide a clear-cut case of religious
atheism but according to the psalmist, an example of moral corruption. The
pressing concern in the opening chapters of the Proslogion is what kind of god God
is, a more intelligible concern given the religious differences in Anselm’s context.
Let’s see what a reading of the opening chapters of the Proslogion can look like
through an interreligiously informed hermeneutic.
Anselm concludes chapter one with a quotation from Isaiah: “unless I believe,
I will not understand” (nisi credidero, non intelligam; Is 7:9). This well-known verse
is also included in Anselm’s letter to Pope Urban II at the beginning of his work On
the Incarnation of the Word and clearly served as a guiding principle in his writings;
it is often used as support for a fideist approach to the Proslogion.13 Yet there are
Bernard J. F. Lonergan, Method in Theology (Toronto: University of Toronto Press,
1971), xi.
13 See Anselm, On the Incarnation of the Word 1.

�Denny, “From Doubt and Decline towards Dialogue,” page 9
too many other passages in Anselm’s writings that appeal to rational persuasion of
non-Christians for readers to stretch Anselm’s citation of this verse into a global
epistemological principle that would hold good for all persons.14 Anselm himself
may begin reasoning from a position of religious faith, but many of his readers have
not.
The second chapter’s famous definition of God as “that-than-which-a-greatercannot-be-thought” acquires a different cast when it is accepted as a premise about
God than as a self-evident proof or, as Kant held, an exercise in trying to derive
existence from reasoning, a charge that would be better leveled against the
argument for God in Descartes’s Third Meditation.15 As Katherin Rogers notes,
Anselm’s theological premises are intended to achieve two goals at the same time:
first, deepening the religious belief of insider participants, and second, persuading
outsiders.16 While this definition of God is not separable from the religious belief of
insiders, neither is it a neutral lowest common denominator. Since the definition is
at its root apophatic, God as “that-than-which-a-greater-cannot-be-thought” by itself

In addition to Cur Deus Homo 2.22, for another example see On the Incarnation of
the Word 6.
15 Anselm, Proslogion 2, trans. M. J. Charlesworth, in Anselm of Canterbury: The Major
Works, eds. Brian Davies and G. R. Evans, Oxford World’s Classics (New York: Oxford
University Press, 1998), 87; see Kant, Critique of Pure Reason A592/B620—
A602/B630. A critique of Kant’s rejection of the “ontological argument” is given by
Pugh, “Fides Quaerens Intellectum.”
16 See Katherin Rogers, “Can Christianity Be Proven? St. Anselm of Canterbury on
Faith and Reason,” in Anselm Studies 2, eds. Joseph C. Schnaubelt et al. (Kraus
International, 1988), 459-479, at 466. Also, note Brian Davies, “Anselm and the
Ontological Argument,” in The Cambridge Companion to Anselm, eds. Brian Davies
and Brian Leftow (New York: Cambridge University Press, 2004), 157—77, at 174—
76.
14

�Denny, “From Doubt and Decline towards Dialogue,” page 10
reveals no positive content about God or about the image of God.17 The premise is
analogous to the limit of a convergent mathematical sequence, especially given
Anselm’s further assertion in chapter fifteen that God is “something greater than can
be thought.”18 Human thoughts can approach God by way of comparison in the
manner of a geometric asymptote, tending toward but never attaining identity with
the divine. This apophatic claim therefore is also comparative, as the existence of
God is only indirectly revealed by comparison with other thoughts. While the
thoughts of Anselm and other religious participants are in large part determined by
the specific content of their respective traditions, exemplified in the opening chapter
of the Proslogion, the advantage of Anselm’s premise in chapter two for
interreligious dialogue and debate is that this apophatic definition of God is not
confined within any particular network of signs, symbols, or doctrines.
Critics can rightly note that this apophatic approach means that the question
of God’s existence is not one of evidence or of ontology, as pace many subsequent
interpreters Anselm does not equate God with Being or with Existence. This is true,
but this is precisely what lends Anselm’s misleadingly called ontological argument
strength in a religiously pluralistic context. If the issue of God’s existence were to be
settled by evidence empirical or metaphysical in nature, then the argument would
necessarily acquire an esoteric character. If God were the same type of being as the
hypothetical island that Anselm’s interlocutor Gaunilo posited in his short treatise
On Behalf of the Fool, then the Proslogion could only be convincing to readers who
Readers of Anselm’s Proslogion know that after chapter five there are several
chapters characterizing God’s qualities, although these are followed by chapter
fifteen’s assertion that God is greater than can be thought.
18 Anselm, Proslogion, 15, in Anselm of Canterbury, 96.
17

�Denny, “From Doubt and Decline towards Dialogue,” page 11
shared Anselm’s esoteric knowledge, a functional example here of what Gotthold
Lessing termed “the accidental truths of history.”19 This would be the case with any
knowledge received solely from scripture, tradition, or ecclesiastical authority. In
assessing Anselm’s argument, Gaunilo was searching for categorical evidence to
correspond to the idea of “that-than-which-a-greater-cannot-be-thought.” Finding
no such correspondence, Gaunilo rejected the argument.
In the Proslogion’s opening soliloquy, Anselm himself had pursued this
course before shifting his focus. In chapter one, Anselm laments that visual
confirmation of God’s existence is not forthcoming, writing: “By what signs, under
what aspect, shall I seek you? Never have I seen you, Lord my God, I do not know
Your face. . . . What shall Your servant do, tormented by love of You and cast off ‘far
from Your face’ [Ps. 31:22]?”20 Unlike Gaunilo, however, Anselm’s consciousness of
his wretched state moves him from seeking a vision towards recognizing his desire
to encounter God, and Clive Barrett notes how the language in the opening chapter
of Proslogion shifts from vision to conception as the prayer proceeds.21 Anselm
prays, “I do not try, Lord, to attain Your lofty heights, because my understanding is
in no way equal to it. But I do desire to understand Your truth a little, that truth that
my heart believes and loves.”22 Colin Grant noted that for Anselm “the existence of
God is a question of meaning, not of evidence”; this opening prayer marks a shift
towards interiority and fixes meaning within the speaker’s desire for God, a desire
See Gotthold Lessing, On the Proof of the Spirit and of Power, trans. Henry
Chadwick (London: A. &amp; C. Black, 1956), 51—53.
20 Anselm, Proslogion 1, in Anselm of Canterbury, 85.
21 See Clive Barrett, “A Careful Reading of St. Anselm’s Ontological Argument,”
Philosophy and Theology 23/2 (2011): 217—30, at 220.
22 Anselm Proslogion 1, in Anselm of Canterbury, 87,
19

�Denny, “From Doubt and Decline towards Dialogue,” page 12
that impels Anselm to think in a comparative manner that aims at constant
transcendence of particular entities.23 Interpreted in this light, chapters one and
two of Proslogion represent Anselm’s own liberation from what we can call the
“epistemology of the fool” as defended by the likes of Gaunilo. The fool is one who
does not make the transformation from exterior images to recognition of one’s
internal neediness and desire for God, one who does not enter “into the chamber of
your soul (in cubiculum mentis tuae)” to which Anselm alludes in chapter one of the
Proslogion.
The meaning that the idea of God holds for the thinker, however, is not to be
equated with a subjectivist frame of reference, as if Anselm’s assertion in chapter
two that to exist jointly in the mind and in reality is greater than merely mental
existence specifically because of the power of the human mind. That would be to
mistake Anselm for a modern philosophical idealist in the manner of someone like J.
G. Fichte. Nor is meaning in Anselm’s sense of that word defined by a constructivist
epistemological paradigm in which individual choice is the root variable that
determines meaning. At the beginning of chapter three, Anselm claims “that-thanwhich-a-greater-cannot-be-thought” “cannot even be thought not to exist.”24 To his
thinking the very process of thought compels the thinker and directs the mind
towards a definite conclusion. In a contemporary world in which religious belief
and unbelief hide behind terms of values and identity in order to avoid intellectual
scrutiny, Anselm’s assertion relativizes without homogenizing the starting points of
See Colin Grant, “Anselm’s Argument Today,” Journal of the American Academy of
Religion 57/4 (Winter 1989): 791—806, at 794.
24 Anselm, Proslogion, 3 in Anselm of Canterbury, 88.
23

�Denny, “From Doubt and Decline towards Dialogue,” page 13
the Proslogion’s stakeholders in light of an external standard of measurement that
the author regards as self-evident. This is the mirror image of much contemporary
religious agnosticism, in which believers and unbelievers homogenize their
differences by subsuming them beneath a functional antinomy of sorts, a socialized
framework of tolerance in which each side agrees that it must disagree with the
other side because no rational conclusion can be reached.
4. Conclusion
The possibility for a discussion about the Proslogion among Christians and
non-Christians and among religious believers, religious non-believers, and
religiously uncommitted students hinges upon mutual willingness to embrace what
Gyula Klima has called “constitutive reference” as opposed to “parasitic reference.”
The latter option is a staple in the methodological naturalism that reigns in the
social sciences and the humanities in the contemporary academy. When we refer to
an entity parasitically, we do so by reference to what others think about that entity
without sharing in their conceptions about it. Constitutive reference by contrast is
the act by which we intentionally refer to an entity by the mental description that
we ourselves have of that entity, without such a description being determined by
reference to other people’s thoughts.25 Much could be said about the logical and
epistemological consequences of this distinction in reading Anselm. For my
purposes, I would like to call attention to the implications of this distinction for a
religiously pluralist classroom. To read Anselm “constitutively” rather than
See Gyuma Klima, “Saint Anselm’s Proof: A Problem of Reference, Intentional
Identity and Mutual Understanding,” in Medieval Philosophy and Modern Times, ed.
Ghita Holmström-Hintikka (Boston: Kluwer, 2000), 69—87, at 77—83.
25

�Denny, “From Doubt and Decline towards Dialogue,” page 14
“parasitically” in this case means that teachers and students engage Anselm’s
argument directly rather than burying it beneath historicist and theological
assumptions that exemplify parasitic references. Examples of such parasitic
references would be shoehorning the Proslogion into a mold of medieval thought or
a mold of exclusively Christian philosophy or theology. Parasitic references can also
be determined not by the text itself but by the academic setting in which we read
Anselm, when for example the Proslogion is characterized predominantly as part of
the Great Books heritage or the Roman Catholic tradition, or as a medieval classic.
The Proslogion is part of all these groupings, but to leave off at that point marks a
failure to address Anselm’s claims on their own merits.
Some may fault my thesis as paying short shrift to the communal context
within which books are read. That is a point worthy of further discussion. While
the communal and ecclesial presumptions with which we read Anselm are
important and inevitably influence our reading of his texts, I think that those
assumptions become debilitating when they are determinative of our readings,
especially in educational contexts in which formerly confessional or religiously
orthodox institutions have transformed themselves into more pluralist and secular
schools. I do not claim that this development has been a positive one on balance,
but as Marsden notes, it has happened whether religious believers like it or not.
Given his willingness to engage religious outsiders real and imagined in his own era,
Anselm provides twenty-first century students with a model for how creedal belief

�Denny, “From Doubt and Decline towards Dialogue,” page 15
and sincere dialogue can coexist in the university classroom nine centuries after his
time.26

26

I give thanks to Mr. Paul Rezkalla for research assistance with this paper.

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                <text>Anselm, Saint, Archbishop of Canterbury, 1033-1109. Proslogion.</text>
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                    <text>Having the Capacity for Theoretical Reason
Aristotle, in the Nicomachean Ethics examines what human virtue (arête, excellence) is,
how one becomes virtuous, and how being-in-activity virtuously is related to achieving the
good that can be realized in action (1096b33), “that for the sake of which everything else is
done” (1097a18-19). 1 Aristotle chooses to ground his approach to this question in the
“function” (ergon) of human being, which is the kind of work that is distinctive of the human
being (I.7, 1097b23 ff.). He identifies three kinds of activities (energeiai) of which human beings
are capable, which he then associates with three parts of soul: nutrition and growth (threptike
… kai auxetike), perception/sensation (aesthesis), and what he calls “rational action” or the
“being-in-action of the part that has reason” (“praktike tis tou logon echontos”) (1098a1-4). His
thought seems to be: human being has a certain constitution or structure, as do all beings; if
one wishes to know what is the best work or activity human being can achieve, one should start
by understanding what work or activity is distinctive of the human being, and then proceed to
discover what the greatest excellence or perfection of that might be. Stipulating that putting a
capacity into activity (energeia) is better than merely possessing it (1098a6), and assuming that,
since only human beings, among natural beings have reason, Aristotle concludes, “Thus the
proper work [ergon] of a human being must be the being-at-work [energeia] of soul in
accordance with reason [kata logon], or at least not without reason” (1098a7-8).
Since Aristotle grounds his exploration and account of virtue in the functional structure
of the human soul, the Nicomachean Ethics, as it explores what virtue is and how human beings
may attain it, offers a compelling account of the capacities the human being has to be-at-work
and to be-in-activity. For today, the particular question I wish to explore is what Aristotle
means by the phrase “with reason” (kata logon), in particular with regard to his discussion and
account of ethical virtue (ethike), and what his investigation of ethical virtue tells us about the
capacities of human being to achieve the good.
In chapter 13 of Book I, preparatory to launching his investigation of virtue, Aristotle
redraws his outline of the soul. He replaces “perception” with “desire” (epithumetikon kai
11

Most passages from Aristotle’s text follow Martin Ostwald, Aristotle: Nicomachean Ethics (Prentice Hall, 1962).
When I borrow from other translations, I will note that. Occasionally, I will amend Ostwald’s translation, striving
for a more literal rendition.

1

�holos orektikon) (1102a32 ff.; 1102b30), because perception per se does not move us to act,
whereas desire does (see VI.2, 1139a19). He also characterizes both the nutritive part and the
newly recast desiring part as irrational (1102a28). The third part remains, for the moment,
simply rational. He then drops the nutritive part, as it plays no role in action.
Aristotle explains why he characterizes desire as irrational (alogon), saying that the
desiring part “fights against and resists the guidance of reason” (1102b17), and it “opposes and
reacts against reason” (1102b24). Yet he also says of the desiring part that it “participates
[metechei] in reason somewhat [pos]” (1102b30-31) because it is capable of “complying with
reason and accepting its leadership” (1102b32), and it can “listen to reason as [a child] would to
a father” (1103a3). He then turns to explore how the desiring part of the soul—which he will
identify with our disposition or character (hexis)—can become or be made excellent.
Someone who has an excellent character or disposition desires what is truly good.
Human beings are born with the capacity (dunamis) for this excellence, but the capacity has to
be developed. It is developed, claims Aristotle at the beginning of Book II, by the person
engaging in habitually doing good actions for, he says, “ethical virtue (ethike) develops out of
habit (ethos)” (1103a17). This means that we become just (i.e., come to have a just character, a
disposition that desires what is just) by habitually—repeatedly and consistently—doing just
actions, and self-controlled by habitually practicing self-control. “For from similar energeiai
come-to-be [similar] dispositions (hexeis)” (1103b21-22). At this point, Aristotle is emphasizing
the irrational, or, perhaps better stated, the childlike nature of desire. Character is molded or
trained, not intellectually taught, and this seems in keeping with his saying earlier that desire
has the capacity to listen to and follow reason as a child listens to a parent. 2 In light of this, it
seems perfectly fitting for Aristotle to say that the goal in ethical training and education is “not
in order to know what virtue is, but in order to become good” (1103b28).
If indeed habituation is what shapes our character, that suggests that we are products
of our upbringing, shaped and molded by our parents and our teachers from a very early age—
before we are able to think for ourselves. By the time we come to be thinking beings, our
characters will have been largely determined. It also implies that a good upbringing is key:
2

One is reminded here of Socrates’ education of the guardians in the city in speech in the Republic (esp. Book III).

2

�commands to do good actions, consistently and repeatedly offered, supplemented with either
reward or punishment, will shape our character into something good (see 1106b10-12). What
remains then to do is to acquire experience and understanding of the world in order to be able
to exercise or express our good character by doing truly good actions. To be sure, Aristotle
later in Book II raises several questions about whether habituation is sufficient to makes us be
truly virtuous persons and agents, wondering “if they perform just actions and exercise selfcontrol, [must they not already be] just and self-controlled” (II.4, 1105a18-20). And yet, almost
immediately he appears to dismiss the difficulty saying that, “without performing [just and selfcontrolled acts], nobody could even be on the way to becoming good” (1105b10-12).
Given that desire is for some end, and the shape of our desires constitutes our
character, our character is what determines the ends toward which we direct our choices and
our actions. For action begins with some target—a desired or wished-for end. If we have a
good character, our desired target will be good, for virtue “makes us aim at the right target”
(VI.12, 1144a8).
The way Aristotle has been developing his account, it presents us with a grave difficulty,
which he leads up to by first discussing whether human beings are voluntary or involuntary
agents, or, in other words, are we justly held responsible for our choices and our actions. What
Aristotle wants to claim is that we are, indeed, voluntary agents, in virtually all circumstances.
Considering the commonly offered extenuating excuses of force and ignorance, Aristotle
concludes that only in the most extreme case—where the agent contributes nothing—may one
say one was forced and acted involuntarily (III.1, 1110b15-17). With regard to ignorance,
Aristotle allows that we may be ignorant of certain particulars, but we are never excusably
ignorant of the universal, which is, presumably, the good (1110b30-1111a1). That seems to
mean that we are responsible for knowing that we should be aiming for the good and—at least
on some general level—we are responsible for knowing what that good is. Applying his
recurring example of medicine and health, this is analogous to saying that, though not everyone
is a doctor, and therefore not everyone has the science or knowledge of medicine and its
mastery of particulars, nevertheless everyone should know that the aim of the doctor is health
(the good), and one should also know, at least in a general way, what health is.
3

�The difficulty, which seems to stem directly from Aristotle’s claim that ethical virtue, and
therefore good character, comes to be by habituation, is that that appears to make us mere
products of our upbringing rather than responsible, self-ruling or independent, agents.
Aristotle highlights this difficulty when he says,
But someone might say that all human beings pursue what appears good to them [tou
phainomenou agathou], but they are not in control of [ou kurioi] how things appear; depending
on the kind of person each man is, that is how the good appears to him [hopoios poth’ ekastos
esti, toiouto kai to telos phainetai auto] (III.5, 1114a31-1114b1).
If, as the objection suggests, we are merely products of our nature and our upbringing, with no
control over how the good appears to us, then it cannot be the case that we are truly voluntary
agents. For since the end guides and thereby to a great extent determines the means, we
should be pitied and pardoned for our choices and our acts, but not held responsible, or
blamed or punished (see III.1, 1111a1-2; cf. 1110a17-18). On the other hand, if Aristotle is
correct in his claim that we truly have the capacity, and therefore the responsibility, most
particularly to know what we are doing and to know that it is good (1110b30-1111a1), then it
seems that something more than habituation—even if it is good habituation and good
upbringing (see 1105b10-12)—is needed in order for us truly to achieve ethical virtue and to
become truly good. 3 In short, the question the objector raises is whether or not, and to what
extent and how, human beings truly do have the capacity to alter or overcome either their
upbringing or their nature, such that they may justly be held responsible for knowing the good.
For Aristotle to uphold his argument and defend it against the objector, he must show that how
3

In a lot of contemporary debates, the discussion is presented as an opposition between nature and nurture.
Aristotle is presenting something quite different. Whether our dispositions are molded by nurture or
(pre)determined by nature, both possibilities would seem to align with the “opponent” Aristotle is citing. For,
while he focuses largely on habituation and training, he also acknowledges in a few passages that different
individuals have different innate dispositions or characteristics, and that these may cause them to approach and to
see the world differently. For example, some by nature seem to be more timid, whereas others seem to be more
daring; some perhaps might be more angry whereas others might be more pacific. (See, for example, Aristotle’s
discussion about how the mean appears differently to different people, II.7, 1107b27-1108a1; 1108a32-35;
1108b4-6.) In the end, both those who have been habituated and those who are predisposed are determined in
their view of the end, and it is this that Aristotle wishes to challenge and, ultimately, reject.

4

�the end appears to an individual depends (to some extent at least), and is within the control of,
the individual himself. And though he does say in Book III that we must be [held] responsible
because we are in some way [pos] co-causes [sunaitioi] of our disposition or character
(1114b22-23), he does not explain there how this is so. That task he appears to leave to Book
VI.
Aristotle begins Book VI stating that he has completed his discussion of the ethical
virtues and that it is now time to discuss the other virtues, by which he means the virtues of the
thinking or rational part of the soul (dianoia; peri tou logou echontos ) (1138b35-1139a3;
1139a5). The reader is inclined to think at this point that Aristotle has completed his discussion
of virtuous character (hexis) and is now turning to examine the intellectual virtue (dianoetike)
that he had mentioned at the beginning of Book II (II.1, 1103a14), in keeping with the apparent
sharp divide he had drawn earlier between the desiring part of the soul and the rational part,
and the distinct functions and corresponding virtues of each. What Aristotle actually does,
however, is rather different. While he does indeed examine the rational part of the human soul
(the part having reason: to logon echon), he claims from the beginning that the choice
necessary for truly virtuous action requires that the desire be correct (orexin orthen) and the
reasoning true (logon alethe) 1139a25), that “what reason affirms, desire must pursue” 4 (“ta
auta ton men [i.e., logos] phanai, ten de [i.e., orexis] diokein,” 1139a25-26), and that “the good
state for the [part] that thinks and acts is for truth to be in agreement [homologos echousa]
with correct appetite” (1139a29-31). And, when he arrives at the end of Book VI, Aristotle
announces: “We must consider virtue yet one more time (palin)” (1144b1). He then proceeds
to distinguish between what he calls “natural virtue [phusike arête]” and “virtue in the strict
sense [kuria arête].” 5 Natural virtue, Aristotle says, is in us since our birth, manifest in us since
childhood (1144b4-5, 8). 6 And yet, he says, “we seek (zetoumen) something more, the good in

4

Here I follow W.D. Ross’s translation, from “The Basic Works of Aristotle,” ed. by Richard McKeon (Random
House, 1941).
5
Ross’s translation. Ostwald translates “kuria” as true, but Ross’s translation seems closer to the sense of
“authoritative” implied by the Greek.
6
Whether Aristotle means that each of us has all of these inclinations—for justice, moderation, etc.—in us already
from birth, or whether some of us have some and some, others (accounting for the different natural dispositions
or temperaments he seems to be referencing at the end of Book II. See II.7, 1107a28-1108a8; II.8, 1109a13-14;

5

�the strict sense [kurios], and to possess these qualities in a different way” (1144b6-8). In order
to achieve virtue “in the strict sense” and to come to possess a virtuous character (the virtuous
characteristics) “in another way,” according to Aristotle, we need the addition of nous
(intelligence or mind) (1144b9).
At first glance, it appears that nous should play no role in ethical virtue. For just as
Aristotle had initially drawn a sharp divide between (irrational) desire and reason (I.13 ff.; see
also 1139a3-5), so too at the beginning of Book VI he draws a sharp divide between practical
reason and theoretical reason: practical reason is concerned with things that “may be
otherwise”; theoretical reason, with “things whose first principles do not admit of being
otherwise” (1139a6-8). Action takes place within the sphere that is the concern of practical
reason; good choice and virtuous action require both ethical virtue and phronesis. Nous, on the
other hand, is knowledge of unchanging first principles (see 1140b34-45), and is thus an
excellence of theoretical reason.
And yet without including theoretical reason in virtue, we would remain forever either
as children (1144b8), or at the mercy of the chance effects of our nature and our upbringing
(III.5, ca. 1114b1). In fact, although Aristotle opens Book VI with the ostensible purpose of
defining virtuous practical reason (phronesis) in part by distinguishing it from other kinds of
intellectual excellences, by the end of Book VI he is articulating the necessary role that
theoretical reason has to play in phronesis and for human beings to become truly good and to
act truly virtuously. And it is as he arrives at this conclusion that Aristotle truly answers the
objection from Book III. For the objection implicitly denied that human beings have the
capacity for theoretical reflection on and investigation of the good, insisting instead that we are
slaves either to our upbringing or to our natures, or both.
Even more importantly, however, it is especially fitting—and telling, in order to refute
the objection from Book III—that Aristotle assigns nous as the kind of thinking and knowledge
that we need to transform our natural dispositions into true ethical virtue. For nous is
knowledge of the truth of ultimate first principles (we find Aristotle attributing to nous
knowledge of “to eschaton” as well as of “archai”; see, e.g., VI.6, 1141a8; VI.11, 1143a29). In
II.9, 1109b2-28), he does not make clear. The point, however, is that the natural inclination or disposition alone
does not constitute the “orexin orthen” necessary for ethical virtue and truly virtuous action.

6

�the case of a universally acknowledged topic of theoretical reason, such as geometry or
mathematics (see VI.8, 1142a13), nous would know the first principles (as opposed to science,
episteme, which must simply presuppose them: NE 1139b30; Meta IV, 1005a12-14); science
would know and be able to show apodeictically what follows from those first principles; and
one would have sophia when one had both nous and episteme together (see VI.7, 1141a17-18:
“it is necessary for the wise man to know not only what follows from first principles, but also
that he have the truth concerning the first principles”).
But what kind of knowledge is “nous”? Aristotle says that it is knowledge (or, many wish
to claim, intuition or insight) into “ta eschata”—“ultimate particulars,” which may mean either
ultimate facts (a particular in all of its idiosyncratic particularity) or first principles. Nous is the
knowledge of both (1143a35-36). It is not, however, as science is, apodeictic. For many
interpreters, what this leaves is that it is a kind of intuition, as Aristotle speaks of “the eye of
the soul” which “sees” the end, which is the guiding principle (arche) of the truly phronimos
decision and virtuous action (1144a28-1144b1). To understand this “eye of the soul” as [mere]
intuition, however, seems to fit more with the way Aristotle spoke in Book III than with the
account he is developing in Book VI. For in Book III, when Aristotle was giving voice to the
skeptical objection about whether we could ever know the true (now called “kurios”) good, or
whether we were confined to only the seeming good, he did his best to develop and support
the objector’s contention as much as possible. Thus, we hear him saying there that “the aiming
at the end is not self-chosen [authairetos], one must be born, as it were [hosper], having the
vision [opsin] by which to judge beautifully and to choose what is truly good; and he is wellendowed by nature in whom this grows beautifully” (1114b6-8). Here in Book VI, however, the
keen “vision of the soul” is not a gift of nature, but an achievement of theoretical reason (nous).
To understand this, we need to recognize, and Aristotle does draw our attention to this, that
deductive thinking or demonstration is not the only kind of thinking that is possible; there is
also inductive thinking (epagoge): “induction is the principle (arche) of [knowledge of] the
universal; whereas demonstration proceeds from universals” (1139b28-29). 7 One is reminded
here of Socrates’ description, when he is discussing the divided line in Republic Book VI, of how
7

Following Ross’s translation.

7

�one proceeds in the highest part of the intelligible realm: beginning from hypotheses, one
makes one’s way to the unhypothetical archen (Rep VI.510b6-7). When one arrives at the end
of epagoge (induction), one “sees” the principle (arche), which seems to mean, it is obvious, it
can be nothing else. And this might be why Aristotle calls nous a perception (aesthesis) at one
point (1143b5). As he explains, it is not perception literally, namely, the kind associated with
our five senses. Rather, it is the kind of perceiving we do “when we perceive that the triangle is
the ultimate [figure]” (1142a27-29).8 To arrive at nous requires a process of thinking, a process
of moving from particular to universal (see Post.An. II.19, esp. 100a14-100b3), “and this process
does not cease until the indivisible concepts, the true universals, are established” (Post.An.
100b2). This is the kind of thinking, Aristotle seems to say by the end of Book VI, that is
essential if one is to have the possibility of achieving true virtue, kuria arête, which involves
knowledge of what is truly good. But investigation into what is truly good is precisely what
Aristotle is engaged in in the Nicomachean Ethics, as he explores the question of what is the
highest human good, the highest end of action. The Ethics, therefore, offers both an account
and an example of what one must consider and how one’s investigation must proceed if one
truly wishes to come to know the first principles, or the archai, and it makes it clear that what
we need to do is to investigate and examine our hypotheses (or opinions or experiences—
whatever we have gathered) if we are to arrive at these first principles.
In the Metaphysics Aristotle calls the kind of thinking that investigates archai
“philosophy” (1005b7). Many take this to be an exclusive category, available only to a few.
And perhaps in the highest sense, philosophy is only available to a few. But beginning as he did
in the Nicomachean Ethics with the function of human being, the work of which human being
as human being is capable, Aristotle seems to be offering to us at the same time a more
comprehensive account. For his argument suggests that human beings in general (that is, as a
genus) have the capacity to wonder whether their understanding of the good is in fact correct
(see 1144b6-7: though we are born with some natural virtue, nevertheless “we seek something
more…”). We have this capacity because we have theoretical reason: this allows us to begin
from particulars and arrive at universals; we desire and pursue particular goods, but are also
8

Here, I follow Ostwald. See also his note 37 about this passage.

