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                    <text>Education of the Regime and the Soul in The Federalist∗
Charles C. Claunch∗∗
Abstract: As a general proposition, any regime requires at least some of its citizens to think and
behave in ways that, at a minimum, do not undermine the regime. That requirement points to the
need for education for at least some of the regime’s citizens. In presenting arguments for
ratification of the U.S. Constitution, however, the authors of The Federalist make no explicit
argument for such education. Despite this omission, The Federalist provides the basis for an
education in citizenship in two respects. First, The Federalist, as a work of public, reasoned
advocacy, teaches it readers not only the need for the Constitution and the meanings (or possible
meanings) of it provisions, but how to think about it and how to act in the constitutional regime
to be created under it. The authors intended The Federalist to be a continuing basis for thought,
conversation, and action after ratification. Second, by dealing explicitly with what we now call
the doctrine of judicial review, the authors of The Federalist made explicit the idea of a small
group of specially-selected people voiding acts of the legislative and executive branches of the
government. This role of the federal judiciary may be recognized as that of teacher. The federal
courts’ interpretations of the Constitution and the law are the judges’ teachings, and the officers
of the political branches and the regime’s citizens are the judges’ students. The Federalist and
the work of judges serve as an education for governing ourselves as individual souls and as a
Constitutional regime.
This essay has its origins in a master’s essay I wrote for St. John’s College in Santa Fe in
2005.1 It’s a pleasure to revisit this place with a continuation of work that I started here almost
ten years ago. The title of that thesis was “State and Soul in The Federalist.” The title of my
essay today reflects better terminology – “regime” instead of “state” – and a concentration on
and expansion of the final section of that essay.
Very briefly: in “State and Soul in The Federalist,” I explored what is required of a
citizen in the conception of the U.S. Constitution held by the authors of The Federalist.

∗

Presented at “What Is Liberal Education For? A Conference at St. John’s College on the 50th Anniversary of the
Santa Fe Campus” on 16 October 2014.

∗∗

Charles C. Claunch is a Ph.D. student in the Institute of Philosophic Studies of the Braniff School of Liberal
Arts and in the Department of Politics, University of Dallas, Irving, Texas. He is an adjunct professor of
government at Tarrant County College, Fort Worth, Texas, and at Richland College, Dallas, Texas. He is also a
Texas attorney and a graduate of the University of Texas School of Law (J.D., 1998). He completed both
graduate degrees offered by St. John’s College, Santa Fe, New Mexico (M.A.L.A., 2004; M.A.E.C., 2005).

1

Charles C. Claunch, “State and Soul in The Federalist,” (M.A. Liberal Arts thesis, St. John’s College, Santa Fe,
2005).

�2
Following up on the authors’ suggestion that government is “the greatest of all
reflections on human nature,” I used the Constitutional regime described in The Federalist to
understand both that regime and the individual “Constitutional soul.”2 In that original essay, I
made the following broad points:
1. Power can be exercised legitimately by all three branches of the Constitutional regime,
but the judiciary can void acts of the legislature and the executive; we call this today “judicial
review.” This suggests, correspondingly, that the individual can use judgment, will, and force (to
use the terms of The Federalist)3 but that judgment can exercise a certain kind of control over
will and force.4
2. The necessary and proper clause5 suggests personal liberty with a necessarily broad
reach and the supremacy clause6 suggests the acceptability of one’s acts, according to one’s
judgment, as long as they are compatible with one’s responsibilities.7
3. The discussion of the control of faction in No. 10 of The Federalist suggests control of
individual passions through (a) the development by the individual of a variety of interests, none
of which motivate his actions completely but all of which engage his attention to some moderate
degree, and (b) the reduction of time and energy devoted to any single interest, reducing the
chances of waste or of indulging in passions with regard to any single interest.8

2

Alexander Hamilton, James Madison, and John Jay, The Federalist: A Commentary on the Constitution of the
United States, ed. Robert Scigliano (New York: Modern Library, 2000) (“The Federalist”), No. 51, 331.

3

Ibid., No. 78, 496.

4

Claunch, 2-6.

5

U.S. Constitution, art. 1, sec. 8, cl. 18.

6

Ibid., art. 6, cl. 2.

7

Claunch, 6-10.

8

The Federalist, No. 10, 53-61; Claunch, 11-15.

�3
4. Appropriate judicial review and political acts mutually affect each other. Appropriate
judicial review provides a reasoned sense of the limits of Constitutional power in various
circumstances, and Constitutionally-minded deliberations, policy statements, and legal defenses
justifying the political branches’ acts provide grist for the mill of a well-informed and wellreasoned judicial review. This suggests that similarly, individual judgment and one’s acts of will
and force mutually affect each other. Individual judgment is used to determine the extent and
responsibilities of one’s individual liberty, and in doing so it governs one’s acts of will and force;
one’s acts of will and force and the reasons for them provide material on which individual
judgment can operate.9
5. The actions of the Constitutional convention, the ratification of the Constitution, and
the various methods of Constitutional amendment suggest the wisdom of adoption of new or
revised individual standards in the presence of outmoded or inadequate standards. They should
be changed greatly, however, only when necessary; generally, they should be changed only
incrementally. The defense by the authors of The Federalist of Constitutional drafting,
ratification, and amendment is an expression of their confidence in the capacity of the people,
together and as individuals, to use judgment, will, and force to assess and change standards in a
harmony that makes good use of liberty.10
6. The authors of The Federalist present the Constitution as an invitation to and a means
for the people, individually and collectively, to rise above their usual selves at the same time as it
tries to protect them from their failure to do so. This rise, however, requires an understanding of

9

Claunch, 15-21.

10

Ibid., 21-27.

�4
the Constitution and of the individual. Both the existence and the lessons of The Federalist
indicate that the authors believe that such understanding can be taught and learned.11
All of these broad points were developed to lead to the idea that The Federalist and
judges play important roles in the education of the Constitutional regime and the citizen of that
regime. I turn now to the final section of the thesis and my expansion of it for our conference
today.12
The Constitution makes no explicit provision for, and The Federalist makes no explicit
argument for, education. Despite the omission of an explicit discussion, however, The Federalist
provides the basis for an education in citizenship in two respects. First, the authors of The
Federalist, as a work of public, reasoned advocacy, teach their readers the need for the
Constitution and the meanings or possible meanings of its provisions and how to think about it
and how to act in the Constitutional regime to be created under it. With their detailed arguments,
the authors ask their readers to think deeply and to assess or make cogent counterarguments
concerning their government. In particular, the arguments of the authors regarding the meanings
of the more contentious provisions make it clear that after ratification those provisions’ meanings
and implications will have to be worked out in practice through day-to-day operation of the
government. The thrust of The Federalist is that the Constitution allows its meanings and
implications to unfold in time, within limits. Beyond assisting ratification, by making their
arguments, they intended to shape future debates by providing a continuing basis for thought,
conversation, and action after ratification.

11

Ibid., 27.

12

Ibid., 28-32.

�5
Second, by dealing explicitly with what we now call the doctrine of judicial review, the
authors of The Federalist made explicit the idea of a small group of specially-selected people
voiding acts of the legislative and executive branches of the government, at times against the
immediate will of the people but in conformance with the will of the people as expressed in the
Constitution. Despite their argument that the judiciary is the “least dangerous” of the branches,
the actual power of judicial review is clear enough from the authors’ discussion as a whole.13 If
the judiciary’s interpretation of the law is to be called rule by an unelected elite, it is very
indirect rule, practiced through decisions in cases raised by legislative and executive acts and
subject to limitation and change through amendments to the Constitution. If it is to be called
politics, it is an attenuated politics, filtered through the formal requirements of explaining
decisions in terms of law, and again subject to limitation and change through Constitutional
amendment. As an alternative to these negative characterizations, the role of the federal judiciary
may be recognized positively as that of teacher. The federal courts’ interpretations of the
Constitution and the law are the judges’ teachings, and the officers of the political branches and
the regime’s citizens are their students. The judges and their interpretations are one source of
understanding of how we, as a Constitutional regime and as individuals in it, may govern
ourselves.
Judges are fallible, like all other humans, and therefore their judging and their teachings
are liable to fallibility. Their isolation from the political branches and from the politics of the
people cannot isolate them from their own humanity. Judges must have and are expected to
exercise the same qualities for which the authors of The Federalist hoped in the people’s choices
as political agents—but the necessity of isolation means that they are expected to have the same

13

The Federalist, No. 78, 496.

�6
weaknesses as the rest of us, too. The issue is whether judges can be expected, in their isolation
from politics, to turn away from personal passions and illegitimate interests to a reasonable
degree, or whether they should be expected to indulge them without adequate restraint. The
mechanism described by the authors to prevent a concentration of power in one department in
which “the interest of the man must be connected with the constitutional right of the place,” has
only limited applicability to the judiciary.14 The quality of ambition required by this competition
among the branches seems incompatible with the particular quality of public-spiritedness
required of judges. By participating in such institutional ambition contests, judges would risk
setting themselves up as a third political branch that is concerned primarily with policy like the
other two branches. In keeping with the unique nature of the role and power of the judiciary with
respect to the other two governmental branches, the measures appropriate to assist judges in
performing their role are different than the measures designed for politicians.
To work successfully as judges and teachers, judges must exercise a self-control that is
analogous to the governmental self-control that they exert on other parts of the government.
Most crucially among government agents, judges must confine themselves to acts of will and
force that lie within the boundaries imposed by their Constitutional positions. Their isolation
improves their opportunity to internalize those constraints, but it does not give them the required
means. Judges must have the will and the force to do what judgment tells them that they must do
and to refrain from doing what it tells them that they must not do. They must direct and teach
without dictating. If they are successful at self-control, they teach the remainder of the
government and the people Constitutional self-control by exposition and example through their
public, reasoned opinions and through the self-control that gives rise to those opinions. Thus,

14

Ibid., No. 51, 331.

�7
well-behaved judges are also a source of our understanding of how we may govern ourselves as
individuals.
To illustrate well-behaved federal judges displaying such judicial self-control, I present
two examples of relevant judicial teaching among many attractive candidates. The first example
is Justice James Wilson’s seriatim opinion in Chisholm v. Georgia.15 The second example is the
introductory part of the opinion of Chief Justice John Roberts, Jr., in National Federation of
Independent Business (NFIB) v. Sebelius.16
Chisholm presented this question: was the State of Georgia subject to the jurisdiction of
the U.S. Supreme Court in a suit brought by two South Carolina citizens against Georgia to
collect a debt? The relevant Constitutional provision stated that “[t]he Judicial Power [vested in
the U.S. Supreme Court] shall extend … to Controversies … between a State and Citizens of
another State ….”17 Taken literally, the Constitution granted the Court jurisdiction over states in
suits like the Chisholm suit. But in answering objections to this provision in The Federalist,
Publius argued that
[i]t is inherent in the nature of sovereignty, not to be amenable to the suit of an individual
without its consent …. [T]he exemption, as one of the several attributes of sovereignty, is
now enjoyed by the government of every state in the union. Unless, therefore, there is a
surrender of this immunity in the plan of the convention [the proposed Constitution], it
will remain with the states, and the danger intimated must remain merely ideal…. [T]o
ascribe to the federal courts, by mere implication, and in destruction of a pre-existing
right of the state governments, a power which would involve such a consequence, would
be altogether forced and unwarrantable.18

15

2 U.S. (2 Dall.) 419, 453-66 (1793).

16

567 U.S. ________ (2012) (opinion of Roberts, C.J.) (slip opinion). Parts of this opinion – though not the
introduction discussed here – were the opinion of the Court.

17

U.S. Constitution, art. 3, sec. 2, cl. 1.

18

The Federalist, No. 81, 521-22.

�8
In seriatim opinions, four out of five members of the U.S. Supreme Court, including
Justice Wilson, made the “forced and unwarrantable” inference dismissed by Publius, deciding
that the Court had jurisdiction over Georgia, with one justice dissenting.19 Rather than starting
with the relevant clause of the U.S. Constitution and its implications, Wilson started with the
much broader question, “Do the people of the United States form a nation?” Wilson’s opinion in
Chisholm is a rich display of learning in philosophy and law, and it can be appreciated as a
lesson to the public about how to think about what ratifying the Constitution meant.
Amusingly, Wilson used the wording of a toast to make a profound Constitutional point.
He noted that the toast is given in the form, “[t]he United States,” instead of “[t]he People of the
United States,” and that this reflects a confusion between the artificial person, the United States,
and the natural person, the people of the United States, who “spoke it [the United States] into
existence.”20 In adopting the Constitution, the people – including the people of Georgia speaking
as part of the people of the United States – were capable of vesting and did in fact vest judicial
power over states, including Georgia, in federal courts.21
Among the lines of argument that Wilson followed, I focus here on his treatment of the
scope of Georgia’s sovereignty as a state of the United States. He argued that the citizens of
Georgia, when “they acted upon the large scale of the Union,” acted “as a part of the ‘People of
the United States’” and did not surrender their sovereign power to Georgia; rather, with respect

19

2 U.S. (2 Dall.) 419, 429-50 (seriatim opinion of Iredell, J., dissenting), 450-53 (seriatim opinion of Blair, J.),
453-66 (seriatim opinion of Wilson, J.), 466-69 (seriatim opinion of Cushing, J.), 469-79 (seriatim opinion of
Jay, C.J.).

20

Wilson, James, Chisholm v. Georgia, 2 U.S. (2 Dall.) 419, 453-66 (1793) (seriatim opinion), in Vol. 1, The
Collected Works of James Wilson, eds. Kermit Hall and Mark David Hall (Indianapolis: Liberty Fund, 2007),
362.

21

Ibid., 362.

�9
to the purposes of the Union, they retained their sovereign power to themselves.22 Consequently,
the State of Georgia was not a sovereign state with regard to the Union.23 Later in his opinion,
Wilson argued that the Court’s decision of the case at hand was one of purposes of the United
States, so that Georgia was not sovereign for the purpose of the suit.
He further argued at length that the people of the United States intended to form a
national government for national purposes, complete with legislative, executive, and judicial
power.24 Contrary to Publius, Wilson argues that to have allowed in this complete national
scheme an exception for states to consent to be sued would “be repugnant to our very existence
as a nation[.]”25 This is an instance in which Wilson’s teaching with regard to nationhood
differed from that of Publius. As noted above, Publius saw nothing repugnant to the
Constitutional regime for states to retain sovereign immunity.
Only after following several other lines of argument to reach the conclusion that Georgia
was subject to the jurisdiction of the Supreme Court in the suit (and I leave the others aside in the
present essay) does Wilson turn to the meaning of the specific relevant text of the Constitution.
“[C]ould this strict and appropriated language, describe, with more precise accuracy, the cause
now depending before the tribunal?”26 The question is rhetorical, and the answer, to Wilson,
obviously negative. Note that with respect the Constitutional text, Wilson and Publius taught two
different but reasonable ways of reading the grant of power. Wilson read the grant strictly,
requiring no additional language to deprive the states of the relevant aspect of sovereign

22

Ibid., 355

23

Ibid.

24

Ibid., 362-66.

25

Ibid., 365.

26

Ibid., 365-66.

�10
immunity, while Publius read the grant in the context of the states’ historical powers,
understanding it to be limited tacitly by the states’ sovereign immunity absent specific language
denying that immunity to the states. Like the authors of The Federalist, Wilson explained the
reasons for his opinion publicly and clearly, teaching the people a particular method of thinking
about themselves and the Constitution that they had adopted. It was left to the people and their
elected representatives to decide whether Wilson’s lessons, the lessons of The Federalist, or
some other lessons would be accepted. In this particular case, the people – through their elected
representatives in the Congress and in the requisite number of states – rejected his teaching and
that of the Supreme Court majority. In 1794 the Congress proposed and in 1794 and 1795 the
requisite number of state legislatures ratified the Eleventh Amendment to exempt a state from
suits by citizens of another state or by citizens or subjects of a foreign state. This rapid response
to the Court’s decision in Chisholm is itself an illustration of the capacity of the people, acting
through their elected representatives, to react to federal judicial decisions.
Chief Justice Roberts’s more recent opinion in National Federation of Independent
Business v. Sebelius was a much more direct example of judicial teaching.27 In the first six pages,
Roberts was obviously teaching his readers certain aspects of the judiciary’s relationship to the
political branches, the people, and the Constitution. He began his lesson by pointing out that
“[i]n our federal system, the National Government possesses only limited powers; the States and
the people retain the remainder,” and by quoting Chief Justice Marshall’s observation that the
extent of the powers granted to the federal government “will probably continue to arise, as long
as our system shall exist.”28 “Resolving this controversy [the issue at hand] requires us to

27

National Fed’n of Indep. Bus. v. Sebelius, 567 U.S. ________ (2012) (slip opinion) (“NFIB”); NFIB, opinion of
Roberts, C.J.

28

NFIB, opinion of Roberts, C.J., 2.

�11
examine both the limits of the Government’s power, and our own limited role in policing those
boundaries.”29 Our concern here is primarily with Roberts’s examination of the Court’s role in
enforcing the limits of the federal government’s powers.
Roberts argued that the Supreme Court reads Constitutional grants of power to the federal
government “permissively” because it is reluctant to void acts of elected federal officials. In
Roberts’s view of the Court’s role, the Court should void such an act only when the absence of
Constitutional authority to pass the act (or, by extension, the absence of Constitutional authority
to perform an executive act) is clearly demonstrated.30 “[Policy] decisions are entrusted to the
Nation’s elected leaders, who can be thrown out of office if the people disagree with them. It is
not our job to protect the people from the consequences of their political choices.”31 On the other
hand, according to Roberts, “[o]ur deference in matters of policy cannot, however, become
abdication on matters of law…. [T]here can be no question that it is the responsibility of this
Court to enforce the limits on federal power by striking down acts of Congress that transgress
those limits.”32 By logical extension, Roberts’s argument extends to voiding executive acts that
transcend Constitutional limits, too.
Aside from his obvious teaching of the role of the people and of elected officials in the
Constitutional regime, Roberts’s argument implies that the Supreme Court and the federal courts
generally have an educational role. When an issue is presented for decision by a court, that court
must decide which Constitutional grants and limits on federal power are relevant to the issue, and
it must explain the reasons for that decision to the public. The court must then decide whether the

29

Ibid., 2.

30

Ibid., 6.

31

Ibid.

32

Ibid.

�12
legislative or executive act at issue is a transgression of Constitutional limits, again publicly
explaining the reasons for the decision. The fact that Roberts explains the role of the Court
strongly implies that he understands that for the Court to be seen to be staying out of policy
decisions and to be seen as making legitimate Constitutional decisions, it must explain its
decisions publicly and credibly. Going beyond such limited efforts to retain credibility, Roberts’s
teaching points to the Court’s role in educating the public and government officials about the
Court’s responsibilities with regard to policy judgments and Constitutional judgments. Careful
delineation of the policy and Constitutional questions and careful observance by judges of their
responsibilities with respect to those questions serve to teach the public Constitutional and
personal self-control.
It is entirely possible, of course, that the Court can make a policy judgment by mistaking
it for or disguising it as a Constitutional judgment, and it has been accused of doing so (e.g., in
NFIB v. Sebelius). The value of public explanations, as noted in the discussion of Wilson and
Chisholm, is that they provide material that government officials and the public can use to make
their own judgments in accepting or rejecting their judges’ teachings.
As the authors of The Federalist point out, if judges fail in self-control, the last resort lies
in the people themselves.33 Do people need to be made ready for such responsibility, and if so,
how? According to the authors of The Federalist, men require government “because the passions
of men will not conform to the dictates of reason and justice, without constraint.”34 Free people
require more than the constraining Constitutional regime described in The Federalist; they
require self-control. The authors of The Federalist appeal to a capacity among their readers to

33

The Federalist, No. 51, 331-32.

34

Ibid., No. 15, 91.

�13
consider their arguments. Individuals must learn, or they must be taught, even that preliminary
skill, and, as the foregoing discussion suggests, much more is required of Constitutional citizens.
They must have the capacity to choose their agents well and to observe and judge them carefully.
To observe and judge the behavior of political officers and judges with respect to the
Constitution, an individual must understand the dynamic of legislative and executive action and
judicial review as they relate to his liberty so that he may act in his rationally-directed and
rationally-constrained interests. The Constitutional regime requires self-constrained citizens who
are capable of establishing and maintaining a government that can constrain them when
necessary and a government that in turn can exercise and demonstrate power responsibly by
exercising and demonstrating self-restraint. The Constitutional regime and the Constitutional
citizen must mutually shape and sustain each other. The Federalist is a significant feature of that
mutual shaping and sustaining, speaking to the people for a conception of the Constitution and
providing a model for some of the continuing requirements of citizenship. The judiciary, as it
plays its unique role in the Constitutional regime as intermediary between the people and their
legislative and executive agents, speaking for the Constitution to the people and their agents and
providing examples and explanations for the continuing requirements of government, is also a
significant feature of that mutual shaping and sustaining.35 The Federalist and the work of judges
serve as an education for governing ourselves as individual souls and as a Constitutional regime.

35

“It is far more rational to suppose, that the courts were designed to be an intermediate body between the people
and their legislature, in order, among other things, to keep the latter within the limits assigned to their
authority.” The Federalist, No. 78, 498.

�14
Works Cited
Claunch, Charles C. “State and Soul in The Federalist.” M.A. Liberal Arts thesis. St. John’s
College, Santa Fe, 2005.
Chisholm v. Georgia. 2 U.S. (2 Dall.) 419, 453-66 (1793).
Hamilton, Alexander, John Jay, and James Madison. The Federalist: A Commentary on the
Constitution of the United States. Edited by Robert Scigliano. New York: Modern
Library, 2000.
National Federation of Independent Business v. Sebelius. 567 U.S. _______ (2012). Slip
opinion.
Roberts, John R., Jr. National Federation of Independent Business v. Sebelius. 567 U.S. _______
(2012) (opinion). Slip opinion.
Wilson, James. Chisholm v. Georgia. 2 U.S. (2 Dall.) 419, 453-66 (1793) (seriatim opinion). In
Vol. 1, Collected Works of James Wilson. Edited by Kermit Hall and Mark David Hall.
Indianapolis: Liberty Fund, 2007.

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                    <text>The Reformation of Philosophy and the Cultivation of Taste: An
Interpretation of Hume’s Essays
by
Derek Duplessie
This paper will, by way of an examination of Hume’s Essays, endeavor to relate
Hume’s critique of philosophy and his efforts to supply a new foundation for the sciences
to his endorsement of the study of liberal arts. Of particular relevance here is Hume’s
essay, “The Sceptic.” The title of the essay immediately confronts the reader with a
difficulty: does “the sceptic” designate the topic of the essay, the posture of the author of
the essay, or both? Although the essay’s title suggests that the essay itself might continue
on to adumbrate the characterizing features of a particular philosophic school and its
constituents—this essay does, after all, appear alongside essays entitled The Platonist,
The Stoic, and The Epicurean—it is quickly made manifest that the essay will be
concerned with articulating the grounds for skepticism regarding philosophy in general.
What, then, are those deficiencies of philosophy which recommend a skeptical
disposition towards the entire enterprise?
Hume’s first and, perhaps, primary critique of the philosophers can be expressed
as follows: Philosophers err in their failure to recognize the basic incongruity of the
boundedness of human speculation on the one hand, and the vast multiplicity of nature’s
processes on the other. In its attempt to provide an articulation of the natural whole,
philosophy in fact obfuscates nature through its demand that the great variety of natural
phenomena be artificially organized under a small set of rational formulae.
The philosopher’s treatment of human life serves as a test case for or, perhaps, as
the most conspicuous instantiation of this error. According to Hume, the philosopher fails

1

�to pay due notice to the great variety of inclinations manifest in human nature in his
determined insistence that “his own pursuits are always…the most engaging, the objects
of his passion the most valuable, and the road which he pursues the only one that leads to
happiness” (Pg. 95). The philosopher’s failure to recognize the great diversity of human
inclinations causes him to prematurely and dogmatically affirm the philosophic life as the
best life, precisely because it is the life best suited to his particular temperament.
According to Hume’s analysis, philosophy yields but one principle that can be
considered “certain and undoubted”: “There is nothing, in itself, valuable or despicable,
desirable or hateful, beautiful or deformed; but that these attributes arise from the
particular constitution and fabric of human sentiment and affection” (Pg. 97). It turns out,
then, that the cardinal philosophic insight is precisely that which Hume faults the
philosophers for overlooking in the opening paragraphs of the essay.
Hume likens the diversity of experiences of the “desirable and hateful, beautiful
and deformed” to the diversity of judgments with respect to food, and to the privilege
which a lover accords to his beloved, and a parent to his child. The insight into the
subjectivity of such judgments—into the phenomenon of “taste”—compels us to wonder
whether philosophy can make use of this insight in its onward march? Or, can philosophy
as pursuit of the universal be modified so as to account for the particularity of human
tastes?
Hume ventures an answer to this question, noting in the first place the
fundamental difference between natural science and mathematics on the one hand and the
“science” of the beautiful and the ugly on the other. To illustrate the point, Hume
describes the cast of mind appropriate to the study of astronomy. He writes, “If I examine

2

�the Ptolemaic and Copernican systems, I endeavor to give them, in my conception, the
same relations that they bear towards each other in the heavens” (Pg. 99). In the case of
natural science, there is a real, if elusive, standard against which the truth or falsity of the
mind’s determinations can be brought into relation.
The relationship of the human spectator to the object is markedly different in the
case of the beautiful and the ugly, the desirable and the odious. Unlike those natural
bodies which are the object of natural science, aesthetic and moral “objects” cannot be
studied with a disinterested gaze, since their very apprehension occasions pleasure and
pain. The being of these objects depends upon their being a certain way for us—pleasure
and pain, praise and blame always supervene with the experience of these aesthetic and
moral objects.
Whereas the mind can make use of a natural standard in its pursuit of natural
objects, the mind in pursuit of aesthetic objects must recognize that the attribution of
aesthetic and moral significance is made possible as a result of the sentiment of the
subject, and that “this sentiment must depend upon the particular fabric or structure of
the mind, which enables such particular forms to operate in such a particular manner,
and produces a sympathy or conformity between the mind and its objects” (Pg. 100,
emphasis added). The repeated invocation particularity in this discussion once again
gestures towards the earlier mentioned defect of philosophy—in its clumsy effort to apply
universal principles to particular instances, it fails to recognize, and therefore to account
for, the particular as particular.
To illustrate the insufficiency of an excessively ratiocinating or universalizing
account of the beautiful—of an account which fails to collapse the sentiment of the

3

�subject and the aesthetic object—Hume describes the mathematician who reads the
Aeneid and succeeds in understanding every detail of Aeneas’ voyage yet manages to
remain ignorant of its beauty. Hume writes, “He knew, therefore, every thing in the
poem: but he was ignorant of its beauty, because the beauty, properly speaking, lies not in
the poem, but in the sentiment or taste of the reader.” The mathematician is capable of
understanding everything and nothing about the poem simultaneously. The beautiful will
remain forever elusive to any inquirer who seeks to locate it in the character of the object
alone without considering the way in which the object, if it is in fact an aesthetic object,
is conditioned by the peculiar passions of the subject who assigns the epithet, “beautiful
or deformed, desirable or odious.”
A turn to the passions ends up being the natural way forward in the wake of
Hume’s treatment of philosophy’s shortcomings, since as Hume has already indicated,
the passions are at the center of both phenomena that philosophy fails to capture:
philosophy fails both to notice and to account for the phenomenon of taste, or in other
words, for the multiplicity of human inclinations. Likewise, philosophy fails to account
for the phenomenon of beauty because it seeks the principle of beauty in the object rather
than in the subject. Philosophy’s failure on both accounts would seem to have much to do
with its neglect of the passions—philosophy cannot account for the particularity of
inclinations and tastes because it cannot account for the particularity of the passions, and
philosophy cannot account for the beautiful, because it cannot account for the subjective
passions which transform a common object into an aesthetic object.
So at this point in the essay, having already indicated the bankruptcy of every
universalizing, object-oriented account of beauty, Hume’s focus shifts towards “passion”

4

�and “enjoyment.” He writes, “All the difference, therefore, between one man and another,
with regard to life, consists either in the passion, or in the enjoyment: and these
differences are sufficient to produce the wide extremes of happiness and misery.” The
character of passion and enjoyment is, then, apparently the key to understanding the very
diversity of human inclinations that eludes the philosophers. Recall Hume’s earlier claim
that the “infirmity” of philosophers is most conspicuous “in their reasonings concerning
human life, and the methods of attaining happiness” (Pg. 95). This riddle can evidently be
solved only through meditating on the play of particular passions and the objects towards
which are affixed.
Despite the skeptical posture that Hume assumes towards the attempt to apply
universal principles to human life, he nevertheless provides a general, if “imperfect
sketch” of the passions as they relate to human happiness. According to him, happiness
demands that our passions be neither too violent nor too remiss. In addition to this
desideratum, enjoyment requires a suitable object. Hume writes, “But where the temper is
the best disposed for any enjoyment, the object is often wanting: and in this respect, the
passions, which pursue external objects, contribute not so much to happiness as those
which rest in ourselves; since we are neither so certain of attaining such objects, nor so
secure in possessing them. A passion for learning is preferable, with regard to
happiness…” (Pg. 102). Even a moderate temper cannot guarantee enjoyment if that
temper is directed towards objects outside of the self—an external focus creates a space
for the intervention of fortune’s capricious hand.
Much of the remainder of the essay is concerned with enumerating the reasons for
philosophy’s incapacity to directly bring about happiness through its instruction. Hume

5

�imagines a man naturally endowed with a “perverse frame of mind” who possesses none
of the social passions, is unmoved by an affection for virtue and humanity, and has no
particular desire for the applause and esteem of other men. Regarding this unfortunate
human type, Hume writes, “I know not how I should address myself to such a one, or by
what arguments I should endeavour to reform him…My philosophy affords no remedy in
such a case…but then I ask, if any other philosophy can afford a remedy…Experience
will soon convince us of the contrary” (Pg. 104). On the basis of this understanding of the
utter impotence of philosophic principles to serve as a catalyst for the transformation and
refinement of the passions, Hume concludes, “I will venture to affirm, that, perhaps, the
chief benefit which results from philosophy, arises in an indirect manner, and proceeds
more from its secret insensible influence, than from its immediate application” (Pg. 104).
Philosophy’s beneficial effects can be harvested only through engaging in philosophy,
not through the appropriation of any philosophic doctrine.
To clarify this point, it will be necessary to say a bit more about the specific ways
in which participating in philosophy can have a salutary effect upon the passions. Hume’s
most explicit statement on the issue goes as follows:
It is certain, that a serious attention to the sciences and liberal arts softens and
humanizes the temper, and cherishes those fine emotions, in which true virtue and
honour consists. (Pg. 104-105)
Notice, in the first place, that Hume’s discussion has for the moment substituted out
philosophy for the science and liberal arts more generally. Serious study of the arts and
sciences, by tempering the violent passions, reinforces the virtues that make that life
possible to begin with.

6

�The discussion once again turns to address philosophy in particular. The difficulty
with philosophy as a solution to the problem of human happiness is that, as beneficial as
its indirect effects tend to be, philosophy rarely can rest satisfied with affecting
circumstances only indirectly. Philosophy all too often transfigures itself into a set of
rigid doctrines that, at best, have no effect upon the passions and, at worst, eradicate the
good passions along with the bad, thereby standing in the way of the attainment of
happiness. Let’s begin with the first, benign case. If philosophy turns out to be merely
useless it will be on account of the paradoxical nature of all philosophical prescriptions:
every theoretical insight passed along as an antidote to the tempestuous passions must be
either natural and obvious, or it must be unnatural. If the insight is natural and obvious,
the philosophic investigation is simply unnecessary. If the insight is unnatural, it will be
useless because incapable of altering the natural affections. These sorts of philosophic
reflections will prove too remote from practical life to affect any genuine and permanent
transformation.
Hume continues on to present a graver possibility still. Even if philosophers were
able to advance insights capable of affecting human life, the general application of these
principles would prove as toxic for the virtuous passions as they are for the vicious.
“[Philosophic reflections] are, for the most part, general, and are applicable to all our
affections. In vain do we hope to direct their influence only to one side…they will
operate throughout, and spread an universal insensibility over the mind” (Pg. 107). It
suffices to note that Hume’s critique of philosophy always takes the form of a critique of
philosophic doctrines.

7

�It looks, therefore, as if his affirmation of philosophy as an activity distinct from
the production of universal doctrines is, at bottom, an affirmation of skeptical philosophy,
and, indeed, Hume’s own way of proceeding appears to instantiate this approach. Recall
that Hume asks his readers at the outset of the essay to esteem his “opinion” as little as he
himself does. This is precisely the opposite disposition as that of the philosophers who
are at the center of Hume’s critique—those who have such confidence in their doctrines
that they dogmatically attempt a universal application. In summary, Hume’s skepticism
of philosophy engenders, not a wholesale rejection of philosophy, but a critical
preparatory step towards the establishment (or, perhaps, reestablishing) of a different way
of philosophizing; an approach that is experientially furnished and self-questioning.
At this point, even despite the highly qualified character of his recommendation
of the life of reflection, the reader may legitimately wonder whether Hume is guilty of
reenacting the same error that he faults the philosophers for committing early on in the
essay: Hasn’t Hume just endorsed his own way of life as being the most conducive to
happiness in the face of ample evidence that other men are capable of living happy lives
without engaging in reflective pursuits? In defense of Hume, allow me to venture a
provisional response to this objection: In the first place, Hume demurs from going so far
as to say that the life of study is the pleasantest for everyone. It is only so for “some
tempers.”
A more significant point of difference between Hume and the dogmatic
philosophers is that, while the others’ endorsement of the philosophic life is premised
upon an ignorance of the particular passions and their determinative role in bringing
about particular enjoyment, Hume’s endorsement of the philosophic life is made on the

8

�basis of his awareness of the central importance of the passions—his recommendation of
philosophy is premised on his claim that engaging in a life devoted to education can
indirectly temper and refine the passions, thereby making them more conducive to
happiness.
A remaining issue is of course that the life characterized by learning is available
only to a small few, and philosophy is of no use to those who are not actively engaged in
it. How ought the greater part of humanity to go about refining the passions? It appears as
though participation in the liberal arts and sciences may produce an effect similar to that
produced by skeptical philosophy. Indeed, skeptical philosophy, as recognizing the
significance of passion and particular humor in human life, may very well be extended to
actually include the arts more generally—Hume’s essays, at very least, would appear to
have much in common (at least in their aim) with other works of artistic genius which
also endeavor to capture the particular and passion filled character of human experience.
An extension of philosophy such that it is able to incorporate the arts also extends the
way of life that philosophy represents to a wider swath of humanity—indeed it extends
philosophy so far as to, at least potentially, include what Hume calls the “conversable
world” which participates in the arts.
Hume’s endorsement of the liberal arts more generally comes to light in relation
to his emphasis on the great influence of fortune in human affairs. This point comes out
most clearly in Hume’s essay, Of the Delicacy of Taste and Passion, in which he draws a
distinction between these two different species of delicacy. The delicacy of passion,
according to Hume, makes those who possess it “extremely sensible to all the accidents
of life, and gives them a lively joy upon every prosperous event, as well as a piercing

9

�grief when they meet with misfortune and adversity” (Pg. 10). This quality gives rise to a
volatile temper, very much subject to the whims of particular circumstances. Hume
insists that there is no one who would not rather possess a “cool and sedate temper,”
since, “Good or ill fortune is very little at our disposal…Great pleasures are much less
frequent than great pains” (Pg. 10). Because fortune is not under our command, it will
always be well advised to hope for a moderate temper, but the acquisition of such a
temper requires that those possessing delicacy of passion make efforts to pacify this
peculiar sensibility.
Hume presents a second sensibility, “the delicacy of taste”, as parallel to the first
and yet capable of moderating the former’s pernicious effects. Just as delicacy of passion
produces a sensitivity to prosperity and adversity, those who possess delicacy of taste are
characterized by an acute sensitivity to “beauty and deformity.” The cultivation of
delicacy of taste, according to Hume, is the best antidote to delicacy of passion. He
writes, “I am persuaded that nothing is so proper to cure us of this delicacy of passion as
the cultivating of that higher and more refined taste, which enables us to judge of the
characters of men, of the compositions of genius, and of the productions of the nobler
arts…and this is a new reason for cultivating a relish in the liberal arts” (Pg. 11). This
claim recalls Hume’s statement in The Sceptic that the chief triumph of philosophy is that
“it insensibly refines the temper, and it points out to us those dispositions which we
should endeavour to attain, by a constant bent of mind, and by repeated habit” (Pg. 105).
Cultivating delicacy of taste through engagement with the liberal arts guards men
against the adversities of fortune in two slightly different ways: it tempers the extreme
passions which threaten to render life intolerable in the face of misfortune, and it requires

10

�us to turn our gaze towards and find satisfaction in works of genius, which are themselves
not subject to the cruel determinations of fortune.
This brief digression was intended to expose the kinship between Hume’s
description of the effect that engagement in the philosophic life has on the passions in
The Sceptic, and his description of the effect that participation in the liberal arts more
generally has upon the same in Of the Delicacy of Taste and Passion. The concurrence of
these two accounts suggests, to this reader at least, that if Hume does not already regard
philosophy and the arts to be intimately related, he certainly appears to be engaged in a
project to diminish whatever distance remains between the two. This effort is related to
what appears to be a larger project to reform moral philosophy so as to equip it to be
capable of addressing human life in all of its particularity. The particularity of human life
owes to the particularity of the passions and the objects of those passions, and these
passions are as much responsible for the experience of moral beauty as they are for the
experience of any other sort of beauty. As such, ethical thinking must be brought into
relation with aesthetic thinking, and towards the end of establishing this relationship, the
skeptical philosophic approach to human life must become extended to include the study
and practice of the arts, the mimetic representation of the very passions which set ethical
life into motion.
Related to this philosophic project to bridge the theoretical gap between moral
philosophy and the arts is another social project that Hume undertakes to negotiate
between the “learned” and “conversable” worlds. The learned world includes the solitary
men who are engaged in difficult operations of the mind, while the conversable world
includes those who are characterized by “a sociable disposition, and a taste for pleasure,

11

�an inclination for the easier and more gentle exercises of the understanding, for obvious
reflections on human affairs” (Pg. 1). The detachment of each of these worlds from the
other has a dual effect: It results in the impoverishment of the conversable world and in
the utter irrelevance of the learned world, mired down as it is in a theoretical morass of its
own making. In short, a conversable world insulated from learning is a world that has
nothing to converse about, and a learned world that is sheltered from common life is a
world in which genuine learning has either ceased or ceased to be good for life.
That the elimination of the space between these two worlds is a central aim of
Hume’s essays is announced in his essay, aptly titled, Of Essay Writing. Hume writes,
It is to be hoped that this league betwixt the learned and conversable worlds…will
be still further improved to their mutual advantage; and to that end, I know
nothing more advantageous than such Essays as these with which I endeavor to
entertain the public. (Pg. 2)
Hume’s entertaining and accessible essays endeavor to bridge the distance separating
these two worlds by stimulating intelligent conversation among the conversable.
These sorts of essays can elevate the minds of those engaged in common life, thus
preparing the conversable world for the cultivation of the higher arts which temper the
vulgar passions and contribute to the virtuous disposition. A conversable world that is
engaged with the liberal arts together with a learned world that recognizes the theoretical
need—a need particularly salient for moral philosophy—to meditate on the particularity
of common life establishes a fertile ground upon which a reformed, skeptical philosophy
which both benefits and benefits from society might blossom and augment the enjoyment
of the learned and the conversable alike.

12

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                    <text>Metaphor and Innovation: A (Reluctantly) Instrumental Case for the Liberal Arts
Rob Goodman
Ph.D. Student, Columbia University
October 16, 2014
This is a paper about how liberal education can make a strong case for its usefulness—
and, secondarily, about why it should not have to make such a case.
It is generally and rightly considered unfair to begin a paper like this with the weakest
and ugliest version of the argument to be criticized. But it is equally unfair to wish this
version of the argument away or to understate its prevalence, especially when it will ring
so familiar to anyone who has studied the liberal arts. A kind of scholarly bias in favor of
the most respectable interlocutors can blind us to the contempt, and even anger, that can
mark the conversation about liberal education happening all around us. With that in mind,
here is a classic of the genre, a comment posted on an online article that raised the topic
of art history:
Your art history major was the culmination of 12 years spent in school
prepping for college only to get there and realizing you’re not cognitively
astute enough to actually make it through any form of program where you
were graded on something other than your worthless opinion on how
someone did what they did…you realized that your mental abilities
amounted to the lowest rung of collegiate cop out degrees and the only
prescription for your mental illness was more art classes and less of the
CRITICAL THINKING classes a more scientifically polished mind could
handle…when you graduate, and I need a cup of delicious fair trade
organic bold roasted hipster goodness, I’ll know what coffee shop to find
you as you will surely be the barista making it for me.
Here’s a tip, go back to school and actually do something this time…it’s
time to swallow your pride and eat some science.…Math and science. This
country needs more people who can do it and not read blogs on it in
between their painting sessions. 1
[Sic.]
These are familiar tropes in what we can call the “contempt for the liberal arts” literature.
Those of us who study the liberal arts have a unearned sense of cultural superiority. We
are intellectually unqualified for more serious and lucrative fields. We will be punished
for these sins by the market. Above all, the liberal arts are useless.
In more presentable forms, these arguments play a dominant role in our national
discourse on education. We see them in plans, like one recently proposed by the governor
1

“Swedish Art Gallery Holds First Art Auction Based on Emotions,” Gawker, July 5, 2014 (anonymous
comment on article), http://goo.gl/NlekXM.

1

�of Florida, to charge higher state college tuition for fields like English and history. 2 We
see them in unsubstantiated warnings of a “STEM shortage” and its imminent danger to
our economy. We see them in the 21st-century version of xenophobic “Yellow Peril”
rhetoric, “the idea that China and India are churning out an unstoppable army of
engineers who will render the United States incapable of competing”—alongside the
implication that studying the liberal arts under such conditions is vaguely disloyal. 3 We
even hear them in President Obama’s remark that “folks can make a lot more potentially
with skilled manufacturing or the trades than they might with an art history degree.” 4
Beneath this discourse, there are deeper currents: age-old dichotomies between the vita
activa and the vita contemplativa, 5 between the “useful arts” (or even “servile arts”) and
the liberal arts, or the much more recent distinction between STEM (science, technology,
engineering, and math) and every other discipline. (An entirely different paper could be
written on the process by which mathematics, once supposed to be the purest and most
unearthly of disciplines, was conscripted to the service of the useful arts.) In other words,
both defenders and critics of the liberal arts are inheritors of an ancient argument—and I
have no wish to discredit the critics by associating them with the least palatable version
of their case, the version with which I began. I only want to suggest that defenders of the
liberal arts do their own case a disservice when they ignore the very real public
resentment of their disciplines. The ancient argument is, in large part, one about
usefulness and uselessness; and at this cultural moment, the very notion of uselessness is
an object of anger.
I would suggest that advocates for the liberal arts confront this anger in two ways. First,
there is a very strong case to be made that the dichotomy between useful and liberal is
flawed: that the technical progress that so occupies critics of the liberal arts in fact relies
to an unexpected degree on the metaphorical and figurative thought that the liberal arts
excel in cultivating. But second, and more ambitiously, liberal studies ought to lead us to
challenge many accounts of education as an instrumental good.
***

2

Alison Griswold, “Majoring in the Humanities Might Soon Cost You More in Florida,” Forbes, January 18,
2013, www.forbes.com/sites/alisongriswold/2013/01/18/majoring-in-the-humanities-might-soon-costyou-more-in-florida.
3
Freddie deBoer, “STEM: Still No Shortage,” Medium, November 27, 2013, medium.com/i-m-h-o/stemstill-no-shortage-c6f6eed505c1.
4
Scott Jaschik, “Apology from Obama,” Inside Higher Ed, February 19, 2014,
www.insidehighered.com/news/2014/02/19/professor-art-history-receives-handwritten-apologypresident-obama. President Obama later sent an apology note to one of the art history professors who
objected to the statement.
5
For a short history of this debate, see Brian Vickers, In Defense of Rhetoric (Oxford: Clarendon, 1988),
271-76. In the early modern era, for instance, shunning the vita activa was described as “barbarous
isolation, illiterate, inferior, fruitless, infertile, treasonous, inhuman, rotting in laziness, sterile, unjust,
vain” (quoting from sources including Petrarch, Bruni, and Alberti). Of course, we get a sense of the
shifting contours of this argument from the fact that those who launched such attacks were themselves
humanists and would likely be the victims of similar epithets in our time.