8

�able to wonder about and inquire into “the good life.” Theoretical reason makes it possible for
us to seek to support and defend the views we already have, but it also makes it possible for us
to envision and explore other possibilities. Any human being who wonders if his understanding
of the good is correct has already broken out of the deterministic cave articulated by the
objector in Book III. But this possibility, Aristotle seems to be saying, is within all of us, it is part
of what a human being is.
However long the path toward nous may be, the tools for beginning on this path are
already within us: they include the innate desire for the good, together with the capacity for
thinking, both of particulars and of universals, both practically and theoretically. What we need
in order to develop these tools, and our capacities is not more habituators. What we need are
individuals who will prod and prompt us to question and investigate, and share with us the best
examples they have experienced and learned so that we too may learn from them.
The journey from where he began at the end of Book I, to where he arrives by the end
of Book VI, is a long one. And yet Aristotle encapsulates it in one word. Where originally he
had said that “virtue is in accordance with [kata] correct reason,” he now says that “our
disposition is virtuous only if united with [meta] correct reason” (1144b26-27). “In accordance
with” was consonant with his likening the desiring part of the soul to a child. “United with,” on
the other hand, suggests a joint purpose, a functioning-together of character and reason
without which we cannot fulfill our ergon or achieve the good.
--Evanthia Speliotis
Bellarmine University
September 2014

9

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                    <text>Helen’s Eidolon: Learning and Suffering in Euripides’ Electra
A work of tragic poetry is organized by its teleology of suffering, by the sense it gives of
why humans suffer. The chorus of Argive Elders in Aeschylus’ Agamemnon tells the audience
that “Zeus, who brought men to think...has laid it down that learning comes alone through
suffering.” (Ag. 177-8) and also “justice so inclines that those only learn who suffer” (Ag. 2501). We suffer for the sake of learning, and moreover, there is no other way to learn. The
Oresteia as a whole seems to bear this out. We follow the house of Atreus through intense
suffering: adultery, child murder, cannibalism, the sacrifice of Iphigeneia, a decade of war, the
murder of Agamemnon, the murders of Clytemnestra and Aegisthus and finally, the guilt of
matricide. Yet in the end justice is not only done, it is established on earth for the first time in an
institution, the Areopagus. Law is born from violence. The furies are transformed to Eumenides.
We have learned. We have become more civilized.
Euripides’ plays do not support this teleology of suffering. In fact, Euripides inverts the
Aeschylean formula in his Electra. Orestes says to his sister, Electra, before she recognizes him,
that “there is no pity in ignorance, but [pity is present] in the wise among men. But too wise
knowledge in the wise is not harmless.” (El. 294-6) While suffering can bring learning according
to Aeschylus’ chorus, learning brings new suffering born of pity for Euripides’ Orestes. In other
words, we do not transcend suffering through learning, we simply acquire more of it. For
Euripides, there is no threshold beyond suffering, no end to redeem it. As we will see, suffering
does not educate Electra or Orestes, it harms and deludes them.
I.
When we meet Electra, our titular character, she bears a heavy water pot on her head and
laments dramatically, “O night, black night whose breast nurses the golden stars/ I wander
through your darkness,” (54-55) We know at this point that she has been cast out of the royal
house and is married to a farmer. Now she seems to be reduced to menial labor and we begin to
feel pity. But this pity is undermined immediately: as she says, “I am not forced, I chose this
slavery myself” (57) She is soon spotted by her new husband, the farmer and he asks her why
she insists on doing heavy labor. The orders do not come from him. Electra does not have to bear
the heavy water jar but chooses to: the action of the play opens with a self-pitying stunt. As she
says herself, she wants to make Aegisthus’ arrogance visible by making her situation look worse
than it actually is. Strange logic. Electra refuses to attend the festival of Hera on account of her
clothes and even refuses the chorus’ offer of loaned garments to enforce her image of suffering
(167-174). Later, Electra insists on showing herself as a slave to her mother, Clytemnestra, by
offering to help her out of her carriage when her own Trojan slaves are suddenly absent (1004).
Electra compares herself to the Trojan women brought back as slaves. Yet her situation is
actually much different. She is still on Mycaenean soil, still able to live and die there and to
worship the gods of her people. She is poor, but she is as free as she was before. She freely
chooses to engage in conspicuous labors. Throughout, Electra willfully refuses to see anything in
her situation but misery. She takes actions to make her situation look worse, to make things
appear to others as they appear to her.
By contrast, Sophocles’ Electra is portrayed as a victim with great inner strength. Her
hate may terrify us, but it is understandable: she is trapped in a house with her father’s killers and
subject to daily abuses. Euripides’ Electra may feel exiled and trapped in her poverty but

�ultimately, her complaints appear shallow and materialistic. She is removed from any ongoing
abuse and allowed a simple, honest life, the sort that Socrates’ Odysseus chooses for himself in
the Myth of Er. The fact that she is constantly trying to make her rustic situation look like
slavery is the surest proof that it could be borne more easily. Electra’s desire for revenge springs
from two places, both delusions: her sense that the loss of her royal wealth harms her and her
idealized love for the father she hardly knew, Agamemnon. These two causes are similar insofar
as both are what we, after Marx, might call fetishes.
When Electra mentions Aegisthus, the man who deposed her father, she says “[I] cry my
pain to father in the great bright air” (59) She will mention Agamemnon again and again,
idealizing him and stoking her rage for Clytemnestra and Aegisthus. But always her rage strikes
a hollow note. Euripides systematically withholds a good reason for her point of view. She has
been forced out of her house and married to a farmer, a great indignity that seems to have no
precedent in the other tellings of this story. Yet what seems like a brutal blow that might presage
her inevitable revenge is in fact an oddly good turn of fortune. Her farmer husband, despite his
poverty, is a thoughtful, upright man who will not touch her and cares for her like a father. In
fact, he cares for her better than the father she lost and now idealizes, Agamemnon. She notes
how the farmer is “equal to the gods in kindness” (67) but when alone she laments her situation
in high tragic tone. This introduces us to a dissonance that runs throughout the play between the
way Electra and Orestes view the situation and the circumstances themselves. Euripides steadily
erodes any clear moral imperative to revenge that the two children might have.
While Aeschylus presents us an Orestes who is reluctant because he understands how
serious his task is, Euripides presents Orestes as confused and lacking resolve. Aeschylus’
Orestes finally acts out of a deep piety, an understanding that the will of the gods, presented in
the oracle, cannot be evaded. Hard as it is, he recognizes a greater plan at work. By contrast,
Euripides’ Orestes acts when he is hounded into it by his deluded sister. He doubts the oracle,
insisting that no god could ask him to kill his mother (970, 981).Electra insists the oracle must be
true, but not out of any piety, for we have seen none in her, but because it serves her end. Orestes
is driven to act when Electra accuses him of cowardice and forces him, out of petulance, to
disprove her. No line better indicates Orestes’ combination of cowardice and blind trust in
Electra than when he says, “what is our action now toward our mother? Do we kill?” (967) Even
when he strikes, Orestes cannot face his mother, so he covers his eyes with his cloak (1221). He
demands someone else deal with the corpse, wrapping it in the same cloak he used to cover his
eyes from the deed (1227). Electra then wraps the corpse. All this underlines that he is ultimately
presented as a tool of Electra’s hatred which, as we have seen, is hardly justified by the events
and people of the play. Whatever obvious status the matricidal revenge had within the mythic
canon has been wholly dispelled: Aegisthus and Clytemnestra are presented as flawed but
reasonable, the murders as unmotivated.
To drive this home, Euripides has both murders appear exceedingly cruel and impious.1
Aegisthus is killed while attending to a sacrificed bull. As he leans over and sorts through the
organs, Orestes smashes his spine with a sword blow from behind. Clytemnestra is lured through
a false rumor that Electra is giving birth. She shows genuine maternal interest in Electra and the
1

Froma Zeitlin, explores Euripides’ inversion of religious rites throughout the play: ”Celebration has proved an
illusion and ritual sacrifice has become murder.” [Zeitlin, F. “The Argive Festival of Hera and Euripides’ Electra.”
In: Transactions and Proceedings of the American Philological Association. Vol. 101, (1970) p. 659.] Most readings
of this strange play (Conacher, Denniston, Pohlenz, Spira, Barlow, Thury) struggle to fit it into standard ideas of
tragedy and so ignore some aspect of the unforgiving portrayal Euripides offers us.

�baby. She begs for her life. Both victims are vulnerable and have tried to explain themselves and
their actions in reasonable terms. We do not have the intense, gloating Clytemnestra or tyrannical
Aegisthus of Aeschylus’ Agamemnon. We know that, according to the story, they must be killed.
Where both Aeschylus and Sophocles build the case for the murder slowly and build the tension
so that the act becomes inevitable, Euripides slackens the dramatic tension so that the murders
appear not as revenge but as horror.
Several signs indicate that the murders might have been avoided, perhaps not ultimately,
but at least on these terms and by these means. Had Electra recognized that her situation was not
as bad as she desired it to be or had Orestes the coward not been stung by the accusation of
cowardice to abandon his justified doubt in the oracle, the murders would not have happened or
would have waited on better motivations and perhaps been achieved by less brutal means. Castor
and Pollux, gods and Orestes’ and Electra’s uncles, appear at the end of the play to resolve the
action and remark, provocatively, that Apollo “knows the truth but his oracles were lies.” (1246)
and that “Justice has claimed [Clytemnestra] but you have not worked in justice.” (1244).”
Euripides presents the murders more as a result of Electra’s self-deception than any greater
justice. The events of the play hinge on Electra’s greedy self-pity. Here, Zeus and Apollo weave
their fate through such strange means that divine necessity appears like a bizarre mistake issuing
from one person’s damaged psyche.
II.
Euripides’ treatment of the subject confuses the effect of the tragedy considerably.
August Wilhelm Schlegel called Euripides’ Electra “a singular monument of poetical, or rather
unpoetical, perversity.”2
Consider how Euripides handles the Aeschylean trope of Electra recognizing Orestes
from his footprint’s similarity to hers. An old man tries to convince her that Orestes has returned
but she stubbornly refuses to believe it: “You make me angry. How could rocky ground receive/
the imprint of a foot? and if it could be traced,/ it would not be the same for a brother and for
sister, a man’s foot and a girl’s- of course it would be bigger.” (534-537) Euripides invites us to
think about the unrealistic nature of the Aeschylean trope and even to laugh at it.3 An
uncomfortable comic self-awareness bursts through the tragic artifice. This and moments like it
are surely the target of Schlegel’s critique. And he is right, the Electra is a perverse play and
barely resembles classic tragedy. But this does not mean it fails to achieve its intended effect.
Because the character portrayals erode any self-understood moral high ground which
might generate clear feelings of pity and fear, it must fail to satisfy the idea of tragedy as
catharsis. The play is unfulfilling when judged as catharsis. But Aristotle, in his Poetics does not
rest on the idea of cleansing or purification but builds, dialectically, toward “ekplexis” astonishment by knocking away what we think we know. Euripides’ Electra does this admirably,
in that we steadily watch our ideas about the story and the tragic theater crumble away. We are
2

Lectures on Dramatic Art, Lecture IX. Schlegel also notes that in the Electra Euripides initiated the decline of “not
only this or that genre, but [of the Greek’s] entire existence, in all arts, in constitution and laws, in private and public
customs and actions.”
3
Electra recognizes Orestes by a scar instead, a nod, perhaps, to Eurykleia’s recognition of Odysseus in the
Odyssey. Homer’s world is broad enough to embrace the serious and the comic, the fated and the incidental. If
Euripides rejects Aeschylus, perhaps he does not reject Homer. Perhaps he means to pick up another, neglected
thread in the Mythoi.

�brought to question the characters and their motives and to wonder if there was any greater
reason, plan, justice or purpose driving the action at all.
It is, then, no accident that at the end of the play, Castor and Pollux, Helen’s brothers,
remind us:
“[Helen] never went to Troy. Zeus fashioned and dispatched a Helen-image there/ to
Ilium so men might die in hate and blood.” (1281-3)
Beginning at least with Stesichorus, some ancient Greek authors, including Herodotus,
tell the story of the Trojan War with an important variation: Helen never really went to Ilium. 4
An Eidolon, a likeness of her, went instead while she was kept in Egypt for the duration of the
war. Euripides seems to be the only tragedian to take this narrative variation up. In fact, he
returns to it again and again. It is a leitmotif for him. It plays center stage in his Helen but also
surfaces in the Electra.
Why mention Helen’s Eidolon toward the end of the Electra? It seems to me that it serves
to underscore the hollowness of human action. If the whole Trojan war was undertaken for a
phantom, what of the miseries that come to the royal house of Atreus? Could they also be based
on a misunderstanding? All this suffering is for an image, it has no real purpose, no achievable
aim. Revenge, like war, is undertaken for a shadow.5 Seen this way, the Electra is not so much
tragedy as black comedy.6 In the end, we have a sinking feeling that the whole thing could have
been avoided, a feeling that is completely out of place in the tragic theater.
Castor and Pollux tell Orestes and Electra: “Justice has claimed her but you have not
worked in justice.” (1244) In the end, justice has been done, but we cannot enjoy it. This is a
cardinal sin for a playwright, to refuse us our enjoyment, and Euripides’ Electra is roundly hated
by critics for it. The Dioscuri reveal what Electra and Orestes have in store for them but there is
no sense of future triumph in the court decision that will liberate Orestes from the furies. It is
telling that the transformation of furies to Eumenides is not mentioned at all. This transformation
is the crowning moment of the Oresteia and the proof that suffering leads to a better life.
Euripides just lets the furies pass without fanfare: in killing Clytemnestra there was no victory to
celebrate and there is no future victory to come. There is no Helen to retrieve.
The dramatic work, instead of giving us a convincing, self-enclosed world, leaves us
unsure and unsatisfied. It does this, in part, by failing to be a good tragedy. The work does not
4

Plato, Phaedrus 243a-b. Herodotus argues that Homer knew this variation as well, evidenced by his mention of
Paris’ detour to Egypt in Book V of the Iliad. Homer chose not to use the Phantom Helen variation, according to
Herodotus, because it did not fit as well with an epic poem. Herodotus, Histories II.116. More, to Herodotus the
variation seems to be as old as the event of the Trojan War itself and to have been preserved in this variant form by
the Egyptians. Herodotus’ reasons for accepting the Phantom Helen story told by the Egyptian priests cluster around
the fact that it would have been “insane” for the Trojans to refuse to give her back to Menelaus. Thus they must not
have had her. See Histories II.120.
5
What Euripides highlights, how the particular delusions connected to a situation of violence undermine any justice
or moral clarity it might have, offers an elenchus, a refutation, of Aeschylus’ Oresteia. As with the socratic elenchus
the point is not to come to new knowledge but to expose ignorance. And as Socrates’ interlocuters learn, the
emotions that attend being refuted are unpleasant.
6
Schlegel notes what is obvious to most readers, that the Electra seems strangely close to comedy: “I could wish
that the wedding of Pylades had been celebrated on the stage, and that a good round sum of money had been paid to
the peasant on the spot; then everything would have ended to the satisfaction of the spectators as in an ordinary
comedy.” (Lecture IX) The blurring of comedy and tragedy was probably deliberate. Euripides undertakes it in other
plays as well.

�magically transmute its suffering into pleasure, its furies pass away but are not transformed. The
Electra performs for the theatergoer what Euripides’ other plays indicate: there is no redeeming
purpose to our suffering.
This is a hard lesson for liberal education to incorporate. If Euripides is right, education
will not make our lives better. It will not make us happier or more self-actualized. It will find its
own way to contribute to our suffering. Suffering will not teach us or improve us but will only
warp our perception of the world.
We could say, looking at the concluding moments of Euripides’ Hippolytus and Bacchae
that suffering, though it has no redeeming cosmic purpose, teaches us compassion for one
another. When characters at the close of those plays recognize they have all suffered immensely
at the hands of inscrutable gods, they forgive one another. A human community of compassion
springs up in response to the absurdity of divine power.
Yet here in the Electra, we do not have such a reconciliation. Apollo is blamed, the
brother and sister will be pardoned. But they have not learned anything, not even how to suffer
well. We are not graced with the benediction of the Eumenides. Orestes runs off, pursued by the
furies and the Dioscuri fly away to Sicily to “rescue the salt smashed prows of the fleet” (1348),
a reference, perhaps, to the disastrous Sicilian Expedition which Thucydides called “a
destruction so complete [the report] was not thought credible.”7 This gives a reminder to the
Athenian audience of contemporary suffering and the fruitlessness of war. 8 After such a dark
reminder, the hollow, programmatic words pronounced by the chorus to close the play seem
more like gallows humor than good advice:
“Farewell. The mortal who can fare well
not broken by the trouble met on the road,
leads a most blessed life.”

Andy Davis
Belmont University

7

Thucydides, History of the Peloponnesian War 8.1. See Richmond Lattimore’s note on the chronology of
Euripides’ plays in Euripides V.
8
Aeschylus, while exploring and probing the Trojan war, gives us a trilogy that ultimately justifies war. Euripides’
Electra, on the other hand, does not.

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                    <text>Julie C. Park
Lecturer, Collegiate Seminar
Saint Mary's College of California
Panel: Religious Texts within the Liberal Arts
Title: Homer's Polytheism
Questions
It is difficult to teach religious books in a liberal arts classroom. The difficulty has to do with
the way they are read outside the classroom, where reading religious books is often a form of
devotion. This devotion assumes a belief in the God of the book, and a faith that the book is true.
Students tend to bring this assumption with them into the classroom. So they have a hard time seeing
the point of reading the books of other religions. Why should they read books they don't think are
true? What is the point of their reading stories about gods in which they do not believe?
One common answer appeals to mutual understanding and respect. Reading the books of
other religions helps students understand and respect other people. This is true. But approaching
religious books in this way prevents us from engaging in an actual dialogue with the books. Rather
than approaching the books as possible sources of truth, this approach reduces them to sources of
interesting information about other people's errors and delusions.
The difficulty is especially acute in the case of Homer. When I teach Homer, students tend to
ask two basic questions. My theist students ask why they should read Homer if they do not believe
in the Homeric gods. And my atheist students ask why they have to read Homer if they don't believe
in any gods at all. If we do not believe in the gods of a religion, how can we engage in a genuine
dialogue with its books? How can we read such books as possible sources of truth?

Two Steps
The first step toward an answer to this question is simple: We have to shift from the question
of belief to the question of understanding. Understanding in the most basic sense is prior to belief.
In order to either believe or disbelieve in a god, we have to first assume a basic understanding of
who or what a god is. This basic understanding may be shared by both believers and unbelievers.

�For example, theists in the Abrahamic traditions affirm the existence of God, and atheists in the
Abrahamic traditions deny the existence of God, but both theists and atheists take for granted an
understanding of the nature of the God whose existence they affirm or deny. Questions of
understanding at this level precede questions of belief or unbelief. This is especially true in reading
Homer, who did not "believe in" the gods in the sense that Christians believe in God. Eva Brann
makes this point in her book, Homeric Moments: "The mode of belief or disbelief is in fact quite
misapplied here. The Homeric gods are not 'believed in'" in the same way that the God of Abraham
requires (Homeric Moments, 36). So the first step is to show our students that, before we can
meaningfully believe or disbelieve in the existence of the Homeric gods, we first have to understand
the nature of the Homeric gods--we have to understand who or what they are.
A second step is to show that to understand Homer we have to suspend our understanding of
divinity--our assumptions about the nature of the gods. If we uncritically assume an Abrahamic
understanding of divinity, for example, we will never be able to take the Homeric gods seriously. A
perfect example of this lack of seriousness is the article on atheism in the Stanford Encyclopedia of
Philosophy. The article informs us that the gods of Homer are so far from the God of Abraham that
they are not really gods at all. I quote:
"Atheism" means the negation of theism, the denial of the existence of God. I shall
here assume that the God in question is that of a sophisticated monotheism. The
tribal gods of the early inhabitants of Palestine are of little or no philosophical
interest... Similarly the Greek and Roman gods were more like mythical heroes and
heroines than like the omnipotent, omniscient and good God postulated by medieval
and modern philosophy. 1
In other words, the gods of Homer are so ungodlike, so unworthy of being taken seriously, that there
is no point even bothering to deny they exist. This is a textbook example of ethnocentric blindness.
We cannot understand Homer if we uncritically take for granted an Abrahamic understanding of the
divine. In order to engage in a dialogue with Homer--to approach Homer as a possible source of
truth--we have to try to explicate and clarify the understanding of divinity implicit in Homer's work.
To do this we have to suspend our assumptions about the divine, and ask very simply: Who
or what is a god in Homer? What for Homer is the essence of the divine?

�The Gods in Homer
When we first start reading Homer we are struck by something strange: Homer considers
divine a number of beings that we don't consider divine at all. First, there are the supernatural beings
who live on Olympus, who to us seem more human than godlike. But second, he sees as "gods" the
kinds of beings that we consider natural phenomena, such as the Sun, the Moon, the Earth, and the
winds. And third, he also sees as "gods" the kinds of beings that we would call psychological, such
as Sleep, Dream, Persuasion, Conflict, Panic, Rout, and Grief.
Why does Homer see these beings as gods? What for Homer makes them all divine? What
are the core traits that all these gods share in common?
I think the meaning of divinity, for Homer, is implicit in the epithets he gives to the gods.
Homer uses three main epithets. The first epithet is that the gods are "the immortals." The second
epithet is that they are "the stronger ones." And the third epithet is that the gods are "the givers of
gifts." These epithets point to the three traits that for Homer are essential to divinity.
The first trait is immortality. A being is not divine unless it is immortal.
The second trait is superhuman strength. A being is divine if it is stronger than human
beings, and if human beings are under its power.
The third trait is generosity. A being is divine if it gives to humans what humans cannot give
to themselves. The gods are the source of our gifts and of the givens of human existence.
This is why the Sun is a god: it is immortal; it is stronger than us, and it gives us light. This is
why Sleep is divine: it never dies; it's a power that overcomes us; and it gives us rest and
rejuvenation. This is why Eros is a god: it has been around forever; it's a power that takes possession
of us and drives us insane; and it is something we cannot summon at will, and that comes over us
whether we want it to or not.
This account of the Homeric gods helps students see how the question of understanding
precedes the question of belief. The challenge of Homer is not that we do not believe in the
existence of the Homeric gods. Everyone believes in the existence of the Sun, and of Sleep, and of

�Eros. The challenge of Homer is that he has a different understanding of divinity, and a different
vision of the place of gods in human existence.
So the question is not: Do we believe that the Homeric gods exist?
Instead the question is: How does Homer understand divinity and humanity? And to what
extent can we retrieve and share this understanding? What does this understanding of gods and men
illuminate about human existence? How does it shed light on the world in which we live?

Four Dimensions of Homeric Thought
I would argue that Homer's understanding of the gods has four distinct dimensions. At
different moments he understands the gods in four distinct but related ways. There is an explanatory
dimension of Homer's thought; there is a descriptive dimension; there is an ethical dimenion of
Homeric thinking. And a fourth dimension of Homeric theology I would call contemplative.
Let me go through these four dimension of Homer's thought one at a time.

The Explanatory Dimension of Homer's Thought
The most obvious aspect of Homer's thought is the explanatory dimension. Homer invokes
the gods to explain why events happen as they do. The gods in this sense are the invisible causes of
otherwise inexplicable events. If something happens for no obvious human or natural reason, that
happening is explained as the action of a god.
For example, at the start of The Iliad the Greek soldiers are dying of sickness. Why?
According to Homer, it is not because their food is rotten and they are living in filth. It is because
Apollo is angry that Agamemnon disrespected his priest, and the plague is Apollo's punishment.
Notice that the explanatory dimension of Homeric thought is confined to the Olympian gods.
Homer describes only the Olympian gods as acting in this way--taking the initiative and intervening
in human affairs.2 It is true that the non-Olympian gods, such as Sleep or Dream, also intervene in
human life, but they do so as agents of the Olympians. When Delusion comes over Agamemnon,

�for example, Delusion is acting as the agent of Zeus. Likewise when Eros and Sleep come over
Zeus, for example, they are merely the agents of Aphrodite and Hera. When the West Wind keeps
the fleets at Aulis, it is acting on behalf of Artemis. Homer never attributes agency to anything that
we would call a natural or psychological phenomenon. The Olympian gods are always the cause of
anything extraordinary done by the non-Olympian gods.
Today we find it hard to take seriously this side of Homer's thought. Science offers better
explanations than stories about the gods. If the Greek soldiers got sick, it was probably because they
were living in filth and eating rotten food. If they blamed Apollo for their sickness, it was probably
because they were scapegoating Agamemnon. Gods had nothing to do with it. At the level of
explanatory thought, it seems, we understand the Greeks better than they understood themselves.
I would argue, however, that even in the explanatory dimension, Homer's theology
sometimes holds insights that are worth taking seriously. But to see this we first have to understand
the other dimensions of Homer's thought.

The Descriptive Dimension of Homer's Thought
There is also a descriptive dimension to Homer's thinking about the gods. Homer uses stories
of the gods to describe certain kinds of experience. We often have the experience of powers that
come over us and overcome us, that take possession of us and alter our attunement to the world:
sleep, dream, persuasion, delusion, lust, eros, inspiration, and insight. Under the influence of these
powers, and in light of their presence, the world appears differently to us, and we do things that we
would never do if we were not under their sway. When Homer speaks of the gods, he is sometimes
merely describing these experiences of being subject to powers beyond our control.
The obvious example is Hypnos, which we call sleep. Sleep is a power that comes over us
and overcomes us. We cannot summon it at will, but we cannot resist it for long. When we deprive
ourselves of sleep the world starts to seem crummy and depressing. When we surrender to sleep,
after weeks of deprivation, we wake up and the world seems wonderful again. At the start of each
semester, my students have a hard time understanding how sleep could be seen as a god. But at the

�end of the semester, after too many late nights, they understand that sleep is divine.
Another example is the Muse, the source of what we call "inspiration." When he speaks of
the Muses, Homer is simply naming the powers that inspire great art. We cannot summon these
powers at will, but we can create the conditions under which they are most likely to come over us.
And when inspiration comes to us, it alters our vision and enables us to do what we could never do
through willpower alone. Nietzsche gave a very precise description of this experience in Ecce
Homo.3
A third example is Aphrodite, which we call "sexual attraction." Remember the story that
Homer tells in The Iliad of Aphrodite coming to Helen in the person of her maid, who uses her
words to arouse her desire for Paris. It is clear that the presence of Aphrodite simply stands for the
power of desire. In this story we recognize a description of a universal human experience--the
experience of being overwhelmed with lust for a person one does not respect or even especially like.
A last example is Athena, the name Homer gives to what we call skill or insight. Think of the
time when Athena came to Telemachus in the person of Mentes, an old friend of Odysseus. The
words of Mentes ignited a moment of clarity for Telemachus, who suddenly saw himself and his
situation in a new light: "[S]he left in his spirit determination and courage, and he remembered his
father even more than he had before, and he guessed the meaning, and his heart was full of wonder,
for he thought it was a divinity" (1: 320-323).
This descriptive dimension of Homer's thought has nothing supernatural about it.4 Each of
these stories of the gods simply describes a common and recognizable human experience--the
experience of being overcome by and under the influence of powers beyond our control. Homeric
theology illuminates this part of human existence as much today as it did thousands of years ago.