2

�Technical innovation tends to enter the world wrapped in metaphor. As the philosopher
Owen Barfield put it, “When a new thing or a new idea comes into the consciousness of
the community, it is described, not by a new word, but by the name of the pre-existing
object which most closely resembles it.” 6 Barfield was describing a problem in historical
linguistics: whenever old words are applied to new objects, the task of reconstructing
ancient cultures from their vocabularies grows muddied. As an obvious example, he
pointed out the absurdity of assuming that the ancient Celts used internal combustion
engines just because they would have understood the word “car.” In reality, “car” has
come to us through a chain of metaphors, from chariots to wagons to wheeled vehicles in
general to our current usage. Our vocabulary for technology is suffused with metaphor:
we carry miniature computers in our pockets and still call them “phones,” we “dial”
them, and we “plug” them into sockets and “charge” them (in the way that wagons and
cannons were once charged) with something that is electricus or amber-like (because
amber rubbed with a cloth gives off static). 7
This is a story, however, of more than etymological interest. I would suggest that there is
more to be learned about the ways in which change in metaphor plays a causal role in
technical change—in which language does not merely describe but conditions
innovation. 8 As a very brief case study, consider the metaphorical history of the hot-air
balloon.
In particular, I want to link two important moments in that history, those of conception
and of explanation. In 1777, Joseph-Michel Montgolfier was watching clothes drying
over a fire when he noticed a shirt swept up in a billow of air. Six years later, applying
the same principle of fabric filled by heated air, he and his brother demonstrated their
hot-air balloon and accomplished the first manned human flight. 9 In Paris, a grand
monument was planned in their honor; though the project stalled in its earliest stages, a
five-foot clay model still exists, sculpted by the artist Clodion soon after the first balloon
demonstrations. At first glance, it is hard to see that the modeled clay depicts a balloon at
all: the body of the object is encrusted with layers of tiny, winged cherubs. They appear
to make the machine fly under their own power: they stoke the fire at its base, waft up in
gusts of air, and propel it with their wings. Two full-sized angelic figures (perhaps Fama
and Aeolus) cling to the top of the fabric shell: one blows a herald’s trumpet, and another
6

Owen Barfield, History in English Words, rev. ed. (Great Barrington, MA: Lindisfarne, 1967), 24.
Brian Baigrie, Electricity and Magnetism: A Historical Perspective (Westport, CT: Greenwood Press,
2006), 7-8.
8
There is a significant literature on metaphor as productive of new knowledge, and, more recently, on the
practical applications of metaphor in computing design, a topic I discuss below. See, e.g., Pippin Barr et
al., “A Semiotic Model of User Interface Metaphor,” in Virtual, Distributed and Flexible Organisations:
Studies in Organisational Semiotics, ed. Kecheng Liu (Dordrecht, Netherlands: Kluwer, 2004); George
Lakoff and Mark Johnson, Metaphors We Live By (Chicago: University of Chicago Press, 1980); Aaron
st
Marcus, “Metaphors and User Interfaces in the 21 Century,” Interactions 9(2) (2002): 7-10; Christian Nill
and Vishal Sikka, “Modeling Software Applications and User Interfaces Using Metaphorical Entities,” CEUR
Workshop Proceedings 159 (October 2005); and Bent Sørensen, “The Concept of Metaphor According to
the Philosophers C.S. Pierce and U. Eco—A Tentative Comparison,” Signs 5 (2011): 156-85.
9
Charles Coulston Gillispie, The Montgolfier Brothers and the Invention of Aviation 1783-1784 (Princeton:
Princeton UP, 1983), 15.
7

3

�supplies the lateral motion by puffing up his cheeks and blowing, straining himself as if it
would take all of his effort to overcome the weight of the dangling babies and make the
contraption move. 10
To judge by our standard categories, we have in that brief history a moment of science
and a moment of art: one productive and valuable, one superfluous or at least parasitical.
But consider again those cherubs and the very real problem they are solving: representing
human flight to a world in which actual human flight is only months old. Imagine the
model blown up to monumental size and stripped of its cherubs in the name of “realism”:
to an audience that had never seen a balloon, it would most likely resemble a lopsided
sphere standing incomprehensibly on a pedestal. When Clodion sculpted his model, a
fire-powered, human-carrying sack of fabric was entirely new—but flying cherubs were
old. Putti had been soaring across the ceilings of Europe’s churches and palaces for
centuries. 11 As Barfield observed, it is often only in terms of the old that the new makes
initial sense. Without the putti, the balloon monument would likely have been
unintelligible; with the help of their metaphor, a flight powered by angels rather than
expanding air, an object as alien as a flying machine was domesticated into a familiar
visual culture. Clodion’s metaphor played the role of explaining, even justifying,
Montgolfier’s balloon. More importantly, though, the processes that brought both objects
into being would seem to have a great deal in common. They both demanded conceptual
leaps from old to new, and from like to like: the insight that turned a balloon into a piece
of Rococo art was not so different from the insight that turned a billowing shirt into a
balloon. This is what I mean by innovation conditioned by metaphor, not simply
described by metaphor after the fact.
(Incidentally, this process can be iterative, as well, as new objects and concepts grow old
and are redeployed as metaphors in their turn. In 1906, Paris finally erected a balloon
monument to commemorate the flying messengers of the Franco-Prussian War. 12 By
then, of course, balloons were familiar enough that no symbol of flight, angelic or
otherwise, was required. Balloons, in fact, had become metaphors of their own, as in
“speech balloons,” or the verb “to balloon,” which took on the meaning of swelling up in
the 19th century.)
But perhaps more interesting for our purpose are the negative cases: cases that
demonstrate the harmful effects of metaphors that are somehow defective. By defective
metaphors, I mean those so dulled by familiarity that they constrain our sense of the
possible, even as we have lost sight of their artificiality: they function like Blake’s
“mind-forg’d manacles.” And I suggest that these cases might reward our attention the

10

For an illustration of the model, see Clodion, “Model for a Proposed Monument to Commemorate the
Invention of the Balloon,” Metropolitan Museum of Art, www.metmuseum.org/collection/the-collectiononline/search/199410.
11
See Charles Dempsey, Inventing the Renaissance Putto (Chapel Hill: University of North Carolina Press,
2001).
12
Sergiusz Michalski, Public Monuments: Art in Political Bondage 1870-1997 (London: Reaktion Books,
1998), 54.

4

�most just because uncovering and exploring the implications of metaphor is an activity
for which scholars and students of the liberal arts are already well prepared.
Consider, in another brief case study, the birth and death of the computer “desktop.” For
at least a generation, our desktops have been almost exclusively imaginary: we hardly
ever use the word to refer to the surface of a desk. In the days of the earliest graphical
user interfaces, though, the comparison of a computer to a piece of office furniture was
unfamiliar enough that it had to be explicitly spelled out for consumers. “First of all,”
read one of the earliest Macintosh print advertisements in 1984, “we made the screen
layout resemble a desktop, displaying pictures of objects you’ll have no trouble
recognizing. File folders. Clipboards. Even a trash can.” 13 When the image was still
fresh, a computer interface resembled a desktop; now, it just is one. And yet, once
interfaces were desktops, it seemed to grow progressively harder to imagine that an
interface could be anything else. An image that once explained now constrained, as
became clear in the commercial failure of early-generation handheld computers.
As Mike Kuniavsky writes in his survey of computing design, one of the most notable
failures of these early mobile operating systems came as a result of taking the desktop
metaphor far too literally. The Magic Cap OS debuted on Sony and Motorola tablets in
1994. On startup, the user was confronted with an image of a desk housing a touchtone
phone and a rolodex. To access other applications, the user clicked out of the “office,”
navigated down a “hallway,” and poked into a variety of “rooms.” The internet browser
was a further trek: down the hallway, out of the office building, down the main street to
the town square, and into a diner, where the internet was represented by a poster. This
largely unworkable system illustrates, Kuniavsky argues, how “the metaphor that seemed
so helpful may start creating more problems than it solves.” 14
In comparison, why do so many of us find the current generation of mobile operating
systems much more intuitive? As in the case of Montgolfier and Clodion, at least two
categories of explanation are available to us. A kind of technological determinism would
point to the development of cheap and lightweight touchscreens in the decade after Magic
Cap’s debut. But an account more sensitive to the effects of language would argue for the
priority of a conceptual leap that made the technological leap feasible: abandoning a
worn-out metaphor. In this account, users had grown so used to the language of desktops,
folders, recycling bins, and so on that they had ceased to readily call to mind objects
outside of computers. The metaphor had served its purpose, and rather than being
reflexively adhered to, it could be discarded. Where the designers of Magic Cap took the
desktop metaphor for granted, the designers of iOS de-naturalized it: that is, recognized it
as a human creation that could be manipulated or abandoned.
Now, I have no desire to hold up the iPhone as the pinnacle of civilization—only to
suggest that this step of de-naturalization, recognizing metaphor as metaphor, is far more
demanding than it seems in retrospect. I would argue that there is a history of
13

Mike Kuniavsky, Smart Things: Ubiquitous Computing User Experience Design (Burlington, MA: Morgan
Kaufmann, 2010), 27.
14
Ibid., 40-42.

5

�technological failures, misfires, and dead-ends to be written as a history of metaphor: of
the capacity of language to inhibit and constrain as much as it inspires. 15 And this sense
of constrained possibilities has an import well beyond the details of our gadgets. For
instance, as Kuniavsky observes, the metaphor of “cloud” computing suggests an
amorphous vapor that “extends beyond our reach and does not have a defined shape or
boundary. Events that happen in the cloud may be outside the control of any one person
in it.” 16 Does the image of data stored in a cloud temper our expectations of privacy? 17
In this sense, taking a critical stance toward our technology—whether the stance of the
inventor who hopes to improve on it, or of the social critic who questions the assumptions
and demands it makes of us—requires a critical stance toward the language habitually
used to describe it. 18 And of course, the patron saint of this criticism remains Orwell,
with his admonition that “if thought corrupts language, language can also corrupt
thought.” Perhaps most corrupting of all is a careless attachment to those metaphors
Orwell called “dying”: not the newly vivid ones (like “desktop” in 1984), nor the truly
dead ones that have ceased reminding us of images at all (like the “hands” of a clock), but
those that retain a metaphor’s power to direct and constrain our thought without being
immediately apparent as such. 19 Because yesterday’s object in need of explanation can
15

While it is not my goal to sketch such a history here, it might include such landmarks as the decadeslong persistence of the “horseless carriage” metaphor in car design, long after bodies resembling
carriages had ceased to be necessary. (“Incredibly,” Rolf Harms and Michael Yamartino write, “engineers
kept designing the whip holder into early models before realizing that it wasn’t necessary anymore.”) It
might also include the persistence of seafaring metaphors for spaceflight, which arguably helped draw
funding and attention away from more productive unmanned exploration. Last, such a history might one
th
day include a discussion of self-driving cars unnecessarily cast into the shapes 20 -century sedans and
minivans, and ultimately displaced by new competitors that choose to jettison such metaphors. See
Harms and Yamartino, “The Economics of the Cloud,” Microsoft, November 2010,
www.microsoft.com/en-us/news/presskits/cloud/docs/the-economics-of-the-cloud.pdf.
16
Kuniavsky, Smart Things, 30.
17
Similarly, the image of a desktop is, in its way, a message about the kind of people who “ought” to use
computers: our computers presume, at the very level of their language, that their users are the kind of
people who spend their time at office desks.
18
The same could surely be said for metaphors in politics as well as in technology. For instance, one
experiment showed that changing a single word in a news report on crime—describing crime as either a
“virus” or a “beast”—led to a significant change in the anti-crime policies subjects proposed in response.
“Participants who read that crime was a virus were more likely to propose treating the crime problem by
investigating the root causes of the issue and instituting social reforms than participants who read that
crime was a beast. Participants who read that crime was a beast were more likely to propose fighting back
against the crime problem by hiring police officers and building jails—to catch and cage the criminals—
than participants who read that crime was a virus.” Paul H. Thibodeau and Lera Boroditsky, “Metaphors
We Think With: The Role of Metaphor in Reasoning,” PLOS ONE, February 23, 2011,
10.1371/journal.pone.0016782. For a broader discussion of the power of “framing” effects in political
discourse, and the normative questions raised by this power, see Dennis Chong and James N. Druckman,
“Framing Theory,” Annual Review of Political Science 10 (2007): 103-26.
19
George Orwell, “Politics and the English Language,” in A Collection of Essays (New York: Harvest, 1981),
156-71. An important predecessor in this line of thought is Jeremy Bentham: see Bentham, Handbook of
Political Fallacies (New York: Crowell, 1971). Of particular interest is Bentham’s discussion of the abuse of
metonymy as a “eulogistic covering,” in which the interests of concrete political actors are subsumed
under more palatable abstract nouns (e.g., The Crown, The Law, The Court, Property). As Bentham writes,

6

�become today’s metaphor, and because today’s metaphor can live out a finite life-cycle,
the critical task is a continuous one.
In sum, there is a ready response to those critics of the liberal arts who would make
technical innovation the barometer of our wellbeing: that the values prioritized in the
“contempt for the liberal arts” literature cannot so easily be separated from linguistic
creativity, especially a cultivated sense for the possibilities and limits of metaphor. And
that sense has long been at the heart of liberal education. The sheer persuasive force of
imagery is a theme rung early and often in the humanistic canon. Aristotle stresses that
concepts expressed in terms of metaphor are most likely to be retained: “His acquisition
of the new idea impresses him all the more. His mind seems to say, ‘Yes, to be sure; I
never thought of that.’” 20 Cicero, too, agrees that an effective metaphor “has direct appeal
to the senses,” and that “the most complete pictures are formed in our minds of the things
that have been conveyed to them and imprinted on them by the senses.” 21 But a student
of the liberal arts encounters more than just praise of metaphor’s potency over our minds.
Near the beginning of his or her education is likely to be one of the most sustained and
closely-investigated metaphors in the canon, the metaphor of the city as a human soul,
and among the other milestones marking that education are likely to be such other
master-images as the City of God, the Leviathan, and the Invisible Hand, each with their
own polemical power and limitations. Perhaps that education will also include the study
of key symbolism in music, religious symbolism in visual art, or the allegorical tradition
in literature. Even among those philosophers whose preference for scientistic prose leads
them to be highly critical of figurative language—such as Hobbes or Locke, who wrote
that “all the artificial and figurative applications of words eloquence hath invented, are
for nothing else but to insinuate wrong ideas”—the student will find the conviction that
metaphor demands critical attention.
Among many other things, then, liberal education is training against passivity in the face
of metaphor. And there is good reason to expect that schools and colleges that excise this
training from their curricula will produce graduates prone to be unaware of, and trapped
in, the dominant metaphors of the day. There are real costs to separating technical and
figurative skills. There should be a place for both in a common liberal system, one
intended to liberate us from habitual ways of seeing.
***
“the object and effect is, that…in the stead of the more or less obnoxious individual or individuals, the
object present is a creature of the fancy, by the idea of which, as in poetry, the imagination is tickled—a
phantom which, by means of the power with which the individual or class is clothed is constituted an
object of respect and veneration.” Interestingly enough, in the same work Bentham discusses the
dyslogistic use of “innovation,” a term that has since taken on a highly eulogistic connotation, which is the
sense in which I use it here.
20
Aristotle, Rhetoric, trans. W. Rhys Roberts (New York: Dover, 2004), 1412a17ff. In fact, Aristotle’s
intuition—that audiences are more likely to retain abstract concepts when they are couched in concrete
images—has found support in recent research on the effects of metaphorical language. For a survey of
this research, see Britt Peterson, “The Power of Mental Pictures,” Chronicle of Higher Education Review,
September 1, 2014.
21
Cicero, De Oratore, trans. E.W. Sutton (Cambridge: Harvard UP, 1967), 3.41.163; 2.87.357.

7

�Of course, liberal education is characterized by metaphors of its own, ones we are free to
challenge or endorse, but not to ignore. The metaphor we use to describe what we do
might presume (or at least might once have presumed, in an earlier stage of vividness)
that liberal education liberates. But in an even older formulation, which I believe retains
its value, liberal education is the course of study proper to those who are already
liberated: liberal arts are the arts of a free man or woman. 22
Free in comparison to what? In the tradition from which the idea of the liberal arts
derived this earlier meaning, freedom was something of an exclusive status. In this
tradition, writes Philip Pettit, “liberty is always cast as the opposition between liber and
servus, citizen and slave.” Study of the liberal arts was considered appropriate to the liber
not only because such a person was free from certain kinds of “servile” work. More
importantly, the freedom inherent in the liberal arts—their eclecticism, their resistance to
narrow specialization, their stance at a remove from the pressures of economic or
practical usefulness—was held to be an expression of the liber’s freedom. When we call
our arts liberal, we are echoing the presumption of those who believed that these arts are
just what one would choose to study if one were free. And the defining feature of this
freedom, according to Pettit, is that the liber “is not subject to the arbitrary power of
another.” 23
We ourselves are free to reject this entire line of thought—as we should, I would quickly
add, if it were still tied to such an exclusive notion of who might qualify as free. But it
need not be tied to such a notion. As Pettit notes, the originators of this line of thought
“only ever imagined that it was an ideal for an élite of propertied, mainstream males; they
were all men, after all, and men of their times. But there is every reason why we should
reappropriate their ideal and reintroduce it as a universal ideal for the members of a
contemporary society.” 24 Contemporary democracy is not simply an experiment in selfgovernment, but an experiment—though surely challenged and incomplete—in status.
Democratic culture is our ongoing attempt to universalize the status of liber. We see the
attempt in democratic manners, in which anyone can in principle lay claim to the
formerly exclusive titles of “sir” and “ma’am,” and in which we do not order one another,
but ask: “[If it] please [you].” 25 More broadly, we testify to this experiment in status
when, as Tocqueville wrote, we treat “every addition to science, every fresh truth, and
every new idea [as] a germ of power placed within the reach of the people.” He went on:
Poetry, eloquence, and memory, the graces of the mind, the fire of
imagination, depth of thought, and all the gifts which Heaven scatters at a
venture turned to the advantage of democracy; and even when they were
in the possession of its adversaries, they still served its cause by throwing
22

See e.g., Seneca, Epistle 88: “You see why ‘liberal studies’ are so called; it is because they are studies
worthy of a free-born gentleman.” Seneca, Moral Epistles, vol. 2., trans. Richard M. Gummere
(Cambridge: Harvard UP, 1917-25).
23
Philip Pettit, Republicanism: A Theory of Freedom and Government (Oxford: Oxford UP, 1997), 31.
24
Ibid., 6.
25
David Graeber, Debt: The First 5,000 Years (New York: Melville House, 2011), 122.

8

�into bold relief the natural greatness of man. Its conquests spread,
therefore, with those of civilization and knowledge; and literature became
an arsenal open to all, where the poor and the weak daily resorted for
arms. 26
These “graces of the mind” are not only valuable up to the point at which they free us;
they are also the way in which we enjoy and express our freedom. If they have a telos,
perhaps it is to finish the instrumental work and arrive at the expressive work. 27
It is for just this reason that any instrumental case for the liberal arts—including the one I
have offered in this paper—should be made with reluctance. Among the varieties of
arbitrary power that compromise our freedom, an especially common form in our times is
being made to spontaneously justify one’s usefulness under threat of nebulous penalties.
That is especially the case when the standards of utility are themselves arbitrary and
constantly shifting. 28 But this is the demand—prove your utility or face the amorphous
consequences—that is so often placed on the liberal arts and those who would study
them. It is entirely fair to ask, then: does an account founded on the liberal arts’ utility,
such as this paper’s, only legitimize this demand?
Perhaps it does. But we cannot wish away the dominant strain of thought that we have to
persuade: one that values education largely in terms of its instrumental returns. I have
granted premises here that, in a more perfect world, I would not grant. I have proposed an
answer to our critics in their own terms: that the ends they valorize when criticizing the
liberal arts are actually best attained through the liberal arts. Those critics would surely
add that any view of education as a non-instrumental good is merely the view of
privilege. It is: but our very practice of liberal education in a democratic culture commits
us to expand the circle of that privilege as widely as possible, rather than acceding to its
current dimensions.
There is such a thing as an argument made under protest. To value liberal education is
often to live under protest. And advocates of this education have long understood that
they can do so honestly as long as they are clear about premises: as long as they know
and speak the difference between arguments that are, and are not, of the moment. As John
Henry Newman put it:
Just as in morals, honesty is the best policy, as being profitable in a secular
aspect, though such profit is not the measure of its worth, so too as regards
26

Alexis de Tocqueville, Democracy in America, trans. Henry Revere (Oxford: Benediction Classics, 2003),
14-15.
27
This is not to imply that the liberal arts will inevitably work in such a way in a democracy; Tocqueville’s
well-known concern with “leveling” offers ways in which they may not.
28
As deBoer puts it, “Trying to predict what particular set of discrete and limited skills will be useful in the
future is a mug’s game. It’s a fundamentally risky way for an individual to behave, and for policy decisions
that are supposed to be based on the most good for the most people, it’s incoherent
strategy….Individuals can navigate the markets, if they’re smart, privileged, and lucky. But great masses of
people never can.” DeBoer, “Chasing Skills Is a Bad Bet and Bad Policy,” July 9, 2014,
fredrikdeboer.com/2014/07/09/chasing-skills-is-a-bad-bet-and-bad-policy.

9

�what may be called the virtues of the Intellect, their very possession
indeed is a substantial good, and is enough, yet still that substance has a
shadow, inseparable from it, viz., its social and political usefulness. 29
This is a good metaphor on which to end. Some things are substance, and some shadow.

29

John Henry Newman, The Idea of a University Defined and Illustrated (London: Longmans, 1905), 180.

10

�Works Cited
Aristotle. Rhetoric. Trans. W. Rhys Roberts. New York: Dover, 2004.
Baigrie, Brian. Electricity and Magnetism: A Historical Perspective. Westport, CT:
Greenwood Press, 2006.
Barfield, Owen. History in English Words. Rev. ed. Great Barrington, MA: Lindisfarne,
1967.
Barr, Pippin, et al. “A Semiotic Model of User Interface Metaphor.” In Virtual,
Distributed and Flexible Organisations: Studies in Organisational Semiotics. Ed.
Kecheng Liu. Dordrecht, Netherlands: Kluwer, 2004.
Bentham, Jeremy. Handbook of Political Fallacies. New York: Crowell, 1971.
Chong, Dennis and James N. Druckman. “Framing Theory.” Annual Review of Political
Science 10 (2007): 103-26.
Cicero. De Oratore. Trans. E.W. Sutton. Cambridge: Harvard UP, 1967.
Clodion. “Model for a Proposed Monument to Commemorate the Invention of the
Balloon.” Metropolitan Museum of Art. www.metmuseum.org/collection/thecollection-online/search/199410.
DeBoer, Freddie. “Chasing Skills Is a Bad Bet and Bad Policy.” July 9, 2014.
fredrikdeboer.com/2014/07/09/chasing-skills-is-a-bad-bet-and-bad-policy.
—. “STEM: Still No Shortage.” Medium. November 27, 2013. medium.com/i-m-ho/stem-still-no-shortage-c6f6eed505c1.
Dempsey, Charles. Inventing the Renaissance Putto. Chapel Hill: University of North
Carolina Press, 2001.
Gillispie, Charles Coulston. The Montgolfier Brothers and the Invention of Aviation
1783-1784. Princeton: Princeton UP, 1983.
Graeber, David. Debt: The First 5,000 Years. New York: Melville House, 2011.
Griswold, Alison. “Majoring in the Humanities Might Soon Cost You More in Florida.”
Forbes. January 18, 2013.
www.forbes.com/sites/alisongriswold/2013/01/18/majoring-in-the-humanitiesmight-soon-cost-you-more-in-florida.
Harms, Rolf and Michael Yamartino. “The Economics of the Cloud.” Microsoft.
November 2010. www.microsoft.com/en-us/news/presskits/cloud/docs/theeconomics-of-the-cloud.pdf
Jaschik, Scott. “Apology from Obama.” Inside Higher Ed. February 19, 2014.
www.insidehighered.com/news/2014/02/19/professor-art-history-receiveshandwritten-apology-president-obama.
Kuniavsky, Mike. Smart Things: Ubiquitous Computing User Experience Design.
Burlington, MA: Morgan Kaufmann, 2010.
Lakoff, George and Mark Johnson. Metaphors We Live By. Chicago: University of
Chicago Press, 1980.
Marcus, Aaron. “Metaphors and User Interfaces in the 21st Century.” Interactions 9(2)
(2002): 7-10.
Michalski, Sergiusz. Public Monuments: Art in Political Bondage 1870-1997. London:
Reaktion Books, 1998.
Newman, John Henry. The Idea of a University Defined and Illustrated. London:
Longmans, 1905.
11

�Nill, Christian and Vishal Sikka. “Modeling Software Applications and User Interfaces
Using Metaphorical Entities.” CEUR Workshop Proceedings 159 (October 2005).
Orwell, George. “Politics and the English Language.” In A Collection of Essays. New
York: Harvest, 1981.
Peterson, Britt. “The Power of Mental Pictures.” Chronicle of Higher Education Review.
September 1, 2014.
Pettit, Philip. Republicanism: A Theory of Freedom and Government. Oxford: Oxford
UP, 1997.
Thibodeau, Paul H. and Lera Boroditsky. “Metaphors We Think With: The Role of
Metaphor in Reasoning.” PLOS ONE. February 23, 2011.
10.1371/journal.pone.0016782.
Tocqueville, Alexis de. Democracy in America. Trans. Henry Revere. Oxford:
Benediction Classics, 2003.
Seneca. Moral Epistles. Vol. 2. Trans. Richard M. Gummere. Cambridge: Harvard UP,
1917-25.
Sørensen, Bent. “The Concept of Metaphor According to the Philosophers C.S. Pierce
and U. Eco—A Tentative Comparison.” Signs 5 (2011): 156-85.
“Swedish Art Gallery Holds First Art Auction Based on Emotions.” Gawker. July 5,
2014. http://goo.gl/NlekXM.
Vickers, Brian. In Defense of Rhetoric. Oxford: Clarendon, 1988.

12

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                    <text>Nakedness in Plato’s Republic
Ted Hadzi-Antich Jr.
Austin Community College

The Republic is a book of liberation. Its central teaching, that philosophy should
rule city and soul, spurns readers to pull off the adornments of convention. As such, the
experience of reading The Republic is an undressing. The Republic challenges us to
disrobe the conventions that cover our nature by confronting the shame that prevents us
from seeing it. In support of this central teaching, there are many images and allusions of
nakedness. I will begin to explore nakedness and its significance in The Republic by
focusing on a part of Glaucon’s challenge in Book II and its relationship to the later
elaboration of the ideal city in Book V. Drawing from these passages, I will discuss the
role nakedness plays in the quest for truth, concluding with some reflections on The
Republic’s place in a liberal education.
The majority of dialogue of The Republic focuses on an elaboration of an ideal
city meant to address the nuanced challenges of Glaucon and Adeimantus. Glaucon is not
persuaded by Socrates’ rhetorical refutation of Thrasymachus’ argument that justice is the
advantage of the strong men who rule. As a shepherd’s concern for sheep amounts to
fleece and flesh, a ruler’s concern for the ruled is his private advantage, which
Thrasymachus calls justice. Glaucon is all too familiar with these sorts of arguments, and
although he finds them inadequate he is not able to dismiss them. “I’ve been talked deaf
by Thrasymachus and countless others, while the argument on behalf of justice – that it is

!1

�better than injustice – I’ve yet to hear from anyone as I want it.” 1 His inclination is not to
agree with arguments like Thrasymachus’, yet he cannot quite explain why. He believes
justice is actually good but he wants more than to believe it; he wants to know. So,
Glaucon asks Socrates to praise justice as something good in itself, and not something
practiced for the fear of punishment or lack of resources.
In this spirit, Glaucon challenges Socrates with his tale of Gyges, the Lydian, who
found a magical ring that made him invisible. Glaucon presents this as the ultimate image
of liberation. Truly free to do what he wants without consequences, Gyges sacks the
queen and kingdom. Glaucon asks Socrates to explain why someone with the impunity
afforded by the power of invisibility would refrain from committing such acts. Afterall,
the desire to get the better, “is what any nature naturally pursues as good, while it is law
(nomos) which by force perverts it to honor equality.”2 Freed from nomos, people will do
what they want, and they want other people’s property, bodies and power. This is what
most people think, according to Glaucon, who challenges Socrates to explain why it
would be good for such a liberated Gyges not to travel the path he chose. But how
liberated is Gyges? Does his situation present an account of a man truly liberated from
the nomos that Glaucon claims perverts our nature?
We can learn more by comparing Glaucon’s tale to its Herodotian counterpart.
Readers of Herodotus recall that his Gyges had no ring, but hiding behind a curtain at the
command of his king saw the queen naked, whose bruised shame sought vengeance upon

1

358b-d All Republic citations and translations are from Bloom.

2

359c
!2

�her husband for inviting Gyges into her room.3 Herodotus and also Socrates, in Book V,
remark that most barbarians found public nudity to be extremely shameful; it was even a
great shame for men among them to be seen naked by other men.4 We must bear this
convention in mind when we recall that Glaucon’s Gyges found his ring on a naked
corpse; “It had nothing on except a gold ring on its hand.”5 It must have felt quite
liberating for Gyges’ Lydian forerunner to be naked around others without being seen,
and it is hard to imagine that Gyges or another Lydian with such power would not like to
taste the forbidden fruit of invisible nakedness absent the shame of visible nakedness. But
while the bearer of the ring believes he bears all, he remains clothed by the very power
that enticed him to disrobe. Though Gyges may transgress Lydian mores with impunity,
his ring does not free him from them, because, cloaked by invisibility, even this ring does
not enable him to be visibly naked without shame. Thus, he has not truly escaped
convention. He is, like his Herodotian counterpart, merely peering out from behind a
curtain.
Perhaps by pointing to the superficiality of overcoming nomoi regarding nudity in
this manner, Plato may suggest that Gyges’ movement to tyranny is similarly reflective of
a superficial overcoming of nomos. Gyges is free from imprisonment and execution for
his crimes, but is he free from shame? Herodotus’ Gyges also killed his king, but that was
because the queen commanded him to do it or die himself; it was not a free choice on his
3

History I.8-12

4

452c and History I.10

5

359e
!3

�part. Could Glaucon’s Gyges likewise be compelled to tyranny by forces beyond him and
from which his ring’s power does not free him? Glaucon explains that one who declined
to use such power in the manner of Gyges, “would seem most wretched to those who
were aware of it and most foolish too.”6 Perhaps conventional opinion compels Gyges to
be ashamed not to seek tyranny where he has the power to achieve it?
Tyranny appears to be liberation, but it is only superficially so. Socrates describes
the soul of a tyrant as the least free of all because he lives in perpetual fear of his
neighbors for the wrongs committed against them.7 Yet, this depiction of tyranny in Book
IX is incomplete. One could imagine a tyrant of greater power and security and so more
freedom to enjoy the pleasures of his office than Socrates’ straw-tyrant who “alone of all
the men in the city can’t go anywhere abroad or see all the things the other free men
desire to see; but, stuck in his house for the most part, he lives like a woman, envying any
of the other citizens who travels abroad and see anything good.”8 This does not accurately
characterize a tyrant with the power of Gyges. So, Socrates presents a second argument,
which addresses the quality of the pleasures enjoyed by those with the freedom of tyrants.
The upshot of this more authoritative argument is that the tyrant’s pleasures are less
enjoyable than those enjoyed by philosophers. The tyrant enjoys the finest pleasures

6

360d

7

577a-580c

8

579b
!4

�painted on the cave walls, but he does not enjoy the finest pleasure, which “belongs to
that part of the soul with which we learn.”9
This pleasure is as enjoyable as rare, likewise are the talents and efforts required
to enjoy it. The intellectual and character prerequisites for philosophers establish a
foundation from which one could leap to success in many competitive and lucrative
pursuits. Courage, orderliness, grace, magnificence, an exquisite memory and possession
of a mind which easily grasps the “idea” of a thing; these are fine qualities indeed.10
Philosophy demands that the best human material be developed as expertly as possible
and directed towards a pursuit not simply misunderstood by the majority but held in
contempt by them. The city regards men who pursue the path of philosophy as terribly
strange, vicious or useless, as Adeimantus notes, echoing the criticism of Aristophanes.11
A young man with the intellectual and character prerequisites described above must
overcome considerable shame in the face of the city in not employing those gifts towards
the attainment of the good things as defined by the city. In order for Glaucon to
comprehend a man who does not use the ring like Gyges, he must understand a pleasure
greater than those of men’s liberated dreams but to do so must overcome first the shame
that separates him from it.
Gyges’ ring presents an image of the liberated body but chained soul. The city in
speech will be the image of the liberated soul. It comes to be in part as a response to
9

583a

10

485a-487a

11

487d
!5

�Glaucon’s additional demand that Socrates demonstrate justice as desirable even when
“stripped” of all benefits afforded to those with the reputation for justice.12 He desires to
see justice naked of rewards and punishments so that he can choose justice as a free man.
He longs for a perspective outside of convention and for real liberation but can only
envision tyranny with impunity as such liberation. The philosophic life is the answer to
that challenge, but for Glaucon to see that life as the true liberation which he seeks,
Socrates must get Glaucon to shed his own attachments to the conventions that make him
unable to conceive of a life with the license of Gyges absent his licentiousness. It is
Glaucon’s own shame that prevents him from seeing it. If Glaucon is to see justice
stripped he must approach it naked.
However, it seems that convention cannot simply be stripped away by Socrates
and justice revealed in all her natural glory with one grand undressing. Socrates first
responds to the challenges by constructing a city that is offensive to Glaucon. The people
in this city wear clothing in the winter, but for the most part, they go naked in the summer
time. In this city clothing is functional and not required by custom or law. Nothing
prevents men and women from exercising and being naked together. In it there are no
conventional families, yet there is sweet intercourse. Citizens are not concerned with
incest, birth or beauty but only that not too many children are born. Therefore, the city of
pigs, as Glaucon calls it, has two of the three challenging components addressed in Book
V, which the ultimate city must posses: men and women being publicly naked together
and the community of woman and children, with no very clear prohibition against incest.

12

He uses γυµνωτέος, related to γυµνόω – naked exercise.
!6

�Socrates has stripped this city, this allegorical man, of convention in response to
Glaucon’s desire to see justice naked.
However, this city is naked without liberation - a ringed Lydian - because it lacks
the third component of the ultimate city, the rule of philosophers. In fact, this city of pigs
lacks rulers of any kind, except perhaps its organizing principle that each citizen practices
only one art, which is accepted by the citizens without question, reason, explanation or
myth. They accept it as if by instinct and live almost entirely like animals. Philosophy is
absent from this city because there are no real claims regarding the good and the beautiful
to evaluate, no conflict between custom and nature to resolve, no nomoi and therefore no
means by which to overcome them and to be free.
Glaucon’s objection to this city supplies the tensions to it that ultimately point
towards philosophy. His objection is not so much for the cities lack of relishes, which
Socrates readily incorporates, but that its citizens do not live according to nomos.13 With
his objection he introduces nomos into the city, thereby clothing it, and yet by it also
takes the first step towards uncovering the liberation of the philosophical life dedicated to
examining the validity of nomoi and the conceptions of the good life presupposed by
them. In Book V, Glaucon will ultimately accept a city of communal nakedness, family
and the rule of philosophers. He will come a long way towards liberation from the
conventional outlook that spurned his objection in Book II, and so we see that the
beginning of liberation from nomos may be an impassioned defense of nomos.

13

372d
!7

�If a liberal education is for liberation, The Republic should be a part of it. Its
teaching that liberation from convention may begin with a dedication to and defense of
convention may suggest a rather conservative approach on the part of educators, at least
initially. Glaucon’s love of justice pushes him away from the cynical arguments of
Thrasymachus and drives him to adorn the object of his affection by the challenge he
poses to Socrates. It is this very same love that spurns him to want to know the truth
about justice; the quest for which is neither propelled by existential malaise nor nihilistic
affirmation of all but by a singular, myopic conviction. Glaucon’s desire to defend the
goodness of justice encourages him to look critically at the naked nature of justice and
this puts him on the path to philosophy. Perhaps a liberal education should initially be
oriented towards kindling this kind of passion by making students more patriotic and
more devout, and perhaps it should help them to care deeply enough about something
important that they will want to know it fully. It is likely that serious interaction with the
core texts that form the basis of the western tradition will foster these attachments and
convictions.
Candaules, the king in Herodotus’ tale, fell so in love with his wife that he wanted
the private pleasure of her body to be recognized as the most blessed. He wanted another
to relish in her unadorned beauty, but while he invited Gyges into her bedroom, he did
not ask him to poke through the curtains. There is a limit on the quality and amount of
love that can be shared between a given number of bodies, but the pleasures of
philosophy offers many more opportunities for the gallant; liberal education should help
produce suitable companions for this love affair. The Socratic life supplies for us the
!8

�image of what a liberal education is all about, real liberation. Reading The Republic can
help our students consider whether the whole point of their education is not a career and a
paycheck but the very activity in which they are presently engaged. The superiority of the
philosophical life remains the most shocking and challenging teaching of The Republic,
as the lives we lead, as parents, employees, students and faculty are largely unphilosophic. The life of Socrates sets a standard that only very few people have attained.
Yet, the few and fleeting moments where our discipline and diligence allow us to
approach that life justify the rest of it which falls short and spurns us to seek more
opportunities for the transcendent pleasure of contemplation.

!9

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                    <text>Michael Ivins, Ph.D.
St. Vincent College
Latrobe, PA

Paper delivered at the conference
celebrating the 50th anniversary
of St. John’s College, Santa Fe
October 16th, 2014

On the Silence of Socrates in Plato’s Cleitophon
The original title of this talk was: “Socratic Wisdom and the Liberal Arts.” This
might imply that the subject would be the employment of Socratic method or the
importance of Socratic ignorance for a Liberal Arts education, or something to that
effect. However, I’m actually interested in a disparity in the aims of Socratic education
and liberal education. In the following, I will try to draw out what I take to be a tension
between the Liberal Arts and Socratic philosophy.
A common complaint about Socrates is that conversations with him rarely, if
ever, yield any sort of definitive, positive knowledge but often end in utter confusion.1
Even at his trial, he claims that he cannot be a teacher and corrupter of the youth
precisely because he himself lacks wisdom. We have all heard the slogan: “All that I
know is that I know nothing.” 2 But there is at least one positive claim which Socrates
derives from the recognition of his ignorance, namely that, “The unexamined life is not
worth living.” 3 It is the awareness of our ignorance that both motivates and justifies the
life devoted to inquiry, and this way of life constitutes the Socratic education.
The word “art” in Liberal Arts suggests the possibility of teaching, or at least
learning, and possessing some positive knowledge.

Yet this need not imply

indoctrination or dogmatism in any way. These “arts” are purported to be “liberating”
arts which further implies that they are in some way tools or techniques for the
attainment and practice of freedom and liberty.

Of course, the Socratic education

promises a kind of freedom as well, but of a different sort. Socratic education offers
Cf. especially Euthyphro. One often suspects Socrates knows something that he is not telling us
(Cleitophon 10c6-7; cf. Cratylus 304a on irony).
22 Common paraphrase of Apology 21d and 23a-b: “I do not think I know that which I do not know;”
“[H]uman wisdom is worth little or nothing [compared to divine wisdom]; and “The man among you,
mortals, is wisest who, like Socrates, understands that his wisdom is worthless.”
3 Apology of Socrates 38a.
1

�liberation from the invisible bonds of opinions which we all inherit involuntarily. But
here we must pose a question to Socrates: “Is this sufficient?” And indeed Cleitophon
will do this for us.
Education in the Liberal Arts, on the other hand, offers the possibility of a
“freedom to,” a freedom to act rightly in the world, or at least better than we would
otherwise. This would be a freedom to speak, to choose, and to properly exercise our
liberty in the society in which we participate.

But we must pose the question to

ourselves: “Is this possible? Can good judgment be taught, or can it even be learned
through a course of study?”

In Plato’s Cleitophon we find an argument for both the necessity and
insufficiency of the Socratic education from someone concerned with the improvement
of public life. Cleitophon had hoped that philosophizing with Socrates might help make
this possible. But our interlocutor has been disappointed and believes he can show
Socrates quite clearly the limits of the Socratic education. Cleitophon lodges such a
devastating critique of Socrates that at the end of the dialogue he can make the
incredible claim that Socrates is not only a stumbling block to the achievement of virtue
but ultimately an impediment to the realization of human happiness. That is, the
Socratic education could ultimately be harmful to human beings, at least according to
Cleitophon.
What is extraordinary about the Cleitophon as a dialogue is how abruptly it ends.
Socrates apparently has nothing to say after hearing Cleitophon’s severe criticism that
while Socrates can exhort us to care for virtue, he cannot at all show us how to go about
this. Plato writes no response on behalf of Socrates. But should we interpret this as
silence?

It is possible that in reading the dialogue it is not really silence that we

experience, but rather a suspension between speeches, one in which our anticipation
demands that we respond.
Some reasons why Socrates does not respond might include:

�1.

The possibility that Cleitophon is not worthy of a response. Cleitophon just won’t

“get it,” so it would be a waste of time to try to correct him. This happens to be the
opinion of most of my colleagues who have committed themselves to the study of
philosophy. I don't think that they realize Cleitophon is actually on their side, at least
those who happen to be professional educators.
2.

It could be that Cleitophon’s critique is legitimate and cannot be defeated. This is

not necessarily to say that he is simply right; there are such things as undecidable
propositions and irreconcilable differences.

Socrates does offer viable defenses

elsewhere, but perhaps none are definitive or even adequate.
3.

Perhaps Socrates would not want to defend himself in this particular case.

Socrates may have no interest in encouraging someone like Cleitophon to turn to
philosophy as a way of life. Cleitophon is someone who has spent a good deal of time
with Socrates, who is competent in dialectic, who is sympathetic, and who despite being
disparaging sees the value of Socrates. Cleitophon could act as a sort of public advocate
of philosophy, a representative who participates actively in civic life and who may be
critical of Socrates but is not hostile.
So what is the nature of Cleitophon’s complaint? He says he has always marveled
at the arguments Socrates makes against his fellow Athenians saying,
Don’t you see you haven’t the slightest clue what you’re doing? You, whose
entire concern is to make money; You don’t seem to care whether your
sons who will inherit your riches will know how to use their wealth justly.
You don’t even bother trying to find out if there are teachers of justice for
them or even for yourselves. (407b2-6) 4
Cleitophon recognizes something important about the true value of education. He sees
that an education concerned solely with making a living is inadequate. It is more
important to know what to use money for than to know how to get it.
This problem lies at the core of the current crisis in liberal education. Faced with
the complaint that degrees in the Liberal Arts aren’t practical, we have two main
arguments to make our case: We can argue that Liberal Arts students fare just as well
4

Line numbers refer to Slings’ text of the Cleitophon (Cambridge 1999).

�financially as students with vocational degrees. Or, we can try to show that liberal
education can offer something priceless, the betterment of one’s soul. Cleitophon is
convinced of the latter and for this he thanks Socrates. Socrates has persuaded him that
happiness consists in the exercise of soul in virtue both for oneself and for the sake of
others, and that material goods should be placed in the service of these ends.
Cleitophon believes that Socrates thinks one can learn an art of self-mastery:
mastery over one’s belongings, one’s body, and ultimately one’s soul. In addition, those
who learn the art of self-mastery can benefit those who can’t or don’t by directing them
in their actions and in the disposal of their goods. Such people should, “hand over the
rudder of their thought, as if on a ship, to another who has learned the art of piloting
human beings” (408b1-3). That is, those who are capable of self-mastery are also
competent leaders. Cleitophon here reminds Socrates that this is what he often calls
“statesmanship” (politike) which is “the very same art as that of judging and justice
[dikastiken te kai dikaiosunen]” (408b4-5). There is an art of good judgment that, like
any skill, can be taught or at least learned by means of some sort of instruction. This
effectively makes Cleitophon a proponent of the Liberal Arts; for is this not a
presupposition of liberal education?: namely, that one can develop good judgment by
means of a certain course of study.
So, Socrates' exhortation to virtue has succeeded. Great.. Can Socrates do more
for us or are we left only to exhort others? We should ask with Cleitophon: “What next?
How do we even begin the study of justice?” (408e1-3).
Cleitophon knows that he won't get a straight answer from Socrates himself, so
he goes to his young associates–knowing not to call them students–asking them, “What
is the art having to do with the virtue of the soul?” to which the most reputed among
them replies “nothing other than justice” (409a2-6). Cleitophon inquires further asking
what the “work” (in Greek, the ergon) of justice might be suggesting an analogy with the
arts. Just like the art of medicine produces two things: 1) more doctors, and 2) health;
and carpentry produces two things: 1) more carpenters, and 2) houses; and as it is the
power of all crafts to produce some artifact in addition to more artisans, so, likewise,
what does the art of justice produce? Cleitophon providing a partial answer asks: What

�does the art of justice produce besides just men? But is the just man merely another
artisan who can teach the art or is he the artifact?
We should wonder here whether the just man is merely another teacher of justice
who can teach others to be teachers, or if the just man is a product like health and
houses. Cleitophon takes it that the art of justice produces teachers of justice and some
artifact besides. His question then remains as to what this product could possibly be.
But are the artist and the artifact necessarily separate?
We need to consider Cleitophon’s understanding of the craft analogy itself. When
he first suggests the analogy he mentions not only medicine but the art of gymnastic
training. He then drops the art of gymnastic to focus on medicine and carpentry. These
become the models for the art pertaining to the virtue of the soul. But perhaps the art of
gymnastic is more suitable.
If we unpack the analogy, we see that medicine is comparable to gymnastic and to
carpentry in different ways. Like gymnastic training, medicine is concerned with the
health of the body; like carpentry, the product (health in the body of another) is
independent of the artist. In the unique case where the doctor practices medicine on
himself, he does not treat himself qua doctor but rather qua patient. As Aristotle might
put it, one acts on oneself as other (Metaphysics IX.1). On the other hand, someone
practicing the gymnastic art practices on himself qua self. The body acts on the body
qua body.