The Ethical Dimension of Homer's Thought
There is also an ethical dimension to Homer's vision of the gods. The ethical significance of
Homeric theology is hard to see, because the gods do things that are obviously immoral. And not

�just immoral according to our moral code, but immoral according to the morality of Homer himself:
Aphrodite cheats on her husband; Hera lies to Zeus; Athena deceives Pandarus. The Homeric gods
are not morally perfect; if anything they are bad role models for human beings.
But while they are ambiguous with respect to moral behavior, the Olympian gods are
superlative with respect to human excellence. Their home on Olympus, the highest mountain in
Greece, implies that they are "higher" than the other gods, that is, greater in virtue, honor, and
blessings. Each Olympian god exemplifies the highest virtues proper to a specific domain of human
existence. Athena exemplifies superlative wisdom. Aphrodite exemplifies superlative beauty.
Hephaistos exemplifies superlative craftsmanship. Hera exemplifies superlative sovereignty within
the domestic sphere. Together the Olympian gods embody a vision of human life at its highest.
This dimension of Homer's thought is both strange and familiar. It is strange since Homer
obviously values moral rectitude less than excellence. For Homer the highest thing that humans can
aspire to is not righteousness but greatness--doing or being something better than anyone else: a
great warrior; a great athlete; a great beauty; a great poet. But this side of Homer's thought is also
familiar because many people still live by Homer's values: they have a code of morals, but the focus
and meaning of their lives is in their aspiration to greatness. Today this aspect of our lives is largely
obscured by the language of the Abrahamic tradition, which values righteousness over excellence.
Homer's theology is relevant today because it illuminates and clarifies this aspiration to greatness.
Homeric theology also helps to clarify the meaning of devotion. Homer clearly understood
that human beings cannot achieve greatness through willpower alone. In order to do or be
something better than anyone else, we need the gifts of the gods: talent, charisma, inspiration, the
surge of skill and strength that athletes call "flow." We cannot give these powers to ourselves. We
cannot summon the gods at will. But if we devote ourselves to something we love--family,
craftsmanship, music, erotics, or wisdom--if give ourselves to it, if we arrange our lives around it, if
we cultivate its virtues and engage in its practices, we can create the conditions under which it is most
likely that a god will come over us. A musician cannot summon inspiration at will, but if he devotes
his life to music, then inspiration is more likely to come. An athelete cannot choose to be in the

�flow, but if she devotes herself to a sport then moments will come when she effortlessly performs at
the highest level. A philosopher cannot make herself wise, but if she devotes her life to the search
for wisdom then at times wisdom may come as if of its own accord. To be devoted to a god is to
cultivate the conditions under which the god may come over you. To achieve greatness, we each
have to sense what we love most, what inspires and enthuses us, and we have to choose it and devote
ourselves to it with an undivided heart.
The ethical dimension of Homer's thought is illuminating in another way. Each of the
Olympian gods exemplifies the good proper to a distinct domain of human existence. All the
Olympian gods are equal--no god or goddess is higher than the others. And the gods sometimes
come in conflict with each other. If we take the descriptive dimension of Homer's thought seriously,
this means that to be human is to be drawn towards a plurality of goods, which are all equal, but
which may come into conflict with each other. Erotic love is good, marriage is good, wisdom is
good, but these three goods are not necessarily conducive to one another. At the deepest level of his
thought, Homer offers us a vision of human life: to be human is to be drawn toward and torn
between a plurality of goods.
I think this vision of human existence is implicit in the myth of the judgment of Paris. Three
goddesses--Hera, Athena, and Aphrodite--each claimed to be the most beautiful, and asked Paris to
judge between them. Each offered Paris gifts: Hera offered power; Athena offered wisdom;
Aphrodite offered him beauty. Later, when Helen met Paris she had to make the same choice: she
could choose domestic life (Hera) and wisdom (Athena); or she could choose to leave her family and
elope with a beautiful stranger (Aphrodite). Her choice mirrored the choice made by Paris when he
judged the three goddesses. The story says: to be human is to have to choose between different and
conflicting goods.
At this point we can now see more clearly the explanatory dimension of Homer's thought.
Since the story of the judgment of Paris is about the causes of the Trojan War, it is also part of the
explanatory dimension of Homer's thought. The story explains the origins of the war, not in a
pseudo-scientific way, but in a mythical way. It says the Trojan War started because humans and

�gods tried to exclude Eris, the goddess of conflict or strife, from the wedding of Peleus and Thetis.
Eris came to the wedding anyway, took revenge for her exclusion by overcoming the gods and
setting them against each other. This story is not a superstition but a myth. And the myth points to a
real insight, which is that Eris, Strife or Conflict, will not be excluded. The myth tells us that Strife is
a god--a power to humans are subject, and which we fail to recognize at our peril. If we try to
exclude conflict from our lives--if we don't make a place for conflict--then conflict will overcome
and destroy us.

The Contemplative Dimension of Homer's Thought
There is a fourth side to Homer's discourse on the gods. Homer often shows the gods on
Olympus contemplating human life. The classic example occurs in Book 17 of the Iliad, when Zeus
looks down the immortal horses that belong to Achilles, and the warriors fighting over the dead
body of Patroclus. Zeus says to the horses:
Poor wretches, why then did we ever give you to the lord Peleus, a mortal man, and
you yourselves are immortal and ageless? Only so that among unhappy men you
also might be grieved? Since among all creatures that breathe on earth and crawl on
it there is not anywhere a thing more dismal than man is (17: 442-447)
By telling a human story from the perspective of the gods, Homer invites us to imaginatively put
ourselves in their place, to contemplate human existence as though from above and outside human
life, to see our ephemeral lives from the perspective of eternity.5
Goethe recognized the contemplative dimension of Homer in a letter he wrote to Schiller in
1798. He wrote:
Your letter found me...in the Iliad, to which I always return with delight. It is always
as if one were in a balloon, far above everything earthly; as if one were truly in that
intermediate zone where the gods float hither and thither. (Hadot, PWL 238)
The Iliad has the power to raise us above everyday life and let us contemplate human existence as
though from above and from the outside. In his book, Poetry and Truth, Goethe wrote that this
power is essential to all true poetry.
True poetry can be recognized by the fact that, like a secular Gospel, through the

�inner cheerfulness and outward pleasure it procures us, it can free us from the
mundane burdens which weigh upon us. Like a hot-air balloon, it lifts us up into
higher regions, along with the ballast that clings to us, and lets us see, from a birdseye-view, the mad labyrinths of the world spread out before us. (Hadot, PWL 239)
I think that Goethe here is only half right. It is true that the Iliad lifts us up and lets us contemplate
human life as though from Olympus. But it also shows us the world from the perspective of
Achilles, who knows he has only a few more weeks to live. The emotional power of the poem
comes from this stark juxtaposition of perspectives, so that it lets us see the world from the
perspective of eternity and from the perspective of men on the threshold of death.
Conclusion
Let me conclude with my original question: How to teach religious texts in a liberal arts
classroom? How can we approach texts from other religious traditions as possible sources of insight?
My answer is that we have to take two steps. First, we have to shift our focus from questions
of belief to questions of understanding. Second, we have to suspend our inherited understanding of
the divine, and to be open to radically different views about the meaning of divinity. If we approach
Homer in this way, we find that his theology illuminates human life in a number of ways.
First, Homer's descriptions of divine possession illuminate a kind of human experience--the
experience of being overcome by powers that exceed our control, in whose light the world appears
differently to us, and under whose influence we act in ways we would never act on our own.
Second, Homer's stories of the gods convey not just a general ethos but a number of specific
ethical insights. They illuminate the aspiration to greatness, our inability to reach greatness through
our efforts alone, the meaning of devotion, and the tragic necessity of having to decide what to
devote ourselves to. These insights belong to an ethos that illuminates a condition of human
existence--that to be human means to be drawn toward and torn between a plurality of equal but
conflicting goods.
Third, the figures of the Olympian gods articulate the power of human self-transcendence-our power to see human life as though from outside and above, from the perspective of eternity, and
also to see life as though from the end of life and the threshold of death.

�By shifting our focus from questions of belief to questions of understanding, by suspending
our assumptions about the meaning of divinity, by opening ourselves to and making our own a
different understanding of divinity, we can approach religious texts from other traditions as partners
in a genuine dialogue, that is, as sources of genuine self-understanding and truth.
Notes
1.
Smart, J. J. C., "Atheism and Agnosticism", The Stanford Encyclopedia of Philosophy (Spring
2013 Edition), Edward N. Zalta (ed.), http://plato.stanford.edu/archives/spr2013/entries/atheismagnosticism/).
2.
A non-Olympian god in Homer hardly ever acts on his or her own initiative. One exception
is when Odysseus swims ashore in the Odyssey and the river listens to him. So the non-Olympian
god can sometimes have some kind of agency. Eris, or Strife, is also an exception, one that, I would
argue, proves the rule.
3.
Nietzsche writes, "Has anyone at the end of the nineteenth century a distinct conception of
what poets of strong ages called inspiration?... The concept of revelation, in the sense that something
suddenly, with unspeakable certainty and subtlety, becomes visible, audible, something that shakes
and overturns one to the depths, simply describes the fact. One hears, one does not seek; one takes,
one does not ask who gives; a thought flashes up like lightning, with necessity, unfalteringly
formed" (Ecce Homo, p. 72).
4.
Eva Brann similarly argues, "nothing is ever done that could not have been done by the
humans themselves" (Homeric Moments, 43).
5.
See also Book 1: 498-499, Book 5: 753-754, and Book 11: 79-83.
Secondary Sources
Eva Brann, Homeric Moments: Clues to Delight in Reading the Odyssey and the Iliad (2002)
Walter Burkert, Greek Religion (1985)
Hubert Dreyfus and Sean Kelly, All Things Shining (2011)
Johann Wolfgang von Goethe, as quoted in Pierre Hadot, Philosophy as a Way of Life (1995)
Gregory Nagy, The Ancient Greek Hero: In 24 Hours (2013)
Friedrich Nietzsche, Ecce Homo
Seth Schein, The Mortal Hero: An Introduction to Homer's Iliad (1984)
Jean-Pierre Vernant, The Universe, the Gods, and Men (1999)

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                    <text>1

In the Middle of a Conversation:
Reflections on Ortega y Gasset’s “The Misery and Splendor of Translation”
by Kathleen Longwaters
I wish to thank all those who have organized this conference from those who had the
first glimmer of the idea to those who put chairs in the room and water on the table. I
am grateful.
Whatever we study today, be it physics, economics, or philosophy, we are coming in on
the middle of a conversation. The past is below our feet like a watershed we draw on.
We can dig a well a right back to the source of Plato and read him in the Greek (as
Ortega y Gasset did). Or we can learn something of Nietzsche as alluded to in the
poetry of Allama Iqbal, like a tree drawing up buried water filtered through subsoil. I
claim a deep and broad understanding of one’s own intellectual history is vital for
understanding current movements in thought regardless of one’s field. Now the
questions as to what comprises “one’s own intellectual history” is worth discussing, but
will be set aside today in order to address more directly the question of: “What is
Liberal Education for?” 1
Ultimately I will claim that Liberal Education is for understanding where we stand at
the moment, for developing humility, and for encouraging courageous effort.
Furthermore, that these three are connected to each other. I am indebted to Ortega y
Gasset for these thoughts which in a way are but an echo of his own, which in turn are
also a kind of re-sounding. It is both the content of “The Misery and Splendor of
Translation” (which I will call MST) and its relation to another text, a sort of invisible
interlocutor, which has brought me here today--both figuratively and literally.
Where we stand
The silent partner in the conversation this text is having is Plato’s Meno. And common
elements in the two texts will be examined in order to illustrate the claim about a liberal
education allowing us to know where we stand. These are both exquistely rich texts and
in 20 minutes, I will only be able to give the broadest outline of what is happening here.
Out of curiosity, how many of you have read Plato’s Meno? And how many the MST?
To give a tiny bit of background, MST first appeared in a daily newspaper in
Argentina in 1937. I encountered it last fall in a course called “Translating India” along
side articles on the difficulties of translating Sanskrit into Burmese , double meanings in
Tamil poetry, and Spivak’s “Can the Subaltern Speak?”

1

Liberal Education is neither narrow, nor strictly vocational and utilitarian.

�2
Set in this context of secondary literature in the field of translation studies, I was
perhaps slower to pick up on its fictiveness than had I encountered it in another setting.
It opens in a plausibly academic manner, presenting itself as a retelling of a
conversation at a colloquium, much like our gathering here today. There are
philologists, scientists and art historians, and Ortega himself seems to be speaking. Yet
given that the piece waxes fictive, I will call him the narrator to remind ourselves that
the opinions spoken by him may or may not entirely represent this author’s point of
view.
Probably the place the fictiveness is strongest is near the end of the piece when a
reportedly great linguist has just been talking. We get a bit of narrator comment here,
Ortega y Gasset writing: “The linguist stopped talking and stood with his sharply
pointed nose tilted up to a vague quadrant in the heavens. In the corners of his mouth
was the hint of a possible smile” (not an impossible smile.) I have the feeling this smile
is for us, and it points toward the playful almost mocking tone which weaves in and out
between a more earnest almost clinical inquisitiveness.
This great linguist gives puzzling and, at times, seemingly contradictory advice about
translation. And it is his voice which dominates the last about 20% of the article. One bit
of advice, for example, is on the proper style for translation, saying “I imagine, then, a
form of translation that is ugly, as science has always been; that does not intend to wear
literary garb.” What it means for the speaker who is in the most literary garb to say
translation ought not dress itself in literary garb is a question worth asking. This section
of the work has puzzled a number of translators such as Selby who have wondered how
to read him.
What has not been noticed, either by scholars in the field of translation studies or those
concerning themselves with Ortega y Gasset in the realm of philosophy, is the pulse of
Plato underlying this work. In structure, tone, and content MST invokes the Meno. Even
Orringer who gleaned Ortega y Gasset’s life work for references to Plato in service of
understanding the Spaniard’s philosophy, misses this work—in spite of the fact that
Plato’s name appears directly, again, in the mouth of the linguist who says only in using
his style of translation can a reader, quote, “transmigrate within poor Plato.” Perhaps
because this piece is ostensibly about translation, it was ignored. Here we see (likely)
evidence, therefore, of a narrow, discipline bound view obstructing our ability to
understand the work. The past is left out of the picture, and this is simply read as an
original and independent work. The statement by this character about the Greeks no
longer being able to function as models in any kind of positive sense probably also
throws one off the trail.
Turning now to some of the commonalities of MST and Meno, we see both open with
and revolve around a question in the format of “Can x be y-ed?” In the Meno, of course,
the question is “Can virtue be taught?” whereas the action of concern in the other work
is, not unexpectedly, translation-- with an ultimate question of “Can anything be

�3
translated?” but appearing in initially as whether “certain German philosophers” can
be. Admittedly these questions are rather different and could be argued as coincidence;
nevertheless, here virtue slides in by the 7th sentence where the narrator, speaking to his
colleagues, takes a jab at their morals, saying both are impossible in their very essence-translating or being virtuous. Humility and courage make their appearance a bit further
on.
Both Socrates and the narrator of MST try valiantly to keep the question at hand in its
most broad and overarching form, and both meet resistance from those with whom
they speak. In the famous example of the bees, Socrates teases Meno saying “while I am
looking for one virtue, I have found you to have a whole swarm of them.” The hornet’s
nest in the MST is math and science, with someone from the later field claiming his type
of writing can be translated. After giving a sort of qualified agreement that in the sense
that it exists as a language shared by scientists who happen to be living in various
countries, it can be read by each. He points out that this has to do with the fact that
these people speak the same technical language, so it is not, in this case, really
translation at all. To reverse and eliminate the idea that math and science form an
exception, he brings in Set Theory, describing it as “the branch of mathematics most in
vogue in the last quarter century,” and indeed it was. Only two years after MST is
published, Bourbaki’s work on the subject, Elements de Mathematic comes out and is
called a “monumental work” in a review in the Bulletin of the American Mathematical
Society, illustrating its reception in the field.
What is Set Theory? Most of us have encountered it in the form of overlapping circles in
the first or second grade which illustrate members shared between the two, or not
shared as the case may be. But here again we are coming in in the middle a
conversation, and we glimpse it through the MST. When Ortega y Gasset writes his
piece, Set Theory is well establish, but its acceptance some 60 years prior was, at best,
mixed. Some critics said it was not math at all, rather philosophy. Ferreiros in his recent
publication, Labyrith of Thought: A History of Set Theory and its Role in Modern
Mathematics, describes what’s at stake as Cantor’s use of the “actual infinite” versus the
“implicit infinite.” An open problem is the associated Continuum Theory which
proposes that real numbers (ie, the continuum) is a larger infinity than the infinity of
counting numbers. One does not need to be a great mathematician to get the sense of
why some folks might be uncomfortable with the idea talking about one infinity being
bigger than another infinity.
Ortega y Gasset uses “continuum” in regard to language and translation and its
impossibility, but what is most relevant here is his complaint that Menge, a term from
Set Theory, has, quote, “no possibility of being translated into our language.” This is a
complaint that mathematicians of his time were in actuality voicing, so here the
fictiveness of the piece wanes. For Ortega y Gasset this complaint is used as a way to
draw math and science back into the fold of the general question of translatability,

�4
putting them along with everything else into the category of the impossible.
Impossibility for Ortega is what can never be reached, just as the end of an infinite
series. The narrator warns, that if you divide writing into two categories, “those that can
be translated and those that cannot” that what happens is, quote, “we close the door on
the real problem every translation presents.” What that real problem is is still an open
question, though I have a hunch which I will come to later if there is time 2
But to come back to Liberal Education and now see where we stand, one could say we
stand midstream, for the echoes of the Meno point to the importance of the past for
understanding the present, but glimpses of an ongoing conversation in the field of
mathematics shows that interchange is not over. We are just one point along a way that
continues around us and before us. With too narrow a focus we miss out. A Liberal
Education allows us to see where we stand by being both broad and deep, and where
we stand is first and foremost in relation. This moves us towards humility and courage.
Humility and Courage
Now the kind of Mathematics, so to speak, most in vogue in Socrates time was
geometry. It plays a role in the Meno, but not the same role as Set Theory in MST.
Actually, Set Theory can help us visualize the overlap of these two texts. They hold in
common several elements already mentioned and others as well: A central question and
attempts at holding it in a general form, discussions of virtue, talk of being in a
muddled, speechless state, the importance of effort, a math of the day, the importance
of coming to know you don’t know, and true opinion 3. Nevertheless, the relationship
between the texts is not a simple one. Neither do these shared elements appear in the
same sequence, nor do they necessarily function the same way in the dialogues. Where
Ortega y Gasset uses the Math as a unifier, Socrates uses the Geometry to illustrate the
value of, one, reaching a muddle and, two, of learning that you don’t know what you
might have thought you did. Meno complains that Socrates has made him numb and
dumbstruck, and Socrates says he himself is so as well. In addition, the slave boy used
to work through the geometry problem, giving Meno a chance to see the process with
some distance, is also said to become “perplexed and numb” in the process of moving
from thinking he knows to understanding he does not. It is just this discovery that gives
him the impetus to search further for an answer.
In the MST we run into a muddle as well and the cause is again the presumption that
we know when we do not. Ortega y Gasset writes, “infected by the entrenched
prejudice that through speech we understand each other, we make our remarks and
listen in such good faith that we inevitably misunderstand each other much more than
if we had remained silent and guessed.” The confusion described here is a kind of
The hunch is that translating is trying to make commensurate to different infinite sets, just as in the
continuum theory. This is why you get the double exposure.
3 Some of which we do not have time to discuss more fully
2

�5
paralysis that leaves one speechless. There is not time here to go further into Ortega’s
thoughts on silence, but it does strike me that it may well be meaningful that the Meno
is a silent partner in this conversation. What is important is that in this dialogue we, like
the slave boy in the other, might come to see that we do not know what we assumed we
did.
The linguist suggests that, quote, “we need to approach the Greek and Roman
again, but not as models –on the contrary, as exemplary errors,” claiming that: “to
acquire a historical consciousness of oneself and to learn to see oneself as an error are
the same thing.” 4 This is another way of expressing that we keep discovering, in
retrospect, that we didn’t know all we thought we did. A Liberal Education, in so far as
it gives us a “historical consciousness,” therefore offers us this knowledge that we do
not know all that we think we do. Acceptance of this is tantamount to taking on
humility, a trait which the narrator in MST finds translators to have in abundance. Our
state of being in ignorance is driven home by the narrator who focuses on the past as
progenitor. He says: “Modern man is too proud of the sciences he has created. Certainly
through them the world takes on a new shape. But, relatively speaking, this innovation
is not very profound. Its substance is a delicate film stretched over other shapes
developed in other ages of humanity, which we project as our innovation. We draw
from this gigantic wealth at every opportunity, but we don’t realize it, because we
haven’t produced it; rather we have inherited it.” 5 Again, a Liberal Education allows us
to view ourselves in the present in relation to wider thought and in relation to our
inheritances from the past. The MST begins to look a bit like this delicate film stretched
over shapes developed in other ages, for the past pokes through here and there bearing
a shape reminiscent of the Meno. But as previously intimated, it is not quite the same
shape. If it were a face, the nose would be moved to the place of the ear, and the ear
tucked under the chin. Where are we left?
Ortega y Gasset describes synonyms across languages as being like a blurred
photo, saying: “The shapes of the meanings of the two fail to coincide as do those of a
person in a doubled-exposed photograph.” He goes on to speak of the dizzying
consternation of the person trying to bring the two into focus. We have a similar
problem, it seems, in trying to bring the common elements in these two texts into some
kind of clear focus where everything lines up smoothly. This brings us to effort.
Courageous Effort
My final claim for Liberal Education is that it encourages courageous effort as a result of
having shown us where we stand which is followed by a realization of our ignorance. I
would also suggest that this is the ultimate port of arrival in the two texts we have been
examining. Not ultimate in the sense of the final item in a sequence, but as in the
4
5

MST 110
Ibid. 105

�6
highest aspiration or result. This only became clear to me reading these two texts side
by side because they each reach this destination coming from entirely opposite
directions.
Another function of the Geometry in the Meno brings us to the question of the
possibility or impossibility of finding any answers at all. Meno expresses doubts about
the possibility, and Socrates says insistently: “We must, {...}, not believe that debater’s
argument, for it would make us idle-- and fainthearted men like to hear it, whereas my
argument makes them energetic and keen on the search.” 6 So learning is not for the
cowardly. It is an act here linked to courage and to effort. Learning is tied to virtue.
However, while for Socrates, on the one hand, possibility is absolutely necessary for
stimulating effort, for the narrator of MST, on the other, it is precisely impossibility
which encourages it. He argues that achieving something that was categorized as
possible would make you feel that you had achieved nothing at all. He argues in regard
to translation that:
because it would be desirable to free men from the divisions imposed by
languages, there is little probablity that it can be attained; therefore, it can
only be achieved to an approximate measure. But this approximation can
be greater or lesser, to an infinite degree, and the efforts at execution are
not limited, for there always exists the possibility of bettering, refining,
perfecting.
He goes on to say that all human activities are like this.
But what makes this effort courageous? In the MST, courage is initially tied into
the definition of good writing and is said to be what translators lack. The narrator
defines good writing thus: “To write well is to make continual incursions into grammar,
into established usage, and into accepted linguistic norms. It is an act of permanent
rebellion.”
For Ortega y Gasset, true opinion, which in his work has no finite, attainable,
counterpart in firm knowledge, is set in opposition to public opinion. Given that true
opinion is as close as one can get to Truth and squarely stands in opposition to the
public, hence wrong opinion, it acts as a key when the narrator, in the last few words in
the dialogue, agrees with the linguist that his style of translation is just what the public
wishes. It puts the linguist’s suggestion of a style of translation that is “ugly, as science
has always been” rather squarely in the wrong camp.
In summary, Liberal Education shows us where we stand by showing us to be in
relation. By assuming connections across time and across fields , it encourages us to
look for those relations rather taking things at face value. Because we do not settle on a
face value reading, we are nudged to look more, to keep looking, yielding a more a
6

M 81e. p. 14

�7
nuanced picture. In order to wish to look beyond what is simply at hand, an
understanding that we do not already know all there is to know is necessary –and that
grows out of seeing ourselves in relation. Effort is always laced with courage as it
means moving away the pool of general, unreflective thought and the gesturing toward
authorities for confirmation; it brings one rather to stand on one’s own feet.
To me “The Misery and Splendor of Translation” looks like a brave and humble attempt
which allow us to “transmigrate” into the mind Plato, at the same time as being much
more than just that. It is anything but secondary literature.

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                    <text>[键入文字]

Insights into the Essence of General Education
Pang Haishao
(Professor，School of Education, Beijing Institute of Technology, Beijing 100081)

Abstract：There are various correct and incorrect interpretations of general education. A vague
understanding definitely has a negative impact on the practice of general education. This paper
starts off by analyzing the connotations behind the Chinese equivalent of the term "general
education" and goes on to suggest that general education be understood from three aspects in line
of China's actual situations: (1) General education is a philosophy for education and emphasizes
putting people first to cultivate complete people; (2) General education frequently refers to the
content taught to achieve the goals of general education; (3) General education can mean a model
for cultivating talents which reflects the philosophy of general education, achieves its goals, and
provides a supporting system.
Key words general education, suzhi education, education philosophy

People have various correct or incorrect opinions about general education: education that covers
all kinds of knowledge; education that focuses on common sense and practical skills; education
that combines humanities and sciences to extend students' visions and edify their minds; education
that equals cultural quality education; education that carries on, enjoys, and develops lifestyles
that are part of human civilization; education that cultivates wisdom and virtues to foster noble
personalities; education that just means elective courses; education that goes far beyond public
courses, elective courses, or lectures; education that is not all-inclusive and means more than a
wide scope of knowledge; education that does not target pragmatism; education that provides the
modern society with excellent citizens; education that all university students should receive;
education for the elite; education that is not just for the elite and should take different contents and
forms at universities of different types at different levels; education that does not distinguish
between majors or vocations; education that underlies and supplements specialized studies...1
Obviously, the jury is out with different and sometimes conflicting ideas. The big question is -what is the essence of general education?

I. The Term "General Education" and its Chinese Equivalent
The Chinese equivalent of the term "general education" is a translation from American English
and also incorporates the thoughts of liberal education in ancient Greece. The term "general
education" has been translated into different things in different times, countries, and territories. In
mainland China, its previous translations meant "education for all-round talents", "ordinary
education", and "common education". In Hong Kong, its previous translations meant
About the author: Dr. Pang Haishao, Professor, Deputy Dean of School of Education, Beijing Institute of
Technology, Secretary general of Chinese Association of Liberal Education.
1
Reference source: Zhou Xiaoping’s presentation titled Three General Goals in Specialized Education at the
Across-the-Strait General Education Symposium held in October 2006 in Shunde

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Insights into the Essence of General Education

"macro-education", "education for all-round talents", "education for complete people", and
"general education". When the concept of "general education" arrived in Japan, it was translated
into a term meaning "manner education". The term "liberal education" from ancient Greece was
translated into Chinese terms that mean "free education" or "education for knowledge and
integrity". These translations all relate to general education and have been used by different groups
of people. It was not until the 1980s and 1990s that the current Chinese equivalent of general
education became widely accepted and used in Chinese communities.
Scholars from Taiwan drew on the traditional Chinese culture to explicate the essence of general
education in depth. Guo Weifan2 gave the following explanation: general education is education
that enables people to understand and fuse all kinds of knowledge and visions. Therefore, general
education does not mean a superficial dip into every area of knowledge. Instead, it depends on a
systematic approach to design liberal education courses and, through integration between different
courses, serves as a guideline for students to go from a broad range to specific fields, thereby
expanding their academic visions.[1]Prof. Gao Mingshi3 from the Department of History, National
Taiwan University also provided an explanation for general education: what is "general"? Scholar
Zhang Xuecheng of the Qing dynasty quoted Shuowen Jiezi as saying "general" means
"understanding what others do not understand". Today’s problem is that students of humanities do
not understand science and engineering while students of science and engineering do not
understand humanities. This is not "general". In addition to the acquisition of knowledge, general
education is about visions. In his famous work Shi Tong, scholar Liu Zhiji of the Tang dynasty
quoted Confucius' remark "learn more and broaden your vision with goods things you have
learned" to explain that scholars know many things of the past and their essence. Scholars know so
much because they choose to know". Knowing more is a capability for talent and the basis for
"general". However, the capability to choose what to learn depends on visions.[2]The current
equivalent of the term "general education" obviously better grasps the essence of general
education and liberal education, compared with terms constrained by the words in "general
education", such as "ordinary education", "common education", "all-round talent education".
Besides, it carries on the spirit of the traditional Chinese culture.
The differences in understanding general education usually arise from different understandings of
the word "general", which is often given a Chinese equivalent meaning "common" or "ordinary".
As a result, general education was misinterpreted as common education or ordinary education, and
relevant courses were misinterpreted as ordinary common sense courses. Actually, "general" has
two major meanings according to Oxford English Dictionary:
(1) affecting all or most people, place or things; not limited to one part or aspect of a person or
things or to a particular time;
2

Guo Weifan (1937-), born in Tainan, Taiwan, graduated from the School of Education, National Taiwan Normal
University and holds a doctoral degree from the University of Paris. He studied at the Institute of Education, the
University of London. After returning to Taiwan, he became a professor with the Institute of Education at National
Taiwan Normal University and took office as the president of the university. He became a political affairs member
of the Executive Yuan in 1984 and took the concurrent post of Director of the Executive Yuan’s Cultural
Construction committee, which he started to hold full time in 1989. He was the Education Minister between March
1993 and 1996. Data source: http:// whgx.library.sh.cn, July 28, 2006.
3
Gao Mingshi, born in Qingshui of Taichung, Taiwan, graduated from the Department of History, National
Taiwan University. He obtained a doctorate from Tokyo University and later became a professor with the
Department of History, National Taiwan University.

�[键入文字]

(2) not specialized in subject matter, not limited in range of work, use, activity, etc. These two
meanings reveal two features of general education: (a) affecting the whole and (b) specific to
specialized areas of education.
As far as the author is concerned, "general" is the method used to achieve the purpose of
knowledge and visions. General education is not just about knowledge. Instead, it is a combination
of knowledge and visions. There is frequently prejudice between people specialized in different
subjects. This is especially obvious between those specialized in natural sciences and those
specialized in humanities, creating two different cultures divided by a huge gap full of
misunderstandings. There is little communication and understanding between these two
groups.[3]One of the reasons behind this is "not general", which leads to narrow visions and biased
thoughts. The focus of general education is to broaden visions with knowledge from three main
areas -- humanities, social sciences, and natural sciences. Such education leads people out of
prejudice and bias and makes them become well-educated complete people. Of course, knowledge
is infinitive, and life is short. In the modern society, nobody can learn the knowledge of all
subjects. Therefore, which knowledge and ways of thinking are basic and indispensable is the
central question to be considered in the research and design of general education courses.

II. Three Aspects of General Education
The author believes general education is a historical and geographic concept that has a rich
essence with multiple aspects. General education should be understood from three aspects in line
of China's actual situation: education philosophy, education content, talent cultivating model.
1. General Education as an Education Philosophy
It is a consensus among a large number of education researchers that general education is a
philosophy for education. This gives rise to quite some questions: What is the core of general
education? Does general education mean the same thing in different times, countries or territories?
What kind of education objective does this philosophy reflect? Does general education apply to
certain universities only or is it for all schools? Is it elite education or mass education? When it
comes to the practice of a specific university, how should general education be characterized and
positioned --should it just take an auxiliary position or should it become the fundamental way for
the entire university? Is general education what university education is all about or should it
coexist with specialized education in harmony? Let’s seek the answers by looking into the
kaleidoscope of general education in the United States, Taiwan, and Hong Kong.
Let's first look at the philosophy of general education in the United States. In some way, general
education is the result of combing liberal education and education practice in the United States.
Liberal education as advocated in ancient Greece was the product of that special section of history,
when the people who received such education were "free people" as opposed to slaves and artisans.
These people lived a comfortable life and had plenty of leisure time. The purpose of their studies
was not to make a living, but to develop rationality and perfect morality[4].As the society moved
forward, the political, economic, and cultural foundations of traditional liberal education gradually
disappeared. There were no more privileged classes like "free people" and nobles. Liberal
education was no longer limited to the few free people. Instead, it became available to all citizens.
Education was no longer exclusive of livelihood and pragmatism.

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Insights into the Essence of General Education

In the 20th century, Robert M. Hutchins (1899-1977), who had a fundamental impact on
university thoughts in the United States, earnestly advocated general education. In his opinion,
general education is for everyone and useful for them no matter whether they enroll at a university.
General education is closely linked to universities because there is a special tie between higher
education and general education. General education is the shared spiritual and cultural foundation
that conjoins all schools and departments of a university. Otherwise, there is no university -- just a
series of schools and departments. He clearly pointed out that there would be no universities
without general education.[5]Obviously, general education as he proposed is for all people in the
society. Due to the characteristics of specialization in different schools or departments at
universities, general education is particularly important for universities.
In 1945, Harvard Redbook -- General Education in a Free Society was published, which led the
American society to pay great attention to and discuss general education. It is worth mentioning
that the Redbook did not limit general education to universities. Instead, it looked at cultivation of
citizens' virtues in the entire western world. Therefore, a good part of the Redbook was devoted to
discussing general education in secondary school.[6]There was something in common with
Hutchins' remark that general education should be oriented towards everyone. The general
education movement in the 1940s and 1950s not only got almost all higher education institutions
involved but also raised huge interest in general education in the entire society and various
academic organizations. In 1947, the Truman administration's Higher Education Committee
released a report called Higher Education for American Democracy, which centered on the nation's
benefits in considering general education and held that the purpose of education in a democracy is
to ensure equal freedom and equal opportunity for every individual and every group. The report
said the methods of education must be changed to accommodate the diversity of student groups if
education is to play such a crucial role. It also suggested that general education give students
values, attitudes, knowledge, and skills so that they properly and comfortably live in a free
society.[7]General education in the United States was initiated by universities and became a
distinctive feature of higher education in this country. However, general education as an education
philosophy is for the entire society and every citizen. Of course, general education is also the
philosophy that guides higher education.
In Hong Kong, the government has been pushing for general education in high school in recent
years while pursuing reforms in the educational system. General education has been established as
one of the core courses in high school4. The Chinese University of Hong Kong always maintains
that general education is universities' philosophy for education, instead of something auxiliary. [8]In
Taiwan, general education has been thriving in not only research-oriented or comprehensive
universities but also universities of science and engineering, medical schools, normal schools, and
vocational schools. In recent years, some researchers and practitioners in mainland China have
also started to explore general education in adult higher education[9] and vocational education.[10]
Through the above analysis, this paper believes that general education is not a patent of
universities or a specific type of school. Instead, it is intended for everyone. Higher education has
gone too far in specialization and vocationalization, resulting in limited scopes of knowledge,
narrow visions, and biased thoughts among students. Therefore, it is of significant importance to
4

Data source: http://ls.hkedcity.net, September 12, 2006. The core subjects during the senior high school are
Chinese, English Math and General Education.

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emphasize general education at universities. Meanwhile, specialization is a notable feature of
higher education, and general education is facing challenges that arise as a result of fast
developing specialized education and vocational education. To take up such challenges,
universities in different countries or territories, of different types, and at different levels are
scrambling to engage in research and practice of general education.
What is the core in the philosophy of general education? What is its objective? The objective of
general education in the United States is frequently described in literature as "to cultivate
responsible citizens with good manner, with the focus on fostering civic quality and giving
students basic values, attitudes, knowledge etc. In Taiwan and Hong Kong, the objective is more
often described as "to cultivate all-round people with broad visions". Such a description proposes
whole-person education and all-round education. The objective of general education has been
described differently in different times, countries, and territories by different universities. For
example, Newman's dream was to cultivate well-mannered gentlemen, who could think and judge
independently, qualify for any job, master all subjects, and get along with others. They had acute
abilities to appreciate as well as remarkable wisdom and talent. They were upfront, fair, and
cool-headed. They demonstrated nobleness and modesty in dealing with people and things.[11]
In Harvard Redbook, the objective of general education was to cultivate socially responsible
citizens who could think effectively with the abilities to reason logically, understand relations,
imagine things, communicate clearly, make proper judgments, and choose from different
values.[12]
In Rosovsky's opinion, the objective of general education was to cultivate well-mannered people,
who: (a) could think and write clearly and effectively; (b) had knowledge and skills in various
areas to perceive nature, society, and human beings in a critical way; (c) knew about the cultures
of other regions and times with a broad vision; (d) knew and thought about ethical issues, able to
make the right moral judgment and choice; (e) did in-depth research into knowledge of a certain
area.[13]
As proposed by Taiwan's education authority, general education is intended to cultivate "complete
people", who are not only competent workers but also intellectuals that know about life. They
need to understand the nexus of relations between different individuals, between individuals and
the social environment, between individuals and nature, etc. They live in the modern society and
know how to get along.[14]
According to Shen Junshan5 from National Tsing Hua University in Taiwan, a "complete person"
should be an "ideal intellectual" -- this is the profile for an intellectual by the traditional Chinese
culture. Such a person should be tolerant of different opinions, capable of objective and critical
thinking, able to make rational judgments about values, and good at expressing his or her own
thoughts. He or she had better also be able to run the country. In his or her own life, such a person
should have the elegant mood of appreciating life and the capability to seek moments of solitude
amid the bustle of life. He or she should be able to do self-regulation to strike a harmonious
balance in the fast-changing society full of competition. This is the modern version of inner
5

Shen Junshan, professor with the Department of Physics, National Tsing Hua University. He was the president of
the university between 1994 and 1997. He advocated general education at the university in the 1970s. He worked
as the organizer of a panel to formulate Taiwan’s policy on general education between 1982 and 1983.

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Insights into the Essence of General Education

cultivation and exterior action proposed by the Book of Changes.[15]
The Chinese University of Hong Kong works to cultivate well-mannered well-educated
intellectuals. They have a wide scope of knowledge and know the concepts and values of different
subjects. They are sensitive to issues that the entire human race is concerned about, they have the
right values and the capabilities to judge, and they understand the links between different subjects
and the possibility for the subjects to develop in an integrative way. In addition, they have the
potential for life-long learning.[16]
The objective of whole-person education at the University of Hong Kong is to dig deep into
students' talent and potential in order to: (a) promote their all-round development; (b) train their
language and communication skills (including Chinese, English, and information technology); (c)
foster their capabilities of life-long learning and adapting to social and working environments; (d)
allow them access to various academic fields through diversified education; (e) open their eyes to
the international stage and let them taste different cultures.[17]
Evidently, the objective of general education has been expressed in different ways in different
times and regions, which is closely related to political, economic, cultural, and historical
differences. In the United States, there are two most commonly mentioned core concepts for
general education -- "independent thinking and judgment" and "socially responsible citizens". The
former is about personal development, and the latter is about social responsibility. Involved here is
a nexus of relations between individuals and society and between freedom and democracy.
Actually, general education in the United States corresponds to the country's democratic ideal of
freedom, equality, and human rights, hoping to construct a democratic society based on individual
freedom. Iconic pragmatist Dewey thought, despite the apparent contradictions between free
individual development and a democratic society, the two are united through responsibility and
morality. Freedom for most people comes on condition that most people are socially responsible.
If most people are not socially responsible, the society will be ruled by a small number of people,
and there will be no democracy.[18]The key to responsibility is the capabilities to think and judge
independently, which make people clear about what is at stake and willing to assume
responsibility. Democracy is not only a system but also a necessary value and attitude of citizens.
It is a way of life, action, and thinking.[19]
This paper holds that the objective of general education that cultivates responsible citizens is an
expression that fits the features of the US democracy. The civic quality required for democracy not
only lies in specialized skills but also calls for general education, which provides basic knowledge
and ways of thinking in humanities, social sciences, and natural sciences for people to form values
and attitudes of a democratic society, think and judge independently and rationally, participate in
and discuss politics, and have strong civic awareness and social responsibility.
By contrast, the core concept in the objective of general education in Taiwan or Hong Kong is to
expand visions and cultivate whole or complete people. In Taiwan, universities have long been
charged with multiple political missions and economic functions, which put them in a position
where they serve to cultivate "utility people". In addition, students are divided into arts classes and
sciences classes too early in secondary school, and the college entrance exams are the sole system
that calls the final shots. Therefore, general education aims to broaden students' visions and
cultivate whole and complete people who are well-mannered and know about both work and

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life.[20] Hong Kong also gives prominence to whole-person education, which emphasizes
broadening visions, adapting to changes, understanding cultural diversity, and assuming social
responsibility.
Mainland China has a similar environment for general education as Taiwan does: (a) Universities
have long been charged with political and economic functions, with too much focus on specialized
education; (b) Under the planned economy, universities had little autonomy and lacked
subjectivity and a pursuit of university spirits; (c) Exam-oriented education is entrenched in
elementary and secondary education and is showing a trend of spreading into higher education, for
example, graduate school entrance exams. Therefore, general education should pay extra attention
to cultivating complete personality and overcoming the disadvantages brought about by excessive
specialization in higher education. Mainland China differs greatly from the United States. The
basic political principle in the United States is democracy, equality, and freedom. General
education needs to deal with the relations between the democratic society and individuals. The
idea is to achieve democracy through individual freedom and require individuals to have the
capabilities to think and judge independently. Individuals must be emancipated from ignorance,
bias, and parochialism so that they can assume civic responsibility in the democratic society.
Mainland China advocates democracy, equality, and collectivism. Therefore, general education
needs to deal with the relations between organizations and individuals. Individuals used to be
encouraged to sacrifice individual interests for collective interests, and education was based a
template, devoid of individuality and creativity. Therefore, general education needs to be
individual-based and value the all-round development of people. Education should be freed from
excessive uniformity and narrow specialization, paying more attention to the combination of
humanities and sciences so as to broaden visions and cultivate complete people who can think and
judge independently.
Based on the above analysis, this paper believes the objective of general education in mainland
China can be described as "to cultivate complete people" -- thus it is "whole-personality
education". In detail, there are two categories of requirements: individual all-round development
and social responsibility. On one hand, general education should provide basic knowledge,
capabilities, and morality as needed for human beings. One the other hand, as part of the society,
each individual should be socially responsible and inclusive of others.
Specialized studies ensure that people have the skills needed to make a living in the society.
In fact, what lies behind general education is how people understand and choose functions for
education. As a mandatory activity of the human society, education has two major functions: (a)
impacting social development and (b) impacting individual development. Which is to be put first,
individual development or social development? Different value orientations lead to different
outlooks on the objective of education. One outlook is the individual-based theory, which puts
individual values before social values and accentuates the individual need for development. In this
theory, the objective of education is determined based on individual development, and education
should promote free and all-round development of individuals. The other outlook is the
society-based theory, which holds that individual development must cater to social needs and
emphasize the political and economic functions of education. In this theory, the objective of
education is determined based on social development, and education should provide the society

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Insights into the Essence of General Education

with people that follow certain social norms, making individuals social and keeping the stability
and continuation of the society.[21]More specifically, one theory suggests that individual
development should push social development forward, and the other suggests that social
development should drive individual development. The former is more concerned about
harmonious all-round development of individuals and proposes liberal education, general
education, and humanities education. The latter is more concerned about citizens' morality and
political quality,[22] emphasizing specialized skill education that facilitates social development. In
some sense, general education is a kind of education that puts people first, not things or tools first.
General education cultivates "complete people", instead of "utility people" that serve the society,
economy, politics, or all kinds of utilitarian purposes.
2. General Education as Education Content
A deep understanding of general education is the precondition for implementing general education.
Making clear the content of general education is a major step to take general education from an
ideal to reality. Otherwise, general education remains a vague and weak concept that is impossible
to implement. When people talk about general education, they often mean the content of general
education. Then what is the content of general education? Which basic areas of knowledge should
it cover?
The content of general education can be understood in a broad sense, an ordinary sense, and a
narrow sense, as shown in Figure 1.

Figure 1．The content of general education

In a broad sense, general education should include all content beyond specialized education. Just
as pointed out by Harvard Redbook, education can be roughly divided into two categories: general
education and specialized education. General education is neither education for universal
knowledge (if this kind of knowledge exists at all) nor the entire content of education. General
education normally refers to one part of education that a student receives -- the part that cultivates
the student so that he or she can become a responsible citizen.[23]Put another way, general
education in a broad sense includes formal courses (G1) and informal courses (G2), which include
club activities, social practice, lectures, campus culture etc. The purpose of G2 is to cultivate
complete personality.
The content of general education usually refers to the part of the undergraduate education program
that is intended to achieve the objective of general education (G1).Undoubtedly, this is the main

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channel and core content for higher education to reflect the philosophy of general education. In the
United States, the content of general education also mainly refers to general education courses that
are outside the specialized education that students major in.
In a narrow sense, the content of general education only refers to the courses for general education
(G12).In mainland China and Taiwan, universities set elective courses for general education when
they first start to implement general education. The courses often carry 6 to 8 credits. Therefore,
some people equal general education to the elective courses for general education.Actually, just a
small number of elective courses are inadequate for achieving the objective of cultivatingcomplete
people. Therefore, it is not desirable to understand the content of general education in this narrow
sense.
According to general education's objective of cultivating complete people, the content (courses) of
general education should cover the basics of humanities, social sciences, and natural sciences.
That includes language, math, literature, arts, history, culture, ethical thinking, technology etc. In
teaching practice, more attention should be paid to cultivating personality, training thoughts, and
instructing students on methods. This is the basis for follow-up specialized education, the answer
to the need for adapting to social changes, and the fundamental requirement for being complete
people.[24]
3. General Education as a Model for Cultivating Talents
The model discussed here is not a uniform template or standard for general education. Instead, it
means that a system needs to be set up to ensure that the philosophy of general education is
reflected in the content and methodology of teaching, thereby guaranteeing that the objective of
general education is achieved. This way, a standardized model for cultivating talents is formulated.
In other words, the model is an institutional reflection of the philosophy and content of education.
In the case of general education, a series of supporting measures and systems must be in place
once the philosophy and content of general education are made clear. This is the only way to go if
general education is to transit from theory into a model for cultivating talents. Then, general
education can get rid of the difficulties that it is mired in, such as a low position and hard
implementation. When this is done, the objective of general education is really achieved.
The general education model is called this way as opposed to the specialized education model.
Universities always have general education and specialized education, which complement each
other to form the whole of higher education. However, as two talent cultivating models, general
education and specialized education are quite different (see Table 1)6. It can be seen that the two
talent cultivating models differ significantly in education philosophy, education content, and
education methods.
Table 1 Comparison between the general education and the specialized education models
Aspect

6

General education (United States)

Specialized education (former Soviet Union)

The general education models of the United States and the former Soviet Union were chosen, because they are
quite typical. Data source: the table on Page 66 of Theory of General Education by Yang Dongping, Liaoning
Education Publishing House, 1989.

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Insights into the Essence of General Education

Education

Putting individual development first,

Putting social development first, collectivism and

philosophy and

individualism and democratism

nationalism

Emphasizing people's coordinated

Emphasizing people's intellectual development

development and capability training for

and knowledge transfer, cultivating utility people

complete people

who can only work

Intended to lay a foundation and prepare

Intended to train highly skilled experts

objective

for career
Education content Giving equal emphasis to humanities,

Paying extra attention to natural sciences,

and method

preferring sciences to arts

social sciences, and natural sciences,
valuing the integration between science and
engineering and the interplay between arts
and sciences
Focusing on basic education, with a wide

Focusing on specialized education, with a narrow

scope of knowledge and strong adaptability scope of knowledge and strong pragmatism
Centered on students and the society

Centered on the classroom and subjects

Valuing research, promoting studies

Mainly relying on classroom teaching

through research and practice
Cultivation system Using a credit system, which provides

Using a school-year system, which ensures strict

etc.

flexibility

and uniform teaching management

Giving prominence to comprehensive

Mainly relying on specialized colleges under the

universities, providing diversified

management of industrial ministries

management systems

In mainland China, to establish a general education model is far more difficult than to discuss the
philosophy of general education. Since the former Soviet Union set up the system for specialized
education in China, cultivating specialized talents has been reflected everywhere at universities:
education philosophy, curriculums, content and methodology of teaching, cultivation systems,
operation mechanisms, and organizational structures. On the surface, general education is about
setting some relevant courses and activities. In essence, in-depth implementation of general
education will surely involve reforms in the talent cultivating model and the university system.

III. Conclusion
The philosophy, content, and model of general education mutually affect one another, as shown in
Figure 2. If the philosophy of general education is a beautiful ideal, then the content and system of
general education are the key to materializing that ideal, which will finally become
institutionalized as a talent cultivating model.
Considering the three aspects, the relations between specialized education and general education
are as follows: As the philosophy for higher education, general education includes specialized
education. As part of higher education, general education goes hand in hand with specialized
education. They are not mutually exclusive. Instead, they must coexist to construct the whole of

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undergraduate education. As talent cultivating models, general education and specialized
education are called so just to be distinguished from one another. They are not mutually opposing.
In any model, general education and specialized education both exist. Their difference lies in the
standpoint for cultivating talents. General education emphasizes putting people first and pursing
all-round development, while specialized education emphasizes meeting the society's needs and
developing skills that help make a living. Actually, if specialized education just enables students to
have a good career and lead a cozy life, without adequate responsibility for the society and the
entire human race, specialized education is incomplete. If general education fails to give a good
career and life to educated people, general education is defective.

Figure 2 Relations between the philosophy, content, and model of general education

Higher education should be an organic combination of general education content and specialized
education content under the guidance of general education's philosophy.
Considering general education from the three aspects, universities of different types at different
levels can be explained as follows: In terms of philosophy, general education applies to everyone
and every university. Becoming a complete person is everyone's lifetime goal. However, in terms
of content, universities of different types at different levels can implement general education in
different ways and to different degrees. Some elite universities can spend two years providing a
large number of general education courses and finish specialized education in postgraduate years.
At vocational schools, it is acceptable if they just provide students with a few general education
courses. The key is to ensure that students, while mastering necessary skills, learn how to think
about problems, solve problems in comprehensive and complete ways and how to behave in good
manners, instead of becoming "robots". In terms of models, different universities can have their
own unique features in general education. There is no need for uniform standards.
In the practice of general education, mixing its philosophy, content, and model or failing to figure
out the relations between these three aspects easily leads to misunderstandings about general
education. If all attention is paid to the philosophy and general education is depicted as a beautiful
ideal, the implementation of its content and the support from the system are ignored, making
general education an unreachable delusion. If general education is understood only from its

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Insights into the Essence of General Education

content, general education is thought to be just some elective courses, common sense, or cultural
and sports activities. This is superficial and far from the essence of general education. If there is
no recognition that the implementation of general education requires a transformation of the talent
cultivating model, policy and measures are inadequate, and general education is unlikely to go
deep and last long.
This paper believes that the right understanding of the essence of general education cannot stop at
the beautiful philosophy or simplified as a few general education courses. General education
cannot be generalized as mastering all knowledge, nor can it be relegated to studies for ordinary
knowledge and practical skills. The right way to understand it is to consider three aspects:
philosophy, content, and model. Only by doing this can one really know about the rich essence of
general education, look at the relations between the ideal and reality of general education, and
deeply comprehend the straits general education is in.
With only philosophy, general education is empty. With only content, general education is
superficial. Without being a model, general education cannot be enduring.

References
[1]Guo Weifan. Method of Implementing General Education [A].Paper collection from General
Education Symposium of National Tsing Hua University [C]. 1987: 155-165.
[2]Gao Mingshi. China's Traditional Politics and Education [M]. Taipei: Wen Chin Press,
2003:148-149.
[3] (UK) C.P Snow. Two Cultures [M], translated by Chen Kejian and Qin Xiaohu. Shanghai:
Shanghai Science and Technology Press, 2003: 2-4.
[4] (US) John S Brubaker.On the Philosophy of Higher Education [M], translated by Zheng Jiwei
et al. Hangzhou, Zhejiang Education Publishing House, 1987:80-82.
[5] (US) Robert M Hutchins.The Higher Learning in America [M].translated by Wang Libing.
Hangzhou: Zhejiang Education Publishing House, 2001 :5-51.
[6][12] [23] Harvard Committee.(1945).General Education in aFree Society.Harvard University
Press, 103-176, 65-72, 51-52.
[7]Wang Yingjie. Reforms and Development of Higher Education in the United States [M].
Beijing: People's Education Press, 1993:219-221.
[8]Zhang Canhui. Preface [A]. Overview of General Education in Hong Kong [R].Department of
General Education, the Chinese University of Hong Kong, 2005.
[9]Dong Junmin. Research into General Education in Adult Higher Education [D]. Wuhan:
Central China Normal University, 1999.
[10]Liu Xiubo. Intensifying General Education at Vocational Colleges [D]. Shenyang: Northeast
Normal University, 2006.
[11] (UK) Newman.The Ideal of a University [M].translated by XuHui. Hangzhou: Zhejiang

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Education Publishing House, 2001:4.
[13] (US) Henry Rosovsky. American Campus Culture [M]. translated by Xie Zongxian. Jinan:
Shandong People's Publishing House, 1996: 90-92.
[14] Gao Mingshi. China's Traditional Politics and Education [M]. Taipei: Wen Chin Press,
2003:154.
[15] Shen Junshan. Foreword [A]. General Education Quarterly. 1994 (first issue).
[16] Department of General Education, the Chinese University of Hong Kong.Overview of
General Education at the Chinese University of Hong Kong [R]. 2005.
[17] Overview of General Education at the Chinese University of Hong Kong [EB/0L].
http://www. hku. edu,2006-09-18.
[18] (US) Dewey.Dewey's Lectures in China [M].translated by Hu Shi. Hefei: Anhui Education
Publishing House, 1999: 167-178.
[19] Wang Shouchang. Philosophy in the Western Society [M].The Eastern Publishing Co., Ltd.
[20]Huang Junjie. Theory and Practice of General Education at Universities [M].Taipei: Taiwan
General Education Society, 2005:7-12.
[21]Wang Cesan. Modern Education Theory [M]. Beijing: People's Education Press,
1996:222-223.
[22] Jin Yiming. Research into China's Policy for Quality-Oriented Education [M].Jinan:
Shandong Education Publishing House, 2004:100-104.
[24] Pang Haishao. General Education: Difficulty and Hope [M]. Beijing: Beijing Institute of
Technology Press, 2009:41-45.
Pang Haishao

Telephone:0086-13520341310

Email: panghaishao@163.com

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                    <text>Learning to Flourish:
A Philosophical Exploration of Liberal Education

Daniel R. DeNicola
Gettysburg College

(This paper is essentially a distillation of my recent book by the same title. This
seems appropriate, not only because—judging from sales—it is unlikely you have read
the book, not only because it references St. John’s College, but primarily because it
addresses directly the central question of this conference: the purpose of liberal
education. From lecturing about these ideas on other campuses, I have, however,
learned much that will shape this presentation.)
I believe it is mistake to tout liberal education as an ideal, an archetype of
education that is defined by specific content (whether by component disciplines, by its
curriculum, or by a list of “essentials of cultural literacy”), by distinctive pedagogical
methods or techniques, or by institutional type. All these have morphed through
history in response to intellectual, social/cultural, and technological changes. To
elevate some particular iteration of liberal education as the Platonic ideal is to
misunderstand and misdirect both our philosophical and our educational tasks.

�2

Rather, liberal education should be understood as a tradition of educational
theory and practice—not in the sense of a hoary set of inherited rituals that we must
preserve, but as a vital and still-evolving tradition. What distinguishes this tradition
from others is its supreme aim: the purpose of liberal education is the development a compelling
conception of a flourishing life and the cultivation of such a life.
“Flourishing” has both subjective and objective markers. I would identify the
subjective markers as a general satisfaction with one’s life as it is and an identification
with that life; the objective markers are the possession of the capacities and goods that
conduce to and extend the subjective markers. “Flourishing” requires the ability to
function with excellence and efficiency in the world.
This is a eudaimonistic account developed within the Aristotelian tradition, but
I do not wish to carry all of Aristotle’s intellectual baggage. Critics might claim that I
am smuggling in the notion of “the good life”—an aristocratic, hegemonic, sexist, and
racist view of what life is best; a prescriptive vision that arrogantly assumes the moral
and intellectual authority of educators and the righteousness of their efforts. I reject
these misunderstandings of my meaning. I do not mean that developing a conception
of a flourishing life requires the apprehension of a pre-existing ideal; nor do I imply
that there is a single, universal vision of such a life. This goal is an individual
achievement, though it affects and is influenced by others, and the result is a diversity
of visions. Moreover, the hard-won understanding of flourishing one achieves will
likely evolve with life’s passages and later learning—it continues as an infinite task. It

�3

is another deeply misconception to assume that the quest for a flourishing life, the
well-springs of liberal education, arise only in situations of elite privilege and comfort.
Concern for one’s life and its prospects may arise in reflective solitude, amidst
crippling poverty, in despair, when resplendent ideals of the good life have been
shattered, even after great horror.
On the other hand, I do accept the Aristotelian claim that a flourishing life
implies sources, supports, arenas, and engagement that are communal. And, as he
noted, there is no guarantee that learning to flourish will guarantee a flourishing life;
success is contingent on luck and other factors beyond human control. Nonetheless,
adopting such an aim governs many aspects of our experience and in so doing shapes
our life and identity.
Taking seriously the hope of a flourishing life leads immediately to questions
about the components of and effective ways to prepare for and cultivate such a life.
Grappling with these large questions leads to others: What is the human condition? What
are our prospects? Who am I and who might I become? What is my relationship to others and what
may I learn from their experience? What can I do in the world? Understanding how we might
flourish requires knowledge of what is, what might be, and what ought to be.
Navigating this network of profound queries from different vantage points, theorists
of liberal education developed what I will call paradigms. These comprehensive
visions set polarities in the philosophy of education, establish subsidiary aims,
generate forms of educational discourse, inspire curricula, and guide pedagogy.

�4

There are, or so I have dscerned, five historical paradigms of liberal education.
They are not ordered in revolutionary succession like Kuhnian paradigms; rather they
are co-present, competing, and sometimes conflicting. Each paradigm privileges
certain intellectual skills and virtues; each proffers a distinctive form of liberation and
vision of the educated person; each has its own liabilities. Much of the dynamism of
the tradition of liberal education is produced by their shifting dominance and blend.
They are all in play today, and most institutions claim to adopt all of them in some
distinctive balance. Though they present quite distinct visions of liberal education, I
will argue that they ultimately require each other. Here are the five paradigms:
Liberal education is for:
 the transmission of culture—for the absorption of the human
experience as encoded in “texts”;
 self-actualization—for the identification, actualization, or creation of
a normative self;
 understanding the world—for comprehending the facts and forces
that shape our lives;
 engagement with the world—for active, normative, and effective
engagement with the world; and
 acquisition of the skills of learning and the disposition to use them.