Physical training is a self-sufficient activity, unlike either medicine or

carpentry the products of which are always external.
Here we can see an ambiguity in the Greek word ergon which Cleitophon
overlooks. Ergon can mean the work of art as well as the work of the artist. The latter is
the exercise of the art itself.

Cleitophon is focused on the ergon as a product

independent of the activity rather than the activity itself. For Cleitophon, the activity of
the artist is a means to an end, not an end in itself.
This is also reflected in his understanding of philosophy. He does not seem to be
interested in the intrinsic value of inquiry or self-knowledge as such but more with how

�philosophizing might serve as a means to an end; and a noble end at that, namely, an
understanding of justice for the sake of the achievement of virtue.
So, how does this analogy help us understand justice? Cleitophon may have
almost answered his own question before he asked it. Earlier he had said that justice is
the art of self-mastery. But perhaps the art of self-mastery is like gymnastic where the
exercise of the art itself is the end; self-mastery would be the exercise of the soul qua
soul on itself and for itself. As to the product or artifact of self-mastery, this may be
secondary or even accidental. It may even be that the care of the self is not a matter of
art at all but of the soul’s nature (cf. 410d). As it is the nature of the body to care for
itself through exercise, so may it be the nature of the soul to care for itself qua soul
through the exercise of self-mastery. But Cleitophon had identified and even stressed
the by-product of an art of self-mastery, namely the mastery over others. The work of
self-mastery amounted to the art of piloting other human beings.
Perhaps here we find one key difference between Socrates and Cleitophon, and so
between Socratic Education and the Liberal Arts. For Socrates self-mastery as care of
the soul arguably consists in inquiry itself, regardless of whatever inquiry might
produce.

In the Apology, Socrates exhorts us to discuss virtue everyday not act

virtuously, unless of course these are the same. Cleitophon is interested in discussing
virtue precisely for the sake of acting virtuously. Can we really blame him for this?
Returning to the original question, Socrates’ young associates respond that the
artifact of justice is the useful (sumpheron), the fitting (deon), the beneficial
(ophelimon), or the profitable (lusiteloun) (409c1-3). None of these satisfy Cleitophon
because they are so vague as to apply to any art. All arts and actions intend some good,
so none of these get at the particular good which justice produces.
Someone soon speaks up suggesting that justice produces “friendship in the city”
(409d5). Friendship is always good and is some kind of like-mindedness. The question
is raised as to whether this sameness of mind is the sharing of opinion or of knowledge.
Since common opinion is often wrong and can result in great harm, the product of the
art of justice must be friendship among the like-minded in the city who share in
knowledge (409d6-e10).

�Cleitophon is prepared to leave this answer intact, but unfortunately others jump
in pointing out that like-mindedness is also common to all the arts. All doctors share
the same knowledge insofar as they possess the art of medicine. All carpenters share the
same knowledge insofar as they possess the art of wood working. So, the argument
comes full circle: though we know that the art of justice is a knowledge shared among
just citizens, we don’t yet know what external good in particular such persons produce
(409e10-410a6).
I would like to argue that Cleitophon’s interest in friendship suggests that he is
one of the good guys. It is always tempting in Plato to be suspicious of anyone who has
political ambitions, especially someone who hangs out with rhetoricians and sophists.
Cleitophon does in fact spend time with one of the nastiest among them, namely,
Thrasymachus whom we know as Socrates’ hostile interlocutor in the Republic and who
argues the position that “might makes right,” or that justice is the law of the stronger.
But even though he says he will go to Thrasymachus and whomever else if he gives up on
Socrates, we have no indication that Cleitophon is a follower of Thrasymachus or anyone
else for that matter. I can easily imagine him arguing with Thrasymachus as we see him
doing here with the best of Socrates’ associates.
I noted earlier that Cleitophon knows not to call these so-called associates
Socrates’ students. He doesn’t know what exactly to call them: “peers (helikioton), coenthusiasts (sunepithumeton), comrades (hetairon), or whatever!”

(408c6). 5

He

recognizes that Socrates is not a teacher in any normal sense. But one term that he is
also careful not to apply to Socrates or his associates is “friends” (philoi), the very sort of
relationship that he is interested in engendering between citizens.

(There is an

unfortunate issue with the translation I handed out where our translator has translated
both the hetairon and philoi indiscriminately as “friends.”

It is important for my

argument that both Plato and Cleitophon make a distinction between philoi and
hetairon, the latter of which I would translate as companions or comrades.)

5

Perhaps “cohorts” since they share the activity of exhortation?

�But Cleitophon doesn’t even identify himself as one of Socrates’ associates or
even as his friend. I think the care with which he speaks is evidence of some significant
understanding of Socrates.
In his concern for the city, Cleitophon had praised Socrates’ criticism of his fellow
Athenians for setting “brother against brother, and city against city” in the pursuit of
material gain.

Socrates motivates them to concern themselves with virtue.

But

Cleitophon’s complaint stands; all he sees Socrates do is turn people toward a concern
for virtue and at best teach them how to turn others. But apart from exhortation, when
asked how to learn the art of justice and put it into practice, Socrates seems to have little
to offer.
If education in the Liberal Arts only produced teachers (or God forbid only
produced philosophers) there would be a real problem.

Socratic education is not

enough if it can only direct us toward the life devoted to inquiry. At some point there
must be students who are not teachers so that there can be considerate and educated
citizens who are competent to deliberate about real world issues and who can make
choices that result in action. If there really is an art of good judgment, perhaps justice
and freedom can be developed through a course of study.
Most institutions of higher learning do offer the means to make a good living. I
think we are all here because we are of same mind in thinking that there should be more
concern for living the good life.

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                    <text>1

In the Middle of a Conversation:
Reflections on Ortega y Gasset’s “The Misery and Splendor of Translation”
by Kathleen Longwaters
I wish to thank all those who have organized this conference from those who had the
first glimmer of the idea to those who put chairs in the room and water on the table. I
am grateful.
Whatever we study today, be it physics, economics, or philosophy, we are coming in on
the middle of a conversation. The past is below our feet like a watershed we draw on.
We can dig a well a right back to the source of Plato and read him in the Greek (as
Ortega y Gasset did). Or we can learn something of Nietzsche as alluded to in the
poetry of Allama Iqbal, like a tree drawing up buried water filtered through subsoil. I
claim a deep and broad understanding of one’s own intellectual history is vital for
understanding current movements in thought regardless of one’s field. Now the
questions as to what comprises “one’s own intellectual history” is worth discussing, but
will be set aside today in order to address more directly the question of: “What is
Liberal Education for?” 1
Ultimately I will claim that Liberal Education is for understanding where we stand at
the moment, for developing humility, and for encouraging courageous effort.
Furthermore, that these three are connected to each other. I am indebted to Ortega y
Gasset for these thoughts which in a way are but an echo of his own, which in turn are
also a kind of re-sounding. It is both the content of “The Misery and Splendor of
Translation” (which I will call MST) and its relation to another text, a sort of invisible
interlocutor, which has brought me here today--both figuratively and literally.
Where we stand
The silent partner in the conversation this text is having is Plato’s Meno. And common
elements in the two texts will be examined in order to illustrate the claim about a liberal
education allowing us to know where we stand. These are both exquistely rich texts and
in 20 minutes, I will only be able to give the broadest outline of what is happening here.
Out of curiosity, how many of you have read Plato’s Meno? And how many the MST?
To give a tiny bit of background, MST first appeared in a daily newspaper in
Argentina in 1937. I encountered it last fall in a course called “Translating India” along
side articles on the difficulties of translating Sanskrit into Burmese , double meanings in
Tamil poetry, and Spivak’s “Can the Subaltern Speak?”

1

Liberal Education is neither narrow, nor strictly vocational and utilitarian.

�2
Set in this context of secondary literature in the field of translation studies, I was
perhaps slower to pick up on its fictiveness than had I encountered it in another setting.
It opens in a plausibly academic manner, presenting itself as a retelling of a
conversation at a colloquium, much like our gathering here today. There are
philologists, scientists and art historians, and Ortega himself seems to be speaking. Yet
given that the piece waxes fictive, I will call him the narrator to remind ourselves that
the opinions spoken by him may or may not entirely represent this author’s point of
view.
Probably the place the fictiveness is strongest is near the end of the piece when a
reportedly great linguist has just been talking. We get a bit of narrator comment here,
Ortega y Gasset writing: “The linguist stopped talking and stood with his sharply
pointed nose tilted up to a vague quadrant in the heavens. In the corners of his mouth
was the hint of a possible smile” (not an impossible smile.) I have the feeling this smile
is for us, and it points toward the playful almost mocking tone which weaves in and out
between a more earnest almost clinical inquisitiveness.
This great linguist gives puzzling and, at times, seemingly contradictory advice about
translation. And it is his voice which dominates the last about 20% of the article. One bit
of advice, for example, is on the proper style for translation, saying “I imagine, then, a
form of translation that is ugly, as science has always been; that does not intend to wear
literary garb.” What it means for the speaker who is in the most literary garb to say
translation ought not dress itself in literary garb is a question worth asking. This section
of the work has puzzled a number of translators such as Selby who have wondered how
to read him.
What has not been noticed, either by scholars in the field of translation studies or those
concerning themselves with Ortega y Gasset in the realm of philosophy, is the pulse of
Plato underlying this work. In structure, tone, and content MST invokes the Meno. Even
Orringer who gleaned Ortega y Gasset’s life work for references to Plato in service of
understanding the Spaniard’s philosophy, misses this work—in spite of the fact that
Plato’s name appears directly, again, in the mouth of the linguist who says only in using
his style of translation can a reader, quote, “transmigrate within poor Plato.” Perhaps
because this piece is ostensibly about translation, it was ignored. Here we see (likely)
evidence, therefore, of a narrow, discipline bound view obstructing our ability to
understand the work. The past is left out of the picture, and this is simply read as an
original and independent work. The statement by this character about the Greeks no
longer being able to function as models in any kind of positive sense probably also
throws one off the trail.
Turning now to some of the commonalities of MST and Meno, we see both open with
and revolve around a question in the format of “Can x be y-ed?” In the Meno, of course,
the question is “Can virtue be taught?” whereas the action of concern in the other work
is, not unexpectedly, translation-- with an ultimate question of “Can anything be

�3
translated?” but appearing in initially as whether “certain German philosophers” can
be. Admittedly these questions are rather different and could be argued as coincidence;
nevertheless, here virtue slides in by the 7th sentence where the narrator, speaking to his
colleagues, takes a jab at their morals, saying both are impossible in their very essence-translating or being virtuous. Humility and courage make their appearance a bit further
on.
Both Socrates and the narrator of MST try valiantly to keep the question at hand in its
most broad and overarching form, and both meet resistance from those with whom
they speak. In the famous example of the bees, Socrates teases Meno saying “while I am
looking for one virtue, I have found you to have a whole swarm of them.” The hornet’s
nest in the MST is math and science, with someone from the later field claiming his type
of writing can be translated. After giving a sort of qualified agreement that in the sense
that it exists as a language shared by scientists who happen to be living in various
countries, it can be read by each. He points out that this has to do with the fact that
these people speak the same technical language, so it is not, in this case, really
translation at all. To reverse and eliminate the idea that math and science form an
exception, he brings in Set Theory, describing it as “the branch of mathematics most in
vogue in the last quarter century,” and indeed it was. Only two years after MST is
published, Bourbaki’s work on the subject, Elements de Mathematic comes out and is
called a “monumental work” in a review in the Bulletin of the American Mathematical
Society, illustrating its reception in the field.
What is Set Theory? Most of us have encountered it in the form of overlapping circles in
the first or second grade which illustrate members shared between the two, or not
shared as the case may be. But here again we are coming in in the middle a
conversation, and we glimpse it through the MST. When Ortega y Gasset writes his
piece, Set Theory is well establish, but its acceptance some 60 years prior was, at best,
mixed. Some critics said it was not math at all, rather philosophy. Ferreiros in his recent
publication, Labyrith of Thought: A History of Set Theory and its Role in Modern
Mathematics, describes what’s at stake as Cantor’s use of the “actual infinite” versus the
“implicit infinite.” An open problem is the associated Continuum Theory which
proposes that real numbers (ie, the continuum) is a larger infinity than the infinity of
counting numbers. One does not need to be a great mathematician to get the sense of
why some folks might be uncomfortable with the idea talking about one infinity being
bigger than another infinity.
Ortega y Gasset uses “continuum” in regard to language and translation and its
impossibility, but what is most relevant here is his complaint that Menge, a term from
Set Theory, has, quote, “no possibility of being translated into our language.” This is a
complaint that mathematicians of his time were in actuality voicing, so here the
fictiveness of the piece wanes. For Ortega y Gasset this complaint is used as a way to
draw math and science back into the fold of the general question of translatability,

�4
putting them along with everything else into the category of the impossible.
Impossibility for Ortega is what can never be reached, just as the end of an infinite
series. The narrator warns, that if you divide writing into two categories, “those that can
be translated and those that cannot” that what happens is, quote, “we close the door on
the real problem every translation presents.” What that real problem is is still an open
question, though I have a hunch which I will come to later if there is time 2
But to come back to Liberal Education and now see where we stand, one could say we
stand midstream, for the echoes of the Meno point to the importance of the past for
understanding the present, but glimpses of an ongoing conversation in the field of
mathematics shows that interchange is not over. We are just one point along a way that
continues around us and before us. With too narrow a focus we miss out. A Liberal
Education allows us to see where we stand by being both broad and deep, and where
we stand is first and foremost in relation. This moves us towards humility and courage.
Humility and Courage
Now the kind of Mathematics, so to speak, most in vogue in Socrates time was
geometry. It plays a role in the Meno, but not the same role as Set Theory in MST.
Actually, Set Theory can help us visualize the overlap of these two texts. They hold in
common several elements already mentioned and others as well: A central question and
attempts at holding it in a general form, discussions of virtue, talk of being in a
muddled, speechless state, the importance of effort, a math of the day, the importance
of coming to know you don’t know, and true opinion 3. Nevertheless, the relationship
between the texts is not a simple one. Neither do these shared elements appear in the
same sequence, nor do they necessarily function the same way in the dialogues. Where
Ortega y Gasset uses the Math as a unifier, Socrates uses the Geometry to illustrate the
value of, one, reaching a muddle and, two, of learning that you don’t know what you
might have thought you did. Meno complains that Socrates has made him numb and
dumbstruck, and Socrates says he himself is so as well. In addition, the slave boy used
to work through the geometry problem, giving Meno a chance to see the process with
some distance, is also said to become “perplexed and numb” in the process of moving
from thinking he knows to understanding he does not. It is just this discovery that gives
him the impetus to search further for an answer.
In the MST we run into a muddle as well and the cause is again the presumption that
we know when we do not. Ortega y Gasset writes, “infected by the entrenched
prejudice that through speech we understand each other, we make our remarks and
listen in such good faith that we inevitably misunderstand each other much more than
if we had remained silent and guessed.” The confusion described here is a kind of
The hunch is that translating is trying to make commensurate to different infinite sets, just as in the
continuum theory. This is why you get the double exposure.
3 Some of which we do not have time to discuss more fully
2

�5
paralysis that leaves one speechless. There is not time here to go further into Ortega’s
thoughts on silence, but it does strike me that it may well be meaningful that the Meno
is a silent partner in this conversation. What is important is that in this dialogue we, like
the slave boy in the other, might come to see that we do not know what we assumed we
did.
The linguist suggests that, quote, “we need to approach the Greek and Roman
again, but not as models –on the contrary, as exemplary errors,” claiming that: “to
acquire a historical consciousness of oneself and to learn to see oneself as an error are
the same thing.” 4 This is another way of expressing that we keep discovering, in
retrospect, that we didn’t know all we thought we did. A Liberal Education, in so far as
it gives us a “historical consciousness,” therefore offers us this knowledge that we do
not know all that we think we do. Acceptance of this is tantamount to taking on
humility, a trait which the narrator in MST finds translators to have in abundance. Our
state of being in ignorance is driven home by the narrator who focuses on the past as
progenitor. He says: “Modern man is too proud of the sciences he has created. Certainly
through them the world takes on a new shape. But, relatively speaking, this innovation
is not very profound. Its substance is a delicate film stretched over other shapes
developed in other ages of humanity, which we project as our innovation. We draw
from this gigantic wealth at every opportunity, but we don’t realize it, because we
haven’t produced it; rather we have inherited it.” 5 Again, a Liberal Education allows us
to view ourselves in the present in relation to wider thought and in relation to our
inheritances from the past. The MST begins to look a bit like this delicate film stretched
over shapes developed in other ages, for the past pokes through here and there bearing
a shape reminiscent of the Meno. But as previously intimated, it is not quite the same
shape. If it were a face, the nose would be moved to the place of the ear, and the ear
tucked under the chin. Where are we left?
Ortega y Gasset describes synonyms across languages as being like a blurred
photo, saying: “The shapes of the meanings of the two fail to coincide as do those of a
person in a doubled-exposed photograph.” He goes on to speak of the dizzying
consternation of the person trying to bring the two into focus. We have a similar
problem, it seems, in trying to bring the common elements in these two texts into some
kind of clear focus where everything lines up smoothly. This brings us to effort.
Courageous Effort
My final claim for Liberal Education is that it encourages courageous effort as a result of
having shown us where we stand which is followed by a realization of our ignorance. I
would also suggest that this is the ultimate port of arrival in the two texts we have been
examining. Not ultimate in the sense of the final item in a sequence, but as in the
4
5

MST 110
Ibid. 105

�6
highest aspiration or result. This only became clear to me reading these two texts side
by side because they each reach this destination coming from entirely opposite
directions.
Another function of the Geometry in the Meno brings us to the question of the
possibility or impossibility of finding any answers at all. Meno expresses doubts about
the possibility, and Socrates says insistently: “We must, {...}, not believe that debater’s
argument, for it would make us idle-- and fainthearted men like to hear it, whereas my
argument makes them energetic and keen on the search.” 6 So learning is not for the
cowardly. It is an act here linked to courage and to effort. Learning is tied to virtue.
However, while for Socrates, on the one hand, possibility is absolutely necessary for
stimulating effort, for the narrator of MST, on the other, it is precisely impossibility
which encourages it. He argues that achieving something that was categorized as
possible would make you feel that you had achieved nothing at all. He argues in regard
to translation that:
because it would be desirable to free men from the divisions imposed by
languages, there is little probablity that it can be attained; therefore, it can
only be achieved to an approximate measure. But this approximation can
be greater or lesser, to an infinite degree, and the efforts at execution are
not limited, for there always exists the possibility of bettering, refining,
perfecting.
He goes on to say that all human activities are like this.
But what makes this effort courageous? In the MST, courage is initially tied into
the definition of good writing and is said to be what translators lack. The narrator
defines good writing thus: “To write well is to make continual incursions into grammar,
into established usage, and into accepted linguistic norms. It is an act of permanent
rebellion.”
For Ortega y Gasset, true opinion, which in his work has no finite, attainable,
counterpart in firm knowledge, is set in opposition to public opinion. Given that true
opinion is as close as one can get to Truth and squarely stands in opposition to the
public, hence wrong opinion, it acts as a key when the narrator, in the last few words in
the dialogue, agrees with the linguist that his style of translation is just what the public
wishes. It puts the linguist’s suggestion of a style of translation that is “ugly, as science
has always been” rather squarely in the wrong camp.
In summary, Liberal Education shows us where we stand by showing us to be in
relation. By assuming connections across time and across fields , it encourages us to
look for those relations rather taking things at face value. Because we do not settle on a
face value reading, we are nudged to look more, to keep looking, yielding a more a
6

M 81e. p. 14

�7
nuanced picture. In order to wish to look beyond what is simply at hand, an
understanding that we do not already know all there is to know is necessary –and that
grows out of seeing ourselves in relation. Effort is always laced with courage as it
means moving away the pool of general, unreflective thought and the gesturing toward
authorities for confirmation; it brings one rather to stand on one’s own feet.
To me “The Misery and Splendor of Translation” looks like a brave and humble attempt
which allow us to “transmigrate” into the mind Plato, at the same time as being much
more than just that. It is anything but secondary literature.

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                    <text>“Teaching  Philosophy  in  College:    The  Effectual  Truth”  
Daniel  P.  Maher  
16  October  2014  
Conference:    What  Is  Liberal  Education  For?  
  
A  Conference  at  St.  John’s  College  on  the  50th  Anniversary  of  the  Santa  Fe  Campus  
Panel:    Underpinnings  of  an  Education  in  the  Classics  
  
Abstract:    Philosophical  education  at  the  collegiate  level  has  become  increasingly  difficult  in  recent  
years.    Obstacles  arise  due  to  the  preparedness  of  the  students,  the  composition  of  the  faculty,  and  the  
character  of  American  academic  institutions.    A  decisive  shift  has  made  it  reasonable  to  regard  
institutions  of  higher  learning  as  primarily  devoted  to  preparing  students  for  gainful  employment  rather  
than  to  cultivating  their  minds.    In  schools  where  philosophy  courses  are  still  required  and  teachers  try  to  
communicate  to  their  students  and  their  colleagues  the  centrality  of  philosophy  within  education,  there  is  
a  danger  that  we  overlook  the  permanent  obstacles  to  philosophy  within  human  nature.    In  what  sense  is  
philosophy  both  a  peak  achievement  of  human  intelligence  and  something  to  be  required  for  and  
beneficial  to  every  student?    Classical  philosophy  (paradigmatically  Plato)  identifies  a  certain  disharmony  
between  philosophy  and  the  city;  Descartes  (Enlightenment  philosophy  generally)  suggests  that  
philosophy  can  be  universally  beneficial  and  harmonious  with  the  concerns  of  ordinary  life.    Can  
philosophy  in  the  classical  tradition  be  presented  in  an  Enlightenment  mode?  
  
  
Part  One:    Our  Context  
  
  
Teaching  philosophy  in  college  today  is  impossible.    This  thesis  can  be  proved  through  at  least  
eight  middle  terms.1    I  take  some  solace  from  the  fact  it  has  always  been  impossible,  and  yet  it  has  
happened.    So  teaching  philosophy  is  almost  always  impossible.    Insofar  as  this  is  a  practical  problem,  
our  goal  is  not  the  best  education  simply,  but  the  best  we  can  reasonably  aim  at  in  our  circumstances.  
  

By  “our  circumstances”  I  mean,  first,  the  smallish,  Catholic  liberal  arts  college,  within  which  there  

yet  remains  something  of  the  Catholic  emphasis  on  philosophy,  tenuously  allied  now  with  other  concerns  
like  providing  job  credentials  and  de-­‐‑occidentalizing  the  curriculum  as  far  as  possible,  except  in  science.    I  
                                                                                
                                          
1  One  can  find  insuperable  obstacles  in  our  regime,  our  schools,  and  our  students  themselves.    Here  is  one  
list  of  eight  obstacles.  
  
1.  Self-­‐‑esteem  and  the  death  of  eros.  
  
2.  Functional  illiteracy  of  the  students.  
  
3.  Relativism,  post-­‐‑modernism,  race-­‐‑class-­‐‑genderism.  
  
4.  Opposition  from  colleagues,  who  are  not  liberally  educated.  
  
5.  Commercialization  and  professionalization  of  colleges.  
  
6.  Scientism.  
  
7.  Shrunken  curriculum.  
  
8.  American  anti-­‐‑philosophical  character.  

�speak  not  of  unusual  places  like  St.  John’s,  but  of  schools  like  my  own  Assumption  College,  schools  more  
or  less  devoted  to  the  liberal  arts,  more  or  less  Catholic,  and  more  or  less  tending  from  the  more  to  the  
less.    I  am  eager  to  learn  how  the  matters  about  which  I  speak  appear  to  this  audience.  
  

Teaching  philosophy  in  these  circumstances  has  a  horizontal  and  a  vertical  trajectory.    We  require  

philosophy  of  all  students  as  essential  to  their  education,  and  yet  we  try  to  preserve  openness  to  the  
highest  peak  made  possible  by  the  pursuit  of  philosophy.    Needless  to  say,  such  a  peak  is  reserved  for  the  
rarest  of  students.    And  nevertheless,  if  we  lose  sight  of  that  vertical  trajectory,  we  popularize  philosophy  
so  that  it  becomes  something  else.    Without  wisdom  in  the  highest  sense  as  its  goal,  philosophical  
education  easily  becomes  subordinated  to  goals  defined  by  citizenship  or  some  similarly  parochial  bias  
the  institution  finds  it  reasonable  to  pursue.  
  

When  I  say  teaching  philosophy  is  impossible,  I  adapt  a  thesis  defended  by  John  Haldane,  who  

distinguishes  an  instrumentalized  education  from  one  where  “an  essential  aspect  of  the  value  of  
education  is  intrinsic  to  it.”    He  associates  the  former  with  utilitarian  progressives  like  Bentham  and  
Spencer,  and  to  them  he  opposes  first  Matthew  Arnold,  alongside  whom  he  lines  up  John  Stuart  Mill,  
John  Henry  Newman,  Plato,  Aristotle,  Augustine,  and  Aquinas,  all  of  whom  agree  that  the  point  of  an  
education  is  the  cultivation  of  the  mind  as  distinct  from  training  for  what  we  now  call  professional  work.2    
Arnold  prizes  intellectual  perfection  as  more  important  for  modern  democracy  than  are  economic  
successes  or  the  empowerment  of  voters.  
  

According  to  Haldane,  the  goal  of  education,  as  understood  by  Plato,  Newman,  and  the  rest,  was  

this  noble  idea  of  perfection,  but  it  
                                                                                
                                          
2  “[T]he  idea  which  culture  sets  before  us  of  perfection  .  .  .  is  an  idea  which  the  new  democracy  needs  far  
more  than  the  idea  of  the  blessedness  of  the  franchise,  or  the  wonderfulness  of  their  own  industrial  
performances,”  (Matthew  Arnold,  Culture  and  Anarchy:    An  Essay  in  Political  and  Social  Criticism  (1869;  
Oxford:    Oxford  University  Press,  2009),  49).    Arnold’s  “perfection”  is  distinguished  not  only  from  
Philistinism  (which  he  equates  with  coarseness  of  soul  and  especially  the  pursuit  of  material  
advancement)  from  the  pursuit  of  knowledge  for  its  own  sake.    His  “perfection”  includes  a  kind  of  moral  
and  religious  cultivation.  
  

2  

�can  only  be  effectively  pursued  through  the  kind  of  intensive  education  and  formation  that  
involves  a  relatively  small  number  of  students  in  each  class  tutored  by  a  widely  read  and  
committed  teacher.  .  .  .    This  combination  is  impossible  in  a  mass  higher  education  system;  and,  
the  possibility  of  continuing  to  fund  such  a  system  even  with  lower  educational  ambitions  is  
proving  too  much  for  the  states  and  populations  of  Western  Europe  and  for  parts  of  North  
America.3  
  
To  be  precise  here,  Haldane  says  the  combination  of  means  necessary  to  pursue  this  goal  effectively—or  
perhaps  efficiently—is  impossible.      
  

Why?    The  obstacles  are  legion;  dozens  of  recent  books  and  articles  analyze  and  lament  the  decay  

of  higher  education.    I  limit  myself  to  two  points:    Haldane’s  observation  about  the  condition  of  our  
educational  institutions  and  a  more  complicated  set  of  observations  about  our  colleagues,  which  I  borrow  
from  another  essay  by  Haldane,4  in  which  he  identifies  philosophy  as  the  source  of  much  trouble.  
  

Haldane  attaches  the  impossibility  of  effectively  teaching  philosophy  mainly  to  the  fact  that  

institutions  are  not  and  no  longer  can  be  devoted  to  the  cultivation  of  the  mind.    Instead,  they  have  come  
to  be  dominated  by  the  function  of  training  students  for  employment  and  by  the  pursuit  of  prestige  
through  research.    To  be  clear,  he  distinguishes  research,  understood  as  the  acquisition  of  new  knowledge  
in  a  quasi-­‐‑Weberian  sense,  from  scholarship,  where  teachers  deeply  appropriate  the  universal  and  
permanent  significance  of  the  tradition  they  transmit.    Because  even  colleges  tend  to  be  dominated  by  the  
goals  of  training  for  employment  and  of  pursuing  research,  “there  is  no  going  back  in  general  to  the  
conception  of  Arnold,  Newman,  and  Mill.”5  (740).    Haldane  seems  to  regard  this  as  an  immovable  
sociological  fact,  and  I  see  no  reason  to  doubt  him.  
  

With  respect  to  our  colleagues,  the  situation  is  more  complicated.    Let  us  stipulate  that  they  are  

exceptionally  competent  in  their  respective  fields.    Nevertheless,  many  of  them  not  only  do  not  have  the  
kind  of  education  they  are  responsible  to  help  transmit,  they  actively  aim  at  the  destruction  of  what  
                                                                                
                                          
3  John  Haldane,  “The  Future  of  the  University:    Philosophy,  Education,  and  the  Catholic  Tradition,”  
American  Catholic  Philosophical  Quarterly  87:4  (2013),  736.  
4  John  Haldane,  “Educational  Studies  and  the  Map  of  Philosophy,”  British  Journal  of  Educational  Studies  
60:1  (March  2012):    3–15.  
5  Haldane,  “Future,”  740.  
  

3  

�would  need  to  be  preserved.    According  to  John  Agresto,6  a  liberal  arts  education  does  two  things  well:    
preserve  the  great  thoughts  and  question  the  contemporary  culture.    These  two  activities  are  now  under  
assault  within  the  academy.    Haldane  shows  how  that  attack  is  itself  the  product  of  educators’  uncritical  
allegiance  to  recent  philosophical  thinking.    On  Haldane’s  view,  during  the  past  one  hundred  years  or  so,  
the  “map  of  philosophy”  has  been  dominated  by  two  streams  of  thought:    continental  postmodernism  on  
the  one  hand  and  analytic  naturalism  on  the  other.    Teachers  have  absorbed  vulgarized  forms  of  these  
traditions  as  if  they  held  the  saving  truth  or,  at  least,  as  providing  the  certainty  prerequisite  to  open  
contempt  for  the  philosophical  discipline  of  asking  whether  one’s  guiding  opinions  are  actually  true.    
Some  teachers  are  the  victims  of  a  little  philosophy,  which  they  do  not  recognize  as  philosophy  and  on  
the  basis  of  which  they  deliver  denunciations  of  philosophy,  thereby  exhibiting  open  and  disdainful  
pride  balanced  by  unwitting  folly.    
  

If  I  sound  harsh  here,  I  don’t  exempt  myself  from  the  kind  of  mistake  at  issue:    blindness  to  the  

gaps  in  one’s  own  education  and  in  one’s  grasp  of  the  nature  of  education,  that  is  to  say,  not  knowing  
that  one  does  not  know  and  not  knowing  what  one  needs  to  know  are  the  permanent  obstacles  to  
philosophy.    Haldane  describes  one  form  of  this  in  contemporary  academics,  but  this  kind  of  problem  
afflicts  almost  all  of  us  almost  all  of  the  time.    We  all  feel  wise  sometimes,  and  we  are  normally  most  
tiresome  to  others  in  those  moments.  
  

According  to  Haldane,  the  humanities  side  of  the  academy  tends  to  be  inhabited  by  

postmodernists,  who  descend  from  one  response  to  what  they  recognized  as  the  failure  of  Kantianism.    
That  response  was  to  question  the  presuppositions  of  the  tradition,  which,  they  argued,  failed  to  see  that  
our  finitude  and  contingency  enervate  us;  what  we  most  need  is  not  to  contemplate  the  truth,  but  to  

                                                                                
                                          
6  See  his  “Are  the  Liberal  Arts  a  Universal  Good,  or  Are  They  Simply  Something  Western?    Bringing  the  
Liberal  Arts  to  Iraq.”    This  lecture  was  delivered  at  a  Wilson  Center  Symposium  entitled  “The  Liberal  
Arts  and  the  Human  Condition:    Collegiate  Education  and  the  Challenge  of  Modernity”  on  19  November  
2013,  at  Hampden-­‐‑Sydney  in  Virginia.  
  

4  

�understand  our  “experience  and  the  possibilities  for  action.”7    According  to  the  descendants  of  this  view,  
education  empowers  us  to  expose  false  consciousness,  to  delegitimize  the  artificial  categories  of  race,  
class,  and  gender,  and  to  open  the  way  to  politicized  re-­‐‑appropriation  of  the  tradition.    Thus,  education  
becomes  a  form  of  socialization  or  training  for  practical  involvement  in  a  culturally  diverse  world.8    
  

The  scientific  side  of  the  academy  tends  to  be  inhabited  by  people  influenced  by  analytic  

philosophy.    This  tradition,  Haldane  says,  with  its  emphasis  on  logic,  language,  and  mathematics,  
excelled  first  at  debunking  intellectual  pretensions,  exposing  fallacies,  and  eliminating  confusions  and  
empty  verbiage.    It  has  more  recently  allied  itself  with  the  reductive  naturalism  of  scientistic  neuro-­‐‑
thinking.    Philosophy  is  tolerated  in  the  limited  role  of  sweeping  up  after  the  sciences,  but  these  people  
do  not  see  the  extent  to  which  they  are  in  the  grip  of  philosophical  commitments,  broadly  of  Cartesian  
ancestry,  which  they  do  not  understand.9  
                                                                                
                                          
7  Haldane,  “Educational  Studies,”  11.  
8  Michael  Oakeshott  provides  a  somewhat  different  analysis,  according  to  which  European  rulers  first  
promoted  “apprenticeship  to  adult  life”  for  the  poor  as  an  alternative  to  the  education  that  was  
unavailable  to  them.    The  goal  was  to  make  these  people  more  productive  and  more  useful  to  the  nation.    
Gradually  and  deliberately,  this  goal,  commonly  identified  as  socialization,  was  substituted  for  the  goal  of  
education  understood  as  initiation  into  the  inheritance  of  human  understanding.    See  Michael  Oakeshott,  
The  Voice  of  Liberal  Learning  (New  Haven:    Yale  University  Press,  1989,  repr.  Indianapolis:    Liberty  Fund,  
2001),  esp.  77-­‐‑104.    Oakeshott  identifies  political  causes,  and  Haldane  identifies  philosophical  causes.    It  
seems  to  me  possible  that  these  amount  to  two  sides  of  one  coin.    Incidentally,  this  socialization  may  be  
what  Nietzsche  complained  against:    “Men  are  to  be  trained  for  the  purposes  of  the  age  to  lend  a  hand  as  
soon  as  possible:    they  are  to  labour  in  the  factory  of  common  utility  before  they  are  ripe,  or  rather  to  
prevent  their  ever  becoming  ripe––because  that  would  be  a  luxury  which  would  draw  a  lot  of  strength  
from  ‘the  labour  market’”  (On  the  Advantage  and  Disadvantage  of  History  for  Life,  trans.  Peter  Preuss  
(Indianapolis  and  Cambridge:    Hackett  Publishing,  1980),  41.  
9  The  inability  of  scientistic  thinking  to  account  for  the  activity  of  the  scientists  themselves  should  be  but  
is  not  plain  to  those  who  celebrate  scientism.    Jerry  Coyne  exemplifies  this  problem  by  mocking  the  
incompetence  of  philosophers  to  address  the  matter  of  free  will  in  comparison  to  the  scientists  who  have  
finally  or  almost  finally  settled  the  issue.    In  doing  so,  he  denies  that  he  exists  as  a  speaker,  and  he  invites  
us  to  contemplate  that  consciousness  is  an  illusion.  “There’s  not  much  downside  to  abandoning  the  
notion  of  free  will.  It’s  impossible,  anyway,  to  act  as  though  we  don’t  have  it:  you'ʹll  pretend  to  choose  
your  New  Year’s  resolutions,  and  the  laws  of  physics  will  determine  whether  you  keep  them.  And  there  
are  two  upsides.  The  first  is  realizing  the  great  wonder  and  mystery  of  our  evolved  brains,  and  
contemplating  the  notion  that  things  like  consciousness,  free  choice,  and  even  the  idea  of  “me”  are  but  
convincing  illusions  fashioned  by  natural  selection.    Further,  by  losing  free  will  we  gain  empathy,  for  we  
realize  that  in  the  end  all  of  us,  whether  Bernie  Madoffs  or  Nelson  Mandelas,  are  victims  of  circumstance  
  

5  

�  

In  both  cases  the  problem  arises  from  philosophical  thinking  received  in  the  mode  of  

unquestionable  opinion.    Our  situation  involves  trying  to  teach  amidst  teachers  who  propagate  dogmas  
that  close  off  the  opportunity  to  think.    The  irony  here  is  that  the  dissemination  of  philosophy  in  a  
popularized  mode  has  contributed  mightily  to  the  difficulty  of  teaching  philosophy  in  college.    My  point  
is  that  opinion-­‐‑induced  blindness  is  the  permanent  human  obstacle  to  philosophy.    Even  if  all  of  the  other  
obstacles  to  education  were  removed,  this  one  would  remain,  and  it  does  remain  in  all  of  us  in  the  
illusion  that  we  know  what  we  do  not  know.  
  
Part  Two:    So  What  Do  We  Do?  
  
  
Let  me  return  to  the  distinction  between  the  horizontal  and  the  vertical  trajectories  of  our  efforts.    
On  the  horizontal  plane,  we  are  committed  to  holding  that  philosophy  is,  in  some  sense,  essential  for  
everybody  and  central  to  a  liberal  education.    Among  other  benefits,  philosophy  helps  students  
appreciate  and  learn  to  achieve  clarity  of  conceptual  thinking,  precision  in  drawing  distinctions,  and  rigor  
in  argumentation.    Philosophy  helps  students  overcome  the  tendency  of  their  education  to  fragment  into  
separate  disciplines  and  competing  methodologies.    Philosophy  draws  attention  to  fundamental  
questions  not  addressed  by  the  several  academic  disciplines,  and  it  forces  the  student  to  be  mindful  of  
himself  as  the  being  for  whom  education  is  desirable.    Whereas  the  other  disciplines  train  the  student  
how  to  read  actuarial  tables  or  how  to  examine  microorganisms,  philosophy  draws  attention  to  the  more  
necessary  concern  with  the  being  on  this  end  of  microscope  and  this  side  of  the  green  eye  shades.  
                                                                                
                                                                                
                                                                                
                                                                                
                                                                      
  
—  of  the  genes  we’re  bequeathed  and  the  environments  we  encounter.    With  that  under  our  belts,  we  can  
go  about  building  a  kinder  world.”  Jerry  A.  Coyne,  “Why  You  Don’t  Really  Have  Free  Will,”  USA  Today  1  
January  2012,  accessed  8  April  2014,  http://usatoday30.usatoday.com/news/opinion/forum/story/2012-­‐‑01-­‐‑
01/free-­‐‑will-­‐‑science-­‐‑religion/52317624/1.    Coyne  condescends  to  us  at  the  same  moment  that  he  
disqualifies  himself  as  a  speaker.    As  Aristotle  says  of  the  person  who  so  undercuts  himself,  he  is  no  
better  than  a  plant;  one  does  not  argue  with  a  plant.    See  Metaphysics  IV.4.1006a13–15.    Incidentally,  recent  
biological  studies  suggest  that  comparing  Jerry  Coyne  to  a  plant  may  be  unfair  to  plants.    See  Michael  
Pollan,  “The  Intelligent  Plant,”  The  New  Yorker  89:42  (23  and  30  December  2013):    92–105.    Pollan  describes  
especially  the  work  of  Stefano  Mancuso,  but  there  are  other  scientists  investigating  similar  lines  of  
research.    See  Oliver  Sacks,  “The  Mental  Life  of  Plants  and  Worms,  Among  Others”  The  New  York  Review  
of  Books  LXI:7  (24  April  2014):    4–8.  
  

6  

�  

This  approach  protects  some  intrinsic  value  to  education,  but  it  still  tends  to  instrumentalize  it  

and  to  subordinate  philosophy  to  intellectual  skills  needed  in  all  walks  of  life  and  for  making  people  
capable  of  governing  themselves  and  living  well  in  a  republic.10    Success  in  those  goals  is  not  yet  the  
perfection  of  the  human  soul  in  wisdom,  which  is  not  by  any  plausible  stretch  the  fruit  of  two  or  three  
required  courses  in  a  gen  ed  curriculum.  
  

So  how  do  we  understand  undergraduate  philosophy  courses?    Do  we  abandon  wisdom  or  the  

pursuit  of  wisdom  as  a  telos  while  we  cater  to  the  capacities  of  most  students,  or  do  we  go  through  the  
motions  with  the  majority  while  we  sift  through  them  for  the  rare  person  who  has  the  gift  and  the  
appetite  for  a  philosophical  life?    Can  we  try  to  do  justice  to  both  concerns  simultaneously?    Are  we  
willing  to  say  out  loud  that  we  have  one  very  modest  goal  with  most  students  and  another  more  serious  
goal  with  the  very  few?    What  do  we  hope  to  accomplish  with  most  students?    Perhaps  we  aim  to  foster  
in  them  an  opinion  that  philosophy  is  good  and  valuable.    We  want  them  to  recognize  that  fundamental  
opinions  or  commitments  structure  our  personal  and  political  lives  and  that  philosophical  thinking  
shapes  our  science,  our  politics,  and  every  aspect  of  our  thinking  lives.    We  may  tell  them  that  philosophy  
can  help  them  live  better.  
Harmony  between  the  ordinary  concerns  of  human  life  and  philosophy  is  presupposed  in  the  
notion  that  all  human  beings  should  be  educated  and  education  should  include  philosophy.      But  
philosophy  has  not  always  been  so  conceived.    Plato’s  Apology  of  Socrates  in  particular  seems  to  invite  or  
even  require  us  to  recognize  that  the  tension  between  philosophy  and  the  city  is  not  accidental.    
Philosophy  teaches  people  to  question  what  the  family  and  the  city  tell  them  is  good  and  true.    If  we  
genuinely  awaken  the  power  to  question,  there  is  little  telling  where  it  will  lead.    Averroes  and  Aquinas  
                                                                                
                                          
10  Jacob  Klein  identifies  the  “most  serious”  obstacle  to  liberal  education  as  arising  from  the  relation  to  the  
political  community.    On  the  one  hand,  preservation  of  political  form  requires  attention  to  education,  and  
yet  education  “conceived  as  a  means  to  an  end,  a  political  end”  cannot  be  the  same  as  an  education  
ordered  to  “genuine  searching  and  questioning.”    See  Jacob  Klein,  “The  Idea  of  Liberal  Education,”  in  
Jacob  Klein:    Lectures  and  Essays,  ed.  Robert  Williamson  and  Elliott  Zuckerman  (Annapolis,  MD:    St.  John’s  
College  Press,  1985),  168–70.  
  

7  

�both  studied  Aristotle.    Perhaps  the  emancipation  of  young  people  necessitates  that  they  question  
whether  their  parents  have  been  adequate  guides  to  what  is  good  and  true,  and  thus  the  threat  of  
destabilizing  society  may  be  unavoidable.11    However  that  may  be,  there  is  a  big  difference  in  how  we  
understand  our  relation  to  these  students:    are  we  seeking  to  inculcate  an  opinion  about  the  nature  of  
education  and  the  place  of  philosophy  in  it,  or  are  we  seeking  to  awaken  the  power  to  question?  
  

If  we  aim  at  cultivating  inquiry  in  the  deepest  sense,  we  have  limited  ourselves  as  a  matter  of  fact  

to  very  few  students.    But  when  we  do  this,  we  do  what  philosophy  alone  can  do.    I  presume  we  are  up  to  
the  task,  but  I  may  be  too  optimistic.    Nietzsche  suggests  that  capable  teachers  are  like  major  league  
pitchers:    there  are  not  enough  to  go  around.12    A  student  with  great  natural  gifts  has  probably  more  
opportunity  now  than  ever  before  to  find  a  seat  in  college,  but  will  he  or  she  find  there  a  guide  suited  and  
able  to  open  the  door  to  a  genuinely  philosophical  life?  
  

If  we  assume  that  we  are  up  to  the  task  and  that  we  can  spot  the  appropriate  students,  we  stand  

to  provide  them  with  an  opportunity  to  enter  upon  what  has  been  classically  identified  as  the  best  life  
available.    That  sounds  dramatic,  but  it  is  the  way  of  philosophy.    The  other  goals  of  philosophy  classes,  
the  goals  that  are  the  concern  of  the  horizontal  trajectory,  might  be  well  pursued  by  a  philosophically  
inclined  history  or  literature  professor.    So,  when  we  are  dealing  with  the  students  who  take  only  two  or  
three  philosophy  classes,  what  are  we  really  accomplishing  that  could  not  also  be  accomplished  in  other  
courses?    Perhaps  we  generate  in  them  a  better  opinion  of  philosophy  than  many  of  our  colleagues  hold.    
And  thus  we  secure  for  ourselves  a  continued  seat  at  the  table,  a  guaranteed  slice  of  the  curriculum.    For  
                                                                                
                                          
11  “For  education  among  all  kinds  of  men  always  has  had,  and  always  will  haven  an  element  of  danger  
and  revolution,  of  dissatisfaction  and  discontent.”    W.  E.  B.  DuBois,  The  Souls  of  Black  Folk  (New  York:    
Tribeca  Books,  2013),  19.    Quoted  by  Michael  S.  Roth,  Beyond  the  University:    Why  Liberal  Education  Matters  
(New  Haven  and  London:    Yale  University  Press,  2014),  65–66.  
12  “There  exists  now  almost  all  over  such  an  exaggeratedly  great  number  of  higher  educational  
institutions  that  incessantly,  endlessly  many  more  teachers  are  needed  for  the  same  than  the  nature  of  a  
people,  even  with  rich  aptitudes,  is  able  to  beget;  and  thus  an  excess  of  the  unfit  comes  into  these  
institutions,  but  who  gradually,  through  their  overwhelming  head  count  and  with  the  instinct  of  ‘similis  
simili  gaudet,’  determine  the  spirit  of  those  institutions.”    Friedrich  Nietzsche,  On  the  Future  of  Our  
Educational  Institutions,  trans.  Michael  W.  Grenke  (South  Bend,  IN:    St.  Augustine’s  Press,  2004),  64–65.  
  

8  

�what?    To  perpetuate  our  careers?    What  are  we  and  our  careers  for?    Inculcating  an  opinion  that  
philosophy  is  good  or,  at  least,  not  that  bad?    Is  that  not  the  Cartesian  project  of  disseminating  the  
opinion  that  philosophy  is  good  for  the  city?  
  

Precisely  that  thesis,  the  belief  in  the  easy  harmony  of  philosophy  and  the  concerns  of  ordinary  

life,  seems  to  be  the  problem.    I  quote  now  from  Richard  Velkley’s  analysis  of  the  work  of  Richard  
Kennington.  
In  aiming  at  universalizable  benefits,  philosophy  as  “Enlightenment”  must  remove  from  the  
center  of  philosophy  the  sustained  openness  to  the  wondrous  which  cannot  be  universalized.    Yet  
if  the  modern  founders  are  seeking  to  overcome  the  alienness  or  strangeness  of  philosophy,  they  
must  first  be  aware  of  it.    They  must  admit  that  the  philosopher’s  passion  is  somehow  unusual.    
In  this  awareness  they  still  are  linked  with  the  ancients.    Their  success  in  overcoming  the  rift  
between  philosophy  and  non-­‐‑philosophy  would  mean,  however,  the  demise  of  that  awareness.    
They  would  found  a  condition,  therefore,  in  which  their  act  of  founding  would  not  be  possible.    
The  success  of  modernity  renders  its  origin  unintelligible  to  its  beneficiaries.    This  is  the  heart  of  
the  present  crisis.13  
  
The  present  crisis  is  the  “crisis  of  European  civilization”  spoken  about  by  Husserl,  Heidegger,  and  
Strauss.    Velkley  explains  that,  while  modern  philosophy  was  founded  by  genuine  philosophers,  their  
“new  kind  of  thinking  endangered  the  existence  of  philosophy.    Relativism,  scientism,  nihilism  are  
consequences  of  modern  philosophy’s  self-­‐‑subordination  to  the  spheres  of  ‘practice’  and  history,”  which  
are  the  non-­‐‑philosophic  offspring  of  modern  philosophy.14    Kennington  understood  these  issues  to  be  
encapsulated  in  the  question,  now  mostly  unasked,  “Who  is  the  philosopher?”    I  am  suggesting  that  the  
same  swarm  of  problems  is  implicated  in  determining  what  we  think  it  means  to  teach  philosophy  to  
undergraduates.  
  

Let  me  restate  the  problem  on  the  horizontal  plain.    As  Tocqueville  indicated,  what  Descartes  did  

Americans  have  absorbed.    “If  I  go  further,”  Tocqueville  wrote,  “and  seek  amongst  these  characteristics  
of  the  human  mind  the  principal  one  which  includes  almost  all  the  rest,  I  discover  that  in  most  of  the  
                                                                                
                                          
13  Richard  L.  Velkley,  “Masks  of  Mastery:    Richard  Kennington  on  Modern  Origins,”  Political  Science  
Reviewer  31  (2002):    9.  
14  Ibid.,  6–7.  
  

9  

�operations  of  mind,  each  American  appeals  only  to  the  individual  effort  of  his  own  understanding.”15    
Eva  Brann  calls  this  rationality,  which  is  a  mode  of  thinking  distinct  from  reason  itself.    Reason  is  a  power  
of  the  mind,  which  is  cultivated  by  inquiry,  by  questioning,  which  is  directed  intellectual  desire.16    Reason  is  
stifled  by  methodology,  by  Kantian  critique,  and  similar  techniques  that  artificially  limit  inquiry  before  it  
can  begin.    Rationality,  by  contrast,  is  the  name  for  what  Tocqueville  describes  as  the  peculiarly  American  
turn  of  mind.    She  appeals  to  William  James  as  capturing  the  “sentiment  of  rationality”  as  the  feeling  of  
my  own  intellectual  sufficiency,  my  confidence  that  no  one  may  impose  his  ideas  on  me.    I  don’t  have  to  
know  anything  of  importance  or,  indeed,  anything  in  particular  in  order  to  think  and  decide  for  myself.    
Descartes’s  demand  for  certainty  and  the  consequent  doubt  of  all  authority  and  of  ordinary  experience  
have  been  received  as  the  right  to  make  up  my  own  mind.    “Who  is  the  philosopher?”  gives  way  to  “Why  
do  I  have  to  take  philosophy?”  
  

Now  this  is  a  very  different  question  that  arises  without  a  desire  to  know.    It  is  an  expression  

rather  of  a  right  not  to  need  to  know.    How  we  answer  this  question  says  much  about  who  we  are.  
  
Conclusion  
  
  
When  we  admit  as  the  telos  of  our  teaching  wisdom  in  the  highest  sense,  it  is  difficult  to  claim  
that  philosophy  is  for  everyone.    Should  we  settle  into  the  moderate  goal  of  improving  the  perspicacity  of  
all,  for  which  philosophy  proper  becomes  non-­‐‑essential,  or  should  we  abandon  the  ordinary  student,  
preserve  purity  of  heart,  and  pursue  without  apology  the  rarefied  and  classical  goal  of  wisdom  to  the  best  
of  our  ability  with  only  the  fewest  of  our  very  best  students?  
  

I  doubt  we  can  eliminate  the  tension  between  these  two  poles  of  education.    As  interesting  as  the  

philosophical  problem  at  the  root  of  our  practical  problem  is,  our  problem  remains  practical.    I  see  no  
                                                                                
                                          
15  Alexis  de  Tocqueville,  Democracy  in  America  vol.  II,  bk.  1,  ch.  1;  as  quoted  in  Eva  T.  H.  Brann,  Paradoxes  
of  Education  in  a  Republic  (Chicago  and  London:    University  of  Chicago  Press,  1979),  121.  
16  Brann  describes  reason  pregnantly  as  she  describes  as  “the  deliberate,  self-­‐‑conscious  activity  of  the  
original,  personal  activity  of  thought.”    
  

10  

�reason  to  expect  that  some  new  plan  will  suddenly  amend  our  institutions,  alter  our  colleagues  and  
ourselves,  and  endow  our  students  with  all  the  intellectual  qualities  we  might  dream  of.    Nor  do  I  think  
there  is  a  philosophical  insight  that  solves  the  problem,  as  if  some  particular  thesis  that  diagnoses  
modernity  or  unravels  it  would  provide  a  pedagogical  solution.    That  approach,  I  think,  has  been  
interestingly  deflated  by  Haldane.    Part  of  our  problem  is  the  presence  of  too  much  sophisticated  
philosophy  in  education.    He  recommends  adapting  Tip  O’Neill’s  thesis  that  all  politics  is  local  to  this  
formula:    “most  worthwhile  educational  theory  is  contextual  and  practical.”17    No  philosophic  insight  and  
no  institutional  scheme  can  solve  the  difficulty.    Those  teachers  do  best  who  are  alert  to  the  possibilities  
and  the  obstacles  and  pragmatic  enough  to  do  whatever  can  benefit  a  student  who  is  open  to  learning.    
This  inclines  me  to  do  Haldane  and  O’Neill  one  better  and  say  that  all  education,  whenever  it  happens,  is  
individual.    Eva  Brann  writes,  “The  effort  of  the  single  teacher  is  the  ultimate  resort  of  excellence  in  
education.”    She  continues,  “I  think,  teachers  should  laboriously  form  an  opinion  concerning  the  
foundations  of  learning  and  then  teach  accordingly—alone,  if  necessary,  and  in  a  community  of  like-­‐‑
minded  colleagues,  if  they  are  so  fortunate.”18    If  this  captures  the  situation  at  St.  John’s,  her  advice  is  all  
the  more  compelling  for  those  of  us  who  teach  in  more  ordinary  schools.  
  
  
Selected  Bibliography  
  
Agresto,  John.    “Are  the  Liberal  Arts  a  Universal  Good,  or  Are  They  Simply  Something  Western?    
Bringing  the  Liberal  Arts  to  Iraq.”    Lecture  delivered  at  a  Wilson  Center  Symposium  entitled  “The  Liberal  
Arts  and  the  Human  Condition:    Collegiate  Education  and  the  Challenge  of  Modernity,”  19  November  
2013,  Hampden-­‐‑Sydney  in  Virginia.  
  
Arnold,  Matthew.    Culture  and  Anarchy:    An  Essay  in  Political  and  Social  Criticism.    Oxford:    Oxford  
University  Press,  2009.  
  
Brann,  Eva  T.  H.    Paradoxes  of  Education  in  a  Republic.    Chicago  and  London:    University  of  Chicago  Press,  
1979.  
                                                                                
                                          
17  Haldane,  “Educational  Theory,”  14.  
18  Eva  T.  H.  Brann,  Paradoxes  of  Education  in  a  Republic  (Chicago  and  London:    University  of  Chicago  Press,  
1979),  5.  
  

11  

�  
Haldane,  John.    “Educational  Studies  and  the  Map  of  Philosophy,”  British  Journal  of  Educational  Studies  
60:1  (March  2012):    3–15.  
  
———.    “The  Future  of  the  University:    Philosophy,  Education,  and  the  Catholic  Tradition,”  American  
Catholic  Philosophical  Quarterly  87:4  (2013):  731–49.  
  
Klein,  Jacob.    “The  Idea  of  Liberal  Education.”    In  Jacob  Klein:    Lectures  and  Essays,  edited  by  Robert  
Williamson  and  Elliott  Zuckerman,  157–70.    Annapolis,  MD:    St.  John’s  College  Press,  1985.  
  
MacIntyre,  Alasdair.    God,  Philosophy,  Universities:    A  Selective  History  of  the  Catholic  Philosophical  Tradition.    
Lanham,  MD:    Rowman  &amp;  Littlefield,  2009.  
  
Nietzsche,  Friedrich.    On  the  Advantage  and  Disadvantage  of  History  for  Life.    Translated  by  Peter  Preuss.    
Indianapolis  and  Cambridge:    Hackett  Publishing,  1980.  
  
———.    On  the  Future  of  Our  Educational  Institutions.    Translated  by  Michael  W.  Grenke.    South  Bend,  IN:    
St.  Augustine’s  Press,  2004.  
  
Oakeshott,  Michael.    The  Voice  of  Liberal  Learning.    New  Haven:    Yale  University  Press;  reprinted  
Indianapolis:    Liberty  Fund,  2001.  
  
Roth,  Michael  S.    Beyond  the  University:    Why  Liberal  Education  Matters.    New  Haven  and  London:    Yale  
University  Press,  2014.  
  
Tocqueville,  Alexis  de.    Democracy  in  America.    Translated,  edited,  and  with  an  introduction  by  Harvey  C.  
Mansfield  and  Delba  Winthrop.    Chicago  and  London:    University  of  Chicago  Press,  2000.  
  
Velkley,  Richard.    “Masks  of  Mastery:    Richard  Kennington  on  Modern  Origins,”  Political  Science  Reviewer  
31  (2002):    6–28.  
  
Weiss,  Bari.    “Camille  Paglia:    A  Feminist  Defense  of  Masculine  Virtues,”  WSJ  
http://online.wsj.com/news/articles/SB10001424052702303997604579240022857012920  
Accessed  28  December  2013  
  
  
  
  
  
  
  

  

12  

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                    <text>Piety, Knowledge, and Critical Inquiry in Plato’s Euthyphro (with reference to Plato’s Apology)
David Shiner
Shimer College

For those of us who are deeply committed to the practice of critical inquiry, few if any texts
are more valuable than the dialogues of Plato. Indeed, the conventional emphasis on the
role of critical inquiry in Plato’s dialogues, justified though it unquestionably is, may at
times lead to us to undervalue their many other virtues. The signal importance of those
other virtues is brought to light when it becomes clear that they are bound up with the very
raison d’etre for the sort of critical inquiry that Socrates employs in most of the Platonic
writings. To illustrate this, I shall in this paper briefly examine the relationship between
Socrates’ practice of critical inquiry and the virtues of piety and a proper approach to
knowledge claims in Plato’s Euthyphro, while also referencing his Apology.
The Euthyphro begins with the title character greeting Socrates outside the court where he
(Socrates) is about to be tried. Each man tells the other why he is there. Socrates recounts
some of the charges against him, charges which will be familiar to readers of Plato’s
Apology, the action of which occurs directly after the events presented in the Euthyphro: he
corrupts the youth of Athens by inventing new gods and failing to acknowledge the old ones
(3A). For his part, Euthyphro says that he has come to the court to prosecute his father for
manslaughter. When Socrates expresses surprise at this, Euthyphro, claiming to be an
expert in religious matters, responds that he is undertaking this action in accordance with
divine law. Socrates responds by proposing that he become Euthyphro’s pupil so that he
can argue in court that he regards it to be “of great importance to know about things
divine” (5A), which will presumably undermine the charge of impiety which his accusers
have levied against him. The remainder of the dialogue consists primarily in Socrates
questioning Euthyphro, presumably as pupil to teacher. Euthyphro proves unable to provide
an account of piety that satisfies the standards of Socratic inquiry, and the dialogue ends
without any such account having been given.
That is to say, there is no overt account of piety in the dialogue that is to be regarded as
satisfactory. Is there, however, a covert account, an implicit conception of piety that reveals
itself upon deeper investigation? And, if there is indeed such an account, how might it be
related to the sort of critical inquiry that Socrates undertakes within the dialogue?
We’ll begin our exploration of these questions by examining the textual evidence
concerning Euthyphro’s claim to be a religious expert. As was previously noted, Euthyphro
1

�justifies his prosecution of his father by referring to divine law. In explaining this to
Socrates, he acknowledges that all of his relatives disagree with his action, likewise on
religious grounds; they have unanimously told him that “for a son to prosecute his father as
a murderer is impious” (4D). Upon hearing this, Socrates asks Euthyphro whether he has
“such an accurate knowledge of divine things” that he has no fear that he might in fact be
committing an act of impiety (4E). Euthyphro reaffirms his confidence in his decision,
claiming that his knowledge of divine matters makes him better than “the general run of
men” (5A), presumably including the rest of his family.
Plato provides ample evidence that Euthyphro’s claim should be regarded with suspicion.
Earlier in the dialogue, Euthyphro tells Socrates that he (Euthyphro) has the gift of
prophesy, boasting, “I have never made a prediction that did not come true” (3C). Shortly
thereafter Socrates says about his court case, “[T]here is no knowing how the case will turn
out. Only you prophets can tell.” Euthyphro responds, “Well, Socrates, I dare say that
nothing will come of it. Very likely you will carry your case” (3E). Given that any reader of
this dialogue would be well aware of Socrates’ subsequent conviction and execution at the
hands of the Athenian court, Plato could hardly have made Euthyphro’s lack of prophetic
ability plainer. This episode casts considerable doubt on subsequent claims Euthyphro
makes concerning his religious expertise, which in turn implies that his confidence in those
claims is unwarranted.
After proposing that Euthyphro become his teacher, Socrates asks him to state what piety
is. Euthyphro replies by recounting the well-known story from Greek mythology in which
Zeus bound his father, Cronos, in chains for wronging him, just as Cronos had previously
castrated his father, Ouranos, for similar reasons. Socrates responds by asking Euthyphro
whether he thinks that he (Socrates) is being brought to trial because he “somehow” finds it
difficult to accept such stories of the gods. He then concedes that he might be wrong to
doubt those stories, stating that if experts on religion, such as Euthyphro claims to be,
believe them, he (Socrates) will be duty-bound to believe them as well. This, he says, is
because his is “ignorant about these matters” (6B). Thus, Socrates’ awareness of his own
ignorance leads him not only to doubt received wisdom, but even to doubt his own doubts.
With this response, Socrates tacitly draws a clear distinction between Euthyphro and
himself. Euthyphro claims to know everything worth knowing about piety. Socrates, on the
contrary, claims to know nothing about it. On the basis of his claim to possess religious
knowledge, Euthyphro is certain that he is practicing piety in prosecuting his father, in part
on the basis of the analogy of himself with Zeus, the all-knowing. On the basis of his claim
to lack religious knowledge, Socrates professes his uncertainty not only about the veracity
2

�of the traditional stories of the gods, but also about his doubts about those stories.
Therefore, as Socrates states explicitly, if Euthyphro actually has the knowledge that he
claims to have, his knowledge will trump Socrates’ ignorance, and Socrates will be dutybound to follow his lead.
The key word here is “if.” Socrates sets forth all of his conditions hypothetically, setting the
stage for him to try, throughout the rest of the dialogue, to discover whether Euthyphro can
demonstrate that he actually has the knowledge that he claims to have. In so doing,
Socrates doesn’t simply accept Euthyphro’s stories, or for that matter anything Euthyphro
says about piety, “on faith,” as we might put it. Such acceptance would constitute an appeal
to exactly the sort of unquestioning certainty which Socrates rejects, since he, as a
professed non-knower with respect to such matters, wouldn’t have any basis on which to
accept it.
By asking Euthyphro whether he thinks that he (Socrates) is being prosecuted for impiety
because he has difficulty in believing the traditional stories of the gods, Socrates shifts the
conversation from a declarative to an interrogative mode. He also subtly and skillfully shifts
the subject of the conversation from piety itself to the status of knowledge claims about
piety. In doing this, Socrates paves the way for critical inquiry, which entails a shift in the
conversation from statements of traditional belief to hypotheses.
Statements of traditional belief, such as those Euthyphro favors, are authoritative and
presumptively non-disverifiable propositions. The hypothetical approach, on the other
hand, regards such statements as assumptions, and thus as subject to critical inquiry. In
highlighting the shift from traditional belief to critical inquiry, Plato regularly makes it clear
where Socrates doubts, and where Euthyphro – and we – should do likewise. For example,
when Euthyphro exhibits confidence in the veracity of the traditional stories of quarrels
between the gods, Socrates notes that this characterization of the gods would put them in
the same position as human disputants “if they really do have quarrels about right and
wrong, as you say they do” (8D). The key word here is, again, “if.” This and subsequent
instances of classifying statements about the disputes of the gods as assumptions, rather
than as statements to be accepted on the basis of authority and/or tradition, clearly
differentiate Socrates from Euthyphro with respect to their approaches to the kinds of
knowledge claims that Euthyphro routinely makes. Euthyphro professes certainty that the
gods engage in disputes with each other; in fact, he tells Socrates that he knows much more
about those disputes than the ordinary Athenian does (6B). Socrates, on the other hand,
exhibits the intellectual humility appropriate for a professed noon-knower by neither

3

�affirming nor denying this claim but rather regarding it as an assumption and therefore in
need of further investigation.
Critical inquiry depends upon the hypothetical mode championed by Socrates; the
recounting of traditional myths set forth as matters of fact eschews it. Euthyphro evidently
fails to recognize the disjunction between the two in agreeing to submit his beliefs to
critical inquiry. His consent and even encouragement of critical inquiry throughout the
dialogue, while simultaneously preserving confidence in his infallibility with respect to
divine matters, indicates that he has no real understanding of the nature of the
hypothetical realm. He is evidently unaware that submitting his beliefs to critical inquiry
potentially undermines them by converting them into hypothetical statements – that is,
assumptions which could be otherwise. This lack of awareness on Euthyphro’s part appears
to be a byproduct of his confidence in his claims of knowledge, and Plato gives us ample
evidence that this confidence is unwarranted. That evidence includes Euthyphro’s
demonstrably false claim of unerring prophesy, his presumptuous assertion that he is
permitted, indeed expected, to act in the same manner as the king of the gods, and his
manifest inability to present a definition of piety that can satisfy the rigors of critical inquiry.
Euthyphro continues to proclaim confidence in his knowledge of divine matters throughout
the dialogue, and the fact that he is still making this claim as the dialogue approaches its
end (13E) indicates that he has learned little if anything along the way. Socrates’ final
statements to him demonstrate this in several ways, not the least of which is – again – their
hypothetical character. First, he exhorts Euthyphro to tell him the “absolute truth” about
the gods because “if anyone knows, of all mankind, it is you” (15D). This statement, we can
reliably conclude on the basis of Euthyphro’s utter failure to satisfactorily demonstrate his
alleged knowledge, invokes an implicit conclusion based on the logical form known as
modus tollens. The content of that syllogism is this: If anyone knows the truth about the
gods, Euthyphro knows it (as Socrates states); Euthyphro doesn’t know it (as the dialogue
makes abundantly clear); therefore no one knows it. Next, Socrates turns Euthyphro’s claim
to possess religious knowledge into another hypothetical: “If you didn’t know precisely
what is pious and impious, it is unthinkable that...you would ever have moved to prosecute
your aged sire” (15D). This statement implies a sort of modus ponens: after all that has
transpired, Euthyphro should recognize that he does not in fact know what he claims (or
claimed) to know about piety and impiety, the consequence of which is that he should not
have prosecuted his father in accordance with what he thought were the dictates of piety.
The fact that Euthyphro has made no evident progress during the course of the dialogue
leads Socrates to say to him, “I am sure you think you know exactly what is pious and what
4

�is not” (15E). This phrasing acknowledges the fact that Euthyphro continues to think he
knows what he claims to know, although it is by now equally evident that he does not
actually know it. Euthyphro has been shorn of his knowledge claims – not by Socrates, but
by his own shortcomings as disclosed by critical inquiry.
From this examination of the Euthyphro we might be inclined to infer that critical inquiry
and piety are at odds, and that the former has trumped the latter in this dialogue. More
specifically, since it appears that an uncritical piety such as Euthyphro’s cannot be
maintained in the face of critical inquiry, we might wonder whether critical inquiry must
perforce be impious. Such a conclusion would be unwarranted. In order to understand the
proper relationship between the two, we must turn from the Euthyphro to its sequel, both
in time and, we might say, complementarity: the Apology, Plato’s account of Socrates’
defense in court.
Early in the Apology, Socrates endeavors to account for the reputation that has rendered
him subject to prosecution on the grounds of impiety. As he tells the Athenian jury, “I have
gained this reputation, gentlemen, from nothing more or less than a kind of wisdom. What
kind of wisdom do I mean? Human wisdom, I suppose. It seems that I really am wise in this
limited sense” (20D). By way of contrast, concerning “wisdom that is more than human,”
Socrates says, “I certainly have no knowledge of such wisdom” (20E). How, then, does
Socrates know that he has any wisdom at all? Because “the god at Delphi,” presumably
Apollo, had famously told his friend Chaerephon many years earlier that no one was wiser
than Socrates (21A).
In Plato’s account, Socrates’ reaction to the oracle’s declaration is typical: he wonders
about it. As he tells the jury, “I said to myself, ‘What does the god mean? Why does he not
use plain language? I am only too conscious that I have no claim to wisdom, great or small,
so what can he mean by asserting that I am the wisest man in the world?’” (21B). So he
wanders about Athens trying to better understand the truth of the god’s declaration by
asking questions of people who claim to be knowledgeable about various matters. In other
words, Socrates responds to a knowledge claim by wondering about the meaning of the
claim, asserting the insufficiency of his own knowledge, and investigating the claim by
means of critical inquiry – that is, by undertaking the same process he effected with
Euthyphro. The only significant difference is that here, unlike in the Euthyphro, Socrates
seems to take for granted that the oracle’s claim must be true if properly understood; as he
says, the god “cannot be telling a lie” because “that would not be right for him” (21B). In
other words, piety demands that Socrates treat a truth claim by a god differently from a

5

�truth claim by a human being. Nevertheless, intellectual humility and critical inquiry are
present in essentially the same way in both dialogues.
Why, then, does Socrates initiate critical inquiry with his fellow Athenians? A number of
passages in the Apology leave no room for doubt: he sees it a religious quest (“I pursued my
investigation at the god’s command” (22A)). Once Socrates discovers the meaning of the
oracle, namely that “real wisdom is the property of God, and…human wisdom has little or
no value” (23A), his response is “to give aid to the god” by “undertaking service on the
god’s behalf” (23B). This service, which is prominently displayed in numerous other Platonic
dialogues, consists in this: “[W]hen I think that any person is not wise, I try to help the
cause of God by proving that he is not” (23C). He even goes so far as to affirm that “God
appointed me…to the duty of living the philosophic life, examining myself and others”
(28E). Critical inquiry is therefore a religious obligation for Socrates, one that he willingly
takes on even though he, as a mere mortal, does not know exactly what the divine law is –
and, unlike Euthyphro, does not claim to know.
Socrates does not profess complete ignorance about divine matters. Indeed he cannot do
so, for that would render his claim to be undertaking a religious quest nonsensical. The
basic truths about the gods that he claims to know include, for example, that they are
responsible for all the good things that we humans possess (Euthyphro 15A) and that they
cannot lie because it would not be right for them to do so (Apology 21B). But, unlike
Euthyphro, he also believes that our understanding of the nature and activities of the gods
is extremely limited, and that recognition of that limitation is a sign of the proper
intellectual humility which is an essential feature of both piety and human wisdom. And so
Socrates’ wisdom is the result of a religious quest, a demonstration of his piety as well as of
his intellectual humility. This stands in stark contrast with Euthyphro, whose lack of wisdom
is manifest in the opposite traits, as well as of Socrates’ accusers in the Athenian court.
To conclude: In both the Euthyphro and the Apology, Plato demonstrates that Socrates
doubts the traditional stories of the gods not because he is not pious, but because he is. In
conducting his investigations, Socrates provides a model of the proper relationship between
piety and critical inquiry. The lynchpin between them is intellectual humility, which stands
in stark contrast to the vacuous arrogance demonstrated by Euthyphro, as well as by
Socrates’ accusers. In order to follow the model of the quest for knowledge that Plato
proposes and Socrates personifies, one need not practice piety or critical inquiry in precisely
the way that Socrates does; but one must set out on that quest with an uncommon level of
commitment, and with genuine humility. This is where liberal education begins.

6

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                    <text>Liberty and Authority: Religious Dogma and Liberal Education in Tocqueville and Newman
Austin Walker, University of Chicago

While John Stuart Mill may characterize liberty and authority as antagonists at the beginning of
On Liberty, Alexis de Tocqueville’s analysis of democracy brings Mill’s clear construction of opposites into
doubt. For Tocqueville, a democratic social state, above all others, presupposes a kind of intellectual and
religious authority if liberty is to be well-cultivated and well-used. American liberal education depends on
a prior religious education, and specifically, on a religious authority. Authority and liberty can be
antagonists, but for Tocqueville, in the best case, they can mutually reinforce one another.
A similar argument is undertaken by John Henry Newman in his Idea of a University. Newman’s
emphasis on the importance of theology sometimes baffles readers as to how he can claim to be teaching
a “liberal” education at all. 1 But, I will argue, Newman has a very subtle understanding of the interplay
between religious and democratic authority, an understanding that can be too easily obscured. Only
through analyzing Newman’s arguments in light of Tocqueville’s understanding of a democratic social
state can Newman be defended as no reactionary at all, but as a very astute observer of the manner in
which knowledge is gained in a democratic age, and the eternal and the particular are intertwined. Both
see in modernity the temptation to seek a single idea or single principle as a universal explanation of
human affairs. Newman’s education is elite while Tocqueville’s is popular, and Newman is concerned with
academic disciplines while Tocqueville with democratic individuals, but both advocate a liberal education
that liberates men from the tyranny of a single idea.

***

Tocqueville discovers in equality the promise of an ostensible freedom that tends towards a real,
if novel slavery. Democratic man, by his condition, is led towards a belief in his “own reason as the most
visible and nearest source of truth” (Democracy in America, Vol. 3, 700). Equality of conditions means
that “the man who inhabits democratic countries…sees near him only more or less similar beings” (731J.M. Roberts, “The Idea of a University Revisited,” Sara Castro-Klaren, “The Paradoxes of Self”; Frank Turner,
“Newman’s University and Ours”; even Jaroslav Pelikan, The Idea of a University: A Reexamination.
1

�732). Since these other men are not incontestably superior to him, he sees no reason not to trust his own
judgment over theirs. Equality encourages individual judgment if for no other reason than that it levels
what would have stood out as extraordinary, aristocratic persons who ought to have been believed.
At the same time, the promise of individual reason hardly ever results in profound and sensitive
discovery, and a desire to think for oneself most often terminates in a lazy adoption of “general ideas”. 2
Democratic men “have a great deal of curiosity and little leisure…little time remains for them to think.”
Therefore, they “love general ideas, because they exempt them from studying particular cases” (736).
The “ambition…to gain great success immediately [without] great effort,” finds a useful tool in general
ideas, which flatters democratic man into thinking he “portray[s] very vast matters at little cost” (736).
While the emancipation of individual reason initially promises great advances, it leads almost of necessity
to sloppy thinking.
The democratic passion for general ideas combines with the enthroning of individual reason in
order to propel democratic men towards a narrow understanding of the world. “All the truths that are
applicable to himself seem to him to apply equally or in the same way to each one of his fellow citizens.”
“Having contracted the habit of general ideas in the one area of his studies that concerns him most…he
transfers that habit to all the others.” Since men seem similar, it strikes his mind as plausible—or even
necessary—that they all be governed by the same force. Whatever branch of study is his specialty, he
attempts to universalize to explain the entire world. Thus the desire “to explain an ensemble of facts by
a sole cause becomes an ardent and often blind passion to the human mind” (732). Not only are men
drawn towards general explanations, they are also led to universalize their own experience or expertise
in order to create a governing general idea. Men are less at risk of universally becoming Marxist
materialists than lawyers are of assuming the law to be the only operative principle in the world (or
political economists with self-interest, to take only two examples).
In light of this danger, Tocqueville prescribes a single remedy, albeit a “painful but always
effective” (740) one. A practical struggle is the only cure for the lure of general ideas: “if there is a subject
concerning which a democracy is particularly liable to commit itself blindly and extravagantly to general
2

A working definition of a “general idea” is as follows: they “encompass a very great number of analogous objects
within the same form in order to think about them more comfortably” (727); they “do not attest to the strength of
human intelligence, but rather to its insufficiency, for there are no beings exactly the same in nature: no identical
facts; no rules applicable indiscriminately and in the same way to several matters at once” (728); and they “are
admirable in that they allow the human mind to make rapid judgments about a great number of matters at the
same time; but, on the other hand, they never provide it with anything other than incomplete notions, and they
always make it lose in exactitude what it gains in breadth” (729).

�ideas, the best possible corrective is to make the citizens pay daily, practical attention to it. That will force
them to go into details, and details will show them the weak point in the theory” (739). He offers the
example of the Americans who, by taking “a practical part in government”, “moderate the excessive taste
for general political theories” (ibid). By experiencing the authority of practical examples which contradict
or limit the teachings of a general theory, the excessive tendency towards general ideas can be controlled.
Practical engagement in a particular science best prevents a tendency to over-generalize.
Nevertheless, at a certain point, even practical engagement exhausts itself and must take cover
in received opinions. Man cannot live without some “dogmatic beliefs” (712ff.) and Tocqueville asserts
the impossibility that any group 3 of men can reason out their own first principles. “The inflexible laws of
[man’s] existence compel him” (ibid.) to accept some degree of received opinion. If even philosophers
must take “a million things on the faith of others” (715), what hope is there for the average democratic
man of deducing first principles? The span of human life is too short for the task, and one who attempted
it would have an intelligence made “independent and weak at the same time” from the perpetual
agitation involved in trying to discover all fundamental principles. Man “must make a choice and adopt
many beliefs without discussing them, in order to go more deeply into a small number that he has reserved
to examine for himself” (715). The only question, for Tocqueville, is whether the received opinion allows
man to become free. “Somewhere and somehow authority is always bound to play a part in intellectual
and moral life…the independence of the individual may be greater or less but can never be unlimited”
(716-7).
The beliefs most advantageous to be received are those of religion. “When there is no authority
in religion or politics, men are soon frightened by the limitless independence…with everything on the
move in the realm of the mind, they want the material order at least to be firm and stable, and as they
cannot accept their ancient beliefs again, they hand themselves over to a master” (745). The danger to
the freedom of the mind is even greater than to political freedom. “When a people’s religion is destroyed,
doubt invades the highest faculties of the mind and half paralyzes the rest.” Each man’s mind is filled with
“confused and changing notions about matters of the greatest importance.” “Opinions are ill-defended or
abandoned,” with the result that democratic man “in despair of solving unaided the greatest problems of
human destiny” “ignobly give[s] up thinking about them” (ibid). If man is asked to construct the universe
himself, he will despair and withdraw. But still seeking order and stability of some sort, he will long for a
political order that is secure rather than free. Individual judgment in religious matters undermines a free
3

Tocqueville hedges his bets about whether rare individuals are capable of such achievements

�political order. Religious liberalism tends towards political despotism. On the other hand, the security of
religious opinion in no small part creates the conditions for political practical engagement. Liberty
depends on a higher, received authority.

***

The tendencies that Tocqueville identifies in the development of democratic individuals,
Newman’s university recognizes in the specific intellectual disciplines. On their own, the disciplines tend
to refer everything to themselves and universalize their particular conclusions. The remedy for this
overgeneralization is Tocqueville’s remedy: practical interaction among the disciplines, just as practical,
political interactions among democratic individuals curb the passion for general ideas. At the same time,
the disciplines can only be forced into this productive disagreement if, at a higher level, an un-argued for
authority is accepted: for Newman, theology plays the role of Tocqueville’s salutary religious beliefs. If
democratic men jettison authoritative religious opinion, they tend to isolate themselves; if the intellectual
disciplines exclude theology, they try to universalize their own conclusions. Newman’s university deals
with the education of an elite, whereas Tocqueville’s liberal education is widespread and popular:
nevertheless, both rely on the same principled interaction between authority and liberty.
Tocqueville’s popular education relies on two levels of authority: a higher one received and a
lower one democratically and practically created. Newman’s university recapitulates these two layers of
authority, even if some critics fail to see double. Much has been made of Newman’s invocation of an
“imperial intellect” which is “majestically calm, because it discerns the end in every beginning” (The Idea
of a University, 138), and ostensibly depends on the authority of theology to properly order the university.
Secular scholars scoff at the notion that a “liberal education” would presuppose clerical supervision. But
in their focus on the role of theology as authority, 4 they fail to appreciate the degree to which Newman’s
university is not “majestically calm,” but in fact the scene of practical rivalry among the disciplines.
Theology and practical rivalry work together to create a “philosophical habit of mind” (51). At the same

In the critical essays included in the Yale edition of The Idea of a University, several of the contributors mistakenly
take Newman’s authoritative science to be theology (Turner, 259; Castro-Klaren, 319; Garland, 278-80). J.M.
Roberts, in “The Idea of a University Revisited,” makes the same mistake (206-207). As will be shown below,
Newman’s authoritative science is philosophy, not theology.
4

�time, theology’s specific role can best be seen after the extent of the practical rivalry among the disciplines
is made clear.
While named the Idea of a University, the animating idea of Newman’s discourses is more
precisely a liberal education. A liberal education consists in the acquisition of liberal knowledge, a process
Newman defines as “philosophy.” Newman’s particular definition of philosophy depends on his special
understanding of knowledge. “All knowledge” for Newman, “forms one whole,” that can only be
separated off “portion from portion…by a mental abstraction.” The individual “sciences are the results of
that mental abstraction.” All the sciences are “but aspects of things,” with the consequence that they “at
once need and subserve each other” (51). So, in theory, all sciences are complementary. But this
complementarity is only theoretical—or rather, ideal.
Though the sciences “need and subserve each other,” they do not themselves necessarily
recognize this need. Of their own, each science tends “to the exclusion of others…scorning all principles
and reported facts which do not belong to their own pursuit, and thinking to effect everything without
aid from any other quarter” (50). As examples, Newman raises the substitution of chemistry for medicine
or of “political economy, or intellectual enlightenment,” as a cure for “vice, malevolence, and misery,”
which are properly ethical concerns. Newman particularly notes the tendency of political economy to
claim for itself “an ethical quality, by extolling it[self] as the road to virtue and happiness” (89). Each
science, for Newman, perfects a particular branch of knowledge while at the same time being unable to
discern its own limits.
In order for a proper understanding of the whole to arise, Newman argues that it must happen
that “one [science] corrects another” (49), such that each science is kept in its own bounds “by the very
rivalry of other studies” (167). The recognition of these boundaries, and the proper integration of the
sciences into a whole, is Newman’s particular definition of philosophy:
the comprehension of the bearings of one science on another, and the use of each to each, and
the location and limitation and adjustment and due appreciation of them all, one with another,
this belongs, I conceive, to a sort of science distinct from them all, and in some sense a science of
sciences, which is my own conception of what is meant by Philosophy, in the true sense of the
word, and of a philosophical habit of mind (51)
The cultivation of this kind of philosophy is effected by a liberal education (152, 167), so much so that the
terms philosophical education and liberal education end up being used synonymously by Newman.

�The universal or “broadening” features of Newman’s education have often been recognized. 5 Of
course, to emphasize breadth is to risk superficiality. How, exactly, can a university teach a student, in a
few years’ time, to see both the breadth of universal knowledge as well as the particular divisions between
each science? Newman himself clearly recognizes the necessity to specialize: students “cannot pursue
every subject which is open to them” and “in his own case he only pursues a few sciences out of the
multitude” (101). To try to learn everything is to make the mistake that “a smattering in a dozen branches
of study is not shallowness, which it really is, but enlargement, which it is not” (142). A student must
specialize not only because of the limits of human life, but because the very process of specialization
teaches the necessary habits or disciplines of mind required by a liberal education. But then a liberal
education also presupposes a vast and encompassing view of the whole. How are these conflicting claims
reconciled?
For Newman, the seat of learning is as important as the character of liberal knowledge, and it is
the university itself that reconciles the apparently contradictory demands of universality and
specialization inherent in a liberal education. Broad understanding—that is, philosophy—comes not
through direct study, but through the process of living amongst the turmoil of the various branches of
knowledge. Students “will be gainers by living among those and under those who represent the whole
circle (of knowledge). This I conceive to be the advantage of a seat of universal learning” (101). When
disciples of the various branches are brought together, they naturally “adjust…the claims and relations of
their respective subjects of investigation.” Thus the student “profits by an intellectual tradition, which is
independent of particular teachers…he apprehends the great outlines of knowledge, the principles on
which it rests.” By living among the branches of knowledge, “a habit of mind is formed” in the student.
Newman underscores this point later, when he contrasts various professors “in a university and
out of it.” Outside of a university, giving lectures on his own, “he is in danger of being absorbed and
narrowed by his pursuit” (166). But inside a university, “he is kept from extravagance by the very rivalry
of other studies” and he gains “a special illumination and largeness of mind” so that “he treats his own
5

Much has been said by various scholars about the character of Liberal Knowledge as Newman conceives it, and
much attention has rightly been paid to Newman’s opposition of Benthamite or utilitarian principles of knowledge
(Kelly, A Conservative at Heart?, 176-180). Ian Ker has highlighted Newman’s “fundamental requirement…[to] be
able to think clearly” in a manner that isn’t “narrowly specialized” (Ker, The Achievement of John Henry Newman,
33). G.H. Bantock has noticed the importance that a “tradition of (objective) value that will transcend the
individual and social purposes of man” (Bantock, Authority and Education, 130). Stephen Kelly has rightly seen
that since Newman conceives of a university as teaching universal knowledge, Newman’s liberal education
necessarily “incorporated both the liberal ‘philosophical’ and the professional ‘mechanical’ educational elements
of learning” (A Conservative at Heart?, 184).

�[subject] in consequence with a philosophy and a resource, which belongs not to the study itself, but to
his liberal education [emphasis mine]” (167). No scholar of Newman, to my knowledge, has recognized
the importance of this last sentence. Newman claims that the very fact of being in a university provides
a professor with a liberal education, and that this largeness of education is achieved not through
peaceable contemplation, but by means of “the very rivalry of other studies.” Theology is important for
Newman, no doubt. But theology is no imperial master within the university. Philosophy, not theology,
is the science that regulates all other studies, and it appears that philosophy is not, as it were, a discipline
that can be taught so much as a habit of inquiry that develops by being present within an active and
tumultuous university. In other words, no professor teaches philosophy so much as the university, by its
very activity, represents philosophy almost unconsciously. Newman may talk about the harmony of
universal knowledge, but that harmony is only apparent from God’s point of view. For man to achieve a
philosophical understanding requires an agonistic process: and this agonism is encouraged and regulated
by the university.
Once we understand the work that the sciences themselves are performing in Newman’s
university, we can finally be clear on the place of theology. J.M. Roberts, in his criticism of Newman’s
understanding of theology, displays the typical secular skepticism. Roberts is subjected to “an outbreak
of spontaneous hilarity” (Roberts, “The Idea of a University Revisited,” 207) by two of Newman’s
arguments. First, that the university should actively police a particular “unity of an intellectual system”
(206), wherein theology “arbitrate[s] uncertainties and…correct[s] divagation from right order” (207). And
second, when Newman describes the interaction between professors as “a picture of an imaginary
senate” (207). 6 Doesn’t Newman know, says Roberts, that the politics of the university are so intense
because the stakes are so low?
Roberts takes Newman to task for his argument that the theology department of a university
ought to enforce clear disciplinary boundaries when so much exciting research is happening “at the
borders” (Roberts, 209) of the sciences. As I have hoped to show from my argument above, Roberts
completely misunderstands Newman. Of course interesting work is going to happen on the fringes. That
is where the quasi-political debates about boundaries will take place and where political economists and
ethicists (and theologians) will be able to discover truly where they stand in relation to one another.

6

In Newman’s own words: “professors are like the ministers of various political powers…they represent their
respective sciences, and attend to the private interests of those sciences respectively; and, should dispute
arise…they are the persons to talk over and arrange it” (Idea, 369).

�Roberts misreads Newman because Roberts fails to see that it isn’t an imperial theology, but the sciences
themselves that will correct one another. Roberts, even though he quotes Newman on this very subject,
apparently believes that Newman believes that a university should have an all-powerful theology
department which disciplines each science authoritatively, preserving a kind of static order. Newman does
admit theology into his university as an important science, but he includes theology so that it will be able
to defend itself as a science by means of this same “rivalry.” Newman never argues that theology
sufficiently teaches the philosophical habit of mind characteristic of a liberal education. 7 The study of
theology does not and cannot—by itself—create or perfect liberal knowledge.
In discussing the role of theology, we have to be especially clear about the “non-religious” role
that theology plays. The development of liberal knowledge depends on the interaction of the sciences
with one another. The sciences, on their own, tend to isolate and universalize themselves. For Newman,
only theology is capable of forcing the sciences to engage in a way that limits their isolating and
universalizing tendencies.
Theology is at the center because Newman recognizes, like Tocqueville, that without certain
definite and authoritative assumptions, things fall apart. I am not arguing that Newman secretly believes
theology to be only an “authoritative opinion.” Newman devotes a full discourse to the argument that
theology is in fact a science (Idea, 19-42).