�5

After a brief characterization of each, I will turn to their relationships, and conclude
by consideration how this analysis clarifies our task as educators.
The Transmission of Culture
Culture is not transmitted genetically; it can be preserved across generations
only through learning. Both cultural content and its transmission were greatly
enhanced by the creation of texts, durable objects that encode human experience.
This paradigm harbors the wisdom that absorbing this precious legacy is the best path
to a flourishing life, perhaps even a constitutive component of it. More passive
interpretations of the paradigm focus on the student’s acquisition of this heritage, and
therefore privilege skills of comprehension: reading (and intelligent listening and
viewing); attention to detail; proficiency in languages; and the skills of explication.
More active versions add the need to comment, analyze, critique, and evaluate—even
to join the intertextual conversation and contribute texts in one’s own voice—and
they privilege the additional requisite skills.
Human finitude necessitates some principle of selection: it is not possible to
assimilate all texts. Whether one rejects the label of “great works” or not, criteria of
“worthiness” under some interpretation must be applied in creating a curriculum.
This is the paradigm that undergirds Whewell’s “permanent studies,” Hutchins’
“Great Books,” Adler’s “Great Ideas,” and Oakeshott’s “Immortal Conversation.”—
and the vision of St. John’s College. It portrays the liberally educated person as one

�6

who is culturally literate, who knows masterworks and a body of literature, who has
facility in multiple languages (symbol systems)—who is, in short, a scholar. This sort
of study, its advocates claim, furnishes the mind; its pursuit enlivens the intellect and
expands the moral imagination; it is the best strategy for a flourishing life. It offers
the student liberation: liberation from a timeless, meaningless, unconstructed present;
from parochial prejudice and narrowness of vision; from a solipsistic life.
Self-actualization
Under this paradigm, liberal education is about the awakening and nurturance
of latent capacities and qualities with each student that conduce to a normative self. It
is a form of perfectionism. It exhibits subtle variations that intimate metaphysical
differences in the conception of the self: its aim may be conceived variously as
finding or discovering oneself, as self-definition, self-realization, self-actualization,
self-formation, or even self-creation. It all begins, of course, with knowing thyself.
What does one get from a liberal education? One gets one’s self, transformed. As
Pindar once wrote, “Become who you are.” Thus, liberal learning shapes identity.
Self-actualization offers us liberation from confused and imposed identities, from
alienation and inauthenticity, from the disappointment of stifled, untested, or
suppressed potential. In a flourishing life, one shapes and achieves one’s ownmost
possibilities.

�7

The curriculum, for this paradigm, is derived not from a canon of treasured
works, but from the potential and promise of one’s students. In its most elaborated
form, the self and its potential are individuated; in simpler (and more practicable)
forms, some more generic notion of the self, of human potential, predominates. It is,
nonetheless, a view that recognizes, even celebrates, difference and diversity; the
desired educational outcomes are suitably particular. It privileges reflection, selfawareness, and the willingness to go beyond one’s current comfort zone. What may
seem to be self-absorption likely gives way as liberal education reveals the social,
communal dimensions of self-actualization, of dependence on others—and their selfactualization—for a flourishing life. An educated person is, therefore, one who is
accomplished and authentic, continually engaged in explorations of self-development.
This is the paradigm of Froebel and Montessori, of institutions like Summerhill and
colleges like Bennington, Hampshire, and Evergreen.
Understanding the World
The focus moves now from the inner life to the outer world: liberal education
is aimed at gaining understanding the world in which we live and the forces that shape
our lives. It urges us to grasp the world as it is, on its own terms, and not as a
projection of our fears and needs; this is a task that has what philosophers call a
“mind-to-world direction of fit.” We cannot attempt to create a flourishing life if we
are ignorant of how the world works, of the natural and social forces that affect our

�8

lives. From our own bodies to the operations of influential institutions, we face the
things of this world with wonder, curiosity, care in observation, respect for evidence,
perceptivity in theorizing and knowledge-construction—these are among the virtues
and skills this paradigm privileges. Success requires far more than the acquisition of
facts; we must learn methods of inquiry and acquire cognitive frameworks—and
multiples of these are far better than one. The paradigm thus suggests a curriculum
that features a breadth of disciplines and seeks integration.
The liberation offered here is from superstition, ignorance, and error; and such
understanding can have an emotional impact as well, freeing us from reflexive fear
and hostility. The vision of the educated person, now idealized as a polymath, is a
person with a supple intellect, with broad interest in and knowledge of the ways of the
world, the disciplines, and with currency in the natural and social sciences.
Engagement with the World
The fourth paradigm construes liberal education as a preparation for
engagement with and action in the world. (Historically, “the world” has meant the
public domain, not often the domestic.) The aim is personal effectiveness—and so it
idealizes the educated person as one a committed agent, one who can act effectively
and ethically to persuade others, to serve and advance worthy causes—to change the
world or to labor in that hope. Civic engagement, social reform, political activism,
public service, cultural critique—these and more are activities that are anticipated or

�9

often embodied in the educational program. Curricular content devolves from a
knowledge and critique of the state of the world in light of one’s values, along with
the requisite capacities for personal effectiveness.
To become liberally educated is to be liberated from powerlessness, false
constraints, and social entropy; from helpless by-standing; to gain freedom of agency,
the capacity to shape one’s will to the fulfillment of one’s best judgment, to take a
stand and act on behalf of one’s values. This paradigm is exemplified in Isocrates’
school, but also in Antioch College and in the motto of “Princeton in the nation’s
service.”
Acquiring the Skills of Learning
This last paradigm emphasizes the “arts” of “liberal arts” (the artes of artes
liberalis; the technai of technai eleutheriai). Here there is less concern with content, more
with acquisition of the transferable skills that are useful in learning anything. An
educated person is one who has learned how to learn and who has the disposition to
use relevant skills in learning throughout a lifetime. Of course, the relevant skills
change with technology, but in today’s world we are likely to focus on reading
comprehension, quantitative skills, logical reasoning, information literacy, critical
thinking, communication and social skills, and related skills.

�10

What motivates this paradigm is the recognition that the world is constantly
changing, knowledge evolves, memory fades, and we cannot carry the knowledge
from the past confidently into the future. We can, however, respond by equipping
ourselves with the skills to learn whatever might be salient to a flourishing life.
Acquisition of these skills holds out the promise of liberation from becoming
outmoded, from cognitive entropy, and the ignorance and uselessness that may
follow. The student gains the freedom of self-directed learning.

I hope I have conveyed these paradigms as quite distinct, but comprehensive
and coherent, visions of liberal education, differing in the skills and virtues they
elevate, the locus of the curriculum, their ideals of the educated person, and the form
of liberation they offer. Each is attractive, even compelling, but “thin”; they require
instantiation, so they each can be a fertile matrix to spawn curricula, to influence
pedagogy, even to shape institutions. Many familiar educational controversies arise
out of their competition, but conflicts may also arise within a paradigm—for example,
disputes over the contents of the canon in the Transmission of Culture paradigm, or
disputes about the comparative value of different disciplines in the Understanding the
World paradigm. As I said, the tradition of liberal education displays many iterations
of theory and practice that reflect their competition, their shifting prominence, and
the relationships drawn among them.

�11

But they are not simply competitors. Ultimately, they seek the same end. It is
perhaps easy to forget that these paradigms arise from the same supreme purpose: the
development of a conception of a flourishing life and the cultivation of such a life.
And they are intertwined: a vigorous champion of the assimilation of culture through
an agonistic encounter with great texts might conclude (as Oakeshott did) by asserting
that such study is the pathway to self-actualization. Similarly, an advocate of the skills
of learning model may ultimate justify their position by the need for such skills in
engaging the world. Beyond this, however, they seem to require each other: the
questions each asks leads to the questions of others. How could one engage with the
world without understanding it? How could one assimilate great works without the
skills of learning? The distinctive liabilities and dangers that each paradigm carries are
ameliorated by the strengths of others. For example, the temptation to selfabsorption of the self-actualization paradigm is corrected by the outward and more
objective requirements of explicating the texts of others, or of understanding or
engaging with the world. The hypnotism of the past that is perhaps a liability of a life
devoted to masterworks is countered by the future orientation that undergirds efforts
to engage, change, or reform the world. And so on. Most institutions today seem to
claim a blend of most if not all these five paradigms; even those that elevate one
usually imply that their signature paradigm is a gateway to the benefits of the others.

�12

Finally, I want to claim that this account entails that liberal education is a
deeply moral enterprise. First, the process of liberal education must meet ethical
criteria, such as avoiding indoctrination and valuing the student’s integrity. Second,
the supreme aim—a flourishing life—incorporates moral virtues and values. A
flourishing life is, however, larger in scope than a moral life; it incorporates more than
moral virtues and values. And finally, it is indirectly moral in that success in its
subsidiary aims is relevant to, often essential for, moral activity. Expanding the moral
imagination, knowing how the world works, seeing the larger picture and broader
implications, developing one’s capacities and knowing how to learn, and having the
skills of worldly engagement—surely these are components of moral education and
enlightened moral agency.
An emphasis on objectives and outcomes is meaningful only when our
activities remain tethered to our aim. But this brings us to our educational task: each
of us—each institution, each academic department, each faculty—carries the
responsibility of regularly reinterpreting our vision of liberal education, of continuing
the evolution and vitality of the tradition. What is educational quality, what serves the
living of a flourishing life today? Each paradigm comprehends a plethora of further
specification. Our work is to craft a blended version of these paradigms that suits our
our intellectual, social, and technological context. This task itself reflects—and may
embody—the process of crafting and cultivating a flourishing life.

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                    <text>Liberal Education and Exemplary Ordinariness:
On the Meaning of Bildung in Hegel’s Political Philosophy
Andrew J. Bove—Villanova University
For Presentation at St. John’s College, Santa Fe, October 18th, 2014

My aim in this paper is to understand how Hegel thinks classical education or study of the
ancients participates in the transition or transformation of bourgeois society into the state, a
transition that is perhaps the most distinctive moment and feature of Hegel’s political thought as
a whole. According to Hegel, what makes a society of individuals into a genuine community is a
process of formation through which the abstract notion of individual rights becomes embodied in
the workings of the state and the hearts and minds of its citizens or members. He also claims, in
a lecture written about a decade before he elaborated his formal political philosophy or
philosophy of right, that the study of great literary works of antiquity—and of the ancient Greeks
especially—plays a crucial part in the transformative process he describes. To what does Hegel
ascribe the constitutional power of such study? Is the classical education he describes truly a
liberal education? And what can we learn from him about the role of liberal education in
strengthening or deepening the foundations of our own community? I aim to shed some light on
these questions.
The first part of the paper is a consideration of the education or Bildung of bourgeois society
[bürgerliche Gesellschaft ] into or towards the state [Staat] that Hegel describes in the
Philosophy of Right. In the second part of the paper I will examine a few striking figures and
images in the lecture, with the intent of understanding Hegel’s conception of the worth of
classical education in the modern world and, in particular, a fundamentally liberal world of
individuals pursuing their separate ends and their own notions of happiness.

1

�I: The Bildung of Society: A Consideration of Grundlinien der Philosophie des Rechts, §§182-7
Hegel conceives of the modern political association as a restless, dynamic, unruly, but ultimately
rational process through which a collection of individuals—aware of their rights or what Hegel
calls “subjective freedom”—strive and struggle, one and all, to attain their own ends and end up
constituting a new kind of ethical unity that Hegel calls the state.1 From the standpoint of the
political philosopher, it is a kind of dramatic spectacle through which a new form of human
community comes into being behind the backs of its members as they aim only to satisfy their
private interests. Hegel looks out, Zeus-like, upon the battlefield of bürgerliche Gesellschaft and
appreciates the combatants not for their heroism or warrior virtue, but rather (and somewhat
ironically) for their unwitting advancement of the universal interest. What he sees with much
greater clarity than the participants do is the absolute extent to which they need one another in
order to realize their individual ends. He sees them becoming more and more alike and
cooperative even as they think exclusively of their own purposes and projects.
A passage from a Zusatz2 to the opening paragraph of the bürgerliche Gesellschaft section
captures Hegel’s understanding especially well:

1

State [Staat] for Hegel has a special meaning as the ethical community in which individuals or “private persons”
find themselves finally “at home.” It is, for him, something morally much greater than a juridical entity that protects
individual rights. The latter sense (as will be discussed below) entails a relationship of estrangement between the
individual’s purposes and desires and the means to their accomplishment and satisfaction. The genuine state only
comes into being as a result of an accomplished process of overcoming that estrangement and, more broadly, the
process through which individual subjectivity places its stamp on the world. In his introductory lectures on the
Philosophy of History, Hegel famously claims that “the state is not a work of art”—that is, it does not come into
being directly and intentionally through human planning and artifice, but only as the final expression of human will
and action and the historical world they create.
2
The Zusätze or additions to the text of the Philosophie des Rechts are based on the notes of two of Hegel’s students
who attended different series of the lectures that form the basis of work. The—necessarily selective, given their
volume—inclusion of these notes in later editions of the work is controversial, but the notes themselves are reliable
and I do not hesitate to make reference to them where they are helpful in making sense of Hegel’s argument. The
Zusätze should not be confused with Hegel’s own Anmerkungen or remarks to many of the paragraphs in the work,
the purpose of which is to unpack and elaborate on, or give broader context to, the work’s very dense and abstract
main text. On these matters see H.B. Nisbet’s Translator’s Preface to the Cambridge edition of the work: Elements
of the Philosophy of Right, Allen Wood, ed. (Cambridge, 1991), pp. xxxv-xxxvi. I make use of the Wood-Nisbet
edition throughout the paper with some modifications to the translation.

2

�Since particularity is tied to the condition of universality, the whole [of bourgeois society] is the ground
[Boden] of mediation in which all individual characteristics [Einzelheiten], all aptitudes, and all accidents of
birth and fortune are liberated, and where the waves of passion surge forth, governed only by the reason which
shines through them. Particularity, limited by universality, is the only standard by which each particular
[person] promotes his welfare.3

Hegel seems quietly to delight in the vision of an anarchic mass of liberated individuals getting
straightened out as a consequence of the passionate pursuit of their own ends. They are, in a
sense, defeated by their own rationality, and there is a certain charm in the beholding of this
spectacle. While the individuals regard the state as merely a juridical structure that allows them
to pursue their private interests, Hegel sees this whole situation as a kind of spiritual engine that
generates a substantial moral community: the state in the proper sense of the term.4 The
individual regards the state as the means to his own projects and satisfaction; it allows him to get
what he wants and to keep it (or to do what he wants and keep doing it) without fear of invasion
or violence at the hands of the others.5 But Hegel sees society as the means to or presupposition
of the state—the ethical communion that comes into being only as a result of the formative
process that takes place in society. His political-philosophical aim is to show how the selfdefeating structure of society leads to higher possibilities for individual satisfaction. The spirited
modern individual must constantly sacrifice his particularity at the altar of the universal—the
“system of all-round interdependence (§183)” in which he involves himself willy-nilly—and

3

Addition to §182.
See Hegel’s rather grandiloquent (yet also quite technical) definition in Philosophie des Rechts, §257: “The state is
the actuality [Wirklichkeit] of the ethical idea—the ethical spirit as the substantial will, manifest [offenbar] and clear
to itself, which thinks and knows itself and implements what it knows in so far as it knows it.”
5
For Hegel, Thomas Hobbes is the philosopher of society in Hegel’s sense, not of the state. The Leviathan, despite
its great power and fearsomeness, guarantees only the unstable flux of society and the sense of estrangement that
accompanies it. Bürgerliche Gesellschaft in Hegel’s sense is not the Hobbesian state of nature, but rather its
opposite, what Hobbes calls civil society or the civil condition of mankind.
4

3

�Hegel undertakes to show how this (unintentional) sacrifice does finally bring back the gods of
the city.
Thus far, Hegel’s theory of modern society does not appear to differ fundamentally from the
theories of many of his eighteenth-century political-philosophical predecessors. Kant, for
instance, famously describes how the very antagonism of society awakens previously dormant
moral powers whose activation begins the historical process of a moral regeneration of
mankind.6 Both Kant and Hegel owe a lot to the works of the Scottish political thinkers—above
all, Adam Smith—and their innovative accounts of how commerce and intercourse amongst
essentially self-concerned human beings leads to new forms of human association and
interconnectedness.
In attempting to explain what is distinctive about the Hegelian understanding, I would begin
with the suggestion that both Kant and Hegel are responding to Smith’s type of social and
psychological analysis, but in the spirit of a radical re-founding of the modern community that
they learned from reading Jean-Jacques Rousseau. They read Smith in the light of Rousseau and
the possibility of a restoration of a genuine republic to which he aspires. One might say that
Kant and Hegel are attempting a synthesis of two thinkers who take divergent approaches to the
problem of how a genuine community of interests can be constituted on the basis of individual
rights or “subjective freedom.” If Smith’s view is broadly that the antagonism of society
produces distinct manners and sentiments and a sort of psychic or moral economy that (together
with a flourishing physical economy) compensates us for the loss of genuine republican
association; and if Rousseau’s view is broadly that the antagonism must be radically superseded
by means of the establishment of a general will that founds a new republic—then the view of
6

See especially the essay “Idea for a Universal History with a Cosmopolitan Purpose,” in which Kant describes how
“a pathologically enforced social union is transformed into a moral whole.” In Reiss, ed., Kant: Political Writings,
2nd edition (Cambridge, 1991), pp. 41-53.

4

�Kant and Hegel is that the social antagonism itself contains the intellectual and moral seeds of its
own regeneration. It can reasonably aim at something much higher than a thoroughly “polite”
and economically productive civilization, yet without repudiating the fundamentally
individualistic character of modern society. It is not, however, that Kant and Hegel are
attempting to broker a compromise between two thinkers who have radically different
dispositions towards modern life, but rather that they claim to have arrived at a truer and more
complete understanding of the nature and consequences of individual freedom. One might say
that in their view, Smith articulates the process without articulating the final result; while
Rousseau articulates the result without fully accounting for the process.7
Kant and Hegel both approach the problem as one of forming or educating individual
freedom or subjectivity in a profoundly transformative way, but without abandoning the
foundation of individual rights. On the contrary: they aim to complete the structure to which that
very foundation gives rise. The Kantian solution—an ambitious attempt to engender a
progressive project that gives new moral meaning to human history—is of great interest and
difficulty in its own right and I will not attempt any kind of summary here. (And Kant, too,
draws on classical notions of liberal education in his understanding of how individual freedom
can fully realize its own moral possibilities.) For the remainder of this section, I will attempt to
draw out what is distinctive and interesting about Hegel’s understanding of the “education” of
individual freedom that characterizes bourgeois society.
Hegel spells out his basic claim most fully and clearly in §187 of the Philosophie des
Rechts. Individuals, he claims, “can attain their end only insofar as they themselves determine
their knowing, willing, and acting in a universal way, and make themselves into links in the
7

These formulations are admittedly glib and are not intended as anything remotely close to an accurate
characterization of these two great modern political philosophers. My intent is simply to characterize a certain
broad way of thinking about modern society that is common to both Kant and Hegel.

5

�chain of this interconnection [Zusammenhang]”—i.e., the universal element of society which
appears to individuals merely as a means to their private ends and not as an end-in-itself. “The
interest of the idea in all of this,” he continues,

which is not present in the consciousness of these members of bourgeois society as such, is the process of
raising [erheben], through natural necessity as well as their arbitrary needs, the members’ individuality and
naturalness towards [zur] formal freedom and formal universality of knowing and willing—of educating
[bilden] subjectivity in its particularity [besonderheit].

Active participation in the “system of needs” that characterizes bourgeois society leads to an
elevation of individual judgment and action to the level of formal freedom and universality of
moral and intellectual judgment. The more we pursue our private ends, the more we get to know
our way around the “chain” of interdependency, and this has the effect of making us something
more than mere links in this chain. We become in a more normative sense social beings, aware
of the general context of our actions. And Hegel characterizes all this as a process of education
or cultivation—Bildung—“of subjectivity in its particularity.”8
This key paragraph occasions a relatively lengthy Anmerkung on education in general, in
which Hegel makes clear that the education or cultivation of members of bourgeois society is not
an education merely by analogy, or an education only in the special sense of what might today be
called “socialization.” He readily associates Bildung—a word with very lofty, including
religious, connotations9—with the very ordinary and prosaic process of learning how to be a

8

The key part of the sentence reads: “…die Subjektivität in ihrer Besonderheit zu bilden.” The dative construction
makes it clear that subjectivity is being educated or cultivated in (not into) its condition of particularity. The sense is
similar to something like, “He learned, in his naïvete, that not everyone who makes a promise is to be trusted.”
Hegel means to say that subjectivity is, in truth, being formed out of or away from its particularity, towards
universality of thinking and acting.
9
The word has its origins in the word Bild—picture or image or eikon—and in particular, Martin Luther’s use of the
word in his translation of Genesis 1.26-27: “Und Gott sprach: Lasset uns Menschen machen, ein Bild, das uns gleich
sei…. Und Gott schuf den Menschen ihm zum Bilde, zum Bilde Gottes schuf er ihn.” (“And God said, Let us make

6

�functioning member of modern bourgeois society. The commentary is all the more remarkable
in that in it, Hegel is refuting two alternative views of the worth and significance of education,
and his refutation seems to proceed precisely from that lofty sense of Bildung in comparison with
which Hegel’s use of the term sounds such a dissonant note. Specifically, he rejects both the
Rousseauean understanding of education or culture as the corruption of natural simplicity, and
the moral flipside of that understanding according to which education is nothing but a means to
the ends of “needs, their satisfaction, the pleasures and comforts of particular life, etc.” Both
views, he states, “show a lack of acquaintance with the nature of spirit and the goal of reason.”
Hegel’s intention here seems to be to show that Bildung, in its true and proper meaning, is not
something external to, or separate from, the process through which the individual discovers
himself to be a member of a larger social context—but that it is that very process, grasped in its
full human significance.
What, then, is the “goal of reason,” if it is neither natural simplicity nor the satisfaction of
individual needs and desires? Hegel states it as follows:

[its goal is] for natural simplicity [Natureinfalt]—whether as passive selflessness or as the coarseness [Rohheit]
of knowing and willing—that is, the immediacy and individuality in which the spirit is immersed, to be worked
away [weggearbeitet] and for its externality to receive for the first time the rationality of which it is capable,
namely, the form of universality, that is, understanding [Verständigkeit].

Hegel seems to equate the acquisition of rationality or understanding with the elimination of
natural coarseness. Hence Bildung is simultaneously something positive and something
negative, the development of new powers and the “working away” of original nature. On both
man after our image, after our likeness…. So God created man in his own image, in the image of God he created
him.”) Bildung literally means the formation of man in the image of God, and its later humanistic use retains (or
retained until relatively recently) much of the majesty of its origins. “Culture” in the sense of “man of culture”
captures some, but by no means all, of Bildung’s sense of a deep inner formation and perfection of mind and soul.

7

�the individual and the general level, it involves an exchange or replacement of the immediate and
particular with the mediated and universal. As in the art of sculpture, the rough exterior of the
stone needs to be worked away to reveal the universal form that lies within, but which is, in
truth, a result of the very process of the working away of the “natural” exterior. It is only by
means of such a process that spirit finds itself “at home” in externality. To remain on the level of
satisfying immediate needs and wants is to remain in a condition of self-estrangement—to be
compelled to venture out into a foreign land merely to subsist.
“Education [Bildung],” Hegel concludes,

is therefore liberation and work towards a higher liberation; it is the absolute transition [Durchgangspunkt] to
the infinitely subjective substantiality of ethical life [Sittlichkeit], which is no longer immediate and natural,
but spiritual and at the same time raised to the shape of universality.

In practice, education is “hard work [harte Arbeit] against mere subjectivity of conduct, against
the immediacy of desire, and likewise against the subjective vanity of feeling and the whim of
one’s preferences.” This negative labor of opposition is, at the same time, an ascent to the level
of understanding and the being-at-home-in-externality that is, for Hegel, the condition of genuine
individuality. The shucking off of natural simplicity and roughness allows us recognize
ourselves in external actuality and, thus, to possess ourselves fully. We are liberated from the
compulsion of having constantly to “play the game” to satisfy our needs and desires; the barrier
between our subjective particularity and the interplay of individual interests is effaced or
eliminated through our very participation in that interplay.
In a famous (or infamous) Zusatz to the foregoing passage, Hegel comments as follows: “By
educated people, we may understand in the first place those who do everything as others do it
and who do not flaunt their particularity, whereas it is precisely the latter that the uneducated
8

�display, since their conduct is not guided by the universal aspects of the object.” He goes so far
as to claim that education “irons out” our peculiarities—like wrinkles from a shirt.10 Again,
Hegel seems to go out of his way to show that Bildung is not some kind of special possession,
but an exemplary kind of ordinariness—the exemplariness of neither wanting nor needing to be
anything special. Hegel appears as a great defender and champion of the bourgeois at a time
when the bourgeois was already an object of contempt and of all manner of political and
aesthetic attacks and efforts of overcoming. The fully self-conscious participant in bourgeois
society, the man who has embraced the game and made it his own, is, Hegel suggests, nothing
less than the complete human being. One might say that he means to vindicate civilization
against culture, the alleged antagonism between which is expressive of an approach to the
problem of modern dividedness that Hegel fundamentally rejects. For Hegel, “culture” means
precisely the Bildung (or Ausbildung—the working out or elaboration) of civilization’s implicit
rationality and completeness. “Culture” is not a radical alternative to civilization, but a
civilization that has come to understand its own finality and has thus made peace with itself. For
Hegel, the “man of culture” is the bourgeois who has grasped that his is the most rational,
satisfying, and contradiction-free life that can be lived on the foundation of individual freedom.
Hegel implies that even in a self-consciously individualistic society, one should expect a
certain human type to predominate, and that this (in the strict sense) assimilative tendency of
individual-rights based societies ought to be encouraged and seen through to its best conclusion,
rather than fought against in the name of human variety or diversity (as the Romantics of Hegel’s

10

This much-decried passage might be seen as simply an affirmation of the essentially classical, as opposed to
Romantic or naturalistic, character of education in general. Swimming provides a useful analogy: If one wants to
swim well in the “ocean” of externality—the sea of competing individuals with competing interests into which we
are thrown—then it is best to master the accepted strokes and eliminate individual peculiarities of motion.
Excellent swimmers all look about the same in the pool, and to see them all at once, moving together and in
competition with each other, is an impressive spectacle indeed.

9

�time and, perhaps, the “multiculturalists” of ours). Indeed, it is especially in such a society that
human beings tend to be or to become similar to one another, to a greater degree than in any past
society. All are gebildet—formed, shaped, educated, cultivated—by and into the one universal
Zusammenhang. There are no substantial social classes through which our characters are shaped,
and traditional morality or natural law in a pre-modern sense is too weak to prevail over the spirit
of individual freedom that animates modern societies. Moral traditions or Sitten must necessarily
be reconstituted through the free actions of individuals. In this sense, modern societies, our own
included, are the least “diverse” that have ever existed. Our incessant talk of “diversity” is
ultimately an expression of our lack of diversity. We feel, obscurely perhaps, this lack, and we
are troubled by it; but according to Hegel’s account, this is not because we truly love or long for
human diversity (it is difficult to conceive how such an abstraction could be an object of human
longing), but because we have not thought through and cultivated our uniformity and responded
to the intellectual and moral demands that it places on us. We have a bad conscience about out
failure to accept what we are, and we try to appease it by praising and exaggerating superficial
differences. But this only leads to a bad kind of similarity or sameness—a generic sort of
eccentricity that is, for Hegel, a sort of no-man’s-land of the spirit.11

II: Liberal Education in a Bourgeois World
Does classical liberal education have any place in the bourgeois world that Hegel champions?
Surprisingly, study of the ancients appears to play an essential role in the larger process of
Bildung that he seems to conceive in thoroughly modern terms. What, then, is the relationship

11

Many things in our own society might be seen as examples of this tendency: “customized” consumer products that
are nothing more than inputs into a computerized manufacturing system; the prevalence of tattoos and body art
expressing outward difference but inner sameness; the nearly infinite variety of poetically-named colors with which
to paint “accent walls”; “hipster culture” and its tendency to become entangled in ironic self-contradiction; etc.

10

�between classical learning and the Bildung of bourgeois society? What purpose does the former
serve, if not to help us to ascend out of the noisy cave of modern society? How does study of the
ancient Greeks and Romans belong to or participate in the process through which individuals
form themselves into an ethical whole on the foundation of subjective freedom? I will address
these questions by examining some key passages in the first of a series of annual addresses Hegel
gave as rector of the new gymnasium established at Nuremburg in 1809. The lecture as a whole
takes the form of a defense of classical learning—a defense which was by no means either
expected or obligatory on Hegel’s part. Hegel wants to set the tone for the new institution, and
he does so by making the case for a revival of classical education against some of the major
currents of his age.
“The spirit and purpose of our institution,” Hegel claims in beginning his statement about
the principle [Prinzip] and fundamentals [Grundzüge] of the new school, “is preparation for
learned study, a preparation which is built on the foundation [Grund] of the Greeks and
Romans.”12 Their works have been, for millennia (Hegel rather oddly says), the ground or soil
[Boden] “on which all culture [Kultur]13 has stood, from which it has sprung, and with which it
has been in continuous connection [Zusammenhang].” It is impossible, he claims, to conceive of

12

“Rede zum Schuljahrabschluß am 29. September 1809,” in G.W.F. Hegel, Werke 4: Nürnberger und Heidelberger
Schriften, 1808-1817 (Frankfurt am Main: Suhrkamp, 1970), p. 314. Part of the address is translated by Richard
Kroner as “On Classical Studies,” in Miscellaneous Writings of G.W.F. Hegel, ed. Jon Stewart (Evanston:
Northwestern, 2000), pp. 291-9. I have made use of Kroner’s translation with some modifications.
13
Hegel uses the word Kultur occasionally (including twice in significant passages in this lecture) as more or less a
synonym for Bildung, which has a much more important and definite (but also quite complicated and puzzling)
place in his philosophy as a whole. Kultur for Hegel seems to mean a society or a people in a gebildete condition.
In the second passage (discussed below), Hegel speaks of “the culture [Kultur], art, and science of a people” in a
way that implies its equivalence to “the Bildung of the modern world.” The implication is that Bildung includes all
three of these entities, so perhaps Kultur may be taken to refer more specifically to manners or moral culture, which
would be roughly consistent with the Kantian usage of the word. (Kant makes systematic use of Kultur on account
of his neo-Roman emphasis on the careful tending and cultivation of nature.) The later nineteenth-century German
tendency to employ Kultur as a polemical term against—and as the antidote to—civilization or civilisation as
something typically English or French is foreign to Hegel, who, as I explain above, can be understood to be an
opponent of the civilization-culture distinction before it really gets political traction.

11

�an educated or enlightened society that does not somehow rest on the foundation of the ancients.
Hegel then ventures the following analogy:

Just as the natural organisms, plants and animals, struggle to free themselves from gravitation, but cannot
escape this element of their being [Wesen], so has all art and science grown up out of that ground [Boden].
And even though the arts and sciences have attained their own self-sufficiency, they have not emancipated
themselves from the recollection [Erinnerung] of that older education [Bildung]. As Antaeus renewed his
forces by touching his mother earth, so has every new resurgence and invigoration of science and culture
[Bildung] raised itself to the sunlight out of a return to antiquity [Altertum].

Several things are noteworthy in this complicated image. First, modern knowledge is rooted in
ancient soil; it is a new growth, but it is not a radical departure from or superseding of the
ancients. Second, the works of the ancients appear in the analogy as something different in kind
from modern art and science. Hegel likens ancient Bildung to the soil, the inorganic element,
and modern Bildung to the organic beings, plants and animals. Modern Bildung lives and dies
and regenerates itself, while ancient Bildung is the permanent ground or Boden of all spiritual
growth and striving. Ancient Bildung is original, modern Bildung is derivative. Third, modern
Bildung, by its nature, does indeed wish to escape its ground, but is prevented from doing so by
an external force, recollection, just as natural beings are prevented by gravitation from taking
leave of the earth. Finally, the allusion to Antaeus implies that modern Bildung would destroy
itself (or be destroyed by some Heracles) if ever it did succeed in escaping or renouncing
ancient Bildung.
This account of modern intellectual and artistic activity is reminiscent of Hegel’s account of
the activity of the modern individual in the Philosophie des Rechts discussed above. Modern
knowledge wishes to be immediately for itself and independent even though it is grounded in the
element of the ancients; just as the modern individual wishes to be immediately for himself even
12

�though he depends on the universal element of society for his subsistence. The logic of
development by means of self-defeating self-assertion is the same in both cases. In the case of
modern individuality, what prevents lift-off is the Zusammenhang of mutually interdependent
individuals. The more we strive for independence, the more we find ourselves caught up in the
universal element of society. In the case of modern knowledge, the more it strives for
independence, the more it “recollects” the ancient ground from whence it is sprung. In both
cases, the attempt to escape the origin leads back to the origin, but the relationship to the origin is
profoundly altered in the process. The ancient republic is the ethical origin of the modern
constitutional state populated by an enlightened, sociable, prosperous, and mutually cooperative
bourgeoisie. Similarly, ancient Bildung is the ground on which the modern arts and sciences
flourish and proliferate, and enable the manifold pursuits of the modern individual. The
implication is that the study of the ancients is somehow essential to the maintenance of the
integrity and self-conscious universality of the modern state. The study of—or rather the modern
return to the ancients, which is what Hegel was trying to effect at the new gymnasium in the
new, post-Napoleonic, reformed Bavarian monarchy14—has, for Hegel, the greatest political
importance. This return is deeply implicated in the Durchgangspunkt, the moment of passing
over into “the infinitely subjective substantiality of ethical life.” The process Hegel describes in
the Philosophie des Rechts of simultaneously ridding ourselves of natural coarseness while

14

On the political background and context of Hegel’s appointment as rector, see the excellent account of Terry
Pinkard in Hegel: A Biography (Cambridge, 2000), ch. 7. Pinkard presents Hegel, along with his friend and patron
Immanuel Niethammer, as a champion of “neo-humanism” against Catholic and Protestant traditionalism on the one
hand, and modern utilitarianism on the other. While this is broadly accurate, it perhaps does not appreciate Hegel’s
radical skepticism towards any kind of “cultural” palliative for modern society. Pinkard’s Hegel is an intellectual
like Niethammer, but Hegel may be more accurately characterized as anti-intellectual in the strict sense of the word.
Bildung, in Hegel’s view, is not primarily the formation of an enlightened class that can direct society, but rather it is
the formation or education of society itself. There is a deeply republican character to Hegel’s thinking that is
(ironically) often missed by interpreters who regard him as a theorist of society or community in the sense of a wise
and public-spirited intellectual critic.

13

�acquiring new rational powers seems to be underwritten by a new regard for the works of the
ancients as the permanent or inorganic basis, the soil, of modern ethical life.
Later in the lecture, after defending the importance of the study of ancient languages as one
moment in the organic whole of knowledge rather than (as it was in the old institution) the most
important part of higher learning, Hegel raises an objection that prompts a stirring, and rather
poetic, defense of classical education. Hegel points out that the study of ancient languages, even
when their place in the whole of knowledge is properly understood, is very demanding and timeconsuming. Shouldn’t we then just leave it to a few specialists and allow the rest to devote their
time to the study and cultivation of the new sciences? “It seems to be a just demand,” Hegel
says, “that the culture [Kultur], art, and science of a people come to stand on its own two feet.”
He then poses the following question:

May we not believe, of the Bildung of the modern world, of our enlightenment and the progress of all the arts
and sciences, that they have replaced their Greek and Roman children’s shoes and outgrown their leadingstrings [Gängelbande] so as to be able to walk on their own ground and soil [Grund und Boden]?15

Hegel alludes to Kant’s exhortation (in his famous essay, “What is Enlightenment?”) that we cut
our leading strings and start living and thinking by our own lights. But, he continues, if we truly
wish to overcome coarseness or vulgarity—“if we agree that excellence [das Vortreffliche]
should be the point of departure”—then, he claims, the study of Greek and Roman literature (in
that order of priority) is the indispensable basis [Grundlage] of education. “The perfection and
glory of these masterworks,” Hegel says, “must be the spiritual bath, the profane baptism, which
gives to the soul its first and inalienable tone and coloration [Tinktur] for taste and knowledge
[Wissenschaft].” Moreover, a general familiarity with the ancients does not suffice for this
15

Werke 4, p. 317.

14

�critical preparation of soul. Rather, “we must dwell and dine with them, so that we can inhale
their air, their ideas, their manners, one might say even their errors and prejudices, and become at
home in this world, the most beautiful that has ever existed.”
What should one make of this striking image of a rigorous classical education—one that
includes mastery of Greek and Latin—as a “profane baptism”? For one thing, it implies that
classical education is, or ought to be, more a radical exposure to the ancients than a scientific
study of their works or way of life. We return to the ancients not primarily to know or learn
about our origins, but to transport ourselves out of the modern world and back into what Hegel
calls “the second, higher paradise, the paradise of the human spirit.” There is a theological
understanding at work, at least metaphorically,16 that needs to be unpacked before we can
understand how the works of the ancients function as a permanent standard for education. For
Hegel, the ancient world is the postlapsarian peak of human existence. It is the beautiful whole
assembled from the broken shards of the first, naïve paradise of human nature—like a glorious
mosaic made from the pieces of a simple glass vessel that has been smashed. Its blessedness or
serenity [Heiterkeit] is no child’s game, but is like a veil, “spread over the melancholy which
knows the cruelty [Härte] of fate but is not thereby driven to lose its freedom and moderation.”
We have, Hegel implies, fallen from this second paradise that knew how to deal beautifully
with a human condition filled with suffering and strife. (Hegel seems to have Homer and Greek
tragedy especially in mind here.) The post-Christian principle “of the self-sufficient and
inherently infinite personality of the individual, the principle of subjective freedom”17 disrupts
16

Hegel’s understanding of paradise is in a sense necessarily metaphorical, in that paradise for him is not truly
paradise, but rather a beautiful condition that was made to be broken or ruined as the means to a higher or more
developed condition. The “higher” paradise of the spirit occurs in the world after the fall (!), and its beauty is owing
to its sublime and poetic way of dwelling in a world of suffering and sin. The true (earthly) paradise comes at the
end. And it is not truly a paradise, but a world that understands itself as final or post-historical and in which the
spirit can finally come to rest and experience boredom—with all of its problems and possibilities.
17
Philosophie des Rechts §185 (Anmerkung)

15

�the tragic beauty of the ancient world. Its disruption, however, is both lamentable and
inevitable—inevitable, because according to Hegel’s redemptivist understanding, we can only
return to God by means of the recognition of the individual’s infinite personality which is
sacrificed in the world of the ancients for the sake of the beautiful whole. Yet our souls need to
“bathe” in their world if we are going to have any hope of constituting a new whole through our
own harte Arbeit following our expulsion from the first paradise. We need not just a glimpse of,
but a thorough immersion in

the greatness of their sentiments, their statuesque [plastische] virtue free from moral ambiguity, their
patriotism [Vaterlandsliebe], the grand manner of their deeds and characters, the multiplicity of their destinies,
of their morals and constitutions

as a preparation for the demands of modern ethical life or citizenship. The new ethical whole
that we modern individuals are trying to assemble will never be as beautiful as the ancient
precisely because it will never be as “holistic”; it will always be riven by the spirited striving of
individuals who are all too aware of the infiniteness of their personalities. Thus, “whoever has
not known the works of the ancients, has lived without knowing what beauty is.”
A synopsis of the foregoing argument might be that we need to study the works of the
ancient Greeks and Romans because they are the expression of the only paradise that historical
human beings have ever really known. But a claim like this can easily lend itself to snobbery,
philistinism, “elitism,” and a host of other vices of the intellectual (or, the general vice of being
an intellectual, or at least an intellectual of a certain kind). Is there something more definite that
serious exposure to the ancients does, according to Hegel, that makes it something more than just
a beholding of a beautiful world (a world whose beauty is hardly self-evident to many modern
people, as anyone who teaches Homer and Aristotle to college freshmen can attest)? How,
16

�exactly, does classical education function as a baptism or purification of the modern soul that
orients it towards a higher kind of cooperation amongst free individuals than would otherwise be
possible?
Hegel addresses the question indirectly towards the end of the lecture when he treats the
formal aspect of education after having discussed its substance. By what formal means or
process does the study of the ancients have the effects or consequences that he claims it does?
His answer, in sum, is that these works, read in their original languages, have the effect of
estranging [Entfremden] us from ourselves. Genuine Bildung takes place only by means of the
imagination’s straining to occupy itself with “something not given in immediate experience,
something foreign, something pertaining to recollection, to memory and the thinking mind.”18
Hegel claims that “only what is strange and foreign attracts our interest and lures us to activity
and effort.” Our moral and intellectual faculties are quickened by the experience of the
foreign—similar, perhaps, to how one becomes more attentive and perceptive when visiting a
foreign country for the first time.
Hegel speaks of the pedagogical necessity of a “separation wall” [Scheidewand], and claims
that “the world and language of the ancients” is best suited to this purpose. Their world appears
to us as a barrier between ourselves and…ourselves; that is, between the unformed self and the
self that has realized itself through a process of self-estrangement and return.19 Not just any

18

Werke 4, pp. 320-1. Alasdair MacIntyre captures something of the spirit of Hegel’s claim in the following
statement: “[I]t is a primary responsibility of a university to be unresponsive, to give its students what they need,
not what they want, and to do so in such a way that what they want becomes what they need and what they choose is
choice-worthy.” MacIntyre, “Catholic Universities: Dangers, Hopes, Choices,” in Higher Learning and Catholic
Traditions, ed. Robert E. Sullivan (Notre Dame, IN: University of Notre Dame Press), p. 15. (Cited in Liam
Kavanagh, “Interview: Alasdair MacIntyre,” Expositions 6.2 (2012), p. 1.)
19
The subtitle of the Bildung section of Hegel’s Phenomenology of Spirit (published two years prior to the
Nuremburg lecture discussed here) is “the self-estranged spirit” or “spirit in its self-estrangement.” It is the quasihistorical account of how spirit-in-general comes to be gebildet, that is, to return to itself in a new kingdom
following the break-up of its ancient paradise. A complete investigation of the questions being posed in this paper

17

�unknown subject matter encourages this process. We require a genuinely foreign world that
challenges us and draws us out of ourselves through its beauty as much as its troubling
strangeness. The works of the ancients possess an unmatched power to separate us from
ourselves and, hence, force us to work to rebuild ourselves into something greater. They are like
a beautiful, exotic stranger whom we meet outside the gates of the first paradise, and who excites
in us the energy of mind and soul to build for ourselves a new home worthy of the spirit with
which we are originally endowed.

Conclusion
For Hegel, classical education serves the purpose of reminding us of human possibilities that our
world of individualistic striving tends to obscure. It draw us out of ourselves towards what is
universal, and encourages the best tendencies of our type of society towards genuinely ethical
cooperation. It does not, however, promise any sort of transcendence of, or ascent above, the
plane of bourgeois society. Although he waxes eloquent about the study of the ancients as
immersion in the truly beautiful, he comes close to conceiving of classical education as
essentially the means, or an especially important part of the means, of society’s self-actualization
or self-completion. It is the final stage of the modern individual’s moral work of smoothing off
his rough edges and becoming an exemplary participant in bourgeois society—the type who
works hard, cares about the common good while respecting others’ freedom and independence,
and assiduously works to “bring people together” instead of remaining absorbed in his own
private affairs.

would require considerable attention to the Phenomenology, which is Hegel’s complete account of the process of
spirit’s “recollection” of all its past phases that brings its historical development to completion.

18

�Is Bildung as Hegel conceives it a liberal education? In the sense that it aims to liberate us
from the narrow moral horizons that modern individuality tends to encourage, then it can
certainly be called liberal. And Hegel intimates another sense of the liberating power of classical
education when he speaks of its power to excite in the young the desire to dwell in a foreign
world and allow themselves to be transformed by the experience. But he conceives of this power
in terms of an immanent social process through which the modern individual learns to recognize
himself in the workings of bourgeois society. Its purpose is ultimately to make us more
completely at home in bourgeois society rather than to free us in a radical way from its forces
and relations (whatever such a liberation might mean or entail). Hegel’s most basic thought is
that the truly liberally educated human being is the one who embodies a sort of exemplary
ordinariness and derives satisfaction and serenity from being this way. He has, with the help of
the ancients, learned to “own” his bourgeois existence and not to long for any kind of
transcendence, at least not in this world. We may wonder at the spectacle of such a person.
Whether one wonders with admiration depends, finally, on whether one thinks there are other
modern possibilities for a human life well and fully lived.

19

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                    <text>Liberal Education and STEM Education
St. John’s College 50th Anniversary Conference Presentation
Michael J. Bolin, Wyoming Catholic College
September 15, 2014
Abstract:
One of the single biggest obstacles to the proliferation of liberal education is the modern
tendency to consider STEM fields as the most or only important fields of study. I argue, to the
contrary, that the beneficial cultural effects of progress in the natural sciences and related fields
depend in part on a foundation of liberal learning both in scientists themselves and in the broader
populace. In a post-Baconian scientific world, scientific progress has both a
technological/practical aspect and a philosophical/theoretical aspect. Success with regard to the
first aspect is necessarily defined in terms of one's conception of human flourishing, the
philosophical debate over which is behind disputes over, e.g., energy, nuclear, and agricultural
policy. Interpretations of the second aspect inevitably influence the first, as is seen in the
tendency of physicists to extrapolate from their scientific research to broader conclusions about
its implications for human nature and existence. It is not a foregone conclusion, then, that
education in STEM fields will achieve the goods at which it aims, unless the resulting knowledge
is first recognized as fundamentally human and therefore necessarily understood in the broader
context of the human good. Establishing this context is one of the fundamental tasks of liberal
education, upon which the good of specialization thus depends.
Presentation:
In a 1944 letter to Robert Thornton, then a new professor of physics at the University of Puerto
Rico, Albert Einstein wrote the following in response to Thornton’s desire to introduce the
philosophy of science into his classroom:
I fully agree with you about the significance and educational value of
methodology as well as history and philosophy of science. So many people
today—and even professional scientists—seem to me like somebody who has
seen thousands of trees but has never seen a forest. A knowledge of the historic
and philosophical background gives that kind of independence from prejudices of
his generation from which most scientists are suffering. This independence
created by philosophical insight is—in my opinion—the mark of distinction
between a mere artisan or specialist and a real seeker after truth.1

1

Einstein to Thornton, December 7, 1944 (EA 61-574).

1

�The generational prejudice, the seeing of the trees but not the forest that Einstein
described seems to me to be a common consequence of contemporary education, in large part
because of our society’s focus on STEM education and corresponding disinterest in liberal
education. My intention in this talk is to show how the task of fully reaping the fruits of STEM
education cannot be separated from the project of liberal education, and that the latter is essential
both on the part of scientists themselves and on the part of the broader populace if the former is
to be achieved. In the interests of time, I shall focus primarily on the “science” part of STEM
education.
After the early modern era in which Francis Bacon declared that knowledge and power
are really the same thing, science came to be seen by many as fundamentally oriented toward
technological and practical application. In the modern era, this idea has taken such strong root
that scientists have had to deal with politicians wishing to restrict public funding of scientific
enterprise to areas that will have a significant practical application, as if this could always be
known in advance. Disciplines in the humanities, such as philosophy, or liberal education in
general, are ridiculed as a waste of time, their critics saying such things as “If it’s not producing
food, I’m not interested.” Higher education has come to be seen as just being vocational training,
with programs such as the St. John’s College liberal arts program considered outdated at best,
almost a relic of a pre-scientific age.
These sentiments lead us into the first issue I shall discuss. What such critics are really
saying is that one ought not devote one’s life to activities that are not in some way conducive to
human flourishing. Supposing that this is true, the conclusion that one ought not devote one’s life
to the humanities or to liberal education does not immediately follow, since we cannot know
whether this is conducive to human flourishing until we have established what human flourishing
2

�is. For example, the only we reason we care whether a discipline is producing food is because we
care about food. But why do we care about food? Unless we are hedonists, it is principally
(though not only) because we need food to live. But why do we care about living? Presumably
because we wish to do something with our lives that goes beyond eating. Thus, it is clear that
whatever this “something” is, it is worth doing even if it is not producing food.
This example is an instance of a more general observation, namely that the extreme
position that maintains that only what is useful is good is implicitly a contradiction in terms. For
the useful is by definition useful for something, for the sake of another good; and the ultimate
good, also by definition, cannot be for the sake of another good. In the human sphere, the
ultimate good is the human good, human flourishing. Thus, again, it is pointless to criticize some
branch of learning for not being useful unless we first know what human flourishing is.
This issue arises in many concrete contexts, not just in abstract philosophical discussions.
It lies behind the desire of some public figures to reduce funding for NASA, on the grounds that
much of NASA’s research is not useful, or at least not obviously so. In a similar vein, sometimes
people object to the production of GMO crops not just because they believe them unhealthy but
also because they maintain a particular view of the human race’s relationship to nature and what
constitutes the good of this relationship.
The foregoing may give the impression that I see the role of liberal education to be
restricted to the study of ethics and politics, in which the notions of human flourishing and the
common good are considered. But the debate over human flourishing itself depends on prior
theoretical philosophical questions, such as what it means to be human in the first place, and
what the relationship of human beings to the rest of nature is. These questions cannot be escaped
if one is to have a complete account of reality. And if one assumes from the start that one’s own
3

�discipline ought to yield such an account, one will naturally attempt to answer these questions
from the perspective of that discipline. Thus we have the phenomenon of physicists, biologists,
and other practitioners of the sciences lecturing the public on the “meaning” of their discoveries
for human nature, the nature of the universe, and of existence itself.
I do not mean to suggest that scientific inquiry never has relevance to these questions.
Rather, I mean that the kind of relevance it has is subtle and difficult to discover, and one cannot
hope to judge well of it without much learning and practice. The learning required, however, is
not training in the hard sciences but rather liberal learning, which teaches one to consider human
knowledge as a unified whole and to distinguish accurately the scope, nature, and limitations of
each of its parts. This is why interpretation of the results of scientific inquiry is naturally
posterior to liberal education.
Here is a concrete example of what I mean. Physicist Sean Carroll, in a thoughtprovoking article entitled “Abortion and the Architecture of Reality,” writes about the types of
issues that arise in debates over abortion, such as the notions of life and personhood, and argues
that it would be foolish to think that scientific knowledge of the world cannot bear on questions
such as these. Regarding this general claim, I think Carroll is quite right. But, as is typical in
such cases, when he attempts to apply the general principle to specific cases, he mistakes his
philosophical presuppositions for the conclusions of science. Science, he writes,
tells us that there is no magical moment at which an incorporeal soul takes up
residence in a body. Indeed, the concept of a “person” is not to be found anywhere

4

�in the natural world; it’s a category that is convenient to appeal to as we try to
make sense of the world.2
Now, physical science does strongly suggest something relevant to the concept of soul, which is
that (as Carroll himself points out) however closely one inspects the matter of living things, one
will not find it following physical laws different from those followed by inanimate matter. But
soul is a fairly nebulous concept, and there is still a long way from the claims of physics to
Carroll’s interpretation of them. Likewise, that “person” is not a concept in physics is not much
more significant for debates over abortion legislation than the fact that the same could be said of
“tax return” is significant for economic policy debates.
The general point is that it is actually very difficult to delineate precisely what
philosophical, ethical, or otherwise humanitarian implications the scientific worldview ought to
have for our broader human worldview. And it is exceedingly unlikely that one will be able to do
this well if one has never even studied that broader worldview and the writings of the thinkers
who formed and influenced it. Yet this is implicitly what we expect when we encourage students
to pursue careers in STEM fields without first exposing them to the liberal education that will
allow them to understand what they are actually doing in those fields and how it relates to their
lives as human lives and not merely as employees.
What does all of this mean concretely? I am aware, of course, that universal liberal
education is not in the cards for the foreseeable future. A more plausible first step is the
recognition of disciplinary boundaries. Someone need not be an expert in physics to recognize

2

Sean Carroll, “Abortion and the Architecture of Reality,” Discover Magazine,

http://blogs.discovermagazine.com/cosmicvariance/2009/06/04/abortion-and-the-architecture-ofreality/#.VBeNaBagv-o (accessed September 15, 2014).

5

�that the physicist is stepping outside of his discipline when he speaks about free will, or the soul,
or the meaning of life; or to see that medical training does not automatically render a person
competent to speak about ethical matters. Yet questions about these things arise perennially, and
if the scientist as such is not the expert on them, someone else must be. Until we are able to
distinguish between questions that the hard sciences can and cannot answer, we will be unable to
see the value of the education that actually does teach one to answer the questions that STEM
cannot, nor even see the true value in STEM itself.
I want to conclude by saying a few words on that last topic, lest I seem to belittle or
denigrate the natural sciences, which I in no way intend. Though a philosopher, not a scientist,
by profession, I have an amateur’s (in the etymological sense of that word) interest in natural
science and have the honor of teaching it via my own institution’s interdisciplinary program. In
the process, I have come to realize that the profundity of the modern scientific worldview faces
severe impoverishment if it is approached without a background in liberal education. The
significance of the historical shift from geocentrism to heliocentrism simply cannot be
appreciated by one who has never dwelt on the thoughts of generations to whom the evidence of
heliocentrism was unavailable. I am told that something close to forty percent of Americans
reject the biological theory of evolution. This is true even of many who are well-educated, which
suggests that a lack of scientific training is not the root cause. For many, religious issues are at
stake, but I suspect that this is only a special case of the more general problem I have been
describing, which is that we have lost the habit of understanding scientific discoveries in the
context of our broader worldviews. As a result, the public frequently receives ideas such as
evolution alongside shallow and ill-informed explanations of their “true meaning.” Richard
Dawkins is a well-known culprit in this regard. Dawkins is a fine biologist, but he is not a great
6

�philosopher—he is a scientist who suffers, as Einstein said, from the prejudices of his generation,
seeing the trees but not the forest. This sort of behavior is ultimately detrimental to science itself,
which is really much richer than is suggested by presentations of it stripped of human context.
Though superficially science may seem to be more exalted by a culture that has lost its sense of
the importance of liberal learning, in the end it cannot help but be degraded by the same.

7

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                    <text>LIBERAL EDUCATION AND THE QUESTION OF TRUTH
David Arndt
Saint Mary’s College of California

We’re here to talk about a simple question: What is the point of liberal education?
What does it aim at? What is the good we try to move toward through the liberal arts?
Let me venture a simple answer: liberal education aims at truth. For liberal learning,
truth is the highest good. The point of liberal education is to learn to move--through
dialogue with others and through our own thinking--towards the light of truth.
But this answer raises other questions: What are we looking for when we look for truth?
What kinds of truth are proper to the liberal arts? In what sense can the liberal arts
make claims to truth? What is truth?
If we want to think seriously about these questions, ! think, we have to come to terms
with the work of Martin Heidegger. Heidegger worked out a distinctive understanding
of truth, and also a history of concepts of truth in the West. This history of truth can
help to illuminate the history of liberal education, and to clarify in what sense liberal
education aims at truth.
Let me try to sketch this story, starting from the beginning. What were the origins of
liberal education? How was the end of liberal education originally understood? And
what notion of truth was implicit in this original understanding?

"

The Traditional Ends of Liberal Education

We know there has actually never been any consensus on the ﬁnal end of liberal
education. Ideas about liberal education have been divided between two traditions.
In one tradition, liberal education aims to prepare students for a life of political freedom,
by training them in the arts they needed to be active and responsible citizens. This is
explicit in Cicero, who deﬁned the liberal arts as “the arts that are proper to a free
citizen.”1 The emphasis in this tradition was on the arts of grammar and rhetoric. And
the ultimate aim liberal education was #$ό&amp;'()*--judgment, prudence, the ability to see
singularities for what they are, to understand what kind of action is called for by each
singular situation.
1

�In another tradition, liberal education prepares students for a life of intellectual freedom
by training them in the arts they needed to liberate themselves from thoughtless
adherence to inherited opinions. The emphasis in this tradition was on the arts of logic
and dialectic, as well as the forms of mathematics that were paradigms of clear thought.
The ultimate aim of liberal education was (+#ί---wisdom, an understanding of what is
essential to a good life. This is explicit in Seneca, who wrote: “there is only one really
liberal study,--that which gives a man his liberty. It is the study of wisdom.”2
Despite their differences, both traditions shared a common assumption: scientiﬁc
knowledge was only one form of understanding among others. In addition to science,
or ./)(0ή2', they distinguished opinion, know-how, judgement, and wisdom (3ό4-,
0έ6&amp;', #$ό&amp;'()* and (+#ί-). Each form of understanding was a distinct path to truth.
Heidegger knew that truth has been conceived in different ways. In the allegory of the
cave, Plato thought of truth primarily as a matter or likeness (ὁ2+ί8()*) or correctness
(ὀ$:ό0'*). For Aristotle the locus of truth was not between beings and their ideas but
between what we think and what is: “The false and the true are not in things
(themselves)...but in the intellect.”3 For Aquinas the primary locus of truth was the
intellect of God: “Truth is properly encountered in the human or in the divine
intellect.”4 With Descartes truth became a matter of representation and certainty--the
locus of truth is the representation of an object in the mind of a subject: “I am certain
that I can have no knowledge of what is outside me except by means of the ideas I have
within me.”5 While Kant distinguished the objects of experience from things in
themselves, he retained the traditional concept of truth as a kind of correspondence:
“What is truth? The nominal deﬁnition of truth, that it is the agreement of knowledge
with its object, is assumed as granted.”6 But Heidegger argued all these concepts
assume truth is a matter of correspondence between thought and reality. In his view,
this view of truth as correspondence has dominated most of the philosophical tradition.