Nevertheless, Newman’s university depends on one

authoritative assumption: that all branches of knowledge are parts of a universal whole and can therefore
be reconciled with and be corrected by one another. 8 Theology supports this assumption through the
assertion of (or argument for) a created and knowable world. Without this keystone, Newman apparently
believes, the overwhelming tendency of the individual disciplines is to universalize themselves to the
exclusion of others. As we have seen above, this argument finds its companion in Tocqueville: if
authoritative opinion about first principles is jettisoned, man despairs of solving such questions by his
individual reason and isolates himself. Only by accepting authoritative opinion can productive political
interaction occur. And without this political or practical engagement, narrow views remain unchallenged
and are tempted into masquerading as general causes.

7

Newman himself is clear on the point that theology can just as easily degenerate into a merely “useful” study if it
is undertaken not for its own sake but for the purpose of pastoral or priestly care (Idea, 108-109).
8
Compare to Newman’s description of the representative of “the philosophy of an imperial intellect” who “has
one cardinal maxim in his philosophy…that truth cannot be contrary to truth; if he has a second, it is, that truth
often seems contrary to truth; and, if a third, it is the practical conclusion, that we must be patient with such
appearances, and not be hasty to pronounce them to be really of a more formidable character” (Idea, 461).

�Once a higher authority is made secure, experience and practice predominate in Newman’s liberal
education. Philosophy, or liberal education, only develops in a student through his being present in a
university in which the various disciplines—while assuming themselves to be part of a whole—check each
other by rivalry.

These disciplinary boundaries can never be static, so there can never be an

“authoritative” demarcation for the students to memorize. Discoveries in physics or biology challenge
and are challenged by political philosophy and literature. As a student watches the professors engaged
in a quasi-political debate, a kind of practical wisdom forms within the student, which can sense when a
claim to truth is reasonable and when it isn’t. For such an education, failures are almost as useful as
successes. The evolutionary biologist who claims that, say, there is a moral obligation to abort children
with Down Syndrome contributes as much to a liberal education as does the theologian who demurs to
established physical laws.
As with Newman, so with Tocqueville: a liberal education comes from the experience of liberty.
What Tocqueville says of statesmanship may also be true of a liberal education: “it is only in an
atmosphere of freedom that the qualities of mind indispensable to true statesmanship can mature and
fructify” (Ancien Regime, 144). But as Newman argues, the theologian and the biologist can only be forced
to talk to one another in a university where theology asserts the unity of the sciences. The “atmosphere
of freedom” in Newman’s university requires a theological unifying principle.
A university cannot exist without theology, but in its absence, various disciplines will attempt take
its place (181-182). The problem in this case is that an implicit theology will replace an explicit one. And
since the greatest achievement of Newman’s liberal university is a recognition of explicit boundaries of
knowledge, the most important questions (What belongs to this world? What doesn’t?) can never be
asked in a competent way. The careful obscuring of questions about principle is, in the opinion of both
Newman and Tocqueville, the great philosophical weakness of democratic liberalism as well as its great
practical support. If ideas are not practically challenged, they will expand past their proper boundaries.
Newman and Tocqueville both fear the prospect of men who, having given up thinking about general
ideas, are unconsciously governed by one or a few of them. Liberty from what might be called an
ideological tyranny is cultivated through practice, but this practice presupposes some dogmatic harmony.
Freedom from all dogmatism is not a human possibility, and it is through recognizing this that a limited
but real liberty can be cultivated. Tocqueville is concerned with democratic individuals, and Newman with
intellectual disciplines. Nevertheless, in their two objects they see a similar tendency towards an
overemphasis on general ideas, and a remedy in the cultivation of a practical and quasi-political debate.

�At this point we might be forgiven for asking what relevance this can possibly have: both
Tocqueville in politics and Newman in the development of ideas argue that freedom depends on
authoritative religious opinion. Practical interaction can do much to create authority, but at bottom
remains a dependence on a higher authority. We live in a world that has apparently jettisoned the desire
to search for or to accept (or even to reject) authoritative religious opinion. Is not Newman (and even
Tocqueville) made irrelevant by this circumstance? Perhaps we ought rather to wonder if our ostensible
progress beyond authoritative religious opinion isn’t really another means by which we disguise our
reliance on unexamined beliefs. Newman argues that no matter the circumstances, authoritative opinion
will inevitably re-emerge, the nature of the disciplines being what they are. The best that we might do is
attempt to discover what this opinion is, and to bring it to light. A new and implicit theology, in a sense,
will always be constructed on the incursions of political science and ethics and psychology into what was
once theology’s realm. 9 If this new theology proves inadequate or repulsive, we would at least be in the
position of recognizing the unattractiveness of a necessary opinion, and ascending from it. 10 Or, to use
an older analogy: we can never ascend from the cave if we never realize that we are inside of one.

See especially Idea of a University, Discourse 8, “Knowledge Viewed in Relation to Religious Duty,” and Newman’s
discussion of the “Religion of Reason” (182-211).
10
Such would be Newman’s response to a critic, like Roberts, who says that this kind of “political” engagement
between departments and professors is impossible. Yes, Newman would say, it is impossible in your university,
because you lack the unifying belief in a knowable world and the ultimate harmony of the intellectual disciplines.
Such a belief can never be the product of argument or deduction, but must be secured beforehand, and religious
dogma is the only means thereof. This, at least, would be Newman’s response. It is left to the reader to decide its
adequacy.
9

�Bibliography:
Bantock, G.H. Freedom and Authority in Education. Chicago: H. Regnery, 1952.
Castro-Klaren, Sara. “The Paradox of Self in the Idea of a University,” The Idea of a University, 318-338.
Edited by Frank Turner. New Haven: Yale University Press, 1996.
Garland, Martha McMackin. “Newman in His Own Day,” The Idea of a University, 265-281. Edited by
Frank Turner. New Haven: Yale University Press, 1996.
Kelly, Stephen. A Conservative at Heart? The Political and Social Thought of John Henry Newman. Dublin:
Columbia Press, 2012.
Ker, Ian. The Achievement of John Henry Newman. South Bend, Indiana: Notre Dame Press, 1991.
Newman, John Henry. The Idea of a University. Dublin: Ashfield Press, 2009.
Newman, John Henry. The Idea of a University. Edited by Frank Turner. New Haven: Yale University
Press, 1996.
Pelikan, Jaroslav. The Idea of the University: A Reexamination. New Haven: Yale University Press, 1992.
Roberts, J.M. "The Idea of a University Revisited," Newman after a Hundred Years, 193-222. Edited by
Ian Ker and Alan Hill. Oxford: Clarendon Press, 1990.
Tocqueville, Alexis. Democracy in America: Historical-Critical Edition. Edited by Eduardo Nolla.
Translated by James T. Schleifer. Indianapolis: Liberty Fund, 2010.
Tocqueville, Alexis. The Old Regime and the French Revolution. Translated by Stuart Gilbert. Garden City,
N.Y: Doubleday, 1955.
Turner, Frank. “Newman’s University and Ours,” The Idea of a University, 282-301. Edited by Frank
Turner. New Haven: Yale University Press, 1996.

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                    <text>Do the Liberal Arts Today Serve any Useful Public Function?
John Agresto
I picked this somewhat provocative title because I think that the liberal
arts and liberal education, if they are to survive, have to take more
seriously than they do this question of their usefulness, especially their
public usefulness. The liberal arts are dying in America, and they are
dying in large measure because the public is unconvinced that any
attention to these subjects, especially the humanities, are worth the
cost, the effort, or the time.
If you have any doubt regarding the decline of liberal arts education,
just look at what students study in college these days. We all know a
time when it was assumed that when students went off to college that a
goodly number of them would study the liberal arts. We knew that
many of them would major in English – which seemed always a
preferred concentration – while others would study History or
Mathematics or one of the hard sciences. There was, as well, always a
serious handful who gravitated towards Foreign Languages or
Philosophy or the Classics.
So, where do things stand today in higher education? Well, today four of
the top majors – Business Studies, Education, the Health Professions,
and Engineering – account for 41% of all Bachelors degrees, while
English and Literature accounts for a mere 3% of all such degrees.
Today, just over 1% of our students major in any of the Physical
Sciences, and Philosophy accounts for less than one half of one percent
of the whole total. In fact, there are more Bachelor degrees given in
1

�something called “Parks, Recreation, Fitness and Leisure Studies” than
are awarded in all the fields of History put together.
Why is this the case? Let me give the most general answer first and then
make it more specific in a bit. The liberal arts are dying because most
Americans don’t see the point of them. They don’t get why a person
should study literature or history or the classics -- or, more
contemporarily, feminist criticism, whiteness studies, or the literature
of post-colonial states -- when their son can study engineering or their
daughter get a business degree. It’s not only that they and their children
want to get a good job and make lots of money – they often also want to
make a contribution more generally to the world, do something useful
for themselves and their neighbors, even their country, and they don’t
see what “use” the liberal arts (in either their more traditional or
especially in their newer formulations) are either to themselves or to
society.
Now we all know that talking about “usefulness” gives most liberal
artists the willies. We in the liberal arts are always more comfortable
with divorcing ourselves from utility, with seeing our enterprise as
something higher than training people in the more useful arts or helping
people gain a living.
Now, my point is not to try to convince you of the worthiness of other
forms of education, though I know I tend to see them as more worthy
than many of my colleagues do. And my point is definitely not to tell
you that today liberal education needs to adopt a rhetoric of usefulness
deceive the public into thinking we’re something we are not. My point
2

�is simply that the liberal arts are, when at their best, not only of
immense value – let’s even say of “use” -- not only for each of us as
individuals but I think also and especially of use to society at large.
Let me go back to the first years of this country. I’m reminded of the
famous phrase of John Witherspoon, an early president of what would
later become Princeton University, who said to his students that they
should not “live useless and die contemptible.” To Witherspoon, to go to
college and not draw from it some things – many things – of use to one’s
self and to the world at large would have surely seemed quite strange.
And, recognizing that among those who went to Princeton and listened
to President Witherspoon were 9 future cabinet members, 12
governors, 21 senators, 39 congressmen, 3 Supreme Court justices, a
vice president, and a president, James Madison, who was also one of 5 of
Witherspoon’s students at the Constitutional Convention, I can only
assume that the good Mr. Witherspoon thought it was particularly
contemptible to be useless in the public realm, not just ineffectual in our
private lives.
Now, part of the reason why I’m troubled by the way liberal education
seems always ready to denigrate other forms of education or to criticize
society at large for our problems is that, in trying to shunt the blame
elsewhere, we absolve ourselves too easily for our own decline. We
have worn what we saw as our purity and inutility as a badge. When
students turned away from us, we too often said it was their fault – that
they were more interested in jobs and money-making than in education.
We blamed pushy parents, or the materialism of modern life, or the rise

3

�(as this conference’s brochure mentions) of “consumerism.” Yes, we
should be furious over the coming death of the liberal arts in America –
but we should examine ourselves (and by “ourselves” I do not mean St.
John’s in particular but the enterprise of liberal education at large) and
be honest with ourselves. And, having come to grips with all the causes
of our recent decline, we might begin to see that the death of the liberal
arts is less a murder than a suicide.
We all know how the liberal arts have marginalized themselves out of
existence: Read the course catalogues of so many college and see how,
for instance, departments of literature have become shells of their
former selves. With the rise of graduate school analyses and
specialization that is now so much a part of the undergraduate
curriculum, how much vitality has been lost from literature. Gone today
in too many places are all the stories that showed us the world with its
joys and sorrows, gone all our marveling over the varieties of human
types or stories of honor and treachery, of hopes ascendant and hopes
dashed. All replaced by more ideologically-driven studies; all replaced
with our contemporary infatuation with race and class and politics.
Too many History departments stopped trying to show us all we could
learn from the past and began to think it best to show us all we couldn’t
learn from the past. After all, to take just one example, if the Founders
of this country of ours were little more than white racist slaveholders
who set up a government to in order to line their pockets and protect
their interests, who in his right mind would want to waste his time and
his parents money to study the Founding period seriously?

4

�Looking over the liberal arts, I’m not sure which of the many ‘isms’ of
today has done the most damage. Is it the relativism and
postmodernism that we fought over so furiously in the ‘80’s? Or is it the
ideology of multiculturalism, which promised to expand greatly our
worldview, but instead narrowed it mortally by making us ashamed to
take so seriously the works of dead white European males? Is it the
remnants of a kind of pop-Marxism, which always has us look for
economic and material causes as the source of human motivation and
thus diminishes what used to be seen as the sovereign power of
arguments, thoughts, and ideas? Is it the rise of an ideology of “critical
thinking” that passes itself off as the core of the liberal activity, but,
sadly, spends more of its time in being critical than being thoughtful? Or
is it, as I just mentioned before, the rise of the specialization of the
graduate schools, which specialization has been the engine of progress
in many of the advanced sciences and technology, but the cause of so
much smallness of both mind and vision in the humanities?
Let me stay on specialization for a second. How clearly I remember
teaching at other reputable liberal arts colleges where the best
undergraduates would tell me they wanted to double major… triple
major if they could. Why? Because even they knew that what they were
getting was too narrow, too small, too particularized and specialized to
satisfy them. Maybe if they double majored they could see more.
(Sadly, as too many of them found out, only rarely did double majoring
expand anything. Often it meant closing oneself off from all else that
should be learned.)

5

�Nevertheless, you see, students are generally not the problem. The best
of them do want, in what I heard that Eudora Welty once said, “to see
the world and see it whole.” Not see it “all.” Even they know no one can
ever see it all. But so many do want to see it “whole.” See its
interconnections, see the relationship between causes and effects;
thought and act, act and consequences; between love and jealousy,
jealousy and revenge, revenge and justice, justice and all other human
goods. They have the vague sense that the universe is actually a cosmos
– not a jumble of isolated and discrete, unrelated items but a web of
relationships, where one insight leads to another, where one answer
leads to another answer.
Again, it’s not the students who are the problem. They have the same
questions they have always had. Some have questions that revolve
around culture and art; others have questions about why the natural
world or the animal kingdom are they way they are. Almost all have
moral questions -- – What is just? What makes something worthy? What
do I owe others? What do others owe me?
Now, that said, I do not believe that students are necessarily interested
in having questions piled on top of questions in some endless stream of
doubt. (“You think you have questions?! Wait till you see how many
questions I have for you!” the tutor intimates. “And wait till this
Socrates guy confronts you…then they’ll be a million questions!”) If all
you have are questions, intriguing as they may be, not many students
will be interested. Even Socrates, with all his questioning, still wanted
to know the answers.

6

�Still, I admit, the opposite is worse. To say that the liberal arts and we
ever so humane humanists have not only all the questions but all the
answers -- answers that we will preach to you on every topic from the
evils of capitalism to the foolishness of religious beliefs to the meaning
of social justice -- well, having all the answers into which we “instruct”
our students may well be the most corrupting and prevalent of
contemporary academic evils. On many campuses how often is it the
non-liberal studies that open up students’ minds while the humanities
and their practitioners seem more intent on preaching and converting
than in opening and liberating. And what parents in their right minds
want to spend 50k a year for that?
So, where does liberal education go from here? I’m especially interested
in the issue I raised at the start, the question I so inelegantly framed in
terms of use. Where do we go to show once again that the liberal arts
can be of use for us as individuals and of benefit again to society as a
whole?
First, as I’ve already said too often, let’s stop denigrating the non-liberal
arts and stop questioning the motives of those who look to pursue them.
We do not build ourselves up by tearing down other worthy modes of
education. Was Jefferson any less intelligent, less human or less
“humane,” for having been an architect and farmer as well as a
philosopher and political scientist?
Second, let’s do what we can to help our students see what the
important questions are and what the variety of important answers
might be. Not what our answer is; not what the answer of the
7

�supposedly most just or sensitive or socially aware people are, but what
the range and scope of all serious answers might be.
Third, let’s put aside all the overblown platitudes and flowery banalities
about ourselves – how we educate “the Whole Man” or how we feed the
spirit and elevate the soul, or how we are the ones who really teach
people how to think, or how we are the source and font of ever so much
humane and ethical instruction.
OK, if overblown hoo-ha isn’t what we should be chasing, what should
we be doing? What actually IS the peculiar excellence of the liberal arts
that we should present to prospective students and their parents?
Let me cite a modest statement by John Henry Newman: The liberal arts
are that “great but ordinary means to a great but ordinary end.” What
ordinary but great things might he be talking about? How about
learning how to read. Read? What an ordinary thing you say. Yes, but
when you read carefully and sympathetically (again, not exactly
“critically” but sympathetically) you open the door to an amazing thing –
You open the door to another person’s mind. You have the ability to do
a truly great thing – you now have the ability to possess another’s
thoughts. It’s truly marvellous: We humans may want someone else’s
beauty or strength; we may want something physical and bodily. But
we can’t. We can never really possess someone else’s material body
even with the best of medical science at our disposal. But we can have
the part of him or her that’s not material. We can possess someone
else’s mind. Jefferson’s body may be mouldering in the grave; but his

8

�mind can still live in ours. His mind, his ideas and reasons, can live
forever in us because he wrote and we have learned how to read.
What else? Well, as I said before, among the best thing about
adolescents is that most of them are looking for answers to their
deepest questions – questions about love and justice, happiness and
desire, nature and its workings. Again, great but ordinary matters. But
this means, I believe, that so long as we can reinvigorate real literature,
real philosophy, real historical and biographical studies that truly try to
understand rather than debunk the past, real inquiry into the fine arts
with serious inquiries into the beautiful and the sublime, and solid
mathematics and science, all might yet be well.
But this means reviving an older view of liberal education. I was
reminded recently – not by Cardinal Newman but by Josef Pieper – of a
sentence in Aquinas’s commentary on Aristotle’s Metaphysics: “The
Philosopher and the Poet have this in common – they both begin by
marvelling.” The liberal arts do not begin in doubt, not even exactly in
questioning, but simply in wonder, in marvelling. We begin as Miranda,
the marvelling one, did – not with being critics of the world but with
simply being overwhelmed with the wonder of the world. From there,
all our questions flow -- Why are things as they are; why is the universe
as it is? What are people really like? What am I to do? Again, all great
but, in a real way, ordinary matters.
To begin here, with wonder, is perhaps a start in answering the first
part of what we seek – What is the use of a liberal education for me, for
the individual. In this account, the first benefit is that it begins to satisfy
9

�the human craving to know, to have insight into serious answers to our
most serious questions, perhaps even “to see the world and see it
whole,” when that longing in us is most alive.
Does this education have any other more outwardly useful or practical
import for us as individuals? Yes, it does. Again to refer to Newman,
such an education gives us a clearer and more conscious view of our
own opinions and refines them. It helps us “to disentangle a skein of
thought, to detect what’s sophistical, and discard what’s irrelevant.” It
shows us “how to influence others, how to come to an understanding
with them, and how to bear with them.” In overcoming our ignorance of
the past through history and our ignorance of human nature through
philosophy and literature, we are less likely to be ruled by slogans or
unexamined opinions, less likely to be moved by emotion simply or
demagogues, less easily duped because we lack a conception of the evil
possibilities of our natures.
I’m reminded of Abraham Lincoln, who, while he hardly went to
school at all, was by any and every measure “educated,” liberally
educated. He read, as we know, biographies and histories, he read the
Bible and Shakespeare, and he read literature, especially poetry. He did
this for a kind of highest use. He did all this, as one of his biographers
said, not just to know how better to write or speak but “to learn what
the patterns of a man’s life might be like.”
Still, if all his education did was make Lincoln into a private man
useful to himself in his everyday life, none of would notice, none of us
really care. What we remember was that Lincoln – and before him all
10

�the great men of the American Founding – knew that what was good for
them as private intellects might also be of great value, of great use, to
creating and then re-creating a whole nation, perhaps a whole world.
Jefferson learned from the study of modern moral and political
philosophy the self-evident truths that lay behind the writing of his (and
our) Declaration of Independence. Or consider James Madison: Without
the study of the history of all prior democracies or his inquiries into all
confederacies, both classical and modern, coupled with his deep
reflection on what we were once bold to call “human nature,” Madison
could not have become the Father of the Constitution. Without their
philosophical, political, and historical studies of the preconditions of
popular governments and the nature of tyrannical rule, Madison,
Hamilton, and Jay could not have written the Federalist Papers, nor
could the populace have read them. It was hardly modern political
science that was behind the making of America – it was the liberal arts.
Remember what John Witherspoon told so many of that early
generation – do not live useless and die contemptible. I think I’m right
to say they followed this admonition.
But let me go beyond talking about the liberal arts and high
statesmanship and spend a minute just on the liberal arts and the rest of
us. What else might the liberal arts do that’s of use, of value, for all
society?
Again, from Newman: Our studies aim “at raising the intellectual tone
of society, cultivating the public mind, supplying true principles to
popular enthusiasms and fixed aim to popular aspirations, giving
11

�enlargement and sobriety to the ideas of the age, and refining the
intercourse of private life.” While we might spend five more talks on
each of these seemingly ordinary but truly great aims, let me spend a
minute on just one that has always struck me – the cultivation of the
public and the public mind.
Indeed, while I know it’s unfashionable these days to say this, I also
know that the liberal arts once gave a lovely gift to society: It
transmitted the great heights of culture, this culture, to everyone. While
other parts of a university education might be progressive and forwardlooking, the liberal arts had no hesitation in looking backwards. It
understood it had a conserving function to play. It preserved for
everyone, not just the elites, beautiful music, fine art, high culture,
fabulous literature, good poetry. In this regard it wasn’t ashamed to be
Western, or even Eurocentric. Indeed, it had a kind of honest pride in
being the caretakers of such wonderful treasures, our treasures. Liberal
education once knew that its keeping the culture alive was actually one
of the most publicly useful thing it could do. It gave beauty and
intelligence, tone and cultivation, as Newman says, to the whole society.
In this way the liberal arts were for more than the simply the
enjoyment of a few lucky students or the domain of the rich and wellborn – they were the gift the liberal arts gave to everyone. Back then,
the liberal arts didn’t feel bad that Dante and Homer were dead white
males. Nor did we, the children of working men and the grand children
of immigrant women, feel bad about it either. In fact, back then

12

�humanists actually thought, and rightly so, that keeping Shakespeare
alive was a universal gift, not an ethnocentric act.
Having been given such treasures, it is now our turn to repay
Shakespeare and Milton, Aristotle and Madison. So, we repay them as
best we can – by keeping them alive. Their bodies, as I said before, may
be dead, but they aren’t. And keeping the words and thoughts and
works of great men and women alive is not only of the highest use for us
both individually and as a society, but an act of repayment, of justice, to
each of them.

13

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                    <text>Steve Baker

sjb2009@columbia.edu

Fame and the Solitary Life: Rethinking the Liberal Arts
through the Paradoxes of Petrarchan Humanism
Steve Baker
Columbia University
“When we are free from necessary business and other concerns
we are eager to see or to hear or to learn.”1
– Cicero, De Officiis, I, 13 (trans. M. T. Griffin)

Much has been made of Petrarch’s momentous discovery of Cicero’s collection of
familiar letters to his friend Atticus, the so-called Ad Atticum.2 Uncovered in 1345 in Verona, it
marked a decisive turning point in the development of Petrarch’s work.3 Yet, relatively little has
been made of Petrarch’s analogous discovery in 1333 of Cicero’s Pro Archia.4 Its importance

1

“Cum sumus necessariis negotiis, curisque vacui, tum avemus aliquid videre, audire, discere.”

2

On Petrarch’s discovery of Ad Atticum in 1345, see Kirkham, “A Life’s Work” in Petrarch: A Critical
Guide to the Complete Works, p. 21 ff.: “As a ‘born-again’ ancient, Petrarch made his greatest manuscript
discovery in the Verona cathedral library, the sixteen books of Cicero’s Ad Atticum along with two minor
collections, to the Roman orator’s brother Quintus and to Brutus. From these, which the classics detective
excitedly transcribed over several weeks in the spring of 1345 (a period when he also came to know
Dante’s son Pietro Alighieri), Petrarch took the tremendous idea of collecting his own letters.” See also
Billanovich, “Dall’Epystolarum mearum ad diversos liber ai Rerum familiarium libri XXIV,” pp. 1-55.
3

On the influence of the Ad Atticum on Petrarch and Renaissance letters, see Witt, “Medieval Ars
Dictaminis and the Beginnings of Humanism: A New Construction of the Problem”; Eden, The
Renaissance Rediscovery of Intimacy, pp. 49 ff.; and Fantazzi, “General Introduction” in Vives, De
conscribendis epistolis.
4

On Petrarch’s discovery of the Pro Archia, see Seniles XVI, 1. During a grand northern European tour
he took under the aegis of his Colonna patronage in 1333, Petrarch made a detour to visit a monastery in
Liege (Belgium) reputed to be rich in manuscripts. It was there that he found and quickly copied two
hitherto unknown Ciceronian orations, the Pro Archia and the apocryphal Ad milites romanae, one of
which he quickly copied and had a friend copy the other. Since Petrarch’s travel expenses were covered
by the Colonna, Wilkins (Studies in the Life and Work of Petrarch, pp. 5-8) assumes that he probably also
served in some kind of official way, either as messenger or cultural attaché or diplomat. Regarding
Petrarch’s service as “capellanus continuus commensalis” to the Colonna family, see Dotti, Vita di
Petrarca, pp. 28-47.

1

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cannot be overstated.5 Stumbling upon the neglected manuscript in a monastery library in Liège,
the twenty-nine-year-old recent law school drop-out struck on not only an impassioned
validation of his decision to pursue a life in letters but also a platform from which to launch the
cultural revolution that would become Renaissance humanism.6
In just the first few pages of the Roman orator’s defense of the poet Archias, Petrarch
found what would become the blueprint for much of his long and illustrious career.7 With its
themes of the “elevating influence of poetry” (III, 6), the role of friendship and patronage in the
professional poet’s life (III, 6), the question of pan-Italian Roman citizenship under the Lex Iulia
(IV, 6-7), and its praise of literary studies (VI, 12-14), the Pro Archia resonates in far-ranging
ways through Petrarch’s humanistic project: from his literary works to his epistolary politics,
from his neo-Latin epic, the Africa, to his support for Cola di Rienzo’s quixotic attempt to
resurrect the Roman republic and unify Italy.

5

See Pastore Stocchi, Petrarca e i potenti della terra, pp. 49-50; Pastore Stocchi, Introduzione in
Petrarca, Opere latine, pp. 15-17; and Guglielminetti, Petrarca e il petrarchismo, pp. 33.
6

See Cicero, Pro Archia, II, 4: “Nam ut primum ex pueris excessit Archias atque ab eis artibus quibus
aetas puerilis ad humanitatem informari solet, se ad scribendi studium contulit.” (”As soon as Archias had
left behind him his boyhood, and those influences which mould and elevate his boyish mind, he applied
himself to the pursuit of a literary career.”) All translations of the Pro Archia are from the Loeb edition
translated by Watts. On the origins of humanism, see also Kristeller, “Humanism and Scholasticism”;
Weiss, The Dawn of Italian Humanism; Witt, “Medieval Italian Cutlure and the Origins of Humanism as
a Stylistic Ideal,” pp. 29-70.
7

The symphonic opening sentence of the oration validates the value of literary pursuits in the legal
profession (Cicero, Pro Archia, I, 1): “Si quid est in me ingeni, iudices, quod sentio quam sit exiguum,
aut si qua exercitatio dicendi, in qua me non infitior mediocriter esse versatum, aut si huiusce rei ratio
aliqua ab optimarum artium studiis ac disciplina profecta, a qua ego nullum confiteor aetatis meae tempus
abhorruisse, earum rerum omnium vel in primis hic A. Licinius fructum a me repetere prope suo iure
debet” (“Whatever talent I possess (and I realize its limitations), whatever be my oratorical experience
(and I do not deny that my practice herein has been not inconsiderable), whatever knowledge of the
theoretical side of my profession I may have derived from a devoted literary apprenticeship (and I admit
that at no period of my life has the acquisition of such knowledge been repellent to me), – to any
advantage that may be derived from all these my friend Aulus Licinius has a pre-eminent claim, which
belongs to him almost of right”).

2

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The Pro Archia is not so much a defense of an individual poet as it is a panegyric on the
importance of the liberal arts and those who cultivate them.8 The value of humanistic studies,
according to Cicero,9 lies in their usefulness in matters of state and the expansion of its sphere of
influence: “literature exalts the nation whose high deeds it sings.”10 In praising poets for the
benefit they bring to the life of the republic and its citizens by incentivizing them with the
promise of immortality for their noteworthy deeds, Cicero’s Pro Archia presents the deep

8

Cicero, Pro Archia, I, 2: “Etenim omnes artes quae ad humanitatem pertinent habent quoddam
commune vinculum et quasi cognatione quadam inter se continentur.” (”Indeed, the subtle bond of a
mutual relationship links together all arts which have any bearing upon the common life of mankind.”)
The way Cicero phrases the common bond that all arts have with each other is richer than Watts’ English
translation here suggests. In the original: “quasi cognatione quadam,” in English literally means: “as
though by a kind of kindred relationship,” or “by a sort of, as it were, blood relationship.” Cicero qualifies
cognatione with both quasi and quadam because he is using the term, which technically describes a
familial, blood relationship, metaphorically (see, also, quoddam commune above and quasi divino
quodam spiritu, further down in the passage). These are the exaggerated signposts he is deploying in
order to make it clear that he is asking his audience to indulge him as he uses in his defense a new style of
speaking (“novum genus dicendi”), one suited more to the nature of his client, a poet, than to a court of
law. On the usefulness of literary studies, see also, Cicero, Pro Archia, VI, 13: “[...] ex his studiis haec
quoque crescit oratio et facultas, quae quantacumque in me est, numquam amicorum periculis defuit”
(”[...] my devotion to letters strengthens my oratorical powers, and these, such as they are, have never
failed my friends in their hour of peril”).
9

Cicero, Pro Archia, VI, 12: “Ego vero fateor me his studiis esse deditum: ceteros pudeat, si qui se ita
litteris abdiderunt ut nihil possint ex eis neque ad communem adferre fructum, neque in aspectum
lucemque proferre” (“I am a votary of literature, and make the confession unashamed; shame belongs
rather to the bookish recluse, who knows not how to apply his reading to the good of his fellows, or to
manifest its fruits to the eyes of all”).
10

See Cicero, Pro Archia, X, 23: “Propterea quod Graeca leguntur in omnibus fere gentibus, Latina suis
finibus, exiguis sane, continentur. Qua re si res eae quas gessimus orbis terrae regionibus definiuntur,
cupere debemus, quo manuum nostrarum tela pervenerint, eodem gloriam famamque penetrare: quod cum
ipsis populis de quorum rebus scribitur, haec ampla sunt, tum eis certe, qui de vita gloriae causa dimicant,
hoc maximum et periculorum incitamentum est et laborum” (“Greek literature is read in nearly every
nation under heaven, while the vogue of Latin is confined to its own boundaries, and they are, we must
grant, narrow. Seeing therefore, that the activities of our race know no barrier save the limits of the round
earth, we ought to be ambitious that whithersoever our arms have penetrated there also our fame and
glory should extend; literature exalts the nation whose high deeds it sings, and at the same time there can
be no doubt that those who stake their lives to fight in honor's cause find therein a lofty incentive to peril
and endeavor”).

3

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affiliation between politics and literary or artistic production.11 Petrarch’s encounter with the
poet Archias through Cicero will forever assure a place for poetry at the center of the vocation of
the humanist. It played, for example, a decisive role at this early stage in his life seeing that it
also inspired the address he delivered eight years later when he was crowned poet laureate on the
Capitoline Hill in Rome on Easter Sunday in 1341.12
Deemed the “first manifesto of the Renaissance” by Ernest Hatch Wilkins, Petrarch’s
Coronation Oration is a classically inspired treatise that valorizes the role of the poet in
society.13 Like Cicero in the Pro Archia,14 and as Ennius did before him, Petrarch places poets in
11

See Pastore Stocchi, Petrarca e i potenti della terra, pp. 49-50: “Ma un’esaltazione della poesia come
quella che il Petrarca scoperse e divulgò, a partire dal 1333, con l’orazione ciceroniana Pro Archia,
ammetteva appunto un’accezione più ampia, per la quale la persona stessa del poeta era esaltata e
consacrata come augusta e influente. D’altro canto, le biografie di Orazio o di Virgilio, ma anche, per
esempio, di Aristotele, rilette in questa luce, apparivano confermare una speciale attitudine del poeta e del
filosofo a definirsi quale amicus principis per eccellenza, potenzialmente affiancabile ai potenti terreni in
una sorta di diarchia: illusione carezzata ancora, fino alla morte di Lorenzo de Medici, dal Poliziano e da
altri intellettuali della cerchia medicea. Ma se mai questa illusione egemonica, che a un certo numero di
umanisti affermati non accordò mai se non qualche cancellierato e molte cadute in disgrazia, poté
sembrare vicina a realizzarsi per davvero, questo avvenne con il Petrarca: primo e probabilmente unico
letterato moderno cui sia stato così universalmente riconosciuto un primato anche sociale, non per la
‘gratia Dei’ che incoraggiava Dante a parlare, ma per il carisma della sua intelligenza e del suo sapere.”
12

See Fam. IV, 8 to Barbato da Sulmona: “Idibus Aprilis, anno etatis huius ultime millesimo
trecentesimo quadragesimo primo, in Capitolio Romano, magna populi frequentia et ingenti gaudio,
peractum est quod nudiustertius de me rex apud Neapolim decreverat: Ursus Anguillarie, comes ac
senator, prealti vir ingenii, regio iudicio probatum laureis frondibus insignivit” (“On the Ides of April, and
in the 1,341st year of this age, on the Roman Capitoline, in the presence of a large multitude and with
great joy, there occurred what the King of Naples had decreed for me the day before yesterday; Orso
dell’Anguillara, a friend and senator, a man of lofty talents, honored me with the laurel crown as
approved by the King’s judgment”). A majority of book IV of the Familiares is dedicated to recounting
the vicissitudes surrounding the coronation though he never describes many of the specific details of the
event itself.
13

For the manifesto pronouncement, see Wilkins, “Petrarch’s Coronation Oration,” p. 300. For a
reconstruction of the events surrounding the coronation, see Tatham, Francesco Petrarca: The First
Modern Man of Letters (His Life and Correspondence: A Study of the Early Fourteenth Century 13041347), II, pp. 104-52; Wilkins, “The Coronation of Petrarch.” See also Pastore Stocchi, Petrarca e i
potenti della terra, pp. 50: “Il riconoscimento, cioè, dell’umanista quale titolare di uno status eccezionale,
che delle sue competenze trae vantaggio per collocarlo ai vertici del corpo sociale. Era, certo, un’utopia
effimera, nutrita a sua volta di altre più antiche utopie accreditate dalla tradizione classica con argomenti
più or meno speciosi.”

4

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league with princes – not least of all because the same laurel wreath adorns both poets, when
crowned with literary glory, and princes, in a triumphal military procession.15 The prince needs
the poet in order to ensure that the glory of his deeds will endure long into the collective memory
of posterity.16 The poet needs the prince for such favors and privileges patronage can provide,
namely, the protection of the very otium or leisure necessary to produce such timeless works of
commemorative art.17

14

The Pro Archia is first mentioned by name in Petrarch’s “The Coronation Oration,” p. 301: “Take not
my word for this, but Cicero’s, who in his oration for Aulus Licinius Archias has this to say of poets: ‘We
have it upon the authority of the most learned men that whereas the poet attains through his very nature, is
moved by the energy that is within his mind, and is as it were inspired by a divine inbreathing – so that
Ennius fairly calls poets sacred in their own right, since they appear to be commended to us by the
possession of a divine gift.’” And again toward the end at Petrarch, “The Coronation Oration,” p. 308:
“Certain illustrious men, foreseeing such a possibility, have kept poets with them and held them in high
honor, so that there might be someone who would hand down their praises to posterity – a matter
carefully set forth by Cicero in his oration for Aulus Licinius Archias, to which I have already referred.”
See Petrarch, “The Coronation Oration,” p. 309, where the full Ciceronian passage with the anecdote
itself is quoted verbatim.
15

On Petrarch’s linking of poets to princes by means of the honor of the laurel crown, see Wilkins, “The
Coronation of Petrarch,” pp. 155-97; for an analysis of his oration, see especially pp. 172-9. See also
Petrarca, Rvf. 321 and 322 and the companion piece by Giacomo Colonna congratulating him on the
coronation cited in the notes of most editions of Petrarch’s Canzoniere (Rvf. 322), “Se le parti del mio
destrutte.” See also Petrarca, Collatio inter Scipionem Alexandrum Hanibalem et Pyrrum in Martellotti,
Scritti petrarcheschi, pp. 321-46.
16

Petrarch, “The Coronation Oration,” p. 308: “Many mighty men and warriors, and others who have
deserved eternal memory have passed into oblivion simply because they had not the good fortune to be
recorded by capable authors, as Horace says so well in his Odes: “Many mighty men lived before
Agamemnon, but all are buried in a tearless night,” and the reason follows: “since they lack an inspired
bard” (Horace, IV 9, 25-28). Certain illustrious men, foreseeing such a possibility, have kept poets with
them and held them in high honor, so that there might be someone who would hand down their praises to
posterity – a matter carefully set forth by Cicero in his oration for Aulus Licinius Archias, to which I have
already referred.”
17

As Luisa Secchi Tarugi rightly emphasizes, Petrarch wavers between otium and negotium, between
withdrawn study and political and social passion, fully aware of the fundamental role of the intellectual in
society. The idealized image of his humanist hero is a paradoxical mix of seemingly contradictory
qualities, action and contemplation, public virtue and private diligence. Just such a figure makes an
appearance in texts as early as his coronation oration of 1341. See Secchi Tarugi, Petrarca e
l’umanesimo.

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Yet the value of solitude is not reserved for the poet in this ancient formulation of the
equation. Solitude was seen as a precious resource even for the statesman. The very first
exemplum from classical antiquity Petrarch places under the first subheading of the first book of
his Rerum memorandarum libri, the one dedicated to the virtue of solitude, is none other than the
great “solitudinis amator,” Scipio Africanus, who is not necessarily the first person you would
associate to a life of withdrawal and studious leisure. The great general and man of action who
worked to defeat Hannibal in the time of the Carthaginian threat was remembered even in
antiquity as someone who cherished every precious moment he could spend some time alone
with his thoughts as well as with his most trusted friends.18 This is what made him great. This is
what makes him the paragon of Petrarch’s ideal humanist hero: someone who strikes the kind of
balance between the active and the contemplative, the private and the public, that nevertheless
leads him to great achievement on the stage of history.
As it turns out, contrary to popular belief, Petrarch was much more than a sylvan love
poet, the self-proclaimed solitary singer of Laura whose authorship of a tract on the virtues of the
life of solitude is more nuanced and complex than a superficial reading might suggest. In fact, if
we take a closer look at what Petrarch's De vita solitaria is all about I think we'll see just how
idiosyncratic his early modern brand of humanism really is. Book II of the work opens with a
long list of hermits. He tells us just enough about each of them to find out that they all have
something paradoxical in common. Despite their withdrawal from the world of human affairs,
they all earned great recognition and even fame in society. Some are more “famous” than others,
but he ends his list with a slightly longer description of St. Anthony,19 the religious recluse par
18

Valerius Maximus, Chap. VIII, 8: “Since leisure appears to be diametrically opposed to diligence and
study, it has the best claim to be subjoined to them, not leisure by which efficiency loses strength but by
which it is revived. For the former is to be avoided even by the lazy, the latter is sometimes to be sought
even by the energetic, so that as to the first they do not lead a life of perpetual inactivity, and as to the
second that by timely intermission of work they may come the brisker to its resumption. / That illustrious
pair of true friends, Scipio and Laelius, joined one to another by the bond of affection and also by
partnership in all virtues, just as they followed the path of active life with equal tread, so did they find
relief together in mental relaxations. For it is agreed that they used to pick up shells and pebbles
wandering on the beaches of Caieta and Laurentum, and P. Crassus often declared that he had learned this
from his his father-in-law Scaevola, who was Laelius’ son-in-law.”
19

Granted, some are more “famous” than others, but he ends his list with a longer biographical sketch of
one of the most famous hermits of all Antonio, about whom he writes to Boccaccio in Sen. XVII, 2 in a

6

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excellence who cultivated such a reputation for wisdom and restraint – earning for himself so
much admiration and respect –, that he was even sought out by the emperors of Rome and
invited into relationships of “amicitia” with them for the sage advice he could lavish on them.
To anyone familiar with Petrarch's career not only as the solitary singer of Laura, but also
as public intellectual, court advisor and diplomat, this might ring a bell. So much of this minihagiography resonates with Petrarch’s own biography right down to the word choice and focus
on his relations with those in positions of power. In fact, he even goes on to emphasize the fact
that Anthony found himself in such intimate interaction with the emperor that he exchanged
“familiar” letters with them on a regular basis, as Petrarch himself did with dozens of the
powerful figures not only in the papal court at Avignon, but also in the centers of power
throughout Italy and across Europe.20
And so, as early as this late medieval moment of cultural transition and intellectual
rebirth, the study of eloquence and philosophy – in short, the foundations of a liberal education –
was intended for the betterment of society. The binary of contemplative and active was not a
mutually exclusive one. And as we can see from his choice of examples, even the religious was
not excluded from the realm of human concerns.
It is no mystery then that Petrarch’s cultivation of the solitary life was never meant to be
taken as an end in itself. As it was in antiquity and would be in the later tradition of Renaissance
humanism, the studia humanitatis were always meant to bolster an individual’s participation and
accomplishment in other areas of life. Time outside the fray spent learning in quiet
contemplation, cultivating the self, is what gives the Petrarchan humanist the personal fortitude
necessary for productive engagement with the world of human affairs. Petrarchan humanism
synthesized the contemplative and the active lives.

comparison between their humble friendship and the one cultivated between Anthony and St. Paul of
Thebes (Paul the Theban). Theirs is another exemplary case of intimacy between hermits, humble men
dedicated to learning and letters, with little in the way of earthly goods to their name. As if the two had
anything to do with each other: riches and friendship.
20

Petrarch, The Life of Solitude, II, i, chapter 2, p. 192: “I might go on to tell [...] how Roman Emperors,
attracted by the miracle of his fame, addressed letters to him with the reverence due to a father and were
immensely delighted when they were accorded the honor of a reply.”

7

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Petrarch's panegyric On the Solitary Life opens with an exhortation to the reader to
cultivate their soul at least as much as they might busy themselves with a myriad other trifles in
their daily lives. But what is the solitary life good for?21 First on the list is to serve God, which
he deems the only truly free and happy occupation of our souls; next is to cultivate our ingegno,
namely, our intellect, our creativity, our mind; lastly, it is for meditation and writing, for
planning and creating something to leave behind for posterity to remember us by, and thus to
stop the fleeing of time and lengthen our all too brief lives through creative output. And so he
prescribes a venue for this brand of solitude that is conducive not only to introspection but also
to culture. It should be a place friendly to books, since literary concerns should also be at the
forefront of ones leisurely activities.
He also makes it clear that by solitude he does not necessarily mean being always strictly
alone, that kind of extreme solitude he calls inhuman. Further layering paradox upon paradox,
for Petrarch, one should populate their solitude with choice company.22
“Besides,” he says, “I never persuaded those for whom I said solitude was
advantageous that in their desire for solitude they should despise the laws of friendship. I
bade them fly from crowds and not from friends. [...] Let his leisure be modest and
gentle, not rude; let his solitude be tranquil, not savage; in short, let it be solitude and not
barbarism.”23

Inhuman solitude is missing its “participe,” its companion, its friend.
“It will never be my view,” he continues, “that solitude is disturbed by the presence
of a friend, but that it is enriched. […] I would share my solitude like everything else
with my friends, believing that Seneca spoke with true humanity when he said that ‘no
good thing is pleasant to possess without friends to share it’ (Epistles, 6). Solitude is a
great and sweet possession.”24

21

Petrarch, De vita solitaria, p. 327

22

Arendt, Men in Dark Times, p. 24: “As is well known the ancients thought friends indispensable to
human life, indeed that a life without friends was not really worth living. In holding this view they gave
little consideration to the idea that we need the help of friends in misfortune; on the contrary, they rather
thought that there can be no happiness or good fortune for anyone unless a friend shares in the joy of it.”
23

Petrarch, The Life of Solitude, I, v, chapter 4, 162.

24

Petrarch, The Life of Solitude, I, v, chapter 4, 163-5.

8

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What is solitude with friends, this state of being “alone together,” but another of the classic
oxymorons of Petrarchan poetics like the famous “icy fire,” “sugared grief” and “sour delight” of
his love lyrics. The difference between extreme and inhuman solitude that desires only pure
withdrawal and the more humane version that seeks not only to be alone but also to be in
company, that wants to learn but also teach, to listen as well as speak, represents in the broadest
sense one of the differences between Epicureanism and Stoicism. It’s a two-way road and which
is where Seneca’s “humanius dictum,” his most human saying comes in: there is nothing worth
having unless you have a friend (to enjoy it with you).
By now it should be apparent that Petrarch has a very specific genealogy in mind when he
extols the virtues of a life of solitary leisure. Never does it imply complete withdrawal from the
activities of civic life. Instead, it implies the balanced approach one should take to the affairs of
the society of man.25
Petrarch transforms retired leisure into a valuable life devoted to liberal studies and
friendship. He says that he has yet to see any of his contemporaries (322, 326, 328) make a
successful contribution to the public welfare. Those who devote themselves exclusively to public
service risk losing control of their own lives, passions and minds. Hence his praise for Scipio
Afrianus, the statesman who perfectly embodies, in Petrarch's view, the right balance of the
active and the contemplative. With Petrarch the ethos of otium begins to transform the goal of
everyday life into one involving self-knowledge and the cultivation of individual talents, a life
populated by good friends and good books.

25

Sen. XVII, 3; Bernardo, p. 655: “[…] et occupatio mea maior et tempus angustum erat, idque ipsum, ut
nosti, bellicis undique motibus inquietum, a quibus etsi animo procul absim, nequeo tamen fluctuante
republica non moveri.” (Sen. XVII, 3, 1). He puts it rather poignantly in one of the Seniles he addresses to
Boccaccio towards the end of his life. He sums up his attitude towards the balance between withdrawal
and involvement thus: “[…] and at that, as you know, I was disturbed by war breaking our on all sides.
Though I am far from sympathizing with it, I still cannot avoid being disturbed by the ups and downs of
the republic.” Moments like this – and there are many, particularly as one delves deeper into his corpus of
letters – show any picture of a happily withdrawn hermit Petrarch, quietly whittling away his days over
his studies and at peace, to be overly optimistic. Instead, he was subject to all the fluctuations, upheavals
and disorder that plagued Italy in the mid-fourteenth century. The contingencies of the historical moment
in which he lived incessantly impinged on his living, no matter how much in his writings he is able to
transcend to the timelessness that so much of what his writing has achieved, which is what made those
precious moments of solitary peace and quiet all the more valuable. It is perhaps also fitting that these
remarks regarding the patience required in order to maintain one’s soul at peace even in the face of
adversity, in this case threats of violence and destruction with the outbreak of war menacing from all
sides, are found in the prefatory remarks to the letter in which Petrarch’s Latin translation of Boccaccio’s
Griselda is found. In some ways it could also give us some clues as to how Petrarch read the story of the
steadfastness of Boccaccio’s “insigna uxor.”

9

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“Whoever invades him in this retreat should have occasion to marvel that humanity,
which is exiled from the cities, inhabits the wilderness and that while he has found bears
and lions in populous places, in solitude he has discovered angelic man. Such is my
feeling in the matter, and this I hold to be the middle of the road between the two
extremes.”26

In the oasis of our universities these are the kind of qualities that we as liberal arts educators
instill in our students, they are what will ultimately make our students more responsible citizens,
pave the way to them becoming empowered leaders and lead them to live more rewarding richer
lives. And so with Petrarch I say, “read the classics and be free.” It is the imaginative venture of
Petrarchan leisure to allow private individuals, who are not necessarily religious contemplatives
or philosophers, time to cultivate the virtues of a higher life of the mind and spirit. And that's
what a liberal education is for: a socially mandated four years of retreat from the tempest of the
world to do just this, so that no matter what they go on to do in life they will have the tools
succeed when the tempest comes a calling as it always inevitably does.

26

Petrarch, The Life of Solitude, I, v, chapter 4, 162.

10

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                    <text>Bennett 1
The Periodic Appeal of Friedrich Hölderlin
by
Kelsey L. Bennett

I first encountered the works of the romantic poet Friedrich Hölderlin (1770-1843) at St.
John’s College here in Santa Fe, when the tutor Frank Hunt was offering a preceptorial on the poet.
We read poems with titles such as “Diotima” (many of these), “At the Source of the Danube,” “The
Fettered River,” “Homecoming”; we pondered the similarities between poetic metaphor and
wordless music, man’s nearness to and separation from God, the significance of the poet’s
profound Hellenism....These topics were inviting, as was the thought of a poet who made it his
habit to cross the Alps on foot in the middle of winter. But more arresting than anything else was
Hölderlin’s ability to locate and write about an unnamable source (or Quelle) which, for him, so
memorably emanates from the places in which some of Europe’s great rivers first arise. Since that
time, these qualities, particularly notions of ‘home’ and ‘source,’ have compelled a return to his
works. If only, he once lamented, “if only one weren’t so periodical!” Periodicity always suggests
a return—but to what? What is the nature of this place?
The elegy “Homecoming,” dedicated to his relatives, was written in 1801 when Hölderlin
was thirty one, about a year before an accumulation of circumstances culminated in his breakdown
and estrangement from his family [here in Michael Hamburger’s translation1]:
There in the Alps a gleaming night still delays and, composing
Portents of gladness, the cloud covers a valley agape.
This way, that way roars and rushes the breeze of the mountains,
Teasing, sheer through the firs falls a bright beam, and is lost.
1

Hölderlin, Friedrich. Selected Poems and Fragments. Trans. and intro. Michael Hamburger. New York: Penguin, 1998.

1

�Bennett 2
Slowly it hurries and wars, this Chaos trembling with pleasure,
Young in appearance, but strong, celebrates here amid rocks
Loving discord, and seethes, shakes in its bounds that are timeless,
For more bacchantically now morning approaches within.
The lines, full with contradictions, beautifully animate the experience of return, the ways in which
things long familiar take on another aspect, as here in the phrase “gleaming night,” the way the
valley is doubly concealed in darkness and in cloud until the “bright beam” appears, and disappears
once again. The arrival, for the poet, is a celebration of “loving discord” filled with haste
(recognition) and slowness (reluctance, perhaps); “Chaos” itself is subject to fatalistic “bounds” that
define it.
The poet’s thoughts continue their ascent to the whitened peaks and surpass them: “Even
higher, beyond the light, does the pure, never clouded / God have his dwelling, whom beams, holy,
make glad with their play.” The God, from “beyond the light” acts upon “us mortals grown sad,” as
he brings forth the rivers from within the furthermost reaches of the mountains, he “works on the
lowest depths to open them up and to brighten / All” and “beauty abounds, as before, and spirit is
present, returned now, / And a joyful zest urges furled wings to unfold.” We find that the poet is
returning by boat and observing the opening morning from the waters below. As the village
emerges from the morning shadows, the opening confusion seems to dispel with it. Now, he
comments, “All seems familiar.....And no wonder! Your native country and soil you are walking,
/ What you seek, it is near, now comes to meet you halfway.” The nearness here speaks on several
levels. As he moves across Lake Constance, he approaches the political boundary of his homeland
and at the same time, and more importantly, draws near to the sources of rivers such as the Rhine
and the Danube. To his German readers, Lindau serves as “not the least of our land’s many
hospitable doors, / Urging men to go out allured by the promise of distance.” This is the typical
2

�Bennett 3
understanding of a frontier, the portal through which the young adventurer passes to move on to
“Go where the wonders are.” The poet, however, turns from these indeterminate “wonders” and
addresses the portal from the other side: “you door that are hallowed, me much more strongly you
urge to / Make for home where I know blossoming pathways and lanes,” where he hears once more
the voice of his mother, about which he exclaims, “How to your sound respond things that I learned
long ago! / Yet they are still themselves!” The nearness here encompasses the past and the present
moments of awareness. Somehow this relatively familiar experience is necessary for the poet to
approach the thing that he seeks above all else (it is reminiscent of the distinction Kant makes
between the beautiful and the sublime), that is, a nearness to the God he names who dwells
“beyond the light,” in silence and alone.
Now, even as the poem carefully creates a topography of desire for return and nearness, he
brings us to the moment that surpasses all sense of place. To measure distance to and from a
ubiquitous presence becomes meaningless; this last silent expanse the poet generates proximity
through the necessary act of naming. He asks,
When we bless the meal, whose name may I speak, and when late we
Rest from the life of each day, tell me, to whom give my thanks?
Him, the most High, should I name then? A god does not love what’s unseemly,
Him to embrace and to hold our joy is too small.
Silence often behoves us: deficient in names that are holy,
Hearts may beat high, while the lips hesitate, wary of speech?
This troubling paradox, shared by many romantic poets, is a necessary condition to the nearness the
poet seeks. Travel alone is not enough, willingness or temperament is not enough: the experience
of silence peculiar to poetry is the thing that makes the poetry possible. About this moment in the
poem Heidegger says, “Silence—does this merely mean: to say nothing, to remain speechless? Or
3

�Bennett 4
can only he who has something to say be truly silent? ...he who would be capable of letting the
unsaid appear in his speech...would, precisely though this alone, be capable of silence in the highest
degree” (“The Poem” 216).2 Just as Semele could not look straight upon her god without
immolation, to avoid this fate, the poet’s path home must be indirect, must make use of language
and the act of naming to speak the unnamable.

The wisdom of this poem finds its source in the idea that while certain places are more
hospitable than others to the development of creativity, the work itself must be the home, full with
the contradictions of familiarity constantly shifting into the unfamiliar and back again. And it was
well for Hölderlin to come to this conclusion at a time when increasing misfortune would soon
impress itself upon his life and work. Before this, however, as Michael Hamburger succinctly
presents in the introduction to his translations, the poet’s future was promising. Despite the fact
that he lost both his father and stepfather when he was a boy and remained financially tied to his
mother for much of his life, he was acquainted with some of the most influential intellectual lights
of the time. Among them were Hegel and Schelling, whom he met in Tübingen during his time at
the Theological Seminary. Though he passed his examinations, he resisted repeated pressure from
his family to become a Lutheran minister. The alternative was, in Hamburger’s words, “the
humble drudgery, but relative independence, of a private tutor,” and Schiller himself arranged for
Hölderlin’s position with the children of the well-connected Charlotte von Kalb. While under her
employment, Hölderlin was able to work on his novel, Hyperion, as well as travel to Jena to listen
to Fichte’s lectures and meet Goethe at Weimar.
When he was twenty five, Hölderlin found appointment with another wealthy family in
Frankfurt. There he entered into a life-altering affair with the mother of his pupils, Susette, and
2

Heidegger, Martin. Elucidations of Hölderlin’s Poetry. Trans. Keith Hoeller. Amherst, NY: Humanity Books, 2000.

4

�Bennett 5
she appeared transformed into Diotima in his poetry. Unlike the only woman whom Socrates
revered as a teacher, she who revealed love’s great and cosmic order as he recounts it in the
Symposium, Hölderlin’s Diotima reveals a tenuous presence. In the poems, her fragility is often
likened to a blossom in winter, with the attendant feelings of solitude, suffering, and misplacement
in the world: “You noble being, silently earthward gaze / At brightest noon, for it’s in vain that /
Here in the sunlight you seek your kindred.” The relationship was ended forcibly, along with his
position, in 1798, and the poet was soon confronted with his own failure, in spite of his
connections, to achieve widespread success through his work, and his own isolation increased. And
yet the Diotima poems mirror how, into the new century, Hölderlin would continue his
preoccupation with these questions but transpose them into another key entirely. Some of the
most powerful instances appear in his poetic meditations on the sources among Europe’s great
rivers.
In the hymn “Der Rhein,” from its genesis the great river is itself subject to forces alien to
its nature. From within the Alpine heights “where, determined in secret / Much even now reaches
men,” the poet hears “A destiny.”3 The destiny concerns the river and its Promethian struggles:
“There in the coldest chasm / I heard the youth implore / Release.” From the beginning, the
“freeborn Rhine”
parted and longed to roam, and impatiently
His regal soul drove him on towards Asia.
Yet in the face of fate
Imprudent it is to wish.

3

Anachronistic though it may be, since the advent of CERN, I cannot help thinking about how these ideas have carried
over into the present. How are we to take it that modern physicists have penetrated and established their laboratories,
sublime in scope, in such close proximity to the places for which the romantic poets held the highest metaphysical
regard?

5

�Bennett 6
The “crooked banks” that are “greedily entwining” move the river’s course, instead, to the
northwest. However shaped it is to human purposes once it parts from its source, is diverted and
channeled to found and maintain cities, even so the poem insists that the river preserves its original
character throughout. And from these tensions, some violence necessarily accompanies its
compelled course, for “like lightening he [the Rhine] / Must rend the earth.” Similarly, in the lines
concluding “Der Ister,” the Greek name for the Danube, Hölderlin writes, “But the rock needs
incisions, /And the earth needs furrows, / Would be desolate else, unabiding; / Yet what that one
does, the river, / Nobody knows.” The Danube, of course, unlike its north-wending counterpart,
succeeds in its eastern course toward “mother Asia” until it disperses itself in the Black Sea. In both
cases, not only does the land affect the river, but also the river provides the land with a character,
perhaps it is not too much to say that it provides it with a soul. The earth is not significant merely
as a smooth surface, featureless—it needs to be split, cracked, and rent for any growth to be
possible (in this vein one is reminded of a letter Keats would soon write to his siblings in which he
asks, “Do you not see how necessary a World of Pains and troubles is to school an Intelligence and
make it a Soul?”). Which leads the reader to the parallels between the phenomena in the poem and
the purpose of the poet. “Der Rhein” eventually concludes with the idea that the poets are needed
precisely to make people aware of these correspondences, indeed the forces themselves require
their voices, for “The most Blessed in themselves feel nothing / Another .... must, I suppose, /
Vicariously feel in the name of the gods, / And him they need.” But the ability to do so demands
extreme acts of defiance as well: an aspirant, the poem announces, must bury in the rubble of his
house both his father and his child. The image provides a dark counterpart to Wordsworth’s
aphorism, to be sure, and shadows forth what was to come.
At the beginning of 1802, Hölderlin set out for Bordeaux and what would be his last and
short-lived tutoring position. His return to Germany included a long journey through France, and
6

�Bennett 7
included a stop in Paris, about which little is known. The time spent as an alien in a country
enthralled by empire, the continuing difficulties with his work and, finally, the devastating news of
Susette’s death that summer together altered the poet in such a way that he became estranged from
his family and some, though not all, began to suspect the poet of insanity. Finally, Hölderlin had to
be moved, against his will, to a mental hospital in Tübingen known for its “treatments” of patients
that included a combination of drugs and the use of straitjackets, the silencing Autenrieth mask, and
forced cold-water immersion techniques. Unlike others who died of these therapies, Hölderlin
survived there for about a year before he was discharged, Hamburger reports, as an “incurable case”
and given no more than three years to live. While he was there a local carpenter, Ernst Zimmer,
visited the poet and offered to care for him upon his release. Zimmer’s generosity proved to be the
best option for Hölderlin, who lived with the family in Tübingen for the rest of his life (it is now a
picturesque museum, known as the Hölderlinturm, which stands upon the Neckar river). His
mother never visited him there and Zimmer was able to procure funds for Hölderlin’s modest
maintenance with difficulty. Worse yet, the family demanded that Hölderlin’s manuscripts
containing the poems he was revising be taken from him and sent into their keeping.
From 1807 on, as his biographer David Constantine notes, perhaps the least eventful
period in the poet’s life is most prolifically documented by visitors more interested in his purported
insanity than in his literary achievements.4 Much of the poetry from this period through the end of
his life in 1843, reflects simplicity and longing for the past, with occasional gleams from earlier
insights. The short poem “To Zimmer,” for instance, speaks to a certain repose the poet seems to
have reached:
The lines of life are various; they diverge and cease
Like footpaths and the mountains’ utmost ends.
4

Constantine, David. Hölderlin. Oxford: Oxford UP, 1988.

7

�Bennett 8
What here we are, elsewhere a God amends
With harmonies, eternal recompense and peace.
The monumental themes Hölderlin engaged in poems such as “Homecoming” are still present, but
scaled in miniature. “What here we are” has a pathetic modesty about it, but still it connects, albeit
from a distance, to the world-governing harmonies that, the poet hopes, provide recompense
beyond the many things withheld from him on earth.

The spiritual and aesthetic tensions between “here” and “elsewhere” inevitably bring me
back to the ideas I found when I first turned to the poetry of Hölderlin. In addition to the elusive
“Homecoming,” the hymn “As on a holiday...”, for which its first phrase serves as title, again
captures this feeling of nearness and separation, and the creative act of naming with exceptional
vividness. The poem opens with the experience of a farmer who goes out to observe his land after
a deluge to find the river once more returned to its place and new growth beginning to rise. The
poet goes on to record what he sees: “the hallowed, my word shall convey, / For she, she herself,
who is older than the ages / And higher than the gods of the Orient and Occident, / Nature has
now awoken amid the clang of arms” and begets “on holy Chaos” “Delight, the all-creative”; and she
(here Nature) “delights in self-renewal.” In harmony with this pantheistic vision, the hymn is filled
with the nearness of the gods, the intimation that they, as in the cosmos of the Iliad and the Odyssey,
mingle with the living at their pleasure. Semele appears, and the speaker praises her for her selfsacrificing birth to “The thunder-storm’s fruit, to holy Bacchus.” Upon her ashes, mankind may
now partake of these fruits “without danger.” The hymn concludes with an exhortation to poets to
realize something similar—they should “stand / Bareheaded beneath God’s thunder-storms, / To
grasp the Father’s ray, no less, with our own two hands / And, wrapping in song the heavenly gift,
/ To offer it to the people.” The confidence of these lines radiate romantic idealism—with the
8

�Bennett 9
implied social hierarchy in which the poets are the ones made to stand closest to the gods, the
extraordinary purity, recklessness, and visionary capacity that gives them the right to this position,
and so on. And yet from here, the poem begins to fragment and the silence again marks its
presence on the page, and we are once again back to the uncertainties of “Homecoming” and the
paradoxical necessity of silence to this enterprise. Unlike the Landmann, who rejoices in the new
growth following the storm’s destruction, the poet concludes
That I approached to see the Heavenly,
And they themselves cast me down, deep down
Below the living, into the dark cast down
The false priest that I am, to sing,
For those who have ears to hear, a warning song.
There
And that is all. The fragmentary nature of the closing could be read easily enough as another
variation on romantic themes, or again as a foreshadowing of events in Hölderlin’s life, or as an
expression not very far from Milton’s Satan or Goethe’s Faust. It is precisely the allusive richness
here, and in the other poems, that invites one’s return. One returns to the compelling presence of
another “capable of silence in the highest degree.” It is a homecoming that invites one into the idea
of “home” as something related to, but not entirely dependent upon, geography or individual desire.
It is the intimation that the creative act of naming is not something one does to “fill” the silent
spaces, to force familiarity upon the unfamiliar, but that it complements those moments which
open themselves only through silence.

9

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                    <text>Blumenthal 1

The Role of Mathematics in Advancing the Goals of a Liberal Education
by
Robert Blumenthal
Mathematics appears in some form or other in the core or general education requirements
of most colleges and universities, and a lot of energy is often expended regarding the specific
form this requirement should take. For example, one thorny issue is just what level of
mathematics should be required. Should it be sufficient merely to demonstrate proficiency in
algebra thus basically requiring of students no more than they were supposed to learn in high
school? Or should every student be required to take a bona fide college level course like
calculus? Furthermore, what do we want the students to take away from the required course? Is
our goal to demonstrate just how useful mathematics is in dealing with worldly matters and how
indispensable it is with regard to understanding and interpreting real-world data and solving realworld problems?
With regard to the first question, namely, is proficiency at the high school level sufficient
for meeting the core math requirement at a university, the answer has to be no. Certainly, we
would hope to provide students with content and approaches which do more than merely
replicate the high school experience. A student who has had four years of high school
mathematics and who, therefore, has taken geometry, algebra, and in most cases a course
covering standard precalculus topics should be offered an opportunity for intellectual growth
which goes beyond a mere rehash of techniques studied in high school. Which leads to the
question: just what type of intellectual growth are we talking about? Yes, mathematics is useful.
Yes, it solves all sorts of technical problems. Yes, it enables us to analyze and interpret various
kinds of real-world data. Yes, it enables us to model real-world situations and to understand and

�Blumenthal 2

address a large variety of real-world issues. Is this the focus which we wish to emphasize in our
core mathematics experience, or is there perhaps another direction we might take with regard to
intellectual growth and development, particularly in a liberal arts institution?
I have repeated the phrase real-world because I think we do our students a disservice by
focusing exclusively on the worldly aspects of mathematics. As Wordsworth reminds us, “The
world is too much with us…” And he concludes:
For this, for everything, we are out of tune;
It moves us not.--Great God! I'd rather be
A Pagan suckled in a creed outworn;
So might I, standing on this pleasant lea,
Have glimpses that would make me less forlorn;
Have sight of Proteus rising from the sea;
Or hear old Triton blow his wreathed horn. (Appelbaum 28)
It is that phrase, glimpses that would make me less forlorn, which is the key. At its heart,
mathematics has nothing to do with the world. Its efficacy in understanding the world and in
solving real-world problems is a fact, but this utility is a by-product rather than the central
motivation behind the creation of mathematics. Mathematics offers glimpses - glimpses of the
reality which underlies the physical realm, glimpses of the way in which our minds function and
the ways in which we process ideas and the relationships between those ideas, glimpses of the
role and limitations of language as vehicles for thought and the expression of ideas, glimpses of a
beauty unlike any other leading to an aesthetic experience which rivals that of anything offered
by the other fine arts.

�Blumenthal 3

What do we mean when we say that mathematics has nothing to do with the world? This
requires some attention. First, what is mathematics? Definitions can be tricky things. A
colleague once suggested to me that “mathematics is what mathematicians do.” The English
biologist T.H. Huxley offers a definition which is a bit more enlightening by noting that
“[mathematics] is that [subject] which knows nothing of observation, nothing of experiment,
nothing of induction, nothing of causation” (qtd. in Moritz 26). Notice that this definition
describes mathematics by telling us what it is not. Observation, experiment, inductive reasoning
(drawing general conclusions from specific cases) -- these play no role in mathematics. In a
word, mathematics is not science. The truth claims of mathematics in no way depend on
observations of the world. Rather, the reasoning involved is deductive (reasoning from the
general to the specific) and depends only on our rational faculties. This leads to a very
provocative definition formulated by the English mathematician J.J. Sylvester who, in
contrasting mathematics and science, states that “the object of pure Physic is the unfolding of the
laws of the intelligible world; the object of pure Mathematic that of unfolding the laws of human
intelligence” (qtd. in Moritz 7). In other words, mathematical knowledge is self-knowledge. It
tells us something of how we as human beings think, how our minds work, how we process
ideas, and it demonstrates our natural propensity for finding connections between seemingly
unrelated concepts.
At its root, mathematics deals with the most basic of human propensities, namely,
collecting things and thereby forming a collection. Mathematics is about collections, and the
mathematical term for this is set. A set is a collection of objects, and we can then think of the set
as a single entity. Forming a single entity out of a disparate collection of objects is the essential
mathematical act. E Pluribus Unum. Out of many, one. Every mathematical concept, including

�Blumenthal 4

numbers, rests upon the notion of a set. There are two kinds of sets: finite sets and infinite sets,
and infinite sets are central to just about every important mathematical theory. The simplest
infinite set to grasp of the set of all positive whole numbers, what mathematicians call the natural
numbers, N = {1, 2, 3, …}.
In a series of papers published in 1874, the German mathematician Georg Cantor
undertook the first serious attempt to understand the nature of infinite sets. In particular, he
wanted to understand whether or not we could meaningfully talk about the size of an infinite set
and whether it is possible to compare the sizes two infinite sets. He asks whether all infinite sets
have the same size, and, as a first step in addressing this question, he looks at the natural
numbers and the seemingly larger set of all whole numbers (positive, negative and 0), known as
the set of integers. Via a very simple and elegant argument, Cantor demonstrates that the set of
integers is no larger than the set of natural numbers. It appears to be a larger set, but that is an
illusion. In fact, these two sets have the same size.
Cantor then turns his attention to the set of rational numbers, namely, the set that consists
of all whole numbers together with all fractions. This appears to be an incredibly huge set and
one which certainly dwarfs the set of natural numbers. However, in one of most remarkable
proofs in all of mathematics, Cantor shows that this apparent disparity in size is again an illusion
and that the set of rational numbers has the same size as the natural numbers. This result and
proof is one of the most famous and beautiful results in all of mathematics.
At this point, it is beginning to look as if the answer to Cantor’s question is yes, all infinite
sets have the same size. However, Cantor’s most celebrated result, and the one which has deep
implications for mathematics and philosophy, is that the answer is in fact no. He exhibits a set,
namely the set of real numbers, which is so large that it no longer has the same size as the natural

�Blumenthal 5

numbers. Infinite sets come in different sizes. There is not a single undifferentiated notion of
infinity since some infinite sets are truly larger than others. This result completely changed
theory of sets and, since sets lie at the heart of mathematics, all of mathematics as well. Prior to
Cantor, going as far back as Aristotle, the very idea of an infinite set was rejected. The idea was
rejected because it led to various unpleasant consequences, like the fact that a part can be
equivalent to the whole. This is nonsense and so the very idea of the existence of infinite sets
must be nonsense.
However for Cantor, infinite sets exist. The set of natural numbers exists as an actually,
not just potentially, infinite set, and we can hold in our minds in a single instant of time the
collection (i.e., set) of all natural numbers. Yes, this leads to certain startling consequences like
the fact that a part can be equivalent to the whole. But the reason we are startled is because we
are expecting infinite sets to behave the same as finite sets. This is an unreasonable expectation.
Infinite sets are fundamentally different from finite sets and we can’t expect them to behave in
the same way. We are in a brave new world where a part can be equivalent to the whole and
where some infinite sets are truly larger than others. This is not unlike the situation ushered in
by the theories of general relativity and quantum mechanics where we are confronted with
behavior which runs contrary to common sense and everyday experience.
Having proved that the set of real numbers is of a truly larger size than the natural numbers,
Cantor wondered just how much larger it is. Is the set of real numbers the next largest set after
the natural numbers or is there something in between? In other words, is there a set which fits in
between the natural numbers and the real numbers in the sense that it is of a larger size than the
natural numbers and of a smaller size than the real numbers? Cantor spent the rest of his life
looking for the answer to this question. He felt strongly that the answer is no, but he was unable

�Blumenthal 6

to prove this conjecture. This question, which is known as the Continuum Hypothesis, was
singled out by the German mathematician David Hilbert at the International Congress of
Mathematicians held in Paris in 1900 as the most important question which mathematicians must
address in the new century (413).
And address it they did, although the eventual outcome of this endeavor was something
which no one had expected or even considered. Results proved by Kurt Gödel in 1940 and Paul
Cohen in 1963, taken together, show that the Continuum Hypothesis can neither be proved nor
disproved. In other words, the Continuum Hypothesis is undecideable within the present
axiomatic foundation of mathematics. Thus, while opening up whole new areas of human
thought with his theory of infinite sets, Cantor’s work forces us to confront the fact that there are
certain fundamental limitations on our capacity for understanding and that the answers to
compelling foundational questions are simply unknowable by the human mind.
One of the weaknesses of many of the courses aimed at the general student is that all too
often they morph into either a math appreciation course or a math history course thereby
transforming the experience into something other than a course in mathematics. Even if this
situation is avoided, another pitfall is that many such courses are survey courses organized
around a multitude of topics. As such, each topic receives only superficial treatment and the
student misses the essential experience of delving deeply into an important mathematical theory.
I have sought to avoid both of these situations and have taught for many years a course organized
around a few (at most three) selected topics in advanced mathematics.
These topics must be chosen carefully and, in my experience, need to meet several criteria.
Each topic must be one which the students have not encountered before and must represent a
truly important mathematical idea. Each topic should be modern in the sense that it originated

�Blumenthal 7

relatively recently and is an active area of continuing research. Finally, each topic must be able
to be presented to the general student without loss of mathematical rigor. This last point is
particularly important since the whole point is to convey a meaningful sense of the mathematical
experience. I have had considerable success in this course with topics chosen from number
theory, group theory, and Cantor’s theory of infinite sets.
Most of the students react very well to this course for two reasons. First, it is so unlike
anything they expected from a mathematics course (this comment appears often on the course
evaluations), and secondly they realize, especially from the discussion of infinite sets, where they
are challenged to abandon certain of their preconceived ideas about reality, that mathematics has
profound things to say about questions which have been raised for thousands of years by various
important thinkers.

Works Cited
Appelbaum, Stanley, ed. Great Sonnets. New York: Dover Publications, 1994.
Cantor, Georg. Contributions to the Founding of the Theory of Transfinite Numbers. New York:
Dover Publications, 1955.
Cohen, Paul J. Set Theory and the Continuum Hypothesis. New York: W.A. Benjamin, 1966.
Godel, Kurt. The Consistency of the Continuum Hypothesis. Princeton: Princeton University
Press, 1940.
Hilbert, David. "Mathematical Problems." Bull. Amer. Math. Soc. 37 (2000): 407-36.
Moritz, Robert Edouard. On Mathematics. New York: Dover Publications, 1958.

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                    <text>Liberal Education and STEM Education
St. John’s College 50th Anniversary Conference Presentation
Michael J. Bolin, Wyoming Catholic College
September 15, 2014
Abstract:
One of the single biggest obstacles to the proliferation of liberal education is the modern
tendency to consider STEM fields as the most or only important fields of study. I argue, to the
contrary, that the beneficial cultural effects of progress in the natural sciences and related fields
depend in part on a foundation of liberal learning both in scientists themselves and in the broader
populace. In a post-Baconian scientific world, scientific progress has both a
technological/practical aspect and a philosophical/theoretical aspect. Success with regard to the
first aspect is necessarily defined in terms of one's conception of human flourishing, the
philosophical debate over which is behind disputes over, e.g., energy, nuclear, and agricultural
policy. Interpretations of the second aspect inevitably influence the first, as is seen in the
tendency of physicists to extrapolate from their scientific research to broader conclusions about
its implications for human nature and existence. It is not a foregone conclusion, then, that
education in STEM fields will achieve the goods at which it aims, unless the resulting knowledge
is first recognized as fundamentally human and therefore necessarily understood in the broader
context of the human good. Establishing this context is one of the fundamental tasks of liberal
education, upon which the good of specialization thus depends.
Presentation:
In a 1944 letter to Robert Thornton, then a new professor of physics at the University of Puerto
Rico, Albert Einstein wrote the following in response to Thornton’s desire to introduce the
philosophy of science into his classroom:
I fully agree with you about the significance and educational value of
methodology as well as history and philosophy of science. So many people
today—and even professional scientists—seem to me like somebody who has
seen thousands of trees but has never seen a forest. A knowledge of the historic
and philosophical background gives that kind of independence from prejudices of
his generation from which most scientists are suffering. This independence
created by philosophical insight is—in my opinion—the mark of distinction
between a mere artisan or specialist and a real seeker after truth.1

1

Einstein to Thornton, December 7, 1944 (EA 61-574).

1

�The generational prejudice, the seeing of the trees but not the forest that Einstein
described seems to me to be a common consequence of contemporary education, in large part
because of our society’s focus on STEM education and corresponding disinterest in liberal
education. My intention in this talk is to show how the task of fully reaping the fruits of STEM
education cannot be separated from the project of liberal education, and that the latter is essential
both on the part of scientists themselves and on the part of the broader populace if the former is
to be achieved. In the interests of time, I shall focus primarily on the “science” part of STEM
education.
After the early modern era in which Francis Bacon declared that knowledge and power
are really the same thing, science came to be seen by many as fundamentally oriented toward
technological and practical application. In the modern era, this idea has taken such strong root
that scientists have had to deal with politicians wishing to restrict public funding of scientific
enterprise to areas that will have a significant practical application, as if this could always be
known in advance. Disciplines in the humanities, such as philosophy, or liberal education in
general, are ridiculed as a waste of time, their critics saying such things as “If it’s not producing
food, I’m not interested.” Higher education has come to be seen as just being vocational training,
with programs such as the St. John’s College liberal arts program considered outdated at best,
almost a relic of a pre-scientific age.
These sentiments lead us into the first issue I shall discuss. What such critics are really
saying is that one ought not devote one’s life to activities that are not in some way conducive to
human flourishing. Supposing that this is true, the conclusion that one ought not devote one’s life
to the humanities or to liberal education does not immediately follow, since we cannot know
whether this is conducive to human flourishing until we have established what human flourishing
2

�is. For example, the only we reason we care whether a discipline is producing food is because we
care about food. But why do we care about food? Unless we are hedonists, it is principally
(though not only) because we need food to live. But why do we care about living? Presumably
because we wish to do something with our lives that goes beyond eating. Thus, it is clear that
whatever this “something” is, it is worth doing even if it is not producing food.
This example is an instance of a more general observation, namely that the extreme
position that maintains that only what is useful is good is implicitly a contradiction in terms. For
the useful is by definition useful for something, for the sake of another good; and the ultimate
good, also by definition, cannot be for the sake of another good. In the human sphere, the
ultimate good is the human good, human flourishing. Thus, again, it is pointless to criticize some
branch of learning for not being useful unless we first know what human flourishing is.
This issue arises in many concrete contexts, not just in abstract philosophical discussions.
It lies behind the desire of some public figures to reduce funding for NASA, on the grounds that
much of NASA’s research is not useful, or at least not obviously so. In a similar vein, sometimes
people object to the production of GMO crops not just because they believe them unhealthy but
also because they maintain a particular view of the human race’s relationship to nature and what
constitutes the good of this relationship.
The foregoing may give the impression that I see the role of liberal education to be
restricted to the study of ethics and politics, in which the notions of human flourishing and the
common good are considered. But the debate over human flourishing itself depends on prior
theoretical philosophical questions, such as what it means to be human in the first place, and
what the relationship of human beings to the rest of nature is. These questions cannot be escaped
if one is to have a complete account of reality. And if one assumes from the start that one’s own
3

�discipline ought to yield such an account, one will naturally attempt to answer these questions
from the perspective of that discipline. Thus we have the phenomenon of physicists, biologists,
and other practitioners of the sciences lecturing the public on the “meaning” of their discoveries
for human nature, the nature of the universe, and of existence itself.
I do not mean to suggest that scientific inquiry never has relevance to these questions.
Rather, I mean that the kind of relevance it has is subtle and difficult to discover, and one cannot
hope to judge well of it without much learning and practice. The learning required, however, is
not training in the hard sciences but rather liberal learning, which teaches one to consider human
knowledge as a unified whole and to distinguish accurately the scope, nature, and limitations of
each of its parts. This is why interpretation of the results of scientific inquiry is naturally
posterior to liberal education.
Here is a concrete example of what I mean. Physicist Sean Carroll, in a thoughtprovoking article entitled “Abortion and the Architecture of Reality,” writes about the types of
issues that arise in debates over abortion, such as the notions of life and personhood, and argues
that it would be foolish to think that scientific knowledge of the world cannot bear on questions
such as these. Regarding this general claim, I think Carroll is quite right. But, as is typical in
such cases, when he attempts to apply the general principle to specific cases, he mistakes his
philosophical presuppositions for the conclusions of science. Science, he writes,
tells us that there is no magical moment at which an incorporeal soul takes up
residence in a body. Indeed, the concept of a “person” is not to be found anywhere

4

�in the natural world; it’s a category that is convenient to appeal to as we try to
make sense of the world.2
Now, physical science does strongly suggest something relevant to the concept of soul, which is
that (as Carroll himself points out) however closely one inspects the matter of living things, one
will not find it following physical laws different from those followed by inanimate matter. But
soul is a fairly nebulous concept, and there is still a long way from the claims of physics to
Carroll’s interpretation of them. Likewise, that “person” is not a concept in physics is not much
more significant for debates over abortion legislation than the fact that the same could be said of
“tax return” is significant for economic policy debates.
The general point is that it is actually very difficult to delineate precisely what
philosophical, ethical, or otherwise humanitarian implications the scientific worldview ought to
have for our broader human worldview. And it is exceedingly unlikely that one will be able to do
this well if one has never even studied that broader worldview and the writings of the thinkers
who formed and influenced it. Yet this is implicitly what we expect when we encourage students
to pursue careers in STEM fields without first exposing them to the liberal education that will
allow them to understand what they are actually doing in those fields and how it relates to their
lives as human lives and not merely as employees.
What does all of this mean concretely? I am aware, of course, that universal liberal
education is not in the cards for the foreseeable future. A more plausible first step is the
recognition of disciplinary boundaries. Someone need not be an expert in physics to recognize

2

Sean Carroll, “Abortion and the Architecture of Reality,” Discover Magazine,

http://blogs.discovermagazine.com/cosmicvariance/2009/06/04/abortion-and-the-architecture-ofreality/#.VBeNaBagv-o (accessed September 15, 2014).

5

�that the physicist is stepping outside of his discipline when he speaks about free will, or the soul,
or the meaning of life; or to see that medical training does not automatically render a person
competent to speak about ethical matters. Yet questions about these things arise perennially, and
if the scientist as such is not the expert on them, someone else must be. Until we are able to
distinguish between questions that the hard sciences can and cannot answer, we will be unable to
see the value of the education that actually does teach one to answer the questions that STEM
cannot, nor even see the true value in STEM itself.
I want to conclude by saying a few words on that last topic, lest I seem to belittle or
denigrate the natural sciences, which I in no way intend. Though a philosopher, not a scientist,
by profession, I have an amateur’s (in the etymological sense of that word) interest in natural
science and have the honor of teaching it via my own institution’s interdisciplinary program. In
the process, I have come to realize that the profundity of the modern scientific worldview faces
severe impoverishment if it is approached without a background in liberal education. The
significance of the historical shift from geocentrism to heliocentrism simply cannot be
appreciated by one who has never dwelt on the thoughts of generations to whom the evidence of
heliocentrism was unavailable. I am told that something close to forty percent of Americans
reject the biological theory of evolution. This is true even of many who are well-educated, which
suggests that a lack of scientific training is not the root cause. For many, religious issues are at
stake, but I suspect that this is only a special case of the more general problem I have been
describing, which is that we have lost the habit of understanding scientific discoveries in the
context of our broader worldviews. As a result, the public frequently receives ideas such as
evolution alongside shallow and ill-informed explanations of their “true meaning.” Richard
Dawkins is a well-known culprit in this regard. Dawkins is a fine biologist, but he is not a great
6

�philosopher—he is a scientist who suffers, as Einstein said, from the prejudices of his generation,
seeing the trees but not the forest. This sort of behavior is ultimately detrimental to science itself,
which is really much richer than is suggested by presentations of it stripped of human context.
Though superficially science may seem to be more exalted by a culture that has lost its sense of
the importance of liberal learning, in the end it cannot help but be degraded by the same.

7

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                    <text>Helen’s Eidolon: Learning and Suffering in Euripides’ Electra
A work of tragic poetry is organized by its teleology of suffering, by the sense it gives of
why humans suffer. The chorus of Argive Elders in Aeschylus’ Agamemnon tells the audience
that “Zeus, who brought men to think...has laid it down that learning comes alone through
suffering.” (Ag. 177-8) and also “justice so inclines that those only learn who suffer” (Ag. 2501). We suffer for the sake of learning, and moreover, there is no other way to learn. The
Oresteia as a whole seems to bear this out. We follow the house of Atreus through intense
suffering: adultery, child murder, cannibalism, the sacrifice of Iphigeneia, a decade of war, the
murder of Agamemnon, the murders of Clytemnestra and Aegisthus and finally, the guilt of
matricide. Yet in the end justice is not only done, it is established on earth for the first time in an
institution, the Areopagus. Law is born from violence. The furies are transformed to Eumenides.
We have learned. We have become more civilized.
Euripides’ plays do not support this teleology of suffering. In fact, Euripides inverts the
Aeschylean formula in his Electra. Orestes says to his sister, Electra, before she recognizes him,
that “there is no pity in ignorance, but [pity is present] in the wise among men. But too wise
knowledge in the wise is not harmless.” (El. 294-6) While suffering can bring learning according
to Aeschylus’ chorus, learning brings new suffering born of pity for Euripides’ Orestes. In other
words, we do not transcend suffering through learning, we simply acquire more of it. For
Euripides, there is no threshold beyond suffering, no end to redeem it. As we will see, suffering
does not educate Electra or Orestes, it harms and deludes them.
I.
When we meet Electra, our titular character, she bears a heavy water pot on her head and
laments dramatically, “O night, black night whose breast nurses the golden stars/ I wander
through your darkness,” (54-55) We know at this point that she has been cast out of the royal
house and is married to a farmer. Now she seems to be reduced to menial labor and we begin to
feel pity. But this pity is undermined immediately: as she says, “I am not forced, I chose this
slavery myself” (57) She is soon spotted by her new husband, the farmer and he asks her why
she insists on doing heavy labor. The orders do not come from him. Electra does not have to bear
the heavy water jar but chooses to: the action of the play opens with a self-pitying stunt. As she
says herself, she wants to make Aegisthus’ arrogance visible by making her situation look worse
than it actually is. Strange logic. Electra refuses to attend the festival of Hera on account of her
clothes and even refuses the chorus’ offer of loaned garments to enforce her image of suffering
(167-174). Later, Electra insists on showing herself as a slave to her mother, Clytemnestra, by
offering to help her out of her carriage when her own Trojan slaves are suddenly absent (1004).
Electra compares herself to the Trojan women brought back as slaves. Yet her situation is
actually much different. She is still on Mycaenean soil, still able to live and die there and to
worship the gods of her people. She is poor, but she is as free as she was before. She freely
chooses to engage in conspicuous labors. Throughout, Electra willfully refuses to see anything in
her situation but misery. She takes actions to make her situation look worse, to make things
appear to others as they appear to her.
By contrast, Sophocles’ Electra is portrayed as a victim with great inner strength. Her
hate may terrify us, but it is understandable: she is trapped in a house with her father’s killers and
subject to daily abuses. Euripides’ Electra may feel exiled and trapped in her poverty but

�ultimately, her complaints appear shallow and materialistic. She is removed from any ongoing
abuse and allowed a simple, honest life, the sort that Socrates’ Odysseus chooses for himself in
the Myth of Er. The fact that she is constantly trying to make her rustic situation look like
slavery is the surest proof that it could be borne more easily. Electra’s desire for revenge springs
from two places, both delusions: her sense that the loss of her royal wealth harms her and her
idealized love for the father she hardly knew, Agamemnon. These two causes are similar insofar
as both are what we, after Marx, might call fetishes.
When Electra mentions Aegisthus, the man who deposed her father, she says “[I] cry my
pain to father in the great bright air” (59) She will mention Agamemnon again and again,
idealizing him and stoking her rage for Clytemnestra and Aegisthus. But always her rage strikes
a hollow note. Euripides systematically withholds a good reason for her point of view. She has
been forced out of her house and married to a farmer, a great indignity that seems to have no
precedent in the other tellings of this story. Yet what seems like a brutal blow that might presage
her inevitable revenge is in fact an oddly good turn of fortune. Her farmer husband, despite his
poverty, is a thoughtful, upright man who will not touch her and cares for her like a father. In
fact, he cares for her better than the father she lost and now idealizes, Agamemnon. She notes
how the farmer is “equal to the gods in kindness” (67) but when alone she laments her situation
in high tragic tone. This introduces us to a dissonance that runs throughout the play between the
way Electra and Orestes view the situation and the circumstances themselves. Euripides steadily
erodes any clear moral imperative to revenge that the two children might have.
While Aeschylus presents us an Orestes who is reluctant because he understands how
serious his task is, Euripides presents Orestes as confused and lacking resolve. Aeschylus’
Orestes finally acts out of a deep piety, an understanding that the will of the gods, presented in
the oracle, cannot be evaded. Hard as it is, he recognizes a greater plan at work. By contrast,
Euripides’ Orestes acts when he is hounded into it by his deluded sister. He doubts the oracle,
insisting that no god could ask him to kill his mother (970, 981).Electra insists the oracle must be
true, but not out of any piety, for we have seen none in her, but because it serves her end. Orestes
is driven to act when Electra accuses him of cowardice and forces him, out of petulance, to
disprove her. No line better indicates Orestes’ combination of cowardice and blind trust in
Electra than when he says, “what is our action now toward our mother? Do we kill?” (967) Even
when he strikes, Orestes cannot face his mother, so he covers his eyes with his cloak (1221). He
demands someone else deal with the corpse, wrapping it in the same cloak he used to cover his
eyes from the deed (1227). Electra then wraps the corpse. All this underlines that he is ultimately
presented as a tool of Electra’s hatred which, as we have seen, is hardly justified by the events
and people of the play. Whatever obvious status the matricidal revenge had within the mythic
canon has been wholly dispelled: Aegisthus and Clytemnestra are presented as flawed but
reasonable, the murders as unmotivated.
To drive this home, Euripides has both murders appear exceedingly cruel and impious.1
Aegisthus is killed while attending to a sacrificed bull. As he leans over and sorts through the
organs, Orestes smashes his spine with a sword blow from behind. Clytemnestra is lured through
a false rumor that Electra is giving birth. She shows genuine maternal interest in Electra and the
1

Froma Zeitlin, explores Euripides’ inversion of religious rites throughout the play: ”Celebration has proved an
illusion and ritual sacrifice has become murder.” [Zeitlin, F. “The Argive Festival of Hera and Euripides’ Electra.”
In: Transactions and Proceedings of the American Philological Association. Vol. 101, (1970) p. 659.] Most readings
of this strange play (Conacher, Denniston, Pohlenz, Spira, Barlow, Thury) struggle to fit it into standard ideas of
tragedy and so ignore some aspect of the unforgiving portrayal Euripides offers us.