"

The Challenge of Modern Science

Heidegger thought this traditional concept of truth shifted with the emergence of
modern science. Modern science was founded on different understanding of truth, and
this understanding of truth underlies the institutions of the modern research university.
Modern philosophers accepted the traditional concept of truth as a matter of
correspondence between thought and reality. But they altered this concept of truth in
two decisive ways: they assumed that the test of truth is certainty, i.e. that no belief can
2

�be considered true unless it is known for certain; and they assumed that certainty could
be established only on the basis of evidence so clear and distinct that it is indubitable to
any rational mind. These two new assumptions were most clearly articulated by
Descartes in the ﬁrst rule of scientiﬁc method laid down in his Discourse on Method:
The ﬁrst [rule] was never to accept anything as true that I did not plainly
know to be such; that is to say, carefully to avoid hasty judgment and
prejudice; and to include nothing more in my judgments than what
presented itself to my mind so clearly and so distinctly that I had no
occasion to call it into doubt.7
This intrication of truth and certainty is still commonly taken for granted today, even by
the most skeptical thinkers; skeptics tend to deny that truth is attainable precisely
because they assume knowledge must be certain in order to be true. Modern scientists
are cautious about claiming to have ﬁnal and deﬁnitive truth precisely because they
know most scientiﬁc ﬁndings are never certain and always provisional.
The power of this concept of truth is undeniable. The world in which we live has been
shaped by the scientiﬁc methods it grounds and guides.
Here we have to distinguish between science and scientism. Science is a search for
universally valid knowledge. Scientism is the belief that modern science is the only
genuine form of knowledge. A scientist is a practitioner of science, not a believer in
scientism. To be critical of scientism is not in any way to denigrate science itself.
The challenge to the traditional liberal arts came not from modern science, understood
as a universally valid yet distinct and limited form of knowledge. The challenge came
instead from scientism, the uncritical belief that modern science is the only genuine form
of understanding, and that scientiﬁc truth is the only genuine form of truth. This belief
was articulated with exemplary clarity in 1880 by Thomas Huxley, who argued that
“liberal education” should be re-founded on “an unhesitating faith that the free
employment of reason, in accordance with the scientiﬁc method, is the sole method of
reaching truth.”8 This scientism challenged the notion of truth underlying the traditions
of liberal education. The intrication of truth and certainty reversed the traditional
hierarchy of forms of understanding. The highest form of understanding was no longer
either judgment or wisdom but scientiﬁc knowledge; the highest kind of truth was not a
clear understanding of how to act in our particular situation, or how to live well in
general, but quantitative knowledge based on factual evidence.9
"

3

�One effect of this reversal was that the search for wisdom was delegitimated as
unscientiﬁc. Many thinkers dismissed as sophistry or illusion any claim to nonscientiﬁc
truth, and consigned whole disciplines of thought to oblivion. This de-legitimation was
expressed with exemplary clarity by the philosopher David Hume:
When we run over libraries, persuaded of these principles, what havoc
must we make? If we take in our hand any volume, of divinity or school
metaphysics, for instance; let us ask, Does it contain any abstract reasoning
concerning quantity and number? No. Does it contain any experimental
reasoning concerning matters of fact and existence? No. Commit it then to the
ﬂames; for it can contain nothing but sophistry and illusion.10
Scientism had an especially powerful effect on the humanities. Once scientiﬁc truth was
held to be the only real form of truth, the humanities could no longer be approached as
sources of truth. Humanists generally responded to this challenge in one of two ways.
On the one hand, there have been attempts to cast the humanities into the mold of the
modern sciences. Philosophers have tried to remake their discipline into “a rigorous
science.” Historians have tried to model their discipline on the natural sciences, and to
ﬁnd universal laws governing the phenomena of history. Classicists have come to think
of their discipline not as part of a living tradition but as the study of dead languages.
Humanistic study was re-conceived as quasi-scientiﬁc research.11
On the other hand, there have been attempts to re-conceive the humanities as
disciplines aimed at something other than truth. Some humanists have claimed the goal
of humanistic education is primarily aesthetic--the formation of an aesthetic sensibility.
Others have claimed the point of humanistic education is primarily ethical--the
cultivation of the virtues proper to a given ethos. Others have claimed the aim of the
humanities is ultimately political--to promote justice by raising consciousness and
demystifying the ideologies that support injustice.
While both responses have produced valuable work in the humanities, they have
distorted the traditional aims of liberal education insofar as they no longer approach the
humanities as a way to wisdom or a search for truths higher than scientiﬁc truth.

"

Liberal Education and Truth

We have to retrieve and reﬁne the traditional ends of liberal education. And to do so we
have to offer a clear critique of prevailing models of higher education today. We have to
4

�explain how liberal education has been distorted by the assumptions underlying the
modern research university. We have to be able to explain both the legitimacy and the
limits of the view of education embodied by the research university. We have to
respond to the challenge of the research university by drawing on the resources of the
liberal intellectual tradition in order to retrieve, reﬁne, and rethink the assumptions that
sustained the traditional liberal arts college.
The ﬁrst task is to rethink traditional concepts of truth. We need a critique of scientism
that shows both the legitimacy and the limits of scientiﬁc truth. And we need to explain
in what sense one can speak of non-scientiﬁc truths--truths of art, history, interpretation,
and scripture.
To do this we have to retrieve an understanding of truth that runs through the Western
traditions without ever being fully grasped in conceptual thought--the understanding
of truth as the kind of illumination or disclosure that Heidegger called “unconcealment.”
We already have a rough understanding of truth in this sense when we speak of a
“moment of truth”--an instant when something that has been obscure suddenly comes
to light and becomes clearly apparent. In this idiom, “the moment of truth,” truth is
implicitly understood not as a correspondence between thought and reality, but as the
illumination or disclosure that underlies truth in the traditional sense--that ﬁrst makes
possible any correspondence or non-correspondence between thought and reality.
This sense of truth as unconcealment is implicit but unnoticed in many classic works. It
is already legible in Plato’s allegory of the cave, where the movement of the prisoners is
not simply from semblance to reality, or from a less correct to a more correct vision, but
from a place from which the sun is hidden to a place where the sunlit landscape is
disclosed and illuminated. This sense of truth as unconcealment is also implicit but not
grasped conceptually in a certain Christian understanding of the revelatory power of
language; it is legible in the notion that the truth of the Gospel parables lies in their
power to unearth and disclose what--like a treasure hidden in a ﬁeld--has been hidden
since the foundations of the world.12
"
The aim of Heidegger’s thought was not to return us to a Greek concept of truth, but to
clarify an understanding of truth we already have without knowing it, to grasp
explicitly what we already understand in a thoughtless and inarticulate way.
"
The implications of Heidegger’s concept of truth cannot be summarized in a few pages.
Let me just emphasize two basic points:
"

5

�First, the concept of unconcealment helps to clarify the truth of judgment (#$ό&amp;'()*).
A judgment may be perfectly correct, in the sense it accurately corresponds to certain
facts of a matter, and yet may be profoundly untrue, in the sense that it focuses on what
is inessential and utterly fails to illuminate the heart of the matter. A judgment is true
not when it adequately represents what is superﬁcial and inessential, but when it
reveals and brings to light the essential. So the truth of judgment is not ultimately a
matter of correspondence but of revelation, illumination, unconcealment. Heidegger
made this point in a lecture on Aristotle’s Nicomachean Ethics: “#$ό&amp;'()*...eminently
illustrates the meaning of ἀ-&lt;:.ύ.)&amp;, i.e. the uncovering of something concealed.”13
Second, the concept of unconcealment also helps to clarify the truth of wisdom ((+#ί-).
Even at the crudest level of everyday understanding, we have a sense that wisdom
cannot be contained in propositions, and that the truth of wisdom cannot be understood
as a correspondence of thought with reality. Instead, we sense that to be wise means to
have a clear vision of what is essential to a good life. The truth of this vision is not a
matter of correctness, but of its power to disclose and illuminate what really matters. So
Heidegger also understood the truth of wisdom as unconcealment: “(+#ί- is the other
highest possibility of ἀ&lt;':.ύ.)&amp;.” 14
The concept of truth as unconcealment helps to distinguish three dimensions of
thought, and three movements we have to make in order to move toward truth.
In one dimension we move from ignorance to knowledge. Knowledge can be directly
transmitted from professor to student. So this movement occurs as a progressive
accumulation of facts and skills conveyed to the student by textbooks and lectures.
The truth of this kind of knowledge is a matter of correspondence and certainty--a
correspondence between thought and reality, which is certain only if it is grounded on
absolutely clear and distinct evidence.
In a second dimension we move from average towards genuine understanding--from an
understanding that is more or less shallow, confused, vague, simplistic, and crude,
towards an understanding that is deep, clear, precise, complex, and reﬁned. This kind
of understanding is essential to both judgement and wisdom, #$ό&amp;'()* and (+#ί-.
The truth of this understanding is a matter of unconcealment--the disclosure and
illumination of what things are. This kind of truth cannot be directly transmitted from
professor to student. It is a kind of truth students have to reach through their own
thought and experience. This is why students have to make a third movement:
In a third dimension we move from an inauthentic towards authentic understanding-from an understanding that is not really our own (one that we have simply because we
6

�share it in common with others) towards an understanding that is truly our own in the
sense that it is based on our own experience, reading, discussion, and thought.
So to look for truth we have to make three movements: We have to move from ignorance
to knowledge. We have to move from an average to a genuine understanding of things.
But in order to make this movement we also have to move from an inauthentic to a more
authentic understanding, that is, we have to take on ourselves the responsibility to read
closely, to listen carefully, to try to ﬁnd the grains of truth in different points of view,
and then, in light of our own experience and on the basis of our own thoughts, to work
out our own understanding of what is true. This is why--in a liberal education-students are asked not to learn the thoughts of others, but to give their own thoughts.
How do we make these three movements of thought? What are the disciplines that
enable us to move toward knowledge, toward genuine understanding, and towards
authenticity? What art the arts proper to this search for truth?
They are the arts proper to liberal education: not just the seven classic liberal arts; but
also the arts practiced here at Saint John’s: reading, listening, questioning, discussing,
writing, thinking, and of meditation.
The aim of these arts is truth--not just the truth of knowledge but the truth of judgement
and wisdom. The point of a liberal arts education is to enable students to move--in
dialogue with the tradition and with other people--toward the light of truth.
"

Conclusion

Let me sum up. Liberal education was originally guided by traditional assumptions
about the nature of truth. These assumptions supported the distinctive institutions of
the liberal arts college: its curricula; pedagogies; disciplinary divisions; the roles of
faculty and students; and the discourse in which education was understood. These
institutions were challenged with the emergence of modern science, whose founders
radically reconceived the nature of truth. These new concepts of truth laid the
foundations of the modern scientiﬁc research university and its distinctive institutions:
the library, the laboratory, the lecture hall, autonomous departments, and the elective
system. But the research university did not simply replace the liberal arts college.
Instead, liberal arts colleges were largely uprooted from their underlying assumptions,
and incorporated into the modern research university. In the process, the liberal arts
were re-cast in the mold of the modern sciences, and were reinterpreted in light of the
assumptions about truth underlying the research university. These new concepts of
truth have distorted and concealed the traditional meaning of liberal education.
7

�Liberal arts colleges have to clarify in what sense liberal education aims at truth. And to
do so we have to offer a clear critique of prevailing models of higher education today.
We have to explain how liberal education has been distorted by the assumptions
underlying the modern research university. We have to be able to explain both the
legitimacy and the limits of the view of education embodied by the research university.
We have to respond to the challenge of the research university by drawing on the
resources of the liberal intellectual tradition in order to retrieve, reﬁne, and rethink the
ends of liberal education.

8

�Notes

Cicero, De Oratore, 1.72. Quoted in Bruce Kimball, Orators and Philosophers: A History of
the Idea of Liberal Education (New York: The College Entrance Examination Board, 1995) 36.
1

Seneca, Letter LXXXVIII. On Liberal and Vocational Studies” in Letter from a Stoic, tr.
Robin Campbell (New York: Penguin Books, 1969) 159.
2

3 Aristotle, Metaphysics, trans. Hugh Tredenick (Cambridge: Harvard University Press, 1989),
307 (1027b25).
4 Aquinas, quoted in Martin Heidegger, Pathmarks, ed. William McNeill (Cambridge:
Cambridge University Press, 1998), 178.
5 René Descartes, “From the Letter to Gibieuf, 19 January 1642,” in Descartes: Philosophical
Letters, trans. and ed. by Anthony Kenny (Oxford: Clarendon Press, 1970), 123.
6 Immanuel Kant, The Critique of Pure Reason, trans. Norman Kemp Smith (New York: St.
Martin’s Press, 1965) 97.
René Descartes, The Discourse on Method and Meditations on First Philosophy, tr. Donald
Cress (Indianapolis: Hackett Publishing Company, 1998) 11.
7

Thomas Huxley, “Science and Culture,” quoted in Bruce A. Kimball, Orators and
Philosophers: A History of the Idea of Liberal Education (New York: College Entrance
Examination Board, 1995) 171 (italics added).
8

This reversal is most clearly expressed by the words carved in stone on the façade of
the Social Science Research Building at the University of Chicago: “If you cannot
measure, your knowledge is meagre and unsatisfactory.” This inscription is a
paraphrase of Lord Kelvin’s dictum: “When you can measure what you are speaking
about, and express it in numbers, you know something about it; but when you cannot
measure it, when you cannot express it in numbers, your knowledge is of a meagre and
unsatisfactory kind; it may be the beginning of knowledge, but you have scarcely in
your thoughts advanced to the state of Science, whatever the matter may be.” Kelvin’s
words are quoted at zapatopi.net/kelvin/quotes/. The inscription is discussed by
Thomas Kuhn in The Essential Tension: Selected Studies in Scientiﬁc Tradition and Change
(Chicago: University of Chicago Press, 1977) 178.
9

David Hume, Enquiries Concerning Human Understanding and Concerning the Principles
of Morals (Oxford: Clarendon Press, 1985) 165.
10

9

�Classics for example became largely a branch of philology. One still studied Greek
and Roman texts, not as sources of a living tradition but as one set of objects among
others. This approach obliterated the original rationale for the study of classics. Hence
the proliferation of spurious rationales, such as the theory of "mental discipline."
11

There were also attempts to remake history on the model of the new sciences. There
was, for example, a search for laws of history analogous to the laws of nature. This
analogy was explicit in Marxism; Engels wrote that "Just as Darwin discovered the law
of development of organic nature, so Marx discovered the law of development of
human history." (Friedrich Engels, quoted in Hannah Arendt, Essays in Understanding,
ed. Jerome Kohn (New York: Harcourt Brace, 1994, p. 388)
There were also attempts to make philosophy a science in the modern sense, and to
reject all previous philosophy as "metaphysical," that is, unscientiﬁc nonsense.
Matthew 13:34-5 and 13:44. “Jesus told the crowds all these things in parables;
without a parable he told them nothing. This was to fulﬁll what was spoken through
the prophet: ‘I will open my mouth to speak in parables; I will proclaim what has been
hidden [&gt;.&gt;$?22έ&amp;-] since the foundation of the world.” “The kingdom of heaven is
like a treasure hidden [&gt;.&gt;$?22έ&amp;8] in a ﬁeld, which someone found and hid; then in
his joy he goes and sells all that he has and buys that ﬁeld.” (New Revised Standard
Version.)
12

Martin Heidegger, Plato’s Sophist, trans. Richard Rojcewicz and André Schuwer
(Indianapolis: Indiana University Press, 1997), 36.
13

14

Heidegger, Plato’s Sophist, 42.

10

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                    <text>1 
 

Liberal Education as Preparation for Interdisciplinary Science 
Geoffrey M. Henebry PhD CSE (SF ’82), South Dakota State University 
As this talk is a witnessing for the efficacy of liberal education as preparation for 
interdisciplinary science, let me begin with a personal prologue to provide context. I am 
tenured full professor of Natural Resource Management at South Dakota State 
University, and Co‐Director of the Geospatial Sciences Center of Excellence, an 
interdisciplinary research group of 45 with an annual budget of over $5 million.  
I earned my B.A. from St. John’s in 1982, attending Annapolis for two years and 
finishing in Santa Fe. My graduate degrees (M.S. and Ph.D.) are in environmental 
sciences. I met my wife, Ana who is from Brazil, in graduate school in Texas. We have 
seven children (aged 14 to 27) whom we have homeschooled while living the 
peripatetic academic lifestyle: a post‐doctoral position at Kansas State University, a 
Fulbright Research Fellowship in Brazil, and faculty positions at Rutgers‐Newark, 
University of Nebraska‐Lincoln, and South Dakota State University.  
I serve on the editorial boards of three scientific journals, on the NASA Land Cover 
Land Use Change Science Team, and as Chair of the Advisory Committee of the USA‐
National Phenology Network. In short, I have been able to leverage my liberal 
education into a successful career as a research scientist and professor.  

~~ */\* ~~ 
We are witness to increasing globalization of technophilic cultures that value the 
instrumentality of science, technology, engineering, and mathematics or STEM. While 
the reinforcement of disciplinary boundaries within STEM remains strong, there is 
increasing recognition of need for interdisciplinary engagement to address myriad 
complex problems of health, environments, and governance that arise from our 
socioeconomic activities.  
Major federal funding agencies, such as the National Science Foundation, the 
National Institutes of Health, and the National Aeronautics and Space Administration, 
have established in recent years programs to sponsor research that explicitly bridges 
across disciplinary boundaries. Such projects are considered higher risk than traditional 
disciplinary research due to the “boundary work” required to enable scientists and 

�2 
 

engineers from different—often contrasting—intellectual lineages to communicate their 
expertise in mutually intelligible ways. 
I propose that liberal education can provide valuable solid preparation for 
“boundary workers” to craft practices of interdisciplinary science.  Of the trivium 
grammar and logic enable the establishment of conceptual frameworks and disciplinary 
practice; whereas; rhetoric stands out as solvent for disciplinary borders.  Rhetoric in 
scientific narrative is key to spanning assumptions and reconciling viewpoints.   
What I offer here is not a disquisition. I am not a scholar of teaching and learning. 
Nor do I study the history or philosophy of science. I am just a professional scientist.  So 
I can offer a report from the front lines about practicing interdisciplinary science, 
training Ph.D. students, and mentoring post‐docs and young faculty to succeed as 
professional scientists.  
My primary field is ecology, the study of how living and non‐living things interact 
to shape the biosphere, that thin layer of habitable space mostly on the surface of this 
planet. Key to my investigations are datastreams from the constellation of earth‐
observing sensors orbiting this planet that sense the various kinds of electromagnetic 
radiation rising from the surface—from the visible part of the spectrum through the 
near, middle, and thermal infrared regions all the way into the microwaves.  (Did you 
realize that you emit photons of microwaves?) And I do a lot of international work with 
past and present projects in European Russia, Central Asia, Hungary, Costa Rica, Brazil, 
Ethiopia, and recently at the continental scale.   
Imagine more than 20,000 scientists converging on San Francisco for a week each 
December for the Fall Meeting of the American Geophysical Union (AGU). With 
attendance growing by 85% in the past decade, the AGU is a truly global meeting with 
participants from every continent. It is a union in the literal sense of the word: diverse 
disciplines banding together to achieve economies of scale and thereby enabling 
interactions that span across and between scientific disciplines.  
We walk into Moscone Center’s South exhibition hall. Across the 300,000 square feet 
are arranged aisle after aisle of boards displaying posters describing the latest in 
scientific research about the earth system, from earthquakes to electrical phenomena in 
the upper atmosphere, from measuring the various ways that water flows above and 
below the land to observing how vegetation grows and changes in and next to 

�3 
 

megacities and in the far‐flung reaches of cloud‐obscured tropical rainforests, among 
thousands of other topics.   
As we walk down one of those aisles we see text and pictures on the posters and the 
key words being exchanged that are mostly in an alien tongue. But once we close our 
eyes to listen to the form and character of the interactions rather than the content—
interactions between questioner and respondent, between student and mentor, between 
the striving post‐docs and eminent graybeards—what we discover is that these, too, are 
from a tribe of science, just not ours.  
But what are the tribes of science?  
In 2012, according to a recent Census Bureau study [1], 42 million in the workforce 
between 25 and 64 held at least a bachelor’s degree. Of these 12% were in STEM 
occupations and another 11% in STEM‐related jobs (architecture and health care). Of 
those with a STEM degree, just over one‐quarter are in STEM occupations and another 
11% are in STEM‐related occupations, leaving 63% in non‐STEM jobs.  Of those with a 
non‐STEM degree, 92% are in non‐STEM occupations.  
Figure 1 comes from that Census Bureau report [1] and shows where STEM majors 
work.  I want to emphasize two things evident in this graph. First, STEM is really 
TESM. “T” for technology dominates – these are the “computer workers”. Engineering 
is a strong second, and all the sciences—physical, life, and social comprise but 16% of 
the STEM workforce. “Math workers” account for a modest yet important 3%. The 
second important thing the graph shows is that many STEM majors do not end up 
working in STEM fields.   
Figure 2 shows the meager flow of non‐STEM majors into STEM occupations [1]. If 
we lump the literature and languages and liberal arts and history major groups, we find 
that just 5.4% end up in STEM occupations. If we restrict our focus to the sciences, then 
just 1.1% of these majors become science workers in the physical, life, and social 
sciences.  
 
 

 

�4 
 

 
Figure 1:  Where STEM majors end up in the general workforce. Graphic captured from 
http://www.census.gov/dataviz/visualizations/stem/stem‐html/ 
 
 

 

�5 
 

  
Figure 2:  Where non‐STEM majors end up in the general workforce. Graphic captured 
from http://www.census.gov/dataviz/visualizations/stem/stem‐html/ 
 
Let’s ask again: what are the tribes of science? One answer is that there are as many 
tribes of science as there as recognizable disciplines. Within a tribe members share 
conceptual schemata full of technical terms that refer precisely to things of interest, but 
which sound like jargon to the uninitiated. Yet disciplinary specialization proliferates as 
the bodies of knowledge grow. Sometimes disciplines converge and fuse, but far more 
often they subdivide messily. So can scientists from different tribes collaborate? And if 
so, then how do they work together? Over the past two decades or so there has been a 
re‐orientation of science and, importantly, science funding agencies toward seeking 

�6 
 

understanding about complex problems that involve interactions between human 
settlements and their supporting ecosystems.  

~~ */\* ~~ 
Scientists tell stories—highly structured, tightly condensed—but stories nonetheless. 
Liberal education, too, revels in stories and in the great conversation. It is the great 
conversation, the connecting of ideas spanning space and time, which teaches and 
hones rhetoric. Listening is a critical aspect of rhetoric because persuasive speech 
requires engagement with others.  Seminar simulates sitting around a table with 
scientists from diverse disciplines. I propose that the liberal art of rhetoric enables the 
bridging across disciplines: the liberally educated boundary worker can identify the key 
elements of the story above the particularities of the jargon that enforces disciplinary 
borders.  
I would like to share briefly three of the several interdisciplinary projects in which I 
have played a key role.  
The first project, sponsored by the National Science Foundation, was about sand, 
water, and grass. It asked a simple question: why does the largest dune field in the 
western hemisphere, the Sandhills of Nebraska, tend to stay vegetated in the face of 
environmental stresses like drought and grazing? After all, the grass cover is mostly 
sparse and can be grazed down to nothing within several days. Why are they not bare 
moving dunes like we see at White Sands in New Mexico or the Sahara desert in North 
Africa?   
To address this question we assembled a team of ecologists, hydrologists, 
climatologists, and geologists, mostly from the same university. Now this sounds like a 
rather harmless bunch of “ologists” but how these four disciplines conduct their science 
is radically different because of the kinds of evidence or data they collect to construct 
their stories. It took a full year of frequent meetings before we were able to bridge the 
differences in narrative structure and quality of evidence to develop a successful 
proposal for a four‐year study that included a large landscape manipulative experiment 
to test our hypotheses. We were able to answer the question and learn to pose many 
other interesting questions besides! And this is the hallmark of science – to ask 
questions, albeit in a particular manner.  

�7 
 

The second project, sponsored by NASA, is still underway. It asks how urban areas 
influence the behavior of severe storms. In particular it seeks to understand how the 
size and shape of the city and the pollution state of the urban air affects the interaction 
of storm and city. The project involves satellite imagery and derived products, weather 
radar data, and computer models of weather. So the team includes mesoscale 
meteorologists to run the models that simulate the storms, radar meteorologists to 
analyze the weather radar time series, atmospheric chemists to make sense of the 
interactions between the differently polluted rural and urban air, landscape ecologists 
to track how cities affect the growing season of vegetation, remote sensing scientists 
specializing in cities to character size and shape, and a professor of landscape and 
urban planning to help formulate findings from the science community into the 
language of the design community.  The project involves scientists at six universities 
and the National Severe Storms Laboratory, a government agency located in Norman, 
Oklahoma. In addition to the logistical challenges of having project meetings, there is 
again the challenge of learning the differences in scientific narrative across fields.  
The last project I will highlight is the most ambitious and potentially the most far‐
reaching. It involves epidemiologists, ecologists, software engineers, and public health 
officials. The National Institutes of Health, specifically the National Institute of Allergy 
and Infectious Disease, has been funding us since 2009 to develop a forecasting system 
to warn public health officials and early responders, such as non‐governmental 
organizations (NGOs), about when environmental conditions are ripe for the outbreak 
of epidemic malaria in the Amhara highlands of Ethiopia.  
Malaria is one of the great scourges of humanity. Millions in the tropics live in areas 
where malaria is endemic, it is always around and so its threat is well known. In 
highland areas malaria is not endemic, its transmission is unstable, and mortality is 
rare. But sometimes conditions are favorable for a generalized outbreak, an epidemic. 
The public and private health systems are then rapidly overwhelmed and mortality 
rates are very high.  What are those environmental conditions that set the stage for an 
epidemic? Can they be monitored and then predicted? How to communicate useful 
information to the public health officials? 
Ethiopia is the second most populous country in Africa at about 95 million. It is a 
mountainous country, with more than three‐quarters of peaks on African continent. The 
population is overwhelming rural—more than 80% live outside of cities—and it is poor. 

�8 
 

The literacy rate is among the lowest in the world. It is estimated that fewer than half 
the males and fewer than 30% of the females aged 15 and older can read. Thus, once we 
can forecast increased risk of an epidemic communicating it is a challenge, both 
technological and cultural.  
Let me mention just one example. To write the code to build a computer system that 
interacts both with scientists and public health officials requires eliciting from each 
group their requirements for the system. Discerning what is important from what is 
desirable and reconciling different requirements is surprisingly difficult task! However, 
rhetorical skills are once again crucial to the process: listening, synthesizing, and 
repeating in different words to build consensus. And coffee helps, too.     

~~ */\* ~~ 
To conclude, I want to speak to the question of “What is liberal education for?” 
There is an answer in the motto of St. John’s College: Facio liberos ex liberis libris libraque. 
Google Translate renders it as “I do have children with free books debtor appealed”, 
which points to the need for Latinists to improve the Technologists’ grasp of grammar! 
A proper translation of the motto reads ʺI make free men out of children by means of 
books and a balance.” This process of making free men and women is a preparing for 
the rest of life – a transforming of children into adults. Liberal education provides the 
foundation for choosing, intelligently, what is next and provides the awareness and 
skills to excel at that next stage. Liberal education is, indeed, preparation for 
interdisciplinary science, and countless other paths as well.  
 
Reference  
[1] Liana Christin Landivar, 2013, “The Relationship between Science and Engineering 
Education and Employment in STEM Occupations,” American Community Survey 
Reports, ACS‐23, U.S. Census Bureau, Washington, DC.  
 
Thursday, December 04, 2014 
Brookings, SD 

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                    <text>What is Liberal Education For?

A Conference at St. John’s College
on the 50th Anniversary of the Santa Fe Campus
October 16-18, 2014
Mahan Mirza

Dean of Faculty, Zaytuna College

Liberal Education at a Muslim College: Between Authority and Audacity

With special attention to conversations among the faculty of America’s first

Muslim undergraduate liberal arts college – Zaytuna College – this paper argues that
the tension between religious authority and a spirit of free inquiry can be balanced
by embracing a classical definition of the “liberal arts” as “tools to free the mind.”

The paper revolves around the challenge of grounding students within the creedal,

legal, and mystical teachings of Sunni Islam, with all its diversity, in the context of a

western liberal arts program. On the one hand, a curriculum that aims to meet such
a challenge must first perform the function of transmission of sacred knowledge as

it has crystallized within a particular school of thought in Muslim intellectual

history. The transmission process should affirm truth claims that are embedded in a
tradition of faith and practice that is normative. On the other hand, given that the

setting of a liberal classroom is potentially shared by students who have inherited
rival truth claims, or have none at all, the curriculum should also allow for a

balancing of conviction and authority with respect for and openness to diverse or

even antagonistic perspectives. Liberal education assumes a spirit of open and free,
if not audacious, inquiry that can be anathema to absolute truth claims affirmed on
the basis of religious authority. A reconciliation is possible by embracing the

�qualitative tools of logic, grammar, and rhetoric that lie at the heart of both
theological reasoning and disciplined free inquiry. 1

If we bracket the issue of origins for a moment, then every individual is heir

to customs, norms, webs of ideas, and social structures – in other words, heir to

some tradition. 2 How could the enterprise of education begin anywhere but there

through the process of cultural initiation, habituation, and formal transmission? It is
undoubtedly for this reason that one of the icons of the modern Great Books

movement, Robert Maynard Hutchins, noted that “no man was educated unless he
was acquainted with the masterpieces of his tradition.” 3 In science, this fact has

come to be identified with the term “paradigm,” within the parameters of which

“normal science” operates. In the realm of human culture, perhaps a good equivalent

word for paradigm is “tradition.” It represents that which has been deemed valuable

for transmission and continuity, about which there is fundamental agreement,

distilled from the many trials and errors of the past, by “authorities” who are its

harbingers and teachers. As in the case of normal science, the legitimacy of tradition
is directly proportional to its explanatory power, realized only insofar as a

community freely gives assent to it – it being the complex of ideas, scholars, and

This first paragraph was part of the original abstract submitted for the conference. The following remainder
of the abstract is not part of the final paper: “Appealing to John Walbridge’s God and Logic in Islam, Mark van
Doren’s Liberal Education, Brittanica’s Great Books Series edited by Hutchins and Adler, and an edited
volume on The Classical Foundations of Muslim Education, the paper highlights the imperative of integrating
Muslim intellectual history with Western intellectual history and of ultimately seeing them not as distinct but
rather as interconnected and interdependent. The paper also serves as an invitation to share in the dream of
an eventual consortium among text-based programs of liberal studies that are secular (e.g. St. John’s) and
religious (e.g. Thomas Aquinas and Zaytuna) for providing instructors and students structured avenues for
mutual enrichment, and for providing ambitious citizens access to shared institutional resources for lifelong
learning.”
2 Alasdair Macintyre’s definition of tradition is helpful: “A tradition is an argument extended through time in
which certain fundamental agreements are defined and redefined” in conversation with ongoing debates that
lie both within that tradition but also in traditions that are extraneous to it. (Whose Justice? Which
Rationality? University of Notre Dame Press, 1988, p. 12). Hodgson also speaks to the idea of high culture that
is discursive and of the so-called literate (one could say “scholarly”) class as representative of intellectual
traditions of civilizations (see his Venture of Islam, Vol. 1).
3 In “The Great Conversation,” which is Vol. 1 of the Great Books series by Brittanica (1952 and 1990).
1

�institutions that receive, process, and transmit tradition from generation to
generation; the keyword here being process.

Now, in the case of science, a paradigm shifts through the accumulation of a

sufficient number of anomalies that the prevailing framework simply cannot

appropriate or explain. The cognitive process that precisely guides the jump from

one paradigm or theoretical configuration with less explanatory power to another
with more explanatory power remains a mystery. 4 What is key, however, is the

awareness of a meta-theoretical framework that permits the shift – which is

inevitably traumatic from a socio-historical perspective – in the first place. To

analogize: tradition becomes dead if it views in the process of transmission an

activity that is absolute and final, willfully ignoring anomalies as they pile up ad

infinitum. However, if a tradition carries within it tools for both its own validation as
well as critique, or more crucially, is able to recognize and appropriate new tools in
discourses taking place external to it, then every generation is responsible not

merely to receive tradition, but also to reevaluate it through a process of assessment
that leads either to its wholesale embrace, partial modification, or total rejection. 5 In

this manner, the transmission of knowledge becomes the beginning, not the end, of

an intellectual project that in turn influences and shapes culture, society, and polity.

This spirit has been captured eloquently by the man of letters, Mark van Doren, in
his essay on Liberal Education. To quote at length:

Tradition is most dangerous and most troublesome when it is forgotten. It brings strength, as well as
takes it. It gives life, as well as threatens it. It is life fighting to maintain itself in time. For there is the

curious fact that tradition is never so healthy as when it is being fought. We deny its authority, but in
doing so, we use its clearest terms; and end, if we are original, in enriching it so that it may have

strength for future wars. It is orthodoxy at its best, thriving on heresies, which it digests into nobler

This is in obvious reference to Thomas Kuhn’s seminal Structure of Scientific Revolutions.
Recalling Professor Frank Griffel, who in one of our graduate seminar at Yale on Ghazali grabbed my ear as
he emphasized that “every generation has to re-hear its giants.” I thought he was quoting a major philosopher
but when I contacted him recently for the reference, he said he probably just read it in some newspaper oped. I also don’t think the professor actually grabbed my ear, but the effect of his statement was jarring enough
that it is so etched in my memory.
4
5

�problems. We return to tradition not for answers, but for questions, and some of those we find are

capable, like live wires, of shocking us into a condition of dizziness or extreme heat. It is dangerous,

and it is to be feared. But it fears us as well. The hope of education is to reconcile the two strengths. 6

It is in this manner that a living tradition finds its home in a modern Western

liberal arts college. It transmits not merely past truths, but also ways to evaluate

that truth afresh in new intellectual contexts and in fresh political circumstances.
This notion of “evaluation” ought to be as true for science as it is for religious

traditions. In terms of “progress,” the reason that we see these two – science and

religion – differently is because of the drastic ways in which our conception of the

universe around us has been revised over the past few centuries due to the advance
of science. Science is concerned with material reality, with respect to which we all

stand in tangible relation. Religion, on the other hand, concerns itself with timeless

truths that are less pliable and more abstract. Nonetheless, with the gradual or rapid
accumulation of collective human experience and revisions in how we reflect on the
nature of reality, it is the task of every generation to re-examine and re-evaluate

these alleged “timeless” wisdoms and truths. If a tradition is no longer capable of
such an engagement with contemporary ideas, it will eventually cease to be

relevant, or it will end up being destructive instead of being a vibrant force for
positive change.

Taking things at face value, there are myriad reasons for the apparent failure

of Muslim tradition to keep up with the times; among them are causes social and

political, meaningful engagement with which lies beyond the scope of this paper.

However, if the assumption is correct – that Muslim tradition by and large has so far
failed to meet the challenges of modernity – then a few pressing questions present

themselves. One: why is it that many Muslims still peg their hopes in that tradition
for guidance in their everyday lives today? Two: if the tradition has failed, what
gives us hope that it could still be of any use in a project to help shape a better
6

Liberal Education, pp. 119-120.

�future for our planet? In a nutshell: why invest in a liberal arts college that takes that
very tradition as its point of origin? It is my contention here that the so-called failure
of Muslim tradition is not due to any deficiency in that tradition to meet

contemporary intellectual or spiritual challenges. Rather, what has been lacking is

the right institutional, political, and cultural setting for the tradition to operate and
to safely go about the business of not only “transmission” but also of that bolder
next step of “assessment and revision.”

In 2011, John Walbridge published a book on God and Logic in Islam, with the

audacious subtitle: “Caliphate of Reason.” “This book is an argument for a single

proposition,” thunders Walbridge, “that Islamic intellectual life has been

characterized by reason in the service of a non-rational revealed code of conduct.” 7
He later counsels, “This book is a reminder to my Muslim friends and readers that

the core intellectual tradition of Islam is deeply rational.” 8 I, for one, welcome such a

reminder. Franz Rosenthal, one of the greatest Arabists of the twentieth century,
already highlighted this very thesis in his monograph entitled Knowledge

Triumphant: The Concept of Knowledge in Medieval Islam. He constructs:

“Civilizations tend to revolve around meaningful concepts of an abstract nature

which more than anything else give them their distinctive character.” Identifying

ʿilm or “knowledge” as the concept that is the hallmark of Muslim civilization,

Rosenthal affirms, “there has been no other concept that has been operative as a

determinant of Muslim civilization in all its aspects to the same extent as ʿilm.” 9
Permeating virtually every avenue of human inquiry, Muslim scholastics

were, among other things, obsessed with concepts, letters, words, meanings, and

significations, given that the entire fabric of human existence was woven and made

sensible through the words of Revelation. As such, grammarians, logicians,
Walbridge, p. 3.
Walbridge, p. 4.
9 Rosenthal, p. 2.
7
8

�theologians, jurists, and mystics – not to mention scientists and philosophers –

endeavored to exhaust the possibilities of meaning that could inhere in words in a
world defined primarily by Aristotelian realism, but one that also entertained

healthy challenges to it. The system of education in premodern Muslim madrasas

could, in that sense, be equated with what we consider to be liberal arts proper, in
that they systematically trained students in grammar, logic, and rhetoric. 10 In that

sense, what we call Muslim tradition today already went through a process of
transmission, assessment, and revision, when it came into contact with the

Hellenistic intellectual milieu in the first few centuries of Islam. In the words of the

intellectual historian Dimitri Gutas and successor of Rosenthal: “The Graeco-Arabic
translation movement of Baghdad constitutes a truly epoch-making stage, by any

standard, in the course of human history. It is equal in significance to, and belongs to
the same narrative as, I would claim, that of Perlicles’ Athens, the Italian

Renaissance, or the scientific revolutions of the sixteenth and seventeenth centuries,
and it deserves to be recognized and embedded in our historical consciousness.” 11

It has been shown that traditional systems of education in the Muslim world

were mostly “liberal” in character until, ironically, their dismantling in favor of

“modern” educational projects introduced by the West. This shift is understandable

because the West was not interested in producing enlightened and free thinkers, but
rather individuals who would be “useful” – meaning “unfree” or “slaves” in the

Aristotelian sense – for the furtherance of a colonial project. Towards the end of his

book, Walbridge refers to a certain Gottlieb Wilhelm Leitner, principal of the

Government College, Lahore, who published a study entitled History of Indigenous

Education in the Punjab to the Year 1882, where he observed that “there had been
seven educational systems functioning in the Punjab before British rule”…Islamic

10 This is the main argument in John Walbridge, God and Logic in Islam: The Caliphate of Reason (Cambridge
University Press, 2010). See also Medhi Nakosteen, History of the Islamic Origins of Western Education;
Bayard Dodge, Muslim Education in Medieval Times; and edited volume on Classical Foundations of Islamic

Education.
Greek Thought, Arabic Culture, p. 8.

11

�using Arabic and Persian, Hindu and Sikh, using Sanskrit and classical Punjabi, and
other vernacular systems… “He [i.e. Leitner] argued that each was a traditional
literary educational system, precisely analogous to the curriculum of Latin and

Greek classics that formed the basis of most European education at the time.” 12

British educational reforms in India to further a colonialist agenda produced a

generation that was not connected to its past, lost in the present, and unable to
imagine or shape its future.13

I think that, as Dorothy Sayers reminds us in The Lost Tools of Learning, in

order to go forward, we need to go back. 14 In Karachi, Habib University, for example,

which just opened up its doors in 2014, has realized that the answer to the problems
that confront Pakistan and the region lie not in building more educational

institutions that churn out technocrats and bureaucrats, but in a program of liberal

education that prepares individuals for what they call “thoughtful self-cultivation.” 15
The key point of this paper is that such a “liberal” turn is not one that is away from
Muslim tradition, but rather, towards it.

In conclusion: A liberal arts education is typically associated with creativity,

innovation, reason, and discovery. Traditional Islamic education, on the other hand,
is associated with memorization, trustworthy authorities, and the transmission of
knowledge. In fact, the word “innovation” is anathema to traditional Muslim

sensitivities. One hadith (saying of the Prophet) that is quoted in almost every

Friday congregational prayer includes the warning: “the worst things are newly

Walbridge, pp. 157-160.
M. Qasim Zaman shows how ulama can still be vibrant through the madrasa system, so it is plausible that
healthy reform will continue to come from centers of traditional learning that have survived the onslaught of
colonialism. See The ‘Ulama in Contemporary Muslim Thought.
14 Cf. Dorothy Sayers, “The Lost Tools of Learning.”
15 Habib University, http://habib.edu.pk/.
12
13

�invented matters [in religion], and every newly invented matter is an innovation,
and every innovation is misguidance, and all misguidance is in the fire.” 16

So what would it mean to put the two together – creativity, innovation,

reason, and discovery, with memorization, authority, and transmission – into a

Muslim liberal arts curriculum? This tension between religious authority and a

spirit of free inquiry can be balanced by embracing a classical definition of the
“liberal arts” as “tools to free the mind,” to “learn how to learn,” for “lifelong

learning.” This paper has argued that authority is not something to be shunned or

disregarded. On the contrary, every framework for inquiry is accompanied by

uncritical assumptions that are accepted initially at face value. These merely have to
be accepted and appropriated, instead of ignored and wished away. What

legitimizes them is a community in which one’s formation and learning takes place.
What makes the learning meaningful over time is if it provides the critical

tools that allow the very authority that initiates the process to eventually be

challenged and, if necessary, transcended if necessary. However, as the focus

remains on tools and continuity, then there is a constant that always accompanies

the change – what changes remains the same as what it has changed into – in a sort

of timeless embrace of what lies at the heart of being human: the use of our rational
faculties to understand the universe, its cause/creator, our place in it, and who we

are, in conversation with the best answers to these questions that have been offered
in the past. The process and method of rational inquiry in Muslim tradition in

pursuit of answers to these great questions is ultimately shared by other faiths, and
also by secular modernity. So long as the rational possibility of the existence of
revealed truths remains open, it is a legitimate exercise of human reason to

investigate its claims. Catholics, Muslims, and others, will come to both common and
divergent understandings of truth when the tools of systematic reasoning and
16

Reported by numerous authorities.

�argumentation are applied to make sense of their respective scriptures, and

secularists will also arrive at their own conclusions when they choose to bracket
God altogether. Along the way, mediated by shared principles of reason and our

experience of living in the world, the various conversation partners may

occasionally find ways to come together, as we have here in these few days at the

Santa Fe campus of St. John’s College, in a mutually enriching exchange where we all
get to know one another and our respective traditions, and thereby, hopefully, even

ourselves just a little better. 17

And what can be more human a venture than that?

17

I am thinking of Qur’an 49:13 and 59:19.

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                    <text>Liberal Education in the Broad Buddhist Tradition: Visions and 
Seminal Texts1  
Shih Yu “Franklyn” Wu 
Dharma Realm Buddhist University 
 
I joined Dharma Realm Buddhist University (DRBU) in Fall 2010 just as the university began 
to undergo a transformation. Aiming to expand its reach beyond a small community of 
monastic and lay students whom it had served since 1976, the leadership of DRBU and its 
parent organization initiated a campaign to redesign the university from the ground up. As we 
began the campaign, we found ourselves asking questions such as “What does a Buddhist 
college look like?” “What does a liberal education in the Buddhist tradition mean, and what is 
it for?” 
 
After much collective critical reflection on these and other related questions, we worked to 
capture the main thrusts of our discussions in a reformulated mission statement for the 
university: 
 
[DRBU] is a community dedicated to liberal education in the broad Buddhist 
tradition—a tradition characterized by knowledge in the arts and sciences, 
self–cultivation, and the pursuit of wisdom. Its pedagogical aim is thus twofold: to 
convey knowledge and to activate an intrinsic wisdom possessed by all individuals. 
Developing this inherent capacity requires an orientation toward learning that is 
dialogical, interactive, probing, and deeply self–reflective. Such education makes one 
free in the deepest sense and opens the opportunity to pursue the highest goals of 
human existence. 
 
This statement became the basis for all subsequent developments of DRBU. Today, DRBU 
offers two liberal education program: one masters­level and one bachelor­level. These two 
programs are based on an educational model similar to models used at a number of colleges 
loosely, and perhaps imprecisely, categorized as “Great Books Colleges.” DRBU’s programs 
have a sequentially built, all­required curriculum consisting of a collection of seminal classical 
texts from Europe, India, and China with a distinct emphasis on texts from the broad Buddhist 
tradition. Both programs also include a series of translation­oriented language tutorials in 
Classical Chinese and Sanskrit, and in the BA program we have added mathematics, natural 
science, and music tutorials.  
 
At DRBU, we want our students to take on their own “pursuit of wisdom,” even if, when they 
first start the journey, they might not be able to grasp or articulate what wisdom is and how to 
pursue it. The two curricula are virtually free of conventional textbooks or secondary criticisms 
and the discipline expertise that tends to come with those materials. Instead, our students’ 
1

 A small section of this paper was adapted from the 2013­2014 DRBU Catalog, which I co­drafted with 
several other members of the DRBU faculty. 

1 

�reading lists consist of classical great works. To further encourage direct encounters with the 
texts, we also conduct our classes in a seminar style where discussion about the materials at 
hand is the main mode of instruction. To do this, we as professors eschew the role of 
authoritative expert in the classroom and act more as advanced learners. This shift in role 
away from a more conventional understanding of “college professor” also allows all of us an 
opportunity to learn something new outside of our fields and eventually become capable of 
leading classes across the curriculum.  
 
DRBU further added an experiential component to the two programs that entails close reading 
of primary sources done in conjunction with a “laboratory” experience consisting of different 
contemplative exercises. This unique hermeneutical tool, where intellectual inquiry is informed 
and enhanced by contemplative practice, allows students to gain a fuller appreciation of 
classical texts as both philosophical treatises and dynamic methods of inquiry. This 
component is currently being tested with readings of Buddhist texts, though we are exploring 
the idea of adding this experiential components to other texts in our curriculum. 
 
DRBU’s decision to adopt and adapt this educational model is a carefully­considered one that 
took much research as well as individual and group deliberation. This choice is a tribute to the 
foundation that St. John’s College has laid down and the quality of education it continues to 
offer today to its student. Crucially, we found a high degree of compatibility between this 
model and our vision of Buddhist liberal education. I want to use this opportunity to share 
several examples of seminal texts that help to shape that vision. 
 
Interestingly, I find myself starting this discussion at the end­­with the penultimate chapter of 
the Avatamsaka (or Flower Adornment) Sutra, perhaps the grandest of all Buddhist classics. 
The Gandavyuha chapter is an epic that tells the tale of the youth Sudhana’s spiritual quest. 
In this epic, Sudhana encounters the bodhisattva Manjushri and resolves to realize ultimate 
awakening (bodhisattvas are beings who have awakened to the nature of things and also 
assist others toward the same awakening). In the subsequent exchanges, Manjushri advices 
Sudhana that drawing near wise and good­knowing friends or teachers on the spiritual path 
serves as the beginning and the logical course toward perfect wisdom. These wise and 
good­knowing friends or teachers are referred to with the Sanskrit word “kalyanamitra”. This 
word is often translated as spiritual friend, noble friend, or good­knowing­and­wise friend. 
Although it is frequently used to designate a wise teacher who is more advanced along the 
path of learning (such as the Buddha), it has also been used to indicate wholesome and 
beneficial friendships among peers.  
 
Heeding the advice, Sudhana takes Manjushri as his first wise teacher and asks him a series 
of questions related to how one can learn and perfect practices of a Bodhisattva: (again 
Bodhisattvas are beings who are themselves awakened and are assisting others toward 
awakening) 
 
2 

�How is a bodhisattva to study [cultivate, tend toward, maintain, purify, accomplish, 
follow, recollect, expand] Bodhisattva practices?2   
 
Without responding to Sudhana’s questions directly, Manjushri reiterates the importance of 
drawing near wise teachers. He then helps Sudhana refine his questions, and sends him to 
pose these questions to the next wise teacher. The same pattern is repeated fifty some odd 
times on Sudhana’s journey: Sudhana poses the questions to a wise teacher or noble friend , 
he or she responds to Sudhana’s questions, those responses lead to further questions, and 
the teacher or friend sends Sudhana to the next teacher or friend to pose the set of new or 
refined questions. Toward the end of the epic, Sudhana experiences an awakening during his 
encounter with the bodhisattva Maitreya. Maitreya informs Sudhana that his next kalyanamitra 
will again be his first: Manjushri, with whom he started his journey. Instead of refining or 
changing Sudhana’s questions like the previous teachers did, he suggests that Sudhana 
returns to the initial questions he asked Manjushri during their first encounter. Maitreya also 
promises that Sudhana’s journey will come to an end of sort and he will find out from 
Manjushri who his ultimate kalyanamitra is. 
 
Next, as Sudhana travels to meet Manjushri, Manjushri extends his hand over a vast distance 
and rubs Sudhana’s head. Then without entertaining the questions Sudhana had during their 
first encounter, Manjushri praises Sudhana for undertaking the journey, has a wordless 
exchange with Sudhana, and disappears. Sudhana, now awakened, ends his journey where 
he started­­with Manjushri, the symbol of great wisdom. The bodhisattva also hints to 
Sudhana that ultimately, he is his own true kalyanamitra.  
 
This epic highlights a key concept that underlies the founding vision of DRBU: that wisdom, 
even in its highest form, is inherent in all individuals and that therefore the pursuit of wisdom 
may ultimately be an internal one. Second, even though wisdom is inherent, it is latent in most 
individuals, and activating and drawing out wisdom requires efforts, perseverance, and 
guidance from wise teachers and noble friends. Third, Sudhana’s journey from teacher to 
teacher is driven by his own resolve for awakening and questions about how he may get 
there; as he learns something new, he adjusts his questions with guidance from his wise 
teachers so he can inquire even more deeply. His journey therefore models a kind of learning 
that begins with curiosity and is sustained by questions. These concepts lend support to an 
educational vision that entrusts significant responsibility to the students for their own learning 
and fosters a trusting, supportive community of learners. DRBU’s all­required curriculum, 
small cohort size, discussion­centered instruction, and the non­expert role that professors 
play are well­aligned to this educational vision. 
 
The Gandavyuha epic points to the importance of wise teachers and noble friends in pursuit 
of wisdom, which presents a challenge. Although the community of learners that DRBU 
2

 I like how  Cleary phrases this set of questions in his translation (1178) and the set of verbs (study, 
cultivate, tend toward, etc.) from the BTTS translation (209). 

3 

�faculty and students form may serve the functions of a peer kalyanamitra (or noble friends), 
the notion of a wise spiritual teacher (or dare I say, a guru) is not appropriate in a modern 
higher education context.  
 
This leads us to the next Buddhist classics: the Mahaparinibbana Sutta. The text begins with 
the Buddha informing his disciples that he will die shortly. In response to his disciples’ 
questions on who will succeed him as their next wise teacher, the Buddha instructed his 
students to take as their next “teacher” not an individual, but “the teachings”: the philosophy 
and practices leading to self­knowledge and a clear understanding of the nature of reality 
(Walshe 270). This vast body of knowledge, initially passed along as an oral tradition, 
gradually coalesced into a collection of works known as the Dharma and Vinaya—the 
Buddhist classics.   
 
The use of two terms, Dharma and Vinaya, rather than the single term philosophy, highlights 
the central defining feature of these works: the dynamic fusion of theory and praxis. Because 
the “study of” and “doing of” philosophy mutually respond, the Buddhist classics were not 
intended merely as abstract doctrinal expositions of ready­made knowledge. Rather, they 
were meant to both inform and form, to explain and engage. Overall, they aim to stimulate an 
internal dialogue that encompasses the intellect, imagination, sensibility, and will, a process 
called “self­cultivation.” The experiential component previously described is our attempt to 
implement this vision of “self­cultivation” in DRBU’s programs.  
 
The Buddha once compared these teachings in self­cultivation to a vast ocean: “...just as
the ocean has a single taste—that of salt—in the same way, this Dhamma and
Vinaya has a single taste: that of [liberation].” (Thanissaro, “Uposatha Sutta”; sec. 6) 
The text invites questions rather than dictate answers: How does each individual construct a 
world of meaning, and how can that world be transformed and deepened into a site of 
liberation? The freeing up and broadening of the human spirit to pursue such questions was 
the original intent of the Buddhist classics and the continuing purpose for studying them now.  
 
The Buddha’s final teaching is strongly suggestive of a curriculum consisting of classical 
primary texts and an approach to reading that is both critical and respectful. At DRBU we find 
the intent and purpose of freeing up and broadening the human spirit to be part and parcel of 
great works from different classical traditions. In fact, extending DRBU’s curriculum to include 
primary texts from China and India’s many textual traditions, as well as the classical legacy of 
Europe, can be understood as a richer and more meaningful process of broadening and 
liberating the human spirit.  
 
Given the vastness of each of these classical traditions, selecting texts for the curricula of 
DRBU’s 2­year masters and 4­year bachelor programs has been, and will continue to be the 
subject of healthy and active debate among members of the DRBU faculty. Given that 
DRBU’s mission statement identifies wisdom as a high­level marker for DRBU’s vision of 
4 

�Buddhist liberal education, the topic of wisdom seems the most appropriate starting point for 
discussion on criteria for selecting texts.  
 
Wisdom is a word many Western scholars use to translate the Sanskrit word prajñā (Pali: 
paññā), to distinguish it from knowledge and understanding that is limited to an object or a 
subject. It can be rendered loosely as “the act of knowing or understanding.” Various classical 
texts have analogized prajñā to a “bright light” (Bodhi, The Numerical Discourses of the 
Buddha 519), a “sharp knife” (Thanissaro, “Nandakovada Sutta”), and a “perfectly reflecting 
mirror” (Heng Sure and Verhoeven 74). 
 
The perfect mirror analogy describes a refined state of wisdom where the mind reflects the 
objects of its consciousness free from distortion and retains no trace of them after they pass. 
The knife and the bright light analogies point to the aspect of wisdom as a tool or skill of 
inquiry and learning. These two aspects of wisdom form a virtuous cycle: through cultivation, 
wisdom grows in effectiveness as a tool on the path of learning and inquiry; the use of this 
tool leads to further penetration into the nature of things and ultimately leads to a liberated 
mind accompanied by “perfect­mirror” wisdom­­the ability to truly “see things as they really 
are.”  
 
Classical commentary on the Sammādiṭṭhi Sutta labeled these two aspects of wisdom 
“conceptual right view” and “experiential right view” (Bodhi, “In the Buddha’s Words” 303), 
where right view is an alternate term for wisdom. Conceptual right view refers to an 
intellectual command of the Buddha’s teaching or philosophy through deep questioning, 
rigorous analysis, and precise and nuanced conceptual exercises. The capacity to 
assiduously apply conceptual right views clears and sets the stage for direct, unmediated 
insight, or ­­experiential right view, ­­to emerge from one’s own experience. In a classic 
metaphor, the nature of things is like an object grasped or pointed to by the hand that is 
conceptual right view, and experiential right view are the eyes that behold the object.  
 
In the section on right view of the Sammādiṭṭhi Sutta (Thanissaro, “Sammādiṭṭhi Sutta”), the 
elder Shariputra points to several structures a person can use to observe and analyze her 
experiences and make changes to her attitudes and actions. In traditional texts, these 
structures and several others are referred to as “soil of wisdom,” and they are among the 
most well known conceptual tools and the most elemental building blocks used for 
constructing bigger, more complex edifices. The domains of the soil of wisdom include: 
 
● The nature of human existence, consciousness, and the objective realm (the Four 
Noble Truth, the twelve links of dependent origination, the five aggregates, and the 
elements) 
● The mechanisms of causality (the twelve links of origination) 
● An individual’s interaction and interconnection with others and the world around her 
(the six sense bases, the elements, the taints, and the nutriments).  
 
5 

�Thorough and careful studying of these structures has been a standard part of training for 
generations of Buddhist learners, and a strong intellectual grasp and mastery of these 
structures is often considered to be a precursor, if not a prerequisite, to their penetration by 
experiential wisdom. The examination of soil of wisdom, which requires the application and 
development of intellectual skills and capacities, is thus well suited for the arena of higher 
education. Further, the different categories of the soil of wisdom­­the nature of human 
existence, mechanisms of causality, and the relationship between self and the world­­are 
recurring themes that can be found in many seminal and abiding works from different 
traditions. This is a useful criterion for selecting texts for the DRBU programs, namely, 
whether text provide important insights and stimulate significant questions or deep reflections 
about one or more of these themes. 
 
So what is Buddhist liberal education for? The DRBU mission statement gives strong clues for 
answering this question, which is why I have use a big part of this paper discussing wisdom 
and its pursuit. I will end with two paragraphs from our catalog that were written to provide an 
overview of DRBU’s programs: 
 
“The ultimate goal of such inquiry is to develop men and women who can stand on 
their own. By directly wrestling with the texts and, by extension, their own thoughts, 
feelings, and tendencies, they acquire a hard­won confidence and clarity that serves 
as a foundation for engaging life to its fullest. Amid all the conflicting desires and 
complex issues they will encounter, such individuals can undertake for themselves to 
discern, decide, and act upon what is true to themselves and responsible to others. 
 
In this way, the goal of a liberally educated person is exercised and exemplified in 
vivo, all along and throughout their learning experience. We adhere to the dictum ‘as 
you hope to arrive, so proceed.’ If the goal is responsible, thoughtful, and creative 
citizens, then in their formative experience, students must learn how to take 
responsibility for their own development at every turn. The Buddhist view of a liberated 
and enlightened individual and the Western view of a liberally educated and 
responsible person clearly align on this goal. In both views, the individual is radically 
free and radically responsible.” 
 
 

 

6 

�Work Cited 
 
Trans. Heng Sure and Martin Verhoeven. The Sixth Patriarch’s Dharma Jewel Platform  
Sutra. 4th ed. Ukiah: Buddhist Text Translation Society, 2014. Print. 
Trans. Buddhist Texts Translation Society. The Flower adornment Sutra: Chapter 39, Entering  
the Dharma Realm, Part 1. Talmage: Buddhist Text Translation Society, 1980. Print 
In the Buddha’s Words: An Anthology of Discourses from the Pali Canon. Ed. Bhikkhu  
Bodhi. Boston: Wisdom Publications, 2005. Print. 
­­­. The Numerical Discourses of the Buddha: A Translation of the Anguttarra Nikaya.  
Boston: Wisdom Publications, 2012. Print. 
The Flower Ornament Scripture. Trans. Thomas Cleary. Boston &amp; London: Shambhala,  
1993. Print 
Trans. Thanissaro Bhikkhu. “Uposatha Sutta: Uposatha (UD 5.5).” Access to Insight  
(Legacy Edition). 3 Sep. 2012. Web. 12 Oct. 2014. 
­­­. “Nandakovada Sutta: Nandaka’s Exhortation (MN146).” Access to Insight (Legacy  
Edition). 30 Nov. 2013. Web. 12 Oct. 2014. 
­­­. “Sammādiṭṭhi Sutta: Right View (MN 9).” Access to Insight (Legacy Edition). 30 Nov.  
2012. Web. 12 Oct. 2014. 
The Long Discourses of the Buddha: A Translation of the Digha Nikaya. 2nd ed. Trans.  
Maurice Walshe. Boston: Wisdom Publications, 1995. Print. 
 
 

7 

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