�baby. She begs for her life. Both victims are vulnerable and have tried to explain themselves and
their actions in reasonable terms. We do not have the intense, gloating Clytemnestra or tyrannical
Aegisthus of Aeschylus’ Agamemnon. We know that, according to the story, they must be killed.
Where both Aeschylus and Sophocles build the case for the murder slowly and build the tension
so that the act becomes inevitable, Euripides slackens the dramatic tension so that the murders
appear not as revenge but as horror.
Several signs indicate that the murders might have been avoided, perhaps not ultimately,
but at least on these terms and by these means. Had Electra recognized that her situation was not
as bad as she desired it to be or had Orestes the coward not been stung by the accusation of
cowardice to abandon his justified doubt in the oracle, the murders would not have happened or
would have waited on better motivations and perhaps been achieved by less brutal means. Castor
and Pollux, gods and Orestes’ and Electra’s uncles, appear at the end of the play to resolve the
action and remark, provocatively, that Apollo “knows the truth but his oracles were lies.” (1246)
and that “Justice has claimed [Clytemnestra] but you have not worked in justice.” (1244).”
Euripides presents the murders more as a result of Electra’s self-deception than any greater
justice. The events of the play hinge on Electra’s greedy self-pity. Here, Zeus and Apollo weave
their fate through such strange means that divine necessity appears like a bizarre mistake issuing
from one person’s damaged psyche.
II.
Euripides’ treatment of the subject confuses the effect of the tragedy considerably.
August Wilhelm Schlegel called Euripides’ Electra “a singular monument of poetical, or rather
unpoetical, perversity.”2
Consider how Euripides handles the Aeschylean trope of Electra recognizing Orestes
from his footprint’s similarity to hers. An old man tries to convince her that Orestes has returned
but she stubbornly refuses to believe it: “You make me angry. How could rocky ground receive/
the imprint of a foot? and if it could be traced,/ it would not be the same for a brother and for
sister, a man’s foot and a girl’s- of course it would be bigger.” (534-537) Euripides invites us to
think about the unrealistic nature of the Aeschylean trope and even to laugh at it.3 An
uncomfortable comic self-awareness bursts through the tragic artifice. This and moments like it
are surely the target of Schlegel’s critique. And he is right, the Electra is a perverse play and
barely resembles classic tragedy. But this does not mean it fails to achieve its intended effect.
Because the character portrayals erode any self-understood moral high ground which
might generate clear feelings of pity and fear, it must fail to satisfy the idea of tragedy as
catharsis. The play is unfulfilling when judged as catharsis. But Aristotle, in his Poetics does not
rest on the idea of cleansing or purification but builds, dialectically, toward “ekplexis” astonishment by knocking away what we think we know. Euripides’ Electra does this admirably,
in that we steadily watch our ideas about the story and the tragic theater crumble away. We are
2

Lectures on Dramatic Art, Lecture IX. Schlegel also notes that in the Electra Euripides initiated the decline of “not
only this or that genre, but [of the Greek’s] entire existence, in all arts, in constitution and laws, in private and public
customs and actions.”
3
Electra recognizes Orestes by a scar instead, a nod, perhaps, to Eurykleia’s recognition of Odysseus in the
Odyssey. Homer’s world is broad enough to embrace the serious and the comic, the fated and the incidental. If
Euripides rejects Aeschylus, perhaps he does not reject Homer. Perhaps he means to pick up another, neglected
thread in the Mythoi.

�brought to question the characters and their motives and to wonder if there was any greater
reason, plan, justice or purpose driving the action at all.
It is, then, no accident that at the end of the play, Castor and Pollux, Helen’s brothers,
remind us:
“[Helen] never went to Troy. Zeus fashioned and dispatched a Helen-image there/ to
Ilium so men might die in hate and blood.” (1281-3)
Beginning at least with Stesichorus, some ancient Greek authors, including Herodotus,
tell the story of the Trojan War with an important variation: Helen never really went to Ilium. 4
An Eidolon, a likeness of her, went instead while she was kept in Egypt for the duration of the
war. Euripides seems to be the only tragedian to take this narrative variation up. In fact, he
returns to it again and again. It is a leitmotif for him. It plays center stage in his Helen but also
surfaces in the Electra.
Why mention Helen’s Eidolon toward the end of the Electra? It seems to me that it serves
to underscore the hollowness of human action. If the whole Trojan war was undertaken for a
phantom, what of the miseries that come to the royal house of Atreus? Could they also be based
on a misunderstanding? All this suffering is for an image, it has no real purpose, no achievable
aim. Revenge, like war, is undertaken for a shadow.5 Seen this way, the Electra is not so much
tragedy as black comedy.6 In the end, we have a sinking feeling that the whole thing could have
been avoided, a feeling that is completely out of place in the tragic theater.
Castor and Pollux tell Orestes and Electra: “Justice has claimed her but you have not
worked in justice.” (1244) In the end, justice has been done, but we cannot enjoy it. This is a
cardinal sin for a playwright, to refuse us our enjoyment, and Euripides’ Electra is roundly hated
by critics for it. The Dioscuri reveal what Electra and Orestes have in store for them but there is
no sense of future triumph in the court decision that will liberate Orestes from the furies. It is
telling that the transformation of furies to Eumenides is not mentioned at all. This transformation
is the crowning moment of the Oresteia and the proof that suffering leads to a better life.
Euripides just lets the furies pass without fanfare: in killing Clytemnestra there was no victory to
celebrate and there is no future victory to come. There is no Helen to retrieve.
The dramatic work, instead of giving us a convincing, self-enclosed world, leaves us
unsure and unsatisfied. It does this, in part, by failing to be a good tragedy. The work does not
4

Plato, Phaedrus 243a-b. Herodotus argues that Homer knew this variation as well, evidenced by his mention of
Paris’ detour to Egypt in Book V of the Iliad. Homer chose not to use the Phantom Helen variation, according to
Herodotus, because it did not fit as well with an epic poem. Herodotus, Histories II.116. More, to Herodotus the
variation seems to be as old as the event of the Trojan War itself and to have been preserved in this variant form by
the Egyptians. Herodotus’ reasons for accepting the Phantom Helen story told by the Egyptian priests cluster around
the fact that it would have been “insane” for the Trojans to refuse to give her back to Menelaus. Thus they must not
have had her. See Histories II.120.
5
What Euripides highlights, how the particular delusions connected to a situation of violence undermine any justice
or moral clarity it might have, offers an elenchus, a refutation, of Aeschylus’ Oresteia. As with the socratic elenchus
the point is not to come to new knowledge but to expose ignorance. And as Socrates’ interlocuters learn, the
emotions that attend being refuted are unpleasant.
6
Schlegel notes what is obvious to most readers, that the Electra seems strangely close to comedy: “I could wish
that the wedding of Pylades had been celebrated on the stage, and that a good round sum of money had been paid to
the peasant on the spot; then everything would have ended to the satisfaction of the spectators as in an ordinary
comedy.” (Lecture IX) The blurring of comedy and tragedy was probably deliberate. Euripides undertakes it in other
plays as well.

�magically transmute its suffering into pleasure, its furies pass away but are not transformed. The
Electra performs for the theatergoer what Euripides’ other plays indicate: there is no redeeming
purpose to our suffering.
This is a hard lesson for liberal education to incorporate. If Euripides is right, education
will not make our lives better. It will not make us happier or more self-actualized. It will find its
own way to contribute to our suffering. Suffering will not teach us or improve us but will only
warp our perception of the world.
We could say, looking at the concluding moments of Euripides’ Hippolytus and Bacchae
that suffering, though it has no redeeming cosmic purpose, teaches us compassion for one
another. When characters at the close of those plays recognize they have all suffered immensely
at the hands of inscrutable gods, they forgive one another. A human community of compassion
springs up in response to the absurdity of divine power.
Yet here in the Electra, we do not have such a reconciliation. Apollo is blamed, the
brother and sister will be pardoned. But they have not learned anything, not even how to suffer
well. We are not graced with the benediction of the Eumenides. Orestes runs off, pursued by the
furies and the Dioscuri fly away to Sicily to “rescue the salt smashed prows of the fleet” (1348),
a reference, perhaps, to the disastrous Sicilian Expedition which Thucydides called “a
destruction so complete [the report] was not thought credible.”7 This gives a reminder to the
Athenian audience of contemporary suffering and the fruitlessness of war. 8 After such a dark
reminder, the hollow, programmatic words pronounced by the chorus to close the play seem
more like gallows humor than good advice:
“Farewell. The mortal who can fare well
not broken by the trouble met on the road,
leads a most blessed life.”

Andy Davis
Belmont University

7

Thucydides, History of the Peloponnesian War 8.1. See Richmond Lattimore’s note on the chronology of
Euripides’ plays in Euripides V.
8
Aeschylus, while exploring and probing the Trojan war, gives us a trilogy that ultimately justifies war. Euripides’
Electra, on the other hand, does not.

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                    <text>Learning to Flourish:
A Philosophical Exploration of Liberal Education

Daniel R. DeNicola
Gettysburg College

(This paper is essentially a distillation of my recent book by the same title. This
seems appropriate, not only because—judging from sales—it is unlikely you have read
the book, not only because it references St. John’s College, but primarily because it
addresses directly the central question of this conference: the purpose of liberal
education. From lecturing about these ideas on other campuses, I have, however,
learned much that will shape this presentation.)
I believe it is mistake to tout liberal education as an ideal, an archetype of
education that is defined by specific content (whether by component disciplines, by its
curriculum, or by a list of “essentials of cultural literacy”), by distinctive pedagogical
methods or techniques, or by institutional type. All these have morphed through
history in response to intellectual, social/cultural, and technological changes. To
elevate some particular iteration of liberal education as the Platonic ideal is to
misunderstand and misdirect both our philosophical and our educational tasks.

�2

Rather, liberal education should be understood as a tradition of educational
theory and practice—not in the sense of a hoary set of inherited rituals that we must
preserve, but as a vital and still-evolving tradition. What distinguishes this tradition
from others is its supreme aim: the purpose of liberal education is the development a compelling
conception of a flourishing life and the cultivation of such a life.
“Flourishing” has both subjective and objective markers. I would identify the
subjective markers as a general satisfaction with one’s life as it is and an identification
with that life; the objective markers are the possession of the capacities and goods that
conduce to and extend the subjective markers. “Flourishing” requires the ability to
function with excellence and efficiency in the world.
This is a eudaimonistic account developed within the Aristotelian tradition, but
I do not wish to carry all of Aristotle’s intellectual baggage. Critics might claim that I
am smuggling in the notion of “the good life”—an aristocratic, hegemonic, sexist, and
racist view of what life is best; a prescriptive vision that arrogantly assumes the moral
and intellectual authority of educators and the righteousness of their efforts. I reject
these misunderstandings of my meaning. I do not mean that developing a conception
of a flourishing life requires the apprehension of a pre-existing ideal; nor do I imply
that there is a single, universal vision of such a life. This goal is an individual
achievement, though it affects and is influenced by others, and the result is a diversity
of visions. Moreover, the hard-won understanding of flourishing one achieves will
likely evolve with life’s passages and later learning—it continues as an infinite task. It

�3

is another deeply misconception to assume that the quest for a flourishing life, the
well-springs of liberal education, arise only in situations of elite privilege and comfort.
Concern for one’s life and its prospects may arise in reflective solitude, amidst
crippling poverty, in despair, when resplendent ideals of the good life have been
shattered, even after great horror.
On the other hand, I do accept the Aristotelian claim that a flourishing life
implies sources, supports, arenas, and engagement that are communal. And, as he
noted, there is no guarantee that learning to flourish will guarantee a flourishing life;
success is contingent on luck and other factors beyond human control. Nonetheless,
adopting such an aim governs many aspects of our experience and in so doing shapes
our life and identity.
Taking seriously the hope of a flourishing life leads immediately to questions
about the components of and effective ways to prepare for and cultivate such a life.
Grappling with these large questions leads to others: What is the human condition? What
are our prospects? Who am I and who might I become? What is my relationship to others and what
may I learn from their experience? What can I do in the world? Understanding how we might
flourish requires knowledge of what is, what might be, and what ought to be.
Navigating this network of profound queries from different vantage points, theorists
of liberal education developed what I will call paradigms. These comprehensive
visions set polarities in the philosophy of education, establish subsidiary aims,
generate forms of educational discourse, inspire curricula, and guide pedagogy.

�4

There are, or so I have dscerned, five historical paradigms of liberal education.
They are not ordered in revolutionary succession like Kuhnian paradigms; rather they
are co-present, competing, and sometimes conflicting. Each paradigm privileges
certain intellectual skills and virtues; each proffers a distinctive form of liberation and
vision of the educated person; each has its own liabilities. Much of the dynamism of
the tradition of liberal education is produced by their shifting dominance and blend.
They are all in play today, and most institutions claim to adopt all of them in some
distinctive balance. Though they present quite distinct visions of liberal education, I
will argue that they ultimately require each other. Here are the five paradigms:
Liberal education is for:
 the transmission of culture—for the absorption of the human
experience as encoded in “texts”;
 self-actualization—for the identification, actualization, or creation of
a normative self;
 understanding the world—for comprehending the facts and forces
that shape our lives;
 engagement with the world—for active, normative, and effective
engagement with the world; and
 acquisition of the skills of learning and the disposition to use them.

�5

After a brief characterization of each, I will turn to their relationships, and conclude
by consideration how this analysis clarifies our task as educators.
The Transmission of Culture
Culture is not transmitted genetically; it can be preserved across generations
only through learning. Both cultural content and its transmission were greatly
enhanced by the creation of texts, durable objects that encode human experience.
This paradigm harbors the wisdom that absorbing this precious legacy is the best path
to a flourishing life, perhaps even a constitutive component of it. More passive
interpretations of the paradigm focus on the student’s acquisition of this heritage, and
therefore privilege skills of comprehension: reading (and intelligent listening and
viewing); attention to detail; proficiency in languages; and the skills of explication.
More active versions add the need to comment, analyze, critique, and evaluate—even
to join the intertextual conversation and contribute texts in one’s own voice—and
they privilege the additional requisite skills.
Human finitude necessitates some principle of selection: it is not possible to
assimilate all texts. Whether one rejects the label of “great works” or not, criteria of
“worthiness” under some interpretation must be applied in creating a curriculum.
This is the paradigm that undergirds Whewell’s “permanent studies,” Hutchins’
“Great Books,” Adler’s “Great Ideas,” and Oakeshott’s “Immortal Conversation.”—
and the vision of St. John’s College. It portrays the liberally educated person as one

�6

who is culturally literate, who knows masterworks and a body of literature, who has
facility in multiple languages (symbol systems)—who is, in short, a scholar. This sort
of study, its advocates claim, furnishes the mind; its pursuit enlivens the intellect and
expands the moral imagination; it is the best strategy for a flourishing life. It offers
the student liberation: liberation from a timeless, meaningless, unconstructed present;
from parochial prejudice and narrowness of vision; from a solipsistic life.
Self-actualization
Under this paradigm, liberal education is about the awakening and nurturance
of latent capacities and qualities with each student that conduce to a normative self. It
is a form of perfectionism. It exhibits subtle variations that intimate metaphysical
differences in the conception of the self: its aim may be conceived variously as
finding or discovering oneself, as self-definition, self-realization, self-actualization,
self-formation, or even self-creation. It all begins, of course, with knowing thyself.
What does one get from a liberal education? One gets one’s self, transformed. As
Pindar once wrote, “Become who you are.” Thus, liberal learning shapes identity.
Self-actualization offers us liberation from confused and imposed identities, from
alienation and inauthenticity, from the disappointment of stifled, untested, or
suppressed potential. In a flourishing life, one shapes and achieves one’s ownmost
possibilities.

�7

The curriculum, for this paradigm, is derived not from a canon of treasured
works, but from the potential and promise of one’s students. In its most elaborated
form, the self and its potential are individuated; in simpler (and more practicable)
forms, some more generic notion of the self, of human potential, predominates. It is,
nonetheless, a view that recognizes, even celebrates, difference and diversity; the
desired educational outcomes are suitably particular. It privileges reflection, selfawareness, and the willingness to go beyond one’s current comfort zone. What may
seem to be self-absorption likely gives way as liberal education reveals the social,
communal dimensions of self-actualization, of dependence on others—and their selfactualization—for a flourishing life. An educated person is, therefore, one who is
accomplished and authentic, continually engaged in explorations of self-development.
This is the paradigm of Froebel and Montessori, of institutions like Summerhill and
colleges like Bennington, Hampshire, and Evergreen.
Understanding the World
The focus moves now from the inner life to the outer world: liberal education
is aimed at gaining understanding the world in which we live and the forces that shape
our lives. It urges us to grasp the world as it is, on its own terms, and not as a
projection of our fears and needs; this is a task that has what philosophers call a
“mind-to-world direction of fit.” We cannot attempt to create a flourishing life if we
are ignorant of how the world works, of the natural and social forces that affect our

�8

lives. From our own bodies to the operations of influential institutions, we face the
things of this world with wonder, curiosity, care in observation, respect for evidence,
perceptivity in theorizing and knowledge-construction—these are among the virtues
and skills this paradigm privileges. Success requires far more than the acquisition of
facts; we must learn methods of inquiry and acquire cognitive frameworks—and
multiples of these are far better than one. The paradigm thus suggests a curriculum
that features a breadth of disciplines and seeks integration.
The liberation offered here is from superstition, ignorance, and error; and such
understanding can have an emotional impact as well, freeing us from reflexive fear
and hostility. The vision of the educated person, now idealized as a polymath, is a
person with a supple intellect, with broad interest in and knowledge of the ways of the
world, the disciplines, and with currency in the natural and social sciences.
Engagement with the World
The fourth paradigm construes liberal education as a preparation for
engagement with and action in the world. (Historically, “the world” has meant the
public domain, not often the domestic.) The aim is personal effectiveness—and so it
idealizes the educated person as one a committed agent, one who can act effectively
and ethically to persuade others, to serve and advance worthy causes—to change the
world or to labor in that hope. Civic engagement, social reform, political activism,
public service, cultural critique—these and more are activities that are anticipated or

�9

often embodied in the educational program. Curricular content devolves from a
knowledge and critique of the state of the world in light of one’s values, along with
the requisite capacities for personal effectiveness.
To become liberally educated is to be liberated from powerlessness, false
constraints, and social entropy; from helpless by-standing; to gain freedom of agency,
the capacity to shape one’s will to the fulfillment of one’s best judgment, to take a
stand and act on behalf of one’s values. This paradigm is exemplified in Isocrates’
school, but also in Antioch College and in the motto of “Princeton in the nation’s
service.”
Acquiring the Skills of Learning
This last paradigm emphasizes the “arts” of “liberal arts” (the artes of artes
liberalis; the technai of technai eleutheriai). Here there is less concern with content, more
with acquisition of the transferable skills that are useful in learning anything. An
educated person is one who has learned how to learn and who has the disposition to
use relevant skills in learning throughout a lifetime. Of course, the relevant skills
change with technology, but in today’s world we are likely to focus on reading
comprehension, quantitative skills, logical reasoning, information literacy, critical
thinking, communication and social skills, and related skills.

�10

What motivates this paradigm is the recognition that the world is constantly
changing, knowledge evolves, memory fades, and we cannot carry the knowledge
from the past confidently into the future. We can, however, respond by equipping
ourselves with the skills to learn whatever might be salient to a flourishing life.
Acquisition of these skills holds out the promise of liberation from becoming
outmoded, from cognitive entropy, and the ignorance and uselessness that may
follow. The student gains the freedom of self-directed learning.

I hope I have conveyed these paradigms as quite distinct, but comprehensive
and coherent, visions of liberal education, differing in the skills and virtues they
elevate, the locus of the curriculum, their ideals of the educated person, and the form
of liberation they offer. Each is attractive, even compelling, but “thin”; they require
instantiation, so they each can be a fertile matrix to spawn curricula, to influence
pedagogy, even to shape institutions. Many familiar educational controversies arise
out of their competition, but conflicts may also arise within a paradigm—for example,
disputes over the contents of the canon in the Transmission of Culture paradigm, or
disputes about the comparative value of different disciplines in the Understanding the
World paradigm. As I said, the tradition of liberal education displays many iterations
of theory and practice that reflect their competition, their shifting prominence, and
the relationships drawn among them.

�11

But they are not simply competitors. Ultimately, they seek the same end. It is
perhaps easy to forget that these paradigms arise from the same supreme purpose: the
development of a conception of a flourishing life and the cultivation of such a life.
And they are intertwined: a vigorous champion of the assimilation of culture through
an agonistic encounter with great texts might conclude (as Oakeshott did) by asserting
that such study is the pathway to self-actualization. Similarly, an advocate of the skills
of learning model may ultimate justify their position by the need for such skills in
engaging the world. Beyond this, however, they seem to require each other: the
questions each asks leads to the questions of others. How could one engage with the
world without understanding it? How could one assimilate great works without the
skills of learning? The distinctive liabilities and dangers that each paradigm carries are
ameliorated by the strengths of others. For example, the temptation to selfabsorption of the self-actualization paradigm is corrected by the outward and more
objective requirements of explicating the texts of others, or of understanding or
engaging with the world. The hypnotism of the past that is perhaps a liability of a life
devoted to masterworks is countered by the future orientation that undergirds efforts
to engage, change, or reform the world. And so on. Most institutions today seem to
claim a blend of most if not all these five paradigms; even those that elevate one
usually imply that their signature paradigm is a gateway to the benefits of the others.

�12

Finally, I want to claim that this account entails that liberal education is a
deeply moral enterprise. First, the process of liberal education must meet ethical
criteria, such as avoiding indoctrination and valuing the student’s integrity. Second,
the supreme aim—a flourishing life—incorporates moral virtues and values. A
flourishing life is, however, larger in scope than a moral life; it incorporates more than
moral virtues and values. And finally, it is indirectly moral in that success in its
subsidiary aims is relevant to, often essential for, moral activity. Expanding the moral
imagination, knowing how the world works, seeing the larger picture and broader
implications, developing one’s capacities and knowing how to learn, and having the
skills of worldly engagement—surely these are components of moral education and
enlightened moral agency.
An emphasis on objectives and outcomes is meaningful only when our
activities remain tethered to our aim. But this brings us to our educational task: each
of us—each institution, each academic department, each faculty—carries the
responsibility of regularly reinterpreting our vision of liberal education, of continuing
the evolution and vitality of the tradition. What is educational quality, what serves the
living of a flourishing life today? Each paradigm comprehends a plethora of further
specification. Our work is to craft a blended version of these paradigms that suits our
our intellectual, social, and technological context. This task itself reflects—and may
embody—the process of crafting and cultivating a flourishing life.

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                    <text>“From Doubt and Decline towards Dialogue:
Discussing Anselm’s Proslogion in the Religiously Pluralist Classroom”
Christopher Denny, Associate Professor, St. John’s University—NY
1. Introduction
I begin by asking for the inspiration of Anselm of Canterbury, taking a cue
from the meditative prayer in chapter one of his Proslogion. If I was fortunate
enough to have Anselm speak in my place this morning, I can imagine him saying,
“Come now, conference participants! Let us flee for a while from the cares of
academic specializations and research and publication protocols, casting aside these
burdensome pursuits. Let us set aside time to enter the inner chambers of our
classrooms and particular institutions, and there seek a pedagogical rationale for
reading, discussing, and teaching religious texts within a liberal arts curriculum. For
if we cannot offer a sustained and principled defense of the value of studying
religion and theology in colleges and universities dedicated to free inquiry about
fundamental existential questions, where will such intellectual practices occur?”
“But alas! wretched as we are, those of us intent on preserving a place for
theological inquiries in higher education are bowed down in the current educational
context. For both vocal secular critics of religion and pious caretakers of religion
have replaced the search for ‘that than which-nothing greater can be conceived’
with the conviction that religion and piety are primarily reified markers of personal
and collective identity. Be it our goal to look past these assumptions and set our
sights upon the search for the truth, wherever truth leads us.”

�Denny, “From Doubt and Decline towards Dialogue,” page 2
The secularization of American higher education, and the accompanying
marginalization of theological study in college and university curricula, is a process
that has been occurring for centuries, as George Marsden noted in his book The Soul
of the American University: From Protestant Establishment to Established Nonbelief.1
The causes for this marginalization begin with the desire of Protestant
denominations in the colonial and Federal periods to downplay creedal
disagreements among themselves. They continue during Americanized Romanticera attempts to locate the essence of Christian religion in interiorized piety and
whiggish notions of progress, and reach a culmination in the late nineteenth and
early twentieth century initiatives to situate the university within a scientific
paradigm in which achievement is gauged in terms of empirical measurement and
technological ability. Marsden and other commentators have rehearsed this history
in detail, and for many it may be a cause for commiseration. My purpose, however,
is neither to bemoan these changes nor to praise them as the acme of modern
liberalism. Rather I intend to argue that the secularization of Christian colleges and
universities opens up new opportunities for reintroducing theology into the liberal
arts curriculum in a religiously pluralist rather than in a confessionalist context. To
illustrate these possibilities, I employ Anselm of Canterbury’s Proslogion as a test
case, relying both on the text itself and also upon the historical environment within
which the Proslogion was written, for Anselm too faced a profound shift in
educational ideals during his day, and his writings indicate a need to confront a new
See George Marsden, The Soul of the University: From Protestant Establishment to
Established Nonbelief (Oxford: Oxford University Press, 1994); James T. Burtchaell,
The Dying of the Light: The Disengagement of Colleges and Universities from their
Christian Churches (Grand Rapids: Eerdmans, 1998).
1

�Denny, “From Doubt and Decline towards Dialogue,” page 3
audience in the emerging scholastic classroom and a new method of doing theology.
Rather than denouncing the transformation that theology underwent as it expanded
beyond the monasteries, Anselm retooled theology. Liberal-arts practitioners and
theologians would do well to follow his example.
2. Increasing Professional and Religious Pluralism in Anselm’s Context
Recent scholarship in medieval educational history has supplemented an
earlier focus on the role of Benedictine monasticism with greater attention to the
importance of cathedral schools and the Ottonian and Salian imperial courts in
fostering an approach to philosophy centered upon the study of Cicero’s oratory and
service to the state. Stephen Jaeger’s recent study of primary source documents
from the tenth and eleventh centuries challenges medieval histories of the liberal
arts that marginalize contributions from outside the sphere of monastic education.2
A figure such as the monk-scholar Gerbert of Aurillac, for example, straddles the
boundary between religious and secular education. Having left his position as abbot
of the monastery of Bobbio, Gerbert spent his days teaching arts and rhetoric, until
receiving the patronage of Emperor Otto III, with whose support Gerbert became
Pope Sylvester II in the year 999. In his work On the Rational and the Use of Reason,
Gerbert promoted a so-called “imperial philosophy” (imperialis philosophia), in
which the logic and dialectic of Aristotle and Boethius were placed at the service of
Otto’s court. While Gerbert had learned grammar at the monastery of Aurillac, his

2

See C. Stephen Jaeger, “Philosophy, ca. 950—ca. 1050, Viator 40/1 (2009): 17-40.

�Denny, “From Doubt and Decline towards Dialogue,” page 4
own introduction to logic came during his time at the imperial court and at the
cathedral school at Reims studying with the teacher Gerannus.3
Although logic in these decades remained subordinate to a practical
understanding of the liberal arts as a benefit for a career in secular administration,
over time the influence of the cathedral schools filtered back into monastic settings,
including the monastery at Bec where Anselm taught. Anselm’s teacher Lanfranc
was a key figure in this development. Having come to this new monastery after
studies in the liberal arts and law, as prior Lanfranc began to admit students who
were not planning to enter a monastery, either at Bec or elsewhere, in order to raise
money for the abbey.4 By the late eleventh century, a number of these students at
Bec had entered administrative careers, bolstered by their studies in history and
law.5 Anselm’s resuscitation of the literary dialogue in medieval Latin literature
needs to be interpreted against this shift in the student population at Bec. Even
though Anselm eventually reversed Lanfranc’s decision to admit external students
at Bec, the use of dialogue manifest in Anselm’s early work De Grammatico (On

See Richer of Saint-Rémi, Histories [3.45], vol. 2, ed. and trans. Justin Lake
(Cambridge, MA: Harvard University Press, 2011), 66—71.
4 See Alex J. Novikoff, “Anselm, Dialogue, and the Rise of Scholastic Disputation,”
Speculum 86 (2011): 387—418. The primary sources dealing with Lanfranc’s
education, including the biographical material from Milo Crispin and Gilbert Crispin,
are surveyed in H. E. J. Cowdrey, Lanfranc: Scholar, Monk, and Archbishop (Oxford:
Oxford University Press, 2003), 5—10.
5 See Sally N. Vaughn, “Anselm, Lanfranc, and the School of Bec: Searching for the
Students of Bec,” in The Culture of Christendom: Essays in Commemoration of Denis L.
T. Bethell, ed. Marc A. Meyer (London: Bloomsbury Academic, 2003), 155—81. Also,
see Novikoff, The Medieval Culture of Disputation: Pedagogy, Practice, and
Performance, The Middle Ages (Philadelphia: University of Pennsylvania Press,
2013).
3

�Denny, “From Doubt and Decline towards Dialogue,” page 5
Grammar) endured in his later theological dialogues, most notably Cur Deus Homo
[Why God became Human?]6
Even an early work of Anselm’s such as the Proslogion, which is not
composed in the genre of a formal dialogue with different literary characters,
displays the transition from soliloquy towards dialogue and argument in the
response that it generated and Anselm’s rejoinder. In the preface to this work,
Anselm describes it as an alloquium, an address or allocution. In his later response
to Gaunilo, however, Anselm appeals to those who have knowledge of disputandi
argumentandique (debating, discussing, proving, arguing) to come to his defense
against Gaunilo’s objections.7 Indeed Anselm’s entire literary output displays an
evolution in the direction of debate, and there are for Anselm culpable and
praiseworthy debaters. For example, in the beginning of his treatise On the
Incarnation of the Word, Anselm distinguishes between the arguments of those who
proudly deny what their intellects cannot grasp and the arguments of those who
humbly live the Christian faith.8 By the time Anselm wrote the later Cur Deus Homo
[Why God became Human], he no longer waits for the response from the likes of
Gaunilo as he explicitly anticipates debate and organizes the first part of the
dialogue around meeting the “objections of unbelievers.”9

Novikoff criticizes Richard Southern’s lack of appreciation of Anselm’s debt to
Lanfranc on this point. See Novikoff, “Anselm, Dialogue, and the Rise of Scholastic
Disputation,” 405.
7 See Anselm, Reply to Gaunilo 7.
8 See Anselm, On the Incarnation of the Word 1.
9 See Anselm, Cur Deus Homo, preface and 1.
6

�Denny, “From Doubt and Decline towards Dialogue,” page 6
3. Reading the Proslogion with Awareness of Religious Pluralism
Interpretive awareness of Anselm’s transitional educational context helps to
balance understandings of the Proslogion that reduce this work to an exercise in a
completely interiorized version of fides quaerens intellectum, faith seeking
understanding. The Proslogion certainly qualifies as such a search but one that is
neither solipsistic nor exclusivist. Rather, once we know more about Anselm’s
historical context, we can appreciate that Anselm’s search in the Proslogion is
marked by an environment of religious pluralism and debates, but not debates that
mirror our contemporary polemics between religious believers and skeptics. First,
Anselm wrote this treatise against the background of the intra-Christian schism
between the churches of Rome and Constantinople that occurred in 1054, and the
result of that schism continued to influence Anselm’s theological career, as he gave
an address at the Council of Bari in 1098 crafted to convince Eastern Christians of
the Latin doctrine of the trinitarian filioque, the procession of the Son from the Holy
Spirit as well as from the Father. Second, Anselm was part of a generation of
Christian theologians who were coming into increased contact with anti-Christian
polemical works by non-Christian authors, much of which was in dialogue form. The
Account of the Disputation of the Priest, a ninth-century Jewish text, is an example of
this genre. The Account attacks the Christian doctrine of the Incarnation on the
grounds that the divine nature is incompatible with such a religious teaching. At the
beginning of his treatise On the Incarnation of the Word, Anselm refers to the
writings of his fellow scholastic Roscelin, who at the Council of Soissons in 1092 was
accused by Anselm and others of teaching tritheism. Roscelin’s nominalist

�Denny, “From Doubt and Decline towards Dialogue,” page 7
contention that the persons of the Trinity must be separate substances in order to
avoid admitting that the Father and the Spirit would also have had to become
incarnate alongside the Son is found in a work attributed to one of his
contemporaries, the Islamic theologian al-Ghazālī. A dialogue format was precluded
in On the Incarnation of the Word, as the work was addressed directly to Pope Urban
II, but later in the dialogue Cur Deus Homo Anselm’s interlocutor Boso praises
Anselm’s arguments for the Incarnation, claiming that it should serve as proof for
Jews and pagans.10
Twentieth-century philosophers and theologians have split much ink and
typeface over the issue of whether the Proslogion is an exercise in natural theology
or, as twentieth-century theologian Karl Barth held, a priori theological support for
those already initiated.11 One contemporary interpreter outlines such a
dichotomous choice as follows:
Loyalty to Christian identity remained for Anselm the first responsibility
of theological interpretation and the only authentic basis for theological
reasoning. Anselm would not have shared the belief that a progressive
and sure epistemological foundation was at hand, immanently accessible,
to which he could lead the unbeliever and from which they could share
common assumptions.12
See Daniel J. Lasker, Jewish Philosophical Polemics against Christianity in the
Middle Ages (New York: Ktav, 1977), 121—25; al-Ghazālī, Réfutation Excellente de la
Divinité de Jesus-Christ d’après les Évangiles, ed. and trans. Robert Chidiac (Paris: E.
Leroux, 1939); Anselm, Cur Deus Homo 2.22.
11 See Karl Barth, Fides Quaerens Intellectum, trans. I. W. Robertson (London: SCM,
1960).
12 Jeffrey C. Pugh, “Fides Quaerens Intellectum: Anselm as Contemporary,” Theology
Today 55/1 (April 1998): 35—45, at 43. Later in the article Pugh writes, “Seeking to
justify itself within its cultural context, it [theology] runs the risk of connecting its
theology so strongly to the culture that its construals of God will diminish when the
cultural forms it arose within pass into yet another” (44). By contrast, I hold with
Catholic theologian Bernard Lonergan (1904—84) that “A theology mediates
between a cultural matrix and the significance and role of a religion in that matrix.”
10

�Denny, “From Doubt and Decline towards Dialogue,” page 8

I must simply disagree. For Anselm, the criterion of theology is first and foremost
the truth of God rather than the maintenance of religious identity, which is a
derivative issue. Moreover, the narrator’s self-understanding shifts in the course of
the Proslogion’s first chapter, as I will argue momentarily. Debates over the role of
reason versus faith in the Proslogion would assume a helpful new guise if Anselm’s
original audience was taken into account. Anselm was not addressing a group of
eighteenth-century deists. Theology and philosophy, and the accompanying
distinction between natural and supernatural knowledge, were not as clearly
distinct as they would become some two centuries after his time. The fool he
references from Psalms 14 and 53 does not provide a clear-cut case of religious
atheism but according to the psalmist, an example of moral corruption. The
pressing concern in the opening chapters of the Proslogion is what kind of god God
is, a more intelligible concern given the religious differences in Anselm’s context.
Let’s see what a reading of the opening chapters of the Proslogion can look like
through an interreligiously informed hermeneutic.
Anselm concludes chapter one with a quotation from Isaiah: “unless I believe,
I will not understand” (nisi credidero, non intelligam; Is 7:9). This well-known verse
is also included in Anselm’s letter to Pope Urban II at the beginning of his work On
the Incarnation of the Word and clearly served as a guiding principle in his writings;
it is often used as support for a fideist approach to the Proslogion.13 Yet there are
Bernard J. F. Lonergan, Method in Theology (Toronto: University of Toronto Press,
1971), xi.
13 See Anselm, On the Incarnation of the Word 1.

�Denny, “From Doubt and Decline towards Dialogue,” page 9
too many other passages in Anselm’s writings that appeal to rational persuasion of
non-Christians for readers to stretch Anselm’s citation of this verse into a global
epistemological principle that would hold good for all persons.14 Anselm himself
may begin reasoning from a position of religious faith, but many of his readers have
not.
The second chapter’s famous definition of God as “that-than-which-a-greatercannot-be-thought” acquires a different cast when it is accepted as a premise about
God than as a self-evident proof or, as Kant held, an exercise in trying to derive
existence from reasoning, a charge that would be better leveled against the
argument for God in Descartes’s Third Meditation.15 As Katherin Rogers notes,
Anselm’s theological premises are intended to achieve two goals at the same time:
first, deepening the religious belief of insider participants, and second, persuading
outsiders.16 While this definition of God is not separable from the religious belief of
insiders, neither is it a neutral lowest common denominator. Since the definition is
at its root apophatic, God as “that-than-which-a-greater-cannot-be-thought” by itself

In addition to Cur Deus Homo 2.22, for another example see On the Incarnation of
the Word 6.
15 Anselm, Proslogion 2, trans. M. J. Charlesworth, in Anselm of Canterbury: The Major
Works, eds. Brian Davies and G. R. Evans, Oxford World’s Classics (New York: Oxford
University Press, 1998), 87; see Kant, Critique of Pure Reason A592/B620—
A602/B630. A critique of Kant’s rejection of the “ontological argument” is given by
Pugh, “Fides Quaerens Intellectum.”
16 See Katherin Rogers, “Can Christianity Be Proven? St. Anselm of Canterbury on
Faith and Reason,” in Anselm Studies 2, eds. Joseph C. Schnaubelt et al. (Kraus
International, 1988), 459-479, at 466. Also, note Brian Davies, “Anselm and the
Ontological Argument,” in The Cambridge Companion to Anselm, eds. Brian Davies
and Brian Leftow (New York: Cambridge University Press, 2004), 157—77, at 174—
76.
14

�Denny, “From Doubt and Decline towards Dialogue,” page 10
reveals no positive content about God or about the image of God.17 The premise is
analogous to the limit of a convergent mathematical sequence, especially given
Anselm’s further assertion in chapter fifteen that God is “something greater than can
be thought.”18 Human thoughts can approach God by way of comparison in the
manner of a geometric asymptote, tending toward but never attaining identity with
the divine. This apophatic claim therefore is also comparative, as the existence of
God is only indirectly revealed by comparison with other thoughts. While the
thoughts of Anselm and other religious participants are in large part determined by
the specific content of their respective traditions, exemplified in the opening chapter
of the Proslogion, the advantage of Anselm’s premise in chapter two for
interreligious dialogue and debate is that this apophatic definition of God is not
confined within any particular network of signs, symbols, or doctrines.
Critics can rightly note that this apophatic approach means that the question
of God’s existence is not one of evidence or of ontology, as pace many subsequent
interpreters Anselm does not equate God with Being or with Existence. This is true,
but this is precisely what lends Anselm’s misleadingly called ontological argument
strength in a religiously pluralistic context. If the issue of God’s existence were to be
settled by evidence empirical or metaphysical in nature, then the argument would
necessarily acquire an esoteric character. If God were the same type of being as the
hypothetical island that Anselm’s interlocutor Gaunilo posited in his short treatise
On Behalf of the Fool, then the Proslogion could only be convincing to readers who
Readers of Anselm’s Proslogion know that after chapter five there are several
chapters characterizing God’s qualities, although these are followed by chapter
fifteen’s assertion that God is greater than can be thought.
18 Anselm, Proslogion, 15, in Anselm of Canterbury, 96.
17

�Denny, “From Doubt and Decline towards Dialogue,” page 11
shared Anselm’s esoteric knowledge, a functional example here of what Gotthold
Lessing termed “the accidental truths of history.”19 This would be the case with any
knowledge received solely from scripture, tradition, or ecclesiastical authority. In
assessing Anselm’s argument, Gaunilo was searching for categorical evidence to
correspond to the idea of “that-than-which-a-greater-cannot-be-thought.” Finding
no such correspondence, Gaunilo rejected the argument.
In the Proslogion’s opening soliloquy, Anselm himself had pursued this
course before shifting his focus. In chapter one, Anselm laments that visual
confirmation of God’s existence is not forthcoming, writing: “By what signs, under
what aspect, shall I seek you? Never have I seen you, Lord my God, I do not know
Your face. . . . What shall Your servant do, tormented by love of You and cast off ‘far
from Your face’ [Ps. 31:22]?”20 Unlike Gaunilo, however, Anselm’s consciousness of
his wretched state moves him from seeking a vision towards recognizing his desire
to encounter God, and Clive Barrett notes how the language in the opening chapter
of Proslogion shifts from vision to conception as the prayer proceeds.21 Anselm
prays, “I do not try, Lord, to attain Your lofty heights, because my understanding is
in no way equal to it. But I do desire to understand Your truth a little, that truth that
my heart believes and loves.”22 Colin Grant noted that for Anselm “the existence of
God is a question of meaning, not of evidence”; this opening prayer marks a shift
towards interiority and fixes meaning within the speaker’s desire for God, a desire
See Gotthold Lessing, On the Proof of the Spirit and of Power, trans. Henry
Chadwick (London: A. &amp; C. Black, 1956), 51—53.
20 Anselm, Proslogion 1, in Anselm of Canterbury, 85.
21 See Clive Barrett, “A Careful Reading of St. Anselm’s Ontological Argument,”
Philosophy and Theology 23/2 (2011): 217—30, at 220.
22 Anselm Proslogion 1, in Anselm of Canterbury, 87,
19

�Denny, “From Doubt and Decline towards Dialogue,” page 12
that impels Anselm to think in a comparative manner that aims at constant
transcendence of particular entities.23 Interpreted in this light, chapters one and
two of Proslogion represent Anselm’s own liberation from what we can call the
“epistemology of the fool” as defended by the likes of Gaunilo. The fool is one who
does not make the transformation from exterior images to recognition of one’s
internal neediness and desire for God, one who does not enter “into the chamber of
your soul (in cubiculum mentis tuae)” to which Anselm alludes in chapter one of the
Proslogion.
The meaning that the idea of God holds for the thinker, however, is not to be
equated with a subjectivist frame of reference, as if Anselm’s assertion in chapter
two that to exist jointly in the mind and in reality is greater than merely mental
existence specifically because of the power of the human mind. That would be to
mistake Anselm for a modern philosophical idealist in the manner of someone like J.
G. Fichte. Nor is meaning in Anselm’s sense of that word defined by a constructivist
epistemological paradigm in which individual choice is the root variable that
determines meaning. At the beginning of chapter three, Anselm claims “that-thanwhich-a-greater-cannot-be-thought” “cannot even be thought not to exist.”24 To his
thinking the very process of thought compels the thinker and directs the mind
towards a definite conclusion. In a contemporary world in which religious belief
and unbelief hide behind terms of values and identity in order to avoid intellectual
scrutiny, Anselm’s assertion relativizes without homogenizing the starting points of
See Colin Grant, “Anselm’s Argument Today,” Journal of the American Academy of
Religion 57/4 (Winter 1989): 791—806, at 794.
24 Anselm, Proslogion, 3 in Anselm of Canterbury, 88.
23

�Denny, “From Doubt and Decline towards Dialogue,” page 13
the Proslogion’s stakeholders in light of an external standard of measurement that
the author regards as self-evident. This is the mirror image of much contemporary
religious agnosticism, in which believers and unbelievers homogenize their
differences by subsuming them beneath a functional antinomy of sorts, a socialized
framework of tolerance in which each side agrees that it must disagree with the
other side because no rational conclusion can be reached.
4. Conclusion
The possibility for a discussion about the Proslogion among Christians and
non-Christians and among religious believers, religious non-believers, and
religiously uncommitted students hinges upon mutual willingness to embrace what
Gyula Klima has called “constitutive reference” as opposed to “parasitic reference.”
The latter option is a staple in the methodological naturalism that reigns in the
social sciences and the humanities in the contemporary academy. When we refer to
an entity parasitically, we do so by reference to what others think about that entity
without sharing in their conceptions about it. Constitutive reference by contrast is
the act by which we intentionally refer to an entity by the mental description that
we ourselves have of that entity, without such a description being determined by
reference to other people’s thoughts.25 Much could be said about the logical and
epistemological consequences of this distinction in reading Anselm. For my
purposes, I would like to call attention to the implications of this distinction for a
religiously pluralist classroom. To read Anselm “constitutively” rather than
See Gyuma Klima, “Saint Anselm’s Proof: A Problem of Reference, Intentional
Identity and Mutual Understanding,” in Medieval Philosophy and Modern Times, ed.
Ghita Holmström-Hintikka (Boston: Kluwer, 2000), 69—87, at 77—83.
25

�Denny, “From Doubt and Decline towards Dialogue,” page 14
“parasitically” in this case means that teachers and students engage Anselm’s
argument directly rather than burying it beneath historicist and theological
assumptions that exemplify parasitic references. Examples of such parasitic
references would be shoehorning the Proslogion into a mold of medieval thought or
a mold of exclusively Christian philosophy or theology. Parasitic references can also
be determined not by the text itself but by the academic setting in which we read
Anselm, when for example the Proslogion is characterized predominantly as part of
the Great Books heritage or the Roman Catholic tradition, or as a medieval classic.
The Proslogion is part of all these groupings, but to leave off at that point marks a
failure to address Anselm’s claims on their own merits.
Some may fault my thesis as paying short shrift to the communal context
within which books are read. That is a point worthy of further discussion. While
the communal and ecclesial presumptions with which we read Anselm are
important and inevitably influence our reading of his texts, I think that those
assumptions become debilitating when they are determinative of our readings,
especially in educational contexts in which formerly confessional or religiously
orthodox institutions have transformed themselves into more pluralist and secular
schools. I do not claim that this development has been a positive one on balance,
but as Marsden notes, it has happened whether religious believers like it or not.
Given his willingness to engage religious outsiders real and imagined in his own era,
Anselm provides twenty-first century students with a model for how creedal belief

�Denny, “From Doubt and Decline towards Dialogue,” page 15
and sincere dialogue can coexist in the university classroom nine centuries after his
time.26

26

I give thanks to Mr. Paul Rezkalla for research assistance with this paper.

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                    <text>1 
 

Liberal Education as Preparation for Interdisciplinary Science 
Geoffrey M. Henebry PhD CSE (SF ’82), South Dakota State University 
As this talk is a witnessing for the efficacy of liberal education as preparation for 
interdisciplinary science, let me begin with a personal prologue to provide context. I am 
tenured full professor of Natural Resource Management at South Dakota State 
University, and Co‐Director of the Geospatial Sciences Center of Excellence, an 
interdisciplinary research group of 45 with an annual budget of over $5 million.  
I earned my B.A. from St. John’s in 1982, attending Annapolis for two years and 
finishing in Santa Fe. My graduate degrees (M.S. and Ph.D.) are in environmental 
sciences. I met my wife, Ana who is from Brazil, in graduate school in Texas. We have 
seven children (aged 14 to 27) whom we have homeschooled while living the 
peripatetic academic lifestyle: a post‐doctoral position at Kansas State University, a 
Fulbright Research Fellowship in Brazil, and faculty positions at Rutgers‐Newark, 
University of Nebraska‐Lincoln, and South Dakota State University.  
I serve on the editorial boards of three scientific journals, on the NASA Land Cover 
Land Use Change Science Team, and as Chair of the Advisory Committee of the USA‐
National Phenology Network. In short, I have been able to leverage my liberal 
education into a successful career as a research scientist and professor.  

~~ */\* ~~ 
We are witness to increasing globalization of technophilic cultures that value the 
instrumentality of science, technology, engineering, and mathematics or STEM. While 
the reinforcement of disciplinary boundaries within STEM remains strong, there is 
increasing recognition of need for interdisciplinary engagement to address myriad 
complex problems of health, environments, and governance that arise from our 
socioeconomic activities.  
Major federal funding agencies, such as the National Science Foundation, the 
National Institutes of Health, and the National Aeronautics and Space Administration, 
have established in recent years programs to sponsor research that explicitly bridges 
across disciplinary boundaries. Such projects are considered higher risk than traditional 
disciplinary research due to the “boundary work” required to enable scientists and 

�2 
 

engineers from different—often contrasting—intellectual lineages to communicate their 
expertise in mutually intelligible ways. 
I propose that liberal education can provide valuable solid preparation for 
“boundary workers” to craft practices of interdisciplinary science.  Of the trivium 
grammar and logic enable the establishment of conceptual frameworks and disciplinary 
practice; whereas; rhetoric stands out as solvent for disciplinary borders.  Rhetoric in 
scientific narrative is key to spanning assumptions and reconciling viewpoints.   
What I offer here is not a disquisition. I am not a scholar of teaching and learning. 
Nor do I study the history or philosophy of science. I am just a professional scientist.  So 
I can offer a report from the front lines about practicing interdisciplinary science, 
training Ph.D. students, and mentoring post‐docs and young faculty to succeed as 
professional scientists.  
My primary field is ecology, the study of how living and non‐living things interact 
to shape the biosphere, that thin layer of habitable space mostly on the surface of this 
planet. Key to my investigations are datastreams from the constellation of earth‐
observing sensors orbiting this planet that sense the various kinds of electromagnetic 
radiation rising from the surface—from the visible part of the spectrum through the 
near, middle, and thermal infrared regions all the way into the microwaves.  (Did you 
realize that you emit photons of microwaves?) And I do a lot of international work with 
past and present projects in European Russia, Central Asia, Hungary, Costa Rica, Brazil, 
Ethiopia, and recently at the continental scale.   
Imagine more than 20,000 scientists converging on San Francisco for a week each 
December for the Fall Meeting of the American Geophysical Union (AGU). With 
attendance growing by 85% in the past decade, the AGU is a truly global meeting with 
participants from every continent. It is a union in the literal sense of the word: diverse 
disciplines banding together to achieve economies of scale and thereby enabling 
interactions that span across and between scientific disciplines.  
We walk into Moscone Center’s South exhibition hall. Across the 300,000 square feet 
are arranged aisle after aisle of boards displaying posters describing the latest in 
scientific research about the earth system, from earthquakes to electrical phenomena in 
the upper atmosphere, from measuring the various ways that water flows above and 
below the land to observing how vegetation grows and changes in and next to 

�3 
 

megacities and in the far‐flung reaches of cloud‐obscured tropical rainforests, among 
thousands of other topics.   
As we walk down one of those aisles we see text and pictures on the posters and the 
key words being exchanged that are mostly in an alien tongue. But once we close our 
eyes to listen to the form and character of the interactions rather than the content—
interactions between questioner and respondent, between student and mentor, between 
the striving post‐docs and eminent graybeards—what we discover is that these, too, are 
from a tribe of science, just not ours.  
But what are the tribes of science?  
In 2012, according to a recent Census Bureau study [1], 42 million in the workforce 
between 25 and 64 held at least a bachelor’s degree. Of these 12% were in STEM 
occupations and another 11% in STEM‐related jobs (architecture and health care). Of 
those with a STEM degree, just over one‐quarter are in STEM occupations and another 
11% are in STEM‐related occupations, leaving 63% in non‐STEM jobs.  Of those with a 
non‐STEM degree, 92% are in non‐STEM occupations.  
Figure 1 comes from that Census Bureau report [1] and shows where STEM majors 
work.  I want to emphasize two things evident in this graph. First, STEM is really 
TESM. “T” for technology dominates – these are the “computer workers”. Engineering 
is a strong second, and all the sciences—physical, life, and social comprise but 16% of 
the STEM workforce. “Math workers” account for a modest yet important 3%. The 
second important thing the graph shows is that many STEM majors do not end up 
working in STEM fields.   
Figure 2 shows the meager flow of non‐STEM majors into STEM occupations [1]. If 
we lump the literature and languages and liberal arts and history major groups, we find 
that just 5.4% end up in STEM occupations. If we restrict our focus to the sciences, then 
just 1.1% of these majors become science workers in the physical, life, and social 
sciences.  
 
 

 

�4 
 

 
Figure 1:  Where STEM majors end up in the general workforce. Graphic captured from 
http://www.census.gov/dataviz/visualizations/stem/stem‐html/ 
 
 

 

�5 
 

  
Figure 2:  Where non‐STEM majors end up in the general workforce. Graphic captured 
from http://www.census.gov/dataviz/visualizations/stem/stem‐html/ 
 
Let’s ask again: what are the tribes of science? One answer is that there are as many 
tribes of science as there as recognizable disciplines. Within a tribe members share 
conceptual schemata full of technical terms that refer precisely to things of interest, but 
which sound like jargon to the uninitiated. Yet disciplinary specialization proliferates as 
the bodies of knowledge grow. Sometimes disciplines converge and fuse, but far more 
often they subdivide messily. So can scientists from different tribes collaborate? And if 
so, then how do they work together? Over the past two decades or so there has been a 
re‐orientation of science and, importantly, science funding agencies toward seeking 

�6 
 

understanding about complex problems that involve interactions between human 
settlements and their supporting ecosystems.  

~~ */\* ~~ 
Scientists tell stories—highly structured, tightly condensed—but stories nonetheless. 
Liberal education, too, revels in stories and in the great conversation. It is the great 
conversation, the connecting of ideas spanning space and time, which teaches and 
hones rhetoric. Listening is a critical aspect of rhetoric because persuasive speech 
requires engagement with others.  Seminar simulates sitting around a table with 
scientists from diverse disciplines. I propose that the liberal art of rhetoric enables the 
bridging across disciplines: the liberally educated boundary worker can identify the key 
elements of the story above the particularities of the jargon that enforces disciplinary 
borders.  
I would like to share briefly three of the several interdisciplinary projects in which I 
have played a key role.  
The first project, sponsored by the National Science Foundation, was about sand, 
water, and grass. It asked a simple question: why does the largest dune field in the 
western hemisphere, the Sandhills of Nebraska, tend to stay vegetated in the face of 
environmental stresses like drought and grazing? After all, the grass cover is mostly 
sparse and can be grazed down to nothing within several days. Why are they not bare 
moving dunes like we see at White Sands in New Mexico or the Sahara desert in North 
Africa?   
To address this question we assembled a team of ecologists, hydrologists, 
climatologists, and geologists, mostly from the same university. Now this sounds like a 
rather harmless bunch of “ologists” but how these four disciplines conduct their science 
is radically different because of the kinds of evidence or data they collect to construct 
their stories. It took a full year of frequent meetings before we were able to bridge the 
differences in narrative structure and quality of evidence to develop a successful 
proposal for a four‐year study that included a large landscape manipulative experiment 
to test our hypotheses. We were able to answer the question and learn to pose many 
other interesting questions besides! And this is the hallmark of science – to ask 
questions, albeit in a particular manner.  

�7 
 

The second project, sponsored by NASA, is still underway. It asks how urban areas 
influence the behavior of severe storms. In particular it seeks to understand how the 
size and shape of the city and the pollution state of the urban air affects the interaction 
of storm and city. The project involves satellite imagery and derived products, weather 
radar data, and computer models of weather. So the team includes mesoscale 
meteorologists to run the models that simulate the storms, radar meteorologists to 
analyze the weather radar time series, atmospheric chemists to make sense of the 
interactions between the differently polluted rural and urban air, landscape ecologists 
to track how cities affect the growing season of vegetation, remote sensing scientists 
specializing in cities to character size and shape, and a professor of landscape and 
urban planning to help formulate findings from the science community into the 
language of the design community.  The project involves scientists at six universities 
and the National Severe Storms Laboratory, a government agency located in Norman, 
Oklahoma. In addition to the logistical challenges of having project meetings, there is 
again the challenge of learning the differences in scientific narrative across fields.  
The last project I will highlight is the most ambitious and potentially the most far‐
reaching. It involves epidemiologists, ecologists, software engineers, and public health 
officials. The National Institutes of Health, specifically the National Institute of Allergy 
and Infectious Disease, has been funding us since 2009 to develop a forecasting system 
to warn public health officials and early responders, such as non‐governmental 
organizations (NGOs), about when environmental conditions are ripe for the outbreak 
of epidemic malaria in the Amhara highlands of Ethiopia.  
Malaria is one of the great scourges of humanity. Millions in the tropics live in areas 
where malaria is endemic, it is always around and so its threat is well known. In 
highland areas malaria is not endemic, its transmission is unstable, and mortality is 
rare. But sometimes conditions are favorable for a generalized outbreak, an epidemic. 
The public and private health systems are then rapidly overwhelmed and mortality 
rates are very high.  What are those environmental conditions that set the stage for an 
epidemic? Can they be monitored and then predicted? How to communicate useful 
information to the public health officials? 
Ethiopia is the second most populous country in Africa at about 95 million. It is a 
mountainous country, with more than three‐quarters of peaks on African continent. The 
population is overwhelming rural—more than 80% live outside of cities—and it is poor. 

�8 
 

The literacy rate is among the lowest in the world. It is estimated that fewer than half 
the males and fewer than 30% of the females aged 15 and older can read. Thus, once we 
can forecast increased risk of an epidemic communicating it is a challenge, both 
technological and cultural.  
Let me mention just one example. To write the code to build a computer system that 
interacts both with scientists and public health officials requires eliciting from each 
group their requirements for the system. Discerning what is important from what is 
desirable and reconciling different requirements is surprisingly difficult task! However, 
rhetorical skills are once again crucial to the process: listening, synthesizing, and 
repeating in different words to build consensus. And coffee helps, too.     

~~ */\* ~~ 
To conclude, I want to speak to the question of “What is liberal education for?” 
There is an answer in the motto of St. John’s College: Facio liberos ex liberis libris libraque. 
Google Translate renders it as “I do have children with free books debtor appealed”, 
which points to the need for Latinists to improve the Technologists’ grasp of grammar! 
A proper translation of the motto reads ʺI make free men out of children by means of 
books and a balance.” This process of making free men and women is a preparing for 
the rest of life – a transforming of children into adults. Liberal education provides the 
foundation for choosing, intelligently, what is next and provides the awareness and 
skills to excel at that next stage. Liberal education is, indeed, preparation for 
interdisciplinary science, and countless other paths as well.  
 
Reference  
[1] Liana Christin Landivar, 2013, “The Relationship between Science and Engineering 
Education and Employment in STEM Occupations,” American Community Survey 
Reports, ACS‐23, U.S. Census Bureau, Washington, DC.  
 
Thursday, December 04, 2014 
Brookings, SD 

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                    <text>"Low-Tech Studies in a High-Tech World: Teaching the Great Books in Silicon Valley"
Lisa Hicks and Elizabeth Coggeshall
Stanford University
When we were conceptualizing how our paper might fit into a panel on the relationship
between the sciences and the liberal arts, Lisa and I realized that there are two opposing sets of
assumptions each argument could take. On the one hand, papers could assume an audience of
humanists who are perhaps disinclined to include the sciences under the heading “liberal arts” (this
was/appeared to be the basic assumption of the first paper). On the other, papers could begin from
the opposite point of view: speaking to a culture that emphasizes the STEM fields, how do we, as
humanists, justify the pursuit of non-instrumental, non-vocational, non-goal-oriented learning? How
do we create a space in which humanistic inquiry can be valued as highly as those fields that have
more immediately apparent and measurable outcomes: correct answers, material products, financial
gains?
Our paper comes from this latter perspective. Lisa and I teach in a voluntary, residential
Great Books program for freshmen at Stanford University, along the model of something like
Directed Studies at Yale. The major difference between a Directed Studies and our program, called
Structured Liberal Education or SLE, is the broader culture in which each program is embedded, and
from which the program distinguishes itself. In what follows, we will describe in broad strokes
Stanford’s “techie”-dominant culture (I borrow the undergraduates’ term here, “techie” being the
opposite of what they call “fuzzy,” in other words, anything tending toward the humanities
fields. And I should take a second to point out that “fuzzy” is almost exclusively a pejorative term,
as in “I would take that class, but I don’t want them to think that I am a fuzzy or
something!”). Second, we will discuss the ways our program sets itself apart from the culture at
large, and in doing so, we will present SLE’s answer to the conference question: “What is Liberal
Education for?”

�I’ll begin with an anecdote. Most often, conversations on the first day of class end with
students exchanging email addresses or phone numbers, “friending” one another on Facebook, or
making plans to meet in the dining hall or over coffee. But I had a peculiar experience on the first
day of an interdisciplinary freshman course I taught at Stanford University in 2013 called “Networks:
Ecological, Revolutionary, Digital.” The course had attracted many students from the STEM fields,
particularly Computer Science, and on the first day of class I noticed them checking out each other’s
profiles not on Facebook, but on LinkedIn. They swapped information about their summer research
projects and internships, which were already carefully lined up in March. Over the course of the
quarter, their in-class presentations (designed as “lightning talks” on any aspect of network theory
that interested them) became elevator pitches for their various start-ups, which dealt with green
energy, BitCoin, and big data analysis.
The course satisfied the brand new freshman requirement in “Thinking Matters,” inaugurated
in the 2012-2013 school year. The “Thinking Matters” courses are designed to encourage free
exploration and interdisciplinary experimentation. They replaced the older Introduction to the
Humanities (IHUM) requirement, which had built such a bad reputation among Stanford
undergraduates that first-year students would begin complaining about them during New Student
Orientation, before classes had even begun. “I hate my IHUM” became such a refrain that one senior
described it to me as a bonding experience for freshmen. Thinking Matters means to quell some of
the vitriol that had built up around freshmen requirements, providing students with options like
“Networks” which may be closer to their interests but still serve to introduce breadth to the freshman
experience. These courses mean to provide a space for free play, in the spirit of the liberal education.
Although it is one of the most fascinating courses I have ever been a part of, “Networks” was
despised by the students. What we had conceived as a theoretical exploration of network theory from
the perspective of a variety of disciplines, students saw as a waste of their time, as we “forced” them
to pursue two projects, a biological experiment on ant societies and a historical analysis of social

�networks in the Enlightenment. The students were frustrated by the lectures, which were effectively
essays that sought to illuminate the connections between three very different disciplinary approaches
to network theory: in history, computer science, and biology. Instead, the students wished to focus
on satisfying requirements in their majors, developing their research grants, and marketing their startups. The disconnect between our push toward breadth and their desire for depth produced clashes
that the section leaders had to mitigate in our small seminars.
I use this anecdote as an illustration of the rampant entrepreneurialism that characterizes
Stanford undergraduate culture. One of the most striking features of the first-year student at Stanford
is her entrepreneurial spirit. This is true of nearly all entering students, pervasive as it is in campus
culture, and it continues in certain sectors of the university throughout the students’ college
experience. Engendering the entrepreneurial spirit begins with New Student Orientation, where
incoming freshmen quickly learn that if they do not sign up for the engineering prerequisites their
first quarter, they will effectively be unable to complete the major in four years. Nearly a quarter of
Stanford students also pursue a co-terminal degree, which is a combined bachelor’s-master’s degree
begun in the student’s senior year. The co-term program also requires a great deal of early
specialization and curricular organization, so that students can complete their major requirements
(one, two, or even three majors), prerequisites for the co-term, and their general education courses in
a timely fashion. Curricular exploration – even if such courses fulfill general education requirements
– is seen as at best a luxury and at worst an imposition.
The academic mission of the university is explicitly concerned with “usefulness.” This has
been true of Stanford since its founding in 1891. Stanford was, in fact, among the first institutions of
higher learning in the US to introduce the major system as opposed to a standardized liberal arts
curriculum, a move which the first university president David Starr Jordan saw as coming from the
university’s commitment to practicality, the fixed curriculum being an “affront” to the student,
productive “dim-eyed monk[s]” and “stoop-shouldered grammarian[s]” instead of “leader[s] of

�enterprise” (SUES Report, p. 18). Nicholas Thompson, editor of newyorker.com, founder of the
Silicon Valley-backed startup The Atavist, and a Stanford alum, raised a series of questions about
Stanford’s affiliation with Silicon Valley in three blogposts on the New Yorker’s website in
2013. Provocatively asking where the Valley ends and the University begins, Thompson cited the
case of a dozen students who dropped out of school to work on Clinkle, a start-up supported by
investments from, among others, their own professors. Two of my students in “Networks” had
shared with our class that they were also being encouraged – by one of their professors – to drop out
of the university to work on their BitCoin start-up. In September 2013, Stanford announced a new
university initiative called StartX, a start-up incubator that will advise current students on their startup projects. The university itself will invest in the most successful of this elite group of startups. The university has a strict policy for dealing with professors entering romantic relationships
with their graduate students, but we could probably stand to lay down some policies for investment
relationships as well. On a less ethically fraught front, Stanford has opened an office under the
supervision of the Vice Provost for Undergraduate Education for Undergraduate Advising and
Research, which boasts that the university invests between $4-5 million annually in undergraduate
research projects, overseen by faculty across all departments of the university (SUES Report, p. 56).
The obvious ethical issues of professors investing in their students’ start-ups aside, I don’t
mean to suggest that an entrepreneurial spirit is somehow bad for the university or for the individual
student. On the contrary, it drives Stanford students in all fields to pursue exceptional projects, and
to prepare themselves for careers both inside and outside the academy. There are clear benefits to
students specializing early, pursuing independent and original research, and cultivating close
advising relationships with supervising faculty. But I would like to suggest that this kind of hyperspecialization is antithetical to the goals of the liberal education, which is explorative and
meandering, rather than directional. The entrepreneurial drive of Stanford students compels them to
acquire a dizzying degree of depth within their majors, but it simultaneously convinces them that

�breadth is a distraction, a requirement thrust upon them by the powers-that-be, that may well derail
them from the primary projects that will guarantee their success at Stanford and beyond: their startups, their independent research grants, their archival work.
One of the primary antidotes to this entrepreneurial thinking at Stanford is the Structured
Liberal Education program, of which Lisa and I are here as representatives. As I have already
mentioned, Structured Liberal Education (or SLE) is a Great Books program available only to
incoming freshmen, who apply to the program after accepting their offers of admission to
Stanford. Each year, we consistently receive between 140-150 applications for the 90 spots of the
program (this is about 5% of the total incoming freshmen class). The 90 students live in a single
residence, and we hold both plenary lectures and discussion sections in the common spaces of their
dorm. We use a flexible but fairly consistent curriculum that varies only slightly from year to
year. At breakneck speed, students cover the great works of (primarily) Western culture, listening to
lectures given by experts from around the university, and then working through the texts in small
seminars led by the SLE teaching staff. In the meantime, the students submit papers that are written
in multiple drafts, that they discuss extensively in one-on-one meetings with their seminar leaders
and a dedicated staff of writing tutors, all of whom are alumni of the program. In the time that
remains, Lisa will speak about the ways in which SLE works to disrupt the entrepreneurial paradigm
that Stanford has cultivated, and the challenges and rewards faced by the students in our program as a
result.

----------Beth has just presented a picture of the overall Stanford undergraduate culture as
instrumentalist, entrepreneurial, and more focused on depth than on breadth. But the culture of SLE
is different, and the differences sometimes push directly against the dominant trends of the overall
culture.

�In part, SLE pushes against instrumentalism simply by being Great-Books-based humanities
program: reading The Republic and The Inferno are not obvious and necessary steps in most career
paths. And, unlike students from the much-hated IHUM classes, SLE students do not seem to want
the SLE program to be anything other than what it is. The move from IHUM to Thinking Matters
was driven, in part, by students’ desires for general education requirements that felt, to use one of the
contemporary education buzzwords, “relevant.” Students who signed up for the “Networks” class
that Beth worked in thought that they were signing up for a general education class that was closely
related to their career interests, and the elements of the class that they disliked were the elements that
didn’t address those career interests. But SLE students sign up for SLE in part because they don’t
want a narrowly focused, career-based general education class. Some of our SLE students plan to
major in Engineering and Computer Science and other STEM fields, and, when we ask them why
they chose SLE, they are nearly unanimous in saying that they wanted something different from their
general ed experience: they want the breadth; they want big ideas that have nothing to do with
computers; they want serious engagement with texts that lets them develop skills that do not directly
link up with their career paths. In short, they want a humanities education that is separate from their
career-related studies. And they say that they want this non-career-focused experience at the
beginning of their studies. They say things like, “I want to read these books while I still have the
chance, before I get overwhelmed with Engineering requirements.” They see their SLE reading as
both separate and foundational, as an experience that will shape and change the way that they engage
with the rest of their education.
Further, this widespread interest in humanistic enquiry as something other than a means to a
career-focused end creates different social pressures for SLE students. A lot of Stanford
undergraduates who do not take SLE describe the overall student culture as "anti-intellectual." When
Stanford was considering the move from IHUM to Thinking Matters, a committee of faculty and
staff conducted interviews and surveys with many Stanford students who had gone through the

�IHUM program, and one story that they heard over and over was the "IHUM kid" story. Students
would say, "If I tried to talk bring up ideas or concepts from my IHUM class in a group of friends,
people would tell me to be quiet and call me 'IHUM kid.'" Students were quickly acclimated into a
culture in which IHUM ideas were only to be discussed in IHUM class.
But SLE students expect their peers to discuss texts and ideas outside of class, and the social
dynamics in the SLE dorm tend to reward engagement with texts and ideas. SLE’s class spaces are
in the dorm, including several dorm lounges, and, when I hold office hours in a lounge, the
conversations that I overhear are often about this week’s texts, or about ways that a key theme from
this week’s readings relates to other texts from the course or to books or themes from students’ other
courses. (I also hear enough random conversations about movies and roommates and weekend plans
to know that these class-related conversations aren’t being performed for the benefit of the teacher in
the corner; a lot of the time, the students who are talking about this week’s text haven’t noticed that
I’m there.)
Further, the student who draws connections between the themes of a SLE text and ideas from
other courses tends to draw those connections in a non-instrumentalist way. They tend to frame the
connection as, “Here is a cool thing that I noticed, and I’m mentioning it because it’s interesting”
rather than as, “Here is a cool thing that I noticed, and it’s interesting because it shows me that this
book that I’m reading is relevant to my career interests.” I’m thinking in particular of some students
who were taking a political science course during the Spring term, which is when we read Marx in
SLE. Whenever those students drew parallels between Marx’s analysis of labor power relations and
their PolySci professor’s analysis of the history of power relations in Israel, I always got a sense that
they were bringing in the outside material because they thought it was interesting and illuminating in
its own right and not because that information made Marx useful to their prospective careers as
lawyers or international business executives. I think our students would see talking and thinking
about SLE texts in a careerist or instrumentalist way as wrong, as breaking the rules; it wouldn’t fit

�with their sense of how SLE is supposed to work. And students who acculturate to this sense of how
SLE is supposed to work will not buy into an instrumentalist model that claims that every text and
every idea and every class is meant to forward their career goals.
The ways that SLE students push against an instrumentalist educational model is closely
related to the ways that they do not fit the entrepreneurial mold of the dominant Stanford
culture. When Beth and I were working on this paper, we talked a lot about what “entrepreneurial”
means, and we figured out that, for us, the difference between “entrepreneurial” and “enterprising”
has to do with motivation. You’re entrepreneurial for the sake of the external end that you’re aiming
at: if you’re founding a start-up out of an entrepreneurial spirit, then your main concern is the startup. The success of the external end is what motivates you. But if you’re doing something out of an
enterprising spirit, maybe your main concern is your own development; you’re more concerned about
what the success or failure of the venture says about you and the kind of person you are and the kind
of capacities that you have. And the SLE students tend to be much more enterprising than
entrepreneurial. They might not frame it in these terms, but they tend to be concerned with selffashioning, with mastering a text or a skill in order to become the sort of person who knows that text
or possesses that skill, with becoming multi-faceted. They tend to have a sense that the kind of
person that they become is more important than the particular ends that they choose to pursue--and,
in particular, more important than the career that they choose. By providing students with a space
that emphasizes the process of learning rather than a particular end or product of that learning, SLE
gives its students permission to be enterprising rather than entrepreneurial--permission that, for the
students, may push against the entrepreneurialist strain in the larger Stanford culture.
SLE’s emphasis on the process rather than the product of learning also ties into its focus on
breadth--a focus that runs counter to an overall culture that privileges depth and narrow
specialization. SLE operates at an exceptionally fast pace, which is one of the perennial complaints
of our students. We devote no more than two days to any text, and most texts only get one day, so

�we cover no text in depth. The first three weeks of the winter term last year, for example, had
students read and discuss Augustine’s Confessions, Aquinas’s Summa, al-Ghazali’s Path to Sufism,
and Dante’s Inferno, which they read in its entirety in Week 3. Students often see this as a detriment
to real engagement with the text at hand, but we console them by reminding them that SLE’s focus is
not depth (which they will enjoy as they pursue their individual majors), but breadth. The benefits of
this kind of breadth – while probably obvious to the audience here today – are worth being
articulated, not only because they may be obscure to other students who do not opt-in to this sort of
program, but because they answer the stated question of this conference: What is Liberal Education
For? SLE’s short answer to this question would be breadth. Breadth of material allows the students
to focus on skills development over content management. We do not test them on what they retain of
their material, but on how they process it, what connections they draw, what debates they foresee. It
matters less to programs like SLE that the students can recall information readily available at a tap of
their fingers; rather, we would give them as many instances to choose from as they could, and ask
them to synthesize a few of those instances to address one of the Great Questions. The depth model,
by contrast, asks students to narrow in a question until it is answerable by a single algorithm, by
changing a single variable, or by some other means of reducing the problem to its smallest
constituent parts. When students disregard breadth, as many Stanford undergraduates do, broad
questions are swallowed by narrow ones, or set aside as unanswerable or meaningless, because they
appear too big to handle. When students embrace the breadth model, they find that freedom to
attempt answers at these questions, the freedom that gives the liberal education its name (and, for that
matter, the freedom that gave Stanford University its motto: “The wind of freedom blows”!).

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                    <text>Why the Case for the Liberal Arts is Stronger than Ever

Wilfred M. McClay
University of Oklahoma

If we are to make a persuasive case for the liberal arts, we must first have a reasonably
coherent notion of what the liberal arts are, and what they are for. That means
clearing away some persistent misconceptions.

To begin with, the term “liberal arts” shouldn’t be understood as a synonym for “the
humanities,” or for those “soft” disciplines that are offered as complements to the
“hard” disciplines of science and mathematics. In fact, the serious study of science
and mathematics forms just as essential a part of a liberal education. And teaching the
liberal arts is not just a matter of imparting certain analytical techniques, even if the
liberal arts do impart those skills extremely well as a byproduct of their work, skills
that are readily transferable to other areas of human endeavor. The “liberal arts” do
not refer to a particular content area or a particular body of knowledge, although their
exercise may well involve the acquisition of such a body of knowledge. They are not
reducible to a lengthy list of books that must be read, or to languages that must be
mastered, or to concepts with which one must be demonstrably conversant—

1

�although all those things will contribute in indispensable ways to the pursuit of a
liberal education.

Instead, the mark of a genuinely liberal education is that it aims at instilling a set of
paradoxical qualities, which are often quite fiercely at odds with one another. Those
qualities can be grouped under two broad rubrics: the capacity for inquiry, and the
capacity for membership.

Let me illuminate what I am saying by providing a specific example.

A number of years ago, when I was still a fairly junior professor on the faculty at
Tulane, I went to an academic conference in San Francisco whose subject was the
purpose of the modern university. It was well-attended, and featured two outstanding
plenary speakers, both of whom were received very warmly by their audiences.

The first was the historian C. Vann Woodward, who was receiving a luncheon award
for his long and illustrious career, and particularly for his commitment to free speech
and free investigation. In his remarks, Woodward put forward a bold and
uncompromising view of what the university’s appropriate work consisted in. “The
university,” he declared, “is the place where the unthinkable can be thought, the
unspeakable can be said, the inconceivable can be conceptualized, and the
2

�unfashionable can be entertained.” (I quote from memory here, which may be
unreliable in particulars but is entirely reliable in capturing the thrust of Woodward’s
remarks.) The university, and it alone, offered the world a place consecrated to the
most precious and most imperiled aspect of human freedom: our freedom of thought,
freedom of inquiry, and freedom of expression. Without strong institutional
protections for such freedoms against the forces that always seemed to spring up
against them, we would lose the benefit of them, including the benefits that come of a
culture that is bent upon seeking and finding the truth, without fear or favor. Visibly
stirred by these words, and by the distinguished career of the man who uttered them,
the audience applauded loud and long, and I joined them.

Then later in the day came an address by the political scientist James Q. Wilson, also
speaking on the theme of the university’s purpose. In his speech, Wilson argued that
the modern university was best understood as the chief conservator of the rich but
fragile civilization of the Western world, the keeper of our chief intellectual, moral,
and artistic treasures and our collective historical memory. That heritage had made us
what, and who, we are; but our dynamic commercial and progressive culture was all
too likely to toss that heritage aside, in the pell-mell pursuit of the next big thing. If
the university did not take care to look after the older things, he asked, who else
would? Without a strong institutional commitment to the conservation and
propagation of that cultural inheritance, we would lose the benefit of it, including the
3

�benefits that come of sustaining a vital connection to the past, and to the best that has
been thought and expressed in the human experience. For these words, too, the
audience applauded loud and long, and again I joined them enthusiastically, though by
now experiencing a bit of puzzlement at them, and at myself.

Puzzlement, because it struck me that the audience, and I myself, seemed to be
applauding, with equal enthusiasm, two entirely different, and seemingly incompatible,
ideals of the university. Woodward seemed to be holding up the university as a place
of constant unsettlement, even creative destruction, in which everything that is taken
for truth today is open at every moment to being rethought, reframed, and
reconstituted, and even discarded, a place in which no dogma is safe and no
complacency is tolerated—a place in which ideas and ideals can have validity only so
long as they can stand up to the intense and uninhibited refining fire of today’s most
impertinent questions and searing criticisms.

Wilson, on the other hand, was pushing for an ideal of the university which stood
precisely against the arrogant and self-absorbed tendency of the modern world to
appoint itself the plenipotentiary judge of all things, to deny and disparage the
authority of all that has come before it, and in so doing, to ensure that those who
come after it will accord it the same treatment, in the fullness of time. Wilson’s
university was instead a place where the young would be educated to take up the
4

�fullness of their cultural inheritance, to become literate and conversant in its many
features, and to fully appropriate all that it has to offer them.

These are two very different-sounding ideas about the nature of higher education.
And yet we applauded them both with roughly equivalent fervor. Were we, the
audience, being mindless fools, or emotional pushovers, or merely being polite to a
fault, in doing so? Or might there be a deeper logic linking them, one that neither
speaker sought to illuminate, but that we need to take to heart in our own attempt to
understand what the value of a college education, and particularly one in the liberal
arts, ought to be in the present day?

I think there is, in fact, a deeper sense in which these two different accounts of the
university are merely different aspects of the same vision: a vision of education as a
preparation for freedom, in the fullest sense of the term—freedom not as mere
license, nor as a life lived unfettered by constraints or coercions or traditions, nor for
that matter as a life lived in the easy-going, conflict-free adjustment of one’s wants
and expectations to the world as one finds it, but freedom as rational self-government,
as a regimen of risks and rewards, a freedom grounded in a fruitful combination of
membership and inquiry, of reverence and criticism—a freedom that releases us from
the unquestioned tutelage of the past, but in a way that enables us to draw sustenance
from the past rather than aiming at making us wantonly disdainful of it. Wilson’s
5

�university would bring to its charges the blessings of a more fully conscious and
informed membership in the society of which they are already a part; while
Woodward’s university would give them space for skeptical inquiry, the ability to
engage in the acts of radical questioning and criticism, including civilizational selfcriticism, which represent one of the chief means by which that society has been
induced to improve itself, and redress its deficiencies. The best university, the one that
teaches the liberal arts, is the one that does both of these things at the same time.

Hence we were right to applaud both speakers at that convention, for we need both
messages. Membership without inquiry is stale traditionalism; inquiry without
membership is captiousness or kibitzing, living like the poker player who doesn’t take
a stake in the game. The end in view is that of substituting informed loyalties for blind
ones, and substituting conscious reasonableness, and uncoerced love, for fear and
dependency and superstition and reflex action. It is a freedom that comes of seeing all
that one has formerly known in a larger arena, within a larger frame, as a part of a
larger reality—not to reject it, but to see it all in, as we say, a new and wondrous light.

That image, of seeing all things freshly when they have been freshly illuminated by the
emergence of profounder sources of light, will make many of us think of one of the
greatest and most imperishable parables of education: Plato’s Allegory of the Cave, in
the seventh book of the Republic. You all know the story, a strange, even weird tale
6

�of people who have been compelled since birth to view images cast upon a wall as if
they were the only real things in existence, and of the disturbing revelations that come
to them when they are released from their bondage, and brought into the blinding
light of day—brought to see things as they really are. The same parable has been
related in various ways: in the various understandings of the veil of Maya in Hinduism
and Buddhism, or of the “evil demon” in Descartes’s Meditations, who so orders the
world as to deceive us, or the 1999 science-fiction movie called The Matrix, in which
the mass of humanity has been constrained to experience only a simulation of reality
created by all-controlling life-devouring computers. Or even in something as familiar
to all Americans as the movie The Wizard of Oz, in which the title character turns out
to be a purveyor of trickery. What all these narratives reinforce is a powerful, and
sometimes haunting, apprehension that we might be living our lives under the spell of
a complete illusion, whether imposed by others or by ourselves; that the process of
freeing ourselves from that illusion is likely to be painful and unsettling, that it can
involve a complete transformation of all that was familiar, and a complete
redescription of reality itself, in the name of the search for truth. And the stakes are
very high. Those illuminati who return to the cave, Plato warns us, are likely to be
killed by those who have never left the cave, who prefer not to have their illusions
disturbed.

7

�But our experience is rarely as dramatic and extreme as that. And Plato’s great
allegory, and the other versions of this theme, do not tell the whole story about
education, which is just as often a tale of delight and discovery and enchantment as it
is one of painful displacement. I fear that Plato’s allegory may mislead us by
emphasizing only one part of the effort of liberal education, the process of disabusing
and disillusioning, of weakening the stranglehold of the present and the past on us,
for the sake of better apprehending the possibilities that beckon from beyond.

An argument I find more helpful and reliable comes from a small book by the late
historian Jaroslav Pelikan, called The Vindication of Tradition. Drawing upon an essay by
Ralph Waldo Emerson, Pelikan offers up a distinction between “tradition” and
“insight,” and then goes on to show how unsustainable that distinction actually is:

A “leap of progress” is not a standing broad jump, which begins at the line of
where we are now; it is a running broad jump through where we have been to
where we go next. The growth of insight—in science, in the arts, in philosophy
and theology—has not come through progressively sloughing off more and
more of tradition, as though insight would be purest and deepest when it has
finally freed itself of the dead past. It simply has not worked that way in the
history of the tradition, and it does not work that way now. By including the
dead in the circle of discourse, we enrich the quality of the conversation. Of
8

�course we do not listen only to the dead, nor are we a tape recording of the
tradition….But we do acquire the insight for which Emerson was pleading
when we learn to interact creatively with the tradition which he was
denouncing.

And Pelikan concludes his examination with a charge to the reader, taken from
Goethe’s Faust:

What you have as heritage,
Take now as task;
For thus you will make it your own.

In this view, the point of studying the tradition is not to absolve us of the need to
think for ourselves, or relieve us of the responsibility to build things of our own. On
the contrary. The tradition helps us to recognize the work we are meant to do. Our
heritage is our task. It gives our world its defining contours, its horizons, and its
specific possibilities, its problems to be solved. We cannot know or undertake our
task without the benefit of our heritage. But it is by doing our task that we can come
into the full possession of that heritage—thereby perpetuating the tradition as
something living, rather than something moribund—and thereby making it possible
for us to have a free and full relationship with that heritage, like that of children who
9

�have fully grown up, and can at last see and embrace their parents and forebears for
the people they actually are, and can come into fully adult possession of their
inheritance.

So the Platonic allegory is not fully adequate to the task of description here. But then
neither is Woodward’s description of the university as a relentless and unsparing
critique, or Wilson’s of the university as an agency of reverent cultural transmission.
What might fit Pelikan’s description best is the idea of education as a Bildungsroman or
narrative journey, but only if one adds the qualification that it is a narrative journey
that culminates in a homecoming, the kind of story that we call an odyssey. “We shall
not cease from exploration,” wrote T. S. Eliot, in “Little Gidding,” “And the end of
all our exploring/ Will be to arrive where we started/ And know the place for the first
time.” Such is the task of a liberal education, rightly understood, as a liberating
exploration that results, not in our being made permanently uprooted and alienated,
but in our becoming more fully at home in the world that we already inhabit, and
more fully able to enhance it, beautify it, ennoble it, and sustain it. An inquiry that
draws upon, challenges, but ultimately affirms and strengthens, our sense of
membership in that world. In fact, an inquiry whose pursuit is part and parcel of our
belonging, and which makes tradition and insight into partners, rather than foes. The
truly wise cosmopolitan knows, as Dorothy told us, that there’s no place like home.

10

�I think the contribution of liberal education to our public life ought to be clear
enough from what I have said so far. Of course, I recognize, as does everyone at this
conference, that the educational institutions that are the principal venue for liberal
education are imperiled on all sides by problems of excessive cost and uncertain
results, and that there are hard questions to be asked about questions of access and
economic feasibility and practicality. I don’t mean to brush those questions aside. But
I think that before we make a potentially fatal decision to change forever what we do,
and adapt the end to the means, or the perceived means, we need to think very hard
about what the end of liberal education really is.

We should also consider the fact that we live at what is arguably the most prosperous
moment in the entire history of the human race. The standard of living that even the
most common among us enjoys today would be the envy of kings and queens in ages
past. Is it really credible then to say—at precisely this moment—that the pursuit of
the highest and best kind of education is something that much poorer peoples and
times were right to seek, but that we can no longer afford? Can we hear how absurd it
sounds for us to be saying such things?

The chief public benefit of liberal education, when it is functioning successfully, is the
formation of a particular kind of person, someone who is also capable of being a
particular kind of citizen, who robustly embodies the virtues of both inquiry and
11

�membership, and therefore is equipped for the work of truth-seeking deliberation and
responsible action that a democratic form of government requires. Such a person has
an ability to draw back from the flow of events and reflect upon them, the ability to
consult the voice of reason and the wise testimony of the past. Such a person has the
cognitive and moral strength to see the world as it is, and not be fooled into mistaking
a succession of images projected onto the walls of caves, or conjured on screens, for
reality, no matter how large the images or how pervasive their presence. And no
matter how many others around them have been gulled or deceived into believing in
those images.

Which is a way of acknowledging that Plato’s great allegorical image of liberation
remains at the core of education, even if it does not constitute the whole of it. Before
we can do anything truly magnificent and lasting, we must be drawn out of our
various caves. We must be liberated from the sirens of propaganda, or the
enchantments of virtual experience, before we can accomplish anything worthwhile. It
is probably too extreme to argue that we are inhabiting our own soft-core version of
the Matrix. But it is not at all extreme to believe that an unhealthy proportion of our
experience, and particularly the experience of the young, has come to be mediated and
directed and channeled and simulated by the artificial instrumentalities we use to
apprehend the world, instrumentalities that compel our imaginations to believe in a
world that they—and not we—conjure into being. Such a tendency carries with it
12

�great dangers, both for our ability to think clearly and attentively, and our ability to
draw on our own imaginations with vividness, intensity, and independence, not to
mention its undercutting the patterns of restrained and civil public deliberation that a
genuinely democratic society requires. In the years to come, it will be a greater and
greater part of a genuine liberal education to counteract these less benign effects of
our ghostly electronic cave, and restore us to ourselves—restore our ability to hear
and see and touch the earth for ourselves, to gaze at the night sky for ourselves, and
bring us back into contact with the exhilarating, wind-swept heights of our human
freedom, in which the game of life is being played for keeps. And give us, through
hard study of old books and the hard but delightful work of conversation, an
enduring and unsimulated participation in human excellence, a drink of our own,
drawn from that deep reservoir of shared wisdom of which Herman Melville was
speaking, when he wrote that “Genius, all over the world, stands hand in hand, and
one shock of recognition runs the whole circle round.” That study, that drink—that
shock—usher us into a profoundly public world, a shared world, the highest common
denominator—a world beyond all caves and matrices, and yet a world to which we
can belong fully, if we wish to.

####

13

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